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3,789 | Bitola | Bitola (/ˈbiːtoʊlə, -tələ/; Macedonian: Битола [ˈbitɔɫa] ) is a city in the southwestern part of North Macedonia. It is located in the southern part of the Pelagonia valley, surrounded by the Baba, Nidže, and Kajmakčalan mountain ranges, 14 kilometres (9 miles) north of the Medžitlija-Níki border crossing with Greece. The city stands at an important junction connecting the south of the Adriatic Sea region with the Aegean Sea and Central Europe, and it is an administrative, cultural, industrial, commercial, and educational centre. It has been known since the Ottoman period as the "City of Consuls", since many European countries had consulates in Bitola.
Bitola, known during the Ottoman Empire as Manastır or Monastir, is one of the oldest cities in North Macedonia. It was founded as Heraclea Lyncestis in the middle of the 4th century BC by Philip II of Macedon. The city was the last capital of the First Bulgarian Empire (1015–1018) and the last capital of Ottoman Rumelia, from 1836 to 1867. According to the 2002 census, Bitola is the second-largest city in the country, after the capital Skopje. Bitola is also the seat of the Bitola Municipality.
The name Bitola is derived from the Old Church Slavonic word ѡ҆би́тѣл҄ь (obitěĺь, meaning "monastery, cloister"), literally "abode," as the city was formerly noted for its monastery. When the meaning of the name was no longer understood, it lost its prefix "o-". The name Bitola is mentioned in the Bitola inscription, related to the old city fortress built in 1015 during the ruling of Gavril Radomir of Bulgaria (1014–1015) when Bitola served as capital of the First Bulgarian Empire. Modern Slavic variants include the Macedonian Bitola (Битола), the Serbian Bitolj (Битољ) and Bulgarian Bitolya (Битоля). In Byzantine times, the name was Hellenized to Voutélion (Βουτέλιον) or Vitólia (Βιτώλια), hence the names Butella used by William of Tyre and Butili by the Arab geographer al-Idrisi.
The Modern Greek name for the city (Monastíri, Μοναστήρι), also meaning "monastery", is a calque of the Slavic name. The Turkish name Manastır (Ottoman Turkish: مناستر) is derived from the Greek name, as is the Albanian name (Manastir), and the Ladino name (מונאסטיר Monastir). The Aromanian name, Bitule or alternatively, Bituli, is derived from the same root as the Macedonian name.
Bitola is located in the southwestern part of North Macedonia. The Dragor River flows through the city. Bitola lies at an elevation of 615 metres above sea level, at the foot of Baba Mountain. Its magnificent Pelister mountain (2,601 m) is a national park with exquisite flora and fauna, among which is the rarest species of pine, known as Macedonian pine or pinus peuce. It is also the location of a well-known ski resort.
Covering an area of 1,798 km (694 sq mi) and with a population of 122,173 (1991), Bitola is an important industrial, agricultural, commercial, educational and cultural centre. It represents an important junction that connects the Adriatic Sea to the south with the Aegean Sea and Central Europe.
Bitola has a mildly continental climate typical of the Pelagonija region, experiencing very warm and dry summers, and cold and snowy winters. The Köppen climate classification for this climate is Cfb, which would be an oceanic climate, going by the original −3 °C (27 °F) threshold.
There are a number of prehistoric archaeological sites around Bitola. The earliest evidence of organized human settlements are the archaeological sites from the early Neolithic period, among which the most important are the tells of Veluška Tumba and Bara Tumba near the village of Porodin, first inhabited around 6000 BC.
The region of Bitola was known as Lynkestis in antiquity, a region that became part of Upper Macedonia, and was ruled by semi-independent chieftains until the later Argead rulers of Macedon. The tribes of Lynkestis were known as Lynkestai. According to Nicholas Hammond, they were a Greek tribe belonging to the Molossian group of the Epirotes. There are important metal artifacts from the ancient period at the necropolis of Crkvište near the village of Beranci. A golden earring dating from the 4th century BC is depicted on the obverse of the Macedonian 10-denar banknote, issued in 1996.
Heraclea Lyncestis (Ancient Greek: Ἠράκλεια Λυγκηστίς - City of Hercules upon the Land of the Lynx) was an important settlement from the Hellenistic period till the early Middle Ages. It was founded by Philip II of Macedon by the middle of the 4th century BC, and named after the Greek hero Heracles. With its strategic location, it became a prosperous city. The Romans conquered this part of Macedon in 148 BC and destroyed the political power of the city. However, its prosperity continued mainly due to the Roman Via Egnatia road which passed near the city. A number of archaeological monuments from the Roman period can be seen today in Heraclea, including a portico, thermae (baths), a theater. The theatre was once capable of housing an audience of around 2,500 people.
In the early Byzantine period (4th to 6th centuries AD) Heraclea became an important episcopal centre. Some of its bishops were mentioned in the acts of the first Church Councils, including Bishop Evagrius of Heraclea in the Acts of the Sardica Council of 343. The city walls, a number of Early Christian basilicas, the bishop's residence, and a lavish city fountain are some of the remains of this period. The floors in the three naves of the Great Basilica are covered with mosaics with a very rich floral and figurative iconography; these well preserved mosaics are often regarded as one of the finest examples of the early Christian art in the region. During the 4th and 6th centuries, the names of other bishops from Heraclea were recorded. The city was sacked by Ostrogothic forces, commanded by Theodoric the Great in 472 AD and, despite a large gift to him from the city's bishop, it was sacked again in 479. It was restored in the late 5th and early 6th centuries. However, in the late 6th century the city suffered successive attacks by various tribes, and eventually the region was settled by the early Slavic peoples. Its imperial buildings fell into disrepair and the city gradually declined to a small settlement, and survived as such until around the 11th century AD.
In the 6th and 7th centuries, the region around Bitola experienced a demographic shift as more and more Slavic tribes settled in the area. In place of the deserted theater, several houses were built during that time. The Slavs also built a fortress around their settlement. Bitola was a part of the First Bulgarian Empire from the middle of the 8th to the early 11th centuries, after which it again became part of the Byzantine Empire, and in turn was briefly part of the Serbian Empire during the 14th century. Arguably, a number of monasteries and churches were built in and around the city during the Medieval period (hence its other name Manastir).
In the 10th century, Bitola came under the rule of tsar Samuel of Bulgaria. He built a castle in the town, later used by his successor Gavril Radomir of Bulgaria. The town is mentioned in several medieval sources. John Skylitzes's 11th-century chronicle mentions that Emperor Basil II burned Gavril's castle in Bitola, when passing through and ravaging Pelagonia. The second chrysobull (1019) of Basil II mentioned that the Bishop of Bitola depended on the Archbishopric of Ohrid. During the reign of Samuil, the city was the seat of the Bitola Bishopric. In many medieval sources, especially Western, the name Pelagonia was synonymous with the Bitola Bishopric. According to some sources, Bitola was known as Heraclea since what once was the Heraclea Bishopric later became the Pelagonian Metropolitan's Diocese. In 1015, Tsar Gavril Radomir was killed by his cousin Ivan Vladislav, who then declared himself tsar and rebuilt the city's fortress. To commemorate the occasion, a stone inscription written in the Cyrillic alphabet was set in the fortress; in it the Slavic name of the city is mentioned: Bitol.
During the battle of Bitola in 1015 between a Bulgarian army under the command of the voivode Ivats and a Byzantine army led by the strategos George Gonitsiates, the Bulgarians were victorious and the Byzantine Emperor Basil II had to retreat from the Bulgarian capital Ohrid, whose outer walls were by that time already breached by the Bulgarians. Afterwards Ivan Vladislav moved the capital from Ohrid to Bitola, where he re-erected the fortress. However, the Bulgarian victory only postponed the fall of Bulgaria to Byzantine rule in 1018.
As a military, political and religious center, Bitola played a very important role in the life of the medieval society in the region, prior to the Ottoman conquest in the mid-14th century. On the eve of the Ottoman conquest, Bitola (Monastir in Ottoman Turkish) experienced great growth with its well-established trading links all over the Balkan Peninsula, especially with big economic centers like Constantinople, Thessalonica, Ragusa and Tarnovo. Caravans carrying various goods came and went from Bitola.
From 1382 to 1912, Bitola was part of the Ottoman Empire, and was known as Monastir. Fierce battles took place near the city during the Ottoman conquest. Ottoman rule was completely established after the death of Prince Marko in 1395 when the Ottoman Empire established the Sanjak of Ohrid as a part of the Rumelia Eyalet and one of the earliest established sanjaks in Europe. Before it became part of the Ottoman Empire in 1395, Bitola was part of the realm of Prince Marko. Initially, its county town was Bitola and later it was Ohrid, so it was sometimes referred to as the Sanjak of Monastir and sometimes as the Sanjak of Bitola.
After the Austro-Ottoman wars, the trade development and the overall prosperity of the city declined. But in the late 19th century, it again became the second-largest city in the wider southern Balkan region after Thessaloniki.
Between 1815 and 1822, the town was ruled by the Albanian Ali Pasha as part of the Pashalik of Yanina.
During the Great Eastern Crisis, the local Bulgarian movement of the day was defeated when armed Bulgarian groups were repelled by the League of Prizren, an Albanian organisation opposing Bulgarian geopolitical aims in areas like Bitola that contained an Albanian population. Nevertheless, in April 1881, an Ottoman army captured Prizren and suppressed the League's rebellion.
In 1874, Manastır became the center of Monastir Vilayet which included the sanjaks of Debra, Serfidze, Elbasan, Manastır (Bitola), Görice and the towns of Kırcaova, Pirlepe, Florina, Kesriye and Grevena.
Traditionally a strong trading center, Bitola was also known as "the city of the consuls". In the final period of Ottoman rule (1878–1912), Bitola had consulates from twelve countries. During the same period, there were a number of prestigious schools in the city, including a military academy that, among others, was attended by the Turkish reformer Mustafa Kemal Atatürk. In 1883, there were 19 schools in Monastir, of which 11 were Greek, 5 were Bulgarian and 3 were Romanian. In Bitola, besides the schools where Ottomanism and Turkism flourished in the 19th century, schools of various nations were also opened. These institutions, which were very effective in increasing the education level and the rate of literacy, caused the formation of a circle of intellectuals in Bitola. Bitola was also the headquarters of many cultural organizations at that time.
In 1894, Manastır was connected with Thessaloniki by train. The first motion picture made in the Balkans was produced by the Aromanian Manakis brothers in Manastır in 1903. In their honour, the annual Manaki Brothers International Cinematographers Film Festival is held in Bitola since 1979.
In November 1905, the Secret Committee for the Liberation of Albania, a secret organization formed to fight for the liberation of Albania from the Ottoman Empire, was founded by Bajo Topulli and other Albanian nationalists and intellectuals. Three years later, the Congress of Manastir of 1908, which standardized the modern Albanian alphabet, was held in the city. The congress was held at the house of Fehim Zavalani. Mit'hat Frashëri was chairman of the congress. The participants in the Congress were prominent figures from the cultural and political life of Albanian-inhabited territories in the Balkans, and the Albanian diaspora.
The Bitola region was a stronghold of the Ilinden Uprising. The uprising was conceived in 1903 in Thessaloniki by the Internal Macedonian Revolutionary Organization (IMRO). The uprising in the Bitola region was planned in Smilevo village in May 1903. Battles were fought in the villages of Bistrica, Rakovo, Buf, Skocivir, Paralovo, Brod, Novaci, Smilevo, Gjavato, Capari and others. Smilevo was defended by 600 rebels led by Dame Gruev and Georgi Sugarev. They were defeated and the villages were burned.
In 1912, Montenegro, Serbia, Bulgaria and Greece fought the Ottomans in the First Balkan War. After a victory at Sarantaporo, Greek troops advanced towards Monastir but were defeated by the Ottomans at Sorovich. The Battle of Monastir (16–19 November 1912) led to Serbian occupation of the city. According to the Treaty of Bucharest, 1913, the region of Macedonia was divided into three parts among Greece, Serbia and Bulgaria. Monastir was ceded to Serbia and its official name became the Slavic toponym Bitola.
During World War I Bitola was on the Salonica front. Bulgaria, a Central Power, took the city on 21 November 1915, while the Allied forces recaptured it in 1916. Bitola was divided into French, Russian, Italian and Serbian sections, under the command of French general Maurice Sarrail. Until Bulgaria's surrender in late autumn 1918, Bitola remained a front line city and was bombarded almost daily by air bombardment and artillery fire and was nearly destroyed.
At the end of World War I Bitola was restored to the Kingdom of Serbia, and, consequently, in 1918 became part of the Kingdom of Serbs, Croats and Slovenes, which was renamed Yugoslavia in 1929. Bitola became one of the major cities of the Vardarska banovina.
During World War II (1939–45), the Germans (on 9 April 1941) and Bulgarians (on 18 April 1941) took control of the city. But in September 1944, Bulgaria switched sides in the war and withdrew from Yugoslavia. On 4 November, the 7th Macedonian Liberation Brigade entered Bitola after the German withdrawal. The historical Jewish community, of Sephardic origin, lived in the city until World War II, when some were able to immigrate to the United States and Chile. On 11 March 1943 the Bulgarians deported the vast majority of the Jewish population (3276 Jews) to Treblinka extermination camp. After the end of the war, PR Macedonia was established within FPR Yugoslavia.
In 1945, the first Gymnasium (named "Josip Broz Tito") to use the Macedonian language, was opened in Bitola. In 1951–52, as part of a Turkification campaign total of 40 Turkish schools were opened in Debar, Kičevo, Kumanovo, Struga, Resen, Bitola, Kruševo and Prilep.
The city has many historical building dating from many historical periods. The most notable ones are from the Ottoman age, but there are some from the more recent past.
Širok Sokak (Macedonian: Широк Сокак, meaning "Wide Alley") is a long pedestrian street that runs from Magnolia Square to the City Park.
It is unknown when Bitola's clock tower was built. Written sources from the 16th century mention a clock tower, but it is unclear if it is the same. Some believe it was built at the same time as St. Dimitrija Church in 1830. Legend says that the Ottoman authorities collected around 60,000 eggs from nearby villages and mixed them in the mortar to make the walls stronger.
The tower has a rectangular base and is about 30 meters high. Near the top is a rectangular terrace with an iron fence. On each side of the fence is an iron console construction which holds the lamps for lighting the clock. The clock is on the highest of three levels. The original clock was replaced during World War II with a working one, given by the Nazis because the city had maintained German graves from World War I. The massive tower is composed of walls, massive spiral stairs, wooden mezzanine constructions, pendentives and the dome. During the construction of the tower, the façade was simultaneously decorated with simple stone plastic.
The Church of Saint Demetrius was built in 1830 with the voluntary contributions of local merchants and craftsmen. It is plain on the outside, as all churches in the Ottoman Empire had to be, but lavishly decorated with chandeliers, a carved bishop throne and an engraved iconostasis on the inside. According to some theories, iconostasis is a work of the Mijak engravers. Its most impressive feature is the arc above the imperial quarters with modelled figures of Jesus and the apostles.
Other engraved wood items include the bishop's throne made in the spirit of Mijak engravers, several icon frames and five more-recent pillars shaped like thrones. The frescoes originate from two periods: the end of the 19th century and the end of World War I to the present. The icons and frescoes were created thanks to voluntary contributions of local businessmen and citizens. The authors of many of the icons had a vast knowledge of iconography schemes of the New Testament. The icons show a great sense of color, dominated by red, green and ochra shades. The abundance of golden ornaments is noticeable and points to the presence of late-Byzantine artwork and baroque style. The icon of Saint Demetrius is signed with the initials "D. A. Z.", showing that it was made by iconographer Dimitar Andonov the zograph in 1889. There are many other items, including the chalices made by local masters, a darohranilka of Russian origin, and several paintings of scenes from the New Testament, brought from Jerusalem by pilgrims.
The opening scenes of the film The Peacemaker were shot in the "Saint Dimitrija" church in Bitola, as well as some Welcome to Sarajevo scenes.
Heraclea Lyncestis (Macedonian: Хераклеа Линкестис) was an important ancient settlement from the Hellenistic period till the early Middle Ages. It was founded by Philip II of Macedon by the middle of the 4th century BC. Today, its ruins are in the southern part of Bitola, 2 km (1 mi) from the city center.
Situated near the city centre, the covered bedisten (Macedonian: Безистен) is one of the most impressive and oldest buildings in Bitola from the Ottoman period. With its numerous cupolas that look like a fortress, with its tree-branch-like inner streets and four large metal doors it is one of the biggest covered markets in the region.
It was built in the 15th century by Kara Daut Pasha Uzuncarsili, then Rumelia's Beylerbey. Although the bazaar appears secure, it has been robbed and set on fire, but has managed to survive. The bedisten, from the 15th to the 19th centuries, was rebuilt, and many stores, often changing over time, were located there. Most of them were selling textile and other luxurious fabrics. At the same time the Bedisten was a treasury, where in specially made small rooms the money from the whole Rumelian Vilaet was kept, before it was transferred into the royal treasury. In the 19th century the Bedisten contained 84 shops. Today most of them are contemporary and they sell different types of products, but despite the internal renovations, the outwards appearance of the structure has remained unchanged.
The Gazi Hajdar Kadi Mosque is one of the most attractive monuments of Islamic architecture in Bitola. It was built in the early 1560s, as the project of the architect Mimar Sinan, ordered by the Bitola kadija Ajdar-kadi. Over time, it was abandoned and heavily damaged, and at one point used as a stare, but recent restoration and conservation has restored to some extent its original appearance.
The New Mosque is located in the center of the city. It has a square base, topped with a dome. Near the mosque is a minaret, 40 m high. Today, the mosque's rooms house permanent and temporary art exhibitions. Recent archaeological excavations have revealed that it has been built upon an old church.
The Ishak Çelebi Mosque is the inheritance of the kadi Ishak Çelebi. In its spacious yard are several tombs, attractive because of the soft, molded shapes of the sarcophagi.
The old bazaar (Macedonian: Стара Чаршија) is mentioned in a description of the city from the 16th and the 17th centuries. The present bedisten does not differ much in appearance from the original one. The bedisten had eighty-six shops and four large iron gates. The shops used to sell textiles, and today sell food products.
The Deboj Bath is a Ottoman Empire-era hamam. It is not known when exactly it was constructed. At one point, it was heavily damaged, but after repairs it regained its original appearance: a façade with two large domes and several minor ones.
Bitola is the economic and industrial center of southwestern North Macedonia. Many of the largest companies in the country are based in the city. The Pelagonia agricultural combine is the largest producer of food in the country. The Streževo water system is the largest in North Macedonia and has the best technological facilities. The three thermoelectric power stations of REK Bitola produce nearly 80% of electricity in the state. The Frinko refrigerate factory was a leading electrical and metal company. Bitola also has significant capacity in the textile and food industries.
Bitola is also home to thirteen consulates, which gives the city the nickname "the city of consuls."
Italy has also expressed interest in opening a consulate in Bitola.
There is only one television station in Bitola: Tera, few regional radio stations: the private Radio 105 (Bombarder), Radio 106,6, UKLO FM, Radio Delfin as well as a local weekly newspaper — Bitolski Vesnik.
The Bitola Municipality Council (Macedonian: Совет на Општина Битола) is the governing body of the city and municipality of Bitola. The city council approves and rejects projects that would have place inside the municipality given by its members and the Mayor of Bitola. The Council consists of elected representatives. The number of members of the council is determined according to the number of residents in the community and can not be fewer than nine nor more than 33. Currently the council is composed of 31 councillors. Council members are elected for a term of four years.
Following the 2021 local elections, the City Council is constituted as follows:
Examining matters within its competence, the Council set up committees. Council committees are either permanent or temporary.
Permanent committees of the council:
The most popular sports in Bitola are football and handball.
The main football team is FK Pelister and they play at the Petar Miloševski Stadium which has a capacity of 6,100. Gjorgji Hristov, Dragan Kanatlarovski, Toni Micevski, Nikolče Noveski, Toni Savevski and Mitko Stojkovski are some of the Bitola natives to start their careers with the club.
Bitola's main handball club and most famous sports team is RK Eurofarm Pelister. RK Eurofarm Pelister 2 is the second club from the city, and both teams play their games at the Sports Hall Boro Čurlevski.
The main basketball club is KK Pelister, and they also compete at the Sports Hall Boro Čurlevski.
All the sports teams under the name Pelister are supported by the fans known as Čkembari.
The city is served by Bitola railway station, with service as far north as Belgrade.
Bitola's population was historically diverse. It numbered some 37,500 at the end of the 19th century. There were around 7,000 Aromanians, most of whom fully embraced the Hellenic culture, although some preferred the Romanian culture. Bitola also had a significant Muslim population - 11,000 (Turks, Roma, and Albanians) as well as a Jewish community of 5,200. The Slavic-speakers were divided between the Bulgarian Exarchate - 8,000, and the Greek Patriarchate - 6,300. A significant part of the Muslim Albanian population of Bitola was Turkified during Ottoman rule.
In statistics gathered by Vasil Kanchov in 1900, the city of Bitola was inhabited by 37,000 people, of whom 10,500 were Turks, 10,000 Christian Bulgarians, 7,000 Vlachs, 2,000 Romani, 5500 Jews, 1500 Muslim Albanians, 500 inhabitants of various other origins. The Bulgarian researcher Vasil Kanchov wrote in 1900 that many Albanians declared themselves as Turks. In Bitola, the population that declared itself Turkish "was of Albanian blood", but it "had been Turkified after the Ottoman invasion, including Skanderbeg", referring to Islamization.
During Ottoman times, Bitola had a significant Aromanian population, which according to some sources was larger than the Bulgarian and Jewish ones. In 1901, the Italian consul to the Ottoman Empire in Bitola said that "Undoubtedly, Koutzo-Vlach [Aromanian] population in Bitola is most significant in this town in terms of number of inhabitants, social status and importance in trade".
According to the statistics of the secretary of the Bulgarian Exarchate, Dimitar Mishev (" La Macédoine et sa Population Chrétienne "), in 1905 the Christian population of Bitola consisted of 8,844 Bulgarian Exarchists, 6,300 Greek Patriarchal Bulgarians, 72 Serboman Patriarchal Bulgarians, 36 Protestant Bulgarians, 100 Greeks . 7200 Vlachs, 120 Albanians and 120 Gypsies. In the city there are 10 primary and 3 secondary Bulgarian schools, 7 primary and 2 secondary Greek, 2 primary and 2 secondary Romanian and 1 primary and 2 secondary Serbian schools.
According to a 1911 Ottoman census, there were 350,000 Greeks, 246,000 Bulgarians and 456,000 Muslims in the vilayet of Manastır, however the basis of the Ottoman censuses was the millet system where people were assigned an ethnicity according to their religion. Therefore, all Sunni Muslims were categorised as "Turks" even though many of them were Albanians, while all members of the Greek Orthodox church were listed as "Greeks" although this group was composed of Aromanians, Slavs, and Tosk Albanians, in addition to the Greeks which were numbered at ~100,000. The Slavic-speakers were divided between the Bulgarian majority and a small Serbian minority.
Bulgarian ethnographer Jordan Ivanov, professor at the University of Sofia, wrote in 1915 that Albanians, since they did not have their own alphabet, lacked a consolidated national consciousness and were influenced by foreign propaganda, declared themselves as Turks, Greeks and Bulgarians, depending on which religion they belonged to. Ivan further stated that Albanians were losing their mother tongue in Bitola. German linguist Gustav Weigand describes the process of Turkification of the Albanian urban population in his 1923 work Ethnographie Makedoniens (Ethnography of Macedonia). He writes that in the cities, especially noting Bitola, many of the Turkish inhabitants are in fact Albanians, being distinguished by the difference in articulation of certain Turkish words, as well as their clothing and tool use. They speak Albanian at home, however use Turkish when in public. They refer to themselves as Turks, the term at the time also being a synonym for Muslim, with ethnic Turks referring to them as Turkoshak, a derogatory term for someone portraying themselves as Turkish.
According to the 1948 census Bitola had 30,761 inhabitants. 77.2% (or 23,734 inhabitants) were Macedonians, 11.5% (or 3,543 inhabitants) were Turks, 4.3% (or 1,327 inhabitants) were Albanians, 3% (or 912 inhabitants) were Serbs and 1.3% (or 402 inhabitants) were Aromanians. As of 2021, the city of Bitola has 69,287 inhabitants and the ethnic composition is the following:
In the 1953 census, large portions of Albanians declared themselves as ethnic Turks. In the municipality of Bitola, 13,166 Albanians were registered in 1948 and 4,014 in 1953, with the Turkish community going from 14,050 members in 1948, to numbering 29,151 in 1953.
According to the 2002 census the most common languages in the city are the following:
Bitola is a bishopric city and the seat of the Diocese of Prespa- Pelagonia. In World War II the diocese was named Ohrid - Bitola. With the restoration of the autocephaly of the Macedonian Orthodox Church in 1967, it got its present name Prespa- Pelagonia diocese which covers the following regions and cities: Bitola, Resen, Prilep, Krusevo and Demir Hisar.
The diocese's first bishop (1958 - 1979) was Mr. Kliment. The second and current bishop and administrator of the diocese, who has been bishop since 1981 is Mr. Petar. The Prespa- Pelagonia diocese has about 500 churches and monasteries. In the last ten years in the diocese have been built or are being built about 40 churches and 140 church buildings. The diocese has two church museums- the cathedral "St. Martyr Demetrius" in Bitola and at the Church "St. John" in Krusevo and permanent exhibition of icons and libraries in the building of the seat of the diocese. The seat building was built between 1901 and 1902 and is an example of baroque architecture. Besides the dominant Macedonian Orthodox Church in Bitola there are other major religious groups such as the Islamic community, the Roman Catholic Church and others.
According to the 2002 census the religious composition of the city is the following:
Bitola has been part of the UNESCO Creative Cities Network since December 2015.
Held in memory of the first cameramen on the Balkans, Milton Manaki, every September the Film and Photo festival "Brothers Manaki" takes place. It is a combination of documentary and full-length films that are shown. The festival is a world class event with high recognition from press. A number of high-profile actors such as Catherine Deneuve, Isabelle Huppert, Victoria Abril, Predrag Manojlovic, Michael York, Juliette Binoche, and Rade Sherbedgia have attended.
Every year, the traditional folk festival "Ilinden Days" takes place in Bitola. It is a 4-5 day festival of music, songs, and dances that is dedicated to the Ilinden Uprising against the Turks, where the main concentration is placed on the folk culture of North Macedonia. Folk dances and songs are presented with many folklore groups and organizations taking part .
In the last few years, the art exhibition "Small Monmartre of Bitola" that is organized by the art studio "Kiril and Metodij" has turned into a successful children's art festival. Children from all over the world come to create art, making a number of highly valued art pieces that are presented in the country and around the world. "Small Monmartre of Bitola" has won numerous awards and nominations.
Bitolino is an annual children's theater festival held in August with the Babec Theater. Every year professional children's theaters from all over the world participate in the festival. The main prize is the grand prix for best performance.
Every May, Bitola hosts the international children's song festival Si-Do, which in recent years has increased in attendance. Children from all over Europe participate in this event which usually consists of about 20 songs. This festival is supported by ProMedia which organizes the event with a new topic each year. Many Macedonian musicians have participated in the festival including: Next Time and Karolina Goceva who also represented North Macedonia at the Eurovision Song Contest.
Interfest is an international festival dedicated mainly to classical music where musicians from around the world play their classical pieces. In addition to the classical music concerts, there are also few nights for pop-modern music, theater plays, art exhibitions, and a day for literature presentation during the event. In the last few years there have been artists from Russia, Slovakia, Poland, and many other countries. As Bitola has been called the city with most pianos, one night of the festival is dedicated to piano competitions. One award is given for the best young piano player, and another for competitors over 30.
The Akto Festival for Contemporary Arts is a regional festival. The festival includes visual arts, performing arts, music and theory of culture. The first Akto festival was held in 2006. The aim of the festival is to open the cultural frameworks of a modern society through "recomposing" and redefining them in a new context. In the past, the festival featured artists from regional countries like Slovenia, Greece or Bulgaria, but also from Germany, Italy, France and Austria.
Is annual festival of monodrama held in April in organization of Centre of Culture of Bitola every year many actors from all over the world come in Bitola to play monodramas.
Is a cultural and tourist event which has existed since 2007. The founder and organizer of the festival is the Association of Citizens Center for Cultural Decontamination Bitola. The festival is held every year in mid-July in the heart of the old Turkish bazaar in Bitola, as part of Bitola Cultural Summer Bit Fest.
St. Clement of Ohrid University of Bitola (Macedonian: Универзитет Св. Климент Охридски — Битола) was founded in 1979, as a result of an increasing demand for highly skilled professionals outside the country's capital. Since 1994, it has carried the name of the Slavic educator St. Clement of Ohrid. The university has institutes in Bitola, Ohrid, and Prilep, and its headquarters is in Bitola. It has become a well established university, and cooperates with University of St. Cyril and Methodius from Skopje and other universities in the Balkans and Europe. The following institutes and scientific organizations are part of the university:
There are seven high schools in Bitola:
Ten Primary Schools in Bitola are:
Bitola is twinned with: | [
{
"paragraph_id": 0,
"text": "Bitola (/ˈbiːtoʊlə, -tələ/; Macedonian: Битола [ˈbitɔɫa] ) is a city in the southwestern part of North Macedonia. It is located in the southern part of the Pelagonia valley, surrounded by the Baba, Nidže, and Kajmakčalan mountain ranges, 14 kilometres (9 miles) north of the Medžitlija-Níki border crossing with Greece. The city stands at an important junction connecting the south of the Adriatic Sea region with the Aegean Sea and Central Europe, and it is an administrative, cultural, industrial, commercial, and educational centre. It has been known since the Ottoman period as the \"City of Consuls\", since many European countries had consulates in Bitola.",
"title": ""
},
{
"paragraph_id": 1,
"text": "Bitola, known during the Ottoman Empire as Manastır or Monastir, is one of the oldest cities in North Macedonia. It was founded as Heraclea Lyncestis in the middle of the 4th century BC by Philip II of Macedon. The city was the last capital of the First Bulgarian Empire (1015–1018) and the last capital of Ottoman Rumelia, from 1836 to 1867. According to the 2002 census, Bitola is the second-largest city in the country, after the capital Skopje. Bitola is also the seat of the Bitola Municipality.",
"title": ""
},
{
"paragraph_id": 2,
"text": "The name Bitola is derived from the Old Church Slavonic word ѡ҆би́тѣл҄ь (obitěĺь, meaning \"monastery, cloister\"), literally \"abode,\" as the city was formerly noted for its monastery. When the meaning of the name was no longer understood, it lost its prefix \"o-\". The name Bitola is mentioned in the Bitola inscription, related to the old city fortress built in 1015 during the ruling of Gavril Radomir of Bulgaria (1014–1015) when Bitola served as capital of the First Bulgarian Empire. Modern Slavic variants include the Macedonian Bitola (Битола), the Serbian Bitolj (Битољ) and Bulgarian Bitolya (Битоля). In Byzantine times, the name was Hellenized to Voutélion (Βουτέλιον) or Vitólia (Βιτώλια), hence the names Butella used by William of Tyre and Butili by the Arab geographer al-Idrisi.",
"title": "Etymology"
},
{
"paragraph_id": 3,
"text": "The Modern Greek name for the city (Monastíri, Μοναστήρι), also meaning \"monastery\", is a calque of the Slavic name. The Turkish name Manastır (Ottoman Turkish: مناستر) is derived from the Greek name, as is the Albanian name (Manastir), and the Ladino name (מונאסטיר Monastir). The Aromanian name, Bitule or alternatively, Bituli, is derived from the same root as the Macedonian name.",
"title": "Etymology"
},
{
"paragraph_id": 4,
"text": "Bitola is located in the southwestern part of North Macedonia. The Dragor River flows through the city. Bitola lies at an elevation of 615 metres above sea level, at the foot of Baba Mountain. Its magnificent Pelister mountain (2,601 m) is a national park with exquisite flora and fauna, among which is the rarest species of pine, known as Macedonian pine or pinus peuce. It is also the location of a well-known ski resort.",
"title": "Geography"
},
{
"paragraph_id": 5,
"text": "Covering an area of 1,798 km (694 sq mi) and with a population of 122,173 (1991), Bitola is an important industrial, agricultural, commercial, educational and cultural centre. It represents an important junction that connects the Adriatic Sea to the south with the Aegean Sea and Central Europe.",
"title": "Geography"
},
{
"paragraph_id": 6,
"text": "Bitola has a mildly continental climate typical of the Pelagonija region, experiencing very warm and dry summers, and cold and snowy winters. The Köppen climate classification for this climate is Cfb, which would be an oceanic climate, going by the original −3 °C (27 °F) threshold.",
"title": "Climate"
},
{
"paragraph_id": 7,
"text": "There are a number of prehistoric archaeological sites around Bitola. The earliest evidence of organized human settlements are the archaeological sites from the early Neolithic period, among which the most important are the tells of Veluška Tumba and Bara Tumba near the village of Porodin, first inhabited around 6000 BC.",
"title": "History"
},
{
"paragraph_id": 8,
"text": "The region of Bitola was known as Lynkestis in antiquity, a region that became part of Upper Macedonia, and was ruled by semi-independent chieftains until the later Argead rulers of Macedon. The tribes of Lynkestis were known as Lynkestai. According to Nicholas Hammond, they were a Greek tribe belonging to the Molossian group of the Epirotes. There are important metal artifacts from the ancient period at the necropolis of Crkvište near the village of Beranci. A golden earring dating from the 4th century BC is depicted on the obverse of the Macedonian 10-denar banknote, issued in 1996.",
"title": "History"
},
{
"paragraph_id": 9,
"text": "Heraclea Lyncestis (Ancient Greek: Ἠράκλεια Λυγκηστίς - City of Hercules upon the Land of the Lynx) was an important settlement from the Hellenistic period till the early Middle Ages. It was founded by Philip II of Macedon by the middle of the 4th century BC, and named after the Greek hero Heracles. With its strategic location, it became a prosperous city. The Romans conquered this part of Macedon in 148 BC and destroyed the political power of the city. However, its prosperity continued mainly due to the Roman Via Egnatia road which passed near the city. A number of archaeological monuments from the Roman period can be seen today in Heraclea, including a portico, thermae (baths), a theater. The theatre was once capable of housing an audience of around 2,500 people.",
"title": "History"
},
{
"paragraph_id": 10,
"text": "In the early Byzantine period (4th to 6th centuries AD) Heraclea became an important episcopal centre. Some of its bishops were mentioned in the acts of the first Church Councils, including Bishop Evagrius of Heraclea in the Acts of the Sardica Council of 343. The city walls, a number of Early Christian basilicas, the bishop's residence, and a lavish city fountain are some of the remains of this period. The floors in the three naves of the Great Basilica are covered with mosaics with a very rich floral and figurative iconography; these well preserved mosaics are often regarded as one of the finest examples of the early Christian art in the region. During the 4th and 6th centuries, the names of other bishops from Heraclea were recorded. The city was sacked by Ostrogothic forces, commanded by Theodoric the Great in 472 AD and, despite a large gift to him from the city's bishop, it was sacked again in 479. It was restored in the late 5th and early 6th centuries. However, in the late 6th century the city suffered successive attacks by various tribes, and eventually the region was settled by the early Slavic peoples. Its imperial buildings fell into disrepair and the city gradually declined to a small settlement, and survived as such until around the 11th century AD.",
"title": "History"
},
{
"paragraph_id": 11,
"text": "In the 6th and 7th centuries, the region around Bitola experienced a demographic shift as more and more Slavic tribes settled in the area. In place of the deserted theater, several houses were built during that time. The Slavs also built a fortress around their settlement. Bitola was a part of the First Bulgarian Empire from the middle of the 8th to the early 11th centuries, after which it again became part of the Byzantine Empire, and in turn was briefly part of the Serbian Empire during the 14th century. Arguably, a number of monasteries and churches were built in and around the city during the Medieval period (hence its other name Manastir).",
"title": "History"
},
{
"paragraph_id": 12,
"text": "In the 10th century, Bitola came under the rule of tsar Samuel of Bulgaria. He built a castle in the town, later used by his successor Gavril Radomir of Bulgaria. The town is mentioned in several medieval sources. John Skylitzes's 11th-century chronicle mentions that Emperor Basil II burned Gavril's castle in Bitola, when passing through and ravaging Pelagonia. The second chrysobull (1019) of Basil II mentioned that the Bishop of Bitola depended on the Archbishopric of Ohrid. During the reign of Samuil, the city was the seat of the Bitola Bishopric. In many medieval sources, especially Western, the name Pelagonia was synonymous with the Bitola Bishopric. According to some sources, Bitola was known as Heraclea since what once was the Heraclea Bishopric later became the Pelagonian Metropolitan's Diocese. In 1015, Tsar Gavril Radomir was killed by his cousin Ivan Vladislav, who then declared himself tsar and rebuilt the city's fortress. To commemorate the occasion, a stone inscription written in the Cyrillic alphabet was set in the fortress; in it the Slavic name of the city is mentioned: Bitol.",
"title": "History"
},
{
"paragraph_id": 13,
"text": "During the battle of Bitola in 1015 between a Bulgarian army under the command of the voivode Ivats and a Byzantine army led by the strategos George Gonitsiates, the Bulgarians were victorious and the Byzantine Emperor Basil II had to retreat from the Bulgarian capital Ohrid, whose outer walls were by that time already breached by the Bulgarians. Afterwards Ivan Vladislav moved the capital from Ohrid to Bitola, where he re-erected the fortress. However, the Bulgarian victory only postponed the fall of Bulgaria to Byzantine rule in 1018.",
"title": "History"
},
{
"paragraph_id": 14,
"text": "As a military, political and religious center, Bitola played a very important role in the life of the medieval society in the region, prior to the Ottoman conquest in the mid-14th century. On the eve of the Ottoman conquest, Bitola (Monastir in Ottoman Turkish) experienced great growth with its well-established trading links all over the Balkan Peninsula, especially with big economic centers like Constantinople, Thessalonica, Ragusa and Tarnovo. Caravans carrying various goods came and went from Bitola.",
"title": "History"
},
{
"paragraph_id": 15,
"text": "From 1382 to 1912, Bitola was part of the Ottoman Empire, and was known as Monastir. Fierce battles took place near the city during the Ottoman conquest. Ottoman rule was completely established after the death of Prince Marko in 1395 when the Ottoman Empire established the Sanjak of Ohrid as a part of the Rumelia Eyalet and one of the earliest established sanjaks in Europe. Before it became part of the Ottoman Empire in 1395, Bitola was part of the realm of Prince Marko. Initially, its county town was Bitola and later it was Ohrid, so it was sometimes referred to as the Sanjak of Monastir and sometimes as the Sanjak of Bitola.",
"title": "History"
},
{
"paragraph_id": 16,
"text": "After the Austro-Ottoman wars, the trade development and the overall prosperity of the city declined. But in the late 19th century, it again became the second-largest city in the wider southern Balkan region after Thessaloniki.",
"title": "History"
},
{
"paragraph_id": 17,
"text": "Between 1815 and 1822, the town was ruled by the Albanian Ali Pasha as part of the Pashalik of Yanina.",
"title": "History"
},
{
"paragraph_id": 18,
"text": "During the Great Eastern Crisis, the local Bulgarian movement of the day was defeated when armed Bulgarian groups were repelled by the League of Prizren, an Albanian organisation opposing Bulgarian geopolitical aims in areas like Bitola that contained an Albanian population. Nevertheless, in April 1881, an Ottoman army captured Prizren and suppressed the League's rebellion.",
"title": "History"
},
{
"paragraph_id": 19,
"text": "In 1874, Manastır became the center of Monastir Vilayet which included the sanjaks of Debra, Serfidze, Elbasan, Manastır (Bitola), Görice and the towns of Kırcaova, Pirlepe, Florina, Kesriye and Grevena.",
"title": "History"
},
{
"paragraph_id": 20,
"text": "Traditionally a strong trading center, Bitola was also known as \"the city of the consuls\". In the final period of Ottoman rule (1878–1912), Bitola had consulates from twelve countries. During the same period, there were a number of prestigious schools in the city, including a military academy that, among others, was attended by the Turkish reformer Mustafa Kemal Atatürk. In 1883, there were 19 schools in Monastir, of which 11 were Greek, 5 were Bulgarian and 3 were Romanian. In Bitola, besides the schools where Ottomanism and Turkism flourished in the 19th century, schools of various nations were also opened. These institutions, which were very effective in increasing the education level and the rate of literacy, caused the formation of a circle of intellectuals in Bitola. Bitola was also the headquarters of many cultural organizations at that time.",
"title": "History"
},
{
"paragraph_id": 21,
"text": "In 1894, Manastır was connected with Thessaloniki by train. The first motion picture made in the Balkans was produced by the Aromanian Manakis brothers in Manastır in 1903. In their honour, the annual Manaki Brothers International Cinematographers Film Festival is held in Bitola since 1979.",
"title": "History"
},
{
"paragraph_id": 22,
"text": "In November 1905, the Secret Committee for the Liberation of Albania, a secret organization formed to fight for the liberation of Albania from the Ottoman Empire, was founded by Bajo Topulli and other Albanian nationalists and intellectuals. Three years later, the Congress of Manastir of 1908, which standardized the modern Albanian alphabet, was held in the city. The congress was held at the house of Fehim Zavalani. Mit'hat Frashëri was chairman of the congress. The participants in the Congress were prominent figures from the cultural and political life of Albanian-inhabited territories in the Balkans, and the Albanian diaspora.",
"title": "History"
},
{
"paragraph_id": 23,
"text": "The Bitola region was a stronghold of the Ilinden Uprising. The uprising was conceived in 1903 in Thessaloniki by the Internal Macedonian Revolutionary Organization (IMRO). The uprising in the Bitola region was planned in Smilevo village in May 1903. Battles were fought in the villages of Bistrica, Rakovo, Buf, Skocivir, Paralovo, Brod, Novaci, Smilevo, Gjavato, Capari and others. Smilevo was defended by 600 rebels led by Dame Gruev and Georgi Sugarev. They were defeated and the villages were burned.",
"title": "History"
},
{
"paragraph_id": 24,
"text": "In 1912, Montenegro, Serbia, Bulgaria and Greece fought the Ottomans in the First Balkan War. After a victory at Sarantaporo, Greek troops advanced towards Monastir but were defeated by the Ottomans at Sorovich. The Battle of Monastir (16–19 November 1912) led to Serbian occupation of the city. According to the Treaty of Bucharest, 1913, the region of Macedonia was divided into three parts among Greece, Serbia and Bulgaria. Monastir was ceded to Serbia and its official name became the Slavic toponym Bitola.",
"title": "History"
},
{
"paragraph_id": 25,
"text": "During World War I Bitola was on the Salonica front. Bulgaria, a Central Power, took the city on 21 November 1915, while the Allied forces recaptured it in 1916. Bitola was divided into French, Russian, Italian and Serbian sections, under the command of French general Maurice Sarrail. Until Bulgaria's surrender in late autumn 1918, Bitola remained a front line city and was bombarded almost daily by air bombardment and artillery fire and was nearly destroyed.",
"title": "History"
},
{
"paragraph_id": 26,
"text": "At the end of World War I Bitola was restored to the Kingdom of Serbia, and, consequently, in 1918 became part of the Kingdom of Serbs, Croats and Slovenes, which was renamed Yugoslavia in 1929. Bitola became one of the major cities of the Vardarska banovina.",
"title": "History"
},
{
"paragraph_id": 27,
"text": "During World War II (1939–45), the Germans (on 9 April 1941) and Bulgarians (on 18 April 1941) took control of the city. But in September 1944, Bulgaria switched sides in the war and withdrew from Yugoslavia. On 4 November, the 7th Macedonian Liberation Brigade entered Bitola after the German withdrawal. The historical Jewish community, of Sephardic origin, lived in the city until World War II, when some were able to immigrate to the United States and Chile. On 11 March 1943 the Bulgarians deported the vast majority of the Jewish population (3276 Jews) to Treblinka extermination camp. After the end of the war, PR Macedonia was established within FPR Yugoslavia.",
"title": "History"
},
{
"paragraph_id": 28,
"text": "In 1945, the first Gymnasium (named \"Josip Broz Tito\") to use the Macedonian language, was opened in Bitola. In 1951–52, as part of a Turkification campaign total of 40 Turkish schools were opened in Debar, Kičevo, Kumanovo, Struga, Resen, Bitola, Kruševo and Prilep.",
"title": "History"
},
{
"paragraph_id": 29,
"text": "The city has many historical building dating from many historical periods. The most notable ones are from the Ottoman age, but there are some from the more recent past.",
"title": "Main sights"
},
{
"paragraph_id": 30,
"text": "Širok Sokak (Macedonian: Широк Сокак, meaning \"Wide Alley\") is a long pedestrian street that runs from Magnolia Square to the City Park.",
"title": "Main sights"
},
{
"paragraph_id": 31,
"text": "It is unknown when Bitola's clock tower was built. Written sources from the 16th century mention a clock tower, but it is unclear if it is the same. Some believe it was built at the same time as St. Dimitrija Church in 1830. Legend says that the Ottoman authorities collected around 60,000 eggs from nearby villages and mixed them in the mortar to make the walls stronger.",
"title": "Main sights"
},
{
"paragraph_id": 32,
"text": "The tower has a rectangular base and is about 30 meters high. Near the top is a rectangular terrace with an iron fence. On each side of the fence is an iron console construction which holds the lamps for lighting the clock. The clock is on the highest of three levels. The original clock was replaced during World War II with a working one, given by the Nazis because the city had maintained German graves from World War I. The massive tower is composed of walls, massive spiral stairs, wooden mezzanine constructions, pendentives and the dome. During the construction of the tower, the façade was simultaneously decorated with simple stone plastic.",
"title": "Main sights"
},
{
"paragraph_id": 33,
"text": "The Church of Saint Demetrius was built in 1830 with the voluntary contributions of local merchants and craftsmen. It is plain on the outside, as all churches in the Ottoman Empire had to be, but lavishly decorated with chandeliers, a carved bishop throne and an engraved iconostasis on the inside. According to some theories, iconostasis is a work of the Mijak engravers. Its most impressive feature is the arc above the imperial quarters with modelled figures of Jesus and the apostles.",
"title": "Main sights"
},
{
"paragraph_id": 34,
"text": "Other engraved wood items include the bishop's throne made in the spirit of Mijak engravers, several icon frames and five more-recent pillars shaped like thrones. The frescoes originate from two periods: the end of the 19th century and the end of World War I to the present. The icons and frescoes were created thanks to voluntary contributions of local businessmen and citizens. The authors of many of the icons had a vast knowledge of iconography schemes of the New Testament. The icons show a great sense of color, dominated by red, green and ochra shades. The abundance of golden ornaments is noticeable and points to the presence of late-Byzantine artwork and baroque style. The icon of Saint Demetrius is signed with the initials \"D. A. Z.\", showing that it was made by iconographer Dimitar Andonov the zograph in 1889. There are many other items, including the chalices made by local masters, a darohranilka of Russian origin, and several paintings of scenes from the New Testament, brought from Jerusalem by pilgrims.",
"title": "Main sights"
},
{
"paragraph_id": 35,
"text": "The opening scenes of the film The Peacemaker were shot in the \"Saint Dimitrija\" church in Bitola, as well as some Welcome to Sarajevo scenes.",
"title": "Main sights"
},
{
"paragraph_id": 36,
"text": "Heraclea Lyncestis (Macedonian: Хераклеа Линкестис) was an important ancient settlement from the Hellenistic period till the early Middle Ages. It was founded by Philip II of Macedon by the middle of the 4th century BC. Today, its ruins are in the southern part of Bitola, 2 km (1 mi) from the city center.",
"title": "Main sights"
},
{
"paragraph_id": 37,
"text": "Situated near the city centre, the covered bedisten (Macedonian: Безистен) is one of the most impressive and oldest buildings in Bitola from the Ottoman period. With its numerous cupolas that look like a fortress, with its tree-branch-like inner streets and four large metal doors it is one of the biggest covered markets in the region.",
"title": "Main sights"
},
{
"paragraph_id": 38,
"text": "It was built in the 15th century by Kara Daut Pasha Uzuncarsili, then Rumelia's Beylerbey. Although the bazaar appears secure, it has been robbed and set on fire, but has managed to survive. The bedisten, from the 15th to the 19th centuries, was rebuilt, and many stores, often changing over time, were located there. Most of them were selling textile and other luxurious fabrics. At the same time the Bedisten was a treasury, where in specially made small rooms the money from the whole Rumelian Vilaet was kept, before it was transferred into the royal treasury. In the 19th century the Bedisten contained 84 shops. Today most of them are contemporary and they sell different types of products, but despite the internal renovations, the outwards appearance of the structure has remained unchanged.",
"title": "Main sights"
},
{
"paragraph_id": 39,
"text": "The Gazi Hajdar Kadi Mosque is one of the most attractive monuments of Islamic architecture in Bitola. It was built in the early 1560s, as the project of the architect Mimar Sinan, ordered by the Bitola kadija Ajdar-kadi. Over time, it was abandoned and heavily damaged, and at one point used as a stare, but recent restoration and conservation has restored to some extent its original appearance.",
"title": "Main sights"
},
{
"paragraph_id": 40,
"text": "The New Mosque is located in the center of the city. It has a square base, topped with a dome. Near the mosque is a minaret, 40 m high. Today, the mosque's rooms house permanent and temporary art exhibitions. Recent archaeological excavations have revealed that it has been built upon an old church.",
"title": "Main sights"
},
{
"paragraph_id": 41,
"text": "The Ishak Çelebi Mosque is the inheritance of the kadi Ishak Çelebi. In its spacious yard are several tombs, attractive because of the soft, molded shapes of the sarcophagi.",
"title": "Main sights"
},
{
"paragraph_id": 42,
"text": "The old bazaar (Macedonian: Стара Чаршија) is mentioned in a description of the city from the 16th and the 17th centuries. The present bedisten does not differ much in appearance from the original one. The bedisten had eighty-six shops and four large iron gates. The shops used to sell textiles, and today sell food products.",
"title": "Main sights"
},
{
"paragraph_id": 43,
"text": "The Deboj Bath is a Ottoman Empire-era hamam. It is not known when exactly it was constructed. At one point, it was heavily damaged, but after repairs it regained its original appearance: a façade with two large domes and several minor ones.",
"title": "Main sights"
},
{
"paragraph_id": 44,
"text": "Bitola is the economic and industrial center of southwestern North Macedonia. Many of the largest companies in the country are based in the city. The Pelagonia agricultural combine is the largest producer of food in the country. The Streževo water system is the largest in North Macedonia and has the best technological facilities. The three thermoelectric power stations of REK Bitola produce nearly 80% of electricity in the state. The Frinko refrigerate factory was a leading electrical and metal company. Bitola also has significant capacity in the textile and food industries.",
"title": "Bitola today"
},
{
"paragraph_id": 45,
"text": "Bitola is also home to thirteen consulates, which gives the city the nickname \"the city of consuls.\"",
"title": "Bitola today"
},
{
"paragraph_id": 46,
"text": "Italy has also expressed interest in opening a consulate in Bitola.",
"title": "Bitola today"
},
{
"paragraph_id": 47,
"text": "There is only one television station in Bitola: Tera, few regional radio stations: the private Radio 105 (Bombarder), Radio 106,6, UKLO FM, Radio Delfin as well as a local weekly newspaper — Bitolski Vesnik.",
"title": "Bitola today"
},
{
"paragraph_id": 48,
"text": "The Bitola Municipality Council (Macedonian: Совет на Општина Битола) is the governing body of the city and municipality of Bitola. The city council approves and rejects projects that would have place inside the municipality given by its members and the Mayor of Bitola. The Council consists of elected representatives. The number of members of the council is determined according to the number of residents in the community and can not be fewer than nine nor more than 33. Currently the council is composed of 31 councillors. Council members are elected for a term of four years.",
"title": "City Council"
},
{
"paragraph_id": 49,
"text": "Following the 2021 local elections, the City Council is constituted as follows:",
"title": "City Council"
},
{
"paragraph_id": 50,
"text": "Examining matters within its competence, the Council set up committees. Council committees are either permanent or temporary.",
"title": "City Council"
},
{
"paragraph_id": 51,
"text": "Permanent committees of the council:",
"title": "City Council"
},
{
"paragraph_id": 52,
"text": "The most popular sports in Bitola are football and handball.",
"title": "Sports"
},
{
"paragraph_id": 53,
"text": "The main football team is FK Pelister and they play at the Petar Miloševski Stadium which has a capacity of 6,100. Gjorgji Hristov, Dragan Kanatlarovski, Toni Micevski, Nikolče Noveski, Toni Savevski and Mitko Stojkovski are some of the Bitola natives to start their careers with the club.",
"title": "Sports"
},
{
"paragraph_id": 54,
"text": "Bitola's main handball club and most famous sports team is RK Eurofarm Pelister. RK Eurofarm Pelister 2 is the second club from the city, and both teams play their games at the Sports Hall Boro Čurlevski.",
"title": "Sports"
},
{
"paragraph_id": 55,
"text": "The main basketball club is KK Pelister, and they also compete at the Sports Hall Boro Čurlevski.",
"title": "Sports"
},
{
"paragraph_id": 56,
"text": "All the sports teams under the name Pelister are supported by the fans known as Čkembari.",
"title": "Sports"
},
{
"paragraph_id": 57,
"text": "The city is served by Bitola railway station, with service as far north as Belgrade.",
"title": "Transport"
},
{
"paragraph_id": 58,
"text": "Bitola's population was historically diverse. It numbered some 37,500 at the end of the 19th century. There were around 7,000 Aromanians, most of whom fully embraced the Hellenic culture, although some preferred the Romanian culture. Bitola also had a significant Muslim population - 11,000 (Turks, Roma, and Albanians) as well as a Jewish community of 5,200. The Slavic-speakers were divided between the Bulgarian Exarchate - 8,000, and the Greek Patriarchate - 6,300. A significant part of the Muslim Albanian population of Bitola was Turkified during Ottoman rule.",
"title": "Demographics"
},
{
"paragraph_id": 59,
"text": "In statistics gathered by Vasil Kanchov in 1900, the city of Bitola was inhabited by 37,000 people, of whom 10,500 were Turks, 10,000 Christian Bulgarians, 7,000 Vlachs, 2,000 Romani, 5500 Jews, 1500 Muslim Albanians, 500 inhabitants of various other origins. The Bulgarian researcher Vasil Kanchov wrote in 1900 that many Albanians declared themselves as Turks. In Bitola, the population that declared itself Turkish \"was of Albanian blood\", but it \"had been Turkified after the Ottoman invasion, including Skanderbeg\", referring to Islamization.",
"title": "Demographics"
},
{
"paragraph_id": 60,
"text": "During Ottoman times, Bitola had a significant Aromanian population, which according to some sources was larger than the Bulgarian and Jewish ones. In 1901, the Italian consul to the Ottoman Empire in Bitola said that \"Undoubtedly, Koutzo-Vlach [Aromanian] population in Bitola is most significant in this town in terms of number of inhabitants, social status and importance in trade\".",
"title": "Demographics"
},
{
"paragraph_id": 61,
"text": "According to the statistics of the secretary of the Bulgarian Exarchate, Dimitar Mishev (\" La Macédoine et sa Population Chrétienne \"), in 1905 the Christian population of Bitola consisted of 8,844 Bulgarian Exarchists, 6,300 Greek Patriarchal Bulgarians, 72 Serboman Patriarchal Bulgarians, 36 Protestant Bulgarians, 100 Greeks . 7200 Vlachs, 120 Albanians and 120 Gypsies. In the city there are 10 primary and 3 secondary Bulgarian schools, 7 primary and 2 secondary Greek, 2 primary and 2 secondary Romanian and 1 primary and 2 secondary Serbian schools.",
"title": "Demographics"
},
{
"paragraph_id": 62,
"text": "According to a 1911 Ottoman census, there were 350,000 Greeks, 246,000 Bulgarians and 456,000 Muslims in the vilayet of Manastır, however the basis of the Ottoman censuses was the millet system where people were assigned an ethnicity according to their religion. Therefore, all Sunni Muslims were categorised as \"Turks\" even though many of them were Albanians, while all members of the Greek Orthodox church were listed as \"Greeks\" although this group was composed of Aromanians, Slavs, and Tosk Albanians, in addition to the Greeks which were numbered at ~100,000. The Slavic-speakers were divided between the Bulgarian majority and a small Serbian minority.",
"title": "Demographics"
},
{
"paragraph_id": 63,
"text": "Bulgarian ethnographer Jordan Ivanov, professor at the University of Sofia, wrote in 1915 that Albanians, since they did not have their own alphabet, lacked a consolidated national consciousness and were influenced by foreign propaganda, declared themselves as Turks, Greeks and Bulgarians, depending on which religion they belonged to. Ivan further stated that Albanians were losing their mother tongue in Bitola. German linguist Gustav Weigand describes the process of Turkification of the Albanian urban population in his 1923 work Ethnographie Makedoniens (Ethnography of Macedonia). He writes that in the cities, especially noting Bitola, many of the Turkish inhabitants are in fact Albanians, being distinguished by the difference in articulation of certain Turkish words, as well as their clothing and tool use. They speak Albanian at home, however use Turkish when in public. They refer to themselves as Turks, the term at the time also being a synonym for Muslim, with ethnic Turks referring to them as Turkoshak, a derogatory term for someone portraying themselves as Turkish.",
"title": "Demographics"
},
{
"paragraph_id": 64,
"text": "According to the 1948 census Bitola had 30,761 inhabitants. 77.2% (or 23,734 inhabitants) were Macedonians, 11.5% (or 3,543 inhabitants) were Turks, 4.3% (or 1,327 inhabitants) were Albanians, 3% (or 912 inhabitants) were Serbs and 1.3% (or 402 inhabitants) were Aromanians. As of 2021, the city of Bitola has 69,287 inhabitants and the ethnic composition is the following:",
"title": "Demographics"
},
{
"paragraph_id": 65,
"text": "In the 1953 census, large portions of Albanians declared themselves as ethnic Turks. In the municipality of Bitola, 13,166 Albanians were registered in 1948 and 4,014 in 1953, with the Turkish community going from 14,050 members in 1948, to numbering 29,151 in 1953.",
"title": "Demographics"
},
{
"paragraph_id": 66,
"text": "According to the 2002 census the most common languages in the city are the following:",
"title": "Demographics"
},
{
"paragraph_id": 67,
"text": "Bitola is a bishopric city and the seat of the Diocese of Prespa- Pelagonia. In World War II the diocese was named Ohrid - Bitola. With the restoration of the autocephaly of the Macedonian Orthodox Church in 1967, it got its present name Prespa- Pelagonia diocese which covers the following regions and cities: Bitola, Resen, Prilep, Krusevo and Demir Hisar.",
"title": "Demographics"
},
{
"paragraph_id": 68,
"text": "The diocese's first bishop (1958 - 1979) was Mr. Kliment. The second and current bishop and administrator of the diocese, who has been bishop since 1981 is Mr. Petar. The Prespa- Pelagonia diocese has about 500 churches and monasteries. In the last ten years in the diocese have been built or are being built about 40 churches and 140 church buildings. The diocese has two church museums- the cathedral \"St. Martyr Demetrius\" in Bitola and at the Church \"St. John\" in Krusevo and permanent exhibition of icons and libraries in the building of the seat of the diocese. The seat building was built between 1901 and 1902 and is an example of baroque architecture. Besides the dominant Macedonian Orthodox Church in Bitola there are other major religious groups such as the Islamic community, the Roman Catholic Church and others.",
"title": "Demographics"
},
{
"paragraph_id": 69,
"text": "According to the 2002 census the religious composition of the city is the following:",
"title": "Demographics"
},
{
"paragraph_id": 70,
"text": "Bitola has been part of the UNESCO Creative Cities Network since December 2015.",
"title": "Culture"
},
{
"paragraph_id": 71,
"text": "Held in memory of the first cameramen on the Balkans, Milton Manaki, every September the Film and Photo festival \"Brothers Manaki\" takes place. It is a combination of documentary and full-length films that are shown. The festival is a world class event with high recognition from press. A number of high-profile actors such as Catherine Deneuve, Isabelle Huppert, Victoria Abril, Predrag Manojlovic, Michael York, Juliette Binoche, and Rade Sherbedgia have attended.",
"title": "Culture"
},
{
"paragraph_id": 72,
"text": "Every year, the traditional folk festival \"Ilinden Days\" takes place in Bitola. It is a 4-5 day festival of music, songs, and dances that is dedicated to the Ilinden Uprising against the Turks, where the main concentration is placed on the folk culture of North Macedonia. Folk dances and songs are presented with many folklore groups and organizations taking part .",
"title": "Culture"
},
{
"paragraph_id": 73,
"text": "In the last few years, the art exhibition \"Small Monmartre of Bitola\" that is organized by the art studio \"Kiril and Metodij\" has turned into a successful children's art festival. Children from all over the world come to create art, making a number of highly valued art pieces that are presented in the country and around the world. \"Small Monmartre of Bitola\" has won numerous awards and nominations.",
"title": "Culture"
},
{
"paragraph_id": 74,
"text": "Bitolino is an annual children's theater festival held in August with the Babec Theater. Every year professional children's theaters from all over the world participate in the festival. The main prize is the grand prix for best performance.",
"title": "Culture"
},
{
"paragraph_id": 75,
"text": "Every May, Bitola hosts the international children's song festival Si-Do, which in recent years has increased in attendance. Children from all over Europe participate in this event which usually consists of about 20 songs. This festival is supported by ProMedia which organizes the event with a new topic each year. Many Macedonian musicians have participated in the festival including: Next Time and Karolina Goceva who also represented North Macedonia at the Eurovision Song Contest.",
"title": "Culture"
},
{
"paragraph_id": 76,
"text": "Interfest is an international festival dedicated mainly to classical music where musicians from around the world play their classical pieces. In addition to the classical music concerts, there are also few nights for pop-modern music, theater plays, art exhibitions, and a day for literature presentation during the event. In the last few years there have been artists from Russia, Slovakia, Poland, and many other countries. As Bitola has been called the city with most pianos, one night of the festival is dedicated to piano competitions. One award is given for the best young piano player, and another for competitors over 30.",
"title": "Culture"
},
{
"paragraph_id": 77,
"text": "The Akto Festival for Contemporary Arts is a regional festival. The festival includes visual arts, performing arts, music and theory of culture. The first Akto festival was held in 2006. The aim of the festival is to open the cultural frameworks of a modern society through \"recomposing\" and redefining them in a new context. In the past, the festival featured artists from regional countries like Slovenia, Greece or Bulgaria, but also from Germany, Italy, France and Austria.",
"title": "Culture"
},
{
"paragraph_id": 78,
"text": "Is annual festival of monodrama held in April in organization of Centre of Culture of Bitola every year many actors from all over the world come in Bitola to play monodramas.",
"title": "Culture"
},
{
"paragraph_id": 79,
"text": "Is a cultural and tourist event which has existed since 2007. The founder and organizer of the festival is the Association of Citizens Center for Cultural Decontamination Bitola. The festival is held every year in mid-July in the heart of the old Turkish bazaar in Bitola, as part of Bitola Cultural Summer Bit Fest.",
"title": "Culture"
},
{
"paragraph_id": 80,
"text": "St. Clement of Ohrid University of Bitola (Macedonian: Универзитет Св. Климент Охридски — Битола) was founded in 1979, as a result of an increasing demand for highly skilled professionals outside the country's capital. Since 1994, it has carried the name of the Slavic educator St. Clement of Ohrid. The university has institutes in Bitola, Ohrid, and Prilep, and its headquarters is in Bitola. It has become a well established university, and cooperates with University of St. Cyril and Methodius from Skopje and other universities in the Balkans and Europe. The following institutes and scientific organizations are part of the university:",
"title": "Education"
},
{
"paragraph_id": 81,
"text": "There are seven high schools in Bitola:",
"title": "Education"
},
{
"paragraph_id": 82,
"text": "Ten Primary Schools in Bitola are:",
"title": "Education"
},
{
"paragraph_id": 83,
"text": "Bitola is twinned with:",
"title": "Twin towns — sister cities"
},
{
"paragraph_id": 84,
"text": "",
"title": "Gallery"
}
] | Bitola is a city in the southwestern part of North Macedonia. It is located in the southern part of the Pelagonia valley, surrounded by the Baba, Nidže, and Kajmakčalan mountain ranges, 14 kilometres north of the Medžitlija-Níki border crossing with Greece. The city stands at an important junction connecting the south of the Adriatic Sea region with the Aegean Sea and Central Europe, and it is an administrative, cultural, industrial, commercial, and educational centre. It has been known since the Ottoman period as the "City of Consuls", since many European countries had consulates in Bitola. Bitola, known during the Ottoman Empire as Manastır or Monastir, is one of the oldest cities in North Macedonia. It was founded as Heraclea Lyncestis in the middle of the 4th century BC by Philip II of Macedon. The city was the last capital of the First Bulgarian Empire (1015–1018) and the last capital of Ottoman Rumelia, from 1836 to 1867. According to the 2002 census, Bitola is the second-largest city in the country, after the capital Skopje. Bitola is also the seat of the Bitola Municipality. | 2001-05-21T19:46:12Z | 2023-12-14T11:31:56Z | [
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3,793 | Battle of Bosworth Field | The Battle of Bosworth or Bosworth Field (/ˈbɒzwərθ/ BOZ-wərth) was the last significant battle of the Wars of the Roses, the civil war between the houses of Lancaster and York that extended across England in the latter half of the 15th century. Fought on 22 August 1485, the battle was won by an alliance of Lancastrians and disaffected Yorkists. Their leader Henry Tudor, Earl of Richmond, became the first English monarch of the Tudor dynasty by his victory and subsequent marriage to a Yorkist princess. His opponent Richard III, the last king of the House of York, was killed during the battle, the last English monarch to die in combat. Historians consider Bosworth Field to mark the end of the Plantagenet dynasty, making it one of the defining moments of English history.
Richard's reign began in 1483 when he ascended the throne after his twelve-year-old nephew, Edward V, was declared illegitimate. The boy and his younger brother Richard soon disappeared, and their fate is a mystery still today. Across the English Channel Henry Tudor, a descendant of the greatly diminished House of Lancaster, seized on Richard's difficulties and laid claim to the throne. Henry's first attempt to invade England in 1483 foundered in a storm, but his second arrived unopposed on 7 August 1485 on the southwest coast of Wales. Marching inland, Henry gathered support as he made for London. Richard hurriedly mustered his troops and intercepted Henry's army near Ambion Hill, south of the town of Market Bosworth in Leicestershire. Lord Stanley and Sir William Stanley also brought a force to the battlefield, but held back while they decided which side it would be most advantageous to support, initially lending only four knights to Henry's cause; these were: Sir Robert Tunstall, Sir John Savage (nephew of Lord Stanley), Sir Hugh Persall and Sir Humphrey Stanley. Sir John Savage was placed in command of the left flank of Henry's army.
Richard divided his army, which outnumbered Henry's, into three groups (or "battles"). One was assigned to the Duke of Norfolk and another to the Earl of Northumberland. Henry kept most of his force together and placed it under the command of the experienced Earl of Oxford. Richard's vanguard, commanded by Norfolk, attacked but struggled against Oxford's men, and some of Norfolk's troops fled the field. Northumberland took no action when signalled to assist his king, so Richard gambled everything on a charge across the battlefield to kill Henry and end the fight. Seeing the king's knights separated from his army, the Stanleys intervened; Sir William led his men to Henry's aid, surrounding and killing Richard. After the battle, Henry was crowned king.
Henry hired chroniclers to portray his reign favourably; the Battle of Bosworth Field was popularised to represent his Tudor dynasty as the start of a new age, marking the end of the Middle Ages for England. From the 15th to the 18th centuries the battle was glamourised as a victory of good over evil, and features as the climax of William Shakespeare's play Richard III. The exact site of the battle is disputed because of the lack of conclusive data, and memorials have been erected at different locations. The Bosworth Battlefield Heritage Centre was built in 1974, on a site that has since been challenged by several scholars and historians. In October 2009, a team of researchers who had performed geological surveys and archaeological digs in the area since 2003 suggested a location two miles (3.2 km) southwest of Ambion Hill.
During the 15th century civil war raged across England as the Houses of York and Lancaster fought each other for the English throne. In 1471 the Yorkists defeated their rivals in the battles of Barnet and Tewkesbury. The Lancastrian King Henry VI and his only son, Edward of Westminster, died in the aftermath of the Battle of Tewkesbury. Their deaths left the House of Lancaster with no direct claimants to the throne. The Yorkist king, Edward IV, was in complete control of England. He attainted those who refused to submit to his rule, such as Jasper Tudor and his nephew Henry, naming them traitors and confiscating their lands. The Tudors tried to flee to France but strong winds forced them to land in Brittany, which was a semi-independent duchy, where they were taken into the custody of Duke Francis II. Henry's mother, Lady Margaret Beaufort, was a great-granddaughter of John of Gaunt, uncle of King Richard II and father of King Henry IV. The Beauforts were originally bastards, but Richard II legitimised them through an Act of Parliament, a decision quickly modified by a royal decree of Henry IV ordering that their descendants were not eligible to inherit the throne. Henry Tudor, the only remaining Lancastrian noble with a trace of the royal bloodline, had a weak claim to the throne, and Edward regarded him as "a nobody". The Duke of Brittany, however, viewed Henry as a valuable tool to bargain for England's aid in conflicts with France, and kept the Tudors under his protection.
Edward IV died 12 years after Tewkesbury in April 1483. His 12-year-old elder son succeeded him as King Edward V; the younger son, nine-year-old Richard of Shrewsbury, was next in line to the throne. Edward V was too young to rule and a Royal Council was established to rule the country until the king's coming of age. Some among the council were worried when it became apparent that the relatives of Edward V's mother, Elizabeth Woodville, were plotting to use their control of the young king to dominate the council. Having offended many in their quest for wealth and power, the Woodville family was not popular. To frustrate the Woodvilles' ambitions, Lord Hastings and other members of the council turned to the new king's uncle—Richard, Duke of Gloucester, brother of Edward IV. The courtiers urged Gloucester to assume the role of Protector quickly, as had been previously requested by his now dead brother. On 29 April Gloucester, accompanied by a contingent of guards and Henry Stafford, 2nd Duke of Buckingham, took Edward V into custody and arrested several prominent members of the Woodville family. After bringing the young king to London, Gloucester had the Queen's brother Anthony Woodville, 2nd Earl Rivers, and her son by her first marriage Richard Grey executed, without trial, on charges of treason.
On 13 June Gloucester accused Hastings of plotting with the Woodvilles and had him beheaded. Nine days the Three Estate of the Realm, an informal Parliament declared the marriage between Edward IV and Elizabeth illegal, rendering their children illegitimate and disqualifying them from the throne. With his brother's children out of the way, he was next in the line of succession and was proclaimed King Richard III on 26 June. The timing and extrajudicial nature of the deeds done to obtain the throne for Richard won him no popularity, and rumours that spoke ill of the new king spread throughout England. After they were declared bastards, the two princes were confined in the Tower of London and never seen in public again.
In October 1483 a conspiracy emerged to displace him from the throne. The rebels were mostly loyalists to Edward IV, who saw Richard as a usurper. Their plans were coordinated by a Lancastrian, Henry's mother Lady Margaret, who was promoting her son as a candidate for the throne. The highest-ranking conspirator was Buckingham. No chronicles tell of the duke's motive in joining the plot, although historian Charles Ross proposes that Buckingham was trying to distance himself from a king who was becoming increasingly unpopular with the people. Michael Jones and Malcolm Underwood suggest that Margaret deceived Buckingham into thinking the rebels supported him to be king.
The plan was to stage uprisings within a short time in southern and western England, overwhelming Richard's forces. Buckingham would support the rebels by invading from Wales, while Henry came in by sea. Bad timing and weather wrecked the plot. An uprising in Kent started 10 days prematurely, alerting Richard to muster the royal army and take steps to put down the insurrections. Richard's spies informed him of Buckingham's activities, and the king's men captured and destroyed the bridges across the River Severn. When Buckingham and his army reached the river, they found it swollen and impossible to cross because of a violent storm that broke on 15 October. Buckingham was trapped and had no safe place to retreat; his Welsh enemies seized his home castle after he had set forth with his army. The duke abandoned his plans and fled to Wem, where he was betrayed by his servant and arrested by Richard's men. On 2 November he was executed. Henry had attempted a landing on 10 October (or 19 October), but his fleet was scattered by a storm. He reached the coast of England (at either Plymouth or Poole) and a group of soldiers hailed him to come ashore. They were, in fact, Richard's men, prepared to capture Henry once he set foot on English soil. Henry was not deceived and returned to Brittany, abandoning the invasion. Without Buckingham or Henry, the rebellion was easily crushed by Richard.
The survivors of the failed uprisings fled to Brittany, where they openly supported Henry's claim to the throne. At Christmas, Henry Tudor swore an oath in Rennes Cathedral to marry Edward IV's daughter, Elizabeth of York, to unite the warring houses of York and Lancaster. Henry's rising prominence made him a great threat to Richard, and the Yorkist king made several overtures to the Duke of Brittany to surrender the young Lancastrian. Francis refused, holding out for the possibility of better terms from Richard. In mid-1484 Francis was incapacitated by illness and while recuperating, his treasurer Pierre Landais took over the reins of government. Landais reached an agreement with Richard to send back Henry and his uncle in exchange for military and financial aid. John Morton, a bishop of Flanders, learned of the scheme and warned the Tudors, who fled to France. The French court allowed them to stay; the Tudors were useful pawns to ensure that Richard's England did not interfere with French plans to annex Brittany. On 16 March 1485 Richard's queen, Anne Neville, died, and rumours spread across the country that she was murdered to pave the way for Richard to marry his niece, Elizabeth. Later findings though, showed that Richard had entered into negotiations to marry Joanna of Portugal and to marry off Elizabeth to Manuel, Duke of Beja. The gossip must have upset Henry across the English Channel. The loss of Elizabeth's hand in marriage could unravel the alliance between Henry's supporters who were Lancastrians and those who were loyalists to Edward IV. Anxious to secure his bride, Henry recruited mercenaries formerly in French service to supplement his following of exiles and set sail from France on 1 August.
By the 15th century, English chivalric ideas of selfless service to the king had been corrupted. Armed forces were raised mostly through musters in individual estates; every able-bodied man had to respond to his lord's call to arms, and each noble had authority over his militia. Although a king could raise personal militia from his lands, he could muster a large army only through the support of his nobles. Richard, like his predecessors, had to win over these men by granting gifts and maintaining cordial relationships. Powerful nobles could demand greater incentives to remain on the liege's side or else they might turn against him. Three groups, each with its own agenda, stood on Bosworth Field: Richard III and his Yorkist army; his challenger, Henry Tudor, who championed the Lancastrian cause; and the fence-sitting Stanleys.
Small and slender, Richard III did not have the robust physique associated with many of his Plantagenet predecessors. However, he enjoyed very rough sports and activities that were considered manly. His performances on the battlefield impressed his brother greatly, and he became Edward's right-hand man. During the 1480s Richard defended the northern borders of England. In 1482, Edward charged him to lead an army into Scotland with the aim of replacing King James III with the Duke of Albany. Richard's army broke through the Scottish defences and occupied the capital, Edinburgh, but Albany decided to give up his claim to the throne in return for the post of Lieutenant General of Scotland. As well as obtaining a guarantee that the Scottish government would concede territories and diplomatic benefits to the English crown, Richard's campaign retook the town of Berwick-upon-Tweed, which the Scots had conquered in 1460. Edward was not satisfied by these gains, which, according to Ross, could have been greater if Richard had been resolute enough to capitalise on the situation while in control of Edinburgh. In her analysis of Richard's character, Christine Carpenter sees him as a soldier who was more used to taking orders than giving them. However, he was not averse to displaying his militaristic streak; on ascending the throne he made known his desire to lead a crusade against "not only the Turks, but all [his] foes".
Richard's most loyal subject was John Howard, 1st Duke of Norfolk. The duke had served Richard's brother for many years and had been one of Edward IV's closer confidants. He was a military veteran, having fought in the Battle of Towton in 1461 and served as Hastings' deputy at Calais in 1471. Ross speculates that he bore a grudge against Edward for depriving him of a fortune. Norfolk was due to inherit a share of the wealthy Mowbray estate on the death of eight-year-old Anne de Mowbray, the last of her family. However, Edward convinced Parliament to circumvent the law of inheritance and transfer the estate to his younger son, who was married to Anne. Consequently, Howard supported Richard III in deposing Edward's sons, for which he received the dukedom of Norfolk and his original share of the Mowbray estate.
Henry Percy, 4th Earl of Northumberland, also supported Richard's ascension to the throne of England. The Percys were loyal Lancastrians, but Edward IV eventually won the earl's allegiance. Northumberland had been captured and imprisoned by the Yorkists in 1461, losing his titles and estates; however, Edward released him eight years later and restored his earldom. From that time Northumberland served the Yorkist crown, helping to defend northern England and maintain its peace. Initially the earl had issues with Richard III as Edward groomed his brother to be the leading power of the north. Northumberland was mollified when he was promised he would be the Warden of the East March, a position that was formerly hereditary for the Percys. He served under Richard during the 1482 invasion of Scotland, and the allure of being in a position to dominate the north of England if Richard went south to assume the crown was his likely motivation for supporting Richard's bid for kingship. However, after becoming king, Richard began moulding his nephew, John de la Pole, 1st Earl of Lincoln, to manage the north, passing over Northumberland for the position. According to Carpenter, although the earl was amply compensated, he despaired of any possibility of advancement under Richard.
Henry Tudor was unfamiliar with the arts of war and was a stranger to the land he was trying to conquer. He spent the first fourteen years of his life in Wales and the next fourteen in Brittany and France. Slender but strong and decisive, Henry lacked a penchant for battle and was not much of a warrior; chroniclers such as Polydore Vergil and ambassadors like Pedro de Ayala found him more interested in commerce and finance. Having not fought in any battles, Henry recruited several experienced veterans to command his armies. John de Vere, 13th Earl of Oxford, was Henry's principal military commander. He was adept in the arts of war. At the Battle of Barnet, he commanded the Lancastrian right wing and routed the division opposing him. However, as a result of confusion over identities, Oxford's group came under friendly fire from the Lancastrian main force and retreated from the field. The earl fled abroad and continued his fight against the Yorkists, raiding shipping and eventually capturing the island fort of St Michael's Mount in 1473. He surrendered after receiving no aid or reinforcement, but in 1484 escaped from prison and joined Henry's court in France, bringing along his erstwhile gaoler Sir James Blount. Oxford's presence raised morale in Henry's camp and troubled Richard III.
In the early stages of the Wars of the Roses, the Stanleys of Cheshire had been predominantly Lancastrians. Sir William Stanley, however, was a staunch Yorkist supporter, fighting in the Battle of Blore Heath in 1459 and helping Hastings to put down uprisings against Edward IV in 1471. When Richard took the crown, Sir William showed no inclination to turn against the new king, refraining from joining Buckingham's rebellion, for which he was amply rewarded. Sir William's elder brother, Thomas Stanley, 2nd Baron Stanley, was not as steadfast. By 1485, he had served three kings, namely Henry VI, Edward IV, and Richard III. Lord Stanley's skilled political manoeuvrings—vacillating between opposing sides until it was clear who would be the winner—gained him high positions; he was Henry's chamberlain and Edward's steward. His non-committal stance, until the crucial point of a battle, earned him the loyalty of his men, who felt he would not needlessly send them to their deaths.
Lord Stanley's relations with the king's brother, the eventual Richard III, were not cordial. The two had conflicts that erupted into violence around March 1470. Furthermore, having taken Lady Margaret as his second wife in June 1472, Stanley was Henry Tudor's stepfather, a relationship which did nothing to win him Richard's favour. Despite these differences, Stanley did not join Buckingham's revolt in 1483. When Richard executed those conspirators who had been unable to flee England, he spared Lady Margaret. However, he declared her titles forfeit and transferred her estates to Stanley's name, to be held in trust for the Yorkist crown. Richard's act of mercy was calculated to reconcile him with Stanley, but it may have been to no avail—Carpenter has identified a further cause of friction in Richard's intention to reopen an old land dispute that involved Thomas Stanley and the Harrington family. Edward IV had ruled the case in favour of Stanley in 1473, but Richard planned to overturn his brother's ruling and give the wealthy estate to the Harringtons. Immediately before the Battle of Bosworth, being wary of Stanley, Richard took his son, Lord Strange, as hostage to discourage him from joining Henry.
Henry's initial force consisted of the English and Welsh exiles who had gathered around Henry, combined with a contingent of mercenaries put at his disposal by Charles VIII of France. The history of Scottish author John Major (published in 1521) claims that Charles had granted Henry 5,000 men, of whom 1,000 were Scots, headed by Sir Alexander Bruce. No mention of Scottish soldiers was made by subsequent English historians.
Henry's crossing of the English Channel in 1485 was without incident. Thirty ships sailed from Harfleur on 1 August and, with fair winds behind them, landed in his native Wales, at Mill Bay (near Dale) on the north side of Milford Haven on 7 August, easily capturing nearby Dale Castle. Henry received a muted response from the local population. No joyous welcome awaited him on shore, and at first few individual Welshmen joined his army as it marched inland. Historian Geoffrey Elton suggests only Henry's ardent supporters felt pride over his Welsh blood. His arrival had been hailed by contemporary Welsh bards such as Dafydd Ddu and Gruffydd ap Dafydd as the true prince and "the youth of Brittany defeating the Saxons" in order to bring their country back to glory. When Henry moved to Haverfordwest, the county town of Pembrokeshire, Richard's lieutenant in South Wales, Sir Walter Herbert, failed to move against Henry, and two of his officers, Richard Griffith and Evan Morgan, deserted to Henry with their men.
The most important defector to Henry in this early stage of the campaign was probably Rhys ap Thomas, who was the leading figure in West Wales. Richard had appointed Rhys Lieutenant in West Wales for his refusal to join Buckingham's rebellion, asking that he surrender his son Gruffydd ap Rhys ap Thomas as surety, although by some accounts Rhys had managed to evade this condition. However, Henry successfully courted Rhys, offering the lieutenancy of all Wales in exchange for his fealty. Henry marched via Aberystwyth while Rhys followed a more southerly route, recruiting a force of Welshmen en route, variously estimated at 500 or 2,000 men, to swell Henry's army when they reunited at Cefn Digoll, Welshpool. By 15 or 16 August, Henry and his men had crossed the English border, making for the town of Shrewsbury.
Since 22 June Richard had been aware of Henry's impending invasion, and had ordered his lords to maintain a high level of readiness. News of Henry's landing reached Richard on 11 August, but it took three to four days for his messengers to notify his lords of their king's mobilisation. On 16 August, the Yorkist army started to gather; Norfolk set off for Leicester, the assembly point, that night. The city of York, a historical stronghold of Richard's family, asked the king for instructions, and receiving a reply three days later sent 80 men to join the king. Simultaneously Northumberland, whose northern territory was the most distant from the capital, had gathered his men and ridden to Leicester.
Although London was his goal, Henry did not move directly towards the city. After resting in Shrewsbury, his forces went eastwards and picked up Sir Gilbert Talbot and other English allies, including deserters from Richard's forces. Although its size had increased substantially since the landing, Henry's army was still considerably outnumbered by Richard's forces. Henry's pace through Staffordshire was slow, delaying the confrontation with Richard so that he could gather more recruits to his cause. Henry had been communicating on friendly terms with the Stanleys for some time before setting foot in England, and the Stanleys had mobilised their forces on hearing of Henry's landing. They ranged themselves ahead of Henry's march through the English countryside, meeting twice in secret with Henry as he moved through Staffordshire. At the second of these, at Atherstone in Warwickshire, they conferred "in what sort to arraign battle with King Richard, whom they heard to be not far off". On 21 August, the Stanleys were making camp on the slopes of a hill north of Dadlington, while Henry encamped his army at White Moors to the northwest of their camp.
On 20 August, Richard rode from Nottingham to Leicester, joining Norfolk. He spent the night at the Blue Boar inn (demolished 1836). Northumberland arrived the following day. The royal army proceeded westwards to intercept Henry's march on London. Passing Sutton Cheney, Richard moved his army towards Ambion Hill—which he thought would be of tactical value—and made camp on it. Richard's sleep was not peaceful and, according to the Croyland Chronicle, in the morning his face was "more livid and ghastly than usual".
The Yorkist army, variously estimated at between 7,500 and 12,000 men, deployed on the hilltop along the ridgeline from west to east. Norfolk's force (or "battle" in the parlance of the time) of spearmen stood on the right flank, protecting the cannon and about 1,200 archers. Richard's group, comprising 3,000 infantry, formed the centre. Northumberland's men guarded the left flank; he had approximately 4,000 men, many of them mounted. Standing on the hilltop, Richard had a wide, unobstructed view of the area. He could see the Stanleys and their 4,000–6,000 men holding positions on and around Dadlington Hill, while to the southwest was Henry's army.
Henry's force has been variously estimated at between 5,000 and 8,000 men, his original landing force of exiles and mercenaries having been augmented by the recruits gathered in Wales and the English border counties (in the latter area probably mustered chiefly by the Talbot interest), and by deserters from Richard's army. Historian John Mackie believes that 1,800 French mercenaries, led by Philibert de Chandée, formed the core of Henry's army. John Mair, writing thirty-five years after the battle, claimed that this force contained a significant Scottish component, and this claim is accepted by some modern writers, but Mackie reasons that the French would not have released their elite Scottish knights and archers, and concludes that there were probably few Scottish troops in the army, although he accepts the presence of captains like Bernard Stewart, Lord of Aubigny.
In their interpretations of the vague mentions of the battle in the old text, historians placed areas near the foot of Ambion Hill as likely regions where the two armies clashed, and thought up possible scenarios of the engagement. In their recreations of the battle, Henry started by moving his army towards Ambion Hill where Richard and his men stood. As Henry's army advanced past the marsh at the southwestern foot of the hill, Richard sent a message to Stanley, threatening to execute his son, Lord Strange, if Stanley did not join the attack on Henry immediately. Stanley replied that he had other sons. Incensed, Richard gave the order to behead Strange but his officers temporised, saying that battle was imminent, and it would be more convenient to carry out the execution afterwards. Henry had also sent messengers to Stanley asking him to declare his allegiance. The reply was evasive—the Stanleys would "naturally" come, after Henry had given orders to his army and arranged them for battle. Henry had no choice but to confront Richard's forces alone.
Well aware of his own military inexperience, Henry handed command of his army to Oxford and retired to the rear with his bodyguards. Oxford, seeing the vast line of Richard's army strung along the ridgeline, decided to keep his men together instead of splitting them into the traditional three battles: vanguard, centre, and rearguard. He ordered the troops to stray no further than 10 feet (3.0 m) from their banners, fearing that they would become enveloped. Individual groups clumped together, forming a single large mass flanked by horsemen on the wings.
The Lancastrians were harassed by Richard's cannon as they manoeuvred around the marsh, seeking firmer ground. Once Oxford and his men were clear of the marsh, Norfolk's battle and several contingents of Richard's group, under the command of Sir Robert Brackenbury, started to advance. Hails of arrows showered both sides as they closed. Oxford's men proved the steadier in the ensuing hand-to-hand combat; they held their ground and several of Norfolk's men fled the field. Norfolk lost one of his senior officers, Walter Devereux, in this early clash.
Recognising that his force was at a disadvantage, Richard signalled for Northumberland to assist but Northumberland's group showed no signs of movement. Historians, such as Horrox and Pugh, believe Northumberland chose not to aid his king for personal reasons. Ross doubts the aspersions cast on Northumberland's loyalty, suggesting instead that Ambion Hill's narrow ridge hindered him from joining the battle. The earl would have had to either go through his allies or execute a wide flanking move—near impossible to perform given the standard of drill at the time—to engage Oxford's men.
At this juncture Richard saw Henry at some distance behind his main force. Seeing this, Richard decided to end the fight quickly by killing the enemy commander. He led a charge of mounted men around the melee and tore into Henry's group; several accounts state that Richard's force numbered 800–1000 knights, but Ross says it was more likely that Richard was accompanied only by his household men and closest friends. Richard killed Henry's standard-bearer Sir William Brandon in the initial charge and unhorsed burly John Cheyne, Edward IV's former standard-bearer, with a blow to the head from his broken lance. French mercenaries in Henry's retinue related how the attack had caught them off guard and that Henry sought protection by dismounting and concealing himself among them to present less of a target. Henry made no attempt to engage in combat himself.
Oxford had left a small reserve of pike-equipped men with Henry. They slowed the pace of Richard's mounted charge, and bought Tudor some critical time. The remainder of Henry's bodyguards surrounded their master, and succeeded in keeping him away from the Yorkist king. Meanwhile, seeing Richard embroiled with Henry's men and separated from his main force, William Stanley made his move and rode to the aid of Henry. Now outnumbered, Richard's group was surrounded and gradually pressed back. Richard's force was driven several hundred yards away from Tudor, near to the edge of a marsh, into which the king's horse toppled. Richard, now unhorsed, gathered himself and rallied his dwindling followers, supposedly refusing to retreat: "God forbid that I retreat one step. I will either win the battle as a king, or die as one." In the fighting Richard's banner man—Sir Percival Thirlwall—lost his legs, but held the Yorkist banner aloft until he was killed. It is likely that James Harrington also died in the charge. The king's trusted advisor Richard Ratcliffe was also slain.
Polydore Vergil, Henry Tudor's official historian, recorded that "King Richard, alone, was killed fighting manfully in the thickest press of his enemies". Richard had come within a sword's length of Henry Tudor before being surrounded by William Stanley's men and killed. The Burgundian chronicler Jean Molinet says that a Welshman struck the death-blow with a halberd while Richard's horse was stuck in the marshy ground. It was said that the blows were so violent that the king's helmet was driven into his skull. The contemporary Welsh poet Guto'r Glyn implies the leading Welsh Lancastrian Rhys ap Thomas, or one of his men, killed the king, writing that he "Lladd y baedd, eilliodd ei ben" ("Killed the boar, shaved his head"). Analysis of King Richard's skeletal remains found 11 wounds, nine of them to the head; a blade consistent with a halberd had sliced off part of the rear of Richard's skull, suggesting he had lost his helmet.
Richard's forces disintegrated as news of his death spread. Northumberland and his men fled north on seeing the king's fate, and Norfolk was killed by the knight Sir John Savage in single combat according to the Ballad of Lady Bessy.
Although he claimed fourth-generation, maternal Lancastrian descendancy, Henry seized the crown by right of conquest. After the battle, Richard's circlet is said to have been found and brought to Henry, who was proclaimed king at the top of Crown Hill, near the village of Stoke Golding. According to Vergil, Henry's official historian, Lord Stanley found the circlet. Historians Stanley Chrimes and Sydney Anglo dismiss the legend of the circlet's finding in a hawthorn bush; none of the contemporary sources reported such an event. Ross, however, does not ignore the legend. He argues that the hawthorn bush would not be part of Henry's coat of arms if it did not have a strong relationship to his ascendance. Baldwin points out that a hawthorn bush motif was already used by the House of Lancaster, and Henry merely added the crown.
In Vergil's chronicle, 100 of Henry's men, compared to 1,000 of Richard's, died in this battle—a ratio Chrimes believes to be an exaggeration. The bodies of the fallen were brought to St James Church at Dadlington for burial. However, Henry denied any immediate rest for Richard; instead the last Yorkist king's corpse was stripped naked and strapped across a horse. His body was brought to Leicester and openly exhibited to prove that he was dead. Early accounts suggest that this was in the major Lancastrian collegiate foundation, the Church of the Annunciation of Our Lady of the Newarke. After two days, the corpse was interred in a plain tomb, within the church of the Greyfriars. The church was demolished following the friary's dissolution in 1538, and the location of Richard's tomb was long uncertain.
On 12 September 2012, archaeologists announced the discovery of a buried skeleton with spinal abnormalities and head injuries under a car park in Leicester, and their suspicions that it was Richard III. On 4 February 2013, it was announced that DNA testing had convinced Leicester University scientists and researchers "beyond reasonable doubt" that the remains were those of King Richard. On 26 March 2015, these remains were ceremonially buried in Leicester Cathedral. Richard's tomb was unveiled on the following day.
Henry dismissed the mercenaries in his force, retaining only a small core of local soldiers to form a "Yeomen of his Garde", and proceeded to establish his rule of England. Parliament reversed his attainder and recorded Richard's kingship as illegal, although the Yorkist king's reign remained officially in the annals of England history. The proclamation of Edward IV's children as illegitimate was also reversed, restoring Elizabeth's status to a royal princess. The marriage of Elizabeth, the heiress to the House of York, to Henry, the master of the House of Lancaster, marked the end of the feud between the two houses and the start of the Tudor dynasty. The royal matrimony, however, was delayed until Henry was crowned king and had established his claim on the throne firmly enough to preclude that of Elizabeth and her kin. Henry further convinced Parliament to backdate his reign to the day before the battle, enabling him retrospectively to declare as traitors those who had fought against him at Bosworth Field. Northumberland, who had remained inactive during the battle, was imprisoned but later released and reinstated to pacify the north in Henry's name. The purge of those who fought for Richard occupied Henry's first two years of rule, although later he proved prepared to accept those who submitted to him regardless of their former allegiances.
Of his supporters, Henry rewarded the Stanleys the most generously. Aside from making William his chamberlain, he bestowed the earldom of Derby upon Lord Stanley along with grants and offices in other estates. Henry rewarded Oxford by restoring to him the lands and titles confiscated by the Yorkists and appointing him as Constable of the Tower and admiral of England, Ireland, and Aquitaine. For his kin, Henry created Jasper Tudor the Duke of Bedford. He returned to his mother the lands and grants stripped from her by Richard, and proved to be a filial son, granting her a place of honour in the palace and faithfully attending to her throughout his reign. Parliament's declaration of Margaret as femme sole effectively empowered her; she no longer needed to manage her estates through Stanley. Elton points out that despite his initial largesse, Henry's supporters at Bosworth would enjoy his special favour for only the short term; in later years, he would instead promote those who best served his interests.
Like the kings before him, Henry faced dissenters. The first open revolt occurred two years after Bosworth Field; Lambert Simnel claimed to be Edward Plantagenet, 17th Earl of Warwick, who was Edward IV's nephew. The Earl of Lincoln backed him for the throne and led rebel forces in the name of the House of York. The rebel army fended off several attacks by Northumberland's forces, before engaging Henry's army at the Battle of Stoke Field on 16 June 1487. Oxford and Bedford led Henry's men, including several former supporters of Richard III. Henry won this battle easily, but other malcontents and conspiracies would follow. A rebellion in 1489 started with Northumberland's murder; military historian Michael C. C. Adams says that the author of a note, which was left next to Northumberland's body, blamed the earl for Richard's death.
Contemporary accounts of the Battle of Bosworth can be found in four main sources, one of which is the English Croyland Chronicle, written by a senior Yorkist chronicler who relied on second-hand information from nobles and soldiers. The other accounts were written by foreigners—Vergil, Jean Molinet, and Diego de Valera. Whereas Molinet was sympathetic to Richard, Vergil was in Henry's service and drew information from the king and his subjects to portray them in a good light. Diego de Valera, whose information Ross regards as unreliable, compiled his work from letters of Spanish merchants. However, other historians have used Valera's work to deduce possibly valuable insights not readily evident in other sources. Ross finds the poem, The Ballad of Bosworth Field, a useful source to ascertain certain details of the battle. The multitude of different accounts, mostly based on second- or third-hand information, has proved an obstacle to historians as they try to reconstruct the battle. Their common complaint is that, except for its outcome, very few details of the battle are found in the chronicles. According to historian Michael Hicks, the Battle of Bosworth is one of the worst-recorded clashes of the Wars of the Roses.
Henry tried to present his victory as a new beginning for the country; he hired chroniclers to portray his reign as a "modern age" with its dawn in 1485. Hicks states that the works of Vergil and the blind historian Bernard André, promoted by subsequent Tudor administrations, became the authoritative sources for writers for the next four hundred years. As such, Tudor literature paints a flattering picture of Henry's reign, depicting the Battle of Bosworth as the final clash of the civil war and downplaying the subsequent uprisings. For England the Middle Ages ended in 1485, and English Heritage claims that other than William the Conqueror's successful invasion of 1066, no other year holds more significance in English history. By portraying Richard as a hunchbacked tyrant who usurped the throne by killing his nephews, the Tudor historians attached a sense of myth to the battle: it became an epic clash between good and evil with a satisfying moral outcome. According to Reader Colin Burrow, André was so overwhelmed by the historic significance of the battle that he represented it with a blank page in his Henry VII (1502). For Professor Peter Saccio, the battle was indeed a unique clash in the annals of English history, because "the victory was determined, not by those who fought, but by those who delayed fighting until they were sure of being on the winning side."
Historians such as Adams and Horrox believe that Richard lost the battle not for any mythic reasons, but because of morale and loyalty problems in his army. Most of the common soldiers found it difficult to fight for a liege whom they distrusted, and some lords believed that their situation might improve if Richard were dethroned. According to Adams, against such duplicities Richard's desperate charge was the only knightly behaviour on the field. As fellow historian Michael Bennet puts it, the attack was "the swan-song of [mediaeval] English chivalry". Adams believes this view was shared at the time by the printer William Caxton, who enjoyed sponsorship from Edward IV and Richard III. Nine days after the battle, Caxton published Thomas Malory's story about chivalry and death by betrayal—Le Morte d'Arthur—seemingly as a response to the circumstances of Richard's death.
Elton does not believe Bosworth Field has any true significance, pointing out that the 20th-century English public largely ignored the battle until its quincentennial celebration. In his view, the dearth of specific information about the battle—no-one even knows exactly where it took place—demonstrates its insignificance to English society. Elton considers the battle as just one part of Henry's struggles to establish his reign, underscoring his point by noting that the young king had to spend ten more years pacifying factions and rebellions to secure his throne.
Mackie asserts that, in hindsight, Bosworth Field is notable as the decisive battle that established a dynasty which would rule unchallenged over England for more than a hundred years. Mackie notes that contemporary historians of that time, wary of the three royal successions during the long Wars of the Roses, considered Bosworth Field just another in a lengthy series of such battles. It was through the works and efforts of Francis Bacon and his successors that the public started to believe the battle had decided their futures by bringing about "the fall of a tyrant".
William Shakespeare gives prominence to the Battle of Bosworth in his play, Richard III. It is the "one big battle"; no other fighting scene distracts the audience from this action, represented by a one-on-one sword fight between Henry Tudor and Richard III. Shakespeare uses their duel to bring a climactic end to the play and the Wars of the Roses; he also uses it to champion morality, portraying the "unequivocal triumph of good over evil". Richard, the villainous lead character, has been built up in the battles of Shakespeare's earlier play, Henry VI, Part 3, as a "formidable swordsman and a courageous military leader"—in contrast to the dastardly means by which he becomes king in Richard III. Although the Battle of Bosworth has only five sentences to direct it, three scenes and more than four hundred lines precede the action, developing the background and motivations for the characters in anticipation of the battle.
Shakespeare's account of the battle was mostly based on chroniclers Edward Hall's and Raphael Holinshed's dramatic versions of history, which were sourced from Vergil's chronicle. However, Shakespeare's attitude towards Richard was shaped by scholar Thomas More, whose writings displayed extreme bias against the Yorkist king. The result of these influences is a script that vilifies the king, and Shakespeare had few qualms about departing from history to incite drama. Margaret of Anjou died in 1482, but Shakespeare had her speak to Richard's mother before the battle to foreshadow Richard's fate and fulfill the prophecy she had given in Henry VI. Shakespeare exaggerated the cause of Richard's restless night before the battle, imagining it as a haunting by the ghosts of those whom the king had murdered, including Buckingham. Richard is portrayed as suffering a pang of conscience, but as he speaks he regains his confidence and asserts that he will be evil, if such needed to retain his crown.
The fight between the two armies is simulated by rowdy noises made off-stage (alarums or alarms) while actors walk on-stage, deliver their lines, and exit. To build anticipation for the duel, Shakespeare requests more alarums after Richard's councillor, William Catesby, announces that the king is "[enacting] more wonders than a man". Richard punctuates his entrance with the classic line, "A horse, a horse! My kingdom for a horse!" He refuses to withdraw, continuing to seek to slay Henry's doubles until he has killed his nemesis. There is no documentary evidence that Henry had five decoys at Bosworth Field; the idea was Shakespeare's invention. He drew inspiration from Henry IV's use of them at the Battle of Shrewsbury (1403) to amplify the perception of Richard's courage on the battlefield. Similarly, the single combat between Henry and Richard is Shakespeare's creation. The True Tragedy of Richard III, by an unknown playwright, earlier than Shakespeare's, has no signs of staging such an encounter: its stage directions give no hint of visible combat.
Despite the dramatic licences taken, Shakespeare's version of the Battle of Bosworth was the model of the event for English textbooks for many years during the 18th and 19th centuries. This glamorised version of history, promulgated in books and paintings and played out on stages across the country, perturbed humorist Gilbert Abbott à Beckett. He voiced his criticism in the form of a poem, equating the romantic view of the battle to watching a "fifth-rate production of Richard III": shabbily costumed actors fight the Battle of Bosworth on-stage while those with lesser roles lounge at the back, showing no interest in the proceedings.
In Laurence Olivier's 1955 film adaptation of Richard III, the Battle of Bosworth is represented not by a single duel but a general melee that became the film's most recognised scene and a regular screening at Bosworth Battlefield Heritage Centre. The film depicts the clash between the Yorkist and Lancastrian armies on an open field, focusing on individual characters amidst the savagery of hand-to-hand fighting, and received accolades for the realism portrayed. One reviewer for The Manchester Guardian newspaper, however, was not impressed, finding the number of combatants too sparse for the wide plains and a lack of subtlety in Richard's death scene. The means by which Richard is shown to prepare his army for the battle also earned acclaim. As Richard speaks to his men and draws his plans in the sand using his sword, his units appear on-screen, arraying themselves according to the lines that Richard had drawn. Intimately woven together, the combination of pictorial and narrative elements effectively turns Richard into a storyteller, who acts out the plot he has constructed. Shakespearian critic Herbert Coursen extends that imagery: Richard sets himself up as a creator of men, but dies amongst the savagery of his creations. Coursen finds the depiction a contrast to that of Henry V and his "band of brothers".
The adaptation of the setting for Richard III to a 1930s fascist England in Ian McKellen's 1995 film, however, did not sit well with historians. Adams posits that the original Shakespearian setting for Richard's fate at Bosworth teaches the moral of facing one's fate, no matter how unjust it is, "nobly and with dignity". By overshadowing the dramatic teaching with special effects, McKellen's film reduces its version of the battle to a pyrotechnic spectacle about the death of a one-dimensional villain. Coursen agrees that, in this version, the battle and Richard's end are trite and underwhelming.
The site of the battle is deemed by Leicestershire County Council to be in the vicinity of the town of Market Bosworth. The council engaged historian Daniel Williams to research the battle, and in 1974 his findings were used to build the Bosworth Battlefield Heritage Centre and the presentation it houses. Williams's interpretation, however, has since been questioned. Sparked by the battle's quincentenary celebration in 1985, a dispute among historians has led many to doubt the accuracy of Williams's theory. In particular, geological surveys conducted from 2003 to 2009 by the Battlefields Trust, a charitable organisation that protects and studies old English battlefields, show that the southern and eastern flanks of Ambion Hill were solid ground in the 15th century, contrary to Williams's claim that it was a large area of marshland. Landscape archaeologist Glenn Foard, leader of the survey, said the collected soil samples and finds of medieval military equipment suggest that the battle took place two miles (3.2 km) southwest of Ambion Hill (52°34′41″N 1°26′02″W), contrary to the popular belief that it was fought near the foot of the hill.
English Heritage argues that the battle was named after Market Bosworth because the town was then the nearest significant settlement to the battlefield. As explored by Professor Philip Morgan, a battle might initially not be named specifically at all. As time passes, writers of administrative and historical records find it necessary to identify a notable battle, ascribing it a name that is usually toponymical in nature and sourced from combatants or observers. This name then becomes accepted by society and without question. Early records associated the Battle of Bosworth with "Brownehethe", "bellum Miravallenses", "Sandeford" and "Dadlyngton field". The earliest record, a municipal memorandum of 23 August 1485 from York, locates the battle "on the field of Redemore". This is corroborated by a 1485–86 letter that mentions "Redesmore" as its site. According to the historian, Peter Foss, records did not associate the battle with "Bosworth" until 1510.
Foss is named by English Heritage as the principal advocate for "Redemore" as the battle site. He suggests the name is derived from "Hreod Mor", an Anglo-Saxon phrase that means "reedy marshland". Basing his opinion on 13th- and 16th-century church records, he believes "Redemore" was an area of wetland that lay between Ambion Hill and the village of Dadlington, and was close to the Fenn Lanes, a Roman road running east to west across the region. Foard believes this road to be the most probable route that both armies took to reach the battlefield. Williams dismisses the notion of "Redmore" as a specific location, saying that the term refers to a large area of reddish soil; Foss argues that Williams's sources are local stories and flawed interpretations of records. Moreover, he proposes that Williams was influenced by William Hutton's 1788 The Battle of Bosworth-Field, which Foss blames for introducing the notion that the battle was fought west of Ambion Hill on the north side of the River Sence. Hutton, as Foss suggests, misinterpreted a passage from his source, Raphael Holinshed's 1577 Chronicle. Holinshed wrote, "King Richard pitched his field on a hill called Anne Beame, refreshed his soldiers and took his rest." Foss believes that Hutton mistook "field" to mean "field of battle", thus creating the idea that the fight took place on Anne Beame (Ambion) Hill. To "[pitch] his field", as Foss clarifies, was a period expression for setting up a camp.
Foss brings further evidence for his "Redemore" theory by quoting Edward Hall's 1550 Chronicle. Hall stated that Richard's army stepped onto a plain after breaking camp the next day. Furthermore, historian William Burton, author of Description of Leicestershire (1622), wrote that the battle was "fought in a large, flat, plaine, and spacious ground, three miles [5 km] distant from [Bosworth], between the Towne of Shenton, Sutton [Cheney], Dadlington and Stoke [Golding]". In Foss's opinion both sources are describing an area of flat ground north of Dadlington.
English Heritage, responsible for managing England's historic sites, used both theories to designate the site for Bosworth Field. Without preference for either theory, they constructed a single continuous battlefield boundary that encompasses the locations proposed by both Williams and Foss. The region has experienced extensive changes over the years, starting after the battle. Holinshed stated in his chronicle that he found firm ground where he expected the marsh to be, and Burton confirmed that by the end of the 16th century, areas of the battlefield were enclosed and had been improved to make them agriculturally productive. Trees were planted on the south side of Ambion Hill, forming Ambion Wood. In the 18th and 19th centuries, the Ashby Canal carved through the land west and south-west of Ambion Hill. Winding alongside the canal at a distance, the Ashby and Nuneaton Joint Railway crossed the area on an embankment. The changes to the landscape were so extensive that when Hutton revisited the region in 1807 after an earlier 1788 visit, he could not readily find his way around.
Bosworth Battlefield Heritage Centre was built on Ambion Hill, near Richard's Well. According to legend, Richard III drank from one of the several springs in the region on the day of the battle. In 1788, a local pointed out one of the springs to Hutton as the one mentioned in the legend. A stone structure was later built over the location. The inscription on the well reads:
Near this spot, on August 22nd 1485, at the age of 32, King Richard III fell fighting gallantly in defence of his realm & his crown against the usurper Henry Tudor.
The Cairn was erected by Dr. Samuel Parr in 1813 to mark the well from which the king is said to have drunk during the battle.
It is maintained by the Fellowship of the White Boar.
Northwest of Ambion Hill, just across the northern tributary of the Sence, a flag and memorial stone mark Richard's Field. Erected in 1973, the site was selected on the basis of Williams's theory. St James's Church at Dadlington is the only structure in the area that is reliably associated with the Battle of Bosworth; the bodies of those killed in the battle were buried there.
The very extensive survey carried out (2005–2009) by the Battlefields Trust headed by Glenn Foard led eventually to the discovery of the real location of the core battlefield. This lies about a kilometre further west of the location suggested by Peter Foss. It is in what was at the time of the battle an area of marginal land at the meeting of several township boundaries. There was a cluster of field names suggesting the presence of marshland and heath. Thirty four lead round shot were discovered as a result of systematic metal detecting (more than the total found previously on all other C15th European battlefields), as well as other significant finds, including a small silver gilt badge depicting a boar. Experts believe that the boar badge could indicate the actual site of Richard III's death, since this high-status badge depicting his personal emblem was probably worn by a member of his close retinue.
A new interpretation of the battle now integrates the historic accounts with the battlefield finds and landscape history. The new site lies either side of the Fenn Lanes Roman road, close to Fenn Lane Farm and is some three kilometres to the southwest of Ambion Hill.
Based on the round shot scatter, the likely size of Richard III's army, and the topography, Glenn Foard and Anne Curry think that Richard may have lined up his forces on a slight ridge which lies just east of Fox Covert Lane and behind a postulated medieval marsh. Richard's vanguard commanded by the Duke of Norfolk was on the right (north) side of Richard's battle line, with the Earl of Northumberland on Richard's left (south) side.
Tudor's forces approached along the line of the Roman road and lined up to the west of the present day Fenn Lane Farm, having marched from the vicinity of Merevale in Warwickshire. Historic England have re-defined the boundaries of the registered Bosworth Battlefield to incorporate the newly identified site. There are hopes that public access to the site will be possible in the future. | [
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"text": "The Battle of Bosworth or Bosworth Field (/ˈbɒzwərθ/ BOZ-wərth) was the last significant battle of the Wars of the Roses, the civil war between the houses of Lancaster and York that extended across England in the latter half of the 15th century. Fought on 22 August 1485, the battle was won by an alliance of Lancastrians and disaffected Yorkists. Their leader Henry Tudor, Earl of Richmond, became the first English monarch of the Tudor dynasty by his victory and subsequent marriage to a Yorkist princess. His opponent Richard III, the last king of the House of York, was killed during the battle, the last English monarch to die in combat. Historians consider Bosworth Field to mark the end of the Plantagenet dynasty, making it one of the defining moments of English history.",
"title": ""
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"text": "Richard's reign began in 1483 when he ascended the throne after his twelve-year-old nephew, Edward V, was declared illegitimate. The boy and his younger brother Richard soon disappeared, and their fate is a mystery still today. Across the English Channel Henry Tudor, a descendant of the greatly diminished House of Lancaster, seized on Richard's difficulties and laid claim to the throne. Henry's first attempt to invade England in 1483 foundered in a storm, but his second arrived unopposed on 7 August 1485 on the southwest coast of Wales. Marching inland, Henry gathered support as he made for London. Richard hurriedly mustered his troops and intercepted Henry's army near Ambion Hill, south of the town of Market Bosworth in Leicestershire. Lord Stanley and Sir William Stanley also brought a force to the battlefield, but held back while they decided which side it would be most advantageous to support, initially lending only four knights to Henry's cause; these were: Sir Robert Tunstall, Sir John Savage (nephew of Lord Stanley), Sir Hugh Persall and Sir Humphrey Stanley. Sir John Savage was placed in command of the left flank of Henry's army.",
"title": ""
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"paragraph_id": 2,
"text": "Richard divided his army, which outnumbered Henry's, into three groups (or \"battles\"). One was assigned to the Duke of Norfolk and another to the Earl of Northumberland. Henry kept most of his force together and placed it under the command of the experienced Earl of Oxford. Richard's vanguard, commanded by Norfolk, attacked but struggled against Oxford's men, and some of Norfolk's troops fled the field. Northumberland took no action when signalled to assist his king, so Richard gambled everything on a charge across the battlefield to kill Henry and end the fight. Seeing the king's knights separated from his army, the Stanleys intervened; Sir William led his men to Henry's aid, surrounding and killing Richard. After the battle, Henry was crowned king.",
"title": ""
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"paragraph_id": 3,
"text": "Henry hired chroniclers to portray his reign favourably; the Battle of Bosworth Field was popularised to represent his Tudor dynasty as the start of a new age, marking the end of the Middle Ages for England. From the 15th to the 18th centuries the battle was glamourised as a victory of good over evil, and features as the climax of William Shakespeare's play Richard III. The exact site of the battle is disputed because of the lack of conclusive data, and memorials have been erected at different locations. The Bosworth Battlefield Heritage Centre was built in 1974, on a site that has since been challenged by several scholars and historians. In October 2009, a team of researchers who had performed geological surveys and archaeological digs in the area since 2003 suggested a location two miles (3.2 km) southwest of Ambion Hill.",
"title": ""
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{
"paragraph_id": 4,
"text": "During the 15th century civil war raged across England as the Houses of York and Lancaster fought each other for the English throne. In 1471 the Yorkists defeated their rivals in the battles of Barnet and Tewkesbury. The Lancastrian King Henry VI and his only son, Edward of Westminster, died in the aftermath of the Battle of Tewkesbury. Their deaths left the House of Lancaster with no direct claimants to the throne. The Yorkist king, Edward IV, was in complete control of England. He attainted those who refused to submit to his rule, such as Jasper Tudor and his nephew Henry, naming them traitors and confiscating their lands. The Tudors tried to flee to France but strong winds forced them to land in Brittany, which was a semi-independent duchy, where they were taken into the custody of Duke Francis II. Henry's mother, Lady Margaret Beaufort, was a great-granddaughter of John of Gaunt, uncle of King Richard II and father of King Henry IV. The Beauforts were originally bastards, but Richard II legitimised them through an Act of Parliament, a decision quickly modified by a royal decree of Henry IV ordering that their descendants were not eligible to inherit the throne. Henry Tudor, the only remaining Lancastrian noble with a trace of the royal bloodline, had a weak claim to the throne, and Edward regarded him as \"a nobody\". The Duke of Brittany, however, viewed Henry as a valuable tool to bargain for England's aid in conflicts with France, and kept the Tudors under his protection.",
"title": "Background"
},
{
"paragraph_id": 5,
"text": "Edward IV died 12 years after Tewkesbury in April 1483. His 12-year-old elder son succeeded him as King Edward V; the younger son, nine-year-old Richard of Shrewsbury, was next in line to the throne. Edward V was too young to rule and a Royal Council was established to rule the country until the king's coming of age. Some among the council were worried when it became apparent that the relatives of Edward V's mother, Elizabeth Woodville, were plotting to use their control of the young king to dominate the council. Having offended many in their quest for wealth and power, the Woodville family was not popular. To frustrate the Woodvilles' ambitions, Lord Hastings and other members of the council turned to the new king's uncle—Richard, Duke of Gloucester, brother of Edward IV. The courtiers urged Gloucester to assume the role of Protector quickly, as had been previously requested by his now dead brother. On 29 April Gloucester, accompanied by a contingent of guards and Henry Stafford, 2nd Duke of Buckingham, took Edward V into custody and arrested several prominent members of the Woodville family. After bringing the young king to London, Gloucester had the Queen's brother Anthony Woodville, 2nd Earl Rivers, and her son by her first marriage Richard Grey executed, without trial, on charges of treason.",
"title": "Background"
},
{
"paragraph_id": 6,
"text": "On 13 June Gloucester accused Hastings of plotting with the Woodvilles and had him beheaded. Nine days the Three Estate of the Realm, an informal Parliament declared the marriage between Edward IV and Elizabeth illegal, rendering their children illegitimate and disqualifying them from the throne. With his brother's children out of the way, he was next in the line of succession and was proclaimed King Richard III on 26 June. The timing and extrajudicial nature of the deeds done to obtain the throne for Richard won him no popularity, and rumours that spoke ill of the new king spread throughout England. After they were declared bastards, the two princes were confined in the Tower of London and never seen in public again.",
"title": "Background"
},
{
"paragraph_id": 7,
"text": "In October 1483 a conspiracy emerged to displace him from the throne. The rebels were mostly loyalists to Edward IV, who saw Richard as a usurper. Their plans were coordinated by a Lancastrian, Henry's mother Lady Margaret, who was promoting her son as a candidate for the throne. The highest-ranking conspirator was Buckingham. No chronicles tell of the duke's motive in joining the plot, although historian Charles Ross proposes that Buckingham was trying to distance himself from a king who was becoming increasingly unpopular with the people. Michael Jones and Malcolm Underwood suggest that Margaret deceived Buckingham into thinking the rebels supported him to be king.",
"title": "Background"
},
{
"paragraph_id": 8,
"text": "The plan was to stage uprisings within a short time in southern and western England, overwhelming Richard's forces. Buckingham would support the rebels by invading from Wales, while Henry came in by sea. Bad timing and weather wrecked the plot. An uprising in Kent started 10 days prematurely, alerting Richard to muster the royal army and take steps to put down the insurrections. Richard's spies informed him of Buckingham's activities, and the king's men captured and destroyed the bridges across the River Severn. When Buckingham and his army reached the river, they found it swollen and impossible to cross because of a violent storm that broke on 15 October. Buckingham was trapped and had no safe place to retreat; his Welsh enemies seized his home castle after he had set forth with his army. The duke abandoned his plans and fled to Wem, where he was betrayed by his servant and arrested by Richard's men. On 2 November he was executed. Henry had attempted a landing on 10 October (or 19 October), but his fleet was scattered by a storm. He reached the coast of England (at either Plymouth or Poole) and a group of soldiers hailed him to come ashore. They were, in fact, Richard's men, prepared to capture Henry once he set foot on English soil. Henry was not deceived and returned to Brittany, abandoning the invasion. Without Buckingham or Henry, the rebellion was easily crushed by Richard.",
"title": "Background"
},
{
"paragraph_id": 9,
"text": "The survivors of the failed uprisings fled to Brittany, where they openly supported Henry's claim to the throne. At Christmas, Henry Tudor swore an oath in Rennes Cathedral to marry Edward IV's daughter, Elizabeth of York, to unite the warring houses of York and Lancaster. Henry's rising prominence made him a great threat to Richard, and the Yorkist king made several overtures to the Duke of Brittany to surrender the young Lancastrian. Francis refused, holding out for the possibility of better terms from Richard. In mid-1484 Francis was incapacitated by illness and while recuperating, his treasurer Pierre Landais took over the reins of government. Landais reached an agreement with Richard to send back Henry and his uncle in exchange for military and financial aid. John Morton, a bishop of Flanders, learned of the scheme and warned the Tudors, who fled to France. The French court allowed them to stay; the Tudors were useful pawns to ensure that Richard's England did not interfere with French plans to annex Brittany. On 16 March 1485 Richard's queen, Anne Neville, died, and rumours spread across the country that she was murdered to pave the way for Richard to marry his niece, Elizabeth. Later findings though, showed that Richard had entered into negotiations to marry Joanna of Portugal and to marry off Elizabeth to Manuel, Duke of Beja. The gossip must have upset Henry across the English Channel. The loss of Elizabeth's hand in marriage could unravel the alliance between Henry's supporters who were Lancastrians and those who were loyalists to Edward IV. Anxious to secure his bride, Henry recruited mercenaries formerly in French service to supplement his following of exiles and set sail from France on 1 August.",
"title": "Background"
},
{
"paragraph_id": 10,
"text": "By the 15th century, English chivalric ideas of selfless service to the king had been corrupted. Armed forces were raised mostly through musters in individual estates; every able-bodied man had to respond to his lord's call to arms, and each noble had authority over his militia. Although a king could raise personal militia from his lands, he could muster a large army only through the support of his nobles. Richard, like his predecessors, had to win over these men by granting gifts and maintaining cordial relationships. Powerful nobles could demand greater incentives to remain on the liege's side or else they might turn against him. Three groups, each with its own agenda, stood on Bosworth Field: Richard III and his Yorkist army; his challenger, Henry Tudor, who championed the Lancastrian cause; and the fence-sitting Stanleys.",
"title": "Factions"
},
{
"paragraph_id": 11,
"text": "Small and slender, Richard III did not have the robust physique associated with many of his Plantagenet predecessors. However, he enjoyed very rough sports and activities that were considered manly. His performances on the battlefield impressed his brother greatly, and he became Edward's right-hand man. During the 1480s Richard defended the northern borders of England. In 1482, Edward charged him to lead an army into Scotland with the aim of replacing King James III with the Duke of Albany. Richard's army broke through the Scottish defences and occupied the capital, Edinburgh, but Albany decided to give up his claim to the throne in return for the post of Lieutenant General of Scotland. As well as obtaining a guarantee that the Scottish government would concede territories and diplomatic benefits to the English crown, Richard's campaign retook the town of Berwick-upon-Tweed, which the Scots had conquered in 1460. Edward was not satisfied by these gains, which, according to Ross, could have been greater if Richard had been resolute enough to capitalise on the situation while in control of Edinburgh. In her analysis of Richard's character, Christine Carpenter sees him as a soldier who was more used to taking orders than giving them. However, he was not averse to displaying his militaristic streak; on ascending the throne he made known his desire to lead a crusade against \"not only the Turks, but all [his] foes\".",
"title": "Factions"
},
{
"paragraph_id": 12,
"text": "Richard's most loyal subject was John Howard, 1st Duke of Norfolk. The duke had served Richard's brother for many years and had been one of Edward IV's closer confidants. He was a military veteran, having fought in the Battle of Towton in 1461 and served as Hastings' deputy at Calais in 1471. Ross speculates that he bore a grudge against Edward for depriving him of a fortune. Norfolk was due to inherit a share of the wealthy Mowbray estate on the death of eight-year-old Anne de Mowbray, the last of her family. However, Edward convinced Parliament to circumvent the law of inheritance and transfer the estate to his younger son, who was married to Anne. Consequently, Howard supported Richard III in deposing Edward's sons, for which he received the dukedom of Norfolk and his original share of the Mowbray estate.",
"title": "Factions"
},
{
"paragraph_id": 13,
"text": "Henry Percy, 4th Earl of Northumberland, also supported Richard's ascension to the throne of England. The Percys were loyal Lancastrians, but Edward IV eventually won the earl's allegiance. Northumberland had been captured and imprisoned by the Yorkists in 1461, losing his titles and estates; however, Edward released him eight years later and restored his earldom. From that time Northumberland served the Yorkist crown, helping to defend northern England and maintain its peace. Initially the earl had issues with Richard III as Edward groomed his brother to be the leading power of the north. Northumberland was mollified when he was promised he would be the Warden of the East March, a position that was formerly hereditary for the Percys. He served under Richard during the 1482 invasion of Scotland, and the allure of being in a position to dominate the north of England if Richard went south to assume the crown was his likely motivation for supporting Richard's bid for kingship. However, after becoming king, Richard began moulding his nephew, John de la Pole, 1st Earl of Lincoln, to manage the north, passing over Northumberland for the position. According to Carpenter, although the earl was amply compensated, he despaired of any possibility of advancement under Richard.",
"title": "Factions"
},
{
"paragraph_id": 14,
"text": "Henry Tudor was unfamiliar with the arts of war and was a stranger to the land he was trying to conquer. He spent the first fourteen years of his life in Wales and the next fourteen in Brittany and France. Slender but strong and decisive, Henry lacked a penchant for battle and was not much of a warrior; chroniclers such as Polydore Vergil and ambassadors like Pedro de Ayala found him more interested in commerce and finance. Having not fought in any battles, Henry recruited several experienced veterans to command his armies. John de Vere, 13th Earl of Oxford, was Henry's principal military commander. He was adept in the arts of war. At the Battle of Barnet, he commanded the Lancastrian right wing and routed the division opposing him. However, as a result of confusion over identities, Oxford's group came under friendly fire from the Lancastrian main force and retreated from the field. The earl fled abroad and continued his fight against the Yorkists, raiding shipping and eventually capturing the island fort of St Michael's Mount in 1473. He surrendered after receiving no aid or reinforcement, but in 1484 escaped from prison and joined Henry's court in France, bringing along his erstwhile gaoler Sir James Blount. Oxford's presence raised morale in Henry's camp and troubled Richard III.",
"title": "Factions"
},
{
"paragraph_id": 15,
"text": "In the early stages of the Wars of the Roses, the Stanleys of Cheshire had been predominantly Lancastrians. Sir William Stanley, however, was a staunch Yorkist supporter, fighting in the Battle of Blore Heath in 1459 and helping Hastings to put down uprisings against Edward IV in 1471. When Richard took the crown, Sir William showed no inclination to turn against the new king, refraining from joining Buckingham's rebellion, for which he was amply rewarded. Sir William's elder brother, Thomas Stanley, 2nd Baron Stanley, was not as steadfast. By 1485, he had served three kings, namely Henry VI, Edward IV, and Richard III. Lord Stanley's skilled political manoeuvrings—vacillating between opposing sides until it was clear who would be the winner—gained him high positions; he was Henry's chamberlain and Edward's steward. His non-committal stance, until the crucial point of a battle, earned him the loyalty of his men, who felt he would not needlessly send them to their deaths.",
"title": "Factions"
},
{
"paragraph_id": 16,
"text": "Lord Stanley's relations with the king's brother, the eventual Richard III, were not cordial. The two had conflicts that erupted into violence around March 1470. Furthermore, having taken Lady Margaret as his second wife in June 1472, Stanley was Henry Tudor's stepfather, a relationship which did nothing to win him Richard's favour. Despite these differences, Stanley did not join Buckingham's revolt in 1483. When Richard executed those conspirators who had been unable to flee England, he spared Lady Margaret. However, he declared her titles forfeit and transferred her estates to Stanley's name, to be held in trust for the Yorkist crown. Richard's act of mercy was calculated to reconcile him with Stanley, but it may have been to no avail—Carpenter has identified a further cause of friction in Richard's intention to reopen an old land dispute that involved Thomas Stanley and the Harrington family. Edward IV had ruled the case in favour of Stanley in 1473, but Richard planned to overturn his brother's ruling and give the wealthy estate to the Harringtons. Immediately before the Battle of Bosworth, being wary of Stanley, Richard took his son, Lord Strange, as hostage to discourage him from joining Henry.",
"title": "Factions"
},
{
"paragraph_id": 17,
"text": "Henry's initial force consisted of the English and Welsh exiles who had gathered around Henry, combined with a contingent of mercenaries put at his disposal by Charles VIII of France. The history of Scottish author John Major (published in 1521) claims that Charles had granted Henry 5,000 men, of whom 1,000 were Scots, headed by Sir Alexander Bruce. No mention of Scottish soldiers was made by subsequent English historians.",
"title": "Crossing the English Channel and through Wales"
},
{
"paragraph_id": 18,
"text": "Henry's crossing of the English Channel in 1485 was without incident. Thirty ships sailed from Harfleur on 1 August and, with fair winds behind them, landed in his native Wales, at Mill Bay (near Dale) on the north side of Milford Haven on 7 August, easily capturing nearby Dale Castle. Henry received a muted response from the local population. No joyous welcome awaited him on shore, and at first few individual Welshmen joined his army as it marched inland. Historian Geoffrey Elton suggests only Henry's ardent supporters felt pride over his Welsh blood. His arrival had been hailed by contemporary Welsh bards such as Dafydd Ddu and Gruffydd ap Dafydd as the true prince and \"the youth of Brittany defeating the Saxons\" in order to bring their country back to glory. When Henry moved to Haverfordwest, the county town of Pembrokeshire, Richard's lieutenant in South Wales, Sir Walter Herbert, failed to move against Henry, and two of his officers, Richard Griffith and Evan Morgan, deserted to Henry with their men.",
"title": "Crossing the English Channel and through Wales"
},
{
"paragraph_id": 19,
"text": "The most important defector to Henry in this early stage of the campaign was probably Rhys ap Thomas, who was the leading figure in West Wales. Richard had appointed Rhys Lieutenant in West Wales for his refusal to join Buckingham's rebellion, asking that he surrender his son Gruffydd ap Rhys ap Thomas as surety, although by some accounts Rhys had managed to evade this condition. However, Henry successfully courted Rhys, offering the lieutenancy of all Wales in exchange for his fealty. Henry marched via Aberystwyth while Rhys followed a more southerly route, recruiting a force of Welshmen en route, variously estimated at 500 or 2,000 men, to swell Henry's army when they reunited at Cefn Digoll, Welshpool. By 15 or 16 August, Henry and his men had crossed the English border, making for the town of Shrewsbury.",
"title": "Crossing the English Channel and through Wales"
},
{
"paragraph_id": 20,
"text": "Since 22 June Richard had been aware of Henry's impending invasion, and had ordered his lords to maintain a high level of readiness. News of Henry's landing reached Richard on 11 August, but it took three to four days for his messengers to notify his lords of their king's mobilisation. On 16 August, the Yorkist army started to gather; Norfolk set off for Leicester, the assembly point, that night. The city of York, a historical stronghold of Richard's family, asked the king for instructions, and receiving a reply three days later sent 80 men to join the king. Simultaneously Northumberland, whose northern territory was the most distant from the capital, had gathered his men and ridden to Leicester.",
"title": "Shrewsbury: the gateway to England"
},
{
"paragraph_id": 21,
"text": "Although London was his goal, Henry did not move directly towards the city. After resting in Shrewsbury, his forces went eastwards and picked up Sir Gilbert Talbot and other English allies, including deserters from Richard's forces. Although its size had increased substantially since the landing, Henry's army was still considerably outnumbered by Richard's forces. Henry's pace through Staffordshire was slow, delaying the confrontation with Richard so that he could gather more recruits to his cause. Henry had been communicating on friendly terms with the Stanleys for some time before setting foot in England, and the Stanleys had mobilised their forces on hearing of Henry's landing. They ranged themselves ahead of Henry's march through the English countryside, meeting twice in secret with Henry as he moved through Staffordshire. At the second of these, at Atherstone in Warwickshire, they conferred \"in what sort to arraign battle with King Richard, whom they heard to be not far off\". On 21 August, the Stanleys were making camp on the slopes of a hill north of Dadlington, while Henry encamped his army at White Moors to the northwest of their camp.",
"title": "Shrewsbury: the gateway to England"
},
{
"paragraph_id": 22,
"text": "On 20 August, Richard rode from Nottingham to Leicester, joining Norfolk. He spent the night at the Blue Boar inn (demolished 1836). Northumberland arrived the following day. The royal army proceeded westwards to intercept Henry's march on London. Passing Sutton Cheney, Richard moved his army towards Ambion Hill—which he thought would be of tactical value—and made camp on it. Richard's sleep was not peaceful and, according to the Croyland Chronicle, in the morning his face was \"more livid and ghastly than usual\".",
"title": "Shrewsbury: the gateway to England"
},
{
"paragraph_id": 23,
"text": "The Yorkist army, variously estimated at between 7,500 and 12,000 men, deployed on the hilltop along the ridgeline from west to east. Norfolk's force (or \"battle\" in the parlance of the time) of spearmen stood on the right flank, protecting the cannon and about 1,200 archers. Richard's group, comprising 3,000 infantry, formed the centre. Northumberland's men guarded the left flank; he had approximately 4,000 men, many of them mounted. Standing on the hilltop, Richard had a wide, unobstructed view of the area. He could see the Stanleys and their 4,000–6,000 men holding positions on and around Dadlington Hill, while to the southwest was Henry's army.",
"title": "Engagement"
},
{
"paragraph_id": 24,
"text": "Henry's force has been variously estimated at between 5,000 and 8,000 men, his original landing force of exiles and mercenaries having been augmented by the recruits gathered in Wales and the English border counties (in the latter area probably mustered chiefly by the Talbot interest), and by deserters from Richard's army. Historian John Mackie believes that 1,800 French mercenaries, led by Philibert de Chandée, formed the core of Henry's army. John Mair, writing thirty-five years after the battle, claimed that this force contained a significant Scottish component, and this claim is accepted by some modern writers, but Mackie reasons that the French would not have released their elite Scottish knights and archers, and concludes that there were probably few Scottish troops in the army, although he accepts the presence of captains like Bernard Stewart, Lord of Aubigny.",
"title": "Engagement"
},
{
"paragraph_id": 25,
"text": "In their interpretations of the vague mentions of the battle in the old text, historians placed areas near the foot of Ambion Hill as likely regions where the two armies clashed, and thought up possible scenarios of the engagement. In their recreations of the battle, Henry started by moving his army towards Ambion Hill where Richard and his men stood. As Henry's army advanced past the marsh at the southwestern foot of the hill, Richard sent a message to Stanley, threatening to execute his son, Lord Strange, if Stanley did not join the attack on Henry immediately. Stanley replied that he had other sons. Incensed, Richard gave the order to behead Strange but his officers temporised, saying that battle was imminent, and it would be more convenient to carry out the execution afterwards. Henry had also sent messengers to Stanley asking him to declare his allegiance. The reply was evasive—the Stanleys would \"naturally\" come, after Henry had given orders to his army and arranged them for battle. Henry had no choice but to confront Richard's forces alone.",
"title": "Engagement"
},
{
"paragraph_id": 26,
"text": "Well aware of his own military inexperience, Henry handed command of his army to Oxford and retired to the rear with his bodyguards. Oxford, seeing the vast line of Richard's army strung along the ridgeline, decided to keep his men together instead of splitting them into the traditional three battles: vanguard, centre, and rearguard. He ordered the troops to stray no further than 10 feet (3.0 m) from their banners, fearing that they would become enveloped. Individual groups clumped together, forming a single large mass flanked by horsemen on the wings.",
"title": "Engagement"
},
{
"paragraph_id": 27,
"text": "The Lancastrians were harassed by Richard's cannon as they manoeuvred around the marsh, seeking firmer ground. Once Oxford and his men were clear of the marsh, Norfolk's battle and several contingents of Richard's group, under the command of Sir Robert Brackenbury, started to advance. Hails of arrows showered both sides as they closed. Oxford's men proved the steadier in the ensuing hand-to-hand combat; they held their ground and several of Norfolk's men fled the field. Norfolk lost one of his senior officers, Walter Devereux, in this early clash.",
"title": "Engagement"
},
{
"paragraph_id": 28,
"text": "Recognising that his force was at a disadvantage, Richard signalled for Northumberland to assist but Northumberland's group showed no signs of movement. Historians, such as Horrox and Pugh, believe Northumberland chose not to aid his king for personal reasons. Ross doubts the aspersions cast on Northumberland's loyalty, suggesting instead that Ambion Hill's narrow ridge hindered him from joining the battle. The earl would have had to either go through his allies or execute a wide flanking move—near impossible to perform given the standard of drill at the time—to engage Oxford's men.",
"title": "Engagement"
},
{
"paragraph_id": 29,
"text": "At this juncture Richard saw Henry at some distance behind his main force. Seeing this, Richard decided to end the fight quickly by killing the enemy commander. He led a charge of mounted men around the melee and tore into Henry's group; several accounts state that Richard's force numbered 800–1000 knights, but Ross says it was more likely that Richard was accompanied only by his household men and closest friends. Richard killed Henry's standard-bearer Sir William Brandon in the initial charge and unhorsed burly John Cheyne, Edward IV's former standard-bearer, with a blow to the head from his broken lance. French mercenaries in Henry's retinue related how the attack had caught them off guard and that Henry sought protection by dismounting and concealing himself among them to present less of a target. Henry made no attempt to engage in combat himself.",
"title": "Engagement"
},
{
"paragraph_id": 30,
"text": "Oxford had left a small reserve of pike-equipped men with Henry. They slowed the pace of Richard's mounted charge, and bought Tudor some critical time. The remainder of Henry's bodyguards surrounded their master, and succeeded in keeping him away from the Yorkist king. Meanwhile, seeing Richard embroiled with Henry's men and separated from his main force, William Stanley made his move and rode to the aid of Henry. Now outnumbered, Richard's group was surrounded and gradually pressed back. Richard's force was driven several hundred yards away from Tudor, near to the edge of a marsh, into which the king's horse toppled. Richard, now unhorsed, gathered himself and rallied his dwindling followers, supposedly refusing to retreat: \"God forbid that I retreat one step. I will either win the battle as a king, or die as one.\" In the fighting Richard's banner man—Sir Percival Thirlwall—lost his legs, but held the Yorkist banner aloft until he was killed. It is likely that James Harrington also died in the charge. The king's trusted advisor Richard Ratcliffe was also slain.",
"title": "Engagement"
},
{
"paragraph_id": 31,
"text": "Polydore Vergil, Henry Tudor's official historian, recorded that \"King Richard, alone, was killed fighting manfully in the thickest press of his enemies\". Richard had come within a sword's length of Henry Tudor before being surrounded by William Stanley's men and killed. The Burgundian chronicler Jean Molinet says that a Welshman struck the death-blow with a halberd while Richard's horse was stuck in the marshy ground. It was said that the blows were so violent that the king's helmet was driven into his skull. The contemporary Welsh poet Guto'r Glyn implies the leading Welsh Lancastrian Rhys ap Thomas, or one of his men, killed the king, writing that he \"Lladd y baedd, eilliodd ei ben\" (\"Killed the boar, shaved his head\"). Analysis of King Richard's skeletal remains found 11 wounds, nine of them to the head; a blade consistent with a halberd had sliced off part of the rear of Richard's skull, suggesting he had lost his helmet.",
"title": "Engagement"
},
{
"paragraph_id": 32,
"text": "Richard's forces disintegrated as news of his death spread. Northumberland and his men fled north on seeing the king's fate, and Norfolk was killed by the knight Sir John Savage in single combat according to the Ballad of Lady Bessy.",
"title": "Engagement"
},
{
"paragraph_id": 33,
"text": "Although he claimed fourth-generation, maternal Lancastrian descendancy, Henry seized the crown by right of conquest. After the battle, Richard's circlet is said to have been found and brought to Henry, who was proclaimed king at the top of Crown Hill, near the village of Stoke Golding. According to Vergil, Henry's official historian, Lord Stanley found the circlet. Historians Stanley Chrimes and Sydney Anglo dismiss the legend of the circlet's finding in a hawthorn bush; none of the contemporary sources reported such an event. Ross, however, does not ignore the legend. He argues that the hawthorn bush would not be part of Henry's coat of arms if it did not have a strong relationship to his ascendance. Baldwin points out that a hawthorn bush motif was already used by the House of Lancaster, and Henry merely added the crown.",
"title": "After the battle"
},
{
"paragraph_id": 34,
"text": "In Vergil's chronicle, 100 of Henry's men, compared to 1,000 of Richard's, died in this battle—a ratio Chrimes believes to be an exaggeration. The bodies of the fallen were brought to St James Church at Dadlington for burial. However, Henry denied any immediate rest for Richard; instead the last Yorkist king's corpse was stripped naked and strapped across a horse. His body was brought to Leicester and openly exhibited to prove that he was dead. Early accounts suggest that this was in the major Lancastrian collegiate foundation, the Church of the Annunciation of Our Lady of the Newarke. After two days, the corpse was interred in a plain tomb, within the church of the Greyfriars. The church was demolished following the friary's dissolution in 1538, and the location of Richard's tomb was long uncertain.",
"title": "After the battle"
},
{
"paragraph_id": 35,
"text": "On 12 September 2012, archaeologists announced the discovery of a buried skeleton with spinal abnormalities and head injuries under a car park in Leicester, and their suspicions that it was Richard III. On 4 February 2013, it was announced that DNA testing had convinced Leicester University scientists and researchers \"beyond reasonable doubt\" that the remains were those of King Richard. On 26 March 2015, these remains were ceremonially buried in Leicester Cathedral. Richard's tomb was unveiled on the following day.",
"title": "After the battle"
},
{
"paragraph_id": 36,
"text": "Henry dismissed the mercenaries in his force, retaining only a small core of local soldiers to form a \"Yeomen of his Garde\", and proceeded to establish his rule of England. Parliament reversed his attainder and recorded Richard's kingship as illegal, although the Yorkist king's reign remained officially in the annals of England history. The proclamation of Edward IV's children as illegitimate was also reversed, restoring Elizabeth's status to a royal princess. The marriage of Elizabeth, the heiress to the House of York, to Henry, the master of the House of Lancaster, marked the end of the feud between the two houses and the start of the Tudor dynasty. The royal matrimony, however, was delayed until Henry was crowned king and had established his claim on the throne firmly enough to preclude that of Elizabeth and her kin. Henry further convinced Parliament to backdate his reign to the day before the battle, enabling him retrospectively to declare as traitors those who had fought against him at Bosworth Field. Northumberland, who had remained inactive during the battle, was imprisoned but later released and reinstated to pacify the north in Henry's name. The purge of those who fought for Richard occupied Henry's first two years of rule, although later he proved prepared to accept those who submitted to him regardless of their former allegiances.",
"title": "After the battle"
},
{
"paragraph_id": 37,
"text": "Of his supporters, Henry rewarded the Stanleys the most generously. Aside from making William his chamberlain, he bestowed the earldom of Derby upon Lord Stanley along with grants and offices in other estates. Henry rewarded Oxford by restoring to him the lands and titles confiscated by the Yorkists and appointing him as Constable of the Tower and admiral of England, Ireland, and Aquitaine. For his kin, Henry created Jasper Tudor the Duke of Bedford. He returned to his mother the lands and grants stripped from her by Richard, and proved to be a filial son, granting her a place of honour in the palace and faithfully attending to her throughout his reign. Parliament's declaration of Margaret as femme sole effectively empowered her; she no longer needed to manage her estates through Stanley. Elton points out that despite his initial largesse, Henry's supporters at Bosworth would enjoy his special favour for only the short term; in later years, he would instead promote those who best served his interests.",
"title": "After the battle"
},
{
"paragraph_id": 38,
"text": "Like the kings before him, Henry faced dissenters. The first open revolt occurred two years after Bosworth Field; Lambert Simnel claimed to be Edward Plantagenet, 17th Earl of Warwick, who was Edward IV's nephew. The Earl of Lincoln backed him for the throne and led rebel forces in the name of the House of York. The rebel army fended off several attacks by Northumberland's forces, before engaging Henry's army at the Battle of Stoke Field on 16 June 1487. Oxford and Bedford led Henry's men, including several former supporters of Richard III. Henry won this battle easily, but other malcontents and conspiracies would follow. A rebellion in 1489 started with Northumberland's murder; military historian Michael C. C. Adams says that the author of a note, which was left next to Northumberland's body, blamed the earl for Richard's death.",
"title": "After the battle"
},
{
"paragraph_id": 39,
"text": "Contemporary accounts of the Battle of Bosworth can be found in four main sources, one of which is the English Croyland Chronicle, written by a senior Yorkist chronicler who relied on second-hand information from nobles and soldiers. The other accounts were written by foreigners—Vergil, Jean Molinet, and Diego de Valera. Whereas Molinet was sympathetic to Richard, Vergil was in Henry's service and drew information from the king and his subjects to portray them in a good light. Diego de Valera, whose information Ross regards as unreliable, compiled his work from letters of Spanish merchants. However, other historians have used Valera's work to deduce possibly valuable insights not readily evident in other sources. Ross finds the poem, The Ballad of Bosworth Field, a useful source to ascertain certain details of the battle. The multitude of different accounts, mostly based on second- or third-hand information, has proved an obstacle to historians as they try to reconstruct the battle. Their common complaint is that, except for its outcome, very few details of the battle are found in the chronicles. According to historian Michael Hicks, the Battle of Bosworth is one of the worst-recorded clashes of the Wars of the Roses.",
"title": "Legacy and historical significance"
},
{
"paragraph_id": 40,
"text": "Henry tried to present his victory as a new beginning for the country; he hired chroniclers to portray his reign as a \"modern age\" with its dawn in 1485. Hicks states that the works of Vergil and the blind historian Bernard André, promoted by subsequent Tudor administrations, became the authoritative sources for writers for the next four hundred years. As such, Tudor literature paints a flattering picture of Henry's reign, depicting the Battle of Bosworth as the final clash of the civil war and downplaying the subsequent uprisings. For England the Middle Ages ended in 1485, and English Heritage claims that other than William the Conqueror's successful invasion of 1066, no other year holds more significance in English history. By portraying Richard as a hunchbacked tyrant who usurped the throne by killing his nephews, the Tudor historians attached a sense of myth to the battle: it became an epic clash between good and evil with a satisfying moral outcome. According to Reader Colin Burrow, André was so overwhelmed by the historic significance of the battle that he represented it with a blank page in his Henry VII (1502). For Professor Peter Saccio, the battle was indeed a unique clash in the annals of English history, because \"the victory was determined, not by those who fought, but by those who delayed fighting until they were sure of being on the winning side.\"",
"title": "Legacy and historical significance"
},
{
"paragraph_id": 41,
"text": "Historians such as Adams and Horrox believe that Richard lost the battle not for any mythic reasons, but because of morale and loyalty problems in his army. Most of the common soldiers found it difficult to fight for a liege whom they distrusted, and some lords believed that their situation might improve if Richard were dethroned. According to Adams, against such duplicities Richard's desperate charge was the only knightly behaviour on the field. As fellow historian Michael Bennet puts it, the attack was \"the swan-song of [mediaeval] English chivalry\". Adams believes this view was shared at the time by the printer William Caxton, who enjoyed sponsorship from Edward IV and Richard III. Nine days after the battle, Caxton published Thomas Malory's story about chivalry and death by betrayal—Le Morte d'Arthur—seemingly as a response to the circumstances of Richard's death.",
"title": "Legacy and historical significance"
},
{
"paragraph_id": 42,
"text": "Elton does not believe Bosworth Field has any true significance, pointing out that the 20th-century English public largely ignored the battle until its quincentennial celebration. In his view, the dearth of specific information about the battle—no-one even knows exactly where it took place—demonstrates its insignificance to English society. Elton considers the battle as just one part of Henry's struggles to establish his reign, underscoring his point by noting that the young king had to spend ten more years pacifying factions and rebellions to secure his throne.",
"title": "Legacy and historical significance"
},
{
"paragraph_id": 43,
"text": "Mackie asserts that, in hindsight, Bosworth Field is notable as the decisive battle that established a dynasty which would rule unchallenged over England for more than a hundred years. Mackie notes that contemporary historians of that time, wary of the three royal successions during the long Wars of the Roses, considered Bosworth Field just another in a lengthy series of such battles. It was through the works and efforts of Francis Bacon and his successors that the public started to believe the battle had decided their futures by bringing about \"the fall of a tyrant\".",
"title": "Legacy and historical significance"
},
{
"paragraph_id": 44,
"text": "William Shakespeare gives prominence to the Battle of Bosworth in his play, Richard III. It is the \"one big battle\"; no other fighting scene distracts the audience from this action, represented by a one-on-one sword fight between Henry Tudor and Richard III. Shakespeare uses their duel to bring a climactic end to the play and the Wars of the Roses; he also uses it to champion morality, portraying the \"unequivocal triumph of good over evil\". Richard, the villainous lead character, has been built up in the battles of Shakespeare's earlier play, Henry VI, Part 3, as a \"formidable swordsman and a courageous military leader\"—in contrast to the dastardly means by which he becomes king in Richard III. Although the Battle of Bosworth has only five sentences to direct it, three scenes and more than four hundred lines precede the action, developing the background and motivations for the characters in anticipation of the battle.",
"title": "Legacy and historical significance"
},
{
"paragraph_id": 45,
"text": "Shakespeare's account of the battle was mostly based on chroniclers Edward Hall's and Raphael Holinshed's dramatic versions of history, which were sourced from Vergil's chronicle. However, Shakespeare's attitude towards Richard was shaped by scholar Thomas More, whose writings displayed extreme bias against the Yorkist king. The result of these influences is a script that vilifies the king, and Shakespeare had few qualms about departing from history to incite drama. Margaret of Anjou died in 1482, but Shakespeare had her speak to Richard's mother before the battle to foreshadow Richard's fate and fulfill the prophecy she had given in Henry VI. Shakespeare exaggerated the cause of Richard's restless night before the battle, imagining it as a haunting by the ghosts of those whom the king had murdered, including Buckingham. Richard is portrayed as suffering a pang of conscience, but as he speaks he regains his confidence and asserts that he will be evil, if such needed to retain his crown.",
"title": "Legacy and historical significance"
},
{
"paragraph_id": 46,
"text": "The fight between the two armies is simulated by rowdy noises made off-stage (alarums or alarms) while actors walk on-stage, deliver their lines, and exit. To build anticipation for the duel, Shakespeare requests more alarums after Richard's councillor, William Catesby, announces that the king is \"[enacting] more wonders than a man\". Richard punctuates his entrance with the classic line, \"A horse, a horse! My kingdom for a horse!\" He refuses to withdraw, continuing to seek to slay Henry's doubles until he has killed his nemesis. There is no documentary evidence that Henry had five decoys at Bosworth Field; the idea was Shakespeare's invention. He drew inspiration from Henry IV's use of them at the Battle of Shrewsbury (1403) to amplify the perception of Richard's courage on the battlefield. Similarly, the single combat between Henry and Richard is Shakespeare's creation. The True Tragedy of Richard III, by an unknown playwright, earlier than Shakespeare's, has no signs of staging such an encounter: its stage directions give no hint of visible combat.",
"title": "Legacy and historical significance"
},
{
"paragraph_id": 47,
"text": "Despite the dramatic licences taken, Shakespeare's version of the Battle of Bosworth was the model of the event for English textbooks for many years during the 18th and 19th centuries. This glamorised version of history, promulgated in books and paintings and played out on stages across the country, perturbed humorist Gilbert Abbott à Beckett. He voiced his criticism in the form of a poem, equating the romantic view of the battle to watching a \"fifth-rate production of Richard III\": shabbily costumed actors fight the Battle of Bosworth on-stage while those with lesser roles lounge at the back, showing no interest in the proceedings.",
"title": "Legacy and historical significance"
},
{
"paragraph_id": 48,
"text": "In Laurence Olivier's 1955 film adaptation of Richard III, the Battle of Bosworth is represented not by a single duel but a general melee that became the film's most recognised scene and a regular screening at Bosworth Battlefield Heritage Centre. The film depicts the clash between the Yorkist and Lancastrian armies on an open field, focusing on individual characters amidst the savagery of hand-to-hand fighting, and received accolades for the realism portrayed. One reviewer for The Manchester Guardian newspaper, however, was not impressed, finding the number of combatants too sparse for the wide plains and a lack of subtlety in Richard's death scene. The means by which Richard is shown to prepare his army for the battle also earned acclaim. As Richard speaks to his men and draws his plans in the sand using his sword, his units appear on-screen, arraying themselves according to the lines that Richard had drawn. Intimately woven together, the combination of pictorial and narrative elements effectively turns Richard into a storyteller, who acts out the plot he has constructed. Shakespearian critic Herbert Coursen extends that imagery: Richard sets himself up as a creator of men, but dies amongst the savagery of his creations. Coursen finds the depiction a contrast to that of Henry V and his \"band of brothers\".",
"title": "Legacy and historical significance"
},
{
"paragraph_id": 49,
"text": "The adaptation of the setting for Richard III to a 1930s fascist England in Ian McKellen's 1995 film, however, did not sit well with historians. Adams posits that the original Shakespearian setting for Richard's fate at Bosworth teaches the moral of facing one's fate, no matter how unjust it is, \"nobly and with dignity\". By overshadowing the dramatic teaching with special effects, McKellen's film reduces its version of the battle to a pyrotechnic spectacle about the death of a one-dimensional villain. Coursen agrees that, in this version, the battle and Richard's end are trite and underwhelming.",
"title": "Legacy and historical significance"
},
{
"paragraph_id": 50,
"text": "The site of the battle is deemed by Leicestershire County Council to be in the vicinity of the town of Market Bosworth. The council engaged historian Daniel Williams to research the battle, and in 1974 his findings were used to build the Bosworth Battlefield Heritage Centre and the presentation it houses. Williams's interpretation, however, has since been questioned. Sparked by the battle's quincentenary celebration in 1985, a dispute among historians has led many to doubt the accuracy of Williams's theory. In particular, geological surveys conducted from 2003 to 2009 by the Battlefields Trust, a charitable organisation that protects and studies old English battlefields, show that the southern and eastern flanks of Ambion Hill were solid ground in the 15th century, contrary to Williams's claim that it was a large area of marshland. Landscape archaeologist Glenn Foard, leader of the survey, said the collected soil samples and finds of medieval military equipment suggest that the battle took place two miles (3.2 km) southwest of Ambion Hill (52°34′41″N 1°26′02″W), contrary to the popular belief that it was fought near the foot of the hill.",
"title": "Battlefield location"
},
{
"paragraph_id": 51,
"text": "English Heritage argues that the battle was named after Market Bosworth because the town was then the nearest significant settlement to the battlefield. As explored by Professor Philip Morgan, a battle might initially not be named specifically at all. As time passes, writers of administrative and historical records find it necessary to identify a notable battle, ascribing it a name that is usually toponymical in nature and sourced from combatants or observers. This name then becomes accepted by society and without question. Early records associated the Battle of Bosworth with \"Brownehethe\", \"bellum Miravallenses\", \"Sandeford\" and \"Dadlyngton field\". The earliest record, a municipal memorandum of 23 August 1485 from York, locates the battle \"on the field of Redemore\". This is corroborated by a 1485–86 letter that mentions \"Redesmore\" as its site. According to the historian, Peter Foss, records did not associate the battle with \"Bosworth\" until 1510.",
"title": "Battlefield location"
},
{
"paragraph_id": 52,
"text": "Foss is named by English Heritage as the principal advocate for \"Redemore\" as the battle site. He suggests the name is derived from \"Hreod Mor\", an Anglo-Saxon phrase that means \"reedy marshland\". Basing his opinion on 13th- and 16th-century church records, he believes \"Redemore\" was an area of wetland that lay between Ambion Hill and the village of Dadlington, and was close to the Fenn Lanes, a Roman road running east to west across the region. Foard believes this road to be the most probable route that both armies took to reach the battlefield. Williams dismisses the notion of \"Redmore\" as a specific location, saying that the term refers to a large area of reddish soil; Foss argues that Williams's sources are local stories and flawed interpretations of records. Moreover, he proposes that Williams was influenced by William Hutton's 1788 The Battle of Bosworth-Field, which Foss blames for introducing the notion that the battle was fought west of Ambion Hill on the north side of the River Sence. Hutton, as Foss suggests, misinterpreted a passage from his source, Raphael Holinshed's 1577 Chronicle. Holinshed wrote, \"King Richard pitched his field on a hill called Anne Beame, refreshed his soldiers and took his rest.\" Foss believes that Hutton mistook \"field\" to mean \"field of battle\", thus creating the idea that the fight took place on Anne Beame (Ambion) Hill. To \"[pitch] his field\", as Foss clarifies, was a period expression for setting up a camp.",
"title": "Battlefield location"
},
{
"paragraph_id": 53,
"text": "Foss brings further evidence for his \"Redemore\" theory by quoting Edward Hall's 1550 Chronicle. Hall stated that Richard's army stepped onto a plain after breaking camp the next day. Furthermore, historian William Burton, author of Description of Leicestershire (1622), wrote that the battle was \"fought in a large, flat, plaine, and spacious ground, three miles [5 km] distant from [Bosworth], between the Towne of Shenton, Sutton [Cheney], Dadlington and Stoke [Golding]\". In Foss's opinion both sources are describing an area of flat ground north of Dadlington.",
"title": "Battlefield location"
},
{
"paragraph_id": 54,
"text": "English Heritage, responsible for managing England's historic sites, used both theories to designate the site for Bosworth Field. Without preference for either theory, they constructed a single continuous battlefield boundary that encompasses the locations proposed by both Williams and Foss. The region has experienced extensive changes over the years, starting after the battle. Holinshed stated in his chronicle that he found firm ground where he expected the marsh to be, and Burton confirmed that by the end of the 16th century, areas of the battlefield were enclosed and had been improved to make them agriculturally productive. Trees were planted on the south side of Ambion Hill, forming Ambion Wood. In the 18th and 19th centuries, the Ashby Canal carved through the land west and south-west of Ambion Hill. Winding alongside the canal at a distance, the Ashby and Nuneaton Joint Railway crossed the area on an embankment. The changes to the landscape were so extensive that when Hutton revisited the region in 1807 after an earlier 1788 visit, he could not readily find his way around.",
"title": "Battlefield location"
},
{
"paragraph_id": 55,
"text": "Bosworth Battlefield Heritage Centre was built on Ambion Hill, near Richard's Well. According to legend, Richard III drank from one of the several springs in the region on the day of the battle. In 1788, a local pointed out one of the springs to Hutton as the one mentioned in the legend. A stone structure was later built over the location. The inscription on the well reads:",
"title": "Battlefield location"
},
{
"paragraph_id": 56,
"text": "Near this spot, on August 22nd 1485, at the age of 32, King Richard III fell fighting gallantly in defence of his realm & his crown against the usurper Henry Tudor.",
"title": "Battlefield location"
},
{
"paragraph_id": 57,
"text": "The Cairn was erected by Dr. Samuel Parr in 1813 to mark the well from which the king is said to have drunk during the battle.",
"title": "Battlefield location"
},
{
"paragraph_id": 58,
"text": "It is maintained by the Fellowship of the White Boar.",
"title": "Battlefield location"
},
{
"paragraph_id": 59,
"text": "Northwest of Ambion Hill, just across the northern tributary of the Sence, a flag and memorial stone mark Richard's Field. Erected in 1973, the site was selected on the basis of Williams's theory. St James's Church at Dadlington is the only structure in the area that is reliably associated with the Battle of Bosworth; the bodies of those killed in the battle were buried there.",
"title": "Battlefield location"
},
{
"paragraph_id": 60,
"text": "The very extensive survey carried out (2005–2009) by the Battlefields Trust headed by Glenn Foard led eventually to the discovery of the real location of the core battlefield. This lies about a kilometre further west of the location suggested by Peter Foss. It is in what was at the time of the battle an area of marginal land at the meeting of several township boundaries. There was a cluster of field names suggesting the presence of marshland and heath. Thirty four lead round shot were discovered as a result of systematic metal detecting (more than the total found previously on all other C15th European battlefields), as well as other significant finds, including a small silver gilt badge depicting a boar. Experts believe that the boar badge could indicate the actual site of Richard III's death, since this high-status badge depicting his personal emblem was probably worn by a member of his close retinue.",
"title": "Battlefield location"
},
{
"paragraph_id": 61,
"text": "A new interpretation of the battle now integrates the historic accounts with the battlefield finds and landscape history. The new site lies either side of the Fenn Lanes Roman road, close to Fenn Lane Farm and is some three kilometres to the southwest of Ambion Hill.",
"title": "Battlefield location"
},
{
"paragraph_id": 62,
"text": "Based on the round shot scatter, the likely size of Richard III's army, and the topography, Glenn Foard and Anne Curry think that Richard may have lined up his forces on a slight ridge which lies just east of Fox Covert Lane and behind a postulated medieval marsh. Richard's vanguard commanded by the Duke of Norfolk was on the right (north) side of Richard's battle line, with the Earl of Northumberland on Richard's left (south) side.",
"title": "Battlefield location"
},
{
"paragraph_id": 63,
"text": "Tudor's forces approached along the line of the Roman road and lined up to the west of the present day Fenn Lane Farm, having marched from the vicinity of Merevale in Warwickshire. Historic England have re-defined the boundaries of the registered Bosworth Battlefield to incorporate the newly identified site. There are hopes that public access to the site will be possible in the future.",
"title": "Battlefield location"
}
] | The Battle of Bosworth or Bosworth Field was the last significant battle of the Wars of the Roses, the civil war between the houses of Lancaster and York that extended across England in the latter half of the 15th century. Fought on 22 August 1485, the battle was won by an alliance of Lancastrians and disaffected Yorkists. Their leader Henry Tudor, Earl of Richmond, became the first English monarch of the Tudor dynasty by his victory and subsequent marriage to a Yorkist princess. His opponent Richard III, the last king of the House of York, was killed during the battle, the last English monarch to die in combat. Historians consider Bosworth Field to mark the end of the Plantagenet dynasty, making it one of the defining moments of English history. Richard's reign began in 1483 when he ascended the throne after his twelve-year-old nephew, Edward V, was declared illegitimate. The boy and his younger brother Richard soon disappeared, and their fate is a mystery still today. Across the English Channel Henry Tudor, a descendant of the greatly diminished House of Lancaster, seized on Richard's difficulties and laid claim to the throne. Henry's first attempt to invade England in 1483 foundered in a storm, but his second arrived unopposed on 7 August 1485 on the southwest coast of Wales. Marching inland, Henry gathered support as he made for London. Richard hurriedly mustered his troops and intercepted Henry's army near Ambion Hill, south of the town of Market Bosworth in Leicestershire. Lord Stanley and Sir William Stanley also brought a force to the battlefield, but held back while they decided which side it would be most advantageous to support, initially lending only four knights to Henry's cause; these were: Sir Robert Tunstall, Sir John Savage, Sir Hugh Persall and Sir Humphrey Stanley. Sir John Savage was placed in command of the left flank of Henry's army. Richard divided his army, which outnumbered Henry's, into three groups. One was assigned to the Duke of Norfolk and another to the Earl of Northumberland. Henry kept most of his force together and placed it under the command of the experienced Earl of Oxford. Richard's vanguard, commanded by Norfolk, attacked but struggled against Oxford's men, and some of Norfolk's troops fled the field. Northumberland took no action when signalled to assist his king, so Richard gambled everything on a charge across the battlefield to kill Henry and end the fight. Seeing the king's knights separated from his army, the Stanleys intervened; Sir William led his men to Henry's aid, surrounding and killing Richard. After the battle, Henry was crowned king. Henry hired chroniclers to portray his reign favourably; the Battle of Bosworth Field was popularised to represent his Tudor dynasty as the start of a new age, marking the end of the Middle Ages for England. From the 15th to the 18th centuries the battle was glamourised as a victory of good over evil, and features as the climax of William Shakespeare's play Richard III. The exact site of the battle is disputed because of the lack of conclusive data, and memorials have been erected at different locations. The Bosworth Battlefield Heritage Centre was built in 1974, on a site that has since been challenged by several scholars and historians. In October 2009, a team of researchers who had performed geological surveys and archaeological digs in the area since 2003 suggested a location two miles (3.2 km) southwest of Ambion Hill. | 2001-06-26T02:57:25Z | 2023-11-17T17:20:56Z | [
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] | https://en.wikipedia.org/wiki/Battle_of_Bosworth_Field |
3,794 | Brassicaceae | Brassicaceae (/ˌbræsɪˈkeɪsiːˌiː, -siˌaɪ/) or (the older) Cruciferae (/kruːˈsɪfəri/) is a medium-sized and economically important family of flowering plants commonly known as the mustards, the crucifers, or the cabbage family. Most are herbaceous plants, while some are shrubs. The leaves are simple (although are sometimes deeply incised), lack stipules, and appear alternately on stems or in rosettes. The inflorescences are terminal and lack bracts. The flowers have four free sepals, four free alternating petals, two shorter free stamens and four longer free stamens. The fruit has seeds in rows, divided by a thin wall (or septum).
The family contains 372 genera and 4,060 accepted species. The largest genera are Draba (440 species), Erysimum (261 species), Lepidium (234 species), Cardamine (233 species), and Alyssum (207 species).
The family contains the cruciferous vegetables, including species such as Brassica oleracea (cultivated as cabbage, kale, cauliflower, broccoli and collards), Brassica rapa (turnip, Chinese cabbage, etc.), Brassica napus (rapeseed, etc.), Raphanus sativus (common radish), Armoracia rusticana (horseradish), but also a cut-flower Matthiola (stock) and the model organism Arabidopsis thaliana (thale cress).
Pieris rapae and other butterflies of the family Pieridae are some of the best-known pests of Brassicaceae species planted as commercial crops. Trichoplusia ni (cabbage looper) moth is also becoming increasingly problematic for crucifers due to its resistance to commonly used pest control methods. Some rarer Pieris butterflies, such as P. virginiensis, depend upon native mustards for their survival in their native habitats. Some non-native mustards such as Alliaria petiolata (garlic mustard), an extremely invasive species in the United States, can be toxic to their larvae.
Species belonging to the Brassicaceae are mostly annual, biennial, or perennial herbaceous plants, some are dwarf shrubs or shrubs, and very few vines. Although generally terrestrial, a few species such as water awlwort live submerged in fresh water. They may have a taproot or a sometimes woody caudex that may have few or many branches, some have thin or tuberous rhizomes, or rarely develop runners. Few species have multi-cellular glands. Hairs consist of one cell and occur in many forms: from simple to forked, star-, tree- or T-shaped, rarely taking the form of a shield or scale. They are never topped by a gland. The stems may be upright, rise up towards the tip, or lie flat, are mostly herbaceous but sometimes woody. Stems carry leaves or the stems may be leafless (in Caulanthus), and some species lack stems altogether. The leaves do not have stipules, but there may be a pair of glands at base of leaf stalks and flower stalks. The leaf may be seated or have a leafstalk. The leaf blade is usually simple, entire or dissected, rarely trifoliolate or pinnately compound. A leaf rosette at the base may be present or absent. The leaves along the stem are almost always alternately arranged, rarely apparently opposite. The stomata are of the anisocytic type. The genome size of Brassicaceae compared to that of other Angiosperm families is very small to small (less than 3.425 million base pairs per cell), varying from 150 Mbp in Arabidopsis thaliana and Sphaerocardamum spp., to 2375 Mbp Bunias orientalis. The number of homologous chromosome sets varies from four (n=4) in some Physaria and Stenopetalum species, five (n=5) in other Physaria and Stenopetalum species, Arabidopsis thaliana and a Mathiola species, to seventeen (n=17). About 35% of the species in which chromosomes have been counted have eight sets (n=8). Due to polyploidy, some species may have up to 256 individual chromosomes, with some very high counts in the North American species of Cardamine, such as C. diphylla. Hybridisation is not unusual in Brassicaceae, especially in Arabis, Rorippa, Cardamine and Boechera. Hybridisation between species originating in Africa and California, and subsequent polyploidisation is surmised for Lepidium species native to Australia and New Zealand.
Flowers may be arranged in racemes, panicles, or corymbs, with pedicels sometimes in the axil of a bract, and few species have flowers that sit individually on flower stems that spring from the axils of rosette leaves. The orientation of the pedicels when fruits are ripe varies dependent on the species. The flowers are bisexual, star symmetrical (zygomorphic in Iberis and Teesdalia) and the ovary positioned above the other floral parts. Each flower has four free or seldom merged sepals, the lateral two sometimes with a shallow spur, which are mostly shed after flowering, rarely persistent, may be reflexed, spreading, ascending, or erect, together forming a tube-, bell- or urn-shaped calyx. Each flower has four petals, set alternating with the sepals, although in some species these are rudimentary or absent. They may be differentiated into a blade and a claw or not, and consistently lack basal appendages. The blade is entire or has an indent at the tip, and may sometimes be much smaller than the claws. The mostly six stamens are set in two whorls: usually the two lateral, outer ones are shorter than the four inner stamens, but very rarely the stamens can all have the same length, and very rarely species have different numbers of stamens such as sixteen to twenty four in Megacarpaea, four in Cardamine hirsuta, and two in Coronopus. The filaments are slender and not fused, while the anthers consist of two pollen producing cavities, and open with longitudinal slits. The pollen grains are tricolpate. The receptacle carries a variable number of nectaries, but these are always present opposite the base of the lateral stamens.
There is one superior pistil that consists of two carpels that may either sit directly above the base of the stamens or on a stalk. It initially consists of only one cavity but during its further development a thin wall grows that divides the cavity, both placentas and separates the two valves (a so-called false septum). Rarely, there is only one cavity without a septum. The 2–600 ovules are usually along the side margin of the carpels, or rarely at the top. Fruits are capsules that open with two valves, usually towards the top. These are called silique if at least three times longer than wide, or silicle if the length is less than three times the width. The fruit is very variable in its other traits. There may be one persistent style that connects the ovary to the globular or conical stigma, which is undivided or has two spreading or connivent lobes. The variously shaped seeds are usually yellow or brown in color, and arranged in one or two rows in each cavity. The seed leaves are entire or have a notch at the tip. The seed does not contain endosperm.
Brassicaceae have a bisymmetrical corolla (left is mirrored by right, stem-side by out-side, but each quarter is not symmetrical), a septum dividing the fruit, lack stipules and have simple (although sometimes deeply incised) leaves. The sister family Cleomaceae has bilateral symmetrical corollas (left is mirrored by right, but stem-side is different from out-side), stipules and mostly palmately divided leaves, and mostly no septum. Capparaceae generally have a gynophore, sometimes an androgynophore, and a variable number of stamens.
Almost all Brassicaceae have C3 carbon fixation. The only exceptions are a few Moricandia species, which have a hybrid system between C3 and C4 carbon fixation, C4 fixation being more efficient in drought, high temperature and low nitrate availability. Brassicaceae contain different cocktails of dozens of glucosinolates. They also contain enzymes called myrosinases, that convert the glucosinolates into isothiocyanates, thiocyanates and nitriles, which are toxic to many organisms, and so help guard against herbivory.
Carl Linnaeus in 1753 regarded the Brassicaceae as a natural group, naming them "Klass" Tetradynamia. Alfred Barton Rendle placed the family in the order Rhoeadales, while George Bentham and Joseph Dalton Hooker in their system published from 1862 to 1883, assigned it to their cohort Parietales (now the class Violales). Following Bentham and Hooker, John Hutchinson in 1948 and again in 1964 thought the Brassicaceae to stem from near the Papaveraceae. In 1994, a group of scientists including Walter Stephen Judd suggested to include the Capparaceae in the Brassicaceae. Early DNA-analysis showed that the Capparaceae—as defined at that moment—were paraphyletic, and it was suggested to assign the genera closest to the Brassicaceae to the Cleomaceae. The Cleomaceae and Brassicaceae diverged approximately 41 million years ago. All three families have consistently been placed in one order (variably called Capparales or Brassicales). The APG II system merged Cleomaceae and Brassicaceae. Other classifications have continued to recognize the Capparaceae, but with a more restricted circumscription, either including Cleome and its relatives in the Brassicaceae or recognizing them in the segregate family Cleomaceae. The APG III system has recently adopted this last solution, but this may change as a consensus arises on this point. Current insights in the relationships of the Brassicaceae, based on a 2012 DNA-analysis, are summarized in the following tree.
Early classifications depended on morphological comparison only, but because of extensive convergent evolution, these do not provide a reliable phylogeny. Although a substantial effort was made through molecular phylogenetic studies, the relationships within the Brassicaceae have not always been well resolved yet. It has long been clear that the Aethionema are sister of the remainder of the family. One analysis from 2014 represented the relation between 39 tribes with the following tree.
As of October 2023 Plants of the World Online accepts 346 genera.
The name Brassicaceae comes to international scientific vocabulary from Neo-Latin, from Brassica, the type genus, + -aceae, a standardized suffix for plant family names in modern taxonomy. The genus name comes from the Classical Latin word brassica, referring to cabbage and other cruciferous vegetables. The alternative older name, Cruciferae, meaning "cross-bearing", describes the four petals of mustard flowers, which resemble a cross. Cruciferae is one of eight plant family names, not derived from a genus name and without the suffix -aceae that are authorized alternative names.
Brassicaceae can be found almost on the entire land surface of the planet, but the family is absent from Antarctica, and also absent from some areas in the tropics i.e. northeastern Brazil, the Congo basin, Maritime Southeast Asia and tropical Australasia. The area of origin of the family is possibly the Irano-Turanian Region, where approximately 900 species occur in 150 different genera. About 530 of those 900 species are endemics. Next in abundance comes the Mediterranean Region, with around 630 species (290 of which are endemic) in 113 genera. The family is less prominent in the Saharo-Arabian Region—65 genera, 180 species of which 62 are endemic—and North America (comprising the North American Atlantic Region and the Rocky Mountain Floristic Region)—99 genera, 780 species of which 600 are endemic. South America has 40 genera containing 340 native species, Southern Africa 15 genera with over 100 species, and Australia and New-Zealand have 19 genera with 114 species between them.
Brassicaceae are almost exclusively pollinated by insects. A chemical mechanism in the pollen is active in many species to avoid selfing. Two notable exceptions are exclusive self-pollination in closed flowers in Cardamine chenopodifolia, and wind pollination in Pringlea antiscorbutica. Although it can be cross-pollinated, Alliaria petiolata (garlic mustard) is self-fertile. Most species reproduce sexually through seed, but Cardamine bulbifera produces gemmae and in others, such as Cardamine pentaphyllos, the coral-like roots easily break into segments, that will grow into separate plants. In some species, such as in the genus Cardamine, seed pods open with force and so catapult the seeds quite far. Many of these have sticky seed coats, assisting long distance dispersal by animals, and this may also explain several intercontinental dispersal events in the genus, and its near global distribution. Brassicaceae are common on serpentine and dolomite rich in magnesium. Over a hundred species in the family accumulate heavy metals, particularly zinc and nickel, which is a record percentage. Several Alyssum species can accumulate nickel up to 0.3% of their dry weight, and may be useful in soil remediation or even bio-mining.
Brassicaceae contain glucosinolates as well as myrosinases inside their cells. When the cell is damaged, the myrosinases hydrolise the glucosinolates, leading to the synthesis of isothiocyanates, which are compounds toxic to most animals, fungi and bacteria. Some insect herbivores have developed counter adaptations such as rapid absorption of the glucosinates, quick alternative breakdown into non-toxic compounds and avoiding cell damage. In the whites family (Pieridae), one counter mechanism involves glucosinolate sulphatase, which changes the glucosinolate, so that it cannot be converted to isothiocyanate. A second is that the glucosinates are quickly broken down, forming nitriles. Differences between the mixtures of glucosinolates between species and even within species is large, and individual plants may produce in excess of fifty individual substances. The energy penalty for synthesising all these glucosinolates may be as high as 15% of the total needed to produce a leaf. Barbarea vulgaris (bittercress) also produces triterpenoid saponins. These adaptations and counter adaptations probably have led to extensive diversification in both the Brassicaceae and one of its major pests, the butterfly family Pieridae. A particular cocktail of volatile glucosinates triggers egg-laying in many species. Thus a particular crop can sometimes be protected by planting bittercress as a deadly bait, for the saponins kill the caterpillars, but the butterfly is still lured by the bittercress to lay its egg on the leaves. A moth that feeds on a range of Brassicaceae is the diamondback moth (Plutella xylostella). Like the Pieridae, it is capable of converting isothiocyanates into less problematic nitriles. Managing this pest in crops became more complicated after resistance developed against a toxin produced by Bacillus thuringiensis, which is used as a wide spectrum biological plant protection against caterpillars. Parasitoid wasps that feed on such insect herbivores are attracted to the chemical compounds released by the plants, and thus are able to locate their prey. The cabbage aphid (Brevicoryne brassicae) stores glucosinolates and synthesises its own myrosinases, which may deter its potential predators.
Since its introduction in the 19th century, Alliaria petiolata has been shown to be extremely successful as an invasive species in temperate North America due, in part, to its secretion of allelopathic chemicals. These inhibit the germination of most competing plants and kill beneficial soil fungi needed by many plants, such as many tree species, to successfully see their seedlings grow to maturity. The monoculture formation of an herb layer carpet by this plant has been shown to dramatically alter forests, making them wetter, having fewer and fewer trees, and having more vines such as poison ivy (Toxicodendron radicans). The overall herb layer biodiversity is also drastically reduced, particularly in terms of sedges and forbs. Research has found that removing 80% of the garlic mustard infestation plants did not lead to a particularly significant recovery of that diversity. Instead, it required around 100% removal. Given that not one of an estimated 76 species that prey on the plant has been approved for biological control in North America and the variety of mechanisms the plant has to ensure its dominance without them (e.g. high seed production, self-fertility, allelopathy, spring growth that occurs before nearly all native plants, roots that break easily when pulling attempts are made, a complete lack of palatability for herbivores at all life stages, etc.) it is unlikely that such a high level of control can be established and maintained on the whole. It is estimated that adequate control can be achieved with the introduction of two European weevils, including one that is monophagous. The USDA's TAG group has blocked these introductions since 2004. In addition to being invasive, garlic mustard also is a threat to native North American Pieris butterflies such as P. oleracea, as they preferentially oviposit on it, although it is toxic to their larvae.
Invasive aggressive mustard species are known for being self-fertile, seeding very heavily with small seeds that have a lengthy lifespan coupled with a very high rate of viability and germination, and for being completely unpalatable to both herbivores and insects in areas to which they are not native. Garlic mustard is toxic to several rarer North American Pieris species.
This family includes important agricultural crops, among which many vegetables such as cabbage, broccoli, cauliflower, kale, Brussels sprouts, collard greens, Savoy, kohlrabi, and gai lan (Brassica oleracea), turnip, napa cabbage, bomdong, bok choy and rapini (Brassica rapa), rocket salad/arugula (Eruca sativa), garden cress (Lepidium sativum), watercress (Nasturtium officinale) and radish (Raphanus) and a few spices like horseradish (Armoracia rusticana), Brassica, wasabi (Eutrema japonicum), white, Indian and black mustard (Sinapis alba, Brassica juncea and B. nigra respectively). Vegetable oil is produced from the seeds of several species such as Brassica napus (rapeseed oil), perhaps providing the largest volume of vegetable oils of any species. Woad (Isatis tinctoria) was used in the past to produce a blue textile dye (indigo), but has largely been replaced by the same substance from unrelated tropical species like Indigofera tinctoria.
Pringlea antiscorbutica, commonly known as Kerguelen cabbage, is edible, containing high levels of potassium. Its leaves contain a vitamin C-rich oil, a fact which, in the days of sailing ships, made it very attractive to sailors suffering from scurvy, hence the species name's epithet antiscorbutica, which means "against scurvy" in Low Latin. It was essential to the diets of the whalers on Kerguelen when pork, beef, or seal meat was used up.
The Brassicaceae also includes ornamentals, such as species of Aethionema, Alyssum, Arabis, Aubrieta, Aurinia, Cheiranthus, Erysimum, Hesperis, Iberis, Lobularia, Lunaria, Malcolmia, and Matthiola. Honesty (Lunaria annua) is cultivated for the decorative value of the translucent remains of the fruits after drying. It can be a pest species in areas where it is not native.
The small Eurasian weed Arabidopsis thaliana is widely used as model organism in the study of the molecular biology of flowering plants (Angiospermae).
Some species are useful as food plants for Lepidoptera, such as certain wild mustard and cress species, such as Turritis glabra and Boechera laevigata that are utilized by several North American butterflies. | [
{
"paragraph_id": 0,
"text": "Brassicaceae (/ˌbræsɪˈkeɪsiːˌiː, -siˌaɪ/) or (the older) Cruciferae (/kruːˈsɪfəri/) is a medium-sized and economically important family of flowering plants commonly known as the mustards, the crucifers, or the cabbage family. Most are herbaceous plants, while some are shrubs. The leaves are simple (although are sometimes deeply incised), lack stipules, and appear alternately on stems or in rosettes. The inflorescences are terminal and lack bracts. The flowers have four free sepals, four free alternating petals, two shorter free stamens and four longer free stamens. The fruit has seeds in rows, divided by a thin wall (or septum).",
"title": ""
},
{
"paragraph_id": 1,
"text": "The family contains 372 genera and 4,060 accepted species. The largest genera are Draba (440 species), Erysimum (261 species), Lepidium (234 species), Cardamine (233 species), and Alyssum (207 species).",
"title": ""
},
{
"paragraph_id": 2,
"text": "The family contains the cruciferous vegetables, including species such as Brassica oleracea (cultivated as cabbage, kale, cauliflower, broccoli and collards), Brassica rapa (turnip, Chinese cabbage, etc.), Brassica napus (rapeseed, etc.), Raphanus sativus (common radish), Armoracia rusticana (horseradish), but also a cut-flower Matthiola (stock) and the model organism Arabidopsis thaliana (thale cress).",
"title": ""
},
{
"paragraph_id": 3,
"text": "Pieris rapae and other butterflies of the family Pieridae are some of the best-known pests of Brassicaceae species planted as commercial crops. Trichoplusia ni (cabbage looper) moth is also becoming increasingly problematic for crucifers due to its resistance to commonly used pest control methods. Some rarer Pieris butterflies, such as P. virginiensis, depend upon native mustards for their survival in their native habitats. Some non-native mustards such as Alliaria petiolata (garlic mustard), an extremely invasive species in the United States, can be toxic to their larvae.",
"title": ""
},
{
"paragraph_id": 4,
"text": "Species belonging to the Brassicaceae are mostly annual, biennial, or perennial herbaceous plants, some are dwarf shrubs or shrubs, and very few vines. Although generally terrestrial, a few species such as water awlwort live submerged in fresh water. They may have a taproot or a sometimes woody caudex that may have few or many branches, some have thin or tuberous rhizomes, or rarely develop runners. Few species have multi-cellular glands. Hairs consist of one cell and occur in many forms: from simple to forked, star-, tree- or T-shaped, rarely taking the form of a shield or scale. They are never topped by a gland. The stems may be upright, rise up towards the tip, or lie flat, are mostly herbaceous but sometimes woody. Stems carry leaves or the stems may be leafless (in Caulanthus), and some species lack stems altogether. The leaves do not have stipules, but there may be a pair of glands at base of leaf stalks and flower stalks. The leaf may be seated or have a leafstalk. The leaf blade is usually simple, entire or dissected, rarely trifoliolate or pinnately compound. A leaf rosette at the base may be present or absent. The leaves along the stem are almost always alternately arranged, rarely apparently opposite. The stomata are of the anisocytic type. The genome size of Brassicaceae compared to that of other Angiosperm families is very small to small (less than 3.425 million base pairs per cell), varying from 150 Mbp in Arabidopsis thaliana and Sphaerocardamum spp., to 2375 Mbp Bunias orientalis. The number of homologous chromosome sets varies from four (n=4) in some Physaria and Stenopetalum species, five (n=5) in other Physaria and Stenopetalum species, Arabidopsis thaliana and a Mathiola species, to seventeen (n=17). About 35% of the species in which chromosomes have been counted have eight sets (n=8). Due to polyploidy, some species may have up to 256 individual chromosomes, with some very high counts in the North American species of Cardamine, such as C. diphylla. Hybridisation is not unusual in Brassicaceae, especially in Arabis, Rorippa, Cardamine and Boechera. Hybridisation between species originating in Africa and California, and subsequent polyploidisation is surmised for Lepidium species native to Australia and New Zealand.",
"title": "Description"
},
{
"paragraph_id": 5,
"text": "Flowers may be arranged in racemes, panicles, or corymbs, with pedicels sometimes in the axil of a bract, and few species have flowers that sit individually on flower stems that spring from the axils of rosette leaves. The orientation of the pedicels when fruits are ripe varies dependent on the species. The flowers are bisexual, star symmetrical (zygomorphic in Iberis and Teesdalia) and the ovary positioned above the other floral parts. Each flower has four free or seldom merged sepals, the lateral two sometimes with a shallow spur, which are mostly shed after flowering, rarely persistent, may be reflexed, spreading, ascending, or erect, together forming a tube-, bell- or urn-shaped calyx. Each flower has four petals, set alternating with the sepals, although in some species these are rudimentary or absent. They may be differentiated into a blade and a claw or not, and consistently lack basal appendages. The blade is entire or has an indent at the tip, and may sometimes be much smaller than the claws. The mostly six stamens are set in two whorls: usually the two lateral, outer ones are shorter than the four inner stamens, but very rarely the stamens can all have the same length, and very rarely species have different numbers of stamens such as sixteen to twenty four in Megacarpaea, four in Cardamine hirsuta, and two in Coronopus. The filaments are slender and not fused, while the anthers consist of two pollen producing cavities, and open with longitudinal slits. The pollen grains are tricolpate. The receptacle carries a variable number of nectaries, but these are always present opposite the base of the lateral stamens.",
"title": "Description"
},
{
"paragraph_id": 6,
"text": "There is one superior pistil that consists of two carpels that may either sit directly above the base of the stamens or on a stalk. It initially consists of only one cavity but during its further development a thin wall grows that divides the cavity, both placentas and separates the two valves (a so-called false septum). Rarely, there is only one cavity without a septum. The 2–600 ovules are usually along the side margin of the carpels, or rarely at the top. Fruits are capsules that open with two valves, usually towards the top. These are called silique if at least three times longer than wide, or silicle if the length is less than three times the width. The fruit is very variable in its other traits. There may be one persistent style that connects the ovary to the globular or conical stigma, which is undivided or has two spreading or connivent lobes. The variously shaped seeds are usually yellow or brown in color, and arranged in one or two rows in each cavity. The seed leaves are entire or have a notch at the tip. The seed does not contain endosperm.",
"title": "Description"
},
{
"paragraph_id": 7,
"text": "Brassicaceae have a bisymmetrical corolla (left is mirrored by right, stem-side by out-side, but each quarter is not symmetrical), a septum dividing the fruit, lack stipules and have simple (although sometimes deeply incised) leaves. The sister family Cleomaceae has bilateral symmetrical corollas (left is mirrored by right, but stem-side is different from out-side), stipules and mostly palmately divided leaves, and mostly no septum. Capparaceae generally have a gynophore, sometimes an androgynophore, and a variable number of stamens.",
"title": "Description"
},
{
"paragraph_id": 8,
"text": "Almost all Brassicaceae have C3 carbon fixation. The only exceptions are a few Moricandia species, which have a hybrid system between C3 and C4 carbon fixation, C4 fixation being more efficient in drought, high temperature and low nitrate availability. Brassicaceae contain different cocktails of dozens of glucosinolates. They also contain enzymes called myrosinases, that convert the glucosinolates into isothiocyanates, thiocyanates and nitriles, which are toxic to many organisms, and so help guard against herbivory.",
"title": "Description"
},
{
"paragraph_id": 9,
"text": "Carl Linnaeus in 1753 regarded the Brassicaceae as a natural group, naming them \"Klass\" Tetradynamia. Alfred Barton Rendle placed the family in the order Rhoeadales, while George Bentham and Joseph Dalton Hooker in their system published from 1862 to 1883, assigned it to their cohort Parietales (now the class Violales). Following Bentham and Hooker, John Hutchinson in 1948 and again in 1964 thought the Brassicaceae to stem from near the Papaveraceae. In 1994, a group of scientists including Walter Stephen Judd suggested to include the Capparaceae in the Brassicaceae. Early DNA-analysis showed that the Capparaceae—as defined at that moment—were paraphyletic, and it was suggested to assign the genera closest to the Brassicaceae to the Cleomaceae. The Cleomaceae and Brassicaceae diverged approximately 41 million years ago. All three families have consistently been placed in one order (variably called Capparales or Brassicales). The APG II system merged Cleomaceae and Brassicaceae. Other classifications have continued to recognize the Capparaceae, but with a more restricted circumscription, either including Cleome and its relatives in the Brassicaceae or recognizing them in the segregate family Cleomaceae. The APG III system has recently adopted this last solution, but this may change as a consensus arises on this point. Current insights in the relationships of the Brassicaceae, based on a 2012 DNA-analysis, are summarized in the following tree.",
"title": "Taxonomy"
},
{
"paragraph_id": 10,
"text": "Early classifications depended on morphological comparison only, but because of extensive convergent evolution, these do not provide a reliable phylogeny. Although a substantial effort was made through molecular phylogenetic studies, the relationships within the Brassicaceae have not always been well resolved yet. It has long been clear that the Aethionema are sister of the remainder of the family. One analysis from 2014 represented the relation between 39 tribes with the following tree.",
"title": "Taxonomy"
},
{
"paragraph_id": 11,
"text": "As of October 2023 Plants of the World Online accepts 346 genera.",
"title": "Taxonomy"
},
{
"paragraph_id": 12,
"text": "The name Brassicaceae comes to international scientific vocabulary from Neo-Latin, from Brassica, the type genus, + -aceae, a standardized suffix for plant family names in modern taxonomy. The genus name comes from the Classical Latin word brassica, referring to cabbage and other cruciferous vegetables. The alternative older name, Cruciferae, meaning \"cross-bearing\", describes the four petals of mustard flowers, which resemble a cross. Cruciferae is one of eight plant family names, not derived from a genus name and without the suffix -aceae that are authorized alternative names.",
"title": "Taxonomy"
},
{
"paragraph_id": 13,
"text": "Brassicaceae can be found almost on the entire land surface of the planet, but the family is absent from Antarctica, and also absent from some areas in the tropics i.e. northeastern Brazil, the Congo basin, Maritime Southeast Asia and tropical Australasia. The area of origin of the family is possibly the Irano-Turanian Region, where approximately 900 species occur in 150 different genera. About 530 of those 900 species are endemics. Next in abundance comes the Mediterranean Region, with around 630 species (290 of which are endemic) in 113 genera. The family is less prominent in the Saharo-Arabian Region—65 genera, 180 species of which 62 are endemic—and North America (comprising the North American Atlantic Region and the Rocky Mountain Floristic Region)—99 genera, 780 species of which 600 are endemic. South America has 40 genera containing 340 native species, Southern Africa 15 genera with over 100 species, and Australia and New-Zealand have 19 genera with 114 species between them.",
"title": "Distribution"
},
{
"paragraph_id": 14,
"text": "Brassicaceae are almost exclusively pollinated by insects. A chemical mechanism in the pollen is active in many species to avoid selfing. Two notable exceptions are exclusive self-pollination in closed flowers in Cardamine chenopodifolia, and wind pollination in Pringlea antiscorbutica. Although it can be cross-pollinated, Alliaria petiolata (garlic mustard) is self-fertile. Most species reproduce sexually through seed, but Cardamine bulbifera produces gemmae and in others, such as Cardamine pentaphyllos, the coral-like roots easily break into segments, that will grow into separate plants. In some species, such as in the genus Cardamine, seed pods open with force and so catapult the seeds quite far. Many of these have sticky seed coats, assisting long distance dispersal by animals, and this may also explain several intercontinental dispersal events in the genus, and its near global distribution. Brassicaceae are common on serpentine and dolomite rich in magnesium. Over a hundred species in the family accumulate heavy metals, particularly zinc and nickel, which is a record percentage. Several Alyssum species can accumulate nickel up to 0.3% of their dry weight, and may be useful in soil remediation or even bio-mining.",
"title": "Ecology"
},
{
"paragraph_id": 15,
"text": "Brassicaceae contain glucosinolates as well as myrosinases inside their cells. When the cell is damaged, the myrosinases hydrolise the glucosinolates, leading to the synthesis of isothiocyanates, which are compounds toxic to most animals, fungi and bacteria. Some insect herbivores have developed counter adaptations such as rapid absorption of the glucosinates, quick alternative breakdown into non-toxic compounds and avoiding cell damage. In the whites family (Pieridae), one counter mechanism involves glucosinolate sulphatase, which changes the glucosinolate, so that it cannot be converted to isothiocyanate. A second is that the glucosinates are quickly broken down, forming nitriles. Differences between the mixtures of glucosinolates between species and even within species is large, and individual plants may produce in excess of fifty individual substances. The energy penalty for synthesising all these glucosinolates may be as high as 15% of the total needed to produce a leaf. Barbarea vulgaris (bittercress) also produces triterpenoid saponins. These adaptations and counter adaptations probably have led to extensive diversification in both the Brassicaceae and one of its major pests, the butterfly family Pieridae. A particular cocktail of volatile glucosinates triggers egg-laying in many species. Thus a particular crop can sometimes be protected by planting bittercress as a deadly bait, for the saponins kill the caterpillars, but the butterfly is still lured by the bittercress to lay its egg on the leaves. A moth that feeds on a range of Brassicaceae is the diamondback moth (Plutella xylostella). Like the Pieridae, it is capable of converting isothiocyanates into less problematic nitriles. Managing this pest in crops became more complicated after resistance developed against a toxin produced by Bacillus thuringiensis, which is used as a wide spectrum biological plant protection against caterpillars. Parasitoid wasps that feed on such insect herbivores are attracted to the chemical compounds released by the plants, and thus are able to locate their prey. The cabbage aphid (Brevicoryne brassicae) stores glucosinolates and synthesises its own myrosinases, which may deter its potential predators.",
"title": "Ecology"
},
{
"paragraph_id": 16,
"text": "Since its introduction in the 19th century, Alliaria petiolata has been shown to be extremely successful as an invasive species in temperate North America due, in part, to its secretion of allelopathic chemicals. These inhibit the germination of most competing plants and kill beneficial soil fungi needed by many plants, such as many tree species, to successfully see their seedlings grow to maturity. The monoculture formation of an herb layer carpet by this plant has been shown to dramatically alter forests, making them wetter, having fewer and fewer trees, and having more vines such as poison ivy (Toxicodendron radicans). The overall herb layer biodiversity is also drastically reduced, particularly in terms of sedges and forbs. Research has found that removing 80% of the garlic mustard infestation plants did not lead to a particularly significant recovery of that diversity. Instead, it required around 100% removal. Given that not one of an estimated 76 species that prey on the plant has been approved for biological control in North America and the variety of mechanisms the plant has to ensure its dominance without them (e.g. high seed production, self-fertility, allelopathy, spring growth that occurs before nearly all native plants, roots that break easily when pulling attempts are made, a complete lack of palatability for herbivores at all life stages, etc.) it is unlikely that such a high level of control can be established and maintained on the whole. It is estimated that adequate control can be achieved with the introduction of two European weevils, including one that is monophagous. The USDA's TAG group has blocked these introductions since 2004. In addition to being invasive, garlic mustard also is a threat to native North American Pieris butterflies such as P. oleracea, as they preferentially oviposit on it, although it is toxic to their larvae.",
"title": "Ecology"
},
{
"paragraph_id": 17,
"text": "Invasive aggressive mustard species are known for being self-fertile, seeding very heavily with small seeds that have a lengthy lifespan coupled with a very high rate of viability and germination, and for being completely unpalatable to both herbivores and insects in areas to which they are not native. Garlic mustard is toxic to several rarer North American Pieris species.",
"title": "Ecology"
},
{
"paragraph_id": 18,
"text": "This family includes important agricultural crops, among which many vegetables such as cabbage, broccoli, cauliflower, kale, Brussels sprouts, collard greens, Savoy, kohlrabi, and gai lan (Brassica oleracea), turnip, napa cabbage, bomdong, bok choy and rapini (Brassica rapa), rocket salad/arugula (Eruca sativa), garden cress (Lepidium sativum), watercress (Nasturtium officinale) and radish (Raphanus) and a few spices like horseradish (Armoracia rusticana), Brassica, wasabi (Eutrema japonicum), white, Indian and black mustard (Sinapis alba, Brassica juncea and B. nigra respectively). Vegetable oil is produced from the seeds of several species such as Brassica napus (rapeseed oil), perhaps providing the largest volume of vegetable oils of any species. Woad (Isatis tinctoria) was used in the past to produce a blue textile dye (indigo), but has largely been replaced by the same substance from unrelated tropical species like Indigofera tinctoria.",
"title": "Uses"
},
{
"paragraph_id": 19,
"text": "Pringlea antiscorbutica, commonly known as Kerguelen cabbage, is edible, containing high levels of potassium. Its leaves contain a vitamin C-rich oil, a fact which, in the days of sailing ships, made it very attractive to sailors suffering from scurvy, hence the species name's epithet antiscorbutica, which means \"against scurvy\" in Low Latin. It was essential to the diets of the whalers on Kerguelen when pork, beef, or seal meat was used up.",
"title": "Uses"
},
{
"paragraph_id": 20,
"text": "The Brassicaceae also includes ornamentals, such as species of Aethionema, Alyssum, Arabis, Aubrieta, Aurinia, Cheiranthus, Erysimum, Hesperis, Iberis, Lobularia, Lunaria, Malcolmia, and Matthiola. Honesty (Lunaria annua) is cultivated for the decorative value of the translucent remains of the fruits after drying. It can be a pest species in areas where it is not native.",
"title": "Uses"
},
{
"paragraph_id": 21,
"text": "The small Eurasian weed Arabidopsis thaliana is widely used as model organism in the study of the molecular biology of flowering plants (Angiospermae).",
"title": "Uses"
},
{
"paragraph_id": 22,
"text": "Some species are useful as food plants for Lepidoptera, such as certain wild mustard and cress species, such as Turritis glabra and Boechera laevigata that are utilized by several North American butterflies.",
"title": "Uses"
}
] | Brassicaceae or Cruciferae is a medium-sized and economically important family of flowering plants commonly known as the mustards, the crucifers, or the cabbage family. Most are herbaceous plants, while some are shrubs. The leaves are simple, lack stipules, and appear alternately on stems or in rosettes. The inflorescences are terminal and lack bracts. The flowers have four free sepals, four free alternating petals, two shorter free stamens and four longer free stamens. The fruit has seeds in rows, divided by a thin wall. The family contains 372 genera and 4,060 accepted species. The largest genera are Draba, Erysimum, Lepidium, Cardamine, and Alyssum. The family contains the cruciferous vegetables, including species such as Brassica oleracea, Brassica rapa, Brassica napus, Raphanus sativus, Armoracia rusticana (horseradish), but also a cut-flower Matthiola (stock) and the model organism Arabidopsis thaliana. Pieris rapae and other butterflies of the family Pieridae are some of the best-known pests of Brassicaceae species planted as commercial crops. Trichoplusia ni moth is also becoming increasingly problematic for crucifers due to its resistance to commonly used pest control methods. Some rarer Pieris butterflies, such as P. virginiensis, depend upon native mustards for their survival in their native habitats. Some non-native mustards such as Alliaria petiolata, an extremely invasive species in the United States, can be toxic to their larvae. | 2002-02-25T15:43:11Z | 2023-12-17T04:19:35Z | [
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] | https://en.wikipedia.org/wiki/Brassicaceae |
3,797 | Baseball statistics | Baseball statistics play an important role in evaluating the progress of a player or team.
Since the flow of a baseball game has natural breaks to it, and normally players act individually rather than performing in clusters, the sport lends itself to easy record-keeping and statistics. Statistics have been recorded since the game's earliest beginnings as a distinct sport in the middle of the nineteenth century, and as such are extensively available from leagues such as the National Association of Professional Base Ball Players and the Negro leagues, although the consistency to which these records have been kept and the standards with respect to which they were calculated (and their accuracy) has varied.
Since the National League (which along with the American League constitutes contemporary Major League Baseball) was founded in 1876, statistics in the most elite levels of professional baseball have been kept to a reasonably consistent standard which has continually evolved in tandem with advancement in available technology.
The practice of keeping records of player achievements was started in the 19th century by Henry Chadwick. Based on his experience with the sport of cricket, Chadwick devised the predecessors to modern-day statistics including batting average, runs scored, and runs allowed.
Traditionally, statistics such as batting average (the number of hits divided by the number of at bats) and earned run average (the average number of earned runs allowed by a pitcher per nine innings) have dominated attention in the statistical world of baseball. However, the recent advent of sabermetrics has created statistics drawing from a greater breadth of player performance measures and playing field variables. Sabermetrics and comparative statistics attempt to provide an improved measure of a player's performance and contributions to his team from year to year, frequently against a statistical performance average.
Comprehensive, historical baseball statistics were difficult for the average fan to access until 1951, when researcher Hy Turkin published The Complete Encyclopedia of Baseball. In 1969, Macmillan Publishing printed its first Baseball Encyclopedia, using a computer to compile statistics for the first time. Known as "Big Mac", the encyclopedia became the standard baseball reference until 1988, when Total Baseball was released by Warner Books using more sophisticated technology. The publication of Total Baseball led to the discovery of several "phantom ballplayers", such as Lou Proctor, who did not belong in official record books and were removed.
Throughout modern baseball, a few core statistics have been traditionally referenced – batting average, RBI, and home runs. To this day, a player who leads the league in all of these three statistics earns the "Triple Crown". For pitchers, wins, ERA, and strikeouts are the most often-cited statistics, and a pitcher leading his league in these statistics may also be referred to as a "triple crown" winner. General managers and baseball scouts have long used the major statistics, among other factors and opinions, to understand player value. Managers, catchers and pitchers use the statistics of batters of opposing teams to develop pitching strategies and set defensive positioning on the field. Managers and batters study opposing pitcher performance and motions in attempting to improve hitting. Scouts use stats when they are looking at a player who they may end up drafting or signing to a contract.
Some sabermetric statistics have entered the mainstream baseball world that measure a batter's overall performance including on-base plus slugging, commonly referred to as OPS. OPS adds the hitter's on-base percentage (number of times reached base by any means divided by total plate appearances) to their slugging percentage (total bases divided by at-bats). Some argue that the OPS formula is flawed and that more weight should be shifted towards OBP (on-base percentage). The statistic wOBA (weighted on-base average) attempts to correct for this.
OPS is also useful when determining a pitcher's level of success. "Opponent on-base plus slugging" (OOPS) is becoming a popular tool to evaluate a pitcher's actual performance. When analyzing a pitcher's statistics, some useful categories include K/9IP (strikeouts per nine innings), K/BB (strikeouts per walk), HR/9 (home runs per nine innings), WHIP (walks plus hits per inning pitched), and OOPS (opponent on-base plus slugging).
However, since 2001, more emphasis has been placed on defense-independent pitching statistics, including defense-independent ERA (dERA), in an attempt to evaluate a pitcher's performance regardless of the strength of the defensive players behind them.
All of the above statistics may be used in certain game situations. For example, a certain hitter's ability to hit left-handed pitchers might incline a manager to increase their opportunities to face left-handed pitchers. Other hitters may have a history of success against a given pitcher (or vice versa), and the manager may use this information to create a favorable match-up. This is often referred to as "playing the percentages".
Most of these terms also apply to softball. Commonly used statistics with their abbreviations are explained here. The explanations below are for quick reference and do not fully or completely define the statistic; for the strict definition, see the linked article for each statistic.
It is difficult to determine quantitatively what is considered to be a "good" value in a certain statistical category, and qualitative assessments may lead to arguments. Using full-season statistics available at the Official Site of Major League Baseball for the 2004 through 2015 seasons, the following tables show top ranges in various statistics, in alphabetical order. For each statistic, two values are given: | [
{
"paragraph_id": 0,
"text": "Baseball statistics play an important role in evaluating the progress of a player or team.",
"title": ""
},
{
"paragraph_id": 1,
"text": "Since the flow of a baseball game has natural breaks to it, and normally players act individually rather than performing in clusters, the sport lends itself to easy record-keeping and statistics. Statistics have been recorded since the game's earliest beginnings as a distinct sport in the middle of the nineteenth century, and as such are extensively available from leagues such as the National Association of Professional Base Ball Players and the Negro leagues, although the consistency to which these records have been kept and the standards with respect to which they were calculated (and their accuracy) has varied.",
"title": ""
},
{
"paragraph_id": 2,
"text": "Since the National League (which along with the American League constitutes contemporary Major League Baseball) was founded in 1876, statistics in the most elite levels of professional baseball have been kept to a reasonably consistent standard which has continually evolved in tandem with advancement in available technology.",
"title": ""
},
{
"paragraph_id": 3,
"text": "The practice of keeping records of player achievements was started in the 19th century by Henry Chadwick. Based on his experience with the sport of cricket, Chadwick devised the predecessors to modern-day statistics including batting average, runs scored, and runs allowed.",
"title": "Development"
},
{
"paragraph_id": 4,
"text": "Traditionally, statistics such as batting average (the number of hits divided by the number of at bats) and earned run average (the average number of earned runs allowed by a pitcher per nine innings) have dominated attention in the statistical world of baseball. However, the recent advent of sabermetrics has created statistics drawing from a greater breadth of player performance measures and playing field variables. Sabermetrics and comparative statistics attempt to provide an improved measure of a player's performance and contributions to his team from year to year, frequently against a statistical performance average.",
"title": "Development"
},
{
"paragraph_id": 5,
"text": "Comprehensive, historical baseball statistics were difficult for the average fan to access until 1951, when researcher Hy Turkin published The Complete Encyclopedia of Baseball. In 1969, Macmillan Publishing printed its first Baseball Encyclopedia, using a computer to compile statistics for the first time. Known as \"Big Mac\", the encyclopedia became the standard baseball reference until 1988, when Total Baseball was released by Warner Books using more sophisticated technology. The publication of Total Baseball led to the discovery of several \"phantom ballplayers\", such as Lou Proctor, who did not belong in official record books and were removed.",
"title": "Development"
},
{
"paragraph_id": 6,
"text": "Throughout modern baseball, a few core statistics have been traditionally referenced – batting average, RBI, and home runs. To this day, a player who leads the league in all of these three statistics earns the \"Triple Crown\". For pitchers, wins, ERA, and strikeouts are the most often-cited statistics, and a pitcher leading his league in these statistics may also be referred to as a \"triple crown\" winner. General managers and baseball scouts have long used the major statistics, among other factors and opinions, to understand player value. Managers, catchers and pitchers use the statistics of batters of opposing teams to develop pitching strategies and set defensive positioning on the field. Managers and batters study opposing pitcher performance and motions in attempting to improve hitting. Scouts use stats when they are looking at a player who they may end up drafting or signing to a contract.",
"title": "Use"
},
{
"paragraph_id": 7,
"text": "Some sabermetric statistics have entered the mainstream baseball world that measure a batter's overall performance including on-base plus slugging, commonly referred to as OPS. OPS adds the hitter's on-base percentage (number of times reached base by any means divided by total plate appearances) to their slugging percentage (total bases divided by at-bats). Some argue that the OPS formula is flawed and that more weight should be shifted towards OBP (on-base percentage). The statistic wOBA (weighted on-base average) attempts to correct for this.",
"title": "Use"
},
{
"paragraph_id": 8,
"text": "OPS is also useful when determining a pitcher's level of success. \"Opponent on-base plus slugging\" (OOPS) is becoming a popular tool to evaluate a pitcher's actual performance. When analyzing a pitcher's statistics, some useful categories include K/9IP (strikeouts per nine innings), K/BB (strikeouts per walk), HR/9 (home runs per nine innings), WHIP (walks plus hits per inning pitched), and OOPS (opponent on-base plus slugging).",
"title": "Use"
},
{
"paragraph_id": 9,
"text": "However, since 2001, more emphasis has been placed on defense-independent pitching statistics, including defense-independent ERA (dERA), in an attempt to evaluate a pitcher's performance regardless of the strength of the defensive players behind them.",
"title": "Use"
},
{
"paragraph_id": 10,
"text": "All of the above statistics may be used in certain game situations. For example, a certain hitter's ability to hit left-handed pitchers might incline a manager to increase their opportunities to face left-handed pitchers. Other hitters may have a history of success against a given pitcher (or vice versa), and the manager may use this information to create a favorable match-up. This is often referred to as \"playing the percentages\".",
"title": "Use"
},
{
"paragraph_id": 11,
"text": "Most of these terms also apply to softball. Commonly used statistics with their abbreviations are explained here. The explanations below are for quick reference and do not fully or completely define the statistic; for the strict definition, see the linked article for each statistic.",
"title": "Commonly used statistics"
},
{
"paragraph_id": 12,
"text": "It is difficult to determine quantitatively what is considered to be a \"good\" value in a certain statistical category, and qualitative assessments may lead to arguments. Using full-season statistics available at the Official Site of Major League Baseball for the 2004 through 2015 seasons, the following tables show top ranges in various statistics, in alphabetical order. For each statistic, two values are given:",
"title": "MLB statistical standards"
}
] | Baseball statistics play an important role in evaluating the progress of a player or team. Since the flow of a baseball game has natural breaks to it, and normally players act individually rather than performing in clusters, the sport lends itself to easy record-keeping and statistics. Statistics have been recorded since the game's earliest beginnings as a distinct sport in the middle of the nineteenth century, and as such are extensively available from leagues such as the National Association of Professional Base Ball Players and the Negro leagues, although the consistency to which these records have been kept and the standards with respect to which they were calculated has varied. Since the National League was founded in 1876, statistics in the most elite levels of professional baseball have been kept to a reasonably consistent standard which has continually evolved in tandem with advancement in available technology. | 2001-08-01T20:34:16Z | 2023-09-26T09:30:28Z | [
"Template:See also",
"Template:Div col end",
"Template:Reflist",
"Template:Baseball records",
"Template:Baseball statistics",
"Template:Anchor",
"Template:Original research",
"Template:Cite encyclopedia",
"Template:Cite journal",
"Template:ISBN",
"Template:Short description",
"Template:Div col",
"Template:Cite web",
"Template:Refimprove",
"Template:Portal",
"Template:Cite book",
"Template:Baseball"
] | https://en.wikipedia.org/wiki/Baseball_statistics |
3,800 | At bat | In baseball, an at bat (AB) or time at bat is a batter's turn batting against a pitcher. An at bat is different from a plate appearance. A batter is credited with a plate appearance regardless of what happens during their turn at bat, but a batter is credited with an at bat only if that plate appearance does not have one of the results enumerated below. While at bats are used to calculate certain statistics, including batting average and slugging percentage, a player can qualify for the season-ending rankings in these categories only if they accumulate 502 plate appearances during the season.
Batters will not receive credit for an at bat if their plate appearances end under the following circumstances:
In addition, if the inning ends while they are still at bat (due to the third out being made by a runner caught stealing, for example), no at bat or plate appearance will result.
Put shortly, an at bat is a specific type of plate appearance in which the batter puts the ball in play intending to get on base---it is why at bats, and not plate appearances, are used to calculate batting average, as plate appearances in general can result in many outcomes that don't involve putting the ball in play, and batting average specifically measures a batter's contact hitting.
Rule 9.02(a)(1) of the official rules of Major League Baseball defines an at bat as: "Number of times batted, except that no time at bat shall be charged when a player: (A) hits a sacrifice bunt or sacrifice fly; (B) is awarded first base on four called balls; (C) is hit by a pitched ball; or (D) is awarded first base because of interference or obstruction[.]"
An at bat is counted when:
Pete Rose had 14,053 career at bats, the all-time major league and National League record. The American League record is held by Carl Yastrzemski, whose 11,988 career at bats were all in the AL.
The single season record is held by Jimmy Rollins, who had 716 at bats in 2007; Willie Wilson, Ichiro Suzuki and Juan Samuel also had more than 700 at bats in a season. 14 players share the single game record of 11 at bats in a single game, all of which were extra inning games. In games of 9 innings or fewer, the record is 7 at bats and has occurred more than 200 times.
The team record for most at bats in a single season is 5,781 by the 1997 Boston Red Sox.
"At bat", "up", "up at bat", and "at the plate" are all phrases describing a batter who is facing the pitcher. Note that just because a player is described as being "at bat" in this sense, he will not necessarily be given an at bat in his statistics; the phrase actually signifies a plate appearance (assuming it is eventually completed). This ambiguous terminology is usually clarified by context. To refer explicitly to a statistical "at bat", the term "official at bat" is sometimes used.
Official Baseball Rule 5.06(c) provides that "[a] batter has legally completed his time at bat when he is put out or becomes a runner" (emphasis added). The "time at bat" defined in this rule is more commonly referred to as a plate appearance, and the playing rules (Rules 1 through 8) uses the phrase "time at bat" in this sense. In contrast, the scoring rules use the phrase "time at bat" to refer to the statistic at bat, defined in Rule 9.02(a)(1), but sometimes uses the phrase "official time at bat" or refers back to Rule 9.02(a)(1) when mentioning the statistic. The phrase "plate appearance" is used in Rules 9.22 and 9.23 dealing with batting titles and hitting streaks, and in Rule 5.10(g) comment regarding the Three-Batter Minimum: "[t]o qualify as one of three consecutive batters, the batter must complete his plate appearance, which ends only when the batter is put out or becomes a runner." The term is not elsewhere defined in the rulebook. | [
{
"paragraph_id": 0,
"text": "In baseball, an at bat (AB) or time at bat is a batter's turn batting against a pitcher. An at bat is different from a plate appearance. A batter is credited with a plate appearance regardless of what happens during their turn at bat, but a batter is credited with an at bat only if that plate appearance does not have one of the results enumerated below. While at bats are used to calculate certain statistics, including batting average and slugging percentage, a player can qualify for the season-ending rankings in these categories only if they accumulate 502 plate appearances during the season.",
"title": ""
},
{
"paragraph_id": 1,
"text": "Batters will not receive credit for an at bat if their plate appearances end under the following circumstances:",
"title": ""
},
{
"paragraph_id": 2,
"text": "In addition, if the inning ends while they are still at bat (due to the third out being made by a runner caught stealing, for example), no at bat or plate appearance will result.",
"title": ""
},
{
"paragraph_id": 3,
"text": "Put shortly, an at bat is a specific type of plate appearance in which the batter puts the ball in play intending to get on base---it is why at bats, and not plate appearances, are used to calculate batting average, as plate appearances in general can result in many outcomes that don't involve putting the ball in play, and batting average specifically measures a batter's contact hitting.",
"title": ""
},
{
"paragraph_id": 4,
"text": "Rule 9.02(a)(1) of the official rules of Major League Baseball defines an at bat as: \"Number of times batted, except that no time at bat shall be charged when a player: (A) hits a sacrifice bunt or sacrifice fly; (B) is awarded first base on four called balls; (C) is hit by a pitched ball; or (D) is awarded first base because of interference or obstruction[.]\"",
"title": ""
},
{
"paragraph_id": 5,
"text": "An at bat is counted when:",
"title": "Examples"
},
{
"paragraph_id": 6,
"text": "Pete Rose had 14,053 career at bats, the all-time major league and National League record. The American League record is held by Carl Yastrzemski, whose 11,988 career at bats were all in the AL.",
"title": "Records"
},
{
"paragraph_id": 7,
"text": "The single season record is held by Jimmy Rollins, who had 716 at bats in 2007; Willie Wilson, Ichiro Suzuki and Juan Samuel also had more than 700 at bats in a season. 14 players share the single game record of 11 at bats in a single game, all of which were extra inning games. In games of 9 innings or fewer, the record is 7 at bats and has occurred more than 200 times.",
"title": "Records"
},
{
"paragraph_id": 8,
"text": "The team record for most at bats in a single season is 5,781 by the 1997 Boston Red Sox.",
"title": "Records"
},
{
"paragraph_id": 9,
"text": "\"At bat\", \"up\", \"up at bat\", and \"at the plate\" are all phrases describing a batter who is facing the pitcher. Note that just because a player is described as being \"at bat\" in this sense, he will not necessarily be given an at bat in his statistics; the phrase actually signifies a plate appearance (assuming it is eventually completed). This ambiguous terminology is usually clarified by context. To refer explicitly to a statistical \"at bat\", the term \"official at bat\" is sometimes used.",
"title": "At bat as a phrase"
},
{
"paragraph_id": 10,
"text": "Official Baseball Rule 5.06(c) provides that \"[a] batter has legally completed his time at bat when he is put out or becomes a runner\" (emphasis added). The \"time at bat\" defined in this rule is more commonly referred to as a plate appearance, and the playing rules (Rules 1 through 8) uses the phrase \"time at bat\" in this sense. In contrast, the scoring rules use the phrase \"time at bat\" to refer to the statistic at bat, defined in Rule 9.02(a)(1), but sometimes uses the phrase \"official time at bat\" or refers back to Rule 9.02(a)(1) when mentioning the statistic. The phrase \"plate appearance\" is used in Rules 9.22 and 9.23 dealing with batting titles and hitting streaks, and in Rule 5.10(g) comment regarding the Three-Batter Minimum: \"[t]o qualify as one of three consecutive batters, the batter must complete his plate appearance, which ends only when the batter is put out or becomes a runner.\" The term is not elsewhere defined in the rulebook.",
"title": "At bat as a phrase"
}
] | In baseball, an at bat (AB) or time at bat is a batter's turn batting against a pitcher. An at bat is different from a plate appearance. A batter is credited with a plate appearance regardless of what happens during their turn at bat, but a batter is credited with an at bat only if that plate appearance does not have one of the results enumerated below. While at bats are used to calculate certain statistics, including batting average and slugging percentage, a player can qualify for the season-ending rankings in these categories only if they accumulate 502 plate appearances during the season. Batters will not receive credit for an at bat if their plate appearances end under the following circumstances: They receive a base on balls (BB).
They are hit by a pitch (HBP).
They hit a sacrifice fly or a sacrifice bunt.
They are awarded first base due to interference or obstruction, usually by the catcher.
They are replaced by another hitter before their at bat is completed, in which case the plate appearance and any related statistics go to the pinch hitter. In addition, if the inning ends while they are still at bat, no at bat or plate appearance will result. Put shortly, an at bat is a specific type of plate appearance in which the batter puts the ball in play intending to get on base---it is why at bats, and not plate appearances, are used to calculate batting average, as plate appearances in general can result in many outcomes that don't involve putting the ball in play, and batting average specifically measures a batter's contact hitting. Rule 9.02(a)(1) of the official rules of Major League Baseball defines an at bat as: "Number of times batted, except that no time at bat shall be charged when a player: (A) hits a sacrifice bunt or sacrifice fly; (B) is awarded first base on four called balls; (C) is hit by a pitched ball; or (D) is awarded first base because of interference or obstruction[.]" | 2001-05-29T09:47:37Z | 2023-12-16T22:28:25Z | [
"Template:Baseball",
"Template:Short description",
"Template:Distinguish",
"Template:See also",
"Template:Reflist",
"Template:Cite web"
] | https://en.wikipedia.org/wiki/At_bat |
3,801 | Earned run | In baseball, an earned run is any run that was fully enabled by the offensive team's production in the face of competent play from the defensive team. Conversely, an unearned run is a run that would not have been scored without the aid of an error or a passed ball committed by the defense.
An unearned run counts just as much as any other run for the purpose of determining the score of the game. However, it is "unearned" in that it was, in a sense, "given away" by the defensive team.
Both total runs and earned runs are tabulated as part of a pitcher's statistics. However, earned runs are specially denoted because of their use in calculating a pitcher's earned run average (ERA), the number of earned runs allowed by the pitcher per nine innings pitched (i.e., averaged over a regulation game). Thus, in effect, the pitcher is held personally accountable for earned runs, while the responsibility for unearned runs is shared with the rest of the team.
To determine whether a run is earned, the official scorer must reconstruct the inning as it would have occurred without errors or passed balls.
If no errors and no passed balls occur during the inning, all runs scored are automatically earned (assigned responsible to the pitcher(s) who allowed each runner to reach base). Also, in some cases, an error can be rendered harmless as the inning progresses. For example, a runner on first base advances to second on a passed ball and the next batter walks. Since the runner would now have been at second anyway, the passed ball no longer has any effect on the earned/unearned calculation. On the other hand, a batter/runner may make his entire circuit around the bases without the aid of an error, yet the run would be counted as unearned if an error prevented the third out from being made before he crossed the plate to score.
An error made by the pitcher in fielding at his position is counted the same as an error by any other player.
A run is counted as unearned when:
While the inning is still being played, the second and the second-last scenario can cause a temporary situation where a run has already scored, but its earned/unearned status is not yet certain. Under the last circumstance, for example, with two outs, a runner on third base scores on a passed ball. For the time being, the run is unearned since the runner should still be at third. If the batter strikes out to end the inning, it will stay that way. If the batter gets a base hit, which would have scored the runner anyway, the run now becomes earned.
Under the second circumstance, if there are runners on base and a batter hits a foul fly ball that is dropped, and then bats in the runners on base through a base hit (including a home run), the runs are unearned for the time being, as the runners should not have advanced. If the results of the remaining at-bats in the inning would not have scored the runners, the runs remain unearned. However, if results of subsequent at-bats would have scored the runs anyway, the runs would count as earned, unless they only would have scored as a result of a subsequent error or passed ball.
A baserunner who reaches on catcher's interference and subsequently scores with two outs scores an unearned run, but baserunners who subsequently score after the runner who has reached on catcher's interference exclusively on clean plays score earned runs; the baserunner cannot be assumed to have been put out except for the error. (2019 MLB Rule 9.16(a)(4)).
Neither the use of a pinch-runner to replace a baserunner who represents an unearned run nor the use of a pinch-hitter to continue the turn at bat of a batter who would be out except for an error transforms a run scored by such a person or his successors on base from an unearned run to an earned run.
When pitchers are changed in the middle of an inning, and one or more errors have already occurred, it is possible to have a run charged as earned against a specific pitcher, but unearned to the team. The simplest example is when the defensive team records two outs and makes an error on a play that would have been the third out. A new pitcher comes into the game, and the next batter hits a home run. The runner who reached on the error comes around to score, and his run is unearned to both the prior pitcher and the team. However, the run scored by the batter is counted as earned against the relief pitcher, but unearned to the team (since there should have already been three outs). Had the team not switched pitchers, neither run would be counted as an earned run because that pitcher should have already been out of that inning.
A pitcher who is relieved mid-inning may be charged with earned runs equal to the number of batters who reached base while he was pitching, even if the specific batters he faced do not score. The batters he put on base may be erased by fielder's choice plays after he has been relieved by another pitcher, but if earned runs are scored in the inning the original pitcher is liable for as many earned runs as the number of batters he put on base. Example:
When a pitching change occurs, the new pitcher is said to "inherit" any runners that are on base at the time, and if they later score, those runs are charged (earned or unearned) to the prior pitcher. Most box scores now list inherited runners, and the number that scored, as a statistic for the relief pitcher. | [
{
"paragraph_id": 0,
"text": "In baseball, an earned run is any run that was fully enabled by the offensive team's production in the face of competent play from the defensive team. Conversely, an unearned run is a run that would not have been scored without the aid of an error or a passed ball committed by the defense.",
"title": ""
},
{
"paragraph_id": 1,
"text": "An unearned run counts just as much as any other run for the purpose of determining the score of the game. However, it is \"unearned\" in that it was, in a sense, \"given away\" by the defensive team.",
"title": ""
},
{
"paragraph_id": 2,
"text": "Both total runs and earned runs are tabulated as part of a pitcher's statistics. However, earned runs are specially denoted because of their use in calculating a pitcher's earned run average (ERA), the number of earned runs allowed by the pitcher per nine innings pitched (i.e., averaged over a regulation game). Thus, in effect, the pitcher is held personally accountable for earned runs, while the responsibility for unearned runs is shared with the rest of the team.",
"title": ""
},
{
"paragraph_id": 3,
"text": "To determine whether a run is earned, the official scorer must reconstruct the inning as it would have occurred without errors or passed balls.",
"title": ""
},
{
"paragraph_id": 4,
"text": "If no errors and no passed balls occur during the inning, all runs scored are automatically earned (assigned responsible to the pitcher(s) who allowed each runner to reach base). Also, in some cases, an error can be rendered harmless as the inning progresses. For example, a runner on first base advances to second on a passed ball and the next batter walks. Since the runner would now have been at second anyway, the passed ball no longer has any effect on the earned/unearned calculation. On the other hand, a batter/runner may make his entire circuit around the bases without the aid of an error, yet the run would be counted as unearned if an error prevented the third out from being made before he crossed the plate to score.",
"title": "Details"
},
{
"paragraph_id": 5,
"text": "An error made by the pitcher in fielding at his position is counted the same as an error by any other player.",
"title": "Details"
},
{
"paragraph_id": 6,
"text": "A run is counted as unearned when:",
"title": "Details"
},
{
"paragraph_id": 7,
"text": "While the inning is still being played, the second and the second-last scenario can cause a temporary situation where a run has already scored, but its earned/unearned status is not yet certain. Under the last circumstance, for example, with two outs, a runner on third base scores on a passed ball. For the time being, the run is unearned since the runner should still be at third. If the batter strikes out to end the inning, it will stay that way. If the batter gets a base hit, which would have scored the runner anyway, the run now becomes earned.",
"title": "Details"
},
{
"paragraph_id": 8,
"text": "Under the second circumstance, if there are runners on base and a batter hits a foul fly ball that is dropped, and then bats in the runners on base through a base hit (including a home run), the runs are unearned for the time being, as the runners should not have advanced. If the results of the remaining at-bats in the inning would not have scored the runners, the runs remain unearned. However, if results of subsequent at-bats would have scored the runs anyway, the runs would count as earned, unless they only would have scored as a result of a subsequent error or passed ball.",
"title": "Details"
},
{
"paragraph_id": 9,
"text": "A baserunner who reaches on catcher's interference and subsequently scores with two outs scores an unearned run, but baserunners who subsequently score after the runner who has reached on catcher's interference exclusively on clean plays score earned runs; the baserunner cannot be assumed to have been put out except for the error. (2019 MLB Rule 9.16(a)(4)).",
"title": "Details"
},
{
"paragraph_id": 10,
"text": "Neither the use of a pinch-runner to replace a baserunner who represents an unearned run nor the use of a pinch-hitter to continue the turn at bat of a batter who would be out except for an error transforms a run scored by such a person or his successors on base from an unearned run to an earned run.",
"title": "Details"
},
{
"paragraph_id": 11,
"text": "When pitchers are changed in the middle of an inning, and one or more errors have already occurred, it is possible to have a run charged as earned against a specific pitcher, but unearned to the team. The simplest example is when the defensive team records two outs and makes an error on a play that would have been the third out. A new pitcher comes into the game, and the next batter hits a home run. The runner who reached on the error comes around to score, and his run is unearned to both the prior pitcher and the team. However, the run scored by the batter is counted as earned against the relief pitcher, but unearned to the team (since there should have already been three outs). Had the team not switched pitchers, neither run would be counted as an earned run because that pitcher should have already been out of that inning.",
"title": "Details"
},
{
"paragraph_id": 12,
"text": "A pitcher who is relieved mid-inning may be charged with earned runs equal to the number of batters who reached base while he was pitching, even if the specific batters he faced do not score. The batters he put on base may be erased by fielder's choice plays after he has been relieved by another pitcher, but if earned runs are scored in the inning the original pitcher is liable for as many earned runs as the number of batters he put on base. Example:",
"title": "Details"
},
{
"paragraph_id": 13,
"text": "When a pitching change occurs, the new pitcher is said to \"inherit\" any runners that are on base at the time, and if they later score, those runs are charged (earned or unearned) to the prior pitcher. Most box scores now list inherited runners, and the number that scored, as a statistic for the relief pitcher.",
"title": "Details"
}
] | In baseball, an earned run is any run that was fully enabled by the offensive team's production in the face of competent play from the defensive team. Conversely, an unearned run is a run that would not have been scored without the aid of an error or a passed ball committed by the defense. An unearned run counts just as much as any other run for the purpose of determining the score of the game. However, it is "unearned" in that it was, in a sense, "given away" by the defensive team. Both total runs and earned runs are tabulated as part of a pitcher's statistics. However, earned runs are specially denoted because of their use in calculating a pitcher's earned run average (ERA), the number of earned runs allowed by the pitcher per nine innings pitched. Thus, in effect, the pitcher is held personally accountable for earned runs, while the responsibility for unearned runs is shared with the rest of the team. To determine whether a run is earned, the official scorer must reconstruct the inning as it would have occurred without errors or passed balls. | 2023-06-16T02:04:41Z | [
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"Template:Short description"
] | https://en.wikipedia.org/wiki/Earned_run |
|
3,802 | Base on balls | A base on balls (BB), also known as a walk, occurs in baseball when a batter receives four pitches during a plate appearance that the umpire calls balls, and is in turn awarded first base without the possibility of being called out. The base on balls is defined in Section 2.00 of baseball's Official Rules, and further detail is given in 6.08(a). Despite being known as a "walk", it is considered a faux pas for a professional player to literally walk to first base; the batter-runner and any advancing runners normally jog on such a play.
The term "base on balls" distinguishes a walk from the other manners in which a batter can be awarded first base without liability to be put out (e.g., hit by pitch (HBP), catcher's interference). Though a base on balls, catcher's interference, or a batter hit by a pitched ball all result in the batter (and possibly runners on base) being awarded a base, the term "walk" usually refers only to a base on balls, and not the other methods of reaching base without the bat touching the ball. An important difference is that for a hit batter or catcher's interference, the ball is dead and no one may advance unless forced; the ball is live after a walk (see below for details).
A batter who draws a base on balls is commonly said to have been "walked" by the pitcher. When the batter is walked, runners advance one base without liability to be put out only if forced to vacate their base to allow the batter to take first base. If a batter draws a walk with the bases loaded, all preceding runners are forced to advance, including the runner on third base who is forced to home plate to score a run; when a run is forced on a walk, the batter is credited with a run batted in per rule 9.04.
Receiving a base on balls does not count as a hit or an at bat for a batter but does count as a time on base and a plate appearance. Therefore, a base on balls does not affect a player's batting average, but it can increase his on-base percentage.
A hit by pitch is not counted statistically as a walk, though the effect is mostly the same, with the batter receiving a free pass to first base. One exception is that on hit-by-pitch, the ball is dead, and any runners attempting to steal on the play must return to their original base unless forced to the next base anyway. When a walk occurs, the ball is still live: any runner not forced to advance may nevertheless attempt to advance at his own risk, which might occur on a steal play, passed ball, or wild pitch. Also, because a ball is live when a base on balls occurs, runners on base forced to advance one base may attempt to advance beyond one base, at their own risk. The batter-runner himself may attempt to advance beyond first base, at his own risk. Rule 6.08 addresses this matter as well. An attempt to advance an additional base beyond the base awarded might occur when ball four is a passed ball or a wild pitch.
In early baseball, there was no concept of a "ball." It was created by the NABBP in 1863, originally as a sort of unsportsmanlike-conduct penalty: "Should the pitcher repeatedly fail to deliver to the striker fair balls, for the apparent purpose of delaying the game, or for any other cause, the umpire, after warning him, shall call one ball, and if the pitcher persists in such action, two and three balls; when three balls shall have been called, the striker shall be entitled to the first base; and should any base be occupied at that time, each player occupying them shall be entitled to one base without being put out." Note that this rule in effect gave the pitcher 9 balls, since each penalty ball could only be called on a third offense. In 1869 the rule was modified so that only those baserunners forced to advance could advance. From 1871 through 1886, the batter was entitled to call "high" or "low," i.e. above or below the waist; a pitch which failed to conform was "unfair." Certain pitches were defined as automatic balls in 1872: any ball delivered over the batter's head, that hit the ground in front of home plate, was delivered to the opposite side from the batter, or came within one foot of him. In 1880, the National League changed the rules so that eight "unfair balls" instead of nine were required for a walk. In 1884, the National League changed the rules so that six balls were required for a walk. In 1886, the American Association changed the rules so that six balls instead of seven were required for a walk; however, the National League changed the rules so that seven balls were required for a walk instead of six. In 1887, the National League and American Association agreed to abide by some uniform rule changes, including, for the first time, a strike zone which defined balls and strikes by rule rather than the umpire's discretion, and decreased the number of balls required for a walk to five. In 1889, the National League and the American Association decreased the number of balls required for a walk to four.
In 2017, Major League Baseball approved a rule change allowing for a batter to be walked intentionally by having the defending bench signal to the umpire. The move was met with some controversy.
A subset of the base on balls, an intentional base on balls (IBB), or intentional walk, is when the defensive team intentionally issues a walk to the batter. In Major League Baseball and many amateur leagues, an intentional base on balls is signaled to the home plate umpire by the defensive team's manager holding up four fingers, at which point the batter is awarded first base without any further pitches being thrown. In some leagues and in Major League Baseball prior to 2017, an intentional base on balls is issued when the pitcher deliberately pitches the ball away from the batter four times (or as many times as needed to get to ball four if the decision to issue the intentional walk is made with one or more balls already on the count). As with any other walk, an intentional walk entitles the batter to first base without liability to be put out, and entitles any runners to advance if forced.
Intentional walks are a strategic defensive maneuver, commonly done to bypass one hitter for one the defensive team believes is less likely to initiate a run-scoring play (e.g., a home run, sacrifice fly, or RBI base hit). Teams also commonly use intentional walks to set up a double play or force out situation for the next batter.
Jimmie Foxx, Andre Thornton, Jeff Bagwell and Bryce Harper have each been walked six times during a major league regular season game. Among pitchers, Tommy Byrne and Bruno Haas both gave up 16 bases on balls in a game. The most consecutive walks to end a game since at least 1920 (with no outs in between the walks) is five, which occurred when the Los Angeles Dodgers beat the Arizona Diamondbacks in 2019. | [
{
"paragraph_id": 0,
"text": "A base on balls (BB), also known as a walk, occurs in baseball when a batter receives four pitches during a plate appearance that the umpire calls balls, and is in turn awarded first base without the possibility of being called out. The base on balls is defined in Section 2.00 of baseball's Official Rules, and further detail is given in 6.08(a). Despite being known as a \"walk\", it is considered a faux pas for a professional player to literally walk to first base; the batter-runner and any advancing runners normally jog on such a play.",
"title": ""
},
{
"paragraph_id": 1,
"text": "The term \"base on balls\" distinguishes a walk from the other manners in which a batter can be awarded first base without liability to be put out (e.g., hit by pitch (HBP), catcher's interference). Though a base on balls, catcher's interference, or a batter hit by a pitched ball all result in the batter (and possibly runners on base) being awarded a base, the term \"walk\" usually refers only to a base on balls, and not the other methods of reaching base without the bat touching the ball. An important difference is that for a hit batter or catcher's interference, the ball is dead and no one may advance unless forced; the ball is live after a walk (see below for details).",
"title": ""
},
{
"paragraph_id": 2,
"text": "A batter who draws a base on balls is commonly said to have been \"walked\" by the pitcher. When the batter is walked, runners advance one base without liability to be put out only if forced to vacate their base to allow the batter to take first base. If a batter draws a walk with the bases loaded, all preceding runners are forced to advance, including the runner on third base who is forced to home plate to score a run; when a run is forced on a walk, the batter is credited with a run batted in per rule 9.04.",
"title": ""
},
{
"paragraph_id": 3,
"text": "Receiving a base on balls does not count as a hit or an at bat for a batter but does count as a time on base and a plate appearance. Therefore, a base on balls does not affect a player's batting average, but it can increase his on-base percentage.",
"title": ""
},
{
"paragraph_id": 4,
"text": "A hit by pitch is not counted statistically as a walk, though the effect is mostly the same, with the batter receiving a free pass to first base. One exception is that on hit-by-pitch, the ball is dead, and any runners attempting to steal on the play must return to their original base unless forced to the next base anyway. When a walk occurs, the ball is still live: any runner not forced to advance may nevertheless attempt to advance at his own risk, which might occur on a steal play, passed ball, or wild pitch. Also, because a ball is live when a base on balls occurs, runners on base forced to advance one base may attempt to advance beyond one base, at their own risk. The batter-runner himself may attempt to advance beyond first base, at his own risk. Rule 6.08 addresses this matter as well. An attempt to advance an additional base beyond the base awarded might occur when ball four is a passed ball or a wild pitch.",
"title": ""
},
{
"paragraph_id": 5,
"text": "In early baseball, there was no concept of a \"ball.\" It was created by the NABBP in 1863, originally as a sort of unsportsmanlike-conduct penalty: \"Should the pitcher repeatedly fail to deliver to the striker fair balls, for the apparent purpose of delaying the game, or for any other cause, the umpire, after warning him, shall call one ball, and if the pitcher persists in such action, two and three balls; when three balls shall have been called, the striker shall be entitled to the first base; and should any base be occupied at that time, each player occupying them shall be entitled to one base without being put out.\" Note that this rule in effect gave the pitcher 9 balls, since each penalty ball could only be called on a third offense. In 1869 the rule was modified so that only those baserunners forced to advance could advance. From 1871 through 1886, the batter was entitled to call \"high\" or \"low,\" i.e. above or below the waist; a pitch which failed to conform was \"unfair.\" Certain pitches were defined as automatic balls in 1872: any ball delivered over the batter's head, that hit the ground in front of home plate, was delivered to the opposite side from the batter, or came within one foot of him. In 1880, the National League changed the rules so that eight \"unfair balls\" instead of nine were required for a walk. In 1884, the National League changed the rules so that six balls were required for a walk. In 1886, the American Association changed the rules so that six balls instead of seven were required for a walk; however, the National League changed the rules so that seven balls were required for a walk instead of six. In 1887, the National League and American Association agreed to abide by some uniform rule changes, including, for the first time, a strike zone which defined balls and strikes by rule rather than the umpire's discretion, and decreased the number of balls required for a walk to five. In 1889, the National League and the American Association decreased the number of balls required for a walk to four.",
"title": "History"
},
{
"paragraph_id": 6,
"text": "In 2017, Major League Baseball approved a rule change allowing for a batter to be walked intentionally by having the defending bench signal to the umpire. The move was met with some controversy.",
"title": "History"
},
{
"paragraph_id": 7,
"text": "A subset of the base on balls, an intentional base on balls (IBB), or intentional walk, is when the defensive team intentionally issues a walk to the batter. In Major League Baseball and many amateur leagues, an intentional base on balls is signaled to the home plate umpire by the defensive team's manager holding up four fingers, at which point the batter is awarded first base without any further pitches being thrown. In some leagues and in Major League Baseball prior to 2017, an intentional base on balls is issued when the pitcher deliberately pitches the ball away from the batter four times (or as many times as needed to get to ball four if the decision to issue the intentional walk is made with one or more balls already on the count). As with any other walk, an intentional walk entitles the batter to first base without liability to be put out, and entitles any runners to advance if forced.",
"title": "Intentional base on balls"
},
{
"paragraph_id": 8,
"text": "Intentional walks are a strategic defensive maneuver, commonly done to bypass one hitter for one the defensive team believes is less likely to initiate a run-scoring play (e.g., a home run, sacrifice fly, or RBI base hit). Teams also commonly use intentional walks to set up a double play or force out situation for the next batter.",
"title": "Intentional base on balls"
},
{
"paragraph_id": 9,
"text": "Jimmie Foxx, Andre Thornton, Jeff Bagwell and Bryce Harper have each been walked six times during a major league regular season game. Among pitchers, Tommy Byrne and Bruno Haas both gave up 16 bases on balls in a game. The most consecutive walks to end a game since at least 1920 (with no outs in between the walks) is five, which occurred when the Los Angeles Dodgers beat the Arizona Diamondbacks in 2019.",
"title": "Major League Baseball leaders"
}
] | A base on balls (BB), also known as a walk, occurs in baseball when a batter receives four pitches during a plate appearance that the umpire calls balls, and is in turn awarded first base without the possibility of being called out. The base on balls is defined in Section 2.00 of baseball's Official Rules, and further detail is given in 6.08(a). Despite being known as a "walk", it is considered a faux pas for a professional player to literally walk to first base; the batter-runner and any advancing runners normally jog on such a play. The term "base on balls" distinguishes a walk from the other manners in which a batter can be awarded first base without liability to be put out. Though a base on balls, catcher's interference, or a batter hit by a pitched ball all result in the batter being awarded a base, the term "walk" usually refers only to a base on balls, and not the other methods of reaching base without the bat touching the ball. An important difference is that for a hit batter or catcher's interference, the ball is dead and no one may advance unless forced; the ball is live after a walk. A batter who draws a base on balls is commonly said to have been "walked" by the pitcher. When the batter is walked, runners advance one base without liability to be put out only if forced to vacate their base to allow the batter to take first base. If a batter draws a walk with the bases loaded, all preceding runners are forced to advance, including the runner on third base who is forced to home plate to score a run; when a run is forced on a walk, the batter is credited with a run batted in per rule 9.04. Receiving a base on balls does not count as a hit or an at bat for a batter but does count as a time on base and a plate appearance. Therefore, a base on balls does not affect a player's batting average, but it can increase his on-base percentage. A hit by pitch is not counted statistically as a walk, though the effect is mostly the same, with the batter receiving a free pass to first base. One exception is that on hit-by-pitch, the ball is dead, and any runners attempting to steal on the play must return to their original base unless forced to the next base anyway. When a walk occurs, the ball is still live: any runner not forced to advance may nevertheless attempt to advance at his own risk, which might occur on a steal play, passed ball, or wild pitch. Also, because a ball is live when a base on balls occurs, runners on base forced to advance one base may attempt to advance beyond one base, at their own risk. The batter-runner himself may attempt to advance beyond first base, at his own risk. Rule 6.08 addresses this matter as well. An attempt to advance an additional base beyond the base awarded might occur when ball four is a passed ball or a wild pitch. | 2002-02-25T15:51:15Z | 2023-12-14T14:27:26Z | [
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3,805 | List of Major League Baseball career total bases leaders | In baseball statistics, total bases (TB) is the number of bases a player has gained with hits. It is a weighted sum for which the weight value is 1 for a single, 2 for a double, 3 for a triple and 4 for a home run. Only bases attained from hits count toward this total. Reaching base by other means (such as a base on balls) or advancing further after the hit (such as when a subsequent batter gets a hit) does not increase the player's total bases.
The total bases divided by the number of at bats is the player's slugging average.
Hank Aaron is the career leader in total bases with 6,856. Albert Pujols (6,211), Stan Musial (6,134), and Willie Mays (6,080) are the only other players with at least 6,000 career total bases.
As of November 2023, no active players are in the top 100 for career total bases. The active leader had been Nelson Cruz in 113th with 3,847, until he announced his retirement from baseball on November 2. With Cruz's retirement, the new active total bases leader is current free agent Joey Votto in 133rd with 3,706. | [
{
"paragraph_id": 0,
"text": "In baseball statistics, total bases (TB) is the number of bases a player has gained with hits. It is a weighted sum for which the weight value is 1 for a single, 2 for a double, 3 for a triple and 4 for a home run. Only bases attained from hits count toward this total. Reaching base by other means (such as a base on balls) or advancing further after the hit (such as when a subsequent batter gets a hit) does not increase the player's total bases.",
"title": ""
},
{
"paragraph_id": 1,
"text": "The total bases divided by the number of at bats is the player's slugging average.",
"title": ""
},
{
"paragraph_id": 2,
"text": "Hank Aaron is the career leader in total bases with 6,856. Albert Pujols (6,211), Stan Musial (6,134), and Willie Mays (6,080) are the only other players with at least 6,000 career total bases.",
"title": ""
},
{
"paragraph_id": 3,
"text": "As of November 2023, no active players are in the top 100 for career total bases. The active leader had been Nelson Cruz in 113th with 3,847, until he announced his retirement from baseball on November 2. With Cruz's retirement, the new active total bases leader is current free agent Joey Votto in 133rd with 3,706.",
"title": ""
}
] | In baseball statistics, total bases (TB) is the number of bases a player has gained with hits. It is a weighted sum for which the weight value is 1 for a single, 2 for a double, 3 for a triple and 4 for a home run. Only bases attained from hits count toward this total. Reaching base by other means or advancing further after the hit does not increase the player's total bases. The total bases divided by the number of at bats is the player's slugging average. Hank Aaron is the career leader in total bases with 6,856. Albert Pujols (6,211), Stan Musial (6,134), and Willie Mays (6,080) are the only other players with at least 6,000 career total bases. As of November 2023, no active players are in the top 100 for career total bases. The active leader had been Nelson Cruz in 113th with 3,847, until he announced his retirement from baseball on November 2. With Cruz's retirement, the new active total bases leader is current free agent Joey Votto in 133rd with 3,706. | 2001-06-20T22:55:49Z | 2023-11-09T17:27:57Z | [
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"Template:Clear",
"Template:Reflist",
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] | https://en.wikipedia.org/wiki/List_of_Major_League_Baseball_career_total_bases_leaders |
3,806 | Hit by pitch | In baseball, hit by pitch (HBP) is an event in which a batter or his clothing or equipment (other than his bat) is struck directly by a pitch from the pitcher; the batter is called a hit batsman (HB). A hit batsman is awarded first base, provided that (in the plate umpire's judgment) he made an honest effort to avoid the pitch, although failure to do so is rarely called by an umpire. Being hit by a pitch is often caused by a batter standing too close to, or "crowding", home plate.
The rule dates from 1887; before that, a pitch that struck the batter was merely a ball.
Per baseball official rule 5.05(b), a batter becomes a baserunner and is awarded first base when he or his equipment (except for his bat):
If all these conditions are met, the ball is dead, and other baserunners advance if they are forced to vacate their base by the batter taking first. Rule 5.09(a) further clarifies that a hit by pitch is also called when a pitch touches a batter's clothing.
In the case where a batter swings and the pitch hits him anyway, the ball is dead and a strike is called. If the batter does not attempt to avoid the pitch, he is not awarded first base, and the pitch is ruled either a strike if in the strike zone or a ball if out of the strike zone. Umpires rarely make this call. A famous instance of a non-hit by pitch was on May 31, 1968, when Don Drysdale hit Dick Dietz with a pitch that would have forced in a run and ended Drysdale's scoreless innings streak at 44. Umpire Harry Wendelstedt ruled that Dietz made no effort to avoid the pitch; Dietz proceeded to fly out, and Drysdale's scoreless streak continued to a then-record 582⁄3 innings. Another notable example was the first game of the 2022 World Series. In the bottom of the 10th inning, Philadelphia Phillies pitcher David Robertson was pitching to Houston Astros pinch hitter Aldemys Diaz. With 2 balls and no strikes, two out and two runners in scoring position, Robertson threw a pitch inside that struck Diaz's left arm. Home plate umpire James Hoye ruled that Diaz did not attempt to avoid the pitch and called the pitch a ball. Diaz, who had begun to take first base before Hoye called time, disputed the call, and would go on to ground out to end the game.
A hit-by-pitch can also be called on a pitch that has first touched the ground before hitting the batter. Such a bouncing pitch is like any other, and if a batter is hit by such a pitch, he will be awarded first unless he made no attempt to avoid it (and he had an opportunity to avoid it).
A batter hit by a pitch is not credited with a hit or at bat, but is credited with a time on base and a plate appearance; therefore, being hit by a pitch does not increase or decrease a player's batting average but does increase his on-base percentage. A batter hit by a pitch with the bases loaded is also credited with an RBI per MLB rule 10.04(a)(2). A pitch ruled a hit by pitch is recorded as a ball in the pitcher's pitch count, since by definition the ball must be outside the strike zone and not have been swung at.
The rule awarding first base to a batter hit by a pitch was instituted in 1887.
Inside pitching is a common and legal tactic in baseball, and many players make use of brushback pitches, or pitches aimed underneath the chin, commonly referred to as "chin music", to keep players away from the plate. "Headhunter" is a common term for pitchers who have a reputation for throwing these kinds of pitches. However, throwing at a batter intentionally is illegal, and can be very dangerous. When an umpire suspects that a pitcher has thrown at a batter intentionally, but is not certain, a warning is issued to the pitcher and the managers of both teams. From that point on, any pitch thrown at a batter can cause the pitcher and the manager of the offending team to be ejected immediately from the game. Serious offenses such as a ball thrown at the head (called a beanball) can result in the immediate ejection of the pitcher, and the manager if he ordered the beanball, even without a warning. If the umpire is certain that the pitcher intentionally hit the batter with the pitch, the pitcher is ejected from the game with no warning. This infamously happened on August 15, 2018, when José Ureña was ejected from a game against the Atlanta Braves after hitting Ronald Acuña Jr. on the elbow with the first pitch of the game, which led to the Braves' and Marlins' benches emptying.
Occasionally, if a player is acting rude or unsportsmanlike, or having an extraordinarily good day, the pitcher may intentionally hit the batter, disguising it as a pitch that accidentally slipped his control. Managers may also order a pitcher to throw such a pitch (sometimes called a "plunking"). These pitches are typically aimed at the lower back and slower than normal, designed to send a message more than anything else. The opposing team usually hits a batter in retaliation for this act. The plunkings generally end there because of umpire warnings, but in some cases things can get out of hand, and sometimes they lead to the batter charging the mound, bench-clearing brawls, and several ejections.
Korea Baseball Organization third baseman Choi Jeong holds the Korean Baseball Organization hit by pitch record with 294. It is also the world record. The all-time record for a player being hit by a pitch in MLB is held by Jennings, who was hit by 287 pitches between 1891 and 1903. The modern-era record is held by Craig Biggio of the Houston Astros, who had 285 as of the end of the 2007 season when he retired. Prior to Biggio, the modern-era record belonged to Don Baylor, who was hit 267 times.
The all-time single-season record also belongs to Jennings, who was hit 51 times during the 1896 season. Ron Hunt of the 1971 Montreal Expos was hit 50 times during that year, the modern-era record. The single-game record is three, held by numerous players.
The all-time record for pitchers is held by Gus Weyhing with 277 (1887–1901). The modern-era career pitching record for most hit batsmen is 205 by Hall-of-Famer Walter Johnson. The season record is 54 by Phil Knell in 1891, and the game record is six, held by Ed Knouff and John Grimes. Brady Anderson was the first player to be hit by a pitch two times in the same inning in an American League game. On April 25, 2014, Brandon Moss became the second when he was hit twice in the top of the 9th inning by Houston Astros pitchers. Five players have been hit by a pitch twice in the same inning in the National League. On September 1, 2021, Austin Adams became the first pitcher hitting batters 20 or more times with 120 or less IPs in a season. Ed Doheny hit batters 22 times in 133.2 IP in 1900.
Three times has a perfect game been broken up by the 27th batter being hit by pitch. Hooks Wiltse, Max Scherzer, and Joe Musgrove hold this rare feat. All three finished with no-hitters after the hit by pitch. Scherzer's team was leading 6–0 and Musgrove's 3–0 when they pitched their no-hitters, but Wiltse's team was scoreless through 9; he pitched a 10-inning 1–0 no-hitter. The record for most hit batters in a no-hitter is three, held by Chris Heston of the San Francisco Giants for his 2015 effort against the New York Mets.
Postseason career records are held by Greg Maddux and Tim Wakefield—each of whom hit 9 batters—and Shane Victorino, who was hit by pitch 11 times.
One major league player died as a result of being struck by a pitch: Ray Chapman of the Cleveland Indians was hit in the head by Carl Mays on August 16, 1920, and died the next morning.
Serious injuries may result from being hit by a pitch, even when wearing a batting helmet. On August 18, 1967, Boston Red Sox batter Tony Conigliaro was hit almost directly in the left eye by a fastball thrown by Jack Hamilton of the California Angels. His cheekbone was shattered; he nearly lost the sight of the eye, was unable to play for over a year, and never regained his earlier batting ability. Batting helmets at the time were not required to have an "ear flap"; it was not until 2002 that all Major League batters were required to wear helmets with side-protection. Ron Santo was the first player to wear a helmet with an improvised ear-flap, in 1966. He had it made after he was struck by a pitch from Jack Fisher that briefly knocked him unconscious and put him on the Disabled List for two weeks with a fractured cheekbone. On September 28, 1995, Kirby Puckett, of the Minnesota Twins, was struck in the cheek by a Dennis Martínez fastball, breaking his jaw and loosening two teeth. It would be his last regular-season game; during spring training the following year he developed glaucoma, which ended his career. Most recently, Mike Piazza, then of the New York Mets, was hit in the head by a pitch from Julián Tavárez of the St. Louis Cardinals on September 10, 2005. His helmet shattered, and he suffered a concussion. Other relatively minor injuries that are possible include broken fingers or hands, broken feet, broken ribs, injuries to the knee, or groin injuries.
Since inside pitching is a legitimate tactic in baseball, courts have recognized that being hit by a pitch is an inherent risk of the game, so that players cannot sue for any resulting injuries. On April 6, 2006, in a case arising from a game involving community college baseball teams, the Supreme Court of California ruled that baseball players in California assume the risk of being hit by baseballs even if the balls were intentionally thrown so as to cause injury. In the court's words: "For better or worse, being intentionally thrown at is a fundamental part and inherent risk of the sport of baseball. It is not the function of tort law to police such conduct." | [
{
"paragraph_id": 0,
"text": "In baseball, hit by pitch (HBP) is an event in which a batter or his clothing or equipment (other than his bat) is struck directly by a pitch from the pitcher; the batter is called a hit batsman (HB). A hit batsman is awarded first base, provided that (in the plate umpire's judgment) he made an honest effort to avoid the pitch, although failure to do so is rarely called by an umpire. Being hit by a pitch is often caused by a batter standing too close to, or \"crowding\", home plate.",
"title": ""
},
{
"paragraph_id": 1,
"text": "The rule dates from 1887; before that, a pitch that struck the batter was merely a ball.",
"title": ""
},
{
"paragraph_id": 2,
"text": "Per baseball official rule 5.05(b), a batter becomes a baserunner and is awarded first base when he or his equipment (except for his bat):",
"title": "Official rule"
},
{
"paragraph_id": 3,
"text": "If all these conditions are met, the ball is dead, and other baserunners advance if they are forced to vacate their base by the batter taking first. Rule 5.09(a) further clarifies that a hit by pitch is also called when a pitch touches a batter's clothing.",
"title": "Official rule"
},
{
"paragraph_id": 4,
"text": "In the case where a batter swings and the pitch hits him anyway, the ball is dead and a strike is called. If the batter does not attempt to avoid the pitch, he is not awarded first base, and the pitch is ruled either a strike if in the strike zone or a ball if out of the strike zone. Umpires rarely make this call. A famous instance of a non-hit by pitch was on May 31, 1968, when Don Drysdale hit Dick Dietz with a pitch that would have forced in a run and ended Drysdale's scoreless innings streak at 44. Umpire Harry Wendelstedt ruled that Dietz made no effort to avoid the pitch; Dietz proceeded to fly out, and Drysdale's scoreless streak continued to a then-record 582⁄3 innings. Another notable example was the first game of the 2022 World Series. In the bottom of the 10th inning, Philadelphia Phillies pitcher David Robertson was pitching to Houston Astros pinch hitter Aldemys Diaz. With 2 balls and no strikes, two out and two runners in scoring position, Robertson threw a pitch inside that struck Diaz's left arm. Home plate umpire James Hoye ruled that Diaz did not attempt to avoid the pitch and called the pitch a ball. Diaz, who had begun to take first base before Hoye called time, disputed the call, and would go on to ground out to end the game.",
"title": "Official rule"
},
{
"paragraph_id": 5,
"text": "A hit-by-pitch can also be called on a pitch that has first touched the ground before hitting the batter. Such a bouncing pitch is like any other, and if a batter is hit by such a pitch, he will be awarded first unless he made no attempt to avoid it (and he had an opportunity to avoid it).",
"title": "Official rule"
},
{
"paragraph_id": 6,
"text": "A batter hit by a pitch is not credited with a hit or at bat, but is credited with a time on base and a plate appearance; therefore, being hit by a pitch does not increase or decrease a player's batting average but does increase his on-base percentage. A batter hit by a pitch with the bases loaded is also credited with an RBI per MLB rule 10.04(a)(2). A pitch ruled a hit by pitch is recorded as a ball in the pitcher's pitch count, since by definition the ball must be outside the strike zone and not have been swung at.",
"title": "Official rule"
},
{
"paragraph_id": 7,
"text": "The rule awarding first base to a batter hit by a pitch was instituted in 1887.",
"title": "Official rule"
},
{
"paragraph_id": 8,
"text": "Inside pitching is a common and legal tactic in baseball, and many players make use of brushback pitches, or pitches aimed underneath the chin, commonly referred to as \"chin music\", to keep players away from the plate. \"Headhunter\" is a common term for pitchers who have a reputation for throwing these kinds of pitches. However, throwing at a batter intentionally is illegal, and can be very dangerous. When an umpire suspects that a pitcher has thrown at a batter intentionally, but is not certain, a warning is issued to the pitcher and the managers of both teams. From that point on, any pitch thrown at a batter can cause the pitcher and the manager of the offending team to be ejected immediately from the game. Serious offenses such as a ball thrown at the head (called a beanball) can result in the immediate ejection of the pitcher, and the manager if he ordered the beanball, even without a warning. If the umpire is certain that the pitcher intentionally hit the batter with the pitch, the pitcher is ejected from the game with no warning. This infamously happened on August 15, 2018, when José Ureña was ejected from a game against the Atlanta Braves after hitting Ronald Acuña Jr. on the elbow with the first pitch of the game, which led to the Braves' and Marlins' benches emptying.",
"title": "Tactical use"
},
{
"paragraph_id": 9,
"text": "Occasionally, if a player is acting rude or unsportsmanlike, or having an extraordinarily good day, the pitcher may intentionally hit the batter, disguising it as a pitch that accidentally slipped his control. Managers may also order a pitcher to throw such a pitch (sometimes called a \"plunking\"). These pitches are typically aimed at the lower back and slower than normal, designed to send a message more than anything else. The opposing team usually hits a batter in retaliation for this act. The plunkings generally end there because of umpire warnings, but in some cases things can get out of hand, and sometimes they lead to the batter charging the mound, bench-clearing brawls, and several ejections.",
"title": "Tactical use"
},
{
"paragraph_id": 10,
"text": "Korea Baseball Organization third baseman Choi Jeong holds the Korean Baseball Organization hit by pitch record with 294. It is also the world record. The all-time record for a player being hit by a pitch in MLB is held by Jennings, who was hit by 287 pitches between 1891 and 1903. The modern-era record is held by Craig Biggio of the Houston Astros, who had 285 as of the end of the 2007 season when he retired. Prior to Biggio, the modern-era record belonged to Don Baylor, who was hit 267 times.",
"title": "Records"
},
{
"paragraph_id": 11,
"text": "The all-time single-season record also belongs to Jennings, who was hit 51 times during the 1896 season. Ron Hunt of the 1971 Montreal Expos was hit 50 times during that year, the modern-era record. The single-game record is three, held by numerous players.",
"title": "Records"
},
{
"paragraph_id": 12,
"text": "The all-time record for pitchers is held by Gus Weyhing with 277 (1887–1901). The modern-era career pitching record for most hit batsmen is 205 by Hall-of-Famer Walter Johnson. The season record is 54 by Phil Knell in 1891, and the game record is six, held by Ed Knouff and John Grimes. Brady Anderson was the first player to be hit by a pitch two times in the same inning in an American League game. On April 25, 2014, Brandon Moss became the second when he was hit twice in the top of the 9th inning by Houston Astros pitchers. Five players have been hit by a pitch twice in the same inning in the National League. On September 1, 2021, Austin Adams became the first pitcher hitting batters 20 or more times with 120 or less IPs in a season. Ed Doheny hit batters 22 times in 133.2 IP in 1900.",
"title": "Records"
},
{
"paragraph_id": 13,
"text": "Three times has a perfect game been broken up by the 27th batter being hit by pitch. Hooks Wiltse, Max Scherzer, and Joe Musgrove hold this rare feat. All three finished with no-hitters after the hit by pitch. Scherzer's team was leading 6–0 and Musgrove's 3–0 when they pitched their no-hitters, but Wiltse's team was scoreless through 9; he pitched a 10-inning 1–0 no-hitter. The record for most hit batters in a no-hitter is three, held by Chris Heston of the San Francisco Giants for his 2015 effort against the New York Mets.",
"title": "Records"
},
{
"paragraph_id": 14,
"text": "Postseason career records are held by Greg Maddux and Tim Wakefield—each of whom hit 9 batters—and Shane Victorino, who was hit by pitch 11 times.",
"title": "Records"
},
{
"paragraph_id": 15,
"text": "One major league player died as a result of being struck by a pitch: Ray Chapman of the Cleveland Indians was hit in the head by Carl Mays on August 16, 1920, and died the next morning.",
"title": "Dangers"
},
{
"paragraph_id": 16,
"text": "Serious injuries may result from being hit by a pitch, even when wearing a batting helmet. On August 18, 1967, Boston Red Sox batter Tony Conigliaro was hit almost directly in the left eye by a fastball thrown by Jack Hamilton of the California Angels. His cheekbone was shattered; he nearly lost the sight of the eye, was unable to play for over a year, and never regained his earlier batting ability. Batting helmets at the time were not required to have an \"ear flap\"; it was not until 2002 that all Major League batters were required to wear helmets with side-protection. Ron Santo was the first player to wear a helmet with an improvised ear-flap, in 1966. He had it made after he was struck by a pitch from Jack Fisher that briefly knocked him unconscious and put him on the Disabled List for two weeks with a fractured cheekbone. On September 28, 1995, Kirby Puckett, of the Minnesota Twins, was struck in the cheek by a Dennis Martínez fastball, breaking his jaw and loosening two teeth. It would be his last regular-season game; during spring training the following year he developed glaucoma, which ended his career. Most recently, Mike Piazza, then of the New York Mets, was hit in the head by a pitch from Julián Tavárez of the St. Louis Cardinals on September 10, 2005. His helmet shattered, and he suffered a concussion. Other relatively minor injuries that are possible include broken fingers or hands, broken feet, broken ribs, injuries to the knee, or groin injuries.",
"title": "Dangers"
},
{
"paragraph_id": 17,
"text": "Since inside pitching is a legitimate tactic in baseball, courts have recognized that being hit by a pitch is an inherent risk of the game, so that players cannot sue for any resulting injuries. On April 6, 2006, in a case arising from a game involving community college baseball teams, the Supreme Court of California ruled that baseball players in California assume the risk of being hit by baseballs even if the balls were intentionally thrown so as to cause injury. In the court's words: \"For better or worse, being intentionally thrown at is a fundamental part and inherent risk of the sport of baseball. It is not the function of tort law to police such conduct.\"",
"title": "Legal interpretation"
}
] | In baseball, hit by pitch (HBP) is an event in which a batter or his clothing or equipment is struck directly by a pitch from the pitcher; the batter is called a hit batsman (HB). A hit batsman is awarded first base, provided that he made an honest effort to avoid the pitch, although failure to do so is rarely called by an umpire. Being hit by a pitch is often caused by a batter standing too close to, or "crowding", home plate. The rule dates from 1887; before that, a pitch that struck the batter was merely a ball. | 2002-02-25T15:51:15Z | 2023-12-10T03:00:34Z | [
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3,807 | Hit (baseball) | In baseball statistics, a hit (denoted by H), also called a base hit, is credited to a batter when the batter safely reaches or passes first base after hitting the ball into fair territory with neither the benefit of an error nor a fielder's choice.
To achieve a hit, the batter must reach first base before any fielder can either tag him with the ball, throw to another player protecting the base before the batter reaches it, or tag first base while carrying the ball. The hit is scored the moment the batter reaches first base safely; if he is put out while attempting to stretch his hit to a double or triple or home run on the same play, he still gets credit for a hit (according to the last base he reached safely on the play).
If a batter reaches first base because of offensive interference by a preceding runner (including if a preceding runner is hit by a batted ball), he is also credited with a hit.
A hit for one base is called a single, for two bases a double, and for three bases a triple. A home run is also scored as a hit. Doubles, triples, and home runs are also called extra base hits.
An "infield hit" is a hit where the ball does not leave the infield. Infield hits are uncommon by nature, and most often earned by speedy runners.
A no-hitter is a game in which one of the teams prevented the other from getting a hit. Throwing a no-hitter is rare and considered an extraordinary accomplishment for a pitcher or pitching staff. In most cases in the professional game, no-hitters are accomplished by a single pitcher who throws a complete game. A pitcher who throws a no-hitter could still allow runners to reach base safely, by way of walks, errors, hit batsmen, or batter reaching base due to interference or obstruction. If the pitcher allows no runners to reach base in any manner whatsoever (hit, walk, hit batsman, error, etc.), the no-hitter is a perfect game.
In 1887, Major League Baseball counted bases on balls (walks) as hits. The result was skyrocketing batting averages, including some near .500; Tip O'Neill of the St. Louis Browns batted .485 that season, which would still be a major league record if recognized. The experiment was abandoned the following season.
There is controversy regarding how the records of 1887 should be interpreted. The number of legitimate walks and at-bats are known for all players that year, so computing averages using the same method as in other years is straightforward. In 1968, Major League Baseball formed a Special Baseball Records Committee to resolve this (and other) issues. The Committee ruled that walks in 1887 should not be counted as hits. In 2000, Major League Baseball reversed its decision, ruling that the statistics which were recognized in each year's official records should stand, even in cases where they were later proven incorrect. Most current sources list O'Neill's 1887 average as .435, as calculated by omitting his walks. He would retain his American Association batting championship. However, the variance between methods results in differing recognition for the 1887 National League batting champion. Cap Anson would be recognized, with his .421 average, if walks are included, but Sam Thompson would be the champion at .372 if they are not.
The official rulebook of Major League Baseball states in Rule 10.05:
Rule 10.05(a) Comment: In applying Rule 10.05(a), the official scorer shall always give the batter the benefit of the doubt. A safe course for the official scorer to follow is to score a hit when exceptionally good fielding of a ball fails to result in a putout. | [
{
"paragraph_id": 0,
"text": "In baseball statistics, a hit (denoted by H), also called a base hit, is credited to a batter when the batter safely reaches or passes first base after hitting the ball into fair territory with neither the benefit of an error nor a fielder's choice.",
"title": ""
},
{
"paragraph_id": 1,
"text": "To achieve a hit, the batter must reach first base before any fielder can either tag him with the ball, throw to another player protecting the base before the batter reaches it, or tag first base while carrying the ball. The hit is scored the moment the batter reaches first base safely; if he is put out while attempting to stretch his hit to a double or triple or home run on the same play, he still gets credit for a hit (according to the last base he reached safely on the play).",
"title": "Scoring a hit"
},
{
"paragraph_id": 2,
"text": "If a batter reaches first base because of offensive interference by a preceding runner (including if a preceding runner is hit by a batted ball), he is also credited with a hit.",
"title": "Scoring a hit"
},
{
"paragraph_id": 3,
"text": "A hit for one base is called a single, for two bases a double, and for three bases a triple. A home run is also scored as a hit. Doubles, triples, and home runs are also called extra base hits.",
"title": "Scoring a hit"
},
{
"paragraph_id": 4,
"text": "An \"infield hit\" is a hit where the ball does not leave the infield. Infield hits are uncommon by nature, and most often earned by speedy runners.",
"title": "Scoring a hit"
},
{
"paragraph_id": 5,
"text": "A no-hitter is a game in which one of the teams prevented the other from getting a hit. Throwing a no-hitter is rare and considered an extraordinary accomplishment for a pitcher or pitching staff. In most cases in the professional game, no-hitters are accomplished by a single pitcher who throws a complete game. A pitcher who throws a no-hitter could still allow runners to reach base safely, by way of walks, errors, hit batsmen, or batter reaching base due to interference or obstruction. If the pitcher allows no runners to reach base in any manner whatsoever (hit, walk, hit batsman, error, etc.), the no-hitter is a perfect game.",
"title": "Pitching a no-hitter"
},
{
"paragraph_id": 6,
"text": "In 1887, Major League Baseball counted bases on balls (walks) as hits. The result was skyrocketing batting averages, including some near .500; Tip O'Neill of the St. Louis Browns batted .485 that season, which would still be a major league record if recognized. The experiment was abandoned the following season.",
"title": "1887 discrepancy"
},
{
"paragraph_id": 7,
"text": "There is controversy regarding how the records of 1887 should be interpreted. The number of legitimate walks and at-bats are known for all players that year, so computing averages using the same method as in other years is straightforward. In 1968, Major League Baseball formed a Special Baseball Records Committee to resolve this (and other) issues. The Committee ruled that walks in 1887 should not be counted as hits. In 2000, Major League Baseball reversed its decision, ruling that the statistics which were recognized in each year's official records should stand, even in cases where they were later proven incorrect. Most current sources list O'Neill's 1887 average as .435, as calculated by omitting his walks. He would retain his American Association batting championship. However, the variance between methods results in differing recognition for the 1887 National League batting champion. Cap Anson would be recognized, with his .421 average, if walks are included, but Sam Thompson would be the champion at .372 if they are not.",
"title": "1887 discrepancy"
},
{
"paragraph_id": 8,
"text": "The official rulebook of Major League Baseball states in Rule 10.05:",
"title": "Major League Baseball rules"
},
{
"paragraph_id": 9,
"text": "Rule 10.05(a) Comment: In applying Rule 10.05(a), the official scorer shall always give the batter the benefit of the doubt. A safe course for the official scorer to follow is to score a hit when exceptionally good fielding of a ball fails to result in a putout.",
"title": "Major League Baseball rules"
}
] | In baseball statistics, a hit, also called a base hit, is credited to a batter when the batter safely reaches or passes first base after hitting the ball into fair territory with neither the benefit of an error nor a fielder's choice. | 2023-06-21T02:25:16Z | [
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|
3,808 | On-base percentage | In baseball statistics, on-base percentage (OBP) measures how frequently a batter reaches base. An official Major League Baseball (MLB) statistic since 1984, it is sometimes referred to as on-base average (OBA), as it is rarely presented as a true percentage.
Generally defined as "how frequently a batter reaches base per plate appearance", OBP is specifically calculated as the ratio of a batter's times on base (the sum of hits, bases on balls, and times hit by pitch) to the sum of at bats, bases on balls, hit by pitch, and sacrifice flies. OBP does not credit the batter for reaching base on fielding errors, fielder's choice, uncaught third strikes, fielder's obstruction, or catcher's interference.
OBP is added to slugging average (SLG) to determine on-base plus slugging (OPS).
The OBP of all batters faced by one pitcher or team is referred to as "on-base against".
On-base percentage is calculable for professional teams dating back to the first year of National Association of Professional Base Ball Players competition in 1871, because the component values of its formula have been recorded in box scores ever since.
The statistic was invented in the late 1940s by Brooklyn Dodgers statistician Allan Roth with then-Dodgers general manager Branch Rickey. In 1954, Rickey, who was then the general manager of the Pittsburgh Pirates, was featured in a Life Magazine graphic in which the formula for on-base percentage was shown as the first component of an all-encompassing "offense" equation. However, it was not named as on-base percentage, and there is little evidence that Roth's statistic was taken seriously at the time by the baseball community at large.
On-base percentage became an official MLB statistic in 1984. Its perceived importance jumped after the influential 2003 book Moneyball highlighted Oakland Athletics general manager Billy Beane's focus on the statistic. Many baseball observers, particularly those influenced by the field of sabermetrics, now consider on-base percentage superior to the statistic traditionally used to measure offensive skill, batting average, which accounts for hits but ignores other ways a batter can reach base.
Traditionally, players with the best on-base percentages bat as leadoff hitter, unless they are power hitters, who traditionally bat slightly lower in the batting order. The league average for on-base percentage in Major League Baseball has varied considerably over time; at its peak in the late 1990s, it was around .340, whereas it was typically .300 during the dead-ball era. On-base percentage can also vary quite considerably from player to player. The highest career OBP of a batter with more than 3,000 plate appearances is .482 by Ted Williams. The lowest is by Bill Bergen, who had an OBP of .194.
On-base percentage is calculated using this formula:
where
In certain unofficial calculations, the denominator is simplified and replaced by Plate Appearance (PA); however, the calculation PAs includes certain infrequent events that will slightly lower the calculated OBP (i.e. catcher's interference, and sacrifice bunts). Sacrifice bunts are excluded from consideration on the basis that they are usually imposed by the manager with the expectation that the batter will not reach base, and thus do not accurately reflect the batter's ability to reach base when attempting to do so. This is in contrast with the sacrifice fly, which is generally unintentional; the batter was trying for a hit. | [
{
"paragraph_id": 0,
"text": "In baseball statistics, on-base percentage (OBP) measures how frequently a batter reaches base. An official Major League Baseball (MLB) statistic since 1984, it is sometimes referred to as on-base average (OBA), as it is rarely presented as a true percentage.",
"title": ""
},
{
"paragraph_id": 1,
"text": "Generally defined as \"how frequently a batter reaches base per plate appearance\", OBP is specifically calculated as the ratio of a batter's times on base (the sum of hits, bases on balls, and times hit by pitch) to the sum of at bats, bases on balls, hit by pitch, and sacrifice flies. OBP does not credit the batter for reaching base on fielding errors, fielder's choice, uncaught third strikes, fielder's obstruction, or catcher's interference.",
"title": ""
},
{
"paragraph_id": 2,
"text": "OBP is added to slugging average (SLG) to determine on-base plus slugging (OPS).",
"title": ""
},
{
"paragraph_id": 3,
"text": "The OBP of all batters faced by one pitcher or team is referred to as \"on-base against\".",
"title": ""
},
{
"paragraph_id": 4,
"text": "On-base percentage is calculable for professional teams dating back to the first year of National Association of Professional Base Ball Players competition in 1871, because the component values of its formula have been recorded in box scores ever since.",
"title": ""
},
{
"paragraph_id": 5,
"text": "The statistic was invented in the late 1940s by Brooklyn Dodgers statistician Allan Roth with then-Dodgers general manager Branch Rickey. In 1954, Rickey, who was then the general manager of the Pittsburgh Pirates, was featured in a Life Magazine graphic in which the formula for on-base percentage was shown as the first component of an all-encompassing \"offense\" equation. However, it was not named as on-base percentage, and there is little evidence that Roth's statistic was taken seriously at the time by the baseball community at large.",
"title": "History"
},
{
"paragraph_id": 6,
"text": "On-base percentage became an official MLB statistic in 1984. Its perceived importance jumped after the influential 2003 book Moneyball highlighted Oakland Athletics general manager Billy Beane's focus on the statistic. Many baseball observers, particularly those influenced by the field of sabermetrics, now consider on-base percentage superior to the statistic traditionally used to measure offensive skill, batting average, which accounts for hits but ignores other ways a batter can reach base.",
"title": "History"
},
{
"paragraph_id": 7,
"text": "Traditionally, players with the best on-base percentages bat as leadoff hitter, unless they are power hitters, who traditionally bat slightly lower in the batting order. The league average for on-base percentage in Major League Baseball has varied considerably over time; at its peak in the late 1990s, it was around .340, whereas it was typically .300 during the dead-ball era. On-base percentage can also vary quite considerably from player to player. The highest career OBP of a batter with more than 3,000 plate appearances is .482 by Ted Williams. The lowest is by Bill Bergen, who had an OBP of .194.",
"title": "Overview"
},
{
"paragraph_id": 8,
"text": "On-base percentage is calculated using this formula:",
"title": "Overview"
},
{
"paragraph_id": 9,
"text": "where",
"title": "Overview"
},
{
"paragraph_id": 10,
"text": "In certain unofficial calculations, the denominator is simplified and replaced by Plate Appearance (PA); however, the calculation PAs includes certain infrequent events that will slightly lower the calculated OBP (i.e. catcher's interference, and sacrifice bunts). Sacrifice bunts are excluded from consideration on the basis that they are usually imposed by the manager with the expectation that the batter will not reach base, and thus do not accurately reflect the batter's ability to reach base when attempting to do so. This is in contrast with the sacrifice fly, which is generally unintentional; the batter was trying for a hit.",
"title": "Overview"
}
] | In baseball statistics, on-base percentage (OBP) measures how frequently a batter reaches base. An official Major League Baseball (MLB) statistic since 1984, it is sometimes referred to as on-base average (OBA), as it is rarely presented as a true percentage. Generally defined as "how frequently a batter reaches base per plate appearance", OBP is specifically calculated as the ratio of a batter's times on base to the sum of at bats, bases on balls, hit by pitch, and sacrifice flies. OBP does not credit the batter for reaching base on fielding errors, fielder's choice, uncaught third strikes, fielder's obstruction, or catcher's interference. OBP is added to slugging average (SLG) to determine on-base plus slugging (OPS). The OBP of all batters faced by one pitcher or team is referred to as "on-base against". On-base percentage is calculable for professional teams dating back to the first year of National Association of Professional Base Ball Players competition in 1871, because the component values of its formula have been recorded in box scores ever since. | 2002-02-25T15:51:15Z | 2023-10-09T21:04:38Z | [
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3,809 | Sacrifice fly | In baseball, a sacrifice fly (sometimes abbreviated to sac fly) is defined by Rule 9.08(d): "Score a sacrifice fly when, before two are out, the batter hits a ball in flight handled by an outfielder or an infielder running in the outfield in fair or foul territory that
They are so named because the batter allows a teammate to score a run, while "sacrificing" his or her ability to do so. They are traditionally recorded in box scores with the designation "SF".
As addressed within Rule 9.02(a)(1) of the Official Baseball Rules a sacrifice fly is not counted as a time at bat for the batter, though the batter is credited with a run batted in. The same is true with a bases-loaded walk.
The purpose of not counting a sacrifice fly as an at-bat is to avoid penalizing hitters for a successful action. The sacrifice fly is one of two instances in baseball where a batter is not charged with a time at bat after putting a ball in play; the other is the sacrifice hit (also known as a sacrifice bunt). But, while a sacrifice fly does not affect a player's batting average, it counts as a plate appearance and lowers the on-base percentage. A player on a hitting streak will have end it with no official at-bats but a sacrifice fly.
Unlike a sacrifice bunt, which may be scored if a runner advances from any base to any base, a sacrifice fly is only credited if a runner scores on the play. Therefore, when a runner on first or second base tags on a fly ball and advances no further than third base, no sacrifice is given and the batter is charged with an at-bat. Also, if a runner tags and advances from second base (or, theoretically, from first base) all the way to home and scores (without an intervening error) the batter is credited with a sacrifice fly, as well as a second RBI if a runner on third also scores. At the professional level this will only typically occur in unusual circumstances that prevent the defense from making an immediate throw back to the infield, such as an outfielder colliding with the wall while making a catch on the warning track.
The sacrifice fly is credited even if another runner is put out so long as the run scores. The sacrifice fly is credited on a dropped ball even if another runner is forced out by reason of the batter becoming a runner.
On any fly ball, a runner can initiate an attempt to advance bases as soon as a fielder touches the ball by tagging up, even before the fielder has full control of the ball.
The most sacrifice flies by a team in one game in Major League Baseball (MLB) is five; the record was established by the Seattle Mariners in 1988, tied by the Colorado Rockies in 2006, and tied again by the Mariners in 2008.
Five MLB teams have collected three sacrifice flies in an inning: the Chicago White Sox (fifth inning, July 1, 1962 against the Cleveland Indians); the New York Yankees twice (fourth inning, June 29, 2000 against the Detroit Tigers and third inning, August 19, 2000 against the Anaheim Angels); the New York Mets (second inning, June 24, 2005 against the Yankees); and the Houston Astros (seventh inning, June 26, 2005 against the Texas Rangers). In these cases one or more of the flies did not result in a putout due to an error.
Since the rule was reinstated in its present form in MLB in 1954, Gil Hodges of the Dodgers holds the record for most sacrifice flies in one season with 19, in 1954; Eddie Murray holds the MLB record for most sacrifice flies in a career with 128.
As of the end of the 2021 Major League Baseball season, the ten players who had hit the most sacrifice flies were as follows:
Only once has the World Series been won on a sac fly. In 1912, Larry Gardner of the Boston Red Sox hit a fly ball off a pitch from the New York Giants' Christy Mathewson. Steve Yerkes tagged up and scored from third base to win game 8 in the tenth inning and take the series for the Red Sox.
Batters have not been charged with a time at-bat for a sacrifice hit since 1893, but baseball has changed the sacrifice fly rule multiple times. The sacrifice fly as a statistical category was instituted in 1908, only to be discontinued in 1931. The rule was again adopted in 1939, only to be eliminated again in 1940, before being adopted for the last time in 1954. For some baseball fans, it is significant that the sacrifice-fly rule was eliminated in 1940 because, in 1941, Ted Williams was hitting .39955 on the last day of the season and needed one hit in a doubleheader against the Philadelphia A's to become the first hitter since Bill Terry in 1930 to hit .400. He got six hits, finishing with an official .406 average, the last player in over 80 years to bat .400 or more in the American or National League. In his book Baseball and Other Matters in 1941 author Robert Creamer, citing estimates, points out that if Williams' 14 at-bats on sacrifice flies that year were deducted from the 456 official at-bats he was charged with, his final average in 1941 would have been .419. | [
{
"paragraph_id": 0,
"text": "In baseball, a sacrifice fly (sometimes abbreviated to sac fly) is defined by Rule 9.08(d): \"Score a sacrifice fly when, before two are out, the batter hits a ball in flight handled by an outfielder or an infielder running in the outfield in fair or foul territory that",
"title": ""
},
{
"paragraph_id": 1,
"text": "They are so named because the batter allows a teammate to score a run, while \"sacrificing\" his or her ability to do so. They are traditionally recorded in box scores with the designation \"SF\".",
"title": ""
},
{
"paragraph_id": 2,
"text": "As addressed within Rule 9.02(a)(1) of the Official Baseball Rules a sacrifice fly is not counted as a time at bat for the batter, though the batter is credited with a run batted in. The same is true with a bases-loaded walk.",
"title": "Rules"
},
{
"paragraph_id": 3,
"text": "The purpose of not counting a sacrifice fly as an at-bat is to avoid penalizing hitters for a successful action. The sacrifice fly is one of two instances in baseball where a batter is not charged with a time at bat after putting a ball in play; the other is the sacrifice hit (also known as a sacrifice bunt). But, while a sacrifice fly does not affect a player's batting average, it counts as a plate appearance and lowers the on-base percentage. A player on a hitting streak will have end it with no official at-bats but a sacrifice fly.",
"title": "Rules"
},
{
"paragraph_id": 4,
"text": "Unlike a sacrifice bunt, which may be scored if a runner advances from any base to any base, a sacrifice fly is only credited if a runner scores on the play. Therefore, when a runner on first or second base tags on a fly ball and advances no further than third base, no sacrifice is given and the batter is charged with an at-bat. Also, if a runner tags and advances from second base (or, theoretically, from first base) all the way to home and scores (without an intervening error) the batter is credited with a sacrifice fly, as well as a second RBI if a runner on third also scores. At the professional level this will only typically occur in unusual circumstances that prevent the defense from making an immediate throw back to the infield, such as an outfielder colliding with the wall while making a catch on the warning track.",
"title": "Rules"
},
{
"paragraph_id": 5,
"text": "The sacrifice fly is credited even if another runner is put out so long as the run scores. The sacrifice fly is credited on a dropped ball even if another runner is forced out by reason of the batter becoming a runner.",
"title": "Rules"
},
{
"paragraph_id": 6,
"text": "On any fly ball, a runner can initiate an attempt to advance bases as soon as a fielder touches the ball by tagging up, even before the fielder has full control of the ball.",
"title": "Rules"
},
{
"paragraph_id": 7,
"text": "The most sacrifice flies by a team in one game in Major League Baseball (MLB) is five; the record was established by the Seattle Mariners in 1988, tied by the Colorado Rockies in 2006, and tied again by the Mariners in 2008.",
"title": "Records"
},
{
"paragraph_id": 8,
"text": "Five MLB teams have collected three sacrifice flies in an inning: the Chicago White Sox (fifth inning, July 1, 1962 against the Cleveland Indians); the New York Yankees twice (fourth inning, June 29, 2000 against the Detroit Tigers and third inning, August 19, 2000 against the Anaheim Angels); the New York Mets (second inning, June 24, 2005 against the Yankees); and the Houston Astros (seventh inning, June 26, 2005 against the Texas Rangers). In these cases one or more of the flies did not result in a putout due to an error.",
"title": "Records"
},
{
"paragraph_id": 9,
"text": "Since the rule was reinstated in its present form in MLB in 1954, Gil Hodges of the Dodgers holds the record for most sacrifice flies in one season with 19, in 1954; Eddie Murray holds the MLB record for most sacrifice flies in a career with 128.",
"title": "Records"
},
{
"paragraph_id": 10,
"text": "As of the end of the 2021 Major League Baseball season, the ten players who had hit the most sacrifice flies were as follows:",
"title": "Records"
},
{
"paragraph_id": 11,
"text": "Only once has the World Series been won on a sac fly. In 1912, Larry Gardner of the Boston Red Sox hit a fly ball off a pitch from the New York Giants' Christy Mathewson. Steve Yerkes tagged up and scored from third base to win game 8 in the tenth inning and take the series for the Red Sox.",
"title": "Records"
},
{
"paragraph_id": 12,
"text": "Batters have not been charged with a time at-bat for a sacrifice hit since 1893, but baseball has changed the sacrifice fly rule multiple times. The sacrifice fly as a statistical category was instituted in 1908, only to be discontinued in 1931. The rule was again adopted in 1939, only to be eliminated again in 1940, before being adopted for the last time in 1954. For some baseball fans, it is significant that the sacrifice-fly rule was eliminated in 1940 because, in 1941, Ted Williams was hitting .39955 on the last day of the season and needed one hit in a doubleheader against the Philadelphia A's to become the first hitter since Bill Terry in 1930 to hit .400. He got six hits, finishing with an official .406 average, the last player in over 80 years to bat .400 or more in the American or National League. In his book Baseball and Other Matters in 1941 author Robert Creamer, citing estimates, points out that if Williams' 14 at-bats on sacrifice flies that year were deducted from the 456 official at-bats he was charged with, his final average in 1941 would have been .419.",
"title": "History"
}
] | In baseball, a sacrifice fly is defined by Rule 9.08(d):
"Score a sacrifice fly when, before two are out, the batter hits a ball in flight handled by an outfielder or an infielder running in the outfield in fair or foul territory that is caught, and a run scores after the catch, or
is dropped, and a runner scores, if in the scorer's judgment the runner could have scored after the catch had the fly ball been caught." They are so named because the batter allows a teammate to score a run, while "sacrificing" his or her ability to do so. They are traditionally recorded in box scores with the designation "SF". | 2002-02-25T15:51:15Z | 2023-08-17T01:30:15Z | [
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] | https://en.wikipedia.org/wiki/Sacrifice_fly |
3,810 | On-base plus slugging | On-base plus slugging (OPS) is a sabermetric baseball statistic calculated as the sum of a player's on-base percentage and slugging percentage. The ability of a player both to get on base and to hit for power, two important offensive skills, are represented. An OPS of .800 or higher in Major League Baseball puts the player in the upper echelon of hitters. Typically, the league leader in OPS will score near, and sometimes above, the 1.000 mark.
The basic equation is
O P S = O B P + S L G {\displaystyle OPS=OBP+SLG\,}
where OBP is on-base percentage and SLG is slugging average. These averages are defined below as:
O B P = H + B B + H B P A B + B B + S F + H B P {\displaystyle OBP={\frac {H+BB+HBP}{AB+BB+SF+HBP}}}
- the numerator "H + BB + HBP" effectively means "number of trips to first base at least"
- the denominator "AB + BB + SF + HBP" effectively means "total plate appearances", but does not include sacrifice bunts
This is because though a batter makes a trip to the plate he is not given an "AB" when he walks (BB or HBP) or when he hits the ball into play and is called out, but the action allows a run to score (SF). As a result, the 4 counts (AB + BB + SF +HBP) are needed to calculate a batter's total trips to the plate.
and
S L G = T B A B {\displaystyle SLG={\frac {TB}{AB}}}
where:
In one equation, OPS can be represented as:
O P S = A B ∗ ( H + B B + H B P ) + T B ∗ ( A B + B B + S F + H B P ) A B ∗ ( A B + B B + S F + H B P ) {\displaystyle OPS={\frac {AB*(H+BB+HBP)+TB*(AB+BB+SF+HBP)}{AB*(AB+BB+SF+HBP)}}}
On-base plus slugging was first popularized in 1984 by John Thorn and Pete Palmer's book, The Hidden Game of Baseball. The New York Times then began carrying the leaders in this statistic in its weekly "By the Numbers" box, a feature that continued for four years. Baseball journalist Peter Gammons used and evangelized the statistic, and other writers and broadcasters picked it up. The popularity of OPS gradually spread, and by 2004 it began appearing on Topps baseball cards.
OPS was formerly sometimes known as production. For instance, production was included in early versions of Thorn's Total Baseball encyclopedia, and in the Strat-O-Matic Computer Baseball game. This term has fallen out of use.
OPS gained popularity because of the availability of its components, OBP and SLG, and that team OPS correlates well with team runs scored.
Bill James, in his essay titled "The 96 Families of Hitters" uses seven different categories for classification by OPS:
This effectively transforms OPS into a seven-point ordinal scale. Substituting quality labels such as excellent (A), very good (B), good (C), average (D), fair (E), poor (F) and very poor (G) for the A–G categories creates a subjective reference for OPS values.
The top ten Major League Baseball players in lifetime OPS, with at least 3,000 plate appearances as of August 11, 2023, were:
The top four were all left-handed batters. Jimmie Foxx has the highest career OPS for a right-handed batter.
The top ten single-season performances in MLB are (all left-handed hitters):
The highest single-season mark for a right-handed hitter was 1.2449 by Rogers Hornsby in 1925, 13th on the all-time list. Since 1935, the highest single-season OPS for a right-hander is 1.2224 by Mark McGwire in 1998, which was 16th all-time.
OPS+, adjusted OPS, is a closely related statistic. OPS+ is OPS adjusted for the park and the league in which the player played. An OPS+ of 100 is defined to be the league average. An OPS+ of 150 or more is excellent and 125 very good, while an OPS+ of 75 or below is poor.
The basic equation for OPS+ is
O P S + = 100 ∗ ( O B P ∗ l g O B P + S L G ∗ l g S L G − 1 ) {\displaystyle OPS+=100*({\frac {OBP}{*lgOBP}}+{\frac {SLG}{*lgSLG}}-1)}
where *lgOBP is the park adjusted OBP of the league (not counting pitchers hitting) and *lgSLG is the park adjusted SLG of the league.
A common misconception is that OPS+ closely matches the ratio of a player's OPS to that of their league. In fact, due to the additive nature of the two components in OPS+, a player with an OBP and SLG both 50% better than league average in those metrics will have an OPS+ of 200 (twice the league average OPS+) while still having an OPS that is only 50% better than the average OPS of the league. It would be a better (although not exact) approximation to say that a player with an OPS+ of 150 produces 50% more runs, in a given set of plate appearances, as a player with an OPS+ of 100 (though see clarification above, under "History").
Through the end of the 2019 season, the career top twenty leaders in OPS+ (minimum 3,000 plate appearances) were:
The only purely right-handed batters to appear on this list are Browning, Hornsby, Foxx, Orr, Trout, McGwire, Allen, Mays, and Thomas. Mantle is the only switch-hitter in the group.
The highest single-season performances were:
* - Fred Dunlap's historic 1884 season came in the Union Association, which some baseball experts consider not to be a true major league.
** - Ross Barnes may have been aided by a rule that made a bunt fair if it first rolled in fair territory. He did not play nearly so well when this rule was removed, although injuries may have been mostly to blame, as his fielding statistics similarly declined.
If Dunlap's and Barnes's seasons were to be eliminated from the list, two other Ruth seasons (1926 and 1927) would be on the list. This would also eliminate the only two right-handed batters in the list.
Despite its simple calculation, OPS is a controversial measurement. OPS weighs on-base percentage and slugging percentage equally. However, on-base percentage correlates better with scoring runs. Statistics such as wOBA build on this distinction using linear weights. Additionally, the components of OPS are not typically equal (league-average slugging percentages are usually 75–100 points higher than league-average on-base percentages). As a point of reference, the OPS for all of Major League Baseball in 2019 was .758. | [
{
"paragraph_id": 0,
"text": "On-base plus slugging (OPS) is a sabermetric baseball statistic calculated as the sum of a player's on-base percentage and slugging percentage. The ability of a player both to get on base and to hit for power, two important offensive skills, are represented. An OPS of .800 or higher in Major League Baseball puts the player in the upper echelon of hitters. Typically, the league leader in OPS will score near, and sometimes above, the 1.000 mark.",
"title": ""
},
{
"paragraph_id": 1,
"text": "The basic equation is",
"title": "Equation"
},
{
"paragraph_id": 2,
"text": "O P S = O B P + S L G {\\displaystyle OPS=OBP+SLG\\,}",
"title": "Equation"
},
{
"paragraph_id": 3,
"text": "where OBP is on-base percentage and SLG is slugging average. These averages are defined below as:",
"title": "Equation"
},
{
"paragraph_id": 4,
"text": "O B P = H + B B + H B P A B + B B + S F + H B P {\\displaystyle OBP={\\frac {H+BB+HBP}{AB+BB+SF+HBP}}}",
"title": "Equation"
},
{
"paragraph_id": 5,
"text": "- the numerator \"H + BB + HBP\" effectively means \"number of trips to first base at least\"",
"title": "Equation"
},
{
"paragraph_id": 6,
"text": "- the denominator \"AB + BB + SF + HBP\" effectively means \"total plate appearances\", but does not include sacrifice bunts",
"title": "Equation"
},
{
"paragraph_id": 7,
"text": "This is because though a batter makes a trip to the plate he is not given an \"AB\" when he walks (BB or HBP) or when he hits the ball into play and is called out, but the action allows a run to score (SF). As a result, the 4 counts (AB + BB + SF +HBP) are needed to calculate a batter's total trips to the plate.",
"title": "Equation"
},
{
"paragraph_id": 8,
"text": "and",
"title": "Equation"
},
{
"paragraph_id": 9,
"text": "S L G = T B A B {\\displaystyle SLG={\\frac {TB}{AB}}}",
"title": "Equation"
},
{
"paragraph_id": 10,
"text": "where:",
"title": "Equation"
},
{
"paragraph_id": 11,
"text": "In one equation, OPS can be represented as:",
"title": "Equation"
},
{
"paragraph_id": 12,
"text": "O P S = A B ∗ ( H + B B + H B P ) + T B ∗ ( A B + B B + S F + H B P ) A B ∗ ( A B + B B + S F + H B P ) {\\displaystyle OPS={\\frac {AB*(H+BB+HBP)+TB*(AB+BB+SF+HBP)}{AB*(AB+BB+SF+HBP)}}}",
"title": "Equation"
},
{
"paragraph_id": 13,
"text": "On-base plus slugging was first popularized in 1984 by John Thorn and Pete Palmer's book, The Hidden Game of Baseball. The New York Times then began carrying the leaders in this statistic in its weekly \"By the Numbers\" box, a feature that continued for four years. Baseball journalist Peter Gammons used and evangelized the statistic, and other writers and broadcasters picked it up. The popularity of OPS gradually spread, and by 2004 it began appearing on Topps baseball cards.",
"title": "History"
},
{
"paragraph_id": 14,
"text": "OPS was formerly sometimes known as production. For instance, production was included in early versions of Thorn's Total Baseball encyclopedia, and in the Strat-O-Matic Computer Baseball game. This term has fallen out of use.",
"title": "History"
},
{
"paragraph_id": 15,
"text": "OPS gained popularity because of the availability of its components, OBP and SLG, and that team OPS correlates well with team runs scored.",
"title": "History"
},
{
"paragraph_id": 16,
"text": "Bill James, in his essay titled \"The 96 Families of Hitters\" uses seven different categories for classification by OPS:",
"title": "An OPS scale"
},
{
"paragraph_id": 17,
"text": "This effectively transforms OPS into a seven-point ordinal scale. Substituting quality labels such as excellent (A), very good (B), good (C), average (D), fair (E), poor (F) and very poor (G) for the A–G categories creates a subjective reference for OPS values.",
"title": "An OPS scale"
},
{
"paragraph_id": 18,
"text": "The top ten Major League Baseball players in lifetime OPS, with at least 3,000 plate appearances as of August 11, 2023, were:",
"title": "Leaders"
},
{
"paragraph_id": 19,
"text": "The top four were all left-handed batters. Jimmie Foxx has the highest career OPS for a right-handed batter.",
"title": "Leaders"
},
{
"paragraph_id": 20,
"text": "The top ten single-season performances in MLB are (all left-handed hitters):",
"title": "Leaders"
},
{
"paragraph_id": 21,
"text": "The highest single-season mark for a right-handed hitter was 1.2449 by Rogers Hornsby in 1925, 13th on the all-time list. Since 1935, the highest single-season OPS for a right-hander is 1.2224 by Mark McGwire in 1998, which was 16th all-time.",
"title": "Leaders"
},
{
"paragraph_id": 22,
"text": "OPS+, adjusted OPS, is a closely related statistic. OPS+ is OPS adjusted for the park and the league in which the player played. An OPS+ of 100 is defined to be the league average. An OPS+ of 150 or more is excellent and 125 very good, while an OPS+ of 75 or below is poor.",
"title": "Adjusted OPS (OPS+)"
},
{
"paragraph_id": 23,
"text": "The basic equation for OPS+ is",
"title": "Adjusted OPS (OPS+)"
},
{
"paragraph_id": 24,
"text": "O P S + = 100 ∗ ( O B P ∗ l g O B P + S L G ∗ l g S L G − 1 ) {\\displaystyle OPS+=100*({\\frac {OBP}{*lgOBP}}+{\\frac {SLG}{*lgSLG}}-1)}",
"title": "Adjusted OPS (OPS+)"
},
{
"paragraph_id": 25,
"text": "where *lgOBP is the park adjusted OBP of the league (not counting pitchers hitting) and *lgSLG is the park adjusted SLG of the league.",
"title": "Adjusted OPS (OPS+)"
},
{
"paragraph_id": 26,
"text": "A common misconception is that OPS+ closely matches the ratio of a player's OPS to that of their league. In fact, due to the additive nature of the two components in OPS+, a player with an OBP and SLG both 50% better than league average in those metrics will have an OPS+ of 200 (twice the league average OPS+) while still having an OPS that is only 50% better than the average OPS of the league. It would be a better (although not exact) approximation to say that a player with an OPS+ of 150 produces 50% more runs, in a given set of plate appearances, as a player with an OPS+ of 100 (though see clarification above, under \"History\").",
"title": "Adjusted OPS (OPS+)"
},
{
"paragraph_id": 27,
"text": "Through the end of the 2019 season, the career top twenty leaders in OPS+ (minimum 3,000 plate appearances) were:",
"title": "Adjusted OPS (OPS+)"
},
{
"paragraph_id": 28,
"text": "The only purely right-handed batters to appear on this list are Browning, Hornsby, Foxx, Orr, Trout, McGwire, Allen, Mays, and Thomas. Mantle is the only switch-hitter in the group.",
"title": "Adjusted OPS (OPS+)"
},
{
"paragraph_id": 29,
"text": "The highest single-season performances were:",
"title": "Adjusted OPS (OPS+)"
},
{
"paragraph_id": 30,
"text": "* - Fred Dunlap's historic 1884 season came in the Union Association, which some baseball experts consider not to be a true major league.",
"title": "Adjusted OPS (OPS+)"
},
{
"paragraph_id": 31,
"text": "** - Ross Barnes may have been aided by a rule that made a bunt fair if it first rolled in fair territory. He did not play nearly so well when this rule was removed, although injuries may have been mostly to blame, as his fielding statistics similarly declined.",
"title": "Adjusted OPS (OPS+)"
},
{
"paragraph_id": 32,
"text": "If Dunlap's and Barnes's seasons were to be eliminated from the list, two other Ruth seasons (1926 and 1927) would be on the list. This would also eliminate the only two right-handed batters in the list.",
"title": "Adjusted OPS (OPS+)"
},
{
"paragraph_id": 33,
"text": "Despite its simple calculation, OPS is a controversial measurement. OPS weighs on-base percentage and slugging percentage equally. However, on-base percentage correlates better with scoring runs. Statistics such as wOBA build on this distinction using linear weights. Additionally, the components of OPS are not typically equal (league-average slugging percentages are usually 75–100 points higher than league-average on-base percentages). As a point of reference, the OPS for all of Major League Baseball in 2019 was .758.",
"title": "Criticism"
}
] | On-base plus slugging (OPS) is a sabermetric baseball statistic calculated as the sum of a player's on-base percentage and slugging percentage. The ability of a player both to get on base and to hit for power, two important offensive skills, are represented. An OPS of .800 or higher in Major League Baseball puts the player in the upper echelon of hitters. Typically, the league leader in OPS will score near, and sometimes above, the 1.000 mark. | 2001-06-22T16:42:41Z | 2023-08-28T21:21:44Z | [
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] | https://en.wikipedia.org/wiki/On-base_plus_slugging |
3,811 | Stolen base | In baseball, a stolen base occurs when a runner advances to a base unaided by other actions and the official scorer rules that the advance should be credited to the action of the runner. The umpires determine whether the runner is safe or out at the next base, but the official scorer rules on the question of credit or blame for the advance under Rule 10 (Rules of Scoring) of the MLB's Official Rules.
A stolen base most often occurs when a base runner advances to the next base while the pitcher is pitching the ball to home plate.
Successful base stealers must be fast and have good timing.
Ned Cuthbert, playing for the Philadelphia Keystones in either 1863 or 1865, was the first player to steal a base in a baseball game, although the term stolen base was not used until 1870. For a time in the 19th century, stolen bases were credited when a baserunner reached an extra base on a base hit from another player. For example, if a runner on first base reached third base on a single, it counted as a steal. In 1887, Hugh Nicol set a still-standing Major League record with 138 stolen bases, many of which would not have counted under modern rules. Modern steal rules were fully implemented in 1898.
Base stealing was popular in the game's early decades, with speedsters such as Ty Cobb and Clyde Milan stealing nearly 100 bases in a season. But the tactic fell into relative disuse after Babe Ruth introduced the era of the home run – in 1955, for example, no one in baseball stole more than 25 bases, and Dom DiMaggio won the AL stolen base title in 1950 with just 15. However, in the late 1950s and early 1960s, base-stealing was brought back to prominence primarily by Luis Aparicio and Maury Wills, who broke Cobb's modern single-season record by stealing 104 bases in 1962. Wills’ record was broken in turn by Lou Brock in 1974 and Rickey Henderson in 1982. The stolen base remained a popular tactic through the 1980s, perhaps best exemplified by Vince Coleman and the St. Louis Cardinals, but began to decline again in the 1990s as the frequency of home runs reached record heights and the steal-friendly artificial turf ballparks began to disappear.
Base stealing is an important characteristic of the "small ball" managing style (or "manufacturing runs"). Such managers emphasize "doing the little things" (including risky running plays like base-stealing) to advance runners and score runs, often relying on pitching and defense to keep games close. The Los Angeles Dodgers of the 1960s, led by pitcher Sandy Koufax and speedy shortstop Maury Wills, were a successful example of this style. The antithesis of this is reliance on power hitting, exemplified by the Baltimore Orioles of the 1970s, which aspired to score most of its runs via home runs. Often the "small ball" model is associated with the National League, while power hitting is associated with the American League. However, some successful recent American League teams, including the 2002 Anaheim Angels, the 2001 Seattle Mariners the 2005 Chicago White Sox, and the 2015 Kansas City Royals have excelled at "small ball." The Royals in particular embodied this style within the last decade, leading the league in stolen bases but finishing last in home runs in 2013 and 2014, leading to a berth in two consecutive World Series, one of which they won. Successful teams often combine both styles, with speedy runners complementing power hitters—such as the 2005 White Sox, who hit 200 home runs, which was fifth most in the majors, and had 137 stolen bases, which was fourth.
Baseball's Rule 8 (The Pitcher) specifies the pitching procedure in detail. For example, in the Set Position, the pitcher must "com[e] to a complete stop"; thereafter, "any natural motion associated with his delivery of the ball to the batter commits him to the pitch without alteration or interruption." A runner intending to "steal on the pitcher" breaks for the next base the moment the pitcher commits to pitch to home plate. The pitcher cannot abort the pitch and try to put the runner out; this is a balk under Rule 8.
If the runner breaks too soon (before the pitcher is obliged to complete a pitch), the pitcher may throw to a base rather than pitch, and the runner is usually picked off by being tagged out between the bases. Past this moment, any delay in the runner's break makes it more likely that the catcher, after receiving the pitch, will be able to throw the runner out at the destination base.
Before the pitch, the runner takes a lead, walking several steps away from the base as a head start toward the next base. Even a runner who does not intend to steal takes a secondary lead of a few more steps, once the pitcher has legally committed to complete the pitch.
The pitcher may throw to the runner's base. The runner must return to that base or risk being tagged out. As well as putting the runner out, an underlying goal is to dissuade the runner from too big a lead; that is, to hold the runner on the original base. (Historically, this gambit could be used without limit. An MLB rules change in 2023 limited the pitcher to two throws; the pitcher must then pitch to the batter.)
The more adept base stealers are proficient at reading the pickoff, meaning that they can detect certain tells (tell-tale signs) in a pitcher's pre-pitch movements or mannerisms that indicate the pickoff attempt is or is not imminent. For example, one experienced base stealer noted that careless pitchers dig the toes on their back foot into the ground when they are about to pitch in order to get a better push off, but when they intend to turn and throw a pickoff, they do not.
If a batted ball is caught on the fly, the runner must return to his original base. In this case, a runner trying to steal is more likely to be caught off his original base, resulting in a double play. This is a minor risk of a steal attempt. It is offset by the fact that a ground ball double play is less likely.
In the hit-and-run play, coaches coordinate the actions of runner and batter. The runner tries to steal and the batter swings at almost any pitch, if only to distract the catcher. If the batter makes contact, the runner has a greater chance of reaching the next base; if the batter gets a base hit, the runner will likely be able to take an extra base. If the batter fails to hit the ball, the hit-and-run becomes a pure steal attempt.
The less common cousin to the hit and run is the "run and hit" play. In the run and hit, the base runner attempts to advance when the pitcher commits the pitch to home plate, but the batter is instead directed to exercise his judgement as to whether or not to swing at the pitch. If the batter feels it is not advantageous to swing, AND he believes the base runner is very likely to succeed in the steal attempt, he does not swing. This play is typically utilized with elite base stealers and skilled batters only, wherein a highly experienced batsman is trusted to decide whether or not to "protect" the base runner. If the batter chooses not to swing, it becomes a pure steal attempt.
In the delayed steal, the runner does not take advantage of the pitcher's duty to complete a pitch, but relies on surprise and takes advantage of any complacency by the fielders. The runner gives the impression he is not trying to steal, and does not break for the next base until the ball crosses the plate. It is rare for Major League defenses to be fooled, but the play is used effectively at the college level. The first delayed steal on record was performed by Miller Huggins in 1903. The delayed steal was famously practiced by Eddie Stanky of the Brooklyn Dodgers.
Second base is the base most often stolen, because once a runner is on second base he is considered to be in scoring position, meaning that he is expected to be able to run home and score on most routine singles hit into the outfield. Second base is also the easiest to steal, as it is farthest from home plate and thus a longer throw from the catcher is required to prevent it. Third base is a shorter throw for the catcher, but the runner is able to take a longer lead off second base and can leave for third base earlier against a left-handed pitcher. A steal of home plate is the riskiest, as the catcher only needs to tag out the runner after receiving the ball from the pitcher. It is difficult for the runner to cover the distance between the bases before the ball arrives home. Ty Cobb holds the records for most steals of home in a single season (8) as well as for a career (54). Steals of home are not officially recorded statistics, and must be researched through individual game accounts. Thus Cobb's totals may be even greater than is recorded. Jackie Robinson famously stole home in Game 1 of the 1955 World Series. Thirty-five games have ended with a runner stealing home, but only two have occurred since 1980. In a variation on the steal of home, the batter is signaled to simultaneously execute a sacrifice bunt, which results in the squeeze play. The suicide squeeze is a squeeze in which the runner on third begins to steal home without seeing the outcome of the bunt; it is so named because if the batter fails to bunt, the runner will surely be out. In contrast, when the runner on third does not commit until seeing that the ball is bunted advantageously, it is called a safety squeeze.
In more recent years, most steals of home involve a delayed double steal, in which a runner on first attempts to steal second, while the runner on third breaks for home as soon as the catcher throws to second base. If it is important to prevent the run from scoring, the catcher may hold on to the ball (conceding the steal of second) or may throw to the pitcher; this may deceive the runner at third and the pitcher may throw back to the catcher for the out.
In baseball statistics, stolen bases are denoted by "SB". Attempts to steal that result in the baserunner being out are caught stealing ("CS"). The sum of these statistics is steal attempts. Successful steals as a percentage of total steal attempts is called the success rate.
The rule on stolen bases states that:
Relative skill at stealing bases can be judged by evaluating either a player's total number of steals or the success rate. Noted statistician Bill James has argued that unless a player has a high success rate (67–70% or better), attempting to steal a base is detrimental to a team.
Comparing skill against players from other eras is problematic, because the definition has not been constant. Caught stealing was not recorded regularly until the middle of the 20th century. Ty Cobb, for example, was known as a great base-stealer, with 892 steals and a success rate of over 83%. However, the data on Cobb's caught stealing is missing from 12 seasons, strongly suggesting he was unsuccessful many more times than his stats indicate. Carlos Beltrán, with 286 steals, has the highest career success rate of all players with over 300 stolen base attempts, at 88.3%.
The first mention of the stolen base as a statistic was in the 1877 scoring rules adopted by the National League, which noted credit toward a player's total bases when a base is stolen. It was not until 1886 that the stolen base appeared as something to be tracked, but was only to "appear in the summary of the game".
In 1887, the stolen base was given its own individual statistical column in the box score, and was defined for purposes of scoring: "...every base made after first base has been reached by a base runner, except for those made by reason of or with the aid of a battery error (wild pitch or passed ball), or by batting, balks or by being forced off. In short, shall include all bases made by a clean steal, or through a wild throw or muff of the ball by a fielder who is directly trying to put the base runner out while attempting to steal." The next year, it was clarified that any attempt to steal must be credited to the runner, and that fielders committing errors during this play must also be charged with an error. This rule also clarified that advancement of another base(s) beyond the one being stolen is not credited as a stolen base on the same play, and that an error is charged to the fielder who permitted the extra advancement. There was clarification that a runner is credited with a steal if the attempt began before a battery error. Finally, batters were credited with a stolen base if they were tagged out after over running the base.
In 1892, a rule credited runners with stolen bases if a base runner advanced on a fly out, or if they advanced more than one base on any safe hit or attempted out, providing an attempt was made by the defense to put the runner out. The rule was rescinded in 1897.
In 1898, stolen base scoring was narrowed to no longer include advancement in the event of a fielding error, or advancement caused by a hit batsman.
1904 saw an attempt to reduce the already wordy slew of rules governing stolen bases, with the stolen base now credited when "the baserunner [sic] advances a base unaided by a base hit, a put out, (or) a fielding or batter error."
1910 saw the first addressing of the double and triple steal attempts. Under the new rule, when any runner is thrown out, and the other(s) are successful, the successful runners will not be credited with a stolen base.
Without using the term, 1920 saw the first rule that would be referred to today as defensive indifference, as stolen bases would not be credited, unless an effort was made to stop the runner by the defense. This is usually called if such is attempted in the ninth inning while that player's team is trailing, unless the runner represents the potential tying run.
1931 saw a further narrowing of the criteria for awarding a stolen base. Power was given to the official scorer, in the event of a muff by the catcher in throwing, that in the judgment of the scorer the runner would have been out, to credit the catcher with an error, and not credit the runner with a stolen base. Further, any successful steal on a play resulting in a wild pitch, passed ball, or balk would no longer be credited as a steal, even if the runner had started to steal before the play.
One of the largest rewrites to the rules in history came in 1950. The stolen base was specifically to be credited "to a runner whenever he advances one base unaided by a base hit, a putout, a forceout, a fielder's choice, a passed ball, a wild pitch, or a balk."
There were noted exceptions, such as denying a stolen base to an otherwise successful steal as a part of a double or triple steal, if one other runner was thrown out in the process. A stolen base would be awarded to runners who successfully stole second base as a part of a double steal with a man on third, if the other runner failed to steal home, but instead was able to return safely to third base. Runners who are tagged out oversliding the base after an otherwise successful steal would not be credited with a stolen base. Indifference was also credited as an exception. Runners would now be credited with stolen bases if they had begun the act of stealing, and the resulting pitch was wild, or a passed ball. Finally, for 1950 only, runners would be credited with a stolen base if they were "well advanced" toward the base they were attempting to steal, and the pitcher is charged with a balk, with the further exception of a player attempting to steal, who would otherwise have been forced to advance on the balk by a runner behind them. This rule was removed in 1951.
A clarification came in 1955 that awarded a stolen base to a runner even if he became involved in a rundown, provided he evaded the rundown and advanced to the base he intended to steal.
The criteria for "caught stealing" were fine-tuned in 1979, with a runner being charged with being caught if he is put out while trying to steal, overslides a base (otherwise successfully stolen), or is picked off a base and tries to advance to the next base. It is explicitly not caught stealing to be put out after a wild pitch or passed ball.
While not recorded as a stolen base, the same dynamic between batter/runner and defense is on display in the case of an uncaught third strike. The batter/runner can avoid an out and become a baserunner by reaching first base ahead of the throw. This case is a strikeout that is not an out; the batter/runner's acquisition of first base is scored as a passed ball, a wild pitch, or an error.
In baseball's earlier decades, a runner on second base could "steal" first base, perhaps with the intention of drawing a throw that might allow a runner on third to score (a tactic famously employed by Germany Schaefer). However, such a tactic was not recorded as a stolen base. MLB rules now forbid running clockwise on the basepaths to "confuse the defense or make a travesty of the game". Further, after the pitcher assumes the pitching position, runners cannot return to any previous base.
In a game on August 16, 1987, Toronto Blue Jays center fielder Lloyd Moseby successfully stole second base on a throwing error by Chicago White Sox catcher Carlton Fisk that went well into center field. However, shortstop Ozzie Guillen faked as if the batter had hit a popfly, which would have required Moseby to return to first base to avoid getting doubled off. Moseby made it back to first base, but another throwing error sent the ball to the infield wall, giving Moseby another chance to steal second, which he did. This chaos led the announcer to say, "He doesn't know where the throw is; he's going back to first base! Is he going to steal first? He steals first! Now he's going to steal second again! I've never seen it before!" This bizarre play was officially scored as a baserunner advancing on a throwing error by the center fielder, ironically resulting in neither a stolen base awarded nor an error charged to the catcher.
In a game on April 19, 2013, Milwaukee Brewers shortstop Jean Segura stole second base in the bottom of the eighth inning. After the batter up, Ryan Braun, walked, Segura broke early for third base and the pitcher, Shawn Camp of the Chicago Cubs, threw ahead of him. As Segura was chased back to second base, Braun advanced to second as well and was tagged out. Segura, thinking he was out, began to return to the home dugout behind first base, but first base coach Garth Iorg directed him to stand at first. Segura had not intentionally run the bases backwards as a deception or mockery, but no fielder tried to tag him out. Later in the inning, he attempted to steal second for the second time, but was thrown out by catcher Welington Castillo.
The expression "You can't steal first base" is sometimes used in reference to a player who is fast but not very good at getting on base in the first place. Former Pittsburgh Pirates and Seattle Mariners manager Lloyd McClendon is jokingly referred to as having "stolen first" in a June 26, 2001 game as the manager of the Pirates: after being ejected for disputing a call at first base, he yanked the base out of the ground and left the field with it, delaying the game. Of the incident, McClendon said "I told him he wasn't using it, so I thought I'd take it." When a groundskeeper came out to replace the bag, the crowd booed him.
The independent Atlantic League instituted a new rule for the second half of the 2019 season, allowing batters to become runners on any pitch not "caught in flight" by the catcher, as they can throughout baseball after most uncaught third strikes. On July 13, 2019, outfielder Tony Thomas of the Southern Maryland Blue Crabs became the first player to reach first base under this rule. The press described this as "stealing first base", though it is scored as described above. | [
{
"paragraph_id": 0,
"text": "In baseball, a stolen base occurs when a runner advances to a base unaided by other actions and the official scorer rules that the advance should be credited to the action of the runner. The umpires determine whether the runner is safe or out at the next base, but the official scorer rules on the question of credit or blame for the advance under Rule 10 (Rules of Scoring) of the MLB's Official Rules.",
"title": ""
},
{
"paragraph_id": 1,
"text": "A stolen base most often occurs when a base runner advances to the next base while the pitcher is pitching the ball to home plate.",
"title": ""
},
{
"paragraph_id": 2,
"text": "Successful base stealers must be fast and have good timing.",
"title": ""
},
{
"paragraph_id": 3,
"text": "Ned Cuthbert, playing for the Philadelphia Keystones in either 1863 or 1865, was the first player to steal a base in a baseball game, although the term stolen base was not used until 1870. For a time in the 19th century, stolen bases were credited when a baserunner reached an extra base on a base hit from another player. For example, if a runner on first base reached third base on a single, it counted as a steal. In 1887, Hugh Nicol set a still-standing Major League record with 138 stolen bases, many of which would not have counted under modern rules. Modern steal rules were fully implemented in 1898.",
"title": "Background"
},
{
"paragraph_id": 4,
"text": "Base stealing was popular in the game's early decades, with speedsters such as Ty Cobb and Clyde Milan stealing nearly 100 bases in a season. But the tactic fell into relative disuse after Babe Ruth introduced the era of the home run – in 1955, for example, no one in baseball stole more than 25 bases, and Dom DiMaggio won the AL stolen base title in 1950 with just 15. However, in the late 1950s and early 1960s, base-stealing was brought back to prominence primarily by Luis Aparicio and Maury Wills, who broke Cobb's modern single-season record by stealing 104 bases in 1962. Wills’ record was broken in turn by Lou Brock in 1974 and Rickey Henderson in 1982. The stolen base remained a popular tactic through the 1980s, perhaps best exemplified by Vince Coleman and the St. Louis Cardinals, but began to decline again in the 1990s as the frequency of home runs reached record heights and the steal-friendly artificial turf ballparks began to disappear.",
"title": "Background"
},
{
"paragraph_id": 5,
"text": "Base stealing is an important characteristic of the \"small ball\" managing style (or \"manufacturing runs\"). Such managers emphasize \"doing the little things\" (including risky running plays like base-stealing) to advance runners and score runs, often relying on pitching and defense to keep games close. The Los Angeles Dodgers of the 1960s, led by pitcher Sandy Koufax and speedy shortstop Maury Wills, were a successful example of this style. The antithesis of this is reliance on power hitting, exemplified by the Baltimore Orioles of the 1970s, which aspired to score most of its runs via home runs. Often the \"small ball\" model is associated with the National League, while power hitting is associated with the American League. However, some successful recent American League teams, including the 2002 Anaheim Angels, the 2001 Seattle Mariners the 2005 Chicago White Sox, and the 2015 Kansas City Royals have excelled at \"small ball.\" The Royals in particular embodied this style within the last decade, leading the league in stolen bases but finishing last in home runs in 2013 and 2014, leading to a berth in two consecutive World Series, one of which they won. Successful teams often combine both styles, with speedy runners complementing power hitters—such as the 2005 White Sox, who hit 200 home runs, which was fifth most in the majors, and had 137 stolen bases, which was fourth.",
"title": "Background"
},
{
"paragraph_id": 6,
"text": "Baseball's Rule 8 (The Pitcher) specifies the pitching procedure in detail. For example, in the Set Position, the pitcher must \"com[e] to a complete stop\"; thereafter, \"any natural motion associated with his delivery of the ball to the batter commits him to the pitch without alteration or interruption.\" A runner intending to \"steal on the pitcher\" breaks for the next base the moment the pitcher commits to pitch to home plate. The pitcher cannot abort the pitch and try to put the runner out; this is a balk under Rule 8.",
"title": "Base-stealing technique"
},
{
"paragraph_id": 7,
"text": "If the runner breaks too soon (before the pitcher is obliged to complete a pitch), the pitcher may throw to a base rather than pitch, and the runner is usually picked off by being tagged out between the bases. Past this moment, any delay in the runner's break makes it more likely that the catcher, after receiving the pitch, will be able to throw the runner out at the destination base.",
"title": "Base-stealing technique"
},
{
"paragraph_id": 8,
"text": "Before the pitch, the runner takes a lead, walking several steps away from the base as a head start toward the next base. Even a runner who does not intend to steal takes a secondary lead of a few more steps, once the pitcher has legally committed to complete the pitch.",
"title": "Base-stealing technique"
},
{
"paragraph_id": 9,
"text": "The pitcher may throw to the runner's base. The runner must return to that base or risk being tagged out. As well as putting the runner out, an underlying goal is to dissuade the runner from too big a lead; that is, to hold the runner on the original base. (Historically, this gambit could be used without limit. An MLB rules change in 2023 limited the pitcher to two throws; the pitcher must then pitch to the batter.)",
"title": "Base-stealing technique"
},
{
"paragraph_id": 10,
"text": "The more adept base stealers are proficient at reading the pickoff, meaning that they can detect certain tells (tell-tale signs) in a pitcher's pre-pitch movements or mannerisms that indicate the pickoff attempt is or is not imminent. For example, one experienced base stealer noted that careless pitchers dig the toes on their back foot into the ground when they are about to pitch in order to get a better push off, but when they intend to turn and throw a pickoff, they do not.",
"title": "Base-stealing technique"
},
{
"paragraph_id": 11,
"text": "If a batted ball is caught on the fly, the runner must return to his original base. In this case, a runner trying to steal is more likely to be caught off his original base, resulting in a double play. This is a minor risk of a steal attempt. It is offset by the fact that a ground ball double play is less likely.",
"title": "Base-stealing technique"
},
{
"paragraph_id": 12,
"text": "In the hit-and-run play, coaches coordinate the actions of runner and batter. The runner tries to steal and the batter swings at almost any pitch, if only to distract the catcher. If the batter makes contact, the runner has a greater chance of reaching the next base; if the batter gets a base hit, the runner will likely be able to take an extra base. If the batter fails to hit the ball, the hit-and-run becomes a pure steal attempt.",
"title": "Plays involving baserunning"
},
{
"paragraph_id": 13,
"text": "The less common cousin to the hit and run is the \"run and hit\" play. In the run and hit, the base runner attempts to advance when the pitcher commits the pitch to home plate, but the batter is instead directed to exercise his judgement as to whether or not to swing at the pitch. If the batter feels it is not advantageous to swing, AND he believes the base runner is very likely to succeed in the steal attempt, he does not swing. This play is typically utilized with elite base stealers and skilled batters only, wherein a highly experienced batsman is trusted to decide whether or not to \"protect\" the base runner. If the batter chooses not to swing, it becomes a pure steal attempt.",
"title": "Plays involving baserunning"
},
{
"paragraph_id": 14,
"text": "In the delayed steal, the runner does not take advantage of the pitcher's duty to complete a pitch, but relies on surprise and takes advantage of any complacency by the fielders. The runner gives the impression he is not trying to steal, and does not break for the next base until the ball crosses the plate. It is rare for Major League defenses to be fooled, but the play is used effectively at the college level. The first delayed steal on record was performed by Miller Huggins in 1903. The delayed steal was famously practiced by Eddie Stanky of the Brooklyn Dodgers.",
"title": "Plays involving baserunning"
},
{
"paragraph_id": 15,
"text": "Second base is the base most often stolen, because once a runner is on second base he is considered to be in scoring position, meaning that he is expected to be able to run home and score on most routine singles hit into the outfield. Second base is also the easiest to steal, as it is farthest from home plate and thus a longer throw from the catcher is required to prevent it. Third base is a shorter throw for the catcher, but the runner is able to take a longer lead off second base and can leave for third base earlier against a left-handed pitcher. A steal of home plate is the riskiest, as the catcher only needs to tag out the runner after receiving the ball from the pitcher. It is difficult for the runner to cover the distance between the bases before the ball arrives home. Ty Cobb holds the records for most steals of home in a single season (8) as well as for a career (54). Steals of home are not officially recorded statistics, and must be researched through individual game accounts. Thus Cobb's totals may be even greater than is recorded. Jackie Robinson famously stole home in Game 1 of the 1955 World Series. Thirty-five games have ended with a runner stealing home, but only two have occurred since 1980. In a variation on the steal of home, the batter is signaled to simultaneously execute a sacrifice bunt, which results in the squeeze play. The suicide squeeze is a squeeze in which the runner on third begins to steal home without seeing the outcome of the bunt; it is so named because if the batter fails to bunt, the runner will surely be out. In contrast, when the runner on third does not commit until seeing that the ball is bunted advantageously, it is called a safety squeeze.",
"title": "Plays involving baserunning"
},
{
"paragraph_id": 16,
"text": "In more recent years, most steals of home involve a delayed double steal, in which a runner on first attempts to steal second, while the runner on third breaks for home as soon as the catcher throws to second base. If it is important to prevent the run from scoring, the catcher may hold on to the ball (conceding the steal of second) or may throw to the pitcher; this may deceive the runner at third and the pitcher may throw back to the catcher for the out.",
"title": "Plays involving baserunning"
},
{
"paragraph_id": 17,
"text": "In baseball statistics, stolen bases are denoted by \"SB\". Attempts to steal that result in the baserunner being out are caught stealing (\"CS\"). The sum of these statistics is steal attempts. Successful steals as a percentage of total steal attempts is called the success rate.",
"title": "Statistics"
},
{
"paragraph_id": 18,
"text": "The rule on stolen bases states that:",
"title": "Statistics"
},
{
"paragraph_id": 19,
"text": "Relative skill at stealing bases can be judged by evaluating either a player's total number of steals or the success rate. Noted statistician Bill James has argued that unless a player has a high success rate (67–70% or better), attempting to steal a base is detrimental to a team.",
"title": "Statistics"
},
{
"paragraph_id": 20,
"text": "Comparing skill against players from other eras is problematic, because the definition has not been constant. Caught stealing was not recorded regularly until the middle of the 20th century. Ty Cobb, for example, was known as a great base-stealer, with 892 steals and a success rate of over 83%. However, the data on Cobb's caught stealing is missing from 12 seasons, strongly suggesting he was unsuccessful many more times than his stats indicate. Carlos Beltrán, with 286 steals, has the highest career success rate of all players with over 300 stolen base attempts, at 88.3%.",
"title": "Statistics"
},
{
"paragraph_id": 21,
"text": "The first mention of the stolen base as a statistic was in the 1877 scoring rules adopted by the National League, which noted credit toward a player's total bases when a base is stolen. It was not until 1886 that the stolen base appeared as something to be tracked, but was only to \"appear in the summary of the game\".",
"title": "Evolution of rules and scoring"
},
{
"paragraph_id": 22,
"text": "In 1887, the stolen base was given its own individual statistical column in the box score, and was defined for purposes of scoring: \"...every base made after first base has been reached by a base runner, except for those made by reason of or with the aid of a battery error (wild pitch or passed ball), or by batting, balks or by being forced off. In short, shall include all bases made by a clean steal, or through a wild throw or muff of the ball by a fielder who is directly trying to put the base runner out while attempting to steal.\" The next year, it was clarified that any attempt to steal must be credited to the runner, and that fielders committing errors during this play must also be charged with an error. This rule also clarified that advancement of another base(s) beyond the one being stolen is not credited as a stolen base on the same play, and that an error is charged to the fielder who permitted the extra advancement. There was clarification that a runner is credited with a steal if the attempt began before a battery error. Finally, batters were credited with a stolen base if they were tagged out after over running the base.",
"title": "Evolution of rules and scoring"
},
{
"paragraph_id": 23,
"text": "In 1892, a rule credited runners with stolen bases if a base runner advanced on a fly out, or if they advanced more than one base on any safe hit or attempted out, providing an attempt was made by the defense to put the runner out. The rule was rescinded in 1897.",
"title": "Evolution of rules and scoring"
},
{
"paragraph_id": 24,
"text": "In 1898, stolen base scoring was narrowed to no longer include advancement in the event of a fielding error, or advancement caused by a hit batsman.",
"title": "Evolution of rules and scoring"
},
{
"paragraph_id": 25,
"text": "1904 saw an attempt to reduce the already wordy slew of rules governing stolen bases, with the stolen base now credited when \"the baserunner [sic] advances a base unaided by a base hit, a put out, (or) a fielding or batter error.\"",
"title": "Evolution of rules and scoring"
},
{
"paragraph_id": 26,
"text": "1910 saw the first addressing of the double and triple steal attempts. Under the new rule, when any runner is thrown out, and the other(s) are successful, the successful runners will not be credited with a stolen base.",
"title": "Evolution of rules and scoring"
},
{
"paragraph_id": 27,
"text": "Without using the term, 1920 saw the first rule that would be referred to today as defensive indifference, as stolen bases would not be credited, unless an effort was made to stop the runner by the defense. This is usually called if such is attempted in the ninth inning while that player's team is trailing, unless the runner represents the potential tying run.",
"title": "Evolution of rules and scoring"
},
{
"paragraph_id": 28,
"text": "1931 saw a further narrowing of the criteria for awarding a stolen base. Power was given to the official scorer, in the event of a muff by the catcher in throwing, that in the judgment of the scorer the runner would have been out, to credit the catcher with an error, and not credit the runner with a stolen base. Further, any successful steal on a play resulting in a wild pitch, passed ball, or balk would no longer be credited as a steal, even if the runner had started to steal before the play.",
"title": "Evolution of rules and scoring"
},
{
"paragraph_id": 29,
"text": "One of the largest rewrites to the rules in history came in 1950. The stolen base was specifically to be credited \"to a runner whenever he advances one base unaided by a base hit, a putout, a forceout, a fielder's choice, a passed ball, a wild pitch, or a balk.\"",
"title": "Evolution of rules and scoring"
},
{
"paragraph_id": 30,
"text": "There were noted exceptions, such as denying a stolen base to an otherwise successful steal as a part of a double or triple steal, if one other runner was thrown out in the process. A stolen base would be awarded to runners who successfully stole second base as a part of a double steal with a man on third, if the other runner failed to steal home, but instead was able to return safely to third base. Runners who are tagged out oversliding the base after an otherwise successful steal would not be credited with a stolen base. Indifference was also credited as an exception. Runners would now be credited with stolen bases if they had begun the act of stealing, and the resulting pitch was wild, or a passed ball. Finally, for 1950 only, runners would be credited with a stolen base if they were \"well advanced\" toward the base they were attempting to steal, and the pitcher is charged with a balk, with the further exception of a player attempting to steal, who would otherwise have been forced to advance on the balk by a runner behind them. This rule was removed in 1951.",
"title": "Evolution of rules and scoring"
},
{
"paragraph_id": 31,
"text": "A clarification came in 1955 that awarded a stolen base to a runner even if he became involved in a rundown, provided he evaded the rundown and advanced to the base he intended to steal.",
"title": "Evolution of rules and scoring"
},
{
"paragraph_id": 32,
"text": "The criteria for \"caught stealing\" were fine-tuned in 1979, with a runner being charged with being caught if he is put out while trying to steal, overslides a base (otherwise successfully stolen), or is picked off a base and tries to advance to the next base. It is explicitly not caught stealing to be put out after a wild pitch or passed ball.",
"title": "Evolution of rules and scoring"
},
{
"paragraph_id": 33,
"text": "While not recorded as a stolen base, the same dynamic between batter/runner and defense is on display in the case of an uncaught third strike. The batter/runner can avoid an out and become a baserunner by reaching first base ahead of the throw. This case is a strikeout that is not an out; the batter/runner's acquisition of first base is scored as a passed ball, a wild pitch, or an error.",
"title": "\"Stealing first\""
},
{
"paragraph_id": 34,
"text": "In baseball's earlier decades, a runner on second base could \"steal\" first base, perhaps with the intention of drawing a throw that might allow a runner on third to score (a tactic famously employed by Germany Schaefer). However, such a tactic was not recorded as a stolen base. MLB rules now forbid running clockwise on the basepaths to \"confuse the defense or make a travesty of the game\". Further, after the pitcher assumes the pitching position, runners cannot return to any previous base.",
"title": "\"Stealing first\""
},
{
"paragraph_id": 35,
"text": "In a game on August 16, 1987, Toronto Blue Jays center fielder Lloyd Moseby successfully stole second base on a throwing error by Chicago White Sox catcher Carlton Fisk that went well into center field. However, shortstop Ozzie Guillen faked as if the batter had hit a popfly, which would have required Moseby to return to first base to avoid getting doubled off. Moseby made it back to first base, but another throwing error sent the ball to the infield wall, giving Moseby another chance to steal second, which he did. This chaos led the announcer to say, \"He doesn't know where the throw is; he's going back to first base! Is he going to steal first? He steals first! Now he's going to steal second again! I've never seen it before!\" This bizarre play was officially scored as a baserunner advancing on a throwing error by the center fielder, ironically resulting in neither a stolen base awarded nor an error charged to the catcher.",
"title": "\"Stealing first\""
},
{
"paragraph_id": 36,
"text": "In a game on April 19, 2013, Milwaukee Brewers shortstop Jean Segura stole second base in the bottom of the eighth inning. After the batter up, Ryan Braun, walked, Segura broke early for third base and the pitcher, Shawn Camp of the Chicago Cubs, threw ahead of him. As Segura was chased back to second base, Braun advanced to second as well and was tagged out. Segura, thinking he was out, began to return to the home dugout behind first base, but first base coach Garth Iorg directed him to stand at first. Segura had not intentionally run the bases backwards as a deception or mockery, but no fielder tried to tag him out. Later in the inning, he attempted to steal second for the second time, but was thrown out by catcher Welington Castillo.",
"title": "\"Stealing first\""
},
{
"paragraph_id": 37,
"text": "The expression \"You can't steal first base\" is sometimes used in reference to a player who is fast but not very good at getting on base in the first place. Former Pittsburgh Pirates and Seattle Mariners manager Lloyd McClendon is jokingly referred to as having \"stolen first\" in a June 26, 2001 game as the manager of the Pirates: after being ejected for disputing a call at first base, he yanked the base out of the ground and left the field with it, delaying the game. Of the incident, McClendon said \"I told him he wasn't using it, so I thought I'd take it.\" When a groundskeeper came out to replace the bag, the crowd booed him.",
"title": "\"Stealing first\""
},
{
"paragraph_id": 38,
"text": "The independent Atlantic League instituted a new rule for the second half of the 2019 season, allowing batters to become runners on any pitch not \"caught in flight\" by the catcher, as they can throughout baseball after most uncaught third strikes. On July 13, 2019, outfielder Tony Thomas of the Southern Maryland Blue Crabs became the first player to reach first base under this rule. The press described this as \"stealing first base\", though it is scored as described above.",
"title": "\"Stealing first\""
}
] | In baseball, a stolen base occurs when a runner advances to a base unaided by other actions and the official scorer rules that the advance should be credited to the action of the runner. The umpires determine whether the runner is safe or out at the next base, but the official scorer rules on the question of credit or blame for the advance under Rule 10 of the MLB's Official Rules. A stolen base most often occurs when a base runner advances to the next base while the pitcher is pitching the ball to home plate. Successful base stealers must be fast and have good timing. | 2002-02-25T15:51:15Z | 2023-11-12T23:19:47Z | [
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] | https://en.wikipedia.org/wiki/Stolen_base |
3,812 | Plate appearance | In baseball, a player is credited with a plate appearance (denoted by PA) each time he completes a turn batting. Under Rule 5.04(c) of the Official Baseball Rules, a player completes a turn batting when he is put out or becomes a runner. This happens when he strikes out or is declared out before reaching first base; or when he reaches first base safely or is awarded first base (by a base on balls, hit by pitch, catcher's interference, or obstruction); or when he hits a fair ball which causes a preceding runner to be put out for the third out before he himself is put out or reaches first base safely (see also left on base, fielder's choice, force play). A very similar baseball statistic, at bats, counts a subset of plate appearances that end under certain circumstances.
At bats - rather than plate appearances - are used to calculate batting averages, slugging percentages. However, starting in 1957, at season's end a player must have accumulated 3.1 times the number of games scheduled for each team (502 plate appearances for a 162-game season) during a season to be ranked as a league-leader in certain statistical categories. For example, Player A gets 100 hits in 400 at bats over 510 plate appearances, which works out to a .250 batting average (equivalent to one hit in every four at-bats). Alternatively, Player B gets 110 hits in 400 at bats over 490 plate appearances during the same season, finishing with a .275 batting average. Player B, even though he had the same amount of at bats as Player A and even though his batting average is higher, will not be eligible for certain percentage-based season-ending rankings because he did not accumulate the required 502 plate appearances, while Player A did and therefore will be eligible. There is, however, an exception:
Rule 9.22(a) of the Official Baseball Rules make a single allowance to the minimum requirement of 502 plate appearances for the purposes of determining the batting, slugging or on-base percentage title. If a player:
he will win that title, but with his original statistic (before the extra at bats were added).
In the example above, Player B is 12 plate appearances short of the required 502, but were he be charged with 12 additional unproductive at bats, he would go 110-for-412 for a batting average of .267. If no one else has a batting average (similarly modified if appropriate) higher than .267, player B will be awarded the batting title (with his original batting average of .275) despite the lack of 502 plate appearances.
In a real-life example, in 2012, Melky Cabrera, then of the San Francisco Giants, finished the season with a league-high .346 batting average, but he had only 501 plate appearances, one short of the required 502. Per the rule, he would have won the batting title because after an extra at bat is added and his batting average recalculated, he still would have led the league in batting average. Cabrera's case, however, turned out differently. The reason Cabrera finished the season with only 501 at bats was because he was suspended in mid-August when he tested positive for illegal performance-enhancing drugs. Cabrera was still eligible for that extra plate appearance, but he requested that the extra plate appearance not be added to his total, and that he not be considered for the batting crown, because he admitted that his use of performance-enhancing drugs had given him an unfair advantage over other players. As a result, Cabrera's name is nowhere to be found on the list of 2012 National League batting leaders.
A batter is not credited with a plate appearance if, while batting, a preceding runner is put out on the basepaths for the third out in a way other than by the batter putting the ball into play (i.e., picked off, caught stealing). In this case, the same batter continues his turn batting in the next inning with no balls or strikes against him.
A batter is not credited with a plate appearance if, while batting, the game ends as the winning run scores from third base on a balk, stolen base, wild pitch or passed ball.
A batter may or may not be credited with a plate appearance (and possibly at bat) in the rare instance when he is replaced by a pinch hitter after having already started his turn at bat. Under Rule 9.15(b), the pinch hitter would receive the plate appearance (and potential of an at-bat) unless the original batter is replaced when having 2 strikes against him and the pinch hitter subsequently completes the strikeout, in which case the plate appearance and at-bat are charged to the first batter.
Under Official Baseball Rule 9.02(a)(1), an at bat results from a completed plate appearance, unless the batter:
In common parlance, the term "at bat" is sometimes used to mean "plate appearance" (for example, "he fouled off the ball to keep the at bat alive"). The intent is usually clear from the context, although the term "official at bat" is sometimes used to explicitly refer to an at bat as distinguished from a plate appearance. However, terms such as turn at bat or time at bat are synonymous with plate appearance.
Official Baseball Rule 5.06(c) provides that "[a] batter has legally completed his time at bat when he is put out or becomes a runner" (emphasis added). The "time at bat" defined in this rule is more commonly referred to as a plate appearance, and the playing rules (Rules 1 through 8) uses the phrase "time at bat" in this sense (e.g. Rule 5.04(a)(3), which states that "[t]he first batter in each inning after the first inning shall be the player whose name follows that of the last player who legally completed his time at bat in the preceding inning" (emphasis added)). In contrast, the scoring rules uses the phrase "time at bat" to refer to the statistic at bat, defined in Rule 9.02(a)(1), but sometimes uses the phrase "official time at bat" or refers back to Rule 9.02(a)(1) when mentioning the statistic. The phrase "plate appearance" is used in Rules 9.22 and 9.23 dealing with batting titles and hitting streaks, and in Rule 5.10(g) Comment in relation to the Three-Batter Minimum: "[t]o qualify as one of three consecutive batters, the batter must complete his plate appearance, which ends only when the batter is put out or becomes a runner." (emphasis added) The term is not elsewhere defined in the rulebook.
Plate appearances are a primary component in calculating on-base percentage (OBP), an alternative measurement of a player's offensive performance, but are not the only one in determining its denominator.
By rule, certain plate appearances, such as times reached base via either catcher's interference or fielder's obstruction or sacrifice bunts, are excluded from it, leaving the denominator determined instead as the sum of at-bats, walks, hit-by-pitches, and sacrifice flies. And the numerator represented by a batter's times on base (composed of the sum of hits, base on balls, and times hit by pitch).
Plate appearances are used by scorers for "proving" a box score. Under Rule 9.03(c), the following two items should be equal for each team, because each is equal to the team's total number of plate appearances: | [
{
"paragraph_id": 0,
"text": "In baseball, a player is credited with a plate appearance (denoted by PA) each time he completes a turn batting. Under Rule 5.04(c) of the Official Baseball Rules, a player completes a turn batting when he is put out or becomes a runner. This happens when he strikes out or is declared out before reaching first base; or when he reaches first base safely or is awarded first base (by a base on balls, hit by pitch, catcher's interference, or obstruction); or when he hits a fair ball which causes a preceding runner to be put out for the third out before he himself is put out or reaches first base safely (see also left on base, fielder's choice, force play). A very similar baseball statistic, at bats, counts a subset of plate appearances that end under certain circumstances.",
"title": ""
},
{
"paragraph_id": 1,
"text": "At bats - rather than plate appearances - are used to calculate batting averages, slugging percentages. However, starting in 1957, at season's end a player must have accumulated 3.1 times the number of games scheduled for each team (502 plate appearances for a 162-game season) during a season to be ranked as a league-leader in certain statistical categories. For example, Player A gets 100 hits in 400 at bats over 510 plate appearances, which works out to a .250 batting average (equivalent to one hit in every four at-bats). Alternatively, Player B gets 110 hits in 400 at bats over 490 plate appearances during the same season, finishing with a .275 batting average. Player B, even though he had the same amount of at bats as Player A and even though his batting average is higher, will not be eligible for certain percentage-based season-ending rankings because he did not accumulate the required 502 plate appearances, while Player A did and therefore will be eligible. There is, however, an exception:",
"title": "Use as batting record qualifier"
},
{
"paragraph_id": 2,
"text": "Rule 9.22(a) of the Official Baseball Rules make a single allowance to the minimum requirement of 502 plate appearances for the purposes of determining the batting, slugging or on-base percentage title. If a player:",
"title": "Use as batting record qualifier"
},
{
"paragraph_id": 3,
"text": "he will win that title, but with his original statistic (before the extra at bats were added).",
"title": "Use as batting record qualifier"
},
{
"paragraph_id": 4,
"text": "In the example above, Player B is 12 plate appearances short of the required 502, but were he be charged with 12 additional unproductive at bats, he would go 110-for-412 for a batting average of .267. If no one else has a batting average (similarly modified if appropriate) higher than .267, player B will be awarded the batting title (with his original batting average of .275) despite the lack of 502 plate appearances.",
"title": "Use as batting record qualifier"
},
{
"paragraph_id": 5,
"text": "In a real-life example, in 2012, Melky Cabrera, then of the San Francisco Giants, finished the season with a league-high .346 batting average, but he had only 501 plate appearances, one short of the required 502. Per the rule, he would have won the batting title because after an extra at bat is added and his batting average recalculated, he still would have led the league in batting average. Cabrera's case, however, turned out differently. The reason Cabrera finished the season with only 501 at bats was because he was suspended in mid-August when he tested positive for illegal performance-enhancing drugs. Cabrera was still eligible for that extra plate appearance, but he requested that the extra plate appearance not be added to his total, and that he not be considered for the batting crown, because he admitted that his use of performance-enhancing drugs had given him an unfair advantage over other players. As a result, Cabrera's name is nowhere to be found on the list of 2012 National League batting leaders.",
"title": "Use as batting record qualifier"
},
{
"paragraph_id": 6,
"text": "A batter is not credited with a plate appearance if, while batting, a preceding runner is put out on the basepaths for the third out in a way other than by the batter putting the ball into play (i.e., picked off, caught stealing). In this case, the same batter continues his turn batting in the next inning with no balls or strikes against him.",
"title": "Scoring"
},
{
"paragraph_id": 7,
"text": "A batter is not credited with a plate appearance if, while batting, the game ends as the winning run scores from third base on a balk, stolen base, wild pitch or passed ball.",
"title": "Scoring"
},
{
"paragraph_id": 8,
"text": "A batter may or may not be credited with a plate appearance (and possibly at bat) in the rare instance when he is replaced by a pinch hitter after having already started his turn at bat. Under Rule 9.15(b), the pinch hitter would receive the plate appearance (and potential of an at-bat) unless the original batter is replaced when having 2 strikes against him and the pinch hitter subsequently completes the strikeout, in which case the plate appearance and at-bat are charged to the first batter.",
"title": "Scoring"
},
{
"paragraph_id": 9,
"text": "Under Official Baseball Rule 9.02(a)(1), an at bat results from a completed plate appearance, unless the batter:",
"title": "Relation to at bat"
},
{
"paragraph_id": 10,
"text": "In common parlance, the term \"at bat\" is sometimes used to mean \"plate appearance\" (for example, \"he fouled off the ball to keep the at bat alive\"). The intent is usually clear from the context, although the term \"official at bat\" is sometimes used to explicitly refer to an at bat as distinguished from a plate appearance. However, terms such as turn at bat or time at bat are synonymous with plate appearance.",
"title": "Relation to at bat"
},
{
"paragraph_id": 11,
"text": "Official Baseball Rule 5.06(c) provides that \"[a] batter has legally completed his time at bat when he is put out or becomes a runner\" (emphasis added). The \"time at bat\" defined in this rule is more commonly referred to as a plate appearance, and the playing rules (Rules 1 through 8) uses the phrase \"time at bat\" in this sense (e.g. Rule 5.04(a)(3), which states that \"[t]he first batter in each inning after the first inning shall be the player whose name follows that of the last player who legally completed his time at bat in the preceding inning\" (emphasis added)). In contrast, the scoring rules uses the phrase \"time at bat\" to refer to the statistic at bat, defined in Rule 9.02(a)(1), but sometimes uses the phrase \"official time at bat\" or refers back to Rule 9.02(a)(1) when mentioning the statistic. The phrase \"plate appearance\" is used in Rules 9.22 and 9.23 dealing with batting titles and hitting streaks, and in Rule 5.10(g) Comment in relation to the Three-Batter Minimum: \"[t]o qualify as one of three consecutive batters, the batter must complete his plate appearance, which ends only when the batter is put out or becomes a runner.\" (emphasis added) The term is not elsewhere defined in the rulebook.",
"title": "Relation to at bat"
},
{
"paragraph_id": 12,
"text": "Plate appearances are a primary component in calculating on-base percentage (OBP), an alternative measurement of a player's offensive performance, but are not the only one in determining its denominator.",
"title": "In on-base percentage"
},
{
"paragraph_id": 13,
"text": "By rule, certain plate appearances, such as times reached base via either catcher's interference or fielder's obstruction or sacrifice bunts, are excluded from it, leaving the denominator determined instead as the sum of at-bats, walks, hit-by-pitches, and sacrifice flies. And the numerator represented by a batter's times on base (composed of the sum of hits, base on balls, and times hit by pitch).",
"title": "In on-base percentage"
},
{
"paragraph_id": 14,
"text": "Plate appearances are used by scorers for \"proving\" a box score. Under Rule 9.03(c), the following two items should be equal for each team, because each is equal to the team's total number of plate appearances:",
"title": "Other uses"
},
{
"paragraph_id": 15,
"text": "",
"title": "References"
}
] | In baseball, a player is credited with a plate appearance each time he completes a turn batting. Under Rule 5.04(c) of the Official Baseball Rules, a player completes a turn batting when he is put out or becomes a runner. This happens when he strikes out or is declared out before reaching first base; or when he reaches first base safely or is awarded first base; or when he hits a fair ball which causes a preceding runner to be put out for the third out before he himself is put out or reaches first base safely. A very similar baseball statistic, at bats, counts a subset of plate appearances that end under certain circumstances. | 2002-02-25T15:51:15Z | 2023-09-29T19:37:12Z | [
"Template:Baseball",
"Template:Short description",
"Template:Main",
"Template:Reflist",
"Template:Cite book",
"Template:Cite web",
"Template:Webarchive"
] | https://en.wikipedia.org/wiki/Plate_appearance |
3,814 | Games played | Games played (GP) is a statistic used in team sports to indicate the total number of games in which a player has participated (in any capacity); the statistic is generally applied irrespective of whatever portion of the game is contested.
In association football, a game played is counted if a player is in the starting 11, or if a reserve player enters the game before full-time.
In baseball, the statistic applies to players, who prior to a game, are included on a starting lineup card or are announced as an ex ante substitute, whether or not they play. For pitchers only, the statistic games pitched is used.
A notable example of the application of the above rule is pitcher Larry Yount, who suffered an injury while throwing warmup pitches after being summoned as a reliever in a Major League Baseball (MLB) game on September 15, 1971. He did not face a batter, but was credited with an appearance because he had been announced as a substitute. Yount never appeared in (or actually played in) any other MLB game.
Robert Parrish has the NBA record for most regular season games played, with 1,611. A.C. Green has the NBA record for most consecutive games played, with 1,192. | [
{
"paragraph_id": 0,
"text": "Games played (GP) is a statistic used in team sports to indicate the total number of games in which a player has participated (in any capacity); the statistic is generally applied irrespective of whatever portion of the game is contested.",
"title": ""
},
{
"paragraph_id": 1,
"text": "In association football, a game played is counted if a player is in the starting 11, or if a reserve player enters the game before full-time.",
"title": "Association football"
},
{
"paragraph_id": 2,
"text": "In baseball, the statistic applies to players, who prior to a game, are included on a starting lineup card or are announced as an ex ante substitute, whether or not they play. For pitchers only, the statistic games pitched is used.",
"title": "Baseball"
},
{
"paragraph_id": 3,
"text": "A notable example of the application of the above rule is pitcher Larry Yount, who suffered an injury while throwing warmup pitches after being summoned as a reliever in a Major League Baseball (MLB) game on September 15, 1971. He did not face a batter, but was credited with an appearance because he had been announced as a substitute. Yount never appeared in (or actually played in) any other MLB game.",
"title": "Baseball"
},
{
"paragraph_id": 4,
"text": "Robert Parrish has the NBA record for most regular season games played, with 1,611. A.C. Green has the NBA record for most consecutive games played, with 1,192.",
"title": "Basketball"
},
{
"paragraph_id": 5,
"text": "",
"title": "References"
}
] | Games played (GP) is a statistic used in team sports to indicate the total number of games in which a player has participated; the statistic is generally applied irrespective of whatever portion of the game is contested. | 2001-12-19T17:13:51Z | 2023-12-16T23:22:37Z | [
"Template:Short description",
"Template:See also",
"Template:Reflist",
"Template:Cite news",
"Template:Cite web",
"Template:Baseball-stub"
] | https://en.wikipedia.org/wiki/Games_played |
3,817 | Boogie Down Productions | Boogie Down Productions (BDP) was an American hip hop group originally composed of KRS-One, D-Nice, and DJ Scott La Rock. DJ Scott La Rock was murdered on August 27, 1987, five months after the release of BDP's debut album, Criminal Minded. The name of the group, Boogie Down, derives from a nickname for the South Bronx section of New York City. The group pioneered the fusion of dancehall reggae and hip hop music and their debut LP Criminal Minded contained frank descriptions of life in the South Bronx during the late 1980s, thus setting the stage for what would eventually become gangsta rap.
BDP's membership changed throughout its existence, the only constant being KRS-One. The group was founded by KRS-One and DJ Scott La Rock, with producer Lee Smith, who was essential in the production of the songs on Criminal Minded, being added as a member shortly after. From those beginnings, BDP members and collaborators included Ced Gee of Ultramagnetic MC's, Lee Smith, Scott La Rock, D-Nice, Henry Wilkerson PoppyDa, Kenny Parker (KRS-One's younger brother), Just-Ice, ICU, McBoo, Ms. Melodie, Heather B., Scottie Morris, Tony Rahsan, Willie D., RoboCop, Harmony, DJ Red Alert, Jay Kramer, D-Square, Rebekah Foster, Scott Whitehill, Scott King, Chris Tait and Sidney Mills. BDP as a group essentially ended because KRS-One began recording and performing under his own name rather than the group name. Lee Smith, who has co-producer credit on the original 12" "South Bronx" single, was the first to be jettisoned by KRS-One and the future new label after Scott's death.
In the liner notes on BDP's 1992 album Sex and Violence, KRS-One writes: "BDP in 1992 is KRS-One, Willie D, and Kenny Parker! BDP is not D-Nice, Jamal-Ski, Harmony, Ms. Melodie, and Scottie Morris. They are not down with BDP so stop frontin'." Steve "Flash" Juon of RapReviews.com claimed that this initiated the ultimate breakup of the group.
A conflict arose in the late 1980s concerning the origins of hip-hop, and BDP made conscious efforts in its early work to establish its interpretation of the issue. The origins of hip-hop to many, including BDP, are believed to be from the Bronx. A rival hip-hop collective, known as the Juice Crew's lyrics, were misunderstood to contain a claim in the song "The Bridge" that hip hop was directly a result of artists originating from Queensbridge. Boogie Down and KRS retorted angrily with songs such as "The Bridge is Over" and "South Bronx," which started one of the first notable hip hop wars as MC Shan, Marley Marl, Roxanne Shanté and Blaq Poet all released songs featuring verses personally attacking KRS and Scott La Rock. But the Bridge Wars were short-lived, and after Scott La Rock's death, KRS began to concentrate on socially conscious music.
While Criminal Minded contained vivid descriptions of South Bronx street life, BDP changed after Scott's death. Lee Smith was dropped and KRS-One adopted the Teacha moniker and made a deliberate attempt at creating politically and socially conscious hip-hop. BDP was influential in provoking political and social consciousness in hip-hop, for example in "Stop The Violence" on 1988's By All Means Necessary.
The Jamaican influence in Criminal Minded is well illustrated by the use of the "Mad Mad" or "Diseases" riddim started in 1981 with reggae star Yellowman's song "Zunguzunguzeng." BDP used this riff in the song "Remix for P is Free," and it was later resampled by artists such as Black Star and dead prez. As an album regarded by many as the start of the gangsta rap movement, Criminal Minded played an important role in reaffirming the social acceptance of having Jamaican roots. BDP referenced reggae in a way that helped to solidify Jamaica's place in modern hip-hop culture.
From its start, BDP affected the development of hip-hop and gave a sincere voice to the reality of life in the South Bronx, a section of New York City clouded with poverty and crime. With Criminal Minded, the group combined the sounds of LaRock's harsh, spare, reggae-influenced beats and KRS-One's long-winded rhyme style on underground classics such as "9mm Goes Bang" and "South Bronx," the album's gritty portrait of life on the streets (as well as the firearms that adorned its cover) influenced the gangsta rap movement that began in earnest two years later.
BDP's influence in the creation and development of gangsta rap highlights the cultural significance and impact of the type of music BDP and other early hip-hop artists like it created. This subgenre of hip-hop is most closely associated with hard-core hip-hop and is widely misinterpreted as promoting violence and gang activity. This misinterpretation or stigma is closely related to Boogie Down Productions and the general purpose behind their underlying themes of violence. For instance, the cover art of Criminal Minded displays the two artists in the group brandishing drawn guns and displaying other firearms. This is not an encouragement of the violence described in BDP's music, but a portrayal of the violence in the South Bronx as a means of expression, escape, and even condemnation. This album art is not meant to advocate violence but to challenge the conception of a criminal, to assert that those who are really criminally minded are those who hold power.
BDP's music became significantly more politically astute after Scott La Rock's death. KRS-One published four more albums under the title Boogie Down Productions, and each was increasingly innovative and expanded from the thuggish imagery of Criminal Minded, exploring themes like black-on-black crime and black radicalism, using a riff on the words of Malcolm X, "by any means necessary", which became the title of the second BDP album, and remains one of the most political hip-hop albums to date. It was in this album that KRS defined himself as the "teacha" or "teacher", symbolizing his emphasis on educating his audience members and fans about relevant social issues surrounding the African-American experience.
During his time in association with Boogie Down Productions, KRS-One joined other rappers to create the Stop the Violence Movement, which addressed many of the issues brought up in BDP's music and is the most conscious effort displayed by KRS-One and BDP of political activism and engagement. The movement created the single "Self-Destruction" in 1989 through the collaboration of BDP (KRS-One, D-Nice & Ms. Melodie), Stetsasonic (Delite, Daddy-O, Wise, and Frukwan), Kool Moe Dee, MC Lyte, Doug E. Fresh, Just-Ice, Heavy D, Biz Markie, and Public Enemy (Chuck D & Flavor Flav), with the aim of spreading awareness about violence in African-American and hip-hop communities. All proceeds from this effort went to the National Urban League. | [
{
"paragraph_id": 0,
"text": "Boogie Down Productions (BDP) was an American hip hop group originally composed of KRS-One, D-Nice, and DJ Scott La Rock. DJ Scott La Rock was murdered on August 27, 1987, five months after the release of BDP's debut album, Criminal Minded. The name of the group, Boogie Down, derives from a nickname for the South Bronx section of New York City. The group pioneered the fusion of dancehall reggae and hip hop music and their debut LP Criminal Minded contained frank descriptions of life in the South Bronx during the late 1980s, thus setting the stage for what would eventually become gangsta rap.",
"title": ""
},
{
"paragraph_id": 1,
"text": "BDP's membership changed throughout its existence, the only constant being KRS-One. The group was founded by KRS-One and DJ Scott La Rock, with producer Lee Smith, who was essential in the production of the songs on Criminal Minded, being added as a member shortly after. From those beginnings, BDP members and collaborators included Ced Gee of Ultramagnetic MC's, Lee Smith, Scott La Rock, D-Nice, Henry Wilkerson PoppyDa, Kenny Parker (KRS-One's younger brother), Just-Ice, ICU, McBoo, Ms. Melodie, Heather B., Scottie Morris, Tony Rahsan, Willie D., RoboCop, Harmony, DJ Red Alert, Jay Kramer, D-Square, Rebekah Foster, Scott Whitehill, Scott King, Chris Tait and Sidney Mills. BDP as a group essentially ended because KRS-One began recording and performing under his own name rather than the group name. Lee Smith, who has co-producer credit on the original 12\" \"South Bronx\" single, was the first to be jettisoned by KRS-One and the future new label after Scott's death.",
"title": "Members"
},
{
"paragraph_id": 2,
"text": "In the liner notes on BDP's 1992 album Sex and Violence, KRS-One writes: \"BDP in 1992 is KRS-One, Willie D, and Kenny Parker! BDP is not D-Nice, Jamal-Ski, Harmony, Ms. Melodie, and Scottie Morris. They are not down with BDP so stop frontin'.\" Steve \"Flash\" Juon of RapReviews.com claimed that this initiated the ultimate breakup of the group.",
"title": "Members"
},
{
"paragraph_id": 3,
"text": "A conflict arose in the late 1980s concerning the origins of hip-hop, and BDP made conscious efforts in its early work to establish its interpretation of the issue. The origins of hip-hop to many, including BDP, are believed to be from the Bronx. A rival hip-hop collective, known as the Juice Crew's lyrics, were misunderstood to contain a claim in the song \"The Bridge\" that hip hop was directly a result of artists originating from Queensbridge. Boogie Down and KRS retorted angrily with songs such as \"The Bridge is Over\" and \"South Bronx,\" which started one of the first notable hip hop wars as MC Shan, Marley Marl, Roxanne Shanté and Blaq Poet all released songs featuring verses personally attacking KRS and Scott La Rock. But the Bridge Wars were short-lived, and after Scott La Rock's death, KRS began to concentrate on socially conscious music.",
"title": "Cultural influences and impact"
},
{
"paragraph_id": 4,
"text": "While Criminal Minded contained vivid descriptions of South Bronx street life, BDP changed after Scott's death. Lee Smith was dropped and KRS-One adopted the Teacha moniker and made a deliberate attempt at creating politically and socially conscious hip-hop. BDP was influential in provoking political and social consciousness in hip-hop, for example in \"Stop The Violence\" on 1988's By All Means Necessary.",
"title": "Cultural influences and impact"
},
{
"paragraph_id": 5,
"text": "The Jamaican influence in Criminal Minded is well illustrated by the use of the \"Mad Mad\" or \"Diseases\" riddim started in 1981 with reggae star Yellowman's song \"Zunguzunguzeng.\" BDP used this riff in the song \"Remix for P is Free,\" and it was later resampled by artists such as Black Star and dead prez. As an album regarded by many as the start of the gangsta rap movement, Criminal Minded played an important role in reaffirming the social acceptance of having Jamaican roots. BDP referenced reggae in a way that helped to solidify Jamaica's place in modern hip-hop culture.",
"title": "Cultural influences and impact"
},
{
"paragraph_id": 6,
"text": "From its start, BDP affected the development of hip-hop and gave a sincere voice to the reality of life in the South Bronx, a section of New York City clouded with poverty and crime. With Criminal Minded, the group combined the sounds of LaRock's harsh, spare, reggae-influenced beats and KRS-One's long-winded rhyme style on underground classics such as \"9mm Goes Bang\" and \"South Bronx,\" the album's gritty portrait of life on the streets (as well as the firearms that adorned its cover) influenced the gangsta rap movement that began in earnest two years later.",
"title": "Political and social activism"
},
{
"paragraph_id": 7,
"text": "BDP's influence in the creation and development of gangsta rap highlights the cultural significance and impact of the type of music BDP and other early hip-hop artists like it created. This subgenre of hip-hop is most closely associated with hard-core hip-hop and is widely misinterpreted as promoting violence and gang activity. This misinterpretation or stigma is closely related to Boogie Down Productions and the general purpose behind their underlying themes of violence. For instance, the cover art of Criminal Minded displays the two artists in the group brandishing drawn guns and displaying other firearms. This is not an encouragement of the violence described in BDP's music, but a portrayal of the violence in the South Bronx as a means of expression, escape, and even condemnation. This album art is not meant to advocate violence but to challenge the conception of a criminal, to assert that those who are really criminally minded are those who hold power.",
"title": "Political and social activism"
},
{
"paragraph_id": 8,
"text": "BDP's music became significantly more politically astute after Scott La Rock's death. KRS-One published four more albums under the title Boogie Down Productions, and each was increasingly innovative and expanded from the thuggish imagery of Criminal Minded, exploring themes like black-on-black crime and black radicalism, using a riff on the words of Malcolm X, \"by any means necessary\", which became the title of the second BDP album, and remains one of the most political hip-hop albums to date. It was in this album that KRS defined himself as the \"teacha\" or \"teacher\", symbolizing his emphasis on educating his audience members and fans about relevant social issues surrounding the African-American experience.",
"title": "Political and social activism"
},
{
"paragraph_id": 9,
"text": "During his time in association with Boogie Down Productions, KRS-One joined other rappers to create the Stop the Violence Movement, which addressed many of the issues brought up in BDP's music and is the most conscious effort displayed by KRS-One and BDP of political activism and engagement. The movement created the single \"Self-Destruction\" in 1989 through the collaboration of BDP (KRS-One, D-Nice & Ms. Melodie), Stetsasonic (Delite, Daddy-O, Wise, and Frukwan), Kool Moe Dee, MC Lyte, Doug E. Fresh, Just-Ice, Heavy D, Biz Markie, and Public Enemy (Chuck D & Flavor Flav), with the aim of spreading awareness about violence in African-American and hip-hop communities. All proceeds from this effort went to the National Urban League.",
"title": "Political and social activism"
}
] | Boogie Down Productions (BDP) was an American hip hop group originally composed of KRS-One, D-Nice, and DJ Scott La Rock. DJ Scott La Rock was murdered on August 27, 1987, five months after the release of BDP's debut album, Criminal Minded. The name of the group, Boogie Down, derives from a nickname for the South Bronx section of New York City. The group pioneered the fusion of dancehall reggae and hip hop music and their debut LP Criminal Minded contained frank descriptions of life in the South Bronx during the late 1980s, thus setting the stage for what would eventually become gangsta rap. | 2001-06-01T15:37:44Z | 2023-12-31T04:16:59Z | [
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] | https://en.wikipedia.org/wiki/Boogie_Down_Productions |
3,821 | Binary-coded decimal | In computing and electronic systems, binary-coded decimal (BCD) is a class of binary encodings of decimal numbers where each digit is represented by a fixed number of bits, usually four or eight. Sometimes, special bit patterns are used for a sign or other indications (e.g. error or overflow).
In byte-oriented systems (i.e. most modern computers), the term unpacked BCD usually implies a full byte for each digit (often including a sign), whereas packed BCD typically encodes two digits within a single byte by taking advantage of the fact that four bits are enough to represent the range 0 to 9. The precise four-bit encoding, however, may vary for technical reasons (e.g. Excess-3).
The ten states representing a BCD digit are sometimes called tetrades (the nibble typically needed to hold them is also known as a tetrade) while the unused, don't care-states are named pseudo-tetrad(e)s [de], pseudo-decimals or pseudo-decimal digits.
BCD's main virtue, in comparison to binary positional systems, is its more accurate representation and rounding of decimal quantities, as well as its ease of conversion into conventional human-readable representations. Its principal drawbacks are a slight increase in the complexity of the circuits needed to implement basic arithmetic as well as slightly less dense storage.
BCD was used in many early decimal computers, and is implemented in the instruction set of machines such as the IBM System/360 series and its descendants, Digital Equipment Corporation's VAX, the Burroughs B1700, and the Motorola 68000-series processors. BCD per se is not as widely used as in the past, and is unavailable or limited in newer instruction sets (e.g., ARM; x86 in long mode). However, decimal fixed-point and decimal floating-point formats are still important and continue to be used in financial, commercial, and industrial computing, where the subtle conversion and fractional rounding errors that are inherent in binary floating point formats cannot be tolerated.
BCD takes advantage of the fact that any one decimal numeral can be represented by a four-bit pattern. The most obvious way of encoding digits is Natural BCD (NBCD), where each decimal digit is represented by its corresponding four-bit binary value, as shown in the following table. This is also called "8421" encoding.
This scheme can also be referred to as Simple Binary-Coded Decimal (SBCD) or BCD 8421, and is the most common encoding. Others include the so-called "4221" and "7421" encoding – named after the weighting used for the bits – and "Excess-3". For example, the BCD digit 6, 0110'b in 8421 notation, is 1100'b in 4221 (two encodings are possible), 0110'b in 7421, while in Excess-3 it is 1001'b ( 6 + 3 = 9 {\displaystyle 6+3=9} ).
The following table represents decimal digits from 0 to 9 in various BCD encoding systems. In the headers, the "8 4 2 1" indicates the weight of each bit. In the fifth column ("BCD 8 4 −2 −1"), two of the weights are negative. Both ASCII and EBCDIC character codes for the digits, which are examples of zoned BCD, are also shown.
As most computers deal with data in 8-bit bytes, it is possible to use one of the following methods to encode a BCD number:
As an example, encoding the decimal number 91 using unpacked BCD results in the following binary pattern of two bytes:
In packed BCD, the same number would fit into a single byte:
Hence the numerical range for one unpacked BCD byte is zero through nine inclusive, whereas the range for one packed BCD byte is zero through ninety-nine inclusive.
To represent numbers larger than the range of a single byte any number of contiguous bytes may be used. For example, to represent the decimal number 12345 in packed BCD, using big-endian format, a program would encode as follows:
Here, the most significant nibble of the most significant byte has been encoded as zero, so the number is stored as 012345 (but formatting routines might replace or remove leading zeros). Packed BCD is more efficient in storage usage than unpacked BCD; encoding the same number (with the leading zero) in unpacked format would consume twice the storage.
Shifting and masking operations are used to pack or unpack a packed BCD digit. Other bitwise operations are used to convert a numeral to its equivalent bit pattern or reverse the process.
In packed BCD (or simply packed decimal), each nibble represent a decimal digit. Packed BCD has been in use since at least the 1960s and is implemented in all IBM mainframe hardware since then. Most implementations are big endian, i.e. with the more significant digit in the upper half of each byte, and with the leftmost byte (residing at the lowest memory address) containing the most significant digits of the packed decimal value. The lower nibble of the rightmost byte is usually used as the sign flag, although some unsigned representations lack a sign flag. As an example, a 4-byte value consists of 8 nibbles, wherein the upper 7 nibbles store the digits of a 7-digit decimal value, and the lowest nibble indicates the sign of the decimal integer value.
Standard sign values are 1100 (hex C) for positive (+) and 1101 (D) for negative (−). This convention comes from the zone field for EBCDIC characters and the signed overpunch representation. Other allowed signs are 1010 (A) and 1110 (E) for positive and 1011 (B) for negative. IBM System/360 processors will use the 1010 (A) and 1011 (B) signs if the A bit is set in the PSW, for the ASCII-8 standard that never passed. Most implementations also provide unsigned BCD values with a sign nibble of 1111 (F). ILE RPG uses 1111 (F) for positive and 1101 (D) for negative. These match the EBCDIC zone for digits without a sign overpunch. In packed BCD, the number 127 is represented by 0001 0010 0111 1100 (127C) and −127 is represented by 0001 0010 0111 1101 (127D). Burroughs systems used 1101 (D) for negative, and any other value is considered a positive sign value (the processors will normalize a positive sign to 1100 (C)).
No matter how many bytes wide a word is, there is always an even number of nibbles because each byte has two of them. Therefore, a word of n bytes can contain up to (2n)−1 decimal digits, which is always an odd number of digits. A decimal number with d digits requires 1/2(d+1) bytes of storage space.
For example, a 4-byte (32-bit) word can hold seven decimal digits plus a sign and can represent values ranging from ±9,999,999. Thus the number −1,234,567 is 7 digits wide and is encoded as:
Like character strings, the first byte of the packed decimal – that with the most significant two digits – is usually stored in the lowest address in memory, independent of the endianness of the machine.
In contrast, a 4-byte binary two's complement integer can represent values from −2,147,483,648 to +2,147,483,647.
While packed BCD does not make optimal use of storage (using about 20% more memory than binary notation to store the same numbers), conversion to ASCII, EBCDIC, or the various encodings of Unicode is made trivial, as no arithmetic operations are required. The extra storage requirements are usually offset by the need for the accuracy and compatibility with calculator or hand calculation that fixed-point decimal arithmetic provides. Denser packings of BCD exist which avoid the storage penalty and also need no arithmetic operations for common conversions.
Packed BCD is supported in the COBOL programming language as the "COMPUTATIONAL-3" (an IBM extension adopted by many other compiler vendors) or "PACKED-DECIMAL" (part of the 1985 COBOL standard) data type. It is supported in PL/I as "FIXED DECIMAL". Beside the IBM System/360 and later compatible mainframes, packed BCD is implemented in the native instruction set of the original VAX processors from Digital Equipment Corporation and some models of the SDS Sigma series mainframes, and is the native format for the Burroughs Corporation Medium Systems line of mainframes (descended from the 1950s Electrodata 200 series).
Ten's complement representations for negative numbers offer an alternative approach to encoding the sign of packed (and other) BCD numbers. In this case, positive numbers always have a most significant digit between 0 and 4 (inclusive), while negative numbers are represented by the 10's complement of the corresponding positive number. As a result, this system allows for 32-bit packed BCD numbers to range from −50,000,000 to +49,999,999, and −1 is represented as 99999999. (As with two's complement binary numbers, the range is not symmetric about zero.)
Fixed-point decimal numbers are supported by some programming languages (such as COBOL and PL/I). These languages allow the programmer to specify an implicit decimal point in front of one of the digits. For example, a packed decimal value encoded with the bytes 12 34 56 7C represents the fixed-point value +1,234.567 when the implied decimal point is located between the fourth and fifth digits:
The decimal point is not actually stored in memory, as the packed BCD storage format does not provide for it. Its location is simply known to the compiler, and the generated code acts accordingly for the various arithmetic operations.
If a decimal digit requires four bits, then three decimal digits require 12 bits. However, since 2 (1,024) is greater than 10 (1,000), if three decimal digits are encoded together, only 10 bits are needed. Two such encodings are Chen–Ho encoding and densely packed decimal (DPD). The latter has the advantage that subsets of the encoding encode two digits in the optimal seven bits and one digit in four bits, as in regular BCD.
Some implementations, for example IBM mainframe systems, support zoned decimal numeric representations. Each decimal digit is stored in one byte, with the lower four bits encoding the digit in BCD form. The upper four bits, called the "zone" bits, are usually set to a fixed value so that the byte holds a character value corresponding to the digit. EBCDIC systems use a zone value of 1111 (hex F); this yields bytes in the range F0 to F9 (hex), which are the EBCDIC codes for the characters "0" through "9". Similarly, ASCII systems use a zone value of 0011 (hex 3), giving character codes 30 to 39 (hex).
For signed zoned decimal values, the rightmost (least significant) zone nibble holds the sign digit, which is the same set of values that are used for signed packed decimal numbers (see above). Thus a zoned decimal value encoded as the hex bytes F1 F2 D3 represents the signed decimal value −123:
(*) Note: These characters vary depending on the local character code page setting.
Some languages (such as COBOL and PL/I) directly support fixed-point zoned decimal values, assigning an implicit decimal point at some location between the decimal digits of a number. For example, given a six-byte signed zoned decimal value with an implied decimal point to the right of the fourth digit, the hex bytes F1 F2 F7 F9 F5 C0 represent the value +1,279.50:
IBM used the terms Binary-Coded Decimal Interchange Code (BCDIC, sometimes just called BCD), for 6-bit alphanumeric codes that represented numbers, upper-case letters and special characters. Some variation of BCDIC alphamerics is used in most early IBM computers, including the IBM 1620 (introduced in 1959), IBM 1400 series, and non-Decimal Architecture members of the IBM 700/7000 series.
The IBM 1400 series are character-addressable machines, each location being six bits labeled B, A, 8, 4, 2 and 1, plus an odd parity check bit (C) and a word mark bit (M). For encoding digits 1 through 9, B and A are zero and the digit value represented by standard 4-bit BCD in bits 8 through 1. For most other characters bits B and A are derived simply from the "12", "11", and "0" "zone punches" in the punched card character code, and bits 8 through 1 from the 1 through 9 punches. A "12 zone" punch set both B and A, an "11 zone" set B, and a "0 zone" (a 0 punch combined with any others) set A. Thus the letter A, which is (12,1) in the punched card format, is encoded (B,A,1). The currency symbol $, (11,8,3) in the punched card, was encoded in memory as (B,8,2,1). This allows the circuitry to convert between the punched card format and the internal storage format to be very simple with only a few special cases. One important special case is digit 0, represented by a lone 0 punch in the card, and (8,2) in core memory.
The memory of the IBM 1620 is organized into 6-bit addressable digits, the usual 8, 4, 2, 1 plus F, used as a flag bit and C, an odd parity check bit. BCD alphamerics are encoded using digit pairs, with the "zone" in the even-addressed digit and the "digit" in the odd-addressed digit, the "zone" being related to the 12, 11, and 0 "zone punches" as in the 1400 series. Input/Output translation hardware converted between the internal digit pairs and the external standard 6-bit BCD codes.
In the Decimal Architecture IBM 7070, IBM 7072, and IBM 7074 alphamerics are encoded using digit pairs (using two-out-of-five code in the digits, not BCD) of the 10-digit word, with the "zone" in the left digit and the "digit" in the right digit. Input/Output translation hardware converted between the internal digit pairs and the external standard 6-bit BCD codes.
With the introduction of System/360, IBM expanded 6-bit BCD alphamerics to 8-bit EBCDIC, allowing the addition of many more characters (e.g., lowercase letters). A variable length Packed BCD numeric data type is also implemented, providing machine instructions that perform arithmetic directly on packed decimal data.
On the IBM 1130 and 1800, packed BCD is supported in software by IBM's Commercial Subroutine Package.
Today, BCD data is still heavily used in IBM processors and databases, such as IBM Db2, mainframes, and Power6. In these products, the BCD is usually zoned BCD (as in EBCDIC or ASCII), Packed BCD (two decimal digits per byte), or "pure" BCD encoding (one decimal digit stored as BCD in the low four bits of each byte). All of these are used within hardware registers and processing units, and in software. To convert packed decimals in EBCDIC table unloads to readable numbers, you can use the OUTREC FIELDS mask of the JCL utility DFSORT.
The Digital Equipment Corporation VAX-11 series includes instructions that can perform arithmetic directly on packed BCD data and convert between packed BCD data and other integer representations. The VAX's packed BCD format is compatible with that on IBM System/360 and IBM's later compatible processors. The MicroVAX and later VAX implementations dropped this ability from the CPU but retained code compatibility with earlier machines by implementing the missing instructions in an operating system-supplied software library. This is invoked automatically via exception handling when the defunct instructions are encountered, so that programs using them can execute without modification on the newer machines.
The Intel x86 architecture supports a unique 18-digit (ten-byte) BCD format that can be loaded into and stored from the floating point registers, from where computations can be performed.
The Motorola 68000 series had BCD instructions.
In more recent computers such capabilities are almost always implemented in software rather than the CPU's instruction set, but BCD numeric data are still extremely common in commercial and financial applications. There are tricks for implementing packed BCD and zoned decimal add–or–subtract operations using short but difficult to understand sequences of word-parallel logic and binary arithmetic operations. For example, the following code (written in C) computes an unsigned 8-digit packed BCD addition using 32-bit binary operations:
BCD is very common in electronic systems where a numeric value is to be displayed, especially in systems consisting solely of digital logic, and not containing a microprocessor. By employing BCD, the manipulation of numerical data for display can be greatly simplified by treating each digit as a separate single sub-circuit. This matches much more closely the physical reality of display hardware—a designer might choose to use a series of separate identical seven-segment displays to build a metering circuit, for example. If the numeric quantity were stored and manipulated as pure binary, interfacing with such a display would require complex circuitry. Therefore, in cases where the calculations are relatively simple, working throughout with BCD can lead to an overall simpler system than converting to and from binary. Most pocket calculators do all their calculations in BCD.
The same argument applies when hardware of this type uses an embedded microcontroller or other small processor. Often, representing numbers internally in BCD format results in smaller code, since a conversion from or to binary representation can be expensive on such limited processors. For these applications, some small processors feature dedicated arithmetic modes, which assist when writing routines that manipulate BCD quantities.
It is possible to perform addition by first adding in binary, and then converting to BCD afterwards. Conversion of the simple sum of two digits can be done by adding 6 (that is, 16 − 10) when the five-bit result of adding a pair of digits has a value greater than 9. The reason for adding 6 is that there are 16 possible 4-bit BCD values (since 2 = 16), but only 10 values are valid (0000 through 1001). For example:
10001 is the binary, not decimal, representation of the desired result, but the most significant 1 (the "carry") cannot fit in a 4-bit binary number. In BCD as in decimal, there cannot exist a value greater than 9 (1001) per digit. To correct this, 6 (0110) is added to the total, and then the result is treated as two nibbles:
The two nibbles of the result, 0001 and 0111, correspond to the digits "1" and "7". This yields "17" in BCD, which is the correct result.
This technique can be extended to adding multiple digits by adding in groups from right to left, propagating the second digit as a carry, always comparing the 5-bit result of each digit-pair sum to 9. Some CPUs provide a half-carry flag to facilitate BCD arithmetic adjustments following binary addition and subtraction operations. The Intel 8080, the Zilog Z80 and the CPUs of the x86 family provide the opcode DAA (Decimal Adjust Accumulator).
Subtraction is done by adding the ten's complement of the subtrahend to the minuend. To represent the sign of a number in BCD, the number 0000 is used to represent a positive number, and 1001 is used to represent a negative number. The remaining 14 combinations are invalid signs. To illustrate signed BCD subtraction, consider the following problem: 357 − 432.
In signed BCD, 357 is 0000 0011 0101 0111. The ten's complement of 432 can be obtained by taking the nine's complement of 432, and then adding one. So, 999 − 432 = 567, and 567 + 1 = 568. By preceding 568 in BCD by the negative sign code, the number −432 can be represented. So, −432 in signed BCD is 1001 0101 0110 1000.
Now that both numbers are represented in signed BCD, they can be added together:
Since BCD is a form of decimal representation, several of the digit sums above are invalid. In the event that an invalid entry (any BCD digit greater than 1001) exists, 6 is added to generate a carry bit and cause the sum to become a valid entry. So, adding 6 to the invalid entries results in the following:
Thus the result of the subtraction is 1001 1001 0010 0101 (−925). To confirm the result, note that the first digit is 9, which means negative. This seems to be correct since 357 − 432 should result in a negative number. The remaining nibbles are BCD, so 1001 0010 0101 is 925. The ten's complement of 925 is 1000 − 925 = 75, so the calculated answer is −75.
If there are a different number of nibbles being added together (such as 1053 − 2), the number with the fewer digits must first be prefixed with zeros before taking the ten's complement or subtracting. So, with 1053 − 2, 2 would have to first be represented as 0002 in BCD, and the ten's complement of 0002 would have to be calculated.
Various BCD implementations exist that employ other representations for numbers. Programmable calculators manufactured by Texas Instruments, Hewlett-Packard, and others typically employ a floating-point BCD format, typically with two or three digits for the (decimal) exponent. The extra bits of the sign digit may be used to indicate special numeric values, such as infinity, underflow/overflow, and error (a blinking display).
Signed decimal values may be represented in several ways. The COBOL programming language, for example, supports five zoned decimal formats, with each one encoding the numeric sign in a different way:
3GPP developed TBCD, an expansion to BCD where the remaining (unused) bit combinations are used to add specific telephony characters, with digits similar to those found in telephone keypads original design.
The mentioned 3GPP document defines TBCD-STRING with swapped nibbles in each byte. Bits, octets and digits indexed from 1, bits from the right, digits and octets from the left.
bits 8765 of octet n encoding digit 2n
bits 4321 of octet n encoding digit 2(n – 1) + 1
Meaning number 1234, would become 21 43 in TBCD.
If errors in representation and computation are more important than the speed of conversion to and from display, a scaled binary representation may be used, which stores a decimal number as a binary-encoded integer and a binary-encoded signed decimal exponent. For example, 0.2 can be represented as 2×10.
This representation allows rapid multiplication and division, but may require shifting by a power of 10 during addition and subtraction to align the decimal points. It is appropriate for applications with a fixed number of decimal places that do not then require this adjustment—particularly financial applications where 2 or 4 digits after the decimal point are usually enough. Indeed, this is almost a form of fixed point arithmetic since the position of the radix point is implied.
The Hertz and Chen–Ho encodings provide Boolean transformations for converting groups of three BCD-encoded digits to and from 10-bit values that can be efficiently encoded in hardware with only 2 or 3 gate delays. Densely packed decimal (DPD) is a similar scheme that is used for most of the significand, except the lead digit, for one of the two alternative decimal encodings specified in the IEEE 754-2008 floating-point standard.
The BIOS in many personal computers stores the date and time in BCD because the MC6818 real-time clock chip used in the original IBM PC AT motherboard provided the time encoded in BCD. This form is easily converted into ASCII for display.
The Atari 8-bit family of computers used BCD to implement floating-point algorithms. The MOS 6502 processor has a BCD mode that affects the addition and subtraction instructions. The Psion Organiser 1 handheld computer's manufacturer-supplied software also entirely used BCD to implement floating point; later Psion models used binary exclusively.
Early models of the PlayStation 3 store the date and time in BCD. This led to a worldwide outage of the console on 1 March 2010. The last two digits of the year stored as BCD were misinterpreted as 16 causing an error in the unit's date, rendering most functions inoperable. This has been referred to as the Year 2010 problem.
In the 1972 case Gottschalk v. Benson, the U.S. Supreme Court overturned a lower court's decision that had allowed a patent for converting BCD-encoded numbers to binary on a computer. The decision noted that a patent "would wholly pre-empt the mathematical formula and in practical effect would be a patent on the algorithm itself". This was a landmark judgement that determining the patentability of software and algorithms. | [
{
"paragraph_id": 0,
"text": "In computing and electronic systems, binary-coded decimal (BCD) is a class of binary encodings of decimal numbers where each digit is represented by a fixed number of bits, usually four or eight. Sometimes, special bit patterns are used for a sign or other indications (e.g. error or overflow).",
"title": ""
},
{
"paragraph_id": 1,
"text": "In byte-oriented systems (i.e. most modern computers), the term unpacked BCD usually implies a full byte for each digit (often including a sign), whereas packed BCD typically encodes two digits within a single byte by taking advantage of the fact that four bits are enough to represent the range 0 to 9. The precise four-bit encoding, however, may vary for technical reasons (e.g. Excess-3).",
"title": ""
},
{
"paragraph_id": 2,
"text": "The ten states representing a BCD digit are sometimes called tetrades (the nibble typically needed to hold them is also known as a tetrade) while the unused, don't care-states are named pseudo-tetrad(e)s [de], pseudo-decimals or pseudo-decimal digits.",
"title": ""
},
{
"paragraph_id": 3,
"text": "BCD's main virtue, in comparison to binary positional systems, is its more accurate representation and rounding of decimal quantities, as well as its ease of conversion into conventional human-readable representations. Its principal drawbacks are a slight increase in the complexity of the circuits needed to implement basic arithmetic as well as slightly less dense storage.",
"title": ""
},
{
"paragraph_id": 4,
"text": "BCD was used in many early decimal computers, and is implemented in the instruction set of machines such as the IBM System/360 series and its descendants, Digital Equipment Corporation's VAX, the Burroughs B1700, and the Motorola 68000-series processors. BCD per se is not as widely used as in the past, and is unavailable or limited in newer instruction sets (e.g., ARM; x86 in long mode). However, decimal fixed-point and decimal floating-point formats are still important and continue to be used in financial, commercial, and industrial computing, where the subtle conversion and fractional rounding errors that are inherent in binary floating point formats cannot be tolerated.",
"title": ""
},
{
"paragraph_id": 5,
"text": "BCD takes advantage of the fact that any one decimal numeral can be represented by a four-bit pattern. The most obvious way of encoding digits is Natural BCD (NBCD), where each decimal digit is represented by its corresponding four-bit binary value, as shown in the following table. This is also called \"8421\" encoding.",
"title": "Background"
},
{
"paragraph_id": 6,
"text": "This scheme can also be referred to as Simple Binary-Coded Decimal (SBCD) or BCD 8421, and is the most common encoding. Others include the so-called \"4221\" and \"7421\" encoding – named after the weighting used for the bits – and \"Excess-3\". For example, the BCD digit 6, 0110'b in 8421 notation, is 1100'b in 4221 (two encodings are possible), 0110'b in 7421, while in Excess-3 it is 1001'b ( 6 + 3 = 9 {\\displaystyle 6+3=9} ).",
"title": "Background"
},
{
"paragraph_id": 7,
"text": "The following table represents decimal digits from 0 to 9 in various BCD encoding systems. In the headers, the \"8 4 2 1\" indicates the weight of each bit. In the fifth column (\"BCD 8 4 −2 −1\"), two of the weights are negative. Both ASCII and EBCDIC character codes for the digits, which are examples of zoned BCD, are also shown.",
"title": "Background"
},
{
"paragraph_id": 8,
"text": "As most computers deal with data in 8-bit bytes, it is possible to use one of the following methods to encode a BCD number:",
"title": "Background"
},
{
"paragraph_id": 9,
"text": "As an example, encoding the decimal number 91 using unpacked BCD results in the following binary pattern of two bytes:",
"title": "Background"
},
{
"paragraph_id": 10,
"text": "In packed BCD, the same number would fit into a single byte:",
"title": "Background"
},
{
"paragraph_id": 11,
"text": "Hence the numerical range for one unpacked BCD byte is zero through nine inclusive, whereas the range for one packed BCD byte is zero through ninety-nine inclusive.",
"title": "Background"
},
{
"paragraph_id": 12,
"text": "To represent numbers larger than the range of a single byte any number of contiguous bytes may be used. For example, to represent the decimal number 12345 in packed BCD, using big-endian format, a program would encode as follows:",
"title": "Background"
},
{
"paragraph_id": 13,
"text": "Here, the most significant nibble of the most significant byte has been encoded as zero, so the number is stored as 012345 (but formatting routines might replace or remove leading zeros). Packed BCD is more efficient in storage usage than unpacked BCD; encoding the same number (with the leading zero) in unpacked format would consume twice the storage.",
"title": "Background"
},
{
"paragraph_id": 14,
"text": "Shifting and masking operations are used to pack or unpack a packed BCD digit. Other bitwise operations are used to convert a numeral to its equivalent bit pattern or reverse the process.",
"title": "Background"
},
{
"paragraph_id": 15,
"text": "In packed BCD (or simply packed decimal), each nibble represent a decimal digit. Packed BCD has been in use since at least the 1960s and is implemented in all IBM mainframe hardware since then. Most implementations are big endian, i.e. with the more significant digit in the upper half of each byte, and with the leftmost byte (residing at the lowest memory address) containing the most significant digits of the packed decimal value. The lower nibble of the rightmost byte is usually used as the sign flag, although some unsigned representations lack a sign flag. As an example, a 4-byte value consists of 8 nibbles, wherein the upper 7 nibbles store the digits of a 7-digit decimal value, and the lowest nibble indicates the sign of the decimal integer value.",
"title": "Packed BCD"
},
{
"paragraph_id": 16,
"text": "Standard sign values are 1100 (hex C) for positive (+) and 1101 (D) for negative (−). This convention comes from the zone field for EBCDIC characters and the signed overpunch representation. Other allowed signs are 1010 (A) and 1110 (E) for positive and 1011 (B) for negative. IBM System/360 processors will use the 1010 (A) and 1011 (B) signs if the A bit is set in the PSW, for the ASCII-8 standard that never passed. Most implementations also provide unsigned BCD values with a sign nibble of 1111 (F). ILE RPG uses 1111 (F) for positive and 1101 (D) for negative. These match the EBCDIC zone for digits without a sign overpunch. In packed BCD, the number 127 is represented by 0001 0010 0111 1100 (127C) and −127 is represented by 0001 0010 0111 1101 (127D). Burroughs systems used 1101 (D) for negative, and any other value is considered a positive sign value (the processors will normalize a positive sign to 1100 (C)).",
"title": "Packed BCD"
},
{
"paragraph_id": 17,
"text": "No matter how many bytes wide a word is, there is always an even number of nibbles because each byte has two of them. Therefore, a word of n bytes can contain up to (2n)−1 decimal digits, which is always an odd number of digits. A decimal number with d digits requires 1/2(d+1) bytes of storage space.",
"title": "Packed BCD"
},
{
"paragraph_id": 18,
"text": "For example, a 4-byte (32-bit) word can hold seven decimal digits plus a sign and can represent values ranging from ±9,999,999. Thus the number −1,234,567 is 7 digits wide and is encoded as:",
"title": "Packed BCD"
},
{
"paragraph_id": 19,
"text": "Like character strings, the first byte of the packed decimal – that with the most significant two digits – is usually stored in the lowest address in memory, independent of the endianness of the machine.",
"title": "Packed BCD"
},
{
"paragraph_id": 20,
"text": "In contrast, a 4-byte binary two's complement integer can represent values from −2,147,483,648 to +2,147,483,647.",
"title": "Packed BCD"
},
{
"paragraph_id": 21,
"text": "While packed BCD does not make optimal use of storage (using about 20% more memory than binary notation to store the same numbers), conversion to ASCII, EBCDIC, or the various encodings of Unicode is made trivial, as no arithmetic operations are required. The extra storage requirements are usually offset by the need for the accuracy and compatibility with calculator or hand calculation that fixed-point decimal arithmetic provides. Denser packings of BCD exist which avoid the storage penalty and also need no arithmetic operations for common conversions.",
"title": "Packed BCD"
},
{
"paragraph_id": 22,
"text": "Packed BCD is supported in the COBOL programming language as the \"COMPUTATIONAL-3\" (an IBM extension adopted by many other compiler vendors) or \"PACKED-DECIMAL\" (part of the 1985 COBOL standard) data type. It is supported in PL/I as \"FIXED DECIMAL\". Beside the IBM System/360 and later compatible mainframes, packed BCD is implemented in the native instruction set of the original VAX processors from Digital Equipment Corporation and some models of the SDS Sigma series mainframes, and is the native format for the Burroughs Corporation Medium Systems line of mainframes (descended from the 1950s Electrodata 200 series).",
"title": "Packed BCD"
},
{
"paragraph_id": 23,
"text": "Ten's complement representations for negative numbers offer an alternative approach to encoding the sign of packed (and other) BCD numbers. In this case, positive numbers always have a most significant digit between 0 and 4 (inclusive), while negative numbers are represented by the 10's complement of the corresponding positive number. As a result, this system allows for 32-bit packed BCD numbers to range from −50,000,000 to +49,999,999, and −1 is represented as 99999999. (As with two's complement binary numbers, the range is not symmetric about zero.)",
"title": "Packed BCD"
},
{
"paragraph_id": 24,
"text": "Fixed-point decimal numbers are supported by some programming languages (such as COBOL and PL/I). These languages allow the programmer to specify an implicit decimal point in front of one of the digits. For example, a packed decimal value encoded with the bytes 12 34 56 7C represents the fixed-point value +1,234.567 when the implied decimal point is located between the fourth and fifth digits:",
"title": "Packed BCD"
},
{
"paragraph_id": 25,
"text": "The decimal point is not actually stored in memory, as the packed BCD storage format does not provide for it. Its location is simply known to the compiler, and the generated code acts accordingly for the various arithmetic operations.",
"title": "Packed BCD"
},
{
"paragraph_id": 26,
"text": "If a decimal digit requires four bits, then three decimal digits require 12 bits. However, since 2 (1,024) is greater than 10 (1,000), if three decimal digits are encoded together, only 10 bits are needed. Two such encodings are Chen–Ho encoding and densely packed decimal (DPD). The latter has the advantage that subsets of the encoding encode two digits in the optimal seven bits and one digit in four bits, as in regular BCD.",
"title": "Packed BCD"
},
{
"paragraph_id": 27,
"text": "Some implementations, for example IBM mainframe systems, support zoned decimal numeric representations. Each decimal digit is stored in one byte, with the lower four bits encoding the digit in BCD form. The upper four bits, called the \"zone\" bits, are usually set to a fixed value so that the byte holds a character value corresponding to the digit. EBCDIC systems use a zone value of 1111 (hex F); this yields bytes in the range F0 to F9 (hex), which are the EBCDIC codes for the characters \"0\" through \"9\". Similarly, ASCII systems use a zone value of 0011 (hex 3), giving character codes 30 to 39 (hex).",
"title": "Zoned decimal"
},
{
"paragraph_id": 28,
"text": "For signed zoned decimal values, the rightmost (least significant) zone nibble holds the sign digit, which is the same set of values that are used for signed packed decimal numbers (see above). Thus a zoned decimal value encoded as the hex bytes F1 F2 D3 represents the signed decimal value −123:",
"title": "Zoned decimal"
},
{
"paragraph_id": 29,
"text": "(*) Note: These characters vary depending on the local character code page setting.",
"title": "Zoned decimal"
},
{
"paragraph_id": 30,
"text": "Some languages (such as COBOL and PL/I) directly support fixed-point zoned decimal values, assigning an implicit decimal point at some location between the decimal digits of a number. For example, given a six-byte signed zoned decimal value with an implied decimal point to the right of the fourth digit, the hex bytes F1 F2 F7 F9 F5 C0 represent the value +1,279.50:",
"title": "Zoned decimal"
},
{
"paragraph_id": 31,
"text": "IBM used the terms Binary-Coded Decimal Interchange Code (BCDIC, sometimes just called BCD), for 6-bit alphanumeric codes that represented numbers, upper-case letters and special characters. Some variation of BCDIC alphamerics is used in most early IBM computers, including the IBM 1620 (introduced in 1959), IBM 1400 series, and non-Decimal Architecture members of the IBM 700/7000 series.",
"title": "BCD in computers"
},
{
"paragraph_id": 32,
"text": "The IBM 1400 series are character-addressable machines, each location being six bits labeled B, A, 8, 4, 2 and 1, plus an odd parity check bit (C) and a word mark bit (M). For encoding digits 1 through 9, B and A are zero and the digit value represented by standard 4-bit BCD in bits 8 through 1. For most other characters bits B and A are derived simply from the \"12\", \"11\", and \"0\" \"zone punches\" in the punched card character code, and bits 8 through 1 from the 1 through 9 punches. A \"12 zone\" punch set both B and A, an \"11 zone\" set B, and a \"0 zone\" (a 0 punch combined with any others) set A. Thus the letter A, which is (12,1) in the punched card format, is encoded (B,A,1). The currency symbol $, (11,8,3) in the punched card, was encoded in memory as (B,8,2,1). This allows the circuitry to convert between the punched card format and the internal storage format to be very simple with only a few special cases. One important special case is digit 0, represented by a lone 0 punch in the card, and (8,2) in core memory.",
"title": "BCD in computers"
},
{
"paragraph_id": 33,
"text": "The memory of the IBM 1620 is organized into 6-bit addressable digits, the usual 8, 4, 2, 1 plus F, used as a flag bit and C, an odd parity check bit. BCD alphamerics are encoded using digit pairs, with the \"zone\" in the even-addressed digit and the \"digit\" in the odd-addressed digit, the \"zone\" being related to the 12, 11, and 0 \"zone punches\" as in the 1400 series. Input/Output translation hardware converted between the internal digit pairs and the external standard 6-bit BCD codes.",
"title": "BCD in computers"
},
{
"paragraph_id": 34,
"text": "In the Decimal Architecture IBM 7070, IBM 7072, and IBM 7074 alphamerics are encoded using digit pairs (using two-out-of-five code in the digits, not BCD) of the 10-digit word, with the \"zone\" in the left digit and the \"digit\" in the right digit. Input/Output translation hardware converted between the internal digit pairs and the external standard 6-bit BCD codes.",
"title": "BCD in computers"
},
{
"paragraph_id": 35,
"text": "With the introduction of System/360, IBM expanded 6-bit BCD alphamerics to 8-bit EBCDIC, allowing the addition of many more characters (e.g., lowercase letters). A variable length Packed BCD numeric data type is also implemented, providing machine instructions that perform arithmetic directly on packed decimal data.",
"title": "BCD in computers"
},
{
"paragraph_id": 36,
"text": "On the IBM 1130 and 1800, packed BCD is supported in software by IBM's Commercial Subroutine Package.",
"title": "BCD in computers"
},
{
"paragraph_id": 37,
"text": "Today, BCD data is still heavily used in IBM processors and databases, such as IBM Db2, mainframes, and Power6. In these products, the BCD is usually zoned BCD (as in EBCDIC or ASCII), Packed BCD (two decimal digits per byte), or \"pure\" BCD encoding (one decimal digit stored as BCD in the low four bits of each byte). All of these are used within hardware registers and processing units, and in software. To convert packed decimals in EBCDIC table unloads to readable numbers, you can use the OUTREC FIELDS mask of the JCL utility DFSORT.",
"title": "BCD in computers"
},
{
"paragraph_id": 38,
"text": "The Digital Equipment Corporation VAX-11 series includes instructions that can perform arithmetic directly on packed BCD data and convert between packed BCD data and other integer representations. The VAX's packed BCD format is compatible with that on IBM System/360 and IBM's later compatible processors. The MicroVAX and later VAX implementations dropped this ability from the CPU but retained code compatibility with earlier machines by implementing the missing instructions in an operating system-supplied software library. This is invoked automatically via exception handling when the defunct instructions are encountered, so that programs using them can execute without modification on the newer machines.",
"title": "BCD in computers"
},
{
"paragraph_id": 39,
"text": "The Intel x86 architecture supports a unique 18-digit (ten-byte) BCD format that can be loaded into and stored from the floating point registers, from where computations can be performed.",
"title": "BCD in computers"
},
{
"paragraph_id": 40,
"text": "The Motorola 68000 series had BCD instructions.",
"title": "BCD in computers"
},
{
"paragraph_id": 41,
"text": "In more recent computers such capabilities are almost always implemented in software rather than the CPU's instruction set, but BCD numeric data are still extremely common in commercial and financial applications. There are tricks for implementing packed BCD and zoned decimal add–or–subtract operations using short but difficult to understand sequences of word-parallel logic and binary arithmetic operations. For example, the following code (written in C) computes an unsigned 8-digit packed BCD addition using 32-bit binary operations:",
"title": "BCD in computers"
},
{
"paragraph_id": 42,
"text": "BCD is very common in electronic systems where a numeric value is to be displayed, especially in systems consisting solely of digital logic, and not containing a microprocessor. By employing BCD, the manipulation of numerical data for display can be greatly simplified by treating each digit as a separate single sub-circuit. This matches much more closely the physical reality of display hardware—a designer might choose to use a series of separate identical seven-segment displays to build a metering circuit, for example. If the numeric quantity were stored and manipulated as pure binary, interfacing with such a display would require complex circuitry. Therefore, in cases where the calculations are relatively simple, working throughout with BCD can lead to an overall simpler system than converting to and from binary. Most pocket calculators do all their calculations in BCD.",
"title": "BCD in electronics"
},
{
"paragraph_id": 43,
"text": "The same argument applies when hardware of this type uses an embedded microcontroller or other small processor. Often, representing numbers internally in BCD format results in smaller code, since a conversion from or to binary representation can be expensive on such limited processors. For these applications, some small processors feature dedicated arithmetic modes, which assist when writing routines that manipulate BCD quantities.",
"title": "BCD in electronics"
},
{
"paragraph_id": 44,
"text": "It is possible to perform addition by first adding in binary, and then converting to BCD afterwards. Conversion of the simple sum of two digits can be done by adding 6 (that is, 16 − 10) when the five-bit result of adding a pair of digits has a value greater than 9. The reason for adding 6 is that there are 16 possible 4-bit BCD values (since 2 = 16), but only 10 values are valid (0000 through 1001). For example:",
"title": "Operations with BCD"
},
{
"paragraph_id": 45,
"text": "10001 is the binary, not decimal, representation of the desired result, but the most significant 1 (the \"carry\") cannot fit in a 4-bit binary number. In BCD as in decimal, there cannot exist a value greater than 9 (1001) per digit. To correct this, 6 (0110) is added to the total, and then the result is treated as two nibbles:",
"title": "Operations with BCD"
},
{
"paragraph_id": 46,
"text": "The two nibbles of the result, 0001 and 0111, correspond to the digits \"1\" and \"7\". This yields \"17\" in BCD, which is the correct result.",
"title": "Operations with BCD"
},
{
"paragraph_id": 47,
"text": "This technique can be extended to adding multiple digits by adding in groups from right to left, propagating the second digit as a carry, always comparing the 5-bit result of each digit-pair sum to 9. Some CPUs provide a half-carry flag to facilitate BCD arithmetic adjustments following binary addition and subtraction operations. The Intel 8080, the Zilog Z80 and the CPUs of the x86 family provide the opcode DAA (Decimal Adjust Accumulator).",
"title": "Operations with BCD"
},
{
"paragraph_id": 48,
"text": "Subtraction is done by adding the ten's complement of the subtrahend to the minuend. To represent the sign of a number in BCD, the number 0000 is used to represent a positive number, and 1001 is used to represent a negative number. The remaining 14 combinations are invalid signs. To illustrate signed BCD subtraction, consider the following problem: 357 − 432.",
"title": "Operations with BCD"
},
{
"paragraph_id": 49,
"text": "In signed BCD, 357 is 0000 0011 0101 0111. The ten's complement of 432 can be obtained by taking the nine's complement of 432, and then adding one. So, 999 − 432 = 567, and 567 + 1 = 568. By preceding 568 in BCD by the negative sign code, the number −432 can be represented. So, −432 in signed BCD is 1001 0101 0110 1000.",
"title": "Operations with BCD"
},
{
"paragraph_id": 50,
"text": "Now that both numbers are represented in signed BCD, they can be added together:",
"title": "Operations with BCD"
},
{
"paragraph_id": 51,
"text": "Since BCD is a form of decimal representation, several of the digit sums above are invalid. In the event that an invalid entry (any BCD digit greater than 1001) exists, 6 is added to generate a carry bit and cause the sum to become a valid entry. So, adding 6 to the invalid entries results in the following:",
"title": "Operations with BCD"
},
{
"paragraph_id": 52,
"text": "Thus the result of the subtraction is 1001 1001 0010 0101 (−925). To confirm the result, note that the first digit is 9, which means negative. This seems to be correct since 357 − 432 should result in a negative number. The remaining nibbles are BCD, so 1001 0010 0101 is 925. The ten's complement of 925 is 1000 − 925 = 75, so the calculated answer is −75.",
"title": "Operations with BCD"
},
{
"paragraph_id": 53,
"text": "If there are a different number of nibbles being added together (such as 1053 − 2), the number with the fewer digits must first be prefixed with zeros before taking the ten's complement or subtracting. So, with 1053 − 2, 2 would have to first be represented as 0002 in BCD, and the ten's complement of 0002 would have to be calculated.",
"title": "Operations with BCD"
},
{
"paragraph_id": 54,
"text": "Various BCD implementations exist that employ other representations for numbers. Programmable calculators manufactured by Texas Instruments, Hewlett-Packard, and others typically employ a floating-point BCD format, typically with two or three digits for the (decimal) exponent. The extra bits of the sign digit may be used to indicate special numeric values, such as infinity, underflow/overflow, and error (a blinking display).",
"title": "Representational variations"
},
{
"paragraph_id": 55,
"text": "Signed decimal values may be represented in several ways. The COBOL programming language, for example, supports five zoned decimal formats, with each one encoding the numeric sign in a different way:",
"title": "Representational variations"
},
{
"paragraph_id": 56,
"text": "3GPP developed TBCD, an expansion to BCD where the remaining (unused) bit combinations are used to add specific telephony characters, with digits similar to those found in telephone keypads original design.",
"title": "Representational variations"
},
{
"paragraph_id": 57,
"text": "The mentioned 3GPP document defines TBCD-STRING with swapped nibbles in each byte. Bits, octets and digits indexed from 1, bits from the right, digits and octets from the left.",
"title": "Representational variations"
},
{
"paragraph_id": 58,
"text": "bits 8765 of octet n encoding digit 2n",
"title": "Representational variations"
},
{
"paragraph_id": 59,
"text": "bits 4321 of octet n encoding digit 2(n – 1) + 1",
"title": "Representational variations"
},
{
"paragraph_id": 60,
"text": "Meaning number 1234, would become 21 43 in TBCD.",
"title": "Representational variations"
},
{
"paragraph_id": 61,
"text": "If errors in representation and computation are more important than the speed of conversion to and from display, a scaled binary representation may be used, which stores a decimal number as a binary-encoded integer and a binary-encoded signed decimal exponent. For example, 0.2 can be represented as 2×10.",
"title": "Alternative encodings"
},
{
"paragraph_id": 62,
"text": "This representation allows rapid multiplication and division, but may require shifting by a power of 10 during addition and subtraction to align the decimal points. It is appropriate for applications with a fixed number of decimal places that do not then require this adjustment—particularly financial applications where 2 or 4 digits after the decimal point are usually enough. Indeed, this is almost a form of fixed point arithmetic since the position of the radix point is implied.",
"title": "Alternative encodings"
},
{
"paragraph_id": 63,
"text": "The Hertz and Chen–Ho encodings provide Boolean transformations for converting groups of three BCD-encoded digits to and from 10-bit values that can be efficiently encoded in hardware with only 2 or 3 gate delays. Densely packed decimal (DPD) is a similar scheme that is used for most of the significand, except the lead digit, for one of the two alternative decimal encodings specified in the IEEE 754-2008 floating-point standard.",
"title": "Alternative encodings"
},
{
"paragraph_id": 64,
"text": "The BIOS in many personal computers stores the date and time in BCD because the MC6818 real-time clock chip used in the original IBM PC AT motherboard provided the time encoded in BCD. This form is easily converted into ASCII for display.",
"title": "Application"
},
{
"paragraph_id": 65,
"text": "The Atari 8-bit family of computers used BCD to implement floating-point algorithms. The MOS 6502 processor has a BCD mode that affects the addition and subtraction instructions. The Psion Organiser 1 handheld computer's manufacturer-supplied software also entirely used BCD to implement floating point; later Psion models used binary exclusively.",
"title": "Application"
},
{
"paragraph_id": 66,
"text": "Early models of the PlayStation 3 store the date and time in BCD. This led to a worldwide outage of the console on 1 March 2010. The last two digits of the year stored as BCD were misinterpreted as 16 causing an error in the unit's date, rendering most functions inoperable. This has been referred to as the Year 2010 problem.",
"title": "Application"
},
{
"paragraph_id": 67,
"text": "In the 1972 case Gottschalk v. Benson, the U.S. Supreme Court overturned a lower court's decision that had allowed a patent for converting BCD-encoded numbers to binary on a computer. The decision noted that a patent \"would wholly pre-empt the mathematical formula and in practical effect would be a patent on the algorithm itself\". This was a landmark judgement that determining the patentability of software and algorithms.",
"title": "Legal history"
}
] | In computing and electronic systems, binary-coded decimal (BCD) is a class of binary encodings of decimal numbers where each digit is represented by a fixed number of bits, usually four or eight. Sometimes, special bit patterns are used for a sign or other indications. In byte-oriented systems, the term unpacked BCD usually implies a full byte for each digit, whereas packed BCD typically encodes two digits within a single byte by taking advantage of the fact that four bits are enough to represent the range 0 to 9. The precise four-bit encoding, however, may vary for technical reasons. The ten states representing a BCD digit are sometimes called tetrades while the unused, don't care-states are named pseudo-tetrad(e)s, pseudo-decimals or pseudo-decimal digits. BCD's main virtue, in comparison to binary positional systems, is its more accurate representation and rounding of decimal quantities, as well as its ease of conversion into conventional human-readable representations. Its principal drawbacks are a slight increase in the complexity of the circuits needed to implement basic arithmetic as well as slightly less dense storage. BCD was used in many early decimal computers, and is implemented in the instruction set of machines such as the IBM System/360 series and its descendants, Digital Equipment Corporation's VAX, the Burroughs B1700, and the Motorola 68000-series processors. BCD per se is not as widely used as in the past, and is unavailable or limited in newer instruction sets. However, decimal fixed-point and decimal floating-point formats are still important and continue to be used in financial, commercial, and industrial computing, where the subtle conversion and fractional rounding errors that are inherent in binary floating point formats cannot be tolerated. | 2001-08-21T00:23:45Z | 2023-12-27T16:08:35Z | [
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3,822 | BCD | BCD may refer to: | [
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3,823 | Binary | Binary may refer to: | [
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3,826 | Bumin Qaghan | Bumin Qaghan (Old Turkic: 𐰉𐰆𐰢𐰣:𐰴𐰍𐰣, romanized: Bumïn qaγan, also known as Illig Qaghan (Chinese: 伊利可汗, Pinyin: Yīlì Kèhán, Wade–Giles: i-li k'o-han) or Yamï Qaghan (Old Turkic: 𐰖𐰢𐰃:𐰴𐰍𐰣, romanized: Yаmï qaγan, died 552 AD) was the founder of the Turkic Khaganate. He was the eldest son of Ashina Tuwu (吐務 / 吐务). He was the chieftain of the Turks under the sovereignty of Rouran Khaganate. He is also mentioned as Tumen (土門, 吐門, commander of ten thousand) of the Rouran Khaganate.
According to History of Northern Dynasties and Zizhi Tongjian, in 545 Tumen's tribe started to rise and frequently invaded the western frontier of Wei. The chancellor of Western Wei, Yuwen Tai, sent An Nuopanto (安諾盤陀, Nanai-Banda, a Sogdian from Bukhara,) as an emissary to the Göktürk chieftain Tumen, in an attempt to establish a commercial relationship. In 546, Tumen paid tribute to the Western Wei state. In that same year, Tumen put down a revolt of the Tiele tribes against the Rouran Khaganate, their overlords. Following this, Tumen felt entitled to request of the Rouran a princess as his wife. The Rouran khagan, Anagui, sent a message refusing this request and adding: "You are my blacksmith slave. How dare you utter these words?" Bumin got angry, killed Anagui's emissary, and severed relations with the Rouran Khaganate. Anagui's "blacksmith" (鍛奴 / 锻奴, Pinyin: duàn nú, Wade–Giles: tuan-nu) insult was recorded in Chinese chronicles. Some sources state that members of the Turks (referred as "Tujue" in Chinese sources) did serve blacksmiths for the Rouran elite, and that "blacksmith slavery" may refer to a kind of vassalage that prevailed in Rouran society. Nevertheless, after this incident Bumin emerged as the leader of the revolt against Rouran.
In 551, Bumin requested a Western Wei princess in marriage. Yuwen Tai permitted it and sent Princess Changle(長樂公主) of Western Wei to Bumin. In the same year when Emperor Wen of Western Wei died, Bumin sent mission and gave two hundred horses.
The beginning of formal diplomatic relations with China propped up Bumin's authority among the Turks. He eventually united the local Turkic tribes and threw off the yoke of the Rouran domination. In 552 Bumin's army defeated Anagui's forces at the north of Huaihuang and then Anagui committed suicide. With their defeat Bumin proclaimed himself "Illig Qaghan" and made his wife qaghatun. "Illig" means Ilkhan (i.e. ruler of people) in Old Turkic. According to the Bilge Qaghan's memorial complex and the Kul Tigin's memorial complex, Bumin and Istemi ruled people by Turkic laws and they developed them.
Bumin died within several months after proclaiming himself Illig Qaghan. He was married to Princess Changle of Western Wei.
Issue:
He was succeeded by his younger brother Istemi in the western part and by his son Issik Qaghan in the eastern part. In less than one century, his khaganate expanded to comprise most of Central Asia. | [
{
"paragraph_id": 0,
"text": "Bumin Qaghan (Old Turkic: 𐰉𐰆𐰢𐰣:𐰴𐰍𐰣, romanized: Bumïn qaγan, also known as Illig Qaghan (Chinese: 伊利可汗, Pinyin: Yīlì Kèhán, Wade–Giles: i-li k'o-han) or Yamï Qaghan (Old Turkic: 𐰖𐰢𐰃:𐰴𐰍𐰣, romanized: Yаmï qaγan, died 552 AD) was the founder of the Turkic Khaganate. He was the eldest son of Ashina Tuwu (吐務 / 吐务). He was the chieftain of the Turks under the sovereignty of Rouran Khaganate. He is also mentioned as Tumen (土門, 吐門, commander of ten thousand) of the Rouran Khaganate.",
"title": ""
},
{
"paragraph_id": 1,
"text": "According to History of Northern Dynasties and Zizhi Tongjian, in 545 Tumen's tribe started to rise and frequently invaded the western frontier of Wei. The chancellor of Western Wei, Yuwen Tai, sent An Nuopanto (安諾盤陀, Nanai-Banda, a Sogdian from Bukhara,) as an emissary to the Göktürk chieftain Tumen, in an attempt to establish a commercial relationship. In 546, Tumen paid tribute to the Western Wei state. In that same year, Tumen put down a revolt of the Tiele tribes against the Rouran Khaganate, their overlords. Following this, Tumen felt entitled to request of the Rouran a princess as his wife. The Rouran khagan, Anagui, sent a message refusing this request and adding: \"You are my blacksmith slave. How dare you utter these words?\" Bumin got angry, killed Anagui's emissary, and severed relations with the Rouran Khaganate. Anagui's \"blacksmith\" (鍛奴 / 锻奴, Pinyin: duàn nú, Wade–Giles: tuan-nu) insult was recorded in Chinese chronicles. Some sources state that members of the Turks (referred as \"Tujue\" in Chinese sources) did serve blacksmiths for the Rouran elite, and that \"blacksmith slavery\" may refer to a kind of vassalage that prevailed in Rouran society. Nevertheless, after this incident Bumin emerged as the leader of the revolt against Rouran.",
"title": "Early life and reign"
},
{
"paragraph_id": 2,
"text": "In 551, Bumin requested a Western Wei princess in marriage. Yuwen Tai permitted it and sent Princess Changle(長樂公主) of Western Wei to Bumin. In the same year when Emperor Wen of Western Wei died, Bumin sent mission and gave two hundred horses.",
"title": "Early life and reign"
},
{
"paragraph_id": 3,
"text": "The beginning of formal diplomatic relations with China propped up Bumin's authority among the Turks. He eventually united the local Turkic tribes and threw off the yoke of the Rouran domination. In 552 Bumin's army defeated Anagui's forces at the north of Huaihuang and then Anagui committed suicide. With their defeat Bumin proclaimed himself \"Illig Qaghan\" and made his wife qaghatun. \"Illig\" means Ilkhan (i.e. ruler of people) in Old Turkic. According to the Bilge Qaghan's memorial complex and the Kul Tigin's memorial complex, Bumin and Istemi ruled people by Turkic laws and they developed them.",
"title": "Early life and reign"
},
{
"paragraph_id": 4,
"text": "Bumin died within several months after proclaiming himself Illig Qaghan. He was married to Princess Changle of Western Wei.",
"title": "Death and family"
},
{
"paragraph_id": 5,
"text": "Issue:",
"title": "Death and family"
},
{
"paragraph_id": 6,
"text": "He was succeeded by his younger brother Istemi in the western part and by his son Issik Qaghan in the eastern part. In less than one century, his khaganate expanded to comprise most of Central Asia.",
"title": "Legacy"
}
] | Bumin Qaghan (Old Turkic: 𐰉𐰆𐰢𐰣:𐰴𐰍𐰣, romanized: Bumïn qaγan, also known as Illig Qaghan or Yamï Qaghan was the founder of the Turkic Khaganate. He was the eldest son of Ashina Tuwu. He was the chieftain of the Turks under the sovereignty of Rouran Khaganate. He is also mentioned as Tumen of the Rouran Khaganate. | 2001-09-16T15:54:34Z | 2023-12-30T07:53:46Z | [
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3,827 | Bilge Qaghan | Bilge Qaghan (Old Turkic: 𐰋𐰃𐰠𐰏𐰀:𐰴𐰍𐰣, romanized: Bilgä Qaγan; Chinese: 毗伽可汗; pinyin: píjiā kěhàn; 683 – 25 November 734) was the fourth Qaghan of the Second Turkic Khaganate. His accomplishments were described in the Orkhon inscriptions.
As was the custom, his personal name and the name after assuming the title Qaghan were different. His personal name was recorded in Chinese characters as 阿史那默棘連 (pinyin: Ashǐnà Mòjílián). His name after assuming the title was Bilgä Qaγan. (Old Turkic: 𐰋𐰃𐰠𐰏𐰀 𐰴𐰍𐰣, romanized: Bilgä Qaγan, Chinese: 毗伽可汗; pinyin: píjiā kěhàn).
He was born in 683, in the early years of the khaganate. He campaigned alongside his father from early childhood. He was created as Tardush shad and given command over the western wing of the empire in 697 by Qapaghan. He managed to annihilate Wei Yuanzhong's army in 701 with his brother. He also reconquered Basmyl tribes in 703. He also subdued Yenisei Kyrgyz forces in 709, after their disobedience had to reconquer and kill their Qaghan in 710. He killed Türgesh khagan Suoge at Battle of Bolchu.
In later years of Qapaghan, he had to fight four battles in a year starting from 714, resubduing tribes and nearly was killed in an ambush from Uyghur forces in 716.
In 716, Qapaghan Qaghan, the second Qaghan, was killed in his campaign against the Toquz Oghuz alliance and his severed head was sent to Chang'an. Although his son Inel Khagan succeeded him, Bilgä's brother Kul Tigin and Tonyukuk carried out a coup d'état against Inel Qaghan. They killed him and made him Bilgä Qaghan. His name literally means "wise king".
He appointed his brother Kul Tigin to be Left Wise Prince, which made second most powerful person in realm. He re-subdued Huige in 716. He also appointed his father-in-law Tonyukuk to be Master Strategist.
New reforms and stabilization of the regime, caused tribes that fled Tujue to come back. Tang chancellor Wang Jun, believing that the Göktürks who surrendered would try to flee back to the Göktürk state, suggested that they be forcibly moved into the heart of the empire to prevent them from doing so. Before Wang's suggestion could be acted upon, however, there was an uprising by the Göktürks who surrendered, under the leadership of Xiedie Sitai (𨁂跌思泰) and Axilan (阿悉爛). Xue and Wang tried to intercept them and dealt them defeats, but they were able to flee back to the Göktürk state anyway. This defeat led to Xue Ne's retirement.
At some point in his life, he thought about converting to Buddhism and settling in cities. However, Tonyukuk discouraged him from this, citing the Turks' few numbers and vulnerability to Chinese attacks. While the Turks' power rested on their mobility, conversion to Buddhism would bring pacifism among the population. Therefore, sticking to Tengrism was necessary for survival.
In 720, Wang believed that the Pugu (僕固) and Xiedie tribes of the region were planning to defect to Eastern Tujue and attack with Eastern Tujue troops. He thus held a feast and invited the chieftains, and, at the feast, massacred them. He then attacked the Pugu and Xiedie tribes in the area, nearly wiping them out. He then proposed a plan to attack Qaghan along with the Baximi, Xi, and Khitan. Emperor Xuanzong also recruited Qapaghan Khagan's sons Bilgä Tigin and Mo Tigin, Yenisei Kyrgyz Qaghan Kutluk Bilgä Qaghan and Huoba Guiren to fight against Tujue. Tonyukuk cunningly launched first attack on Baximi in 721 autumn, completely crushing them. Meanwhile, Bilgä raided Gansu, taking much of the livestock. Later that year Khitans, next year Xi were also crushed.
In 726, his father-in-law and chancellor Tonyukuk died.
In 727, he sent Buyruk Chor (Chinese: 梅錄啜/梅录啜; pinyin: Méilù Chuò) as en emissary to Xuanzong to send 30 horses as gift. He also alarmed him of Me Agtsom's proposal of anti-Tang alliance. This alarm proved to be true when Tibetan general We Tadra Khonglo invaded Tang China in 727, sacked Guazhou (瓜州, in modern Gansu), Changle (常樂, in south of modern Guazhou County), Changmenjun (長門軍, in north of modern Yumen) and Anxi (安西, modern Lintan).
On 27 February 731, Kul Tigin died, for which Qaghan mourned and ordered a great funeral ceremony.
In 733, he defeated rebellious Khitan tribes.
Just after sending an emissary to Xuanzong to gain heqin alliance, he was poisoned by Buyruk Chor. He did not die immediately and he had time to punish the family of Buyruk Chor with death. He died on 25 November 734, his burial ceremony took place on 22 June 735.
He was married to El Etmish Bilge Khatun, Tonyukuk's daughter. He had several children:
After his death from poisoning, several steles were erected in the capital area by the Orkhon River. These Orkhon inscriptions are the first known texts in the Old Turkic language. | [
{
"paragraph_id": 0,
"text": "Bilge Qaghan (Old Turkic: 𐰋𐰃𐰠𐰏𐰀:𐰴𐰍𐰣, romanized: Bilgä Qaγan; Chinese: 毗伽可汗; pinyin: píjiā kěhàn; 683 – 25 November 734) was the fourth Qaghan of the Second Turkic Khaganate. His accomplishments were described in the Orkhon inscriptions.",
"title": ""
},
{
"paragraph_id": 1,
"text": "As was the custom, his personal name and the name after assuming the title Qaghan were different. His personal name was recorded in Chinese characters as 阿史那默棘連 (pinyin: Ashǐnà Mòjílián). His name after assuming the title was Bilgä Qaγan. (Old Turkic: 𐰋𐰃𐰠𐰏𐰀 𐰴𐰍𐰣, romanized: Bilgä Qaγan, Chinese: 毗伽可汗; pinyin: píjiā kěhàn).",
"title": "Names"
},
{
"paragraph_id": 2,
"text": "He was born in 683, in the early years of the khaganate. He campaigned alongside his father from early childhood. He was created as Tardush shad and given command over the western wing of the empire in 697 by Qapaghan. He managed to annihilate Wei Yuanzhong's army in 701 with his brother. He also reconquered Basmyl tribes in 703. He also subdued Yenisei Kyrgyz forces in 709, after their disobedience had to reconquer and kill their Qaghan in 710. He killed Türgesh khagan Suoge at Battle of Bolchu.",
"title": "Early years"
},
{
"paragraph_id": 3,
"text": "In later years of Qapaghan, he had to fight four battles in a year starting from 714, resubduing tribes and nearly was killed in an ambush from Uyghur forces in 716.",
"title": "Early years"
},
{
"paragraph_id": 4,
"text": "In 716, Qapaghan Qaghan, the second Qaghan, was killed in his campaign against the Toquz Oghuz alliance and his severed head was sent to Chang'an. Although his son Inel Khagan succeeded him, Bilgä's brother Kul Tigin and Tonyukuk carried out a coup d'état against Inel Qaghan. They killed him and made him Bilgä Qaghan. His name literally means \"wise king\".",
"title": "Reign"
},
{
"paragraph_id": 5,
"text": "He appointed his brother Kul Tigin to be Left Wise Prince, which made second most powerful person in realm. He re-subdued Huige in 716. He also appointed his father-in-law Tonyukuk to be Master Strategist.",
"title": "Reign"
},
{
"paragraph_id": 6,
"text": "New reforms and stabilization of the regime, caused tribes that fled Tujue to come back. Tang chancellor Wang Jun, believing that the Göktürks who surrendered would try to flee back to the Göktürk state, suggested that they be forcibly moved into the heart of the empire to prevent them from doing so. Before Wang's suggestion could be acted upon, however, there was an uprising by the Göktürks who surrendered, under the leadership of Xiedie Sitai (𨁂跌思泰) and Axilan (阿悉爛). Xue and Wang tried to intercept them and dealt them defeats, but they were able to flee back to the Göktürk state anyway. This defeat led to Xue Ne's retirement.",
"title": "Reign"
},
{
"paragraph_id": 7,
"text": "At some point in his life, he thought about converting to Buddhism and settling in cities. However, Tonyukuk discouraged him from this, citing the Turks' few numbers and vulnerability to Chinese attacks. While the Turks' power rested on their mobility, conversion to Buddhism would bring pacifism among the population. Therefore, sticking to Tengrism was necessary for survival.",
"title": "Religious policy"
},
{
"paragraph_id": 8,
"text": "In 720, Wang believed that the Pugu (僕固) and Xiedie tribes of the region were planning to defect to Eastern Tujue and attack with Eastern Tujue troops. He thus held a feast and invited the chieftains, and, at the feast, massacred them. He then attacked the Pugu and Xiedie tribes in the area, nearly wiping them out. He then proposed a plan to attack Qaghan along with the Baximi, Xi, and Khitan. Emperor Xuanzong also recruited Qapaghan Khagan's sons Bilgä Tigin and Mo Tigin, Yenisei Kyrgyz Qaghan Kutluk Bilgä Qaghan and Huoba Guiren to fight against Tujue. Tonyukuk cunningly launched first attack on Baximi in 721 autumn, completely crushing them. Meanwhile, Bilgä raided Gansu, taking much of the livestock. Later that year Khitans, next year Xi were also crushed.",
"title": "Later reign"
},
{
"paragraph_id": 9,
"text": "In 726, his father-in-law and chancellor Tonyukuk died.",
"title": "Later reign"
},
{
"paragraph_id": 10,
"text": "In 727, he sent Buyruk Chor (Chinese: 梅錄啜/梅录啜; pinyin: Méilù Chuò) as en emissary to Xuanzong to send 30 horses as gift. He also alarmed him of Me Agtsom's proposal of anti-Tang alliance. This alarm proved to be true when Tibetan general We Tadra Khonglo invaded Tang China in 727, sacked Guazhou (瓜州, in modern Gansu), Changle (常樂, in south of modern Guazhou County), Changmenjun (長門軍, in north of modern Yumen) and Anxi (安西, modern Lintan).",
"title": "Later reign"
},
{
"paragraph_id": 11,
"text": "On 27 February 731, Kul Tigin died, for which Qaghan mourned and ordered a great funeral ceremony.",
"title": "Later reign"
},
{
"paragraph_id": 12,
"text": "In 733, he defeated rebellious Khitan tribes.",
"title": "Later reign"
},
{
"paragraph_id": 13,
"text": "Just after sending an emissary to Xuanzong to gain heqin alliance, he was poisoned by Buyruk Chor. He did not die immediately and he had time to punish the family of Buyruk Chor with death. He died on 25 November 734, his burial ceremony took place on 22 June 735.",
"title": "Death"
},
{
"paragraph_id": 14,
"text": "He was married to El Etmish Bilge Khatun, Tonyukuk's daughter. He had several children:",
"title": "Family"
},
{
"paragraph_id": 15,
"text": "After his death from poisoning, several steles were erected in the capital area by the Orkhon River. These Orkhon inscriptions are the first known texts in the Old Turkic language.",
"title": "Legacy"
}
] | Bilge Qaghan was the fourth Qaghan of the Second Turkic Khaganate. His accomplishments were described in the Orkhon inscriptions. | 2002-02-25T15:43:11Z | 2023-10-11T02:41:51Z | [
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3,832 | Bauhaus | The Staatliches Bauhaus (German: [ˈʃtaːtlɪçəs ˈbaʊˌhaʊs] ), commonly known as the Bauhaus (German for 'building house'), was a German art school operational from 1919 to 1933 that combined crafts and the fine arts. The school became famous for its approach to design, which attempted to unify individual artistic vision with the principles of mass production and emphasis on function. Along with the doctrine of functionalism, the Bauhaus initiated the conceptual understanding of architecture and design.
The Bauhaus was founded by architect Walter Gropius in Weimar. It was grounded in the idea of creating a Gesamtkunstwerk ("comprehensive artwork") in which all the arts would eventually be brought together. The Bauhaus style later became one of the most influential currents in modern design, modernist architecture, and architectural education. The Bauhaus movement had a profound influence on subsequent developments in art, architecture, graphic design, interior design, industrial design, and typography. Staff at the Bauhaus included prominent artists such as Paul Klee, Wassily Kandinsky, Gunta Stölzl, and László Moholy-Nagy at various points.
The school existed in three German cities—Weimar, from 1919 to 1925; Dessau, from 1925 to 1932; and Berlin, from 1932 to 1933—under three different architect-directors: Walter Gropius from 1919 to 1928; Hannes Meyer from 1928 to 1930; and Ludwig Mies van der Rohe from 1930 until 1933, when the school was closed by its own leadership under pressure from the Nazi regime, having been painted as a centre of communist intellectualism. Internationally, former key figures of Bauhaus were successful in the United States and became known as the avant-garde for the International Style.
The changes of venue and leadership resulted in a constant shifting of focus, technique, instructors, and politics. For example, the pottery shop was discontinued when the school moved from Weimar to Dessau, even though it had been an important revenue source; when Mies van der Rohe took over the school in 1930, he transformed it into a private school and would not allow any supporters of Hannes Meyer to attend it.
Bauhaus is sometimes mistakenly called a style. This is not true. Bauhaus is not a style. However, several specific features are identified in its forms and shapes: simple geometric shapes like rectangles and spheres, without elaborate decorations. Buildings, furniture, and fonts often feature rounded corners and sometimes rounded walls. Other buildings are characterized by rectangular features, for example protruding balconies with flat, chunky railings facing the street, and long banks of windows. Furniture often uses chrome metal pipes that curve at corners. Some outlines can be defined as a tool for creating an ideal form, which is the basis of the architectural concept.
After Germany's defeat in World War I and the establishment of the Weimar Republic, a renewed liberal spirit allowed an upsurge of radical experimentation in all the arts, which had been suppressed by the old regime. Many Germans of left-wing views were influenced by the cultural experimentation that followed the Russian Revolution, such as constructivism. Such influences can be overstated: Gropius did not share these radical views, and said that Bauhaus was entirely apolitical. Just as important was the influence of the 19th-century English designer William Morris (1834–1896), who had argued that art should meet the needs of society and that there should be no distinction between form and function. Thus, the Bauhaus style, also known as the International Style, was marked by the absence of ornamentation and by harmony between the function of an object or a building and its design.
However, the most important influence on Bauhaus was modernism, a cultural movement whose origins lay as early as the 1880s, and which had already made its presence felt in Germany before the World War, despite the prevailing conservatism. The design innovations commonly associated with Gropius and the Bauhaus—the radically simplified forms, the rationality and functionality, and the idea that mass production was reconcilable with the individual artistic spirit—were already partly developed in Germany before the Bauhaus was founded. The German national designers' organization Deutscher Werkbund was formed in 1907 by Hermann Muthesius to harness the new potentials of mass production, with a mind towards preserving Germany's economic competitiveness with England. In its first seven years, the Werkbund came to be regarded as the authoritative body on questions of design in Germany, and was copied in other countries. Many fundamental questions of craftsmanship versus mass production, the relationship of usefulness and beauty, the practical purpose of formal beauty in a commonplace object, and whether or not a single proper form could exist, were argued out among its 1,870 members (by 1914).
German architectural modernism was known as Neues Bauen. Beginning in June 1907, Peter Behrens' pioneering industrial design work for the German electrical company AEG successfully integrated art and mass production on a large scale. He designed consumer products, standardized parts, created clean-lined designs for the company's graphics, developed a consistent corporate identity, built the modernist landmark AEG Turbine Factory, and made full use of newly developed materials such as poured concrete and exposed steel. Behrens was a founding member of the Werkbund, and both Walter Gropius and Adolf Meyer worked for him in this period.
The Bauhaus was founded at a time when the German zeitgeist had turned from emotional Expressionism to the matter-of-fact New Objectivity. An entire group of working architects, including Erich Mendelsohn, Bruno Taut and Hans Poelzig, turned away from fanciful experimentation and towards rational, functional, sometimes standardized building. Beyond the Bauhaus, many other significant German-speaking architects in the 1920s responded to the same aesthetic issues and material possibilities as the school. They also responded to the promise of a "minimal dwelling" written into the new Weimar Constitution. Ernst May, Bruno Taut and Martin Wagner, among others, built large housing blocks in Frankfurt and Berlin. The acceptance of modernist design into everyday life was the subject of publicity campaigns, well-attended public exhibitions like the Weissenhof Estate, films, and sometimes fierce public debate.
The Vkhutemas, the Russian state art and technical school founded in 1920 in Moscow, has been compared to Bauhaus. Founded a year after the Bauhaus school, Vkhutemas has close parallels to the German Bauhaus in its intent, organization and scope. The two schools were the first to train artist-designers in a modern manner. Both schools were state-sponsored initiatives to merge traditional craft with modern technology, with a basic course in aesthetic principles, courses in color theory, industrial design, and architecture. Vkhutemas was a larger school than the Bauhaus, but it was less publicised outside the Soviet Union and consequently, is less familiar in the West.
With the internationalism of modern architecture and design, there were many exchanges between the Vkhutemas and the Bauhaus. The second Bauhaus director Hannes Meyer attempted to organise an exchange between the two schools, while Hinnerk Scheper of the Bauhaus collaborated with various Vkhutein members on the use of colour in architecture. In addition, El Lissitzky's book Russia: an Architecture for World Revolution published in German in 1930 featured several illustrations of Vkhutemas/Vkhutein projects there.
The school was founded by Walter Gropius in Weimar on 1 April 1919, as a merger of the Grand-Ducal Saxon Academy of Fine Art and the Grand Ducal Saxon School of Arts and Crafts for a newly affiliated architecture department. Its roots lay in the arts and crafts school founded by the Grand Duke of Saxe-Weimar-Eisenach in 1906, and directed by Belgian Art Nouveau architect Henry van de Velde. When van de Velde was forced to resign in 1915 because he was Belgian, he suggested Gropius, Hermann Obrist, and August Endell as possible successors. In 1919, after delays caused by World War I and a lengthy debate over who should head the institution and the socio-economic meanings of a reconciliation of the fine arts and the applied arts (an issue which remained a defining one throughout the school's existence), Gropius was made the director of a new institution integrating the two called the Bauhaus. In the pamphlet for an April 1919 exhibition entitled Exhibition of Unknown Architects, Gropius, still very much under the influence of William Morris and the British Arts and Crafts Movement, proclaimed his goal as being "to create a new guild of craftsmen, without the class distinctions which raise an arrogant barrier between craftsman and artist." Gropius's neologism Bauhaus references both building and the Bauhütte, a premodern guild of stonemasons. The early intention was for the Bauhaus to be a combined architecture school, crafts school, and academy of the arts. Swiss painter Johannes Itten, German-American painter Lyonel Feininger, and German sculptor Gerhard Marcks, along with Gropius, comprised the faculty of the Bauhaus in 1919. By the following year their ranks had grown to include German painter, sculptor, and designer Oskar Schlemmer who headed the theatre workshop, and Swiss painter Paul Klee, joined in 1922 by Russian painter Wassily Kandinsky. A tumultuous year at the Bauhaus, 1922 also saw the move of Dutch painter Theo van Doesburg to Weimar to promote De Stijl ("The Style"), and a visit to the Bauhaus by Russian Constructivist artist and architect El Lissitzky.
From 1919 to 1922 the school was shaped by the pedagogical and aesthetic ideas of Johannes Itten, who taught the Vorkurs or "preliminary course" that was the introduction to the ideas of the Bauhaus. Itten was heavily influenced in his teaching by the ideas of Franz Cižek and Friedrich Wilhelm August Fröbel. He was also influenced in respect to aesthetics by the work of the Der Blaue Reiter group in Munich, as well as the work of Austrian Expressionist Oskar Kokoschka. The influence of German Expressionism favoured by Itten was analogous in some ways to the fine arts side of the ongoing debate. This influence culminated with the addition of Der Blaue Reiter founding member Wassily Kandinsky to the faculty and ended when Itten resigned in late 1923. Itten was replaced by the Hungarian designer László Moholy-Nagy, who rewrote the Vorkurs with a leaning towards the New Objectivity favoured by Gropius, which was analogous in some ways to the applied arts side of the debate. Although this shift was an important one, it did not represent a radical break from the past so much as a small step in a broader, more gradual socio-economic movement that had been going on at least since 1907, when van de Velde had argued for a craft basis for design while Hermann Muthesius had begun implementing industrial prototypes.
Gropius was not necessarily against Expressionism, and in fact, himself in the same 1919 pamphlet proclaiming this "new guild of craftsmen, without the class snobbery", described "painting and sculpture rising to heaven out of the hands of a million craftsmen, the crystal symbol of the new faith of the future." By 1923, however, Gropius was no longer evoking images of soaring Romanesque cathedrals and the craft-driven aesthetic of the "Völkisch movement", instead declaring "we want an architecture adapted to our world of machines, radios and fast cars." Gropius argued that a new period of history had begun with the end of the war. He wanted to create a new architectural style to reflect this new era. His style in architecture and consumer goods was to be functional, cheap and consistent with mass production. To these ends, Gropius wanted to reunite art and craft to arrive at high-end functional products with artistic merit. The Bauhaus issued a magazine called Bauhaus and a series of books called "Bauhausbücher". Since the Weimar Republic lacked the number of raw materials available to the United States and Great Britain, it had to rely on the proficiency of a skilled labour force and an ability to export innovative and high-quality goods. Therefore, designers were needed and so was a new type of art education. The school's philosophy stated that the artist should be trained to work with the industry.
Weimar was in the German state of Thuringia, and the Bauhaus school received state support from the Social Democrat-controlled Thuringian state government. The school in Weimar experienced political pressure from conservative circles in Thuringian politics, increasingly so after 1923 as political tension rose. One condition placed on the Bauhaus in this new political environment was the exhibition of work undertaken at the school. This condition was met in 1923 with the Bauhaus' exhibition of the experimental Haus am Horn. The Ministry of Education placed the staff on six-month contracts and cut the school's funding in half. The Bauhaus issued a press release on 26 December 1924, setting the closure of the school for the end of March 1925. At this point it had already been looking for alternative sources of funding. After the Bauhaus moved to Dessau, a school of industrial design with teachers and staff less antagonistic to the conservative political regime remained in Weimar. This school was eventually known as the Technical University of Architecture and Civil Engineering, and in 1996 changed its name to Bauhaus-University Weimar.
The Bauhaus moved to Dessau in 1925 and new facilities there were inaugurated in late 1926. Gropius's design for the Dessau facilities was a return to the futuristic Gropius of 1914 that had more in common with the International style lines of the Fagus Factory than the stripped down Neo-classical of the Werkbund pavilion or the Völkisch Sommerfeld House. During the Dessau years, there was a remarkable change in direction for the school. According to Elaine Hoffman, Gropius had approached the Dutch architect Mart Stam to run the newly founded architecture program, and when Stam declined the position, Gropius turned to Stam's friend and colleague in the ABC group, Hannes Meyer.
Meyer became director when Gropius resigned in February 1928, and brought the Bauhaus its two most significant building commissions, both of which still exist: five apartment buildings in the city of Dessau, and the Bundesschule des Allgemeinen Deutschen Gewerkschaftsbundes (ADGB Trade Union School) in Bernau bei Berlin. Meyer favoured measurements and calculations in his presentations to clients, along with the use of off-the-shelf architectural components to reduce costs. This approach proved attractive to potential clients. The school turned its first profit under his leadership in 1929.
But Meyer also generated a great deal of conflict. As a radical functionalist, he had no patience with the aesthetic program and forced the resignations of Herbert Bayer, Marcel Breuer, and other long-time instructors. Even though Meyer shifted the orientation of the school further to the left than it had been under Gropius, he didn't want the school to become a tool of left-wing party politics. He prevented the formation of a student communist cell, and in the increasingly dangerous political atmosphere, this became a threat to the existence of the Dessau school. Dessau mayor Fritz Hesse fired him in the summer of 1930. The Dessau city council attempted to convince Gropius to return as head of the school, but Gropius instead suggested Ludwig Mies van der Rohe. Mies was appointed in 1930 and immediately interviewed each student, dismissing those that he deemed uncommitted. He halted the school's manufacture of goods so that the school could focus on teaching, and appointed no new faculty other than his close confidant Lilly Reich. By 1931, the Nazi Party was becoming more influential in German politics. When it gained control of the Dessau city council, it moved to close the school.
In late 1932, Mies rented a derelict factory in Berlin (Birkbusch Street 49) to use as the new Bauhaus with his own money. The students and faculty rehabilitated the building, painting the interior white. The school operated for ten months without further interference from the Nazi Party. In 1933, the Gestapo closed down the Berlin school. Mies protested the decision, eventually speaking to the head of the Gestapo, who agreed to allow the school to re-open. However, shortly after receiving a letter permitting the opening of the Bauhaus, Mies and the other faculty agreed to voluntarily shut down the school.
Although neither the Nazi Party nor Adolf Hitler had a cohesive architectural policy before they came to power in 1933, Nazi writers like Wilhelm Frick and Alfred Rosenberg had already labelled the Bauhaus "un-German" and criticized its modernist styles, deliberately generating public controversy over issues like flat roofs. Increasingly through the early 1930s, they characterized the Bauhaus as a front for communists and social liberals. Indeed, when Meyer was fired in 1930, a number of communist students loyal to him moved to the Soviet Union.
Even before the Nazis came to power, political pressure on Bauhaus had increased. The Nazi movement, from nearly the start, denounced the Bauhaus for its "degenerate art", and the Nazi regime was determined to crack down on what it saw as the foreign, probably Jewish, influences of "cosmopolitan modernism". Despite Gropius's protestations that as a war veteran and a patriot his work had no subversive political intent, the Berlin Bauhaus was pressured to close in April 1933. Emigrants did succeed, however, in spreading the concepts of the Bauhaus to other countries, including the "New Bauhaus" of Chicago: Mies decided to emigrate to the United States for the directorship of the School of Architecture at the Armour Institute (now Illinois Institute of Technology) in Chicago and to seek building commissions. The simple engineering-oriented functionalism of stripped-down modernism, however, did lead to some Bauhaus influences living on in Nazi Germany. When Hitler's chief engineer, Fritz Todt, began opening the new autobahns (highways) in 1935, many of the bridges and service stations were "bold examples of modernism", and among those submitting designs was Mies van der Rohe.
The paradox of the early Bauhaus was that, although its manifesto proclaimed that the aim of all creative activity was building, the school did not offer classes in architecture until 1927. During the years under Gropius (1919–1927), he and his partner Adolf Meyer observed no real distinction between the output of his architectural office and the school. So the built output of Bauhaus architecture in these years is the output of Gropius: the Sommerfeld house in Berlin, the Otte house in Berlin, the Auerbach house in Jena, and the competition design for the Chicago Tribune Tower, which brought the school much attention. The definitive 1926 Bauhaus building in Dessau is also attributed to Gropius. Apart from contributions to the 1923 Haus am Horn, student architectural work amounted to un-built projects, interior finishes, and craft work like cabinets, chairs and pottery.
In the next two years under Meyer, the architectural focus shifted away from aesthetics and towards functionality. There were major commissions: one from the city of Dessau for five tightly designed "Laubenganghäuser" (apartment buildings with balcony access), which are still in use today, and another for the Bundesschule des Allgemeinen Deutschen Gewerkschaftsbundes (ADGB Trade Union School) in Bernau bei Berlin. Meyer's approach was to research users' needs and scientifically develop the design solution.
Mies van der Rohe repudiated Meyer's politics, his supporters, and his architectural approach. As opposed to Gropius's "study of essentials", and Meyer's research into user requirements, Mies advocated a "spatial implementation of intellectual decisions", which effectively meant an adoption of his own aesthetics. Neither Mies van der Rohe nor his Bauhaus students saw any projects built during the 1930s.
The popular conception of the Bauhaus as the source of extensive Weimar-era working housing is not accurate. Two projects, the apartment building project in Dessau and the Törten row housing also in Dessau, fall in that category, but developing worker housing was not the first priority of Gropius nor Mies. It was the Bauhaus contemporaries Bruno Taut, Hans Poelzig and particularly Ernst May, as the city architects of Berlin, Dresden and Frankfurt respectively, who are rightfully credited with the thousands of socially progressive housing units built in Weimar Germany. The housing Taut built in south-west Berlin during the 1920s, close to the U-Bahn stop Onkel Toms Hütte, is still occupied.
The Bauhaus had a major impact on art and architecture trends in Western Europe, Canada, the United States and Israel in the decades following its demise, as many of the artists involved fled, or were exiled by the Nazi regime. In 1996, four of the major sites associated with Bauhaus in Germany were inscribed on the UNESCO World Heritage List (with two more added in 2017).
In 1928, the Hungarian painter Alexander Bortnyik founded a school of design in Budapest called Műhely, which means "the studio". Located on the seventh floor of a house on Nagymezo Street, it was meant to be the Hungarian equivalent to the Bauhaus. The literature sometimes refers to it—in an oversimplified manner—as "the Budapest Bauhaus". Bortnyik was a great admirer of László Moholy-Nagy and had met Walter Gropius in Weimar between 1923 and 1925. Moholy-Nagy himself taught at the Műhely. Victor Vasarely, a pioneer of op art, studied at this school before establishing in Paris in 1930.
Walter Gropius, Marcel Breuer, and Moholy-Nagy re-assembled in Britain during the mid-1930s and lived and worked in the Isokon housing development in Lawn Road in London before the war caught up with them. Gropius and Breuer went on to teach at the Harvard Graduate School of Design and worked together before their professional split. Their collaboration produced, among other projects, the Aluminum City Terrace in New Kensington, Pennsylvania and the Alan I W Frank House in Pittsburgh. The Harvard School was enormously influential in America in the late 1920s and early 1930s, producing such students as Philip Johnson, I. M. Pei, Lawrence Halprin and Paul Rudolph, among many others.
In the late 1930s, Mies van der Rohe re-settled in Chicago, enjoyed the sponsorship of the influential Philip Johnson, and became one of the world's pre-eminent architects. Moholy-Nagy also went to Chicago and founded the New Bauhaus school under the sponsorship of industrialist and philanthropist Walter Paepcke. This school became the Institute of Design, part of the Illinois Institute of Technology. Printmaker and painter Werner Drewes was also largely responsible for bringing the Bauhaus aesthetic to America and taught at both Columbia University and Washington University in St. Louis. Herbert Bayer, sponsored by Paepcke, moved to Aspen, Colorado in support of Paepcke's Aspen projects at the Aspen Institute. In 1953, Max Bill, together with Inge Aicher-Scholl and Otl Aicher, founded the Ulm School of Design (German: Hochschule für Gestaltung – HfG Ulm) in Ulm, Germany, a design school in the tradition of the Bauhaus. The school is notable for its inclusion of semiotics as a field of study. The school closed in 1968, but the "Ulm Model" concept continues to influence international design education. Another series of projects at the school were the Bauhaus typefaces, mostly realized in the decades afterward.
The influence of the Bauhaus on design education was significant. One of the main objectives of the Bauhaus was to unify art, craft, and technology, and this approach was incorporated into the curriculum of the Bauhaus. The structure of the Bauhaus Vorkurs (preliminary course) reflected a pragmatic approach to integrating theory and application. In their first year, students learnt the basic elements and principles of design and colour theory, and experimented with a range of materials and processes. This approach to design education became a common feature of architectural and design school in many countries. For example, the Shillito Design School in Sydney stands as a unique link between Australia and the Bauhaus. The colour and design syllabus of the Shillito Design School was firmly underpinned by the theories and ideologies of the Bauhaus. Its first year foundational course mimicked the Vorkurs and focused on the elements and principles of design plus colour theory and application. The founder of the school, Phyllis Shillito, which opened in 1962 and closed in 1980, firmly believed that "A student who has mastered the basic principles of design, can design anything from a dress to a kitchen stove". In Britain, largely under the influence of painter and teacher William Johnstone, Basic Design, a Bauhaus-influenced art foundation course, was introduced at Camberwell School of Art and the Central School of Art and Design, whence it spread to all art schools in the country, becoming universal by the early 1960s.
One of the most important contributions of the Bauhaus is in the field of modern furniture design. The characteristic Cantilever chair and Wassily Chair designed by Marcel Breuer are two examples. (Breuer eventually lost a legal battle in Germany with Dutch architect/designer Mart Stam over patent rights to the cantilever chair design. Although Stam had worked on the design of the Bauhaus's 1923 exhibit in Weimar, and guest-lectured at the Bauhaus later in the 1920s, he was not formally associated with the school, and he and Breuer had worked independently on the cantilever concept, leading to the patent dispute.) The most profitable product of the Bauhaus was its wallpaper.
The physical plant at Dessau survived World War II and was operated as a design school with some architectural facilities by the German Democratic Republic. This included live stage productions in the Bauhaus theater under the name of Bauhausbühne ("Bauhaus Stage"). After German reunification, a reorganized school continued in the same building, with no essential continuity with the Bauhaus under Gropius in the early 1920s. In 1979 Bauhaus-Dessau College started to organize postgraduate programs with participants from all over the world. This effort has been supported by the Bauhaus-Dessau Foundation which was founded in 1974 as a public institution.
Later evaluation of the Bauhaus design credo was critical of its flawed recognition of the human element, an acknowledgment of "the dated, unattractive aspects of the Bauhaus as a projection of utopia marked by mechanistic views of human nature…Home hygiene without home atmosphere."
Subsequent examples which have continued the philosophy of the Bauhaus include Black Mountain College, Hochschule für Gestaltung in Ulm and Domaine de Boisbuchet.
The White City (Hebrew: העיר הלבנה, refers to a collection of over 4,000 buildings built in the Bauhaus or International Style in Tel Aviv from the 1930s by German Jewish architects who emigrated to the British Mandate of Palestine after the rise of the Nazis. Tel Aviv has the largest number of buildings in the Bauhaus/International Style of any city in the world. Preservation, documentation, and exhibitions have brought attention to Tel Aviv's collection of 1930s architecture. In 2003, the United Nations Educational, Scientific and Cultural Organization (UNESCO) proclaimed Tel Aviv's White City a World Cultural Heritage site, as "an outstanding example of new town planning and architecture in the early 20th century." The citation recognized the unique adaptation of modern international architectural trends to the cultural, climatic, and local traditions of the city. Bauhaus Center Tel Aviv organizes regular architectural tours of the city.
As the centenary of the founding of Bauhaus, several events, festivals, and exhibitions were held around the world in 2019. The international opening festival at the Berlin Academy of the Arts from 16 to 24 January concentrated on "the presentation and production of pieces by contemporary artists, in which the aesthetic issues and experimental configurations of the Bauhaus artists continue to be inspiringly contagious". Original Bauhaus, The Centenary Exhibition at the Berlinische Galerie (6 September 2019 to 27 January 2020) presented 1,000 original artefacts from the Bauhaus-Archiv's collection and recounted the history behind the objects.
In September 2020, President of the European Commission Ursula Von der Leyen introduced the New European Bauhaus (NEB) initiative during her State of the Union address. The NEB is a creative and interdisciplinary movement that connects the European Green Deal to everyday life. It is a platform for experimentation aiming to unite citizens, experts, businesses and institutions in imagining and designing a sustainable, aesthetic and inclusive future.
Sport and physical activity were an essential part of the original Bauhaus approach. Hannes Meyer, the second director of Bauhaus Dessau, ensured that one day a week was solely devoted to sport and gymnastics. 1 In 1930, Meyer employed two physical education teachers. The Bauhaus school even applied for public funds to enhance its playing field. The inclusion of sport and physical activity in the Bauhaus curriculum had various purposes. First, as Meyer put it, sport combatted a “one-sided emphasis on brainwork.” In addition, Bauhaus instructors believed that students could better express themselves if they actively experienced the space, rhythms and movements of the body. The Bauhaus approach also considered physical activity an important contributor to wellbeing and community spirit. Sport and physical activity were essential to the interdisciplinary Bauhaus movement that developed revolutionary ideas and continues to shape our environments today.
People who were educated, or who taught or worked in other capacities, at the Bauhaus. | [
{
"paragraph_id": 0,
"text": "The Staatliches Bauhaus (German: [ˈʃtaːtlɪçəs ˈbaʊˌhaʊs] ), commonly known as the Bauhaus (German for 'building house'), was a German art school operational from 1919 to 1933 that combined crafts and the fine arts. The school became famous for its approach to design, which attempted to unify individual artistic vision with the principles of mass production and emphasis on function. Along with the doctrine of functionalism, the Bauhaus initiated the conceptual understanding of architecture and design.",
"title": ""
},
{
"paragraph_id": 1,
"text": "The Bauhaus was founded by architect Walter Gropius in Weimar. It was grounded in the idea of creating a Gesamtkunstwerk (\"comprehensive artwork\") in which all the arts would eventually be brought together. The Bauhaus style later became one of the most influential currents in modern design, modernist architecture, and architectural education. The Bauhaus movement had a profound influence on subsequent developments in art, architecture, graphic design, interior design, industrial design, and typography. Staff at the Bauhaus included prominent artists such as Paul Klee, Wassily Kandinsky, Gunta Stölzl, and László Moholy-Nagy at various points.",
"title": ""
},
{
"paragraph_id": 2,
"text": "The school existed in three German cities—Weimar, from 1919 to 1925; Dessau, from 1925 to 1932; and Berlin, from 1932 to 1933—under three different architect-directors: Walter Gropius from 1919 to 1928; Hannes Meyer from 1928 to 1930; and Ludwig Mies van der Rohe from 1930 until 1933, when the school was closed by its own leadership under pressure from the Nazi regime, having been painted as a centre of communist intellectualism. Internationally, former key figures of Bauhaus were successful in the United States and became known as the avant-garde for the International Style.",
"title": ""
},
{
"paragraph_id": 3,
"text": "The changes of venue and leadership resulted in a constant shifting of focus, technique, instructors, and politics. For example, the pottery shop was discontinued when the school moved from Weimar to Dessau, even though it had been an important revenue source; when Mies van der Rohe took over the school in 1930, he transformed it into a private school and would not allow any supporters of Hannes Meyer to attend it.",
"title": ""
},
{
"paragraph_id": 4,
"text": "Bauhaus is sometimes mistakenly called a style. This is not true. Bauhaus is not a style. However, several specific features are identified in its forms and shapes: simple geometric shapes like rectangles and spheres, without elaborate decorations. Buildings, furniture, and fonts often feature rounded corners and sometimes rounded walls. Other buildings are characterized by rectangular features, for example protruding balconies with flat, chunky railings facing the street, and long banks of windows. Furniture often uses chrome metal pipes that curve at corners. Some outlines can be defined as a tool for creating an ideal form, which is the basis of the architectural concept.",
"title": "Term and concept"
},
{
"paragraph_id": 5,
"text": "After Germany's defeat in World War I and the establishment of the Weimar Republic, a renewed liberal spirit allowed an upsurge of radical experimentation in all the arts, which had been suppressed by the old regime. Many Germans of left-wing views were influenced by the cultural experimentation that followed the Russian Revolution, such as constructivism. Such influences can be overstated: Gropius did not share these radical views, and said that Bauhaus was entirely apolitical. Just as important was the influence of the 19th-century English designer William Morris (1834–1896), who had argued that art should meet the needs of society and that there should be no distinction between form and function. Thus, the Bauhaus style, also known as the International Style, was marked by the absence of ornamentation and by harmony between the function of an object or a building and its design.",
"title": "Bauhaus and German modernism"
},
{
"paragraph_id": 6,
"text": "However, the most important influence on Bauhaus was modernism, a cultural movement whose origins lay as early as the 1880s, and which had already made its presence felt in Germany before the World War, despite the prevailing conservatism. The design innovations commonly associated with Gropius and the Bauhaus—the radically simplified forms, the rationality and functionality, and the idea that mass production was reconcilable with the individual artistic spirit—were already partly developed in Germany before the Bauhaus was founded. The German national designers' organization Deutscher Werkbund was formed in 1907 by Hermann Muthesius to harness the new potentials of mass production, with a mind towards preserving Germany's economic competitiveness with England. In its first seven years, the Werkbund came to be regarded as the authoritative body on questions of design in Germany, and was copied in other countries. Many fundamental questions of craftsmanship versus mass production, the relationship of usefulness and beauty, the practical purpose of formal beauty in a commonplace object, and whether or not a single proper form could exist, were argued out among its 1,870 members (by 1914).",
"title": "Bauhaus and German modernism"
},
{
"paragraph_id": 7,
"text": "German architectural modernism was known as Neues Bauen. Beginning in June 1907, Peter Behrens' pioneering industrial design work for the German electrical company AEG successfully integrated art and mass production on a large scale. He designed consumer products, standardized parts, created clean-lined designs for the company's graphics, developed a consistent corporate identity, built the modernist landmark AEG Turbine Factory, and made full use of newly developed materials such as poured concrete and exposed steel. Behrens was a founding member of the Werkbund, and both Walter Gropius and Adolf Meyer worked for him in this period.",
"title": "Bauhaus and German modernism"
},
{
"paragraph_id": 8,
"text": "The Bauhaus was founded at a time when the German zeitgeist had turned from emotional Expressionism to the matter-of-fact New Objectivity. An entire group of working architects, including Erich Mendelsohn, Bruno Taut and Hans Poelzig, turned away from fanciful experimentation and towards rational, functional, sometimes standardized building. Beyond the Bauhaus, many other significant German-speaking architects in the 1920s responded to the same aesthetic issues and material possibilities as the school. They also responded to the promise of a \"minimal dwelling\" written into the new Weimar Constitution. Ernst May, Bruno Taut and Martin Wagner, among others, built large housing blocks in Frankfurt and Berlin. The acceptance of modernist design into everyday life was the subject of publicity campaigns, well-attended public exhibitions like the Weissenhof Estate, films, and sometimes fierce public debate.",
"title": "Bauhaus and German modernism"
},
{
"paragraph_id": 9,
"text": "The Vkhutemas, the Russian state art and technical school founded in 1920 in Moscow, has been compared to Bauhaus. Founded a year after the Bauhaus school, Vkhutemas has close parallels to the German Bauhaus in its intent, organization and scope. The two schools were the first to train artist-designers in a modern manner. Both schools were state-sponsored initiatives to merge traditional craft with modern technology, with a basic course in aesthetic principles, courses in color theory, industrial design, and architecture. Vkhutemas was a larger school than the Bauhaus, but it was less publicised outside the Soviet Union and consequently, is less familiar in the West.",
"title": "Bauhaus and German modernism"
},
{
"paragraph_id": 10,
"text": "With the internationalism of modern architecture and design, there were many exchanges between the Vkhutemas and the Bauhaus. The second Bauhaus director Hannes Meyer attempted to organise an exchange between the two schools, while Hinnerk Scheper of the Bauhaus collaborated with various Vkhutein members on the use of colour in architecture. In addition, El Lissitzky's book Russia: an Architecture for World Revolution published in German in 1930 featured several illustrations of Vkhutemas/Vkhutein projects there.",
"title": "Bauhaus and German modernism"
},
{
"paragraph_id": 11,
"text": "The school was founded by Walter Gropius in Weimar on 1 April 1919, as a merger of the Grand-Ducal Saxon Academy of Fine Art and the Grand Ducal Saxon School of Arts and Crafts for a newly affiliated architecture department. Its roots lay in the arts and crafts school founded by the Grand Duke of Saxe-Weimar-Eisenach in 1906, and directed by Belgian Art Nouveau architect Henry van de Velde. When van de Velde was forced to resign in 1915 because he was Belgian, he suggested Gropius, Hermann Obrist, and August Endell as possible successors. In 1919, after delays caused by World War I and a lengthy debate over who should head the institution and the socio-economic meanings of a reconciliation of the fine arts and the applied arts (an issue which remained a defining one throughout the school's existence), Gropius was made the director of a new institution integrating the two called the Bauhaus. In the pamphlet for an April 1919 exhibition entitled Exhibition of Unknown Architects, Gropius, still very much under the influence of William Morris and the British Arts and Crafts Movement, proclaimed his goal as being \"to create a new guild of craftsmen, without the class distinctions which raise an arrogant barrier between craftsman and artist.\" Gropius's neologism Bauhaus references both building and the Bauhütte, a premodern guild of stonemasons. The early intention was for the Bauhaus to be a combined architecture school, crafts school, and academy of the arts. Swiss painter Johannes Itten, German-American painter Lyonel Feininger, and German sculptor Gerhard Marcks, along with Gropius, comprised the faculty of the Bauhaus in 1919. By the following year their ranks had grown to include German painter, sculptor, and designer Oskar Schlemmer who headed the theatre workshop, and Swiss painter Paul Klee, joined in 1922 by Russian painter Wassily Kandinsky. A tumultuous year at the Bauhaus, 1922 also saw the move of Dutch painter Theo van Doesburg to Weimar to promote De Stijl (\"The Style\"), and a visit to the Bauhaus by Russian Constructivist artist and architect El Lissitzky.",
"title": "History of the Bauhaus"
},
{
"paragraph_id": 12,
"text": "From 1919 to 1922 the school was shaped by the pedagogical and aesthetic ideas of Johannes Itten, who taught the Vorkurs or \"preliminary course\" that was the introduction to the ideas of the Bauhaus. Itten was heavily influenced in his teaching by the ideas of Franz Cižek and Friedrich Wilhelm August Fröbel. He was also influenced in respect to aesthetics by the work of the Der Blaue Reiter group in Munich, as well as the work of Austrian Expressionist Oskar Kokoschka. The influence of German Expressionism favoured by Itten was analogous in some ways to the fine arts side of the ongoing debate. This influence culminated with the addition of Der Blaue Reiter founding member Wassily Kandinsky to the faculty and ended when Itten resigned in late 1923. Itten was replaced by the Hungarian designer László Moholy-Nagy, who rewrote the Vorkurs with a leaning towards the New Objectivity favoured by Gropius, which was analogous in some ways to the applied arts side of the debate. Although this shift was an important one, it did not represent a radical break from the past so much as a small step in a broader, more gradual socio-economic movement that had been going on at least since 1907, when van de Velde had argued for a craft basis for design while Hermann Muthesius had begun implementing industrial prototypes.",
"title": "History of the Bauhaus"
},
{
"paragraph_id": 13,
"text": "Gropius was not necessarily against Expressionism, and in fact, himself in the same 1919 pamphlet proclaiming this \"new guild of craftsmen, without the class snobbery\", described \"painting and sculpture rising to heaven out of the hands of a million craftsmen, the crystal symbol of the new faith of the future.\" By 1923, however, Gropius was no longer evoking images of soaring Romanesque cathedrals and the craft-driven aesthetic of the \"Völkisch movement\", instead declaring \"we want an architecture adapted to our world of machines, radios and fast cars.\" Gropius argued that a new period of history had begun with the end of the war. He wanted to create a new architectural style to reflect this new era. His style in architecture and consumer goods was to be functional, cheap and consistent with mass production. To these ends, Gropius wanted to reunite art and craft to arrive at high-end functional products with artistic merit. The Bauhaus issued a magazine called Bauhaus and a series of books called \"Bauhausbücher\". Since the Weimar Republic lacked the number of raw materials available to the United States and Great Britain, it had to rely on the proficiency of a skilled labour force and an ability to export innovative and high-quality goods. Therefore, designers were needed and so was a new type of art education. The school's philosophy stated that the artist should be trained to work with the industry.",
"title": "History of the Bauhaus"
},
{
"paragraph_id": 14,
"text": "Weimar was in the German state of Thuringia, and the Bauhaus school received state support from the Social Democrat-controlled Thuringian state government. The school in Weimar experienced political pressure from conservative circles in Thuringian politics, increasingly so after 1923 as political tension rose. One condition placed on the Bauhaus in this new political environment was the exhibition of work undertaken at the school. This condition was met in 1923 with the Bauhaus' exhibition of the experimental Haus am Horn. The Ministry of Education placed the staff on six-month contracts and cut the school's funding in half. The Bauhaus issued a press release on 26 December 1924, setting the closure of the school for the end of March 1925. At this point it had already been looking for alternative sources of funding. After the Bauhaus moved to Dessau, a school of industrial design with teachers and staff less antagonistic to the conservative political regime remained in Weimar. This school was eventually known as the Technical University of Architecture and Civil Engineering, and in 1996 changed its name to Bauhaus-University Weimar.",
"title": "History of the Bauhaus"
},
{
"paragraph_id": 15,
"text": "The Bauhaus moved to Dessau in 1925 and new facilities there were inaugurated in late 1926. Gropius's design for the Dessau facilities was a return to the futuristic Gropius of 1914 that had more in common with the International style lines of the Fagus Factory than the stripped down Neo-classical of the Werkbund pavilion or the Völkisch Sommerfeld House. During the Dessau years, there was a remarkable change in direction for the school. According to Elaine Hoffman, Gropius had approached the Dutch architect Mart Stam to run the newly founded architecture program, and when Stam declined the position, Gropius turned to Stam's friend and colleague in the ABC group, Hannes Meyer.",
"title": "History of the Bauhaus"
},
{
"paragraph_id": 16,
"text": "Meyer became director when Gropius resigned in February 1928, and brought the Bauhaus its two most significant building commissions, both of which still exist: five apartment buildings in the city of Dessau, and the Bundesschule des Allgemeinen Deutschen Gewerkschaftsbundes (ADGB Trade Union School) in Bernau bei Berlin. Meyer favoured measurements and calculations in his presentations to clients, along with the use of off-the-shelf architectural components to reduce costs. This approach proved attractive to potential clients. The school turned its first profit under his leadership in 1929.",
"title": "History of the Bauhaus"
},
{
"paragraph_id": 17,
"text": "But Meyer also generated a great deal of conflict. As a radical functionalist, he had no patience with the aesthetic program and forced the resignations of Herbert Bayer, Marcel Breuer, and other long-time instructors. Even though Meyer shifted the orientation of the school further to the left than it had been under Gropius, he didn't want the school to become a tool of left-wing party politics. He prevented the formation of a student communist cell, and in the increasingly dangerous political atmosphere, this became a threat to the existence of the Dessau school. Dessau mayor Fritz Hesse fired him in the summer of 1930. The Dessau city council attempted to convince Gropius to return as head of the school, but Gropius instead suggested Ludwig Mies van der Rohe. Mies was appointed in 1930 and immediately interviewed each student, dismissing those that he deemed uncommitted. He halted the school's manufacture of goods so that the school could focus on teaching, and appointed no new faculty other than his close confidant Lilly Reich. By 1931, the Nazi Party was becoming more influential in German politics. When it gained control of the Dessau city council, it moved to close the school.",
"title": "History of the Bauhaus"
},
{
"paragraph_id": 18,
"text": "In late 1932, Mies rented a derelict factory in Berlin (Birkbusch Street 49) to use as the new Bauhaus with his own money. The students and faculty rehabilitated the building, painting the interior white. The school operated for ten months without further interference from the Nazi Party. In 1933, the Gestapo closed down the Berlin school. Mies protested the decision, eventually speaking to the head of the Gestapo, who agreed to allow the school to re-open. However, shortly after receiving a letter permitting the opening of the Bauhaus, Mies and the other faculty agreed to voluntarily shut down the school.",
"title": "History of the Bauhaus"
},
{
"paragraph_id": 19,
"text": "Although neither the Nazi Party nor Adolf Hitler had a cohesive architectural policy before they came to power in 1933, Nazi writers like Wilhelm Frick and Alfred Rosenberg had already labelled the Bauhaus \"un-German\" and criticized its modernist styles, deliberately generating public controversy over issues like flat roofs. Increasingly through the early 1930s, they characterized the Bauhaus as a front for communists and social liberals. Indeed, when Meyer was fired in 1930, a number of communist students loyal to him moved to the Soviet Union.",
"title": "History of the Bauhaus"
},
{
"paragraph_id": 20,
"text": "Even before the Nazis came to power, political pressure on Bauhaus had increased. The Nazi movement, from nearly the start, denounced the Bauhaus for its \"degenerate art\", and the Nazi regime was determined to crack down on what it saw as the foreign, probably Jewish, influences of \"cosmopolitan modernism\". Despite Gropius's protestations that as a war veteran and a patriot his work had no subversive political intent, the Berlin Bauhaus was pressured to close in April 1933. Emigrants did succeed, however, in spreading the concepts of the Bauhaus to other countries, including the \"New Bauhaus\" of Chicago: Mies decided to emigrate to the United States for the directorship of the School of Architecture at the Armour Institute (now Illinois Institute of Technology) in Chicago and to seek building commissions. The simple engineering-oriented functionalism of stripped-down modernism, however, did lead to some Bauhaus influences living on in Nazi Germany. When Hitler's chief engineer, Fritz Todt, began opening the new autobahns (highways) in 1935, many of the bridges and service stations were \"bold examples of modernism\", and among those submitting designs was Mies van der Rohe.",
"title": "History of the Bauhaus"
},
{
"paragraph_id": 21,
"text": "The paradox of the early Bauhaus was that, although its manifesto proclaimed that the aim of all creative activity was building, the school did not offer classes in architecture until 1927. During the years under Gropius (1919–1927), he and his partner Adolf Meyer observed no real distinction between the output of his architectural office and the school. So the built output of Bauhaus architecture in these years is the output of Gropius: the Sommerfeld house in Berlin, the Otte house in Berlin, the Auerbach house in Jena, and the competition design for the Chicago Tribune Tower, which brought the school much attention. The definitive 1926 Bauhaus building in Dessau is also attributed to Gropius. Apart from contributions to the 1923 Haus am Horn, student architectural work amounted to un-built projects, interior finishes, and craft work like cabinets, chairs and pottery.",
"title": "Architectural output"
},
{
"paragraph_id": 22,
"text": "In the next two years under Meyer, the architectural focus shifted away from aesthetics and towards functionality. There were major commissions: one from the city of Dessau for five tightly designed \"Laubenganghäuser\" (apartment buildings with balcony access), which are still in use today, and another for the Bundesschule des Allgemeinen Deutschen Gewerkschaftsbundes (ADGB Trade Union School) in Bernau bei Berlin. Meyer's approach was to research users' needs and scientifically develop the design solution.",
"title": "Architectural output"
},
{
"paragraph_id": 23,
"text": "Mies van der Rohe repudiated Meyer's politics, his supporters, and his architectural approach. As opposed to Gropius's \"study of essentials\", and Meyer's research into user requirements, Mies advocated a \"spatial implementation of intellectual decisions\", which effectively meant an adoption of his own aesthetics. Neither Mies van der Rohe nor his Bauhaus students saw any projects built during the 1930s.",
"title": "Architectural output"
},
{
"paragraph_id": 24,
"text": "The popular conception of the Bauhaus as the source of extensive Weimar-era working housing is not accurate. Two projects, the apartment building project in Dessau and the Törten row housing also in Dessau, fall in that category, but developing worker housing was not the first priority of Gropius nor Mies. It was the Bauhaus contemporaries Bruno Taut, Hans Poelzig and particularly Ernst May, as the city architects of Berlin, Dresden and Frankfurt respectively, who are rightfully credited with the thousands of socially progressive housing units built in Weimar Germany. The housing Taut built in south-west Berlin during the 1920s, close to the U-Bahn stop Onkel Toms Hütte, is still occupied.",
"title": "Architectural output"
},
{
"paragraph_id": 25,
"text": "The Bauhaus had a major impact on art and architecture trends in Western Europe, Canada, the United States and Israel in the decades following its demise, as many of the artists involved fled, or were exiled by the Nazi regime. In 1996, four of the major sites associated with Bauhaus in Germany were inscribed on the UNESCO World Heritage List (with two more added in 2017).",
"title": "Impact"
},
{
"paragraph_id": 26,
"text": "In 1928, the Hungarian painter Alexander Bortnyik founded a school of design in Budapest called Műhely, which means \"the studio\". Located on the seventh floor of a house on Nagymezo Street, it was meant to be the Hungarian equivalent to the Bauhaus. The literature sometimes refers to it—in an oversimplified manner—as \"the Budapest Bauhaus\". Bortnyik was a great admirer of László Moholy-Nagy and had met Walter Gropius in Weimar between 1923 and 1925. Moholy-Nagy himself taught at the Műhely. Victor Vasarely, a pioneer of op art, studied at this school before establishing in Paris in 1930.",
"title": "Impact"
},
{
"paragraph_id": 27,
"text": "Walter Gropius, Marcel Breuer, and Moholy-Nagy re-assembled in Britain during the mid-1930s and lived and worked in the Isokon housing development in Lawn Road in London before the war caught up with them. Gropius and Breuer went on to teach at the Harvard Graduate School of Design and worked together before their professional split. Their collaboration produced, among other projects, the Aluminum City Terrace in New Kensington, Pennsylvania and the Alan I W Frank House in Pittsburgh. The Harvard School was enormously influential in America in the late 1920s and early 1930s, producing such students as Philip Johnson, I. M. Pei, Lawrence Halprin and Paul Rudolph, among many others.",
"title": "Impact"
},
{
"paragraph_id": 28,
"text": "In the late 1930s, Mies van der Rohe re-settled in Chicago, enjoyed the sponsorship of the influential Philip Johnson, and became one of the world's pre-eminent architects. Moholy-Nagy also went to Chicago and founded the New Bauhaus school under the sponsorship of industrialist and philanthropist Walter Paepcke. This school became the Institute of Design, part of the Illinois Institute of Technology. Printmaker and painter Werner Drewes was also largely responsible for bringing the Bauhaus aesthetic to America and taught at both Columbia University and Washington University in St. Louis. Herbert Bayer, sponsored by Paepcke, moved to Aspen, Colorado in support of Paepcke's Aspen projects at the Aspen Institute. In 1953, Max Bill, together with Inge Aicher-Scholl and Otl Aicher, founded the Ulm School of Design (German: Hochschule für Gestaltung – HfG Ulm) in Ulm, Germany, a design school in the tradition of the Bauhaus. The school is notable for its inclusion of semiotics as a field of study. The school closed in 1968, but the \"Ulm Model\" concept continues to influence international design education. Another series of projects at the school were the Bauhaus typefaces, mostly realized in the decades afterward.",
"title": "Impact"
},
{
"paragraph_id": 29,
"text": "The influence of the Bauhaus on design education was significant. One of the main objectives of the Bauhaus was to unify art, craft, and technology, and this approach was incorporated into the curriculum of the Bauhaus. The structure of the Bauhaus Vorkurs (preliminary course) reflected a pragmatic approach to integrating theory and application. In their first year, students learnt the basic elements and principles of design and colour theory, and experimented with a range of materials and processes. This approach to design education became a common feature of architectural and design school in many countries. For example, the Shillito Design School in Sydney stands as a unique link between Australia and the Bauhaus. The colour and design syllabus of the Shillito Design School was firmly underpinned by the theories and ideologies of the Bauhaus. Its first year foundational course mimicked the Vorkurs and focused on the elements and principles of design plus colour theory and application. The founder of the school, Phyllis Shillito, which opened in 1962 and closed in 1980, firmly believed that \"A student who has mastered the basic principles of design, can design anything from a dress to a kitchen stove\". In Britain, largely under the influence of painter and teacher William Johnstone, Basic Design, a Bauhaus-influenced art foundation course, was introduced at Camberwell School of Art and the Central School of Art and Design, whence it spread to all art schools in the country, becoming universal by the early 1960s.",
"title": "Impact"
},
{
"paragraph_id": 30,
"text": "One of the most important contributions of the Bauhaus is in the field of modern furniture design. The characteristic Cantilever chair and Wassily Chair designed by Marcel Breuer are two examples. (Breuer eventually lost a legal battle in Germany with Dutch architect/designer Mart Stam over patent rights to the cantilever chair design. Although Stam had worked on the design of the Bauhaus's 1923 exhibit in Weimar, and guest-lectured at the Bauhaus later in the 1920s, he was not formally associated with the school, and he and Breuer had worked independently on the cantilever concept, leading to the patent dispute.) The most profitable product of the Bauhaus was its wallpaper.",
"title": "Impact"
},
{
"paragraph_id": 31,
"text": "The physical plant at Dessau survived World War II and was operated as a design school with some architectural facilities by the German Democratic Republic. This included live stage productions in the Bauhaus theater under the name of Bauhausbühne (\"Bauhaus Stage\"). After German reunification, a reorganized school continued in the same building, with no essential continuity with the Bauhaus under Gropius in the early 1920s. In 1979 Bauhaus-Dessau College started to organize postgraduate programs with participants from all over the world. This effort has been supported by the Bauhaus-Dessau Foundation which was founded in 1974 as a public institution.",
"title": "Impact"
},
{
"paragraph_id": 32,
"text": "Later evaluation of the Bauhaus design credo was critical of its flawed recognition of the human element, an acknowledgment of \"the dated, unattractive aspects of the Bauhaus as a projection of utopia marked by mechanistic views of human nature…Home hygiene without home atmosphere.\"",
"title": "Impact"
},
{
"paragraph_id": 33,
"text": "Subsequent examples which have continued the philosophy of the Bauhaus include Black Mountain College, Hochschule für Gestaltung in Ulm and Domaine de Boisbuchet.",
"title": "Impact"
},
{
"paragraph_id": 34,
"text": "The White City (Hebrew: העיר הלבנה, refers to a collection of over 4,000 buildings built in the Bauhaus or International Style in Tel Aviv from the 1930s by German Jewish architects who emigrated to the British Mandate of Palestine after the rise of the Nazis. Tel Aviv has the largest number of buildings in the Bauhaus/International Style of any city in the world. Preservation, documentation, and exhibitions have brought attention to Tel Aviv's collection of 1930s architecture. In 2003, the United Nations Educational, Scientific and Cultural Organization (UNESCO) proclaimed Tel Aviv's White City a World Cultural Heritage site, as \"an outstanding example of new town planning and architecture in the early 20th century.\" The citation recognized the unique adaptation of modern international architectural trends to the cultural, climatic, and local traditions of the city. Bauhaus Center Tel Aviv organizes regular architectural tours of the city.",
"title": "Impact"
},
{
"paragraph_id": 35,
"text": "As the centenary of the founding of Bauhaus, several events, festivals, and exhibitions were held around the world in 2019. The international opening festival at the Berlin Academy of the Arts from 16 to 24 January concentrated on \"the presentation and production of pieces by contemporary artists, in which the aesthetic issues and experimental configurations of the Bauhaus artists continue to be inspiringly contagious\". Original Bauhaus, The Centenary Exhibition at the Berlinische Galerie (6 September 2019 to 27 January 2020) presented 1,000 original artefacts from the Bauhaus-Archiv's collection and recounted the history behind the objects.",
"title": "Impact"
},
{
"paragraph_id": 36,
"text": "In September 2020, President of the European Commission Ursula Von der Leyen introduced the New European Bauhaus (NEB) initiative during her State of the Union address. The NEB is a creative and interdisciplinary movement that connects the European Green Deal to everyday life. It is a platform for experimentation aiming to unite citizens, experts, businesses and institutions in imagining and designing a sustainable, aesthetic and inclusive future.",
"title": "Impact"
},
{
"paragraph_id": 37,
"text": "Sport and physical activity were an essential part of the original Bauhaus approach. Hannes Meyer, the second director of Bauhaus Dessau, ensured that one day a week was solely devoted to sport and gymnastics. 1 In 1930, Meyer employed two physical education teachers. The Bauhaus school even applied for public funds to enhance its playing field. The inclusion of sport and physical activity in the Bauhaus curriculum had various purposes. First, as Meyer put it, sport combatted a “one-sided emphasis on brainwork.” In addition, Bauhaus instructors believed that students could better express themselves if they actively experienced the space, rhythms and movements of the body. The Bauhaus approach also considered physical activity an important contributor to wellbeing and community spirit. Sport and physical activity were essential to the interdisciplinary Bauhaus movement that developed revolutionary ideas and continues to shape our environments today.",
"title": "Impact"
},
{
"paragraph_id": 38,
"text": "People who were educated, or who taught or worked in other capacities, at the Bauhaus.",
"title": "Bauhaus staff and students"
}
] | The Staatliches Bauhaus, commonly known as the Bauhaus, was a German art school operational from 1919 to 1933 that combined crafts and the fine arts. The school became famous for its approach to design, which attempted to unify individual artistic vision with the principles of mass production and emphasis on function. Along with the doctrine of functionalism, the Bauhaus initiated the conceptual understanding of architecture and design. The Bauhaus was founded by architect Walter Gropius in Weimar. It was grounded in the idea of creating a Gesamtkunstwerk in which all the arts would eventually be brought together. The Bauhaus style later became one of the most influential currents in modern design, modernist architecture, and architectural education. The Bauhaus movement had a profound influence on subsequent developments in art, architecture, graphic design, interior design, industrial design, and typography. Staff at the Bauhaus included prominent artists such as Paul Klee, Wassily Kandinsky, Gunta Stölzl, and László Moholy-Nagy at various points. The school existed in three German cities—Weimar, from 1919 to 1925; Dessau, from 1925 to 1932; and Berlin, from 1932 to 1933—under three different architect-directors: Walter Gropius from 1919 to 1928; Hannes Meyer from 1928 to 1930; and Ludwig Mies van der Rohe from 1930 until 1933, when the school was closed by its own leadership under pressure from the Nazi regime, having been painted as a centre of communist intellectualism. Internationally, former key figures of Bauhaus were successful in the United States and became known as the avant-garde for the International Style. The changes of venue and leadership resulted in a constant shifting of focus, technique, instructors, and politics. For example, the pottery shop was discontinued when the school moved from Weimar to Dessau, even though it had been an important revenue source; when Mies van der Rohe took over the school in 1930, he transformed it into a private school and would not allow any supporters of Hannes Meyer to attend it. | 2001-06-13T09:54:06Z | 2023-12-17T12:54:41Z | [
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3,833 | Beowulf | Beowulf (/ˈbeɪəwʊlf/; Old English: Bēowulf [ˈbeːowuɫf]) is an Old English epic poem in the tradition of Germanic heroic legend consisting of 3,182 alliterative lines. It is one of the most important and most often translated works of Old English literature. The date of composition is a matter of contention among scholars; the only certain dating is for the manuscript, which was produced between 975 and 1025. Scholars call the anonymous author the "Beowulf poet". The story is set in pagan Scandinavia in the 6th century. Beowulf, a hero of the Geats, comes to the aid of Hrothgar, the king of the Danes, whose mead hall Heorot has been under attack by the monster Grendel for twelve years. After Beowulf slays him, Grendel's mother takes revenge and is in turn defeated. Victorious, Beowulf goes home to Geatland and becomes king of the Geats. Fifty years later, Beowulf defeats a dragon, but is mortally wounded in the battle. After his death, his attendants cremate his body and erect a barrow on a headland in his memory.
Scholars have debated whether Beowulf was transmitted orally, affecting its interpretation: if it was composed early, in pagan times, then the paganism is central and the Christian elements were added later, whereas if it was composed later, in writing, by a Christian, then the pagan elements could be decorative archaising; some scholars also hold an intermediate position. Beowulf is written mostly in the Late West Saxon dialect of Old English, but many other dialectal forms are present, suggesting that the poem may have had a long and complex transmission throughout the dialect areas of England.
There has long been research into similarities with other traditions and accounts, including the Icelandic Grettis saga, the Norse story of Hrolf Kraki and his bear-shapeshifting servant Bodvar Bjarki, the international folktale the Bear's Son Tale, and the Irish folktale of the Hand and the Child. Persistent attempts have been made to link Beowulf to tales from Homer's Odyssey or Virgil's Aeneid. More definite are Biblical parallels, with clear allusions to the books of Genesis, Exodus, and Daniel.
The poem survives in a single copy in the manuscript known as the Nowell Codex. It has no title in the original manuscript, but has become known by the name of the story's protagonist. In 1731, the manuscript was damaged by a fire that swept through Ashburnham House in London, which was housing Sir Robert Cotton's collection of medieval manuscripts. It survived, but the margins were charred, and some readings were lost. The Nowell Codex is housed in the British Library. The poem was first transcribed in 1786; some verses were first translated into modern English in 1805, and nine complete translations were made in the 19th century, including those by John Mitchell Kemble and William Morris. After 1900, hundreds of translations, whether into prose, rhyming verse, or alliterative verse were made, some relatively faithful, some archaising, some attempting to domesticate the work. Among the best-known modern translations are those of Edwin Morgan, Burton Raffel, Michael J. Alexander, Roy Liuzza, and Seamus Heaney. The difficulty of translating Beowulf has been explored by scholars including J. R. R. Tolkien (in his essay "On Translating Beowulf"), who worked on a verse and a prose translation of his own.
The events in the poem take place over the 5th and 6th centuries, and feature predominantly non-English characters. Some suggest that Beowulf was first composed in the 7th century at Rendlesham in East Anglia, as the Sutton Hoo ship-burial shows close connections with Scandinavia, and the East Anglian royal dynasty, the Wuffingas, may have been descendants of the Geatish Wulfings. Others have associated this poem with the court of King Alfred the Great or with the court of King Cnut the Great.
The poem blends fictional, legendary, mythic and historical elements. Although Beowulf himself is not mentioned in any other Old English manuscript, many of the other figures named in Beowulf appear in Scandinavian sources. This concerns not only individuals (e.g., Healfdene, Hroðgar, Halga, Hroðulf, Eadgils and Ohthere), but also clans (e.g., Scyldings, Scylfings and Wulfings) and certain events (e.g., the battle between Eadgils and Onela). The raid by King Hygelac into Frisia is mentioned by Gregory of Tours in his History of the Franks and can be dated to around 521.
The majority view appears to be that figures such as King Hroðgar and the Scyldings in Beowulf are based on historical people from 6th-century Scandinavia. Like the Finnesburg Fragment and several shorter surviving poems, Beowulf has consequently been used as a source of information about Scandinavian figures such as Eadgils and Hygelac, and about continental Germanic figures such as Offa, king of the continental Angles. However, the scholar Roy Liuzza argues that the poem is "frustratingly ambivalent", neither myth nor folktale, but is set "against a complex background of legendary history ... on a roughly recognizable map of Scandinavia", and comments that the Geats of the poem may correspond with the Gautar (of modern Götaland); or perhaps the legendary Getae.
19th-century archaeological evidence may confirm elements of the Beowulf story. Eadgils was buried at Uppsala (Gamla Uppsala, Sweden) according to Snorri Sturluson. When the western mound (to the left in the photo) was excavated in 1874, the finds showed that a powerful man was buried in a large barrow, c. 575, on a bear skin with two dogs and rich grave offerings. The eastern mound was excavated in 1854, and contained the remains of a woman, or a woman and a young man. The middle barrow has not been excavated.
In Denmark, recent (1986-88, 2004-05) archaeological excavations at Lejre, where Scandinavian tradition located the seat of the Scyldings, Heorot, have revealed that a hall was built in the mid-6th century, matching the period described in Beowulf, some centuries before the poem was composed. Three halls, each about 50 metres (160 ft) long, were found during the excavation.
The protagonist Beowulf, a hero of the Geats, comes to the aid of Hrothgar, king of the Danes, whose great hall, Heorot, is plagued by the monster Grendel. Beowulf kills Grendel with his bare hands, then kills Grendel's mother with a giant's sword that he found in her lair.
Later in his life, Beowulf becomes king of the Geats, and finds his realm terrorized by a dragon, some of whose treasure had been stolen from his hoard in a burial mound. He attacks the dragon with the help of his thegns or servants, but they do not succeed. Beowulf decides to follow the dragon to its lair at Earnanæs, but only his young Swedish relative Wiglaf, whose name means "remnant of valour", dares to join him. Beowulf finally slays the dragon, but is mortally wounded in the struggle. He is cremated and a burial mound by the sea is erected in his honour.
Beowulf is considered an epic poem in that the main character is a hero who travels great distances to prove his strength at impossible odds against supernatural demons and beasts. The poem begins in medias res or simply, "in the middle of things", a characteristic of the epics of antiquity. Although the poem begins with Beowulf's arrival, Grendel's attacks have been ongoing. An elaborate history of characters and their lineages is spoken of, as well as their interactions with each other, debts owed and repaid, and deeds of valour. The warriors form a brotherhood linked by loyalty to their lord. The poem begins and ends with funerals: at the beginning of the poem for Scyld Scefing and at the end for Beowulf.
The poem is tightly structured. E. Carrigan shows the symmetry of its design in a model of its major components, with for instance the account of the killing of Grendel matching that of the killing of the dragon, the glory of the Danes matching the accounts of the Danish and Geatish courts.
Beowulf begins with the story of Hrothgar, who constructed the great hall, Heorot, for himself and his warriors. In it, he, his wife Wealhtheow, and his warriors spend their time singing and celebrating. Grendel, a troll-like monster said to be descended from the biblical Cain, is pained by the sounds of joy. Grendel attacks the hall and kills and devours many of Hrothgar's warriors while they sleep. Hrothgar and his people, helpless against Grendel, abandon Heorot.
Beowulf, a young warrior from Geatland, hears of Hrothgar's troubles and with his king's permission leaves his homeland to assist Hrothgar.
Beowulf and his men spend the night in Heorot. Beowulf refuses to use any weapon because he holds himself to be Grendel's equal. When Grendel enters the hall, Beowulf, who has been feigning sleep, leaps up to clench Grendel's hand. Grendel and Beowulf battle each other violently. Beowulf's retainers draw their swords and rush to his aid, but their blades cannot pierce Grendel's skin. Finally, Beowulf tears Grendel's arm from his body at the shoulder and Grendel runs to his home in the marshes where he dies. Beowulf displays "the whole of Grendel's shoulder and arm, his awesome grasp" for all to see at Heorot. This display would fuel Grendel's mother's anger in revenge.
The next night, after celebrating Grendel's defeat, Hrothgar and his men sleep in Heorot. Grendel's mother, angry that her son has been killed, sets out to get revenge. "Beowulf was elsewhere. Earlier, after the award of treasure, The Geat had been given another lodging"; his assistance would be absent in this battle. Grendel's mother violently kills Æschere, who is Hrothgar's most loyal fighter, and escapes.
Hrothgar, Beowulf, and their men track Grendel's mother to her lair under a lake. Unferð, a warrior who had earlier challenged him, presents Beowulf with his sword Hrunting. After stipulating a number of conditions to Hrothgar in case of his death (including the taking in of his kinsmen and the inheritance by Unferth of Beowulf's estate), Beowulf jumps into the lake, and while harassed by water monsters gets to the bottom, where he finds a cavern. Grendel's mother pulls him in, and she and Beowulf engage in fierce combat.
At first, Grendel's mother prevails, and Hrunting proves incapable of hurting her; she throws Beowulf to the ground and, sitting astride him, tries to kill him with a short sword, but Beowulf is saved by his armour. Beowulf spots another sword, hanging on the wall and apparently made for giants, and cuts her head off with it. Travelling further into Grendel's mother's lair, Beowulf discovers Grendel's corpse and severs his head with the sword. Its blade melts because of the monster's "hot blood", leaving only the hilt. Beowulf swims back up to the edge of the lake where his men wait. Carrying the hilt of the sword and Grendel's head, he presents them to Hrothgar upon his return to Heorot. Hrothgar gives Beowulf many gifts, including the sword Nægling, his family's heirloom. The events prompt a long reflection by the king, sometimes referred to as "Hrothgar's sermon", in which he urges Beowulf to be wary of pride and to reward his thegns.
Beowulf returns home and eventually becomes king of his own people. One day, fifty years after Beowulf's battle with Grendel's mother, a slave steals a golden cup from the lair of a dragon at Earnanæs. When the dragon sees that the cup has been stolen, it leaves its cave in a rage, burning everything in sight. Beowulf and his warriors come to fight the dragon, but Beowulf tells his men that he will fight the dragon alone and that they should wait on the barrow. Beowulf descends to do battle with the dragon, but finds himself outmatched. His men, upon seeing this and fearing for their lives, retreat into the woods. One of his men, Wiglaf, however, in great distress at Beowulf's plight, comes to his aid. The two slay the dragon, but Beowulf is mortally wounded. After Beowulf dies, Wiglaf remains by his side, grief-stricken. When the rest of the men finally return, Wiglaf bitterly admonishes them, blaming their cowardice for Beowulf's death. Beowulf is ritually burned on a great pyre in Geatland while his people wail and mourn him, fearing that without him, the Geats are defenceless against attacks from surrounding tribes. Afterwards, a barrow, visible from the sea, is built in his memory.
The poem contains many apparent digressions from the main story. These were found troublesome by early Beowulf scholars such as Frederick Klaeber, who wrote that they "interrupt the story", W. W. Lawrence, who stated that they "clog the action and distract attention from it", and W. P. Ker who found some "irrelevant ... possibly ... interpolations". More recent scholars from Adrien Bonjour onwards note that the digressions can all be explained as introductions or comparisons with elements of the main story; for instance, Beowulf's swimming home across the sea from Frisia carrying thirty sets of armour emphasises his heroic strength. The digressions can be divided into four groups, namely the Scyld narrative at the start; many descriptions of the Geats, including the Swedish–Geatish wars, the "Lay of the Last Survivor" in the style of another Old English poem, "The Wanderer", and Beowulf's dealings with the Geats such as his verbal contest with Unferth and his swimming duel with Breca, and the tale of Sigemund and the dragon; history and legend, including the fight at Finnsburg and the tale of Freawaru and Ingeld; and biblical tales such as the creation myth and Cain as ancestor of all monsters. The digressions provide a powerful impression of historical depth, imitated by Tolkien in The Lord of the Rings, a work that embodies many other elements from the poem.
The dating of Beowulf has attracted considerable scholarly attention; opinion differs as to whether it was first written in the 8th century, whether it was nearly contemporary with its 11th century manuscript, and whether a proto-version (possibly a version of the "Bear's Son Tale") was orally transmitted before being transcribed in its present form. Albert Lord felt strongly that the manuscript represents the transcription of a performance, though likely taken at more than one sitting. J. R. R. Tolkien believed that the poem retains too genuine a memory of Anglo-Saxon paganism to have been composed more than a few generations after the completion of the Christianisation of England around AD 700, and Tolkien's conviction that the poem dates to the 8th century has been defended by scholars including Tom Shippey, Leonard Neidorf, Rafael J. Pascual, and Robert D. Fulk. An analysis of several Old English poems by a team including Neidorf suggests that Beowulf is the work of a single author, though other scholars disagree.
The claim to an early 11th-century date depends in part on scholars who argue that, rather than the transcription of a tale from the oral tradition by an earlier literate monk, Beowulf reflects an original interpretation of an earlier version of the story by the manuscript's two scribes. On the other hand, some scholars argue that linguistic, palaeographical (handwriting), metrical (poetic structure), and onomastic (naming) considerations align to support a date of composition in the first half of the 8th century; in particular, the poem's apparent observation of etymological vowel-length distinctions in unstressed syllables (described by Kaluza's law) has been thought to demonstrate a date of composition prior to the earlier ninth century. However, scholars disagree about whether the metrical phenomena described by Kaluza's law prove an early date of composition or are evidence of a longer prehistory of the Beowulf metre; B.R. Hutcheson, for instance, does not believe Kaluza's law can be used to date the poem, while claiming that "the weight of all the evidence Fulk presents in his book tells strongly in favour of an eighth-century date."
From an analysis of creative genealogy and ethnicity, Craig R. Davis suggests a composition date in the AD 890s, when King Alfred of England had secured the submission of Guthrum, leader of a division of the Great Heathen Army of the Danes, and of Aethelred, ealdorman of Mercia. In this thesis, the trend of appropriating Gothic royal ancestry, established in Francia during Charlemagne's reign, influenced the Anglian kingdoms of Britain to attribute to themselves a Geatish descent. The composition of Beowulf was the fruit of the later adaptation of this trend in Alfred's policy of asserting authority over the Angelcynn, in which Scyldic descent was attributed to the West-Saxon royal pedigree. This date of composition largely agrees with Lapidge's positing of a West-Saxon exemplar c. 900.
The location of the poem's composition is intensely disputed. In 1914, F.W. Moorman, the first professor of English Language at University of Leeds, claimed that Beowulf was composed in Yorkshire, but E. Talbot Donaldson claims that it was probably composed during the first half of the eighth century, and that the writer was a native of what was then called West Mercia, located in the Western Midlands of England. However, the late tenth-century manuscript "which alone preserves the poem" originated in the kingdom of the West Saxons – as it is more commonly known.
Beowulf survived to modern times in a single manuscript, written in ink on parchment, later damaged by fire. The manuscript measures 245 × 185 mm.
The poem is known only from a single manuscript, estimated to date from around 975–1025, in which it appears with other works. The manuscript therefore dates either to the reign of Æthelred the Unready, characterised by strife with the Danish king Sweyn Forkbeard, or to the beginning of the reign of Sweyn's son Cnut the Great from 1016. The Beowulf manuscript is known as the Nowell Codex, gaining its name from 16th-century scholar Laurence Nowell. The official designation is "British Library, Cotton Vitellius A.XV" because it was one of Sir Robert Bruce Cotton's holdings in the Cotton library in the middle of the 17th century. Many private antiquarians and book collectors, such as Sir Robert Cotton, used their own library classification systems. "Cotton Vitellius A.XV" translates as: the 15th book from the left on shelf A (the top shelf) of the bookcase with the bust of Roman Emperor Vitellius standing on top of it, in Cotton's collection. Kevin Kiernan argues that Nowell most likely acquired it through William Cecil, 1st Baron Burghley, in 1563, when Nowell entered Cecil's household as a tutor to his ward, Edward de Vere, 17th Earl of Oxford.
The earliest extant reference to the first foliation of the Nowell Codex was made sometime between 1628 and 1650 by Franciscus Junius (the younger). The ownership of the codex before Nowell remains a mystery.
The Reverend Thomas Smith (1638–1710) and Humfrey Wanley (1672–1726) both catalogued the Cotton library (in which the Nowell Codex was held). Smith's catalogue appeared in 1696, and Wanley's in 1705. The Beowulf manuscript itself is identified by name for the first time in an exchange of letters in 1700 between George Hickes, Wanley's assistant, and Wanley. In the letter to Wanley, Hickes responds to an apparent charge against Smith, made by Wanley, that Smith had failed to mention the Beowulf script when cataloguing Cotton MS. Vitellius A. XV. Hickes replies to Wanley "I can find nothing yet of Beowulph." Kiernan theorised that Smith failed to mention the Beowulf manuscript because of his reliance on previous catalogues or because either he had no idea how to describe it or because it was temporarily out of the codex.
The manuscript passed to Crown ownership in 1702, on the death of its then owner, Sir John Cotton, who had inherited it from his grandfather, Robert Cotton. It suffered damage in a fire at Ashburnham House in 1731, in which around a quarter of the manuscripts bequeathed by Cotton were destroyed. Since then, parts of the manuscript have crumbled along with many of the letters. Rebinding efforts, though saving the manuscript from much degeneration, have nonetheless covered up other letters of the poem, causing further loss. Kiernan, in preparing his electronic edition of the manuscript, used fibre-optic backlighting and ultraviolet lighting to reveal letters in the manuscript lost from binding, erasure, or ink blotting.
The Beowulf manuscript was transcribed from an original by two scribes, one of whom wrote the prose at the beginning of the manuscript and the first 1939 lines, before breaking off in mid-sentence. The first scribe made a point of carefully regularizing the spelling of the original document into the common West Saxon, removing any archaic or dialectical features. The second scribe, who wrote the remainder, with a difference in handwriting noticeable after line 1939, seems to have written more vigorously and with less interest. As a result, the second scribe's script retains more archaic dialectic features, which allow modern scholars to ascribe the poem a cultural context. While both scribes appear to have proofread their work, there are nevertheless many errors. The second scribe was ultimately the more conservative copyist as he did not modify the spelling of the text as he wrote, but copied what he saw in front of him. In the way that it is currently bound, the Beowulf manuscript is followed by the Old English poem Judith. Judith was written by the same scribe that completed Beowulf, as evidenced by similar writing style. Wormholes found in the last leaves of the Beowulf manuscript that are absent in the Judith manuscript suggest that at one point Beowulf ended the volume. The rubbed appearance of some leaves suggests that the manuscript stood on a shelf unbound, as was the case with other Old English manuscripts. Knowledge of books held in the library at Malmesbury Abbey and available as source works, as well as the identification of certain words particular to the local dialect found in the text, suggest that the transcription may have taken place there.
The scholar Roy Liuzza notes that the practice of oral poetry is by its nature invisible to history as evidence is in writing. Comparison with other bodies of verse such as Homer's, coupled with ethnographic observation of early 20th century performers, has provided a vision of how an Anglo-Saxon singer-poet or scop may have practised. The resulting model is that performance was based on traditional stories and a repertoire of word formulae that fitted the traditional metre. The scop moved through the scenes, such as putting on armour or crossing the sea, each one improvised at each telling with differing combinations of the stock phrases, while the basic story and style remained the same. Liuzza notes that Beowulf itself describes the technique of a court poet in assembling materials, in lines 867–874 in his translation, "full of grand stories, mindful of songs ... found other words truly bound together; ... to recite with skill the adventure of Beowulf, adeptly tell a tall tale, and (wordum wrixlan) weave his words." The poem further mentions (lines 1065–1068) that "the harp was touched, tales often told, when Hrothgar's scop was set to recite among the mead tables his hall-entertainment".
The question of whether Beowulf was passed down through oral tradition prior to its present manuscript form has been the subject of much debate, and involves more than simply the issue of its composition. Rather, given the implications of the theory of oral-formulaic composition and oral tradition, the question concerns how the poem is to be understood, and what sorts of interpretations are legitimate. In his landmark 1960 work, The Singer of Tales, Albert Lord, citing the work of Francis Peabody Magoun and others, considered it proven that Beowulf was composed orally. Later scholars have not all been convinced; they agree that "themes" like "arming the hero" or the "hero on the beach" do exist across Germanic works. Some scholars conclude that Anglo-Saxon poetry is a mix of oral-formulaic and literate patterns. Larry Benson proposed that Germanic literature contains "kernels of tradition" which Beowulf expands upon. Ann Watts argued against the imperfect application of one theory to two different traditions: traditional, Homeric, oral-formulaic poetry and Anglo-Saxon poetry. Thomas Gardner agreed with Watts, arguing that the Beowulf text is too varied to be completely constructed from set formulae and themes. John Miles Foley wrote that comparative work must observe the particularities of a given tradition; in his view, there was a fluid continuum from traditionality to textuality.
Many editions of the Old English text of Beowulf have been published; this section lists the most influential.
The Icelandic scholar Grímur Jónsson Thorkelin made the first transcriptions of the Beowulf-manuscript in 1786, working as part of a Danish government historical research commission. He had a copy made by a professional copyist who knew no Old English (and was therefore in some ways more likely to make transcription errors, but in other ways more likely to copy exactly what he saw), and then made a copy himself. Since that time, the manuscript has crumbled further, making these transcripts prized witnesses to the text. While the recovery of at least 2000 letters can be attributed to them, their accuracy has been called into question, and the extent to which the manuscript was actually more readable in Thorkelin's time is uncertain. Thorkelin used these transcriptions as the basis for the first complete edition of Beowulf, in Latin.
In 1922, Frederick Klaeber, a German philologist who worked at the University of Minnesota, published his edition of the poem, Beowulf and The Fight at Finnsburg; it became the "central source used by graduate students for the study of the poem and by scholars and teachers as the basis of their translations." The edition included an extensive glossary of Old English terms. His third edition was published in 1936, with the last version in his lifetime being a revised reprint in 1950. Klaeber's text was re-presented with new introductory material, notes, and glosses, in a fourth edition in 2008.
Another widely used edition is Elliott Van Kirk Dobbie's, published in 1953 in the Anglo-Saxon Poetic Records series. The British Library, meanwhile, took a prominent role in supporting Kevin Kiernan's Electronic Beowulf; the first edition appeared in 1999, and the fourth in 2014.
The tightly interwoven structure of Old English poetry makes translating Beowulf a severe technical challenge. Despite this, a great number of translations and adaptations are available, in poetry and prose. Andy Orchard, in A Critical Companion to Beowulf, lists 33 "representative" translations in his bibliography, while the Arizona Center for Medieval and Renaissance Studies published Marijane Osborn's annotated list of over 300 translations and adaptations in 2003. Beowulf has been translated many times in verse and in prose, and adapted for stage and screen. By 2020, the Beowulf's Afterlives Bibliographic Database listed some 688 translations and other versions of the poem. Beowulf has been translated into at least 38 other languages.
In 1805, the historian Sharon Turner translated selected verses into modern English. This was followed in 1814 by John Josias Conybeare who published an edition "in English paraphrase and Latin verse translation." N. F. S. Grundtvig reviewed Thorkelin's edition in 1815 and created the first complete verse translation in Danish in 1820. In 1837, John Mitchell Kemble created an important literal translation in English. In 1895, William Morris and A. J. Wyatt published the ninth English translation.
In 1909, Francis Barton Gummere's full translation in "English imitative metre" was published, and was used as the text of Gareth Hinds's 2007 graphic novel based on Beowulf. In 1975, John Porter published the first complete verse translation of the poem entirely accompanied by facing-page Old English. Seamus Heaney's 1999 translation of the poem (Beowulf: A New Verse Translation, called "Heaneywulf" by the Beowulf translator Howell Chickering and many others) was both praised and criticized. The US publication was commissioned by W. W. Norton & Company, and was included in the Norton Anthology of English Literature. Many retellings of Beowulf for children appeared in the 20th century.
In 2000 (2nd edition 2013), Liuzza published his own version of Beowulf in a parallel text with the Old English, with his analysis of the poem's historical, oral, religious and linguistic contexts. R. D. Fulk, of Indiana University, published a facing-page edition and translation of the entire Nowell Codex manuscript in 2010. Hugh Magennis's 2011 Translating Beowulf: Modern Versions in English Verse discusses the challenges and history of translating the poem, as well as the question of how to approach its poetry, and discusses several post-1950 verse translations, paying special attention to those of Edwin Morgan, Burton Raffel, Michael J. Alexander, and Seamus Heaney. Translating Beowulf is one of the subjects of the 2012 publication Beowulf at Kalamazoo, containing a section with 10 essays on translation, and a section with 22 reviews of Heaney's translation, some of which compare Heaney's work with Liuzza's. Tolkien's long-awaited prose translation (edited by his son Christopher) was published in 2014 as Beowulf: A Translation and Commentary. The book includes Tolkien's own retelling of the story of Beowulf in his tale Sellic Spell, but not his incomplete and unpublished verse translation. The Mere Wife, by Maria Dahvana Headley, was published in 2018. It relocates the action to a wealthy community in 20th century America and is told primarily from the point of view of Grendel's mother. In 2020, Headley published a translation in which the opening "Hwæt!" is rendered "Bro!"; this translation subsequently won the Hugo Award for Best Related Work.
Neither identified sources nor analogues for Beowulf can be definitively proven, but many conjectures have been made. These are important in helping historians understand the Beowulf manuscript, as possible source-texts or influences would suggest time-frames of composition, geographic boundaries within which it could be composed, or range (both spatial and temporal) of influence (i.e. when it was "popular" and where its "popularity" took it). The poem has been related to Scandinavian, Celtic, and international folkloric sources.
19th-century studies proposed that Beowulf was translated from a lost original Scandinavian work; surviving Scandinavian works have continued to be studied as possible sources. In 1886 Gregor Sarrazin suggested that an Old Norse original version of Beowulf must have existed, but in 1914 Carl Wilhelm von Sydow pointed out that Beowulf is fundamentally Christian and was written at a time when any Norse tale would have most likely been pagan. Another proposal was a parallel with the Grettis Saga, but in 1998, Magnús Fjalldal challenged that, stating that tangential similarities were being overemphasized as analogies. The story of Hrolf Kraki and his servant, the legendary bear-shapeshifter Bodvar Bjarki, has also been suggested as a possible parallel; he survives in Hrólfs saga kraka and Saxo's Gesta Danorum, while Hrolf Kraki, one of the Scyldings, appears as "Hrothulf" in Beowulf. New Scandinavian analogues to Beowulf continue to be proposed regularly, with Hrólfs saga Gautrekssonar being the most recently adduced text.
Friedrich Panzer [de] (1910) wrote a thesis that the first part of Beowulf (the Grendel Story) incorporated preexisting folktale material, and that the folktale in question was of the Bear's Son Tale (Bärensohnmärchen) type, which has surviving examples all over the world. This tale type was later catalogued as international folktale type 301 in the ATU Index, now formally entitled "The Three Stolen Princesses" type in Hans Uther's catalogue, although the "Bear's Son" is still used in Beowulf criticism, if not so much in folkloristic circles. However, although this folkloristic approach was seen as a step in the right direction, "The Bear's Son" tale has later been regarded by many as not a close enough parallel to be a viable choice. Later, Peter A. Jorgensen, looking for a more concise frame of reference, coined a "two-troll tradition" that covers both Beowulf and Grettis saga: "a Norse 'ecotype' in which a hero enters a cave and kills two giants, usually of different sexes"; this has emerged as a more attractive folk tale parallel, according to a 1998 assessment by Andersson.
The epic's similarity to the Irish folktale "The Hand and the Child" was noted in 1899 by Albert S. Cook, and others even earlier. In 1914, the Swedish folklorist Carl Wilhelm von Sydow made a strong argument for parallelism with "The Hand and the Child", because the folktale type demonstrated a "monstrous arm" motif that corresponded with Beowulf's wrenching off Grendel's arm. No such correspondence could be perceived in the Bear's Son Tale or in the Grettis saga. James Carney and Martin Puhvel agree with this "Hand and the Child" contextualisation. Puhvel supported the "Hand and the Child" theory through such motifs as (in Andersson's words) "the more powerful giant mother, the mysterious light in the cave, the melting of the sword in blood, the phenomenon of battle rage, swimming prowess, combat with water monsters, underwater adventures, and the bear-hug style of wrestling." In the Mabinogion, Teyrnon discovers the otherworldly boy child Pryderi, the principal character of the cycle, after cutting off the arm of a monstrous beast which is stealing foals from his stables. The medievalist R. Mark Scowcroft notes that the tearing off of the monster's arm without a weapon is found only in Beowulf and fifteen of the Irish variants of the tale; he identifies twelve parallels between the tale and Beowulf.
Attempts to find classical or Late Latin influence or analogue in Beowulf are almost exclusively linked with Homer's Odyssey or Virgil's Aeneid. In 1926, Albert S. Cook suggested a Homeric connection due to equivalent formulas, metonymies, and analogous voyages. In 1930, James A. Work supported the Homeric influence, stating that encounter between Beowulf and Unferth was parallel to the encounter between Odysseus and Euryalus in Books 7–8 of the Odyssey, even to the point of both characters giving the hero the same gift of a sword upon being proven wrong in their initial assessment of the hero's prowess. This theory of Homer's influence on Beowulf remained very prevalent in the 1920s, but started to die out in the following decade when a handful of critics stated that the two works were merely "comparative literature", although Greek was known in late 7th century England: Bede states that Theodore of Tarsus, a Greek, was appointed Archbishop of Canterbury in 668, and he taught Greek. Several English scholars and churchmen are described by Bede as being fluent in Greek due to being taught by him; Bede claims to be fluent in Greek himself.
Frederick Klaeber, among others, argued for a connection between Beowulf and Virgil near the start of the 20th century, claiming that the very act of writing a secular epic in a Germanic world represents Virgilian influence. Virgil was seen as the pinnacle of Latin literature, and Latin was the dominant literary language of England at the time, therefore making Virgilian influence highly likely. Similarly, in 1971, Alistair Campbell stated that the apologue technique used in Beowulf is so rare in epic poetry aside from Virgil that the poet who composed Beowulf could not have written the poem in such a manner without first coming across Virgil's writings.
It cannot be denied that Biblical parallels occur in the text, whether seen as a pagan work with "Christian colouring" added by scribes or as a "Christian historical novel, with selected bits of paganism deliberately laid on as 'local colour'", as Margaret E. Goldsmith did in "The Christian Theme of Beowulf". Beowulf channels the Book of Genesis, the Book of Exodus, and the Book of Daniel in its inclusion of references to the Genesis creation narrative, the story of Cain and Abel, Noah and the flood, the Devil, Hell, and the Last Judgment.
Beowulf predominantly uses the West Saxon dialect of Old English, like other Old English poems copied at the time. However, it also uses many other linguistic forms; this leads some scholars to believe that it has endured a long and complicated transmission through all the main dialect areas. It retains a complicated mix of Mercian, Northumbrian, Early West Saxon, Anglian, Kentish and Late West Saxon dialectical forms.
An Old English poem such as Beowulf is very different from modern poetry. Old English poets typically used alliterative verse, a form of verse in which the first half of the line (the a-verse) is linked to the second half (the b-verse) through similarity in initial sound. In addition, the two halves are divided by a caesura: Oft Scyld Scefing \\ sceaþena þreatum (l. 4). This verse form maps stressed and unstressed syllables onto abstract entities known as metrical positions. There is no fixed number of beats per line: the first one cited has three (Oft SCYLD SCEF-ING) whereas the second has two (SCEAþena ÞREATum).
The poet had a choice of formulae to assist in fulfilling the alliteration scheme. These were memorised phrases that conveyed a general and commonly-occurring meaning that fitted neatly into a half-line of the chanted poem. Examples are line 8's weox under wolcnum ("waxed under welkin", i.e. "he grew up under the heavens"), line 11's gomban gyldan ("pay tribute"), line 13's geong in geardum ("young in the yards", i.e. "young in the courts"), and line 14's folce to frofre ("as a comfort to his people").
Kennings are a significant technique in Beowulf. They are evocative poetic descriptions of everyday things, often created to fill the alliterative requirements of the metre. For example, a poet might call the sea the "swan's riding"; a king might be called a "ring-giver." The poem contains many kennings, and the device is typical of much of classic poetry in Old English, which is heavily formulaic. The poem, too, makes extensive use of elided metaphors.
The history of modern Beowulf criticism is often said to begin with Tolkien, author and Merton Professor of Anglo-Saxon at the University of Oxford, who in his 1936 lecture to the British Academy criticised his contemporaries' excessive interest in its historical implications. He noted in Beowulf: The Monsters and the Critics that as a result the poem's literary value had been largely overlooked, and argued that the poem "is in fact so interesting as poetry, in places poetry so powerful, that this quite overshadows the historical content..." Tolkien argued that the poem is not an epic; that, while no conventional term exactly fits, the nearest would be elegy; and that its focus is the concluding dirge.
In historical terms, the poem's characters were Germanic pagans, yet the poem was recorded by Christian Anglo-Saxons who had mostly converted from their native Anglo-Saxon paganism around the 7th century. Beowulf thus depicts a Germanic warrior society, in which the relationship between the lord of the region and those who served under him was of paramount importance.
In terms of the relationship between characters in Beowulf to God, one might recall the substantial amount of paganism that is present throughout the work. Literary critics such as Fred C. Robinson argue that the Beowulf poet tries to send a message to readers during the Anglo-Saxon time period regarding the state of Christianity in their own time. Robinson argues that the intensified religious aspects of the Anglo-Saxon period inherently shape the way in which the poet alludes to paganism as presented in Beowulf. The poet calls on Anglo-Saxon readers to recognize the imperfect aspects of their supposed Christian lifestyles. In other words, the poet is referencing their "Anglo-Saxon Heathenism." In terms of the characters of the epic itself, Robinson argues that readers are "impressed" by the courageous acts of Beowulf and the speeches of Hrothgar. But one is ultimately left to feel sorry for both men as they are fully detached from supposed "Christian truth". The relationship between the characters of Beowulf, and the overall message of the poet, regarding their relationship with God is debated among readers and literary critics alike.
Richard North argues that the Beowulf poet interpreted "Danish myths in Christian form" (as the poem would have served as a form of entertainment for a Christian audience), and states: "As yet we are no closer to finding out why the first audience of Beowulf liked to hear stories about people routinely classified as damned. This question is pressing, given... that Anglo-Saxons saw the Danes as 'heathens' rather than as foreigners." Donaldson wrote that "the poet who put the materials into their present form was a Christian and ... poem reflects a Christian tradition".
Other scholars disagree as to whether Beowulf is a Christian work set in a Germanic pagan context. The question suggests that the conversion from the Germanic pagan beliefs to Christian ones was a prolonged and gradual process over several centuries, and the poem's message in respect to religious belief at the time it was written remains unclear. Robert F. Yeager describes the basis for these questions:
That the scribes of Cotton Vitellius A.XV were Christian [is] beyond doubt, and it is equally sure that Beowulf was composed in a Christianised England since conversion took place in the sixth and seventh centuries. The only Biblical references in Beowulf are to the Old Testament, and Christ is never mentioned. The poem is set in pagan times, and none of the characters is demonstrably Christian. In fact, when we are told what anyone in the poem believes, we learn that they are pagans. Beowulf's own beliefs are not expressed explicitly. He offers eloquent prayers to a higher power, addressing himself to the "Father Almighty" or the "Wielder of All." Were those the prayers of a pagan who used phrases the Christians subsequently appropriated? Or did the poem's author intend to see Beowulf as a Christian Ur-hero, symbolically refulgent with Christian virtues?
Ursula Schaefer's view is that the poem was created, and is interpretable, within both pagan and Christian horizons. Schaefer's concept of "vocality" offers neither a compromise nor a synthesis of views that see the poem as on the one hand Germanic, pagan, and oral and on the other Latin-derived, Christian, and literate, but, as stated by Monika Otter: "a 'tertium quid', a modality that participates in both oral and literate culture yet also has a logic and aesthetic of its own."
Stanley B. Greenfield has suggested that references to the human body throughout Beowulf emphasise the relative position of thanes to their lord. He argues that the term "shoulder-companion" could refer to both a physical arm as well as a thane (Aeschere) who was very valuable to his lord (Hrothgar). With Aeschere's death, Hrothgar turns to Beowulf as his new "arm." Greenfield argues the foot is used for the opposite effect, only appearing four times in the poem. It is used in conjunction with Unferð (a man described by Beowulf as weak, traitorous, and cowardly). Greenfield notes that Unferð is described as "at the king's feet" (line 499). Unferð is a member of the foot troops, who, throughout the story, do nothing and "generally serve as backdrops for more heroic action."
Daniel Podgorski has argued that the work is best understood as an examination of inter-generational vengeance-based conflict, or feuding. In this context, the poem operates as an indictment of feuding conflicts as a function of its conspicuous, circuitous, and lengthy depiction of the Geatish-Swedish wars—coming into contrast with the poem's depiction of the protagonist Beowulf as being disassociated from the ongoing feuds in every way. Francis Leneghan argues that the poem can be understood as a "dynastic drama" in which the hero's fights with the monsters unfold against a backdrop of the rise and fall of royal houses, while the monsters themselves serve as portents of disasters affecting dynasties.
The secondary literature on Beowulf is immense. The following is a selection. | [
{
"paragraph_id": 0,
"text": "Beowulf (/ˈbeɪəwʊlf/; Old English: Bēowulf [ˈbeːowuɫf]) is an Old English epic poem in the tradition of Germanic heroic legend consisting of 3,182 alliterative lines. It is one of the most important and most often translated works of Old English literature. The date of composition is a matter of contention among scholars; the only certain dating is for the manuscript, which was produced between 975 and 1025. Scholars call the anonymous author the \"Beowulf poet\". The story is set in pagan Scandinavia in the 6th century. Beowulf, a hero of the Geats, comes to the aid of Hrothgar, the king of the Danes, whose mead hall Heorot has been under attack by the monster Grendel for twelve years. After Beowulf slays him, Grendel's mother takes revenge and is in turn defeated. Victorious, Beowulf goes home to Geatland and becomes king of the Geats. Fifty years later, Beowulf defeats a dragon, but is mortally wounded in the battle. After his death, his attendants cremate his body and erect a barrow on a headland in his memory.",
"title": ""
},
{
"paragraph_id": 1,
"text": "Scholars have debated whether Beowulf was transmitted orally, affecting its interpretation: if it was composed early, in pagan times, then the paganism is central and the Christian elements were added later, whereas if it was composed later, in writing, by a Christian, then the pagan elements could be decorative archaising; some scholars also hold an intermediate position. Beowulf is written mostly in the Late West Saxon dialect of Old English, but many other dialectal forms are present, suggesting that the poem may have had a long and complex transmission throughout the dialect areas of England.",
"title": ""
},
{
"paragraph_id": 2,
"text": "There has long been research into similarities with other traditions and accounts, including the Icelandic Grettis saga, the Norse story of Hrolf Kraki and his bear-shapeshifting servant Bodvar Bjarki, the international folktale the Bear's Son Tale, and the Irish folktale of the Hand and the Child. Persistent attempts have been made to link Beowulf to tales from Homer's Odyssey or Virgil's Aeneid. More definite are Biblical parallels, with clear allusions to the books of Genesis, Exodus, and Daniel.",
"title": ""
},
{
"paragraph_id": 3,
"text": "The poem survives in a single copy in the manuscript known as the Nowell Codex. It has no title in the original manuscript, but has become known by the name of the story's protagonist. In 1731, the manuscript was damaged by a fire that swept through Ashburnham House in London, which was housing Sir Robert Cotton's collection of medieval manuscripts. It survived, but the margins were charred, and some readings were lost. The Nowell Codex is housed in the British Library. The poem was first transcribed in 1786; some verses were first translated into modern English in 1805, and nine complete translations were made in the 19th century, including those by John Mitchell Kemble and William Morris. After 1900, hundreds of translations, whether into prose, rhyming verse, or alliterative verse were made, some relatively faithful, some archaising, some attempting to domesticate the work. Among the best-known modern translations are those of Edwin Morgan, Burton Raffel, Michael J. Alexander, Roy Liuzza, and Seamus Heaney. The difficulty of translating Beowulf has been explored by scholars including J. R. R. Tolkien (in his essay \"On Translating Beowulf\"), who worked on a verse and a prose translation of his own.",
"title": ""
},
{
"paragraph_id": 4,
"text": "The events in the poem take place over the 5th and 6th centuries, and feature predominantly non-English characters. Some suggest that Beowulf was first composed in the 7th century at Rendlesham in East Anglia, as the Sutton Hoo ship-burial shows close connections with Scandinavia, and the East Anglian royal dynasty, the Wuffingas, may have been descendants of the Geatish Wulfings. Others have associated this poem with the court of King Alfred the Great or with the court of King Cnut the Great.",
"title": "Historical background"
},
{
"paragraph_id": 5,
"text": "The poem blends fictional, legendary, mythic and historical elements. Although Beowulf himself is not mentioned in any other Old English manuscript, many of the other figures named in Beowulf appear in Scandinavian sources. This concerns not only individuals (e.g., Healfdene, Hroðgar, Halga, Hroðulf, Eadgils and Ohthere), but also clans (e.g., Scyldings, Scylfings and Wulfings) and certain events (e.g., the battle between Eadgils and Onela). The raid by King Hygelac into Frisia is mentioned by Gregory of Tours in his History of the Franks and can be dated to around 521.",
"title": "Historical background"
},
{
"paragraph_id": 6,
"text": "The majority view appears to be that figures such as King Hroðgar and the Scyldings in Beowulf are based on historical people from 6th-century Scandinavia. Like the Finnesburg Fragment and several shorter surviving poems, Beowulf has consequently been used as a source of information about Scandinavian figures such as Eadgils and Hygelac, and about continental Germanic figures such as Offa, king of the continental Angles. However, the scholar Roy Liuzza argues that the poem is \"frustratingly ambivalent\", neither myth nor folktale, but is set \"against a complex background of legendary history ... on a roughly recognizable map of Scandinavia\", and comments that the Geats of the poem may correspond with the Gautar (of modern Götaland); or perhaps the legendary Getae.",
"title": "Historical background"
},
{
"paragraph_id": 7,
"text": "19th-century archaeological evidence may confirm elements of the Beowulf story. Eadgils was buried at Uppsala (Gamla Uppsala, Sweden) according to Snorri Sturluson. When the western mound (to the left in the photo) was excavated in 1874, the finds showed that a powerful man was buried in a large barrow, c. 575, on a bear skin with two dogs and rich grave offerings. The eastern mound was excavated in 1854, and contained the remains of a woman, or a woman and a young man. The middle barrow has not been excavated.",
"title": "Historical background"
},
{
"paragraph_id": 8,
"text": "In Denmark, recent (1986-88, 2004-05) archaeological excavations at Lejre, where Scandinavian tradition located the seat of the Scyldings, Heorot, have revealed that a hall was built in the mid-6th century, matching the period described in Beowulf, some centuries before the poem was composed. Three halls, each about 50 metres (160 ft) long, were found during the excavation.",
"title": "Historical background"
},
{
"paragraph_id": 9,
"text": "The protagonist Beowulf, a hero of the Geats, comes to the aid of Hrothgar, king of the Danes, whose great hall, Heorot, is plagued by the monster Grendel. Beowulf kills Grendel with his bare hands, then kills Grendel's mother with a giant's sword that he found in her lair.",
"title": "Summary"
},
{
"paragraph_id": 10,
"text": "Later in his life, Beowulf becomes king of the Geats, and finds his realm terrorized by a dragon, some of whose treasure had been stolen from his hoard in a burial mound. He attacks the dragon with the help of his thegns or servants, but they do not succeed. Beowulf decides to follow the dragon to its lair at Earnanæs, but only his young Swedish relative Wiglaf, whose name means \"remnant of valour\", dares to join him. Beowulf finally slays the dragon, but is mortally wounded in the struggle. He is cremated and a burial mound by the sea is erected in his honour.",
"title": "Summary"
},
{
"paragraph_id": 11,
"text": "Beowulf is considered an epic poem in that the main character is a hero who travels great distances to prove his strength at impossible odds against supernatural demons and beasts. The poem begins in medias res or simply, \"in the middle of things\", a characteristic of the epics of antiquity. Although the poem begins with Beowulf's arrival, Grendel's attacks have been ongoing. An elaborate history of characters and their lineages is spoken of, as well as their interactions with each other, debts owed and repaid, and deeds of valour. The warriors form a brotherhood linked by loyalty to their lord. The poem begins and ends with funerals: at the beginning of the poem for Scyld Scefing and at the end for Beowulf.",
"title": "Summary"
},
{
"paragraph_id": 12,
"text": "The poem is tightly structured. E. Carrigan shows the symmetry of its design in a model of its major components, with for instance the account of the killing of Grendel matching that of the killing of the dragon, the glory of the Danes matching the accounts of the Danish and Geatish courts.",
"title": "Summary"
},
{
"paragraph_id": 13,
"text": "Beowulf begins with the story of Hrothgar, who constructed the great hall, Heorot, for himself and his warriors. In it, he, his wife Wealhtheow, and his warriors spend their time singing and celebrating. Grendel, a troll-like monster said to be descended from the biblical Cain, is pained by the sounds of joy. Grendel attacks the hall and kills and devours many of Hrothgar's warriors while they sleep. Hrothgar and his people, helpless against Grendel, abandon Heorot.",
"title": "Summary"
},
{
"paragraph_id": 14,
"text": "Beowulf, a young warrior from Geatland, hears of Hrothgar's troubles and with his king's permission leaves his homeland to assist Hrothgar.",
"title": "Summary"
},
{
"paragraph_id": 15,
"text": "Beowulf and his men spend the night in Heorot. Beowulf refuses to use any weapon because he holds himself to be Grendel's equal. When Grendel enters the hall, Beowulf, who has been feigning sleep, leaps up to clench Grendel's hand. Grendel and Beowulf battle each other violently. Beowulf's retainers draw their swords and rush to his aid, but their blades cannot pierce Grendel's skin. Finally, Beowulf tears Grendel's arm from his body at the shoulder and Grendel runs to his home in the marshes where he dies. Beowulf displays \"the whole of Grendel's shoulder and arm, his awesome grasp\" for all to see at Heorot. This display would fuel Grendel's mother's anger in revenge.",
"title": "Summary"
},
{
"paragraph_id": 16,
"text": "The next night, after celebrating Grendel's defeat, Hrothgar and his men sleep in Heorot. Grendel's mother, angry that her son has been killed, sets out to get revenge. \"Beowulf was elsewhere. Earlier, after the award of treasure, The Geat had been given another lodging\"; his assistance would be absent in this battle. Grendel's mother violently kills Æschere, who is Hrothgar's most loyal fighter, and escapes.",
"title": "Summary"
},
{
"paragraph_id": 17,
"text": "Hrothgar, Beowulf, and their men track Grendel's mother to her lair under a lake. Unferð, a warrior who had earlier challenged him, presents Beowulf with his sword Hrunting. After stipulating a number of conditions to Hrothgar in case of his death (including the taking in of his kinsmen and the inheritance by Unferth of Beowulf's estate), Beowulf jumps into the lake, and while harassed by water monsters gets to the bottom, where he finds a cavern. Grendel's mother pulls him in, and she and Beowulf engage in fierce combat.",
"title": "Summary"
},
{
"paragraph_id": 18,
"text": "At first, Grendel's mother prevails, and Hrunting proves incapable of hurting her; she throws Beowulf to the ground and, sitting astride him, tries to kill him with a short sword, but Beowulf is saved by his armour. Beowulf spots another sword, hanging on the wall and apparently made for giants, and cuts her head off with it. Travelling further into Grendel's mother's lair, Beowulf discovers Grendel's corpse and severs his head with the sword. Its blade melts because of the monster's \"hot blood\", leaving only the hilt. Beowulf swims back up to the edge of the lake where his men wait. Carrying the hilt of the sword and Grendel's head, he presents them to Hrothgar upon his return to Heorot. Hrothgar gives Beowulf many gifts, including the sword Nægling, his family's heirloom. The events prompt a long reflection by the king, sometimes referred to as \"Hrothgar's sermon\", in which he urges Beowulf to be wary of pride and to reward his thegns.",
"title": "Summary"
},
{
"paragraph_id": 19,
"text": "Beowulf returns home and eventually becomes king of his own people. One day, fifty years after Beowulf's battle with Grendel's mother, a slave steals a golden cup from the lair of a dragon at Earnanæs. When the dragon sees that the cup has been stolen, it leaves its cave in a rage, burning everything in sight. Beowulf and his warriors come to fight the dragon, but Beowulf tells his men that he will fight the dragon alone and that they should wait on the barrow. Beowulf descends to do battle with the dragon, but finds himself outmatched. His men, upon seeing this and fearing for their lives, retreat into the woods. One of his men, Wiglaf, however, in great distress at Beowulf's plight, comes to his aid. The two slay the dragon, but Beowulf is mortally wounded. After Beowulf dies, Wiglaf remains by his side, grief-stricken. When the rest of the men finally return, Wiglaf bitterly admonishes them, blaming their cowardice for Beowulf's death. Beowulf is ritually burned on a great pyre in Geatland while his people wail and mourn him, fearing that without him, the Geats are defenceless against attacks from surrounding tribes. Afterwards, a barrow, visible from the sea, is built in his memory.",
"title": "Summary"
},
{
"paragraph_id": 20,
"text": "The poem contains many apparent digressions from the main story. These were found troublesome by early Beowulf scholars such as Frederick Klaeber, who wrote that they \"interrupt the story\", W. W. Lawrence, who stated that they \"clog the action and distract attention from it\", and W. P. Ker who found some \"irrelevant ... possibly ... interpolations\". More recent scholars from Adrien Bonjour onwards note that the digressions can all be explained as introductions or comparisons with elements of the main story; for instance, Beowulf's swimming home across the sea from Frisia carrying thirty sets of armour emphasises his heroic strength. The digressions can be divided into four groups, namely the Scyld narrative at the start; many descriptions of the Geats, including the Swedish–Geatish wars, the \"Lay of the Last Survivor\" in the style of another Old English poem, \"The Wanderer\", and Beowulf's dealings with the Geats such as his verbal contest with Unferth and his swimming duel with Breca, and the tale of Sigemund and the dragon; history and legend, including the fight at Finnsburg and the tale of Freawaru and Ingeld; and biblical tales such as the creation myth and Cain as ancestor of all monsters. The digressions provide a powerful impression of historical depth, imitated by Tolkien in The Lord of the Rings, a work that embodies many other elements from the poem.",
"title": "Summary"
},
{
"paragraph_id": 21,
"text": "The dating of Beowulf has attracted considerable scholarly attention; opinion differs as to whether it was first written in the 8th century, whether it was nearly contemporary with its 11th century manuscript, and whether a proto-version (possibly a version of the \"Bear's Son Tale\") was orally transmitted before being transcribed in its present form. Albert Lord felt strongly that the manuscript represents the transcription of a performance, though likely taken at more than one sitting. J. R. R. Tolkien believed that the poem retains too genuine a memory of Anglo-Saxon paganism to have been composed more than a few generations after the completion of the Christianisation of England around AD 700, and Tolkien's conviction that the poem dates to the 8th century has been defended by scholars including Tom Shippey, Leonard Neidorf, Rafael J. Pascual, and Robert D. Fulk. An analysis of several Old English poems by a team including Neidorf suggests that Beowulf is the work of a single author, though other scholars disagree.",
"title": "Authorship and date"
},
{
"paragraph_id": 22,
"text": "The claim to an early 11th-century date depends in part on scholars who argue that, rather than the transcription of a tale from the oral tradition by an earlier literate monk, Beowulf reflects an original interpretation of an earlier version of the story by the manuscript's two scribes. On the other hand, some scholars argue that linguistic, palaeographical (handwriting), metrical (poetic structure), and onomastic (naming) considerations align to support a date of composition in the first half of the 8th century; in particular, the poem's apparent observation of etymological vowel-length distinctions in unstressed syllables (described by Kaluza's law) has been thought to demonstrate a date of composition prior to the earlier ninth century. However, scholars disagree about whether the metrical phenomena described by Kaluza's law prove an early date of composition or are evidence of a longer prehistory of the Beowulf metre; B.R. Hutcheson, for instance, does not believe Kaluza's law can be used to date the poem, while claiming that \"the weight of all the evidence Fulk presents in his book tells strongly in favour of an eighth-century date.\"",
"title": "Authorship and date"
},
{
"paragraph_id": 23,
"text": "From an analysis of creative genealogy and ethnicity, Craig R. Davis suggests a composition date in the AD 890s, when King Alfred of England had secured the submission of Guthrum, leader of a division of the Great Heathen Army of the Danes, and of Aethelred, ealdorman of Mercia. In this thesis, the trend of appropriating Gothic royal ancestry, established in Francia during Charlemagne's reign, influenced the Anglian kingdoms of Britain to attribute to themselves a Geatish descent. The composition of Beowulf was the fruit of the later adaptation of this trend in Alfred's policy of asserting authority over the Angelcynn, in which Scyldic descent was attributed to the West-Saxon royal pedigree. This date of composition largely agrees with Lapidge's positing of a West-Saxon exemplar c. 900.",
"title": "Authorship and date"
},
{
"paragraph_id": 24,
"text": "The location of the poem's composition is intensely disputed. In 1914, F.W. Moorman, the first professor of English Language at University of Leeds, claimed that Beowulf was composed in Yorkshire, but E. Talbot Donaldson claims that it was probably composed during the first half of the eighth century, and that the writer was a native of what was then called West Mercia, located in the Western Midlands of England. However, the late tenth-century manuscript \"which alone preserves the poem\" originated in the kingdom of the West Saxons – as it is more commonly known.",
"title": "Authorship and date"
},
{
"paragraph_id": 25,
"text": "Beowulf survived to modern times in a single manuscript, written in ink on parchment, later damaged by fire. The manuscript measures 245 × 185 mm.",
"title": "Manuscript"
},
{
"paragraph_id": 26,
"text": "The poem is known only from a single manuscript, estimated to date from around 975–1025, in which it appears with other works. The manuscript therefore dates either to the reign of Æthelred the Unready, characterised by strife with the Danish king Sweyn Forkbeard, or to the beginning of the reign of Sweyn's son Cnut the Great from 1016. The Beowulf manuscript is known as the Nowell Codex, gaining its name from 16th-century scholar Laurence Nowell. The official designation is \"British Library, Cotton Vitellius A.XV\" because it was one of Sir Robert Bruce Cotton's holdings in the Cotton library in the middle of the 17th century. Many private antiquarians and book collectors, such as Sir Robert Cotton, used their own library classification systems. \"Cotton Vitellius A.XV\" translates as: the 15th book from the left on shelf A (the top shelf) of the bookcase with the bust of Roman Emperor Vitellius standing on top of it, in Cotton's collection. Kevin Kiernan argues that Nowell most likely acquired it through William Cecil, 1st Baron Burghley, in 1563, when Nowell entered Cecil's household as a tutor to his ward, Edward de Vere, 17th Earl of Oxford.",
"title": "Manuscript"
},
{
"paragraph_id": 27,
"text": "The earliest extant reference to the first foliation of the Nowell Codex was made sometime between 1628 and 1650 by Franciscus Junius (the younger). The ownership of the codex before Nowell remains a mystery.",
"title": "Manuscript"
},
{
"paragraph_id": 28,
"text": "The Reverend Thomas Smith (1638–1710) and Humfrey Wanley (1672–1726) both catalogued the Cotton library (in which the Nowell Codex was held). Smith's catalogue appeared in 1696, and Wanley's in 1705. The Beowulf manuscript itself is identified by name for the first time in an exchange of letters in 1700 between George Hickes, Wanley's assistant, and Wanley. In the letter to Wanley, Hickes responds to an apparent charge against Smith, made by Wanley, that Smith had failed to mention the Beowulf script when cataloguing Cotton MS. Vitellius A. XV. Hickes replies to Wanley \"I can find nothing yet of Beowulph.\" Kiernan theorised that Smith failed to mention the Beowulf manuscript because of his reliance on previous catalogues or because either he had no idea how to describe it or because it was temporarily out of the codex.",
"title": "Manuscript"
},
{
"paragraph_id": 29,
"text": "The manuscript passed to Crown ownership in 1702, on the death of its then owner, Sir John Cotton, who had inherited it from his grandfather, Robert Cotton. It suffered damage in a fire at Ashburnham House in 1731, in which around a quarter of the manuscripts bequeathed by Cotton were destroyed. Since then, parts of the manuscript have crumbled along with many of the letters. Rebinding efforts, though saving the manuscript from much degeneration, have nonetheless covered up other letters of the poem, causing further loss. Kiernan, in preparing his electronic edition of the manuscript, used fibre-optic backlighting and ultraviolet lighting to reveal letters in the manuscript lost from binding, erasure, or ink blotting.",
"title": "Manuscript"
},
{
"paragraph_id": 30,
"text": "The Beowulf manuscript was transcribed from an original by two scribes, one of whom wrote the prose at the beginning of the manuscript and the first 1939 lines, before breaking off in mid-sentence. The first scribe made a point of carefully regularizing the spelling of the original document into the common West Saxon, removing any archaic or dialectical features. The second scribe, who wrote the remainder, with a difference in handwriting noticeable after line 1939, seems to have written more vigorously and with less interest. As a result, the second scribe's script retains more archaic dialectic features, which allow modern scholars to ascribe the poem a cultural context. While both scribes appear to have proofread their work, there are nevertheless many errors. The second scribe was ultimately the more conservative copyist as he did not modify the spelling of the text as he wrote, but copied what he saw in front of him. In the way that it is currently bound, the Beowulf manuscript is followed by the Old English poem Judith. Judith was written by the same scribe that completed Beowulf, as evidenced by similar writing style. Wormholes found in the last leaves of the Beowulf manuscript that are absent in the Judith manuscript suggest that at one point Beowulf ended the volume. The rubbed appearance of some leaves suggests that the manuscript stood on a shelf unbound, as was the case with other Old English manuscripts. Knowledge of books held in the library at Malmesbury Abbey and available as source works, as well as the identification of certain words particular to the local dialect found in the text, suggest that the transcription may have taken place there.",
"title": "Manuscript"
},
{
"paragraph_id": 31,
"text": "The scholar Roy Liuzza notes that the practice of oral poetry is by its nature invisible to history as evidence is in writing. Comparison with other bodies of verse such as Homer's, coupled with ethnographic observation of early 20th century performers, has provided a vision of how an Anglo-Saxon singer-poet or scop may have practised. The resulting model is that performance was based on traditional stories and a repertoire of word formulae that fitted the traditional metre. The scop moved through the scenes, such as putting on armour or crossing the sea, each one improvised at each telling with differing combinations of the stock phrases, while the basic story and style remained the same. Liuzza notes that Beowulf itself describes the technique of a court poet in assembling materials, in lines 867–874 in his translation, \"full of grand stories, mindful of songs ... found other words truly bound together; ... to recite with skill the adventure of Beowulf, adeptly tell a tall tale, and (wordum wrixlan) weave his words.\" The poem further mentions (lines 1065–1068) that \"the harp was touched, tales often told, when Hrothgar's scop was set to recite among the mead tables his hall-entertainment\".",
"title": "Manuscript"
},
{
"paragraph_id": 32,
"text": "The question of whether Beowulf was passed down through oral tradition prior to its present manuscript form has been the subject of much debate, and involves more than simply the issue of its composition. Rather, given the implications of the theory of oral-formulaic composition and oral tradition, the question concerns how the poem is to be understood, and what sorts of interpretations are legitimate. In his landmark 1960 work, The Singer of Tales, Albert Lord, citing the work of Francis Peabody Magoun and others, considered it proven that Beowulf was composed orally. Later scholars have not all been convinced; they agree that \"themes\" like \"arming the hero\" or the \"hero on the beach\" do exist across Germanic works. Some scholars conclude that Anglo-Saxon poetry is a mix of oral-formulaic and literate patterns. Larry Benson proposed that Germanic literature contains \"kernels of tradition\" which Beowulf expands upon. Ann Watts argued against the imperfect application of one theory to two different traditions: traditional, Homeric, oral-formulaic poetry and Anglo-Saxon poetry. Thomas Gardner agreed with Watts, arguing that the Beowulf text is too varied to be completely constructed from set formulae and themes. John Miles Foley wrote that comparative work must observe the particularities of a given tradition; in his view, there was a fluid continuum from traditionality to textuality.",
"title": "Manuscript"
},
{
"paragraph_id": 33,
"text": "Many editions of the Old English text of Beowulf have been published; this section lists the most influential.",
"title": "Editions, translations, and adaptations"
},
{
"paragraph_id": 34,
"text": "The Icelandic scholar Grímur Jónsson Thorkelin made the first transcriptions of the Beowulf-manuscript in 1786, working as part of a Danish government historical research commission. He had a copy made by a professional copyist who knew no Old English (and was therefore in some ways more likely to make transcription errors, but in other ways more likely to copy exactly what he saw), and then made a copy himself. Since that time, the manuscript has crumbled further, making these transcripts prized witnesses to the text. While the recovery of at least 2000 letters can be attributed to them, their accuracy has been called into question, and the extent to which the manuscript was actually more readable in Thorkelin's time is uncertain. Thorkelin used these transcriptions as the basis for the first complete edition of Beowulf, in Latin.",
"title": "Editions, translations, and adaptations"
},
{
"paragraph_id": 35,
"text": "In 1922, Frederick Klaeber, a German philologist who worked at the University of Minnesota, published his edition of the poem, Beowulf and The Fight at Finnsburg; it became the \"central source used by graduate students for the study of the poem and by scholars and teachers as the basis of their translations.\" The edition included an extensive glossary of Old English terms. His third edition was published in 1936, with the last version in his lifetime being a revised reprint in 1950. Klaeber's text was re-presented with new introductory material, notes, and glosses, in a fourth edition in 2008.",
"title": "Editions, translations, and adaptations"
},
{
"paragraph_id": 36,
"text": "Another widely used edition is Elliott Van Kirk Dobbie's, published in 1953 in the Anglo-Saxon Poetic Records series. The British Library, meanwhile, took a prominent role in supporting Kevin Kiernan's Electronic Beowulf; the first edition appeared in 1999, and the fourth in 2014.",
"title": "Editions, translations, and adaptations"
},
{
"paragraph_id": 37,
"text": "The tightly interwoven structure of Old English poetry makes translating Beowulf a severe technical challenge. Despite this, a great number of translations and adaptations are available, in poetry and prose. Andy Orchard, in A Critical Companion to Beowulf, lists 33 \"representative\" translations in his bibliography, while the Arizona Center for Medieval and Renaissance Studies published Marijane Osborn's annotated list of over 300 translations and adaptations in 2003. Beowulf has been translated many times in verse and in prose, and adapted for stage and screen. By 2020, the Beowulf's Afterlives Bibliographic Database listed some 688 translations and other versions of the poem. Beowulf has been translated into at least 38 other languages.",
"title": "Editions, translations, and adaptations"
},
{
"paragraph_id": 38,
"text": "In 1805, the historian Sharon Turner translated selected verses into modern English. This was followed in 1814 by John Josias Conybeare who published an edition \"in English paraphrase and Latin verse translation.\" N. F. S. Grundtvig reviewed Thorkelin's edition in 1815 and created the first complete verse translation in Danish in 1820. In 1837, John Mitchell Kemble created an important literal translation in English. In 1895, William Morris and A. J. Wyatt published the ninth English translation.",
"title": "Editions, translations, and adaptations"
},
{
"paragraph_id": 39,
"text": "In 1909, Francis Barton Gummere's full translation in \"English imitative metre\" was published, and was used as the text of Gareth Hinds's 2007 graphic novel based on Beowulf. In 1975, John Porter published the first complete verse translation of the poem entirely accompanied by facing-page Old English. Seamus Heaney's 1999 translation of the poem (Beowulf: A New Verse Translation, called \"Heaneywulf\" by the Beowulf translator Howell Chickering and many others) was both praised and criticized. The US publication was commissioned by W. W. Norton & Company, and was included in the Norton Anthology of English Literature. Many retellings of Beowulf for children appeared in the 20th century.",
"title": "Editions, translations, and adaptations"
},
{
"paragraph_id": 40,
"text": "In 2000 (2nd edition 2013), Liuzza published his own version of Beowulf in a parallel text with the Old English, with his analysis of the poem's historical, oral, religious and linguistic contexts. R. D. Fulk, of Indiana University, published a facing-page edition and translation of the entire Nowell Codex manuscript in 2010. Hugh Magennis's 2011 Translating Beowulf: Modern Versions in English Verse discusses the challenges and history of translating the poem, as well as the question of how to approach its poetry, and discusses several post-1950 verse translations, paying special attention to those of Edwin Morgan, Burton Raffel, Michael J. Alexander, and Seamus Heaney. Translating Beowulf is one of the subjects of the 2012 publication Beowulf at Kalamazoo, containing a section with 10 essays on translation, and a section with 22 reviews of Heaney's translation, some of which compare Heaney's work with Liuzza's. Tolkien's long-awaited prose translation (edited by his son Christopher) was published in 2014 as Beowulf: A Translation and Commentary. The book includes Tolkien's own retelling of the story of Beowulf in his tale Sellic Spell, but not his incomplete and unpublished verse translation. The Mere Wife, by Maria Dahvana Headley, was published in 2018. It relocates the action to a wealthy community in 20th century America and is told primarily from the point of view of Grendel's mother. In 2020, Headley published a translation in which the opening \"Hwæt!\" is rendered \"Bro!\"; this translation subsequently won the Hugo Award for Best Related Work.",
"title": "Editions, translations, and adaptations"
},
{
"paragraph_id": 41,
"text": "Neither identified sources nor analogues for Beowulf can be definitively proven, but many conjectures have been made. These are important in helping historians understand the Beowulf manuscript, as possible source-texts or influences would suggest time-frames of composition, geographic boundaries within which it could be composed, or range (both spatial and temporal) of influence (i.e. when it was \"popular\" and where its \"popularity\" took it). The poem has been related to Scandinavian, Celtic, and international folkloric sources.",
"title": "Sources and analogues"
},
{
"paragraph_id": 42,
"text": "19th-century studies proposed that Beowulf was translated from a lost original Scandinavian work; surviving Scandinavian works have continued to be studied as possible sources. In 1886 Gregor Sarrazin suggested that an Old Norse original version of Beowulf must have existed, but in 1914 Carl Wilhelm von Sydow pointed out that Beowulf is fundamentally Christian and was written at a time when any Norse tale would have most likely been pagan. Another proposal was a parallel with the Grettis Saga, but in 1998, Magnús Fjalldal challenged that, stating that tangential similarities were being overemphasized as analogies. The story of Hrolf Kraki and his servant, the legendary bear-shapeshifter Bodvar Bjarki, has also been suggested as a possible parallel; he survives in Hrólfs saga kraka and Saxo's Gesta Danorum, while Hrolf Kraki, one of the Scyldings, appears as \"Hrothulf\" in Beowulf. New Scandinavian analogues to Beowulf continue to be proposed regularly, with Hrólfs saga Gautrekssonar being the most recently adduced text.",
"title": "Sources and analogues"
},
{
"paragraph_id": 43,
"text": "Friedrich Panzer [de] (1910) wrote a thesis that the first part of Beowulf (the Grendel Story) incorporated preexisting folktale material, and that the folktale in question was of the Bear's Son Tale (Bärensohnmärchen) type, which has surviving examples all over the world. This tale type was later catalogued as international folktale type 301 in the ATU Index, now formally entitled \"The Three Stolen Princesses\" type in Hans Uther's catalogue, although the \"Bear's Son\" is still used in Beowulf criticism, if not so much in folkloristic circles. However, although this folkloristic approach was seen as a step in the right direction, \"The Bear's Son\" tale has later been regarded by many as not a close enough parallel to be a viable choice. Later, Peter A. Jorgensen, looking for a more concise frame of reference, coined a \"two-troll tradition\" that covers both Beowulf and Grettis saga: \"a Norse 'ecotype' in which a hero enters a cave and kills two giants, usually of different sexes\"; this has emerged as a more attractive folk tale parallel, according to a 1998 assessment by Andersson.",
"title": "Sources and analogues"
},
{
"paragraph_id": 44,
"text": "The epic's similarity to the Irish folktale \"The Hand and the Child\" was noted in 1899 by Albert S. Cook, and others even earlier. In 1914, the Swedish folklorist Carl Wilhelm von Sydow made a strong argument for parallelism with \"The Hand and the Child\", because the folktale type demonstrated a \"monstrous arm\" motif that corresponded with Beowulf's wrenching off Grendel's arm. No such correspondence could be perceived in the Bear's Son Tale or in the Grettis saga. James Carney and Martin Puhvel agree with this \"Hand and the Child\" contextualisation. Puhvel supported the \"Hand and the Child\" theory through such motifs as (in Andersson's words) \"the more powerful giant mother, the mysterious light in the cave, the melting of the sword in blood, the phenomenon of battle rage, swimming prowess, combat with water monsters, underwater adventures, and the bear-hug style of wrestling.\" In the Mabinogion, Teyrnon discovers the otherworldly boy child Pryderi, the principal character of the cycle, after cutting off the arm of a monstrous beast which is stealing foals from his stables. The medievalist R. Mark Scowcroft notes that the tearing off of the monster's arm without a weapon is found only in Beowulf and fifteen of the Irish variants of the tale; he identifies twelve parallels between the tale and Beowulf.",
"title": "Sources and analogues"
},
{
"paragraph_id": 45,
"text": "Attempts to find classical or Late Latin influence or analogue in Beowulf are almost exclusively linked with Homer's Odyssey or Virgil's Aeneid. In 1926, Albert S. Cook suggested a Homeric connection due to equivalent formulas, metonymies, and analogous voyages. In 1930, James A. Work supported the Homeric influence, stating that encounter between Beowulf and Unferth was parallel to the encounter between Odysseus and Euryalus in Books 7–8 of the Odyssey, even to the point of both characters giving the hero the same gift of a sword upon being proven wrong in their initial assessment of the hero's prowess. This theory of Homer's influence on Beowulf remained very prevalent in the 1920s, but started to die out in the following decade when a handful of critics stated that the two works were merely \"comparative literature\", although Greek was known in late 7th century England: Bede states that Theodore of Tarsus, a Greek, was appointed Archbishop of Canterbury in 668, and he taught Greek. Several English scholars and churchmen are described by Bede as being fluent in Greek due to being taught by him; Bede claims to be fluent in Greek himself.",
"title": "Sources and analogues"
},
{
"paragraph_id": 46,
"text": "Frederick Klaeber, among others, argued for a connection between Beowulf and Virgil near the start of the 20th century, claiming that the very act of writing a secular epic in a Germanic world represents Virgilian influence. Virgil was seen as the pinnacle of Latin literature, and Latin was the dominant literary language of England at the time, therefore making Virgilian influence highly likely. Similarly, in 1971, Alistair Campbell stated that the apologue technique used in Beowulf is so rare in epic poetry aside from Virgil that the poet who composed Beowulf could not have written the poem in such a manner without first coming across Virgil's writings.",
"title": "Sources and analogues"
},
{
"paragraph_id": 47,
"text": "It cannot be denied that Biblical parallels occur in the text, whether seen as a pagan work with \"Christian colouring\" added by scribes or as a \"Christian historical novel, with selected bits of paganism deliberately laid on as 'local colour'\", as Margaret E. Goldsmith did in \"The Christian Theme of Beowulf\". Beowulf channels the Book of Genesis, the Book of Exodus, and the Book of Daniel in its inclusion of references to the Genesis creation narrative, the story of Cain and Abel, Noah and the flood, the Devil, Hell, and the Last Judgment.",
"title": "Sources and analogues"
},
{
"paragraph_id": 48,
"text": "Beowulf predominantly uses the West Saxon dialect of Old English, like other Old English poems copied at the time. However, it also uses many other linguistic forms; this leads some scholars to believe that it has endured a long and complicated transmission through all the main dialect areas. It retains a complicated mix of Mercian, Northumbrian, Early West Saxon, Anglian, Kentish and Late West Saxon dialectical forms.",
"title": "Dialect"
},
{
"paragraph_id": 49,
"text": "An Old English poem such as Beowulf is very different from modern poetry. Old English poets typically used alliterative verse, a form of verse in which the first half of the line (the a-verse) is linked to the second half (the b-verse) through similarity in initial sound. In addition, the two halves are divided by a caesura: Oft Scyld Scefing \\\\ sceaþena þreatum (l. 4). This verse form maps stressed and unstressed syllables onto abstract entities known as metrical positions. There is no fixed number of beats per line: the first one cited has three (Oft SCYLD SCEF-ING) whereas the second has two (SCEAþena ÞREATum).",
"title": "Form and metre"
},
{
"paragraph_id": 50,
"text": "The poet had a choice of formulae to assist in fulfilling the alliteration scheme. These were memorised phrases that conveyed a general and commonly-occurring meaning that fitted neatly into a half-line of the chanted poem. Examples are line 8's weox under wolcnum (\"waxed under welkin\", i.e. \"he grew up under the heavens\"), line 11's gomban gyldan (\"pay tribute\"), line 13's geong in geardum (\"young in the yards\", i.e. \"young in the courts\"), and line 14's folce to frofre (\"as a comfort to his people\").",
"title": "Form and metre"
},
{
"paragraph_id": 51,
"text": "Kennings are a significant technique in Beowulf. They are evocative poetic descriptions of everyday things, often created to fill the alliterative requirements of the metre. For example, a poet might call the sea the \"swan's riding\"; a king might be called a \"ring-giver.\" The poem contains many kennings, and the device is typical of much of classic poetry in Old English, which is heavily formulaic. The poem, too, makes extensive use of elided metaphors.",
"title": "Form and metre"
},
{
"paragraph_id": 52,
"text": "The history of modern Beowulf criticism is often said to begin with Tolkien, author and Merton Professor of Anglo-Saxon at the University of Oxford, who in his 1936 lecture to the British Academy criticised his contemporaries' excessive interest in its historical implications. He noted in Beowulf: The Monsters and the Critics that as a result the poem's literary value had been largely overlooked, and argued that the poem \"is in fact so interesting as poetry, in places poetry so powerful, that this quite overshadows the historical content...\" Tolkien argued that the poem is not an epic; that, while no conventional term exactly fits, the nearest would be elegy; and that its focus is the concluding dirge.",
"title": "Interpretation and criticism"
},
{
"paragraph_id": 53,
"text": "In historical terms, the poem's characters were Germanic pagans, yet the poem was recorded by Christian Anglo-Saxons who had mostly converted from their native Anglo-Saxon paganism around the 7th century. Beowulf thus depicts a Germanic warrior society, in which the relationship between the lord of the region and those who served under him was of paramount importance.",
"title": "Interpretation and criticism"
},
{
"paragraph_id": 54,
"text": "In terms of the relationship between characters in Beowulf to God, one might recall the substantial amount of paganism that is present throughout the work. Literary critics such as Fred C. Robinson argue that the Beowulf poet tries to send a message to readers during the Anglo-Saxon time period regarding the state of Christianity in their own time. Robinson argues that the intensified religious aspects of the Anglo-Saxon period inherently shape the way in which the poet alludes to paganism as presented in Beowulf. The poet calls on Anglo-Saxon readers to recognize the imperfect aspects of their supposed Christian lifestyles. In other words, the poet is referencing their \"Anglo-Saxon Heathenism.\" In terms of the characters of the epic itself, Robinson argues that readers are \"impressed\" by the courageous acts of Beowulf and the speeches of Hrothgar. But one is ultimately left to feel sorry for both men as they are fully detached from supposed \"Christian truth\". The relationship between the characters of Beowulf, and the overall message of the poet, regarding their relationship with God is debated among readers and literary critics alike.",
"title": "Interpretation and criticism"
},
{
"paragraph_id": 55,
"text": "Richard North argues that the Beowulf poet interpreted \"Danish myths in Christian form\" (as the poem would have served as a form of entertainment for a Christian audience), and states: \"As yet we are no closer to finding out why the first audience of Beowulf liked to hear stories about people routinely classified as damned. This question is pressing, given... that Anglo-Saxons saw the Danes as 'heathens' rather than as foreigners.\" Donaldson wrote that \"the poet who put the materials into their present form was a Christian and ... poem reflects a Christian tradition\".",
"title": "Interpretation and criticism"
},
{
"paragraph_id": 56,
"text": "Other scholars disagree as to whether Beowulf is a Christian work set in a Germanic pagan context. The question suggests that the conversion from the Germanic pagan beliefs to Christian ones was a prolonged and gradual process over several centuries, and the poem's message in respect to religious belief at the time it was written remains unclear. Robert F. Yeager describes the basis for these questions:",
"title": "Interpretation and criticism"
},
{
"paragraph_id": 57,
"text": "That the scribes of Cotton Vitellius A.XV were Christian [is] beyond doubt, and it is equally sure that Beowulf was composed in a Christianised England since conversion took place in the sixth and seventh centuries. The only Biblical references in Beowulf are to the Old Testament, and Christ is never mentioned. The poem is set in pagan times, and none of the characters is demonstrably Christian. In fact, when we are told what anyone in the poem believes, we learn that they are pagans. Beowulf's own beliefs are not expressed explicitly. He offers eloquent prayers to a higher power, addressing himself to the \"Father Almighty\" or the \"Wielder of All.\" Were those the prayers of a pagan who used phrases the Christians subsequently appropriated? Or did the poem's author intend to see Beowulf as a Christian Ur-hero, symbolically refulgent with Christian virtues?",
"title": "Interpretation and criticism"
},
{
"paragraph_id": 58,
"text": "Ursula Schaefer's view is that the poem was created, and is interpretable, within both pagan and Christian horizons. Schaefer's concept of \"vocality\" offers neither a compromise nor a synthesis of views that see the poem as on the one hand Germanic, pagan, and oral and on the other Latin-derived, Christian, and literate, but, as stated by Monika Otter: \"a 'tertium quid', a modality that participates in both oral and literate culture yet also has a logic and aesthetic of its own.\"",
"title": "Interpretation and criticism"
},
{
"paragraph_id": 59,
"text": "Stanley B. Greenfield has suggested that references to the human body throughout Beowulf emphasise the relative position of thanes to their lord. He argues that the term \"shoulder-companion\" could refer to both a physical arm as well as a thane (Aeschere) who was very valuable to his lord (Hrothgar). With Aeschere's death, Hrothgar turns to Beowulf as his new \"arm.\" Greenfield argues the foot is used for the opposite effect, only appearing four times in the poem. It is used in conjunction with Unferð (a man described by Beowulf as weak, traitorous, and cowardly). Greenfield notes that Unferð is described as \"at the king's feet\" (line 499). Unferð is a member of the foot troops, who, throughout the story, do nothing and \"generally serve as backdrops for more heroic action.\"",
"title": "Interpretation and criticism"
},
{
"paragraph_id": 60,
"text": "Daniel Podgorski has argued that the work is best understood as an examination of inter-generational vengeance-based conflict, or feuding. In this context, the poem operates as an indictment of feuding conflicts as a function of its conspicuous, circuitous, and lengthy depiction of the Geatish-Swedish wars—coming into contrast with the poem's depiction of the protagonist Beowulf as being disassociated from the ongoing feuds in every way. Francis Leneghan argues that the poem can be understood as a \"dynastic drama\" in which the hero's fights with the monsters unfold against a backdrop of the rise and fall of royal houses, while the monsters themselves serve as portents of disasters affecting dynasties.",
"title": "Interpretation and criticism"
},
{
"paragraph_id": 61,
"text": "The secondary literature on Beowulf is immense. The following is a selection.",
"title": "Further reading"
}
] | Beowulf is an Old English epic poem in the tradition of Germanic heroic legend consisting of 3,182 alliterative lines. It is one of the most important and most often translated works of Old English literature. The date of composition is a matter of contention among scholars; the only certain dating is for the manuscript, which was produced between 975 and 1025. Scholars call the anonymous author the "Beowulf poet". The story is set in pagan Scandinavia in the 6th century. Beowulf, a hero of the Geats, comes to the aid of Hrothgar, the king of the Danes, whose mead hall Heorot has been under attack by the monster Grendel for twelve years. After Beowulf slays him, Grendel's mother takes revenge and is in turn defeated. Victorious, Beowulf goes home to Geatland and becomes king of the Geats. Fifty years later, Beowulf defeats a dragon, but is mortally wounded in the battle. After his death, his attendants cremate his body and erect a barrow on a headland in his memory. Scholars have debated whether Beowulf was transmitted orally, affecting its interpretation: if it was composed early, in pagan times, then the paganism is central and the Christian elements were added later, whereas if it was composed later, in writing, by a Christian, then the pagan elements could be decorative archaising; some scholars also hold an intermediate position. Beowulf is written mostly in the Late West Saxon dialect of Old English, but many other dialectal forms are present, suggesting that the poem may have had a long and complex transmission throughout the dialect areas of England. There has long been research into similarities with other traditions and accounts, including the Icelandic Grettis saga, the Norse story of Hrolf Kraki and his bear-shapeshifting servant Bodvar Bjarki, the international folktale the Bear's Son Tale, and the Irish folktale of the Hand and the Child. Persistent attempts have been made to link Beowulf to tales from Homer's Odyssey or Virgil's Aeneid. More definite are Biblical parallels, with clear allusions to the books of Genesis, Exodus, and Daniel. The poem survives in a single copy in the manuscript known as the Nowell Codex. It has no title in the original manuscript, but has become known by the name of the story's protagonist. In 1731, the manuscript was damaged by a fire that swept through Ashburnham House in London, which was housing Sir Robert Cotton's collection of medieval manuscripts. It survived, but the margins were charred, and some readings were lost. The Nowell Codex is housed in the British Library. The poem was first transcribed in 1786; some verses were first translated into modern English in 1805, and nine complete translations were made in the 19th century, including those by John Mitchell Kemble and William Morris.
After 1900, hundreds of translations, whether into prose, rhyming verse, or alliterative verse were made, some relatively faithful, some archaising, some attempting to domesticate the work. Among the best-known modern translations are those of Edwin Morgan, Burton Raffel, Michael J. Alexander, Roy Liuzza, and Seamus Heaney. The difficulty of translating Beowulf has been explored by scholars including J. R. R. Tolkien, who worked on a verse and a prose translation of his own. | 2001-11-08T04:05:07Z | 2023-12-31T14:41:11Z | [
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3,836 | Barb Wire (character) | Barb Wire is a fictional character appearing in Comics Greatest World, an imprint of Dark Horse Comics. Created by Chris Warner and Team CGW, the character first appeared in Comics' Greatest World: Steel Harbor in 1993. The original Barb Wire series published nine issues between 1994 and 1995 and was followed by a four-issue miniseries in 1996. A reboot was published in 2015 and lasted eight issues. In 1996, the character was adapted into a film starring Pamela Anderson. Unlike the comics, the film takes place in a possible future rather than an alternate version of present-day Earth.
1–4: Chris Warner, script and pencils/Tim Bradstreet, inks
Barb Wire's stories take place on an alternate version of present-day Earth with superhumans and more advanced technology. In this Earth's history, an alien entity called the Vortex arrived in 1931 and began conducting secret experiments. In 1947, an atom bomb test detonated in a desert nearby the alien's experiments. The result was the creation of a trans-dimensional wormhole referred to as "the Vortex" or "the Maelstrom", which released energy that gave different people across Earth superpowers for years to come.
Decades later, Barbara Kopetski grows up in Steel Harbor when it is still a thriving steel industry city. Barbara and her brother Charlie live with their grandmother and parents, their mother being a police officer while their father is a former marine who became a steelworker. Officer Kopetski later dies, after which her husband becomes so ill he is confined to a bed for years, developing Alzheimer's disease as well before passing away. Following the death of her father, Barbara leaves Steel Harbour for a time as the city's economy starts to spiral and crime begins rising. Soon, much of the city is controlled by warring gangs rather than local government. Years later, Barbara returns to Steel Harbor, now an experienced bounty hunter operating under the name Barb Wire. Reuniting with Charlie, she decides to stay in her hometown, becoming the owner of the Hammerhead bar. To help bring in money, she continues moonlighting as a bounty hunter, working with the police directly or bail bondsman Thomas Crashell.
As time goes on, Steel Harbor becomes more dangerous, described as "a city under siege from drugs, crime, pollution and gang warfare". In 1993, a second American Civil War begins when Golden City announces its secession from the Union. The announcement leads to protests and riots in several cities. The Steel Harbor Riots leave some neighborhoods in literal ruin, with hundreds of buildings destroyed or abandoned in the area known as "Metal City". Many are forced to leave the city or take to the streets, and the gangs (all of whom have superhuman members) start moving to take more control. To help contain the chaos and keep her home from descending further, Barb Wire now acts at times as a vigilante, intervening when the police can't or won't. Fighting alongside the Wolf Gang, she defies criminal Mace Blitzkrieg's attempts to bring all gangs under his leadership and control the city.
Growing up with a police officer mother and marine father, as well as her life experiences traveling outside of the city, Barb Wire is an excellent hand-to-hand combatant, skilled in various firearms, and an expert driver and motorcycle rider. Her bar has been considered neutral meeting ground by the Steel Harbor gangs. Aiding her bounty hunter activities is her brother Charlie, acting as her mechanic and engineer, and others such as Avram Roman Jr., a cyborg sometimes known simply as "the Machine". Though she has loyal allies, including Charlie, Barb Wire is a harsh, guarded person who looks at the world with suspicion and cynicism, considering herself a loner at heart.
A film adaptation was released in 1996 starring Pamela Anderson as Barb Wire. The story's premise was that Barb Wire lives in the near future rather than an alternate version of the present day, a world where superhumans and Dark Horse superheroes do not exist. In this version of the story, Steel Harbor is the last neutral "free city" during the Second American Civil War, and Barbara Kopetski is a resistance fighter who leaves behind the war after her heart is broken and she loses faith in the cause. Like the comic, she returns home to become a bounty hunter and owner of the Hammerhead. | [
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"text": "Barb Wire is a fictional character appearing in Comics Greatest World, an imprint of Dark Horse Comics. Created by Chris Warner and Team CGW, the character first appeared in Comics' Greatest World: Steel Harbor in 1993. The original Barb Wire series published nine issues between 1994 and 1995 and was followed by a four-issue miniseries in 1996. A reboot was published in 2015 and lasted eight issues. In 1996, the character was adapted into a film starring Pamela Anderson. Unlike the comics, the film takes place in a possible future rather than an alternate version of present-day Earth.",
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"text": "Barb Wire's stories take place on an alternate version of present-day Earth with superhumans and more advanced technology. In this Earth's history, an alien entity called the Vortex arrived in 1931 and began conducting secret experiments. In 1947, an atom bomb test detonated in a desert nearby the alien's experiments. The result was the creation of a trans-dimensional wormhole referred to as \"the Vortex\" or \"the Maelstrom\", which released energy that gave different people across Earth superpowers for years to come.",
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},
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"text": "Decades later, Barbara Kopetski grows up in Steel Harbor when it is still a thriving steel industry city. Barbara and her brother Charlie live with their grandmother and parents, their mother being a police officer while their father is a former marine who became a steelworker. Officer Kopetski later dies, after which her husband becomes so ill he is confined to a bed for years, developing Alzheimer's disease as well before passing away. Following the death of her father, Barbara leaves Steel Harbour for a time as the city's economy starts to spiral and crime begins rising. Soon, much of the city is controlled by warring gangs rather than local government. Years later, Barbara returns to Steel Harbor, now an experienced bounty hunter operating under the name Barb Wire. Reuniting with Charlie, she decides to stay in her hometown, becoming the owner of the Hammerhead bar. To help bring in money, she continues moonlighting as a bounty hunter, working with the police directly or bail bondsman Thomas Crashell.",
"title": "Fictional character biography"
},
{
"paragraph_id": 4,
"text": "As time goes on, Steel Harbor becomes more dangerous, described as \"a city under siege from drugs, crime, pollution and gang warfare\". In 1993, a second American Civil War begins when Golden City announces its secession from the Union. The announcement leads to protests and riots in several cities. The Steel Harbor Riots leave some neighborhoods in literal ruin, with hundreds of buildings destroyed or abandoned in the area known as \"Metal City\". Many are forced to leave the city or take to the streets, and the gangs (all of whom have superhuman members) start moving to take more control. To help contain the chaos and keep her home from descending further, Barb Wire now acts at times as a vigilante, intervening when the police can't or won't. Fighting alongside the Wolf Gang, she defies criminal Mace Blitzkrieg's attempts to bring all gangs under his leadership and control the city.",
"title": "Fictional character biography"
},
{
"paragraph_id": 5,
"text": "Growing up with a police officer mother and marine father, as well as her life experiences traveling outside of the city, Barb Wire is an excellent hand-to-hand combatant, skilled in various firearms, and an expert driver and motorcycle rider. Her bar has been considered neutral meeting ground by the Steel Harbor gangs. Aiding her bounty hunter activities is her brother Charlie, acting as her mechanic and engineer, and others such as Avram Roman Jr., a cyborg sometimes known simply as \"the Machine\". Though she has loyal allies, including Charlie, Barb Wire is a harsh, guarded person who looks at the world with suspicion and cynicism, considering herself a loner at heart.",
"title": "Fictional character biography"
},
{
"paragraph_id": 6,
"text": "A film adaptation was released in 1996 starring Pamela Anderson as Barb Wire. The story's premise was that Barb Wire lives in the near future rather than an alternate version of the present day, a world where superhumans and Dark Horse superheroes do not exist. In this version of the story, Steel Harbor is the last neutral \"free city\" during the Second American Civil War, and Barbara Kopetski is a resistance fighter who leaves behind the war after her heart is broken and she loses faith in the cause. Like the comic, she returns home to become a bounty hunter and owner of the Hammerhead.",
"title": "Film adaptation"
}
] | Barb Wire is a fictional character appearing in Comics Greatest World, an imprint of Dark Horse Comics. Created by Chris Warner and Team CGW, the character first appeared in Comics' Greatest World: Steel Harbor in 1993. The original Barb Wire series published nine issues between 1994 and 1995 and was followed by a four-issue miniseries in 1996. A reboot was published in 2015 and lasted eight issues. In 1996, the character was adapted into a film starring Pamela Anderson. Unlike the comics, the film takes place in a possible future rather than an alternate version of present-day Earth. | 2001-06-15T13:33:43Z | 2023-08-30T19:50:55Z | [
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3,837 | Blazing Saddles | Blazing Saddles is a 1974 American satirical postmodernist Western black comedy film directed by Mel Brooks, who co-wrote the screenplay with Andrew Bergman, Richard Pryor, Norman Steinberg and Alan Uger, based on a story treatment by Bergman. The film stars Cleavon Little and Gene Wilder. The film received generally positive reviews from critics and audiences, was nominated for three Academy Awards and is ranked number six on the American Film Institute's 100 Years...100 Laughs list.
Brooks appears in three supporting roles: Governor William J. Le Petomane, a Yiddish-speaking Native American chief and the "aviator/director" in line to help invade Rock Ridge (a nod to Howard Hughes); he also dubs lines for one of Lili Von Shtupp's backing troupe and a cranky moviegoer. The supporting cast includes Slim Pickens, Alex Karras and David Huddleston, as well as Brooks regulars Dom DeLuise, Madeline Kahn and Harvey Korman. Bandleader Count Basie has a cameo as himself, appearing with his orchestra.
The film is full of deliberate anachronisms, from the Count Basie Orchestra playing "April in Paris" in the Wild West, to Pickens's character mentioning the Wide World of Sports.
In 2006, Blazing Saddles was deemed "culturally, historically, or aesthetically significant" by the Library of Congress and was selected for preservation in the National Film Registry.
On the American frontier of 1874, a new railroad under construction will have to be rerouted through the town of Rock Ridge to avoid quicksand. Realizing this will make Rock Ridge worth millions, territorial attorney general Hedley Lamarr plans to force Rock Ridge's residents out of the town and sends a gang of thugs, led by his flunky Taggart, to shoot the sheriff and trash the town.
The townspeople demand that Governor William J. Le Petomane appoint a new sheriff to protect them. Lamarr persuades dim-witted Le Petomane to appoint Bart, a Black railroad worker about to be executed for assaulting Taggart. A Black sheriff, Lamarr reasons, will offend the townspeople, create chaos and leave Rock Ridge at his mercy.
After an initial hostile reception (Bart takes himself "hostage" to escape), he relies on his quick wits and the assistance of Jim, an alcoholic gunslinger known as the "Waco Kid", to overcome the townspeople's hostility. Bart subdues Mongo, an immensely strong and dim-witted, yet philosophical henchman sent to kill him, then outwits German seductress-for-hire Lili Von Shtupp at her own game, with Lili falling in love with him.
Upon release, Mongo vaguely informs Bart of Lamarr's connection to the railroad, so Bart and Jim visit the railroad worksite and discover from Bart's best friend Charlie that the railway is planned to go through Rock Ridge. Taggart and his men arrive to kill Bart, but Jim outshoots them and forces their retreat. Lamarr, furious that his schemes have backfired, recruits an army of thugs, including common criminals, motorcycle gangsters, Ku Klux Klansmen, Nazis and Methodists.
East of Rock Ridge, Bart introduces the White townspeople to the Black, Chinese, and Irish railroad workers who have all agreed to help them in exchange for acceptance by the community, and explains his plan to defeat Lamarr's army. They labor all night to build a perfect copy of the town as a diversion. When Bart realizes it will not fool the villains, the townsfolk construct copies of themselves.
Bart, Jim, and Mongo buy time by constructing the "Gov. William J. Le Petomane Thruway", forcing the raiding party to send for change to pay the toll. Once through the tollbooth, the raiders attack the fake town and its population of dummies, which have been booby trapped with dynamite. After Jim detonates the bombs with his sharpshooting, launching bad guys and horses skyward, the Rock Ridgers attack the villains.
The resulting brawl between townsfolk, railroad workers, and Lamarr's thugs literally breaks the fourth wall and bursts onto a neighboring movie set, where director Buddy Bizarre is filming a Busby Berkeley-style top-hat-and-tails musical number; the brawl then spreads into the studio commissary for a food fight, and spills out of the Warner Bros. film lot onto the streets of Burbank.
Lamarr, realizing he has been beaten, hails a taxi and orders the cabbie to "drive me off this picture". He ducks into Mann's Chinese Theatre, which is showing the premiere of Blazing Saddles. As he settles into his seat, he sees onscreen Bart arriving on horseback outside the theatre. Bart blocks Lamarr's escape and shoots him in the groin. Bart and Jim then enter the theater to watch the end of the film, in which Bart announces to the townspeople that he is moving on because his work is done (and because he is bored).
Riding out of town, he finds Jim, still eating his popcorn, and invites him along to "nowhere special". The two friends briefly ride into the desert before dismounting and boarding a limousine, which drives off into the sunset.
Cast notes:
The idea came from a story outline written by Andrew Bergman that he originally intended to develop and produce himself. "I wrote a first draft called Tex-X" (a play on Malcolm X's name), he said. "Alan Arkin was hired to direct and James Earl Jones was going to play the sheriff. That fell apart, as things often do." Brooks was taken with the story, which he described as "hip talk—1974 talk and expressions—happening in 1874 in the Old West", and purchased the film rights from Bergman. Though he had not worked with a writing team since Your Show of Shows, he hired a group of writers (including Bergman) to expand the outline, and posted a large sign: "Please do not write a polite script."
Brooks described the writing process as chaotic:
Blazing Saddles was more or less written in the middle of a drunken fistfight. There were five of us all yelling loudly for our ideas to be put into the movie. Not only was I the loudest, but luckily I also had the right as director to decide what was in or out.
Bergman remembers the room being just as chaotic, telling Creative Screenwriting,
In the beginning, we had five people. One guy left after a couple of weeks. Then, it was basically me, Mel, Richie Pryor and Norman Steinberg. Richie left after the first draft and then Norman, Mel and I wrote the next three or four drafts. It was a riot. It was a rioter’s room!
The original title, Tex X, was rejected to avoid it being mistaken for an X-rated film, as were Black Bart – a reference to Black Bart, a white highwayman of the 19th century – and Purple Sage. Brooks said he finally conceived Blazing Saddles one morning while taking a shower.
Pryor was Brooks's original choice to play Sheriff Bart, but the studio, claiming his history of drug arrests made him uninsurable, refused to approve financing with Pryor as the star. The role of Sheriff Bart went to Cleavon Little, and Pryor remained as a screenwriter, instead. Brooks offered the other leading role, the Waco Kid, to John Wayne who declined, deeming the film "too blue" for his family-oriented image, but assured Brooks that "he would be the first one in line to see it." Dan Dailey was Brooks first choice for the role. Gig Young was cast, but he collapsed during his first scene from what was later determined to be alcohol withdrawal syndrome, and Wilder was flown in to replace him.
Johnny Carson and Wilder both turned down the Hedley Lamarr role before Korman was cast. Madeline Kahn objected when Brooks asked to see her legs during her audition. "She said, 'So it's THAT kind of an audition?'" Brooks recalled. "I explained that I was a happily married man and that I needed someone who could straddle a chair with her legs like Marlene Dietrich in Destry Rides Again. So she lifted her skirt and said, 'No touching.'"
Principal photography began on March 6, 1973, and wrapped in early May 1973. Brooks had numerous conflicts over content with Warner Bros. executives, including frequent use of the word "nigger", Lili Von Shtupp's seduction scene, the cacophony of flatulence around the campfire and Mongo punching out a horse. Brooks, whose contract gave him final cut, declined to make any substantive changes, with the exception of cutting Bart's final line during Lili's seduction: "I hate to disappoint you, ma'am, but you're sucking my arm." When asked later about the many "nigger" references, Brooks said he received consistent support from Pryor and Little. He added: "If they did a remake of Blazing Saddles today [2012], they would leave out the N-word. And then, you've got no movie." Brooks said he received many letters of complaint after the film's release.
Brooks wrote the music and lyrics for three of Blazing Saddles' songs, "The Ballad of Rock Ridge", "I'm Tired", and "The French Mistake". Brooks also wrote the lyrics to the title song, with music by composer John Morris. To sing the title song, Brooks advertised in the trade papers for a "Frankie Laine–type" singer; to his surprise, Laine himself offered his services. "Frankie sang his heart out ... and we didn't have the heart to tell him it was a spoof. He never heard the whip cracks; we put those in later. We got so lucky with his serious interpretation of the song."
The choreographer for "I'm Tired" and "The French Mistake" was Alan Johnson. "I'm Tired" is a homage to and parody of Marlene Dietrich's performance of Cole Porter's song "I'm the Laziest Gal in Town" in Alfred Hitchcock's 1950 film Stage Fright, as well as "Falling in Love Again (Can't Help It)" from The Blue Angel.
The orchestrations were by Morris and Jonathan Tunick.
During production, retired longtime film star Hedy Lamarr sued Warner Bros. for $100,000, charging that the film's running parody of her name infringed on her right to privacy. Brooks said that he was flattered and chose to not fight it in court; the studio settled out of court for a small sum and an apology for "almost using her name". Brooks said that Lamarr "never got the joke". This lawsuit would be referenced by an in-film joke where Brooks' character, the Governor, tells Lamarr that "This is 1874; you'll be able to sue HER."
The film was almost unreleased. "When we screened it for executives, there were few laughs," said Brooks. "The head of distribution said, 'Let's dump it and take a loss.' But [studio president John] Calley insisted they open it in New York, Los Angeles, and Chicago as a test. It became the studio's top moneymaker that summer."
The world premiere took place on February 7, 1974, at the Pickwick Drive-In Theater in Burbank; 250 invited guests—including Little and Wilder—watched the film on horseback.
While Blazing Saddles is now considered a classic, critical reaction was mixed upon initial release. Vincent Canby wrote:
Blazing Saddles has no dominant personality, and it looks as if it includes every gag thought up in every story conference. Whether good, bad or mild, nothing was thrown out. Woody Allen's comedy, though very much a product of our Age of Analysis, recalls the wonder and discipline of people like Keaton and Laurel and Hardy. Mr. Brooks's sights are lower. His brashness is rare, but his use of anachronism and anarchy recalls not the great film comedies of the past, but the middling ones like the Hope-Crosby "Road" pictures. With his talent he should do much better than that.
Roger Ebert gave the film four stars out of four, calling it a "crazed grab bag of a movie that does everything to keep us laughing except hit us over the head with a rubber chicken. Mostly, it succeeds. It's an audience picture; it doesn't have a lot of classy polish and its structure is a total mess. But of course! What does that matter while Alex Karras is knocking a horse cold with a right cross to the jaw?" Gene Siskel awarded three stars out of four and called it "bound to rank with the funniest of the year," adding, "Whenever the laughs begin to run dry, Brooks and his quartet of gag writers splash about in a pool of obscenities that score belly laughs if your ears aren't sensitive and if you're hip to western movie conventions being parodied."
Critics often perceived Blazing Saddles as inherently "un-cinematic", defying some expectations for Hollywood filmmaking in the era, often displaying production style associated with Broadway theater and US television variety shows. This was in part due to its "simplistic framing" and the casting of Harvey Korman, known for The Carol Burnett Show (CBS, 1967–1978), which was similarly "low on characterization and story, instead opting for a high volume of one-liners and visual gags." Typical to this perception, Variety wrote: "If comedies are measured solely by the number of yocks they generate from audiences, then Blazing Saddles must be counted a success ... Few viewers will have time between laughs to complain that pic is essentially a raunchy, protracted version of a television comedy skit."
Charles Champlin of the Los Angeles Times called the film "irreverent, outrageous, improbable, often as blithely tasteless as a stag night at the Friar's Club and almost continuously funny." Gary Arnold of The Washington Post was negative, writing: "Mel Brooks squanders a snappy title on a stockpile of stale jokes. To say that this slapdash Western spoof lacks freshness and spontaneity and originality is putting it mildly. Blazing Saddles is at once a messy and antiquated gag machine." Jan Dawson of The Monthly Film Bulletin wrote: "Perhaps it is pedantic to complain that the whole is not up to the sum of its parts when, for the curate's egg that it is, Blazing Saddles contains so many good parts and memorable performances." John Simon wrote a negative review of Blazing Saddles, saying: "All kinds of gags—chiefly anachronisms, irrelevancies, reverse ethnic jokes, and out and out vulgarities—are thrown together pell-mell, batted about insanely in all directions, and usually beaten into the ground."
On review aggregator Rotten Tomatoes, the film has an 88% approval rating based on 68 reviews, with an average rating of 8.10/10. The site's consensus reads: "Daring, provocative, and laugh-out-loud funny, Blazing Saddles is a gleefully vulgar spoof of Westerns that marks a high point in Mel Brooks' storied career." On Metacritic it has a score of 73% based on reviews from 12 critics, indicating "generally favorable reviews".
Ishmael Reed's 1969 novel Yellow Back Radio Broke-Down has been cited as an important precursor or influence for Blazing Saddles, a connection that Reed himself has made.
The film earned theatrical rentals of $26.7 million in its initial release in the United States and Canada. In its 1976 reissue, it earned a further $10.5 million and another $8 million in 1979. Its total rentals in the United States and Canada totalled $47.8 million from a gross of $119.5 million, becoming only the tenth film up to that time to pass the $100 million mark.
While addressing his group of bad guys, Harvey Korman's character reminds them that although they are risking their lives, he is "risking an almost certain Academy Award nomination for Best Supporting Actor!" Korman did not receive an Oscar bid, but the film did get three nominations at the 47th Academy Awards, including Best Supporting Actress for Madeline Kahn.
In 2006, Blazing Saddles was deemed "culturally, historically, or aesthetically significant" by the Library of Congress and was selected for preservation in the National Film Registry.
Upon the release of the 30th-anniversary special edition in 2004, Today said that the movie "skewer[ed] just about every aspect of racial prejudice while keeping the laughs coming" and that it was "at the top of a very short list" of comedies still funny after 30 years. In 2014, NPR wrote that, four decades after the movie was made, it was "still as biting a satire" on racism as ever, although its treatment of gays and women was "not self-aware at all".
The film is recognized by American Film Institute in these lists:
A television pilot titled Black Bart was produced for CBS based on Bergman's original story. It featured Louis Gossett Jr. as Bart and Steve Landesberg as his drunkard sidekick, a former Confederate officer named "Reb Jordan". Other cast members included Millie Slavin and Noble Willingham. Bergman is listed as the sole creator. CBS aired the pilot once on April 4, 1975. The pilot episode of Black Bart was later included as a bonus feature on the Blazing Saddles 30th Anniversary DVD and the Blu-ray disc.
In September 2017, Brooks indicated his desire to do a stage version of Blazing Saddles in the future.
The Rock Ridge standard for CD and DVD media is named after the town in Blazing Saddles.
The 1988 animated television film The Good, the Bad, and Huckleberry Hound is a Western parody similar to Blazing Saddles. Starring anthropomorphic cartoon dog Huckleberry Hound, the film is set in the California Gold Rush era and has some similar spoofs and gags. Here, much like Bart, Huck is unexpectedly appointed as a sheriff to defend townspeople.
The 2022 animated film Paws of Fury: The Legend of Hank, starring Michael Cera, Samuel L. Jackson, Michelle Yeoh and Ricky Gervais, was originally titled Blazing Samurai and its creators called it "equally inspired by and an homage to Blazing Saddles." Brooks served as an executive producer for the production, voiced one of the characters, and received screenplay credit.
The film was released on VHS several times and was first released on DVD in 1997, followed by a 30th Anniversary Special Edition DVD in 2004 and a Blu-ray version in 2006. A 40th anniversary Blu-ray set was released in 2014. | [
{
"paragraph_id": 0,
"text": "Blazing Saddles is a 1974 American satirical postmodernist Western black comedy film directed by Mel Brooks, who co-wrote the screenplay with Andrew Bergman, Richard Pryor, Norman Steinberg and Alan Uger, based on a story treatment by Bergman. The film stars Cleavon Little and Gene Wilder. The film received generally positive reviews from critics and audiences, was nominated for three Academy Awards and is ranked number six on the American Film Institute's 100 Years...100 Laughs list.",
"title": ""
},
{
"paragraph_id": 1,
"text": "Brooks appears in three supporting roles: Governor William J. Le Petomane, a Yiddish-speaking Native American chief and the \"aviator/director\" in line to help invade Rock Ridge (a nod to Howard Hughes); he also dubs lines for one of Lili Von Shtupp's backing troupe and a cranky moviegoer. The supporting cast includes Slim Pickens, Alex Karras and David Huddleston, as well as Brooks regulars Dom DeLuise, Madeline Kahn and Harvey Korman. Bandleader Count Basie has a cameo as himself, appearing with his orchestra.",
"title": ""
},
{
"paragraph_id": 2,
"text": "The film is full of deliberate anachronisms, from the Count Basie Orchestra playing \"April in Paris\" in the Wild West, to Pickens's character mentioning the Wide World of Sports.",
"title": ""
},
{
"paragraph_id": 3,
"text": "In 2006, Blazing Saddles was deemed \"culturally, historically, or aesthetically significant\" by the Library of Congress and was selected for preservation in the National Film Registry.",
"title": ""
},
{
"paragraph_id": 4,
"text": "On the American frontier of 1874, a new railroad under construction will have to be rerouted through the town of Rock Ridge to avoid quicksand. Realizing this will make Rock Ridge worth millions, territorial attorney general Hedley Lamarr plans to force Rock Ridge's residents out of the town and sends a gang of thugs, led by his flunky Taggart, to shoot the sheriff and trash the town.",
"title": "Plot"
},
{
"paragraph_id": 5,
"text": "The townspeople demand that Governor William J. Le Petomane appoint a new sheriff to protect them. Lamarr persuades dim-witted Le Petomane to appoint Bart, a Black railroad worker about to be executed for assaulting Taggart. A Black sheriff, Lamarr reasons, will offend the townspeople, create chaos and leave Rock Ridge at his mercy.",
"title": "Plot"
},
{
"paragraph_id": 6,
"text": "After an initial hostile reception (Bart takes himself \"hostage\" to escape), he relies on his quick wits and the assistance of Jim, an alcoholic gunslinger known as the \"Waco Kid\", to overcome the townspeople's hostility. Bart subdues Mongo, an immensely strong and dim-witted, yet philosophical henchman sent to kill him, then outwits German seductress-for-hire Lili Von Shtupp at her own game, with Lili falling in love with him.",
"title": "Plot"
},
{
"paragraph_id": 7,
"text": "Upon release, Mongo vaguely informs Bart of Lamarr's connection to the railroad, so Bart and Jim visit the railroad worksite and discover from Bart's best friend Charlie that the railway is planned to go through Rock Ridge. Taggart and his men arrive to kill Bart, but Jim outshoots them and forces their retreat. Lamarr, furious that his schemes have backfired, recruits an army of thugs, including common criminals, motorcycle gangsters, Ku Klux Klansmen, Nazis and Methodists.",
"title": "Plot"
},
{
"paragraph_id": 8,
"text": "East of Rock Ridge, Bart introduces the White townspeople to the Black, Chinese, and Irish railroad workers who have all agreed to help them in exchange for acceptance by the community, and explains his plan to defeat Lamarr's army. They labor all night to build a perfect copy of the town as a diversion. When Bart realizes it will not fool the villains, the townsfolk construct copies of themselves.",
"title": "Plot"
},
{
"paragraph_id": 9,
"text": "Bart, Jim, and Mongo buy time by constructing the \"Gov. William J. Le Petomane Thruway\", forcing the raiding party to send for change to pay the toll. Once through the tollbooth, the raiders attack the fake town and its population of dummies, which have been booby trapped with dynamite. After Jim detonates the bombs with his sharpshooting, launching bad guys and horses skyward, the Rock Ridgers attack the villains.",
"title": "Plot"
},
{
"paragraph_id": 10,
"text": "The resulting brawl between townsfolk, railroad workers, and Lamarr's thugs literally breaks the fourth wall and bursts onto a neighboring movie set, where director Buddy Bizarre is filming a Busby Berkeley-style top-hat-and-tails musical number; the brawl then spreads into the studio commissary for a food fight, and spills out of the Warner Bros. film lot onto the streets of Burbank.",
"title": "Plot"
},
{
"paragraph_id": 11,
"text": "Lamarr, realizing he has been beaten, hails a taxi and orders the cabbie to \"drive me off this picture\". He ducks into Mann's Chinese Theatre, which is showing the premiere of Blazing Saddles. As he settles into his seat, he sees onscreen Bart arriving on horseback outside the theatre. Bart blocks Lamarr's escape and shoots him in the groin. Bart and Jim then enter the theater to watch the end of the film, in which Bart announces to the townspeople that he is moving on because his work is done (and because he is bored).",
"title": "Plot"
},
{
"paragraph_id": 12,
"text": "Riding out of town, he finds Jim, still eating his popcorn, and invites him along to \"nowhere special\". The two friends briefly ride into the desert before dismounting and boarding a limousine, which drives off into the sunset.",
"title": "Plot"
},
{
"paragraph_id": 13,
"text": "Cast notes:",
"title": "Cast"
},
{
"paragraph_id": 14,
"text": "The idea came from a story outline written by Andrew Bergman that he originally intended to develop and produce himself. \"I wrote a first draft called Tex-X\" (a play on Malcolm X's name), he said. \"Alan Arkin was hired to direct and James Earl Jones was going to play the sheriff. That fell apart, as things often do.\" Brooks was taken with the story, which he described as \"hip talk—1974 talk and expressions—happening in 1874 in the Old West\", and purchased the film rights from Bergman. Though he had not worked with a writing team since Your Show of Shows, he hired a group of writers (including Bergman) to expand the outline, and posted a large sign: \"Please do not write a polite script.\"",
"title": "Production"
},
{
"paragraph_id": 15,
"text": "Brooks described the writing process as chaotic:",
"title": "Production"
},
{
"paragraph_id": 16,
"text": "Blazing Saddles was more or less written in the middle of a drunken fistfight. There were five of us all yelling loudly for our ideas to be put into the movie. Not only was I the loudest, but luckily I also had the right as director to decide what was in or out.",
"title": "Production"
},
{
"paragraph_id": 17,
"text": "Bergman remembers the room being just as chaotic, telling Creative Screenwriting,",
"title": "Production"
},
{
"paragraph_id": 18,
"text": "In the beginning, we had five people. One guy left after a couple of weeks. Then, it was basically me, Mel, Richie Pryor and Norman Steinberg. Richie left after the first draft and then Norman, Mel and I wrote the next three or four drafts. It was a riot. It was a rioter’s room!",
"title": "Production"
},
{
"paragraph_id": 19,
"text": "The original title, Tex X, was rejected to avoid it being mistaken for an X-rated film, as were Black Bart – a reference to Black Bart, a white highwayman of the 19th century – and Purple Sage. Brooks said he finally conceived Blazing Saddles one morning while taking a shower.",
"title": "Production"
},
{
"paragraph_id": 20,
"text": "Pryor was Brooks's original choice to play Sheriff Bart, but the studio, claiming his history of drug arrests made him uninsurable, refused to approve financing with Pryor as the star. The role of Sheriff Bart went to Cleavon Little, and Pryor remained as a screenwriter, instead. Brooks offered the other leading role, the Waco Kid, to John Wayne who declined, deeming the film \"too blue\" for his family-oriented image, but assured Brooks that \"he would be the first one in line to see it.\" Dan Dailey was Brooks first choice for the role. Gig Young was cast, but he collapsed during his first scene from what was later determined to be alcohol withdrawal syndrome, and Wilder was flown in to replace him.",
"title": "Production"
},
{
"paragraph_id": 21,
"text": "Johnny Carson and Wilder both turned down the Hedley Lamarr role before Korman was cast. Madeline Kahn objected when Brooks asked to see her legs during her audition. \"She said, 'So it's THAT kind of an audition?'\" Brooks recalled. \"I explained that I was a happily married man and that I needed someone who could straddle a chair with her legs like Marlene Dietrich in Destry Rides Again. So she lifted her skirt and said, 'No touching.'\"",
"title": "Production"
},
{
"paragraph_id": 22,
"text": "Principal photography began on March 6, 1973, and wrapped in early May 1973. Brooks had numerous conflicts over content with Warner Bros. executives, including frequent use of the word \"nigger\", Lili Von Shtupp's seduction scene, the cacophony of flatulence around the campfire and Mongo punching out a horse. Brooks, whose contract gave him final cut, declined to make any substantive changes, with the exception of cutting Bart's final line during Lili's seduction: \"I hate to disappoint you, ma'am, but you're sucking my arm.\" When asked later about the many \"nigger\" references, Brooks said he received consistent support from Pryor and Little. He added: \"If they did a remake of Blazing Saddles today [2012], they would leave out the N-word. And then, you've got no movie.\" Brooks said he received many letters of complaint after the film's release.",
"title": "Production"
},
{
"paragraph_id": 23,
"text": "Brooks wrote the music and lyrics for three of Blazing Saddles' songs, \"The Ballad of Rock Ridge\", \"I'm Tired\", and \"The French Mistake\". Brooks also wrote the lyrics to the title song, with music by composer John Morris. To sing the title song, Brooks advertised in the trade papers for a \"Frankie Laine–type\" singer; to his surprise, Laine himself offered his services. \"Frankie sang his heart out ... and we didn't have the heart to tell him it was a spoof. He never heard the whip cracks; we put those in later. We got so lucky with his serious interpretation of the song.\"",
"title": "Production"
},
{
"paragraph_id": 24,
"text": "The choreographer for \"I'm Tired\" and \"The French Mistake\" was Alan Johnson. \"I'm Tired\" is a homage to and parody of Marlene Dietrich's performance of Cole Porter's song \"I'm the Laziest Gal in Town\" in Alfred Hitchcock's 1950 film Stage Fright, as well as \"Falling in Love Again (Can't Help It)\" from The Blue Angel.",
"title": "Production"
},
{
"paragraph_id": 25,
"text": "The orchestrations were by Morris and Jonathan Tunick.",
"title": "Production"
},
{
"paragraph_id": 26,
"text": "During production, retired longtime film star Hedy Lamarr sued Warner Bros. for $100,000, charging that the film's running parody of her name infringed on her right to privacy. Brooks said that he was flattered and chose to not fight it in court; the studio settled out of court for a small sum and an apology for \"almost using her name\". Brooks said that Lamarr \"never got the joke\". This lawsuit would be referenced by an in-film joke where Brooks' character, the Governor, tells Lamarr that \"This is 1874; you'll be able to sue HER.\"",
"title": "Lawsuit"
},
{
"paragraph_id": 27,
"text": "The film was almost unreleased. \"When we screened it for executives, there were few laughs,\" said Brooks. \"The head of distribution said, 'Let's dump it and take a loss.' But [studio president John] Calley insisted they open it in New York, Los Angeles, and Chicago as a test. It became the studio's top moneymaker that summer.\"",
"title": "Release"
},
{
"paragraph_id": 28,
"text": "The world premiere took place on February 7, 1974, at the Pickwick Drive-In Theater in Burbank; 250 invited guests—including Little and Wilder—watched the film on horseback.",
"title": "Release"
},
{
"paragraph_id": 29,
"text": "While Blazing Saddles is now considered a classic, critical reaction was mixed upon initial release. Vincent Canby wrote:",
"title": "Release"
},
{
"paragraph_id": 30,
"text": "Blazing Saddles has no dominant personality, and it looks as if it includes every gag thought up in every story conference. Whether good, bad or mild, nothing was thrown out. Woody Allen's comedy, though very much a product of our Age of Analysis, recalls the wonder and discipline of people like Keaton and Laurel and Hardy. Mr. Brooks's sights are lower. His brashness is rare, but his use of anachronism and anarchy recalls not the great film comedies of the past, but the middling ones like the Hope-Crosby \"Road\" pictures. With his talent he should do much better than that.",
"title": "Release"
},
{
"paragraph_id": 31,
"text": "Roger Ebert gave the film four stars out of four, calling it a \"crazed grab bag of a movie that does everything to keep us laughing except hit us over the head with a rubber chicken. Mostly, it succeeds. It's an audience picture; it doesn't have a lot of classy polish and its structure is a total mess. But of course! What does that matter while Alex Karras is knocking a horse cold with a right cross to the jaw?\" Gene Siskel awarded three stars out of four and called it \"bound to rank with the funniest of the year,\" adding, \"Whenever the laughs begin to run dry, Brooks and his quartet of gag writers splash about in a pool of obscenities that score belly laughs if your ears aren't sensitive and if you're hip to western movie conventions being parodied.\"",
"title": "Release"
},
{
"paragraph_id": 32,
"text": "Critics often perceived Blazing Saddles as inherently \"un-cinematic\", defying some expectations for Hollywood filmmaking in the era, often displaying production style associated with Broadway theater and US television variety shows. This was in part due to its \"simplistic framing\" and the casting of Harvey Korman, known for The Carol Burnett Show (CBS, 1967–1978), which was similarly \"low on characterization and story, instead opting for a high volume of one-liners and visual gags.\" Typical to this perception, Variety wrote: \"If comedies are measured solely by the number of yocks they generate from audiences, then Blazing Saddles must be counted a success ... Few viewers will have time between laughs to complain that pic is essentially a raunchy, protracted version of a television comedy skit.\"",
"title": "Release"
},
{
"paragraph_id": 33,
"text": "Charles Champlin of the Los Angeles Times called the film \"irreverent, outrageous, improbable, often as blithely tasteless as a stag night at the Friar's Club and almost continuously funny.\" Gary Arnold of The Washington Post was negative, writing: \"Mel Brooks squanders a snappy title on a stockpile of stale jokes. To say that this slapdash Western spoof lacks freshness and spontaneity and originality is putting it mildly. Blazing Saddles is at once a messy and antiquated gag machine.\" Jan Dawson of The Monthly Film Bulletin wrote: \"Perhaps it is pedantic to complain that the whole is not up to the sum of its parts when, for the curate's egg that it is, Blazing Saddles contains so many good parts and memorable performances.\" John Simon wrote a negative review of Blazing Saddles, saying: \"All kinds of gags—chiefly anachronisms, irrelevancies, reverse ethnic jokes, and out and out vulgarities—are thrown together pell-mell, batted about insanely in all directions, and usually beaten into the ground.\"",
"title": "Release"
},
{
"paragraph_id": 34,
"text": "On review aggregator Rotten Tomatoes, the film has an 88% approval rating based on 68 reviews, with an average rating of 8.10/10. The site's consensus reads: \"Daring, provocative, and laugh-out-loud funny, Blazing Saddles is a gleefully vulgar spoof of Westerns that marks a high point in Mel Brooks' storied career.\" On Metacritic it has a score of 73% based on reviews from 12 critics, indicating \"generally favorable reviews\".",
"title": "Release"
},
{
"paragraph_id": 35,
"text": "Ishmael Reed's 1969 novel Yellow Back Radio Broke-Down has been cited as an important precursor or influence for Blazing Saddles, a connection that Reed himself has made.",
"title": "Release"
},
{
"paragraph_id": 36,
"text": "The film earned theatrical rentals of $26.7 million in its initial release in the United States and Canada. In its 1976 reissue, it earned a further $10.5 million and another $8 million in 1979. Its total rentals in the United States and Canada totalled $47.8 million from a gross of $119.5 million, becoming only the tenth film up to that time to pass the $100 million mark.",
"title": "Release"
},
{
"paragraph_id": 37,
"text": "While addressing his group of bad guys, Harvey Korman's character reminds them that although they are risking their lives, he is \"risking an almost certain Academy Award nomination for Best Supporting Actor!\" Korman did not receive an Oscar bid, but the film did get three nominations at the 47th Academy Awards, including Best Supporting Actress for Madeline Kahn.",
"title": "Awards and accolades"
},
{
"paragraph_id": 38,
"text": "In 2006, Blazing Saddles was deemed \"culturally, historically, or aesthetically significant\" by the Library of Congress and was selected for preservation in the National Film Registry.",
"title": "Awards and accolades"
},
{
"paragraph_id": 39,
"text": "Upon the release of the 30th-anniversary special edition in 2004, Today said that the movie \"skewer[ed] just about every aspect of racial prejudice while keeping the laughs coming\" and that it was \"at the top of a very short list\" of comedies still funny after 30 years. In 2014, NPR wrote that, four decades after the movie was made, it was \"still as biting a satire\" on racism as ever, although its treatment of gays and women was \"not self-aware at all\".",
"title": "Awards and accolades"
},
{
"paragraph_id": 40,
"text": "The film is recognized by American Film Institute in these lists:",
"title": "Awards and accolades"
},
{
"paragraph_id": 41,
"text": "A television pilot titled Black Bart was produced for CBS based on Bergman's original story. It featured Louis Gossett Jr. as Bart and Steve Landesberg as his drunkard sidekick, a former Confederate officer named \"Reb Jordan\". Other cast members included Millie Slavin and Noble Willingham. Bergman is listed as the sole creator. CBS aired the pilot once on April 4, 1975. The pilot episode of Black Bart was later included as a bonus feature on the Blazing Saddles 30th Anniversary DVD and the Blu-ray disc.",
"title": "Adaptations"
},
{
"paragraph_id": 42,
"text": "In September 2017, Brooks indicated his desire to do a stage version of Blazing Saddles in the future.",
"title": "Adaptations"
},
{
"paragraph_id": 43,
"text": "The Rock Ridge standard for CD and DVD media is named after the town in Blazing Saddles.",
"title": "In popular culture"
},
{
"paragraph_id": 44,
"text": "The 1988 animated television film The Good, the Bad, and Huckleberry Hound is a Western parody similar to Blazing Saddles. Starring anthropomorphic cartoon dog Huckleberry Hound, the film is set in the California Gold Rush era and has some similar spoofs and gags. Here, much like Bart, Huck is unexpectedly appointed as a sheriff to defend townspeople.",
"title": "In popular culture"
},
{
"paragraph_id": 45,
"text": "The 2022 animated film Paws of Fury: The Legend of Hank, starring Michael Cera, Samuel L. Jackson, Michelle Yeoh and Ricky Gervais, was originally titled Blazing Samurai and its creators called it \"equally inspired by and an homage to Blazing Saddles.\" Brooks served as an executive producer for the production, voiced one of the characters, and received screenplay credit.",
"title": "In popular culture"
},
{
"paragraph_id": 46,
"text": "The film was released on VHS several times and was first released on DVD in 1997, followed by a 30th Anniversary Special Edition DVD in 2004 and a Blu-ray version in 2006. A 40th anniversary Blu-ray set was released in 2014.",
"title": "Home media"
}
] | Blazing Saddles is a 1974 American satirical postmodernist Western black comedy film directed by Mel Brooks, who co-wrote the screenplay with Andrew Bergman, Richard Pryor, Norman Steinberg and Alan Uger, based on a story treatment by Bergman. The film stars Cleavon Little and Gene Wilder. The film received generally positive reviews from critics and audiences, was nominated for three Academy Awards and is ranked number six on the American Film Institute's 100 Years...100 Laughs list. Brooks appears in three supporting roles: Governor William J. Le Petomane, a Yiddish-speaking Native American chief and the "aviator/director" in line to help invade Rock Ridge; he also dubs lines for one of Lili Von Shtupp's backing troupe and a cranky moviegoer. The supporting cast includes Slim Pickens, Alex Karras and David Huddleston, as well as Brooks regulars Dom DeLuise, Madeline Kahn and Harvey Korman. Bandleader Count Basie has a cameo as himself, appearing with his orchestra. The film is full of deliberate anachronisms, from the Count Basie Orchestra playing "April in Paris" in the Wild West, to Pickens's character mentioning the Wide World of Sports. In 2006, Blazing Saddles was deemed "culturally, historically, or aesthetically significant" by the Library of Congress and was selected for preservation in the National Film Registry. | 2001-06-15T20:12:37Z | 2023-12-20T11:50:33Z | [
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] | https://en.wikipedia.org/wiki/Blazing_Saddles |
3,838 | Bruce Sterling | Michael Bruce Sterling (born April 14, 1954) is an American science fiction author known for his novels and short fiction and editorship of the Mirrorshades anthology. In particular, he is linked to the cyberpunk subgenre.
Sterling's first science-fiction story, Man-Made Self, was sold in 1976. He is the author of science-fiction novels, including Schismatrix (1985), Islands in the Net (1988), and Heavy Weather (1994). In 1992, he published his first non-fiction book, The Hacker Crackdown: Law and Disorder on the Electronic Frontier.
Sterling is one of the founders of the cyberpunk movement in science fiction, along with William Gibson, Rudy Rucker, John Shirley, Lewis Shiner, and Pat Cadigan. In addition, he is one of the subgenre's chief ideological promulgators. This has earned him the nickname "Chairman Bruce". He was also one of the first organizers of the Turkey City Writer's Workshop, and is a frequent attendee at the Sycamore Hill Writer's Workshop. He won Hugo Awards for his novelettes "Bicycle Repairman" (1996) and "Taklamakan" (1998). His first novel, Involution Ocean, published in 1977, features the world Nullaqua where all the atmosphere is contained in a single, miles-deep crater. The story concerns a ship sailing on the ocean of dust at the bottom and hunting creatures called dustwhales. It is partially a science-fictional pastiche of Moby-Dick by Herman Melville.
In the early 1980s, Sterling wrote a series of stories set in the Shaper/Mechanist universe: the Solar System is colonized, with two major warring factions. The Mechanists use a great deal of computer-based mechanical technologies; the Shapers do genetic engineering on a massive scale. The situation is complicated by the eventual contact with alien civilizations; humanity eventually splits into many subspecies, with the implication that some of these vanish from the galaxy, reminiscent of the singularity in the works of Vernor Vinge. The Shaper/Mechanist stories can be found in the collections Crystal Express and Schismatrix Plus, which contains the novel Schismatrix and all of the stories set in the Shaper/Mechanist universe. Alastair Reynolds identified Schismatrix and the other Shaper/Mechanist stories as one of the greatest influences on his own work.
In the 1980s, Sterling edited the science fiction critical fanzine Cheap Truth under the alias of Vincent Omniaveritas. He wrote a column called Catscan for the now-defunct science fiction critical magazine SF Eye.
He contributed a chapter to Sound Unbound: Sampling Digital Music and Culture (MIT Press, 2008) edited by Paul D. Miller, a.k.a. DJ Spooky.
From April 2009 through May 2009, he was an editor at Cool Tools.
From October 2003 to May 2020 Sterling blogged at "Beyond the Beyond", which was hosted by Wired until the COVID-19 pandemic led Condé Nast to cut back because of an advertising slump. He also contributed to other print and online platforms, including The Magazine of Fantasy & Science Fiction.
His most recent novel (as of 2013) is Love Is Strange (December 2012), a paranormal romance (40k).
He has been the instigator of three projects which can be found on the Web -
Sterling has coined various neologisms to describe things that he believes will be common in the future, especially items which already exist in limited numbers.
In the beginning of his childhood he lived in Galveston, Texas until his family moved to India. Sterling spent several years in India and has a fondness for Bollywood films. In 1976, he graduated from the University of Texas with a degree in journalism. In 1978, he was the Dungeon Master for a Dungeons & Dragons game whose players included Warren Spector, who cited Sterling's game as a major inspiration for the game design of Deus Ex. In 2003, he was appointed professor at the European Graduate School where he is teaching summer intensive courses on media and design. In 2005, he became "visionary in residence" at ArtCenter College of Design in Pasadena, California. He lived in Belgrade with Serbian author and film-maker Jasmina Tešanović for several years, and married her in 2005. In September 2007 he moved to Turin, Italy. He also travels the world extensively, giving speeches and attending conferences. Both Sterling and artist and musician Florian-Ayala Fauna are sponsors for V. Vale's RE/Search newsletter.
Sterling has been interviewed for documentaries like Freedom Downtime, TechnoCalyps and Traceroute. | [
{
"paragraph_id": 0,
"text": "Michael Bruce Sterling (born April 14, 1954) is an American science fiction author known for his novels and short fiction and editorship of the Mirrorshades anthology. In particular, he is linked to the cyberpunk subgenre.",
"title": ""
},
{
"paragraph_id": 1,
"text": "Sterling's first science-fiction story, Man-Made Self, was sold in 1976. He is the author of science-fiction novels, including Schismatrix (1985), Islands in the Net (1988), and Heavy Weather (1994). In 1992, he published his first non-fiction book, The Hacker Crackdown: Law and Disorder on the Electronic Frontier.",
"title": ""
},
{
"paragraph_id": 2,
"text": "Sterling is one of the founders of the cyberpunk movement in science fiction, along with William Gibson, Rudy Rucker, John Shirley, Lewis Shiner, and Pat Cadigan. In addition, he is one of the subgenre's chief ideological promulgators. This has earned him the nickname \"Chairman Bruce\". He was also one of the first organizers of the Turkey City Writer's Workshop, and is a frequent attendee at the Sycamore Hill Writer's Workshop. He won Hugo Awards for his novelettes \"Bicycle Repairman\" (1996) and \"Taklamakan\" (1998). His first novel, Involution Ocean, published in 1977, features the world Nullaqua where all the atmosphere is contained in a single, miles-deep crater. The story concerns a ship sailing on the ocean of dust at the bottom and hunting creatures called dustwhales. It is partially a science-fictional pastiche of Moby-Dick by Herman Melville.",
"title": "Writings"
},
{
"paragraph_id": 3,
"text": "In the early 1980s, Sterling wrote a series of stories set in the Shaper/Mechanist universe: the Solar System is colonized, with two major warring factions. The Mechanists use a great deal of computer-based mechanical technologies; the Shapers do genetic engineering on a massive scale. The situation is complicated by the eventual contact with alien civilizations; humanity eventually splits into many subspecies, with the implication that some of these vanish from the galaxy, reminiscent of the singularity in the works of Vernor Vinge. The Shaper/Mechanist stories can be found in the collections Crystal Express and Schismatrix Plus, which contains the novel Schismatrix and all of the stories set in the Shaper/Mechanist universe. Alastair Reynolds identified Schismatrix and the other Shaper/Mechanist stories as one of the greatest influences on his own work.",
"title": "Writings"
},
{
"paragraph_id": 4,
"text": "In the 1980s, Sterling edited the science fiction critical fanzine Cheap Truth under the alias of Vincent Omniaveritas. He wrote a column called Catscan for the now-defunct science fiction critical magazine SF Eye.",
"title": "Writings"
},
{
"paragraph_id": 5,
"text": "He contributed a chapter to Sound Unbound: Sampling Digital Music and Culture (MIT Press, 2008) edited by Paul D. Miller, a.k.a. DJ Spooky.",
"title": "Writings"
},
{
"paragraph_id": 6,
"text": "From April 2009 through May 2009, he was an editor at Cool Tools.",
"title": "Writings"
},
{
"paragraph_id": 7,
"text": "From October 2003 to May 2020 Sterling blogged at \"Beyond the Beyond\", which was hosted by Wired until the COVID-19 pandemic led Condé Nast to cut back because of an advertising slump. He also contributed to other print and online platforms, including The Magazine of Fantasy & Science Fiction.",
"title": "Writings"
},
{
"paragraph_id": 8,
"text": "His most recent novel (as of 2013) is Love Is Strange (December 2012), a paranormal romance (40k).",
"title": "Writings"
},
{
"paragraph_id": 9,
"text": "He has been the instigator of three projects which can be found on the Web -",
"title": "Writings"
},
{
"paragraph_id": 10,
"text": "Sterling has coined various neologisms to describe things that he believes will be common in the future, especially items which already exist in limited numbers.",
"title": "Writings"
},
{
"paragraph_id": 11,
"text": "In the beginning of his childhood he lived in Galveston, Texas until his family moved to India. Sterling spent several years in India and has a fondness for Bollywood films. In 1976, he graduated from the University of Texas with a degree in journalism. In 1978, he was the Dungeon Master for a Dungeons & Dragons game whose players included Warren Spector, who cited Sterling's game as a major inspiration for the game design of Deus Ex. In 2003, he was appointed professor at the European Graduate School where he is teaching summer intensive courses on media and design. In 2005, he became \"visionary in residence\" at ArtCenter College of Design in Pasadena, California. He lived in Belgrade with Serbian author and film-maker Jasmina Tešanović for several years, and married her in 2005. In September 2007 he moved to Turin, Italy. He also travels the world extensively, giving speeches and attending conferences. Both Sterling and artist and musician Florian-Ayala Fauna are sponsors for V. Vale's RE/Search newsletter.",
"title": "Personal"
},
{
"paragraph_id": 12,
"text": "Sterling has been interviewed for documentaries like Freedom Downtime, TechnoCalyps and Traceroute.",
"title": "Interviews"
}
] | Michael Bruce Sterling is an American science fiction author known for his novels and short fiction and editorship of the Mirrorshades anthology. In particular, he is linked to the cyberpunk subgenre. Sterling's first science-fiction story, Man-Made Self, was sold in 1976. He is the author of science-fiction novels, including Schismatrix (1985), Islands in the Net (1988), and Heavy Weather (1994). In 1992, he published his first non-fiction book, The Hacker Crackdown: Law and Disorder on the Electronic Frontier. | 2001-07-30T19:35:17Z | 2023-09-13T03:08:14Z | [
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3,840 | Brain abscess | Brain abscess (or cerebral abscess) is an abscess within the brain tissue caused by inflammation and collection of infected material coming from local (ear infection, dental abscess, infection of paranasal sinuses, infection of the mastoid air cells of the temporal bone, epidural abscess) or remote (lung, heart, kidney etc.) infectious sources. The infection may also be introduced through a skull fracture following a head trauma or surgical procedures. Brain abscess is usually associated with congenital heart disease in young children. It may occur at any age but is most frequent in the third decade of life.
Fever, headache, and neurological problems, while classic, only occur in 20% of people with brain abscess.
The famous triad of fever, headache and focal neurologic findings are highly suggestive of brain abscess. These symptoms are caused by a combination of increased intracranial pressure due to a space-occupying lesion (headache, vomiting, confusion, coma), infection (fever, fatigue etc.) and focal neurologic brain tissue damage (hemiparesis, aphasia etc.).
The most frequent presenting symptoms are headache, drowsiness, confusion, seizures, hemiparesis or speech difficulties together with fever with a rapidly progressive course. Headache is characteristically worse at night and in the morning, as the intracranial pressure naturally increases when in the supine position. This elevation similarly stimulates the medullary vomiting center and area postrema, leading to morning vomiting.
Other symptoms and findings depend largely on the specific location of the abscess in the brain. An abscess in the cerebellum, for instance, may cause additional complaints as a result of brain stem compression and hydrocephalus. Neurological examination may reveal a stiff neck in occasional cases (erroneously suggesting meningitis).
Anaerobic and microaerophilic cocci and gram-negative and gram-positive anaerobic bacilli are the predominant bacterial isolates. Many brain abscesses are polymicrobial. The predominant organisms include: Staphylococcus aureus, aerobic and anaerobic streptococci (especially Streptococcus intermedius), Bacteroides, Prevotella, and Fusobacterium species, Enterobacteriaceae, Pseudomonas species, and other anaerobes. Less common organisms include: Haemophillus influenzae, Streptococcus pneumoniae and Neisseria meningitidis.
Bacterial abscesses rarely (if ever) arise de novo within the brain, although establishing a cause can be difficult in many cases. There is almost always a primary lesion elsewhere in the body that must be sought assiduously, because failure to treat the primary lesion will result in relapse. In cases of trauma, for example in compound skull fractures where fragments of bone are pushed into the substance of the brain, the cause of the abscess is obvious. Similarly, bullets and other foreign bodies may become sources of infection if left in place. The location of the primary lesion may be suggested by the location of the abscess: infections of the middle ear result in lesions in the middle and posterior cranial fossae; congenital heart disease with right-to-left shunts often result in abscesses in the distribution of the middle cerebral artery; and infection of the frontal and ethmoid sinuses usually results in collection in the subdural sinuses.
Fungi and parasites may also cause the disease. Fungi and parasites are especially associated with immunocompromised patients. Other causes include: Nocardia asteroides, Mycobacterium, Fungi (e.g. Aspergillus, Candida, Cryptococcus, Mucorales, Coccidioides, Histoplasma capsulatum, Blastomyces dermatitidis, Bipolaris, Exophiala dermatitidis, Curvularia pallescens, Ochroconis gallopava, Ramichloridium mackenziei, Pseudallescheria boydii), Protozoa (e.g. Toxoplasma gondii, Entamoeba histolytica, Trypanosoma cruzi, Schistosoma, Paragonimus), and Helminths (e.g. Taenia solium). Organisms that are most frequently associated with brain abscess in patients with AIDS are poliovirus, Toxoplasma gondii, and Cryptococcus neoformans, though in infection with the latter organism, symptoms of meningitis generally predominate.
These organisms are associated with certain predisposing conditions:
The diagnosis is established by a computed tomography (CT) (with contrast) examination. At the initial phase of the inflammation (which is referred to as cerebritis), the immature lesion does not have a capsule and it may be difficult to distinguish it from other space-occupying lesions or infarcts of the brain. Within 4–5 days the inflammation and the concomitant dead brain tissue are surrounded with a capsule, which gives the lesion the famous ring-enhancing lesion appearance on CT examination with contrast (since intravenously applied contrast material can not pass through the capsule, it is collected around the lesion and looks as a ring surrounding the relatively dark lesion). Lumbar puncture procedure, which is performed in many infectious disorders of the central nervous system is contraindicated in this condition (as it is in all space-occupying lesions of the brain) because removing a certain portion of the cerebrospinal fluid may alter the concrete intracranial pressure balances and causes the brain tissue to move across structures within the skull (brain herniation).
Ring enhancement may also be observed in cerebral hemorrhages (bleeding) and some brain tumors. However, in the presence of the rapidly progressive course with fever, focal neurologic findings (hemiparesis, aphasia etc.) and signs of increased intracranial pressure, the most likely diagnosis should be the brain abscess.
The treatment includes lowering the increased intracranial pressure and starting intravenous antibiotics (and meanwhile identifying the causative organism mainly by blood culture studies).
Hyperbaric oxygen therapy (HBO2 or HBOT) is indicated as a primary and adjunct treatment which provides four primary functions. Firstly, HBOT reduces intracranial pressure. Secondly, high partial pressures of oxygen act as a bactericide and thus inhibits the anaerobic and functionally anaerobic flora common in brain abscess. Third, HBOT optimizes the immune function thus enhancing the host defense mechanisms and fourth, HBOT has been found to be of benefit when brain abscess is concomitant with cranial osteomyelitis.
Secondary functions of HBOT include increased stem cell production and up-regulation of VEGF which aid in the healing and recovery process.
Surgical drainage of the abscess remains part of the standard management of bacterial brain abscesses. The location and treatment of the primary lesion is also crucial, as is the removal of any foreign material (bone, dirt, bullets, and so forth).
There are few exceptions to this rule: Haemophilus influenzae meningitis is often associated with subdural effusions that are mistaken for subdural empyemas. These effusions resolve with antibiotics and require no surgical treatment. Tuberculosis can produce brain abscesses that look identical to conventional bacterial abscesses on CT imaging. Surgical drainage or aspiration is often necessary to identify Mycobacterium tuberculosis, but once the diagnosis is made no further surgical intervention is necessary.
CT guided stereotactic aspiration is also indicated in the treatment of brain abscess. The use of pre-operative imaging, intervention with post-operative clinical and biochemical monitoring used to manage brain abscesses today dates back to the Pennybacker system pioneered by Somerset, Kentucky-born neurosurgeon Joseph Buford Pennybacker, director of the neurosurgery department of the Radcliffe Infirmary, Oxford from 1952 to 1971.
While death occurs in about 10% of cases, people do well about 70% of the time. This is a large improvement from the 1960s due to improved ability to image the head, more effective neurosurgery and more effective antibiotics. | [
{
"paragraph_id": 0,
"text": "Brain abscess (or cerebral abscess) is an abscess within the brain tissue caused by inflammation and collection of infected material coming from local (ear infection, dental abscess, infection of paranasal sinuses, infection of the mastoid air cells of the temporal bone, epidural abscess) or remote (lung, heart, kidney etc.) infectious sources. The infection may also be introduced through a skull fracture following a head trauma or surgical procedures. Brain abscess is usually associated with congenital heart disease in young children. It may occur at any age but is most frequent in the third decade of life.",
"title": ""
},
{
"paragraph_id": 1,
"text": "Fever, headache, and neurological problems, while classic, only occur in 20% of people with brain abscess.",
"title": "Signs and symptoms"
},
{
"paragraph_id": 2,
"text": "The famous triad of fever, headache and focal neurologic findings are highly suggestive of brain abscess. These symptoms are caused by a combination of increased intracranial pressure due to a space-occupying lesion (headache, vomiting, confusion, coma), infection (fever, fatigue etc.) and focal neurologic brain tissue damage (hemiparesis, aphasia etc.).",
"title": "Signs and symptoms"
},
{
"paragraph_id": 3,
"text": "The most frequent presenting symptoms are headache, drowsiness, confusion, seizures, hemiparesis or speech difficulties together with fever with a rapidly progressive course. Headache is characteristically worse at night and in the morning, as the intracranial pressure naturally increases when in the supine position. This elevation similarly stimulates the medullary vomiting center and area postrema, leading to morning vomiting.",
"title": "Signs and symptoms"
},
{
"paragraph_id": 4,
"text": "Other symptoms and findings depend largely on the specific location of the abscess in the brain. An abscess in the cerebellum, for instance, may cause additional complaints as a result of brain stem compression and hydrocephalus. Neurological examination may reveal a stiff neck in occasional cases (erroneously suggesting meningitis).",
"title": "Signs and symptoms"
},
{
"paragraph_id": 5,
"text": "Anaerobic and microaerophilic cocci and gram-negative and gram-positive anaerobic bacilli are the predominant bacterial isolates. Many brain abscesses are polymicrobial. The predominant organisms include: Staphylococcus aureus, aerobic and anaerobic streptococci (especially Streptococcus intermedius), Bacteroides, Prevotella, and Fusobacterium species, Enterobacteriaceae, Pseudomonas species, and other anaerobes. Less common organisms include: Haemophillus influenzae, Streptococcus pneumoniae and Neisseria meningitidis.",
"title": "Pathophysiology"
},
{
"paragraph_id": 6,
"text": "Bacterial abscesses rarely (if ever) arise de novo within the brain, although establishing a cause can be difficult in many cases. There is almost always a primary lesion elsewhere in the body that must be sought assiduously, because failure to treat the primary lesion will result in relapse. In cases of trauma, for example in compound skull fractures where fragments of bone are pushed into the substance of the brain, the cause of the abscess is obvious. Similarly, bullets and other foreign bodies may become sources of infection if left in place. The location of the primary lesion may be suggested by the location of the abscess: infections of the middle ear result in lesions in the middle and posterior cranial fossae; congenital heart disease with right-to-left shunts often result in abscesses in the distribution of the middle cerebral artery; and infection of the frontal and ethmoid sinuses usually results in collection in the subdural sinuses.",
"title": "Pathophysiology"
},
{
"paragraph_id": 7,
"text": "Fungi and parasites may also cause the disease. Fungi and parasites are especially associated with immunocompromised patients. Other causes include: Nocardia asteroides, Mycobacterium, Fungi (e.g. Aspergillus, Candida, Cryptococcus, Mucorales, Coccidioides, Histoplasma capsulatum, Blastomyces dermatitidis, Bipolaris, Exophiala dermatitidis, Curvularia pallescens, Ochroconis gallopava, Ramichloridium mackenziei, Pseudallescheria boydii), Protozoa (e.g. Toxoplasma gondii, Entamoeba histolytica, Trypanosoma cruzi, Schistosoma, Paragonimus), and Helminths (e.g. Taenia solium). Organisms that are most frequently associated with brain abscess in patients with AIDS are poliovirus, Toxoplasma gondii, and Cryptococcus neoformans, though in infection with the latter organism, symptoms of meningitis generally predominate.",
"title": "Pathophysiology"
},
{
"paragraph_id": 8,
"text": "These organisms are associated with certain predisposing conditions:",
"title": "Pathophysiology"
},
{
"paragraph_id": 9,
"text": "The diagnosis is established by a computed tomography (CT) (with contrast) examination. At the initial phase of the inflammation (which is referred to as cerebritis), the immature lesion does not have a capsule and it may be difficult to distinguish it from other space-occupying lesions or infarcts of the brain. Within 4–5 days the inflammation and the concomitant dead brain tissue are surrounded with a capsule, which gives the lesion the famous ring-enhancing lesion appearance on CT examination with contrast (since intravenously applied contrast material can not pass through the capsule, it is collected around the lesion and looks as a ring surrounding the relatively dark lesion). Lumbar puncture procedure, which is performed in many infectious disorders of the central nervous system is contraindicated in this condition (as it is in all space-occupying lesions of the brain) because removing a certain portion of the cerebrospinal fluid may alter the concrete intracranial pressure balances and causes the brain tissue to move across structures within the skull (brain herniation).",
"title": "Diagnosis"
},
{
"paragraph_id": 10,
"text": "Ring enhancement may also be observed in cerebral hemorrhages (bleeding) and some brain tumors. However, in the presence of the rapidly progressive course with fever, focal neurologic findings (hemiparesis, aphasia etc.) and signs of increased intracranial pressure, the most likely diagnosis should be the brain abscess.",
"title": "Diagnosis"
},
{
"paragraph_id": 11,
"text": "The treatment includes lowering the increased intracranial pressure and starting intravenous antibiotics (and meanwhile identifying the causative organism mainly by blood culture studies).",
"title": "Treatment"
},
{
"paragraph_id": 12,
"text": "Hyperbaric oxygen therapy (HBO2 or HBOT) is indicated as a primary and adjunct treatment which provides four primary functions. Firstly, HBOT reduces intracranial pressure. Secondly, high partial pressures of oxygen act as a bactericide and thus inhibits the anaerobic and functionally anaerobic flora common in brain abscess. Third, HBOT optimizes the immune function thus enhancing the host defense mechanisms and fourth, HBOT has been found to be of benefit when brain abscess is concomitant with cranial osteomyelitis.",
"title": "Treatment"
},
{
"paragraph_id": 13,
"text": "Secondary functions of HBOT include increased stem cell production and up-regulation of VEGF which aid in the healing and recovery process.",
"title": "Treatment"
},
{
"paragraph_id": 14,
"text": "Surgical drainage of the abscess remains part of the standard management of bacterial brain abscesses. The location and treatment of the primary lesion is also crucial, as is the removal of any foreign material (bone, dirt, bullets, and so forth).",
"title": "Treatment"
},
{
"paragraph_id": 15,
"text": "There are few exceptions to this rule: Haemophilus influenzae meningitis is often associated with subdural effusions that are mistaken for subdural empyemas. These effusions resolve with antibiotics and require no surgical treatment. Tuberculosis can produce brain abscesses that look identical to conventional bacterial abscesses on CT imaging. Surgical drainage or aspiration is often necessary to identify Mycobacterium tuberculosis, but once the diagnosis is made no further surgical intervention is necessary.",
"title": "Treatment"
},
{
"paragraph_id": 16,
"text": "CT guided stereotactic aspiration is also indicated in the treatment of brain abscess. The use of pre-operative imaging, intervention with post-operative clinical and biochemical monitoring used to manage brain abscesses today dates back to the Pennybacker system pioneered by Somerset, Kentucky-born neurosurgeon Joseph Buford Pennybacker, director of the neurosurgery department of the Radcliffe Infirmary, Oxford from 1952 to 1971.",
"title": "Treatment"
},
{
"paragraph_id": 17,
"text": "While death occurs in about 10% of cases, people do well about 70% of the time. This is a large improvement from the 1960s due to improved ability to image the head, more effective neurosurgery and more effective antibiotics.",
"title": "Prognosis"
}
] | Brain abscess is an abscess within the brain tissue caused by inflammation and collection of infected material coming from local or remote infectious sources. The infection may also be introduced through a skull fracture following a head trauma or surgical procedures. Brain abscess is usually associated with congenital heart disease in young children. It may occur at any age but is most frequent in the third decade of life. | 2001-06-17T10:29:13Z | 2023-12-23T21:51:10Z | [
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] | https://en.wikipedia.org/wiki/Brain_abscess |
3,845 | Brigitte Bardot | Brigitte Anne-Marie Bardot (/brɪˌʒiːt bɑːrˈdoʊ/ brizh-EET bar-DOH; French: [bʁiʒit baʁdo] ; born 28 September 1934), often referred to by her initials B.B., is a French animal rights activist and former actress, singer, and model. Famous for portraying sexually emancipated characters, often with hedonistic lifestyles, she was one of the best known sex symbols of the 1950s–1970s. Although she withdrew from the entertainment industry in 1973, she remains a major popular culture icon, and a noted figure in ushering in the sexual revolution.
Born and raised in Paris, Bardot was an aspiring ballerina in her early life. She started her acting career in 1952, and achieved international recognition in 1957 for her role in And God Created Woman (1956), catching the attention of many French intellectuals, and earning her the nickname "sex kitten". She was the subject of philosopher Simone de Beauvoir's 1959 essay The Lolita Syndrome, which described her as a "locomotive of women's history" and built upon existentialist themes to declare her the first and most liberated woman of post-war France. She won a 1961 David di Donatello Best Foreign Actress Award for her work in The Truth (1960). Bardot later starred in Jean-Luc Godard's film Le Mépris (1963). For her role in Louis Malle's film Viva Maria! (1965) she was nominated for the BAFTA Award for Best Foreign Actress. French President Charles de Gaulle called Bardot "the French export as important as Renault cars".
Bardot retired from the entertainment industry in 1973. She had acted in 47 films, performed in several musicals, and recorded more than 60 songs. She was awarded the Legion of Honour in 1985. After retiring, she became an animal rights activist and created the Brigitte Bardot Foundation. She is known for her strong personality, outspokenness, and speeches on animal defence; she has been fined twice for public insults. She has also been a controversial political figure, as of November 2021 having been fined six times for inciting racial hatred when she criticised immigration, Islam in France and called residents of Réunion island "savages". She is married to Bernard d'Ormale, a former adviser to Jean-Marie Le Pen, a far-right French politician. Bardot is a member of the Global 500 Roll of Honour of the United Nations Environment Programme, and has received several awards and accolades from UNESCO and PETA. In 2011 Los Angeles Times Magazine ranked her second on the "50 Most Beautiful Women In Film".
Bardot was born on 28 September 1934 in the 15th arrondissement of Paris, to Louis Bardot (1896–1975) and Anne-Marie Mucel (1912–1978). Bardot's father, originated from Ligny-en-Barrois, was an engineer and the proprietor of several industrial factories in Paris. Her mother was the daughter of an insurance company director. She grew up in a conservative Catholic family, as had her father. She suffered from amblyopia as a child, which resulted in decreased vision of her left eye. She has one younger sister, Mijanou Bardot.
Bardot's childhood was prosperous; she lived in her family's seven-bedroom apartment in the luxurious 16th arrondissement. However, she recalled feeling resentful in her early years. Her father demanded that she follow strict behavioural standards, including good table manners, and wear appropriate clothes. Her mother was extremely selective in choosing companions for her, so that Bardot had very few childhood friends. Bardot cited a personal traumatic incident when she and her sister broke her parents' favourite vase while they were playing in the house; her father whipped the sisters 20 times and henceforth treated them like "strangers", demanding that they address their parents by the formal pronoun "vous", used in French when speaking to unfamiliar or higher-status persons outside the immediate family. The incident led to Bardot decisively resenting her parents, and to her future rebellious lifestyle.
During World War II, when Paris was occupied by Nazi Germany, Bardot spent more time at home due to increasingly strict civilian surveillance. She became engrossed in dancing to records, which her mother saw as a potential for a ballet career. Bardot was admitted at the age of seven to the private school Cours Hattemer. She went to school three days a week, which gave her ample time to take dance lessons at a local studio, under her mother's arrangements. In 1949, Bardot was accepted at the Conservatoire de Paris. For three years she attended ballet classes held by Russian choreographer Boris Knyazev. She also studied at the Institut de la Tour, a private Catholic high school near her home.
Hélène Gordon-Lazareff, the director of the magazines Elle and Le Jardin des Modes, hired Bardot in 1949 as a "junior" fashion model. On 8 March 1950, 15-year-old Bardot appeared on the cover of Elle, which brought her an acting offer for the film Les Lauriers sont coupés from director Marc Allégret. Her parents opposed her becoming an actress, but her grandfather was supportive, saying that "If this little girl is to become a whore, cinema will not be the cause." At the audition, Bardot met Roger Vadim, who later notified her that she did not get the role. They subsequently fell in love. Her parents fiercely opposed their relationship; her father announced to her one evening that she would continue her education in England and that he had bought her a train ticket for the following day. Bardot reacted by putting her head into an oven with open fire; her parents stopped her and ultimately accepted the relationship, on condition that she marry Vadim at the age of 18.
Bardot appeared on the cover of Elle again in 1952, which landed her an offer for a small part in the comedy film Crazy for Love the same year, directed by Jean Boyer and starring Bourvil. She was paid 200,000 francs (about 575 1952 US dollars) for the small role portraying a cousin of the main character. Bardot had her second film role in Manina, the Girl in the Bikini (1953), directed by Willy Rozier. She also had roles in the 1953 films The Long Teeth and His Father's Portrait.
Bardot had a small role in a Hollywood-financed film being shot in Paris in 1953, Act of Love, starring Kirk Douglas. She received media attention when she attended the Cannes Film Festival in April 1953.
Bardot had a leading role in 1954 in an Italian melodrama, Concert of Intrigue and in a French adventure film, Caroline and the Rebels. She had a good part as a flirtatious student in the 1955 School for Love, opposite Jean Marais, for director Marc Allégret.
Bardot played her first sizeable English-language role in 1955 in Doctor at Sea, as the love interest for Dirk Bogarde. The film was the third-most-popular movie in Britain that year.
She had a small role in The Grand Maneuver (1955) for director René Clair, supporting Gérard Philipe and Michelle Morgan. The part was bigger in The Light Across the Street (1956) for director Georges Lacombe. She had another in the Hollywood film, Helen of Troy, playing Helen's handmaiden.
For the Italian movie Mio figlio Nerone (1956) brunette Bardot was asked by the director to appear as a blonde. She dyed her hair rather than wear a wig; she was so pleased with the results that she decided to retain the color.
Bardot then appeared in four movies that made her a star. First up was a musical, Naughty Girl (1956), where Bardot played a troublesome school girl. Directed by Michel Boisrond, it was co-written by Roger Vadim and was a great success, going on to become the 12th most popular film of the year in France. It was followed by a comedy, Plucking the Daisy (1956), also written by Vadim. This was succeeded by The Bride Is Much Too Beautiful (1956) with Louis Jourdan.
Finally, there was the melodrama And God Created Woman (1956). The movie was Vadim's debut as director, with Bardot starring opposite Jean-Louis Trintignant and Curt Jurgens. The film, about an immoral teenager in an otherwise respectable small-town setting, was an even larger success, not just in France but also around the world, listed among the ten most popular films in Great Britain in 1957. In the United States the film was the highest-grossing foreign film ever released, earning $4 million, which author Peter Lev describes as "an astonishing amount for a foreign film at that time." It turned Bardot into an international star. From at least 1956, she was hailed as the "sex kitten". The film scandalized the United States and some theater managers were even arrested just for screening it.
Paul O'Neil of Life (June 1958) in describing Bardot's international popularity, writes:
In gaining her present eminence, Brigitte Bardot has had certain advantages beyond those she was born with. Like the European sports car, she has arrived on the American scene at a time when the American public is ready, even hungry, for something racier and more realistic than the familiar domestic product.
During her early career, professional photographer Sam Lévin's photos contributed to the image of Bardot's sensuality. British photographer Cornel Lucas made images of Bardot in the 1950s and 1960s that have become representative of her public persona.
Bardot followed And God Created Woman up with La Parisienne (1957), a comedy co-starring Charles Boyer for director Boisrond. She was reunited with Vadim in another melodrama The Night Heaven Fell (1958), and played a criminal who seduced Jean Gabin in In Case of Adversity (1958). The latter was the 13th most seen movie of the year in France. In 1958, Bardot became the highest-paid actress in the country of France, .
The Female (1959) for director Julien Duvivier was popular, but Babette Goes to War (1959), a comedy set in World War II, was a huge hit, the fourth biggest movie of the year in France. Also widely seen was Come Dance with Me (1959) from Boisrond.
Bardot's next film was courtroom drama The Truth (1960), from Henri-Georges Clouzot. It was a highly publicised production, which resulted in Bardot having an affair and attempting suicide. The film was Bardot's biggest commercial success in France, the third biggest hit of the year, and was nominated for the Academy Award for Best Foreign Film. Bardot was awarded a David di Donatello Award for Best Foreign Actress for her role in the film.
She made a comedy with Vadim, Please, Not Now! (1961), and had a role in the all-star anthology, Famous Love Affairs (1962).
Bardot starred alongside Marcello Mastroianni in a film inspired by her life in A Very Private Affair (Vie privée, 1962), directed by Louis Malle. More popular than that was her role in Love on a Pillow (1962).
In the mid-1960s, Bardot made films that seemed to be more aimed at the international market. She starred in Jean-Luc Godard's film Le Mépris (1963), produced by Joseph E. Levine and starring Jack Palance. The following year she co-starred with Anthony Perkins in the comedy Une ravissante idiote (1964).
Dear Brigitte (1965), Bardot's first Hollywood film, was a comedy starring James Stewart as an academic whose son develops a crush on Bardot. Bardot's appearance was relatively brief in the film, and the movie was not a big success.
More successful was the Western buddy comedy Viva Maria! (1965) for director Louis Malle, appearing opposite Jeanne Moreau. It was a big hit in France and worldwide, although it did not break through in the United States as much as had been hoped.
After a cameo in Godard's Masculin Féminin (1966), she had her first outright flop for some years, Two Weeks in September (1968), a French–English co-production. She had a small role in the all-star Spirits of the Dead (1968), acting opposite Alain Delon, then tried a Hollywood film again: Shalako (1968), a Western starring Sean Connery, which was another box-office disappointment.
She participated in several musical shows and recorded many popular songs in the 1960s and 1970s, mostly in collaboration with Serge Gainsbourg, Bob Zagury and Sacha Distel, including "Harley Davidson"; "Je Me Donne À Qui Me Plaît"; "Bubble gum"; "Contact"; "Je Reviendrai Toujours Vers Toi"; "L'Appareil À Sous"; "La Madrague"; "On Déménage"; "Sidonie"; "Tu Veux, Ou Tu Veux Pas?"; "Le Soleil De Ma Vie" (a cover of Stevie Wonder's "You Are the Sunshine of My Life"); and "Je t'aime... moi non-plus". Bardot pleaded with Gainsbourg not to release this duet and he complied with her wish; the following year, he rerecorded a version with British-born model and actress Jane Birkin that became a massive hit all over Europe. The version with Bardot was issued in 1986 and became a download hit in 2006 when Universal Music made its back catalogue available to purchase online, with this version of the song ranking as the third most popular download.
From 1969 to 1978, Bardot was the official face of Marianne, who had previously up until then been anonymous, to represent the liberty of France.
Her next film, Les Femmes (1969), was a flop, although the screwball comedy The Bear and the Doll (1970) performed better. Her last few films were mostly comedies: Les Novices (1970), Boulevard du Rhum (1971) (with Lino Ventura). The Legend of Frenchie King (1971) was more popular, helped by Bardot co-starring with Claudia Cardinale.
She made one more movie working with Vadim, Don Juan, or If Don Juan Were a Woman (1973), playing the title role. Vadim said the film marked "Underneath what people call 'the Bardot myth' was something interesting, even though she was never considered the most professional actress in the world. For years, since she has been growing older, and the Bardot myth has become just a souvenir... I was curious in her as a woman and I had to get to the end of something with her, to get out of her and express many things I felt were in her. Brigitte always gave the impression of sexual freedom – she is a completely open and free person, without any aggression. So I gave her the part of a man – that amused me".
"If Don Juan is not my last movie it will be my next to last", said Bardot during filming. She kept her word and only made one more film, The Edifying and Joyous Story of Colinot (1973).
In 1973, Bardot announced she was retiring from acting as "a way to get out elegantly".
After appearing in more than 40 motion pictures and recording several music albums, Bardot used her fame to promote animal rights.
In 1986, she established the Brigitte Bardot Foundation for the Welfare and Protection of Animals. She became a vegetarian and raised three million francs (about 430,000 1986 US dollars) to fund the foundation by auctioning off jewellery and personal belongings.
In 1989, while looking after her neighbour, Jean-Pierre Manivet's donkey, the mare displayed excessive interest in Bardot's older donkey and she subsequently, had the neighbour's donkey castrated due to concerns the mating would prove fatal for her mare. The neighbour then sued Bardot, and Bardot later won, with the court ordering Manivet to pay 20,000 francs for creating a "false scandal". Bardot wrote a 1999 letter to Chinese President Jiang Zemin, published in French magazine VSD, in which she accused the Chinese of "torturing bears and killing the world's last tigers and rhinos to make aphrodisiacs".
She donated more than US$140,000 over two years in 2001 for a mass sterilization and adoption program for Bucharest's stray dogs, estimated to number 300,000.
Bardot is a strong animal rights activist and a major opponent of the consumption of horse meat. In support of animal protection, she condemned seal hunting in Canada during a visit to that country with Paul Watson of the Sea Shepherd Conservation Society. In August 2010, Bardot addressed a letter to Queen Margrethe II of Denmark, appealing for the sovereign to halt the killing of dolphins in the Faroe Islands. In the letter, Bardot describes the activity as a "macabre spectacle" that "is a shame for Denmark and the Faroe Islands ... This is not a hunt but a mass slaughter ... an outmoded tradition that has no acceptable justification in today's world".
On 22 April 2011, French culture minister Frédéric Mitterrand officially included bullfighting in the country's cultural heritage. Bardot wrote him a highly critical letter of protest. On 25 May 2011, the Sea Shepherd Conservation Society renamed its fast interceptor vessel, MV Gojira, as MV Brigitte Bardot in appreciation of her support.
From 2013 the Brigitte Bardot Foundation in collaboration with Kagyupa International Monlam Trust of India operated an annual veterinary care camp. Bardot committed to the cause of animal welfare in Bodhgaya over several years.
On 23 July 2015, Bardot condemned Australian politician Greg Hunt's plan to eradicate 2 million cats to save endangered species such as the Warru and night parrot.
Bardot has been married four times, with her current marriage lasting far longer than the previous three combined. By her own count, she has had a total of 17 romantic relationships. Bardot would characteristically leave for another relationship when "the present was getting lukewarm"; she said, "I have always looked for passion. That's why I was often unfaithful. And when the passion was coming to an end, I was packing my suitcase".
On 20 December 1952, aged 18, Bardot married director Roger Vadim. They separated in 1956 after she became involved with And God Created Woman co-star Jean-Louis Trintignant, divorcing the next year. Trintignant at the time was married to actress Stéphane Audran. Bardot and Vadim had no children together, but remained in touch for the rest of his life and even collaborated on later projects. Bardot and Trintignant lived together for about two years, spanning the period before and after Bardot's divorce from Vadim, but they never married. Their relationship was complicated by Trintignant's frequent absence due to military service and Bardot's affair with musician Gilbert Bécaud.
After her separation from Vadim, Bardot acquired a historic property dating from the 16th century, called Le Castelet, in Cannes. The fourteen-bedroom villa, surrounded by lush gardens, olive trees, and vineyards, consisted of several buildings.
In 1958, she bought a second property called La Madrague, located in Saint-Tropez. In early 1958, her break-up with Trintignant was followed in quick order by a reported nervous breakdown in Italy, according to newspaper reports. A suicide attempt with sleeping pills two days earlier was also noted but was denied by her public relations manager. She recovered within weeks and began a relationship with actor Jacques Charrier. She became pregnant well before they were married on 18 June 1959. Bardot's only child, her son Nicolas-Jacques Charrier, was born on 11 January 1960. Bardot had an affair with Glenn Ford in the early 1960s. After she and Charrier divorced in 1962, Nicolas was raised in the Charrier family and had little contact with his biological mother until his adulthood. Sami Frey was mentioned as the reason for her divorce from Charrier. Bardot was enamoured of Frey, but he quickly left her.
From 1963 to 1965, she lived with musician Bob Zagury.
Bardot's third marriage was to German millionaire playboy Gunter Sachs, lasting from 14 July 1966 to 7 October 1969, though they had separated the previous year. While filming Shalako, she rejected Sean Connery's advances; she said, "It didn't last long because I wasn't a James Bond girl! I have never succumbed to his charm!" In 1968, she began dating Patrick Gilles, who co-starred with her in The Bear and the Doll (1970); but she ended their relationship in spring 1971.
Over the next few years, Bardot dated bartender/ski instructor Christian Kalt, nightclub owner Luigi "Gigi" Rizzi, singer Serge Gainsbourg, writer John Gilmore, actor Warren Beatty, and Laurent Vergez, her co-star in Don Juan, or If Don Juan Were a Woman.
In 1974, Bardot appeared in a nude photo shoot in Playboy magazine, which celebrated her 40th birthday. In 1975, she entered a relationship with artist Miroslav Brozek and posed for some of his sculptures. Brozek was also an actor; his stage name is Jean Blaise [fr]. The couple lived together at La Madrague. The two of them separated in December 1979.
From 1980 to 1985, Bardot had a live-in relationship with French TV producer Allain Bougrain-Dubourg [fr]. On 27 September 1983, the eve of her 49th birthday, Bardot took an overdose of sleeping pills or tranquilizers with red wine. She had to be rushed to the hospital, where her life was saved after a stomach pump was used to evacuate the pills from her body. Bardot was diagnosed with breast cancer in 1984. She refused to undergo chemotherapy treatment and decided only to do radiation therapy. She recovered in 1986.
Bardot's fourth and current husband is Bernard d'Ormale; they have been married since 16 August 1992. In 2018, in an interview accorded to Le Journal du Dimanche, she denied rumors of relationships with Johnny Hallyday, Jimi Hendrix, and Mick Jagger.
Bardot expressed support for President Charles de Gaulle in the 1960s.
In her 1999 book Le Carré de Pluton (Pluto's Square), Bardot criticizes the procedure used in the ritual slaughter of sheep during the Muslim festival of Eid al-Adha. Additionally, in a section in the book entitled "Open Letter to My Lost France", she writes that "my country, France, my homeland, my land is again invaded by an overpopulation of foreigners, especially Muslims". For this comment, a French court fined her 30,000 francs (about 4200 US dollars in 2000) in June 2000. She had been fined in 1997 for the original publication of this open letter in Le Figaro and again in 1998 for making similar remarks.
In her 2003 book, Un cri dans le silence (A Scream in the Silence), she contrasted her close gay friends with homosexuals who "jiggle their bottoms, put their little fingers in the air and with their little castrato voices moan about what those ghastly heteros put them through," and said some contemporary homosexuals behave like "fairground freaks". In her own defence, Bardot wrote in a letter to a French gay magazine: "Apart from my husband—who maybe will cross over one day as well—I am entirely surrounded by homos. For years, they have been my support, my friends, my adopted children, my confidants."
In her book, she criticised racial mixing, immigration, the role of women in politics and Islam. The book also contained a section attacking what she called the mixing of genes, and praised previous generations which, she said, had given their lives to push out invaders. On 10 June 2004, Bardot was convicted for a fourth time by a French court for inciting racial hatred and fined €5,000. Bardot denied the racial hatred charge and apologized in court, saying: "I never knowingly wanted to hurt anybody. It is not in my character." In 2008, Bardot was convicted of inciting racial/religious hatred in regard to a letter she wrote, a copy of which she sent to Nicolas Sarkozy when he was Interior Minister of France. The letter stated her objections to Muslims in France ritually slaughtering sheep by slitting their throats without anesthetizing them first. She also said, in reference to Muslims, that she was "fed up with being under the thumb of this population which is destroying us, destroying our country and imposing its habits". The trial concluded on 3 June 2008, with a conviction and fine of €15,000. The prosecutor stated she was weary of charging Bardot with offences related to racial hatred.
During the 2008 United States presidential election, Bardot branded Republican Party vice-presidential candidate Sarah Palin as "stupid" and a "disgrace to women". She criticized the former Alaskan governor for her stance on global warming and gun control. She was further offended by Palin's support for Arctic oil exploration and by her lack of consideration in protecting polar bears.
On 13 August 2010, Bardot criticised American filmmaker Kyle Newman for his plan to produce a biographical film about her. She told him, "Wait until I'm dead before you make a movie about my life!" otherwise "sparks will fly".
In 2014, Bardot wrote an open letter demanding the ban in France of Jewish ritual slaughter shechita. In response, the European Jewish Congress released a statement saying "Bardot has once again shown her clear insensitivity for minority groups with the substance and style of her letter...She may well be concerned for the welfare of animals but her longstanding support for the far-right and for discrimination against minorities in France shows a constant disdain for human rights instead."
In 2015, Bardot threatened to sue a Saint-Tropez boutique for selling items featuring her face. In 2018, she expressed support for the Yellow vests protests.
On 19 March 2019, Bardot issued an open letter to Réunion prefect Amaury de Saint-Quentin [fr] in which she accused inhabitants of the Indian Ocean island of animal cruelty and referred to them as "autochthones who have kept the genes of savages". In her letter relating to animal abuse and sent through her foundation, she mentioned the "beheadings of goats and billy goats" during festivals, and associated these practices with "reminiscences of cannibalism from past centuries". The public prosecutor filed a lawsuit the following day.
In June 2021, 86-year-old Bardot was fined €5,000 by the Arras court for public insults against hunters and their national president Willy Schraen [fr]. She had published a post at the end of 2019 on her foundation's website, calling hunters "sub-men" and "drunkards" and carriers of "genes of cruel barbarism inherited from our primitive ancestors", and insulting Schraen. At the time of the hearing, she had not removed the comments from the website. Following her letter sent to the prefect of Réunion in 2019, she was convicted on 4 November 2021 by a French court for public insults and fined €20,000, the largest of her fines to date.
Bardot's husband Bernard d'Ormale is a former adviser to Jean-Marie Le Pen, former leader of the far-right party National Front (which became National Rally), the main far-right party in France. Bardot expressed support for Marine Le Pen, leader of the National Front (National Rally), calling her "the Joan of Arc of the 21st century". She endorsed Le Pen in the 2012 and 2017 French presidential elections.
Bardot has been convicted of inciting racial hatred multiple times, having received six separate fines for the offense as of November 2021.
You know, the one thing that was so great in those days was that a woman named Brigitte Bardot came along with Et Dieu... créa la femme. Over here, we were fighting censorship in the 1950s and 1960s, when you couldn't even show you had a bust. We had to cover everything, and when Bardot's movie was released in an art house in Los Angeles, my God, people were lining up all the way down Wilshire Boulevard to see it. I also stood in line, and I thought, "Why can't I do that?" – Mamie Van Doren, 2000
The Guardian named Bardot "one of the most iconic faces, models, and actors of the 1950s and 1960s". She has been called a "style icon" and a "muse for Dior, Balmain, and Pierre Cardin".
In fashion, the Bardot neckline (a wide-open neck that exposes both shoulders) is named after her. Bardot popularized this style which is especially used for knitted sweaters or jumpers although it is also used for other tops and dresses. Bardot popularized the bikini in her early films such as Manina (1952) (released in France as Manina, la fille sans voiles). The following year she was also photographed in a bikini on every beach in the south of France during the Cannes Film Festival. She gained additional attention when she filmed ...And God Created Woman (1956) with Jean-Louis Trintignant (released in France as Et Dieu Créa La Femme). In it Bardot portrays an immoral teenager cavorting in a bikini who seduces men in a respectable small-town setting. The film was an international success. Bardot's image was linked to the shoemaker Repetto, who created a pair of ballerinas for her in 1956. The bikini was in the 1950s relatively well accepted in France but was still considered risqué in the United States. As late as 1959, Anne Cole, one of the United States' largest swimsuit designers, said, "It's nothing more than a G-string. It's at the razor's edge of decency."
She also brought into fashion the choucroute ("Sauerkraut") hairstyle (a sort of beehive hair style) and gingham clothes after wearing a checkered pink dress, designed by Jacques Esterel, at her wedding to Charrier. She was the subject of an Andy Warhol painting.
Isabella Biedenharn of Elle wrote that Bardot "has inspired thousands (millions?) of women to tease their hair or try out winged eyeliner over the past few decades". A well-known evocative pose describes an iconic modelling portrait shot around 1960 where Bardot is dressed only in a pair of black pantyhose, cross-legged over her front and cross-armed over her breasts; known as the "Bardot Pose". This pose has been emulated numerous times by models and celebrities such as Lindsay Lohan, Elle Macpherson, Gisele Bündchen, and Rihanna. In the late 1960s, Bardot's silhouette was used as a model for designing and modelling the statue's bust of Marianne, a symbol of the French Republic.
In addition to popularizing the bikini swimming suit, Bardot has been credited with popularizing the city of St. Tropez and the town of Armação dos Búzios in Brazil, which she visited in 1964 with her boyfriend at the time, Brazilian musician Bob Zagury. The place where she stayed in Búzios is today a small hotel, Pousada do Sol, and also a French restaurant, Cigalon. The town hosts a Bardot statue by Christina Motta.
Bardot was idolized by the young John Lennon and Paul McCartney. They made plans to shoot a film featuring The Beatles and Bardot, similar to A Hard Day's Night, but the plans were never fulfilled. Lennon's first wife Cynthia Powell lightened her hair colour to more closely resemble Bardot, while George Harrison made comparisons between Bardot and his first wife Pattie Boyd, as Cynthia wrote later in A Twist of Lennon. Lennon and Bardot met in person once, in 1968 at the May Fair Hotel, introduced by Beatles press agent Derek Taylor; a nervous Lennon took LSD before arriving, and neither star impressed the other. Lennon recalled in a memoir: "I was on acid, and she was on her way out." According to the liner notes of his first (self-titled) album, musician Bob Dylan dedicated the first song he ever wrote to Bardot. He also mentioned her by name in "I Shall Be Free", which appeared on his second album, The Freewheelin' Bob Dylan. The first-ever official exhibition spotlighting Bardot's influence and legacy opened in Boulogne-Billancourt on 29 September 2009 – a day after her 75th birthday. The Australian pop group Bardot was named after her.
Women who emulated and were inspired by Bardot include Claudia Schiffer, Emmanuelle Béart, Elke Sommer, Kate Moss, Faith Hill, Isabelle Adjani, Diane Kruger, Lara Stone, Kylie Minogue, Amy Winehouse, Georgia May Jagger, Zahia Dehar, Scarlett Johansson, Louise Bourgoin, and Paris Hilton. Bardot said: "None have my personality." Laetitia Casta embodied Bardot in the 2010 French drama film Gainsbourg: A Heroic Life by Joann Sfar.
In 2011, Los Angeles Times Magazine's list of "50 Most Beautiful Women in Film" ranked her number two.
Bardot inspired Nicole Kidman to promote the 2013 campaign shoot of the British brand Jimmy Choo.
In 2015, Bardot was ranked number six in "The Top Ten Most Beautiful Women of All Time", according to a survey carried out by Amway's beauty company in the UK involving 2,000 women.
In 2020, Vogue named Bardot number one of "The most beautiful French actresses of all time". In a retrospective retracing women throughout the history of cinema, she was listed among "the most accomplished, talented and beautiful actresses of all time" by Glamour.
The French drama television series Bardot was broadcast on France 2 in 2023. It stars Julia de Nunez and is about Bardot's career from her first casting at age 15 and until the filming of La Vérité ten years later.
Bardot has also written five books:
Other sources | [
{
"paragraph_id": 0,
"text": "Brigitte Anne-Marie Bardot (/brɪˌʒiːt bɑːrˈdoʊ/ brizh-EET bar-DOH; French: [bʁiʒit baʁdo] ; born 28 September 1934), often referred to by her initials B.B., is a French animal rights activist and former actress, singer, and model. Famous for portraying sexually emancipated characters, often with hedonistic lifestyles, she was one of the best known sex symbols of the 1950s–1970s. Although she withdrew from the entertainment industry in 1973, she remains a major popular culture icon, and a noted figure in ushering in the sexual revolution.",
"title": ""
},
{
"paragraph_id": 1,
"text": "Born and raised in Paris, Bardot was an aspiring ballerina in her early life. She started her acting career in 1952, and achieved international recognition in 1957 for her role in And God Created Woman (1956), catching the attention of many French intellectuals, and earning her the nickname \"sex kitten\". She was the subject of philosopher Simone de Beauvoir's 1959 essay The Lolita Syndrome, which described her as a \"locomotive of women's history\" and built upon existentialist themes to declare her the first and most liberated woman of post-war France. She won a 1961 David di Donatello Best Foreign Actress Award for her work in The Truth (1960). Bardot later starred in Jean-Luc Godard's film Le Mépris (1963). For her role in Louis Malle's film Viva Maria! (1965) she was nominated for the BAFTA Award for Best Foreign Actress. French President Charles de Gaulle called Bardot \"the French export as important as Renault cars\".",
"title": ""
},
{
"paragraph_id": 2,
"text": "Bardot retired from the entertainment industry in 1973. She had acted in 47 films, performed in several musicals, and recorded more than 60 songs. She was awarded the Legion of Honour in 1985. After retiring, she became an animal rights activist and created the Brigitte Bardot Foundation. She is known for her strong personality, outspokenness, and speeches on animal defence; she has been fined twice for public insults. She has also been a controversial political figure, as of November 2021 having been fined six times for inciting racial hatred when she criticised immigration, Islam in France and called residents of Réunion island \"savages\". She is married to Bernard d'Ormale, a former adviser to Jean-Marie Le Pen, a far-right French politician. Bardot is a member of the Global 500 Roll of Honour of the United Nations Environment Programme, and has received several awards and accolades from UNESCO and PETA. In 2011 Los Angeles Times Magazine ranked her second on the \"50 Most Beautiful Women In Film\".",
"title": ""
},
{
"paragraph_id": 3,
"text": "Bardot was born on 28 September 1934 in the 15th arrondissement of Paris, to Louis Bardot (1896–1975) and Anne-Marie Mucel (1912–1978). Bardot's father, originated from Ligny-en-Barrois, was an engineer and the proprietor of several industrial factories in Paris. Her mother was the daughter of an insurance company director. She grew up in a conservative Catholic family, as had her father. She suffered from amblyopia as a child, which resulted in decreased vision of her left eye. She has one younger sister, Mijanou Bardot.",
"title": "Early life"
},
{
"paragraph_id": 4,
"text": "Bardot's childhood was prosperous; she lived in her family's seven-bedroom apartment in the luxurious 16th arrondissement. However, she recalled feeling resentful in her early years. Her father demanded that she follow strict behavioural standards, including good table manners, and wear appropriate clothes. Her mother was extremely selective in choosing companions for her, so that Bardot had very few childhood friends. Bardot cited a personal traumatic incident when she and her sister broke her parents' favourite vase while they were playing in the house; her father whipped the sisters 20 times and henceforth treated them like \"strangers\", demanding that they address their parents by the formal pronoun \"vous\", used in French when speaking to unfamiliar or higher-status persons outside the immediate family. The incident led to Bardot decisively resenting her parents, and to her future rebellious lifestyle.",
"title": "Early life"
},
{
"paragraph_id": 5,
"text": "During World War II, when Paris was occupied by Nazi Germany, Bardot spent more time at home due to increasingly strict civilian surveillance. She became engrossed in dancing to records, which her mother saw as a potential for a ballet career. Bardot was admitted at the age of seven to the private school Cours Hattemer. She went to school three days a week, which gave her ample time to take dance lessons at a local studio, under her mother's arrangements. In 1949, Bardot was accepted at the Conservatoire de Paris. For three years she attended ballet classes held by Russian choreographer Boris Knyazev. She also studied at the Institut de la Tour, a private Catholic high school near her home.",
"title": "Early life"
},
{
"paragraph_id": 6,
"text": "Hélène Gordon-Lazareff, the director of the magazines Elle and Le Jardin des Modes, hired Bardot in 1949 as a \"junior\" fashion model. On 8 March 1950, 15-year-old Bardot appeared on the cover of Elle, which brought her an acting offer for the film Les Lauriers sont coupés from director Marc Allégret. Her parents opposed her becoming an actress, but her grandfather was supportive, saying that \"If this little girl is to become a whore, cinema will not be the cause.\" At the audition, Bardot met Roger Vadim, who later notified her that she did not get the role. They subsequently fell in love. Her parents fiercely opposed their relationship; her father announced to her one evening that she would continue her education in England and that he had bought her a train ticket for the following day. Bardot reacted by putting her head into an oven with open fire; her parents stopped her and ultimately accepted the relationship, on condition that she marry Vadim at the age of 18.",
"title": "Early life"
},
{
"paragraph_id": 7,
"text": "Bardot appeared on the cover of Elle again in 1952, which landed her an offer for a small part in the comedy film Crazy for Love the same year, directed by Jean Boyer and starring Bourvil. She was paid 200,000 francs (about 575 1952 US dollars) for the small role portraying a cousin of the main character. Bardot had her second film role in Manina, the Girl in the Bikini (1953), directed by Willy Rozier. She also had roles in the 1953 films The Long Teeth and His Father's Portrait.",
"title": "Career"
},
{
"paragraph_id": 8,
"text": "Bardot had a small role in a Hollywood-financed film being shot in Paris in 1953, Act of Love, starring Kirk Douglas. She received media attention when she attended the Cannes Film Festival in April 1953.",
"title": "Career"
},
{
"paragraph_id": 9,
"text": "Bardot had a leading role in 1954 in an Italian melodrama, Concert of Intrigue and in a French adventure film, Caroline and the Rebels. She had a good part as a flirtatious student in the 1955 School for Love, opposite Jean Marais, for director Marc Allégret.",
"title": "Career"
},
{
"paragraph_id": 10,
"text": "Bardot played her first sizeable English-language role in 1955 in Doctor at Sea, as the love interest for Dirk Bogarde. The film was the third-most-popular movie in Britain that year.",
"title": "Career"
},
{
"paragraph_id": 11,
"text": "She had a small role in The Grand Maneuver (1955) for director René Clair, supporting Gérard Philipe and Michelle Morgan. The part was bigger in The Light Across the Street (1956) for director Georges Lacombe. She had another in the Hollywood film, Helen of Troy, playing Helen's handmaiden.",
"title": "Career"
},
{
"paragraph_id": 12,
"text": "For the Italian movie Mio figlio Nerone (1956) brunette Bardot was asked by the director to appear as a blonde. She dyed her hair rather than wear a wig; she was so pleased with the results that she decided to retain the color.",
"title": "Career"
},
{
"paragraph_id": 13,
"text": "Bardot then appeared in four movies that made her a star. First up was a musical, Naughty Girl (1956), where Bardot played a troublesome school girl. Directed by Michel Boisrond, it was co-written by Roger Vadim and was a great success, going on to become the 12th most popular film of the year in France. It was followed by a comedy, Plucking the Daisy (1956), also written by Vadim. This was succeeded by The Bride Is Much Too Beautiful (1956) with Louis Jourdan.",
"title": "Career"
},
{
"paragraph_id": 14,
"text": "Finally, there was the melodrama And God Created Woman (1956). The movie was Vadim's debut as director, with Bardot starring opposite Jean-Louis Trintignant and Curt Jurgens. The film, about an immoral teenager in an otherwise respectable small-town setting, was an even larger success, not just in France but also around the world, listed among the ten most popular films in Great Britain in 1957. In the United States the film was the highest-grossing foreign film ever released, earning $4 million, which author Peter Lev describes as \"an astonishing amount for a foreign film at that time.\" It turned Bardot into an international star. From at least 1956, she was hailed as the \"sex kitten\". The film scandalized the United States and some theater managers were even arrested just for screening it.",
"title": "Career"
},
{
"paragraph_id": 15,
"text": "Paul O'Neil of Life (June 1958) in describing Bardot's international popularity, writes:",
"title": "Career"
},
{
"paragraph_id": 16,
"text": "In gaining her present eminence, Brigitte Bardot has had certain advantages beyond those she was born with. Like the European sports car, she has arrived on the American scene at a time when the American public is ready, even hungry, for something racier and more realistic than the familiar domestic product.",
"title": "Career"
},
{
"paragraph_id": 17,
"text": "During her early career, professional photographer Sam Lévin's photos contributed to the image of Bardot's sensuality. British photographer Cornel Lucas made images of Bardot in the 1950s and 1960s that have become representative of her public persona.",
"title": "Career"
},
{
"paragraph_id": 18,
"text": "Bardot followed And God Created Woman up with La Parisienne (1957), a comedy co-starring Charles Boyer for director Boisrond. She was reunited with Vadim in another melodrama The Night Heaven Fell (1958), and played a criminal who seduced Jean Gabin in In Case of Adversity (1958). The latter was the 13th most seen movie of the year in France. In 1958, Bardot became the highest-paid actress in the country of France, .",
"title": "Career"
},
{
"paragraph_id": 19,
"text": "The Female (1959) for director Julien Duvivier was popular, but Babette Goes to War (1959), a comedy set in World War II, was a huge hit, the fourth biggest movie of the year in France. Also widely seen was Come Dance with Me (1959) from Boisrond.",
"title": "Career"
},
{
"paragraph_id": 20,
"text": "Bardot's next film was courtroom drama The Truth (1960), from Henri-Georges Clouzot. It was a highly publicised production, which resulted in Bardot having an affair and attempting suicide. The film was Bardot's biggest commercial success in France, the third biggest hit of the year, and was nominated for the Academy Award for Best Foreign Film. Bardot was awarded a David di Donatello Award for Best Foreign Actress for her role in the film.",
"title": "Career"
},
{
"paragraph_id": 21,
"text": "She made a comedy with Vadim, Please, Not Now! (1961), and had a role in the all-star anthology, Famous Love Affairs (1962).",
"title": "Career"
},
{
"paragraph_id": 22,
"text": "Bardot starred alongside Marcello Mastroianni in a film inspired by her life in A Very Private Affair (Vie privée, 1962), directed by Louis Malle. More popular than that was her role in Love on a Pillow (1962).",
"title": "Career"
},
{
"paragraph_id": 23,
"text": "In the mid-1960s, Bardot made films that seemed to be more aimed at the international market. She starred in Jean-Luc Godard's film Le Mépris (1963), produced by Joseph E. Levine and starring Jack Palance. The following year she co-starred with Anthony Perkins in the comedy Une ravissante idiote (1964).",
"title": "Career"
},
{
"paragraph_id": 24,
"text": "Dear Brigitte (1965), Bardot's first Hollywood film, was a comedy starring James Stewart as an academic whose son develops a crush on Bardot. Bardot's appearance was relatively brief in the film, and the movie was not a big success.",
"title": "Career"
},
{
"paragraph_id": 25,
"text": "More successful was the Western buddy comedy Viva Maria! (1965) for director Louis Malle, appearing opposite Jeanne Moreau. It was a big hit in France and worldwide, although it did not break through in the United States as much as had been hoped.",
"title": "Career"
},
{
"paragraph_id": 26,
"text": "After a cameo in Godard's Masculin Féminin (1966), she had her first outright flop for some years, Two Weeks in September (1968), a French–English co-production. She had a small role in the all-star Spirits of the Dead (1968), acting opposite Alain Delon, then tried a Hollywood film again: Shalako (1968), a Western starring Sean Connery, which was another box-office disappointment.",
"title": "Career"
},
{
"paragraph_id": 27,
"text": "She participated in several musical shows and recorded many popular songs in the 1960s and 1970s, mostly in collaboration with Serge Gainsbourg, Bob Zagury and Sacha Distel, including \"Harley Davidson\"; \"Je Me Donne À Qui Me Plaît\"; \"Bubble gum\"; \"Contact\"; \"Je Reviendrai Toujours Vers Toi\"; \"L'Appareil À Sous\"; \"La Madrague\"; \"On Déménage\"; \"Sidonie\"; \"Tu Veux, Ou Tu Veux Pas?\"; \"Le Soleil De Ma Vie\" (a cover of Stevie Wonder's \"You Are the Sunshine of My Life\"); and \"Je t'aime... moi non-plus\". Bardot pleaded with Gainsbourg not to release this duet and he complied with her wish; the following year, he rerecorded a version with British-born model and actress Jane Birkin that became a massive hit all over Europe. The version with Bardot was issued in 1986 and became a download hit in 2006 when Universal Music made its back catalogue available to purchase online, with this version of the song ranking as the third most popular download.",
"title": "Career"
},
{
"paragraph_id": 28,
"text": "From 1969 to 1978, Bardot was the official face of Marianne, who had previously up until then been anonymous, to represent the liberty of France.",
"title": "Career"
},
{
"paragraph_id": 29,
"text": "Her next film, Les Femmes (1969), was a flop, although the screwball comedy The Bear and the Doll (1970) performed better. Her last few films were mostly comedies: Les Novices (1970), Boulevard du Rhum (1971) (with Lino Ventura). The Legend of Frenchie King (1971) was more popular, helped by Bardot co-starring with Claudia Cardinale.",
"title": "Career"
},
{
"paragraph_id": 30,
"text": "She made one more movie working with Vadim, Don Juan, or If Don Juan Were a Woman (1973), playing the title role. Vadim said the film marked \"Underneath what people call 'the Bardot myth' was something interesting, even though she was never considered the most professional actress in the world. For years, since she has been growing older, and the Bardot myth has become just a souvenir... I was curious in her as a woman and I had to get to the end of something with her, to get out of her and express many things I felt were in her. Brigitte always gave the impression of sexual freedom – she is a completely open and free person, without any aggression. So I gave her the part of a man – that amused me\".",
"title": "Career"
},
{
"paragraph_id": 31,
"text": "\"If Don Juan is not my last movie it will be my next to last\", said Bardot during filming. She kept her word and only made one more film, The Edifying and Joyous Story of Colinot (1973).",
"title": "Career"
},
{
"paragraph_id": 32,
"text": "In 1973, Bardot announced she was retiring from acting as \"a way to get out elegantly\".",
"title": "Career"
},
{
"paragraph_id": 33,
"text": "After appearing in more than 40 motion pictures and recording several music albums, Bardot used her fame to promote animal rights.",
"title": "Animal rights activism"
},
{
"paragraph_id": 34,
"text": "In 1986, she established the Brigitte Bardot Foundation for the Welfare and Protection of Animals. She became a vegetarian and raised three million francs (about 430,000 1986 US dollars) to fund the foundation by auctioning off jewellery and personal belongings.",
"title": "Animal rights activism"
},
{
"paragraph_id": 35,
"text": "In 1989, while looking after her neighbour, Jean-Pierre Manivet's donkey, the mare displayed excessive interest in Bardot's older donkey and she subsequently, had the neighbour's donkey castrated due to concerns the mating would prove fatal for her mare. The neighbour then sued Bardot, and Bardot later won, with the court ordering Manivet to pay 20,000 francs for creating a \"false scandal\". Bardot wrote a 1999 letter to Chinese President Jiang Zemin, published in French magazine VSD, in which she accused the Chinese of \"torturing bears and killing the world's last tigers and rhinos to make aphrodisiacs\".",
"title": "Animal rights activism"
},
{
"paragraph_id": 36,
"text": "She donated more than US$140,000 over two years in 2001 for a mass sterilization and adoption program for Bucharest's stray dogs, estimated to number 300,000.",
"title": "Animal rights activism"
},
{
"paragraph_id": 37,
"text": "Bardot is a strong animal rights activist and a major opponent of the consumption of horse meat. In support of animal protection, she condemned seal hunting in Canada during a visit to that country with Paul Watson of the Sea Shepherd Conservation Society. In August 2010, Bardot addressed a letter to Queen Margrethe II of Denmark, appealing for the sovereign to halt the killing of dolphins in the Faroe Islands. In the letter, Bardot describes the activity as a \"macabre spectacle\" that \"is a shame for Denmark and the Faroe Islands ... This is not a hunt but a mass slaughter ... an outmoded tradition that has no acceptable justification in today's world\".",
"title": "Animal rights activism"
},
{
"paragraph_id": 38,
"text": "On 22 April 2011, French culture minister Frédéric Mitterrand officially included bullfighting in the country's cultural heritage. Bardot wrote him a highly critical letter of protest. On 25 May 2011, the Sea Shepherd Conservation Society renamed its fast interceptor vessel, MV Gojira, as MV Brigitte Bardot in appreciation of her support.",
"title": "Animal rights activism"
},
{
"paragraph_id": 39,
"text": "From 2013 the Brigitte Bardot Foundation in collaboration with Kagyupa International Monlam Trust of India operated an annual veterinary care camp. Bardot committed to the cause of animal welfare in Bodhgaya over several years.",
"title": "Animal rights activism"
},
{
"paragraph_id": 40,
"text": "On 23 July 2015, Bardot condemned Australian politician Greg Hunt's plan to eradicate 2 million cats to save endangered species such as the Warru and night parrot.",
"title": "Animal rights activism"
},
{
"paragraph_id": 41,
"text": "Bardot has been married four times, with her current marriage lasting far longer than the previous three combined. By her own count, she has had a total of 17 romantic relationships. Bardot would characteristically leave for another relationship when \"the present was getting lukewarm\"; she said, \"I have always looked for passion. That's why I was often unfaithful. And when the passion was coming to an end, I was packing my suitcase\".",
"title": "Personal life"
},
{
"paragraph_id": 42,
"text": "On 20 December 1952, aged 18, Bardot married director Roger Vadim. They separated in 1956 after she became involved with And God Created Woman co-star Jean-Louis Trintignant, divorcing the next year. Trintignant at the time was married to actress Stéphane Audran. Bardot and Vadim had no children together, but remained in touch for the rest of his life and even collaborated on later projects. Bardot and Trintignant lived together for about two years, spanning the period before and after Bardot's divorce from Vadim, but they never married. Their relationship was complicated by Trintignant's frequent absence due to military service and Bardot's affair with musician Gilbert Bécaud.",
"title": "Personal life"
},
{
"paragraph_id": 43,
"text": "After her separation from Vadim, Bardot acquired a historic property dating from the 16th century, called Le Castelet, in Cannes. The fourteen-bedroom villa, surrounded by lush gardens, olive trees, and vineyards, consisted of several buildings.",
"title": "Personal life"
},
{
"paragraph_id": 44,
"text": "In 1958, she bought a second property called La Madrague, located in Saint-Tropez. In early 1958, her break-up with Trintignant was followed in quick order by a reported nervous breakdown in Italy, according to newspaper reports. A suicide attempt with sleeping pills two days earlier was also noted but was denied by her public relations manager. She recovered within weeks and began a relationship with actor Jacques Charrier. She became pregnant well before they were married on 18 June 1959. Bardot's only child, her son Nicolas-Jacques Charrier, was born on 11 January 1960. Bardot had an affair with Glenn Ford in the early 1960s. After she and Charrier divorced in 1962, Nicolas was raised in the Charrier family and had little contact with his biological mother until his adulthood. Sami Frey was mentioned as the reason for her divorce from Charrier. Bardot was enamoured of Frey, but he quickly left her.",
"title": "Personal life"
},
{
"paragraph_id": 45,
"text": "From 1963 to 1965, she lived with musician Bob Zagury.",
"title": "Personal life"
},
{
"paragraph_id": 46,
"text": "Bardot's third marriage was to German millionaire playboy Gunter Sachs, lasting from 14 July 1966 to 7 October 1969, though they had separated the previous year. While filming Shalako, she rejected Sean Connery's advances; she said, \"It didn't last long because I wasn't a James Bond girl! I have never succumbed to his charm!\" In 1968, she began dating Patrick Gilles, who co-starred with her in The Bear and the Doll (1970); but she ended their relationship in spring 1971.",
"title": "Personal life"
},
{
"paragraph_id": 47,
"text": "Over the next few years, Bardot dated bartender/ski instructor Christian Kalt, nightclub owner Luigi \"Gigi\" Rizzi, singer Serge Gainsbourg, writer John Gilmore, actor Warren Beatty, and Laurent Vergez, her co-star in Don Juan, or If Don Juan Were a Woman.",
"title": "Personal life"
},
{
"paragraph_id": 48,
"text": "In 1974, Bardot appeared in a nude photo shoot in Playboy magazine, which celebrated her 40th birthday. In 1975, she entered a relationship with artist Miroslav Brozek and posed for some of his sculptures. Brozek was also an actor; his stage name is Jean Blaise [fr]. The couple lived together at La Madrague. The two of them separated in December 1979.",
"title": "Personal life"
},
{
"paragraph_id": 49,
"text": "From 1980 to 1985, Bardot had a live-in relationship with French TV producer Allain Bougrain-Dubourg [fr]. On 27 September 1983, the eve of her 49th birthday, Bardot took an overdose of sleeping pills or tranquilizers with red wine. She had to be rushed to the hospital, where her life was saved after a stomach pump was used to evacuate the pills from her body. Bardot was diagnosed with breast cancer in 1984. She refused to undergo chemotherapy treatment and decided only to do radiation therapy. She recovered in 1986.",
"title": "Personal life"
},
{
"paragraph_id": 50,
"text": "Bardot's fourth and current husband is Bernard d'Ormale; they have been married since 16 August 1992. In 2018, in an interview accorded to Le Journal du Dimanche, she denied rumors of relationships with Johnny Hallyday, Jimi Hendrix, and Mick Jagger.",
"title": "Personal life"
},
{
"paragraph_id": 51,
"text": "Bardot expressed support for President Charles de Gaulle in the 1960s.",
"title": "Personal life"
},
{
"paragraph_id": 52,
"text": "In her 1999 book Le Carré de Pluton (Pluto's Square), Bardot criticizes the procedure used in the ritual slaughter of sheep during the Muslim festival of Eid al-Adha. Additionally, in a section in the book entitled \"Open Letter to My Lost France\", she writes that \"my country, France, my homeland, my land is again invaded by an overpopulation of foreigners, especially Muslims\". For this comment, a French court fined her 30,000 francs (about 4200 US dollars in 2000) in June 2000. She had been fined in 1997 for the original publication of this open letter in Le Figaro and again in 1998 for making similar remarks.",
"title": "Personal life"
},
{
"paragraph_id": 53,
"text": "In her 2003 book, Un cri dans le silence (A Scream in the Silence), she contrasted her close gay friends with homosexuals who \"jiggle their bottoms, put their little fingers in the air and with their little castrato voices moan about what those ghastly heteros put them through,\" and said some contemporary homosexuals behave like \"fairground freaks\". In her own defence, Bardot wrote in a letter to a French gay magazine: \"Apart from my husband—who maybe will cross over one day as well—I am entirely surrounded by homos. For years, they have been my support, my friends, my adopted children, my confidants.\"",
"title": "Personal life"
},
{
"paragraph_id": 54,
"text": "In her book, she criticised racial mixing, immigration, the role of women in politics and Islam. The book also contained a section attacking what she called the mixing of genes, and praised previous generations which, she said, had given their lives to push out invaders. On 10 June 2004, Bardot was convicted for a fourth time by a French court for inciting racial hatred and fined €5,000. Bardot denied the racial hatred charge and apologized in court, saying: \"I never knowingly wanted to hurt anybody. It is not in my character.\" In 2008, Bardot was convicted of inciting racial/religious hatred in regard to a letter she wrote, a copy of which she sent to Nicolas Sarkozy when he was Interior Minister of France. The letter stated her objections to Muslims in France ritually slaughtering sheep by slitting their throats without anesthetizing them first. She also said, in reference to Muslims, that she was \"fed up with being under the thumb of this population which is destroying us, destroying our country and imposing its habits\". The trial concluded on 3 June 2008, with a conviction and fine of €15,000. The prosecutor stated she was weary of charging Bardot with offences related to racial hatred.",
"title": "Personal life"
},
{
"paragraph_id": 55,
"text": "During the 2008 United States presidential election, Bardot branded Republican Party vice-presidential candidate Sarah Palin as \"stupid\" and a \"disgrace to women\". She criticized the former Alaskan governor for her stance on global warming and gun control. She was further offended by Palin's support for Arctic oil exploration and by her lack of consideration in protecting polar bears.",
"title": "Personal life"
},
{
"paragraph_id": 56,
"text": "On 13 August 2010, Bardot criticised American filmmaker Kyle Newman for his plan to produce a biographical film about her. She told him, \"Wait until I'm dead before you make a movie about my life!\" otherwise \"sparks will fly\".",
"title": "Personal life"
},
{
"paragraph_id": 57,
"text": "In 2014, Bardot wrote an open letter demanding the ban in France of Jewish ritual slaughter shechita. In response, the European Jewish Congress released a statement saying \"Bardot has once again shown her clear insensitivity for minority groups with the substance and style of her letter...She may well be concerned for the welfare of animals but her longstanding support for the far-right and for discrimination against minorities in France shows a constant disdain for human rights instead.\"",
"title": "Personal life"
},
{
"paragraph_id": 58,
"text": "In 2015, Bardot threatened to sue a Saint-Tropez boutique for selling items featuring her face. In 2018, she expressed support for the Yellow vests protests.",
"title": "Personal life"
},
{
"paragraph_id": 59,
"text": "On 19 March 2019, Bardot issued an open letter to Réunion prefect Amaury de Saint-Quentin [fr] in which she accused inhabitants of the Indian Ocean island of animal cruelty and referred to them as \"autochthones who have kept the genes of savages\". In her letter relating to animal abuse and sent through her foundation, she mentioned the \"beheadings of goats and billy goats\" during festivals, and associated these practices with \"reminiscences of cannibalism from past centuries\". The public prosecutor filed a lawsuit the following day.",
"title": "Personal life"
},
{
"paragraph_id": 60,
"text": "In June 2021, 86-year-old Bardot was fined €5,000 by the Arras court for public insults against hunters and their national president Willy Schraen [fr]. She had published a post at the end of 2019 on her foundation's website, calling hunters \"sub-men\" and \"drunkards\" and carriers of \"genes of cruel barbarism inherited from our primitive ancestors\", and insulting Schraen. At the time of the hearing, she had not removed the comments from the website. Following her letter sent to the prefect of Réunion in 2019, she was convicted on 4 November 2021 by a French court for public insults and fined €20,000, the largest of her fines to date.",
"title": "Personal life"
},
{
"paragraph_id": 61,
"text": "Bardot's husband Bernard d'Ormale is a former adviser to Jean-Marie Le Pen, former leader of the far-right party National Front (which became National Rally), the main far-right party in France. Bardot expressed support for Marine Le Pen, leader of the National Front (National Rally), calling her \"the Joan of Arc of the 21st century\". She endorsed Le Pen in the 2012 and 2017 French presidential elections.",
"title": "Personal life"
},
{
"paragraph_id": 62,
"text": "Bardot has been convicted of inciting racial hatred multiple times, having received six separate fines for the offense as of November 2021.",
"title": "Personal life"
},
{
"paragraph_id": 63,
"text": "You know, the one thing that was so great in those days was that a woman named Brigitte Bardot came along with Et Dieu... créa la femme. Over here, we were fighting censorship in the 1950s and 1960s, when you couldn't even show you had a bust. We had to cover everything, and when Bardot's movie was released in an art house in Los Angeles, my God, people were lining up all the way down Wilshire Boulevard to see it. I also stood in line, and I thought, \"Why can't I do that?\" – Mamie Van Doren, 2000",
"title": "Legacy"
},
{
"paragraph_id": 64,
"text": "The Guardian named Bardot \"one of the most iconic faces, models, and actors of the 1950s and 1960s\". She has been called a \"style icon\" and a \"muse for Dior, Balmain, and Pierre Cardin\".",
"title": "Legacy"
},
{
"paragraph_id": 65,
"text": "In fashion, the Bardot neckline (a wide-open neck that exposes both shoulders) is named after her. Bardot popularized this style which is especially used for knitted sweaters or jumpers although it is also used for other tops and dresses. Bardot popularized the bikini in her early films such as Manina (1952) (released in France as Manina, la fille sans voiles). The following year she was also photographed in a bikini on every beach in the south of France during the Cannes Film Festival. She gained additional attention when she filmed ...And God Created Woman (1956) with Jean-Louis Trintignant (released in France as Et Dieu Créa La Femme). In it Bardot portrays an immoral teenager cavorting in a bikini who seduces men in a respectable small-town setting. The film was an international success. Bardot's image was linked to the shoemaker Repetto, who created a pair of ballerinas for her in 1956. The bikini was in the 1950s relatively well accepted in France but was still considered risqué in the United States. As late as 1959, Anne Cole, one of the United States' largest swimsuit designers, said, \"It's nothing more than a G-string. It's at the razor's edge of decency.\"",
"title": "Legacy"
},
{
"paragraph_id": 66,
"text": "She also brought into fashion the choucroute (\"Sauerkraut\") hairstyle (a sort of beehive hair style) and gingham clothes after wearing a checkered pink dress, designed by Jacques Esterel, at her wedding to Charrier. She was the subject of an Andy Warhol painting.",
"title": "Legacy"
},
{
"paragraph_id": 67,
"text": "Isabella Biedenharn of Elle wrote that Bardot \"has inspired thousands (millions?) of women to tease their hair or try out winged eyeliner over the past few decades\". A well-known evocative pose describes an iconic modelling portrait shot around 1960 where Bardot is dressed only in a pair of black pantyhose, cross-legged over her front and cross-armed over her breasts; known as the \"Bardot Pose\". This pose has been emulated numerous times by models and celebrities such as Lindsay Lohan, Elle Macpherson, Gisele Bündchen, and Rihanna. In the late 1960s, Bardot's silhouette was used as a model for designing and modelling the statue's bust of Marianne, a symbol of the French Republic.",
"title": "Legacy"
},
{
"paragraph_id": 68,
"text": "In addition to popularizing the bikini swimming suit, Bardot has been credited with popularizing the city of St. Tropez and the town of Armação dos Búzios in Brazil, which she visited in 1964 with her boyfriend at the time, Brazilian musician Bob Zagury. The place where she stayed in Búzios is today a small hotel, Pousada do Sol, and also a French restaurant, Cigalon. The town hosts a Bardot statue by Christina Motta.",
"title": "Legacy"
},
{
"paragraph_id": 69,
"text": "Bardot was idolized by the young John Lennon and Paul McCartney. They made plans to shoot a film featuring The Beatles and Bardot, similar to A Hard Day's Night, but the plans were never fulfilled. Lennon's first wife Cynthia Powell lightened her hair colour to more closely resemble Bardot, while George Harrison made comparisons between Bardot and his first wife Pattie Boyd, as Cynthia wrote later in A Twist of Lennon. Lennon and Bardot met in person once, in 1968 at the May Fair Hotel, introduced by Beatles press agent Derek Taylor; a nervous Lennon took LSD before arriving, and neither star impressed the other. Lennon recalled in a memoir: \"I was on acid, and she was on her way out.\" According to the liner notes of his first (self-titled) album, musician Bob Dylan dedicated the first song he ever wrote to Bardot. He also mentioned her by name in \"I Shall Be Free\", which appeared on his second album, The Freewheelin' Bob Dylan. The first-ever official exhibition spotlighting Bardot's influence and legacy opened in Boulogne-Billancourt on 29 September 2009 – a day after her 75th birthday. The Australian pop group Bardot was named after her.",
"title": "Legacy"
},
{
"paragraph_id": 70,
"text": "Women who emulated and were inspired by Bardot include Claudia Schiffer, Emmanuelle Béart, Elke Sommer, Kate Moss, Faith Hill, Isabelle Adjani, Diane Kruger, Lara Stone, Kylie Minogue, Amy Winehouse, Georgia May Jagger, Zahia Dehar, Scarlett Johansson, Louise Bourgoin, and Paris Hilton. Bardot said: \"None have my personality.\" Laetitia Casta embodied Bardot in the 2010 French drama film Gainsbourg: A Heroic Life by Joann Sfar.",
"title": "Legacy"
},
{
"paragraph_id": 71,
"text": "In 2011, Los Angeles Times Magazine's list of \"50 Most Beautiful Women in Film\" ranked her number two.",
"title": "Legacy"
},
{
"paragraph_id": 72,
"text": "Bardot inspired Nicole Kidman to promote the 2013 campaign shoot of the British brand Jimmy Choo.",
"title": "Legacy"
},
{
"paragraph_id": 73,
"text": "In 2015, Bardot was ranked number six in \"The Top Ten Most Beautiful Women of All Time\", according to a survey carried out by Amway's beauty company in the UK involving 2,000 women.",
"title": "Legacy"
},
{
"paragraph_id": 74,
"text": "In 2020, Vogue named Bardot number one of \"The most beautiful French actresses of all time\". In a retrospective retracing women throughout the history of cinema, she was listed among \"the most accomplished, talented and beautiful actresses of all time\" by Glamour.",
"title": "Legacy"
},
{
"paragraph_id": 75,
"text": "The French drama television series Bardot was broadcast on France 2 in 2023. It stars Julia de Nunez and is about Bardot's career from her first casting at age 15 and until the filming of La Vérité ten years later.",
"title": "Legacy"
},
{
"paragraph_id": 76,
"text": "Bardot has also written five books:",
"title": "Books"
},
{
"paragraph_id": 77,
"text": "Other sources",
"title": "References"
}
] | Brigitte Anne-Marie Bardot, often referred to by her initials B.B., is a French animal rights activist and former actress, singer, and model. Famous for portraying sexually emancipated characters, often with hedonistic lifestyles, she was one of the best known sex symbols of the 1950s–1970s. Although she withdrew from the entertainment industry in 1973, she remains a major popular culture icon, and a noted figure in ushering in the sexual revolution. Born and raised in Paris, Bardot was an aspiring ballerina in her early life. She started her acting career in 1952, and achieved international recognition in 1957 for her role in And God Created Woman (1956), catching the attention of many French intellectuals, and earning her the nickname "sex kitten". She was the subject of philosopher Simone de Beauvoir's 1959 essay The Lolita Syndrome, which described her as a "locomotive of women's history" and built upon existentialist themes to declare her the first and most liberated woman of post-war France. She won a 1961 David di Donatello Best Foreign Actress Award for her work in The Truth (1960). Bardot later starred in Jean-Luc Godard's film Le Mépris (1963). For her role in Louis Malle's film Viva Maria! (1965) she was nominated for the BAFTA Award for Best Foreign Actress. French President Charles de Gaulle called Bardot "the French export as important as Renault cars". Bardot retired from the entertainment industry in 1973. She had acted in 47 films, performed in several musicals, and recorded more than 60 songs. She was awarded the Legion of Honour in 1985. After retiring, she became an animal rights activist and created the Brigitte Bardot Foundation. She is known for her strong personality, outspokenness, and speeches on animal defence; she has been fined twice for public insults. She has also been a controversial political figure, as of November 2021 having been fined six times for inciting racial hatred when she criticised immigration, Islam in France and called residents of Réunion island "savages". She is married to Bernard d'Ormale, a former adviser to Jean-Marie Le Pen, a far-right French politician. Bardot is a member of the Global 500 Roll of Honour of the United Nations Environment Programme, and has received several awards and accolades from UNESCO and PETA. In 2011 Los Angeles Times Magazine ranked her second on the "50 Most Beautiful Women In Film". | 2001-06-19T18:01:58Z | 2023-12-18T13:19:31Z | [
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3,846 | Banjo | The banjo is a stringed instrument with a thin membrane stretched over a frame or cavity to form a resonator. The membrane is typically circular, in modern forms usually made of plastic, originally of animal skin. Early forms of the instrument were fashioned by African Americans and had African antecedents. In the 19th century, interest in the instrument was spread across the United States and United Kingdom by traveling shows of the 19th century minstrel show fad, followed by mass-production and mail-order sales, including instruction method books. The inexpensive or home-made banjo remained part of rural folk culture, but 5-string and 4-string banjos also became popular for home parlor music entertainment, college music clubs, and early 20th century jazz bands. By the early 21st century, the banjo was most frequently associated with folk, bluegrass and country music, but was also used in some rock, pop and even hip-hop music. Among rock bands, The Eagles, Led Zeppelin, and The Grateful Dead have used the five-string banjo in some of their songs.
Historically, the banjo occupied a central place in Black American traditional music and rural folk culture before entering the mainstream via the minstrel shows of the 19th century. Along with the fiddle, the banjo is a mainstay of American styles of music, such as bluegrass and old-time music. It is also very frequently used in Dixieland jazz, as well as in Caribbean genres like biguine, calypso and mento.
The modern banjo derives from instruments that have been recorded to be in use in North America and the Caribbean since the 17th century by enslaved people taken from West and Central Africa. Their African-style instruments were crafted from split gourds with animal skins stretched across them. Strings, from gut or vegetable fibers, were attached to a wooden neck. Written references to the banjo in North America and the Caribbean appear in the 17th and 18th centuries.
The earliest written indication of an instrument akin to the banjo is in the 17th century: Richard Jobson (1621) in describing The Gambia, wrote about an instrument like the banjo, which he called a bandore.
The term banjo has several etymological claims, one being from the Mandinka language which gives the name of Banjul, capital of The Gambia. Another claim is a connection to the West African akonting: it is made with a long bamboo neck called a bangoe. The material for the neck, called ban julo in the Mandinka language, again gives Banjul. In this interpretation, Banjul became a sort of eponym for the Akonting as it crossed the Atlantic. The instrument's name might also derive from the Kimbundu word mbanza, which is a loan word to the Portuguese language resulting in the term banza. Its earliest recorded use was in 1678 in the Caribbean (Martinique) by enslaved Africans.
The OED claims that the term banjo comes from a dialectal pronunciation of Portuguese bandore or from an early anglicisation of Spanish bandurria. However, contrary evidence definitively supports that the terms bandore and bandurria were terms used when Europeans encountered the banjo or its kin varieties in use by people of African descent, who used different terms for the instrument like banza.
Various instruments in Africa, chief among them the kora, feature a skin head and gourd (or similar shell) body. Those African instruments differ from early African American banjos in that the necks do not possess a Western-style fingerboard and tuning pegs; instead they have stick necks, with strings attached to the neck with loops for tuning.
Another likely relative of the banjo is the aforementioned akonting, a spike folk lute which is constructed using a gourd body, a long wooden neck, and three strings played by the Jola tribe of Senegambia, and the ubaw-akwala of the Igbo. Similar instruments include the xalam of Senegal and the ngoni of the Wassoulou region including parts of Mali, Guinea, and Ivory Coast, as well as a larger variation of the ngoni known as the gimbri developed in Morocco by Black Sub-Saharan Africans (Gnawa or Haratin).
Banjo-like instruments seem to have been independently invented in several different places, since instruments similar to the banjo are known from a diverse array of distant countries. For example, the Chinese sanxian, the Japanese shamisen, Persian tar, and the Moroccan sintir, in addition to the many African instruments mentioned above.
Early, African-influenced banjos were built around a gourd body and a wooden stick neck. These instruments had varying numbers of strings, though often including some form of drone. The earliest known picture, c. 1785–1795, of an enslaved person playing a banjo-like instrument (The Old Plantation) shows a four-string instrument with its fourth (thumb) string shorter than the others.
Banjos with fingerboards and tuning pegs are known from the Caribbean as early as the 17th century. Some 18th- and early 19th-century writers transcribed the name of these instruments variously as bangie, banza, bonjaw, banjer and banjar.
The instrument became increasingly available commercially from around the second quarter of the 19th century due to minstrel performances.
In the antebellum South, many enslaved Africans played the banjo, spreading it to the rest of the population. In his memoir With Sabre and Scalpel: The Autobiography of a Soldier and Surgeon, the Confederate veteran and surgeon John Allan Wyeth recalls learning to play the banjo as a child from an enslaved person on his family plantation. Another man who learned to play from African-Americans, probably in the 1820s, was Joel Walker Sweeney, a minstrel performer from Appomattox Court House, Virginia. Sweeney has been credited with adding a string to the four-string African-American banjo, and popularizing the five-string banjo. Although Robert McAlpin Williamson is the first documented white banjoist, in the 1830s Sweeney became the first white performer to play the banjo on stage. Sweeney's musical performances occurred at the beginning of the minstrel era, as banjos shifted away from being exclusively homemade folk instruments to instruments of a more modern style. Sweeney participated in this transition by encouraging drum maker William Boucher of Baltimore to make banjos commercially for him to sell.
According to Arthur Woodward in 1949, Sweeney replaced the gourd with a sound box made of wood and covered with skin, and added a short fifth string about 1831. However, modern scholar Gene Bluestein pointed out in 1964 that Sweeney may not have originated either the 5th string or sound box. This new banjo was at first tuned d'Gdf♯a, though by the 1890s, this had been transposed up to g'cgbd'. Banjos were introduced in Britain by Sweeney's group, the American Virginia Minstrels, in the 1840s, and became very popular in music halls.
The instrument grew in popularity during the 1840s after Sweeney began his traveling minstrel show. By the end of the 1840s the instrument had expanded from Caribbean possession to take root in places across America and across the Atlantic in England. It was estimated in 1866 that there were probably 10,000 banjos in New York City, up from only a handful in 1844. People were exposed to banjos not only at minstrel shows, but also medicine shows, Wild-West shows, variety shows, and traveling vaudeville shows. The banjo's popularity also was given a boost by the Civil War, as servicemen on both sides in the Army or Navy were exposed to the banjo played in minstrel shows and by other servicemen. A popular movement of aspiring banjoists began as early as 1861. The enthusiasm for the instrument was labeled a "banjo craze" or "banjo mania."
By the 1850s, aspiring banjo players had options to help them learn their instrument. There were more teachers teaching banjo basics in the 1850s than there had been in the 1840s. There were also instruction manuals and, for those who could read it, printed music in the manuals. The first book of notated music was The Complete Preceptor by Elias Howe, published under the pseudonym Gumbo Chaff, consisting mainly of Christy's Minstrels tunes. The first banjo method was the Briggs' Banjo instructor (1855) by Tom Briggs. Other methods included Howe's New American Banjo School (1857), and Phil Rice's Method for the Banjo, With or Without a Master (1858). These books taught the "stroke style" or "banjo style", similar to modern "frailing" or "clawhammer" styles.
By 1868, music for the banjo was available printed in a magazine, when J. K. Buckley wrote and arranged popular music for Buckley's Monthly Banjoist. Frank B. Converse also published his entire collection of compositions in The Complete Banjoist in 1868, which included "polkas, waltzes, marches, and clog hornpipes."
Opportunities to work included the minstrel companies and circuses present in the 1840s, but also floating theaters and variety theaters, forerunners of the variety show and vaudeville.
The term classic banjo is used today to talk about a bare-finger "guitar style" that was widely in use among banjo players of the late 19th to early 20th century. It is still used by banjoists today. The term also differentiates that style of playing from the fingerpicking bluegrass banjo styles, such as the Scruggs style and Keith style.
The Briggs Banjo Method, considered to be the first banjo method and which taught the stroke style of playing, also mentioned the existence of another way of playing, the guitar style. Alternatively known as "finger style", the new way of playing the banjo displaced the stroke method, until by 1870 it was the dominant style. Although mentioned by Briggs, it wasn't taught. The first banjo method to teach the technique was Frank B. Converse's New and Complete Method for the Banjo with or without a Master, published in 1865.
To play in guitar style, players use the thumb and two or three fingers on their right hand to pick the notes. Samuel Swaim Stewart summarized the style in 1888, saying,
In the guitar style of Banjo-playing...the little finger of the right hand is rested upon the head near the bridge...[and] serves as a rest to the hand and a resistance to the movement of picking the strings...In the beginning it is best to acquire a knowledge of picking the strings with the use of the first and second fingers and thumb only, allowing the third finger to remain idle until the other fingers have become thoroughly accustomed to their work...the three fingers are almost invariably used in playing chords and accompaniments to songs."
The banjo, although popular, carried low-class associations from its role in blackface minstrel shows, medicine shows, tent shows, and variety shows or vaudeville. There was a push in the 19th century to bring the instrument into "respectability." Musicians such as William A. Huntley made an effort to "elevate" the instrument or make it more "artistic," by "bringing it to a more sophisticated level of technique and repertoire based on European standards." Huntley may have been the first white performer to successfully make the transition from performing in blackface to being himself on stage, noted by the Boston Herald in November 1884. He was supported by another former blackface performer, Samuel Swaim Stewart, in his corporate magazine that popularized highly talented professionals.
As the "raucous" imitations of plantation life decreased in minstrelsy, the banjo became more acceptable as an instrument of fashionable society, even to be accepted into women's parlors. Part of that change was a switch from the stroke style to the guitar playing style. An 1888 newspaper said, "All the maidens and a good many of the women also strum the instrument, banjo classes abound on every side and banjo recitals are among the newest diversions of fashion...Youths and elderly men too have caught the fever...the star strummers among men are in demand at the smartest parties and have the choosing of the society of the most charming girls."
Some of those entertainers, such as Alfred A. Farland, specialized in classical music. However, musicians who wanted to entertain their audiences, and make a living, mixed it in with the popular music that audiences wanted. Farland's pupil Frederick J. Bacon was one of these. A former medicine show entertainer, Bacon performed classical music along with popular songs such as Massa's in de cold, cold ground, a Medley of Scotch Airs, a Medley of Southern Airs, and Thomas Glynn’s West Lawn Polka.
Banjo innovation which began in the minstrel age continued, with increased use of metal parts, exotic wood, raised metal frets and a tone-ring that improved the sound. Instruments were designed in a variety of sizes and pitch ranges, to play different parts in banjo orchestras. Examples on display in the museum include banjorines and piccolo banjos.
New styles of playing, a new look, instruments in a variety of pitch ranges to take the place of different sections in an orchestra – all helped to separate the instrument from the rough minstrel image of the previous 50–60 years. The instrument was modern now, a bright new thing, with polished metal sides.
In the early 1900s, new banjos began to spread, four-string models, played with a plectrum rather than with the minstrel-banjo clawhammer stroke or the classic-banjo fingerpicking style. The new banjos were a result of changing musical tastes. New music spurred the creation of "evolutionary variations" of the banjo, from the five-string model current since the 1830s to newer four-string plectrum and tenor banjos.
The instruments became ornately decorated in the 1920s to be visually dynamic to a theater audience. The instruments were increasingly modified or made in a new style – necks that were shortened to handle the four steel (not fiber as before) strings, strings that were sounded with a pick instead of fingers, four strings instead of five and tuned differently. The changes reflected the nature of post-World-War-I music. The country was turning away from European classics, preferring the "upbeat and carefree feel" of jazz, and American soldiers returning from the war helped to drive this change.
The change in tastes toward dance music and the need for louder instruments began a few years before the war, however, with ragtime. That music encouraged musicians to alter their 5-string banjos to four, add the louder steel strings and use a pick or plectrum, all in an effort to be heard over the brass and reed instruments that were current in dance-halls. The four string plectrum and tenor banjos did not eliminate the five-string variety. They were products of their times and musical purposes—ragtime and jazz dance music and theater music.
The Great Depression is a visible line to mark the end of the Jazz Age. The economic downturn cut into the sales of both four- and five-stringed banjos, and by World War 2, banjos were in sharp decline, the market for them dead.
In the years after World War II, the banjo experienced a resurgence, played by music stars such as Earl Scruggs (bluegrass), Bela Fleck (jazz, rock, world music), Gerry O'Connor (Celtic and Irish music), Perry Bechtel (jazz, big band), Pete Seeger (folk), and Otis Taylor (African-American roots, blues, jazz).
Pete Seeger "was a major force behind a new national interest in folk music." Learning to play a fingerstyle in the Appalachians from musicians who never stopped playing the banjo, he wrote the book, How to Play the Five-String Banjo, which was the only banjo method on the market for years. He was followed by a movement of folk musicians, such as Dave Guard of The Kingston Trio and Erik Darling of the Weavers and Tarriers.
Earl Scruggs was seen both as a legend and a "contemporary musical innovator" who gave his name to his style of playing, the Scruggs Style. Scruggs played the banjo "with heretofore unheard of speed and dexterity," using a picking technique for the 5-string banjo that he perfected from 2-finger and 3-finger picking techniques in rural North Carolina. His playing reached Americans through the Grand Ole Opry and into the living rooms of Americans who didn't listen to country or bluegrass music, through the theme music of The Beverly Hillbillies.
For the last one hundred years, the tenor banjo has become an intrinsic part of the world of Irish traditional music. It is a relative newcomer to the genre.
The banjo has also been used more recently in the hardcore punk scene, most notably by Show Me the Body on their debut album, Body War.
Two techniques closely associated with the five-string banjo are rolls and drones. Rolls are right hand accompanimental fingering patterns that consist of eight (eighth) notes that subdivide each measure. Drone notes are quick little notes [typically eighth notes], usually played on the 5th (short) string to fill in around the melody notes [typically eighth notes]. These techniques are both idiomatic to the banjo in all styles, and their sound is characteristic of bluegrass.
Historically, the banjo was played in the claw-hammer style by the Africans who brought their version of the banjo with them. Several other styles of play were developed from this. Clawhammer consists of downward striking of one or more of the four main strings with the index, middle or both fingers while the drone or fifth string is played with a 'lifting' (as opposed to downward pluck) motion of the thumb. The notes typically sounded by the thumb in this fashion are, usually, on the off beat. Melodies can be quite intricate adding techniques such as double thumbing and drop thumb. In old time Appalachian Mountain music, a style called two-finger up-pick is also used, and a three-finger version that Earl Scruggs developed into the "Scruggs" style picking was nationally aired in 1945 on the Grand Ole Opry. In this style the instrument is played by plucking individual notes. Modern fingerstyle is usually played using fingerpicks, though early players and some modern players play either with nails or with a technique known as on the flesh. In this style the strings are played directly with the fingers, rather than any pick or intermediary.
While five-string banjos are traditionally played with either fingerpicks or the fingers themselves, tenor banjos and plectrum banjos are played with a pick, either to strum full chords, or most commonly in Irish traditional music, play single-note melodies.
The modern banjo comes in a variety of forms, including four- and five-string versions. A six-string version, tuned and played similarly to a guitar, has gained popularity. In almost all of its forms, banjo playing is characterized by a fast arpeggiated plucking, though many different playing styles exist.
The body, or "pot", of a modern banjo typically consists of a circular rim (generally made of wood, though metal was also common on older banjos) and a tensioned head, similar to a drum head. Traditionally, the head was made from animal skin, but today is often made of various synthetic materials. Most modern banjos also have a metal "tone ring" assembly that helps further clarify and project the sound, but many older banjos do not include a tone ring.
The banjo is usually tuned with friction tuning pegs or planetary gear tuners, rather than the worm gear machine head used on guitars. Frets have become standard since the late 19th century, though fretless banjos are still manufactured and played by those wishing to execute glissando, play quarter tones, or otherwise achieve the sound and feeling of early playing styles.
Modern banjos are typically strung with metal strings. Usually, the fourth string is wound with either steel or bronze-phosphor alloy. Some players may string their banjos with nylon or gut strings to achieve a more mellow, old-time tone.
Some banjos have a separate resonator plate on the back of the pot to project the sound forward and give the instrument more volume. This type of banjo is usually used in bluegrass music, though resonator banjos are played by players of all styles, and are also used in old-time, sometimes as a substitute for electric amplification when playing in large venues.
Open-back banjos generally have a mellower tone and weigh less than resonator banjos. They usually have a different setup than a resonator banjo, often with a higher string action.
The modern five-string banjo is a variation on Sweeney's original design. The fifth string is usually the same gauge as the first, but starts from the fifth fret, three-quarters the length of the other strings. This lets the string be tuned to a higher open pitch than possible for the full-length strings. Because of the short fifth string, the five-string banjo uses a reentrant tuning – the string pitches do not proceed lowest to highest across the fingerboard. Instead, the fourth string is lowest, then third, second, first, and the fifth string is highest.
The short fifth string presents special problems for a capo. For small changes (going up or down one or two semitones, for example), retuning the fifth string simply is possible. Otherwise, various devices called "fifth-string capos" effectively shorten the vibrating part of the string. Many banjo players use model-railroad spikes or titanium spikes (usually installed at the seventh fret and sometimes at others), under which they hook the string to press it down on the fret.
Five-string banjo players use many tunings. (Tunings are given in left-to-right order, as viewed from the front of the instrument with the neck pointing up for a right-handed instrument. Left handed instruments reverse the order of the strings.) Probably the most common, particularly in bluegrass, is the Open-G tuning G4 D3 G3 B3 D4. In earlier times, the tuning G4 C3 G3 B3 D4 was commonly used instead, and this is still the preferred tuning for some types of folk music and for classic banjo. Other tunings found in old-time music include double C (G4 C3 G3 C4 D4), "sawmill" (G4 D3 G3 C4 D4) also called "mountain modal" and open D (F#4 D3 F#3 A3 D4). These tunings are often taken up a tone, either by tuning up or using a capo. For example, "double-D" tuning (A4 D3 A3 D4 E4) – commonly reached by tuning up from double C – is often played to accompany fiddle tunes in the key of D, and Open-A (A4 E3 A3 C#4 E4) is usually used for playing tunes in the key of A. Dozens of other banjo tunings are used, mostly in old-time music. These tunings are used to make playing specific tunes easier, usually fiddle tunes or groups of fiddle tunes.
The size of the five-string banjo is largely standardized, with a scale length of 26.25 in (667 mm), but smaller and larger sizes exist, including the long-neck or "Seeger neck" variation designed by Pete Seeger. Petite variations on the five-string banjo have been available since the 1890s. S.S. Stewart introduced the banjeaurine, tuned one fourth above a standard five-string. Piccolo banjos are smaller, and tuned one octave above a standard banjo. Between these sizes and standard lies the A-scale banjo, which is two frets shorter and usually tuned one full step above standard tunings. Many makers have produced banjos of other scale lengths, and with various innovations.
American old-time music typically uses the five-string, open-back banjo. It is played in a number of different styles, the most common being clawhammer or frailing, characterized by the use of a downward rather than upward stroke when striking the strings with a fingernail. Frailing techniques use the thumb to catch the fifth string for a drone after most strums or after each stroke ("double thumbing"), or to pick out additional melody notes in what is known as drop-thumb. Pete Seeger popularized a folk style by combining clawhammer with up picking, usually without the use of fingerpicks. Another common style of old-time banjo playing is fingerpicking banjo or classic banjo. This style is based upon parlor-style guitar.
Bluegrass music, which uses the five-string resonator banjo almost exclusively, is played in several common styles. These include Scruggs style, named after Earl Scruggs; melodic, or Keith style, named for Bill Keith; and three-finger style with single-string work, also called Reno style after Don Reno. In these styles, the emphasis is on arpeggiated figures played in a continuous eighth-note rhythm, known as rolls. All of these styles are typically played with fingerpicks.
The first five-string, electric, solid-body banjo was developed by Charles Wilburn (Buck) Trent, Harold "Shot" Jackson, and David Jackson in 1960.
The five-string banjo has been used in classical music since before the turn of the 20th century. Contemporary and modern works have been written or arranged for the instrument by Jerry Garcia, Buck Trent, Béla Fleck, Tony Trischka, Ralph Stanley, Steve Martin, George Crumb, Tim Lake, Modest Mouse, Jo Kondo, Paul Elwood, Hans Werner Henze (notably in his Sixth Symphony), Daniel Mason of Hank Williams III's Damn Band, Beck, the Water Tower Bucket Boys, Todd Taylor, J.P. Pickens, Peggy Honeywell, Norfolk & Western, Putnam Smith, Iron & Wine, The Avett Brothers, The Well Pennies, Punch Brothers, Julian Koster, Sufjan Stevens, Sarah Jarosz and sisters Leah Song and Chloe Smith from Rising Appalachia
George Gershwin includes a banjo in his opera Porgy and Bess
Frederick Delius wrote for a banjo in his opera Koanga.
Ernst Krenek includes two banjos in his Kleine Symphonie (Little Symphony).
Kurt Weill has a banjo in his opera The Rise and Fall of the City of Mahagonny.
Viktor Ullmann included a tenor banjo part in his Piano Concerto (op. 25).
The four-string plectrum banjo is a standard banjo without the short drone string. It usually has 22 frets on the neck and a scale length of 26 to 28 inches, and was originally tuned C3 G3 B3 D4. It can also be tuned like the top four strings of a guitar, which is known as "Chicago tuning". As the name suggests, it is usually played with a guitar-style pick (that is, a single one held between thumb and forefinger), unlike the five-string banjo, which is either played with a thumbpick and two fingerpicks, or with bare fingers. The plectrum banjo evolved out of the five-string banjo, to cater to styles of music involving strummed chords. The plectrum is also featured in many early jazz recordings and arrangements.
Four-string banjos can be used for chordal accompaniment (as in early jazz), for single-string melody playing (as in Irish traditional music), in "chord melody" style (a succession of chords in which the highest notes carry the melody), in tremolo style (both on chords and single strings), and a mixed technique called duo style that combines single-string tremolo and rhythm chords.
Four-string banjos are used from time to time in musical theater. Examples include: Hello, Dolly!, Mame, Chicago, Cabaret, Oklahoma!, Half a Sixpence, Annie, Barnum, The Threepenny Opera, Monty Python's Spamalot, and countless others. Joe Raposo had used it variably in the imaginative seven-piece orchestration for the long-running TV show Sesame Street, and has sometimes had it overdubbed with itself or an electric guitar. The banjo is still (albeit rarely) in use in the show's arrangement currently.
The shorter-necked, tenor banjo, with 17 ("short scale") or 19 frets, is also typically played with a plectrum. It became a popular instrument after about 1910. Early models used for melodic picking typically had 17 frets on the neck and a scale length of 191⁄2 to 211⁄2 inches. By the mid-1920s, when the instrument was used primarily for strummed chordal accompaniment, 19-fret necks with a scale length of 213⁄4 to 23 inches became standard. The usual tuning is the all-fifths tuning C3 G3 D4 A4, in which exactly seven semitones (a perfect fifth) occur between the open notes of consecutive strings; this is identical to the tuning of a viola. Other players (particularly in Irish traditional music) tune the banjo G2 D3 A3 E4 like an octave mandolin, which lets the banjoist duplicate fiddle and mandolin fingering. The popularization of this tuning is usually attributed to the late Barney McKenna, banjoist with The Dubliners.
The tenor banjo was a common rhythm instrument in early 20th-century dance bands. Its volume and timbre suited early jazz (and jazz-influenced popular music styles) and could both compete with other instruments (such as brass instruments and saxophones) and be heard clearly on acoustic recordings. George Gershwin's Rhapsody in Blue, in Ferde Grofe's original jazz-orchestra arrangement, includes tenor banjo, with widely spaced chords not easily playable on plectrum banjo in its conventional tunings. With development of the archtop and electric guitar, the tenor banjo largely disappeared from jazz and popular music, though keeping its place in traditional "Dixieland" jazz.
Some 1920s Irish banjo players picked out the melodies of jigs, reels, and hornpipes on tenor banjos, decorating the tunes with snappy triplet ornaments. The most important Irish banjo player of this era was Mike Flanagan of the New York-based Flanagan Brothers, one of the most popular Irish-American groups of the day. Other pre-WWII Irish banjo players included Neil Nolan, who recorded with Dan Sullivan's Shamrock Band in Boston, and Jimmy McDade, who recorded with the Four Provinces Orchestra in Philadelphia. Meanwhile, in Ireland, the rise of ceili bands provided a new market for a loud instrument like the tenor banjo. Use of the tenor banjo in Irish music has increased greatly since the folk revival of the 1960s.
The six-string banjo began as a British innovation by William Temlett, one of England's earliest banjo makers. He opened a shop in London in 1846, and sold seven-string banjos which he marketed as "zither" banjos from his 1869 patent. A zither banjo usually has a closed back and sides with the drum body and skin tensioning system suspended inside the wooden rim, the neck and string tailpiece mounted on the outside of the rim, and the drone string led through a tube in the neck so that the tuning peg can be mounted on the head. They were often made by builders who used guitar tuners that came in banks of three, so five-stringed instruments had a redundant tuner; these banjos could be somewhat easily converted over to a six-string banjo.
American Alfred Davis Cammeyer (1862–1949), a young violinist turned concert banjo player, devised the six-string zither banjo around 1880. British opera diva Adelina Patti advised Cammeyer that the zither banjo might be popular with English audiences as it had been invented there, and Cammeyer went to London in 1888. With his virtuoso playing, he helped show that banjos could make more sophisticated music than normally played by blackface minstrels. He was soon performing for London society, where he met Sir Arthur Sullivan, who recommended that Cammeyer progress from arranging the music of others for banjo to composing his own music.
Modern six-string bluegrass banjos have been made. These add a bass string between the lowest string and the drone string on a five-string banjo, and are usually tuned G4 G2 D3 G3 B3 D4. Sonny Osborne played one of these instruments for several years. It was modified by luthier Rual Yarbrough from a Vega five-string model. A picture of Sonny with this banjo appears in Pete Wernick's Bluegrass Banjo method book.
Six-string banjos known as banjo guitars basically consist of a six-string guitar neck attached to a bluegrass or plectrum banjo body, which allows players who have learned the guitar to play a banjo sound without having to relearn fingerings. This was the instrument of the early jazz great Johnny St. Cyr, jazzmen Django Reinhardt, Danny Barker, Papa Charlie Jackson and Clancy Hayes, as well as the blues and gospel singer Reverend Gary Davis. Today, musicians as diverse as Keith Urban, Rod Stewart, Taj Mahal, Joe Satriani, David Hidalgo, Larry Lalonde and Doc Watson play the six-string guitar banjo. They have become increasingly popular since the mid-1990s.
In the late 19th and early 20th centuries, in vogue in plucked-string instrument ensembles – guitar orchestras, mandolin orchestras, banjo orchestras – was when the instrumentation was made to parallel that of the string section in symphony orchestras. Thus, "violin, viola, 'cello, bass" became "mandolin, mandola, mandocello, mandobass", or in the case of banjos, "banjolin, banjola, banjo cello, bass banjo". Because the range of pluck-stringed instrument generally is not as great as that of comparably sized bowed-string instruments, other instruments were often added to these plucked orchestras to extend the range of the ensemble upwards and downwards.
The banjo cello was normally tuned C2-G2-D3-A3, one octave below the tenor banjo like the cello and mandocello. A five-string cello banjo, set up like a bluegrass banjo (with the short fifth string), but tuned one octave lower, has been produced by the Goldtone company.
Bass banjos have been produced in both upright bass formats and with standard, horizontally carried banjo bodies. Contrabass banjos with either three or four strings have also been made; some of these had headstocks similar to those of bass violins. Tuning varies on these large instruments, with four-string models sometimes being tuned in 4ths like a bass violin (E1-A1-D2-G2) and sometimes in 5ths, like a four-string cello banjo, one octave lower (C1-G1-D2-A2).
A number of hybrid instruments exist, crossing the banjo with other stringed instruments. Most of these use the body of a banjo, often with a resonator, and the neck of the other instrument. Examples include the banjo mandolin (first patented in 1882) and the banjo ukulele, most famously played by the English comedian George Formby. These were especially popular in the early decades of the 20th century, and were probably a result of a desire either to allow players of other instruments to jump on the banjo bandwagon at the height of its popularity, or to get the natural amplification benefits of the banjo resonator in an age before electric amplification.
Conversely, the tenor and plectrum guitars use the respective banjo necks on guitar bodies. They arose in the early 20th century as a way for banjo players to double on guitar without having to relearn the instrument entirely.
Instruments that have a five-string banjo neck on a wooden body (for example, a guitar, bouzouki, or dobro body) have also been made, such as the banjola. A 20th-century Turkish instrument similar to the banjo is called the cümbüş, which combines a banjo-like resonator with a neck derived from an oud. At the end of the 20th century, a development of the five-string banjo was the BanSitar. This features a bone bridge, giving the instrument a sitar-like resonance.
The Brazilian samba banjo is basically a cavaquinho neck on a banjo body, thereby producing a louder sound than the cavaquinho. It is tuned the same as the top 4 strings of a 5-string banjo up an octave (or any cavaquinho tuning). | [
{
"paragraph_id": 0,
"text": "The banjo is a stringed instrument with a thin membrane stretched over a frame or cavity to form a resonator. The membrane is typically circular, in modern forms usually made of plastic, originally of animal skin. Early forms of the instrument were fashioned by African Americans and had African antecedents. In the 19th century, interest in the instrument was spread across the United States and United Kingdom by traveling shows of the 19th century minstrel show fad, followed by mass-production and mail-order sales, including instruction method books. The inexpensive or home-made banjo remained part of rural folk culture, but 5-string and 4-string banjos also became popular for home parlor music entertainment, college music clubs, and early 20th century jazz bands. By the early 21st century, the banjo was most frequently associated with folk, bluegrass and country music, but was also used in some rock, pop and even hip-hop music. Among rock bands, The Eagles, Led Zeppelin, and The Grateful Dead have used the five-string banjo in some of their songs.",
"title": ""
},
{
"paragraph_id": 1,
"text": "Historically, the banjo occupied a central place in Black American traditional music and rural folk culture before entering the mainstream via the minstrel shows of the 19th century. Along with the fiddle, the banjo is a mainstay of American styles of music, such as bluegrass and old-time music. It is also very frequently used in Dixieland jazz, as well as in Caribbean genres like biguine, calypso and mento.",
"title": ""
},
{
"paragraph_id": 2,
"text": "The modern banjo derives from instruments that have been recorded to be in use in North America and the Caribbean since the 17th century by enslaved people taken from West and Central Africa. Their African-style instruments were crafted from split gourds with animal skins stretched across them. Strings, from gut or vegetable fibers, were attached to a wooden neck. Written references to the banjo in North America and the Caribbean appear in the 17th and 18th centuries.",
"title": "History"
},
{
"paragraph_id": 3,
"text": "The earliest written indication of an instrument akin to the banjo is in the 17th century: Richard Jobson (1621) in describing The Gambia, wrote about an instrument like the banjo, which he called a bandore.",
"title": "History"
},
{
"paragraph_id": 4,
"text": "The term banjo has several etymological claims, one being from the Mandinka language which gives the name of Banjul, capital of The Gambia. Another claim is a connection to the West African akonting: it is made with a long bamboo neck called a bangoe. The material for the neck, called ban julo in the Mandinka language, again gives Banjul. In this interpretation, Banjul became a sort of eponym for the Akonting as it crossed the Atlantic. The instrument's name might also derive from the Kimbundu word mbanza, which is a loan word to the Portuguese language resulting in the term banza. Its earliest recorded use was in 1678 in the Caribbean (Martinique) by enslaved Africans.",
"title": "History"
},
{
"paragraph_id": 5,
"text": "The OED claims that the term banjo comes from a dialectal pronunciation of Portuguese bandore or from an early anglicisation of Spanish bandurria. However, contrary evidence definitively supports that the terms bandore and bandurria were terms used when Europeans encountered the banjo or its kin varieties in use by people of African descent, who used different terms for the instrument like banza.",
"title": "History"
},
{
"paragraph_id": 6,
"text": "Various instruments in Africa, chief among them the kora, feature a skin head and gourd (or similar shell) body. Those African instruments differ from early African American banjos in that the necks do not possess a Western-style fingerboard and tuning pegs; instead they have stick necks, with strings attached to the neck with loops for tuning.",
"title": "History"
},
{
"paragraph_id": 7,
"text": "Another likely relative of the banjo is the aforementioned akonting, a spike folk lute which is constructed using a gourd body, a long wooden neck, and three strings played by the Jola tribe of Senegambia, and the ubaw-akwala of the Igbo. Similar instruments include the xalam of Senegal and the ngoni of the Wassoulou region including parts of Mali, Guinea, and Ivory Coast, as well as a larger variation of the ngoni known as the gimbri developed in Morocco by Black Sub-Saharan Africans (Gnawa or Haratin).",
"title": "History"
},
{
"paragraph_id": 8,
"text": "Banjo-like instruments seem to have been independently invented in several different places, since instruments similar to the banjo are known from a diverse array of distant countries. For example, the Chinese sanxian, the Japanese shamisen, Persian tar, and the Moroccan sintir, in addition to the many African instruments mentioned above.",
"title": "History"
},
{
"paragraph_id": 9,
"text": "Early, African-influenced banjos were built around a gourd body and a wooden stick neck. These instruments had varying numbers of strings, though often including some form of drone. The earliest known picture, c. 1785–1795, of an enslaved person playing a banjo-like instrument (The Old Plantation) shows a four-string instrument with its fourth (thumb) string shorter than the others.",
"title": "History"
},
{
"paragraph_id": 10,
"text": "Banjos with fingerboards and tuning pegs are known from the Caribbean as early as the 17th century. Some 18th- and early 19th-century writers transcribed the name of these instruments variously as bangie, banza, bonjaw, banjer and banjar.",
"title": "History"
},
{
"paragraph_id": 11,
"text": "The instrument became increasingly available commercially from around the second quarter of the 19th century due to minstrel performances.",
"title": "History"
},
{
"paragraph_id": 12,
"text": "In the antebellum South, many enslaved Africans played the banjo, spreading it to the rest of the population. In his memoir With Sabre and Scalpel: The Autobiography of a Soldier and Surgeon, the Confederate veteran and surgeon John Allan Wyeth recalls learning to play the banjo as a child from an enslaved person on his family plantation. Another man who learned to play from African-Americans, probably in the 1820s, was Joel Walker Sweeney, a minstrel performer from Appomattox Court House, Virginia. Sweeney has been credited with adding a string to the four-string African-American banjo, and popularizing the five-string banjo. Although Robert McAlpin Williamson is the first documented white banjoist, in the 1830s Sweeney became the first white performer to play the banjo on stage. Sweeney's musical performances occurred at the beginning of the minstrel era, as banjos shifted away from being exclusively homemade folk instruments to instruments of a more modern style. Sweeney participated in this transition by encouraging drum maker William Boucher of Baltimore to make banjos commercially for him to sell.",
"title": "History"
},
{
"paragraph_id": 13,
"text": "According to Arthur Woodward in 1949, Sweeney replaced the gourd with a sound box made of wood and covered with skin, and added a short fifth string about 1831. However, modern scholar Gene Bluestein pointed out in 1964 that Sweeney may not have originated either the 5th string or sound box. This new banjo was at first tuned d'Gdf♯a, though by the 1890s, this had been transposed up to g'cgbd'. Banjos were introduced in Britain by Sweeney's group, the American Virginia Minstrels, in the 1840s, and became very popular in music halls.",
"title": "History"
},
{
"paragraph_id": 14,
"text": "The instrument grew in popularity during the 1840s after Sweeney began his traveling minstrel show. By the end of the 1840s the instrument had expanded from Caribbean possession to take root in places across America and across the Atlantic in England. It was estimated in 1866 that there were probably 10,000 banjos in New York City, up from only a handful in 1844. People were exposed to banjos not only at minstrel shows, but also medicine shows, Wild-West shows, variety shows, and traveling vaudeville shows. The banjo's popularity also was given a boost by the Civil War, as servicemen on both sides in the Army or Navy were exposed to the banjo played in minstrel shows and by other servicemen. A popular movement of aspiring banjoists began as early as 1861. The enthusiasm for the instrument was labeled a \"banjo craze\" or \"banjo mania.\"",
"title": "History"
},
{
"paragraph_id": 15,
"text": "By the 1850s, aspiring banjo players had options to help them learn their instrument. There were more teachers teaching banjo basics in the 1850s than there had been in the 1840s. There were also instruction manuals and, for those who could read it, printed music in the manuals. The first book of notated music was The Complete Preceptor by Elias Howe, published under the pseudonym Gumbo Chaff, consisting mainly of Christy's Minstrels tunes. The first banjo method was the Briggs' Banjo instructor (1855) by Tom Briggs. Other methods included Howe's New American Banjo School (1857), and Phil Rice's Method for the Banjo, With or Without a Master (1858). These books taught the \"stroke style\" or \"banjo style\", similar to modern \"frailing\" or \"clawhammer\" styles.",
"title": "History"
},
{
"paragraph_id": 16,
"text": "By 1868, music for the banjo was available printed in a magazine, when J. K. Buckley wrote and arranged popular music for Buckley's Monthly Banjoist. Frank B. Converse also published his entire collection of compositions in The Complete Banjoist in 1868, which included \"polkas, waltzes, marches, and clog hornpipes.\"",
"title": "History"
},
{
"paragraph_id": 17,
"text": "Opportunities to work included the minstrel companies and circuses present in the 1840s, but also floating theaters and variety theaters, forerunners of the variety show and vaudeville.",
"title": "History"
},
{
"paragraph_id": 18,
"text": "The term classic banjo is used today to talk about a bare-finger \"guitar style\" that was widely in use among banjo players of the late 19th to early 20th century. It is still used by banjoists today. The term also differentiates that style of playing from the fingerpicking bluegrass banjo styles, such as the Scruggs style and Keith style.",
"title": "History"
},
{
"paragraph_id": 19,
"text": "The Briggs Banjo Method, considered to be the first banjo method and which taught the stroke style of playing, also mentioned the existence of another way of playing, the guitar style. Alternatively known as \"finger style\", the new way of playing the banjo displaced the stroke method, until by 1870 it was the dominant style. Although mentioned by Briggs, it wasn't taught. The first banjo method to teach the technique was Frank B. Converse's New and Complete Method for the Banjo with or without a Master, published in 1865.",
"title": "History"
},
{
"paragraph_id": 20,
"text": "To play in guitar style, players use the thumb and two or three fingers on their right hand to pick the notes. Samuel Swaim Stewart summarized the style in 1888, saying,",
"title": "History"
},
{
"paragraph_id": 21,
"text": "In the guitar style of Banjo-playing...the little finger of the right hand is rested upon the head near the bridge...[and] serves as a rest to the hand and a resistance to the movement of picking the strings...In the beginning it is best to acquire a knowledge of picking the strings with the use of the first and second fingers and thumb only, allowing the third finger to remain idle until the other fingers have become thoroughly accustomed to their work...the three fingers are almost invariably used in playing chords and accompaniments to songs.\"",
"title": "History"
},
{
"paragraph_id": 22,
"text": "The banjo, although popular, carried low-class associations from its role in blackface minstrel shows, medicine shows, tent shows, and variety shows or vaudeville. There was a push in the 19th century to bring the instrument into \"respectability.\" Musicians such as William A. Huntley made an effort to \"elevate\" the instrument or make it more \"artistic,\" by \"bringing it to a more sophisticated level of technique and repertoire based on European standards.\" Huntley may have been the first white performer to successfully make the transition from performing in blackface to being himself on stage, noted by the Boston Herald in November 1884. He was supported by another former blackface performer, Samuel Swaim Stewart, in his corporate magazine that popularized highly talented professionals.",
"title": "History"
},
{
"paragraph_id": 23,
"text": "As the \"raucous\" imitations of plantation life decreased in minstrelsy, the banjo became more acceptable as an instrument of fashionable society, even to be accepted into women's parlors. Part of that change was a switch from the stroke style to the guitar playing style. An 1888 newspaper said, \"All the maidens and a good many of the women also strum the instrument, banjo classes abound on every side and banjo recitals are among the newest diversions of fashion...Youths and elderly men too have caught the fever...the star strummers among men are in demand at the smartest parties and have the choosing of the society of the most charming girls.\"",
"title": "History"
},
{
"paragraph_id": 24,
"text": "Some of those entertainers, such as Alfred A. Farland, specialized in classical music. However, musicians who wanted to entertain their audiences, and make a living, mixed it in with the popular music that audiences wanted. Farland's pupil Frederick J. Bacon was one of these. A former medicine show entertainer, Bacon performed classical music along with popular songs such as Massa's in de cold, cold ground, a Medley of Scotch Airs, a Medley of Southern Airs, and Thomas Glynn’s West Lawn Polka.",
"title": "History"
},
{
"paragraph_id": 25,
"text": "Banjo innovation which began in the minstrel age continued, with increased use of metal parts, exotic wood, raised metal frets and a tone-ring that improved the sound. Instruments were designed in a variety of sizes and pitch ranges, to play different parts in banjo orchestras. Examples on display in the museum include banjorines and piccolo banjos.",
"title": "History"
},
{
"paragraph_id": 26,
"text": "New styles of playing, a new look, instruments in a variety of pitch ranges to take the place of different sections in an orchestra – all helped to separate the instrument from the rough minstrel image of the previous 50–60 years. The instrument was modern now, a bright new thing, with polished metal sides.",
"title": "History"
},
{
"paragraph_id": 27,
"text": "In the early 1900s, new banjos began to spread, four-string models, played with a plectrum rather than with the minstrel-banjo clawhammer stroke or the classic-banjo fingerpicking style. The new banjos were a result of changing musical tastes. New music spurred the creation of \"evolutionary variations\" of the banjo, from the five-string model current since the 1830s to newer four-string plectrum and tenor banjos.",
"title": "History"
},
{
"paragraph_id": 28,
"text": "The instruments became ornately decorated in the 1920s to be visually dynamic to a theater audience. The instruments were increasingly modified or made in a new style – necks that were shortened to handle the four steel (not fiber as before) strings, strings that were sounded with a pick instead of fingers, four strings instead of five and tuned differently. The changes reflected the nature of post-World-War-I music. The country was turning away from European classics, preferring the \"upbeat and carefree feel\" of jazz, and American soldiers returning from the war helped to drive this change.",
"title": "History"
},
{
"paragraph_id": 29,
"text": "The change in tastes toward dance music and the need for louder instruments began a few years before the war, however, with ragtime. That music encouraged musicians to alter their 5-string banjos to four, add the louder steel strings and use a pick or plectrum, all in an effort to be heard over the brass and reed instruments that were current in dance-halls. The four string plectrum and tenor banjos did not eliminate the five-string variety. They were products of their times and musical purposes—ragtime and jazz dance music and theater music.",
"title": "History"
},
{
"paragraph_id": 30,
"text": "The Great Depression is a visible line to mark the end of the Jazz Age. The economic downturn cut into the sales of both four- and five-stringed banjos, and by World War 2, banjos were in sharp decline, the market for them dead.",
"title": "History"
},
{
"paragraph_id": 31,
"text": "In the years after World War II, the banjo experienced a resurgence, played by music stars such as Earl Scruggs (bluegrass), Bela Fleck (jazz, rock, world music), Gerry O'Connor (Celtic and Irish music), Perry Bechtel (jazz, big band), Pete Seeger (folk), and Otis Taylor (African-American roots, blues, jazz).",
"title": "History"
},
{
"paragraph_id": 32,
"text": "Pete Seeger \"was a major force behind a new national interest in folk music.\" Learning to play a fingerstyle in the Appalachians from musicians who never stopped playing the banjo, he wrote the book, How to Play the Five-String Banjo, which was the only banjo method on the market for years. He was followed by a movement of folk musicians, such as Dave Guard of The Kingston Trio and Erik Darling of the Weavers and Tarriers.",
"title": "History"
},
{
"paragraph_id": 33,
"text": "Earl Scruggs was seen both as a legend and a \"contemporary musical innovator\" who gave his name to his style of playing, the Scruggs Style. Scruggs played the banjo \"with heretofore unheard of speed and dexterity,\" using a picking technique for the 5-string banjo that he perfected from 2-finger and 3-finger picking techniques in rural North Carolina. His playing reached Americans through the Grand Ole Opry and into the living rooms of Americans who didn't listen to country or bluegrass music, through the theme music of The Beverly Hillbillies.",
"title": "History"
},
{
"paragraph_id": 34,
"text": "For the last one hundred years, the tenor banjo has become an intrinsic part of the world of Irish traditional music. It is a relative newcomer to the genre.",
"title": "History"
},
{
"paragraph_id": 35,
"text": "The banjo has also been used more recently in the hardcore punk scene, most notably by Show Me the Body on their debut album, Body War.",
"title": "History"
},
{
"paragraph_id": 36,
"text": "Two techniques closely associated with the five-string banjo are rolls and drones. Rolls are right hand accompanimental fingering patterns that consist of eight (eighth) notes that subdivide each measure. Drone notes are quick little notes [typically eighth notes], usually played on the 5th (short) string to fill in around the melody notes [typically eighth notes]. These techniques are both idiomatic to the banjo in all styles, and their sound is characteristic of bluegrass.",
"title": "Technique"
},
{
"paragraph_id": 37,
"text": "Historically, the banjo was played in the claw-hammer style by the Africans who brought their version of the banjo with them. Several other styles of play were developed from this. Clawhammer consists of downward striking of one or more of the four main strings with the index, middle or both fingers while the drone or fifth string is played with a 'lifting' (as opposed to downward pluck) motion of the thumb. The notes typically sounded by the thumb in this fashion are, usually, on the off beat. Melodies can be quite intricate adding techniques such as double thumbing and drop thumb. In old time Appalachian Mountain music, a style called two-finger up-pick is also used, and a three-finger version that Earl Scruggs developed into the \"Scruggs\" style picking was nationally aired in 1945 on the Grand Ole Opry. In this style the instrument is played by plucking individual notes. Modern fingerstyle is usually played using fingerpicks, though early players and some modern players play either with nails or with a technique known as on the flesh. In this style the strings are played directly with the fingers, rather than any pick or intermediary.",
"title": "Technique"
},
{
"paragraph_id": 38,
"text": "While five-string banjos are traditionally played with either fingerpicks or the fingers themselves, tenor banjos and plectrum banjos are played with a pick, either to strum full chords, or most commonly in Irish traditional music, play single-note melodies.",
"title": "Technique"
},
{
"paragraph_id": 39,
"text": "The modern banjo comes in a variety of forms, including four- and five-string versions. A six-string version, tuned and played similarly to a guitar, has gained popularity. In almost all of its forms, banjo playing is characterized by a fast arpeggiated plucking, though many different playing styles exist.",
"title": "Modern forms"
},
{
"paragraph_id": 40,
"text": "The body, or \"pot\", of a modern banjo typically consists of a circular rim (generally made of wood, though metal was also common on older banjos) and a tensioned head, similar to a drum head. Traditionally, the head was made from animal skin, but today is often made of various synthetic materials. Most modern banjos also have a metal \"tone ring\" assembly that helps further clarify and project the sound, but many older banjos do not include a tone ring.",
"title": "Modern forms"
},
{
"paragraph_id": 41,
"text": "The banjo is usually tuned with friction tuning pegs or planetary gear tuners, rather than the worm gear machine head used on guitars. Frets have become standard since the late 19th century, though fretless banjos are still manufactured and played by those wishing to execute glissando, play quarter tones, or otherwise achieve the sound and feeling of early playing styles.",
"title": "Modern forms"
},
{
"paragraph_id": 42,
"text": "Modern banjos are typically strung with metal strings. Usually, the fourth string is wound with either steel or bronze-phosphor alloy. Some players may string their banjos with nylon or gut strings to achieve a more mellow, old-time tone.",
"title": "Modern forms"
},
{
"paragraph_id": 43,
"text": "Some banjos have a separate resonator plate on the back of the pot to project the sound forward and give the instrument more volume. This type of banjo is usually used in bluegrass music, though resonator banjos are played by players of all styles, and are also used in old-time, sometimes as a substitute for electric amplification when playing in large venues.",
"title": "Modern forms"
},
{
"paragraph_id": 44,
"text": "Open-back banjos generally have a mellower tone and weigh less than resonator banjos. They usually have a different setup than a resonator banjo, often with a higher string action.",
"title": "Modern forms"
},
{
"paragraph_id": 45,
"text": "The modern five-string banjo is a variation on Sweeney's original design. The fifth string is usually the same gauge as the first, but starts from the fifth fret, three-quarters the length of the other strings. This lets the string be tuned to a higher open pitch than possible for the full-length strings. Because of the short fifth string, the five-string banjo uses a reentrant tuning – the string pitches do not proceed lowest to highest across the fingerboard. Instead, the fourth string is lowest, then third, second, first, and the fifth string is highest.",
"title": "Modern forms"
},
{
"paragraph_id": 46,
"text": "The short fifth string presents special problems for a capo. For small changes (going up or down one or two semitones, for example), retuning the fifth string simply is possible. Otherwise, various devices called \"fifth-string capos\" effectively shorten the vibrating part of the string. Many banjo players use model-railroad spikes or titanium spikes (usually installed at the seventh fret and sometimes at others), under which they hook the string to press it down on the fret.",
"title": "Modern forms"
},
{
"paragraph_id": 47,
"text": "Five-string banjo players use many tunings. (Tunings are given in left-to-right order, as viewed from the front of the instrument with the neck pointing up for a right-handed instrument. Left handed instruments reverse the order of the strings.) Probably the most common, particularly in bluegrass, is the Open-G tuning G4 D3 G3 B3 D4. In earlier times, the tuning G4 C3 G3 B3 D4 was commonly used instead, and this is still the preferred tuning for some types of folk music and for classic banjo. Other tunings found in old-time music include double C (G4 C3 G3 C4 D4), \"sawmill\" (G4 D3 G3 C4 D4) also called \"mountain modal\" and open D (F#4 D3 F#3 A3 D4). These tunings are often taken up a tone, either by tuning up or using a capo. For example, \"double-D\" tuning (A4 D3 A3 D4 E4) – commonly reached by tuning up from double C – is often played to accompany fiddle tunes in the key of D, and Open-A (A4 E3 A3 C#4 E4) is usually used for playing tunes in the key of A. Dozens of other banjo tunings are used, mostly in old-time music. These tunings are used to make playing specific tunes easier, usually fiddle tunes or groups of fiddle tunes.",
"title": "Modern forms"
},
{
"paragraph_id": 48,
"text": "The size of the five-string banjo is largely standardized, with a scale length of 26.25 in (667 mm), but smaller and larger sizes exist, including the long-neck or \"Seeger neck\" variation designed by Pete Seeger. Petite variations on the five-string banjo have been available since the 1890s. S.S. Stewart introduced the banjeaurine, tuned one fourth above a standard five-string. Piccolo banjos are smaller, and tuned one octave above a standard banjo. Between these sizes and standard lies the A-scale banjo, which is two frets shorter and usually tuned one full step above standard tunings. Many makers have produced banjos of other scale lengths, and with various innovations.",
"title": "Modern forms"
},
{
"paragraph_id": 49,
"text": "American old-time music typically uses the five-string, open-back banjo. It is played in a number of different styles, the most common being clawhammer or frailing, characterized by the use of a downward rather than upward stroke when striking the strings with a fingernail. Frailing techniques use the thumb to catch the fifth string for a drone after most strums or after each stroke (\"double thumbing\"), or to pick out additional melody notes in what is known as drop-thumb. Pete Seeger popularized a folk style by combining clawhammer with up picking, usually without the use of fingerpicks. Another common style of old-time banjo playing is fingerpicking banjo or classic banjo. This style is based upon parlor-style guitar.",
"title": "Modern forms"
},
{
"paragraph_id": 50,
"text": "Bluegrass music, which uses the five-string resonator banjo almost exclusively, is played in several common styles. These include Scruggs style, named after Earl Scruggs; melodic, or Keith style, named for Bill Keith; and three-finger style with single-string work, also called Reno style after Don Reno. In these styles, the emphasis is on arpeggiated figures played in a continuous eighth-note rhythm, known as rolls. All of these styles are typically played with fingerpicks.",
"title": "Modern forms"
},
{
"paragraph_id": 51,
"text": "The first five-string, electric, solid-body banjo was developed by Charles Wilburn (Buck) Trent, Harold \"Shot\" Jackson, and David Jackson in 1960.",
"title": "Modern forms"
},
{
"paragraph_id": 52,
"text": "The five-string banjo has been used in classical music since before the turn of the 20th century. Contemporary and modern works have been written or arranged for the instrument by Jerry Garcia, Buck Trent, Béla Fleck, Tony Trischka, Ralph Stanley, Steve Martin, George Crumb, Tim Lake, Modest Mouse, Jo Kondo, Paul Elwood, Hans Werner Henze (notably in his Sixth Symphony), Daniel Mason of Hank Williams III's Damn Band, Beck, the Water Tower Bucket Boys, Todd Taylor, J.P. Pickens, Peggy Honeywell, Norfolk & Western, Putnam Smith, Iron & Wine, The Avett Brothers, The Well Pennies, Punch Brothers, Julian Koster, Sufjan Stevens, Sarah Jarosz and sisters Leah Song and Chloe Smith from Rising Appalachia",
"title": "Modern forms"
},
{
"paragraph_id": 53,
"text": "George Gershwin includes a banjo in his opera Porgy and Bess",
"title": "Modern forms"
},
{
"paragraph_id": 54,
"text": "Frederick Delius wrote for a banjo in his opera Koanga.",
"title": "Modern forms"
},
{
"paragraph_id": 55,
"text": "Ernst Krenek includes two banjos in his Kleine Symphonie (Little Symphony).",
"title": "Modern forms"
},
{
"paragraph_id": 56,
"text": "Kurt Weill has a banjo in his opera The Rise and Fall of the City of Mahagonny.",
"title": "Modern forms"
},
{
"paragraph_id": 57,
"text": "Viktor Ullmann included a tenor banjo part in his Piano Concerto (op. 25).",
"title": "Modern forms"
},
{
"paragraph_id": 58,
"text": "The four-string plectrum banjo is a standard banjo without the short drone string. It usually has 22 frets on the neck and a scale length of 26 to 28 inches, and was originally tuned C3 G3 B3 D4. It can also be tuned like the top four strings of a guitar, which is known as \"Chicago tuning\". As the name suggests, it is usually played with a guitar-style pick (that is, a single one held between thumb and forefinger), unlike the five-string banjo, which is either played with a thumbpick and two fingerpicks, or with bare fingers. The plectrum banjo evolved out of the five-string banjo, to cater to styles of music involving strummed chords. The plectrum is also featured in many early jazz recordings and arrangements.",
"title": "Modern forms"
},
{
"paragraph_id": 59,
"text": "Four-string banjos can be used for chordal accompaniment (as in early jazz), for single-string melody playing (as in Irish traditional music), in \"chord melody\" style (a succession of chords in which the highest notes carry the melody), in tremolo style (both on chords and single strings), and a mixed technique called duo style that combines single-string tremolo and rhythm chords.",
"title": "Modern forms"
},
{
"paragraph_id": 60,
"text": "Four-string banjos are used from time to time in musical theater. Examples include: Hello, Dolly!, Mame, Chicago, Cabaret, Oklahoma!, Half a Sixpence, Annie, Barnum, The Threepenny Opera, Monty Python's Spamalot, and countless others. Joe Raposo had used it variably in the imaginative seven-piece orchestration for the long-running TV show Sesame Street, and has sometimes had it overdubbed with itself or an electric guitar. The banjo is still (albeit rarely) in use in the show's arrangement currently.",
"title": "Modern forms"
},
{
"paragraph_id": 61,
"text": "The shorter-necked, tenor banjo, with 17 (\"short scale\") or 19 frets, is also typically played with a plectrum. It became a popular instrument after about 1910. Early models used for melodic picking typically had 17 frets on the neck and a scale length of 191⁄2 to 211⁄2 inches. By the mid-1920s, when the instrument was used primarily for strummed chordal accompaniment, 19-fret necks with a scale length of 213⁄4 to 23 inches became standard. The usual tuning is the all-fifths tuning C3 G3 D4 A4, in which exactly seven semitones (a perfect fifth) occur between the open notes of consecutive strings; this is identical to the tuning of a viola. Other players (particularly in Irish traditional music) tune the banjo G2 D3 A3 E4 like an octave mandolin, which lets the banjoist duplicate fiddle and mandolin fingering. The popularization of this tuning is usually attributed to the late Barney McKenna, banjoist with The Dubliners.",
"title": "Modern forms"
},
{
"paragraph_id": 62,
"text": "The tenor banjo was a common rhythm instrument in early 20th-century dance bands. Its volume and timbre suited early jazz (and jazz-influenced popular music styles) and could both compete with other instruments (such as brass instruments and saxophones) and be heard clearly on acoustic recordings. George Gershwin's Rhapsody in Blue, in Ferde Grofe's original jazz-orchestra arrangement, includes tenor banjo, with widely spaced chords not easily playable on plectrum banjo in its conventional tunings. With development of the archtop and electric guitar, the tenor banjo largely disappeared from jazz and popular music, though keeping its place in traditional \"Dixieland\" jazz.",
"title": "Modern forms"
},
{
"paragraph_id": 63,
"text": "Some 1920s Irish banjo players picked out the melodies of jigs, reels, and hornpipes on tenor banjos, decorating the tunes with snappy triplet ornaments. The most important Irish banjo player of this era was Mike Flanagan of the New York-based Flanagan Brothers, one of the most popular Irish-American groups of the day. Other pre-WWII Irish banjo players included Neil Nolan, who recorded with Dan Sullivan's Shamrock Band in Boston, and Jimmy McDade, who recorded with the Four Provinces Orchestra in Philadelphia. Meanwhile, in Ireland, the rise of ceili bands provided a new market for a loud instrument like the tenor banjo. Use of the tenor banjo in Irish music has increased greatly since the folk revival of the 1960s.",
"title": "Modern forms"
},
{
"paragraph_id": 64,
"text": "The six-string banjo began as a British innovation by William Temlett, one of England's earliest banjo makers. He opened a shop in London in 1846, and sold seven-string banjos which he marketed as \"zither\" banjos from his 1869 patent. A zither banjo usually has a closed back and sides with the drum body and skin tensioning system suspended inside the wooden rim, the neck and string tailpiece mounted on the outside of the rim, and the drone string led through a tube in the neck so that the tuning peg can be mounted on the head. They were often made by builders who used guitar tuners that came in banks of three, so five-stringed instruments had a redundant tuner; these banjos could be somewhat easily converted over to a six-string banjo.",
"title": "Modern forms"
},
{
"paragraph_id": 65,
"text": "American Alfred Davis Cammeyer (1862–1949), a young violinist turned concert banjo player, devised the six-string zither banjo around 1880. British opera diva Adelina Patti advised Cammeyer that the zither banjo might be popular with English audiences as it had been invented there, and Cammeyer went to London in 1888. With his virtuoso playing, he helped show that banjos could make more sophisticated music than normally played by blackface minstrels. He was soon performing for London society, where he met Sir Arthur Sullivan, who recommended that Cammeyer progress from arranging the music of others for banjo to composing his own music.",
"title": "Modern forms"
},
{
"paragraph_id": 66,
"text": "Modern six-string bluegrass banjos have been made. These add a bass string between the lowest string and the drone string on a five-string banjo, and are usually tuned G4 G2 D3 G3 B3 D4. Sonny Osborne played one of these instruments for several years. It was modified by luthier Rual Yarbrough from a Vega five-string model. A picture of Sonny with this banjo appears in Pete Wernick's Bluegrass Banjo method book.",
"title": "Modern forms"
},
{
"paragraph_id": 67,
"text": "Six-string banjos known as banjo guitars basically consist of a six-string guitar neck attached to a bluegrass or plectrum banjo body, which allows players who have learned the guitar to play a banjo sound without having to relearn fingerings. This was the instrument of the early jazz great Johnny St. Cyr, jazzmen Django Reinhardt, Danny Barker, Papa Charlie Jackson and Clancy Hayes, as well as the blues and gospel singer Reverend Gary Davis. Today, musicians as diverse as Keith Urban, Rod Stewart, Taj Mahal, Joe Satriani, David Hidalgo, Larry Lalonde and Doc Watson play the six-string guitar banjo. They have become increasingly popular since the mid-1990s.",
"title": "Modern forms"
},
{
"paragraph_id": 68,
"text": "In the late 19th and early 20th centuries, in vogue in plucked-string instrument ensembles – guitar orchestras, mandolin orchestras, banjo orchestras – was when the instrumentation was made to parallel that of the string section in symphony orchestras. Thus, \"violin, viola, 'cello, bass\" became \"mandolin, mandola, mandocello, mandobass\", or in the case of banjos, \"banjolin, banjola, banjo cello, bass banjo\". Because the range of pluck-stringed instrument generally is not as great as that of comparably sized bowed-string instruments, other instruments were often added to these plucked orchestras to extend the range of the ensemble upwards and downwards.",
"title": "Other banjos"
},
{
"paragraph_id": 69,
"text": "The banjo cello was normally tuned C2-G2-D3-A3, one octave below the tenor banjo like the cello and mandocello. A five-string cello banjo, set up like a bluegrass banjo (with the short fifth string), but tuned one octave lower, has been produced by the Goldtone company.",
"title": "Other banjos"
},
{
"paragraph_id": 70,
"text": "Bass banjos have been produced in both upright bass formats and with standard, horizontally carried banjo bodies. Contrabass banjos with either three or four strings have also been made; some of these had headstocks similar to those of bass violins. Tuning varies on these large instruments, with four-string models sometimes being tuned in 4ths like a bass violin (E1-A1-D2-G2) and sometimes in 5ths, like a four-string cello banjo, one octave lower (C1-G1-D2-A2).",
"title": "Other banjos"
},
{
"paragraph_id": 71,
"text": "A number of hybrid instruments exist, crossing the banjo with other stringed instruments. Most of these use the body of a banjo, often with a resonator, and the neck of the other instrument. Examples include the banjo mandolin (first patented in 1882) and the banjo ukulele, most famously played by the English comedian George Formby. These were especially popular in the early decades of the 20th century, and were probably a result of a desire either to allow players of other instruments to jump on the banjo bandwagon at the height of its popularity, or to get the natural amplification benefits of the banjo resonator in an age before electric amplification.",
"title": "Other banjos"
},
{
"paragraph_id": 72,
"text": "Conversely, the tenor and plectrum guitars use the respective banjo necks on guitar bodies. They arose in the early 20th century as a way for banjo players to double on guitar without having to relearn the instrument entirely.",
"title": "Other banjos"
},
{
"paragraph_id": 73,
"text": "Instruments that have a five-string banjo neck on a wooden body (for example, a guitar, bouzouki, or dobro body) have also been made, such as the banjola. A 20th-century Turkish instrument similar to the banjo is called the cümbüş, which combines a banjo-like resonator with a neck derived from an oud. At the end of the 20th century, a development of the five-string banjo was the BanSitar. This features a bone bridge, giving the instrument a sitar-like resonance.",
"title": "Other banjos"
},
{
"paragraph_id": 74,
"text": "The Brazilian samba banjo is basically a cavaquinho neck on a banjo body, thereby producing a louder sound than the cavaquinho. It is tuned the same as the top 4 strings of a 5-string banjo up an octave (or any cavaquinho tuning).",
"title": "Other banjos"
}
] | The banjo is a stringed instrument with a thin membrane stretched over a frame or cavity to form a resonator. The membrane is typically circular, in modern forms usually made of plastic, originally of animal skin. Early forms of the instrument were fashioned by African Americans and had African antecedents. In the 19th century, interest in the instrument was spread across the United States and United Kingdom by traveling shows of the 19th century minstrel show fad, followed by mass-production and mail-order sales, including instruction method books. The inexpensive or home-made banjo remained part of rural folk culture, but 5-string and 4-string banjos also became popular for home parlor music entertainment, college music clubs, and early 20th century jazz bands. By the early 21st century, the banjo was most frequently associated with folk, bluegrass and country music, but was also used in some rock, pop and even hip-hop music. Among rock bands, The Eagles, Led Zeppelin, and The Grateful Dead have used the five-string banjo in some of their songs. Historically, the banjo occupied a central place in Black American traditional music and rural folk culture before entering the mainstream via the minstrel shows of the 19th century. Along with the fiddle, the banjo is a mainstay of American styles of music, such as bluegrass and old-time music. It is also very frequently used in Dixieland jazz, as well as in Caribbean genres like biguine, calypso and mento. | 2001-06-20T13:33:38Z | 2023-12-30T16:32:36Z | [
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] | https://en.wikipedia.org/wiki/Banjo |
3,850 | Baseball | Baseball is a bat-and-ball sport played between two teams of nine players each, taking turns batting and fielding. The game occurs over the course of several plays, with each play generally beginning when a player on the fielding team, called the pitcher, throws a ball that a player on the batting team, called the batter, tries to hit with a bat. The objective of the offensive team (batting team) is to hit the ball into the field of play, away from the other team's players, allowing its players to run the bases, having them advance counter-clockwise around four bases to score what are called "runs". The objective of the defensive team (referred to as the fielding team) is to prevent batters from becoming runners, and to prevent runners' advance around the bases. A run is scored when a runner legally advances around the bases in order and touches home plate (the place where the player started as a batter).
The principal objective of the batting team is to have a player reach first base safely; this generally occurs either when the batter hits the ball and reaches first base before an opponent retrieves the ball and touches the base, or when the pitcher persists in throwing the ball out of the batter's reach. Players on the batting team who reach first base without being called "out" can attempt to advance to subsequent bases as a runner, either immediately or during teammates' turns batting. The fielding team tries to prevent runs by getting batters or runners "out", which forces them out of the field of play. The pitcher can get the batter out by throwing three pitches which result in strikes, while fielders can get the batter out by catching a batted ball before it touches the ground, and can get a runner out by tagging them with the ball while the runner is not touching a base.
The opposing teams switch back and forth between batting and fielding; the batting team's turn to bat is over once the fielding team records three outs. One turn batting for each team constitutes an inning. A game is usually composed of nine innings, and the team with the greater number of runs at the end of the game wins. Most games end after the ninth inning, but if scores are tied at that point, extra innings are usually played. Baseball has no game clock, though some competitions feature pace-of-play regulations such as the pitch clock to shorten game time.
Baseball evolved from older bat-and-ball games already being played in England by the mid-18th century. This game was brought by immigrants to North America, where the modern version developed. Baseball's American origins, as well as its reputation as a source of escapism during troubled points in American history such as the American Civil War and the Great Depression, have led the sport to receive the moniker of "America's Pastime"; since the late 19th century, it has been unofficially recognized as the national sport of the United States, though in modern times is considered less popular than other sports, such as American football. In addition to North America, baseball is considered the most popular sport in parts of Central and South America, the Caribbean, and East Asia, particularly in Japan, South Korea, and Taiwan.
In Major League Baseball (MLB), the highest level of professional baseball in the United States and Canada, teams are divided into the National League (NL) and American League (AL), each with three divisions: East, West, and Central. The MLB champion is determined by playoffs that culminate in the World Series. The top level of play is similarly split in Japan between the Central and Pacific Leagues and in Cuba between the West League and East League. The World Baseball Classic, organized by the World Baseball Softball Confederation, is the major international competition of the sport and attracts the top national teams from around the world. Baseball was played at the Olympic Games from 1992 to 2008, and was reinstated in 2020.
A baseball game is played between two teams, each usually composed of nine players, that take turns playing offense (batting and baserunning) and defense (pitching and fielding). A pair of turns, one at bat and one in the field, by each team constitutes an inning. A game consists of nine innings (seven innings at the high school level and in doubleheaders in college, Minor League Baseball and, since the 2020 season, Major League Baseball; and six innings at the Little League level). One team—customarily the visiting team—bats in the top, or first half, of every inning. The other team—customarily the home team—bats in the bottom, or second half, of every inning. The goal of the game is to score more points (runs) than the other team. The players on the team at bat attempt to score runs by touching all four bases, in order, set at the corners of the square-shaped baseball diamond. A player bats at home plate and must attempt to safely reach a base before proceeding, counterclockwise, from first base, to second base, third base, and back home to score a run. The team in the field attempts to prevent runs from scoring by recording outs, which remove opposing players from offensive action, until their next turn at bat comes up again. When three outs are recorded, the teams switch roles for the next half-inning. If the score of the game is tied after nine innings, extra innings are played to resolve the contest. Many amateur games, particularly unorganized ones, involve different numbers of players and innings.
The game is played on a field whose primary boundaries, the foul lines, extend forward from home plate at 45-degree angles. The 90-degree area within the foul lines is referred to as fair territory; the 270-degree area outside them is foul territory. The part of the field enclosed by the bases and several yards beyond them is the infield; the area farther beyond the infield is the outfield. In the middle of the infield is a raised pitcher's mound, with a rectangular rubber plate (the rubber) at its center. The outer boundary of the outfield is typically demarcated by a raised fence, which may be of any material and height. The fair territory between home plate and the outfield boundary is baseball's field of play, though significant events can take place in foul territory, as well.
There are three basic tools of baseball: the ball, the bat, and the glove or mitt:
Protective helmets are also standard equipment for all batters.
At the beginning of each half-inning, the nine players of the fielding team arrange themselves around the field. One of them, the pitcher, stands on the pitcher's mound. The pitcher begins the pitching delivery with one foot on the rubber, pushing off it to gain velocity when throwing toward home plate. Another fielding team player, the catcher, squats on the far side of home plate, facing the pitcher. The rest of the fielding team faces home plate, typically arranged as four infielders—who set up along or within a few yards outside the imaginary lines (basepaths) between first, second, and third base—and three outfielders. In the standard arrangement, there is a first baseman positioned several steps to the left of first base, a second baseman to the right of second base, a shortstop to the left of second base, and a third baseman to the right of third base. The basic outfield positions are left fielder, center fielder, and right fielder. With the exception of the catcher, all fielders are required to be in fair territory when the pitch is delivered. A neutral umpire sets up behind the catcher. Other umpires will be distributed around the field as well.
Play starts with a member of the batting team, the batter, standing in either of the two batter's boxes next to home plate, holding a bat. The batter waits for the pitcher to throw a pitch (the ball) toward home plate, and attempts to hit the ball with the bat. The catcher catches pitches that the batter does not hit—as a result of either electing not to swing or failing to connect—and returns them to the pitcher. A batter who hits the ball into the field of play must drop the bat and begin running toward first base, at which point the player is referred to as a runner (or, until the play is over, a batter-runner). A batter-runner who reaches first base without being put out is said to be safe and is on base. A batter-runner may choose to remain at first base or attempt to advance to second base or even beyond—however far the player believes can be reached safely. A player who reaches base despite proper play by the fielders has recorded a hit. A player who reaches first base safely on a hit is credited with a single. If a player makes it to second base safely as a direct result of a hit, it is a double; third base, a triple. If the ball is hit in the air within the foul lines over the entire outfield (and outfield fence, if there is one), or if the batter-runner otherwise safely circles all the bases, it is a home run: the batter and any runners on base may all freely circle the bases, each scoring a run. This is the most desirable result for the batter. The ultimate and most desirable result possible for a batter would be to hit a home run while all three bases are occupied or "loaded", thus scoring four runs on a single hit. This is called a grand slam. A player who reaches base due to a fielding mistake is not credited with a hit—instead, the responsible fielder is charged with an error.
Any runners already on base may attempt to advance on batted balls that land, or contact the ground, in fair territory, before or after the ball lands. A runner on first base must attempt to advance if a ball lands in play, as only one runner may occupy a base at any given time. If a ball hit into play rolls foul before passing through the infield, it becomes dead and any runners must return to the base they occupied when the play began. If the ball is hit in the air and caught before it lands, the batter has flied out and any runners on base may attempt to advance only if they tag up (contact the base they occupied when the play began, as or after the ball is caught). Runners may also attempt to advance to the next base while the pitcher is in the process of delivering the ball to home plate; a successful effort is a stolen base.
A pitch that is not hit into the field of play is called either a strike or a ball. A batter against whom three strikes are recorded strikes out. A batter against whom four balls are recorded is awarded a base on balls or walk, a free advance to first base. (A batter may also freely advance to first base if the batter's body or uniform is struck by a pitch outside the strike zone, provided the batter does not swing and attempts to avoid being hit.) Crucial to determining balls and strikes is the umpire's judgment as to whether a pitch has passed through the strike zone, a conceptual area above home plate extending from the midpoint between the batter's shoulders and belt down to the hollow of the knee. Any pitch which does not pass through the strike zone is called a ball, unless the batter either swings and misses at the pitch, or hits the pitch into foul territory; an exception generally occurs if the ball is hit into foul territory when the batter already has two strikes, in which case neither a ball nor a strike is called.
While the team at bat is trying to score runs, the team in the field is attempting to record outs. In addition to the strikeout and flyout, common ways a member of the batting team may be put out include the ground out, force out, and tag out. These occur either when a runner is forced to advance to a base, and a fielder with possession of the ball reaches that base before the runner does, or the runner is touched by the ball, held in a fielder's hand, while not on a base. (The batter-runner is always forced to advance to first base, and any other runners must advance to the next base if a teammate is forced to advance to their base.) It is possible to record two outs in the course of the same play. This is called a double play. Three outs in one play, a triple play, is possible, though rare. Players put out or retired must leave the field, returning to their team's dugout or bench. A runner may be stranded on base when a third out is recorded against another player on the team. Stranded runners do not benefit the team in its next turn at bat as every half-inning begins with the bases empty.
An individual player's turn batting or plate appearance is complete when the player reaches base, hits a home run, makes an out, or hits a ball that results in the team's third out, even if it is recorded against a teammate. On rare occasions, a batter may be at the plate when, without the batter's hitting the ball, a third out is recorded against a teammate—for instance, a runner getting caught stealing (tagged out attempting to steal a base). A batter with this sort of incomplete plate appearance starts off the team's next turn batting; any balls or strikes recorded against the batter the previous inning are erased. A runner may circle the bases only once per plate appearance and thus can score at most a single run per batting turn. Once a player has completed a plate appearance, that player may not bat again until the eight other members of the player's team have all taken their turn at bat in the batting order. The batting order is set before the game begins, and may not be altered except for substitutions. Once a player has been removed for a substitute, that player may not reenter the game. Children's games often have more lenient rules, such as Little League rules, which allow players to be substituted back into the same game.
If the designated hitter (DH) rule is in effect, each team has a tenth player whose sole responsibility is to bat (and run). The DH takes the place of another player—almost invariably the pitcher—in the batting order, but does not field. Thus, even with the DH, each team still has a batting order of nine players and a fielding arrangement of nine players.
The number of players on a baseball roster, or squad, varies by league and by the level of organized play. A Major League Baseball (MLB) team has a roster of 26 players with specific roles. A typical roster features the following players:
Most baseball leagues worldwide have the DH rule, including MLB, Japan's Pacific League, and Caribbean professional leagues, along with major American amateur organizations. The Central League in Japan does not have the rule and high-level minor league clubs connected to National League teams are not required to field a DH. In leagues that apply the designated hitter rule, a typical team has nine offensive regulars (including the DH), five starting pitchers, seven or eight relievers, a backup catcher, and two or three other reserve players.
The manager, or head coach, oversees the team's major strategic decisions, such as establishing the starting rotation, setting the lineup, or batting order, before each game, and making substitutions during games—in particular, bringing in relief pitchers. Managers are typically assisted by two or more coaches; they may have specialized responsibilities, such as working with players on hitting, fielding, pitching, or strength and conditioning. At most levels of organized play, two coaches are stationed on the field when the team is at bat: the first base coach and third base coach, who occupy designated coaches' boxes, just outside the foul lines. These coaches assist in the direction of baserunners, when the ball is in play, and relay tactical signals from the manager to batters and runners, during pauses in play. In contrast to many other team sports, baseball managers and coaches generally wear their team's uniforms; coaches must be in uniform to be allowed on the field to confer with players during a game.
Any baseball game involves one or more umpires, who make rulings on the outcome of each play. At a minimum, one umpire will stand behind the catcher, to have a good view of the strike zone, and call balls and strikes. Additional umpires may be stationed near the other bases, thus making it easier to judge plays such as attempted force outs and tag outs. In MLB, four umpires are used for each game, one near each base. In the playoffs, six umpires are used: one at each base and two in the outfield along the foul lines.
Many of the pre-game and in-game strategic decisions in baseball revolve around a fundamental fact: in general, right-handed batters tend to be more successful against left-handed pitchers and, to an even greater degree, left-handed batters tend to be more successful against right-handed pitchers. A manager with several left-handed batters in the regular lineup, who knows the team will be facing a left-handed starting pitcher, may respond by starting one or more of the right-handed backups on the team's roster. During the late innings of a game, as relief pitchers and pinch hitters are brought in, the opposing managers will often go back and forth trying to create favorable matchups with their substitutions. The manager of the fielding team trying to arrange same-handed pitcher-batter matchups and the manager of the batting team trying to arrange opposite-handed matchups. With a team that has the lead in the late innings, a manager may remove a starting position player—especially one whose turn at bat is not likely to come up again—for a more skillful fielder (known as a defensive substitution).
The tactical decision that precedes almost every play in a baseball game involves pitch selection. By gripping and then releasing the baseball in a certain manner, and by throwing it at a certain speed, pitchers can cause the baseball to break to either side, or downward, as it approaches the batter, thus creating differing pitches that can be selected. Among the resulting wide variety of pitches that may be thrown, the four basic types are the fastball, the changeup (or off-speed pitch), and two breaking balls—the curveball and the slider. Pitchers have different repertoires of pitches they are skillful at throwing. Conventionally, before each pitch, the catcher signals the pitcher what type of pitch to throw, as well as its general vertical or horizontal location. If there is disagreement on the selection, the pitcher may shake off the sign and the catcher will call for a different pitch.
With a runner on base and taking a lead, the pitcher may attempt a pickoff, a quick throw to a fielder covering the base to keep the runner's lead in check or, optimally, effect a tag out. Pickoff attempts, however, are subject to rules that severely restrict the pitcher's movements before and during the pickoff attempt. Violation of any one of these rules could result in the umpire calling a balk against the pitcher, which permits any runners on base to advance one base with impunity. If an attempted stolen base is anticipated, the catcher may call for a pitchout, a ball thrown deliberately off the plate, allowing the catcher to catch it while standing and throw quickly to a base. Facing a batter with a strong tendency to hit to one side of the field, the fielding team may employ a shift, with most or all of the fielders moving to the left or right of their usual positions. With a runner on third base, the infielders may play in, moving closer to home plate to improve the odds of throwing out the runner on a ground ball, though a sharply hit grounder is more likely to carry through a drawn-in infield.
Several basic offensive tactics come into play with a runner on first base, including the fundamental choice of whether to attempt a steal of second base. The hit and run is sometimes employed, with a skillful contact hitter, the runner takes off with the pitch, drawing the shortstop or second baseman over to second base, creating a gap in the infield for the batter to poke the ball through. The sacrifice bunt, calls for the batter to focus on making soft contact with the ball, so that it rolls a short distance into the infield, allowing the runner to advance into scoring position as the batter is thrown out at first. A batter, particularly one who is a fast runner, may also attempt to bunt for a hit. A sacrifice bunt employed with a runner on third base, aimed at bringing that runner home, is known as a squeeze play. With a runner on third and fewer than two outs, a batter may instead concentrate on hitting a fly ball that, even if it is caught, will be deep enough to allow the runner to tag up and score—a successful batter, in this case, gets credit for a sacrifice fly. In order to increase the chance of advancing a batter to first base via a walk, the manager will sometimes signal a batter who is ahead in the count (i.e., has more balls than strikes) to take, or not swing at, the next pitch. The batter's potential reward of reaching base (via a walk) exceeds the disadvantage if the next pitch is a strike.
The evolution of baseball from older bat-and-ball games is difficult to trace with precision. Consensus once held that today's baseball is a North American development from the older game rounders, popular among children in Great Britain and Ireland. American baseball historian David Block suggests that the game originated in England; recently uncovered historical evidence supports this position. Block argues that rounders and early baseball were actually regional variants of each other, and that the game's most direct antecedents are the English games of stoolball and "tut-ball". The earliest known reference to baseball is in a 1744 British publication, A Little Pretty Pocket-Book, by John Newbery. Block discovered that the first recorded game of "Bass-Ball" took place in 1749 in Surrey, and featured the Prince of Wales as a player. This early form of the game was apparently brought to Canada by English immigrants.
By the early 1830s, there were reports of a variety of uncodified bat-and-ball games recognizable as early forms of baseball being played around North America. The first officially recorded baseball game in North America was played in Beachville, Ontario, Canada, on June 4, 1838. In 1845, Alexander Cartwright, a member of New York City's Knickerbocker Club, led the codification of the so-called Knickerbocker Rules, which in turn were based on rules developed in 1837 by William R. Wheaton of the Gotham Club. While there are reports that the New York Knickerbockers played games in 1845, the contest long recognized as the first officially recorded baseball game in U.S. history took place on June 19, 1846, in Hoboken, New Jersey: the "New York Nine" defeated the Knickerbockers, 23–1, in four innings. With the Knickerbocker code as the basis, the rules of modern baseball continued to evolve over the next half-century. By the time of the Civil War, baseball had begun to overtake its fellow bat-and-ball sport cricket in popularity within the United States, due in part to baseball being of a much shorter duration than the form of cricket played at the time, as well as the fact that troops during the Civil War did not need a specialized playing surface to play baseball, as they would have required for cricket.
In the mid-1850s, a baseball craze hit the New York metropolitan area, and by 1856, local journals were referring to baseball as the "national pastime" or "national game". A year later, the sport's first governing body, the National Association of Base Ball Players, was formed. In 1867, it barred participation by African Americans. The more formally structured National League was founded in 1876. Professional Negro leagues formed, but quickly folded. In 1887, softball, under the name of indoor baseball or indoor-outdoor, was invented as a winter version of the parent game. The National League's first successful counterpart, the American League, which evolved from the minor Western League, was established in 1893, and virtually all of the modern baseball rules were in place by then.
The National Agreement of 1903 formalized relations both between the two major leagues and between them and the National Association of Professional Base Ball Leagues, representing most of the country's minor professional leagues. The World Series, pitting the two major league champions against each other, was inaugurated that fall. The Black Sox Scandal of the 1919 World Series led to the formation of the office of the Commissioner of Baseball. The first commissioner, Kenesaw Mountain Landis, was elected in 1920. That year also saw the founding of the Negro National League; the first significant Negro league, it would operate until 1931. For part of the 1920s, it was joined by the Eastern Colored League.
Compared with the present, professional baseball in the early 20th century was lower-scoring, and pitchers were more dominant. The so-called dead-ball era ended in the early 1920s with several changes in rule and circumstance that were advantageous to hitters. Strict new regulations governed the ball's size, shape and composition, along with a new rule officially banning the spitball and other pitches that depended on the ball being treated or roughed-up with foreign substances, resulted in a ball that traveled farther when hit. The rise of the legendary player Babe Ruth, the first great power hitter of the new era, helped permanently alter the nature of the game. In the late 1920s and early 1930s, St. Louis Cardinals general manager Branch Rickey invested in several minor league clubs and developed the first modern farm system. A new Negro National League was organized in 1933; four years later, it was joined by the Negro American League. The first elections to the National Baseball Hall of Fame took place in 1936. In 1939, Little League Baseball was founded in Pennsylvania.
A large number of minor league teams disbanded when World War II led to a player shortage. Chicago Cubs owner Philip K. Wrigley led the formation of the All-American Girls Professional Baseball League to help keep the game in the public eye. The first crack in the unwritten agreement barring blacks from white-controlled professional ball occurred in 1945: Jackie Robinson was signed by the National League's Brooklyn Dodgers and began playing for their minor league team in Montreal. In 1947, Robinson broke the major leagues' color barrier when he debuted with the Dodgers. Latin-American players, largely overlooked before, also started entering the majors in greater numbers. In 1951, two Chicago White Sox, Venezuelan-born Chico Carrasquel and black Cuban-born Minnie Miñoso, became the first Hispanic All-Stars. Integration proceeded slowly: by 1953, only six of the 16 major league teams had a black player on the roster.
In 1975, the union's power—and players' salaries—began to increase greatly when the reserve clause was effectively struck down, leading to the free agency system. Significant work stoppages occurred in 1981 and 1994, the latter forcing the cancellation of the World Series for the first time in 90 years. Attendance had been growing steadily since the mid-1970s and in 1994, before the stoppage, the majors were setting their all-time record for per-game attendance. After play resumed in 1995, non-division-winning wild card teams became a permanent fixture of the post-season. Regular-season interleague play was introduced in 1997 and the second-highest attendance mark for a full season was set. In 2000, the National and American Leagues were dissolved as legal entities. While their identities were maintained for scheduling purposes (and the designated hitter distinction), the regulations and other functions—such as player discipline and umpire supervision—they had administered separately were consolidated under the rubric of MLB.
In 2001, Barry Bonds established the current record of 73 home runs in a single season. There had long been suspicions that the dramatic increase in power hitting was fueled in large part by the abuse of illegal steroids (as well as by the dilution of pitching talent due to expansion), but the issue only began attracting significant media attention in 2002 and there was no penalty for the use of performance-enhancing drugs before 2004. In 2007, Bonds became MLB's all-time home run leader, surpassing Hank Aaron, as total major league and minor league attendance both reached all-time highs.
With the historic popular moniker as "America's national pastime", baseball is well-established in several other countries as well. As early as 1877, a professional league, the International Association, featured teams from both Canada and the United States. While baseball is widely played in Canada and many minor league teams have been based in the country, the American major leagues did not include a Canadian club until 1969, when the Montreal Expos joined the National League as an expansion team. In 1977, the expansion Toronto Blue Jays joined the American League.
In 1847, American soldiers played what may have been the first baseball game in Mexico at Parque Los Berros in Xalapa, Veracruz. The first formal baseball league outside of the United States and Canada was founded in 1878 in Cuba, which maintains a rich baseball tradition. The Dominican Republic held its first islandwide championship tournament in 1912. Professional baseball tournaments and leagues began to form in other countries between the world wars, including the Netherlands (formed in 1922), Australia (1934), Japan (1936), Mexico (1937), and Puerto Rico (1938). The Japanese major leagues have long been considered the highest quality professional circuits outside of the United States.
After World War II, professional leagues were founded in many Latin American countries, most prominently Venezuela (1946) and the Dominican Republic (1955). Since the early 1970s, the annual Caribbean Series has matched the championship clubs from the four leading Latin American winter leagues: the Dominican Professional Baseball League, Mexican Pacific League, Puerto Rican Professional Baseball League, and Venezuelan Professional Baseball League. In Asia, South Korea (1982), Taiwan (1990) and China (2003) all have professional leagues.
The English football club, Aston Villa, were the first British baseball champions winning the 1890 National League of Baseball of Great Britain. The 2020 National Champions were the London Mets. Other European countries have seen professional leagues; the most successful, other than the Dutch league, is the Italian league, founded in 1948. In 2004, Australia won a surprise silver medal at the Olympic Games. The Confédération Européene de Baseball (European Baseball Confederation), founded in 1953, organizes a number of competitions between clubs from different countries. Other competitions between national teams, such as the Baseball World Cup and the Olympic baseball tournament, were administered by the International Baseball Federation (IBAF) from its formation in 1938 until its 2013 merger with the International Softball Federation to create the current joint governing body for both sports, the World Baseball Softball Confederation (WBSC). Women's baseball is played on an organized amateur basis in numerous countries.
After being admitted to the Olympics as a medal sport beginning with the 1992 Games, baseball was dropped from the 2012 Summer Olympic Games at the 2005 International Olympic Committee meeting. It remained part of the 2008 Games. While the sport's lack of a following in much of the world was a factor, more important was MLB's reluctance to allow its players to participate during the major league season. MLB initiated the World Baseball Classic, scheduled to precede its season, partly as a replacement, high-profile international tournament. The inaugural Classic, held in March 2006, was the first tournament involving national teams to feature a significant number of MLB participants. The Baseball World Cup was discontinued after its 2011 edition in favor of an expanded World Baseball Classic.
Baseball has certain attributes that set it apart from the other popular team sports in the countries where it has a following. All of these sports use a clock, play is less individual, and the variation between playing fields is not as substantial or important. The comparison between cricket and baseball demonstrates that many of baseball's distinctive elements are shared in various ways with its cousin sports.
In clock-limited sports, games often end with a team that holds the lead killing the clock rather than competing aggressively against the opposing team. In contrast, baseball has no clock, thus a team cannot win without getting the last batter out and rallies are not constrained by time. At almost any turn in any baseball game, the most advantageous strategy is some form of aggressive strategy. Whereas, in the case of multi-day Test and first-class cricket, the possibility of a draw (which occurs because of the restrictions on time, which like in baseball, originally did not exist) often encourages a team that is batting last and well behind, to bat defensively and run out the clock, giving up any faint chance at a win, to avoid an overall loss.
While nine innings has been the standard since the beginning of professional baseball, the duration of the average major league game has increased steadily through the years. At the turn of the 20th century, games typically took an hour and a half to play. In the 1920s, they averaged just less than two hours, which eventually ballooned to 2:38 in 1960. By 1997, the average American League game lasted 2:57 (National League games were about 10 minutes shorter—pitchers at the plate making for quicker outs than designated hitters). In 2004, Major League Baseball declared that its goal was an average game of 2:45. By 2014, though, the average MLB game took over three hours to complete. The lengthening of games is attributed to longer breaks between half-innings for television commercials, increased offense, more pitching changes, and a slower pace of play, with pitchers taking more time between each delivery, and batters stepping out of the box more frequently. Other leagues have experienced similar issues. In 2008, Nippon Professional Baseball took steps aimed at shortening games by 12 minutes from the preceding decade's average of 3:18.
In 2016, the average nine-inning playoff game in Major League baseball was 3 hours and 35 minutes. This was up 10 minutes from 2015 and 21 minutes from 2014. In response to the lengthening of the game, MLB decided from the 2023 season onward to institute a pitch clock rule to penalize batters and pitchers who take too much time between pitches; this had the effect of shortening 2023 regular season games by 24 minutes on average.
Although baseball is a team sport, individual players are often placed under scrutiny and pressure. While rewarding, it has sometimes been described as "ruthless" due to the pressure on the individual player. In 1915, a baseball instructional manual pointed out that every single pitch, of which there are often more than two hundred in a game, involves an individual, one-on-one contest: "the pitcher and the batter in a battle of wits". Pitcher, batter, and fielder all act essentially independent of each other. While coaching staffs can signal pitcher or batter to pursue certain tactics, the execution of the play itself is a series of solitary acts. If the batter hits a line drive, the outfielder is solely responsible for deciding to try to catch it or play it on the bounce and for succeeding or failing. The statistical precision of baseball is both facilitated by this isolation and reinforces it.
Cricket is more similar to baseball than many other team sports in this regard: while the individual focus in cricket is mitigated by the importance of the batting partnership and the practicalities of tandem running, it is enhanced by the fact that a batsman may occupy the wicket for an hour or much more. There is no statistical equivalent in cricket for the fielding error and thus less emphasis on personal responsibility in this area of play.
Unlike those of most sports, baseball playing fields can vary significantly in size and shape. While the dimensions of the infield are specifically regulated, the only constraint on outfield size and shape for professional teams, following the rules of MLB and Minor League Baseball, is that fields built or remodeled since June 1, 1958, must have a minimum distance of 325 feet (99 m) from home plate to the fences in left and right field and 400 feet (122 m) to center. Major league teams often skirt even this rule. For example, at Minute Maid Park, which became the home of the Houston Astros in 2000, the Crawford Boxes in left field are only 315 feet (96 m) from home plate. There are no rules at all that address the height of fences or other structures at the edge of the outfield. The most famously idiosyncratic outfield boundary is the left-field wall at Boston's Fenway Park, in use since 1912: the Green Monster is 310 feet (94 m) from home plate down the line and 37 feet (11 m) tall.
Similarly, there are no regulations at all concerning the dimensions of foul territory. Thus a foul fly ball may be entirely out of play in a park with little space between the foul lines and the stands, but a foulout in a park with more expansive foul ground. A fence in foul territory that is close to the outfield line will tend to direct balls that strike it back toward the fielders, while one that is farther away may actually prompt more collisions, as outfielders run full speed to field balls deep in the corner. These variations can make the difference between a double and a triple or inside-the-park home run. The surface of the field is also unregulated. While the adjacent image shows a traditional field surfacing arrangement (and the one used by virtually all MLB teams with naturally surfaced fields), teams are free to decide what areas will be grassed or bare. Some fields—including several in MLB—use artificial turf. Surface variations can have a significant effect on how ground balls behave and are fielded as well as on baserunning. Similarly, the presence of a roof (seven major league teams play in stadiums with permanent or retractable roofs) can greatly affect how fly balls are played. While football and soccer players deal with similar variations of field surface and stadium covering, the size and shape of their fields are much more standardized. The area out-of-bounds on a football or soccer field does not affect play the way foul territory in baseball does, so variations in that regard are largely insignificant.
These physical variations create a distinctive set of playing conditions at each ballpark. Other local factors, such as altitude and climate, can also significantly affect play. A given stadium may acquire a reputation as a pitcher's park or a hitter's park, if one or the other discipline notably benefits from its unique mix of elements. The most exceptional park in this regard is Coors Field, home of the Colorado Rockies. Its high altitude—5,282 feet (1,610 m) above sea level—is partly responsible for giving it the strongest hitter's park effect in the major leagues due to the low air pressure. Wrigley Field, home of the Chicago Cubs, is known for its fickle disposition: a pitcher's park when the strong winds off Lake Michigan are blowing in, it becomes more of a hitter's park when they are blowing out. The absence of a standardized field affects not only how particular games play out, but the nature of team rosters and players' statistical records. For example, hitting a fly ball 330 feet (100 m) into right field might result in an easy catch on the warning track at one park, and a home run at another. A team that plays in a park with a relatively short right field, such as the New York Yankees, will tend to stock its roster with left-handed pull hitters, who can best exploit it. On the individual level, a player who spends most of his career with a team that plays in a hitter's park will gain an advantage in batting statistics over time—even more so if his talents are especially suited to the park.
Organized baseball lends itself to statistics to a greater degree than many other sports. Each play is discrete and has a relatively small number of possible outcomes. In the late 19th century, a former cricket player, English-born Henry Chadwick of Brooklyn, was responsible for the "development of the box score, tabular standings, the annual baseball guide, the batting average, and most of the common statistics and tables used to describe baseball." The statistical record is so central to the game's "historical essence" that Chadwick came to be known as Father Baseball. In the 1920s, American newspapers began devoting more and more attention to baseball statistics, initiating what journalist and historian Alan Schwarz describes as a "tectonic shift in sports, as intrigue that once focused mostly on teams began to go to individual players and their statistics lines."
The Official Baseball Rules administered by MLB require the official scorer to categorize each baseball play unambiguously. The rules provide detailed criteria to promote consistency. The score report is the official basis for both the box score of the game and the relevant statistical records. General managers, managers, and baseball scouts use statistics to evaluate players and make strategic decisions.
Certain traditional statistics are familiar to most baseball fans. The basic batting statistics include:
The basic baserunning statistics include:
The basic pitching statistics include:
The basic fielding statistics include:
Among the many other statistics that are kept are those collectively known as situational statistics. For example, statistics can indicate which specific pitchers a certain batter performs best against. If a given situation statistically favors a certain batter, the manager of the fielding team may be more likely to change pitchers or have the pitcher intentionally walk the batter in order to face one who is less likely to succeed.
Sabermetrics refers to the field of baseball statistical study and the development of new statistics and analytical tools. The term is also used to refer directly to new statistics themselves. The term was coined around 1980 by one of the field's leading proponents, Bill James, and derives from the Society for American Baseball Research (SABR).
The growing popularity of sabermetrics since the early 1980s has brought more attention to two batting statistics that sabermetricians argue are much better gauges of a batter's skill than batting average:
Some of the new statistics devised by sabermetricians have gained wide use:
Writing in 1919, philosopher Morris Raphael Cohen described baseball as the national religion of the US. In the words of sports columnist Jayson Stark, baseball has long been "a unique paragon of American culture"—a status he sees as devastated by the steroid abuse scandal. Baseball has an important place in other national cultures as well: Scholar Peter Bjarkman describes "how deeply the sport is ingrained in the history and culture of a nation such as Cuba, [and] how thoroughly it was radically reshaped and nativized in Japan."
The major league game in the United States was originally targeted toward a middle-class, white-collar audience: relative to other spectator pastimes, the National League's set ticket price of 50 cents in 1876 was high, while the location of playing fields outside the inner city and the workweek daytime scheduling of games were also obstacles to a blue-collar audience. A century later, the situation was very different. With the rise in popularity of other team sports with much higher average ticket prices—football, basketball, and hockey—professional baseball had become among the most blue-collar-oriented of leading American spectator sports.
Overall, baseball has a large following in the United States; a 2006 poll found that nearly half of Americans are fans. In the late 1900s and early 2000s, baseball's position compared to football in the United States moved in contradictory directions. In 2008, MLB set a revenue record of $6.5 billion, matching the NFL's revenue for the first time in decades. A new MLB revenue record of more than $10 billion was set in 2017. On the other hand, the percentage of American sports fans polled who named baseball as their favorite sport was 9%, compared to pro football at 37%. In 1985, the respective figures were pro football 24%, baseball 23%. Because there are so many more major league games played, there is no comparison in overall attendance. In 2008, total attendance at major league games was the second-highest in history: 78.6 million, 0.7% off the record set the previous year. The following year, amid the U.S. recession, attendance fell by 6.6% to 73.4 million. Eight years later, it dropped under 73 million. Attendance at games held under the Minor League Baseball umbrella set a record in 2008, with 43.3 million. While MLB games have not drawn the same national TV viewership as football games, MLB games are dominant in teams' local markets and regularly lead all programs in primetime in their markets during the summer.
Since the early 1980s, the Dominican Republic, in particular the city of San Pedro de Macorís, has been the major leagues' primary source of foreign talent. In 2017, 83 of the 868 players on MLB Opening Day rosters (and disabled lists) were from the country. Among other Caribbean countries and territories, a combined 97 MLB players were born in Venezuela, Cuba, and Puerto Rico. Hall-of-Famer Roberto Clemente remains one of the greatest national heroes in Puerto Rico's history. While baseball has long been the island's primary athletic pastime, its once well-attended professional winter league has declined in popularity since 1990, when young Puerto Rican players began to be included in the major leagues' annual first-year player draft. In Cuba, where baseball is by every reckoning the national sport, the national team overshadows the city and provincial teams that play in the top-level domestic leagues.
In Asia, baseball is among the most popular sports in Japan and South Korea. In Japan, where baseball is inarguably the leading spectator team sport, combined revenue for the twelve teams in Nippon Professional Baseball (NPB), the body that oversees both the Central and Pacific Leagues, was estimated at $1 billion in 2007. Total NPB attendance for the year was approximately 20 million. While in the preceding two decades, MLB attendance grew by 50 percent and revenue nearly tripled, the comparable NPB figures were stagnant. There are concerns that MLB's growing interest in acquiring star Japanese players will hurt the game in their home country. Revenue figures are not released for the country's amateur system. Similarly, according to one official pronouncement, the sport's governing authority "has never taken into account attendance ... because its greatest interest has always been the development of athletes". In Taiwan, baseball is one of the most widely spectated sports, with the origins dating back to Japanese rule.
As of 2018, Little League Baseball oversees leagues with close to 2.4 million participants in over 80 countries. The number of players has fallen since the 1990s, when 3 million children took part in Little League Baseball annually. Babe Ruth League teams have over 1 million participants. According to the president of the International Baseball Federation, between 300,000 and 500,000 women and girls play baseball around the world, including Little League and the introductory game of Tee Ball.
A varsity baseball team is an established part of physical education departments at most high schools and colleges in the United States. In 2015, nearly half a million high schoolers and over 34,000 collegians played on their schools' baseball teams. By early in the 20th century, intercollegiate baseball was Japan's leading sport. Today, high school baseball in particular is immensely popular there. The final rounds of the two annual tournaments—the National High School Baseball Invitational Tournament in the spring, and the even more important National High School Baseball Championship in the summer—are broadcast around the country. The tournaments are known, respectively, as Spring Koshien and Summer Koshien after the 55,000-capacity stadium where they are played. In Cuba, baseball is a mandatory part of the state system of physical education, which begins at age six. Talented children as young as seven are sent to special district schools for more intensive training—the first step on a ladder whose acme is the national baseball team.
Baseball has had a broad impact on popular culture, both in the United States and elsewhere. Dozens of English-language idioms have been derived from baseball; in particular, the game is the source of a number of widely used sexual euphemisms. The first networked radio broadcasts in North America were of the 1922 World Series: famed sportswriter Grantland Rice announced play-by-play from New York City's Polo Grounds on WJZ–Newark, New Jersey, which was connected by wire to WGY–Schenectady, New York, and WBZ–Springfield, Massachusetts. The baseball cap has become a ubiquitous fashion item not only in the United States and Japan, but also in countries where the sport itself is not particularly popular, such as the United Kingdom.
Baseball has inspired many works of art and entertainment. One of the first major examples, Ernest Thayer's poem "Casey at the Bat", appeared in 1888. A wry description of the failure of a star player in what would now be called a "clutch situation", the poem became the source of vaudeville and other staged performances, audio recordings, film adaptations, and an opera, as well as a host of sequels and parodies in various media. There have been many baseball movies, including the Academy Award–winning The Pride of the Yankees (1942) and the Oscar nominees The Natural (1984) and Field of Dreams (1989). The American Film Institute's selection of the ten best sports movies includes The Pride of the Yankees at number 3 and Bull Durham (1988) at number 5. Baseball has provided thematic material for hits on both stage—the Adler–Ross musical Damn Yankees—and record—George J. Gaskin's "Slide, Kelly, Slide", Simon and Garfunkel's "Mrs. Robinson", and John Fogerty's "Centerfield". The baseball-inspired comedic sketch "Who's on First?", popularized by Abbott and Costello in 1938, quickly became famous. Six decades later, Time named it the best comedy routine of the 20th century.
Literary works connected to the game include the short fiction of Ring Lardner and novels such as Bernard Malamud's The Natural (the source for the movie), Robert Coover's The Universal Baseball Association, Inc., J. Henry Waugh, Prop., John Grisham's Calico Joe and W. P. Kinsella's Shoeless Joe (the source for Field of Dreams). Baseball's literary canon also includes the beat reportage of Damon Runyon; the columns of Grantland Rice, Red Smith, Dick Young, and Peter Gammons; and the essays of Roger Angell. Among the celebrated nonfiction books in the field are Lawrence S. Ritter's The Glory of Their Times, Roger Kahn's The Boys of Summer, and Michael Lewis's Moneyball. The 1970 publication of major league pitcher Jim Bouton's tell-all chronicle Ball Four is considered a turning point in the reporting of professional sports.
Baseball has also inspired the creation of new cultural forms. Baseball cards were introduced in the late 19th century as trade cards. A typical example featured an image of a baseball player on one side and advertising for a business on the other. In the early 1900s they were produced widely as promotional items by tobacco and confectionery companies. The 1930s saw the popularization of the modern style of baseball card, with a player photograph accompanied on the rear by statistics and biographical data. Baseball cards—many of which are now prized collectibles—are the source of the much broader trading card industry, involving similar products for different sports and non-sports-related fields.
Modern fantasy sports began in 1980 with the invention of Rotisserie League Baseball by New York writer Daniel Okrent and several friends. Participants in a Rotisserie league draft notional teams from the list of active MLB players and play out an entire imaginary season with game outcomes based on the players' latest real-world statistics. Rotisserie-style play quickly became a phenomenon. Now known more generically as fantasy baseball, it has inspired similar games based on an array of different sports. The field boomed with increasing Internet access and new fantasy sports-related websites. By 2008, 29.9 million people in the United States and Canada were playing fantasy sports, spending $800 million on the hobby. The burgeoning popularity of fantasy baseball is also credited with the increasing attention paid to sabermetrics—first among fans, only later among baseball professionals.
Informal variations of baseball have popped up over time, with games like corkball reflecting local traditions and allowing the game to be played in diverse environments. Two variations of baseball, softball and Baseball5, are internationally governed alongside baseball by the World Baseball Softball Confederation.
American professional baseball teams toured Britain in 1874 and 1889, and had a great effect on similar sports in Britain. In Wales and Merseyside, a strong community game had already developed with skills and plays more in keeping with the American game and the Welsh began to informally adopt the name "baseball" (Pêl Fas), to reflect the American style. By the 1890s, calls were made to follow the success of other working class sports (like Rugby in Wales and Soccer in Merseyside) and adopt a distinct set of rules and bureaucracy. During the 1892 season rules for the game of "baseball" were agreed and the game was officially codified.
Finnish baseball, also known as pesäpallo, is a combination of traditional ball-batting team games and North American baseball, invented by Lauri "Tahko" Pihkala in the 1920s. The basic idea of pesäpallo is similar to that of baseball: the offense tries to score by hitting the ball successfully and running through the bases, while the defense tries to put the batter and runners out. One of the most important differences between pesäpallo and baseball is that the ball is pitched vertically, which makes hitting the ball, as well as controlling the power and direction of the hit, much easier. This gives the offensive game more variety, speed, and tactical aspects compared to baseball. | [
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"text": "Baseball is a bat-and-ball sport played between two teams of nine players each, taking turns batting and fielding. The game occurs over the course of several plays, with each play generally beginning when a player on the fielding team, called the pitcher, throws a ball that a player on the batting team, called the batter, tries to hit with a bat. The objective of the offensive team (batting team) is to hit the ball into the field of play, away from the other team's players, allowing its players to run the bases, having them advance counter-clockwise around four bases to score what are called \"runs\". The objective of the defensive team (referred to as the fielding team) is to prevent batters from becoming runners, and to prevent runners' advance around the bases. A run is scored when a runner legally advances around the bases in order and touches home plate (the place where the player started as a batter).",
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"text": "The principal objective of the batting team is to have a player reach first base safely; this generally occurs either when the batter hits the ball and reaches first base before an opponent retrieves the ball and touches the base, or when the pitcher persists in throwing the ball out of the batter's reach. Players on the batting team who reach first base without being called \"out\" can attempt to advance to subsequent bases as a runner, either immediately or during teammates' turns batting. The fielding team tries to prevent runs by getting batters or runners \"out\", which forces them out of the field of play. The pitcher can get the batter out by throwing three pitches which result in strikes, while fielders can get the batter out by catching a batted ball before it touches the ground, and can get a runner out by tagging them with the ball while the runner is not touching a base.",
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"text": "The opposing teams switch back and forth between batting and fielding; the batting team's turn to bat is over once the fielding team records three outs. One turn batting for each team constitutes an inning. A game is usually composed of nine innings, and the team with the greater number of runs at the end of the game wins. Most games end after the ninth inning, but if scores are tied at that point, extra innings are usually played. Baseball has no game clock, though some competitions feature pace-of-play regulations such as the pitch clock to shorten game time.",
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"text": "Baseball evolved from older bat-and-ball games already being played in England by the mid-18th century. This game was brought by immigrants to North America, where the modern version developed. Baseball's American origins, as well as its reputation as a source of escapism during troubled points in American history such as the American Civil War and the Great Depression, have led the sport to receive the moniker of \"America's Pastime\"; since the late 19th century, it has been unofficially recognized as the national sport of the United States, though in modern times is considered less popular than other sports, such as American football. In addition to North America, baseball is considered the most popular sport in parts of Central and South America, the Caribbean, and East Asia, particularly in Japan, South Korea, and Taiwan.",
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{
"paragraph_id": 4,
"text": "In Major League Baseball (MLB), the highest level of professional baseball in the United States and Canada, teams are divided into the National League (NL) and American League (AL), each with three divisions: East, West, and Central. The MLB champion is determined by playoffs that culminate in the World Series. The top level of play is similarly split in Japan between the Central and Pacific Leagues and in Cuba between the West League and East League. The World Baseball Classic, organized by the World Baseball Softball Confederation, is the major international competition of the sport and attracts the top national teams from around the world. Baseball was played at the Olympic Games from 1992 to 2008, and was reinstated in 2020.",
"title": ""
},
{
"paragraph_id": 5,
"text": "A baseball game is played between two teams, each usually composed of nine players, that take turns playing offense (batting and baserunning) and defense (pitching and fielding). A pair of turns, one at bat and one in the field, by each team constitutes an inning. A game consists of nine innings (seven innings at the high school level and in doubleheaders in college, Minor League Baseball and, since the 2020 season, Major League Baseball; and six innings at the Little League level). One team—customarily the visiting team—bats in the top, or first half, of every inning. The other team—customarily the home team—bats in the bottom, or second half, of every inning. The goal of the game is to score more points (runs) than the other team. The players on the team at bat attempt to score runs by touching all four bases, in order, set at the corners of the square-shaped baseball diamond. A player bats at home plate and must attempt to safely reach a base before proceeding, counterclockwise, from first base, to second base, third base, and back home to score a run. The team in the field attempts to prevent runs from scoring by recording outs, which remove opposing players from offensive action, until their next turn at bat comes up again. When three outs are recorded, the teams switch roles for the next half-inning. If the score of the game is tied after nine innings, extra innings are played to resolve the contest. Many amateur games, particularly unorganized ones, involve different numbers of players and innings.",
"title": "Rules and gameplay"
},
{
"paragraph_id": 6,
"text": "The game is played on a field whose primary boundaries, the foul lines, extend forward from home plate at 45-degree angles. The 90-degree area within the foul lines is referred to as fair territory; the 270-degree area outside them is foul territory. The part of the field enclosed by the bases and several yards beyond them is the infield; the area farther beyond the infield is the outfield. In the middle of the infield is a raised pitcher's mound, with a rectangular rubber plate (the rubber) at its center. The outer boundary of the outfield is typically demarcated by a raised fence, which may be of any material and height. The fair territory between home plate and the outfield boundary is baseball's field of play, though significant events can take place in foul territory, as well.",
"title": "Rules and gameplay"
},
{
"paragraph_id": 7,
"text": "There are three basic tools of baseball: the ball, the bat, and the glove or mitt:",
"title": "Rules and gameplay"
},
{
"paragraph_id": 8,
"text": "Protective helmets are also standard equipment for all batters.",
"title": "Rules and gameplay"
},
{
"paragraph_id": 9,
"text": "At the beginning of each half-inning, the nine players of the fielding team arrange themselves around the field. One of them, the pitcher, stands on the pitcher's mound. The pitcher begins the pitching delivery with one foot on the rubber, pushing off it to gain velocity when throwing toward home plate. Another fielding team player, the catcher, squats on the far side of home plate, facing the pitcher. The rest of the fielding team faces home plate, typically arranged as four infielders—who set up along or within a few yards outside the imaginary lines (basepaths) between first, second, and third base—and three outfielders. In the standard arrangement, there is a first baseman positioned several steps to the left of first base, a second baseman to the right of second base, a shortstop to the left of second base, and a third baseman to the right of third base. The basic outfield positions are left fielder, center fielder, and right fielder. With the exception of the catcher, all fielders are required to be in fair territory when the pitch is delivered. A neutral umpire sets up behind the catcher. Other umpires will be distributed around the field as well.",
"title": "Rules and gameplay"
},
{
"paragraph_id": 10,
"text": "Play starts with a member of the batting team, the batter, standing in either of the two batter's boxes next to home plate, holding a bat. The batter waits for the pitcher to throw a pitch (the ball) toward home plate, and attempts to hit the ball with the bat. The catcher catches pitches that the batter does not hit—as a result of either electing not to swing or failing to connect—and returns them to the pitcher. A batter who hits the ball into the field of play must drop the bat and begin running toward first base, at which point the player is referred to as a runner (or, until the play is over, a batter-runner). A batter-runner who reaches first base without being put out is said to be safe and is on base. A batter-runner may choose to remain at first base or attempt to advance to second base or even beyond—however far the player believes can be reached safely. A player who reaches base despite proper play by the fielders has recorded a hit. A player who reaches first base safely on a hit is credited with a single. If a player makes it to second base safely as a direct result of a hit, it is a double; third base, a triple. If the ball is hit in the air within the foul lines over the entire outfield (and outfield fence, if there is one), or if the batter-runner otherwise safely circles all the bases, it is a home run: the batter and any runners on base may all freely circle the bases, each scoring a run. This is the most desirable result for the batter. The ultimate and most desirable result possible for a batter would be to hit a home run while all three bases are occupied or \"loaded\", thus scoring four runs on a single hit. This is called a grand slam. A player who reaches base due to a fielding mistake is not credited with a hit—instead, the responsible fielder is charged with an error.",
"title": "Rules and gameplay"
},
{
"paragraph_id": 11,
"text": "Any runners already on base may attempt to advance on batted balls that land, or contact the ground, in fair territory, before or after the ball lands. A runner on first base must attempt to advance if a ball lands in play, as only one runner may occupy a base at any given time. If a ball hit into play rolls foul before passing through the infield, it becomes dead and any runners must return to the base they occupied when the play began. If the ball is hit in the air and caught before it lands, the batter has flied out and any runners on base may attempt to advance only if they tag up (contact the base they occupied when the play began, as or after the ball is caught). Runners may also attempt to advance to the next base while the pitcher is in the process of delivering the ball to home plate; a successful effort is a stolen base.",
"title": "Rules and gameplay"
},
{
"paragraph_id": 12,
"text": "A pitch that is not hit into the field of play is called either a strike or a ball. A batter against whom three strikes are recorded strikes out. A batter against whom four balls are recorded is awarded a base on balls or walk, a free advance to first base. (A batter may also freely advance to first base if the batter's body or uniform is struck by a pitch outside the strike zone, provided the batter does not swing and attempts to avoid being hit.) Crucial to determining balls and strikes is the umpire's judgment as to whether a pitch has passed through the strike zone, a conceptual area above home plate extending from the midpoint between the batter's shoulders and belt down to the hollow of the knee. Any pitch which does not pass through the strike zone is called a ball, unless the batter either swings and misses at the pitch, or hits the pitch into foul territory; an exception generally occurs if the ball is hit into foul territory when the batter already has two strikes, in which case neither a ball nor a strike is called.",
"title": "Rules and gameplay"
},
{
"paragraph_id": 13,
"text": "While the team at bat is trying to score runs, the team in the field is attempting to record outs. In addition to the strikeout and flyout, common ways a member of the batting team may be put out include the ground out, force out, and tag out. These occur either when a runner is forced to advance to a base, and a fielder with possession of the ball reaches that base before the runner does, or the runner is touched by the ball, held in a fielder's hand, while not on a base. (The batter-runner is always forced to advance to first base, and any other runners must advance to the next base if a teammate is forced to advance to their base.) It is possible to record two outs in the course of the same play. This is called a double play. Three outs in one play, a triple play, is possible, though rare. Players put out or retired must leave the field, returning to their team's dugout or bench. A runner may be stranded on base when a third out is recorded against another player on the team. Stranded runners do not benefit the team in its next turn at bat as every half-inning begins with the bases empty.",
"title": "Rules and gameplay"
},
{
"paragraph_id": 14,
"text": "An individual player's turn batting or plate appearance is complete when the player reaches base, hits a home run, makes an out, or hits a ball that results in the team's third out, even if it is recorded against a teammate. On rare occasions, a batter may be at the plate when, without the batter's hitting the ball, a third out is recorded against a teammate—for instance, a runner getting caught stealing (tagged out attempting to steal a base). A batter with this sort of incomplete plate appearance starts off the team's next turn batting; any balls or strikes recorded against the batter the previous inning are erased. A runner may circle the bases only once per plate appearance and thus can score at most a single run per batting turn. Once a player has completed a plate appearance, that player may not bat again until the eight other members of the player's team have all taken their turn at bat in the batting order. The batting order is set before the game begins, and may not be altered except for substitutions. Once a player has been removed for a substitute, that player may not reenter the game. Children's games often have more lenient rules, such as Little League rules, which allow players to be substituted back into the same game.",
"title": "Rules and gameplay"
},
{
"paragraph_id": 15,
"text": "If the designated hitter (DH) rule is in effect, each team has a tenth player whose sole responsibility is to bat (and run). The DH takes the place of another player—almost invariably the pitcher—in the batting order, but does not field. Thus, even with the DH, each team still has a batting order of nine players and a fielding arrangement of nine players.",
"title": "Rules and gameplay"
},
{
"paragraph_id": 16,
"text": "The number of players on a baseball roster, or squad, varies by league and by the level of organized play. A Major League Baseball (MLB) team has a roster of 26 players with specific roles. A typical roster features the following players:",
"title": "Personnel"
},
{
"paragraph_id": 17,
"text": "Most baseball leagues worldwide have the DH rule, including MLB, Japan's Pacific League, and Caribbean professional leagues, along with major American amateur organizations. The Central League in Japan does not have the rule and high-level minor league clubs connected to National League teams are not required to field a DH. In leagues that apply the designated hitter rule, a typical team has nine offensive regulars (including the DH), five starting pitchers, seven or eight relievers, a backup catcher, and two or three other reserve players.",
"title": "Personnel"
},
{
"paragraph_id": 18,
"text": "The manager, or head coach, oversees the team's major strategic decisions, such as establishing the starting rotation, setting the lineup, or batting order, before each game, and making substitutions during games—in particular, bringing in relief pitchers. Managers are typically assisted by two or more coaches; they may have specialized responsibilities, such as working with players on hitting, fielding, pitching, or strength and conditioning. At most levels of organized play, two coaches are stationed on the field when the team is at bat: the first base coach and third base coach, who occupy designated coaches' boxes, just outside the foul lines. These coaches assist in the direction of baserunners, when the ball is in play, and relay tactical signals from the manager to batters and runners, during pauses in play. In contrast to many other team sports, baseball managers and coaches generally wear their team's uniforms; coaches must be in uniform to be allowed on the field to confer with players during a game.",
"title": "Personnel"
},
{
"paragraph_id": 19,
"text": "Any baseball game involves one or more umpires, who make rulings on the outcome of each play. At a minimum, one umpire will stand behind the catcher, to have a good view of the strike zone, and call balls and strikes. Additional umpires may be stationed near the other bases, thus making it easier to judge plays such as attempted force outs and tag outs. In MLB, four umpires are used for each game, one near each base. In the playoffs, six umpires are used: one at each base and two in the outfield along the foul lines.",
"title": "Personnel"
},
{
"paragraph_id": 20,
"text": "Many of the pre-game and in-game strategic decisions in baseball revolve around a fundamental fact: in general, right-handed batters tend to be more successful against left-handed pitchers and, to an even greater degree, left-handed batters tend to be more successful against right-handed pitchers. A manager with several left-handed batters in the regular lineup, who knows the team will be facing a left-handed starting pitcher, may respond by starting one or more of the right-handed backups on the team's roster. During the late innings of a game, as relief pitchers and pinch hitters are brought in, the opposing managers will often go back and forth trying to create favorable matchups with their substitutions. The manager of the fielding team trying to arrange same-handed pitcher-batter matchups and the manager of the batting team trying to arrange opposite-handed matchups. With a team that has the lead in the late innings, a manager may remove a starting position player—especially one whose turn at bat is not likely to come up again—for a more skillful fielder (known as a defensive substitution).",
"title": "Strategy"
},
{
"paragraph_id": 21,
"text": "The tactical decision that precedes almost every play in a baseball game involves pitch selection. By gripping and then releasing the baseball in a certain manner, and by throwing it at a certain speed, pitchers can cause the baseball to break to either side, or downward, as it approaches the batter, thus creating differing pitches that can be selected. Among the resulting wide variety of pitches that may be thrown, the four basic types are the fastball, the changeup (or off-speed pitch), and two breaking balls—the curveball and the slider. Pitchers have different repertoires of pitches they are skillful at throwing. Conventionally, before each pitch, the catcher signals the pitcher what type of pitch to throw, as well as its general vertical or horizontal location. If there is disagreement on the selection, the pitcher may shake off the sign and the catcher will call for a different pitch.",
"title": "Tactics"
},
{
"paragraph_id": 22,
"text": "With a runner on base and taking a lead, the pitcher may attempt a pickoff, a quick throw to a fielder covering the base to keep the runner's lead in check or, optimally, effect a tag out. Pickoff attempts, however, are subject to rules that severely restrict the pitcher's movements before and during the pickoff attempt. Violation of any one of these rules could result in the umpire calling a balk against the pitcher, which permits any runners on base to advance one base with impunity. If an attempted stolen base is anticipated, the catcher may call for a pitchout, a ball thrown deliberately off the plate, allowing the catcher to catch it while standing and throw quickly to a base. Facing a batter with a strong tendency to hit to one side of the field, the fielding team may employ a shift, with most or all of the fielders moving to the left or right of their usual positions. With a runner on third base, the infielders may play in, moving closer to home plate to improve the odds of throwing out the runner on a ground ball, though a sharply hit grounder is more likely to carry through a drawn-in infield.",
"title": "Tactics"
},
{
"paragraph_id": 23,
"text": "Several basic offensive tactics come into play with a runner on first base, including the fundamental choice of whether to attempt a steal of second base. The hit and run is sometimes employed, with a skillful contact hitter, the runner takes off with the pitch, drawing the shortstop or second baseman over to second base, creating a gap in the infield for the batter to poke the ball through. The sacrifice bunt, calls for the batter to focus on making soft contact with the ball, so that it rolls a short distance into the infield, allowing the runner to advance into scoring position as the batter is thrown out at first. A batter, particularly one who is a fast runner, may also attempt to bunt for a hit. A sacrifice bunt employed with a runner on third base, aimed at bringing that runner home, is known as a squeeze play. With a runner on third and fewer than two outs, a batter may instead concentrate on hitting a fly ball that, even if it is caught, will be deep enough to allow the runner to tag up and score—a successful batter, in this case, gets credit for a sacrifice fly. In order to increase the chance of advancing a batter to first base via a walk, the manager will sometimes signal a batter who is ahead in the count (i.e., has more balls than strikes) to take, or not swing at, the next pitch. The batter's potential reward of reaching base (via a walk) exceeds the disadvantage if the next pitch is a strike.",
"title": "Tactics"
},
{
"paragraph_id": 24,
"text": "The evolution of baseball from older bat-and-ball games is difficult to trace with precision. Consensus once held that today's baseball is a North American development from the older game rounders, popular among children in Great Britain and Ireland. American baseball historian David Block suggests that the game originated in England; recently uncovered historical evidence supports this position. Block argues that rounders and early baseball were actually regional variants of each other, and that the game's most direct antecedents are the English games of stoolball and \"tut-ball\". The earliest known reference to baseball is in a 1744 British publication, A Little Pretty Pocket-Book, by John Newbery. Block discovered that the first recorded game of \"Bass-Ball\" took place in 1749 in Surrey, and featured the Prince of Wales as a player. This early form of the game was apparently brought to Canada by English immigrants.",
"title": "History"
},
{
"paragraph_id": 25,
"text": "By the early 1830s, there were reports of a variety of uncodified bat-and-ball games recognizable as early forms of baseball being played around North America. The first officially recorded baseball game in North America was played in Beachville, Ontario, Canada, on June 4, 1838. In 1845, Alexander Cartwright, a member of New York City's Knickerbocker Club, led the codification of the so-called Knickerbocker Rules, which in turn were based on rules developed in 1837 by William R. Wheaton of the Gotham Club. While there are reports that the New York Knickerbockers played games in 1845, the contest long recognized as the first officially recorded baseball game in U.S. history took place on June 19, 1846, in Hoboken, New Jersey: the \"New York Nine\" defeated the Knickerbockers, 23–1, in four innings. With the Knickerbocker code as the basis, the rules of modern baseball continued to evolve over the next half-century. By the time of the Civil War, baseball had begun to overtake its fellow bat-and-ball sport cricket in popularity within the United States, due in part to baseball being of a much shorter duration than the form of cricket played at the time, as well as the fact that troops during the Civil War did not need a specialized playing surface to play baseball, as they would have required for cricket.",
"title": "History"
},
{
"paragraph_id": 26,
"text": "In the mid-1850s, a baseball craze hit the New York metropolitan area, and by 1856, local journals were referring to baseball as the \"national pastime\" or \"national game\". A year later, the sport's first governing body, the National Association of Base Ball Players, was formed. In 1867, it barred participation by African Americans. The more formally structured National League was founded in 1876. Professional Negro leagues formed, but quickly folded. In 1887, softball, under the name of indoor baseball or indoor-outdoor, was invented as a winter version of the parent game. The National League's first successful counterpart, the American League, which evolved from the minor Western League, was established in 1893, and virtually all of the modern baseball rules were in place by then.",
"title": "History"
},
{
"paragraph_id": 27,
"text": "The National Agreement of 1903 formalized relations both between the two major leagues and between them and the National Association of Professional Base Ball Leagues, representing most of the country's minor professional leagues. The World Series, pitting the two major league champions against each other, was inaugurated that fall. The Black Sox Scandal of the 1919 World Series led to the formation of the office of the Commissioner of Baseball. The first commissioner, Kenesaw Mountain Landis, was elected in 1920. That year also saw the founding of the Negro National League; the first significant Negro league, it would operate until 1931. For part of the 1920s, it was joined by the Eastern Colored League.",
"title": "History"
},
{
"paragraph_id": 28,
"text": "Compared with the present, professional baseball in the early 20th century was lower-scoring, and pitchers were more dominant. The so-called dead-ball era ended in the early 1920s with several changes in rule and circumstance that were advantageous to hitters. Strict new regulations governed the ball's size, shape and composition, along with a new rule officially banning the spitball and other pitches that depended on the ball being treated or roughed-up with foreign substances, resulted in a ball that traveled farther when hit. The rise of the legendary player Babe Ruth, the first great power hitter of the new era, helped permanently alter the nature of the game. In the late 1920s and early 1930s, St. Louis Cardinals general manager Branch Rickey invested in several minor league clubs and developed the first modern farm system. A new Negro National League was organized in 1933; four years later, it was joined by the Negro American League. The first elections to the National Baseball Hall of Fame took place in 1936. In 1939, Little League Baseball was founded in Pennsylvania.",
"title": "History"
},
{
"paragraph_id": 29,
"text": "A large number of minor league teams disbanded when World War II led to a player shortage. Chicago Cubs owner Philip K. Wrigley led the formation of the All-American Girls Professional Baseball League to help keep the game in the public eye. The first crack in the unwritten agreement barring blacks from white-controlled professional ball occurred in 1945: Jackie Robinson was signed by the National League's Brooklyn Dodgers and began playing for their minor league team in Montreal. In 1947, Robinson broke the major leagues' color barrier when he debuted with the Dodgers. Latin-American players, largely overlooked before, also started entering the majors in greater numbers. In 1951, two Chicago White Sox, Venezuelan-born Chico Carrasquel and black Cuban-born Minnie Miñoso, became the first Hispanic All-Stars. Integration proceeded slowly: by 1953, only six of the 16 major league teams had a black player on the roster.",
"title": "History"
},
{
"paragraph_id": 30,
"text": "In 1975, the union's power—and players' salaries—began to increase greatly when the reserve clause was effectively struck down, leading to the free agency system. Significant work stoppages occurred in 1981 and 1994, the latter forcing the cancellation of the World Series for the first time in 90 years. Attendance had been growing steadily since the mid-1970s and in 1994, before the stoppage, the majors were setting their all-time record for per-game attendance. After play resumed in 1995, non-division-winning wild card teams became a permanent fixture of the post-season. Regular-season interleague play was introduced in 1997 and the second-highest attendance mark for a full season was set. In 2000, the National and American Leagues were dissolved as legal entities. While their identities were maintained for scheduling purposes (and the designated hitter distinction), the regulations and other functions—such as player discipline and umpire supervision—they had administered separately were consolidated under the rubric of MLB.",
"title": "History"
},
{
"paragraph_id": 31,
"text": "In 2001, Barry Bonds established the current record of 73 home runs in a single season. There had long been suspicions that the dramatic increase in power hitting was fueled in large part by the abuse of illegal steroids (as well as by the dilution of pitching talent due to expansion), but the issue only began attracting significant media attention in 2002 and there was no penalty for the use of performance-enhancing drugs before 2004. In 2007, Bonds became MLB's all-time home run leader, surpassing Hank Aaron, as total major league and minor league attendance both reached all-time highs.",
"title": "History"
},
{
"paragraph_id": 32,
"text": "With the historic popular moniker as \"America's national pastime\", baseball is well-established in several other countries as well. As early as 1877, a professional league, the International Association, featured teams from both Canada and the United States. While baseball is widely played in Canada and many minor league teams have been based in the country, the American major leagues did not include a Canadian club until 1969, when the Montreal Expos joined the National League as an expansion team. In 1977, the expansion Toronto Blue Jays joined the American League.",
"title": "History"
},
{
"paragraph_id": 33,
"text": "In 1847, American soldiers played what may have been the first baseball game in Mexico at Parque Los Berros in Xalapa, Veracruz. The first formal baseball league outside of the United States and Canada was founded in 1878 in Cuba, which maintains a rich baseball tradition. The Dominican Republic held its first islandwide championship tournament in 1912. Professional baseball tournaments and leagues began to form in other countries between the world wars, including the Netherlands (formed in 1922), Australia (1934), Japan (1936), Mexico (1937), and Puerto Rico (1938). The Japanese major leagues have long been considered the highest quality professional circuits outside of the United States.",
"title": "History"
},
{
"paragraph_id": 34,
"text": "After World War II, professional leagues were founded in many Latin American countries, most prominently Venezuela (1946) and the Dominican Republic (1955). Since the early 1970s, the annual Caribbean Series has matched the championship clubs from the four leading Latin American winter leagues: the Dominican Professional Baseball League, Mexican Pacific League, Puerto Rican Professional Baseball League, and Venezuelan Professional Baseball League. In Asia, South Korea (1982), Taiwan (1990) and China (2003) all have professional leagues.",
"title": "History"
},
{
"paragraph_id": 35,
"text": "The English football club, Aston Villa, were the first British baseball champions winning the 1890 National League of Baseball of Great Britain. The 2020 National Champions were the London Mets. Other European countries have seen professional leagues; the most successful, other than the Dutch league, is the Italian league, founded in 1948. In 2004, Australia won a surprise silver medal at the Olympic Games. The Confédération Européene de Baseball (European Baseball Confederation), founded in 1953, organizes a number of competitions between clubs from different countries. Other competitions between national teams, such as the Baseball World Cup and the Olympic baseball tournament, were administered by the International Baseball Federation (IBAF) from its formation in 1938 until its 2013 merger with the International Softball Federation to create the current joint governing body for both sports, the World Baseball Softball Confederation (WBSC). Women's baseball is played on an organized amateur basis in numerous countries.",
"title": "History"
},
{
"paragraph_id": 36,
"text": "After being admitted to the Olympics as a medal sport beginning with the 1992 Games, baseball was dropped from the 2012 Summer Olympic Games at the 2005 International Olympic Committee meeting. It remained part of the 2008 Games. While the sport's lack of a following in much of the world was a factor, more important was MLB's reluctance to allow its players to participate during the major league season. MLB initiated the World Baseball Classic, scheduled to precede its season, partly as a replacement, high-profile international tournament. The inaugural Classic, held in March 2006, was the first tournament involving national teams to feature a significant number of MLB participants. The Baseball World Cup was discontinued after its 2011 edition in favor of an expanded World Baseball Classic.",
"title": "History"
},
{
"paragraph_id": 37,
"text": "Baseball has certain attributes that set it apart from the other popular team sports in the countries where it has a following. All of these sports use a clock, play is less individual, and the variation between playing fields is not as substantial or important. The comparison between cricket and baseball demonstrates that many of baseball's distinctive elements are shared in various ways with its cousin sports.",
"title": "Distinctive elements"
},
{
"paragraph_id": 38,
"text": "In clock-limited sports, games often end with a team that holds the lead killing the clock rather than competing aggressively against the opposing team. In contrast, baseball has no clock, thus a team cannot win without getting the last batter out and rallies are not constrained by time. At almost any turn in any baseball game, the most advantageous strategy is some form of aggressive strategy. Whereas, in the case of multi-day Test and first-class cricket, the possibility of a draw (which occurs because of the restrictions on time, which like in baseball, originally did not exist) often encourages a team that is batting last and well behind, to bat defensively and run out the clock, giving up any faint chance at a win, to avoid an overall loss.",
"title": "Distinctive elements"
},
{
"paragraph_id": 39,
"text": "While nine innings has been the standard since the beginning of professional baseball, the duration of the average major league game has increased steadily through the years. At the turn of the 20th century, games typically took an hour and a half to play. In the 1920s, they averaged just less than two hours, which eventually ballooned to 2:38 in 1960. By 1997, the average American League game lasted 2:57 (National League games were about 10 minutes shorter—pitchers at the plate making for quicker outs than designated hitters). In 2004, Major League Baseball declared that its goal was an average game of 2:45. By 2014, though, the average MLB game took over three hours to complete. The lengthening of games is attributed to longer breaks between half-innings for television commercials, increased offense, more pitching changes, and a slower pace of play, with pitchers taking more time between each delivery, and batters stepping out of the box more frequently. Other leagues have experienced similar issues. In 2008, Nippon Professional Baseball took steps aimed at shortening games by 12 minutes from the preceding decade's average of 3:18.",
"title": "Distinctive elements"
},
{
"paragraph_id": 40,
"text": "In 2016, the average nine-inning playoff game in Major League baseball was 3 hours and 35 minutes. This was up 10 minutes from 2015 and 21 minutes from 2014. In response to the lengthening of the game, MLB decided from the 2023 season onward to institute a pitch clock rule to penalize batters and pitchers who take too much time between pitches; this had the effect of shortening 2023 regular season games by 24 minutes on average.",
"title": "Distinctive elements"
},
{
"paragraph_id": 41,
"text": "Although baseball is a team sport, individual players are often placed under scrutiny and pressure. While rewarding, it has sometimes been described as \"ruthless\" due to the pressure on the individual player. In 1915, a baseball instructional manual pointed out that every single pitch, of which there are often more than two hundred in a game, involves an individual, one-on-one contest: \"the pitcher and the batter in a battle of wits\". Pitcher, batter, and fielder all act essentially independent of each other. While coaching staffs can signal pitcher or batter to pursue certain tactics, the execution of the play itself is a series of solitary acts. If the batter hits a line drive, the outfielder is solely responsible for deciding to try to catch it or play it on the bounce and for succeeding or failing. The statistical precision of baseball is both facilitated by this isolation and reinforces it.",
"title": "Distinctive elements"
},
{
"paragraph_id": 42,
"text": "Cricket is more similar to baseball than many other team sports in this regard: while the individual focus in cricket is mitigated by the importance of the batting partnership and the practicalities of tandem running, it is enhanced by the fact that a batsman may occupy the wicket for an hour or much more. There is no statistical equivalent in cricket for the fielding error and thus less emphasis on personal responsibility in this area of play.",
"title": "Distinctive elements"
},
{
"paragraph_id": 43,
"text": "Unlike those of most sports, baseball playing fields can vary significantly in size and shape. While the dimensions of the infield are specifically regulated, the only constraint on outfield size and shape for professional teams, following the rules of MLB and Minor League Baseball, is that fields built or remodeled since June 1, 1958, must have a minimum distance of 325 feet (99 m) from home plate to the fences in left and right field and 400 feet (122 m) to center. Major league teams often skirt even this rule. For example, at Minute Maid Park, which became the home of the Houston Astros in 2000, the Crawford Boxes in left field are only 315 feet (96 m) from home plate. There are no rules at all that address the height of fences or other structures at the edge of the outfield. The most famously idiosyncratic outfield boundary is the left-field wall at Boston's Fenway Park, in use since 1912: the Green Monster is 310 feet (94 m) from home plate down the line and 37 feet (11 m) tall.",
"title": "Distinctive elements"
},
{
"paragraph_id": 44,
"text": "Similarly, there are no regulations at all concerning the dimensions of foul territory. Thus a foul fly ball may be entirely out of play in a park with little space between the foul lines and the stands, but a foulout in a park with more expansive foul ground. A fence in foul territory that is close to the outfield line will tend to direct balls that strike it back toward the fielders, while one that is farther away may actually prompt more collisions, as outfielders run full speed to field balls deep in the corner. These variations can make the difference between a double and a triple or inside-the-park home run. The surface of the field is also unregulated. While the adjacent image shows a traditional field surfacing arrangement (and the one used by virtually all MLB teams with naturally surfaced fields), teams are free to decide what areas will be grassed or bare. Some fields—including several in MLB—use artificial turf. Surface variations can have a significant effect on how ground balls behave and are fielded as well as on baserunning. Similarly, the presence of a roof (seven major league teams play in stadiums with permanent or retractable roofs) can greatly affect how fly balls are played. While football and soccer players deal with similar variations of field surface and stadium covering, the size and shape of their fields are much more standardized. The area out-of-bounds on a football or soccer field does not affect play the way foul territory in baseball does, so variations in that regard are largely insignificant.",
"title": "Distinctive elements"
},
{
"paragraph_id": 45,
"text": "These physical variations create a distinctive set of playing conditions at each ballpark. Other local factors, such as altitude and climate, can also significantly affect play. A given stadium may acquire a reputation as a pitcher's park or a hitter's park, if one or the other discipline notably benefits from its unique mix of elements. The most exceptional park in this regard is Coors Field, home of the Colorado Rockies. Its high altitude—5,282 feet (1,610 m) above sea level—is partly responsible for giving it the strongest hitter's park effect in the major leagues due to the low air pressure. Wrigley Field, home of the Chicago Cubs, is known for its fickle disposition: a pitcher's park when the strong winds off Lake Michigan are blowing in, it becomes more of a hitter's park when they are blowing out. The absence of a standardized field affects not only how particular games play out, but the nature of team rosters and players' statistical records. For example, hitting a fly ball 330 feet (100 m) into right field might result in an easy catch on the warning track at one park, and a home run at another. A team that plays in a park with a relatively short right field, such as the New York Yankees, will tend to stock its roster with left-handed pull hitters, who can best exploit it. On the individual level, a player who spends most of his career with a team that plays in a hitter's park will gain an advantage in batting statistics over time—even more so if his talents are especially suited to the park.",
"title": "Distinctive elements"
},
{
"paragraph_id": 46,
"text": "Organized baseball lends itself to statistics to a greater degree than many other sports. Each play is discrete and has a relatively small number of possible outcomes. In the late 19th century, a former cricket player, English-born Henry Chadwick of Brooklyn, was responsible for the \"development of the box score, tabular standings, the annual baseball guide, the batting average, and most of the common statistics and tables used to describe baseball.\" The statistical record is so central to the game's \"historical essence\" that Chadwick came to be known as Father Baseball. In the 1920s, American newspapers began devoting more and more attention to baseball statistics, initiating what journalist and historian Alan Schwarz describes as a \"tectonic shift in sports, as intrigue that once focused mostly on teams began to go to individual players and their statistics lines.\"",
"title": "Statistics"
},
{
"paragraph_id": 47,
"text": "The Official Baseball Rules administered by MLB require the official scorer to categorize each baseball play unambiguously. The rules provide detailed criteria to promote consistency. The score report is the official basis for both the box score of the game and the relevant statistical records. General managers, managers, and baseball scouts use statistics to evaluate players and make strategic decisions.",
"title": "Statistics"
},
{
"paragraph_id": 48,
"text": "Certain traditional statistics are familiar to most baseball fans. The basic batting statistics include:",
"title": "Statistics"
},
{
"paragraph_id": 49,
"text": "The basic baserunning statistics include:",
"title": "Statistics"
},
{
"paragraph_id": 50,
"text": "The basic pitching statistics include:",
"title": "Statistics"
},
{
"paragraph_id": 51,
"text": "The basic fielding statistics include:",
"title": "Statistics"
},
{
"paragraph_id": 52,
"text": "Among the many other statistics that are kept are those collectively known as situational statistics. For example, statistics can indicate which specific pitchers a certain batter performs best against. If a given situation statistically favors a certain batter, the manager of the fielding team may be more likely to change pitchers or have the pitcher intentionally walk the batter in order to face one who is less likely to succeed.",
"title": "Statistics"
},
{
"paragraph_id": 53,
"text": "Sabermetrics refers to the field of baseball statistical study and the development of new statistics and analytical tools. The term is also used to refer directly to new statistics themselves. The term was coined around 1980 by one of the field's leading proponents, Bill James, and derives from the Society for American Baseball Research (SABR).",
"title": "Statistics"
},
{
"paragraph_id": 54,
"text": "The growing popularity of sabermetrics since the early 1980s has brought more attention to two batting statistics that sabermetricians argue are much better gauges of a batter's skill than batting average:",
"title": "Statistics"
},
{
"paragraph_id": 55,
"text": "Some of the new statistics devised by sabermetricians have gained wide use:",
"title": "Statistics"
},
{
"paragraph_id": 56,
"text": "Writing in 1919, philosopher Morris Raphael Cohen described baseball as the national religion of the US. In the words of sports columnist Jayson Stark, baseball has long been \"a unique paragon of American culture\"—a status he sees as devastated by the steroid abuse scandal. Baseball has an important place in other national cultures as well: Scholar Peter Bjarkman describes \"how deeply the sport is ingrained in the history and culture of a nation such as Cuba, [and] how thoroughly it was radically reshaped and nativized in Japan.\"",
"title": "Popularity and cultural impact"
},
{
"paragraph_id": 57,
"text": "The major league game in the United States was originally targeted toward a middle-class, white-collar audience: relative to other spectator pastimes, the National League's set ticket price of 50 cents in 1876 was high, while the location of playing fields outside the inner city and the workweek daytime scheduling of games were also obstacles to a blue-collar audience. A century later, the situation was very different. With the rise in popularity of other team sports with much higher average ticket prices—football, basketball, and hockey—professional baseball had become among the most blue-collar-oriented of leading American spectator sports.",
"title": "Popularity and cultural impact"
},
{
"paragraph_id": 58,
"text": "Overall, baseball has a large following in the United States; a 2006 poll found that nearly half of Americans are fans. In the late 1900s and early 2000s, baseball's position compared to football in the United States moved in contradictory directions. In 2008, MLB set a revenue record of $6.5 billion, matching the NFL's revenue for the first time in decades. A new MLB revenue record of more than $10 billion was set in 2017. On the other hand, the percentage of American sports fans polled who named baseball as their favorite sport was 9%, compared to pro football at 37%. In 1985, the respective figures were pro football 24%, baseball 23%. Because there are so many more major league games played, there is no comparison in overall attendance. In 2008, total attendance at major league games was the second-highest in history: 78.6 million, 0.7% off the record set the previous year. The following year, amid the U.S. recession, attendance fell by 6.6% to 73.4 million. Eight years later, it dropped under 73 million. Attendance at games held under the Minor League Baseball umbrella set a record in 2008, with 43.3 million. While MLB games have not drawn the same national TV viewership as football games, MLB games are dominant in teams' local markets and regularly lead all programs in primetime in their markets during the summer.",
"title": "Popularity and cultural impact"
},
{
"paragraph_id": 59,
"text": "Since the early 1980s, the Dominican Republic, in particular the city of San Pedro de Macorís, has been the major leagues' primary source of foreign talent. In 2017, 83 of the 868 players on MLB Opening Day rosters (and disabled lists) were from the country. Among other Caribbean countries and territories, a combined 97 MLB players were born in Venezuela, Cuba, and Puerto Rico. Hall-of-Famer Roberto Clemente remains one of the greatest national heroes in Puerto Rico's history. While baseball has long been the island's primary athletic pastime, its once well-attended professional winter league has declined in popularity since 1990, when young Puerto Rican players began to be included in the major leagues' annual first-year player draft. In Cuba, where baseball is by every reckoning the national sport, the national team overshadows the city and provincial teams that play in the top-level domestic leagues.",
"title": "Popularity and cultural impact"
},
{
"paragraph_id": 60,
"text": "In Asia, baseball is among the most popular sports in Japan and South Korea. In Japan, where baseball is inarguably the leading spectator team sport, combined revenue for the twelve teams in Nippon Professional Baseball (NPB), the body that oversees both the Central and Pacific Leagues, was estimated at $1 billion in 2007. Total NPB attendance for the year was approximately 20 million. While in the preceding two decades, MLB attendance grew by 50 percent and revenue nearly tripled, the comparable NPB figures were stagnant. There are concerns that MLB's growing interest in acquiring star Japanese players will hurt the game in their home country. Revenue figures are not released for the country's amateur system. Similarly, according to one official pronouncement, the sport's governing authority \"has never taken into account attendance ... because its greatest interest has always been the development of athletes\". In Taiwan, baseball is one of the most widely spectated sports, with the origins dating back to Japanese rule.",
"title": "Popularity and cultural impact"
},
{
"paragraph_id": 61,
"text": "As of 2018, Little League Baseball oversees leagues with close to 2.4 million participants in over 80 countries. The number of players has fallen since the 1990s, when 3 million children took part in Little League Baseball annually. Babe Ruth League teams have over 1 million participants. According to the president of the International Baseball Federation, between 300,000 and 500,000 women and girls play baseball around the world, including Little League and the introductory game of Tee Ball.",
"title": "Popularity and cultural impact"
},
{
"paragraph_id": 62,
"text": "A varsity baseball team is an established part of physical education departments at most high schools and colleges in the United States. In 2015, nearly half a million high schoolers and over 34,000 collegians played on their schools' baseball teams. By early in the 20th century, intercollegiate baseball was Japan's leading sport. Today, high school baseball in particular is immensely popular there. The final rounds of the two annual tournaments—the National High School Baseball Invitational Tournament in the spring, and the even more important National High School Baseball Championship in the summer—are broadcast around the country. The tournaments are known, respectively, as Spring Koshien and Summer Koshien after the 55,000-capacity stadium where they are played. In Cuba, baseball is a mandatory part of the state system of physical education, which begins at age six. Talented children as young as seven are sent to special district schools for more intensive training—the first step on a ladder whose acme is the national baseball team.",
"title": "Popularity and cultural impact"
},
{
"paragraph_id": 63,
"text": "Baseball has had a broad impact on popular culture, both in the United States and elsewhere. Dozens of English-language idioms have been derived from baseball; in particular, the game is the source of a number of widely used sexual euphemisms. The first networked radio broadcasts in North America were of the 1922 World Series: famed sportswriter Grantland Rice announced play-by-play from New York City's Polo Grounds on WJZ–Newark, New Jersey, which was connected by wire to WGY–Schenectady, New York, and WBZ–Springfield, Massachusetts. The baseball cap has become a ubiquitous fashion item not only in the United States and Japan, but also in countries where the sport itself is not particularly popular, such as the United Kingdom.",
"title": "Popularity and cultural impact"
},
{
"paragraph_id": 64,
"text": "Baseball has inspired many works of art and entertainment. One of the first major examples, Ernest Thayer's poem \"Casey at the Bat\", appeared in 1888. A wry description of the failure of a star player in what would now be called a \"clutch situation\", the poem became the source of vaudeville and other staged performances, audio recordings, film adaptations, and an opera, as well as a host of sequels and parodies in various media. There have been many baseball movies, including the Academy Award–winning The Pride of the Yankees (1942) and the Oscar nominees The Natural (1984) and Field of Dreams (1989). The American Film Institute's selection of the ten best sports movies includes The Pride of the Yankees at number 3 and Bull Durham (1988) at number 5. Baseball has provided thematic material for hits on both stage—the Adler–Ross musical Damn Yankees—and record—George J. Gaskin's \"Slide, Kelly, Slide\", Simon and Garfunkel's \"Mrs. Robinson\", and John Fogerty's \"Centerfield\". The baseball-inspired comedic sketch \"Who's on First?\", popularized by Abbott and Costello in 1938, quickly became famous. Six decades later, Time named it the best comedy routine of the 20th century.",
"title": "Popularity and cultural impact"
},
{
"paragraph_id": 65,
"text": "Literary works connected to the game include the short fiction of Ring Lardner and novels such as Bernard Malamud's The Natural (the source for the movie), Robert Coover's The Universal Baseball Association, Inc., J. Henry Waugh, Prop., John Grisham's Calico Joe and W. P. Kinsella's Shoeless Joe (the source for Field of Dreams). Baseball's literary canon also includes the beat reportage of Damon Runyon; the columns of Grantland Rice, Red Smith, Dick Young, and Peter Gammons; and the essays of Roger Angell. Among the celebrated nonfiction books in the field are Lawrence S. Ritter's The Glory of Their Times, Roger Kahn's The Boys of Summer, and Michael Lewis's Moneyball. The 1970 publication of major league pitcher Jim Bouton's tell-all chronicle Ball Four is considered a turning point in the reporting of professional sports.",
"title": "Popularity and cultural impact"
},
{
"paragraph_id": 66,
"text": "Baseball has also inspired the creation of new cultural forms. Baseball cards were introduced in the late 19th century as trade cards. A typical example featured an image of a baseball player on one side and advertising for a business on the other. In the early 1900s they were produced widely as promotional items by tobacco and confectionery companies. The 1930s saw the popularization of the modern style of baseball card, with a player photograph accompanied on the rear by statistics and biographical data. Baseball cards—many of which are now prized collectibles—are the source of the much broader trading card industry, involving similar products for different sports and non-sports-related fields.",
"title": "Popularity and cultural impact"
},
{
"paragraph_id": 67,
"text": "Modern fantasy sports began in 1980 with the invention of Rotisserie League Baseball by New York writer Daniel Okrent and several friends. Participants in a Rotisserie league draft notional teams from the list of active MLB players and play out an entire imaginary season with game outcomes based on the players' latest real-world statistics. Rotisserie-style play quickly became a phenomenon. Now known more generically as fantasy baseball, it has inspired similar games based on an array of different sports. The field boomed with increasing Internet access and new fantasy sports-related websites. By 2008, 29.9 million people in the United States and Canada were playing fantasy sports, spending $800 million on the hobby. The burgeoning popularity of fantasy baseball is also credited with the increasing attention paid to sabermetrics—first among fans, only later among baseball professionals.",
"title": "Popularity and cultural impact"
},
{
"paragraph_id": 68,
"text": "Informal variations of baseball have popped up over time, with games like corkball reflecting local traditions and allowing the game to be played in diverse environments. Two variations of baseball, softball and Baseball5, are internationally governed alongside baseball by the World Baseball Softball Confederation.",
"title": "Popularity and cultural impact"
},
{
"paragraph_id": 69,
"text": "American professional baseball teams toured Britain in 1874 and 1889, and had a great effect on similar sports in Britain. In Wales and Merseyside, a strong community game had already developed with skills and plays more in keeping with the American game and the Welsh began to informally adopt the name \"baseball\" (Pêl Fas), to reflect the American style. By the 1890s, calls were made to follow the success of other working class sports (like Rugby in Wales and Soccer in Merseyside) and adopt a distinct set of rules and bureaucracy. During the 1892 season rules for the game of \"baseball\" were agreed and the game was officially codified.",
"title": "Popularity and cultural impact"
},
{
"paragraph_id": 70,
"text": "Finnish baseball, also known as pesäpallo, is a combination of traditional ball-batting team games and North American baseball, invented by Lauri \"Tahko\" Pihkala in the 1920s. The basic idea of pesäpallo is similar to that of baseball: the offense tries to score by hitting the ball successfully and running through the bases, while the defense tries to put the batter and runners out. One of the most important differences between pesäpallo and baseball is that the ball is pitched vertically, which makes hitting the ball, as well as controlling the power and direction of the hit, much easier. This gives the offensive game more variety, speed, and tactical aspects compared to baseball.",
"title": "Popularity and cultural impact"
}
] | Baseball is a bat-and-ball sport played between two teams of nine players each, taking turns batting and fielding. The game occurs over the course of several plays, with each play generally beginning when a player on the fielding team, called the pitcher, throws a ball that a player on the batting team, called the batter, tries to hit with a bat. The objective of the offensive team is to hit the ball into the field of play, away from the other team's players, allowing its players to run the bases, having them advance counter-clockwise around four bases to score what are called "runs". The objective of the defensive team is to prevent batters from becoming runners, and to prevent runners' advance around the bases. A run is scored when a runner legally advances around the bases in order and touches home plate. The principal objective of the batting team is to have a player reach first base safely; this generally occurs either when the batter hits the ball and reaches first base before an opponent retrieves the ball and touches the base, or when the pitcher persists in throwing the ball out of the batter's reach. Players on the batting team who reach first base without being called "out" can attempt to advance to subsequent bases as a runner, either immediately or during teammates' turns batting. The fielding team tries to prevent runs by getting batters or runners "out", which forces them out of the field of play. The pitcher can get the batter out by throwing three pitches which result in strikes, while fielders can get the batter out by catching a batted ball before it touches the ground, and can get a runner out by tagging them with the ball while the runner is not touching a base. The opposing teams switch back and forth between batting and fielding; the batting team's turn to bat is over once the fielding team records three outs. One turn batting for each team constitutes an inning. A game is usually composed of nine innings, and the team with the greater number of runs at the end of the game wins. Most games end after the ninth inning, but if scores are tied at that point, extra innings are usually played. Baseball has no game clock, though some competitions feature pace-of-play regulations such as the pitch clock to shorten game time. Baseball evolved from older bat-and-ball games already being played in England by the mid-18th century. This game was brought by immigrants to North America, where the modern version developed. Baseball's American origins, as well as its reputation as a source of escapism during troubled points in American history such as the American Civil War and the Great Depression, have led the sport to receive the moniker of "America's Pastime"; since the late 19th century, it has been unofficially recognized as the national sport of the United States, though in modern times is considered less popular than other sports, such as American football. In addition to North America, baseball is considered the most popular sport in parts of Central and South America, the Caribbean, and East Asia, particularly in Japan, South Korea, and Taiwan. In Major League Baseball (MLB), the highest level of professional baseball in the United States and Canada, teams are divided into the National League (NL) and American League (AL), each with three divisions: East, West, and Central. The MLB champion is determined by playoffs that culminate in the World Series. The top level of play is similarly split in Japan between the Central and Pacific Leagues and in Cuba between the West League and East League. The World Baseball Classic, organized by the World Baseball Softball Confederation, is the major international competition of the sport and attracts the top national teams from around the world. Baseball was played at the Olympic Games from 1992 to 2008, and was reinstated in 2020. | 2001-11-01T20:37:23Z | 2023-12-13T16:00:19Z | [
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3,851 | Baseball positions | In the sport of baseball, each of the nine players on a team is assigned a particular fielding position when it is their turn to play defense. Each position conventionally has an associated number, for use in scorekeeping by the official scorer: 1 (pitcher), 2 (catcher), 3 (first baseman), 4 (second baseman), 5 (third baseman), 6 (shortstop), 7 (left fielder), 8 (center fielder), and 9 (right fielder). Collectively, these positions are usually grouped into three groups: the outfield (left field, center field, and right field), the infield (first base, second base, third base, and shortstop), and the battery (pitcher and catcher). Traditionally, players within each group will often be more able to exchange positions easily (that is, a second baseman can usually play shortstop well, and a center fielder can also be expected to play right field); however, the pitcher and catcher are highly specialized positions and rarely will play at other positions.
Fielders must be able to catch the ball well, as catching batted balls before they bounce is one way they can put the batter out, as well as create opportunities to prevent the advance of, and put out other runners. In addition, they must be able to throw the ball well, with many plays in the game depending on one fielder collecting the hit ball and then throwing it to another fielder who, while holding the ball in their hand/glove, touches either a runner or the base the runner is forced to run to in order to record an out. Fielders often have to run, dive, and slide a great deal in the act of reaching, stopping, and retrieving a hit ball, and then setting themselves up to transfer the ball, all with the end goal of getting the ball as quickly as possible to another fielder. They also run the risk of colliding with incoming runners during a tag attempt at a base.
Fielders may have different responsibilities depending on the game situation. For example, when an outfielder is attempting to throw the ball from near the fence to one of the bases, an infielder may need to "cut off" the throw and then act as a relay thrower to help the ball cover its remaining distance to the target destination.
As a group, the outfielders are responsible for preventing home runs by reaching over the fence (and potentially doing a wall climb) for fly balls that are catchable. The infielders are the ones who generally handle plays that involve tagging a base or runner, and also need quick reflexes in order to catch a batted ball before it leaves the infield. The pitcher and catcher have special responsibilities to prevent base stealing, as they are the ones who handle the ball whenever it has not been hit. The catcher will also sometimes attempt to block the plate in order to prevent a run being scored. | [
{
"paragraph_id": 0,
"text": "In the sport of baseball, each of the nine players on a team is assigned a particular fielding position when it is their turn to play defense. Each position conventionally has an associated number, for use in scorekeeping by the official scorer: 1 (pitcher), 2 (catcher), 3 (first baseman), 4 (second baseman), 5 (third baseman), 6 (shortstop), 7 (left fielder), 8 (center fielder), and 9 (right fielder). Collectively, these positions are usually grouped into three groups: the outfield (left field, center field, and right field), the infield (first base, second base, third base, and shortstop), and the battery (pitcher and catcher). Traditionally, players within each group will often be more able to exchange positions easily (that is, a second baseman can usually play shortstop well, and a center fielder can also be expected to play right field); however, the pitcher and catcher are highly specialized positions and rarely will play at other positions.",
"title": ""
},
{
"paragraph_id": 1,
"text": "Fielders must be able to catch the ball well, as catching batted balls before they bounce is one way they can put the batter out, as well as create opportunities to prevent the advance of, and put out other runners. In addition, they must be able to throw the ball well, with many plays in the game depending on one fielder collecting the hit ball and then throwing it to another fielder who, while holding the ball in their hand/glove, touches either a runner or the base the runner is forced to run to in order to record an out. Fielders often have to run, dive, and slide a great deal in the act of reaching, stopping, and retrieving a hit ball, and then setting themselves up to transfer the ball, all with the end goal of getting the ball as quickly as possible to another fielder. They also run the risk of colliding with incoming runners during a tag attempt at a base.",
"title": "Fielding"
},
{
"paragraph_id": 2,
"text": "Fielders may have different responsibilities depending on the game situation. For example, when an outfielder is attempting to throw the ball from near the fence to one of the bases, an infielder may need to \"cut off\" the throw and then act as a relay thrower to help the ball cover its remaining distance to the target destination.",
"title": "Fielding"
},
{
"paragraph_id": 3,
"text": "As a group, the outfielders are responsible for preventing home runs by reaching over the fence (and potentially doing a wall climb) for fly balls that are catchable. The infielders are the ones who generally handle plays that involve tagging a base or runner, and also need quick reflexes in order to catch a batted ball before it leaves the infield. The pitcher and catcher have special responsibilities to prevent base stealing, as they are the ones who handle the ball whenever it has not been hit. The catcher will also sometimes attempt to block the plate in order to prevent a run being scored.",
"title": "Fielding"
}
] | In the sport of baseball, each of the nine players on a team is assigned a particular fielding position when it is their turn to play defense. Each position conventionally has an associated number, for use in scorekeeping by the official scorer: 1 (pitcher), 2 (catcher), 3, 4, 5, 6 (shortstop), 7, 8, and 9. Collectively, these positions are usually grouped into three groups: the outfield, the infield, and the battery. Traditionally, players within each group will often be more able to exchange positions easily; however, the pitcher and catcher are highly specialized positions and rarely will play at other positions. | 2001-09-20T16:19:35Z | 2023-10-22T01:19:34Z | [
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3,856 | History of baseball in the United States | The history of baseball in the United States dates to the 18th century, when boys and amateur enthusiasts played a baseball-like game by their own informal rules using homemade equipment. The popularity of the sport grew and amateur men's ball clubs were formed in the 1830–50s. Semi-professional baseball clubs followed in the 1860s, and the first professional leagues arrived in the post-American Civil War 1870s.
The earliest known mention of baseball in the US is either a 1786 diary entry by a Princeton University student who describes playing "baste ball," or a 1791 Pittsfield, Massachusetts, ordinance that barred the playing of baseball within 80 yards (73 m) of the town meeting house and its glass windows. Another early reference reports that base ball was regularly played on Saturdays in 1823 on the outskirts of New York City in an area that today is Greenwich Village. The Olympic Base Ball Club of Philadelphia was organized in 1833.
In 1903, the British-born sportswriter Henry Chadwick published an article speculating that baseball was derived from an English game called rounders, which Chadwick had played as a boy in England. Baseball executive Albert Spalding disagreed, asserting that the game was fundamentally American and had hatched on American soil. To settle the matter, the two men appointed a commission, headed by Abraham Mills, the fourth president of the National League of Professional Baseball Clubs. The commission, which also included six other sports executives, labored for three years, finally declaring that Abner Doubleday had invented the national pastime. Doubleday "...never knew that he had invented baseball. But 15 years after his death, he was anointed as the father of the game," writes baseball historian John Thorn. The myth about Doubleday inventing the game of baseball actually came from a Colorado mining engineer who claimed to have been present at the moment of creation. The miner's tale was never corroborated, nonetheless the myth was born and persists to this day.
Which does not mean that the Doubleday myth does not continue to be disputed; in fact, it is likely that the parentage of the modern game of baseball will be in some dispute until long after such future time when the game is no longer played.
The first team to play baseball under modern rules is believed to be the New York Knickerbockers. The club was founded on September 23, 1845, as a breakaway from the earlier Gotham Club. The new club's by-laws committee, William R. Wheaton and William H. Tucker, formulated the Knickerbocker Rules, which, in large part, dealt with organizational matters but which also laid out some new rules of play. One of these prohibited soaking or plugging the runner; under older rules, a fielder could put a runner out by hitting the runner with the thrown ball, as in the common schoolyard game of kickball. The Knickerbocker Rules required fielders to tag or force the runner. The new rules also introduced base paths, foul lines and foul balls; in "town ball" every batted ball was fair, as in cricket, and the lack of runner's lanes led to wild chases around the infield.
Initially, Wheaton and Tucker's innovations did not serve the Knickerbockers well. In the first known competitive game between two clubs under the new rules, played at Elysian Fields in Hoboken, New Jersey, on June 19, 1846, the "New York nine" (almost certainly the Gotham Club) humbled the Knickerbockers by a score of 23 to 1. Nevertheless, the Knickerbocker Rules were rapidly adopted by teams in the New York area and their version of baseball became known as the "New York Game" (as opposed to the less rule-bound "Massachusetts Game," played by clubs in New England, and "Philadelphia Town-ball").
In spite of its rapid growth in popularity, baseball had yet to overtake the British import, cricket. As late as 1855, the New York press was still devoting more space to coverage of cricket than to baseball.
At a 1857 convention of sixteen New York area clubs, including the Knickerbockers, the National Association of Base Ball Players (NABBP) was formed. It was the first official organization to govern the sport and the first to establish a championship. The convention also formalized three key features of the game: 90 feet distance between the bases, 9-man teams, and 9-inning games (under the Knickerbocker Rules, games were played to 21 runs). During the Civil War, soldiers from different parts of the United States played baseball together, leading to a more unified national version of the sport. Membership in the NABBP grew to almost 100 clubs by 1865 and to over 400 by 1867, including clubs from as far away as California. Beginning in 1869, the league permitted professional play, addressing a growing practice that had not been previously permitted under its rules. The first and most prominent professional club of the NABBP era was the Cincinnati Red Stockings in Ohio, which went undefeated in 1869 and half of 1870. After the Cincy club broke up at the end of that season, four key members including player/manager Harry Wright moved to Boston under owner and businessman Ivers Whitney Adams and became the "Boston Red Stockings" and the Boston Base Ball Club.
In 1858, at the Fashion Race Course in the Corona neighborhood of Queens (now part of New York City), the first games of baseball to charge admission were played. The All Stars of Brooklyn, including players from the Atlantic, Excelsior, Putnam and Eckford clubs, took on the All Stars of New York (Manhattan), including players from the Knickerbocker, Gotham, Eagle and Empire clubs. These are commonly believed to the first all-star baseball games.
Before the Civil War, baseball competed for public interest with cricket and regional variants of baseball, notably town ball played in Philadelphia and the Massachusetts Game played in New England. In the 1860s, aided by the Civil War, "New York" style baseball expanded into a national game. As its first governing body, the National Association of Base Ball Players was formed. The NABBP soon expanded into a truly national organization, although most of the strongest clubs remained those based in the country's northeastern part. In its 12-year history as an amateur league, the Atlantic Club of Brooklyn won seven championships, establishing themselves as the first true dynasty in the sport. However, Mutual of New York was widely considered one of the best teams of the era. By the end of 1865, almost 100 clubs were members of the NABBP. By 1867, it ballooned to over 400 members, including some clubs from as far away as California. One of these western clubs, Chicago (dubbed the "White Stockings" by the press for their uniform hosiery), won the championship in 1870. Because of this growth, regional and state organizations began to assume a more prominent role in the governance of the amateur sport at the expense of the NABBP. At the same time, the professionals soon sought a new governing body.
The NABBP of America was initially established upon principles of amateurism. However, even early in the Association's history, some star players such as James Creighton of Excelsior received compensation covertly or indirectly. In 1866, the NABBP investigated Athletic of Philadelphia for paying three players including Lip Pike, but ultimately took no action against either the club or the players. In many cases players, quite openly, received a cut of the gate receipts. Clubs playing challenge series were even accused of agreeing beforehand to split the earlier games to guarantee a decisive (and thus more certain to draw a crowd) "rubber match". To address this growing practice, and to restore integrity to the game, at its December 1868 meeting the NABBP established a professional category for the 1869 season. Clubs desiring to pay players were now free to declare themselves professional.
The Cincinnati Red Stockings were the first to declare themselves openly professional, and were aggressive in recruiting the best available players. Twelve clubs, including most of the strongest clubs in the NABBP, ultimately declared themselves professional for the 1869 season.
The first attempt at forming a major league produced the National Association of Professional Base Ball Players, which lasted from 1871 to 1875. The now all-professional Chicago "White Stockings" (today the Chicago Cubs), financed by businessman William Hulbert, became a charter member of the league along with a new Red Stockings club (now the Atlanta Braves), formed in Boston with four former Cincinnati players. The Chicagos were close contenders all season, despite the fact that the Great Chicago Fire had destroyed the team's home field and most of their equipment. Chicago finished the season in second place, but were ultimately forced to drop out of the league during the city's recovery period, finally returning to National Association play in 1874. Over the next couple of seasons, the Boston club dominated the league and hoarded many of the game's best players, even those who were under contract with other teams. After Davy Force signed with Chicago, and then breached his contract to play in Boston, Hulbert became discouraged by the "contract jumping" as well as the overall disorganization of the N.A. (for example, weaker teams with losing records or inadequate gate receipts would simply decline to play out the season), and thus spearheaded the movement to form a stronger organization. The end result of his efforts was the formation of a much more "ethical" league, which was named the National League of Professional Base Ball Clubs (NL). After a series of rival leagues were organized but failed (most notably the American Base Ball Association (1882–1891), which spawned the clubs which would ultimately become the Cincinnati Reds, Pittsburgh Pirates, St. Louis Cardinals and Brooklyn Dodgers), the current American League (AL), evolving from the minor Western League of 1893, was established in 1901.
In 1870, a schism developed between professional and amateur ballplayers. The NABBP split into two groups. The National Association of Professional Base Ball Players operated from 1871 through 1875 and is considered by some to have been the first major league. Its amateur counterpart disappeared after only a few years.
William Hulbert's National League, which was formed after the National Association proved ineffective, put its emphasis on "clubs" rather than "players". Clubs now had the ability to enforce player contracts and prevent players from jumping to higher-paying clubs. Clubs in turn were required to play their full schedule of games, rather than forfeiting scheduled games once out of the running for the league championship, a practice that had been common under the National Association. A concerted effort was also made to reduce the amount of gambling on games which was leaving the validity of results in doubt.
Around this time, a gentlemen's agreement was struck between the clubs to exclude non-white players from professional baseball, a de facto ban that remained in effect until 1947. It is a common misconception that Jackie Robinson was the first African-American major-league ballplayer; he was actually only the first after a long gap (and the first in the modern era). Moses Fleetwood Walker and his brother Weldy Walker were unceremoniously dropped from major and minor-league rosters in the 1880s, as were other African-Americans in baseball. An unknown number of African-Americans played in the major leagues by representing themselves as Indians, or South or Central Americans, and a still larger number played in the minor leagues and on amateur teams. In the majors, however, it was not until the signing of Robinson (in the National League) and Larry Doby (in the American League) that baseball began to relax its ban on African-Americans.
The early years of the National League were tumultuous, with threats from rival leagues and a rebellion by players against the hated "reserve clause", which restricted the free movement of players between clubs. Competitive leagues formed regularly, and disbanded just as regularly. The most successful of these was the American Association of 1882–1891, sometimes called the "beer and whiskey league" for its tolerance of the sale of alcoholic beverages to spectators. For several years, the National League and American Association champions met in a postseason "World's Championship Series"—the first attempt at a World Series.
The Union Association survived for only one season (1884), as did the Players' League (1890), which was an attempt to return to the National Association structure of a league controlled by the players themselves. Both leagues are considered major leagues by many baseball researchers because of the perceived high caliber of play and the number of star players featured. However, some researchers have disputed the major league status of the Union Association, pointing out that franchises came and went and contending that the St. Louis club, which was deliberately "stacked" by the league's president (who owned that club), was the only club that was anywhere close to major-league caliber.
In fact, there were dozens of leagues, large and small, in the late 19th century. What made the National League "major" was its dominant position in the major cities, particularly the edgy, emotional nerve center of baseball that was New York City. Large, concentrated populations offered baseball teams national media distribution systems and fan bases that could generate sufficient revenues to afford the best players in the country.
A number of the other leagues, including the venerable Eastern League, threatened the dominance of the National League. The Western League, founded in 1893, became particularly aggressive. Its fiery leader Ban Johnson railed against the National League and promised to grab the best players and field the best teams. The Western League began play in April 1894 with teams in Detroit (now the American League Detroit Tigers, the only league team that has not moved since), Grand Rapids, Indianapolis, Kansas City, Milwaukee, Minneapolis, Sioux City and Toledo. Prior to the 1900 season, the league changed its name to the American League and moved several franchises to larger, strategic locations. In 1901 the American League declared its intent to operate as a major league.
The resulting bidding war for players led to widespread contract-breaking and legal disputes. One of the most famous involved star second baseman Napoleon Lajoie, who in 1901 went across town in Philadelphia from the National League Phillies to the American League Athletics. Barred by a court injunction from playing baseball in the state of Pennsylvania the next year, Lajoie was traded to the Cleveland team, where he played and managed for many years.
The war between the American and National leagues caused shock waves across the baseball world. At a meeting in 1901, the other baseball leagues negotiated a plan to maintain their independence. On September 5, 1901, Eastern League president Patrick T. Powers announced the formation of the second National Association of Professional Baseball Leagues, the NABPL (NA).
These leagues did not consider themselves "minor"—a term that did not come into vogue until St. Louis Cardinals general manager Branch Rickey pioneered the farm system in the 1930s. Nevertheless, these financially troubled leagues, by beginning the practice of selling players to the more affluent National and American leagues, embarked on a path that eventually led to the loss of their independent status.
Ban Johnson had other designs for the NA. While the NA continues to this day, he saw it as a tool to end threats from smaller rivals who might some day want to expand in other territories and threaten his league's dominance.
After 1902 both leagues and the NABPL signed a new National Agreement which achieved three things:
The new agreement tied independent contracts to the reserve-clause national league contracts. Baseball players were a commodity, like cars. A player's skill set had a price of $5,000. It set up a rough classification system for independent leagues that regulated the dollar value of contracts, the forerunner of the system refined by Rickey and used today.
It also gave the NA great power. Many independents walked away from the 1901 meeting. The deal with the NA punished those other indies who had not joined the NA and submitted to the will of the majors. The NA also agreed to the deal so as to prevent more pilfering of players with little or no compensation for the players' development. Several leagues, seeing the writing on the wall, eventually joined the NA, which grew in size over the next several years.
In the very early part of the 20th century, known as the "dead-ball era", baseball rules and equipment favored the "inside game" and the game was played more violently and aggressively than it is today. This period ended in the 1920s with several changes that gave advantages to hitters. In the largest parks, the outfield fences were brought closer to the infield. In addition, the strict enforcement of new rules governing the construction and regular replacement of the ball caused it to be easier to hit, and be hit harder.
The first professional black baseball club, the Cuban Giants, was organized in 1885. Subsequent professional black baseball clubs played each other independently, without an official league to organize the sport. Rube Foster, a former ballplayer, founded the Negro National League in 1920. A second league, the Eastern Colored League, was established in 1923. These became known as the Negro leagues, though these leagues never had any formal overall structure comparable to the Major Leagues. The Negro National League did well until 1930, but folded during the Great Depression.
From 1942 to 1948, the Negro World Series was revived. This was the golden era of Negro league baseball, a time when it produced some of its greatest stars. In 1947, Jackie Robinson signed a contract with the Brooklyn Dodgers, breaking the color barrier that had prevented talented African-American players from entering the white-only major leagues. Although the transformation was not instantaneous, baseball has since become fully integrated. While the Dodgers' signing of Robinson was a key moment in baseball and civil rights history, it prompted the decline of the Negro leagues. The best black players were now recruited for the Major Leagues, and black fans followed. The last Negro league teams folded in the 1960s.
Pitchers dominated the game in the 1960s and early 1970s. In 1973, the designated hitter (DH) rule was adopted by the American League, while in the National League, the DH rule was not adopted until March 2022. The rule had been applied in a variety of ways during the World Series; until the adoption of the DH by the National League, the DH rule applied when Series games were played in an American League stadium, and pitchers would bat during Series games played in National League stadiums. There had been continued disagreement about the future of the DH rule in the World Series until league-wide adoption of the DH rule.
During the late 1960s, the Baseball Players Union became much stronger and conflicts between owners and the players' union led to major work stoppages in 1972, 1981, and 1994. The 1994 baseball strike led to the cancellation of the World Series, and was not settled until the spring of 1995. In the late 1990s, functions that had been administered separately by the two major leagues' administrations were united under the rubric of Major League Baseball (MLB).
The period 1901–1919 is commonly called the "Dead-ball era", with low-scoring games dominated by pitchers such as Walter Johnson, Cy Young, Christy Mathewson, and Grover Cleveland Alexander. The term also accurately describes the condition of the baseball itself. Baseballs cost three dollars each in 1901, a unit price which would be equal to $106 today. In contrast, modern baseballs purchased in bulk as is the case with professional teams cost about seven dollars each as of 2021 and thus make up a negligible portion of a modern MLB team's operating budget. Due to the much larger relative cost, club owners in the early 20th century were reluctant to spend much money on new balls if not necessary. It was not unusual for a single baseball to last an entire game, nor for a baseball to be reused for the next game especially if it was still in relatively good condition as would likely be the case for a ball introduced late in the game. By the end of the game, the ball would usually be dark with grass, mud, and tobacco juice, and it would be misshapen and lumpy from contact with the bat. Balls were replaced only if they were hit into the crowd and lost, and many clubs employed security guards expressly for the purpose of retrieving balls hit into the stands — a practice unthinkable today.
As a consequence, home runs were rare, and the "inside game" dominated—singles, bunts, stolen bases, the hit-and-run play, and other tactics dominated the strategies of the time.
Despite this, there were also several superstar hitters, the most famous being Honus Wagner, held to be one of the greatest shortstops to ever play the game, and Detroit's Ty Cobb, the "Georgia Peach." His career batting average of .366 has yet to be bested.
The 1908 pennant races in both the AL and NL were among the most exciting ever witnessed. The conclusion of the National League season, in particular, involved a bizarre chain of events. On September 23, 1908, the New York Giants and Chicago Cubs played a game in the Polo Grounds. Nineteen-year-old rookie first baseman Fred Merkle, later to become one of the best players at his position in the league, was on first base, with teammate Moose McCormick on third with two outs and the game tied. Giants shortstop Al Bridwell socked a single, scoring McCormick and apparently winning the game. However, Merkle, instead of advancing to second base, ran toward the clubhouse to avoid the spectators mobbing the field, which at that time was a common, acceptable practice. The Cubs' second baseman, Johnny Evers, noticed this. In the confusion that followed, Evers claimed to have retrieved the ball and touched second base, forcing Merkle out and nullifying the run scored. Evers brought this to the attention of the umpire that day, Hank O'Day, who after some deliberation called the runner out. Because of the state of the field O'Day thereby called the game. Despite the arguments by the Giants, the league upheld O'Day's decision and ordered the game replayed at the end of the season, if necessary. It turned out that the Cubs and Giants ended the season tied for first place, so the game was indeed replayed, and the Cubs won the game, the pennant, and subsequently the World Series (the last Cubs Series victory until 2016).
For his part, Merkle was doomed to endless ridicule throughout his career (and to a lesser extent for the rest of his life) for this lapse, which went down in history as "Merkle's Boner". In his defense, some baseball historians have suggested that it was not customary for game-ending hits to be fully "run out", it was only Evers's insistence on following the rules strictly that resulted in this unusual play. In fact, earlier in the 1908 season, the identical situation had been brought to the umpires' attention by Evers; the umpire that day was the same Hank O'Day. While the winning run was allowed to stand on that occasion, the dispute raised O'Day's awareness of the rule, and directly set up the Merkle controversy.
Turn-of-the-century baseball attendances were modest by later standards. The average for the 1,110 games in the 1901 season was 3,247. However, the first 20 years of the 20th century saw an unprecedented rise in the popularity of baseball. Large stadiums dedicated to the game were built for many of the larger clubs or existing grounds enlarged, including Tiger Stadium in Detroit, Shibe Park in Philadelphia, Ebbets Field in Brooklyn, the Polo Grounds in Manhattan, Boston's Fenway Park along with Wrigley Field and Comiskey Park in Chicago. Likewise from the Eastern League to the small developing leagues in the West, and the rising Negro leagues professional baseball was being played all across the country. Average major league attendances reached a pre-World War I peak of 5,836 in 1909. Where there weren't professional teams, there were semi-professional teams, traveling teams barnstorming, company clubs and amateur men's leagues that drew small but fervent crowds.
The fix of baseball games by gamblers and players working together had been suspected as early as the 1850s. Hal Chase was particularly notorious for throwing games, but played for a decade after gaining this reputation; he even managed to parlay these accusations into a promotion to manager. Even baseball stars such as Ty Cobb and Tris Speaker have been credibly alleged to have fixed game outcomes. When MLB's complacency during this "Golden Age" was eventually exposed after the 1919 World Series, it became known as the Black Sox scandal.
After an excellent regular season (88–52, .629 W%), the Chicago White Sox were heavy favorites to win the 1919 World Series. Arguably the best team in baseball, the White Sox had a deep lineup, a strong pitching staff, and a good defense. Even though the National League champion Cincinnati Reds had a superior regular season record (96–44, .689 W%,) no one, including gamblers and bookmakers, anticipated the Reds having a chance. When the Reds triumphed 5–3, many pundits cried foul.
At the time of the scandal, the White Sox were arguably the most successful franchise in baseball, with excellent gate receipts and record attendance. At the time, most baseball players were not paid especially well and had to work other jobs during the winter to survive. Some elite players on the big-city clubs made very good salaries, but Chicago was a notable exception.
For many years, the White Sox were owned and operated by Charles Comiskey, who paid the lowest player salaries, on average, in the American League. The White Sox players all intensely disliked Comiskey and his penurious ways, but were powerless to do anything, thanks to baseball's so-called "reserve clause" that prevented players from switching teams without their team owner's consent.
By late 1919, Comiskey's tyrannical reign over the Sox had sown deep bitterness among the players, and White Sox first baseman Arnold "Chick" Gandil decided to conspire to throw the 1919 World Series. He persuaded gambler Joseph "Sport" Sullivan, with whom he had had previous dealings, that the fix could be pulled off for $100,000 total (which would be equal to $1,687,908 today), paid to the players involved. New York gangster Arnold Rothstein supplied the $100,000 that Gandil had requested through his lieutenant Abe Attell, a former featherweight boxing champion.
After the 1919 series, and through the beginning of the 1920 baseball season, rumors swirled that some of the players had conspired to purposefully lose. At last, in 1920, a grand jury was convened to investigate these and other allegations of fixed baseball games. Eight players (Charles "Swede" Risberg, Arnold "Chick" Gandil, "Shoeless" Joe Jackson, Oscar "Happy" Felsch, Eddie Cicotte, George "Buck" Weaver, Fred McMullin, and Claude "Lefty" Williams) were indicted and tried for conspiracy. The players were ultimately acquitted.
However, the damage to the reputation of the sport of baseball led the team owners to appoint Federal judge Kenesaw Mountain Landis to be the first Commissioner of Baseball. His first act as commissioner was to ban the "Black Sox" from professional baseball for life. The White Sox, meanwhile, would not return to the World Series until 1959, and it was not until their next appearance in 2005 they won the World Series.
Until July 5, 1947, baseball had two histories. One fills libraries, while baseball historians are only just beginning to chronicle the other fully: African Americans have played baseball as long as white Americans. Players of color, both African-American and Hispanic, played for white baseball clubs throughout the very early days of the growing amateur sport. Moses Fleetwood Walker is considered the first African American to play at the major league level, in 1884. But soon, and dating through the first half of the 20th century, an unwritten but iron-clad color line fenced African-Americans and other players of color out of the "majors".
The Negro leagues were American professional baseball leagues comprising predominantly African-American teams. The term may be used broadly to include professional black teams outside the leagues and it may be used narrowly for the seven relatively successful leagues beginning 1920 that are sometimes termed "Negro major leagues".
The first professional team, established in 1885, achieved great and lasting success as the Cuban Giants, while the first league, the National Colored Base Ball League, failed in 1887 after only two weeks due to low attendance. The Negro American League of 1951 is considered the last major league season and the last professional club, the Indianapolis Clowns, operated amusingly rather than competitively from the mid-1960s to 1980s.
While many of the players that made up the black baseball teams were African Americans, many more were Latin Americans (mostly, but not exclusively, black), from nations that deliver some of the greatest talents that make up the Major League rosters of today. Black players moved freely through the rest of baseball, playing in Canadian Baseball, Mexican Baseball, Caribbean Baseball, and Central America and South America, where more than a few achieved a level of fame that was unavailable in the country of their birth.
It was not the Black Sox scandal which put an end to the dead-ball era, but a rule change and a single player.
Some of the increased offensive output can be explained by the 1920 rule change that outlawed tampering with the ball. Pitchers had developed a number of techniques for producing "spitballs", "shine balls" and other trick pitches which had "unnatural" flight through the air. Umpires were now required to put new balls into play whenever the current ball became scuffed or discolored. This rule change was enforced all the more stringently following the death of Ray Chapman, who was struck in the temple by a pitched ball from Carl Mays in a game on August 16, 1920; he died the next day. Discolored balls, harder for batters to see and therefore harder for batters to dodge, have been rigorously removed from play ever since. This meant that batters could now see and hit the ball with less difficulty. With the added prohibition on the ball being purposely wetted or scuffed in any way, pitchers had to rely on pure athletic skill—changes in grip, wrist angle, arm angle and throwing dynamics, plus a new and growing appreciation of the aerodynamic effect of the spinning ball's seams—to pitch with altered trajectories and hopefully confuse or distract batters.
At the end of the 1919 season Harry Frazee, then owner of the Boston Red Sox, sold a group of his star players to the New York Yankees. Among them was George Herman Ruth, known affectionately as "Babe". Ruth's career mirrors the shift in dominance from pitching to hitting at this time. He started his career as a pitcher in 1914, and by 1916 was considered one of the dominant left-handed pitchers in the game. When Edward Barrow, managing the Red Sox, converted him to an outfielder, ballplayers and sportswriters were shocked. It was apparent, however, that Ruth's bat in the lineup every day was far more valuable than Ruth's arm on the mound every fourth day. Ruth swatted 29 home runs in his last season in Boston. The next year, as a Yankee, he would hit 54 and in 1921 he hit 59. His 1927 mark of 60 home runs would last until 1961.
Ruth's power hitting ability demonstrated a dramatic new way to play the game, one that was extremely popular with fans. Accordingly, ballparks were expanded, sometimes by building outfield "bleacher" seating which shrunk the size of the outfield and made home runs more frequent. In addition to Ruth, hitters such as Rogers Hornsby also took advantage, with Hornsby compiling extraordinary figures for both power and average in the early 1920s. By the late 1920s and 1930s all the good teams had their home-run hitting "sluggers": the Yankees' Lou Gehrig, Jimmie Foxx in Philadelphia, Hank Greenberg in Detroit and in Chicago Hack Wilson were the most storied. While the American League championship, and to a lesser extent the World Series, would be dominated by the Yankees, there were many other excellent teams in the inter-war years. The National League's St. Louis Cardinals, for example, would win three titles in nine years, the last with a group of players known as the "Gashouse Gang".
The first radio broadcast of a baseball game was on August 5, 1921, over Westinghouse station KDKA from Forbes Field in Pittsburgh. Harold Arlin announced the Pirates–Phillies game. Attendances in the 1920s were consistently better than they had been before WWI. The interwar peak average attendance was 8,211 in 1930, but baseball was hit hard by the Great Depression and in 1933 the average fell below five thousand for the only time between the wars. At first wary of radio's potential to impact ticket sales at the park, owners began to make broadcast deals and by the late 1930s, all teams' games went out over the air.
1933 also saw the introduction of the yearly All-Star game, a mid-season break in which the greatest players in each league play against one another in a hard-fought but officially meaningless demonstration game. In 1936 the Baseball Hall of Fame in Cooperstown, New York, was instituted and five players elected: Ty Cobb, Walter Johnson, Christy Mathewson, Babe Ruth and Honus Wagner. The Hall formally opened in 1939 and, of course, remains open to this day.
In 1941, a year which saw the premature death of Lou Gehrig, Boston's great left fielder Ted Williams had a batting average over .400—the last time anyone has achieved that feat. During the same season Joe DiMaggio hit successfully in 56 consecutive games, an accomplishment both unprecedented and unequaled.
After the United States entered World War II after the attack on Pearl Harbor, Landis asked Franklin D. Roosevelt whether professional baseball should continue during the war. In the "Green Light Letter", the US president replied that baseball was important to national morale, and asked for more night games so day workers could attend. Thirty-five Hall of Fame members and more than 500 Major League Baseball players served in the war, but with the exception of D-Day, games continued. Both Williams and DiMaggio would miss playing time in the services, with Williams also flying later in the Korean War. During this period Stan Musial led the St. Louis Cardinals to the 1942, 1944 and 1946 World Series titles. The war years also saw the founding of the All-American Girls Professional Baseball League.
Baseball boomed after World War II. 1945 saw a new attendance record and the following year average crowds leapt nearly 70% to 14,914. Further records followed in 1948 and 1949, when the average reached 16,913. While average attendances slipped to somewhat lower levels through the 1950s, 1960s and the first half of the 1970s, they remained well above pre-war levels, and total seasonal attendance regularly hit new highs from 1962 onward as the number of major league teams—and games—increased.
The post-War years in baseball also witnessed the racial integration of the sport. Participation by African Americans in organized baseball had been precluded since the 1890s by formal and informal agreements, with only a few players being surreptitiously included in lineups on a sporadic basis.
American society as a whole moved toward integration in the post-War years, partially as a result of the distinguished service by African American military units such as the Tuskegee Airmen, 366th Infantry Regiment, and others. During the baseball winter meetings in 1943, noted African-American athlete and actor Paul Robeson campaigned for integration of the sport. After World War II ended, several team managers considered recruiting members of the Negro leagues for entry into organized baseball. In the early 1920s, New York Giants' manager John McGraw tried to slip a black player, Charlie Grant, into his lineup (reportedly by passing him off to the front office as an Indian), and McGraw's wife reported finding names of dozens of black players that McGraw fantasized about signing, after his death. Pittsburgh Pirates owner Bill Bensawanger reportedly signed Josh Gibson to a contract in 1943, and the Washington Senators were also said to be interested in his services. But those efforts (and others) were opposed by Kenesaw Mountain Landis, baseball's powerful commissioner and a staunch segregationist. Bill Veeck claimed that Landis blocked his purchase of the Philadelphia Phillies because he planned to integrate the team. While this account is disputed, Landis was in fact opposed to integration, and his death in 1944 (and subsequent replacement as Commissioner by Happy Chandler) removed a major obstacle for black players in the Major Leagues.
The general manager who would be eventually successful in breaking the color barrier was Branch Rickey of the Brooklyn Dodgers. Rickey himself had experienced the issue of segregation. While playing and coaching for his college team at Ohio Wesleyan University, Rickey had a black teammate named Charles Thomas. On a road trip through southern Ohio, his fellow player was refused a room in a hotel. Although Rickey was able to get the player into his room for that night, he was taken aback when he reached his room to find Thomas upset and crying about this injustice. Rickey related this incident as an example of why he wanted a full desegregation of not only baseball, but the entire nation.
In the mid-1940s, Rickey had compiled a list of Negro league ballplayers for possible Major League contracts. Realizing that the first African-American signee would be a magnet for prejudiced sentiment, however, Rickey was intent on finding a player with the distinguished personality and character that would allow him to tolerate the inevitable abuse. Rickey's sights eventually settled on Jackie Robinson, a shortstop with the Kansas City Monarchs. Although probably not the best player in the Negro leagues at the time, Robinson was an exceptional talent, was college-educated, and had the marketable distinction of having served as an officer during World War II. Even more importantly, Rickey judged Robinson to possess the inner strength to withstand the inevitable harsh animosity to come. To prepare him for the task, Rickey played Robinson in 1946 for the Dodgers' minor league team, the Montreal Royals, which proved an arduous emotional challenge, though Robinson enjoyed fervently enthusiastic support from the Montreal fans. On April 15, 1947, Robinson broke the color barrier, which had been tacitly recognized for almost 75 years, with his appearance for the Brooklyn Dodgers at Ebbets Field.
Eleven weeks later, on July 5, 1947, the American League was integrated by the signing of Larry Doby to the Cleveland Indians. Over the next few years, a handful of black baseball players made appearances in the majors, including Roy Campanella (teammate to Robinson in Brooklyn) and Satchel Paige (teammate to Doby in Cleveland). Paige, who had pitched more than 2,400 innings in the Negro leagues, sometimes two and three games a day, was still effective at 42, and still playing at 59. His ERA in the Major Leagues was 3.29.
However, the initial pace of integration was slow. By 1953, only six of the sixteen major league teams had a black player on the roster. The Boston Red Sox became the last major league team to integrate its roster with the addition of Pumpsie Green on July 21, 1959. While limited in numbers, the on-field performance of early black Major League players was outstanding. In the fourteen years from 1947 to 1960, black players won one or more of the Rookie of the Year awards nine times.
While never prohibited in the same fashion as African Americans, Latin American players also benefitted greatly from the integration era. In 1951, two Chicago White Sox, Venezuelan-born Chico Carrasquel and Cuban-born (and black) Minnie Miñoso, became the first Hispanic All-Stars.
According to some baseball historians, Jackie Robinson and the other African-American players helped reestablish the importance of baserunning and similar elements of play that were previously de-emphasized by the predominance of power hitting.
From 1947 to the 1970s, African-American participation in baseball rose steadily. By 1974, 27% of baseball players were African American. As a result of this on-field experience, minorities began to experience long-delayed gains in managerial positions within baseball. In 1975, Frank Robinson (who had been the 1956 Rookie of the Year with the Cincinnati Reds) was named player-manager of the Cleveland Indians, making him the first African-American manager in the major leagues.
Although these front-office gains continued, Major League Baseball saw a lengthy slow decline in the percentage of black players after the mid-1970s. By 2007, African Americans made up less than 9% of Major League players. While this trend is largely attributed to an increased emphasis on recruitment of players from Latin America (with the number of Hispanic players in the major leagues rising to 29% by 2007), other factors have been cited as well. Hall of Fame player Dave Winfield, for instance, has pointed out that urban America provides fewer resources for youth baseball than in the past. Despite this continued prevalence of Hispanic players, the percentage of black players rose again in 2008 to 10.2%.
Arturo Moreno became the first Hispanic owner of an MLB franchise when he purchased the Anaheim Angels in 2004.
In 2005, a Racial and Gender Report Card on Major League Baseball was issued, which generally found positive results on the inclusion of African Americans and Latinos in baseball, and gave Major League Baseball a grade of "A" or better for opportunities for players, managers and coaches as well as for MLB's central office. At that time, 37% of major league players were people of color: Latino (26 percent), African American (9 percent) or Asian (2 percent). Also by 2004, 29% of the professional staff in MLB's central office were people of color, 11% of team vice presidents were people of color, and seven of the league's managers were of color (four African Americans and three Latinos).
Baseball had been in the West for almost as long as the National League and the American League had been around. It evolved into the Pacific Coast League (PCL), which included the Hollywood Stars, Los Angeles Angels, Oakland Oaks, Portland Beavers, Sacramento Solons, San Francisco Seals, San Diego Padres, Seattle Rainiers.
The PCL was huge in the West. A member of the National Association of Professional Baseball Leagues, it kept losing great players to the National and the American leagues for less than $8,000 a player.
The PCL was far more independent than the other "minor" leagues, and rebelled continuously against their Eastern masters. Clarence Pants Rowland, the President of the PCL, took on baseball commissioners Kenesaw Mountain Landis and Happy Chandler at first to get better equity from the major leagues, then to form a third major league. His efforts were rebuffed by both commissioners. Chandler and several of the owners, who saw the value of the markets in the West, started to plot the extermination of the PCL. They had one thing that Rowland did not: The financial power of the Eastern major league baseball establishment.
No one was going to back a PCL club building a major-league size stadium if the National or the American League was going to build one too, which discouraged investment in PCL ballparks. PCL games and rivalries still drew fans, but the leagues' days of dominance in the West were numbered.
Until the 1950s, major league baseball franchises had been largely confined to the northeastern United States, with the teams and their locations remaining unchanged from 1903 to 1952. The first team to relocate in fifty years was the Boston Braves, who moved in 1953 to Milwaukee, where the club set attendance records. In 1954, the St. Louis Browns moved to Baltimore and were renamed the Baltimore Orioles. These relocations can be seen as a full-circle ending to the classic era, which began with the moves of teams from Milwaukee and Baltimore. In 1955, the Philadelphia Athletics moved to Kansas City.
In 1958 the New York market ripped apart. The Yankees were becoming the dominant draw, and the cities of the West offered generations of new fans in much more sheltered markets for the other venerable New York clubs, the Brooklyn Dodgers and the New York Giants. Placing these storied, powerhouse clubs in the two biggest cities in the West had the specific design of crushing any attempt by the PCL to form a third major league. Eager to bring these big names to the West, Los Angeles gave Walter O'Malley, owner of the Dodgers, a helicopter tour of the city and asked him to pick his spot. The Giants were given the lease of the PCL San Francisco Seals while Candlestick Park was built for them.
The logical first candidates for major league "expansion" were the same metropolitan areas that had just attracted the Dodgers and Giants. It is said that the Dodgers and Giants—National League rivals in New York City—chose their new cities because Los Angeles (in southern California) and San Francisco (in northern California) already had a fierce rivalry (geographical, economic, cultural and political), dating back to the state's founding. The only California expansion team—and also the first in Major League Baseball in over 70 years—was the Los Angeles Angels (later the California Angels, the Anaheim Angels, Los Angeles Angels of Anaheim, before reverting to Los Angeles Angels in 2016), who brought the American League to southern California in 1961. Northern California, however, would later gain its own American League team, in 1968, when the Athletics would move again, settling in Oakland, across San Francisco Bay from the Giants.
Along with the Angels, the other 1961 expansion team was the Washington Senators, who joined the American League and took over the nation's capital when the previous Senators moved to Minnesota and became the Twins. 1961 is also noted as being the year in which Roger Maris surpassed Babe Ruth's single season home run record, hitting 61 for the New York Yankees, albeit in a slightly longer season than Ruth's. To keep pace with the American League—which now had ten teams—the National League likewise expanded to ten teams, in 1962, with the addition of the Houston Colt .45s and New York Mets.
In 1969, the American League expanded when the Kansas City Royals and Seattle Pilots, the latter in a longtime PCL stronghold, were admitted to the league. The Pilots stayed just one season in Seattle before moving to Milwaukee and becoming today's Milwaukee Brewers. The National League also added two teams that year, the Montreal Expos and San Diego Padres. Given the size of the expanded leagues, 12 teams apiece, each split into East and West divisions, with a playoff series to determine the pennant winner and World Series contender—the first post-season baseball instituted since the advent of the World Series itself.
The Padres were the last of the core PCL teams to be absorbed. The Coast League did not die, though. After reforming and moving into new markets, it successfully transformed into a Class AAA league.
In 1972, the second Washington Senators moved to the Dallas–Fort Worth area and became the Texas Rangers.
In 1977, the American League expanded to fourteen teams, with the newly formed Seattle Mariners and Toronto Blue Jays. Sixteen years later, in 1993, the National League likewise expanded to fourteen teams, with the newly formed Colorado Rockies and Florida Marlins (now Miami Marlins).
Beginning with the 1994 season, both the AL and the NL were divided into three divisions (East, West, and Central), with the addition of a wild card team (the team with the best record among those finishing in second place) to enable four teams in each league to advance to the preliminary division series. However, due to the 1994–95 Major League Baseball strike (which canceled the 1994 World Series), the new rules did not go into effect until the 1995 World Series.
In 1998, the AL and the NL each added a fifteenth team, for a total of thirty teams in Major League Baseball. The Arizona Diamondbacks joined the National League, and the Tampa Bay Devil Rays—now called simply the Rays—joined the American League. In order to keep the number of teams in each league at an even number—with 14 in the AL and 16 in the NL—Milwaukee changed leagues and became a member of the National League. Two years later, the NL and AL ended their independent corporate existences and merged into a new legal entity named Major League Baseball; the two leagues remained as playing divisions. In 2001, MLB took over the struggling Montreal Expos franchise and, after the 2004 season, moved it to Washington, DC, which had been clamoring for a team ever since the second Senators' departure in 1972; the club was renamed the Nationals.
In 2013, in keeping with Commissioner Bud Selig's desire for expanded interleague play, the Houston Astros were shifted from the National to the American League; with an odd number (15) in each league, an interleague contest was played somewhere almost every day during the season. At this time the divisions within each league were shuffled to create six equal divisions of five teams.
By the late 1960s, the balance between pitching and hitting had swung back to favor of the pitchers once more. In 1968 Carl Yastrzemski won the American League batting title with an average of just .301, the lowest in history. That same year, Detroit Tigers pitcher Denny McLain won 31 games—making him the last pitcher to win 30 games in a season. St. Louis Cardinals starting pitcher Bob Gibson achieved an equally remarkable feat by allowing an ERA of just 1.12.
In response to these events, major league baseball implemented certain rule changes in 1969 to benefit the batters. The pitcher's mound was lowered, and the strike zone was reduced.
In 1973 the American League, which had been suffering from much lower attendance than the National League, made a move to increase scoring even further by initiating the designated hitter rule.
From the time of the formation of the Major Leagues to the 1960s, the team owners controlled the game. After the so-called "Brotherhood Strike" of 1890 and the failure of the Brotherhood of Professional Base Ball Players and its Players National League, the owners' control of the game seemed absolute. It lasted over 70 years despite a number of short-lived players organizations. In 1966, however, the players enlisted the help of labor union activist Marvin Miller to form the Major League Baseball Players Association (MLBPA). The same year, Sandy Koufax and Don Drysdale—both Cy Young Award winners for the Los Angeles Dodgers—refused to re-sign their contracts, and the era of the reserve clause, which held players to one team, was drawing to an end.
The first legal challenge came in 1970. Backed by the MLBPA, St. Louis Cardinals outfielder Curt Flood took the leagues to court to negate a player trade, citing the 13th Amendment and antitrust legislation. In 1972, he finally lost his case before the United States Supreme Court by a vote of 5 to 3, but gained large-scale public sympathy, and the damage had been done. The reserve clause survived, but it had been irrevocably weakened. In 1975, Andy Messersmith of the Dodgers and Dave McNally of the Montreal Expos played without contracts, and then declared themselves free agents in response to an arbitrator's ruling. Handcuffed by concessions made in the Flood case, the owners had no choice but to accept the collective bargaining package offered by the MLBPA, and the reserve clause was effectively ended, to be replaced by the current system of free-agency and arbitration.
While the legal challenges were going on, the game continued. In 1969, the "Miracle Mets", just seven years after their formation, recorded their first winning season, won the National League East and finally the World Series.
On the field, the 1970s saw some of the longest-standing records fall, along with the rise of two powerhouse dynasties. In Oakland, the Swinging A's were overpowering, winning the Series in 1972, 1973 and 1974, and five straight division titles. The strained relationships between teammates, who included Catfish Hunter, Vida Blue and Reggie Jackson, gave the lie to the need for "chemistry" between players. The National League, on the other hand, belonged to the Big Red Machine in Cincinnati, where Sparky Anderson's team, which included Pete Rose as well as Hall of Famers Tony Pérez, Johnny Bench and Joe Morgan, succeeded the A's run in 1975.
The decade also contained great individual achievements. On April 8, 1974, Hank Aaron of the Atlanta Braves hit his 715th career home run, surpassing Babe Ruth's all-time record. He would retire in 1976 with 755, and that was just one of numerous records he achieved, many of which, including total bases, still stand today. There was great pitching too: between 1973 and 1975, Nolan Ryan threw four "no-hit" games. He would add a record-breaking fifth in 1981 and two more before his retirement in 1993, by which time he had also accumulated 5,714 strikeouts, another record, in a 27-year career.
From the 1980s onward, the major league game changed dramatically, due to the combined effects of free agency, improvements in the science of sports conditioning, changes in the marketing and television broadcasting of sporting events, and the push by brand-name products for greater visibility. These events lead to greater labor difficulties, fan disaffection, rapidly rising prices, changes in game-play, and problems with the use of performance-enhancing substances like steroids tainting the race for records. In spite of all this, stadium crowds generally grew. Average attendances first broke 20,000 in 1979 and 30,000 in 1993. That year total attendance hit 70 million, but baseball was hit hard by a strike in 1994, and as of 2005 it had marginally improved on those 1993 records. (Update: Between 2009 and 2017, average attendance hovered just over the 30,000 mark, with numbers falling into the 28,000s in '18 and '19. The 2019 season saw a million fewer tickets sold than the banner year of 2007, however revenues to major league baseball from media rights fees increased total revenue to $10 billion in 2018, a 70% rise from a decade before.)
During the 1980s, significant advances were made in the science of physical conditioning. Weight rooms and training equipment were improved. Trainers and doctors developed better diets and regimens to make athletes bigger, healthier, and stronger than they had ever been.
Another major change that had been occurring during this time was the adoption of the pitch count. Starting pitchers who played complete games had not been an unusual thing in baseball's history. Now, pitchers were throwing harder than ever and pitching coaches watched to see how many pitches a player had thrown over the game. At anywhere from 100 to 125, pitchers increasingly would be pulled out to preserve their arms. Bullpens began to specialize more, with more pitchers being trained as middle relievers, and a few hurlers, usually possessing high velocity but not much durability, as closers. The science of maximizing effectiveness and career duration, while attempting to minimize injury and downtime, is an ongoing pursuit by coaches and kinesiologists.
Along with the expansion of teams, the addition of more pitchers needed to play a complete game stressed the total number of quality players available in a system that restricted its talent searches at that time to America, Canada, Latin America, and the Caribbean.
The arrival of live televised sports in the 1950s increased attention and revenue for all major league clubs at first. The television programming was extremely regional, hurting the non-televised minor and independent leagues most. People stayed home to watch Maury Wills rather than watch unknowns at their local baseball park. Major League Baseball, as it always did, made sure that it controlled rights and fees charged for the broadcasts of all games, just as it had on radio.
The national networks began televising national games of the week, opening the door for a national audience to see particular clubs. While most teams were broadcast in the course of a season, emphasis tended toward the league leaders with famous players and the major market franchises that could draw the largest audience.
In the 1970s the cable revolution began. The Atlanta Braves became a power contender with greater revenues generated by WTBS, Ted Turner's Atlanta-based Super-Station, broadcast as "America's Team" to cable households nationwide. The roll-out of ESPN, then regional sports networks (now mostly under the umbrella of Fox Sports Net) changed sports news in general and particularly baseball with its relatively huge number of games-per-season. Now under the microscope of news organizations that needed to fill 24 programming hours per day, the amount of attention—and salary—paid to major league players grew exponentially. Players who would have sought off-season jobs to make ends meet just 20 years earlier were now well-paid professionals at least, and multi-millionaires in many cases. This super-star status often rested on careers that were not as compelling as those of the baseball heroes of a less media-intense time.
As player contract values soared, and the number of broadcasters, commentators, columnists, and sports writers also multiplied. The competition for a fresh angle on any story became fierce. Media pundits began questioning the high salaries paid to players when on-field performance was deemed less than deserving. Critical commentary was more of a draw than praise, and coverage began to become intensely negative. Players' personal lives, which had always been off-limits except under extreme circumstances, became the fodder of editorials, insider stories on TV, and features in magazines. When the use of performance-enhancing drugs became an issue, drawing scornful criticism from fans and pundits, the gap between the sports media and the players whom they covered widened further.
With the development of satellite television and digital cable, Major League Baseball launched channels with season-subscription fees, making it possible for fans to watch virtually every game played, in both major leagues, everywhere, in real time.
The next refinement of baseball on cable was the creation of single-team cable networks. YES Network & NESN, the New York Yankees & Boston Red Sox cable television networks, respectively, took in millions to broadcast games not only in New York and Boston but around the country. These networks generated as much revenue as, or more than, revenue annually for large-market teams' baseball operations. By fencing these channels off in separate corporate entities, owners were able to exclude the income from consideration during contract negotiations.
The first merchandise produced in response to the growing popularity of the game was the baseball trading card. The earliest known player cards were produced in 1868 by a pair of New York baseball-equipment purveyors. Since that time, many enterprises, notably tobacco and candy companies, have used trading cards to promote and sell their products. These cards rarely, if ever, provided any benefit directly to the players, but a growing mania for collecting and trading cards helped personalize baseball, giving some fans a more personal connection to their favorite players and introducing them to new ones. Eventually, older cards became “vintage” and rare cards gained in value until the secondary market for trading cards became a billion-dollar industry in itself, with the rarest individuals bringing mid-six-figures to millions of dollars at auction. The advent of the Internet and websites such as eBay provided huge new venues for buyers, sellers and traders, some of whom have made baseball cards their living.
In recent years baseball cards have disassociated from unrelated products like tobacco and bubble-gum, to become products in their own right. Following the exit of competitor Donruss from the baseball-card industry, former bubble-gum giants Topps and Fleer came to dominate that market through exclusive contracts with players and Major League Baseball. Fleer, in turn, exited the market in 2007, leaving Topps as the only card manufacturer with an MLB contract.
Other genuine baseball memorabilia also trades and sells, often at high prices. Much of what is for sale as "memorabilia" is manufactured strictly for sale and rarely has a direct connection to teams or players beyond the labeling, unless signed in person by a player. Souvenir balls caught by fans during important games, especially significant home run balls, have great rarity value, and balls signed by players have always been treasured, traded and sold. The high value of autographs has created new businessmen whose sole means of making a living was acquiring autographs and memorabilia from the athletes. Memorabilia hounds fought with fans to get signatures worth $20, $60, or even $100 or more in their inventory.
Of great value to individual top players are endorsement contracts wherein the player's fame is used to sell anything from sports equipment to automobiles, soda and underwear. Top players can receive as much as a million dollars a year or more directly from the companies.
In deals with players, teams and Major League Baseball, large corporations like NIKE and Champion pay big money to make sure that their logos are seen on the clothing and shoes worn by athletes on the field. This "association branding" has become a significant revenue stream. In the late 1990s and into the 21st century, the dugout, the backstops behind home plate, and anywhere else that might be seen by a camera, became fair game for the insertion of advertising.
Beginning with the 1972 Flood v. Kuhn Supreme Court case, management's grip on players, as embodied in the reserve clause, began to slip. In 1976, the Messersmith/McNally Arbitration, also known as the Seitz Decision effectively destroyed the reserve clause. Players who had been dramatically underpaid for generations came to be replaced by players who were paid extremely well for their services.
A new generation of sports agents arose, hawking the talents of free-agent players who knew baseball but didn't know the business end of the game. The agents broke down what the teams were generating in revenue off of the players' performances. They calculated what their player might be worth to energize a television contract, or provide more merchandise revenue, or put more fans into stadium seats. Management pushed back; the dynamic produced a variety of compromises which ideally left all parties unsatisfied.
Under the Major League Baseball contract, players must play for minimum salary for six years, at which time they become free agents. With players seeking greener pastures when their six years had passed, fewer players remained career members of one ball club. Large-market clubs like the New York Yankees, the Boston Red Sox, and the Los Angeles Dodgers, given big revenues from their cable television operations, signed more and more of the best—and best-known—players away from mid-sized and smaller-market clubs that could not afford to compete on salaries. Major League Baseball, unlike many other sports, does not impose a salary cap on teams. The League does attempt to level the field, as it were, by imposing a luxury tax on teams with very high payrolls, but management is still free to pay players whatever they can afford to attract talent. Some television reporters, commentators, and print sports writers question the kind of money being paid to these players, but just as many on the other side of the debate feel players should bargain for whatever they can get. Still others complain that minor-league players are not fairly compensated by MLB. The tug-of-war between players and management is complex, ongoing, and of great interest to serious students of the professional game.
All was not well with major league baseball. The many contractual disputes between players and owners came to a head in 1981. Previous players' strikes (in 1972, 1973 and 1980) had been held in preseason, with only the 1972 stoppage—over benefits—causing disruption to the regular season from April 1 to April 13. Also, in 1976 the owners had locked the players out of Spring training in a dispute over free agency.
The crux of the 1981 dispute was compensation for the loss of players to free agency. After seeing a top-rank player sign with another team, the aggrieved owner wanted a mid-rank player in return, the so-called sixteenth player (each club was allowed to protect 15 players from this rule). Under this arrangement, losing lower-rated free agents would produce correspondingly smaller compensation. While this seemed reasonable and fair to owners, players only recently freed from the bondage of the reserve clause found it unacceptable, and withdrew their labor, striking on June 12. Immediately, the U.S. Government's National Labor Relations Board ruled that the owners had not been negotiating in good faith, and installed a federal mediator to reach a solution. Seven weeks and 713 games were lost in the middle of the season, before the owners backed down on July 31, settling for proportionally lower-ranked players as compensation. The damaged season was continued as distinct halves starting August 9, with the playoffs reorganized to reflect this.
Throughout the 1980s then, baseball seemed to prosper. The competitive balance between franchises saw fifteen different teams make the World Series, and produced nine different champions during the decade. Also, every season from 1978 through 1987 saw a different World Series winner, a streak unprecedented in baseball history. Turmoil was, however, just around the corner. In 1986, Pete Rose retired from playing for the Cincinnati Reds, having broken Ty Cobb's record by accumulating 4,256 hits during his career. He continued as Reds manager until, in 1989 it was revealed that he was being investigated for sports gambling, including the possibility that he had bet on teams with which he was involved. While Rose admitted a gambling problem, he denied having bet on baseball. Federal prosecutor John Dowd investigated and, on his recommendation, Rose was banned from organised baseball, a move which precluded his possible inclusion in the Hall of Fame. In a meeting with Commissioner Giamatti, and having failed in a legal action to prevent it, Rose accepted his punishment. It was, essentially, the same fate that had befallen the Black Sox seventy years previously. (Rose, however, would continue to deny that he bet on baseball until he finally confessed to it in his 2004 autobiography.)
Labor relations were still strained. There had been a two-day strike in 1985 (over the division of television revenue money), and a 32-day spring training lockout in 1990 (again over salary structure and benefits). By far the worst action would come in 1994. The seeds were sown earlier: in 1992 the owners sought to renegotiate salary and free-agency terms, but little progress was made. The standoff continued until early 1994 when the existing agreement expired, with no agreement on what was to replace it. Adding to the conflict was the perception that "small market" teams, such as the struggling Seattle Mariners could not compete with high-spending teams such as those in New York or Los Angeles. Their plan was to institute TV revenue sharing to increase equity among the teams and impose a salary cap to keep expenditures down. Players felt that such a cap would reduce their potential earnings. It wasn't until later, in 2003, that MLB instituted a luxury tax on high-spending teams in an attempt to encourage more equitable player outlays.
Meanwhile, back in 1994, players officially went on strike on August 12. In September 1994, Major League Baseball announced the cancellation of the World Series for the first time since 1904.
The cancellation of the 1994 World Series was a severe embarrassment for Major League Baseball. Fans were outraged and frustrated, their love of the game shaken to its core. The strike was declared an act of war, and fought back: attendance figures and broadcast ratings were lower in 1995 than before the strike. It would be a decade before baseball recovered from the disruption.
On September 6, 1995, Baltimore Orioles shortstop, Cal Ripken Jr., played his 2,131st consecutive game, breaking Lou Gehrig's 56-year-old record. This was the first celebratory moment in baseball after the strike. Ripken continued his streak for another three years, voluntarily ending it at 2,632 consecutive games played on September 20, 1998.
In 1997, the expansion Florida Marlins won the World Series in just their fifth season. This made them the third-youngest team to win the Fall Classic (behind the 1903 Boston Red Sox and later the 2001 Arizona Diamondbacks, who won in their fourth season). Virtually all the key players on the 1997 Marlins team were soon traded or let go to save payroll costs (although the 2003 Marlins did win a second world championship).
In 1998, St. Louis Cardinals first baseman Mark McGwire and Chicago Cubs outfielder Sammy Sosa engaged in a home run race for the ages. With both rapidly approaching Roger Maris's record of 61 home runs (set in 1961), the entire nation watched as the two power hitters raced to be the first to break into uncharted territory. McGwire reached 62 first on September 8, 1998, with Sosa right behind. Sosa finished the season with 66 home runs, well behind McGwire's unheard-of 70. However, recent steroid allegations have marred the season in the minds of many fans.
That same year, the New York Yankees won a record 125 games, including going 11–2 in the postseason, to win the World Series as what many consider to be one of the greatest teams of all time.
McGwire's record of 70 would last a mere three years following the meteoric rise of veteran San Francisco Giants left fielder Barry Bonds in 2001. In 2001 Bonds knocked out 73 home runs, breaking the record set by McGwire by hitting his 71st on October 5, 2001. In addition to the home run record, Bonds also set single-season marks for base on balls with 177 (breaking the previous record of 170, set by Babe Ruth in 1923) and slugging percentage with .863 (breaking the mark of .847 set by Ruth in 1920). Bonds continued his torrid home run hitting in the next few seasons, hitting his 660th career home run on April 12, 2004, tying him with his godfather Willie Mays for third place on the all-time career home runs list. He hit his 661st home run the next day, April 13, to take sole possession of third place. Only three years later Bonds surpassed the great Hank Aaron to become baseball's most prolific home run hitter.
However, none of Bonds's accomplishments in the 2000s have been without controversy. During his run, journalists questioned McGwire about his use of the steroid-precursor androstenedione, and in March 2005 he was unforthcoming when questioned as part of a Congressional inquiry into steroids. Bonds has also been dogged by allegations of steroid use and his involvement in the BALCO drugs scandal, as his personal trainer Greg Anderson pleaded guilty to supplying steroids (without naming Bonds as a recipient). Neither Bonds nor McGwire has failed a drug test at any time since there was no steroid-testing until 2003 after the new August 7, 2002, agreement between owners and players was reached. McGwire retired after the 2001 season; in 2010, he admitted to having used steroids throughout his MLB career.
The 1990s also saw Major League Baseball expand into new markets as four new teams joined the league. In 1993, the Colorado Rockies and Florida Marlins began play, and in just their fifth year of existence, the Marlins became the first wild card team to win the championship.
The year 1998 brought two more teams into the mix, the Tampa Bay Devil Rays and the Arizona Diamondbacks, the latter of which become the youngest expansion franchise to win the championship.
The late 1990s were dominated by the New York Yankees, who won four out of five World Series championships from 1996 to 2000.
The lure of big money pushed players harder and harder to achieve peak performance, while avoiding injury from over-training. The wearying travel schedule and 162-game season meant that amphetamines, usually in the form of pep pills known as "greenies", had been widespread in baseball since at least the 1960s. Baseball's drug scene was no particular secret, having been discussed in Sports Illustrated and in Jim Bouton's groundbreaking book Ball Four, but there was virtually no public backlash. Two decades later, however, some Major League players turned to newer performance-enhancing drugs, including ephedra and improved steroids. The eventual consequences for the game, the players and the fans were substantial.
A memo circulated in 1991 by baseball commissioner Fay Vincent stated that "The possession, sale or use of any illegal drug or controlled substance by Major League players and personnel is strictly prohibited ... [and those players involved] are subject to discipline by the Commissioner and risk permanent expulsion from the game.... This prohibition applies to all illegal drugs and controlled substances, including steroids…" Some general managers of the time do not remember this memo; it was not emphasized or enforced and, confusingly, Vincent himself has disclaimed any direct responsibility for a ban on steroids, saying, "I didn't ban steroids...They were banned by Congress".
Ephedra, an herb used to cure cold symptoms, and also used in some allergy medications, sped up the heart and was considered by some to be a weight-loss short-cut. In 2003, Baltimore Orioles pitcher Steve Bechler had come to training camp 10 pounds overweight. During a workout on February 16, Bechler complained of dizziness and fatigue. His condition worsened while resting in the clubhouse and he was transported to an ambulance on a stretcher. Bechler spent the night in intensive care and died the following morning at the age of 23. The official cause of death was listed as "multi-organ failure due to heat exhaustion". The coroner's report stated it was likely that Bechler had taken three ephedra capsules on an empty stomach prior to working out. Many in the media linked Bechler's death to ephedra, raising concerns over the use of performance-enhancing drugs in baseball. Ephedra was banned, and soon the furor died down.
The 1998 home run race had generated nearly unbroken positive publicity, but Barry Bonds' run for the all-time home run record provoked a backlash over steroids, which increase a person's testosterone level and subsequently enable that person to bodybuild with much more ease. Some athletes have said that the main advantage to steroids is not so much the additional power or endurance that they can provide, but that they can drastically shorten rehab time from injury.
Commissioner Bud Selig was criticized, mostly after-the-fact, for a slow response to the rising tide of steroid use in the 1990s. In the early 2000s, as a safe and effective test for anabolic steroids came online and sanctions for their use began to be strictly enforced, some players adopted the use of harder-to-detect human growth hormone (HGH) to increase stamina and strength. Selig, still acting with some caution, imposed a strict anti-drug policy upon its minor league players, who are not part of the Major League Baseball Players Association (the PA). Random drug testing, education and treatment, and strict penalties for those caught became the rule of law. Anyone on a Major League team's forty man roster, including 15 minor leaguers that are on that list, were exempt from that program. Eventually, Selig and MLB had strict rules in place that carried meaningful sanctions against players who "juiced."
In a Sports Illustrated cover story in 2002, a year after his retirement, Ken Caminiti admitted that he had used steroids during his National League MVP-winning 1996 season, and for several seasons afterwards. Caminiti died unexpectedly of an apparent heart attack in The Bronx at the age of 41; he was pronounced dead on October 10, 2004, at New York's Lincoln Memorial Hospital. On November 1, the New York City Medical Examiners Office announced that Caminiti died from "acute intoxication due to the combined effects of cocaine and opiates", but possibly-steroid-induced coronary artery disease and cardiac hypertrophy (an enlarged heart) were also contributing factors.
In 2005, Jose Canseco published Juiced: Wild Times, Rampant 'Roids, Smash Hits & How Baseball Got Big, admitting steroid usage and claiming that it was prevalent throughout major league baseball. When the United States Congress decided to investigate the use of steroids in the sport, some of the game's most prominent players came under scrutiny for possibly using steroids. These include Barry Bonds, Jason Giambi, and Mark McGwire. Other players, such as Canseco and Gary Sheffield, have admitted to have either knowingly (in Canseco's case) or not (Sheffield's) using steroids. In confidential testimony to the BALCO Grand Jury (that was later leaked to the San Francisco Chronicle), Giambi also admitted steroid use. He later held a press conference in which he appeared to affirm this admission, without actually saying the words. And after an appearance before Congress where he (unlike McGwire) emphatically denied using steroids, "period", slugger Rafael Palmeiro became the first major star to be suspended (10 days) on August 1, 2005, for violating Major League Baseball's newly strengthened ban on controlled substances, including steroids, adopted on August 7, 2002, starting in the 2003 season. Many lesser players (mostly from the minor leagues) have tested positive for use, as well.
In 2006, Commissioner Selig tasked former United States Senator George J. Mitchell to lead an investigation into the use of performance-enhancing drugs in Major League Baseball (MLB) and on December 13, 2007, the 409-page Mitchell Report was released ('Report to the Commissioner of Baseball of an Independent Investigation into the Illegal Use of Steroids and Other Performance Enhancing Substances by Players in Major League Baseball'). The report described the use of anabolic steroids and human growth hormone (HGH) in MLB and assessed the effectiveness of the MLB Joint Drug Prevention and Treatment Program. Mitchell also advanced certain recommendations regarding the handling of past illegal drug use and future prevention practices. The report names 89 MLB players who are alleged to have used steroids or drugs.
Baseball has been taken to task for turning a blind eye to its drug problems. It benefited from these drugs in the ever-increasingly competitive fight for airtime and media attention. For example, Commissioner Selig sent a personal representative to the 2007 game where Barry Bonds broke Hank Aaron's career home run record, even though Bonds was widely believed at the time to be a steroid user and had been named in connection with the then-ongoing BALCO scandal; many viewed this as Selig giving wink-and-a-nod tacit approval to the use of PEDs. MLB and its Players Association finally announced tougher measures, but many felt that they did not go far enough.
In December 2009, Sports Illustrated named Baseball's Steroid Scandal as the number one sports story of the decade of the 2000s. In 2013, no player from the first "steroid class" of players eligible for the Baseball Hall of Fame was elected. Bonds and Clemens received less than half the number of votes needed, and some voters stated that they would not vote for any first-time candidate who played during the steroid era—whether accused of using banned substances or not—because of the effect the substances had on baseball.
In 2002, a major scandal arose when it was discovered that the company Bay Area Laboratory Co-operative (BALCO), owned by Victor Conte, had been producing so-called "designer steroids", (specifically "the clear" and "the cream") which are steroids that could not be detected through drug tests at that time. In addition, the company had connections to several San Francisco Bay Area sports trainers and athletes, including the trainers of Jason Giambi and Barry Bonds. This revelation led to a vast criminal investigation into BALCO's connections with athletes from baseball and many other sports. Among the many athletes who have been linked to BALCO are Olympic sprinters Tim Montgomery and Marion Jones, Olympic shot-putter C. J. Hunter, as well as Giambi and Bonds.
Grand jury testimony in December 2003—which was illegally leaked to the San Francisco Chronicle and published in December 2004 under the bylines of Mark Fainaru-Wada and Lance Williams—revealed that the Bay Area Laboratory Cooperative did not merely manufacture nutritional supplements, but also distributed exotic steroids. Williams and Fairanu-Wada also provided compelling evidence that Barry Bonds, arguably the greatest player of his generation, was one of BALCO's steroid clients. The paper reported that these substances were probably designer steroids. Bonds said that Greg Anderson gave him a rubbing balm and a liquid substance that at the time he did not believe them to be steroids and thought they were flaxseed oil and other health supplements. Based on the testimony from many of the athletes, Conte and Anderson accepted plea agreements from the government in 2005, on charges they distributed steroids and laundered money, in order to avoid significant time in jail. Conte received a sentence of four months, Anderson received a sentence of three months. Also that year, James Valente, the vice-president of BALCO, and Remi Korchemny, a track coach affiliated with BALCO, pled guilty to distributing banned substances and received probation.
Various baseball pundits, fans, and even players have taken this as confirmation that Bonds used illegal steroids. Bonds never tested positive in tests performed in 2003, 2004, and 2005, which may be attributable to successful obfuscation of continued use as documented in the 2006 book Game of Shadows. Before-and-after photos of Bonds, early in his career and late in his career, have led most fans to conclude that he must have used steroids to achieve such startling changes in his physique.
While the introduction of steroids certainly increased the power production of greats, there were other factors that drastically increased the power surge after 1994. The factors cited are: smaller sized ballparks than in the past, the "juiced balls" theory claiming that the balls are wound tighter thus travel further following contact with the bat, and "watered down pitching" implying that lesser quality pitchers are up in the Major Leagues due to too many teams. Albeit these factors did play a large role in increasing home run thus scoring totals during this time, others that directly impact ballplayers have an equally important role. As noted earlier, one of those factors is the use of anabolic steroids for increasing muscle mass, which enables hitters to not only hit "mistake" pitches farther, but it also confers faster bat speed, giving hitters a fraction of a second more to adjust to "good" pitches such as a well-placed fastball, slider, changeup, or curveball. A more innocent, but also meaningful factor is better nutrition, as well as scientific training methods and advanced training facilities/equipment which can work without steroids to produce a more potent ballplayer.
In today's baseball age, we routinely see players reach 40 and 50 home runs in a season, a feat that was rare as recently as the 1980s. On the other hand, since the end of the steroid era, the emphasis on swinging for home runs has been accompanied by hitting in general falling off, with batting averages trending downwards towards 1960s levels and strikeouts reaching all-time highs: each of the eleven seasons from 2006 through 2016 broke the preceding MLB-total record for strikeouts.
Many modern baseball theorists believe that a new pitch will swing the balance of power back to the pitcher. A pitching revolution would not be unprecedented—several pitches have changed the game of baseball in the past, including the slider in the 1950s and 1960s and the split-fingered fastball in the 1970s to 1990s. Since the 1990s, the changeup has made a resurgence, being thrown masterfully by pitchers such as Tim Lincecum, Pedro Martínez, Trevor Hoffman, Greg Maddux, Matt Cain, Tom Glavine, Johan Santana, Marco Estrada, Justin Verlander, and Cole Hamels. Every so often, the time-honored knuckleball puts in another appearance to bedevil batters; pitchers like Phil Niekro, Jesse Haines, and Hoyt Wilhelm have made the Hall of Fame throwing knuckleballs, and who knows when the next "Knucksie" will appear?
Note: The team names listed below are those currently in use. Some of the franchises have changed their names in the past, in some cases more than once. In the early years of the 20th century, many teams did not have official names, and were referred to by their league and city, or by nicknames created by sportswriters. | [
{
"paragraph_id": 0,
"text": "The history of baseball in the United States dates to the 18th century, when boys and amateur enthusiasts played a baseball-like game by their own informal rules using homemade equipment. The popularity of the sport grew and amateur men's ball clubs were formed in the 1830–50s. Semi-professional baseball clubs followed in the 1860s, and the first professional leagues arrived in the post-American Civil War 1870s.",
"title": ""
},
{
"paragraph_id": 1,
"text": "The earliest known mention of baseball in the US is either a 1786 diary entry by a Princeton University student who describes playing \"baste ball,\" or a 1791 Pittsfield, Massachusetts, ordinance that barred the playing of baseball within 80 yards (73 m) of the town meeting house and its glass windows. Another early reference reports that base ball was regularly played on Saturdays in 1823 on the outskirts of New York City in an area that today is Greenwich Village. The Olympic Base Ball Club of Philadelphia was organized in 1833.",
"title": "Early history"
},
{
"paragraph_id": 2,
"text": "In 1903, the British-born sportswriter Henry Chadwick published an article speculating that baseball was derived from an English game called rounders, which Chadwick had played as a boy in England. Baseball executive Albert Spalding disagreed, asserting that the game was fundamentally American and had hatched on American soil. To settle the matter, the two men appointed a commission, headed by Abraham Mills, the fourth president of the National League of Professional Baseball Clubs. The commission, which also included six other sports executives, labored for three years, finally declaring that Abner Doubleday had invented the national pastime. Doubleday \"...never knew that he had invented baseball. But 15 years after his death, he was anointed as the father of the game,\" writes baseball historian John Thorn. The myth about Doubleday inventing the game of baseball actually came from a Colorado mining engineer who claimed to have been present at the moment of creation. The miner's tale was never corroborated, nonetheless the myth was born and persists to this day.",
"title": "Early history"
},
{
"paragraph_id": 3,
"text": "Which does not mean that the Doubleday myth does not continue to be disputed; in fact, it is likely that the parentage of the modern game of baseball will be in some dispute until long after such future time when the game is no longer played.",
"title": "Early history"
},
{
"paragraph_id": 4,
"text": "The first team to play baseball under modern rules is believed to be the New York Knickerbockers. The club was founded on September 23, 1845, as a breakaway from the earlier Gotham Club. The new club's by-laws committee, William R. Wheaton and William H. Tucker, formulated the Knickerbocker Rules, which, in large part, dealt with organizational matters but which also laid out some new rules of play. One of these prohibited soaking or plugging the runner; under older rules, a fielder could put a runner out by hitting the runner with the thrown ball, as in the common schoolyard game of kickball. The Knickerbocker Rules required fielders to tag or force the runner. The new rules also introduced base paths, foul lines and foul balls; in \"town ball\" every batted ball was fair, as in cricket, and the lack of runner's lanes led to wild chases around the infield.",
"title": "Early history"
},
{
"paragraph_id": 5,
"text": "Initially, Wheaton and Tucker's innovations did not serve the Knickerbockers well. In the first known competitive game between two clubs under the new rules, played at Elysian Fields in Hoboken, New Jersey, on June 19, 1846, the \"New York nine\" (almost certainly the Gotham Club) humbled the Knickerbockers by a score of 23 to 1. Nevertheless, the Knickerbocker Rules were rapidly adopted by teams in the New York area and their version of baseball became known as the \"New York Game\" (as opposed to the less rule-bound \"Massachusetts Game,\" played by clubs in New England, and \"Philadelphia Town-ball\").",
"title": "Early history"
},
{
"paragraph_id": 6,
"text": "In spite of its rapid growth in popularity, baseball had yet to overtake the British import, cricket. As late as 1855, the New York press was still devoting more space to coverage of cricket than to baseball.",
"title": "Early history"
},
{
"paragraph_id": 7,
"text": "At a 1857 convention of sixteen New York area clubs, including the Knickerbockers, the National Association of Base Ball Players (NABBP) was formed. It was the first official organization to govern the sport and the first to establish a championship. The convention also formalized three key features of the game: 90 feet distance between the bases, 9-man teams, and 9-inning games (under the Knickerbocker Rules, games were played to 21 runs). During the Civil War, soldiers from different parts of the United States played baseball together, leading to a more unified national version of the sport. Membership in the NABBP grew to almost 100 clubs by 1865 and to over 400 by 1867, including clubs from as far away as California. Beginning in 1869, the league permitted professional play, addressing a growing practice that had not been previously permitted under its rules. The first and most prominent professional club of the NABBP era was the Cincinnati Red Stockings in Ohio, which went undefeated in 1869 and half of 1870. After the Cincy club broke up at the end of that season, four key members including player/manager Harry Wright moved to Boston under owner and businessman Ivers Whitney Adams and became the \"Boston Red Stockings\" and the Boston Base Ball Club.",
"title": "Early history"
},
{
"paragraph_id": 8,
"text": "In 1858, at the Fashion Race Course in the Corona neighborhood of Queens (now part of New York City), the first games of baseball to charge admission were played. The All Stars of Brooklyn, including players from the Atlantic, Excelsior, Putnam and Eckford clubs, took on the All Stars of New York (Manhattan), including players from the Knickerbocker, Gotham, Eagle and Empire clubs. These are commonly believed to the first all-star baseball games.",
"title": "Early history"
},
{
"paragraph_id": 9,
"text": "Before the Civil War, baseball competed for public interest with cricket and regional variants of baseball, notably town ball played in Philadelphia and the Massachusetts Game played in New England. In the 1860s, aided by the Civil War, \"New York\" style baseball expanded into a national game. As its first governing body, the National Association of Base Ball Players was formed. The NABBP soon expanded into a truly national organization, although most of the strongest clubs remained those based in the country's northeastern part. In its 12-year history as an amateur league, the Atlantic Club of Brooklyn won seven championships, establishing themselves as the first true dynasty in the sport. However, Mutual of New York was widely considered one of the best teams of the era. By the end of 1865, almost 100 clubs were members of the NABBP. By 1867, it ballooned to over 400 members, including some clubs from as far away as California. One of these western clubs, Chicago (dubbed the \"White Stockings\" by the press for their uniform hosiery), won the championship in 1870. Because of this growth, regional and state organizations began to assume a more prominent role in the governance of the amateur sport at the expense of the NABBP. At the same time, the professionals soon sought a new governing body.",
"title": "Growth"
},
{
"paragraph_id": 10,
"text": "The NABBP of America was initially established upon principles of amateurism. However, even early in the Association's history, some star players such as James Creighton of Excelsior received compensation covertly or indirectly. In 1866, the NABBP investigated Athletic of Philadelphia for paying three players including Lip Pike, but ultimately took no action against either the club or the players. In many cases players, quite openly, received a cut of the gate receipts. Clubs playing challenge series were even accused of agreeing beforehand to split the earlier games to guarantee a decisive (and thus more certain to draw a crowd) \"rubber match\". To address this growing practice, and to restore integrity to the game, at its December 1868 meeting the NABBP established a professional category for the 1869 season. Clubs desiring to pay players were now free to declare themselves professional.",
"title": "Professionalism"
},
{
"paragraph_id": 11,
"text": "The Cincinnati Red Stockings were the first to declare themselves openly professional, and were aggressive in recruiting the best available players. Twelve clubs, including most of the strongest clubs in the NABBP, ultimately declared themselves professional for the 1869 season.",
"title": "Professionalism"
},
{
"paragraph_id": 12,
"text": "The first attempt at forming a major league produced the National Association of Professional Base Ball Players, which lasted from 1871 to 1875. The now all-professional Chicago \"White Stockings\" (today the Chicago Cubs), financed by businessman William Hulbert, became a charter member of the league along with a new Red Stockings club (now the Atlanta Braves), formed in Boston with four former Cincinnati players. The Chicagos were close contenders all season, despite the fact that the Great Chicago Fire had destroyed the team's home field and most of their equipment. Chicago finished the season in second place, but were ultimately forced to drop out of the league during the city's recovery period, finally returning to National Association play in 1874. Over the next couple of seasons, the Boston club dominated the league and hoarded many of the game's best players, even those who were under contract with other teams. After Davy Force signed with Chicago, and then breached his contract to play in Boston, Hulbert became discouraged by the \"contract jumping\" as well as the overall disorganization of the N.A. (for example, weaker teams with losing records or inadequate gate receipts would simply decline to play out the season), and thus spearheaded the movement to form a stronger organization. The end result of his efforts was the formation of a much more \"ethical\" league, which was named the National League of Professional Base Ball Clubs (NL). After a series of rival leagues were organized but failed (most notably the American Base Ball Association (1882–1891), which spawned the clubs which would ultimately become the Cincinnati Reds, Pittsburgh Pirates, St. Louis Cardinals and Brooklyn Dodgers), the current American League (AL), evolving from the minor Western League of 1893, was established in 1901.",
"title": "Professionalism"
},
{
"paragraph_id": 13,
"text": "In 1870, a schism developed between professional and amateur ballplayers. The NABBP split into two groups. The National Association of Professional Base Ball Players operated from 1871 through 1875 and is considered by some to have been the first major league. Its amateur counterpart disappeared after only a few years.",
"title": "Rise of the major leagues"
},
{
"paragraph_id": 14,
"text": "William Hulbert's National League, which was formed after the National Association proved ineffective, put its emphasis on \"clubs\" rather than \"players\". Clubs now had the ability to enforce player contracts and prevent players from jumping to higher-paying clubs. Clubs in turn were required to play their full schedule of games, rather than forfeiting scheduled games once out of the running for the league championship, a practice that had been common under the National Association. A concerted effort was also made to reduce the amount of gambling on games which was leaving the validity of results in doubt.",
"title": "Rise of the major leagues"
},
{
"paragraph_id": 15,
"text": "Around this time, a gentlemen's agreement was struck between the clubs to exclude non-white players from professional baseball, a de facto ban that remained in effect until 1947. It is a common misconception that Jackie Robinson was the first African-American major-league ballplayer; he was actually only the first after a long gap (and the first in the modern era). Moses Fleetwood Walker and his brother Weldy Walker were unceremoniously dropped from major and minor-league rosters in the 1880s, as were other African-Americans in baseball. An unknown number of African-Americans played in the major leagues by representing themselves as Indians, or South or Central Americans, and a still larger number played in the minor leagues and on amateur teams. In the majors, however, it was not until the signing of Robinson (in the National League) and Larry Doby (in the American League) that baseball began to relax its ban on African-Americans.",
"title": "Rise of the major leagues"
},
{
"paragraph_id": 16,
"text": "The early years of the National League were tumultuous, with threats from rival leagues and a rebellion by players against the hated \"reserve clause\", which restricted the free movement of players between clubs. Competitive leagues formed regularly, and disbanded just as regularly. The most successful of these was the American Association of 1882–1891, sometimes called the \"beer and whiskey league\" for its tolerance of the sale of alcoholic beverages to spectators. For several years, the National League and American Association champions met in a postseason \"World's Championship Series\"—the first attempt at a World Series.",
"title": "Rise of the major leagues"
},
{
"paragraph_id": 17,
"text": "The Union Association survived for only one season (1884), as did the Players' League (1890), which was an attempt to return to the National Association structure of a league controlled by the players themselves. Both leagues are considered major leagues by many baseball researchers because of the perceived high caliber of play and the number of star players featured. However, some researchers have disputed the major league status of the Union Association, pointing out that franchises came and went and contending that the St. Louis club, which was deliberately \"stacked\" by the league's president (who owned that club), was the only club that was anywhere close to major-league caliber.",
"title": "Rise of the major leagues"
},
{
"paragraph_id": 18,
"text": "In fact, there were dozens of leagues, large and small, in the late 19th century. What made the National League \"major\" was its dominant position in the major cities, particularly the edgy, emotional nerve center of baseball that was New York City. Large, concentrated populations offered baseball teams national media distribution systems and fan bases that could generate sufficient revenues to afford the best players in the country.",
"title": "Rise of the major leagues"
},
{
"paragraph_id": 19,
"text": "A number of the other leagues, including the venerable Eastern League, threatened the dominance of the National League. The Western League, founded in 1893, became particularly aggressive. Its fiery leader Ban Johnson railed against the National League and promised to grab the best players and field the best teams. The Western League began play in April 1894 with teams in Detroit (now the American League Detroit Tigers, the only league team that has not moved since), Grand Rapids, Indianapolis, Kansas City, Milwaukee, Minneapolis, Sioux City and Toledo. Prior to the 1900 season, the league changed its name to the American League and moved several franchises to larger, strategic locations. In 1901 the American League declared its intent to operate as a major league.",
"title": "Rise of the major leagues"
},
{
"paragraph_id": 20,
"text": "The resulting bidding war for players led to widespread contract-breaking and legal disputes. One of the most famous involved star second baseman Napoleon Lajoie, who in 1901 went across town in Philadelphia from the National League Phillies to the American League Athletics. Barred by a court injunction from playing baseball in the state of Pennsylvania the next year, Lajoie was traded to the Cleveland team, where he played and managed for many years.",
"title": "Rise of the major leagues"
},
{
"paragraph_id": 21,
"text": "The war between the American and National leagues caused shock waves across the baseball world. At a meeting in 1901, the other baseball leagues negotiated a plan to maintain their independence. On September 5, 1901, Eastern League president Patrick T. Powers announced the formation of the second National Association of Professional Baseball Leagues, the NABPL (NA).",
"title": "Rise of the major leagues"
},
{
"paragraph_id": 22,
"text": "These leagues did not consider themselves \"minor\"—a term that did not come into vogue until St. Louis Cardinals general manager Branch Rickey pioneered the farm system in the 1930s. Nevertheless, these financially troubled leagues, by beginning the practice of selling players to the more affluent National and American leagues, embarked on a path that eventually led to the loss of their independent status.",
"title": "Rise of the major leagues"
},
{
"paragraph_id": 23,
"text": "Ban Johnson had other designs for the NA. While the NA continues to this day, he saw it as a tool to end threats from smaller rivals who might some day want to expand in other territories and threaten his league's dominance.",
"title": "Rise of the major leagues"
},
{
"paragraph_id": 24,
"text": "After 1902 both leagues and the NABPL signed a new National Agreement which achieved three things:",
"title": "Rise of the major leagues"
},
{
"paragraph_id": 25,
"text": "The new agreement tied independent contracts to the reserve-clause national league contracts. Baseball players were a commodity, like cars. A player's skill set had a price of $5,000. It set up a rough classification system for independent leagues that regulated the dollar value of contracts, the forerunner of the system refined by Rickey and used today.",
"title": "Rise of the major leagues"
},
{
"paragraph_id": 26,
"text": "It also gave the NA great power. Many independents walked away from the 1901 meeting. The deal with the NA punished those other indies who had not joined the NA and submitted to the will of the majors. The NA also agreed to the deal so as to prevent more pilfering of players with little or no compensation for the players' development. Several leagues, seeing the writing on the wall, eventually joined the NA, which grew in size over the next several years.",
"title": "Rise of the major leagues"
},
{
"paragraph_id": 27,
"text": "In the very early part of the 20th century, known as the \"dead-ball era\", baseball rules and equipment favored the \"inside game\" and the game was played more violently and aggressively than it is today. This period ended in the 1920s with several changes that gave advantages to hitters. In the largest parks, the outfield fences were brought closer to the infield. In addition, the strict enforcement of new rules governing the construction and regular replacement of the ball caused it to be easier to hit, and be hit harder.",
"title": "Rise of the major leagues"
},
{
"paragraph_id": 28,
"text": "The first professional black baseball club, the Cuban Giants, was organized in 1885. Subsequent professional black baseball clubs played each other independently, without an official league to organize the sport. Rube Foster, a former ballplayer, founded the Negro National League in 1920. A second league, the Eastern Colored League, was established in 1923. These became known as the Negro leagues, though these leagues never had any formal overall structure comparable to the Major Leagues. The Negro National League did well until 1930, but folded during the Great Depression.",
"title": "Rise of the major leagues"
},
{
"paragraph_id": 29,
"text": "From 1942 to 1948, the Negro World Series was revived. This was the golden era of Negro league baseball, a time when it produced some of its greatest stars. In 1947, Jackie Robinson signed a contract with the Brooklyn Dodgers, breaking the color barrier that had prevented talented African-American players from entering the white-only major leagues. Although the transformation was not instantaneous, baseball has since become fully integrated. While the Dodgers' signing of Robinson was a key moment in baseball and civil rights history, it prompted the decline of the Negro leagues. The best black players were now recruited for the Major Leagues, and black fans followed. The last Negro league teams folded in the 1960s.",
"title": "Rise of the major leagues"
},
{
"paragraph_id": 30,
"text": "Pitchers dominated the game in the 1960s and early 1970s. In 1973, the designated hitter (DH) rule was adopted by the American League, while in the National League, the DH rule was not adopted until March 2022. The rule had been applied in a variety of ways during the World Series; until the adoption of the DH by the National League, the DH rule applied when Series games were played in an American League stadium, and pitchers would bat during Series games played in National League stadiums. There had been continued disagreement about the future of the DH rule in the World Series until league-wide adoption of the DH rule.",
"title": "Rise of the major leagues"
},
{
"paragraph_id": 31,
"text": "During the late 1960s, the Baseball Players Union became much stronger and conflicts between owners and the players' union led to major work stoppages in 1972, 1981, and 1994. The 1994 baseball strike led to the cancellation of the World Series, and was not settled until the spring of 1995. In the late 1990s, functions that had been administered separately by the two major leagues' administrations were united under the rubric of Major League Baseball (MLB).",
"title": "Rise of the major leagues"
},
{
"paragraph_id": 32,
"text": "The period 1901–1919 is commonly called the \"Dead-ball era\", with low-scoring games dominated by pitchers such as Walter Johnson, Cy Young, Christy Mathewson, and Grover Cleveland Alexander. The term also accurately describes the condition of the baseball itself. Baseballs cost three dollars each in 1901, a unit price which would be equal to $106 today. In contrast, modern baseballs purchased in bulk as is the case with professional teams cost about seven dollars each as of 2021 and thus make up a negligible portion of a modern MLB team's operating budget. Due to the much larger relative cost, club owners in the early 20th century were reluctant to spend much money on new balls if not necessary. It was not unusual for a single baseball to last an entire game, nor for a baseball to be reused for the next game especially if it was still in relatively good condition as would likely be the case for a ball introduced late in the game. By the end of the game, the ball would usually be dark with grass, mud, and tobacco juice, and it would be misshapen and lumpy from contact with the bat. Balls were replaced only if they were hit into the crowd and lost, and many clubs employed security guards expressly for the purpose of retrieving balls hit into the stands — a practice unthinkable today.",
"title": "The dead-ball era: 1901 to 1919"
},
{
"paragraph_id": 33,
"text": "As a consequence, home runs were rare, and the \"inside game\" dominated—singles, bunts, stolen bases, the hit-and-run play, and other tactics dominated the strategies of the time.",
"title": "The dead-ball era: 1901 to 1919"
},
{
"paragraph_id": 34,
"text": "Despite this, there were also several superstar hitters, the most famous being Honus Wagner, held to be one of the greatest shortstops to ever play the game, and Detroit's Ty Cobb, the \"Georgia Peach.\" His career batting average of .366 has yet to be bested.",
"title": "The dead-ball era: 1901 to 1919"
},
{
"paragraph_id": 35,
"text": "The 1908 pennant races in both the AL and NL were among the most exciting ever witnessed. The conclusion of the National League season, in particular, involved a bizarre chain of events. On September 23, 1908, the New York Giants and Chicago Cubs played a game in the Polo Grounds. Nineteen-year-old rookie first baseman Fred Merkle, later to become one of the best players at his position in the league, was on first base, with teammate Moose McCormick on third with two outs and the game tied. Giants shortstop Al Bridwell socked a single, scoring McCormick and apparently winning the game. However, Merkle, instead of advancing to second base, ran toward the clubhouse to avoid the spectators mobbing the field, which at that time was a common, acceptable practice. The Cubs' second baseman, Johnny Evers, noticed this. In the confusion that followed, Evers claimed to have retrieved the ball and touched second base, forcing Merkle out and nullifying the run scored. Evers brought this to the attention of the umpire that day, Hank O'Day, who after some deliberation called the runner out. Because of the state of the field O'Day thereby called the game. Despite the arguments by the Giants, the league upheld O'Day's decision and ordered the game replayed at the end of the season, if necessary. It turned out that the Cubs and Giants ended the season tied for first place, so the game was indeed replayed, and the Cubs won the game, the pennant, and subsequently the World Series (the last Cubs Series victory until 2016).",
"title": "The dead-ball era: 1901 to 1919"
},
{
"paragraph_id": 36,
"text": "For his part, Merkle was doomed to endless ridicule throughout his career (and to a lesser extent for the rest of his life) for this lapse, which went down in history as \"Merkle's Boner\". In his defense, some baseball historians have suggested that it was not customary for game-ending hits to be fully \"run out\", it was only Evers's insistence on following the rules strictly that resulted in this unusual play. In fact, earlier in the 1908 season, the identical situation had been brought to the umpires' attention by Evers; the umpire that day was the same Hank O'Day. While the winning run was allowed to stand on that occasion, the dispute raised O'Day's awareness of the rule, and directly set up the Merkle controversy.",
"title": "The dead-ball era: 1901 to 1919"
},
{
"paragraph_id": 37,
"text": "Turn-of-the-century baseball attendances were modest by later standards. The average for the 1,110 games in the 1901 season was 3,247. However, the first 20 years of the 20th century saw an unprecedented rise in the popularity of baseball. Large stadiums dedicated to the game were built for many of the larger clubs or existing grounds enlarged, including Tiger Stadium in Detroit, Shibe Park in Philadelphia, Ebbets Field in Brooklyn, the Polo Grounds in Manhattan, Boston's Fenway Park along with Wrigley Field and Comiskey Park in Chicago. Likewise from the Eastern League to the small developing leagues in the West, and the rising Negro leagues professional baseball was being played all across the country. Average major league attendances reached a pre-World War I peak of 5,836 in 1909. Where there weren't professional teams, there were semi-professional teams, traveling teams barnstorming, company clubs and amateur men's leagues that drew small but fervent crowds.",
"title": "The dead-ball era: 1901 to 1919"
},
{
"paragraph_id": 38,
"text": "The fix of baseball games by gamblers and players working together had been suspected as early as the 1850s. Hal Chase was particularly notorious for throwing games, but played for a decade after gaining this reputation; he even managed to parlay these accusations into a promotion to manager. Even baseball stars such as Ty Cobb and Tris Speaker have been credibly alleged to have fixed game outcomes. When MLB's complacency during this \"Golden Age\" was eventually exposed after the 1919 World Series, it became known as the Black Sox scandal.",
"title": "The dead-ball era: 1901 to 1919"
},
{
"paragraph_id": 39,
"text": "After an excellent regular season (88–52, .629 W%), the Chicago White Sox were heavy favorites to win the 1919 World Series. Arguably the best team in baseball, the White Sox had a deep lineup, a strong pitching staff, and a good defense. Even though the National League champion Cincinnati Reds had a superior regular season record (96–44, .689 W%,) no one, including gamblers and bookmakers, anticipated the Reds having a chance. When the Reds triumphed 5–3, many pundits cried foul.",
"title": "The dead-ball era: 1901 to 1919"
},
{
"paragraph_id": 40,
"text": "At the time of the scandal, the White Sox were arguably the most successful franchise in baseball, with excellent gate receipts and record attendance. At the time, most baseball players were not paid especially well and had to work other jobs during the winter to survive. Some elite players on the big-city clubs made very good salaries, but Chicago was a notable exception.",
"title": "The dead-ball era: 1901 to 1919"
},
{
"paragraph_id": 41,
"text": "For many years, the White Sox were owned and operated by Charles Comiskey, who paid the lowest player salaries, on average, in the American League. The White Sox players all intensely disliked Comiskey and his penurious ways, but were powerless to do anything, thanks to baseball's so-called \"reserve clause\" that prevented players from switching teams without their team owner's consent.",
"title": "The dead-ball era: 1901 to 1919"
},
{
"paragraph_id": 42,
"text": "By late 1919, Comiskey's tyrannical reign over the Sox had sown deep bitterness among the players, and White Sox first baseman Arnold \"Chick\" Gandil decided to conspire to throw the 1919 World Series. He persuaded gambler Joseph \"Sport\" Sullivan, with whom he had had previous dealings, that the fix could be pulled off for $100,000 total (which would be equal to $1,687,908 today), paid to the players involved. New York gangster Arnold Rothstein supplied the $100,000 that Gandil had requested through his lieutenant Abe Attell, a former featherweight boxing champion.",
"title": "The dead-ball era: 1901 to 1919"
},
{
"paragraph_id": 43,
"text": "After the 1919 series, and through the beginning of the 1920 baseball season, rumors swirled that some of the players had conspired to purposefully lose. At last, in 1920, a grand jury was convened to investigate these and other allegations of fixed baseball games. Eight players (Charles \"Swede\" Risberg, Arnold \"Chick\" Gandil, \"Shoeless\" Joe Jackson, Oscar \"Happy\" Felsch, Eddie Cicotte, George \"Buck\" Weaver, Fred McMullin, and Claude \"Lefty\" Williams) were indicted and tried for conspiracy. The players were ultimately acquitted.",
"title": "The dead-ball era: 1901 to 1919"
},
{
"paragraph_id": 44,
"text": "However, the damage to the reputation of the sport of baseball led the team owners to appoint Federal judge Kenesaw Mountain Landis to be the first Commissioner of Baseball. His first act as commissioner was to ban the \"Black Sox\" from professional baseball for life. The White Sox, meanwhile, would not return to the World Series until 1959, and it was not until their next appearance in 2005 they won the World Series.",
"title": "The dead-ball era: 1901 to 1919"
},
{
"paragraph_id": 45,
"text": "Until July 5, 1947, baseball had two histories. One fills libraries, while baseball historians are only just beginning to chronicle the other fully: African Americans have played baseball as long as white Americans. Players of color, both African-American and Hispanic, played for white baseball clubs throughout the very early days of the growing amateur sport. Moses Fleetwood Walker is considered the first African American to play at the major league level, in 1884. But soon, and dating through the first half of the 20th century, an unwritten but iron-clad color line fenced African-Americans and other players of color out of the \"majors\".",
"title": "The Negro leagues"
},
{
"paragraph_id": 46,
"text": "The Negro leagues were American professional baseball leagues comprising predominantly African-American teams. The term may be used broadly to include professional black teams outside the leagues and it may be used narrowly for the seven relatively successful leagues beginning 1920 that are sometimes termed \"Negro major leagues\".",
"title": "The Negro leagues"
},
{
"paragraph_id": 47,
"text": "The first professional team, established in 1885, achieved great and lasting success as the Cuban Giants, while the first league, the National Colored Base Ball League, failed in 1887 after only two weeks due to low attendance. The Negro American League of 1951 is considered the last major league season and the last professional club, the Indianapolis Clowns, operated amusingly rather than competitively from the mid-1960s to 1980s.",
"title": "The Negro leagues"
},
{
"paragraph_id": 48,
"text": "While many of the players that made up the black baseball teams were African Americans, many more were Latin Americans (mostly, but not exclusively, black), from nations that deliver some of the greatest talents that make up the Major League rosters of today. Black players moved freely through the rest of baseball, playing in Canadian Baseball, Mexican Baseball, Caribbean Baseball, and Central America and South America, where more than a few achieved a level of fame that was unavailable in the country of their birth.",
"title": "The Negro leagues"
},
{
"paragraph_id": 49,
"text": "It was not the Black Sox scandal which put an end to the dead-ball era, but a rule change and a single player.",
"title": "Babe Ruth and the end of the dead-ball era"
},
{
"paragraph_id": 50,
"text": "Some of the increased offensive output can be explained by the 1920 rule change that outlawed tampering with the ball. Pitchers had developed a number of techniques for producing \"spitballs\", \"shine balls\" and other trick pitches which had \"unnatural\" flight through the air. Umpires were now required to put new balls into play whenever the current ball became scuffed or discolored. This rule change was enforced all the more stringently following the death of Ray Chapman, who was struck in the temple by a pitched ball from Carl Mays in a game on August 16, 1920; he died the next day. Discolored balls, harder for batters to see and therefore harder for batters to dodge, have been rigorously removed from play ever since. This meant that batters could now see and hit the ball with less difficulty. With the added prohibition on the ball being purposely wetted or scuffed in any way, pitchers had to rely on pure athletic skill—changes in grip, wrist angle, arm angle and throwing dynamics, plus a new and growing appreciation of the aerodynamic effect of the spinning ball's seams—to pitch with altered trajectories and hopefully confuse or distract batters.",
"title": "Babe Ruth and the end of the dead-ball era"
},
{
"paragraph_id": 51,
"text": "At the end of the 1919 season Harry Frazee, then owner of the Boston Red Sox, sold a group of his star players to the New York Yankees. Among them was George Herman Ruth, known affectionately as \"Babe\". Ruth's career mirrors the shift in dominance from pitching to hitting at this time. He started his career as a pitcher in 1914, and by 1916 was considered one of the dominant left-handed pitchers in the game. When Edward Barrow, managing the Red Sox, converted him to an outfielder, ballplayers and sportswriters were shocked. It was apparent, however, that Ruth's bat in the lineup every day was far more valuable than Ruth's arm on the mound every fourth day. Ruth swatted 29 home runs in his last season in Boston. The next year, as a Yankee, he would hit 54 and in 1921 he hit 59. His 1927 mark of 60 home runs would last until 1961.",
"title": "Babe Ruth and the end of the dead-ball era"
},
{
"paragraph_id": 52,
"text": "Ruth's power hitting ability demonstrated a dramatic new way to play the game, one that was extremely popular with fans. Accordingly, ballparks were expanded, sometimes by building outfield \"bleacher\" seating which shrunk the size of the outfield and made home runs more frequent. In addition to Ruth, hitters such as Rogers Hornsby also took advantage, with Hornsby compiling extraordinary figures for both power and average in the early 1920s. By the late 1920s and 1930s all the good teams had their home-run hitting \"sluggers\": the Yankees' Lou Gehrig, Jimmie Foxx in Philadelphia, Hank Greenberg in Detroit and in Chicago Hack Wilson were the most storied. While the American League championship, and to a lesser extent the World Series, would be dominated by the Yankees, there were many other excellent teams in the inter-war years. The National League's St. Louis Cardinals, for example, would win three titles in nine years, the last with a group of players known as the \"Gashouse Gang\".",
"title": "Babe Ruth and the end of the dead-ball era"
},
{
"paragraph_id": 53,
"text": "The first radio broadcast of a baseball game was on August 5, 1921, over Westinghouse station KDKA from Forbes Field in Pittsburgh. Harold Arlin announced the Pirates–Phillies game. Attendances in the 1920s were consistently better than they had been before WWI. The interwar peak average attendance was 8,211 in 1930, but baseball was hit hard by the Great Depression and in 1933 the average fell below five thousand for the only time between the wars. At first wary of radio's potential to impact ticket sales at the park, owners began to make broadcast deals and by the late 1930s, all teams' games went out over the air.",
"title": "Babe Ruth and the end of the dead-ball era"
},
{
"paragraph_id": 54,
"text": "1933 also saw the introduction of the yearly All-Star game, a mid-season break in which the greatest players in each league play against one another in a hard-fought but officially meaningless demonstration game. In 1936 the Baseball Hall of Fame in Cooperstown, New York, was instituted and five players elected: Ty Cobb, Walter Johnson, Christy Mathewson, Babe Ruth and Honus Wagner. The Hall formally opened in 1939 and, of course, remains open to this day.",
"title": "Babe Ruth and the end of the dead-ball era"
},
{
"paragraph_id": 55,
"text": "In 1941, a year which saw the premature death of Lou Gehrig, Boston's great left fielder Ted Williams had a batting average over .400—the last time anyone has achieved that feat. During the same season Joe DiMaggio hit successfully in 56 consecutive games, an accomplishment both unprecedented and unequaled.",
"title": "The war years"
},
{
"paragraph_id": 56,
"text": "After the United States entered World War II after the attack on Pearl Harbor, Landis asked Franklin D. Roosevelt whether professional baseball should continue during the war. In the \"Green Light Letter\", the US president replied that baseball was important to national morale, and asked for more night games so day workers could attend. Thirty-five Hall of Fame members and more than 500 Major League Baseball players served in the war, but with the exception of D-Day, games continued. Both Williams and DiMaggio would miss playing time in the services, with Williams also flying later in the Korean War. During this period Stan Musial led the St. Louis Cardinals to the 1942, 1944 and 1946 World Series titles. The war years also saw the founding of the All-American Girls Professional Baseball League.",
"title": "The war years"
},
{
"paragraph_id": 57,
"text": "Baseball boomed after World War II. 1945 saw a new attendance record and the following year average crowds leapt nearly 70% to 14,914. Further records followed in 1948 and 1949, when the average reached 16,913. While average attendances slipped to somewhat lower levels through the 1950s, 1960s and the first half of the 1970s, they remained well above pre-war levels, and total seasonal attendance regularly hit new highs from 1962 onward as the number of major league teams—and games—increased.",
"title": "The war years"
},
{
"paragraph_id": 58,
"text": "The post-War years in baseball also witnessed the racial integration of the sport. Participation by African Americans in organized baseball had been precluded since the 1890s by formal and informal agreements, with only a few players being surreptitiously included in lineups on a sporadic basis.",
"title": "Racial integration in baseball"
},
{
"paragraph_id": 59,
"text": "American society as a whole moved toward integration in the post-War years, partially as a result of the distinguished service by African American military units such as the Tuskegee Airmen, 366th Infantry Regiment, and others. During the baseball winter meetings in 1943, noted African-American athlete and actor Paul Robeson campaigned for integration of the sport. After World War II ended, several team managers considered recruiting members of the Negro leagues for entry into organized baseball. In the early 1920s, New York Giants' manager John McGraw tried to slip a black player, Charlie Grant, into his lineup (reportedly by passing him off to the front office as an Indian), and McGraw's wife reported finding names of dozens of black players that McGraw fantasized about signing, after his death. Pittsburgh Pirates owner Bill Bensawanger reportedly signed Josh Gibson to a contract in 1943, and the Washington Senators were also said to be interested in his services. But those efforts (and others) were opposed by Kenesaw Mountain Landis, baseball's powerful commissioner and a staunch segregationist. Bill Veeck claimed that Landis blocked his purchase of the Philadelphia Phillies because he planned to integrate the team. While this account is disputed, Landis was in fact opposed to integration, and his death in 1944 (and subsequent replacement as Commissioner by Happy Chandler) removed a major obstacle for black players in the Major Leagues.",
"title": "Racial integration in baseball"
},
{
"paragraph_id": 60,
"text": "The general manager who would be eventually successful in breaking the color barrier was Branch Rickey of the Brooklyn Dodgers. Rickey himself had experienced the issue of segregation. While playing and coaching for his college team at Ohio Wesleyan University, Rickey had a black teammate named Charles Thomas. On a road trip through southern Ohio, his fellow player was refused a room in a hotel. Although Rickey was able to get the player into his room for that night, he was taken aback when he reached his room to find Thomas upset and crying about this injustice. Rickey related this incident as an example of why he wanted a full desegregation of not only baseball, but the entire nation.",
"title": "Racial integration in baseball"
},
{
"paragraph_id": 61,
"text": "In the mid-1940s, Rickey had compiled a list of Negro league ballplayers for possible Major League contracts. Realizing that the first African-American signee would be a magnet for prejudiced sentiment, however, Rickey was intent on finding a player with the distinguished personality and character that would allow him to tolerate the inevitable abuse. Rickey's sights eventually settled on Jackie Robinson, a shortstop with the Kansas City Monarchs. Although probably not the best player in the Negro leagues at the time, Robinson was an exceptional talent, was college-educated, and had the marketable distinction of having served as an officer during World War II. Even more importantly, Rickey judged Robinson to possess the inner strength to withstand the inevitable harsh animosity to come. To prepare him for the task, Rickey played Robinson in 1946 for the Dodgers' minor league team, the Montreal Royals, which proved an arduous emotional challenge, though Robinson enjoyed fervently enthusiastic support from the Montreal fans. On April 15, 1947, Robinson broke the color barrier, which had been tacitly recognized for almost 75 years, with his appearance for the Brooklyn Dodgers at Ebbets Field.",
"title": "Racial integration in baseball"
},
{
"paragraph_id": 62,
"text": "Eleven weeks later, on July 5, 1947, the American League was integrated by the signing of Larry Doby to the Cleveland Indians. Over the next few years, a handful of black baseball players made appearances in the majors, including Roy Campanella (teammate to Robinson in Brooklyn) and Satchel Paige (teammate to Doby in Cleveland). Paige, who had pitched more than 2,400 innings in the Negro leagues, sometimes two and three games a day, was still effective at 42, and still playing at 59. His ERA in the Major Leagues was 3.29.",
"title": "Racial integration in baseball"
},
{
"paragraph_id": 63,
"text": "However, the initial pace of integration was slow. By 1953, only six of the sixteen major league teams had a black player on the roster. The Boston Red Sox became the last major league team to integrate its roster with the addition of Pumpsie Green on July 21, 1959. While limited in numbers, the on-field performance of early black Major League players was outstanding. In the fourteen years from 1947 to 1960, black players won one or more of the Rookie of the Year awards nine times.",
"title": "Racial integration in baseball"
},
{
"paragraph_id": 64,
"text": "While never prohibited in the same fashion as African Americans, Latin American players also benefitted greatly from the integration era. In 1951, two Chicago White Sox, Venezuelan-born Chico Carrasquel and Cuban-born (and black) Minnie Miñoso, became the first Hispanic All-Stars.",
"title": "Racial integration in baseball"
},
{
"paragraph_id": 65,
"text": "According to some baseball historians, Jackie Robinson and the other African-American players helped reestablish the importance of baserunning and similar elements of play that were previously de-emphasized by the predominance of power hitting.",
"title": "Racial integration in baseball"
},
{
"paragraph_id": 66,
"text": "From 1947 to the 1970s, African-American participation in baseball rose steadily. By 1974, 27% of baseball players were African American. As a result of this on-field experience, minorities began to experience long-delayed gains in managerial positions within baseball. In 1975, Frank Robinson (who had been the 1956 Rookie of the Year with the Cincinnati Reds) was named player-manager of the Cleveland Indians, making him the first African-American manager in the major leagues.",
"title": "Racial integration in baseball"
},
{
"paragraph_id": 67,
"text": "Although these front-office gains continued, Major League Baseball saw a lengthy slow decline in the percentage of black players after the mid-1970s. By 2007, African Americans made up less than 9% of Major League players. While this trend is largely attributed to an increased emphasis on recruitment of players from Latin America (with the number of Hispanic players in the major leagues rising to 29% by 2007), other factors have been cited as well. Hall of Fame player Dave Winfield, for instance, has pointed out that urban America provides fewer resources for youth baseball than in the past. Despite this continued prevalence of Hispanic players, the percentage of black players rose again in 2008 to 10.2%.",
"title": "Racial integration in baseball"
},
{
"paragraph_id": 68,
"text": "Arturo Moreno became the first Hispanic owner of an MLB franchise when he purchased the Anaheim Angels in 2004.",
"title": "Racial integration in baseball"
},
{
"paragraph_id": 69,
"text": "In 2005, a Racial and Gender Report Card on Major League Baseball was issued, which generally found positive results on the inclusion of African Americans and Latinos in baseball, and gave Major League Baseball a grade of \"A\" or better for opportunities for players, managers and coaches as well as for MLB's central office. At that time, 37% of major league players were people of color: Latino (26 percent), African American (9 percent) or Asian (2 percent). Also by 2004, 29% of the professional staff in MLB's central office were people of color, 11% of team vice presidents were people of color, and seven of the league's managers were of color (four African Americans and three Latinos).",
"title": "Racial integration in baseball"
},
{
"paragraph_id": 70,
"text": "Baseball had been in the West for almost as long as the National League and the American League had been around. It evolved into the Pacific Coast League (PCL), which included the Hollywood Stars, Los Angeles Angels, Oakland Oaks, Portland Beavers, Sacramento Solons, San Francisco Seals, San Diego Padres, Seattle Rainiers.",
"title": "The Major Leagues move west"
},
{
"paragraph_id": 71,
"text": "The PCL was huge in the West. A member of the National Association of Professional Baseball Leagues, it kept losing great players to the National and the American leagues for less than $8,000 a player.",
"title": "The Major Leagues move west"
},
{
"paragraph_id": 72,
"text": "The PCL was far more independent than the other \"minor\" leagues, and rebelled continuously against their Eastern masters. Clarence Pants Rowland, the President of the PCL, took on baseball commissioners Kenesaw Mountain Landis and Happy Chandler at first to get better equity from the major leagues, then to form a third major league. His efforts were rebuffed by both commissioners. Chandler and several of the owners, who saw the value of the markets in the West, started to plot the extermination of the PCL. They had one thing that Rowland did not: The financial power of the Eastern major league baseball establishment.",
"title": "The Major Leagues move west"
},
{
"paragraph_id": 73,
"text": "No one was going to back a PCL club building a major-league size stadium if the National or the American League was going to build one too, which discouraged investment in PCL ballparks. PCL games and rivalries still drew fans, but the leagues' days of dominance in the West were numbered.",
"title": "The Major Leagues move west"
},
{
"paragraph_id": 74,
"text": "Until the 1950s, major league baseball franchises had been largely confined to the northeastern United States, with the teams and their locations remaining unchanged from 1903 to 1952. The first team to relocate in fifty years was the Boston Braves, who moved in 1953 to Milwaukee, where the club set attendance records. In 1954, the St. Louis Browns moved to Baltimore and were renamed the Baltimore Orioles. These relocations can be seen as a full-circle ending to the classic era, which began with the moves of teams from Milwaukee and Baltimore. In 1955, the Philadelphia Athletics moved to Kansas City.",
"title": "The Major Leagues move west"
},
{
"paragraph_id": 75,
"text": "In 1958 the New York market ripped apart. The Yankees were becoming the dominant draw, and the cities of the West offered generations of new fans in much more sheltered markets for the other venerable New York clubs, the Brooklyn Dodgers and the New York Giants. Placing these storied, powerhouse clubs in the two biggest cities in the West had the specific design of crushing any attempt by the PCL to form a third major league. Eager to bring these big names to the West, Los Angeles gave Walter O'Malley, owner of the Dodgers, a helicopter tour of the city and asked him to pick his spot. The Giants were given the lease of the PCL San Francisco Seals while Candlestick Park was built for them.",
"title": "The Major Leagues move west"
},
{
"paragraph_id": 76,
"text": "The logical first candidates for major league \"expansion\" were the same metropolitan areas that had just attracted the Dodgers and Giants. It is said that the Dodgers and Giants—National League rivals in New York City—chose their new cities because Los Angeles (in southern California) and San Francisco (in northern California) already had a fierce rivalry (geographical, economic, cultural and political), dating back to the state's founding. The only California expansion team—and also the first in Major League Baseball in over 70 years—was the Los Angeles Angels (later the California Angels, the Anaheim Angels, Los Angeles Angels of Anaheim, before reverting to Los Angeles Angels in 2016), who brought the American League to southern California in 1961. Northern California, however, would later gain its own American League team, in 1968, when the Athletics would move again, settling in Oakland, across San Francisco Bay from the Giants.",
"title": "The Major Leagues move west"
},
{
"paragraph_id": 77,
"text": "Along with the Angels, the other 1961 expansion team was the Washington Senators, who joined the American League and took over the nation's capital when the previous Senators moved to Minnesota and became the Twins. 1961 is also noted as being the year in which Roger Maris surpassed Babe Ruth's single season home run record, hitting 61 for the New York Yankees, albeit in a slightly longer season than Ruth's. To keep pace with the American League—which now had ten teams—the National League likewise expanded to ten teams, in 1962, with the addition of the Houston Colt .45s and New York Mets.",
"title": "The Major Leagues move west"
},
{
"paragraph_id": 78,
"text": "In 1969, the American League expanded when the Kansas City Royals and Seattle Pilots, the latter in a longtime PCL stronghold, were admitted to the league. The Pilots stayed just one season in Seattle before moving to Milwaukee and becoming today's Milwaukee Brewers. The National League also added two teams that year, the Montreal Expos and San Diego Padres. Given the size of the expanded leagues, 12 teams apiece, each split into East and West divisions, with a playoff series to determine the pennant winner and World Series contender—the first post-season baseball instituted since the advent of the World Series itself.",
"title": "The Major Leagues move west"
},
{
"paragraph_id": 79,
"text": "The Padres were the last of the core PCL teams to be absorbed. The Coast League did not die, though. After reforming and moving into new markets, it successfully transformed into a Class AAA league.",
"title": "The Major Leagues move west"
},
{
"paragraph_id": 80,
"text": "In 1972, the second Washington Senators moved to the Dallas–Fort Worth area and became the Texas Rangers.",
"title": "The Major Leagues move west"
},
{
"paragraph_id": 81,
"text": "In 1977, the American League expanded to fourteen teams, with the newly formed Seattle Mariners and Toronto Blue Jays. Sixteen years later, in 1993, the National League likewise expanded to fourteen teams, with the newly formed Colorado Rockies and Florida Marlins (now Miami Marlins).",
"title": "The Major Leagues move west"
},
{
"paragraph_id": 82,
"text": "Beginning with the 1994 season, both the AL and the NL were divided into three divisions (East, West, and Central), with the addition of a wild card team (the team with the best record among those finishing in second place) to enable four teams in each league to advance to the preliminary division series. However, due to the 1994–95 Major League Baseball strike (which canceled the 1994 World Series), the new rules did not go into effect until the 1995 World Series.",
"title": "The Major Leagues move west"
},
{
"paragraph_id": 83,
"text": "In 1998, the AL and the NL each added a fifteenth team, for a total of thirty teams in Major League Baseball. The Arizona Diamondbacks joined the National League, and the Tampa Bay Devil Rays—now called simply the Rays—joined the American League. In order to keep the number of teams in each league at an even number—with 14 in the AL and 16 in the NL—Milwaukee changed leagues and became a member of the National League. Two years later, the NL and AL ended their independent corporate existences and merged into a new legal entity named Major League Baseball; the two leagues remained as playing divisions. In 2001, MLB took over the struggling Montreal Expos franchise and, after the 2004 season, moved it to Washington, DC, which had been clamoring for a team ever since the second Senators' departure in 1972; the club was renamed the Nationals.",
"title": "The Major Leagues move west"
},
{
"paragraph_id": 84,
"text": "In 2013, in keeping with Commissioner Bud Selig's desire for expanded interleague play, the Houston Astros were shifted from the National to the American League; with an odd number (15) in each league, an interleague contest was played somewhere almost every day during the season. At this time the divisions within each league were shuffled to create six equal divisions of five teams.",
"title": "The Major Leagues move west"
},
{
"paragraph_id": 85,
"text": "By the late 1960s, the balance between pitching and hitting had swung back to favor of the pitchers once more. In 1968 Carl Yastrzemski won the American League batting title with an average of just .301, the lowest in history. That same year, Detroit Tigers pitcher Denny McLain won 31 games—making him the last pitcher to win 30 games in a season. St. Louis Cardinals starting pitcher Bob Gibson achieved an equally remarkable feat by allowing an ERA of just 1.12.",
"title": "Pitching dominance and rules changes"
},
{
"paragraph_id": 86,
"text": "In response to these events, major league baseball implemented certain rule changes in 1969 to benefit the batters. The pitcher's mound was lowered, and the strike zone was reduced.",
"title": "Pitching dominance and rules changes"
},
{
"paragraph_id": 87,
"text": "In 1973 the American League, which had been suffering from much lower attendance than the National League, made a move to increase scoring even further by initiating the designated hitter rule.",
"title": "Pitching dominance and rules changes"
},
{
"paragraph_id": 88,
"text": "From the time of the formation of the Major Leagues to the 1960s, the team owners controlled the game. After the so-called \"Brotherhood Strike\" of 1890 and the failure of the Brotherhood of Professional Base Ball Players and its Players National League, the owners' control of the game seemed absolute. It lasted over 70 years despite a number of short-lived players organizations. In 1966, however, the players enlisted the help of labor union activist Marvin Miller to form the Major League Baseball Players Association (MLBPA). The same year, Sandy Koufax and Don Drysdale—both Cy Young Award winners for the Los Angeles Dodgers—refused to re-sign their contracts, and the era of the reserve clause, which held players to one team, was drawing to an end.",
"title": "Players assert themselves"
},
{
"paragraph_id": 89,
"text": "The first legal challenge came in 1970. Backed by the MLBPA, St. Louis Cardinals outfielder Curt Flood took the leagues to court to negate a player trade, citing the 13th Amendment and antitrust legislation. In 1972, he finally lost his case before the United States Supreme Court by a vote of 5 to 3, but gained large-scale public sympathy, and the damage had been done. The reserve clause survived, but it had been irrevocably weakened. In 1975, Andy Messersmith of the Dodgers and Dave McNally of the Montreal Expos played without contracts, and then declared themselves free agents in response to an arbitrator's ruling. Handcuffed by concessions made in the Flood case, the owners had no choice but to accept the collective bargaining package offered by the MLBPA, and the reserve clause was effectively ended, to be replaced by the current system of free-agency and arbitration.",
"title": "Players assert themselves"
},
{
"paragraph_id": 90,
"text": "While the legal challenges were going on, the game continued. In 1969, the \"Miracle Mets\", just seven years after their formation, recorded their first winning season, won the National League East and finally the World Series.",
"title": "Players assert themselves"
},
{
"paragraph_id": 91,
"text": "On the field, the 1970s saw some of the longest-standing records fall, along with the rise of two powerhouse dynasties. In Oakland, the Swinging A's were overpowering, winning the Series in 1972, 1973 and 1974, and five straight division titles. The strained relationships between teammates, who included Catfish Hunter, Vida Blue and Reggie Jackson, gave the lie to the need for \"chemistry\" between players. The National League, on the other hand, belonged to the Big Red Machine in Cincinnati, where Sparky Anderson's team, which included Pete Rose as well as Hall of Famers Tony Pérez, Johnny Bench and Joe Morgan, succeeded the A's run in 1975.",
"title": "Players assert themselves"
},
{
"paragraph_id": 92,
"text": "The decade also contained great individual achievements. On April 8, 1974, Hank Aaron of the Atlanta Braves hit his 715th career home run, surpassing Babe Ruth's all-time record. He would retire in 1976 with 755, and that was just one of numerous records he achieved, many of which, including total bases, still stand today. There was great pitching too: between 1973 and 1975, Nolan Ryan threw four \"no-hit\" games. He would add a record-breaking fifth in 1981 and two more before his retirement in 1993, by which time he had also accumulated 5,714 strikeouts, another record, in a 27-year career.",
"title": "Players assert themselves"
},
{
"paragraph_id": 93,
"text": "From the 1980s onward, the major league game changed dramatically, due to the combined effects of free agency, improvements in the science of sports conditioning, changes in the marketing and television broadcasting of sporting events, and the push by brand-name products for greater visibility. These events lead to greater labor difficulties, fan disaffection, rapidly rising prices, changes in game-play, and problems with the use of performance-enhancing substances like steroids tainting the race for records. In spite of all this, stadium crowds generally grew. Average attendances first broke 20,000 in 1979 and 30,000 in 1993. That year total attendance hit 70 million, but baseball was hit hard by a strike in 1994, and as of 2005 it had marginally improved on those 1993 records. (Update: Between 2009 and 2017, average attendance hovered just over the 30,000 mark, with numbers falling into the 28,000s in '18 and '19. The 2019 season saw a million fewer tickets sold than the banner year of 2007, however revenues to major league baseball from media rights fees increased total revenue to $10 billion in 2018, a 70% rise from a decade before.)",
"title": "The marketing and hype era"
},
{
"paragraph_id": 94,
"text": "During the 1980s, significant advances were made in the science of physical conditioning. Weight rooms and training equipment were improved. Trainers and doctors developed better diets and regimens to make athletes bigger, healthier, and stronger than they had ever been.",
"title": "The marketing and hype era"
},
{
"paragraph_id": 95,
"text": "Another major change that had been occurring during this time was the adoption of the pitch count. Starting pitchers who played complete games had not been an unusual thing in baseball's history. Now, pitchers were throwing harder than ever and pitching coaches watched to see how many pitches a player had thrown over the game. At anywhere from 100 to 125, pitchers increasingly would be pulled out to preserve their arms. Bullpens began to specialize more, with more pitchers being trained as middle relievers, and a few hurlers, usually possessing high velocity but not much durability, as closers. The science of maximizing effectiveness and career duration, while attempting to minimize injury and downtime, is an ongoing pursuit by coaches and kinesiologists.",
"title": "The marketing and hype era"
},
{
"paragraph_id": 96,
"text": "Along with the expansion of teams, the addition of more pitchers needed to play a complete game stressed the total number of quality players available in a system that restricted its talent searches at that time to America, Canada, Latin America, and the Caribbean.",
"title": "The marketing and hype era"
},
{
"paragraph_id": 97,
"text": "The arrival of live televised sports in the 1950s increased attention and revenue for all major league clubs at first. The television programming was extremely regional, hurting the non-televised minor and independent leagues most. People stayed home to watch Maury Wills rather than watch unknowns at their local baseball park. Major League Baseball, as it always did, made sure that it controlled rights and fees charged for the broadcasts of all games, just as it had on radio.",
"title": "The marketing and hype era"
},
{
"paragraph_id": 98,
"text": "The national networks began televising national games of the week, opening the door for a national audience to see particular clubs. While most teams were broadcast in the course of a season, emphasis tended toward the league leaders with famous players and the major market franchises that could draw the largest audience.",
"title": "The marketing and hype era"
},
{
"paragraph_id": 99,
"text": "In the 1970s the cable revolution began. The Atlanta Braves became a power contender with greater revenues generated by WTBS, Ted Turner's Atlanta-based Super-Station, broadcast as \"America's Team\" to cable households nationwide. The roll-out of ESPN, then regional sports networks (now mostly under the umbrella of Fox Sports Net) changed sports news in general and particularly baseball with its relatively huge number of games-per-season. Now under the microscope of news organizations that needed to fill 24 programming hours per day, the amount of attention—and salary—paid to major league players grew exponentially. Players who would have sought off-season jobs to make ends meet just 20 years earlier were now well-paid professionals at least, and multi-millionaires in many cases. This super-star status often rested on careers that were not as compelling as those of the baseball heroes of a less media-intense time.",
"title": "The marketing and hype era"
},
{
"paragraph_id": 100,
"text": "As player contract values soared, and the number of broadcasters, commentators, columnists, and sports writers also multiplied. The competition for a fresh angle on any story became fierce. Media pundits began questioning the high salaries paid to players when on-field performance was deemed less than deserving. Critical commentary was more of a draw than praise, and coverage began to become intensely negative. Players' personal lives, which had always been off-limits except under extreme circumstances, became the fodder of editorials, insider stories on TV, and features in magazines. When the use of performance-enhancing drugs became an issue, drawing scornful criticism from fans and pundits, the gap between the sports media and the players whom they covered widened further.",
"title": "The marketing and hype era"
},
{
"paragraph_id": 101,
"text": "With the development of satellite television and digital cable, Major League Baseball launched channels with season-subscription fees, making it possible for fans to watch virtually every game played, in both major leagues, everywhere, in real time.",
"title": "The marketing and hype era"
},
{
"paragraph_id": 102,
"text": "The next refinement of baseball on cable was the creation of single-team cable networks. YES Network & NESN, the New York Yankees & Boston Red Sox cable television networks, respectively, took in millions to broadcast games not only in New York and Boston but around the country. These networks generated as much revenue as, or more than, revenue annually for large-market teams' baseball operations. By fencing these channels off in separate corporate entities, owners were able to exclude the income from consideration during contract negotiations.",
"title": "The marketing and hype era"
},
{
"paragraph_id": 103,
"text": "The first merchandise produced in response to the growing popularity of the game was the baseball trading card. The earliest known player cards were produced in 1868 by a pair of New York baseball-equipment purveyors. Since that time, many enterprises, notably tobacco and candy companies, have used trading cards to promote and sell their products. These cards rarely, if ever, provided any benefit directly to the players, but a growing mania for collecting and trading cards helped personalize baseball, giving some fans a more personal connection to their favorite players and introducing them to new ones. Eventually, older cards became “vintage” and rare cards gained in value until the secondary market for trading cards became a billion-dollar industry in itself, with the rarest individuals bringing mid-six-figures to millions of dollars at auction. The advent of the Internet and websites such as eBay provided huge new venues for buyers, sellers and traders, some of whom have made baseball cards their living.",
"title": "The marketing and hype era"
},
{
"paragraph_id": 104,
"text": "In recent years baseball cards have disassociated from unrelated products like tobacco and bubble-gum, to become products in their own right. Following the exit of competitor Donruss from the baseball-card industry, former bubble-gum giants Topps and Fleer came to dominate that market through exclusive contracts with players and Major League Baseball. Fleer, in turn, exited the market in 2007, leaving Topps as the only card manufacturer with an MLB contract.",
"title": "The marketing and hype era"
},
{
"paragraph_id": 105,
"text": "Other genuine baseball memorabilia also trades and sells, often at high prices. Much of what is for sale as \"memorabilia\" is manufactured strictly for sale and rarely has a direct connection to teams or players beyond the labeling, unless signed in person by a player. Souvenir balls caught by fans during important games, especially significant home run balls, have great rarity value, and balls signed by players have always been treasured, traded and sold. The high value of autographs has created new businessmen whose sole means of making a living was acquiring autographs and memorabilia from the athletes. Memorabilia hounds fought with fans to get signatures worth $20, $60, or even $100 or more in their inventory.",
"title": "The marketing and hype era"
},
{
"paragraph_id": 106,
"text": "Of great value to individual top players are endorsement contracts wherein the player's fame is used to sell anything from sports equipment to automobiles, soda and underwear. Top players can receive as much as a million dollars a year or more directly from the companies.",
"title": "The marketing and hype era"
},
{
"paragraph_id": 107,
"text": "In deals with players, teams and Major League Baseball, large corporations like NIKE and Champion pay big money to make sure that their logos are seen on the clothing and shoes worn by athletes on the field. This \"association branding\" has become a significant revenue stream. In the late 1990s and into the 21st century, the dugout, the backstops behind home plate, and anywhere else that might be seen by a camera, became fair game for the insertion of advertising.",
"title": "The marketing and hype era"
},
{
"paragraph_id": 108,
"text": "Beginning with the 1972 Flood v. Kuhn Supreme Court case, management's grip on players, as embodied in the reserve clause, began to slip. In 1976, the Messersmith/McNally Arbitration, also known as the Seitz Decision effectively destroyed the reserve clause. Players who had been dramatically underpaid for generations came to be replaced by players who were paid extremely well for their services.",
"title": "The marketing and hype era"
},
{
"paragraph_id": 109,
"text": "A new generation of sports agents arose, hawking the talents of free-agent players who knew baseball but didn't know the business end of the game. The agents broke down what the teams were generating in revenue off of the players' performances. They calculated what their player might be worth to energize a television contract, or provide more merchandise revenue, or put more fans into stadium seats. Management pushed back; the dynamic produced a variety of compromises which ideally left all parties unsatisfied.",
"title": "The marketing and hype era"
},
{
"paragraph_id": 110,
"text": "Under the Major League Baseball contract, players must play for minimum salary for six years, at which time they become free agents. With players seeking greener pastures when their six years had passed, fewer players remained career members of one ball club. Large-market clubs like the New York Yankees, the Boston Red Sox, and the Los Angeles Dodgers, given big revenues from their cable television operations, signed more and more of the best—and best-known—players away from mid-sized and smaller-market clubs that could not afford to compete on salaries. Major League Baseball, unlike many other sports, does not impose a salary cap on teams. The League does attempt to level the field, as it were, by imposing a luxury tax on teams with very high payrolls, but management is still free to pay players whatever they can afford to attract talent. Some television reporters, commentators, and print sports writers question the kind of money being paid to these players, but just as many on the other side of the debate feel players should bargain for whatever they can get. Still others complain that minor-league players are not fairly compensated by MLB. The tug-of-war between players and management is complex, ongoing, and of great interest to serious students of the professional game.",
"title": "The marketing and hype era"
},
{
"paragraph_id": 111,
"text": "All was not well with major league baseball. The many contractual disputes between players and owners came to a head in 1981. Previous players' strikes (in 1972, 1973 and 1980) had been held in preseason, with only the 1972 stoppage—over benefits—causing disruption to the regular season from April 1 to April 13. Also, in 1976 the owners had locked the players out of Spring training in a dispute over free agency.",
"title": "The marketing and hype era"
},
{
"paragraph_id": 112,
"text": "The crux of the 1981 dispute was compensation for the loss of players to free agency. After seeing a top-rank player sign with another team, the aggrieved owner wanted a mid-rank player in return, the so-called sixteenth player (each club was allowed to protect 15 players from this rule). Under this arrangement, losing lower-rated free agents would produce correspondingly smaller compensation. While this seemed reasonable and fair to owners, players only recently freed from the bondage of the reserve clause found it unacceptable, and withdrew their labor, striking on June 12. Immediately, the U.S. Government's National Labor Relations Board ruled that the owners had not been negotiating in good faith, and installed a federal mediator to reach a solution. Seven weeks and 713 games were lost in the middle of the season, before the owners backed down on July 31, settling for proportionally lower-ranked players as compensation. The damaged season was continued as distinct halves starting August 9, with the playoffs reorganized to reflect this.",
"title": "The marketing and hype era"
},
{
"paragraph_id": 113,
"text": "Throughout the 1980s then, baseball seemed to prosper. The competitive balance between franchises saw fifteen different teams make the World Series, and produced nine different champions during the decade. Also, every season from 1978 through 1987 saw a different World Series winner, a streak unprecedented in baseball history. Turmoil was, however, just around the corner. In 1986, Pete Rose retired from playing for the Cincinnati Reds, having broken Ty Cobb's record by accumulating 4,256 hits during his career. He continued as Reds manager until, in 1989 it was revealed that he was being investigated for sports gambling, including the possibility that he had bet on teams with which he was involved. While Rose admitted a gambling problem, he denied having bet on baseball. Federal prosecutor John Dowd investigated and, on his recommendation, Rose was banned from organised baseball, a move which precluded his possible inclusion in the Hall of Fame. In a meeting with Commissioner Giamatti, and having failed in a legal action to prevent it, Rose accepted his punishment. It was, essentially, the same fate that had befallen the Black Sox seventy years previously. (Rose, however, would continue to deny that he bet on baseball until he finally confessed to it in his 2004 autobiography.)",
"title": "The marketing and hype era"
},
{
"paragraph_id": 114,
"text": "Labor relations were still strained. There had been a two-day strike in 1985 (over the division of television revenue money), and a 32-day spring training lockout in 1990 (again over salary structure and benefits). By far the worst action would come in 1994. The seeds were sown earlier: in 1992 the owners sought to renegotiate salary and free-agency terms, but little progress was made. The standoff continued until early 1994 when the existing agreement expired, with no agreement on what was to replace it. Adding to the conflict was the perception that \"small market\" teams, such as the struggling Seattle Mariners could not compete with high-spending teams such as those in New York or Los Angeles. Their plan was to institute TV revenue sharing to increase equity among the teams and impose a salary cap to keep expenditures down. Players felt that such a cap would reduce their potential earnings. It wasn't until later, in 2003, that MLB instituted a luxury tax on high-spending teams in an attempt to encourage more equitable player outlays.",
"title": "The marketing and hype era"
},
{
"paragraph_id": 115,
"text": "Meanwhile, back in 1994, players officially went on strike on August 12. In September 1994, Major League Baseball announced the cancellation of the World Series for the first time since 1904.",
"title": "The marketing and hype era"
},
{
"paragraph_id": 116,
"text": "The cancellation of the 1994 World Series was a severe embarrassment for Major League Baseball. Fans were outraged and frustrated, their love of the game shaken to its core. The strike was declared an act of war, and fought back: attendance figures and broadcast ratings were lower in 1995 than before the strike. It would be a decade before baseball recovered from the disruption.",
"title": "The marketing and hype era"
},
{
"paragraph_id": 117,
"text": "On September 6, 1995, Baltimore Orioles shortstop, Cal Ripken Jr., played his 2,131st consecutive game, breaking Lou Gehrig's 56-year-old record. This was the first celebratory moment in baseball after the strike. Ripken continued his streak for another three years, voluntarily ending it at 2,632 consecutive games played on September 20, 1998.",
"title": "The marketing and hype era"
},
{
"paragraph_id": 118,
"text": "In 1997, the expansion Florida Marlins won the World Series in just their fifth season. This made them the third-youngest team to win the Fall Classic (behind the 1903 Boston Red Sox and later the 2001 Arizona Diamondbacks, who won in their fourth season). Virtually all the key players on the 1997 Marlins team were soon traded or let go to save payroll costs (although the 2003 Marlins did win a second world championship).",
"title": "The marketing and hype era"
},
{
"paragraph_id": 119,
"text": "In 1998, St. Louis Cardinals first baseman Mark McGwire and Chicago Cubs outfielder Sammy Sosa engaged in a home run race for the ages. With both rapidly approaching Roger Maris's record of 61 home runs (set in 1961), the entire nation watched as the two power hitters raced to be the first to break into uncharted territory. McGwire reached 62 first on September 8, 1998, with Sosa right behind. Sosa finished the season with 66 home runs, well behind McGwire's unheard-of 70. However, recent steroid allegations have marred the season in the minds of many fans.",
"title": "The marketing and hype era"
},
{
"paragraph_id": 120,
"text": "That same year, the New York Yankees won a record 125 games, including going 11–2 in the postseason, to win the World Series as what many consider to be one of the greatest teams of all time.",
"title": "The marketing and hype era"
},
{
"paragraph_id": 121,
"text": "McGwire's record of 70 would last a mere three years following the meteoric rise of veteran San Francisco Giants left fielder Barry Bonds in 2001. In 2001 Bonds knocked out 73 home runs, breaking the record set by McGwire by hitting his 71st on October 5, 2001. In addition to the home run record, Bonds also set single-season marks for base on balls with 177 (breaking the previous record of 170, set by Babe Ruth in 1923) and slugging percentage with .863 (breaking the mark of .847 set by Ruth in 1920). Bonds continued his torrid home run hitting in the next few seasons, hitting his 660th career home run on April 12, 2004, tying him with his godfather Willie Mays for third place on the all-time career home runs list. He hit his 661st home run the next day, April 13, to take sole possession of third place. Only three years later Bonds surpassed the great Hank Aaron to become baseball's most prolific home run hitter.",
"title": "The marketing and hype era"
},
{
"paragraph_id": 122,
"text": "However, none of Bonds's accomplishments in the 2000s have been without controversy. During his run, journalists questioned McGwire about his use of the steroid-precursor androstenedione, and in March 2005 he was unforthcoming when questioned as part of a Congressional inquiry into steroids. Bonds has also been dogged by allegations of steroid use and his involvement in the BALCO drugs scandal, as his personal trainer Greg Anderson pleaded guilty to supplying steroids (without naming Bonds as a recipient). Neither Bonds nor McGwire has failed a drug test at any time since there was no steroid-testing until 2003 after the new August 7, 2002, agreement between owners and players was reached. McGwire retired after the 2001 season; in 2010, he admitted to having used steroids throughout his MLB career.",
"title": "The marketing and hype era"
},
{
"paragraph_id": 123,
"text": "The 1990s also saw Major League Baseball expand into new markets as four new teams joined the league. In 1993, the Colorado Rockies and Florida Marlins began play, and in just their fifth year of existence, the Marlins became the first wild card team to win the championship.",
"title": "The marketing and hype era"
},
{
"paragraph_id": 124,
"text": "The year 1998 brought two more teams into the mix, the Tampa Bay Devil Rays and the Arizona Diamondbacks, the latter of which become the youngest expansion franchise to win the championship.",
"title": "The marketing and hype era"
},
{
"paragraph_id": 125,
"text": "The late 1990s were dominated by the New York Yankees, who won four out of five World Series championships from 1996 to 2000.",
"title": "The marketing and hype era"
},
{
"paragraph_id": 126,
"text": "The lure of big money pushed players harder and harder to achieve peak performance, while avoiding injury from over-training. The wearying travel schedule and 162-game season meant that amphetamines, usually in the form of pep pills known as \"greenies\", had been widespread in baseball since at least the 1960s. Baseball's drug scene was no particular secret, having been discussed in Sports Illustrated and in Jim Bouton's groundbreaking book Ball Four, but there was virtually no public backlash. Two decades later, however, some Major League players turned to newer performance-enhancing drugs, including ephedra and improved steroids. The eventual consequences for the game, the players and the fans were substantial.",
"title": "The steroid era"
},
{
"paragraph_id": 127,
"text": "A memo circulated in 1991 by baseball commissioner Fay Vincent stated that \"The possession, sale or use of any illegal drug or controlled substance by Major League players and personnel is strictly prohibited ... [and those players involved] are subject to discipline by the Commissioner and risk permanent expulsion from the game.... This prohibition applies to all illegal drugs and controlled substances, including steroids…\" Some general managers of the time do not remember this memo; it was not emphasized or enforced and, confusingly, Vincent himself has disclaimed any direct responsibility for a ban on steroids, saying, \"I didn't ban steroids...They were banned by Congress\".",
"title": "The steroid era"
},
{
"paragraph_id": 128,
"text": "Ephedra, an herb used to cure cold symptoms, and also used in some allergy medications, sped up the heart and was considered by some to be a weight-loss short-cut. In 2003, Baltimore Orioles pitcher Steve Bechler had come to training camp 10 pounds overweight. During a workout on February 16, Bechler complained of dizziness and fatigue. His condition worsened while resting in the clubhouse and he was transported to an ambulance on a stretcher. Bechler spent the night in intensive care and died the following morning at the age of 23. The official cause of death was listed as \"multi-organ failure due to heat exhaustion\". The coroner's report stated it was likely that Bechler had taken three ephedra capsules on an empty stomach prior to working out. Many in the media linked Bechler's death to ephedra, raising concerns over the use of performance-enhancing drugs in baseball. Ephedra was banned, and soon the furor died down.",
"title": "The steroid era"
},
{
"paragraph_id": 129,
"text": "The 1998 home run race had generated nearly unbroken positive publicity, but Barry Bonds' run for the all-time home run record provoked a backlash over steroids, which increase a person's testosterone level and subsequently enable that person to bodybuild with much more ease. Some athletes have said that the main advantage to steroids is not so much the additional power or endurance that they can provide, but that they can drastically shorten rehab time from injury.",
"title": "The steroid era"
},
{
"paragraph_id": 130,
"text": "Commissioner Bud Selig was criticized, mostly after-the-fact, for a slow response to the rising tide of steroid use in the 1990s. In the early 2000s, as a safe and effective test for anabolic steroids came online and sanctions for their use began to be strictly enforced, some players adopted the use of harder-to-detect human growth hormone (HGH) to increase stamina and strength. Selig, still acting with some caution, imposed a strict anti-drug policy upon its minor league players, who are not part of the Major League Baseball Players Association (the PA). Random drug testing, education and treatment, and strict penalties for those caught became the rule of law. Anyone on a Major League team's forty man roster, including 15 minor leaguers that are on that list, were exempt from that program. Eventually, Selig and MLB had strict rules in place that carried meaningful sanctions against players who \"juiced.\"",
"title": "The steroid era"
},
{
"paragraph_id": 131,
"text": "In a Sports Illustrated cover story in 2002, a year after his retirement, Ken Caminiti admitted that he had used steroids during his National League MVP-winning 1996 season, and for several seasons afterwards. Caminiti died unexpectedly of an apparent heart attack in The Bronx at the age of 41; he was pronounced dead on October 10, 2004, at New York's Lincoln Memorial Hospital. On November 1, the New York City Medical Examiners Office announced that Caminiti died from \"acute intoxication due to the combined effects of cocaine and opiates\", but possibly-steroid-induced coronary artery disease and cardiac hypertrophy (an enlarged heart) were also contributing factors.",
"title": "The steroid era"
},
{
"paragraph_id": 132,
"text": "In 2005, Jose Canseco published Juiced: Wild Times, Rampant 'Roids, Smash Hits & How Baseball Got Big, admitting steroid usage and claiming that it was prevalent throughout major league baseball. When the United States Congress decided to investigate the use of steroids in the sport, some of the game's most prominent players came under scrutiny for possibly using steroids. These include Barry Bonds, Jason Giambi, and Mark McGwire. Other players, such as Canseco and Gary Sheffield, have admitted to have either knowingly (in Canseco's case) or not (Sheffield's) using steroids. In confidential testimony to the BALCO Grand Jury (that was later leaked to the San Francisco Chronicle), Giambi also admitted steroid use. He later held a press conference in which he appeared to affirm this admission, without actually saying the words. And after an appearance before Congress where he (unlike McGwire) emphatically denied using steroids, \"period\", slugger Rafael Palmeiro became the first major star to be suspended (10 days) on August 1, 2005, for violating Major League Baseball's newly strengthened ban on controlled substances, including steroids, adopted on August 7, 2002, starting in the 2003 season. Many lesser players (mostly from the minor leagues) have tested positive for use, as well.",
"title": "The steroid era"
},
{
"paragraph_id": 133,
"text": "In 2006, Commissioner Selig tasked former United States Senator George J. Mitchell to lead an investigation into the use of performance-enhancing drugs in Major League Baseball (MLB) and on December 13, 2007, the 409-page Mitchell Report was released ('Report to the Commissioner of Baseball of an Independent Investigation into the Illegal Use of Steroids and Other Performance Enhancing Substances by Players in Major League Baseball'). The report described the use of anabolic steroids and human growth hormone (HGH) in MLB and assessed the effectiveness of the MLB Joint Drug Prevention and Treatment Program. Mitchell also advanced certain recommendations regarding the handling of past illegal drug use and future prevention practices. The report names 89 MLB players who are alleged to have used steroids or drugs.",
"title": "The steroid era"
},
{
"paragraph_id": 134,
"text": "Baseball has been taken to task for turning a blind eye to its drug problems. It benefited from these drugs in the ever-increasingly competitive fight for airtime and media attention. For example, Commissioner Selig sent a personal representative to the 2007 game where Barry Bonds broke Hank Aaron's career home run record, even though Bonds was widely believed at the time to be a steroid user and had been named in connection with the then-ongoing BALCO scandal; many viewed this as Selig giving wink-and-a-nod tacit approval to the use of PEDs. MLB and its Players Association finally announced tougher measures, but many felt that they did not go far enough.",
"title": "The steroid era"
},
{
"paragraph_id": 135,
"text": "In December 2009, Sports Illustrated named Baseball's Steroid Scandal as the number one sports story of the decade of the 2000s. In 2013, no player from the first \"steroid class\" of players eligible for the Baseball Hall of Fame was elected. Bonds and Clemens received less than half the number of votes needed, and some voters stated that they would not vote for any first-time candidate who played during the steroid era—whether accused of using banned substances or not—because of the effect the substances had on baseball.",
"title": "The steroid era"
},
{
"paragraph_id": 136,
"text": "In 2002, a major scandal arose when it was discovered that the company Bay Area Laboratory Co-operative (BALCO), owned by Victor Conte, had been producing so-called \"designer steroids\", (specifically \"the clear\" and \"the cream\") which are steroids that could not be detected through drug tests at that time. In addition, the company had connections to several San Francisco Bay Area sports trainers and athletes, including the trainers of Jason Giambi and Barry Bonds. This revelation led to a vast criminal investigation into BALCO's connections with athletes from baseball and many other sports. Among the many athletes who have been linked to BALCO are Olympic sprinters Tim Montgomery and Marion Jones, Olympic shot-putter C. J. Hunter, as well as Giambi and Bonds.",
"title": "The steroid era"
},
{
"paragraph_id": 137,
"text": "Grand jury testimony in December 2003—which was illegally leaked to the San Francisco Chronicle and published in December 2004 under the bylines of Mark Fainaru-Wada and Lance Williams—revealed that the Bay Area Laboratory Cooperative did not merely manufacture nutritional supplements, but also distributed exotic steroids. Williams and Fairanu-Wada also provided compelling evidence that Barry Bonds, arguably the greatest player of his generation, was one of BALCO's steroid clients. The paper reported that these substances were probably designer steroids. Bonds said that Greg Anderson gave him a rubbing balm and a liquid substance that at the time he did not believe them to be steroids and thought they were flaxseed oil and other health supplements. Based on the testimony from many of the athletes, Conte and Anderson accepted plea agreements from the government in 2005, on charges they distributed steroids and laundered money, in order to avoid significant time in jail. Conte received a sentence of four months, Anderson received a sentence of three months. Also that year, James Valente, the vice-president of BALCO, and Remi Korchemny, a track coach affiliated with BALCO, pled guilty to distributing banned substances and received probation.",
"title": "The steroid era"
},
{
"paragraph_id": 138,
"text": "Various baseball pundits, fans, and even players have taken this as confirmation that Bonds used illegal steroids. Bonds never tested positive in tests performed in 2003, 2004, and 2005, which may be attributable to successful obfuscation of continued use as documented in the 2006 book Game of Shadows. Before-and-after photos of Bonds, early in his career and late in his career, have led most fans to conclude that he must have used steroids to achieve such startling changes in his physique.",
"title": "The steroid era"
},
{
"paragraph_id": 139,
"text": "While the introduction of steroids certainly increased the power production of greats, there were other factors that drastically increased the power surge after 1994. The factors cited are: smaller sized ballparks than in the past, the \"juiced balls\" theory claiming that the balls are wound tighter thus travel further following contact with the bat, and \"watered down pitching\" implying that lesser quality pitchers are up in the Major Leagues due to too many teams. Albeit these factors did play a large role in increasing home run thus scoring totals during this time, others that directly impact ballplayers have an equally important role. As noted earlier, one of those factors is the use of anabolic steroids for increasing muscle mass, which enables hitters to not only hit \"mistake\" pitches farther, but it also confers faster bat speed, giving hitters a fraction of a second more to adjust to \"good\" pitches such as a well-placed fastball, slider, changeup, or curveball. A more innocent, but also meaningful factor is better nutrition, as well as scientific training methods and advanced training facilities/equipment which can work without steroids to produce a more potent ballplayer.",
"title": "The steroid era"
},
{
"paragraph_id": 140,
"text": "In today's baseball age, we routinely see players reach 40 and 50 home runs in a season, a feat that was rare as recently as the 1980s. On the other hand, since the end of the steroid era, the emphasis on swinging for home runs has been accompanied by hitting in general falling off, with batting averages trending downwards towards 1960s levels and strikeouts reaching all-time highs: each of the eleven seasons from 2006 through 2016 broke the preceding MLB-total record for strikeouts.",
"title": "The steroid era"
},
{
"paragraph_id": 141,
"text": "Many modern baseball theorists believe that a new pitch will swing the balance of power back to the pitcher. A pitching revolution would not be unprecedented—several pitches have changed the game of baseball in the past, including the slider in the 1950s and 1960s and the split-fingered fastball in the 1970s to 1990s. Since the 1990s, the changeup has made a resurgence, being thrown masterfully by pitchers such as Tim Lincecum, Pedro Martínez, Trevor Hoffman, Greg Maddux, Matt Cain, Tom Glavine, Johan Santana, Marco Estrada, Justin Verlander, and Cole Hamels. Every so often, the time-honored knuckleball puts in another appearance to bedevil batters; pitchers like Phil Niekro, Jesse Haines, and Hoyt Wilhelm have made the Hall of Fame throwing knuckleballs, and who knows when the next \"Knucksie\" will appear?",
"title": "The steroid era"
},
{
"paragraph_id": 142,
"text": "Note: The team names listed below are those currently in use. Some of the franchises have changed their names in the past, in some cases more than once. In the early years of the 20th century, many teams did not have official names, and were referred to by their league and city, or by nicknames created by sportswriters.",
"title": "Summary of modern-era major league teams"
}
] | The history of baseball in the United States dates to the 18th century, when boys and amateur enthusiasts played a baseball-like game by their own informal rules using homemade equipment. The popularity of the sport grew and amateur men's ball clubs were formed in the 1830–50s. Semi-professional baseball clubs followed in the 1860s, and the first professional leagues arrived in the post-American Civil War 1870s. | 2001-11-16T18:01:45Z | 2023-10-27T04:42:51Z | [
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3,858 | Major League Baseball Most Valuable Player Award | The Major League Baseball Most Valuable Player Award (MVP) is an annual Major League Baseball (MLB) award given to one outstanding player in the American League and one in the National League. The award has been presented by the Baseball Writers' Association of America (BBWAA) since 1931.
Since 1931, a Most Valuable Player Award has been bestowed by the Baseball Writers' Association of America (BBWAA) to a player in the National League and a player in the American League. Before 1931, two similar awards were issued—the League Award was issued during 1922–1928 in the American League and during 1924–1929 in the National League, and during 1911–1914, the Chalmers Award was issued to a player in each league. Criteria and a list of winners for these two earlier awards are detailed in below sections.
MVP voting takes place before the postseason, but the results are not announced until after the World Series. The BBWAA began by polling three writers in each league city in 1938, reducing that number to two per league city in 1961. The BBWAA does not offer a clear-cut definition of what "most valuable" means, instead leaving the judgment to the individual voters.
In 1944, the award was named after Kenesaw Mountain Landis, the first Commissioner of Baseball, who served from 1920 until his death on November 25, 1944. Formally named the Kenesaw Mountain Landis Memorial Baseball Award, that naming appeared on a plaque given to winning players. Starting in 2020, Landis' name no longer appears on the MVP plaque after the BBWAA received complaints from several former MVP winners about Landis' role against the integration of MLB.
First basemen, with 35 winners, have won the most MVPs among infielders, followed by second basemen (16), third basemen (15), and shortstops (15). Of the 25 pitchers who have won the award, 15 are right-handed while 10 are left-handed. Walter Johnson, Carl Hubbell, and Hal Newhouser are the only pitchers who have won multiple times, with Newhouser winning consecutively in 1944 and 1945.
Hank Greenberg, Stan Musial, Alex Rodriguez, and Robin Yount have won at different positions, while Rodriguez is the only player who has won the award with two different teams at two different positions. Rodriguez and Andre Dawson are the only players to win the award while on a last-place team, the 2003 Texas Rangers and 1987 Chicago Cubs, respectively. Barry Bonds has won the most often (seven times) and the most consecutively (four from 2001 to 2004). Jimmie Foxx was the first player to win multiple times – 10 players have won three times, and 19 have won twice. Frank Robinson is the only player to win the award in both the American and National Leagues.
The award's only tie occurred in the National League in 1979, when Keith Hernandez and Willie Stargell received an equal number of points. There have been 19 unanimous winners, who received all the first-place votes. The New York Yankees have the most winning players with 23, followed by the St. Louis Cardinals with 21 winners. The award has never been presented to a member of the following three teams: Arizona Diamondbacks, New York Mets, and Tampa Bay Rays.
In recent decades, pitchers have rarely won the award. When Shohei Ohtani won the AL award in 2021, he became the first pitcher in either league to be named the MVP since Clayton Kershaw in 2014, and the first in the American League since Justin Verlander in 2011. Ohtani also became the first two-way player to win the award and in 2023, he became the first player in MLB history to win MVP by unanimous vote twice. Since the creation of the Cy Young Award in 1956, he is the only pitcher to win an MVP award without winning a Cy Young in the same year (Don Newcombe, Sandy Koufax, Bob Gibson, Denny McLain, Vida Blue, Rollie Fingers, Willie Hernández, Roger Clemens, Dennis Eckersley, Justin Verlander, and Clayton Kershaw all won a Cy Young award in their MVP seasons).
Ironically, there was no award given by either league in 1930, which meant that one of the single greatest performances ever went unheralded when Hack Wilson of the Chicago Cubs set the (still standing) MLB record for RBI with 191. He also batted .356 and set the NL record with 56 HRs, a record which stood for 68 years until Sammy Soso (66) and Mark McGuire (70) both eclipsed him.
Before the 1910 season, Hugh Chalmers of Chalmers Automobile announced he would present a Chalmers Model 30 automobile to the player with the highest batting average in Major League Baseball at the end of the season. The 1910 race for best average in the American League was between the Detroit Tigers' widely disliked Ty Cobb and Nap Lajoie of the Cleveland Indians. On the last day of the season, Lajoie overtook Cobb's batting average with seven bunt hits against the St. Louis Browns. American League President Ban Johnson said a recalculation showed that Cobb had won the race anyway, and Chalmers ended up awarding cars to both players.
In the following season, Chalmers created the Chalmers Award. A committee of baseball writers was to convene after the season to determine the "most important and useful player to the club and the league". Since the award was not as effective at advertising as Chalmers had hoped, it was discontinued after 1914.
In 1922 the American League created a new award to honor "the baseball player who is of the greatest all-around service to his club". Winners, voted on by a committee of eight baseball writers chaired by James Crusinberry, received a bronze medal and a cash prize. Voters were required to select one player from each team and player-coaches and prior award winners were ineligible. Famously, these criteria resulted in Babe Ruth winning only a single MVP award before it was dropped after 1928. The National League award, without these restrictions, lasted from 1924 to 1929.
The BBWAA was first awarded the modern MVP after the 1931 season, adopting the format the National League used to distribute its league award. One writer in each city with a team filled out a ten-place ballot, with ten points for the recipient of a first-place vote, nine for a second-place vote, and so on. In 1938, the BBWAA raised the number of voters to three per city and gave 14 points for a first-place vote. The only significant change since then occurred in 1961 when the number of voters was reduced to two per league city. | [
{
"paragraph_id": 0,
"text": "The Major League Baseball Most Valuable Player Award (MVP) is an annual Major League Baseball (MLB) award given to one outstanding player in the American League and one in the National League. The award has been presented by the Baseball Writers' Association of America (BBWAA) since 1931.",
"title": ""
},
{
"paragraph_id": 1,
"text": "Since 1931, a Most Valuable Player Award has been bestowed by the Baseball Writers' Association of America (BBWAA) to a player in the National League and a player in the American League. Before 1931, two similar awards were issued—the League Award was issued during 1922–1928 in the American League and during 1924–1929 in the National League, and during 1911–1914, the Chalmers Award was issued to a player in each league. Criteria and a list of winners for these two earlier awards are detailed in below sections.",
"title": "History"
},
{
"paragraph_id": 2,
"text": "MVP voting takes place before the postseason, but the results are not announced until after the World Series. The BBWAA began by polling three writers in each league city in 1938, reducing that number to two per league city in 1961. The BBWAA does not offer a clear-cut definition of what \"most valuable\" means, instead leaving the judgment to the individual voters.",
"title": "History"
},
{
"paragraph_id": 3,
"text": "In 1944, the award was named after Kenesaw Mountain Landis, the first Commissioner of Baseball, who served from 1920 until his death on November 25, 1944. Formally named the Kenesaw Mountain Landis Memorial Baseball Award, that naming appeared on a plaque given to winning players. Starting in 2020, Landis' name no longer appears on the MVP plaque after the BBWAA received complaints from several former MVP winners about Landis' role against the integration of MLB.",
"title": "History"
},
{
"paragraph_id": 4,
"text": "First basemen, with 35 winners, have won the most MVPs among infielders, followed by second basemen (16), third basemen (15), and shortstops (15). Of the 25 pitchers who have won the award, 15 are right-handed while 10 are left-handed. Walter Johnson, Carl Hubbell, and Hal Newhouser are the only pitchers who have won multiple times, with Newhouser winning consecutively in 1944 and 1945.",
"title": "History"
},
{
"paragraph_id": 5,
"text": "Hank Greenberg, Stan Musial, Alex Rodriguez, and Robin Yount have won at different positions, while Rodriguez is the only player who has won the award with two different teams at two different positions. Rodriguez and Andre Dawson are the only players to win the award while on a last-place team, the 2003 Texas Rangers and 1987 Chicago Cubs, respectively. Barry Bonds has won the most often (seven times) and the most consecutively (four from 2001 to 2004). Jimmie Foxx was the first player to win multiple times – 10 players have won three times, and 19 have won twice. Frank Robinson is the only player to win the award in both the American and National Leagues.",
"title": "History"
},
{
"paragraph_id": 6,
"text": "The award's only tie occurred in the National League in 1979, when Keith Hernandez and Willie Stargell received an equal number of points. There have been 19 unanimous winners, who received all the first-place votes. The New York Yankees have the most winning players with 23, followed by the St. Louis Cardinals with 21 winners. The award has never been presented to a member of the following three teams: Arizona Diamondbacks, New York Mets, and Tampa Bay Rays.",
"title": "History"
},
{
"paragraph_id": 7,
"text": "In recent decades, pitchers have rarely won the award. When Shohei Ohtani won the AL award in 2021, he became the first pitcher in either league to be named the MVP since Clayton Kershaw in 2014, and the first in the American League since Justin Verlander in 2011. Ohtani also became the first two-way player to win the award and in 2023, he became the first player in MLB history to win MVP by unanimous vote twice. Since the creation of the Cy Young Award in 1956, he is the only pitcher to win an MVP award without winning a Cy Young in the same year (Don Newcombe, Sandy Koufax, Bob Gibson, Denny McLain, Vida Blue, Rollie Fingers, Willie Hernández, Roger Clemens, Dennis Eckersley, Justin Verlander, and Clayton Kershaw all won a Cy Young award in their MVP seasons).",
"title": "History"
},
{
"paragraph_id": 8,
"text": "Ironically, there was no award given by either league in 1930, which meant that one of the single greatest performances ever went unheralded when Hack Wilson of the Chicago Cubs set the (still standing) MLB record for RBI with 191. He also batted .356 and set the NL record with 56 HRs, a record which stood for 68 years until Sammy Soso (66) and Mark McGuire (70) both eclipsed him.",
"title": "History"
},
{
"paragraph_id": 9,
"text": "",
"title": "Chalmers Award (1911–1914)"
},
{
"paragraph_id": 10,
"text": "Before the 1910 season, Hugh Chalmers of Chalmers Automobile announced he would present a Chalmers Model 30 automobile to the player with the highest batting average in Major League Baseball at the end of the season. The 1910 race for best average in the American League was between the Detroit Tigers' widely disliked Ty Cobb and Nap Lajoie of the Cleveland Indians. On the last day of the season, Lajoie overtook Cobb's batting average with seven bunt hits against the St. Louis Browns. American League President Ban Johnson said a recalculation showed that Cobb had won the race anyway, and Chalmers ended up awarding cars to both players.",
"title": "Chalmers Award (1911–1914)"
},
{
"paragraph_id": 11,
"text": "In the following season, Chalmers created the Chalmers Award. A committee of baseball writers was to convene after the season to determine the \"most important and useful player to the club and the league\". Since the award was not as effective at advertising as Chalmers had hoped, it was discontinued after 1914.",
"title": "Chalmers Award (1911–1914)"
},
{
"paragraph_id": 12,
"text": "",
"title": "League Awards (1922–1929)"
},
{
"paragraph_id": 13,
"text": "In 1922 the American League created a new award to honor \"the baseball player who is of the greatest all-around service to his club\". Winners, voted on by a committee of eight baseball writers chaired by James Crusinberry, received a bronze medal and a cash prize. Voters were required to select one player from each team and player-coaches and prior award winners were ineligible. Famously, these criteria resulted in Babe Ruth winning only a single MVP award before it was dropped after 1928. The National League award, without these restrictions, lasted from 1924 to 1929.",
"title": "League Awards (1922–1929)"
},
{
"paragraph_id": 14,
"text": "The BBWAA was first awarded the modern MVP after the 1931 season, adopting the format the National League used to distribute its league award. One writer in each city with a team filled out a ten-place ballot, with ten points for the recipient of a first-place vote, nine for a second-place vote, and so on. In 1938, the BBWAA raised the number of voters to three per city and gave 14 points for a first-place vote. The only significant change since then occurred in 1961 when the number of voters was reduced to two per league city.",
"title": "Baseball Writers' Association of America's Most Valuable Player (1931–present)"
},
{
"paragraph_id": 15,
"text": "",
"title": "External links"
}
] | The Major League Baseball Most Valuable Player Award (MVP) is an annual Major League Baseball (MLB) award given to one outstanding player in the American League and one in the National League. The award has been presented by the Baseball Writers' Association of America (BBWAA) since 1931. | 2001-10-23T14:01:12Z | 2023-12-25T02:54:44Z | [
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] | https://en.wikipedia.org/wiki/Major_League_Baseball_Most_Valuable_Player_Award |
3,859 | Major League Baseball Rookie of the Year Award | In Major League Baseball, the Rookie of the Year Award is given annually to two outstanding rookie players, one each for the American League (AL) and National League (NL), as voted on by the Baseball Writers' Association of America (BBWAA). The award was established in 1940 by the Chicago chapter of the BBWAA, which selected an annual winner from 1940 through 1946. The award became national in 1947; Jackie Robinson, the Brooklyn Dodgers' second baseman, won the inaugural award. One award was presented for all of MLB in 1947 and 1948; since 1949, the honor has been given to one player each in the NL and AL. Originally, the award was known as the J. Louis Comiskey Memorial Award, named after the Chicago White Sox owner of the 1930s. The award was renamed the Jackie Robinson Award in July 1987, 40 years after Robinson broke the baseball color line.
Nineteen players have been elected to the National Baseball Hall of Fame—Robinson, seven AL players, and eleven others from the NL. The award has been shared twice: once by Butch Metzger and Pat Zachry of the NL in 1976; and once by John Castino and Alfredo Griffin of the AL in 1979. Members of the Brooklyn and Los Angeles Dodgers have won the most awards of any franchise (with 18), twice the total of the New York Yankees, and members of the Philadelphia and Oakland Athletics (eight), who have produced the most in the AL. Fred Lynn and Ichiro Suzuki are the only two players who have been named Rookie of the Year and Most Valuable Player in the same year, and Fernando Valenzuela is the only player to have won Rookie of the Year and the Cy Young Award in the same year. Sam Jethroe is the oldest player to have won the award, at age 32, 33 days older than 2000 winner Kazuhiro Sasaki (also 32). Gunnar Henderson of the Baltimore Orioles and Corbin Carroll of the Arizona Diamondbacks are the most recent winners.
From 1947 through 1956, each BBWAA voter used discretion as to who qualified as a rookie. In 1957, the term was first defined as someone with fewer than 75 at-bats or 45 innings pitched in any previous Major League season. This guideline was later amended to 90 at-bats, 45 innings pitched, or 45 days on a Major League roster before September 1 of the previous year. The current standard of 130 at-bats, 50 innings pitched or 45 days on the active roster of a Major League club (excluding time in military service or on the injury list) before September 1 was adopted in 1971.
Since 1980, each voter names three rookies: a first-place choice is given five points, a second-place choice three points, and a third-place choice one point. The award goes to the player who receives the most overall points. Edinson Vólquez received three second-place votes in 2008 balloting despite no longer being a rookie under the award's definition.
The award has drawn criticism in recent years because several players with experience in Nippon Professional Baseball (NPB) have won the award, such as Hideo Nomo in 1995, Kazuhiro Sasaki in 2000, Ichiro Suzuki in 2001, and Shohei Ohtani in 2018. The current definition of rookie status for the award is based only on Major League experience, but some feel that past NPB players are not true rookies because of their past professional experience. Others, however, believe it should make no difference since the first recipient and the award's namesake played for the Negro leagues before his MLB career and thus could also not be considered a "true rookie". This issue arose in 2003 when Hideki Matsui narrowly lost the AL award to Ángel Berroa. Jim Souhan of the Minneapolis Star Tribune said he did not see Matsui as a rookie in 2003 because "it would be an insult to the Japanese league to pretend that experience didn't count." The Japan Times ran a story in 2007 on the labeling of Daisuke Matsuzaka, Kei Igawa, and Hideki Okajima as rookies, saying "[t]hese guys aren't rookies." Past winners such as Jackie Robinson, Don Newcombe, and Sam Jethroe had professional experience in the Negro leagues.
Every MLB franchise has had a Rookie of the Year. The Brooklyn/Los Angeles Dodgers have won more than any other team with 18. | [
{
"paragraph_id": 0,
"text": "In Major League Baseball, the Rookie of the Year Award is given annually to two outstanding rookie players, one each for the American League (AL) and National League (NL), as voted on by the Baseball Writers' Association of America (BBWAA). The award was established in 1940 by the Chicago chapter of the BBWAA, which selected an annual winner from 1940 through 1946. The award became national in 1947; Jackie Robinson, the Brooklyn Dodgers' second baseman, won the inaugural award. One award was presented for all of MLB in 1947 and 1948; since 1949, the honor has been given to one player each in the NL and AL. Originally, the award was known as the J. Louis Comiskey Memorial Award, named after the Chicago White Sox owner of the 1930s. The award was renamed the Jackie Robinson Award in July 1987, 40 years after Robinson broke the baseball color line.",
"title": ""
},
{
"paragraph_id": 1,
"text": "Nineteen players have been elected to the National Baseball Hall of Fame—Robinson, seven AL players, and eleven others from the NL. The award has been shared twice: once by Butch Metzger and Pat Zachry of the NL in 1976; and once by John Castino and Alfredo Griffin of the AL in 1979. Members of the Brooklyn and Los Angeles Dodgers have won the most awards of any franchise (with 18), twice the total of the New York Yankees, and members of the Philadelphia and Oakland Athletics (eight), who have produced the most in the AL. Fred Lynn and Ichiro Suzuki are the only two players who have been named Rookie of the Year and Most Valuable Player in the same year, and Fernando Valenzuela is the only player to have won Rookie of the Year and the Cy Young Award in the same year. Sam Jethroe is the oldest player to have won the award, at age 32, 33 days older than 2000 winner Kazuhiro Sasaki (also 32). Gunnar Henderson of the Baltimore Orioles and Corbin Carroll of the Arizona Diamondbacks are the most recent winners.",
"title": ""
},
{
"paragraph_id": 2,
"text": "From 1947 through 1956, each BBWAA voter used discretion as to who qualified as a rookie. In 1957, the term was first defined as someone with fewer than 75 at-bats or 45 innings pitched in any previous Major League season. This guideline was later amended to 90 at-bats, 45 innings pitched, or 45 days on a Major League roster before September 1 of the previous year. The current standard of 130 at-bats, 50 innings pitched or 45 days on the active roster of a Major League club (excluding time in military service or on the injury list) before September 1 was adopted in 1971.",
"title": "Qualifications and voting"
},
{
"paragraph_id": 3,
"text": "Since 1980, each voter names three rookies: a first-place choice is given five points, a second-place choice three points, and a third-place choice one point. The award goes to the player who receives the most overall points. Edinson Vólquez received three second-place votes in 2008 balloting despite no longer being a rookie under the award's definition.",
"title": "Qualifications and voting"
},
{
"paragraph_id": 4,
"text": "The award has drawn criticism in recent years because several players with experience in Nippon Professional Baseball (NPB) have won the award, such as Hideo Nomo in 1995, Kazuhiro Sasaki in 2000, Ichiro Suzuki in 2001, and Shohei Ohtani in 2018. The current definition of rookie status for the award is based only on Major League experience, but some feel that past NPB players are not true rookies because of their past professional experience. Others, however, believe it should make no difference since the first recipient and the award's namesake played for the Negro leagues before his MLB career and thus could also not be considered a \"true rookie\". This issue arose in 2003 when Hideki Matsui narrowly lost the AL award to Ángel Berroa. Jim Souhan of the Minneapolis Star Tribune said he did not see Matsui as a rookie in 2003 because \"it would be an insult to the Japanese league to pretend that experience didn't count.\" The Japan Times ran a story in 2007 on the labeling of Daisuke Matsuzaka, Kei Igawa, and Hideki Okajima as rookies, saying \"[t]hese guys aren't rookies.\" Past winners such as Jackie Robinson, Don Newcombe, and Sam Jethroe had professional experience in the Negro leagues.",
"title": "Qualifications and voting"
},
{
"paragraph_id": 5,
"text": "Every MLB franchise has had a Rookie of the Year. The Brooklyn/Los Angeles Dodgers have won more than any other team with 18.",
"title": "Winners"
},
{
"paragraph_id": 6,
"text": "",
"title": "References"
}
] | In Major League Baseball, the Rookie of the Year Award is given annually to two outstanding rookie players, one each for the American League (AL) and National League (NL), as voted on by the Baseball Writers' Association of America (BBWAA). The award was established in 1940 by the Chicago chapter of the BBWAA, which selected an annual winner from 1940 through 1946. The award became national in 1947; Jackie Robinson, the Brooklyn Dodgers' second baseman, won the inaugural award. One award was presented for all of MLB in 1947 and 1948; since 1949, the honor has been given to one player each in the NL and AL. Originally, the award was known as the J. Louis Comiskey Memorial Award, named after the Chicago White Sox owner of the 1930s. The award was renamed the Jackie Robinson Award in July 1987, 40 years after Robinson broke the baseball color line. Nineteen players have been elected to the National Baseball Hall of Fame—Robinson, seven AL players, and eleven others from the NL. The award has been shared twice: once by Butch Metzger and Pat Zachry of the NL in 1976; and once by John Castino and Alfredo Griffin of the AL in 1979. Members of the Brooklyn and Los Angeles Dodgers have won the most awards of any franchise, twice the total of the New York Yankees, and members of the Philadelphia and Oakland Athletics (eight), who have produced the most in the AL. Fred Lynn and Ichiro Suzuki are the only two players who have been named Rookie of the Year and Most Valuable Player in the same year, and Fernando Valenzuela is the only player to have won Rookie of the Year and the Cy Young Award in the same year. Sam Jethroe is the oldest player to have won the award, at age 32, 33 days older than 2000 winner Kazuhiro Sasaki. Gunnar Henderson of the Baltimore Orioles and Corbin Carroll of the Arizona Diamondbacks are the most recent winners. | 2001-11-14T15:11:03Z | 2023-11-18T20:45:18Z | [
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3,860 | National League Championship Series | The National League Championship Series (NLCS), also known as the National League Pennant, is a best-of-seven playoff and one of two League Championship Series comprising the penultimate round of Major League Baseball's (MLB) postseason. It is contested by the winners of the two National League (NL) Division Series. The winner of the NLCS wins the NL pennant and advances to the World Series, MLB's championship series, to play the winner of the American League's (AL) Championship Series. The NLCS began in 1969 as a best-of-five playoff and used this format until 1985, when it changed to a best-of-seven format.
Prior to 1969, the National League champion (the "pennant winner") was determined by the best win–loss record at the end of the regular season. There were four ad hoc three-game playoff series due to ties under this formulation (in 1946, 1951, 1959, and 1962).
A structured postseason series began in 1969, when both the National and American Leagues were reorganized into two divisions each, East and West. The two division winners within each league played each other in a best-of-five series to determine who would advance to the World Series. In 1985, the format changed to best-of-seven.
The NLCS and ALCS, since the expansion to seven games, are always played in a 2–3–2 format: games 1, 2, 6, and 7 are played in the stadium of the team that has home field advantage, and games 3, 4, and 5 are played in the stadium of the team that does not. Home field advantage is given to the team that has the better record, except a division champion would always get home advantage over a Wild Card team. From 1969 to 1993, home field advantage was alternated between divisions each year regardless of regular season record and from 1995 to 1997 home field advantage was predetermined before the season.
In 1981, a one-off division series was held due to a split season caused by a players' strike.
In 1994, the league was restructured into three divisions, with the three division winners and a wild card team advancing to a best-of-five postseason round, the now-permanent National League Division Series (NLDS). The winners of that round advance to the best-of-seven NLCS.
The Milwaukee Brewers, an American League team between 1969 and 1997, and the Houston Astros, a National League team between 1962 and 2012, are the only franchises to play in both the ALCS and NLCS. The Astros are the only team to have won both an NLCS (2005) and an ALCS (2017, 2019, 2021, and 2022). The Astros made four NLCS appearances before moving to the AL in 2013. Every current National League franchise has appeared in the NLCS and all teams except the Brewers have won an NL Pennant via the NLCS.
For the first time in history, two wild card teams played in the 2022 National League Championship Series.
The Warren C. Giles Trophy is awarded to the NLCS winner. Warren Giles served as president of the National League from 1951 to 1969.
A Most Valuable Player (MVP) award is given to the outstanding player in the NLCS. No MVP award is given for Division Series play.
The MVP award has been given to a player on the losing team twice, in 1986 to Mike Scott of the Houston Astros and in 1987 to Jeffrey Leonard of the San Francisco Giants.
Although the National League began its LCS MVP award in 1977, the American League did not begin its LCS MVP award until 1980. The winners are listed in several locations:
In the sortable table below, teams are ordered first by number of wins, then by number of appearances, and finally by year of first appearance. In the "Season(s)" column, bold years indicate winning appearances. | [
{
"paragraph_id": 0,
"text": "The National League Championship Series (NLCS), also known as the National League Pennant, is a best-of-seven playoff and one of two League Championship Series comprising the penultimate round of Major League Baseball's (MLB) postseason. It is contested by the winners of the two National League (NL) Division Series. The winner of the NLCS wins the NL pennant and advances to the World Series, MLB's championship series, to play the winner of the American League's (AL) Championship Series. The NLCS began in 1969 as a best-of-five playoff and used this format until 1985, when it changed to a best-of-seven format.",
"title": ""
},
{
"paragraph_id": 1,
"text": "Prior to 1969, the National League champion (the \"pennant winner\") was determined by the best win–loss record at the end of the regular season. There were four ad hoc three-game playoff series due to ties under this formulation (in 1946, 1951, 1959, and 1962).",
"title": "History"
},
{
"paragraph_id": 2,
"text": "A structured postseason series began in 1969, when both the National and American Leagues were reorganized into two divisions each, East and West. The two division winners within each league played each other in a best-of-five series to determine who would advance to the World Series. In 1985, the format changed to best-of-seven.",
"title": "History"
},
{
"paragraph_id": 3,
"text": "The NLCS and ALCS, since the expansion to seven games, are always played in a 2–3–2 format: games 1, 2, 6, and 7 are played in the stadium of the team that has home field advantage, and games 3, 4, and 5 are played in the stadium of the team that does not. Home field advantage is given to the team that has the better record, except a division champion would always get home advantage over a Wild Card team. From 1969 to 1993, home field advantage was alternated between divisions each year regardless of regular season record and from 1995 to 1997 home field advantage was predetermined before the season.",
"title": "History"
},
{
"paragraph_id": 4,
"text": "In 1981, a one-off division series was held due to a split season caused by a players' strike.",
"title": "History"
},
{
"paragraph_id": 5,
"text": "In 1994, the league was restructured into three divisions, with the three division winners and a wild card team advancing to a best-of-five postseason round, the now-permanent National League Division Series (NLDS). The winners of that round advance to the best-of-seven NLCS.",
"title": "History"
},
{
"paragraph_id": 6,
"text": "The Milwaukee Brewers, an American League team between 1969 and 1997, and the Houston Astros, a National League team between 1962 and 2012, are the only franchises to play in both the ALCS and NLCS. The Astros are the only team to have won both an NLCS (2005) and an ALCS (2017, 2019, 2021, and 2022). The Astros made four NLCS appearances before moving to the AL in 2013. Every current National League franchise has appeared in the NLCS and all teams except the Brewers have won an NL Pennant via the NLCS.",
"title": "History"
},
{
"paragraph_id": 7,
"text": "For the first time in history, two wild card teams played in the 2022 National League Championship Series.",
"title": "History"
},
{
"paragraph_id": 8,
"text": "The Warren C. Giles Trophy is awarded to the NLCS winner. Warren Giles served as president of the National League from 1951 to 1969.",
"title": "Championship Trophy"
},
{
"paragraph_id": 9,
"text": "A Most Valuable Player (MVP) award is given to the outstanding player in the NLCS. No MVP award is given for Division Series play.",
"title": "Most Valuable Player Award"
},
{
"paragraph_id": 10,
"text": "The MVP award has been given to a player on the losing team twice, in 1986 to Mike Scott of the Houston Astros and in 1987 to Jeffrey Leonard of the San Francisco Giants.",
"title": "Most Valuable Player Award"
},
{
"paragraph_id": 11,
"text": "Although the National League began its LCS MVP award in 1977, the American League did not begin its LCS MVP award until 1980. The winners are listed in several locations:",
"title": "Most Valuable Player Award"
},
{
"paragraph_id": 12,
"text": "",
"title": "Results"
},
{
"paragraph_id": 13,
"text": "In the sortable table below, teams are ordered first by number of wins, then by number of appearances, and finally by year of first appearance. In the \"Season(s)\" column, bold years indicate winning appearances.",
"title": "Results"
}
] | The National League Championship Series (NLCS), also known as the National League Pennant, is a best-of-seven playoff and one of two League Championship Series comprising the penultimate round of Major League Baseball's (MLB) postseason. It is contested by the winners of the two National League (NL) Division Series. The winner of the NLCS wins the NL pennant and advances to the World Series, MLB's championship series, to play the winner of the American League's (AL) Championship Series. The NLCS began in 1969 as a best-of-five playoff and used this format until 1985, when it changed to a best-of-seven format. | 2001-11-01T18:34:36Z | 2023-12-04T19:23:51Z | [
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3,861 | American League Championship Series | The American League Championship Series (ALCS), also known as the American League Pennant, is a best-of-seven playoff and one of two League Championship Series comprising the penultimate round of Major League Baseball's (MLB) postseason. The winner of the ALCS wins the AL pennant and advances to the World Series, MLB's championship series, to play the winner of the National League's (NL) Championship Series. The ALCS began in 1969 as a best-of-five playoff and used this format until 1985, when it changed to its current best-of-seven format.
Prior to 1969, the American League champion (the "pennant winner") was determined by the best win–loss record at the end of the regular season. There was one ad hoc single-game playoff held, in 1948, due to a tie under this formulation.
The ALCS started in 1969, when the AL reorganized into two divisions, East and West. The winners of each division played each other in a best-of-five series to determine who would advance to the World Series. In 1985, the format changed to best-of-seven.
In 1981, a division series was held due to a split season caused by a players' strike.
In 1994, the league was restructured into three divisions, with the three division winners and a Wild Card team advancing to a best-of-five postseason round, known as the American League Division Series (ALDS). The winners of that round then advanced to the best-of-seven ALCS. The playoffs were expanded in 2012 to include a second Wild Card team and in 2022 to include a third Wild Card team.
The ALCS and NLCS, since the expansion to best-of-seven, are always played in a 2–3–2 format: Games 1, 2, 6, and 7 are played in the stadium of the team that has home field advantage, and Games 3, 4, and 5 are played in the stadium of the team that does not. The series concludes when one team records its fourth win. Since 1998, home field advantage has been given to the team that has the better regular season record, except a division champion would always get home advantage over a Wild Card team. If both teams have identical records in the regular season, then home field advantage goes to the team that has the winning head-to-head record. From 1969 to 1993, home-field advantage alternated between the two divisions, and from 1995 to 1997 home-field advantage was determined before the season.
Eight managers have led a team to the ALCS in three consecutive seasons; however, the most consecutive ALCS appearances by one manager are held by Joe Torre, who led the New York Yankees to four straight from 1998 to 2001, and Dusty Baker who lead the Houston Astros to four straight from 2020 to 2023. The Astros (2017-present) are also the only team in the American League to have made seven consecutive American League Championship Series appearances.
The Milwaukee Brewers, an American League team between 1969 and 1997, and the Houston Astros, a National League team between 1962 and 2012, are the only franchises to play in both the ALCS and NLCS. The Astros are the only team to have won both an NLCS (2005) and an ALCS (2017, 2019, 2021, and 2022). Every current American League franchise has appeared in the ALCS.
The William Harridge Trophy is awarded to the ALCS champion. Will Harridge served as American League president from 1931 to 1959.
The Lee MacPhail Most Valuable Player (MVP) award is given to the outstanding player in the ALCS. No MVP award is given for Division Series play.
Although the National League began its LCS MVP award in 1977, the American League did not begin its LCS MVP award till 1980. The winners are listed in several locations:
In the sortable table below, teams are ordered first by number of wins, then by number of appearances, and finally by year of first appearance. In the "Season(s)" column, bold years indicate winning appearances. | [
{
"paragraph_id": 0,
"text": "The American League Championship Series (ALCS), also known as the American League Pennant, is a best-of-seven playoff and one of two League Championship Series comprising the penultimate round of Major League Baseball's (MLB) postseason. The winner of the ALCS wins the AL pennant and advances to the World Series, MLB's championship series, to play the winner of the National League's (NL) Championship Series. The ALCS began in 1969 as a best-of-five playoff and used this format until 1985, when it changed to its current best-of-seven format.",
"title": ""
},
{
"paragraph_id": 1,
"text": "Prior to 1969, the American League champion (the \"pennant winner\") was determined by the best win–loss record at the end of the regular season. There was one ad hoc single-game playoff held, in 1948, due to a tie under this formulation.",
"title": "History"
},
{
"paragraph_id": 2,
"text": "The ALCS started in 1969, when the AL reorganized into two divisions, East and West. The winners of each division played each other in a best-of-five series to determine who would advance to the World Series. In 1985, the format changed to best-of-seven.",
"title": "History"
},
{
"paragraph_id": 3,
"text": "In 1981, a division series was held due to a split season caused by a players' strike.",
"title": "History"
},
{
"paragraph_id": 4,
"text": "In 1994, the league was restructured into three divisions, with the three division winners and a Wild Card team advancing to a best-of-five postseason round, known as the American League Division Series (ALDS). The winners of that round then advanced to the best-of-seven ALCS. The playoffs were expanded in 2012 to include a second Wild Card team and in 2022 to include a third Wild Card team.",
"title": "History"
},
{
"paragraph_id": 5,
"text": "The ALCS and NLCS, since the expansion to best-of-seven, are always played in a 2–3–2 format: Games 1, 2, 6, and 7 are played in the stadium of the team that has home field advantage, and Games 3, 4, and 5 are played in the stadium of the team that does not. The series concludes when one team records its fourth win. Since 1998, home field advantage has been given to the team that has the better regular season record, except a division champion would always get home advantage over a Wild Card team. If both teams have identical records in the regular season, then home field advantage goes to the team that has the winning head-to-head record. From 1969 to 1993, home-field advantage alternated between the two divisions, and from 1995 to 1997 home-field advantage was determined before the season.",
"title": "History"
},
{
"paragraph_id": 6,
"text": "Eight managers have led a team to the ALCS in three consecutive seasons; however, the most consecutive ALCS appearances by one manager are held by Joe Torre, who led the New York Yankees to four straight from 1998 to 2001, and Dusty Baker who lead the Houston Astros to four straight from 2020 to 2023. The Astros (2017-present) are also the only team in the American League to have made seven consecutive American League Championship Series appearances.",
"title": "History"
},
{
"paragraph_id": 7,
"text": "The Milwaukee Brewers, an American League team between 1969 and 1997, and the Houston Astros, a National League team between 1962 and 2012, are the only franchises to play in both the ALCS and NLCS. The Astros are the only team to have won both an NLCS (2005) and an ALCS (2017, 2019, 2021, and 2022). Every current American League franchise has appeared in the ALCS.",
"title": "History"
},
{
"paragraph_id": 8,
"text": "The William Harridge Trophy is awarded to the ALCS champion. Will Harridge served as American League president from 1931 to 1959.",
"title": "Championship Trophy"
},
{
"paragraph_id": 9,
"text": "The Lee MacPhail Most Valuable Player (MVP) award is given to the outstanding player in the ALCS. No MVP award is given for Division Series play.",
"title": "Most Valuable Player Award"
},
{
"paragraph_id": 10,
"text": "Although the National League began its LCS MVP award in 1977, the American League did not begin its LCS MVP award till 1980. The winners are listed in several locations:",
"title": "Most Valuable Player Award"
},
{
"paragraph_id": 11,
"text": "In the sortable table below, teams are ordered first by number of wins, then by number of appearances, and finally by year of first appearance. In the \"Season(s)\" column, bold years indicate winning appearances.",
"title": "Results"
}
] | The American League Championship Series (ALCS), also known as the American League Pennant, is a best-of-seven playoff and one of two League Championship Series comprising the penultimate round of Major League Baseball's (MLB) postseason. The winner of the ALCS wins the AL pennant and advances to the World Series, MLB's championship series, to play the winner of the National League's (NL) Championship Series. The ALCS began in 1969 as a best-of-five playoff and used this format until 1985, when it changed to its current best-of-seven format. | 2001-11-01T15:29:52Z | 2023-12-04T19:22:42Z | [
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3,862 | American League Division Series | In Major League Baseball, the American League Division Series (ALDS) determines which two teams from the American League will advance to the American League Championship Series. The Division Series consists of two best-of-five series, featuring each of the two division winners with the best records and the winners of the wild-card play-off.
The Division Series was implemented in 1981 as a one-off tournament because of a midseason strike, with the first place teams before the strike taking on the teams in first place after the strike. In 1981, a split-season format forced the first ever divisional playoff series, in which the New York Yankees won the Eastern Division series over the Milwaukee Brewers (who were in the American League until 1998) in five games while in the Western Division, the Oakland Athletics swept the Kansas City Royals (the only team with an overall losing record to ever make the postseason).
In 1994, it was returned permanently when Major League Baseball (MLB) restructured each league into three divisions, but with a different format than in 1981. Each of the division winners, along with one wild card team, qualify for the Division Series. Despite being planned for the 1994 season, the postseason was cancelled that year due to the 1994–95 Major League Baseball strike. In 1995, the first season to feature a division series, the Western Division champion Seattle Mariners defeated the wild card New York Yankees three games to two, while the Central Division champion Cleveland Indians defeated the Eastern Division champion Boston Red Sox in a three-game sweep.
From 1994 to 2011, the wild card was given to the team in the American League with the best overall record that was not a division champion. Beginning with the 2012 season, a second wild card team was added, and the two wild card teams play a single-game playoff to determine which team would play in the ALDS. For the 2020 Major League Baseball season only, there was an expanded playoff format, owing to an abbreviated 60-game regular season due to the COVID-19 pandemic. Eight teams qualified from the American League: the top two teams in each division plus the next two best records among the remaining teams. These eight teams played a best-of-three-game series to determine placement in the ALDS. The regular format returned for the 2021 season.
As of 2022, the Yankees have played in and won the most division series, with thirteen wins in twenty-two appearances. In 2015, the Toronto Blue Jays and Houston Astros were the final American League teams to make their first appearances in the ALDS. The Astros had been in the National League through 2012, and had played in the National League Division Series (NLDS) seven times. The Astros are the only team to win the ALDS in six consecutive seasons. The Yankees record of four consecutive victories was broken by the Astros with their victory in the 2021 ALDS against the Tampa Bay Rays.
The ALDS is a best-of-five series where the divisional winner with the best winning percentage in the regular season hosts the winner of the Wild Card Series between the top two wild card teams in one matchup, and the divisional winner with the second best winning percentage hosts the winner of the series between the lowest-seeded divisional winner and the lowest-seeded wild card team. (From 2012 to 2021, the wild card team was assigned to play the divisional winner with the best winning percentage in the regular season in one series, and the other two division winners met in the other series. From 1998 to 2011, if the wild-card team and the division winner with the best record were from the same division, the wild-card team played the division winner with the second-best record, and the remaining two division leaders played each other.) The two series winners move on to the best-of-seven ALCS. According to Nate Silver, the advent of this playoff series, and especially of the wild card, has caused teams to focus more on "getting to the playoffs" rather than "winning the pennant" as the primary goal of the regular season.
From 2012 to 2021, the wild card team that advances to the Division Series was to face the number 1 seed, regardless whether or not they are in the same division. The two series winners move on to the best-of-seven ALCS. Beginning with the 2022 season, the winner between the lowest-ranked division winner and lowest-ranked wild card team faces the number 2 seed division winner in the Division Series, while the 4 v. 5 wild card winner still faces the number 1 seed, as there is no reseeding even if the 6-seeded wild card advances. Home-field advantage goes to the team with the better regular season record (or head-to-head record if there is a tie between two or more teams), except for the wild-card team, which never receives the home field advantage.
Beginning in 2003, MLB has implemented a new rule to give the team from the league that wins the All-Star Game with the best regular season record a slightly greater advantage. In order to spread out the Division Series games for broadcast purposes, the two ALDS series follow one of two off-day schedules. Starting in 2007, after consulting the MLBPA, MLB has decided to allow the team with the best record in the league that wins the All-Star Game to choose whether to use the seven-day schedule (1-2-off-3-4-off-5) or the eight-day schedule (1-off-2-off-3-4-off-5). The team only gets to choose the schedule; the opponent is still determined by win–loss records.
Initially, the best-of-5 series played in a 2–3 format, with the first two games set at home for the lower seed team and the last three for the higher seed. Since 1998, the series has followed a 2–2–1 format, where the higher seed team plays at home in Games 1 and 2, the lower seed plays at home in Game 3 and Game 4 (if necessary), and if a Game 5 is needed, the teams return to the higher seed's field. When MLB added a second wild card team in 2012, the Division Series re-adopted the 2–3 format due to scheduling conflicts. However, it reverted to the 2–2–1 format starting the next season, 2013.
In the sortable table below, teams are ordered first by number of wins, then by number of appearances, and finally by year of first appearance. In the "Season(s)" column, bold years indicate winning appearances. | [
{
"paragraph_id": 0,
"text": "In Major League Baseball, the American League Division Series (ALDS) determines which two teams from the American League will advance to the American League Championship Series. The Division Series consists of two best-of-five series, featuring each of the two division winners with the best records and the winners of the wild-card play-off.",
"title": ""
},
{
"paragraph_id": 1,
"text": "The Division Series was implemented in 1981 as a one-off tournament because of a midseason strike, with the first place teams before the strike taking on the teams in first place after the strike. In 1981, a split-season format forced the first ever divisional playoff series, in which the New York Yankees won the Eastern Division series over the Milwaukee Brewers (who were in the American League until 1998) in five games while in the Western Division, the Oakland Athletics swept the Kansas City Royals (the only team with an overall losing record to ever make the postseason).",
"title": "History"
},
{
"paragraph_id": 2,
"text": "In 1994, it was returned permanently when Major League Baseball (MLB) restructured each league into three divisions, but with a different format than in 1981. Each of the division winners, along with one wild card team, qualify for the Division Series. Despite being planned for the 1994 season, the postseason was cancelled that year due to the 1994–95 Major League Baseball strike. In 1995, the first season to feature a division series, the Western Division champion Seattle Mariners defeated the wild card New York Yankees three games to two, while the Central Division champion Cleveland Indians defeated the Eastern Division champion Boston Red Sox in a three-game sweep.",
"title": "History"
},
{
"paragraph_id": 3,
"text": "From 1994 to 2011, the wild card was given to the team in the American League with the best overall record that was not a division champion. Beginning with the 2012 season, a second wild card team was added, and the two wild card teams play a single-game playoff to determine which team would play in the ALDS. For the 2020 Major League Baseball season only, there was an expanded playoff format, owing to an abbreviated 60-game regular season due to the COVID-19 pandemic. Eight teams qualified from the American League: the top two teams in each division plus the next two best records among the remaining teams. These eight teams played a best-of-three-game series to determine placement in the ALDS. The regular format returned for the 2021 season.",
"title": "History"
},
{
"paragraph_id": 4,
"text": "As of 2022, the Yankees have played in and won the most division series, with thirteen wins in twenty-two appearances. In 2015, the Toronto Blue Jays and Houston Astros were the final American League teams to make their first appearances in the ALDS. The Astros had been in the National League through 2012, and had played in the National League Division Series (NLDS) seven times. The Astros are the only team to win the ALDS in six consecutive seasons. The Yankees record of four consecutive victories was broken by the Astros with their victory in the 2021 ALDS against the Tampa Bay Rays.",
"title": "History"
},
{
"paragraph_id": 5,
"text": "The ALDS is a best-of-five series where the divisional winner with the best winning percentage in the regular season hosts the winner of the Wild Card Series between the top two wild card teams in one matchup, and the divisional winner with the second best winning percentage hosts the winner of the series between the lowest-seeded divisional winner and the lowest-seeded wild card team. (From 2012 to 2021, the wild card team was assigned to play the divisional winner with the best winning percentage in the regular season in one series, and the other two division winners met in the other series. From 1998 to 2011, if the wild-card team and the division winner with the best record were from the same division, the wild-card team played the division winner with the second-best record, and the remaining two division leaders played each other.) The two series winners move on to the best-of-seven ALCS. According to Nate Silver, the advent of this playoff series, and especially of the wild card, has caused teams to focus more on \"getting to the playoffs\" rather than \"winning the pennant\" as the primary goal of the regular season.",
"title": "History"
},
{
"paragraph_id": 6,
"text": "From 2012 to 2021, the wild card team that advances to the Division Series was to face the number 1 seed, regardless whether or not they are in the same division. The two series winners move on to the best-of-seven ALCS. Beginning with the 2022 season, the winner between the lowest-ranked division winner and lowest-ranked wild card team faces the number 2 seed division winner in the Division Series, while the 4 v. 5 wild card winner still faces the number 1 seed, as there is no reseeding even if the 6-seeded wild card advances. Home-field advantage goes to the team with the better regular season record (or head-to-head record if there is a tie between two or more teams), except for the wild-card team, which never receives the home field advantage.",
"title": "History"
},
{
"paragraph_id": 7,
"text": "Beginning in 2003, MLB has implemented a new rule to give the team from the league that wins the All-Star Game with the best regular season record a slightly greater advantage. In order to spread out the Division Series games for broadcast purposes, the two ALDS series follow one of two off-day schedules. Starting in 2007, after consulting the MLBPA, MLB has decided to allow the team with the best record in the league that wins the All-Star Game to choose whether to use the seven-day schedule (1-2-off-3-4-off-5) or the eight-day schedule (1-off-2-off-3-4-off-5). The team only gets to choose the schedule; the opponent is still determined by win–loss records.",
"title": "History"
},
{
"paragraph_id": 8,
"text": "Initially, the best-of-5 series played in a 2–3 format, with the first two games set at home for the lower seed team and the last three for the higher seed. Since 1998, the series has followed a 2–2–1 format, where the higher seed team plays at home in Games 1 and 2, the lower seed plays at home in Game 3 and Game 4 (if necessary), and if a Game 5 is needed, the teams return to the higher seed's field. When MLB added a second wild card team in 2012, the Division Series re-adopted the 2–3 format due to scheduling conflicts. However, it reverted to the 2–2–1 format starting the next season, 2013.",
"title": "History"
},
{
"paragraph_id": 9,
"text": "In the sortable table below, teams are ordered first by number of wins, then by number of appearances, and finally by year of first appearance. In the \"Season(s)\" column, bold years indicate winning appearances.",
"title": "Results"
}
] | In Major League Baseball, the American League Division Series (ALDS) determines which two teams from the American League will advance to the American League Championship Series. The Division Series consists of two best-of-five series, featuring each of the two division winners with the best records and the winners of the wild-card play-off. | 2001-11-01T17:49:28Z | 2023-10-12T02:01:04Z | [
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3,863 | National League Division Series | In Major League Baseball, the National League Division Series (NLDS) determines which two teams from the National League will advance to the National League Championship Series. The Division Series consists of two best-of-five series, featuring each of the two division winners with the best records and the winners of the wild-card play-offs.
The Division Series was implemented in 1981 as a one-off tournament because of a midseason strike, with the first place teams before the strike taking on the teams in first place after the strike. In 1981, a split-season format forced the first ever divisional playoff series, in which the Montreal Expos won the Eastern Division series over the Philadelphia Phillies in five games while in the Western Division, the Los Angeles Dodgers defeated the Houston Astros, also in five games (the Astros were members of the National League until 2012).
In 1994, it was returned permanently when Major League Baseball (MLB) restructured each league into three divisions, but with a different format than in 1981. Each of the division winners, along with one wild card team, qualify for the Division Series. Despite being planned for the 1994 season, the post-season was cancelled that year due to the 1994–95 Major League Baseball strike. In 1995, the first season to feature a division series, the Eastern Division champion Atlanta Braves defeated the wild card Colorado Rockies three games to one, while the Central Division champion Cincinnati Reds defeated the Western Division champion Los Angeles Dodgers in a three game sweep.
From 1994 to 2011, the wild card was given to the team in the National League with the best overall record that was not a division champion. Beginning with the 2012 season, a second wild card team was added, and the two wild card teams play a single-game playoff to determine which team would play in the NLDS. For the 2020 Major League Baseball season only, there was an expanded playoff format, owing to an abbreviated 60-game regular season due to the COVID-19 pandemic. Eight teams qualified from the National League: the top two teams in each division plus the next two best records among the remaining teams. These eight teams played a best-of-three game series to determine placement in the NLDS. The regular format returned for the 2021 season.
As of 2021, the Atlanta Braves have currently played in the most NL division series with seventeen appearances. The St. Louis Cardinals have currently won the most NL division series, winning eleven of the fourteen series in which they have played. The Pittsburgh Pirates (who finished with a losing record from 1993 to 2012) were the last team to make their first appearance in the NL division series, making their debut in 2013 after winning the 2013 National League Wild Card Game. In 2008, the Milwaukee Brewers became the first team to play in division series in both leagues when they won the National League wild card, their first postseason berth since winning the American League East Division title in 1982 before switching leagues in 1998. Milwaukee had competed in an American League Division Series in the strike-shortened 1981 season.
The NLDS is a best-of-five series where the divisional winner with the best winning percentage in the regular season hosts the winner of the Wild Card Series between the top two wild card teams in one matchup, and the divisional winner with the second best winning percentage hosts the winner of the other Wild Card Series between the lowest-seeded divisional winner and the lowest-seeded wild card team. (From 2012 to 2021, the wild card team was assigned to play the divisional winner with the best winning percentage in the regular season in one series, and the other two division winners met in the other series. From 1998 to 2011, if the wild-card team and the division winner with the best record were from the same division, the wild-card team played the division winner with the second-best record, and the remaining two division leaders played each other.) The two series winners move on to the best-of-seven NLCS. According to Nate Silver, the advent of this playoff series, and especially of the wild card, has caused teams to focus more on "getting to the playoffs" rather than "winning the pennant" as the primary goal of the regular season.
From 2012 to 2021, the wild card team that advances to the Division Series was to face the number 1 seed, regardless whether or not they are in the same division. The two series winners move on to the best-of-seven NLCS. Beginning with the 2022 season, the winner between the lowest-ranked division winner and lowest-ranked wild card team faces the #2 seed division winner in the Division Series, while the 4 v. 5 wild card winner faces the #1 seed, as there is no reseeding even if the 6 seed wild card advances. Home-field advantage goes to the team with the better regular season record (or head-to-head record if there is a tie between two or more teams), except for the wild-card team, which never receives the home-field advantage.
Beginning in 2003, MLB has implemented a new rule to give the team with the best regular season record from the league that wins the All-Star Game a slightly greater advantage. In order to spread out the Division Series games for broadcast purposes, the two NLDS series follow one of two off-day schedules. Starting in 2007, after consulting the MLBPA, MLB has decided to allow the team with the best record in the league that wins the All-Star Game to choose whether to use the seven-day schedule (1-2-off-3-4-off-5) or the eight-day schedule (1-off-2-off-3-4-off-5). The team only gets to choose the schedule; the opponent is still determined by win–loss records.
Initially, the best-of-5 series played in a 2–3 format, with the first two games set at home for the lower seed team and the last three for the higher seed. Since 1998, the series has followed a 2–2–1 format, where the higher seed team plays at home in Games 1 and 2, the lower seed plays at home in Game 3 and Game 4 (if necessary), and if a Game 5 is needed, the teams return to the higher seed's field. When MLB added a second wild card team in 2012, the Division Series re-adopted the 2–3 format due to scheduling conflicts. However, it reverted to the 2–2–1 format starting the next season, 2013.
In the sortable table below, teams are ordered first by number of wins, then by number of appearances, and finally by year of first appearance. In the "Season(s)" column, bold years indicate winning appearances.
NOTE: With the Houston Astros move to the American League at the conclusion of the 2012 season, the Braves vs. Astros series is not currently possible. | [
{
"paragraph_id": 0,
"text": "In Major League Baseball, the National League Division Series (NLDS) determines which two teams from the National League will advance to the National League Championship Series. The Division Series consists of two best-of-five series, featuring each of the two division winners with the best records and the winners of the wild-card play-offs.",
"title": ""
},
{
"paragraph_id": 1,
"text": "The Division Series was implemented in 1981 as a one-off tournament because of a midseason strike, with the first place teams before the strike taking on the teams in first place after the strike. In 1981, a split-season format forced the first ever divisional playoff series, in which the Montreal Expos won the Eastern Division series over the Philadelphia Phillies in five games while in the Western Division, the Los Angeles Dodgers defeated the Houston Astros, also in five games (the Astros were members of the National League until 2012).",
"title": "History"
},
{
"paragraph_id": 2,
"text": "In 1994, it was returned permanently when Major League Baseball (MLB) restructured each league into three divisions, but with a different format than in 1981. Each of the division winners, along with one wild card team, qualify for the Division Series. Despite being planned for the 1994 season, the post-season was cancelled that year due to the 1994–95 Major League Baseball strike. In 1995, the first season to feature a division series, the Eastern Division champion Atlanta Braves defeated the wild card Colorado Rockies three games to one, while the Central Division champion Cincinnati Reds defeated the Western Division champion Los Angeles Dodgers in a three game sweep.",
"title": "History"
},
{
"paragraph_id": 3,
"text": "From 1994 to 2011, the wild card was given to the team in the National League with the best overall record that was not a division champion. Beginning with the 2012 season, a second wild card team was added, and the two wild card teams play a single-game playoff to determine which team would play in the NLDS. For the 2020 Major League Baseball season only, there was an expanded playoff format, owing to an abbreviated 60-game regular season due to the COVID-19 pandemic. Eight teams qualified from the National League: the top two teams in each division plus the next two best records among the remaining teams. These eight teams played a best-of-three game series to determine placement in the NLDS. The regular format returned for the 2021 season.",
"title": "History"
},
{
"paragraph_id": 4,
"text": "As of 2021, the Atlanta Braves have currently played in the most NL division series with seventeen appearances. The St. Louis Cardinals have currently won the most NL division series, winning eleven of the fourteen series in which they have played. The Pittsburgh Pirates (who finished with a losing record from 1993 to 2012) were the last team to make their first appearance in the NL division series, making their debut in 2013 after winning the 2013 National League Wild Card Game. In 2008, the Milwaukee Brewers became the first team to play in division series in both leagues when they won the National League wild card, their first postseason berth since winning the American League East Division title in 1982 before switching leagues in 1998. Milwaukee had competed in an American League Division Series in the strike-shortened 1981 season.",
"title": "History"
},
{
"paragraph_id": 5,
"text": "The NLDS is a best-of-five series where the divisional winner with the best winning percentage in the regular season hosts the winner of the Wild Card Series between the top two wild card teams in one matchup, and the divisional winner with the second best winning percentage hosts the winner of the other Wild Card Series between the lowest-seeded divisional winner and the lowest-seeded wild card team. (From 2012 to 2021, the wild card team was assigned to play the divisional winner with the best winning percentage in the regular season in one series, and the other two division winners met in the other series. From 1998 to 2011, if the wild-card team and the division winner with the best record were from the same division, the wild-card team played the division winner with the second-best record, and the remaining two division leaders played each other.) The two series winners move on to the best-of-seven NLCS. According to Nate Silver, the advent of this playoff series, and especially of the wild card, has caused teams to focus more on \"getting to the playoffs\" rather than \"winning the pennant\" as the primary goal of the regular season.",
"title": "History"
},
{
"paragraph_id": 6,
"text": "From 2012 to 2021, the wild card team that advances to the Division Series was to face the number 1 seed, regardless whether or not they are in the same division. The two series winners move on to the best-of-seven NLCS. Beginning with the 2022 season, the winner between the lowest-ranked division winner and lowest-ranked wild card team faces the #2 seed division winner in the Division Series, while the 4 v. 5 wild card winner faces the #1 seed, as there is no reseeding even if the 6 seed wild card advances. Home-field advantage goes to the team with the better regular season record (or head-to-head record if there is a tie between two or more teams), except for the wild-card team, which never receives the home-field advantage.",
"title": "History"
},
{
"paragraph_id": 7,
"text": "Beginning in 2003, MLB has implemented a new rule to give the team with the best regular season record from the league that wins the All-Star Game a slightly greater advantage. In order to spread out the Division Series games for broadcast purposes, the two NLDS series follow one of two off-day schedules. Starting in 2007, after consulting the MLBPA, MLB has decided to allow the team with the best record in the league that wins the All-Star Game to choose whether to use the seven-day schedule (1-2-off-3-4-off-5) or the eight-day schedule (1-off-2-off-3-4-off-5). The team only gets to choose the schedule; the opponent is still determined by win–loss records.",
"title": "History"
},
{
"paragraph_id": 8,
"text": "Initially, the best-of-5 series played in a 2–3 format, with the first two games set at home for the lower seed team and the last three for the higher seed. Since 1998, the series has followed a 2–2–1 format, where the higher seed team plays at home in Games 1 and 2, the lower seed plays at home in Game 3 and Game 4 (if necessary), and if a Game 5 is needed, the teams return to the higher seed's field. When MLB added a second wild card team in 2012, the Division Series re-adopted the 2–3 format due to scheduling conflicts. However, it reverted to the 2–2–1 format starting the next season, 2013.",
"title": "History"
},
{
"paragraph_id": 9,
"text": "In the sortable table below, teams are ordered first by number of wins, then by number of appearances, and finally by year of first appearance. In the \"Season(s)\" column, bold years indicate winning appearances.",
"title": "Results"
},
{
"paragraph_id": 10,
"text": "NOTE: With the Houston Astros move to the American League at the conclusion of the 2012 season, the Braves vs. Astros series is not currently possible.",
"title": "Results"
}
] | In Major League Baseball, the National League Division Series (NLDS) determines which two teams from the National League will advance to the National League Championship Series. The Division Series consists of two best-of-five series, featuring each of the two division winners with the best records and the winners of the wild-card play-offs. | 2001-11-01T18:57:10Z | 2023-11-21T03:27:03Z | [
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3,864 | 2001 World Series | The 2001 World Series was the championship series of Major League Baseball's (MLB) 2001 season. The 97th edition of the World Series, it was a best-of-seven playoff between the National League (NL) champion Arizona Diamondbacks and the three-time defending World Series champions and American League (AL) champion New York Yankees. The underdog Diamondbacks defeated the heavily favored Yankees, four games to three to win the series. Considered one of the greatest World Series of all time, its memorable aspects included two extra-inning games and three late-inning comebacks. Diamondbacks pitchers Randy Johnson and Curt Schilling were both named World Series Most Valuable Players.
The Yankees advanced to the World Series by defeating the Oakland Athletics, three games to two, in the AL Division Series, and then the Seattle Mariners in the AL Championship Series, four games to one. It was the Yankees' fourth consecutive World Series appearance, after winning championships in 1998, 1999, and 2000. The Diamondbacks advanced to the World Series by defeating the St. Louis Cardinals, three games to two, in the NL Division Series, and then the Atlanta Braves in the NL Championship Series, four games to one. It was the franchise's first appearance in a World Series.
The Series began later than usual as a result of a delay in the regular season after the September 11 attacks and was the first to extend into November. The Diamondbacks won the first two games at home, limiting the Yankees to just one run. The Yankees responded with a close win in Game 3, at which U.S. President George W. Bush threw out the ceremonial first pitch. In Games 4 and 5, the Yankees won in comeback fashion, hitting game-tying home runs off Diamondbacks closer Byung-hyun Kim with one out remaining in consecutive games, before winning in extra innings. The Diamondbacks won Game 6 in a blowout, forcing a decisive Game 7. In the final game, the Yankees led in the ninth inning before the Diamondbacks staged a comeback against closer Mariano Rivera, capped off by a walk-off, bases-loaded bloop single by Luis Gonzalez to clinch Arizona's championship victory. This was the third World Series to end in a bases-loaded, walk-off hit, following 1991 and 1997, and to this date, the last Series to end on a walk-off of any kind. This series held the record for the latest date that a Series ended (November 4th), until that record was tied during the 2009 World Series and broken during the 2022 World Series.
Among several firsts, the 2001 World Series was the first World Series championship for the Diamondbacks; the first World Series played in the state of Arizona or the Mountain Time Zone; the first championship for a Far West state other than California; the first major professional sports team from the state of Arizona to win a championship; and the earliest an MLB franchise had won a World Series (the Diamondbacks had only existed for four years). The home team won every game in the Series, which had only happened twice before, in 1987 and 1991, both won by the Minnesota Twins. The Diamondbacks outscored the Yankees, 37–14, as a result of large margins of victory achieved by Arizona at Bank One Ballpark (now known as Chase Field) relative to the one-run margins the Yankees achieved at Yankee Stadium. Arizona's pitching held powerhouse New York to a .183 batting average, the lowest in a seven-game World Series ever, surpassing the St. Louis Cardinals, who hit .185 in the 1985 World Series. This and the 2002 World Series were the last two consecutive World Series to have game sevens until the World Series of 2016 and 2017. The 2001 World Series was the subject of an HBO documentary, Nine Innings from Ground Zero, in 2004.
The Arizona Diamondbacks began play in 1998, along with the Tampa Bay Devil Rays, as the youngest expansion team in Major League Baseball (MLB). After a mediocre debut season, the Diamondbacks finished the following year first in the National League (NL) West with a 100–62 record, but lost to the New York Mets in the NL Division series. With several All-Star players like Randy Johnson and Matt Williams, the Diamondbacks had high expectations for the 2000 season, but finished third in the NL West with an 85–77 record. During the offseason, team manager Buck Showalter was fired, and replaced by sportscaster Bob Brenly. The Diamondbacks acquired several notable free agent players during the offseason, including Miguel Batista, Mark Grace, and Reggie Sanders. Most of the Diamondbacks players were above the age of 30, and had already played on a number of teams prior to the 2001 season. In fact, the Diamondbacks starting lineup for the World Series did not include a player under the age of 31, making them the oldest team by player age in World Series history. With several players nearing the age of retirement, Luis Gonzalez noted that the overall team mentality was "there's too many good guys in here to let this opportunity slip away".
Although the Diamondbacks were only one game above .500 by the end of April, Gonzalez had a particularly memorable start to the season, in which he tied the MLB record with 13 home runs during the month of April. The Diamondbacks found greater success in May and June, and at one point had a six-game lead in the NL West. During this span, the team won nine consecutive games, and Johnson tied the MLB record with 20 strikeouts in a nine-inning game. The six game lead did not last long however, and by the end of July, the Diamondbacks were a half game behind the Los Angeles Dodgers in the West. A resurgent August pushed the team back into first place, a spot they maintained for the rest of the season. By the end of the season, several Diamondbacks players had put up exceptional statistics: Curt Schilling had the most wins of any pitcher in MLB that year with 22, while Johnson nearly broke the single season strikeout record with 372. Johnson and Schilling also had the two lowest earned run averages (ERA) in the NL, with 2.49 and 2.98 respectively. Gonzalez ended the season with a .325 batting average and 57 home runs, and finished third in voting for the NL Most Valuable Player Award. The Diamondbacks were also one of the best defensive teams in MLB that year, second in fewest errors committed, and tied with the Seattle Mariners for the best fielding percentage.
The Diamondbacks entered the postseason as the #2 seed in the National League, and played the #4 seed St. Louis Cardinals in the NL Division Series. Schilling threw a shutout in Game 1 to give the Diamondbacks an early series lead, but the Cardinals won Game 2 thanks to a two-run home run from Albert Pujols. Craig Counsell hit a three-run home run late in Game 3 to give the Diamondbacks a 2–1 series lead, but the Cardinals won Game 4 with strong pitching performances from Bud Smith and their relief pitchers. The Diamondbacks clinched the series in Game 5, when Tony Womack hit a game winning single that scored Danny Bautista. They then faced the third seeded Atlanta Braves in the NL Championship Series. Johnson also threw a shutout in Game 1, while the Braves hit three home runs in Game 2 to tie the series at one game apiece. Schilling threw a complete game in Game 3, and the Diamondbacks scored 11 runs in a Game 4 victory to take a 3–1 series lead. The Diamondbacks clinched the series in Game 5 with another strong performance from Johnson. With the win, they became the fastest expansion team to reach the World Series, in just their fourth year of play.
In contrast to the Diamondbacks, the New York Yankees were one of the oldest and most recognized teams in all of North American sports. The Yankees had built a dynasty in the late 1990s that extended into 2000, which included winning three consecutive World Series' and four of the last five. These teams were led by a group of talented young players that became known as the Core Four: Derek Jeter, Andy Pettitte, Jorge Posada, and Mariano Rivera. Following the Yankees win over the Braves in the 1999 World Series, sportscaster Bob Costas called the Yankees "the team of the decade, [and] most successful franchise of the century."
The Yankees finished the 2001 season in first place in the AL East with a win–loss record of 95–65 (a winning percentage of .594), 13+1⁄2 games ahead of the Boston Red Sox, good enough to secure the #2 seed in the American League playoff bracket. The Yankees then defeated the fourth seeded Oakland Athletics 3 games to 2 in the AL Division Series, after losing 2 games at home, and the top seeded Seattle Mariners 4 games to 1 in the AL Championship Series to advance to their fourth consecutive World Series, and fifth in six years.
Derek Jeter and Tino Martinez led the Yankees offensively during the 2001 season. Jeter batted .311 with 21 home runs and 74 RBI in 150 games, while Martinez batted .280 with 34 home runs and 113 RBI in 154 games. Roger Clemens and Mike Mussina were the leaders of the Yankees' pitching staff. Clemens who won the Cy Young Award, his sixth of a career total and major league record 7, finished with a win–loss record of 20–3, an earned-run average (ERA) of 3.51, and struck out 213 batters in 220.1 innings pitched and was by far the Yankee's best starter in the World Series. Mussina finished with a win–loss record of 17–11, an ERA of 3.15, and struck out 214 batters in 228.2 innings pitched.
After MLB games were postponed as a result of the September 11 attacks, the World Series began on October 27, 2001, the latest start date for a World Series until the 2009 World Series, which started on October 28. The last three games were the first major-league games (other than exhibitions) played in the month of November. This was just the fourth time that no World Series champion was decided within the traditional month of October. The previous three occurrences were in 1904 (no series), 1918 (series held in September because of World War I), and 1994 (series cancelled by the players' strike). Game 7 was played on November 4; at the time this was the latest date a World Series game was played, and still tied with Game 6 of the 2009 Series for the second-latest date of a World Series game (only behind 2022's Game 6, played on November 5).
Additionally, the Series took place in New York City only seven weeks after the attacks, representing a remarkable boost in morale for the fatigued city. A tattered and torn American flag recovered from the wreckage at Ground Zero, which had been used at funerals of fallen Port Authority police officers after the attacks, was flown over Yankee Stadium during the series. According to Port Authority sergeant Antonio Scannella, "We wanted a place America could see this flag so they could see the rips in it, but it still flies."
President George W. Bush threw out the ceremonial first pitch before Game 3 at Yankee Stadium. Bush had been counseled by security officials to appear before Game 1 in Phoenix because they believed it would be more secure there, but Bush thought it would be better for the country to do it in New York. Security was extremely tight at Yankee Stadium before the game, with bomb sniffing dogs sweeping the property, snipers positioned around the stadium, and vendors screened by federal agents. A Secret Service agent dressed as an umpire and stood on the field with the other umpires before the game, briefly appearing on the TV broadcast. Bush wore a bulletproof vest underneath an FDNY sweater. Having been counseled by Derek Jeter to throw from the rubber on top of the pitcher's mound rather than the base of the mound, Bush strode to the rubber, gave a thumbs up to the crowd, and fired a strike over home plate as the crowd chanted "U-S-A". Bush later reflected, "I had never had such an adrenaline rush as when I finally made it to the mound. I was saying to the crowd, 'I'm with you, the country's with you' ... And I wound up and fired the pitch. I've been to conventions and rallies and speeches: I've never felt anything so powerful and emotions so strong, and the collective will of the crowd so evident."
Arizona won the series, 4–3.
The Series commenced on October 27, which was the latest a World Series had started, beating the previous record by four days (1999 World Series, October 23). The Yankees struck first in Game 1 when Derek Jeter was hit by a pitch with one out in the first and scored on Bernie Williams's double two batters later. However, Arizona's Curt Schilling and two relievers, Mike Morgan and Greg Swindell held the Yankees scoreless afterward. They managed to get only two walks and two hits for the rest of the game, Scott Brosius's double in the second and Jorge Posada's single in the fourth, both with two outs.
Meanwhile, the Diamondbacks tied the game on Craig Counsell's one-out home run in the first off of Mike Mussina. After a scoreless second, Mussina led off the third by hitting Tony Womack with a pitch. He moved to second on Counsell's sacrifice bunt before Luis Gonzalez's home run put the Diamondbacks up 3–1. A single and right fielder David Justice's error put runners on second and third before Matt Williams's sacrifice fly put Arizona up 4–1. After Mark Grace was intentionally walked, Damian Miller's RBI double gave Arizona a 5–1 lead.
Next inning, Gonzalez hit a two-out double off of Randy Choate. Reggie Sanders was intentionally walked before Gonzalez scored on Steve Finley's single. An error by third baseman Brosius scored Sanders, put Finley at third, and Williams at second. Both men scored on Mark Grace's double, putting Arizona up 9–1. Though the Diamondbacks got just one more hit for the rest of the game off of Sterling Hitchcock and Mike Stanton (Williams' leadoff single in the seventh), they went up 1–0 in the series.
The Diamondbacks' win in Game 1 was the first World Series game won by a non-New York City team since 1997. In every World Series between 1997 and 2001, either both teams were from New York City or a New York City team won in a sweep (1998 and 1999).
Arizona continued to take control of the Series with the strong pitching performance of Randy Johnson. The Big Unit pitched a complete-game shutout, allowing only four baserunners and three hits while striking out 11 Yankees. Andy Pettitte meanwhile nearly matched him, retiring Arizona in order in five of the seven innings he pitched. In the second, he allowed a leadoff single to Reggie Sanders, who scored on Danny Bautista's double. Bautista was the only Arizona runner stranded for the entire game. In the seventh, Pettitte hit Luis Gonzalez with a pitch before Sanders grounded into a forceout. After Bautista singled, Matt Williams's three-run home run put Arizona up 4–0. They won the game with that score and led the series two games to none as it moved to New York City. This was the 1,000th game played in the history of the MLB postseason.
The game was opened in New York City by President George W. Bush, who threw the ceremonial first pitch, a strike to Yankees backup catcher Todd Greene. Bush became the first incumbent U.S. president to throw a World Series first pitch since Jimmy Carter in 1979. He also threw the baseball from the mound where the pitcher would be set (unlike most ceremonial first pitches which are from in front of the mound) and threw it for a strike. Chants of "U-S-A, U-S-A" rang throughout Yankee Stadium. Yankees starter Roger Clemens was outstanding allowing only three hits and struck out nine in seven innings of work. Yankees closer Mariano Rivera pitched two innings for the save.
Jorge Posada's leadoff home run off of Brian Anderson in the second put the Yankees up 1–0. The Diamondbacks loaded the bases in the fourth on two walks and one hit before Matt Williams's sacrifice fly tied the game. Bernie Williams hit a leadoff single in the sixth and moved to second on a wild pitch one out later before Posada walked. Mike Morgan relieved Anderson and struck out David Justice before Scott Brosius broke the tie with an RBI single. That would be all the scoring as Morgan and Greg Swindell pitched the rest of the game for the Diamondbacks. The Yankees cut Arizona's series lead to 2–1 with the win.
Game 4 saw the Yankees send Orlando Hernández to the mound while the Diamondbacks elected to bring back Curt Schilling on three days' rest. Both pitchers gave up home runs, with Schilling doing so to Shane Spencer in the third inning and Hernandez doing so to Mark Grace in the fourth. Hernandez pitched 6+1⁄3 solid innings, giving up four hits while Schilling went seven innings and gave up three.
With the game still tied entering the eighth, Arizona struck. After Mike Stanton recorded the first out of the inning, Luis Gonzalez singled and Erubiel Durazo hit a double to bring him in. Matt Williams followed by grounding into a fielder's choice off of Ramiro Mendoza, which scored pinch runner Midre Cummings and gave the team a 3–1 lead.
With his team on the verge of taking a commanding 3–1 series lead, Diamondbacks manager Bob Brenly elected to bring in closer Byung-hyun Kim in the bottom of the eighth for a two-inning save. Kim, at 22, became the first Korean-born player to play in the MLB World Series. Kim struck out the side in the eighth, but ran into trouble in the ninth.
Derek Jeter led off by trying to bunt for a hit but was thrown out by Williams. Paul O'Neill then lined a single in front of Gonzalez. After Bernie Williams struck out, Kim seemed to be out of trouble with Tino Martinez coming to the plate. However, Martinez drove the first pitch he saw from Kim into the right-center field bleachers, tying the score at 3–3. The Yankees were not done, as Jorge Posada walked and David Justice moved him into scoring position with a single. Kim struck Spencer out to end the threat.
When the scoreboard clock in Yankee Stadium passed midnight, World Series play in November began, with the message on the scoreboard "Welcome to November Baseball".
Mariano Rivera took the hill for the Yankees in the tenth and retired the Diamondbacks in order. Kim went out for a third inning of work and retired Scott Brosius and Alfonso Soriano, but Jeter hit an opposite field home run on a 3–2 pitch count from Kim. This home run gave the Yankees a 4–3 victory and tied the Series at two games apiece which guaranteed a return trip to Arizona and made Jeter the first player to hit a November home run and earning him the tongue-in-cheek nickname of "Mr. November".
Game 5 saw the Yankees return to Mike Mussina for the start while the Diamondbacks sent Miguel Batista, who had not pitched in twelve days, to the mound. Batista pitched a strong 7+2⁄3 scoreless innings, striking out six. Mussina bounced back from his poor Game 1 start, recording ten strikeouts, but allowed solo home runs in the fifth inning to Steve Finley and Rod Barajas.
With the Diamondbacks leading 2–0 in the ninth, Byung-hyun Kim was called upon for the save despite having thrown three innings the night before. Jorge Posada doubled to open the inning, but Kim got Shane Spencer to ground out and then struck out Chuck Knoblauch. As had happened the previous night, Kim could not hold the lead as Scott Brosius hit a 1–0 pitch over the left field wall, the second straight game tying home run in the bottom of the ninth for the Yankees. Kim was pulled from the game in favor of Mike Morgan who recorded the final out.
Morgan retired the Yankees in order in the 10th and 11th innings, while the Diamondbacks got to Mariano Rivera in the 11th. Danny Bautista and Erubiel Durazo opened the inning with hits and Matt Williams advanced them into scoring position with a sacrifice bunt. Rivera then intentionally walked Steve Finley to load the bases, then got Reggie Sanders to line out and Mark Grace grounded out to end the inning.
Arizona went to midseason trade acquisition Albie Lopez in the 12th, and in his first at bat he gave up a single to Knoblauch (who had entered the game as a pinch runner). Brosius moved him over with a bunt, and then Alfonso Soriano ended the game with an RBI single to give the Yankees a 3–2 victory and a 3–2 series lead as the series went back to Phoenix. Lopez would not pitch again in the series. Sterling Hitchcock got the win for the Yankees after he relieved Rivera for the twelfth.
With Arizona in a must-win situation, Randy Johnson pitched seven innings and struck out seven, giving up just two runs, and Bobby Witt and Troy Brohawn finished the blowout. The Diamondbacks struck first when Tony Womack hit a leadoff double off of Andy Pettitte and scored on Danny Bautista's single in the first. Next inning, Womack's bases-loaded single scored two and Bautista's single scored another. The Yankees loaded the bases in the third on a single and two walks, but Johnson struck out Jorge Posada to end the inning. The Diamondbacks broke the game open with eight runs in the bottom half. Pettitte allowed a leadoff walk to Greg Colbrunn and subsequent double to Matt Williams before being relieved by Jay Witasick, who allowed four straight singles to Reggie Sanders, Jay Bell, Damian Miller, and Johnson that scored three runs. After Womack struck out, Bautista's single scored two more runs and Luis Gonzalez's double scored another, with Bautista being thrown out at home. Colbrunn's single and Williams's double scored a run each before Sanders struck out to end the inning. In the fourth, Bell reached first on a strike-three wild pitch before scoring on Miller's double. Johnson struck out before Womack singled to knock Witasick out of the game. With Randy Choate pitching, Yankees second baseman Alfonso Soriano's error on Bautista's ground ball allowed Miller to score and put runners on first and second before Gonzalez's single scored the Diamondbacks' final run. Choate and Mike Stanton kept them scoreless for the rest of the game. Pettitte was charged with six runs in two innings while Witasick was charged with nine runs in 1+1⁄3 innings, the most runs allowed by any pitcher in a World Series game since Hall of Famer Walter Johnson also allowed nine runs in Game 7 of the 1925 World Series. The Yankees scored their only runs in the sixth on back-to-back one-out singles by Shane Spencer and Luis Sojo with runners on second and third, but by then the score had become so far out of reach that it didn't do the Yankees much good. The Diamondbacks hit six doubles and Danny Bautista batted 3-for-4 with five RBIs. The team set a World Series record with 22 hits and defeated the New York Yankees in its most lopsided postseason loss in 293 postseason games, since surpassed by a 16–1 loss to the Boston Red Sox in Game 3 of the 2018 American League Division Series. The 15–2 win evened the series at three games apiece and set up a Game 7 for the ages between Roger Clemens and Curt Schilling.
It was a matchup of two 20-game winners in the Series finale. Roger Clemens, at 39 years old, became the oldest Game 7 starter. Curt Schilling had already started two games of the Series and pitched his 300th inning of the season on just three days' rest. The two aces matched each other inning by inning and after seven full innings, the game was tied at 1–1. The Diamondbacks scored first in the sixth inning with a Steve Finley single and a Danny Bautista double (Bautista, trying to stretch it into a triple, was called out at third base). The Yankees responded with an RBI single from Tino Martinez, which drove in Derek Jeter who had singled earlier. Brenly stayed with Schilling into the eighth, and the move backfired as Alfonso Soriano hit a home run on an 0–2 pitch. After Schilling struck out Scott Brosius, he gave up a single to David Justice, and he left the game trailing 2–1. When Brenly came to the mound to remove Schilling, he was heard on the Sounds of the Game microphone telling his clearly upset pitcher, "love you brother, you're my hero" and assuring him that "that ain't gonna beat us, we're gonna get that back and then some." He then brought in Game 5 starter Miguel Batista to get Jeter out and then in an unconventional move, brought in the previous night's starter and winner Randy Johnson, who had thrown 104 pitches, in relief to keep it a one-run game. It proved to be a smart move, as Johnson retired pinch hitter Chuck Knoblauch (who batted for the left handed Paul O'Neill) on a fly out to Bautista in right field, then returned to the mound for the top of the ninth where he got Bernie Williams to fly out to Steve Finley in center field and Martinez to ground out to Tony Womack at shortstop, and then struck out catcher Jorge Posada to send the game to the bottom of the ninth inning.
With the Yankees ahead 2–1 in the bottom of the eighth, manager Joe Torre turned the game over to his ace closer Mariano Rivera for a two-inning save. Rivera struck out the side in the eighth, including Arizona's Luis Gonzalez, Matt Williams, and Bautista. Although he was effective in the eighth, this game would end in the third ninth-inning comeback of the Series.
Mark Grace led off the inning with a single to center on a 1–0 pitch. Rivera's errant throw to second base on a bunt attempt by catcher Damian Miller on an 0–1 pitch put runners on first and second. Jeter tried to reach for the ball, but got tangled in the legs of pinch-runner David Dellucci, who was sliding in an attempt to break up the double play. During the next at bat, Rivera appeared to regain control when he fielded pinch hitter Jay Bell's (who was hitting for Johnson) bunt and threw out Dellucci at third base, but third baseman Brosius decided to hold onto the baseball instead of throwing to first to complete the double play. Midre Cummings was sent in to pinch-run for Damian Miller, who had reached second base safely. With Cummings at second and Bell at first, the next batter, Womack, hit a double down the right-field line on a 2–2 pitch that tied the game and earned Rivera a blown save, his first in a postseason since 1997. Bell advanced to third and the Yankees pulled the infield and outfield in as the potential winning run (Bell) stood at third with fewer than two outs. After Rivera hit Craig Counsell unintentionally with an 0–1 pitch, the bases were loaded. On an 0–1 pitch, with Williams in the on-deck circle, Gonzalez lofted a soft floater single over the drawn-in Jeter that barely reached the outfield grass, plating Jay Bell with the winning run.
Gonzalez's single ended New York's bid for a fourth consecutive title and brought Arizona its first championship in its fourth year of existence, making the Diamondbacks the fastest expansion team to win a World Series (beating out the 1997 Florida Marlins, who had done it in their fifth season at that time). It was also the first, and remains the only, major professional sports championship for the state of Arizona. Randy Johnson picked up his third win. Rivera took the loss, his only postseason loss in his career. Coincidentally, this was also the second World Series in a 5-year span (1997 to 2001) to end with a game-winning RBI single. Edgar Renteria hit the game-winner in the 1997 series, while Gonzalez hit it here, with Craig Counsell being on the basepaths for each. No other World Series has ended with a game-winning hit since 2001.
In 2009, Game 7 of the 2001 World Series was chosen by Sports Illustrated as the Best Postseason Game of the Decade (2000–2009).
In the years that have followed, many fans regardless of team allegiance consider Game 7 of the 2001 World Series to be one of the greatest games ever played in the history of professional baseball.
2001 World Series (4–3): Arizona Diamondbacks (N.L.) over New York Yankees (A.L.)
For the second consecutive year, Fox carried the World Series over its network with its top broadcast team, Joe Buck and Tim McCarver (himself a Yankees broadcaster). This was the first year of Fox's exclusive rights to the World Series (in the previous contract, Fox only broadcast the World Series in even numbered years while NBC broadcast it in odd numbered years), which it has held since (this particular contract also had given Fox exclusive rights to the entire baseball postseason, which aired over its family of networks; the contract was modified following Disney's purchase of Fox Family Channel shortly after the World Series ended, as ESPN regained their postseason rights following a year of postseason games on ABC Family, Fox Family's successor). ESPN Radio provided national radio coverage for the fourth consecutive year, with Jon Miller and Joe Morgan calling the action.
Locally, the Series was broadcast by KTAR-AM in Phoenix with Thom Brennaman, Greg Schulte, Rod Allen and Jim Traber, and by WABC-AM in New York City with John Sterling and Michael Kay. This would be Sterling and Kay's last World Series working together, and Game 7 would be the last Yankee broadcast on WABC. Kay moved to television and the new YES Network the following season and WCBS picked up radio rights to the Yankees. It was Kay who announced Derek Jeter's game-winning home run in Game 4 of the series and subsequently anointed him as "Mr. November".
Buster Olney, who covered the Yankees for The New York Times before joining ESPN, would write a book titled The Last Night of the Yankee Dynasty, published in 2004. The book is a play by play account of Game 7 in addition to stories about key players, executives, and moments from the 1996–2001 dynasty. In a 2005 reprinting, Olney included a new epilogue covering the aftermath of the 2001 World Series up to the Boston Red Sox epic comeback from down 3–0 in the 2004 ALCS.
The official MLB Productions documentary film of the series was released in 2001.
In 2004, HBO released Nine Innings from Ground Zero, a documentary focusing on the special role that baseball, and particularly the Yankees, played in helping to heal New York after 9/11. The film features interviews with players, fans who lost family members, firefighters, sportswriters, and George W. Bush.
In 2005, A&E Home Video released the New York Yankees Fall Classic Collectors Edition (1996–2001) DVD set. Game 4 of the 2001 World Series is included in the set. In 2008, The Arizona Diamondbacks 2001 World Series DVD set was released. All seven games are included on this set.
Rivera's blown save and the Yankees' loss proved to be life-saving for Yankees utility player Enrique Wilson. Had the Yankees won, Wilson was planning to fly home to the Dominican Republic on American Airlines Flight 587 on November 12 after what would have been a Yankees victory parade down the Canyon of Heroes. But after the Yankees lost, Wilson moved up his flight. Flight 587 would crash in Belle Harbor, Queens, killing everyone on board. Rivera later said, "I am glad we lost the World Series because it means that I still have a friend."
During the offseason, several Yankees moved on to other teams or retired, the most notable changes being off season free agents of Martinez and Knoblauch to the St. Louis Cardinals and Kansas City Royals, and Brosius and O'Neill retiring. Martinez would later return to the Yankees to finish his career in 2005.
After winning the NL West again in 2002 the Diamondbacks were swept 3–0 by St. Louis in the NLDS. From here they declined, losing 111 games in 2004 as Bob Brenly was fired during that season. Arizona would not win another NL West title until 2007. Schilling was traded to the Boston Red Sox after the 2003 season and in 2004 helped lead them to their first World Series championship since 1918. He helped them win another championship in 2007 and retired after four years with Boston, missing the entire 2008 season with a shoulder injury. Johnson was traded to the Yankees after the 2004 season, a season that saw him throw a perfect game against the Atlanta Braves, though he would be traded back to the Diamondbacks two years later and finish his career with the San Francisco Giants in 2009. The last player from the 2001 Diamondbacks roster, Lyle Overbay, retired following the 2014 season with the Milwaukee Brewers while the last player from the 2001 Yankees, Randy Choate, retired following the 2016 season.
From 2002 through 2007, the Yankees' misfortune in the postseason continued, with the team losing the ALDS to the Anaheim Angels in 2002, the World Series to the Florida Marlins in 2003, the ALCS to the Boston Red Sox (in the process becoming the first team in postseason history to blow a 3–0 series lead) in 2004, the ALDS again to the Angels in 2005, and then losing the ALDS to the Detroit Tigers and the Cleveland Indians in 2006 and 2007, respectively. In addition, including the World Series loss in 2001, every World Series champion from 2001 to 2004 won the title at the Yankees' expense in postseason play, which is an AL record and as of 2023 tied for the MLB record with the Los Angeles Dodgers from 2016 to 2019. Joe Torre's contract was allowed to expire and he was replaced by Joe Girardi in 2008, a season in which the Yankees would miss the playoffs for the first time since 1993. The Yankees won their 27th World Series championship in 2009, defeating the defending 2008 champion Philadelphia Phillies in six games, but could not pull off another dynasty like they did during the late 1990s and early 2000s; in fact, they failed to reach the World Series during the entirety of the 2010s.
To date, this is the state of Arizona's only championship among the four major North American men’s professional sports. However, the WNBA's Phoenix Mercury have won three championships since then (2007, 2009, and 2014).
The Diamondbacks and the Baltimore Ravens, who won the Super Bowl earlier in 2001, created the first instance of two major sports teams winning a championship game or series on their first attempts. This would not occur again until 2019, when the Toronto Raptors and Washington Nationals accomplished this feat.
The Diamondbacks would not return to the World Series again until 2023; this time, they would go on to lose to the Texas Rangers in five games. | [
{
"paragraph_id": 0,
"text": "The 2001 World Series was the championship series of Major League Baseball's (MLB) 2001 season. The 97th edition of the World Series, it was a best-of-seven playoff between the National League (NL) champion Arizona Diamondbacks and the three-time defending World Series champions and American League (AL) champion New York Yankees. The underdog Diamondbacks defeated the heavily favored Yankees, four games to three to win the series. Considered one of the greatest World Series of all time, its memorable aspects included two extra-inning games and three late-inning comebacks. Diamondbacks pitchers Randy Johnson and Curt Schilling were both named World Series Most Valuable Players.",
"title": ""
},
{
"paragraph_id": 1,
"text": "The Yankees advanced to the World Series by defeating the Oakland Athletics, three games to two, in the AL Division Series, and then the Seattle Mariners in the AL Championship Series, four games to one. It was the Yankees' fourth consecutive World Series appearance, after winning championships in 1998, 1999, and 2000. The Diamondbacks advanced to the World Series by defeating the St. Louis Cardinals, three games to two, in the NL Division Series, and then the Atlanta Braves in the NL Championship Series, four games to one. It was the franchise's first appearance in a World Series.",
"title": ""
},
{
"paragraph_id": 2,
"text": "The Series began later than usual as a result of a delay in the regular season after the September 11 attacks and was the first to extend into November. The Diamondbacks won the first two games at home, limiting the Yankees to just one run. The Yankees responded with a close win in Game 3, at which U.S. President George W. Bush threw out the ceremonial first pitch. In Games 4 and 5, the Yankees won in comeback fashion, hitting game-tying home runs off Diamondbacks closer Byung-hyun Kim with one out remaining in consecutive games, before winning in extra innings. The Diamondbacks won Game 6 in a blowout, forcing a decisive Game 7. In the final game, the Yankees led in the ninth inning before the Diamondbacks staged a comeback against closer Mariano Rivera, capped off by a walk-off, bases-loaded bloop single by Luis Gonzalez to clinch Arizona's championship victory. This was the third World Series to end in a bases-loaded, walk-off hit, following 1991 and 1997, and to this date, the last Series to end on a walk-off of any kind. This series held the record for the latest date that a Series ended (November 4th), until that record was tied during the 2009 World Series and broken during the 2022 World Series.",
"title": ""
},
{
"paragraph_id": 3,
"text": "Among several firsts, the 2001 World Series was the first World Series championship for the Diamondbacks; the first World Series played in the state of Arizona or the Mountain Time Zone; the first championship for a Far West state other than California; the first major professional sports team from the state of Arizona to win a championship; and the earliest an MLB franchise had won a World Series (the Diamondbacks had only existed for four years). The home team won every game in the Series, which had only happened twice before, in 1987 and 1991, both won by the Minnesota Twins. The Diamondbacks outscored the Yankees, 37–14, as a result of large margins of victory achieved by Arizona at Bank One Ballpark (now known as Chase Field) relative to the one-run margins the Yankees achieved at Yankee Stadium. Arizona's pitching held powerhouse New York to a .183 batting average, the lowest in a seven-game World Series ever, surpassing the St. Louis Cardinals, who hit .185 in the 1985 World Series. This and the 2002 World Series were the last two consecutive World Series to have game sevens until the World Series of 2016 and 2017. The 2001 World Series was the subject of an HBO documentary, Nine Innings from Ground Zero, in 2004.",
"title": ""
},
{
"paragraph_id": 4,
"text": "The Arizona Diamondbacks began play in 1998, along with the Tampa Bay Devil Rays, as the youngest expansion team in Major League Baseball (MLB). After a mediocre debut season, the Diamondbacks finished the following year first in the National League (NL) West with a 100–62 record, but lost to the New York Mets in the NL Division series. With several All-Star players like Randy Johnson and Matt Williams, the Diamondbacks had high expectations for the 2000 season, but finished third in the NL West with an 85–77 record. During the offseason, team manager Buck Showalter was fired, and replaced by sportscaster Bob Brenly. The Diamondbacks acquired several notable free agent players during the offseason, including Miguel Batista, Mark Grace, and Reggie Sanders. Most of the Diamondbacks players were above the age of 30, and had already played on a number of teams prior to the 2001 season. In fact, the Diamondbacks starting lineup for the World Series did not include a player under the age of 31, making them the oldest team by player age in World Series history. With several players nearing the age of retirement, Luis Gonzalez noted that the overall team mentality was \"there's too many good guys in here to let this opportunity slip away\".",
"title": "Background"
},
{
"paragraph_id": 5,
"text": "Although the Diamondbacks were only one game above .500 by the end of April, Gonzalez had a particularly memorable start to the season, in which he tied the MLB record with 13 home runs during the month of April. The Diamondbacks found greater success in May and June, and at one point had a six-game lead in the NL West. During this span, the team won nine consecutive games, and Johnson tied the MLB record with 20 strikeouts in a nine-inning game. The six game lead did not last long however, and by the end of July, the Diamondbacks were a half game behind the Los Angeles Dodgers in the West. A resurgent August pushed the team back into first place, a spot they maintained for the rest of the season. By the end of the season, several Diamondbacks players had put up exceptional statistics: Curt Schilling had the most wins of any pitcher in MLB that year with 22, while Johnson nearly broke the single season strikeout record with 372. Johnson and Schilling also had the two lowest earned run averages (ERA) in the NL, with 2.49 and 2.98 respectively. Gonzalez ended the season with a .325 batting average and 57 home runs, and finished third in voting for the NL Most Valuable Player Award. The Diamondbacks were also one of the best defensive teams in MLB that year, second in fewest errors committed, and tied with the Seattle Mariners for the best fielding percentage.",
"title": "Background"
},
{
"paragraph_id": 6,
"text": "The Diamondbacks entered the postseason as the #2 seed in the National League, and played the #4 seed St. Louis Cardinals in the NL Division Series. Schilling threw a shutout in Game 1 to give the Diamondbacks an early series lead, but the Cardinals won Game 2 thanks to a two-run home run from Albert Pujols. Craig Counsell hit a three-run home run late in Game 3 to give the Diamondbacks a 2–1 series lead, but the Cardinals won Game 4 with strong pitching performances from Bud Smith and their relief pitchers. The Diamondbacks clinched the series in Game 5, when Tony Womack hit a game winning single that scored Danny Bautista. They then faced the third seeded Atlanta Braves in the NL Championship Series. Johnson also threw a shutout in Game 1, while the Braves hit three home runs in Game 2 to tie the series at one game apiece. Schilling threw a complete game in Game 3, and the Diamondbacks scored 11 runs in a Game 4 victory to take a 3–1 series lead. The Diamondbacks clinched the series in Game 5 with another strong performance from Johnson. With the win, they became the fastest expansion team to reach the World Series, in just their fourth year of play.",
"title": "Background"
},
{
"paragraph_id": 7,
"text": "In contrast to the Diamondbacks, the New York Yankees were one of the oldest and most recognized teams in all of North American sports. The Yankees had built a dynasty in the late 1990s that extended into 2000, which included winning three consecutive World Series' and four of the last five. These teams were led by a group of talented young players that became known as the Core Four: Derek Jeter, Andy Pettitte, Jorge Posada, and Mariano Rivera. Following the Yankees win over the Braves in the 1999 World Series, sportscaster Bob Costas called the Yankees \"the team of the decade, [and] most successful franchise of the century.\"",
"title": "Background"
},
{
"paragraph_id": 8,
"text": "The Yankees finished the 2001 season in first place in the AL East with a win–loss record of 95–65 (a winning percentage of .594), 13+1⁄2 games ahead of the Boston Red Sox, good enough to secure the #2 seed in the American League playoff bracket. The Yankees then defeated the fourth seeded Oakland Athletics 3 games to 2 in the AL Division Series, after losing 2 games at home, and the top seeded Seattle Mariners 4 games to 1 in the AL Championship Series to advance to their fourth consecutive World Series, and fifth in six years.",
"title": "Background"
},
{
"paragraph_id": 9,
"text": "Derek Jeter and Tino Martinez led the Yankees offensively during the 2001 season. Jeter batted .311 with 21 home runs and 74 RBI in 150 games, while Martinez batted .280 with 34 home runs and 113 RBI in 154 games. Roger Clemens and Mike Mussina were the leaders of the Yankees' pitching staff. Clemens who won the Cy Young Award, his sixth of a career total and major league record 7, finished with a win–loss record of 20–3, an earned-run average (ERA) of 3.51, and struck out 213 batters in 220.1 innings pitched and was by far the Yankee's best starter in the World Series. Mussina finished with a win–loss record of 17–11, an ERA of 3.15, and struck out 214 batters in 228.2 innings pitched.",
"title": "Background"
},
{
"paragraph_id": 10,
"text": "After MLB games were postponed as a result of the September 11 attacks, the World Series began on October 27, 2001, the latest start date for a World Series until the 2009 World Series, which started on October 28. The last three games were the first major-league games (other than exhibitions) played in the month of November. This was just the fourth time that no World Series champion was decided within the traditional month of October. The previous three occurrences were in 1904 (no series), 1918 (series held in September because of World War I), and 1994 (series cancelled by the players' strike). Game 7 was played on November 4; at the time this was the latest date a World Series game was played, and still tied with Game 6 of the 2009 Series for the second-latest date of a World Series game (only behind 2022's Game 6, played on November 5).",
"title": "Background"
},
{
"paragraph_id": 11,
"text": "Additionally, the Series took place in New York City only seven weeks after the attacks, representing a remarkable boost in morale for the fatigued city. A tattered and torn American flag recovered from the wreckage at Ground Zero, which had been used at funerals of fallen Port Authority police officers after the attacks, was flown over Yankee Stadium during the series. According to Port Authority sergeant Antonio Scannella, \"We wanted a place America could see this flag so they could see the rips in it, but it still flies.\"",
"title": "Background"
},
{
"paragraph_id": 12,
"text": "President George W. Bush threw out the ceremonial first pitch before Game 3 at Yankee Stadium. Bush had been counseled by security officials to appear before Game 1 in Phoenix because they believed it would be more secure there, but Bush thought it would be better for the country to do it in New York. Security was extremely tight at Yankee Stadium before the game, with bomb sniffing dogs sweeping the property, snipers positioned around the stadium, and vendors screened by federal agents. A Secret Service agent dressed as an umpire and stood on the field with the other umpires before the game, briefly appearing on the TV broadcast. Bush wore a bulletproof vest underneath an FDNY sweater. Having been counseled by Derek Jeter to throw from the rubber on top of the pitcher's mound rather than the base of the mound, Bush strode to the rubber, gave a thumbs up to the crowd, and fired a strike over home plate as the crowd chanted \"U-S-A\". Bush later reflected, \"I had never had such an adrenaline rush as when I finally made it to the mound. I was saying to the crowd, 'I'm with you, the country's with you' ... And I wound up and fired the pitch. I've been to conventions and rallies and speeches: I've never felt anything so powerful and emotions so strong, and the collective will of the crowd so evident.\"",
"title": "Background"
},
{
"paragraph_id": 13,
"text": "Arizona won the series, 4–3.",
"title": "Summary"
},
{
"paragraph_id": 14,
"text": "The Series commenced on October 27, which was the latest a World Series had started, beating the previous record by four days (1999 World Series, October 23). The Yankees struck first in Game 1 when Derek Jeter was hit by a pitch with one out in the first and scored on Bernie Williams's double two batters later. However, Arizona's Curt Schilling and two relievers, Mike Morgan and Greg Swindell held the Yankees scoreless afterward. They managed to get only two walks and two hits for the rest of the game, Scott Brosius's double in the second and Jorge Posada's single in the fourth, both with two outs.",
"title": "Matchups"
},
{
"paragraph_id": 15,
"text": "Meanwhile, the Diamondbacks tied the game on Craig Counsell's one-out home run in the first off of Mike Mussina. After a scoreless second, Mussina led off the third by hitting Tony Womack with a pitch. He moved to second on Counsell's sacrifice bunt before Luis Gonzalez's home run put the Diamondbacks up 3–1. A single and right fielder David Justice's error put runners on second and third before Matt Williams's sacrifice fly put Arizona up 4–1. After Mark Grace was intentionally walked, Damian Miller's RBI double gave Arizona a 5–1 lead.",
"title": "Matchups"
},
{
"paragraph_id": 16,
"text": "Next inning, Gonzalez hit a two-out double off of Randy Choate. Reggie Sanders was intentionally walked before Gonzalez scored on Steve Finley's single. An error by third baseman Brosius scored Sanders, put Finley at third, and Williams at second. Both men scored on Mark Grace's double, putting Arizona up 9–1. Though the Diamondbacks got just one more hit for the rest of the game off of Sterling Hitchcock and Mike Stanton (Williams' leadoff single in the seventh), they went up 1–0 in the series.",
"title": "Matchups"
},
{
"paragraph_id": 17,
"text": "The Diamondbacks' win in Game 1 was the first World Series game won by a non-New York City team since 1997. In every World Series between 1997 and 2001, either both teams were from New York City or a New York City team won in a sweep (1998 and 1999).",
"title": "Matchups"
},
{
"paragraph_id": 18,
"text": "Arizona continued to take control of the Series with the strong pitching performance of Randy Johnson. The Big Unit pitched a complete-game shutout, allowing only four baserunners and three hits while striking out 11 Yankees. Andy Pettitte meanwhile nearly matched him, retiring Arizona in order in five of the seven innings he pitched. In the second, he allowed a leadoff single to Reggie Sanders, who scored on Danny Bautista's double. Bautista was the only Arizona runner stranded for the entire game. In the seventh, Pettitte hit Luis Gonzalez with a pitch before Sanders grounded into a forceout. After Bautista singled, Matt Williams's three-run home run put Arizona up 4–0. They won the game with that score and led the series two games to none as it moved to New York City. This was the 1,000th game played in the history of the MLB postseason.",
"title": "Matchups"
},
{
"paragraph_id": 19,
"text": "The game was opened in New York City by President George W. Bush, who threw the ceremonial first pitch, a strike to Yankees backup catcher Todd Greene. Bush became the first incumbent U.S. president to throw a World Series first pitch since Jimmy Carter in 1979. He also threw the baseball from the mound where the pitcher would be set (unlike most ceremonial first pitches which are from in front of the mound) and threw it for a strike. Chants of \"U-S-A, U-S-A\" rang throughout Yankee Stadium. Yankees starter Roger Clemens was outstanding allowing only three hits and struck out nine in seven innings of work. Yankees closer Mariano Rivera pitched two innings for the save.",
"title": "Matchups"
},
{
"paragraph_id": 20,
"text": "Jorge Posada's leadoff home run off of Brian Anderson in the second put the Yankees up 1–0. The Diamondbacks loaded the bases in the fourth on two walks and one hit before Matt Williams's sacrifice fly tied the game. Bernie Williams hit a leadoff single in the sixth and moved to second on a wild pitch one out later before Posada walked. Mike Morgan relieved Anderson and struck out David Justice before Scott Brosius broke the tie with an RBI single. That would be all the scoring as Morgan and Greg Swindell pitched the rest of the game for the Diamondbacks. The Yankees cut Arizona's series lead to 2–1 with the win.",
"title": "Matchups"
},
{
"paragraph_id": 21,
"text": "Game 4 saw the Yankees send Orlando Hernández to the mound while the Diamondbacks elected to bring back Curt Schilling on three days' rest. Both pitchers gave up home runs, with Schilling doing so to Shane Spencer in the third inning and Hernandez doing so to Mark Grace in the fourth. Hernandez pitched 6+1⁄3 solid innings, giving up four hits while Schilling went seven innings and gave up three.",
"title": "Matchups"
},
{
"paragraph_id": 22,
"text": "With the game still tied entering the eighth, Arizona struck. After Mike Stanton recorded the first out of the inning, Luis Gonzalez singled and Erubiel Durazo hit a double to bring him in. Matt Williams followed by grounding into a fielder's choice off of Ramiro Mendoza, which scored pinch runner Midre Cummings and gave the team a 3–1 lead.",
"title": "Matchups"
},
{
"paragraph_id": 23,
"text": "With his team on the verge of taking a commanding 3–1 series lead, Diamondbacks manager Bob Brenly elected to bring in closer Byung-hyun Kim in the bottom of the eighth for a two-inning save. Kim, at 22, became the first Korean-born player to play in the MLB World Series. Kim struck out the side in the eighth, but ran into trouble in the ninth.",
"title": "Matchups"
},
{
"paragraph_id": 24,
"text": "Derek Jeter led off by trying to bunt for a hit but was thrown out by Williams. Paul O'Neill then lined a single in front of Gonzalez. After Bernie Williams struck out, Kim seemed to be out of trouble with Tino Martinez coming to the plate. However, Martinez drove the first pitch he saw from Kim into the right-center field bleachers, tying the score at 3–3. The Yankees were not done, as Jorge Posada walked and David Justice moved him into scoring position with a single. Kim struck Spencer out to end the threat.",
"title": "Matchups"
},
{
"paragraph_id": 25,
"text": "When the scoreboard clock in Yankee Stadium passed midnight, World Series play in November began, with the message on the scoreboard \"Welcome to November Baseball\".",
"title": "Matchups"
},
{
"paragraph_id": 26,
"text": "Mariano Rivera took the hill for the Yankees in the tenth and retired the Diamondbacks in order. Kim went out for a third inning of work and retired Scott Brosius and Alfonso Soriano, but Jeter hit an opposite field home run on a 3–2 pitch count from Kim. This home run gave the Yankees a 4–3 victory and tied the Series at two games apiece which guaranteed a return trip to Arizona and made Jeter the first player to hit a November home run and earning him the tongue-in-cheek nickname of \"Mr. November\".",
"title": "Matchups"
},
{
"paragraph_id": 27,
"text": "Game 5 saw the Yankees return to Mike Mussina for the start while the Diamondbacks sent Miguel Batista, who had not pitched in twelve days, to the mound. Batista pitched a strong 7+2⁄3 scoreless innings, striking out six. Mussina bounced back from his poor Game 1 start, recording ten strikeouts, but allowed solo home runs in the fifth inning to Steve Finley and Rod Barajas.",
"title": "Matchups"
},
{
"paragraph_id": 28,
"text": "With the Diamondbacks leading 2–0 in the ninth, Byung-hyun Kim was called upon for the save despite having thrown three innings the night before. Jorge Posada doubled to open the inning, but Kim got Shane Spencer to ground out and then struck out Chuck Knoblauch. As had happened the previous night, Kim could not hold the lead as Scott Brosius hit a 1–0 pitch over the left field wall, the second straight game tying home run in the bottom of the ninth for the Yankees. Kim was pulled from the game in favor of Mike Morgan who recorded the final out.",
"title": "Matchups"
},
{
"paragraph_id": 29,
"text": "Morgan retired the Yankees in order in the 10th and 11th innings, while the Diamondbacks got to Mariano Rivera in the 11th. Danny Bautista and Erubiel Durazo opened the inning with hits and Matt Williams advanced them into scoring position with a sacrifice bunt. Rivera then intentionally walked Steve Finley to load the bases, then got Reggie Sanders to line out and Mark Grace grounded out to end the inning.",
"title": "Matchups"
},
{
"paragraph_id": 30,
"text": "Arizona went to midseason trade acquisition Albie Lopez in the 12th, and in his first at bat he gave up a single to Knoblauch (who had entered the game as a pinch runner). Brosius moved him over with a bunt, and then Alfonso Soriano ended the game with an RBI single to give the Yankees a 3–2 victory and a 3–2 series lead as the series went back to Phoenix. Lopez would not pitch again in the series. Sterling Hitchcock got the win for the Yankees after he relieved Rivera for the twelfth.",
"title": "Matchups"
},
{
"paragraph_id": 31,
"text": "With Arizona in a must-win situation, Randy Johnson pitched seven innings and struck out seven, giving up just two runs, and Bobby Witt and Troy Brohawn finished the blowout. The Diamondbacks struck first when Tony Womack hit a leadoff double off of Andy Pettitte and scored on Danny Bautista's single in the first. Next inning, Womack's bases-loaded single scored two and Bautista's single scored another. The Yankees loaded the bases in the third on a single and two walks, but Johnson struck out Jorge Posada to end the inning. The Diamondbacks broke the game open with eight runs in the bottom half. Pettitte allowed a leadoff walk to Greg Colbrunn and subsequent double to Matt Williams before being relieved by Jay Witasick, who allowed four straight singles to Reggie Sanders, Jay Bell, Damian Miller, and Johnson that scored three runs. After Womack struck out, Bautista's single scored two more runs and Luis Gonzalez's double scored another, with Bautista being thrown out at home. Colbrunn's single and Williams's double scored a run each before Sanders struck out to end the inning. In the fourth, Bell reached first on a strike-three wild pitch before scoring on Miller's double. Johnson struck out before Womack singled to knock Witasick out of the game. With Randy Choate pitching, Yankees second baseman Alfonso Soriano's error on Bautista's ground ball allowed Miller to score and put runners on first and second before Gonzalez's single scored the Diamondbacks' final run. Choate and Mike Stanton kept them scoreless for the rest of the game. Pettitte was charged with six runs in two innings while Witasick was charged with nine runs in 1+1⁄3 innings, the most runs allowed by any pitcher in a World Series game since Hall of Famer Walter Johnson also allowed nine runs in Game 7 of the 1925 World Series. The Yankees scored their only runs in the sixth on back-to-back one-out singles by Shane Spencer and Luis Sojo with runners on second and third, but by then the score had become so far out of reach that it didn't do the Yankees much good. The Diamondbacks hit six doubles and Danny Bautista batted 3-for-4 with five RBIs. The team set a World Series record with 22 hits and defeated the New York Yankees in its most lopsided postseason loss in 293 postseason games, since surpassed by a 16–1 loss to the Boston Red Sox in Game 3 of the 2018 American League Division Series. The 15–2 win evened the series at three games apiece and set up a Game 7 for the ages between Roger Clemens and Curt Schilling.",
"title": "Matchups"
},
{
"paragraph_id": 32,
"text": "It was a matchup of two 20-game winners in the Series finale. Roger Clemens, at 39 years old, became the oldest Game 7 starter. Curt Schilling had already started two games of the Series and pitched his 300th inning of the season on just three days' rest. The two aces matched each other inning by inning and after seven full innings, the game was tied at 1–1. The Diamondbacks scored first in the sixth inning with a Steve Finley single and a Danny Bautista double (Bautista, trying to stretch it into a triple, was called out at third base). The Yankees responded with an RBI single from Tino Martinez, which drove in Derek Jeter who had singled earlier. Brenly stayed with Schilling into the eighth, and the move backfired as Alfonso Soriano hit a home run on an 0–2 pitch. After Schilling struck out Scott Brosius, he gave up a single to David Justice, and he left the game trailing 2–1. When Brenly came to the mound to remove Schilling, he was heard on the Sounds of the Game microphone telling his clearly upset pitcher, \"love you brother, you're my hero\" and assuring him that \"that ain't gonna beat us, we're gonna get that back and then some.\" He then brought in Game 5 starter Miguel Batista to get Jeter out and then in an unconventional move, brought in the previous night's starter and winner Randy Johnson, who had thrown 104 pitches, in relief to keep it a one-run game. It proved to be a smart move, as Johnson retired pinch hitter Chuck Knoblauch (who batted for the left handed Paul O'Neill) on a fly out to Bautista in right field, then returned to the mound for the top of the ninth where he got Bernie Williams to fly out to Steve Finley in center field and Martinez to ground out to Tony Womack at shortstop, and then struck out catcher Jorge Posada to send the game to the bottom of the ninth inning.",
"title": "Matchups"
},
{
"paragraph_id": 33,
"text": "With the Yankees ahead 2–1 in the bottom of the eighth, manager Joe Torre turned the game over to his ace closer Mariano Rivera for a two-inning save. Rivera struck out the side in the eighth, including Arizona's Luis Gonzalez, Matt Williams, and Bautista. Although he was effective in the eighth, this game would end in the third ninth-inning comeback of the Series.",
"title": "Matchups"
},
{
"paragraph_id": 34,
"text": "Mark Grace led off the inning with a single to center on a 1–0 pitch. Rivera's errant throw to second base on a bunt attempt by catcher Damian Miller on an 0–1 pitch put runners on first and second. Jeter tried to reach for the ball, but got tangled in the legs of pinch-runner David Dellucci, who was sliding in an attempt to break up the double play. During the next at bat, Rivera appeared to regain control when he fielded pinch hitter Jay Bell's (who was hitting for Johnson) bunt and threw out Dellucci at third base, but third baseman Brosius decided to hold onto the baseball instead of throwing to first to complete the double play. Midre Cummings was sent in to pinch-run for Damian Miller, who had reached second base safely. With Cummings at second and Bell at first, the next batter, Womack, hit a double down the right-field line on a 2–2 pitch that tied the game and earned Rivera a blown save, his first in a postseason since 1997. Bell advanced to third and the Yankees pulled the infield and outfield in as the potential winning run (Bell) stood at third with fewer than two outs. After Rivera hit Craig Counsell unintentionally with an 0–1 pitch, the bases were loaded. On an 0–1 pitch, with Williams in the on-deck circle, Gonzalez lofted a soft floater single over the drawn-in Jeter that barely reached the outfield grass, plating Jay Bell with the winning run.",
"title": "Matchups"
},
{
"paragraph_id": 35,
"text": "Gonzalez's single ended New York's bid for a fourth consecutive title and brought Arizona its first championship in its fourth year of existence, making the Diamondbacks the fastest expansion team to win a World Series (beating out the 1997 Florida Marlins, who had done it in their fifth season at that time). It was also the first, and remains the only, major professional sports championship for the state of Arizona. Randy Johnson picked up his third win. Rivera took the loss, his only postseason loss in his career. Coincidentally, this was also the second World Series in a 5-year span (1997 to 2001) to end with a game-winning RBI single. Edgar Renteria hit the game-winner in the 1997 series, while Gonzalez hit it here, with Craig Counsell being on the basepaths for each. No other World Series has ended with a game-winning hit since 2001.",
"title": "Matchups"
},
{
"paragraph_id": 36,
"text": "In 2009, Game 7 of the 2001 World Series was chosen by Sports Illustrated as the Best Postseason Game of the Decade (2000–2009).",
"title": "Matchups"
},
{
"paragraph_id": 37,
"text": "In the years that have followed, many fans regardless of team allegiance consider Game 7 of the 2001 World Series to be one of the greatest games ever played in the history of professional baseball.",
"title": "Matchups"
},
{
"paragraph_id": 38,
"text": "2001 World Series (4–3): Arizona Diamondbacks (N.L.) over New York Yankees (A.L.)",
"title": "Composite box"
},
{
"paragraph_id": 39,
"text": "For the second consecutive year, Fox carried the World Series over its network with its top broadcast team, Joe Buck and Tim McCarver (himself a Yankees broadcaster). This was the first year of Fox's exclusive rights to the World Series (in the previous contract, Fox only broadcast the World Series in even numbered years while NBC broadcast it in odd numbered years), which it has held since (this particular contract also had given Fox exclusive rights to the entire baseball postseason, which aired over its family of networks; the contract was modified following Disney's purchase of Fox Family Channel shortly after the World Series ended, as ESPN regained their postseason rights following a year of postseason games on ABC Family, Fox Family's successor). ESPN Radio provided national radio coverage for the fourth consecutive year, with Jon Miller and Joe Morgan calling the action.",
"title": "Media coverage"
},
{
"paragraph_id": 40,
"text": "Locally, the Series was broadcast by KTAR-AM in Phoenix with Thom Brennaman, Greg Schulte, Rod Allen and Jim Traber, and by WABC-AM in New York City with John Sterling and Michael Kay. This would be Sterling and Kay's last World Series working together, and Game 7 would be the last Yankee broadcast on WABC. Kay moved to television and the new YES Network the following season and WCBS picked up radio rights to the Yankees. It was Kay who announced Derek Jeter's game-winning home run in Game 4 of the series and subsequently anointed him as \"Mr. November\".",
"title": "Media coverage"
},
{
"paragraph_id": 41,
"text": "Buster Olney, who covered the Yankees for The New York Times before joining ESPN, would write a book titled The Last Night of the Yankee Dynasty, published in 2004. The book is a play by play account of Game 7 in addition to stories about key players, executives, and moments from the 1996–2001 dynasty. In a 2005 reprinting, Olney included a new epilogue covering the aftermath of the 2001 World Series up to the Boston Red Sox epic comeback from down 3–0 in the 2004 ALCS.",
"title": "Media coverage"
},
{
"paragraph_id": 42,
"text": "The official MLB Productions documentary film of the series was released in 2001.",
"title": "Media coverage"
},
{
"paragraph_id": 43,
"text": "In 2004, HBO released Nine Innings from Ground Zero, a documentary focusing on the special role that baseball, and particularly the Yankees, played in helping to heal New York after 9/11. The film features interviews with players, fans who lost family members, firefighters, sportswriters, and George W. Bush.",
"title": "Media coverage"
},
{
"paragraph_id": 44,
"text": "In 2005, A&E Home Video released the New York Yankees Fall Classic Collectors Edition (1996–2001) DVD set. Game 4 of the 2001 World Series is included in the set. In 2008, The Arizona Diamondbacks 2001 World Series DVD set was released. All seven games are included on this set.",
"title": "Media coverage"
},
{
"paragraph_id": 45,
"text": "Rivera's blown save and the Yankees' loss proved to be life-saving for Yankees utility player Enrique Wilson. Had the Yankees won, Wilson was planning to fly home to the Dominican Republic on American Airlines Flight 587 on November 12 after what would have been a Yankees victory parade down the Canyon of Heroes. But after the Yankees lost, Wilson moved up his flight. Flight 587 would crash in Belle Harbor, Queens, killing everyone on board. Rivera later said, \"I am glad we lost the World Series because it means that I still have a friend.\"",
"title": "Aftermath"
},
{
"paragraph_id": 46,
"text": "During the offseason, several Yankees moved on to other teams or retired, the most notable changes being off season free agents of Martinez and Knoblauch to the St. Louis Cardinals and Kansas City Royals, and Brosius and O'Neill retiring. Martinez would later return to the Yankees to finish his career in 2005.",
"title": "Aftermath"
},
{
"paragraph_id": 47,
"text": "After winning the NL West again in 2002 the Diamondbacks were swept 3–0 by St. Louis in the NLDS. From here they declined, losing 111 games in 2004 as Bob Brenly was fired during that season. Arizona would not win another NL West title until 2007. Schilling was traded to the Boston Red Sox after the 2003 season and in 2004 helped lead them to their first World Series championship since 1918. He helped them win another championship in 2007 and retired after four years with Boston, missing the entire 2008 season with a shoulder injury. Johnson was traded to the Yankees after the 2004 season, a season that saw him throw a perfect game against the Atlanta Braves, though he would be traded back to the Diamondbacks two years later and finish his career with the San Francisco Giants in 2009. The last player from the 2001 Diamondbacks roster, Lyle Overbay, retired following the 2014 season with the Milwaukee Brewers while the last player from the 2001 Yankees, Randy Choate, retired following the 2016 season.",
"title": "Aftermath"
},
{
"paragraph_id": 48,
"text": "From 2002 through 2007, the Yankees' misfortune in the postseason continued, with the team losing the ALDS to the Anaheim Angels in 2002, the World Series to the Florida Marlins in 2003, the ALCS to the Boston Red Sox (in the process becoming the first team in postseason history to blow a 3–0 series lead) in 2004, the ALDS again to the Angels in 2005, and then losing the ALDS to the Detroit Tigers and the Cleveland Indians in 2006 and 2007, respectively. In addition, including the World Series loss in 2001, every World Series champion from 2001 to 2004 won the title at the Yankees' expense in postseason play, which is an AL record and as of 2023 tied for the MLB record with the Los Angeles Dodgers from 2016 to 2019. Joe Torre's contract was allowed to expire and he was replaced by Joe Girardi in 2008, a season in which the Yankees would miss the playoffs for the first time since 1993. The Yankees won their 27th World Series championship in 2009, defeating the defending 2008 champion Philadelphia Phillies in six games, but could not pull off another dynasty like they did during the late 1990s and early 2000s; in fact, they failed to reach the World Series during the entirety of the 2010s.",
"title": "Aftermath"
},
{
"paragraph_id": 49,
"text": "To date, this is the state of Arizona's only championship among the four major North American men’s professional sports. However, the WNBA's Phoenix Mercury have won three championships since then (2007, 2009, and 2014).",
"title": "Aftermath"
},
{
"paragraph_id": 50,
"text": "The Diamondbacks and the Baltimore Ravens, who won the Super Bowl earlier in 2001, created the first instance of two major sports teams winning a championship game or series on their first attempts. This would not occur again until 2019, when the Toronto Raptors and Washington Nationals accomplished this feat.",
"title": "Aftermath"
},
{
"paragraph_id": 51,
"text": "The Diamondbacks would not return to the World Series again until 2023; this time, they would go on to lose to the Texas Rangers in five games.",
"title": "Aftermath"
}
] | The 2001 World Series was the championship series of Major League Baseball's (MLB) 2001 season. The 97th edition of the World Series, it was a best-of-seven playoff between the National League (NL) champion Arizona Diamondbacks and the three-time defending World Series champions and American League (AL) champion New York Yankees. The underdog Diamondbacks defeated the heavily favored Yankees, four games to three to win the series. Considered one of the greatest World Series of all time,
its memorable aspects included two extra-inning games and three late-inning comebacks. Diamondbacks pitchers Randy Johnson and Curt Schilling were both named World Series Most Valuable Players. The Yankees advanced to the World Series by defeating the Oakland Athletics, three games to two, in the AL Division Series, and then the Seattle Mariners in the AL Championship Series, four games to one. It was the Yankees' fourth consecutive World Series appearance, after winning championships in 1998, 1999, and 2000. The Diamondbacks advanced to the World Series by defeating the St. Louis Cardinals, three games to two, in the NL Division Series, and then the Atlanta Braves in the NL Championship Series, four games to one. It was the franchise's first appearance in a World Series. The Series began later than usual as a result of a delay in the regular season after the September 11 attacks and was the first to extend into November. The Diamondbacks won the first two games at home, limiting the Yankees to just one run. The Yankees responded with a close win in Game 3, at which U.S. President George W. Bush threw out the ceremonial first pitch. In Games 4 and 5, the Yankees won in comeback fashion, hitting game-tying home runs off Diamondbacks closer Byung-hyun Kim with one out remaining in consecutive games, before winning in extra innings. The Diamondbacks won Game 6 in a blowout, forcing a decisive Game 7. In the final game, the Yankees led in the ninth inning before the Diamondbacks staged a comeback against closer Mariano Rivera, capped off by a walk-off, bases-loaded bloop single by Luis Gonzalez to clinch Arizona's championship victory. This was the third World Series to end in a bases-loaded, walk-off hit, following 1991 and 1997, and to this date, the last Series to end on a walk-off of any kind. This series held the record for the latest date that a Series ended, until that record was tied during the 2009 World Series and broken during the 2022 World Series. Among several firsts, the 2001 World Series was the first World Series championship for the Diamondbacks; the first World Series played in the state of Arizona or the Mountain Time Zone; the first championship for a Far West state other than California; the first major professional sports team from the state of Arizona to win a championship; and the earliest an MLB franchise had won a World Series. The home team won every game in the Series, which had only happened twice before, in 1987 and 1991, both won by the Minnesota Twins. The Diamondbacks outscored the Yankees, 37–14, as a result of large margins of victory achieved by Arizona at Bank One Ballpark relative to the one-run margins the Yankees achieved at Yankee Stadium. Arizona's pitching held powerhouse New York to a .183 batting average, the lowest in a seven-game World Series ever, surpassing the St. Louis Cardinals, who hit .185 in the 1985 World Series. This and the 2002 World Series were the last two consecutive World Series to have game sevens until the World Series of 2016 and 2017. The 2001 World Series was the subject of an HBO documentary, Nine Innings from Ground Zero, in 2004. | 2001-12-20T19:31:31Z | 2023-12-21T02:09:07Z | [
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] | https://en.wikipedia.org/wiki/2001_World_Series |
3,865 | 1903 World Series | The 1903 World Series was the first modern World Series to be played in Major League Baseball. It matched the American League (AL) champion Boston Americans against the National League (NL) champion Pittsburgh Pirates in a best-of-nine series, with Boston prevailing five games to three, winning the last four. The first three games were played in Boston, the next four in Allegheny (home of the Pirates), and the eighth (last) game in Boston.
Pittsburgh pitcher Sam Leever injured his shoulder while trap shooting, so his teammate Deacon Phillippe pitched five complete games. Phillippe won three of his games, but it was not enough to overcome the club from the new American League. Boston pitchers Bill Dinneen and Cy Young led Boston to victory. In Game 1, Phillippe struck out ten Boston batters. The next day, Dinneen bettered that mark, striking out 11 Pittsburgh batters in Game 2.
Honus Wagner, bothered by injuries, batted only 6-for-27 (.222) in the Series and committed six errors. The shortstop was deeply distraught by his performance. The following spring, Wagner (who in 1903 led the National League in batting average) refused to send his portrait to a "Hall of Fame" for batting champions. "I was too bum last year", he wrote. "I was a joke in that Boston-Pittsburgh Series. What does it profit a man to hammer along and make a few hits when they are not needed only to fall down when it comes to a pinch? I would be ashamed to have my picture up now."
Due to overflow crowds at the Exposition Park games in Allegheny City, if a batted ball rolled under a rope in the outfield that held spectators back, a "ground-rule triple" would be scored. 17 ground-rule triples were hit in the four games played at the stadium.
In the series, Boston came back from a three games to one deficit, winning the final four games to capture the title. Such a large comeback would not happen again until the Pirates came back to defeat the Washington Senators in the 1925 World Series, and has happened only 11 times in baseball history. (The Pirates themselves repeated this feat in 1979 against the Baltimore Orioles.) Much was made of the influence of Boston's "Royal Rooters", who traveled to Exposition Park and sang their theme song "Tessie" to distract the opposing players (especially Wagner). Boston wound up winning three out of four games in Allegheny City.
Pirates owner Barney Dreyfuss added his share of the gate receipts to the players' share, so the losing team's players actually finished with a larger individual share than the winning team's.
The Series brought the new American League prestige and proved its best could beat the best of the National League, thus strengthening the demand for future World Series competitions.
In 1901, Ban Johnson, president of the Western League, a minor league organization, formed the American League to take advantage of the National League's 1900 contraction from twelve teams to eight. Johnson and fellow owners raided the National League and signed away many star players, including Cy Young and Jimmy Collins. Johnson had a list of 46 National Leaguers he targeted for the American League; by 1902, all but one had made the jump. The constant raiding, however, nixed the idea of a championship between the two leagues. Pirates owner Barney Dreyfuss, whose team ran away with the 1902 National League pennant, was open to a postseason contest and even said he would allow the American League champion to stock its roster with all-stars. However, Johnson had spoken of putting a team in Pittsburgh and even attempted to raid the Pirates' roster in August 1902, which soured Dreyfuss. At the end of the season, however, the Pirates played a group of American League All-Stars in a four-game exhibition series, winning two games to one, with one tie.
The leagues finally called a truce in the winter of 1902–03 and formed the National Commission to preside over organized baseball. The following season, the Boston Americans and Pittsburgh Pirates had secured their respective championship pennants by September. That August, Dreyfuss challenged the American League to an 11-game championship series. Encouraged by Johnson and National League President Harry Pulliam, Americans owner Henry J. Killilea met with Dreyfuss in Pittsburgh in September and instead agreed to a best-of-nine championship, with the first three games played in Boston, the next four in Allegheny City, and the remaining two (if necessary) in Boston.
One significant point about this agreement was that it was an arrangement primarily between the two clubs rather than a formal arrangement between the leagues. In short, it was a voluntary event, a fact which would result in no Series at all for 1904. The formal establishment of the Series as a compulsory event started in 1905.
The Pirates won their third straight pennant in 1903 thanks to a powerful lineup that included legendary shortstop Honus Wagner, who hit .355 and drove in 101 runs, player-manager Fred Clarke, who hit .351, and Ginger Beaumont, who hit .341 and led the league in hits and runs. The Pirates' pitching was weaker than it had been in previous years but boasted 24-game winner Deacon Phillippe and 25-game winner Sam Leever.
The Americans had a strong pitching staff, led by Cy Young, who went 28–9 in 1903 and became the all-time wins leader that year. Bill Dinneen and Long Tom Hughes, right-handers like Young, had won 21 games and 20 games each. The Boston outfield, featuring Chick Stahl (.274), Buck Freeman (.287, 104 RBI) and Patsy Dougherty (.331, 101 runs scored) was considered excellent.
Although the Pirates had dominated their league for the previous three years, they went into the series riddled with injuries and plagued by bizarre misfortunes. Otto Krueger, the team's only utility player, was beaned on September 19 and never fully played in the series. 16-game winner Ed Doheny left the team three days later, exhibiting signs of paranoia; he was committed to an insane asylum the following month. Leever had been battling an injury to his pitching arm (which he made worse by entering a trapshooting competition). Worst of all, Wagner, who had a sore thumb throughout the season, injured his right leg in September and was never 100 percent for the postseason.
Some sources say Boston were heavy underdogs. Boston bookies actually gave even odds to the teams (and only because Dreyfuss and other "sports" were alleged to have bet on Pittsburgh to bring down the odds). The teams were generally thought to be evenly matched, with the Americans credited with stronger pitching and the Pirates with superior offense and fielding. The outcome, many believed, hinged on Wagner's health. "If Wagner does not play, bet your money at two to one on Boston", said the Sporting News, "but if he does play, place your money at two to one on Pittsburg."
AL Boston Americans (5) vs. NL Pittsburgh Pirates (3)
The Pirates started Game 1 strong, scoring six runs in the first four innings, and held on to win the first World Series game in baseball history. They extended their lead to 7–0 on an inside-the-park home run by Jimmy Sebring in the seventh, the first home run in World Series history. Boston scored a few runs in the last three innings, but it was too little, too late; they ended up losing 7–3 in the first ever World Series game. Both Phillippe and Young threw complete games, with Phillippe striking out ten and Young fanning five, but Young also gave up twice as many hits and allowed three earned runs to Phillippe's two.
After starting out strong in Game 1, the Pirates simply shut down offensively, eking out a mere three hits, all singles. Pittsburgh starter Sam Leever went 1 inning and gave up three hits and two runs, before his ailing arm forced him to leave in favor of Bucky Veil, who finished the game. Bill Dinneen struck out 11 and pitched a complete game for the Americans, while Patsy Dougherty hit home runs in the first and sixth innings for two of the Boston's three runs. The Americans' Patsy Dougherty led off the Boston scoring with an inside-the-park home run, the first time a lead-off batter did just that until Alcides Escobar of the Kansas City Royals duplicated the feat in the 2015 World Series, 112 years later. Dougherty's second home run was the first in World Series history to actually sail over the fence, an incredibly rare feat at the time.
Phillippe, pitching after only a single day of rest, started Game 3 for the Pirates and didn't let them down, hurling his second complete-game victory of the Series to put Pittsburgh up two games to one.
After two days of rest, Phillippe was ready to pitch a second straight game. He threw his third complete-game victory of the series against Bill Dinneen, who was making his second start of the series. But Phillippe's second straight win was almost not to be, as the Americans, down 5–1 in the top of the ninth, rallied to narrow the deficit to one run. The comeback attempt failed, as Phillippe managed to put an end to it and give the Pirates a commanding 3–1 series lead.
Game 5 was a pitcher's duel for the first five innings, with Boston's Cy Young and Pittsburgh's Brickyard Kennedy giving up no runs. That changed in the top of the sixth, however, when the Americans scored a then-record six runs before being retired. Young, on the other hand, managed to keep his shutout intact before finally giving up a pair of runs in the bottom of the eighth. He went the distance and struck out four for his first World Series win.
Game 6 was a rematch between the starters of Game 2, Boston's Dinneen and Pittsburgh's Leever. Leever pitched a complete game this time but so did Dinneen, who outmatched him to earn his second complete-game victory of the series. After losing three of the first four games of the World Series, the underdog Americans had tied the series at three games apiece.
The fourth and final game in Allegheny saw Phillippe start his fourth game of the Series for the Pirates. This time, however, he did not fare as well as he did in his first three starts. Cy Young, in his third start of the Series, held the Pirates to three runs and put the Americans ahead for the first time as the Series moved back to Boston.
The final game of this inaugural World Series started out as an intense pitcher's duel, scoreless until the bottom of the fourth when Hobe Ferris hit a two-run single. Phillippe started his fifth and final game of the series and Dinneen his fourth. As he did in Game 2, Dinneen threw a complete-game shutout, striking out seven and leading his Americans to victory, while Phillippe pitched respectably but could not match Dinneen because his arm had been worn out with five starts in the eight games, giving up three runs to give the first 20th-century World Championship to the Boston Americans, Honus Wagner striking out to end the Series.
1903 World Series (5–3): Boston Americans (A.L.) over Pittsburgh Pirates (N.L.)
Note: GP=Games played; AB=At bats; H=Hits; Avg.=Batting average; HR=Home runs; RBI=Runs batted in
Note: G=Games played; GS=Games started; ERA=Earned run average; W=Wins; L=Losses; IP=Innings pitched; H=Hits; R=Runs; ER= Earned runs; BB=Walks; SO= Strikeouts
Note: GP=Games played; AB=At bats; H=Hits; Avg.=Batting average; HR=Home runs; RBI=Runs batted in
Note: G=Games played; GS=Games started; ERA=Earned run average; W=Wins; L=Losses; IP=Innings pitched; H=Hits; R=Runs; ER= Earned runs; BB=Walks; SO= Strikeouts | [
{
"paragraph_id": 0,
"text": "The 1903 World Series was the first modern World Series to be played in Major League Baseball. It matched the American League (AL) champion Boston Americans against the National League (NL) champion Pittsburgh Pirates in a best-of-nine series, with Boston prevailing five games to three, winning the last four. The first three games were played in Boston, the next four in Allegheny (home of the Pirates), and the eighth (last) game in Boston.",
"title": ""
},
{
"paragraph_id": 1,
"text": "Pittsburgh pitcher Sam Leever injured his shoulder while trap shooting, so his teammate Deacon Phillippe pitched five complete games. Phillippe won three of his games, but it was not enough to overcome the club from the new American League. Boston pitchers Bill Dinneen and Cy Young led Boston to victory. In Game 1, Phillippe struck out ten Boston batters. The next day, Dinneen bettered that mark, striking out 11 Pittsburgh batters in Game 2.",
"title": ""
},
{
"paragraph_id": 2,
"text": "Honus Wagner, bothered by injuries, batted only 6-for-27 (.222) in the Series and committed six errors. The shortstop was deeply distraught by his performance. The following spring, Wagner (who in 1903 led the National League in batting average) refused to send his portrait to a \"Hall of Fame\" for batting champions. \"I was too bum last year\", he wrote. \"I was a joke in that Boston-Pittsburgh Series. What does it profit a man to hammer along and make a few hits when they are not needed only to fall down when it comes to a pinch? I would be ashamed to have my picture up now.\"",
"title": ""
},
{
"paragraph_id": 3,
"text": "Due to overflow crowds at the Exposition Park games in Allegheny City, if a batted ball rolled under a rope in the outfield that held spectators back, a \"ground-rule triple\" would be scored. 17 ground-rule triples were hit in the four games played at the stadium.",
"title": ""
},
{
"paragraph_id": 4,
"text": "In the series, Boston came back from a three games to one deficit, winning the final four games to capture the title. Such a large comeback would not happen again until the Pirates came back to defeat the Washington Senators in the 1925 World Series, and has happened only 11 times in baseball history. (The Pirates themselves repeated this feat in 1979 against the Baltimore Orioles.) Much was made of the influence of Boston's \"Royal Rooters\", who traveled to Exposition Park and sang their theme song \"Tessie\" to distract the opposing players (especially Wagner). Boston wound up winning three out of four games in Allegheny City.",
"title": ""
},
{
"paragraph_id": 5,
"text": "Pirates owner Barney Dreyfuss added his share of the gate receipts to the players' share, so the losing team's players actually finished with a larger individual share than the winning team's.",
"title": ""
},
{
"paragraph_id": 6,
"text": "The Series brought the new American League prestige and proved its best could beat the best of the National League, thus strengthening the demand for future World Series competitions.",
"title": ""
},
{
"paragraph_id": 7,
"text": "In 1901, Ban Johnson, president of the Western League, a minor league organization, formed the American League to take advantage of the National League's 1900 contraction from twelve teams to eight. Johnson and fellow owners raided the National League and signed away many star players, including Cy Young and Jimmy Collins. Johnson had a list of 46 National Leaguers he targeted for the American League; by 1902, all but one had made the jump. The constant raiding, however, nixed the idea of a championship between the two leagues. Pirates owner Barney Dreyfuss, whose team ran away with the 1902 National League pennant, was open to a postseason contest and even said he would allow the American League champion to stock its roster with all-stars. However, Johnson had spoken of putting a team in Pittsburgh and even attempted to raid the Pirates' roster in August 1902, which soured Dreyfuss. At the end of the season, however, the Pirates played a group of American League All-Stars in a four-game exhibition series, winning two games to one, with one tie.",
"title": "Background"
},
{
"paragraph_id": 8,
"text": "The leagues finally called a truce in the winter of 1902–03 and formed the National Commission to preside over organized baseball. The following season, the Boston Americans and Pittsburgh Pirates had secured their respective championship pennants by September. That August, Dreyfuss challenged the American League to an 11-game championship series. Encouraged by Johnson and National League President Harry Pulliam, Americans owner Henry J. Killilea met with Dreyfuss in Pittsburgh in September and instead agreed to a best-of-nine championship, with the first three games played in Boston, the next four in Allegheny City, and the remaining two (if necessary) in Boston.",
"title": "Background"
},
{
"paragraph_id": 9,
"text": "One significant point about this agreement was that it was an arrangement primarily between the two clubs rather than a formal arrangement between the leagues. In short, it was a voluntary event, a fact which would result in no Series at all for 1904. The formal establishment of the Series as a compulsory event started in 1905.",
"title": "Background"
},
{
"paragraph_id": 10,
"text": "The Pirates won their third straight pennant in 1903 thanks to a powerful lineup that included legendary shortstop Honus Wagner, who hit .355 and drove in 101 runs, player-manager Fred Clarke, who hit .351, and Ginger Beaumont, who hit .341 and led the league in hits and runs. The Pirates' pitching was weaker than it had been in previous years but boasted 24-game winner Deacon Phillippe and 25-game winner Sam Leever.",
"title": "The teams"
},
{
"paragraph_id": 11,
"text": "The Americans had a strong pitching staff, led by Cy Young, who went 28–9 in 1903 and became the all-time wins leader that year. Bill Dinneen and Long Tom Hughes, right-handers like Young, had won 21 games and 20 games each. The Boston outfield, featuring Chick Stahl (.274), Buck Freeman (.287, 104 RBI) and Patsy Dougherty (.331, 101 runs scored) was considered excellent.",
"title": "The teams"
},
{
"paragraph_id": 12,
"text": "Although the Pirates had dominated their league for the previous three years, they went into the series riddled with injuries and plagued by bizarre misfortunes. Otto Krueger, the team's only utility player, was beaned on September 19 and never fully played in the series. 16-game winner Ed Doheny left the team three days later, exhibiting signs of paranoia; he was committed to an insane asylum the following month. Leever had been battling an injury to his pitching arm (which he made worse by entering a trapshooting competition). Worst of all, Wagner, who had a sore thumb throughout the season, injured his right leg in September and was never 100 percent for the postseason.",
"title": "The teams"
},
{
"paragraph_id": 13,
"text": "Some sources say Boston were heavy underdogs. Boston bookies actually gave even odds to the teams (and only because Dreyfuss and other \"sports\" were alleged to have bet on Pittsburgh to bring down the odds). The teams were generally thought to be evenly matched, with the Americans credited with stronger pitching and the Pirates with superior offense and fielding. The outcome, many believed, hinged on Wagner's health. \"If Wagner does not play, bet your money at two to one on Boston\", said the Sporting News, \"but if he does play, place your money at two to one on Pittsburg.\"",
"title": "The teams"
},
{
"paragraph_id": 14,
"text": "AL Boston Americans (5) vs. NL Pittsburgh Pirates (3)",
"title": "Summary"
},
{
"paragraph_id": 15,
"text": "The Pirates started Game 1 strong, scoring six runs in the first four innings, and held on to win the first World Series game in baseball history. They extended their lead to 7–0 on an inside-the-park home run by Jimmy Sebring in the seventh, the first home run in World Series history. Boston scored a few runs in the last three innings, but it was too little, too late; they ended up losing 7–3 in the first ever World Series game. Both Phillippe and Young threw complete games, with Phillippe striking out ten and Young fanning five, but Young also gave up twice as many hits and allowed three earned runs to Phillippe's two.",
"title": "Matchups"
},
{
"paragraph_id": 16,
"text": "After starting out strong in Game 1, the Pirates simply shut down offensively, eking out a mere three hits, all singles. Pittsburgh starter Sam Leever went 1 inning and gave up three hits and two runs, before his ailing arm forced him to leave in favor of Bucky Veil, who finished the game. Bill Dinneen struck out 11 and pitched a complete game for the Americans, while Patsy Dougherty hit home runs in the first and sixth innings for two of the Boston's three runs. The Americans' Patsy Dougherty led off the Boston scoring with an inside-the-park home run, the first time a lead-off batter did just that until Alcides Escobar of the Kansas City Royals duplicated the feat in the 2015 World Series, 112 years later. Dougherty's second home run was the first in World Series history to actually sail over the fence, an incredibly rare feat at the time.",
"title": "Matchups"
},
{
"paragraph_id": 17,
"text": "Phillippe, pitching after only a single day of rest, started Game 3 for the Pirates and didn't let them down, hurling his second complete-game victory of the Series to put Pittsburgh up two games to one.",
"title": "Matchups"
},
{
"paragraph_id": 18,
"text": "After two days of rest, Phillippe was ready to pitch a second straight game. He threw his third complete-game victory of the series against Bill Dinneen, who was making his second start of the series. But Phillippe's second straight win was almost not to be, as the Americans, down 5–1 in the top of the ninth, rallied to narrow the deficit to one run. The comeback attempt failed, as Phillippe managed to put an end to it and give the Pirates a commanding 3–1 series lead.",
"title": "Matchups"
},
{
"paragraph_id": 19,
"text": "Game 5 was a pitcher's duel for the first five innings, with Boston's Cy Young and Pittsburgh's Brickyard Kennedy giving up no runs. That changed in the top of the sixth, however, when the Americans scored a then-record six runs before being retired. Young, on the other hand, managed to keep his shutout intact before finally giving up a pair of runs in the bottom of the eighth. He went the distance and struck out four for his first World Series win.",
"title": "Matchups"
},
{
"paragraph_id": 20,
"text": "Game 6 was a rematch between the starters of Game 2, Boston's Dinneen and Pittsburgh's Leever. Leever pitched a complete game this time but so did Dinneen, who outmatched him to earn his second complete-game victory of the series. After losing three of the first four games of the World Series, the underdog Americans had tied the series at three games apiece.",
"title": "Matchups"
},
{
"paragraph_id": 21,
"text": "The fourth and final game in Allegheny saw Phillippe start his fourth game of the Series for the Pirates. This time, however, he did not fare as well as he did in his first three starts. Cy Young, in his third start of the Series, held the Pirates to three runs and put the Americans ahead for the first time as the Series moved back to Boston.",
"title": "Matchups"
},
{
"paragraph_id": 22,
"text": "The final game of this inaugural World Series started out as an intense pitcher's duel, scoreless until the bottom of the fourth when Hobe Ferris hit a two-run single. Phillippe started his fifth and final game of the series and Dinneen his fourth. As he did in Game 2, Dinneen threw a complete-game shutout, striking out seven and leading his Americans to victory, while Phillippe pitched respectably but could not match Dinneen because his arm had been worn out with five starts in the eight games, giving up three runs to give the first 20th-century World Championship to the Boston Americans, Honus Wagner striking out to end the Series.",
"title": "Matchups"
},
{
"paragraph_id": 23,
"text": "1903 World Series (5–3): Boston Americans (A.L.) over Pittsburgh Pirates (N.L.)",
"title": "Composite line score"
},
{
"paragraph_id": 24,
"text": "Note: GP=Games played; AB=At bats; H=Hits; Avg.=Batting average; HR=Home runs; RBI=Runs batted in",
"title": "Series statistics"
},
{
"paragraph_id": 25,
"text": "Note: G=Games played; GS=Games started; ERA=Earned run average; W=Wins; L=Losses; IP=Innings pitched; H=Hits; R=Runs; ER= Earned runs; BB=Walks; SO= Strikeouts",
"title": "Series statistics"
},
{
"paragraph_id": 26,
"text": "Note: GP=Games played; AB=At bats; H=Hits; Avg.=Batting average; HR=Home runs; RBI=Runs batted in",
"title": "Series statistics"
},
{
"paragraph_id": 27,
"text": "Note: G=Games played; GS=Games started; ERA=Earned run average; W=Wins; L=Losses; IP=Innings pitched; H=Hits; R=Runs; ER= Earned runs; BB=Walks; SO= Strikeouts",
"title": "Series statistics"
}
] | The 1903 World Series was the first modern World Series to be played in Major League Baseball. It matched the American League (AL) champion Boston Americans against the National League (NL) champion Pittsburgh Pirates in a best-of-nine series, with Boston prevailing five games to three, winning the last four. The first three games were played in Boston, the next four in Allegheny, and the eighth (last) game in Boston. Pittsburgh pitcher Sam Leever injured his shoulder while trap shooting, so his teammate Deacon Phillippe pitched five complete games. Phillippe won three of his games, but it was not enough to overcome the club from the new American League. Boston pitchers Bill Dinneen and Cy Young led Boston to victory. In Game 1, Phillippe struck out ten Boston batters. The next day, Dinneen bettered that mark, striking out 11 Pittsburgh batters in Game 2. Honus Wagner, bothered by injuries, batted only 6-for-27 (.222) in the Series and committed six errors. The shortstop was deeply distraught by his performance. The following spring, Wagner refused to send his portrait to a "Hall of Fame" for batting champions. "I was too bum last year", he wrote. "I was a joke in that Boston-Pittsburgh Series. What does it profit a man to hammer along and make a few hits when they are not needed only to fall down when it comes to a pinch? I would be ashamed to have my picture up now." Due to overflow crowds at the Exposition Park games in Allegheny City, if a batted ball rolled under a rope in the outfield that held spectators back, a "ground-rule triple" would be scored. 17 ground-rule triples were hit in the four games played at the stadium. In the series, Boston came back from a three games to one deficit, winning the final four games to capture the title. Such a large comeback would not happen again until the Pirates came back to defeat the Washington Senators in the 1925 World Series, and has happened only 11 times in baseball history. Much was made of the influence of Boston's "Royal Rooters", who traveled to Exposition Park and sang their theme song "Tessie" to distract the opposing players. Boston wound up winning three out of four games in Allegheny City. Pirates owner Barney Dreyfuss added his share of the gate receipts to the players' share, so the losing team's players actually finished with a larger individual share than the winning team's. The Series brought the new American League prestige and proved its best could beat the best of the National League, thus strengthening the demand for future World Series competitions. | 2002-01-08T19:18:23Z | 2023-11-02T03:24:09Z | [
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"Template:Rp",
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"Template:1903 Boston Americans",
"Template:More citations needed section",
"Template:Cite web",
"Template:Cite news",
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] | https://en.wikipedia.org/wiki/1903_World_Series |
3,866 | Bluetongue disease | Bluetongue disease is a noncontagious, insect-borne, viral disease of ruminants, mainly sheep and less frequently cattle, yaks, goats, buffalo, deer, dromedaries, and antelope. It is caused by Bluetongue virus (BTV). The virus is transmitted by the midges Culicoides imicola, Culicoides variipennis, and other culicoids.
In sheep, BTV causes an acute disease with high morbidity and mortality. BTV also infects goats, cattle, and other domestic animals, as well as wild ruminants (for example, blesbuck, white-tailed deer, elk, and pronghorn antelope).
Major signs are high fever, excessive salivation, swelling of the face and tongue, and cyanosis of the tongue. Swelling of the lips and tongue gives the tongue its typical blue appearance, though this sign is confined to a minority of the animals. Nasal signs may be prominent, with nasal discharge and stertorous respiration.
Some animals also develop foot lesions, beginning with coronitis, with consequent lameness. In sheep, this can lead to knee-walking. In cattle, constant changing of position of the feet gives bluetongue the nickname the dancing disease. Torsion of the neck (opisthotonos or torticollis) is observed in severely affected animals.
Not all animals develop signs, but all those that do lose condition rapidly, and the sickest die within a week. For affected animals that do not die, recovery is very slow, lasting several months.
The incubation period is 5–20 days, and all signs usually develop within a month. The mortality rate is normally low, but it is high in susceptible breeds of sheep. In Africa, local breeds of sheep may have no mortality, but in imported breeds, it may be up to 90%.
In cattle, goats, and wild ruminants, infection is usually asymptomatic despite high virus levels in blood. Red deer are an exception, and in them the disease may be as acute as in sheep.
Bluetongue is caused by the pathogenic virus, Bluetongue virus (BTV), of the genus Orbivirus, of the Reoviridae family. Twenty-seven serotypes are now recognised for this virus. The twenty-seven serotypes are the result of the high variability of a single outer capsid protein, VP2.
The virus particle consists of 10 strands of double-stranded RNA surrounded by two protein shells. Unlike other arboviruses, BTV lacks a lipid envelope. The particle has a diameter of 86 nm. The structure of the 70 nm core was determined in 1998 and was at the time the largest atomic structure to be solved.
The two outer capsid proteins, VP2 and VP5, mediate attachment and penetration of BTV into the target cell. VP2 and VP5 are the primary antigenic targets for antibody targeting by the host immune system. The virus makes initial contact with the cell with VP2, triggering receptor-mediated endocytosis of the virus. The low pH within the endosome then triggers BTV's membrane penetration protein VP5 to undergo a conformational change that disrupts the endosomal membrane. Uncoating yields a transcriptionally active 470S core particle which is composed of two major proteins VP7 and VP3, and the three minor proteins VP1, VP4 and VP6 in addition to the dsRNA genome. There is no evidence that any trace of the outer capsid remains associated with these cores, as has been described for reovirus. The cores may be further uncoated to form 390S subcore particles that lack VP7, also in contrast to reovirus. Subviral particles are probably akin to cores derived in vitro from virions by physical or proteolytic treatments that remove the outer capsid and causes activation of the BTV transcriptase. In addition to the seven structural proteins, three non-structural (NS) proteins, NS1, NS2, NS3 (and a related NS3A) are synthesised in BTV-infected cells. Of these, NS3/NS3A is involved in the egress of the progeny virus. The two remaining non-structural proteins, NS1 and NS2, are produced at high levels in the cytoplasm and are believed to be involved in virus replication, assembly and morphogenesis.
The viral genome is replicated via structural protein VP1, an RNA-dependent RNA polymerase. The lack of proof-reading abilities results in high levels of transcription errors, resulting in single nucleotide mutations. Despite this, the BTV genome is quite stable, exhibiting a low rate of variants arising in populations. Evidence suggests this is due to purifying selection across the genome as the virus is transmitted alternately through its insect and animal hosts. However, individual gene segments undergo different selective pressures and some, particularly segments 4 and 5, are subject to positive selection.
Genetic diversification of BTV occurs primarily through reassortment of the gene segments during co-infection of the host cell. Reassortment can lead to a rapid shift in phenotypes independent of the slow rate of mutation. During this process, gene segments are not randomly reassorted. Rather, there appears to be a mechanism for selecting for or against certain segments from the parental serotypes present. However, this selective mechanism is still poorly understood.
Bluetongue has been observed in Australia, the US, Africa, the Middle East, Asia, and Europe. An outline of the transmission cycle of BTV is illustrated in article Parasitic flies of domestic animals.
Its occurrence is seasonal in the affected Mediterranean countries, subsiding when temperatures drop and hard frosts kill the adult midge vectors. Viral survival and vector longevity is seen during milder winters. A significant contribution to the northward spread of bluetongue disease has been the ability of C. obsoletus and C.pulicaris to acquire and transmit the pathogen, both of which are spread widely throughout Europe. This is in contrast to the original C.imicola vector, which is limited to North Africa and the Mediterranean. The relatively recent novel vector has facilitated a far more rapid spread than the simple expansion of habitats north through global warming.
In August 2006, cases of bluetongue were found in the Netherlands, then Belgium, Germany, and Luxembourg. In 2007, the first case of bluetongue in the Czech Republic was detected in one bull near Cheb at the Czech-German border. In September 2007, the UK reported its first ever suspected case of the disease, in a Highland cow on a rare-breeds farm near Ipswich, Suffolk. Since then, the virus has spread from cattle to sheep in Britain. By October 2007, bluetongue had become a serious threat in Scandinavia and Switzerland and the first outbreak in Denmark was reported. In autumn 2008, several cases were reported in the southern Swedish provinces of Småland, Halland, and Skåne, as well as in areas of the Netherlands bordering Germany, prompting veterinary authorities in Germany to intensify controls. Norway had its first finding in February 2009, when cows at two farms in Vest-Agder in the south of Norway showed an immune response to bluetongue. Norway have since been declared free of the disease in 2011.
Although the disease is not a threat to humans, the most vulnerable common domestic ruminants in the UK are cattle, goats, and especially, sheep.
A puzzling aspect of BTV is its survival between midge seasons in temperate regions. Adults of Culicoides are killed by cold winter temperatures, and BTV infections typically do not last for more than 60 days, which is not long enough for BTV to survive until the next spring. It is believed that the virus somehow survives in overwintering midges or animals. Multiple mechanisms have been proposed. A few adult Culicoides midges infected with BTV may survive the mild winters of the temperate zone. Some midges may even move indoors to avoid the cold temperature of the winter. Additionally, BTV could cause a chronic or latent infection in some animals, providing another means for BTV to survive the winter. BTV can also be transmitted from mother to fetus. The outcome is abortion or stillbirth if fetal infection occurs early in gestation and survival if infection occurs late. However infection at an intermediate stage, before the fetal immune system is fully developed, may result in a chronic infection that lingers until the first months after birth of the lamb. Midges then spread the pathogen from the calves to other animals, starting a new season of infection.
Prevention is effected via quarantine, inoculation with live modified virus vaccine, and control of the midge vector, including inspection of aircraft.
Protection by live attenuated vaccines (LAVs) are serotype specific. Multiserotype LAV cocktails can induce neutralizing antibodies against unincluded serotypes, and subsequent vaccinations with three different pentavalent LAV cocktails induce broad protection. These pentavalent cocktails contain 15 different serotypes in total: serotypes 1 through 14, as well as 19.
Immunization with any of the available vaccines, though, precludes later serological monitoring of affected cattle populations, a problem that could be resolved using next-generation subunit vaccines.
In January 2015, Indian researchers launched a vaccine named Raksha Blu that is designed to protect livestock against five strains of the bluetongue virus prevalent in the country.
Although bluetongue disease was already recognized in South Africa in the early 19th century, a comprehensive description of the disease was not published until the first decade of the 20th century. In 1906, Arnold Theiler showed that bluetongue was caused by a filterable agent. He also created the first bluetongue vaccine, which was developed from an attenuated BT V strain. For many decades, bluetongue was thought to be confined to Africa. The first confirmed outbreak outside of Africa occurred in Cyprus in 1943. Recently, a vessel owned by Khalifeh Livestock Trading and managed by Talia Shipping Line, both based in Lebanon, has been denied right to dock in Spain, as it has about 895 male calves suspected to be infected by bluetongue disease.
African horse sickness is related to bluetongue and is spread by the same midges (Culicoides species). It can kill the horses it infects and mortality may go as high as 90% of the infected horses during an epidemic.
Epizootic hemorrhagic disease virus is closely related and crossreacts with Bluetongue virus on many blood tests. | [
{
"paragraph_id": 0,
"text": "Bluetongue disease is a noncontagious, insect-borne, viral disease of ruminants, mainly sheep and less frequently cattle, yaks, goats, buffalo, deer, dromedaries, and antelope. It is caused by Bluetongue virus (BTV). The virus is transmitted by the midges Culicoides imicola, Culicoides variipennis, and other culicoids.",
"title": ""
},
{
"paragraph_id": 1,
"text": "In sheep, BTV causes an acute disease with high morbidity and mortality. BTV also infects goats, cattle, and other domestic animals, as well as wild ruminants (for example, blesbuck, white-tailed deer, elk, and pronghorn antelope).",
"title": "Signs"
},
{
"paragraph_id": 2,
"text": "Major signs are high fever, excessive salivation, swelling of the face and tongue, and cyanosis of the tongue. Swelling of the lips and tongue gives the tongue its typical blue appearance, though this sign is confined to a minority of the animals. Nasal signs may be prominent, with nasal discharge and stertorous respiration.",
"title": "Signs"
},
{
"paragraph_id": 3,
"text": "Some animals also develop foot lesions, beginning with coronitis, with consequent lameness. In sheep, this can lead to knee-walking. In cattle, constant changing of position of the feet gives bluetongue the nickname the dancing disease. Torsion of the neck (opisthotonos or torticollis) is observed in severely affected animals.",
"title": "Signs"
},
{
"paragraph_id": 4,
"text": "Not all animals develop signs, but all those that do lose condition rapidly, and the sickest die within a week. For affected animals that do not die, recovery is very slow, lasting several months.",
"title": "Signs"
},
{
"paragraph_id": 5,
"text": "The incubation period is 5–20 days, and all signs usually develop within a month. The mortality rate is normally low, but it is high in susceptible breeds of sheep. In Africa, local breeds of sheep may have no mortality, but in imported breeds, it may be up to 90%.",
"title": "Signs"
},
{
"paragraph_id": 6,
"text": "In cattle, goats, and wild ruminants, infection is usually asymptomatic despite high virus levels in blood. Red deer are an exception, and in them the disease may be as acute as in sheep.",
"title": "Signs"
},
{
"paragraph_id": 7,
"text": "Bluetongue is caused by the pathogenic virus, Bluetongue virus (BTV), of the genus Orbivirus, of the Reoviridae family. Twenty-seven serotypes are now recognised for this virus. The twenty-seven serotypes are the result of the high variability of a single outer capsid protein, VP2.",
"title": "Microbiology"
},
{
"paragraph_id": 8,
"text": "The virus particle consists of 10 strands of double-stranded RNA surrounded by two protein shells. Unlike other arboviruses, BTV lacks a lipid envelope. The particle has a diameter of 86 nm. The structure of the 70 nm core was determined in 1998 and was at the time the largest atomic structure to be solved.",
"title": "Microbiology"
},
{
"paragraph_id": 9,
"text": "The two outer capsid proteins, VP2 and VP5, mediate attachment and penetration of BTV into the target cell. VP2 and VP5 are the primary antigenic targets for antibody targeting by the host immune system. The virus makes initial contact with the cell with VP2, triggering receptor-mediated endocytosis of the virus. The low pH within the endosome then triggers BTV's membrane penetration protein VP5 to undergo a conformational change that disrupts the endosomal membrane. Uncoating yields a transcriptionally active 470S core particle which is composed of two major proteins VP7 and VP3, and the three minor proteins VP1, VP4 and VP6 in addition to the dsRNA genome. There is no evidence that any trace of the outer capsid remains associated with these cores, as has been described for reovirus. The cores may be further uncoated to form 390S subcore particles that lack VP7, also in contrast to reovirus. Subviral particles are probably akin to cores derived in vitro from virions by physical or proteolytic treatments that remove the outer capsid and causes activation of the BTV transcriptase. In addition to the seven structural proteins, three non-structural (NS) proteins, NS1, NS2, NS3 (and a related NS3A) are synthesised in BTV-infected cells. Of these, NS3/NS3A is involved in the egress of the progeny virus. The two remaining non-structural proteins, NS1 and NS2, are produced at high levels in the cytoplasm and are believed to be involved in virus replication, assembly and morphogenesis.",
"title": "Microbiology"
},
{
"paragraph_id": 10,
"text": "The viral genome is replicated via structural protein VP1, an RNA-dependent RNA polymerase. The lack of proof-reading abilities results in high levels of transcription errors, resulting in single nucleotide mutations. Despite this, the BTV genome is quite stable, exhibiting a low rate of variants arising in populations. Evidence suggests this is due to purifying selection across the genome as the virus is transmitted alternately through its insect and animal hosts. However, individual gene segments undergo different selective pressures and some, particularly segments 4 and 5, are subject to positive selection.",
"title": "Evolution"
},
{
"paragraph_id": 11,
"text": "Genetic diversification of BTV occurs primarily through reassortment of the gene segments during co-infection of the host cell. Reassortment can lead to a rapid shift in phenotypes independent of the slow rate of mutation. During this process, gene segments are not randomly reassorted. Rather, there appears to be a mechanism for selecting for or against certain segments from the parental serotypes present. However, this selective mechanism is still poorly understood.",
"title": "Evolution"
},
{
"paragraph_id": 12,
"text": "Bluetongue has been observed in Australia, the US, Africa, the Middle East, Asia, and Europe. An outline of the transmission cycle of BTV is illustrated in article Parasitic flies of domestic animals.",
"title": "Epidemiology"
},
{
"paragraph_id": 13,
"text": "Its occurrence is seasonal in the affected Mediterranean countries, subsiding when temperatures drop and hard frosts kill the adult midge vectors. Viral survival and vector longevity is seen during milder winters. A significant contribution to the northward spread of bluetongue disease has been the ability of C. obsoletus and C.pulicaris to acquire and transmit the pathogen, both of which are spread widely throughout Europe. This is in contrast to the original C.imicola vector, which is limited to North Africa and the Mediterranean. The relatively recent novel vector has facilitated a far more rapid spread than the simple expansion of habitats north through global warming.",
"title": "Epidemiology"
},
{
"paragraph_id": 14,
"text": "In August 2006, cases of bluetongue were found in the Netherlands, then Belgium, Germany, and Luxembourg. In 2007, the first case of bluetongue in the Czech Republic was detected in one bull near Cheb at the Czech-German border. In September 2007, the UK reported its first ever suspected case of the disease, in a Highland cow on a rare-breeds farm near Ipswich, Suffolk. Since then, the virus has spread from cattle to sheep in Britain. By October 2007, bluetongue had become a serious threat in Scandinavia and Switzerland and the first outbreak in Denmark was reported. In autumn 2008, several cases were reported in the southern Swedish provinces of Småland, Halland, and Skåne, as well as in areas of the Netherlands bordering Germany, prompting veterinary authorities in Germany to intensify controls. Norway had its first finding in February 2009, when cows at two farms in Vest-Agder in the south of Norway showed an immune response to bluetongue. Norway have since been declared free of the disease in 2011.",
"title": "Epidemiology"
},
{
"paragraph_id": 15,
"text": "Although the disease is not a threat to humans, the most vulnerable common domestic ruminants in the UK are cattle, goats, and especially, sheep.",
"title": "Epidemiology"
},
{
"paragraph_id": 16,
"text": "A puzzling aspect of BTV is its survival between midge seasons in temperate regions. Adults of Culicoides are killed by cold winter temperatures, and BTV infections typically do not last for more than 60 days, which is not long enough for BTV to survive until the next spring. It is believed that the virus somehow survives in overwintering midges or animals. Multiple mechanisms have been proposed. A few adult Culicoides midges infected with BTV may survive the mild winters of the temperate zone. Some midges may even move indoors to avoid the cold temperature of the winter. Additionally, BTV could cause a chronic or latent infection in some animals, providing another means for BTV to survive the winter. BTV can also be transmitted from mother to fetus. The outcome is abortion or stillbirth if fetal infection occurs early in gestation and survival if infection occurs late. However infection at an intermediate stage, before the fetal immune system is fully developed, may result in a chronic infection that lingers until the first months after birth of the lamb. Midges then spread the pathogen from the calves to other animals, starting a new season of infection.",
"title": "Epidemiology"
},
{
"paragraph_id": 17,
"text": "Prevention is effected via quarantine, inoculation with live modified virus vaccine, and control of the midge vector, including inspection of aircraft.",
"title": "Treatment and prevention"
},
{
"paragraph_id": 18,
"text": "Protection by live attenuated vaccines (LAVs) are serotype specific. Multiserotype LAV cocktails can induce neutralizing antibodies against unincluded serotypes, and subsequent vaccinations with three different pentavalent LAV cocktails induce broad protection. These pentavalent cocktails contain 15 different serotypes in total: serotypes 1 through 14, as well as 19.",
"title": "Treatment and prevention"
},
{
"paragraph_id": 19,
"text": "Immunization with any of the available vaccines, though, precludes later serological monitoring of affected cattle populations, a problem that could be resolved using next-generation subunit vaccines.",
"title": "Treatment and prevention"
},
{
"paragraph_id": 20,
"text": "In January 2015, Indian researchers launched a vaccine named Raksha Blu that is designed to protect livestock against five strains of the bluetongue virus prevalent in the country.",
"title": "Treatment and prevention"
},
{
"paragraph_id": 21,
"text": "Although bluetongue disease was already recognized in South Africa in the early 19th century, a comprehensive description of the disease was not published until the first decade of the 20th century. In 1906, Arnold Theiler showed that bluetongue was caused by a filterable agent. He also created the first bluetongue vaccine, which was developed from an attenuated BT V strain. For many decades, bluetongue was thought to be confined to Africa. The first confirmed outbreak outside of Africa occurred in Cyprus in 1943. Recently, a vessel owned by Khalifeh Livestock Trading and managed by Talia Shipping Line, both based in Lebanon, has been denied right to dock in Spain, as it has about 895 male calves suspected to be infected by bluetongue disease.",
"title": "History"
},
{
"paragraph_id": 22,
"text": "African horse sickness is related to bluetongue and is spread by the same midges (Culicoides species). It can kill the horses it infects and mortality may go as high as 90% of the infected horses during an epidemic.",
"title": "Related diseases"
},
{
"paragraph_id": 23,
"text": "Epizootic hemorrhagic disease virus is closely related and crossreacts with Bluetongue virus on many blood tests.",
"title": "Related diseases"
}
] | Bluetongue disease is a noncontagious, insect-borne, viral disease of ruminants, mainly sheep and less frequently cattle, yaks, goats, buffalo, deer, dromedaries, and antelope. It is caused by Bluetongue virus (BTV). The virus is transmitted by the midges Culicoides imicola, Culicoides variipennis, and other culicoids. | 2002-02-25T15:51:15Z | 2023-12-12T11:10:31Z | [
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3,869 | Bruce Perens | Bruce Perens (born around 1958) is an American computer programmer and advocate in the free software movement. He created The Open Source Definition and published the first formal announcement and manifesto of open source. He co-founded the Open Source Initiative (OSI) with Eric S. Raymond.
In 2005, Perens represented Open Source at the United Nations World Summit on the Information Society, at the invitation of the United Nations Development Programme. He has appeared before national legislatures and is often quoted in the press, advocating for open source and the reform of national and international technology policy.
Perens is also an amateur radio operator, with call sign K6BP. He promotes open radio communications standards and open-source hardware.
In 2016 Perens, along with Boalt Hall (Berkeley Law) professor Lothar Determann, co-authored "Open Cars" which appeared in the Berkeley Technology Law Journal.
In 2018 Perens founded the Open Research Institute (ORI), a non-profit research and development organization to address technologies involving Open Source, Open Hardware, Open Standards, Open Content, and Open Access to Research. In April 2022 he divorced himself from the organization and reported he was starting a new charity, HamOpen.org, to redirect his focus, and align with the ARRL organization for their liability insurance benefit. HamOpen has been most visible supporting the convention exhibitions of projects Perens supports, including M17 and FreeDV.
Perens is a partner at OSS Capital, and continues to operate two companies: Algoram is a start-up which is creating a software-defined radio transceiver. Legal Engineering is a legal-technical consultancy which specializes in resolving copyright infringement in relation to open source software.
Perens grew up in Long Island, New York. He was born with cerebral palsy, which caused him to have slurred speech as a child, a condition that led to a misdiagnosis of him as developmentally disabled in school and led the school to fail to teach him to read. He developed an interest in technology at an early age: besides his interest in amateur radio, he ran a pirate radio station in the town of Lido Beach and briefly engaged in phone phreaking.
Perens worked for seven years at the New York Institute of Technology Computer Graphics Lab. After that, he worked at Pixar for 12 years, from 1987 to 1999. He is credited as a studio tools engineer on the Pixar films A Bug's Life (1998) and Toy Story 2 (1999).
Perens founded No-Code International in 1998 with the goal of ending the Morse Code test then required for an amateur radio license. His rationale was that amateur radio should be a tool for young people to learn advanced technology and networking, rather than something that preserved antiquity and required new hams to master outmoded technology before they were allowed on the air.
Perens lobbied intensively on the Internet, at amateur radio events in the United States, and during visits to other nations. One of his visits was to Iceland, where he had half of that nation's radio amateurs in the room, and their vote in the International Amateur Radio Union was equivalent to that of the entire United States.
In 1997, Perens was carbon-copied on an email conversation between Donnie Barnes of Red Hat and Ean Schuessler, who was then working on Debian. Schuessler bemoaned that Red Hat had never stated its social contract with the developer community. Perens took this as inspiration to create a formal social contract for Debian. In a blog posting, Perens claims not to have made use of the Three Freedoms (later the Four Freedoms) published by the Free Software Foundation in composing his document. Perens proposed a draft of the Debian Social Contract to the Debian developers on the debian-private mailing list early in June 1997. Debian developers contributed discussion and changes for the rest of the month while Perens edited, and the completed document was then announced as Debian project policy. Part of the Debian Social Contract was the Debian Free Software Guidelines, a set of 10 guidelines for determining whether a set of software can be described as "free software", and thus whether it could be included in Debian.
On February 3, 1998, a group of people (not including Perens) met at VA Linux Systems to discuss the promotion of Free Software to business in pragmatic terms, rather than the moral terms preferred by Richard Stallman. Christine Petersen of the nanotechnology organization Foresight Institute, who was present because Foresight took an early interest in Free Software, suggested the term "Open Source". The next day, Eric S. Raymond recruited Perens to work with him on the formation of Open Source. Perens modified the Debian Free Software Guidelines into the Open Source Definition by removing Debian references and replacing them with "Open Source".
The original announcement of The Open Source Definition was made on February 9, 1998, on Slashdot and elsewhere; the definition was given in Linux Gazette on February 10, 1998.
Concurrently, Perens and Raymond established the Open Source Initiative, an organization intended to promote open source software.
Perens left OSI in 1999, a year after co-founding it. In February 1999 in an email to the Debian developers mailing list he explained his decision and stated that, though "most hackers know that Free Software and Open Source are just two words for the same thing", the success of "open source" as a marketing term had "de-emphasized the importance of the freedoms involved in Free Software"; he added, "It's time for us to fix that." He stated his regret that OSI co-founder Eric Raymond "seems to be losing his free software focus." But in the following 2000s he spoke about Open source again. Perens presently volunteers as the Open Source Initiative's representative to the European Technical Standards Institute ("ETSI"), and is a frequent participant in review of license texts submitted to OSI for certification as Open Source licenses.
In 1999, Perens left Pixar and became the president of Linux Capital Group, a business incubator and venture capital firm focusing on Linux-based businesses. Their major investment was in Progeny Linux Systems, a company headed by Debian founder Ian Murdock. In 2000, as a result of the economic downturn, Perens shut down Linux Capital Group. (Progeny Linux Systems would end operations in 2007.)
From December 2000 to September 2002, Perens served as "Senior Global Strategist for Linux and Open Source" at Hewlett-Packard, internally evangelizing for the use of Linux and other open-source software. He was fired as a result of his anti-Microsoft statements, which especially became an issue after HP acquired Compaq, a major manufacturer of Microsoft Windows-based PCs, in 2002.
In 2003 Perens created UserLinux, a Debian-based distribution whose stated goal was, "Provide businesses with freely available, high quality Linux operating systems accompanied by certifications, service, and support options designed to encourage productivity and security while reducing overall costs." UserLinux was eventually overtaken in popularity by Ubuntu, another Debian-based distribution, which was started in 2004, and UserLinux became unmaintained in 2006.
Perens was an employee of SourceLabs, a Seattle-based open source software and services company, from June 2005 until December 2007. He produced a video commercial, Impending Security Breach, for SourceLabs in 2007. (SourceLabs was acquired by EMC in 2009.)
Between 1981 and 1986, Perens was on the staff of the New York Institute of Technology Computer Graphics Lab as a Unix kernel programmer.
In 2002, Perens was a remote Senior Scientist for Open Source with the Cyber Security Policy Laboratory of George Washington University under the direction of Tony Stanco. Stanco was director of the laboratory for a year, while its regular director was on sabbatical.
Between 2006 and 2007, Perens was a visiting lecturer and researcher for the University of Agder under a three-year grant from the Competence Fund of Southern Norway. During this time he consulted the Norwegian Government and other entities on government policy issues related to computers and software. After this time Perens worked remotely on Agder programs, mainly concerning the European Internet Accessibility Observatory.
In 2007, some of Perens's government advisory roles included a meeting with the President of the Chamber of Deputies (the lower house of parliament) in Italy and testimony to the Culture Committee of the Chamber of Deputies; a keynote speech at the foundation of Norway's Open Source Center, following Norway's Minister of Governmental Reform (Perens is on the advisory board of the center); he provided input on the revision of the European Interoperability Framework; and he was keynote speaker at a European Commission conference on Digital Business Ecosystems at the Centre Borschette, Brussels, on November 7.
In 2009, Perens acted as an expert witness on open source in the Jacobsen v. Katzer U.S. Federal lawsuit. His report, which was made publicly available by Jacobsen, presented the culture and impact of open-source software development to the federal courts.
Perens delivered one of the keynote addresses at the 2012 linux.conf.au conference in Ballarat, Australia. He discussed the need for open source software to market itself better to non-technical users. He also discussed some of the latest developments in open-source hardware, such as Papilio and Bus Pirate.
In 2013, Perens spoke in South America, as the closing keynote at Latinoware 2013. He was the keynote of CISL – Conferencia Internacional de Software Libre, in Buenos Aires, Argentina, and keynoted a special event along with the Minister of software and innovation of Chubut Province, in Puerto Madrin, Patagonia, Argentina. He keynoted the Festival de Software Libre 2013, in Puerto Vallarta, Mexico.
In 2014–2015, Perens took a break from Open Source conferences, having spoken at them often since 1996. In 2016, he returned to the conference circuit, keynoting the Open Source Insight conference in Seoul, sponsored by the Copyright Commission of South Korea. Perens web site presently advertises his availability to keynote conferences as long as travel and lodging expenses are compensated.
In 2020, Perens delivered the talk, "What Comes After Open Source?" for DebConf 2020. He discussed the future of open source licensing and the need to develop alternative licensing structures so that open source developers could get paid for their work.
Perens poses "Open Source" as a means of marketing the free and open-source software idea to business people and mainstream who might be more interested in the practical benefits of an open source development model and ecosystem than abstract ethics. He states that open source and free software are only two ways of talking about the same phenomenon, a point of view not shared by Stallman and his free software movement. Perens postulated in 2004 an economic theory for business use of Open Source in his paper The Emerging Economic Paradigm of Open Source and his speech Innovation Goes Public. This differs from Raymond's theory in The Cathedral and the Bazaar, which having been written before there was much business involvement in open source, explains open source as a consequence of programmer motivation and leisure.
In February 2008, for the 10th anniversary of the phrase "open source", Perens published a message to the community called "State of Open Source Message: A New Decade For Open Source". Around the same time the ezine RegDeveloper published an interview with Perens where he spoke of the successes of open source, but also warned of dangers, including a proliferation of OSI-approved licenses which had not undergone legal scrutiny. He advocated the use of the GPLv3 license, especially noting Linus Torvalds' refusal to switch away from GPLv2 for the Linux kernel.
Bruce Perens supported Bernie Sanders for President and he claims that his experience with the open source movement influenced that decision. On July 13, 2016, following Sanders's endorsement of Hillary Clinton for president, Perens endorsed Clinton.
In January 2013, Perens advocated for abolishment of the Second Amendment to the U.S. constitution, stating that he does "not believe in private ownership of firearms" and that he would "take away guns currently held by individuals, without compensation for their value." He reiterated this view in a June 2014 interview in Slashdot, and in November 2017 on his Twitter account.
Perens is an avid amateur radio enthusiast (call sign K6BP) and maintained technocrat.net, which he closed in late 2008, because its revenues did not cover its costs.
Perens is featured in the 2001 documentary film Revolution OS and the 2006 BBC television documentary The Code-Breakers.
From 2002 to 2006, Prentice Hall PTR published the Bruce Perens' Open Source Series, a set of 24 books covering various open source software tools, for which Perens served as the series editor. It was the first book series to be published under an open license.
Perens lives in Berkeley, California with his wife, Valerie, and son, Stanley, born in 2000. | [
{
"paragraph_id": 0,
"text": "Bruce Perens (born around 1958) is an American computer programmer and advocate in the free software movement. He created The Open Source Definition and published the first formal announcement and manifesto of open source. He co-founded the Open Source Initiative (OSI) with Eric S. Raymond.",
"title": ""
},
{
"paragraph_id": 1,
"text": "In 2005, Perens represented Open Source at the United Nations World Summit on the Information Society, at the invitation of the United Nations Development Programme. He has appeared before national legislatures and is often quoted in the press, advocating for open source and the reform of national and international technology policy.",
"title": ""
},
{
"paragraph_id": 2,
"text": "Perens is also an amateur radio operator, with call sign K6BP. He promotes open radio communications standards and open-source hardware.",
"title": ""
},
{
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"text": "In 2016 Perens, along with Boalt Hall (Berkeley Law) professor Lothar Determann, co-authored \"Open Cars\" which appeared in the Berkeley Technology Law Journal.",
"title": ""
},
{
"paragraph_id": 4,
"text": "In 2018 Perens founded the Open Research Institute (ORI), a non-profit research and development organization to address technologies involving Open Source, Open Hardware, Open Standards, Open Content, and Open Access to Research. In April 2022 he divorced himself from the organization and reported he was starting a new charity, HamOpen.org, to redirect his focus, and align with the ARRL organization for their liability insurance benefit. HamOpen has been most visible supporting the convention exhibitions of projects Perens supports, including M17 and FreeDV.",
"title": ""
},
{
"paragraph_id": 5,
"text": "Perens is a partner at OSS Capital, and continues to operate two companies: Algoram is a start-up which is creating a software-defined radio transceiver. Legal Engineering is a legal-technical consultancy which specializes in resolving copyright infringement in relation to open source software.",
"title": "Companies"
},
{
"paragraph_id": 6,
"text": "Perens grew up in Long Island, New York. He was born with cerebral palsy, which caused him to have slurred speech as a child, a condition that led to a misdiagnosis of him as developmentally disabled in school and led the school to fail to teach him to read. He developed an interest in technology at an early age: besides his interest in amateur radio, he ran a pirate radio station in the town of Lido Beach and briefly engaged in phone phreaking.",
"title": "Early life"
},
{
"paragraph_id": 7,
"text": "Perens worked for seven years at the New York Institute of Technology Computer Graphics Lab. After that, he worked at Pixar for 12 years, from 1987 to 1999. He is credited as a studio tools engineer on the Pixar films A Bug's Life (1998) and Toy Story 2 (1999).",
"title": "Career"
},
{
"paragraph_id": 8,
"text": "Perens founded No-Code International in 1998 with the goal of ending the Morse Code test then required for an amateur radio license. His rationale was that amateur radio should be a tool for young people to learn advanced technology and networking, rather than something that preserved antiquity and required new hams to master outmoded technology before they were allowed on the air.",
"title": "Career"
},
{
"paragraph_id": 9,
"text": "Perens lobbied intensively on the Internet, at amateur radio events in the United States, and during visits to other nations. One of his visits was to Iceland, where he had half of that nation's radio amateurs in the room, and their vote in the International Amateur Radio Union was equivalent to that of the entire United States.",
"title": "Career"
},
{
"paragraph_id": 10,
"text": "In 1997, Perens was carbon-copied on an email conversation between Donnie Barnes of Red Hat and Ean Schuessler, who was then working on Debian. Schuessler bemoaned that Red Hat had never stated its social contract with the developer community. Perens took this as inspiration to create a formal social contract for Debian. In a blog posting, Perens claims not to have made use of the Three Freedoms (later the Four Freedoms) published by the Free Software Foundation in composing his document. Perens proposed a draft of the Debian Social Contract to the Debian developers on the debian-private mailing list early in June 1997. Debian developers contributed discussion and changes for the rest of the month while Perens edited, and the completed document was then announced as Debian project policy. Part of the Debian Social Contract was the Debian Free Software Guidelines, a set of 10 guidelines for determining whether a set of software can be described as \"free software\", and thus whether it could be included in Debian.",
"title": "Career"
},
{
"paragraph_id": 11,
"text": "On February 3, 1998, a group of people (not including Perens) met at VA Linux Systems to discuss the promotion of Free Software to business in pragmatic terms, rather than the moral terms preferred by Richard Stallman. Christine Petersen of the nanotechnology organization Foresight Institute, who was present because Foresight took an early interest in Free Software, suggested the term \"Open Source\". The next day, Eric S. Raymond recruited Perens to work with him on the formation of Open Source. Perens modified the Debian Free Software Guidelines into the Open Source Definition by removing Debian references and replacing them with \"Open Source\".",
"title": "Career"
},
{
"paragraph_id": 12,
"text": "The original announcement of The Open Source Definition was made on February 9, 1998, on Slashdot and elsewhere; the definition was given in Linux Gazette on February 10, 1998.",
"title": "Career"
},
{
"paragraph_id": 13,
"text": "Concurrently, Perens and Raymond established the Open Source Initiative, an organization intended to promote open source software.",
"title": "Career"
},
{
"paragraph_id": 14,
"text": "Perens left OSI in 1999, a year after co-founding it. In February 1999 in an email to the Debian developers mailing list he explained his decision and stated that, though \"most hackers know that Free Software and Open Source are just two words for the same thing\", the success of \"open source\" as a marketing term had \"de-emphasized the importance of the freedoms involved in Free Software\"; he added, \"It's time for us to fix that.\" He stated his regret that OSI co-founder Eric Raymond \"seems to be losing his free software focus.\" But in the following 2000s he spoke about Open source again. Perens presently volunteers as the Open Source Initiative's representative to the European Technical Standards Institute (\"ETSI\"), and is a frequent participant in review of license texts submitted to OSI for certification as Open Source licenses.",
"title": "Career"
},
{
"paragraph_id": 15,
"text": "In 1999, Perens left Pixar and became the president of Linux Capital Group, a business incubator and venture capital firm focusing on Linux-based businesses. Their major investment was in Progeny Linux Systems, a company headed by Debian founder Ian Murdock. In 2000, as a result of the economic downturn, Perens shut down Linux Capital Group. (Progeny Linux Systems would end operations in 2007.)",
"title": "Career"
},
{
"paragraph_id": 16,
"text": "From December 2000 to September 2002, Perens served as \"Senior Global Strategist for Linux and Open Source\" at Hewlett-Packard, internally evangelizing for the use of Linux and other open-source software. He was fired as a result of his anti-Microsoft statements, which especially became an issue after HP acquired Compaq, a major manufacturer of Microsoft Windows-based PCs, in 2002.",
"title": "Career"
},
{
"paragraph_id": 17,
"text": "In 2003 Perens created UserLinux, a Debian-based distribution whose stated goal was, \"Provide businesses with freely available, high quality Linux operating systems accompanied by certifications, service, and support options designed to encourage productivity and security while reducing overall costs.\" UserLinux was eventually overtaken in popularity by Ubuntu, another Debian-based distribution, which was started in 2004, and UserLinux became unmaintained in 2006.",
"title": "Career"
},
{
"paragraph_id": 18,
"text": "Perens was an employee of SourceLabs, a Seattle-based open source software and services company, from June 2005 until December 2007. He produced a video commercial, Impending Security Breach, for SourceLabs in 2007. (SourceLabs was acquired by EMC in 2009.)",
"title": "Career"
},
{
"paragraph_id": 19,
"text": "Between 1981 and 1986, Perens was on the staff of the New York Institute of Technology Computer Graphics Lab as a Unix kernel programmer.",
"title": "Career"
},
{
"paragraph_id": 20,
"text": "In 2002, Perens was a remote Senior Scientist for Open Source with the Cyber Security Policy Laboratory of George Washington University under the direction of Tony Stanco. Stanco was director of the laboratory for a year, while its regular director was on sabbatical.",
"title": "Career"
},
{
"paragraph_id": 21,
"text": "Between 2006 and 2007, Perens was a visiting lecturer and researcher for the University of Agder under a three-year grant from the Competence Fund of Southern Norway. During this time he consulted the Norwegian Government and other entities on government policy issues related to computers and software. After this time Perens worked remotely on Agder programs, mainly concerning the European Internet Accessibility Observatory.",
"title": "Career"
},
{
"paragraph_id": 22,
"text": "In 2007, some of Perens's government advisory roles included a meeting with the President of the Chamber of Deputies (the lower house of parliament) in Italy and testimony to the Culture Committee of the Chamber of Deputies; a keynote speech at the foundation of Norway's Open Source Center, following Norway's Minister of Governmental Reform (Perens is on the advisory board of the center); he provided input on the revision of the European Interoperability Framework; and he was keynote speaker at a European Commission conference on Digital Business Ecosystems at the Centre Borschette, Brussels, on November 7.",
"title": "Career"
},
{
"paragraph_id": 23,
"text": "In 2009, Perens acted as an expert witness on open source in the Jacobsen v. Katzer U.S. Federal lawsuit. His report, which was made publicly available by Jacobsen, presented the culture and impact of open-source software development to the federal courts.",
"title": "Career"
},
{
"paragraph_id": 24,
"text": "Perens delivered one of the keynote addresses at the 2012 linux.conf.au conference in Ballarat, Australia. He discussed the need for open source software to market itself better to non-technical users. He also discussed some of the latest developments in open-source hardware, such as Papilio and Bus Pirate.",
"title": "Career"
},
{
"paragraph_id": 25,
"text": "In 2013, Perens spoke in South America, as the closing keynote at Latinoware 2013. He was the keynote of CISL – Conferencia Internacional de Software Libre, in Buenos Aires, Argentina, and keynoted a special event along with the Minister of software and innovation of Chubut Province, in Puerto Madrin, Patagonia, Argentina. He keynoted the Festival de Software Libre 2013, in Puerto Vallarta, Mexico.",
"title": "Career"
},
{
"paragraph_id": 26,
"text": "In 2014–2015, Perens took a break from Open Source conferences, having spoken at them often since 1996. In 2016, he returned to the conference circuit, keynoting the Open Source Insight conference in Seoul, sponsored by the Copyright Commission of South Korea. Perens web site presently advertises his availability to keynote conferences as long as travel and lodging expenses are compensated.",
"title": "Career"
},
{
"paragraph_id": 27,
"text": "In 2020, Perens delivered the talk, \"What Comes After Open Source?\" for DebConf 2020. He discussed the future of open source licensing and the need to develop alternative licensing structures so that open source developers could get paid for their work.",
"title": "Career"
},
{
"paragraph_id": 28,
"text": "Perens poses \"Open Source\" as a means of marketing the free and open-source software idea to business people and mainstream who might be more interested in the practical benefits of an open source development model and ecosystem than abstract ethics. He states that open source and free software are only two ways of talking about the same phenomenon, a point of view not shared by Stallman and his free software movement. Perens postulated in 2004 an economic theory for business use of Open Source in his paper The Emerging Economic Paradigm of Open Source and his speech Innovation Goes Public. This differs from Raymond's theory in The Cathedral and the Bazaar, which having been written before there was much business involvement in open source, explains open source as a consequence of programmer motivation and leisure.",
"title": "Views"
},
{
"paragraph_id": 29,
"text": "In February 2008, for the 10th anniversary of the phrase \"open source\", Perens published a message to the community called \"State of Open Source Message: A New Decade For Open Source\". Around the same time the ezine RegDeveloper published an interview with Perens where he spoke of the successes of open source, but also warned of dangers, including a proliferation of OSI-approved licenses which had not undergone legal scrutiny. He advocated the use of the GPLv3 license, especially noting Linus Torvalds' refusal to switch away from GPLv2 for the Linux kernel.",
"title": "Views"
},
{
"paragraph_id": 30,
"text": "Bruce Perens supported Bernie Sanders for President and he claims that his experience with the open source movement influenced that decision. On July 13, 2016, following Sanders's endorsement of Hillary Clinton for president, Perens endorsed Clinton.",
"title": "Views"
},
{
"paragraph_id": 31,
"text": "In January 2013, Perens advocated for abolishment of the Second Amendment to the U.S. constitution, stating that he does \"not believe in private ownership of firearms\" and that he would \"take away guns currently held by individuals, without compensation for their value.\" He reiterated this view in a June 2014 interview in Slashdot, and in November 2017 on his Twitter account.",
"title": "Views"
},
{
"paragraph_id": 32,
"text": "Perens is an avid amateur radio enthusiast (call sign K6BP) and maintained technocrat.net, which he closed in late 2008, because its revenues did not cover its costs.",
"title": "Amateur radio and other activities"
},
{
"paragraph_id": 33,
"text": "Perens is featured in the 2001 documentary film Revolution OS and the 2006 BBC television documentary The Code-Breakers.",
"title": "Media appearances"
},
{
"paragraph_id": 34,
"text": "From 2002 to 2006, Prentice Hall PTR published the Bruce Perens' Open Source Series, a set of 24 books covering various open source software tools, for which Perens served as the series editor. It was the first book series to be published under an open license.",
"title": "Media appearances"
},
{
"paragraph_id": 35,
"text": "Perens lives in Berkeley, California with his wife, Valerie, and son, Stanley, born in 2000.",
"title": "Personal life"
}
] | Bruce Perens is an American computer programmer and advocate in the free software movement. He created The Open Source Definition and published the first formal announcement and manifesto of open source. He co-founded the Open Source Initiative (OSI) with Eric S. Raymond. In 2005, Perens represented Open Source at the United Nations World Summit on the Information Society, at the invitation of the United Nations Development Programme. He has appeared before national legislatures and is often quoted in the press, advocating for open source and the reform of national and international technology policy. Perens is also an amateur radio operator, with call sign K6BP. He promotes open radio communications standards and open-source hardware. In 2016 Perens, along with Boalt Hall professor Lothar Determann, co-authored "Open Cars" which appeared in the Berkeley Technology Law Journal. In 2018 Perens founded the Open Research Institute (ORI), a non-profit research and development organization to address technologies involving Open Source, Open Hardware, Open Standards, Open Content, and Open Access to Research. In April 2022 he divorced himself from the organization and reported he was starting a new charity, HamOpen.org, to redirect his focus, and align with the ARRL organization for their liability insurance benefit. HamOpen has been most visible supporting the convention exhibitions of projects Perens supports, including M17 and FreeDV. | 2001-06-25T00:04:57Z | 2023-12-08T21:03:58Z | [
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3,870 | Bundle theory | Bundle theory, originated by the 18th century Scottish philosopher David Hume, is the ontological theory about objecthood in which an object consists only of a collection (bundle) of properties, relations or tropes.
According to bundle theory, an object consists of its properties and nothing more; thus, there cannot be an object without properties and one cannot conceive of such an object. For example, when we think of an apple, we think of its properties: redness, roundness, being a type of fruit, etc. There is nothing above and beyond these properties; the apple is nothing more than the collection of its properties. In particular, there is no substance in which the properties are inherent.
The difficulty in conceiving and or describing an object without also conceiving and or describing its properties is a common justification for bundle theory, especially among current philosophers in the Anglo-American tradition.
The inability to comprehend any aspect of the thing other than its properties implies, this argument maintains, that one cannot conceive of a bare particular (a substance without properties), an implication that directly opposes substance theory. The conceptual difficulty of bare particulars was illustrated by John Locke when he described a substance by itself, apart from its properties, as "something, I know not what. [...] The idea then we have, to which we give the general name substance, being nothing but the supposed, but unknown, support of those qualities we find existing, which we imagine cannot subsist sine re substante, without something to support them, we call that support substantia; which, according to the true import of the word, is, in plain English, standing under or upholding."
Whether a relation of an object is one of its properties may complicate such an argument. However, the argument concludes that the conceptual challenge of bare particulars leaves a bundle of properties and nothing more as the only possible conception of an object, thus justifying bundle theory.
Bundle theory maintains that properties are bundled together in a collection without describing how they are tied together. For example, bundle theory regards an apple as red, four inches (100 mm) wide, and juicy but lacking an underlying substance. The apple is said to be a bundle of properties including redness, being four inches (100 mm) wide, and juiciness. D. Hume used the term "bundle" in this sense, also referring to the personal identity, in his main work: "I may venture to affirm of the rest of mankind, that they are nothing but a bundle or collection of different perceptions, which succeed each other with inconceivable rapidity, and are in a perpetual flux and movement".
Critics question how bundle theory accounts for the properties' compresence (the togetherness relation between those properties) without an underlying substance. Critics also question how any two given properties are determined to be properties of the same object if there is no substance in which they both inhere.
Traditional bundle theory explains the compresence of properties by defining an object as a collection of properties bound together. Thus, different combinations of properties and relations produce different objects. Redness and juiciness, for example, may be found together on top of the table because they are part of a bundle of properties located on the table, one of which is the "looks like an apple" property.
By contrast, substance theory explains the compresence of properties by asserting that the properties are found together because it is the substance that has those properties. In substance theory, a substance is the thing in which properties inhere. For example, redness and juiciness are found on top of the table because redness and juiciness inhere in an apple, making the apple red and juicy.
The bundle theory of substance explains compresence. Specifically, it maintains that properties' compresence itself engenders a substance. Thus, it determines substancehood empirically by the togetherness of properties rather than by a bare particular or by any other non-empirical underlying strata. The bundle theory of substance thus rejects the substance theories of Aristotle, Descartes, Leibniz, and more recently, J. P. Moreland, Jia Hou, Joseph Bridgman, Quentin Smith, and others.
The Indian Madhyamaka philosopher, Chandrakirti, used the aggregate nature of objects to demonstrate the lack of essence in what is known as the sevenfold reasoning. In his work, Guide to the Middle Way (Sanskrit: Madhyamakāvatāra), he says:
[The self] is like a cart, which is not other than its parts, not non-other, and does not possess them. It is not within its parts, and its parts are not within it. It is not the mere collection, and it is not the shape.
He goes on to explain what is meant by each of these seven assertions, but briefly in a subsequent commentary he explains that the conventions of the world do not exist essentially when closely analyzed, but exist only through being taken for granted, without being subject to scrutiny that searches for an essence within them.
Another view of the Buddhist theory of the self, especially in early Buddhism, is that the Buddhist theory is essentially an eliminativist theory. According to this understanding, the self can not be reduced to a bundle because there is nothing that answers to the concept of a self. Consequently, the idea of a self must be eliminated. | [
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"text": "According to bundle theory, an object consists of its properties and nothing more; thus, there cannot be an object without properties and one cannot conceive of such an object. For example, when we think of an apple, we think of its properties: redness, roundness, being a type of fruit, etc. There is nothing above and beyond these properties; the apple is nothing more than the collection of its properties. In particular, there is no substance in which the properties are inherent.",
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"text": "The difficulty in conceiving and or describing an object without also conceiving and or describing its properties is a common justification for bundle theory, especially among current philosophers in the Anglo-American tradition.",
"title": "Arguments in favor"
},
{
"paragraph_id": 3,
"text": "The inability to comprehend any aspect of the thing other than its properties implies, this argument maintains, that one cannot conceive of a bare particular (a substance without properties), an implication that directly opposes substance theory. The conceptual difficulty of bare particulars was illustrated by John Locke when he described a substance by itself, apart from its properties, as \"something, I know not what. [...] The idea then we have, to which we give the general name substance, being nothing but the supposed, but unknown, support of those qualities we find existing, which we imagine cannot subsist sine re substante, without something to support them, we call that support substantia; which, according to the true import of the word, is, in plain English, standing under or upholding.\"",
"title": "Arguments in favor"
},
{
"paragraph_id": 4,
"text": "Whether a relation of an object is one of its properties may complicate such an argument. However, the argument concludes that the conceptual challenge of bare particulars leaves a bundle of properties and nothing more as the only possible conception of an object, thus justifying bundle theory.",
"title": "Arguments in favor"
},
{
"paragraph_id": 5,
"text": "Bundle theory maintains that properties are bundled together in a collection without describing how they are tied together. For example, bundle theory regards an apple as red, four inches (100 mm) wide, and juicy but lacking an underlying substance. The apple is said to be a bundle of properties including redness, being four inches (100 mm) wide, and juiciness. D. Hume used the term \"bundle\" in this sense, also referring to the personal identity, in his main work: \"I may venture to affirm of the rest of mankind, that they are nothing but a bundle or collection of different perceptions, which succeed each other with inconceivable rapidity, and are in a perpetual flux and movement\".",
"title": "Objections"
},
{
"paragraph_id": 6,
"text": "Critics question how bundle theory accounts for the properties' compresence (the togetherness relation between those properties) without an underlying substance. Critics also question how any two given properties are determined to be properties of the same object if there is no substance in which they both inhere.",
"title": "Objections"
},
{
"paragraph_id": 7,
"text": "Traditional bundle theory explains the compresence of properties by defining an object as a collection of properties bound together. Thus, different combinations of properties and relations produce different objects. Redness and juiciness, for example, may be found together on top of the table because they are part of a bundle of properties located on the table, one of which is the \"looks like an apple\" property.",
"title": "Objections"
},
{
"paragraph_id": 8,
"text": "By contrast, substance theory explains the compresence of properties by asserting that the properties are found together because it is the substance that has those properties. In substance theory, a substance is the thing in which properties inhere. For example, redness and juiciness are found on top of the table because redness and juiciness inhere in an apple, making the apple red and juicy.",
"title": "Objections"
},
{
"paragraph_id": 9,
"text": "The bundle theory of substance explains compresence. Specifically, it maintains that properties' compresence itself engenders a substance. Thus, it determines substancehood empirically by the togetherness of properties rather than by a bare particular or by any other non-empirical underlying strata. The bundle theory of substance thus rejects the substance theories of Aristotle, Descartes, Leibniz, and more recently, J. P. Moreland, Jia Hou, Joseph Bridgman, Quentin Smith, and others.",
"title": "Objections"
},
{
"paragraph_id": 10,
"text": "The Indian Madhyamaka philosopher, Chandrakirti, used the aggregate nature of objects to demonstrate the lack of essence in what is known as the sevenfold reasoning. In his work, Guide to the Middle Way (Sanskrit: Madhyamakāvatāra), he says:",
"title": "Buddhism"
},
{
"paragraph_id": 11,
"text": "[The self] is like a cart, which is not other than its parts, not non-other, and does not possess them. It is not within its parts, and its parts are not within it. It is not the mere collection, and it is not the shape.",
"title": "Buddhism"
},
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"paragraph_id": 12,
"text": "He goes on to explain what is meant by each of these seven assertions, but briefly in a subsequent commentary he explains that the conventions of the world do not exist essentially when closely analyzed, but exist only through being taken for granted, without being subject to scrutiny that searches for an essence within them.",
"title": "Buddhism"
},
{
"paragraph_id": 13,
"text": "Another view of the Buddhist theory of the self, especially in early Buddhism, is that the Buddhist theory is essentially an eliminativist theory. According to this understanding, the self can not be reduced to a bundle because there is nothing that answers to the concept of a self. Consequently, the idea of a self must be eliminated.",
"title": "Buddhism"
}
] | Bundle theory, originated by the 18th century Scottish philosopher David Hume, is the ontological theory about objecthood in which an object consists only of a collection (bundle) of properties, relations or tropes. According to bundle theory, an object consists of its properties and nothing more; thus, there cannot be an object without properties and one cannot conceive of such an object. For example, when we think of an apple, we think of its properties: redness, roundness, being a type of fruit, etc. There is nothing above and beyond these properties; the apple is nothing more than the collection of its properties. In particular, there is no substance in which the properties are inherent. | 2002-02-25T15:51:15Z | 2023-11-21T23:19:09Z | [
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3,873 | Bernard Montgomery | Field Marshal Bernard Law Montgomery, 1st Viscount Montgomery of Alamein, KG, GCB, DSO, PC, DL (/məntˈɡʌməri ... ˈæləmeɪn/; 17 November 1887 – 24 March 1976), nicknamed "Monty", was a senior British Army officer who served in the First World War, the Irish War of Independence and the Second World War.
Montgomery first saw action in the First World War as a junior officer of the Royal Warwickshire Regiment. At Méteren, near the Belgian border at Bailleul, he was shot through the right lung by a sniper, during the First Battle of Ypres. On returning to the Western Front as a general staff officer, he took part in the Battle of Arras in April–May 1917. He also took part in the Battle of Passchendaele in late 1917 before finishing the war as chief of staff of the 47th (2nd London) Division.
In the inter-war years he commanded the 17th (Service) Battalion, Royal Fusiliers and, later, the 1st Battalion, Royal Warwickshire Regiment before becoming commander of the 9th Infantry Brigade and then general officer commanding (GOC), 8th Infantry Division.
During the Western Desert campaign of the Second World War, Montgomery commanded the British Eighth Army from August 1942, through the Second Battle of El Alamein and on to the final Allied victory in Tunisia in May 1943. He subsequently commanded the British Eighth Army during the Allied invasion of Sicily and the Allied invasion of Italy and was in command of all Allied ground forces during the Battle of Normandy (Operation Overlord), from D-Day on 6 June 1944 until 1 September 1944. He then continued in command of the 21st Army Group for the rest of the North West Europe campaign, including the failed attempt to cross the Rhine during Operation Market Garden.
When German armoured forces broke through the US lines in Belgium during the Battle of the Bulge, Montgomery received command of the northern shoulder of the Bulge. This included temporary command of the US First Army and the US Ninth Army, which held up the German advance to the north of the Bulge while the US Third Army under Lieutenant General George Patton relieved Bastogne from the south.
Montgomery's 21st Army Group, including the US Ninth Army and the First Allied Airborne Army, crossed the Rhine in Operation Plunder in March 1945, two weeks after the US First Army had crossed the Rhine in the Battle of Remagen. By the end of the war, troops under Montgomery's command had taken part in the encirclement of the Ruhr Pocket, liberated the Netherlands, and captured much of north-west Germany. On 4 May 1945, Montgomery accepted the surrender of the German forces in north-western Europe at Lüneburg Heath, south of Hamburg, after the surrender of Berlin to the USSR on 2 May.
After the war he became Commander-in-Chief of the British Army of the Rhine (BAOR) in Germany and then Chief of the Imperial General Staff (1946–1948). From 1948 to 1951, he served as Chairman of the Commanders-in-Chief Committee of the Western Union. He then served as NATO's Deputy Supreme Allied Commander Europe until his retirement in 1958.
Montgomery was born in Kennington, Surrey, in 1887, the fourth child of nine, to a Church of Ireland minister, Henry Montgomery, and his wife, Maud (née Farrar). The Montgomerys, an 'Ascendancy' gentry family, were the County Donegal branch of the Clan Montgomery. The Rev. Henry Montgomery, at that time Vicar of St Mark's Church, Kennington, was the second son of Sir Robert Montgomery, a native of Inishowen in County Donegal in the north-west of Ulster, the noted colonial administrator in British India; Sir Robert died a month after his grandson's birth. He was probably a descendant of Colonel Alexander Montgomery (1686–1729). Bernard's mother, Maud, was the daughter of Frederic William Canon Farrar, the famous preacher, and was eighteen years younger than her husband.
After the death of Sir Robert Montgomery, Henry inherited the Montgomery ancestral estate of New Park in Moville, a small town in Inishowen in the north of County Donegal in Ulster, the northern province in Ireland. There was still £13,000 to pay on a mortgage, a large debt in the 1880s (equivalent to £1,537,946 in 2021) and Henry was at the time still only an Anglican vicar. Despite selling off all the farms that were in the townland of Ballynally, on the north-western shores of Lough Foyle, "there was barely enough to keep up New Park and pay for the blasted summer holiday" (i.e., at New Park).
It was a financial relief of some magnitude when, in 1889, Henry was made Bishop of Tasmania, then still a British colony, and Bernard spent his formative years there. Bishop Montgomery considered it his duty to spend as much time as possible in the rural areas of Tasmania and was away for up to six months at a time. While he was away, his wife, still in her mid-twenties, gave her children "constant" beatings, then ignored them most of the time as she performed the public duties of the bishop's wife. Of Bernard's siblings, Sibyl died prematurely in Tasmania, and Harold, Donald and Una all emigrated. Maud Montgomery took little active interest in the education of her young children other than to have them taught by tutors brought from Britain, although he briefly attended the then coeducational St Michael's Collegiate School. The loveless environment made Bernard something of a bully, as he himself recalled, "I was a dreadful little boy. I don't suppose anybody would put up with my sort of behaviour these days." Later in life Montgomery refused to allow his son David to have anything to do with his grandmother, and refused to attend her funeral in 1949.
The family returned to England once for a Lambeth Conference in 1897, and Bernard and his brother Harold were educated at The King's School, Canterbury. In 1901, Bishop Montgomery became secretary of the Society for the Propagation of the Gospel, and the family returned to London. Montgomery attended St Paul's School and then the Royal Military College, Sandhurst, from which he was almost expelled for rowdiness and violence. On graduation in September 1908 he was commissioned into the 1st Battalion the Royal Warwickshire Regiment as a second lieutenant, and first saw overseas service later that year in India. He was promoted to lieutenant in 1910, and in 1912 became adjutant of the 1st Battalion of his regiment at Shorncliffe Army Camp.
The Great War began in August 1914 and Montgomery moved to France with his battalion that month, which was at the time part of the 10th Brigade of the 4th Division. He saw action at the Battle of Le Cateau that month and during the retreat from Mons. At Méteren, near the Belgian border at Bailleul on 13 October 1914, during an Allied counter-offensive, he was shot through the right lung by a sniper. Lying in the open, he remained still and pretended to be dead, in the hope that he would not receive any more enemy attention. One of his men did attempt to rescue him but was shot dead by a hidden enemy sniper and collapsed over Montgomery. The sniper continued to fire and Montgomery was hit once more, in the knee, but the dead soldier, in Montgomery's words, "received many bullets meant for me." Assuming them to both be dead, the officers and men of Montgomery's battalion chose to leave them where they were until darkness arrived and stretcher bearers managed to recover the two bodies, with Montgomery by this time barely clinging on to life. The doctors at the Advanced Dressing Station, too, had no hope for him and ordered a grave to be dug. Miraculously, however, Montgomery was still alive and, after being placed in an ambulance and then being sent to a hospital, was treated and eventually evacuated to England, where he would remain for well over a year. He was appointed a Companion of the Distinguished Service Order, for his gallant leadership during this period: the citation for this award, published in The London Gazette in December 1914 reads:
Conspicuous gallant leading on 13th October, when he turned the enemy out of their trenches with the bayonet. He was severely wounded.
After recovering in early 1915, he was appointed brigade major, first of the 112th Brigade, and then with 104th Brigade training in Lancashire. He returned to the Western Front in early 1916 as a general staff officer in the 33rd Division and took part in the Battle of Arras in April–May 1917. He became a general staff officer with IX Corps, part of General Sir Herbert Plumer's Second Army, in July 1917.
Montgomery served at the Battle of Passchendaele in late 1917 before finishing the war as GSO1 (effectively chief of staff) of the 47th (2nd London) Division, with the temporary rank of lieutenant-colonel. A photograph from October 1918, reproduced in many biographies, shows the then unknown Lieutenant-Colonel Montgomery standing in front of Winston Churchill (then the Minister of Munitions) at the parade following the liberation of Lille.
Montgomery was profoundly influenced by his experiences during the war, in particular by the leadership, or rather the lack of it, being displayed by the senior commanders. He later wrote:
There was little contact between the generals and the soldiers. I went through the whole war on the Western Front, except during the period I was in England after being wounded; I never once saw the British Commander-in-Chief, neither French nor Haig, and only twice did I see an Army Commander.
The higher staffs were out of touch with the regimental officers and with the troops. The former lived in comfort, which became greater as the distance of their headquarters behind the lines increased. There was no harm in this provided there was touch and sympathy between the staff and the troops. This was often lacking. At most large headquarters in back areas the doctrine seemed to me to be that the troops existed for the benefit of the staff. My war experience led me to believe that the staff must be the servant of the troops, and that a good staff officer must serve his commander and the troops but himself be anonymous.
The frightful casualties appalled me. The so-called "good fighting generals" of the war appeared to me to be those who had a complete disregard for human life. There were of course exceptions and I suppose one such was Plumer; I had only once seen him and had never spoken to him.
After the First World War, Montgomery commanded the 17th (Service) Battalion of the Royal Fusiliers, a battalion in the British Army of the Rhine, before reverting to his substantive rank of captain (brevet major) in November 1919. He had not at first been selected for the Staff College in Camberley, Surrey (his only hope of ever achieving high command). But at a tennis party in Cologne, he was able to persuade the Commander-in-chief (C-in-C) of the British Army of Occupation, Field Marshal Sir William Robertson, to add his name to the list.
After graduating from the Staff College, he was appointed brigade major in the 17th Infantry Brigade in January 1921. The brigade was stationed in County Cork, Ireland, carrying out counter-guerilla operations during the final stages of the Irish War of Independence.
Montgomery came to the conclusion that the conflict could not be won without harsh measures, and that self-government for Ireland was the only feasible solution; in 1923, after the establishment of the Irish Free State and during the Irish Civil War, Montgomery wrote to Colonel Arthur Ernest Percival of the Essex Regiment:
Personally, my whole attention was given to defeating the rebels but it never bothered me a bit how many houses were burnt. I think I regarded all civilians as 'Shinners' and I never had any dealings with any of them. My own view is that to win a war of this sort, you must be ruthless. Oliver Cromwell, or the Germans, would have settled it in a very short time. Nowadays public opinion precludes such methods, the nation would never allow it, and the politicians would lose their jobs if they sanctioned it. That being so, I consider that Lloyd George was right in what he did, if we had gone on we could probably have squashed the rebellion as a temporary measure, but it would have broken out again like an ulcer the moment we removed the troops. I think the rebels would probably [have] refused battles, and hidden their arms etc. until we had gone.
In one noteworthy incident on 2 May 1922, Montgomery led a force of 60 soldiers and 4 armoured cars to the town of Macroom to search for four British officers who were missing in the area. While he had hoped the show of force would assist in finding the men, he was under strict orders not to attack the IRA. On arriving in the town square in front of Macroom Castle, he summoned the IRA commander, Charlie Browne, to parley. At the castle gates Montgomery spoke to Browne explaining what would happen should the officers not be released. Once finished, Browne responded with his own ultimatum to Montgomery to "leave town within 10 minutes". Browne then turned heels and returned to the Castle. At this point another IRA officer, Pat O'Sullivan, whistled to Montgomery drawing his attention to scores of IRA volunteers who had quietly taken up firing positions all around the square—surrounding Montgomery's forces. Realising his precarious position, Montgomery led his troops out of the town, a decision which raised hostile questions in the House of Commons but was later approved by Montgomery's own superiors. Unknown to Montgomery at this time, the four missing officers had already been executed.
In May 1923, Montgomery was posted to the 49th (West Riding) Infantry Division, a Territorial Army (TA) formation. He returned to the 1st Battalion, Royal Warwickshire Regiment in 1925 as a company commander and was promoted to major in July 1925. From January 1926 to January 1929 he served as Deputy Assistant Adjutant General at the Staff College, Camberley, in the temporary rank of lieutenant-colonel.
In 1925, in his first known courtship of a woman, Montgomery, then in his late thirties, proposed to a 17-year-old girl, Betty Anderson. His approach included drawing diagrams in the sand of how he would deploy his tanks and infantry in a future war, a contingency which seemed very remote at that time. She respected his ambition and single-mindedness but declined his proposal of marriage.
In 1927, he met and married Elizabeth (Betty) Carver, née Hobart. She was the sister of the future Second World War commander Major-General Sir Percy Hobart. Betty Carver had two sons in their early teens, John and Dick, from her first marriage to Oswald Carver. Dick Carver later wrote that it had been "a very brave thing" for Montgomery to take on a widow with two children. Montgomery's son, David, was born in August 1928.
While on holiday in Burnham-on-Sea in 1937, Betty suffered an insect bite which became infected, and she died in her husband's arms from septicaemia following amputation of her leg. The loss devastated Montgomery, who was then serving as a brigadier, but he insisted on throwing himself back into his work immediately after the funeral. Montgomery's marriage had been extremely happy. Much of his correspondence with his wife was destroyed when his quarters at Portsmouth were bombed during the Second World War. After Montgomery's death, John Carver wrote that his mother had arguably done the country a favour by keeping his personal oddities—his extreme single-mindedness, and his intolerance of and suspicion of the motives of others—within reasonable bounds long enough for him to have a chance of attaining high command.
Both of Montgomery's stepsons became army officers in the 1930s (both were serving in India at the time of their mother's death), and both served in the Second World War, each eventually attaining the rank of colonel. While serving as a GSO2 with Eighth Army, Dick Carver was sent forward during the pursuit after El Alamein to help identify a new site for Eighth Army HQ. He was taken prisoner at Mersa Matruh on 7 November 1942. Montgomery wrote to his contacts in England asking that inquiries be made via the Red Cross as to where his stepson was being held, and that parcels be sent to him. Like many British POWs, the most famous being General Richard O'Connor, Dick Carver escaped in September 1943 during the brief hiatus between Italy's departure from the war and the German seizure of the country. He eventually reached British lines on 5 December 1943, to the delight of his stepfather, who sent him home to Britain to recuperate.
In January 1929 Montgomery was promoted to brevet lieutenant-colonel. That month he returned to the 1st Battalion, Royal Warwickshire Regiment again, as Commander of Headquarters Company; he went to the War Office to help write the Infantry Training Manual in mid-1929. In 1931 Montgomery was promoted to substantive lieutenant-colonel and became the Commanding officer (CO) of the 1st Battalion, Royal Warwickshire Regiment and saw service in Palestine and British India. He was promoted to colonel in June 1934 (seniority from January 1932). He attended and was then recommended to become an instructor at the Indian Army Staff College (now the Pakistan Command and Staff College) in Quetta, British India.
On completion of his tour of duty in India, Montgomery returned to Britain in June 1937 where he took command of the 9th Infantry Brigade with the temporary rank of brigadier. His wife died that year.
In 1938, he organised an amphibious combined operations landing exercise that impressed the new C-in-C of Southern Command, General Sir Archibald Percival Wavell. He was promoted to major-general on 14 October 1938 and took command of the 8th Infantry Division in the British mandate of Palestine. In Palestine, Montgomery was involved in suppressing an Arab revolt which had broken out over opposition to Jewish emigration. He returned in July 1939 to Britain, suffering a serious illness on the way, to command the 3rd (Iron) Infantry Division. Reporting the suppression of the revolt in April 1939, Montgomery wrote, "I shall be sorry to leave Palestine in many ways, as I have enjoyed the war out here".
Britain declared war on Germany on 3 September 1939 and the 3rd Division, together with its new General Officer Commanding (GOC), was deployed to France as part of the British Expeditionary Force (BEF), commanded by General Lord Gort. Shortly after the division's arrival overseas, Montgomery faced serious trouble from his military superiors and the clergy for his frank attitude regarding the sexual health of his soldiers, but was defended from dismissal by his superior Alan Brooke, commander of II Corps, of which Montgomery's division formed a part. Montgomery had issued a circular on the prevention of venereal disease, worded in such "obscene language" that both the Church of England and Roman Catholic senior chaplains objected; Brooke told Monty that he did not want any further errors of this kind, though deciding not to get him to formally withdraw it as it would remove any "vestige of respect" left for him.
Although Montgomery's new command was a Regular Army formation, comprising the 7th (Guards), and the 8th and 9th Infantry Brigades along with supporting units, he was not impressed with its readiness for battle. As a result, while most of the rest of the BEF set about preparing defences for an expected German attack sometime in the future, Montgomery began training his 3rd Division in offensive tactics, organising several exercises, each of which lasted for several days at a time. Mostly they revolved around the division advancing towards an objective, often a river line, only to come under attack and forced to withdraw to another position, usually behind another river. These exercises usually occurred at night with only very minimal lighting being allowed. By the spring of 1940 Montgomery's division had gained a reputation of being a very agile and flexible formation. By then the Allies had agreed to Plan D, where they would advance deep into Belgium and take up positions on the River Dyle by the time the German forces attacked. Brooke, Montgomery's corps commander, was pessimistic about the plan but Montgomery, in contrast, was not concerned, believing that he and his division would perform well regardless of the circumstances, particularly in a war of movement.
Montgomery's training paid off when the Germans began their invasion of the Low Countries on 10 May 1940 and the 3rd Division advanced to its planned position, near the Belgian city of Louvain. Soon after arrival, the division was fired on by members of the Belgian 10th Infantry Division who mistook them for German paratroopers; Montgomery resolved the incident by approaching them and offering to place himself under Belgian command, although Montgomery himself took control when the Germans arrived. During this time he began to develop a particular habit, which he would keep throughout the war, of going to bed at 21:30 every night without fail and giving only a single order—that he was not to be disturbed—which was only very rarely disobeyed.
The 3rd Division saw little action compared to many other units and formations in the BEF but, owing to the strict training methods of Montgomery, who ensured that his division was thoroughly well-trained, disciplined and rehearsed, the division always managed to be in the right place at the right time, especially so during the retreat into France. By 27 May, when the Belgian Army on the left flank of the BEF began to disintegrate, the 3rd Division achieved something very difficult, the movement at night from the right to the left of another division and only 2,000 yards behind it. This was performed with great professionalism and occurred without any incidents and thereby filled a very vulnerable gap in the BEF's defensive line. On 29/30 May, as the 3rd Division moved into the Dunkirk bridgehead, Montgomery temporarily took over from Brooke, who received orders to return to the United Kingdom, as GOC of II Corps for the final stages of the Dunkirk evacuation.
The 3rd Division, temporarily commanded by Kenneth Anderson in Montgomery's absence, returned to Britain intact with minimal casualties. Operation Dynamo—codename for the Dunkirk evacuation—saw 330,000 Allied military personnel, including most of the BEF, to Britain, although the BEF was forced to leave behind a significant amount of equipment.
On his return Montgomery antagonised the War Office with trenchant criticisms of the command of the BEF and was briefly relegated to divisional command of 3rd Division, which was the only fully equipped division in Britain. He was made a Companion of the Order of the Bath.
Montgomery was ordered to make ready the 3rd Division to invade the neutral Portuguese Azores. Models of the islands were prepared and detailed plans worked out for the invasion. The invasion plans did not go ahead and plans switched to invading Cape Verde island also belonging to neutral Portugal. These invasion plans also did not go ahead. Montgomery was then ordered to prepare plans for the invasion of neutral Ireland and to seize Cork, Cobh and Cork harbour. These invasion plans, like those of the Portuguese islands, also did not go ahead and in July 1940, Montgomery was appointed acting lieutenant-general and after handing over command of his division to James Gammell, he was placed in command of V Corps, responsible for the defence of Hampshire and Dorset and started a long-running feud with the new Commander-in-chief (C-in-C) of Southern Command, Lieutenant-General Claude Auchinleck.
In April 1941, he became commander of XII Corps responsible for the defence of Kent. During this period he instituted a regime of continuous training and insisted on high levels of physical fitness for both officers and other ranks. He was ruthless in sacking officers he considered unfit for command in action. Promoted to temporary lieutenant-general in July, overseeing the defence of Kent, Sussex and Surrey. In December Montgomery was given command of South-Eastern Command He renamed his command the South-Eastern Army to promote offensive spirit. During this time he further developed and rehearsed his ideas and trained his soldiers, culminating in Exercise Tiger in May 1942, a combined forces exercise involving 100,000 troops.
In 1942, a new field commander was required in the Middle East, where Auchinleck was fulfilling both the role of C-in-C of Middle East Command and commander Eighth Army. He had stabilised the Allied position at the First Battle of El Alamein, but after a visit in August 1942, the Prime Minister, Winston Churchill, replaced him as C-in-C with General Sir Harold Alexander and William Gott as commander of the Eighth Army in the Western Desert. However, after Gott was killed flying back to Cairo, Churchill was persuaded by Brooke, who by this time was Chief of the Imperial General Staff (CIGS), to appoint Montgomery, who had only just been nominated to replace Alexander, as commander of the British First Army for Operation Torch, the invasion of French North Africa.
A story, probably apocryphal but popular at the time, is that the appointment caused Montgomery to remark that "After having an easy war, things have now got much more difficult." A colleague is supposed to have told him to cheer up—at which point Montgomery said "I'm not talking about me, I'm talking about Rommel!"
Montgomery's assumption of command transformed the fighting spirit and abilities of the Eighth Army. Taking command on 13 August 1942, he immediately became a whirlwind of activity. He ordered the creation of the X Corps, which contained all armoured divisions, to fight alongside his XXX Corps, which was all infantry divisions. This arrangement differed from the German Panzer Corps: one of Rommel's Panzer Corps combined infantry, armour and artillery units under one corps commander. The only common commander for Montgomery's all-infantry and all-armour corps was the Eighth Army Commander himself. Writing post-war the English historian Correlli Barnett commented that Montgomery's solution "... was in every way opposite to Auchinleck's and in every way wrong, for it carried the existing dangerous separatism still further." Montgomery reinforced the 30 miles (48 km) long front line at El Alamein, something that would take two months to accomplish. He asked Alexander to send him two new British divisions (51st Highland and 44th Home Counties) that were then arriving in Egypt and were scheduled to be deployed in defence of the Nile Delta. He moved his field HQ to Burg al Arab, close to the Air Force command post in order to better coordinate combined operations.
Montgomery was determined that the army, navy and air forces should fight their battles in a unified, focused manner according to a detailed plan. He ordered immediate reinforcement of the vital heights of Alam Halfa, just behind his own lines, expecting the German commander, Erwin Rommel, to attack with the heights as his objective, something that Rommel soon did. Montgomery ordered all contingency plans for retreat to be destroyed. "I have cancelled the plan for withdrawal. If we are attacked, then there will be no retreat. If we cannot stay here alive, then we will stay here dead", he told his officers at the first meeting he held with them in the desert, though, in fact, Auchinleck had no plans to withdraw from the strong defensive position he had chosen and established at El Alamein.
Montgomery made a great effort to appear before troops as often as possible, frequently visiting various units and making himself known to the men, often arranging for cigarettes to be distributed. Although he still wore a standard British officer's cap on arrival in the desert, he briefly wore an Australian broad-brimmed hat before switching to wearing the black beret (with the badge of the Royal Tank Regiment and the British General Officer's cap badge) for which he became notable. The black beret was offered to him by Jim Fraser while the latter was driving him on an inspection tour. Both Brooke and Alexander were astonished by the transformation in atmosphere when they visited on 19 August, less than a week after Montgomery had taken command.
Alan Brooke said that Churchill was always impatient for his generals to attack at once, and he wrote that Montgomery was always "my Monty" when Montgomery was out of favour with Churchill! Eden had some late night drinks with Churchill, and Eden said at a meeting of the Chiefs of Staff the next day (29 October 1942) that the Middle East offensive was "petering out". Alanbrooke had told Churchill "fairly plainly" what he thought of Eden's ability to judge the tactical situation from a distance, and was supported at the Chiefs of Staff meeting by Smuts.
Rommel attempted to turn the left flank of the Eighth Army at the Battle of Alam el Halfa from 31 August 1942. The German/Italian armoured corps infantry attack was stopped in very heavy fighting. Rommel's forces had to withdraw urgently lest their retreat through the British minefields be cut off. Montgomery was criticised for not counter-attacking the retreating forces immediately, but he felt strongly that his methodical build-up of British forces was not yet ready. A hasty counter-attack risked ruining his strategy for an offensive on his own terms in late October, planning for which had begun soon after he took command. He was confirmed in the permanent rank of lieutenant-general in mid-October.
The conquest of Libya was essential for airfields to support Malta and to threaten the rear of Axis forces opposing Operation Torch. Montgomery prepared meticulously for the new offensive after convincing Churchill that the time was not being wasted. (Churchill sent a telegram to Alexander on 23 September 1942 which began, "We are in your hands and of course a victorious battle makes amends for much delay.") He was determined not to fight until he thought there had been sufficient preparation for a decisive victory, and put into action his beliefs with the gathering of resources, detailed planning, the training of troops—especially in clearing minefields and fighting at night—and in the use of 252 of the latest American-built Sherman tanks, 90 M7 Priest self-propelled howitzers, and making a personal visit to every unit involved in the offensive. By the time the offensive was ready in late October, Eighth Army had 231,000 men on its ration strength.
The Second Battle of El Alamein began on 23 October 1942, and ended 12 days later with one of the first large-scale, decisive Allied land victories of the war. Montgomery correctly predicted both the length of the battle and the number of casualties (13,500).
Historian Correlli Barnett has pointed out that the rain also fell on the Germans, and that the weather is therefore an inadequate explanation for the failure to exploit the breakthrough, but nevertheless the Battle of El Alamein had been a great success. Over 30,000 prisoners of war were taken, including the German second-in-command, General von Thoma, as well as eight other general officers. Rommel, having been in a hospital in Germany at the start of the battle, was forced to return on 25 October 1942 after Stumme—his replacement as German commander—died of a heart attack in the early hours of the battle.
Montgomery was advanced to KCB and promoted to full general. He kept the initiative, applying superior strength when it suited him, forcing Rommel out of each successive defensive position. On 6 March 1943, Rommel's attack on the over-extended Eighth Army at Medenine (Operation Capri) with the largest concentration of German armour in North Africa was successfully repulsed. At the Mareth Line, 20 to 27 March, when Montgomery encountered fiercer frontal opposition than he had anticipated, he switched his major effort into an outflanking inland pincer, backed by low-flying RAF fighter-bomber support. For his role in North Africa he was awarded the Legion of Merit by the United States government in the rank of Chief Commander.
The next major Allied attack was the Allied invasion of Sicily (Operation Husky). Montgomery considered the initial plans for the Allied invasion, which had been agreed in principle by General Dwight D. Eisenhower, the Supreme Allied Commander Allied Forces Headquarters, and General Alexander, the 15th Army Group commander, to be unworkable because of the dispersion of effort. He managed to have the plans recast to concentrate the Allied forces, having Lieutenant General George Patton's US Seventh Army land in the Gulf of Gela (on the Eighth Army's left flank, which landed around Syracuse in the south-east of Sicily) rather than near Palermo in the west and north of Sicily. Inter-Allied tensions grew as the American commanders, Patton and Omar Bradley (then commanding US II Corps under Patton), took umbrage at what they saw as Montgomery's attitudes and boastfulness. However, while they were considered three of the greatest soldiers of their time, due to their competitiveness they were renowned for "squabbling like three schoolgirls" thanks to their "bitchiness", "whining to their superiors" and "showing off".
Montgomery's Eighth Army was then fully involved in the Allied invasion of Italy in early September 1943, becoming the first of the Allied forces to land in Western Europe. Led by Lieutenant General Sir Miles Dempsey's XIII Corps, the Eighth Army landed on the toe of Italy in Operation Baytown on 3 September, four years to the day after Britain declared war on Germany. They encountered little enemy resistance. The Germans had made the decision to fall back and did what they could to stall the Eighth Army's advance, including blowing up bridges, laying mines, and setting up booby-traps. All of these slowed the Army's advance north on the awful Italian roads, although it was Montgomery who was later much criticised for the lack of progress. On 9 September the British 1st Airborne Division landed at the key port of Taranto in the heel of Italy as part of Operation Slapstick, capturing the port unopposed. On the same day the U.S. Fifth Army under Lieutenant General Mark W. Clark (which actually contained a large number of British troops) landed at Salerno, near Naples, as part of Operation Avalanche but soon found itself fighting for its very existence with the Germans launching several determined counterattacks to try and push the Allies back into the sea, with Montgomery's men being too far away to provide any real assistance. The situation was tense over the next few days but the two armies (both of which formed the 15th Army Group under General Alexander) finally began to meet on 16 September, by which time the crisis at Salerno was virtually over.
Clark's Fifth Army then began to advance to the west of the Apennine Mountains while Montgomery, with Lieutenant General Charles Allfrey's V Corps having arrived to reinforce Dempsey's XIII Corps, advanced to the east. The Foggia airfields soon fell to Allfrey's V Corps, but the Germans fought hard in the defence of Termoli and Biferno. Movement soon came to an almost complete halt in the early part of November when the Eighth Army came up against a new defensive line established by the Germans on the River Sangro, which was to be the scene of much bitter and heavy fighting for the next month. While some ground was gained, it was often at the expense of heavy casualties and the Germans always managed to retreat to new defensive positions.
Montgomery abhorred what he considered to be a lack of coordination, a dispersion of effort, a strategic muddle and a lack of opportunism in the Allied campaign in Italy, describing the whole affair as a "dog's breakfast".
As a result of his dissatisfaction with Italy, he was delighted to receive the news that he was to return to Britain in January 1944. He was assigned to command the 21st Army Group consisting of all Allied ground forces participating in Operation Overlord, codename for the Allied invasion of Normandy. Overall direction was assigned to the Supreme Allied Commander of the Allied Expeditionary Forces, American General Dwight D. Eisenhower. Both Churchill and Eisenhower had found Montgomery difficult to work with in the past and wanted the position to go to the more affable General Sir Harold Alexander. However Montgomery's patron, General Sir Alan Brooke, firmly argued that Montgomery was a much superior general to Alexander and ensured his appointment. Without Brooke's support, Montgomery would have remained in Italy. At St Paul's School on 7 April and 15 May Montgomery presented his strategy for the invasion. He envisaged a ninety-day battle, with all forces reaching the Seine. The campaign would pivot on an Allied-held Caen in the east of the Normandy bridgehead, with relatively static British and Canadian armies forming a shoulder to attract and defeat German counter-attacks, relieving the US armies who would move and seize the Cotentin Peninsula and Brittany, wheeling south and then east on the right forming a pincer.
During the ten weeks of the Battle of Normandy, unfavourable autumnal weather conditions disrupted the Normandy landing areas. Montgomery's initial plan was for the Anglo-Canadian troops under his command to break out immediately from their beachheads on the Calvados coast towards Caen with the aim of taking the city on either D Day or two days later. Montgomery attempted to take Caen with the 3rd Infantry Division, 50th (Northumbrian) Infantry Division and the 3rd Canadian Division but was stopped from 6–8 June by 21st Panzer Division and 12th SS Panzer Division Hitlerjugend, who hit the advancing Anglo-Canadian troops very hard. Rommel followed up this success by ordering the 2nd Panzer Division to Caen while Field Marshal Gerd von Rundstedt asked for and received permission from Hitler to have the elite 1st Waffen SS Division Leibstandarte Adolf Hitler and 2nd Waffen SS Division Das Reich sent to Caen as well. Montgomery thus had to face what Stephen Badsey called the "most formidable" of all the German divisions in France. The 12th Waffen SS Division Hitlerjugend, as its name implies, was drawn entirely from the more fanatical elements of the Hitler Youth and commanded by the ruthless SS-Brigadeführer Kurt Meyer, aka "Panzer Meyer".
The failure to take Caen immediately has been the source of an immense historiographical dispute with bitter nationalist overtones. Broadly, there has been a "British school" which accepts Montgomery's post-war claim that he never intended to take Caen at once, and instead the Anglo-Canadian operations around Caen were a "holding operation" intended to attract the bulk of the German forces towards the Caen sector to allow the Americans to stage the "break out operation" on the left flank of the German positions, which was all part of Montgomery's "Master Plan" that he had conceived long before the Normandy campaign. By contrast, the "American school" argued that Montgomery's initial "master plan" was for the 21st Army Group to take Caen at once and move his tank divisions into the plains south of Caen, to then stage a breakout that would lead the 21st Army Group into the plains of northern France and hence into Antwerp and finally the Ruhr. Letters written by Eisenhower at the time of the battle make it clear that Eisenhower was expecting from Montgomery "the early capture of the important focal point of Caen". Later, when this plan had clearly failed, Eisenhower wrote that Montgomery had "evolved" the plan to have the US forces achieve the break-out instead.
As the campaign progressed, Montgomery altered his initial plan for the invasion and continued the strategy of attracting and holding German counter-attacks in the area north of Caen rather than to the south, to allow the U.S. First Army in the west to take Cherbourg. A memo summarising Montgomery's operations written by Eisenhower's chief of staff, General Walter Bedell Smith who met with Montgomery in late June 1944 says nothing about Montgomery conducting a "holding operation" in the Caen sector, and instead speaks of him seeking a "breakout" into the plains south of the Seine. On 12 June, Montgomery ordered the 7th Armoured Division into an attack against the Panzer Lehr Division that made good progress at first but ended when the Panzer Lehr was joined by the 2nd Panzer Division. At Villers Bocage on 14 June, the British lost twenty Cromwell tanks to five Tiger tanks led by SS Obersturmführer Michael Wittmann, in about five minutes. Despite the setback at Villers Bocage, Montgomery was still optimistic as the Allies were landing more troops and supplies than they were losing in battle, and though the German lines were holding, the Wehrmacht and Waffen SS were suffering considerable attrition. Air Marshal Sir Arthur Tedder complained that it was impossible to move fighter squadrons to France until Montgomery had captured some airfields, something he asserted that Montgomery appeared incapable of doing. The first V-1 flying bomb attacks on London, which started on 13 June, further increased the pressure on Montgomery from Whitehall to speed up his advance.
On 18 June, Montgomery ordered Bradley to take Cherbourg while the British were to take Caen by 23 June. In Operation Epsom, the British VII Corps commanded by Sir Richard O'Connor attempted to outflank Caen from the west by breaking through the dividing line between the Panzer Lehr and the 12th SS to take the strategic Hill 112. Epsom began well with O'Connor's assault force (the British 15th Scottish Division) breaking through and with the 11th Armoured Division stopping the counter-attacks of the 12th SS Division. General Friedrich Dollmann of Seventh Army had to commit the newly arrived II SS Corps to stop the British offensive. Dollmann, fearing that Epsom would be a success, committed suicide and was replaced by SS Oberstegruppenführer Paul Hausser. O'Connor, at the cost of about 4,000 men, had won a salient 5 miles (8.0 km) deep and 2 miles (3.2 km) wide but placed the Germans into an unviable long-term position. There was a strong sense of crisis in the Allied command, as the Allies had advanced only about 15 miles (24 km) inland, at a time when their plans called for them to have already taken Rennes, Alençon and St. Malo. After Epsom, Montgomery had to tell General Harry Crerar that the activation of the First Canadian Army would have to wait as there was only room at present, in the Caen sector, for the newly arrived XII Corps under Lieutenant-General Neil Ritchie, which caused some tension with Crerar, who was anxious to get into the field. Epsom had forced further German forces into Caen but all through June and the first half of July Rommel, Rundstedt, and Hitler were engaged in planning for a great offensive to drive the British into the sea; it was never launched and would have required the commitment of a large number of German forces to the Caen sector.
It was only after several failed attempts to break out in the Caen sector that Montgomery devised what he later called his "master plan" of having the 21st Army Group hold the bulk of the German forces, thus allowing the Americans to break out. The Canadian historians Terry Copp and Robert Vogel wrote about the dispute between the "American school" and "British school" after having suffered several setbacks in June 1944:
Montgomery drew what was the indisputably correct conclusion from these events. If the British and Canadians could continue to hold the bulk of the German armoured divisions on their front through a series of limited attacks, they could wear down the Germans and create the conditions for an American breakout on the right. This is what Montgomery proposed in his Directive of June 30th and, if he and his admirers had let the record speak for itself, there would be little debate about his conduct of the first stages of the Normandy campaign. Instead, Montgomery insisted that this Directive was a consistent part of a master plan that he had devised long before the invasion. Curiously, this view does a great disservice to 'Monty' for any rigid planning of operations before the German response was known would have been bad generalship indeed!"
Hampered by stormy weather and the bocage terrain, Montgomery had to ensure that Rommel focused on the British in the east rather than the Americans in the west, who had to take the Cotentin Peninsula and Brittany before the Germans could be trapped by a general swing east. Montgomery told General Sir Miles Dempsey, the commander of Second British Army: "Go on hitting, drawing the German strength, especially some of the armour, onto yourself—so as to ease the way for Brad [Bradley]." The Germans had deployed twelve divisions, of which six were Panzer divisions, against the British while deploying eight divisions, of which three were Panzer divisions, against the Americans. By the middle of July Caen had not been taken, as Rommel continued to prioritise prevention of the break-out by British forces rather than the western territories being taken by the Americans. This was broadly as Montgomery had planned, albeit not with the same speed as he outlined at St Paul's, although as the American historian Carlo D'Este pointed out the actual situation in Normandy was "vastly different" from what was envisioned at the St. Paul's conference, as only one of four goals outlined in May had been achieved by 10 July.
On 7 July, Montgomery began Operation Charnwood with a carpet bombing offensive that turned much of the French countryside and the city of Caen into a wasteland. The British and Canadians succeeded in advancing into northern Caen before the Germans, who used the ruins to their advantage and stopped the offensive. On 10 July, Montgomery ordered Bradley to take Avranches, after which U.S. Third Army would be activated to drive towards Le Mans and Alençon. On 14 July 1944, Montgomery wrote to his patron Brooke, saying he had chosen on a "real show down on the eastern flanks, and to loose a Corps of three armoured divisions in the open country about the Caen-Falaise road ... The possibilities are immense; with seven hundred tanks loosed to the South-east of Caen, and the armoured cars operating far ahead, anything can happen." The French Resistance had launched Plan Violet in June 1944 to systematically destroy the telephone system of France, which forced the Germans to use their radios more and more to communicate, and as the code-breakers of Bletchley Park had broken many of the German codes, Montgomery had, thanks to "Ultra" intelligence, a good idea of the German situation. Montgomery thus knew German Army Group B had lost 96,400 men while receiving 5,200 replacements and the Panzer Lehr Division now based at St. Lô was down to only 40 tanks. Montgomery later wrote that he knew he had the Normandy campaign won at this point as the Germans had almost no reserves while he had three armoured divisions in reserve.
An American break-out was achieved with Operation Cobra and the encirclement of German forces in the Falaise pocket at the cost of British losses with the diversionary Operation Goodwood. On the early morning of 18 July 1944, Operation Goodwood began with British heavy bombers beginning carpet bombing attacks that further devastated what was left of Caen and the surrounding countryside. A British tank crewman from the Guards Armoured Division later recalled: "At 0500 hours a distant thunder in the air brought all the sleepy-eyed tank crews out of their blankets. 1,000 Lancasters were flying from the sea in groups of three or four at 3,000 feet (910 m). Ahead of them the pathfinders were scattering their flares and before long the first bombs were dropping." A German tankman from the 21st Panzer Division at the receiving end of this bombardment remembered: "We saw little dots detach themselves from the planes, so many of them that the crazy thought occurred to us: are those leaflets? ... Among the thunder of the explosions, we could hear the wounded scream and the insane howling of men who had [been] driven mad." The British bombing had badly smashed the German front-line units; e.g., tanks were thrown up on the roofs of French farmhouses. Initially, the three British armoured divisions assigned to lead the offensive, the 7th, 11th and the Guards, made rapid progress and were soon approaching the Borguebus ridge, which dominated the landscape south of Caen, by noon.
If the British could take the Borguebus Ridge, the way to the plains of northern France would be wide open, and potentially Paris could be taken, which explains the ferocity with which the Germans defended the ridge. One German officer, Lieutenant Baron von Rosen, recalled that to motivate a Luftwaffe officer commanding a battery of four 88 mm guns to fight against the British tanks, he had to hold his handgun to the officer's head "and asked him whether he would like to be killed immediately or get a high decoration. He decided for the latter." The well dug-in 88 mm guns around the Borguebus Ridge began taking a toll on the British Sherman tanks, and the countryside was soon dotted with dozens of burning Shermans. One British officer reported with worry: "I see palls of smoke and tanks brewing up with flames belching forth from their turrets. I see men climbing out, on fire like torches, rolling on the ground to try and douse the flames." Despite Montgomery's orders to try to press on, fierce German counter-attacks stopped the British offensive.
The objectives of Operation Goodwood were all achieved except the complete capture of the Bourgebus Ridge, which was only partially taken. The operation was a strategic Allied success in drawing in the last German reserves in Normandy towards the Caen sector away from the American sector, greatly assisting the American breakout in Operation Cobra. By the end of Goodwood on 25 July 1944, the Canadians had finally taken Caen while the British tanks had reached the plains south of Caen, giving Montgomery the "hinge" he had been seeking, while forcing the Germans to commit the last of their reserves to stop the Anglo-Canadian offensive. "Ultra" decrypts indicated that the Germans now facing Bradley were seriously understrength, with Operation Cobra about to commence. During Operation Goodwood, the British had 400 tanks knocked out, with many recovered returning to service. The casualties were 5,500 with 7 miles (11 km) of ground gained. Bradley recognised Montgomery's plan to pin down German armour and allow U.S. forces to break out:
The British and Canadian armies were to decoy the enemy reserves and draw them to their front on the extreme eastern edge of the Allied beachhead. Thus, while Monty taunted the enemy at Caen, we [the Americans] were to make our break on the long roundabout road to Paris. When reckoned in terms of national pride, this British decoy mission became a sacrificial one, for while we tramped around the outside flank, the British were to sit in place and pin down the Germans. Yet strategically it fitted into a logical division of labors, for it was towards Caen that the enemy reserves would race once the alarm was sounded.
The long-running dispute over what Montgomery's "master plan" in Normandy led historians to differ greatly about the purpose of Goodwood. The British journalist Mark Urban wrote that the purpose of Goodwood was to draw German troops to their left flank to allow the American forces to break out on the right flank, arguing that Montgomery had to lie to his soldiers about the purpose of Goodwood, as the average British soldier would not have understood why they were being asked to create a diversion to allow the Americans to have the glory of staging the breakout with Operation Cobra. By contrast, the American historian Stephen Power argued that Goodwood was intended to be the "breakout" offensive and not a "holding operation", writing: "It is unrealistic to assert that an operation which called for the use of 4,500 Allied aircraft, 700 artillery pieces and over 8,000 armored vehicles and trucks and that cost the British over 5,500 casualties was conceived and executed for so limited an objective." Power noted that Goodwood and Cobra were supposed to take effect on the same day, 18 July 1944, but Cobra was cancelled owing to heavy rain in the American sector, and argued that both operations were meant to be breakout operations to trap the German armies in Normandy. American military writer Drew Middleton wrote that there is no doubt that Montgomery wanted Goodwood to provide a "shield" for Bradley, but at the same time Montgomery was clearly hoping for more than merely diverting German attention away from the American sector. British historian John Keegan pointed out that Montgomery made differing statements before Goodwood about the purpose of the operation. Keegan wrote that Montgomery engaged in what he called a "hedging of his bets" when drafting his plans for Goodwood, with a plan for a "break out if the front collapsed, if not, sound documentary evidence that all he had intended in the first place was a battle of attrition". Again Bradley confirmed Montgomery's plan and that the capture of Caen was only incidental to his mission, not critical. The American magazine LIFE quoted Bradley in 1951:
While Collins was hoisting his VII Corps flag over Cherbourg, Montgomery was spending his reputation in a bitter siege against the old university city of Caen. For three weeks he had rammed his troops against those panzer divisions he had deliberately drawn towards that city as part of our Allied strategy of diversion in the Normandy Campaign. Although Caen contained an important road junction that Montgomery would eventually need, for the moment the capture of that city was only incidental to his mission. For Monty's primary task was to attract German troops to the British front that we might more easily secure Cherbourg and get into position for the breakout. While this diversion of Monty's was brilliantly achieved, he nevertheless left himself open to criticism by overemphasising the importance of his thrust toward Caen. Had he limited himself simply to the containment without making Caen a symbol of it, he would have been credited with success instead of being charged, as he was, with failure.
With Goodwood drawing the Wehrmacht towards the British sector, U.S. First Army enjoyed a two-to-one numerical superiority. Bradley accepted Montgomery's advice to begin the offensive by concentrating at one point instead of a "broad front" as Eisenhower would have preferred.
Operation Goodwood almost cost Montgomery his job, as Eisenhower seriously considered sacking him and only chose not to do so because to sack the popular "Monty" would have caused such a political backlash in Britain against the Americans at a critical moment in the war that the resulting strains in the Atlantic alliance were not considered worth it. Montgomery expressed his satisfaction at the results of Goodwood when calling the operation off. Eisenhower was under the impression that Goodwood was to be a break-out operation. Either there was a miscommunication between the two men or Eisenhower did not understand the strategy. Bradley fully understood Montgomery's intentions. Both men would not give away to the press the true intentions of their strategy.
Many American officers had found Montgomery a difficult man to work with, and after Goodwood, pressured Eisenhower to fire Montgomery. Although the Eisenhower–Montgomery dispute is sometimes depicted in nationalist terms as being an Anglo-American struggle, it was the British Air Marshal Arthur Tedder who was pressing Eisenhower most strongly after Goodwood to fire Montgomery. An American officer wrote in his diary that Tedder had come to see Eisenhower to "pursue his current favourite subject, the sacking of Monty". With Tedder leading the "sack Monty" campaign, it encouraged Montgomery's American enemies to press Eisenhower to fire Montgomery. Brooke was sufficiently worried about the "sack Monty" campaign to visit Montgomery at his Tactical Headquarters (TAC) in France and as he wrote in his diary; "warned [Montgomery] of a tendency in the PM [Churchill] to listen to suggestions that Monty played for safety and was not prepared to take risks". Brooke advised Montgomery to invite Churchill to Normandy, arguing that if the "sack Monty" campaign had won the Prime Minister over, then his career would be over, as having Churchill's backing would give Eisenhower the political "cover" to fire Montgomery. On 20 July, Montgomery met Eisenhower and on 21 July, Churchill, at the TAC in France. One of Montgomery's staff officers wrote afterwards that it was "common knowledge at Tac that Churchill had come to sack Monty". No notes were taken at the Eisenhower–Montgomery and Churchill–Montgomery meetings, but Montgomery was able to persuade both men not to sack him.
With the success of Cobra, which was soon followed by unleashing Patton's Third Army, Eisenhower wrote to Montgomery: "Am delighted that your basic plan has begun brilliantly to unfold with Bradley's initial success." The success of Cobra was aided by Operation Spring, when the II Canadian Corps under General Guy Simonds (the only Canadian general whose skill Montgomery respected) began an offensive south of Caen that made little headway, but which the Germans regarded as the main offensive. Once Third Army arrived, Bradley was promoted to take command of the newly created 12th Army Group, consisting of U.S. First and Third Armies. Following the American breakout, there followed the Battle of Falaise Gap. British, Canadian, and Polish soldiers of 21st Army Group commanded by Montgomery advanced south, while the American and French soldiers of Bradley's 12th Army Group advanced north to encircle the German Army Group B at Falaise, as Montgomery waged what Urban called "a huge battle of annihilation" in August 1944. Montgomery began his offensive into the Suisse Normande region with Operation Bluecoat, with Sir Richard O'Connor's VIII Corps and Gerard Bucknall's XXX Corps heading south. A dissatisfied Montgomery sacked Bucknall for being insufficiently aggressive and replaced him with General Brian Horrocks. At the same time, Montgomery ordered Patton—whose Third Army was supposed to advance into Brittany—to instead capture Nantes, which was soon taken.
Hitler waited too long to order his soldiers to retreat from Normandy, leading Montgomery to write: "He [Hitler] refused to face the only sound military course. As a result the Allies caused the enemy staggering losses in men and materials." Knowing via "Ultra" that Hitler was not planning to retreat from Normandy, Montgomery, on 6 August 1944, ordered an envelopment operation against Army Group B—with the First Canadian Army under Harry Crerar to advance towards Falaise, British Second Army under Miles Dempsey to advance towards Argentan, and Patton's Third Army to advance to Alençon. On 11 August, Montgomery changed his plan, with the Canadians to take Falaise and to meet the Americans at Argentan. The First Canadian Army launched two operations, Operation Totalize on 7 August, which advanced only 9 miles (14 km) in four days in the face of fierce German resistance, and Operation Tractable on 14 August, which finally took Falaise on 17 August. In view of the slow Canadian advance, Patton requested permission to take Falaise, but was refused by Bradley on 13 August. This prompted much controversy, many historians arguing that Bradley lacked aggression and that Montgomery should have overruled Bradley.
The so-called Falaise Gap was closed on 22 August 1944, but several American generals, most notably Patton, accused Montgomery of being insufficiently aggressive in closing it. About 60,000 German soldiers were trapped in Normandy, but before 22 August, about 20,000 Germans had escaped through the Falaise Gap. About 10,000 Germans had been killed in the Battle of the Falaise Gap, which led a stunned Eisenhower, who viewed the battlefield on 24 August, to comment with horror that it was impossible to walk without stepping on corpses. The successful conclusion of the Normandy campaign saw the beginning of the debate between the "American school" and "British school" as both American and British generals started to advance claims about who was most responsible for this victory. Brooke wrote in defence of his protégé Montgomery: "Ike knows nothing about strategy and is 'quite' unsuited to the post of Supreme Commander. It is no wonder that Monty's real high ability is not always realised. Especially so when 'national' spectacles pervert the perspective of the strategic landscape." About Montgomery's conduct of the Normandy campaign, Badsey wrote:
Too much discussion on Normandy has centered on the controversial decisions of the Allied commanders. It was not good enough, apparently, to win such a complete and spectacular victory over an enemy that had conquered most of Europe unless it was done perfectly. Most of the blame for this lies with Montgomery, who was foolish enough to insist that it had been done perfectly, that Normandy—and all his other battles—had been fought accordingly to a precise master plan drawn up beforehand, from which he never deviated. It says much for his personality that Montgomery found others to agree with him, despite overwhelming evidence to the contrary. His handling of the Battle of Normandy was of a very high order, and as the person who would certainly have been blamed for losing the battle, he deserves the credit for winning it.
Eisenhower took over Ground Forces Command on 1 September, while continuing as Supreme Commander, with Montgomery continuing to command the 21st Army Group, now consisting mainly of British and Canadian units. Montgomery bitterly resented this change, although it had been agreed before the D-Day invasion. The British journalist Mark Urban writes that Montgomery seemed unable to grasp that as the majority of the 2.2 million Allied soldiers fighting against Germany on the Western Front were now American (the ratio was 3:1) that it was politically unacceptable to American public opinion to have Montgomery remain as Land Forces Commander as: "Politics would not allow him to carry on giving orders to great armies of Americans simply because, in his view, he was better than their generals."
Winston Churchill had Montgomery promoted to field marshal by way of compensation.
By September, ports like Cherbourg were too far away from the front line, causing the Allies great logistical problems. Antwerp was the third largest port in Europe. It was a deep water inland port connected to the North Sea via the river Scheldt. The Scheldt was wide enough and dredged deep enough to allow the passage of ocean-going ships.
On 3 September 1944 Hitler ordered Fifteenth Army, which had been stationed in the Pas de Calais region and was withdrawing north into the Low Countries, to hold the mouth of the river Scheldt to deprive the Allies of the use of Antwerp. Von Rundstedt, the German commander of the Western Front, ordered General Gustav-Adolf von Zangen, the commander of 15th Army, that: "The attempt of the enemy to occupy the West Scheldt in order to obtain the free use of the harbor of Antwerp must be resisted to the utmost" (emphasis in the original). Rundstedt argued with Hitler that as long as the Allies could not use the port of Antwerp, the Allies would lack the logistical capacity for an invasion of Germany.
The Witte Brigade (White Brigade) of the Belgian resistance had captured the Port of Antwerp before the Germans could destroy key port facilities, and on 4 September, Antwerp was captured by Horrocks with its harbour mostly intact. The British declined to immediately advance over the Albert Canal, and an opportunity to destroy the German Fifteenth Army was lost. The Germans had mined the river Scheldt, the mouth of the Scheldt was still in German hands making it impossible for the Royal Navy to clear the mines in the river, and therefore the port of Antwerp was still useless to the Allies.
On 5 September, SHAEF's naval commander, Admiral Sir Bertram Ramsay, had urged Montgomery to make clearing the mouth of the Scheldt his number-one priority. Alone among the senior commanders, only Ramsay saw opening Antwerp as crucial. Thanks to "Ultra," Montgomery was aware of Hitler's order by 5 September.
On 9 September, Montgomery wrote to Brooke that "one good Pas de Calais port" would be sufficient to meet all the logistical needs of the 21st Army Group, but only the supply needs of the same formation. At the same time, Montgomery noted that "one good Pas de Calais port" would be insufficient for the American armies in France, which would thus force Eisenhower, if for no other reasons than logistics, to favour Montgomery's plans for an invasion of northern Germany by the 21st Army Group, whereas if Antwerp were opened up, then all of the Allied armies could be supplied.
The importance of ports closer to Germany was highlighted with the liberation of the city of Le Havre, which was assigned to John Crocker's I Corps. To take Le Havre, two infantry divisions, two tank brigades, most of the artillery of the Second British Army, the specialised armoured "gadgets" of Percy Hobart's 79th Armoured Division, the battleship HMS Warspite and the monitor HMS Erebus were all committed. On 10 September 1944, Bomber Command dropped 4,719 tons of bombs on Le Havre, which was the prelude to Operation Astonia, the assault on Le Havre by Crocker's men, which was taken two days later. The Canadian historian Terry Copp wrote that the commitment of this much firepower and men to take only one French city might "seem excessive", but by this point, the Allies desperately needed ports closer to the front line to sustain their advance.
In September 1944, Montgomery ordered Crerar and his First Canadian Army to take the French ports on the English Channel, namely Calais, Boulogne and Dunkirk, and to clear the Scheldt, a task that Crerar stated was impossible as he lacked enough troops to perform both operations at once. Montgomery refused Crerar's request to have British XII Corps under Neil Ritchie assigned to help clear the Scheldt as Montgomery stated he needed XII Corps for Operation Market Garden. On 6 September 1944, Montgomery told Crerar that "I want Boulogne badly" and that city should be taken no matter what the cost. On 22 September 1944, Simonds's II Canadian Corps took Boulogne, followed up by taking Calais on 1 October 1944. Montgomery was highly impatient with Simonds, complaining that it had taken Crocker's I Corps only two days to take Le Havre while it took Simonds two weeks to take Boulogne and Calais, but Simonds noted that at Le Havre, three divisions and two brigades had been employed, whereas at both Boulogne and Calais, only two brigades were sent in to take both cities. After an attempt to storm the Leopold Canal by the 4th Canadian Division had been badly smashed by the German defenders, Simonds ordered a stop to further attempts to clear the river Scheldt until his mission of capturing the French ports on the English Channel had been accomplished; this allowed the German Fifteenth Army ample time to dig into its new home on the Scheldt. The only port that was not captured by the Canadians was Dunkirk, as Montgomery ordered the 2nd Canadian Division on 15 September to hold his flank at Antwerp as a prelude for an advance up the Scheldt.
Montgomery pulled away from the First Canadian Army (temporarily commanded now by Simonds as Crerar was ill), the British 51st Highland Division, 1st Polish Division, British 49th (West Riding) Division and 2nd Canadian Armoured Brigade, and sent all of these formations to help the Second British Army to expand the Market Garden salient with Operations Constellation, Aintree, and towards the end of October Pheasant. However, Simonds seems to have regarded the Scheldt campaign as a test of his ability, and he felt he could clear the Scheldt with only three Canadian divisions, namely the 2nd, the 3rd, and the 4th, despite having to take on the entire Fifteenth Army, which held strongly fortified positions in a landscape that favoured the defence. Simonds never complained about the lack of air support (made worse by the cloudy October weather), shortages of ammunition or having insufficient troops, regarding these problems as challenges for him to overcome, rather than a cause for complaint. As it was, Simonds made only slow progress in October 1944 during the fighting in the Battle of the Scheldt, although he was praised by Copp for imaginative and aggressive leadership who managed to achieve much, despite all of the odds against him. Montgomery had little respect for the Canadian generals, whom he dismissed as mediocre, with the exception of Simonds, whom he consistently praised as Canada's only "first-rate" general in the entire war.
Admiral Ramsay, who proved to be a far more articulate and forceful champion of the Canadians than their own generals, starting on 9 October demanded of Eisenhower in a meeting that he either order Montgomery to make supporting the First Canadian Army in the Scheldt fighting his number one priority or sack him. Ramsay in very strong language argued to Eisenhower that the Allies could only invade Germany if Antwerp was opened, and that as long as the three Canadian divisions fighting in the Scheldt had shortages of ammunition and artillery shells because Montgomery made the Arnhem salient his first priority, then Antwerp would not be opened anytime soon. Even Brooke wrote in his diary: "I feel that Monty's strategy for once is at fault. Instead of carrying out the advance to Arnhem he ought to have made certain of Antwerp". On 9 October 1944, at Ramsay's urging, Eisenhower sent Montgomery a cable that emphasised the "supreme importance of Antwerp", that "the Canadian Army will not, repeat not, be able to attack until November unless immediately supplied with adequate ammunition", and warned that the Allied advance into Germany would totally stop by mid-November unless Antwerp was opened by October. Montgomery replied by accusing Ramsay of making "wild statements" unsupported by the facts, denying the Canadians were having to ration ammunition, and claimed that he would soon take the Ruhr thereby making the Scheldt campaign a sideshow. Montgomery further issued a memo entitled "Notes on Command in Western Europe" demanding that he once again be made Land Forces Commander. This led to an exasperated Eisenhower telling Montgomery that the question was not the command arrangement but rather his (Montgomery's) ability and willingness to obey orders. Eisenhower further told Montgomery to either obey orders to immediately clear the mouth of the Scheldt or be sacked.
A chastised Montgomery told Eisenhower on 15 October 1944 that he was now making clearing the Scheldt his "top priority", and the ammunition shortages in the First Canadian Army, a problem which he denied even existed five days earlier, were now over as supplying the Canadians was henceforth his first concern. Simonds, now reinforced with British troops and Royal Marines, cleared the Scheldt by taking Walcheren island, the last of the German "fortresses" on the Scheldt, on 8 November 1944. With the Scheldt in Allied hands, Royal Navy minesweepers removed the German mines in the river, and Antwerp was finally opened to shipping on 28 November 1944. Reflecting Antwerp's importance, the Germans spent the winter of 1944–45 firing V-1 flying bombs and V-2 rockets at it in an attempt to shut down the port, and the German offensive in December 1944 in the Ardennes had as its ultimate objective the capture of Antwerp. Urban wrote that Montgomery's most "serious failure" in the entire war was not the well publicised Battle of Arnhem, but rather his lack of interest in opening up Antwerp, as without it the entire Allied advance from the North Sea to the Swiss Alps stalled in the autumn of 1944 for logistical reasons.
Montgomery was able to persuade Eisenhower to allow him to test his strategy of a single thrust to the Ruhr with Operation Market Garden in September 1944. The offensive was strategically bold. Following the Allied breakout from Normandy, Eisenhower, favored pursuing the German armies northwards and eastwards to the Rhine on a broad front. Eisenhower relied on speed, which in turn depended on logistics, which were "stretched to the limit". Supreme Headquarters Allied Expeditionary Force (SHAEF) did provide Montgomery with additional resources, principally additional locomotives and rolling stock, and priority for air supply. Eisenhower's decision to launch Market Garden was influenced by his desire to keep the retreating Germans under pressure, and by the pressure from the United States to use the First Allied Airborne Army as soon as possible.
Montgomery's plan for Operation Market Garden (17–25 September 1944) was to outflank the Siegfried Line and cross the Rhine, setting the stage for later offensives into the Ruhr region. The 21st Army Group would attack north from Belgium, 60 miles (97 km) through the Netherlands, across the Rhine and consolidate north of Arnhem on the far side of the Rhine. The risky plan required three Airborne Divisions to capture numerous intact bridges along a single-lane road, on which an entire Corps had to attack and use as its main supply route. The offensive failed to achieve its objectives.
Both Churchill and Montgomery claimed that the operation was nearly or 90% successful, although in Montgomery's equivocal acceptance of responsibility he blames lack of support, and also refers to the Battle of the Scheldt which was undertaken by Canadian troops not involved in Market Garden. Montgomery later said:
It was a bad mistake on my part—I underestimated the difficulties of opening up the approaches to Antwerp ... I reckoned the Canadian Army could do it while we were going for the Ruhr. I was wrong ... In my—prejudiced—view, if the operation had been properly backed from its inception, and given the aircraft, ground forces, and administrative resources necessary for the job, it would have succeeded in spite of my mistakes, or the adverse weather, or the presence of the 2nd SS Panzer Corps in the Arnhem area. I remain Market Garden's unrepentant advocate.
In the aftermath of Market Garden, Montgomery made holding the Arnhem salient his first priority, arguing that the Second British Army might still be able to break through and reach the wide open plains of northern Germany, and that he might be able to take the Ruhr by the end of October. The Germans under Field Marshal Walther Model in early October attempted to retake the Nijmegen salient but were beaten back. In the meantime, the First Canadian Army finally achieved the task of clearing the mouth of the river Scheldt, despite the fact that in the words of Copp and Vogel "... that Montgomery's Directive required the Canadians to continue to fight alone for almost two weeks in a battle which everyone agreed could only be won with the aid of additional divisions".
On 16 December 1944, at the start of the Battle of the Bulge, Montgomery's 21st Army Group was on the northern flank of the allied lines. Bradley's US 12th Army Group was to Montgomery's south, with William Simpson's U.S. Ninth Army adjacent to 21st Army Group, Courtney Hodges' U.S. First Army, holding the Ardennes and Patton's U.S. Third Army further south.
SHAEF believed the Wehrmacht was no longer capable of launching a major offensive, and that no offensive could be launched through such rugged terrain as the Ardennes Forest. Because of this, the area was held by refitting and newly arrived American formations. The Wehrmacht planned to exploit this by making a surprise attack through the Ardennes Forest whilst bad weather grounded Allied air power, splitting the Allied Armies in two. They would then turn north to recapture the port of Antwerp. If the attack were to succeed in capturing Antwerp, the whole of 21st Army Group, along with U.S. Ninth Army and most of U.S. First Army would be trapped without supplies behind German lines.
The attack initially advanced rapidly, splitting U.S. 12th Army Group in two, with all of U.S. Ninth Army and the bulk of U.S. First Army on the northern shoulder of the German 'bulge'. The 12th Army Group commander, Bradley, was located in Luxembourg, south of the bulge, making command of the U.S. forces north of the bulge problematic. As Montgomery was the nearest army group commander on the ground, on 20 December, Eisenhower temporarily transferred command of U.S. Ninth Army and U.S. First Army to Montgomery's 21st Army Group. Bradley was "concerned because it might discredit the American command" but that it might mean Montgomery would commit more of his reserves to the battle. In practice the change led to "great resentment on the part of many Americans, particularly at Headquarters, 12th Army Group, and Third Army".
With the British and American forces under Montgomery's command holding the northern flank of the German assault, General Patton's Third Army, which was 90 miles (140 km) to the south, turned north and fought its way through the severe weather and German opposition to relieve the besieged American forces in Bastogne. Four days after Montgomery took command of the northern flank, the bad weather cleared and the USAAF and RAF resumed operations, inflicting heavy casualties on German troops and vehicles. Six days after Montgomery took command of the northern flank, Patton's Third Army relieved the besieged American forces in Bastogne. Unable to advance further, and running out of fuel, the Wehrmacht abandoned the offensive.
Morelock states that Montgomery was preoccupied with leading a "single thrust offensive" to Berlin as the overall commander of Allied ground forces, and that he accordingly treated the Ardennes counteroffensive "as a sideshow, to be finished with the least possible effort and expenditure of resources."
Montgomery subsequently wrote of his actions:
The first thing to do was to see the battle on the northern flank as one whole, to ensure the vital areas were held securely, and to create reserves for counter-attack. I embarked on these measures: I put British troops under command of the Ninth Army to fight alongside American soldiers, and made that Army take over some of the First Army Front. I positioned British troops as reserves behind the First and Ninth Armies until such time as American reserves could be created.
After the war Hasso von Manteuffel, who commanded the 5th Panzer Army in the Ardennes, was imprisoned awaiting trial for war crimes. During this period he was interviewed by B. H. Liddell Hart, a British author who has since been accused of putting words in the mouths of German generals, and attempting to "rewrite the historical record". After conducting several interviews via an interpreter, Liddell Hart in a subsequent book attributed to Manteuffel the following statement about Montgomery's contribution to the battle in the Ardennes:
The operations of the American 1st Army had developed into a series of individual holding actions. Montgomery's contribution to restoring the situation was that he turned a series of isolated actions into a coherent battle fought according to a clear and definite plan. It was his refusal to engage in premature and piecemeal counter-attacks which enabled the Americans to gather their reserves and frustrate the German attempts to extend their breakthrough.
However, American historian Stephen Ambrose, writing in 1997, maintained that "Putting Monty in command of the northern flank had no effect on the battle". Ambrose wrote that: "Far from directing the victory, Montgomery had gotten in everyone's way, and had botched the counter-attack." General Omar Bradley blamed Montgomery's "stagnating conservatism" for his failure to counter-attack when ordered to do so by Eisenhower.
Command of U.S. First Army reverted to 12th Army Group on 17 January 1945, whilst command of U.S. Ninth Army remained with 21st Army Group for the coming operations to cross the Rhine.
In February 1945, Montgomery's 21st Army Group advanced to the Rhine in Operation Veritable and Operation Grenade. It crossed the Rhine on 24 March 1945, in Operation Plunder, which took place two weeks after U.S. First Army had crossed the Rhine after capturing the Ludendorff Bridge during the Battle of Remagen.
21st Army Group's river crossing was followed by the encirclement of the Ruhr Pocket. During this battle, U.S. Ninth Army, which had remained part of 21st Army Group after the Battle of the Bulge, formed the northern arm of the envelopment of German Army Group B, with U.S. First Army forming the southern arm. The two armies linked up on 1 April 1945, encircling 370,000 German troops, and on 4 April 1945, Ninth Army reverted to Omar Bradley's 12th Army Group.
By the war's end, the remaining formations of 21st Army group, First Canadian Army and British Second Army, had liberated the northern part of the Netherlands and captured much of north-west Germany, occupied Hamburg and Rostock and sealed off the Danish peninsula.
On 4 May 1945, on Lüneburg Heath, Montgomery accepted the surrender of German forces in north-west Germany, Denmark and the Netherlands.
The British high command were not only concerned with winning the war and defeating Germany, but also with ensuring that it retained sufficient influence in the post-war world to govern global policy. Suffering heavy losses in Normandy would diminish British leadership and prestige within its empire and on post-war Europe in particular. Many of Montgomery's clashes with Eisenhower were based on his determination to pursue the war "on lines most suitable to Britain".
The fewer the number of combat-experienced divisions the British had left at the end of the war, the smaller Britain's influence in Europe was likely to be, compared to the emerging superpowers of the United States and the Soviet Union. Montgomery was thus caught in a dilemma—the British Army needed to be seen to be pulling at least half the weight in the liberation of Europe, but without incurring the heavy casualties that such a role would inevitably produce. 21st Army Group scarcely possessed sufficient forces to achieve such a military prominence, and the remaining divisions had to be expended sparingly.
Britain, in 1944, did not possess the manpower to rebuild shattered divisions and it was imperative for Montgomery to protect the viability of the British army so that Britain could still play an important part in the final victory. It was reported to the War Office that "Montgomery has to be very careful of what he does on his eastern flank because on that flank is the only British Army there is left in this part of the world". The context of British casualties and the shortage of reinforcements, prompted Montgomery to "excessive caution". Dempsey wrote on 13 June, that Caen could only be taken by a "set piece assault and we did not have the men or the ammunition for that at the time".
Montgomery's solution to the dilemma was to attempt to remain Commander of All Land Forces until the end of the war, so that any victory attained on the Western front—although achieved primarily by American formations—would accrue in part to him and thus to Britain. He would also be able to ensure that British units were spared some of the high-attrition actions, but would be most prominent when the final blows were struck. When that strategy failed, he persuaded Eisenhower to occasionally put some American formations under the control of the 21st Army Group, so as to bolster his resources while still maintaining the outward appearance of successful British effort.
Montgomery initially remained prepared to push Second (British) Army hard to capture the vital strategic town of Caen, and consequently incur heavy losses. In the original Overlord plan, Montgomery was determined to push past Caen to Falaise as quickly as possible. However, after the heavy casualties incurred in capturing Caen, he changed his mind.
Montgomery was notorious for his lack of tact and diplomacy. Even his "patron", the Chief of the Imperial General Staff, General Sir Alan Brooke, frequently mentions it in his war diaries: "he is liable to commit untold errors in lack of tact" and "I had to haul him over the coals for his usual lack of tact and egotistical outlook which prevented him from appreciating other people's feelings".
One incident that illustrated this occurred during the North African campaign when Montgomery bet Walter Bedell Smith that he could capture Sfax by the middle of April 1943. Smith jokingly replied that if Montgomery could do it he would give him a Flying Fortress complete with crew. Smith promptly forgot all about it, but Montgomery did not, and when Sfax was taken on 10 April he sent a message to Smith "claiming his winnings". Smith tried to laugh it off, but Montgomery was having none of it and insisted on his aircraft. It got as high as Eisenhower who, with his renowned skill in diplomacy, ensured Montgomery did get his Flying Fortress, though at a great cost in ill feeling. Even Brooke thought it crass stupidity.
Antony Beevor, in discussing Montgomery's counterproductive lack of tact in the final months of the war, described him as "insufferable". Beevor says that in January 1945 Montgomery had tried to claim far too much credit for the British (and for himself) in defeating the German counter-attack in the Ardennes in December 1944. This "crass and unpleasant blunder" helped make it impossible for Churchill and Alan Brooke to persuade Eisenhower of the need for an immediate thrust—to be led by Montgomery—through Germany to Berlin. Eisenhower did not accept the viability of the "dagger thrust" approach, it had already been agreed that Berlin would fall into the future Soviet occupation zone, and he was not willing to accept heavy casualties for no gain, so Eisenhower disregarded the British suggestions and continued with his conservative broad front strategy, and the Red Army reached Berlin well ahead of the Western Allies.
In August 1945, while Brooke, Sir Andrew Cunningham and Sir Charles Portal were discussing their possible successors as "Chiefs of Staff", they concluded that Montgomery would be very efficient as CIGS from the Army's point of view but that he was also very unpopular with a large proportion of the Army. Despite this, Cunningham and Portal were strongly in favour of Montgomery succeeding Brooke after his retirement. Churchill, by all accounts a faithful friend, is quoted as saying of Montgomery, "In defeat, unbeatable; in victory, unbearable."
Montgomery suffered from "an overbearing conceit and an uncontrollable urge for self-promotion." General Hastings Ismay, who was at the time Winston Churchill's chief staff officer and trusted military adviser, once stated of Montgomery: "I have come to the conclusion that his love of publicity is a disease, like alcoholism or taking drugs, and that it sends him equally mad."
After the war, Montgomery became the C-in-C of the British Army of the Rhine (BAOR), the name given to the British Occupation Forces, and was the British member of the Allied Control Council.
Montgomery was Chief of the Imperial General Staff (CIGS) from 1946 to 1948, succeeding Alan Brooke.
As CIGS, Montgomery toured Africa in 1947 and in a secret 1948 report to Prime Minister Clement Attlee's government proposed a "master plan" to amalgamate British Africa territories and to exploit the raw materials of Africa, thereby counteracting the loss of British influence in Asia.
However, Montgomery was barely on speaking terms with his fellow service chiefs, sending his deputy Kenneth Crawford to attend their meetings and he clashed particularly with Sir Arthur Tedder, who was by now Chief of the Air Staff (CAS).
When Montgomery's term of office expired, Prime Minister Attlee appointed Sir William Slim from retirement with the rank of field marshal as his successor. When Montgomery protested that he had told his protégé, General Sir John Crocker, former commander of I Corps in the 1944–45 North-West Europe Campaign, that the job was to be his, Attlee is said to have retorted "Untell him".
Montgomery was then appointed Chairman of the Western Union Defence Organization's C-in-C committee. Volume 3 of Nigel Hamilton's Life of Montgomery of Alamein gives an account of the bickering between Montgomery and his land forces chief, French General Jean de Lattre de Tassigny, which created splits through the Union headquarters.
On the creation of the North Atlantic Treaty Organisation's Supreme Headquarters Allied Powers Europe in 1951, Montgomery became Eisenhower's deputy. He would continue to serve under Eisenhower's successors, Generals Matthew Ridgway and Al Gruenther, until his retirement, aged nearly 71, in 1958.
Montgomery was created 1st Viscount Montgomery of Alamein in 1946.
Montgomery's mother, Maude Montgomery, died at New Park in Moville in Inishowen in 1949. She was buried alongside her husband in the kirkyard behind St Columb's Church, the small Church of Ireland church beside New Park, overlooking Lough Foyle. Montgomery did not attend the funeral, claiming he was "too busy".
Montgomery was an Honorary Member of the Winkle Club, a charity in Hastings, East Sussex, and introduced Winston Churchill to the club in 1955.
He was chairman of the governing body of St. John's School in Leatherhead, Surrey, from 1951 to 1966, and a generous supporter.
He was also President of Portsmouth Football Club between 1944 and 1961.
In the mid-1950s, the Illustrated London News published sets of photographs taken by Montgomery while flying over the Swiss Alps. In February 1957, views of Mount Toedi taken with a Rolleiflex camera were reproduced.
Montgomery's memoirs (1958) criticised many of his wartime comrades in harsh terms, including Eisenhower. He was threatened with legal action by Field Marshal Auchinleck for suggesting that Auchinleck had intended to retreat from the Alamein position if attacked again, and had to give a radio broadcast (20 November 1958) expressing his gratitude to Auchinleck for having stabilised the front at the First Battle of Alamein.
The 1960 paperback edition of Montgomery's memoirs contains a publisher's note drawing attention to that broadcast, and stating that although the reader might assume from Montgomery's text that Auchinleck had been planning to retreat "into the Nile Delta or beyond" in the publisher's view it had been Auchinleck's intention to launch an offensive as soon as the Eighth Army was "rested and regrouped". Montgomery was stripped of his honorary citizenship of Montgomery, Alabama, and was challenged to a duel by an Italian lawyer.
Montgomery mentioned to the American journalist John Gunther in April 1944 that (like Alanbrooke) he kept a secret diary. Gunther remarked that it would surely be an essential source for historians. When Montgomery asked whether it would be worth money one day, Gunther suggested "at least $100,000." This was converted into pounds sterling, and he is supposed to have grinned and said "Well, I guess I won't die in the poor house after all."
Montgomery twice met Israeli general Moshe Dayan. After an initial meeting in the early 1950s, Montgomery met Dayan again in the 1960s to discuss the Vietnam War, which Dayan was studying. Montgomery was harshly critical of US strategy in Vietnam, which involved deploying large numbers of combat troops, aggressive bombing attacks, and uprooting entire village populations and forcing them into strategic hamlets. Montgomery said that the Americans' most important problem was that they had no clear-cut objective, and allowed local commanders to set military policy. At the end of their meeting, Montgomery asked Dayan to tell the Americans, in his name, that they were "insane".
During a visit to the Alamein battlefields in May 1967, he bluntly told high-ranking Egyptian Army officers that they would lose any war with Israel, a warning that was shown to be justified only a few weeks later in the Six-Day War.
In retirement, Montgomery publicly supported apartheid after a visit to South Africa in 1962, and after a visit to China declared himself impressed by the Chinese leadership led by Chairman Mao Tse-tung. He spoke out against the legalisation of homosexuality in the United Kingdom, arguing that the Sexual Offences Act 1967 was a "charter for buggery" and that "this sort of thing may be tolerated by the French, but we're British—thank God".
Montgomery was a teetotaller, a vegetarian, and a Christian.
Montgomery died from unspecified causes in 1976 at his home Isington Mill in Isington, Hampshire, aged 88. After a funeral at St George's Chapel, Windsor, his body was buried in Holy Cross churchyard, in Binsted, Hampshire. He was survived by his son and only child David Montgomery, 2nd Viscount Montgomery of Alamein (1928–2020), as well as two grandchildren. His wife Betty Carver died in 1937.
His Garter banner, which had hung in St. George's Chapel in Windsor during his lifetime, is now on display in St Mary's, Warwick. | [
{
"paragraph_id": 0,
"text": "Field Marshal Bernard Law Montgomery, 1st Viscount Montgomery of Alamein, KG, GCB, DSO, PC, DL (/məntˈɡʌməri ... ˈæləmeɪn/; 17 November 1887 – 24 March 1976), nicknamed \"Monty\", was a senior British Army officer who served in the First World War, the Irish War of Independence and the Second World War.",
"title": ""
},
{
"paragraph_id": 1,
"text": "Montgomery first saw action in the First World War as a junior officer of the Royal Warwickshire Regiment. At Méteren, near the Belgian border at Bailleul, he was shot through the right lung by a sniper, during the First Battle of Ypres. On returning to the Western Front as a general staff officer, he took part in the Battle of Arras in April–May 1917. He also took part in the Battle of Passchendaele in late 1917 before finishing the war as chief of staff of the 47th (2nd London) Division.",
"title": ""
},
{
"paragraph_id": 2,
"text": "In the inter-war years he commanded the 17th (Service) Battalion, Royal Fusiliers and, later, the 1st Battalion, Royal Warwickshire Regiment before becoming commander of the 9th Infantry Brigade and then general officer commanding (GOC), 8th Infantry Division.",
"title": ""
},
{
"paragraph_id": 3,
"text": "During the Western Desert campaign of the Second World War, Montgomery commanded the British Eighth Army from August 1942, through the Second Battle of El Alamein and on to the final Allied victory in Tunisia in May 1943. He subsequently commanded the British Eighth Army during the Allied invasion of Sicily and the Allied invasion of Italy and was in command of all Allied ground forces during the Battle of Normandy (Operation Overlord), from D-Day on 6 June 1944 until 1 September 1944. He then continued in command of the 21st Army Group for the rest of the North West Europe campaign, including the failed attempt to cross the Rhine during Operation Market Garden.",
"title": ""
},
{
"paragraph_id": 4,
"text": "When German armoured forces broke through the US lines in Belgium during the Battle of the Bulge, Montgomery received command of the northern shoulder of the Bulge. This included temporary command of the US First Army and the US Ninth Army, which held up the German advance to the north of the Bulge while the US Third Army under Lieutenant General George Patton relieved Bastogne from the south.",
"title": ""
},
{
"paragraph_id": 5,
"text": "Montgomery's 21st Army Group, including the US Ninth Army and the First Allied Airborne Army, crossed the Rhine in Operation Plunder in March 1945, two weeks after the US First Army had crossed the Rhine in the Battle of Remagen. By the end of the war, troops under Montgomery's command had taken part in the encirclement of the Ruhr Pocket, liberated the Netherlands, and captured much of north-west Germany. On 4 May 1945, Montgomery accepted the surrender of the German forces in north-western Europe at Lüneburg Heath, south of Hamburg, after the surrender of Berlin to the USSR on 2 May.",
"title": ""
},
{
"paragraph_id": 6,
"text": "After the war he became Commander-in-Chief of the British Army of the Rhine (BAOR) in Germany and then Chief of the Imperial General Staff (1946–1948). From 1948 to 1951, he served as Chairman of the Commanders-in-Chief Committee of the Western Union. He then served as NATO's Deputy Supreme Allied Commander Europe until his retirement in 1958.",
"title": ""
},
{
"paragraph_id": 7,
"text": "Montgomery was born in Kennington, Surrey, in 1887, the fourth child of nine, to a Church of Ireland minister, Henry Montgomery, and his wife, Maud (née Farrar). The Montgomerys, an 'Ascendancy' gentry family, were the County Donegal branch of the Clan Montgomery. The Rev. Henry Montgomery, at that time Vicar of St Mark's Church, Kennington, was the second son of Sir Robert Montgomery, a native of Inishowen in County Donegal in the north-west of Ulster, the noted colonial administrator in British India; Sir Robert died a month after his grandson's birth. He was probably a descendant of Colonel Alexander Montgomery (1686–1729). Bernard's mother, Maud, was the daughter of Frederic William Canon Farrar, the famous preacher, and was eighteen years younger than her husband.",
"title": "Early life"
},
{
"paragraph_id": 8,
"text": "After the death of Sir Robert Montgomery, Henry inherited the Montgomery ancestral estate of New Park in Moville, a small town in Inishowen in the north of County Donegal in Ulster, the northern province in Ireland. There was still £13,000 to pay on a mortgage, a large debt in the 1880s (equivalent to £1,537,946 in 2021) and Henry was at the time still only an Anglican vicar. Despite selling off all the farms that were in the townland of Ballynally, on the north-western shores of Lough Foyle, \"there was barely enough to keep up New Park and pay for the blasted summer holiday\" (i.e., at New Park).",
"title": "Early life"
},
{
"paragraph_id": 9,
"text": "It was a financial relief of some magnitude when, in 1889, Henry was made Bishop of Tasmania, then still a British colony, and Bernard spent his formative years there. Bishop Montgomery considered it his duty to spend as much time as possible in the rural areas of Tasmania and was away for up to six months at a time. While he was away, his wife, still in her mid-twenties, gave her children \"constant\" beatings, then ignored them most of the time as she performed the public duties of the bishop's wife. Of Bernard's siblings, Sibyl died prematurely in Tasmania, and Harold, Donald and Una all emigrated. Maud Montgomery took little active interest in the education of her young children other than to have them taught by tutors brought from Britain, although he briefly attended the then coeducational St Michael's Collegiate School. The loveless environment made Bernard something of a bully, as he himself recalled, \"I was a dreadful little boy. I don't suppose anybody would put up with my sort of behaviour these days.\" Later in life Montgomery refused to allow his son David to have anything to do with his grandmother, and refused to attend her funeral in 1949.",
"title": "Early life"
},
{
"paragraph_id": 10,
"text": "The family returned to England once for a Lambeth Conference in 1897, and Bernard and his brother Harold were educated at The King's School, Canterbury. In 1901, Bishop Montgomery became secretary of the Society for the Propagation of the Gospel, and the family returned to London. Montgomery attended St Paul's School and then the Royal Military College, Sandhurst, from which he was almost expelled for rowdiness and violence. On graduation in September 1908 he was commissioned into the 1st Battalion the Royal Warwickshire Regiment as a second lieutenant, and first saw overseas service later that year in India. He was promoted to lieutenant in 1910, and in 1912 became adjutant of the 1st Battalion of his regiment at Shorncliffe Army Camp.",
"title": "Early life"
},
{
"paragraph_id": 11,
"text": "The Great War began in August 1914 and Montgomery moved to France with his battalion that month, which was at the time part of the 10th Brigade of the 4th Division. He saw action at the Battle of Le Cateau that month and during the retreat from Mons. At Méteren, near the Belgian border at Bailleul on 13 October 1914, during an Allied counter-offensive, he was shot through the right lung by a sniper. Lying in the open, he remained still and pretended to be dead, in the hope that he would not receive any more enemy attention. One of his men did attempt to rescue him but was shot dead by a hidden enemy sniper and collapsed over Montgomery. The sniper continued to fire and Montgomery was hit once more, in the knee, but the dead soldier, in Montgomery's words, \"received many bullets meant for me.\" Assuming them to both be dead, the officers and men of Montgomery's battalion chose to leave them where they were until darkness arrived and stretcher bearers managed to recover the two bodies, with Montgomery by this time barely clinging on to life. The doctors at the Advanced Dressing Station, too, had no hope for him and ordered a grave to be dug. Miraculously, however, Montgomery was still alive and, after being placed in an ambulance and then being sent to a hospital, was treated and eventually evacuated to England, where he would remain for well over a year. He was appointed a Companion of the Distinguished Service Order, for his gallant leadership during this period: the citation for this award, published in The London Gazette in December 1914 reads:",
"title": "First World War"
},
{
"paragraph_id": 12,
"text": "Conspicuous gallant leading on 13th October, when he turned the enemy out of their trenches with the bayonet. He was severely wounded.",
"title": "First World War"
},
{
"paragraph_id": 13,
"text": "After recovering in early 1915, he was appointed brigade major, first of the 112th Brigade, and then with 104th Brigade training in Lancashire. He returned to the Western Front in early 1916 as a general staff officer in the 33rd Division and took part in the Battle of Arras in April–May 1917. He became a general staff officer with IX Corps, part of General Sir Herbert Plumer's Second Army, in July 1917.",
"title": "First World War"
},
{
"paragraph_id": 14,
"text": "Montgomery served at the Battle of Passchendaele in late 1917 before finishing the war as GSO1 (effectively chief of staff) of the 47th (2nd London) Division, with the temporary rank of lieutenant-colonel. A photograph from October 1918, reproduced in many biographies, shows the then unknown Lieutenant-Colonel Montgomery standing in front of Winston Churchill (then the Minister of Munitions) at the parade following the liberation of Lille.",
"title": "First World War"
},
{
"paragraph_id": 15,
"text": "Montgomery was profoundly influenced by his experiences during the war, in particular by the leadership, or rather the lack of it, being displayed by the senior commanders. He later wrote:",
"title": "First World War"
},
{
"paragraph_id": 16,
"text": "There was little contact between the generals and the soldiers. I went through the whole war on the Western Front, except during the period I was in England after being wounded; I never once saw the British Commander-in-Chief, neither French nor Haig, and only twice did I see an Army Commander.",
"title": "First World War"
},
{
"paragraph_id": 17,
"text": "The higher staffs were out of touch with the regimental officers and with the troops. The former lived in comfort, which became greater as the distance of their headquarters behind the lines increased. There was no harm in this provided there was touch and sympathy between the staff and the troops. This was often lacking. At most large headquarters in back areas the doctrine seemed to me to be that the troops existed for the benefit of the staff. My war experience led me to believe that the staff must be the servant of the troops, and that a good staff officer must serve his commander and the troops but himself be anonymous.",
"title": "First World War"
},
{
"paragraph_id": 18,
"text": "The frightful casualties appalled me. The so-called \"good fighting generals\" of the war appeared to me to be those who had a complete disregard for human life. There were of course exceptions and I suppose one such was Plumer; I had only once seen him and had never spoken to him.",
"title": "First World War"
},
{
"paragraph_id": 19,
"text": "After the First World War, Montgomery commanded the 17th (Service) Battalion of the Royal Fusiliers, a battalion in the British Army of the Rhine, before reverting to his substantive rank of captain (brevet major) in November 1919. He had not at first been selected for the Staff College in Camberley, Surrey (his only hope of ever achieving high command). But at a tennis party in Cologne, he was able to persuade the Commander-in-chief (C-in-C) of the British Army of Occupation, Field Marshal Sir William Robertson, to add his name to the list.",
"title": "Between the world wars"
},
{
"paragraph_id": 20,
"text": "After graduating from the Staff College, he was appointed brigade major in the 17th Infantry Brigade in January 1921. The brigade was stationed in County Cork, Ireland, carrying out counter-guerilla operations during the final stages of the Irish War of Independence.",
"title": "Between the world wars"
},
{
"paragraph_id": 21,
"text": "Montgomery came to the conclusion that the conflict could not be won without harsh measures, and that self-government for Ireland was the only feasible solution; in 1923, after the establishment of the Irish Free State and during the Irish Civil War, Montgomery wrote to Colonel Arthur Ernest Percival of the Essex Regiment:",
"title": "Between the world wars"
},
{
"paragraph_id": 22,
"text": "Personally, my whole attention was given to defeating the rebels but it never bothered me a bit how many houses were burnt. I think I regarded all civilians as 'Shinners' and I never had any dealings with any of them. My own view is that to win a war of this sort, you must be ruthless. Oliver Cromwell, or the Germans, would have settled it in a very short time. Nowadays public opinion precludes such methods, the nation would never allow it, and the politicians would lose their jobs if they sanctioned it. That being so, I consider that Lloyd George was right in what he did, if we had gone on we could probably have squashed the rebellion as a temporary measure, but it would have broken out again like an ulcer the moment we removed the troops. I think the rebels would probably [have] refused battles, and hidden their arms etc. until we had gone.",
"title": "Between the world wars"
},
{
"paragraph_id": 23,
"text": "In one noteworthy incident on 2 May 1922, Montgomery led a force of 60 soldiers and 4 armoured cars to the town of Macroom to search for four British officers who were missing in the area. While he had hoped the show of force would assist in finding the men, he was under strict orders not to attack the IRA. On arriving in the town square in front of Macroom Castle, he summoned the IRA commander, Charlie Browne, to parley. At the castle gates Montgomery spoke to Browne explaining what would happen should the officers not be released. Once finished, Browne responded with his own ultimatum to Montgomery to \"leave town within 10 minutes\". Browne then turned heels and returned to the Castle. At this point another IRA officer, Pat O'Sullivan, whistled to Montgomery drawing his attention to scores of IRA volunteers who had quietly taken up firing positions all around the square—surrounding Montgomery's forces. Realising his precarious position, Montgomery led his troops out of the town, a decision which raised hostile questions in the House of Commons but was later approved by Montgomery's own superiors. Unknown to Montgomery at this time, the four missing officers had already been executed.",
"title": "Between the world wars"
},
{
"paragraph_id": 24,
"text": "In May 1923, Montgomery was posted to the 49th (West Riding) Infantry Division, a Territorial Army (TA) formation. He returned to the 1st Battalion, Royal Warwickshire Regiment in 1925 as a company commander and was promoted to major in July 1925. From January 1926 to January 1929 he served as Deputy Assistant Adjutant General at the Staff College, Camberley, in the temporary rank of lieutenant-colonel.",
"title": "Between the world wars"
},
{
"paragraph_id": 25,
"text": "In 1925, in his first known courtship of a woman, Montgomery, then in his late thirties, proposed to a 17-year-old girl, Betty Anderson. His approach included drawing diagrams in the sand of how he would deploy his tanks and infantry in a future war, a contingency which seemed very remote at that time. She respected his ambition and single-mindedness but declined his proposal of marriage.",
"title": "Between the world wars"
},
{
"paragraph_id": 26,
"text": "In 1927, he met and married Elizabeth (Betty) Carver, née Hobart. She was the sister of the future Second World War commander Major-General Sir Percy Hobart. Betty Carver had two sons in their early teens, John and Dick, from her first marriage to Oswald Carver. Dick Carver later wrote that it had been \"a very brave thing\" for Montgomery to take on a widow with two children. Montgomery's son, David, was born in August 1928.",
"title": "Between the world wars"
},
{
"paragraph_id": 27,
"text": "While on holiday in Burnham-on-Sea in 1937, Betty suffered an insect bite which became infected, and she died in her husband's arms from septicaemia following amputation of her leg. The loss devastated Montgomery, who was then serving as a brigadier, but he insisted on throwing himself back into his work immediately after the funeral. Montgomery's marriage had been extremely happy. Much of his correspondence with his wife was destroyed when his quarters at Portsmouth were bombed during the Second World War. After Montgomery's death, John Carver wrote that his mother had arguably done the country a favour by keeping his personal oddities—his extreme single-mindedness, and his intolerance of and suspicion of the motives of others—within reasonable bounds long enough for him to have a chance of attaining high command.",
"title": "Between the world wars"
},
{
"paragraph_id": 28,
"text": "Both of Montgomery's stepsons became army officers in the 1930s (both were serving in India at the time of their mother's death), and both served in the Second World War, each eventually attaining the rank of colonel. While serving as a GSO2 with Eighth Army, Dick Carver was sent forward during the pursuit after El Alamein to help identify a new site for Eighth Army HQ. He was taken prisoner at Mersa Matruh on 7 November 1942. Montgomery wrote to his contacts in England asking that inquiries be made via the Red Cross as to where his stepson was being held, and that parcels be sent to him. Like many British POWs, the most famous being General Richard O'Connor, Dick Carver escaped in September 1943 during the brief hiatus between Italy's departure from the war and the German seizure of the country. He eventually reached British lines on 5 December 1943, to the delight of his stepfather, who sent him home to Britain to recuperate.",
"title": "Between the world wars"
},
{
"paragraph_id": 29,
"text": "In January 1929 Montgomery was promoted to brevet lieutenant-colonel. That month he returned to the 1st Battalion, Royal Warwickshire Regiment again, as Commander of Headquarters Company; he went to the War Office to help write the Infantry Training Manual in mid-1929. In 1931 Montgomery was promoted to substantive lieutenant-colonel and became the Commanding officer (CO) of the 1st Battalion, Royal Warwickshire Regiment and saw service in Palestine and British India. He was promoted to colonel in June 1934 (seniority from January 1932). He attended and was then recommended to become an instructor at the Indian Army Staff College (now the Pakistan Command and Staff College) in Quetta, British India.",
"title": "Between the world wars"
},
{
"paragraph_id": 30,
"text": "On completion of his tour of duty in India, Montgomery returned to Britain in June 1937 where he took command of the 9th Infantry Brigade with the temporary rank of brigadier. His wife died that year.",
"title": "Between the world wars"
},
{
"paragraph_id": 31,
"text": "In 1938, he organised an amphibious combined operations landing exercise that impressed the new C-in-C of Southern Command, General Sir Archibald Percival Wavell. He was promoted to major-general on 14 October 1938 and took command of the 8th Infantry Division in the British mandate of Palestine. In Palestine, Montgomery was involved in suppressing an Arab revolt which had broken out over opposition to Jewish emigration. He returned in July 1939 to Britain, suffering a serious illness on the way, to command the 3rd (Iron) Infantry Division. Reporting the suppression of the revolt in April 1939, Montgomery wrote, \"I shall be sorry to leave Palestine in many ways, as I have enjoyed the war out here\".",
"title": "Between the world wars"
},
{
"paragraph_id": 32,
"text": "Britain declared war on Germany on 3 September 1939 and the 3rd Division, together with its new General Officer Commanding (GOC), was deployed to France as part of the British Expeditionary Force (BEF), commanded by General Lord Gort. Shortly after the division's arrival overseas, Montgomery faced serious trouble from his military superiors and the clergy for his frank attitude regarding the sexual health of his soldiers, but was defended from dismissal by his superior Alan Brooke, commander of II Corps, of which Montgomery's division formed a part. Montgomery had issued a circular on the prevention of venereal disease, worded in such \"obscene language\" that both the Church of England and Roman Catholic senior chaplains objected; Brooke told Monty that he did not want any further errors of this kind, though deciding not to get him to formally withdraw it as it would remove any \"vestige of respect\" left for him.",
"title": "Second World War"
},
{
"paragraph_id": 33,
"text": "Although Montgomery's new command was a Regular Army formation, comprising the 7th (Guards), and the 8th and 9th Infantry Brigades along with supporting units, he was not impressed with its readiness for battle. As a result, while most of the rest of the BEF set about preparing defences for an expected German attack sometime in the future, Montgomery began training his 3rd Division in offensive tactics, organising several exercises, each of which lasted for several days at a time. Mostly they revolved around the division advancing towards an objective, often a river line, only to come under attack and forced to withdraw to another position, usually behind another river. These exercises usually occurred at night with only very minimal lighting being allowed. By the spring of 1940 Montgomery's division had gained a reputation of being a very agile and flexible formation. By then the Allies had agreed to Plan D, where they would advance deep into Belgium and take up positions on the River Dyle by the time the German forces attacked. Brooke, Montgomery's corps commander, was pessimistic about the plan but Montgomery, in contrast, was not concerned, believing that he and his division would perform well regardless of the circumstances, particularly in a war of movement.",
"title": "Second World War"
},
{
"paragraph_id": 34,
"text": "Montgomery's training paid off when the Germans began their invasion of the Low Countries on 10 May 1940 and the 3rd Division advanced to its planned position, near the Belgian city of Louvain. Soon after arrival, the division was fired on by members of the Belgian 10th Infantry Division who mistook them for German paratroopers; Montgomery resolved the incident by approaching them and offering to place himself under Belgian command, although Montgomery himself took control when the Germans arrived. During this time he began to develop a particular habit, which he would keep throughout the war, of going to bed at 21:30 every night without fail and giving only a single order—that he was not to be disturbed—which was only very rarely disobeyed.",
"title": "Second World War"
},
{
"paragraph_id": 35,
"text": "The 3rd Division saw little action compared to many other units and formations in the BEF but, owing to the strict training methods of Montgomery, who ensured that his division was thoroughly well-trained, disciplined and rehearsed, the division always managed to be in the right place at the right time, especially so during the retreat into France. By 27 May, when the Belgian Army on the left flank of the BEF began to disintegrate, the 3rd Division achieved something very difficult, the movement at night from the right to the left of another division and only 2,000 yards behind it. This was performed with great professionalism and occurred without any incidents and thereby filled a very vulnerable gap in the BEF's defensive line. On 29/30 May, as the 3rd Division moved into the Dunkirk bridgehead, Montgomery temporarily took over from Brooke, who received orders to return to the United Kingdom, as GOC of II Corps for the final stages of the Dunkirk evacuation.",
"title": "Second World War"
},
{
"paragraph_id": 36,
"text": "The 3rd Division, temporarily commanded by Kenneth Anderson in Montgomery's absence, returned to Britain intact with minimal casualties. Operation Dynamo—codename for the Dunkirk evacuation—saw 330,000 Allied military personnel, including most of the BEF, to Britain, although the BEF was forced to leave behind a significant amount of equipment.",
"title": "Second World War"
},
{
"paragraph_id": 37,
"text": "On his return Montgomery antagonised the War Office with trenchant criticisms of the command of the BEF and was briefly relegated to divisional command of 3rd Division, which was the only fully equipped division in Britain. He was made a Companion of the Order of the Bath.",
"title": "Second World War"
},
{
"paragraph_id": 38,
"text": "Montgomery was ordered to make ready the 3rd Division to invade the neutral Portuguese Azores. Models of the islands were prepared and detailed plans worked out for the invasion. The invasion plans did not go ahead and plans switched to invading Cape Verde island also belonging to neutral Portugal. These invasion plans also did not go ahead. Montgomery was then ordered to prepare plans for the invasion of neutral Ireland and to seize Cork, Cobh and Cork harbour. These invasion plans, like those of the Portuguese islands, also did not go ahead and in July 1940, Montgomery was appointed acting lieutenant-general and after handing over command of his division to James Gammell, he was placed in command of V Corps, responsible for the defence of Hampshire and Dorset and started a long-running feud with the new Commander-in-chief (C-in-C) of Southern Command, Lieutenant-General Claude Auchinleck.",
"title": "Second World War"
},
{
"paragraph_id": 39,
"text": "In April 1941, he became commander of XII Corps responsible for the defence of Kent. During this period he instituted a regime of continuous training and insisted on high levels of physical fitness for both officers and other ranks. He was ruthless in sacking officers he considered unfit for command in action. Promoted to temporary lieutenant-general in July, overseeing the defence of Kent, Sussex and Surrey. In December Montgomery was given command of South-Eastern Command He renamed his command the South-Eastern Army to promote offensive spirit. During this time he further developed and rehearsed his ideas and trained his soldiers, culminating in Exercise Tiger in May 1942, a combined forces exercise involving 100,000 troops.",
"title": "Second World War"
},
{
"paragraph_id": 40,
"text": "In 1942, a new field commander was required in the Middle East, where Auchinleck was fulfilling both the role of C-in-C of Middle East Command and commander Eighth Army. He had stabilised the Allied position at the First Battle of El Alamein, but after a visit in August 1942, the Prime Minister, Winston Churchill, replaced him as C-in-C with General Sir Harold Alexander and William Gott as commander of the Eighth Army in the Western Desert. However, after Gott was killed flying back to Cairo, Churchill was persuaded by Brooke, who by this time was Chief of the Imperial General Staff (CIGS), to appoint Montgomery, who had only just been nominated to replace Alexander, as commander of the British First Army for Operation Torch, the invasion of French North Africa.",
"title": "Second World War"
},
{
"paragraph_id": 41,
"text": "A story, probably apocryphal but popular at the time, is that the appointment caused Montgomery to remark that \"After having an easy war, things have now got much more difficult.\" A colleague is supposed to have told him to cheer up—at which point Montgomery said \"I'm not talking about me, I'm talking about Rommel!\"",
"title": "Second World War"
},
{
"paragraph_id": 42,
"text": "Montgomery's assumption of command transformed the fighting spirit and abilities of the Eighth Army. Taking command on 13 August 1942, he immediately became a whirlwind of activity. He ordered the creation of the X Corps, which contained all armoured divisions, to fight alongside his XXX Corps, which was all infantry divisions. This arrangement differed from the German Panzer Corps: one of Rommel's Panzer Corps combined infantry, armour and artillery units under one corps commander. The only common commander for Montgomery's all-infantry and all-armour corps was the Eighth Army Commander himself. Writing post-war the English historian Correlli Barnett commented that Montgomery's solution \"... was in every way opposite to Auchinleck's and in every way wrong, for it carried the existing dangerous separatism still further.\" Montgomery reinforced the 30 miles (48 km) long front line at El Alamein, something that would take two months to accomplish. He asked Alexander to send him two new British divisions (51st Highland and 44th Home Counties) that were then arriving in Egypt and were scheduled to be deployed in defence of the Nile Delta. He moved his field HQ to Burg al Arab, close to the Air Force command post in order to better coordinate combined operations.",
"title": "Second World War"
},
{
"paragraph_id": 43,
"text": "Montgomery was determined that the army, navy and air forces should fight their battles in a unified, focused manner according to a detailed plan. He ordered immediate reinforcement of the vital heights of Alam Halfa, just behind his own lines, expecting the German commander, Erwin Rommel, to attack with the heights as his objective, something that Rommel soon did. Montgomery ordered all contingency plans for retreat to be destroyed. \"I have cancelled the plan for withdrawal. If we are attacked, then there will be no retreat. If we cannot stay here alive, then we will stay here dead\", he told his officers at the first meeting he held with them in the desert, though, in fact, Auchinleck had no plans to withdraw from the strong defensive position he had chosen and established at El Alamein.",
"title": "Second World War"
},
{
"paragraph_id": 44,
"text": "Montgomery made a great effort to appear before troops as often as possible, frequently visiting various units and making himself known to the men, often arranging for cigarettes to be distributed. Although he still wore a standard British officer's cap on arrival in the desert, he briefly wore an Australian broad-brimmed hat before switching to wearing the black beret (with the badge of the Royal Tank Regiment and the British General Officer's cap badge) for which he became notable. The black beret was offered to him by Jim Fraser while the latter was driving him on an inspection tour. Both Brooke and Alexander were astonished by the transformation in atmosphere when they visited on 19 August, less than a week after Montgomery had taken command.",
"title": "Second World War"
},
{
"paragraph_id": 45,
"text": "Alan Brooke said that Churchill was always impatient for his generals to attack at once, and he wrote that Montgomery was always \"my Monty\" when Montgomery was out of favour with Churchill! Eden had some late night drinks with Churchill, and Eden said at a meeting of the Chiefs of Staff the next day (29 October 1942) that the Middle East offensive was \"petering out\". Alanbrooke had told Churchill \"fairly plainly\" what he thought of Eden's ability to judge the tactical situation from a distance, and was supported at the Chiefs of Staff meeting by Smuts.",
"title": "Second World War"
},
{
"paragraph_id": 46,
"text": "Rommel attempted to turn the left flank of the Eighth Army at the Battle of Alam el Halfa from 31 August 1942. The German/Italian armoured corps infantry attack was stopped in very heavy fighting. Rommel's forces had to withdraw urgently lest their retreat through the British minefields be cut off. Montgomery was criticised for not counter-attacking the retreating forces immediately, but he felt strongly that his methodical build-up of British forces was not yet ready. A hasty counter-attack risked ruining his strategy for an offensive on his own terms in late October, planning for which had begun soon after he took command. He was confirmed in the permanent rank of lieutenant-general in mid-October.",
"title": "Second World War"
},
{
"paragraph_id": 47,
"text": "The conquest of Libya was essential for airfields to support Malta and to threaten the rear of Axis forces opposing Operation Torch. Montgomery prepared meticulously for the new offensive after convincing Churchill that the time was not being wasted. (Churchill sent a telegram to Alexander on 23 September 1942 which began, \"We are in your hands and of course a victorious battle makes amends for much delay.\") He was determined not to fight until he thought there had been sufficient preparation for a decisive victory, and put into action his beliefs with the gathering of resources, detailed planning, the training of troops—especially in clearing minefields and fighting at night—and in the use of 252 of the latest American-built Sherman tanks, 90 M7 Priest self-propelled howitzers, and making a personal visit to every unit involved in the offensive. By the time the offensive was ready in late October, Eighth Army had 231,000 men on its ration strength.",
"title": "Second World War"
},
{
"paragraph_id": 48,
"text": "The Second Battle of El Alamein began on 23 October 1942, and ended 12 days later with one of the first large-scale, decisive Allied land victories of the war. Montgomery correctly predicted both the length of the battle and the number of casualties (13,500).",
"title": "Second World War"
},
{
"paragraph_id": 49,
"text": "Historian Correlli Barnett has pointed out that the rain also fell on the Germans, and that the weather is therefore an inadequate explanation for the failure to exploit the breakthrough, but nevertheless the Battle of El Alamein had been a great success. Over 30,000 prisoners of war were taken, including the German second-in-command, General von Thoma, as well as eight other general officers. Rommel, having been in a hospital in Germany at the start of the battle, was forced to return on 25 October 1942 after Stumme—his replacement as German commander—died of a heart attack in the early hours of the battle.",
"title": "Second World War"
},
{
"paragraph_id": 50,
"text": "Montgomery was advanced to KCB and promoted to full general. He kept the initiative, applying superior strength when it suited him, forcing Rommel out of each successive defensive position. On 6 March 1943, Rommel's attack on the over-extended Eighth Army at Medenine (Operation Capri) with the largest concentration of German armour in North Africa was successfully repulsed. At the Mareth Line, 20 to 27 March, when Montgomery encountered fiercer frontal opposition than he had anticipated, he switched his major effort into an outflanking inland pincer, backed by low-flying RAF fighter-bomber support. For his role in North Africa he was awarded the Legion of Merit by the United States government in the rank of Chief Commander.",
"title": "Second World War"
},
{
"paragraph_id": 51,
"text": "The next major Allied attack was the Allied invasion of Sicily (Operation Husky). Montgomery considered the initial plans for the Allied invasion, which had been agreed in principle by General Dwight D. Eisenhower, the Supreme Allied Commander Allied Forces Headquarters, and General Alexander, the 15th Army Group commander, to be unworkable because of the dispersion of effort. He managed to have the plans recast to concentrate the Allied forces, having Lieutenant General George Patton's US Seventh Army land in the Gulf of Gela (on the Eighth Army's left flank, which landed around Syracuse in the south-east of Sicily) rather than near Palermo in the west and north of Sicily. Inter-Allied tensions grew as the American commanders, Patton and Omar Bradley (then commanding US II Corps under Patton), took umbrage at what they saw as Montgomery's attitudes and boastfulness. However, while they were considered three of the greatest soldiers of their time, due to their competitiveness they were renowned for \"squabbling like three schoolgirls\" thanks to their \"bitchiness\", \"whining to their superiors\" and \"showing off\".",
"title": "Second World War"
},
{
"paragraph_id": 52,
"text": "Montgomery's Eighth Army was then fully involved in the Allied invasion of Italy in early September 1943, becoming the first of the Allied forces to land in Western Europe. Led by Lieutenant General Sir Miles Dempsey's XIII Corps, the Eighth Army landed on the toe of Italy in Operation Baytown on 3 September, four years to the day after Britain declared war on Germany. They encountered little enemy resistance. The Germans had made the decision to fall back and did what they could to stall the Eighth Army's advance, including blowing up bridges, laying mines, and setting up booby-traps. All of these slowed the Army's advance north on the awful Italian roads, although it was Montgomery who was later much criticised for the lack of progress. On 9 September the British 1st Airborne Division landed at the key port of Taranto in the heel of Italy as part of Operation Slapstick, capturing the port unopposed. On the same day the U.S. Fifth Army under Lieutenant General Mark W. Clark (which actually contained a large number of British troops) landed at Salerno, near Naples, as part of Operation Avalanche but soon found itself fighting for its very existence with the Germans launching several determined counterattacks to try and push the Allies back into the sea, with Montgomery's men being too far away to provide any real assistance. The situation was tense over the next few days but the two armies (both of which formed the 15th Army Group under General Alexander) finally began to meet on 16 September, by which time the crisis at Salerno was virtually over.",
"title": "Second World War"
},
{
"paragraph_id": 53,
"text": "Clark's Fifth Army then began to advance to the west of the Apennine Mountains while Montgomery, with Lieutenant General Charles Allfrey's V Corps having arrived to reinforce Dempsey's XIII Corps, advanced to the east. The Foggia airfields soon fell to Allfrey's V Corps, but the Germans fought hard in the defence of Termoli and Biferno. Movement soon came to an almost complete halt in the early part of November when the Eighth Army came up against a new defensive line established by the Germans on the River Sangro, which was to be the scene of much bitter and heavy fighting for the next month. While some ground was gained, it was often at the expense of heavy casualties and the Germans always managed to retreat to new defensive positions.",
"title": "Second World War"
},
{
"paragraph_id": 54,
"text": "Montgomery abhorred what he considered to be a lack of coordination, a dispersion of effort, a strategic muddle and a lack of opportunism in the Allied campaign in Italy, describing the whole affair as a \"dog's breakfast\".",
"title": "Second World War"
},
{
"paragraph_id": 55,
"text": "As a result of his dissatisfaction with Italy, he was delighted to receive the news that he was to return to Britain in January 1944. He was assigned to command the 21st Army Group consisting of all Allied ground forces participating in Operation Overlord, codename for the Allied invasion of Normandy. Overall direction was assigned to the Supreme Allied Commander of the Allied Expeditionary Forces, American General Dwight D. Eisenhower. Both Churchill and Eisenhower had found Montgomery difficult to work with in the past and wanted the position to go to the more affable General Sir Harold Alexander. However Montgomery's patron, General Sir Alan Brooke, firmly argued that Montgomery was a much superior general to Alexander and ensured his appointment. Without Brooke's support, Montgomery would have remained in Italy. At St Paul's School on 7 April and 15 May Montgomery presented his strategy for the invasion. He envisaged a ninety-day battle, with all forces reaching the Seine. The campaign would pivot on an Allied-held Caen in the east of the Normandy bridgehead, with relatively static British and Canadian armies forming a shoulder to attract and defeat German counter-attacks, relieving the US armies who would move and seize the Cotentin Peninsula and Brittany, wheeling south and then east on the right forming a pincer.",
"title": "Second World War"
},
{
"paragraph_id": 56,
"text": "During the ten weeks of the Battle of Normandy, unfavourable autumnal weather conditions disrupted the Normandy landing areas. Montgomery's initial plan was for the Anglo-Canadian troops under his command to break out immediately from their beachheads on the Calvados coast towards Caen with the aim of taking the city on either D Day or two days later. Montgomery attempted to take Caen with the 3rd Infantry Division, 50th (Northumbrian) Infantry Division and the 3rd Canadian Division but was stopped from 6–8 June by 21st Panzer Division and 12th SS Panzer Division Hitlerjugend, who hit the advancing Anglo-Canadian troops very hard. Rommel followed up this success by ordering the 2nd Panzer Division to Caen while Field Marshal Gerd von Rundstedt asked for and received permission from Hitler to have the elite 1st Waffen SS Division Leibstandarte Adolf Hitler and 2nd Waffen SS Division Das Reich sent to Caen as well. Montgomery thus had to face what Stephen Badsey called the \"most formidable\" of all the German divisions in France. The 12th Waffen SS Division Hitlerjugend, as its name implies, was drawn entirely from the more fanatical elements of the Hitler Youth and commanded by the ruthless SS-Brigadeführer Kurt Meyer, aka \"Panzer Meyer\".",
"title": "Second World War"
},
{
"paragraph_id": 57,
"text": "The failure to take Caen immediately has been the source of an immense historiographical dispute with bitter nationalist overtones. Broadly, there has been a \"British school\" which accepts Montgomery's post-war claim that he never intended to take Caen at once, and instead the Anglo-Canadian operations around Caen were a \"holding operation\" intended to attract the bulk of the German forces towards the Caen sector to allow the Americans to stage the \"break out operation\" on the left flank of the German positions, which was all part of Montgomery's \"Master Plan\" that he had conceived long before the Normandy campaign. By contrast, the \"American school\" argued that Montgomery's initial \"master plan\" was for the 21st Army Group to take Caen at once and move his tank divisions into the plains south of Caen, to then stage a breakout that would lead the 21st Army Group into the plains of northern France and hence into Antwerp and finally the Ruhr. Letters written by Eisenhower at the time of the battle make it clear that Eisenhower was expecting from Montgomery \"the early capture of the important focal point of Caen\". Later, when this plan had clearly failed, Eisenhower wrote that Montgomery had \"evolved\" the plan to have the US forces achieve the break-out instead.",
"title": "Second World War"
},
{
"paragraph_id": 58,
"text": "As the campaign progressed, Montgomery altered his initial plan for the invasion and continued the strategy of attracting and holding German counter-attacks in the area north of Caen rather than to the south, to allow the U.S. First Army in the west to take Cherbourg. A memo summarising Montgomery's operations written by Eisenhower's chief of staff, General Walter Bedell Smith who met with Montgomery in late June 1944 says nothing about Montgomery conducting a \"holding operation\" in the Caen sector, and instead speaks of him seeking a \"breakout\" into the plains south of the Seine. On 12 June, Montgomery ordered the 7th Armoured Division into an attack against the Panzer Lehr Division that made good progress at first but ended when the Panzer Lehr was joined by the 2nd Panzer Division. At Villers Bocage on 14 June, the British lost twenty Cromwell tanks to five Tiger tanks led by SS Obersturmführer Michael Wittmann, in about five minutes. Despite the setback at Villers Bocage, Montgomery was still optimistic as the Allies were landing more troops and supplies than they were losing in battle, and though the German lines were holding, the Wehrmacht and Waffen SS were suffering considerable attrition. Air Marshal Sir Arthur Tedder complained that it was impossible to move fighter squadrons to France until Montgomery had captured some airfields, something he asserted that Montgomery appeared incapable of doing. The first V-1 flying bomb attacks on London, which started on 13 June, further increased the pressure on Montgomery from Whitehall to speed up his advance.",
"title": "Second World War"
},
{
"paragraph_id": 59,
"text": "On 18 June, Montgomery ordered Bradley to take Cherbourg while the British were to take Caen by 23 June. In Operation Epsom, the British VII Corps commanded by Sir Richard O'Connor attempted to outflank Caen from the west by breaking through the dividing line between the Panzer Lehr and the 12th SS to take the strategic Hill 112. Epsom began well with O'Connor's assault force (the British 15th Scottish Division) breaking through and with the 11th Armoured Division stopping the counter-attacks of the 12th SS Division. General Friedrich Dollmann of Seventh Army had to commit the newly arrived II SS Corps to stop the British offensive. Dollmann, fearing that Epsom would be a success, committed suicide and was replaced by SS Oberstegruppenführer Paul Hausser. O'Connor, at the cost of about 4,000 men, had won a salient 5 miles (8.0 km) deep and 2 miles (3.2 km) wide but placed the Germans into an unviable long-term position. There was a strong sense of crisis in the Allied command, as the Allies had advanced only about 15 miles (24 km) inland, at a time when their plans called for them to have already taken Rennes, Alençon and St. Malo. After Epsom, Montgomery had to tell General Harry Crerar that the activation of the First Canadian Army would have to wait as there was only room at present, in the Caen sector, for the newly arrived XII Corps under Lieutenant-General Neil Ritchie, which caused some tension with Crerar, who was anxious to get into the field. Epsom had forced further German forces into Caen but all through June and the first half of July Rommel, Rundstedt, and Hitler were engaged in planning for a great offensive to drive the British into the sea; it was never launched and would have required the commitment of a large number of German forces to the Caen sector.",
"title": "Second World War"
},
{
"paragraph_id": 60,
"text": "It was only after several failed attempts to break out in the Caen sector that Montgomery devised what he later called his \"master plan\" of having the 21st Army Group hold the bulk of the German forces, thus allowing the Americans to break out. The Canadian historians Terry Copp and Robert Vogel wrote about the dispute between the \"American school\" and \"British school\" after having suffered several setbacks in June 1944:",
"title": "Second World War"
},
{
"paragraph_id": 61,
"text": "Montgomery drew what was the indisputably correct conclusion from these events. If the British and Canadians could continue to hold the bulk of the German armoured divisions on their front through a series of limited attacks, they could wear down the Germans and create the conditions for an American breakout on the right. This is what Montgomery proposed in his Directive of June 30th and, if he and his admirers had let the record speak for itself, there would be little debate about his conduct of the first stages of the Normandy campaign. Instead, Montgomery insisted that this Directive was a consistent part of a master plan that he had devised long before the invasion. Curiously, this view does a great disservice to 'Monty' for any rigid planning of operations before the German response was known would have been bad generalship indeed!\"",
"title": "Second World War"
},
{
"paragraph_id": 62,
"text": "Hampered by stormy weather and the bocage terrain, Montgomery had to ensure that Rommel focused on the British in the east rather than the Americans in the west, who had to take the Cotentin Peninsula and Brittany before the Germans could be trapped by a general swing east. Montgomery told General Sir Miles Dempsey, the commander of Second British Army: \"Go on hitting, drawing the German strength, especially some of the armour, onto yourself—so as to ease the way for Brad [Bradley].\" The Germans had deployed twelve divisions, of which six were Panzer divisions, against the British while deploying eight divisions, of which three were Panzer divisions, against the Americans. By the middle of July Caen had not been taken, as Rommel continued to prioritise prevention of the break-out by British forces rather than the western territories being taken by the Americans. This was broadly as Montgomery had planned, albeit not with the same speed as he outlined at St Paul's, although as the American historian Carlo D'Este pointed out the actual situation in Normandy was \"vastly different\" from what was envisioned at the St. Paul's conference, as only one of four goals outlined in May had been achieved by 10 July.",
"title": "Second World War"
},
{
"paragraph_id": 63,
"text": "On 7 July, Montgomery began Operation Charnwood with a carpet bombing offensive that turned much of the French countryside and the city of Caen into a wasteland. The British and Canadians succeeded in advancing into northern Caen before the Germans, who used the ruins to their advantage and stopped the offensive. On 10 July, Montgomery ordered Bradley to take Avranches, after which U.S. Third Army would be activated to drive towards Le Mans and Alençon. On 14 July 1944, Montgomery wrote to his patron Brooke, saying he had chosen on a \"real show down on the eastern flanks, and to loose a Corps of three armoured divisions in the open country about the Caen-Falaise road ... The possibilities are immense; with seven hundred tanks loosed to the South-east of Caen, and the armoured cars operating far ahead, anything can happen.\" The French Resistance had launched Plan Violet in June 1944 to systematically destroy the telephone system of France, which forced the Germans to use their radios more and more to communicate, and as the code-breakers of Bletchley Park had broken many of the German codes, Montgomery had, thanks to \"Ultra\" intelligence, a good idea of the German situation. Montgomery thus knew German Army Group B had lost 96,400 men while receiving 5,200 replacements and the Panzer Lehr Division now based at St. Lô was down to only 40 tanks. Montgomery later wrote that he knew he had the Normandy campaign won at this point as the Germans had almost no reserves while he had three armoured divisions in reserve.",
"title": "Second World War"
},
{
"paragraph_id": 64,
"text": "An American break-out was achieved with Operation Cobra and the encirclement of German forces in the Falaise pocket at the cost of British losses with the diversionary Operation Goodwood. On the early morning of 18 July 1944, Operation Goodwood began with British heavy bombers beginning carpet bombing attacks that further devastated what was left of Caen and the surrounding countryside. A British tank crewman from the Guards Armoured Division later recalled: \"At 0500 hours a distant thunder in the air brought all the sleepy-eyed tank crews out of their blankets. 1,000 Lancasters were flying from the sea in groups of three or four at 3,000 feet (910 m). Ahead of them the pathfinders were scattering their flares and before long the first bombs were dropping.\" A German tankman from the 21st Panzer Division at the receiving end of this bombardment remembered: \"We saw little dots detach themselves from the planes, so many of them that the crazy thought occurred to us: are those leaflets? ... Among the thunder of the explosions, we could hear the wounded scream and the insane howling of men who had [been] driven mad.\" The British bombing had badly smashed the German front-line units; e.g., tanks were thrown up on the roofs of French farmhouses. Initially, the three British armoured divisions assigned to lead the offensive, the 7th, 11th and the Guards, made rapid progress and were soon approaching the Borguebus ridge, which dominated the landscape south of Caen, by noon.",
"title": "Second World War"
},
{
"paragraph_id": 65,
"text": "If the British could take the Borguebus Ridge, the way to the plains of northern France would be wide open, and potentially Paris could be taken, which explains the ferocity with which the Germans defended the ridge. One German officer, Lieutenant Baron von Rosen, recalled that to motivate a Luftwaffe officer commanding a battery of four 88 mm guns to fight against the British tanks, he had to hold his handgun to the officer's head \"and asked him whether he would like to be killed immediately or get a high decoration. He decided for the latter.\" The well dug-in 88 mm guns around the Borguebus Ridge began taking a toll on the British Sherman tanks, and the countryside was soon dotted with dozens of burning Shermans. One British officer reported with worry: \"I see palls of smoke and tanks brewing up with flames belching forth from their turrets. I see men climbing out, on fire like torches, rolling on the ground to try and douse the flames.\" Despite Montgomery's orders to try to press on, fierce German counter-attacks stopped the British offensive.",
"title": "Second World War"
},
{
"paragraph_id": 66,
"text": "The objectives of Operation Goodwood were all achieved except the complete capture of the Bourgebus Ridge, which was only partially taken. The operation was a strategic Allied success in drawing in the last German reserves in Normandy towards the Caen sector away from the American sector, greatly assisting the American breakout in Operation Cobra. By the end of Goodwood on 25 July 1944, the Canadians had finally taken Caen while the British tanks had reached the plains south of Caen, giving Montgomery the \"hinge\" he had been seeking, while forcing the Germans to commit the last of their reserves to stop the Anglo-Canadian offensive. \"Ultra\" decrypts indicated that the Germans now facing Bradley were seriously understrength, with Operation Cobra about to commence. During Operation Goodwood, the British had 400 tanks knocked out, with many recovered returning to service. The casualties were 5,500 with 7 miles (11 km) of ground gained. Bradley recognised Montgomery's plan to pin down German armour and allow U.S. forces to break out:",
"title": "Second World War"
},
{
"paragraph_id": 67,
"text": "The British and Canadian armies were to decoy the enemy reserves and draw them to their front on the extreme eastern edge of the Allied beachhead. Thus, while Monty taunted the enemy at Caen, we [the Americans] were to make our break on the long roundabout road to Paris. When reckoned in terms of national pride, this British decoy mission became a sacrificial one, for while we tramped around the outside flank, the British were to sit in place and pin down the Germans. Yet strategically it fitted into a logical division of labors, for it was towards Caen that the enemy reserves would race once the alarm was sounded.",
"title": "Second World War"
},
{
"paragraph_id": 68,
"text": "The long-running dispute over what Montgomery's \"master plan\" in Normandy led historians to differ greatly about the purpose of Goodwood. The British journalist Mark Urban wrote that the purpose of Goodwood was to draw German troops to their left flank to allow the American forces to break out on the right flank, arguing that Montgomery had to lie to his soldiers about the purpose of Goodwood, as the average British soldier would not have understood why they were being asked to create a diversion to allow the Americans to have the glory of staging the breakout with Operation Cobra. By contrast, the American historian Stephen Power argued that Goodwood was intended to be the \"breakout\" offensive and not a \"holding operation\", writing: \"It is unrealistic to assert that an operation which called for the use of 4,500 Allied aircraft, 700 artillery pieces and over 8,000 armored vehicles and trucks and that cost the British over 5,500 casualties was conceived and executed for so limited an objective.\" Power noted that Goodwood and Cobra were supposed to take effect on the same day, 18 July 1944, but Cobra was cancelled owing to heavy rain in the American sector, and argued that both operations were meant to be breakout operations to trap the German armies in Normandy. American military writer Drew Middleton wrote that there is no doubt that Montgomery wanted Goodwood to provide a \"shield\" for Bradley, but at the same time Montgomery was clearly hoping for more than merely diverting German attention away from the American sector. British historian John Keegan pointed out that Montgomery made differing statements before Goodwood about the purpose of the operation. Keegan wrote that Montgomery engaged in what he called a \"hedging of his bets\" when drafting his plans for Goodwood, with a plan for a \"break out if the front collapsed, if not, sound documentary evidence that all he had intended in the first place was a battle of attrition\". Again Bradley confirmed Montgomery's plan and that the capture of Caen was only incidental to his mission, not critical. The American magazine LIFE quoted Bradley in 1951:",
"title": "Second World War"
},
{
"paragraph_id": 69,
"text": "While Collins was hoisting his VII Corps flag over Cherbourg, Montgomery was spending his reputation in a bitter siege against the old university city of Caen. For three weeks he had rammed his troops against those panzer divisions he had deliberately drawn towards that city as part of our Allied strategy of diversion in the Normandy Campaign. Although Caen contained an important road junction that Montgomery would eventually need, for the moment the capture of that city was only incidental to his mission. For Monty's primary task was to attract German troops to the British front that we might more easily secure Cherbourg and get into position for the breakout. While this diversion of Monty's was brilliantly achieved, he nevertheless left himself open to criticism by overemphasising the importance of his thrust toward Caen. Had he limited himself simply to the containment without making Caen a symbol of it, he would have been credited with success instead of being charged, as he was, with failure.",
"title": "Second World War"
},
{
"paragraph_id": 70,
"text": "With Goodwood drawing the Wehrmacht towards the British sector, U.S. First Army enjoyed a two-to-one numerical superiority. Bradley accepted Montgomery's advice to begin the offensive by concentrating at one point instead of a \"broad front\" as Eisenhower would have preferred.",
"title": "Second World War"
},
{
"paragraph_id": 71,
"text": "Operation Goodwood almost cost Montgomery his job, as Eisenhower seriously considered sacking him and only chose not to do so because to sack the popular \"Monty\" would have caused such a political backlash in Britain against the Americans at a critical moment in the war that the resulting strains in the Atlantic alliance were not considered worth it. Montgomery expressed his satisfaction at the results of Goodwood when calling the operation off. Eisenhower was under the impression that Goodwood was to be a break-out operation. Either there was a miscommunication between the two men or Eisenhower did not understand the strategy. Bradley fully understood Montgomery's intentions. Both men would not give away to the press the true intentions of their strategy.",
"title": "Second World War"
},
{
"paragraph_id": 72,
"text": "Many American officers had found Montgomery a difficult man to work with, and after Goodwood, pressured Eisenhower to fire Montgomery. Although the Eisenhower–Montgomery dispute is sometimes depicted in nationalist terms as being an Anglo-American struggle, it was the British Air Marshal Arthur Tedder who was pressing Eisenhower most strongly after Goodwood to fire Montgomery. An American officer wrote in his diary that Tedder had come to see Eisenhower to \"pursue his current favourite subject, the sacking of Monty\". With Tedder leading the \"sack Monty\" campaign, it encouraged Montgomery's American enemies to press Eisenhower to fire Montgomery. Brooke was sufficiently worried about the \"sack Monty\" campaign to visit Montgomery at his Tactical Headquarters (TAC) in France and as he wrote in his diary; \"warned [Montgomery] of a tendency in the PM [Churchill] to listen to suggestions that Monty played for safety and was not prepared to take risks\". Brooke advised Montgomery to invite Churchill to Normandy, arguing that if the \"sack Monty\" campaign had won the Prime Minister over, then his career would be over, as having Churchill's backing would give Eisenhower the political \"cover\" to fire Montgomery. On 20 July, Montgomery met Eisenhower and on 21 July, Churchill, at the TAC in France. One of Montgomery's staff officers wrote afterwards that it was \"common knowledge at Tac that Churchill had come to sack Monty\". No notes were taken at the Eisenhower–Montgomery and Churchill–Montgomery meetings, but Montgomery was able to persuade both men not to sack him.",
"title": "Second World War"
},
{
"paragraph_id": 73,
"text": "With the success of Cobra, which was soon followed by unleashing Patton's Third Army, Eisenhower wrote to Montgomery: \"Am delighted that your basic plan has begun brilliantly to unfold with Bradley's initial success.\" The success of Cobra was aided by Operation Spring, when the II Canadian Corps under General Guy Simonds (the only Canadian general whose skill Montgomery respected) began an offensive south of Caen that made little headway, but which the Germans regarded as the main offensive. Once Third Army arrived, Bradley was promoted to take command of the newly created 12th Army Group, consisting of U.S. First and Third Armies. Following the American breakout, there followed the Battle of Falaise Gap. British, Canadian, and Polish soldiers of 21st Army Group commanded by Montgomery advanced south, while the American and French soldiers of Bradley's 12th Army Group advanced north to encircle the German Army Group B at Falaise, as Montgomery waged what Urban called \"a huge battle of annihilation\" in August 1944. Montgomery began his offensive into the Suisse Normande region with Operation Bluecoat, with Sir Richard O'Connor's VIII Corps and Gerard Bucknall's XXX Corps heading south. A dissatisfied Montgomery sacked Bucknall for being insufficiently aggressive and replaced him with General Brian Horrocks. At the same time, Montgomery ordered Patton—whose Third Army was supposed to advance into Brittany—to instead capture Nantes, which was soon taken.",
"title": "Second World War"
},
{
"paragraph_id": 74,
"text": "Hitler waited too long to order his soldiers to retreat from Normandy, leading Montgomery to write: \"He [Hitler] refused to face the only sound military course. As a result the Allies caused the enemy staggering losses in men and materials.\" Knowing via \"Ultra\" that Hitler was not planning to retreat from Normandy, Montgomery, on 6 August 1944, ordered an envelopment operation against Army Group B—with the First Canadian Army under Harry Crerar to advance towards Falaise, British Second Army under Miles Dempsey to advance towards Argentan, and Patton's Third Army to advance to Alençon. On 11 August, Montgomery changed his plan, with the Canadians to take Falaise and to meet the Americans at Argentan. The First Canadian Army launched two operations, Operation Totalize on 7 August, which advanced only 9 miles (14 km) in four days in the face of fierce German resistance, and Operation Tractable on 14 August, which finally took Falaise on 17 August. In view of the slow Canadian advance, Patton requested permission to take Falaise, but was refused by Bradley on 13 August. This prompted much controversy, many historians arguing that Bradley lacked aggression and that Montgomery should have overruled Bradley.",
"title": "Second World War"
},
{
"paragraph_id": 75,
"text": "The so-called Falaise Gap was closed on 22 August 1944, but several American generals, most notably Patton, accused Montgomery of being insufficiently aggressive in closing it. About 60,000 German soldiers were trapped in Normandy, but before 22 August, about 20,000 Germans had escaped through the Falaise Gap. About 10,000 Germans had been killed in the Battle of the Falaise Gap, which led a stunned Eisenhower, who viewed the battlefield on 24 August, to comment with horror that it was impossible to walk without stepping on corpses. The successful conclusion of the Normandy campaign saw the beginning of the debate between the \"American school\" and \"British school\" as both American and British generals started to advance claims about who was most responsible for this victory. Brooke wrote in defence of his protégé Montgomery: \"Ike knows nothing about strategy and is 'quite' unsuited to the post of Supreme Commander. It is no wonder that Monty's real high ability is not always realised. Especially so when 'national' spectacles pervert the perspective of the strategic landscape.\" About Montgomery's conduct of the Normandy campaign, Badsey wrote:",
"title": "Second World War"
},
{
"paragraph_id": 76,
"text": "Too much discussion on Normandy has centered on the controversial decisions of the Allied commanders. It was not good enough, apparently, to win such a complete and spectacular victory over an enemy that had conquered most of Europe unless it was done perfectly. Most of the blame for this lies with Montgomery, who was foolish enough to insist that it had been done perfectly, that Normandy—and all his other battles—had been fought accordingly to a precise master plan drawn up beforehand, from which he never deviated. It says much for his personality that Montgomery found others to agree with him, despite overwhelming evidence to the contrary. His handling of the Battle of Normandy was of a very high order, and as the person who would certainly have been blamed for losing the battle, he deserves the credit for winning it.",
"title": "Second World War"
},
{
"paragraph_id": 77,
"text": "Eisenhower took over Ground Forces Command on 1 September, while continuing as Supreme Commander, with Montgomery continuing to command the 21st Army Group, now consisting mainly of British and Canadian units. Montgomery bitterly resented this change, although it had been agreed before the D-Day invasion. The British journalist Mark Urban writes that Montgomery seemed unable to grasp that as the majority of the 2.2 million Allied soldiers fighting against Germany on the Western Front were now American (the ratio was 3:1) that it was politically unacceptable to American public opinion to have Montgomery remain as Land Forces Commander as: \"Politics would not allow him to carry on giving orders to great armies of Americans simply because, in his view, he was better than their generals.\"",
"title": "Second World War"
},
{
"paragraph_id": 78,
"text": "Winston Churchill had Montgomery promoted to field marshal by way of compensation.",
"title": "Second World War"
},
{
"paragraph_id": 79,
"text": "By September, ports like Cherbourg were too far away from the front line, causing the Allies great logistical problems. Antwerp was the third largest port in Europe. It was a deep water inland port connected to the North Sea via the river Scheldt. The Scheldt was wide enough and dredged deep enough to allow the passage of ocean-going ships.",
"title": "Second World War"
},
{
"paragraph_id": 80,
"text": "On 3 September 1944 Hitler ordered Fifteenth Army, which had been stationed in the Pas de Calais region and was withdrawing north into the Low Countries, to hold the mouth of the river Scheldt to deprive the Allies of the use of Antwerp. Von Rundstedt, the German commander of the Western Front, ordered General Gustav-Adolf von Zangen, the commander of 15th Army, that: \"The attempt of the enemy to occupy the West Scheldt in order to obtain the free use of the harbor of Antwerp must be resisted to the utmost\" (emphasis in the original). Rundstedt argued with Hitler that as long as the Allies could not use the port of Antwerp, the Allies would lack the logistical capacity for an invasion of Germany.",
"title": "Second World War"
},
{
"paragraph_id": 81,
"text": "The Witte Brigade (White Brigade) of the Belgian resistance had captured the Port of Antwerp before the Germans could destroy key port facilities, and on 4 September, Antwerp was captured by Horrocks with its harbour mostly intact. The British declined to immediately advance over the Albert Canal, and an opportunity to destroy the German Fifteenth Army was lost. The Germans had mined the river Scheldt, the mouth of the Scheldt was still in German hands making it impossible for the Royal Navy to clear the mines in the river, and therefore the port of Antwerp was still useless to the Allies.",
"title": "Second World War"
},
{
"paragraph_id": 82,
"text": "On 5 September, SHAEF's naval commander, Admiral Sir Bertram Ramsay, had urged Montgomery to make clearing the mouth of the Scheldt his number-one priority. Alone among the senior commanders, only Ramsay saw opening Antwerp as crucial. Thanks to \"Ultra,\" Montgomery was aware of Hitler's order by 5 September.",
"title": "Second World War"
},
{
"paragraph_id": 83,
"text": "On 9 September, Montgomery wrote to Brooke that \"one good Pas de Calais port\" would be sufficient to meet all the logistical needs of the 21st Army Group, but only the supply needs of the same formation. At the same time, Montgomery noted that \"one good Pas de Calais port\" would be insufficient for the American armies in France, which would thus force Eisenhower, if for no other reasons than logistics, to favour Montgomery's plans for an invasion of northern Germany by the 21st Army Group, whereas if Antwerp were opened up, then all of the Allied armies could be supplied.",
"title": "Second World War"
},
{
"paragraph_id": 84,
"text": "The importance of ports closer to Germany was highlighted with the liberation of the city of Le Havre, which was assigned to John Crocker's I Corps. To take Le Havre, two infantry divisions, two tank brigades, most of the artillery of the Second British Army, the specialised armoured \"gadgets\" of Percy Hobart's 79th Armoured Division, the battleship HMS Warspite and the monitor HMS Erebus were all committed. On 10 September 1944, Bomber Command dropped 4,719 tons of bombs on Le Havre, which was the prelude to Operation Astonia, the assault on Le Havre by Crocker's men, which was taken two days later. The Canadian historian Terry Copp wrote that the commitment of this much firepower and men to take only one French city might \"seem excessive\", but by this point, the Allies desperately needed ports closer to the front line to sustain their advance.",
"title": "Second World War"
},
{
"paragraph_id": 85,
"text": "In September 1944, Montgomery ordered Crerar and his First Canadian Army to take the French ports on the English Channel, namely Calais, Boulogne and Dunkirk, and to clear the Scheldt, a task that Crerar stated was impossible as he lacked enough troops to perform both operations at once. Montgomery refused Crerar's request to have British XII Corps under Neil Ritchie assigned to help clear the Scheldt as Montgomery stated he needed XII Corps for Operation Market Garden. On 6 September 1944, Montgomery told Crerar that \"I want Boulogne badly\" and that city should be taken no matter what the cost. On 22 September 1944, Simonds's II Canadian Corps took Boulogne, followed up by taking Calais on 1 October 1944. Montgomery was highly impatient with Simonds, complaining that it had taken Crocker's I Corps only two days to take Le Havre while it took Simonds two weeks to take Boulogne and Calais, but Simonds noted that at Le Havre, three divisions and two brigades had been employed, whereas at both Boulogne and Calais, only two brigades were sent in to take both cities. After an attempt to storm the Leopold Canal by the 4th Canadian Division had been badly smashed by the German defenders, Simonds ordered a stop to further attempts to clear the river Scheldt until his mission of capturing the French ports on the English Channel had been accomplished; this allowed the German Fifteenth Army ample time to dig into its new home on the Scheldt. The only port that was not captured by the Canadians was Dunkirk, as Montgomery ordered the 2nd Canadian Division on 15 September to hold his flank at Antwerp as a prelude for an advance up the Scheldt.",
"title": "Second World War"
},
{
"paragraph_id": 86,
"text": "Montgomery pulled away from the First Canadian Army (temporarily commanded now by Simonds as Crerar was ill), the British 51st Highland Division, 1st Polish Division, British 49th (West Riding) Division and 2nd Canadian Armoured Brigade, and sent all of these formations to help the Second British Army to expand the Market Garden salient with Operations Constellation, Aintree, and towards the end of October Pheasant. However, Simonds seems to have regarded the Scheldt campaign as a test of his ability, and he felt he could clear the Scheldt with only three Canadian divisions, namely the 2nd, the 3rd, and the 4th, despite having to take on the entire Fifteenth Army, which held strongly fortified positions in a landscape that favoured the defence. Simonds never complained about the lack of air support (made worse by the cloudy October weather), shortages of ammunition or having insufficient troops, regarding these problems as challenges for him to overcome, rather than a cause for complaint. As it was, Simonds made only slow progress in October 1944 during the fighting in the Battle of the Scheldt, although he was praised by Copp for imaginative and aggressive leadership who managed to achieve much, despite all of the odds against him. Montgomery had little respect for the Canadian generals, whom he dismissed as mediocre, with the exception of Simonds, whom he consistently praised as Canada's only \"first-rate\" general in the entire war.",
"title": "Second World War"
},
{
"paragraph_id": 87,
"text": "Admiral Ramsay, who proved to be a far more articulate and forceful champion of the Canadians than their own generals, starting on 9 October demanded of Eisenhower in a meeting that he either order Montgomery to make supporting the First Canadian Army in the Scheldt fighting his number one priority or sack him. Ramsay in very strong language argued to Eisenhower that the Allies could only invade Germany if Antwerp was opened, and that as long as the three Canadian divisions fighting in the Scheldt had shortages of ammunition and artillery shells because Montgomery made the Arnhem salient his first priority, then Antwerp would not be opened anytime soon. Even Brooke wrote in his diary: \"I feel that Monty's strategy for once is at fault. Instead of carrying out the advance to Arnhem he ought to have made certain of Antwerp\". On 9 October 1944, at Ramsay's urging, Eisenhower sent Montgomery a cable that emphasised the \"supreme importance of Antwerp\", that \"the Canadian Army will not, repeat not, be able to attack until November unless immediately supplied with adequate ammunition\", and warned that the Allied advance into Germany would totally stop by mid-November unless Antwerp was opened by October. Montgomery replied by accusing Ramsay of making \"wild statements\" unsupported by the facts, denying the Canadians were having to ration ammunition, and claimed that he would soon take the Ruhr thereby making the Scheldt campaign a sideshow. Montgomery further issued a memo entitled \"Notes on Command in Western Europe\" demanding that he once again be made Land Forces Commander. This led to an exasperated Eisenhower telling Montgomery that the question was not the command arrangement but rather his (Montgomery's) ability and willingness to obey orders. Eisenhower further told Montgomery to either obey orders to immediately clear the mouth of the Scheldt or be sacked.",
"title": "Second World War"
},
{
"paragraph_id": 88,
"text": "A chastised Montgomery told Eisenhower on 15 October 1944 that he was now making clearing the Scheldt his \"top priority\", and the ammunition shortages in the First Canadian Army, a problem which he denied even existed five days earlier, were now over as supplying the Canadians was henceforth his first concern. Simonds, now reinforced with British troops and Royal Marines, cleared the Scheldt by taking Walcheren island, the last of the German \"fortresses\" on the Scheldt, on 8 November 1944. With the Scheldt in Allied hands, Royal Navy minesweepers removed the German mines in the river, and Antwerp was finally opened to shipping on 28 November 1944. Reflecting Antwerp's importance, the Germans spent the winter of 1944–45 firing V-1 flying bombs and V-2 rockets at it in an attempt to shut down the port, and the German offensive in December 1944 in the Ardennes had as its ultimate objective the capture of Antwerp. Urban wrote that Montgomery's most \"serious failure\" in the entire war was not the well publicised Battle of Arnhem, but rather his lack of interest in opening up Antwerp, as without it the entire Allied advance from the North Sea to the Swiss Alps stalled in the autumn of 1944 for logistical reasons.",
"title": "Second World War"
},
{
"paragraph_id": 89,
"text": "Montgomery was able to persuade Eisenhower to allow him to test his strategy of a single thrust to the Ruhr with Operation Market Garden in September 1944. The offensive was strategically bold. Following the Allied breakout from Normandy, Eisenhower, favored pursuing the German armies northwards and eastwards to the Rhine on a broad front. Eisenhower relied on speed, which in turn depended on logistics, which were \"stretched to the limit\". Supreme Headquarters Allied Expeditionary Force (SHAEF) did provide Montgomery with additional resources, principally additional locomotives and rolling stock, and priority for air supply. Eisenhower's decision to launch Market Garden was influenced by his desire to keep the retreating Germans under pressure, and by the pressure from the United States to use the First Allied Airborne Army as soon as possible.",
"title": "Second World War"
},
{
"paragraph_id": 90,
"text": "Montgomery's plan for Operation Market Garden (17–25 September 1944) was to outflank the Siegfried Line and cross the Rhine, setting the stage for later offensives into the Ruhr region. The 21st Army Group would attack north from Belgium, 60 miles (97 km) through the Netherlands, across the Rhine and consolidate north of Arnhem on the far side of the Rhine. The risky plan required three Airborne Divisions to capture numerous intact bridges along a single-lane road, on which an entire Corps had to attack and use as its main supply route. The offensive failed to achieve its objectives.",
"title": "Second World War"
},
{
"paragraph_id": 91,
"text": "Both Churchill and Montgomery claimed that the operation was nearly or 90% successful, although in Montgomery's equivocal acceptance of responsibility he blames lack of support, and also refers to the Battle of the Scheldt which was undertaken by Canadian troops not involved in Market Garden. Montgomery later said:",
"title": "Second World War"
},
{
"paragraph_id": 92,
"text": "It was a bad mistake on my part—I underestimated the difficulties of opening up the approaches to Antwerp ... I reckoned the Canadian Army could do it while we were going for the Ruhr. I was wrong ... In my—prejudiced—view, if the operation had been properly backed from its inception, and given the aircraft, ground forces, and administrative resources necessary for the job, it would have succeeded in spite of my mistakes, or the adverse weather, or the presence of the 2nd SS Panzer Corps in the Arnhem area. I remain Market Garden's unrepentant advocate.",
"title": "Second World War"
},
{
"paragraph_id": 93,
"text": "In the aftermath of Market Garden, Montgomery made holding the Arnhem salient his first priority, arguing that the Second British Army might still be able to break through and reach the wide open plains of northern Germany, and that he might be able to take the Ruhr by the end of October. The Germans under Field Marshal Walther Model in early October attempted to retake the Nijmegen salient but were beaten back. In the meantime, the First Canadian Army finally achieved the task of clearing the mouth of the river Scheldt, despite the fact that in the words of Copp and Vogel \"... that Montgomery's Directive required the Canadians to continue to fight alone for almost two weeks in a battle which everyone agreed could only be won with the aid of additional divisions\".",
"title": "Second World War"
},
{
"paragraph_id": 94,
"text": "On 16 December 1944, at the start of the Battle of the Bulge, Montgomery's 21st Army Group was on the northern flank of the allied lines. Bradley's US 12th Army Group was to Montgomery's south, with William Simpson's U.S. Ninth Army adjacent to 21st Army Group, Courtney Hodges' U.S. First Army, holding the Ardennes and Patton's U.S. Third Army further south.",
"title": "Second World War"
},
{
"paragraph_id": 95,
"text": "SHAEF believed the Wehrmacht was no longer capable of launching a major offensive, and that no offensive could be launched through such rugged terrain as the Ardennes Forest. Because of this, the area was held by refitting and newly arrived American formations. The Wehrmacht planned to exploit this by making a surprise attack through the Ardennes Forest whilst bad weather grounded Allied air power, splitting the Allied Armies in two. They would then turn north to recapture the port of Antwerp. If the attack were to succeed in capturing Antwerp, the whole of 21st Army Group, along with U.S. Ninth Army and most of U.S. First Army would be trapped without supplies behind German lines.",
"title": "Second World War"
},
{
"paragraph_id": 96,
"text": "The attack initially advanced rapidly, splitting U.S. 12th Army Group in two, with all of U.S. Ninth Army and the bulk of U.S. First Army on the northern shoulder of the German 'bulge'. The 12th Army Group commander, Bradley, was located in Luxembourg, south of the bulge, making command of the U.S. forces north of the bulge problematic. As Montgomery was the nearest army group commander on the ground, on 20 December, Eisenhower temporarily transferred command of U.S. Ninth Army and U.S. First Army to Montgomery's 21st Army Group. Bradley was \"concerned because it might discredit the American command\" but that it might mean Montgomery would commit more of his reserves to the battle. In practice the change led to \"great resentment on the part of many Americans, particularly at Headquarters, 12th Army Group, and Third Army\".",
"title": "Second World War"
},
{
"paragraph_id": 97,
"text": "With the British and American forces under Montgomery's command holding the northern flank of the German assault, General Patton's Third Army, which was 90 miles (140 km) to the south, turned north and fought its way through the severe weather and German opposition to relieve the besieged American forces in Bastogne. Four days after Montgomery took command of the northern flank, the bad weather cleared and the USAAF and RAF resumed operations, inflicting heavy casualties on German troops and vehicles. Six days after Montgomery took command of the northern flank, Patton's Third Army relieved the besieged American forces in Bastogne. Unable to advance further, and running out of fuel, the Wehrmacht abandoned the offensive.",
"title": "Second World War"
},
{
"paragraph_id": 98,
"text": "Morelock states that Montgomery was preoccupied with leading a \"single thrust offensive\" to Berlin as the overall commander of Allied ground forces, and that he accordingly treated the Ardennes counteroffensive \"as a sideshow, to be finished with the least possible effort and expenditure of resources.\"",
"title": "Second World War"
},
{
"paragraph_id": 99,
"text": "Montgomery subsequently wrote of his actions:",
"title": "Second World War"
},
{
"paragraph_id": 100,
"text": "The first thing to do was to see the battle on the northern flank as one whole, to ensure the vital areas were held securely, and to create reserves for counter-attack. I embarked on these measures: I put British troops under command of the Ninth Army to fight alongside American soldiers, and made that Army take over some of the First Army Front. I positioned British troops as reserves behind the First and Ninth Armies until such time as American reserves could be created.",
"title": "Second World War"
},
{
"paragraph_id": 101,
"text": "After the war Hasso von Manteuffel, who commanded the 5th Panzer Army in the Ardennes, was imprisoned awaiting trial for war crimes. During this period he was interviewed by B. H. Liddell Hart, a British author who has since been accused of putting words in the mouths of German generals, and attempting to \"rewrite the historical record\". After conducting several interviews via an interpreter, Liddell Hart in a subsequent book attributed to Manteuffel the following statement about Montgomery's contribution to the battle in the Ardennes:",
"title": "Second World War"
},
{
"paragraph_id": 102,
"text": "The operations of the American 1st Army had developed into a series of individual holding actions. Montgomery's contribution to restoring the situation was that he turned a series of isolated actions into a coherent battle fought according to a clear and definite plan. It was his refusal to engage in premature and piecemeal counter-attacks which enabled the Americans to gather their reserves and frustrate the German attempts to extend their breakthrough.",
"title": "Second World War"
},
{
"paragraph_id": 103,
"text": "However, American historian Stephen Ambrose, writing in 1997, maintained that \"Putting Monty in command of the northern flank had no effect on the battle\". Ambrose wrote that: \"Far from directing the victory, Montgomery had gotten in everyone's way, and had botched the counter-attack.\" General Omar Bradley blamed Montgomery's \"stagnating conservatism\" for his failure to counter-attack when ordered to do so by Eisenhower.",
"title": "Second World War"
},
{
"paragraph_id": 104,
"text": "Command of U.S. First Army reverted to 12th Army Group on 17 January 1945, whilst command of U.S. Ninth Army remained with 21st Army Group for the coming operations to cross the Rhine.",
"title": "Second World War"
},
{
"paragraph_id": 105,
"text": "In February 1945, Montgomery's 21st Army Group advanced to the Rhine in Operation Veritable and Operation Grenade. It crossed the Rhine on 24 March 1945, in Operation Plunder, which took place two weeks after U.S. First Army had crossed the Rhine after capturing the Ludendorff Bridge during the Battle of Remagen.",
"title": "Second World War"
},
{
"paragraph_id": 106,
"text": "21st Army Group's river crossing was followed by the encirclement of the Ruhr Pocket. During this battle, U.S. Ninth Army, which had remained part of 21st Army Group after the Battle of the Bulge, formed the northern arm of the envelopment of German Army Group B, with U.S. First Army forming the southern arm. The two armies linked up on 1 April 1945, encircling 370,000 German troops, and on 4 April 1945, Ninth Army reverted to Omar Bradley's 12th Army Group.",
"title": "Second World War"
},
{
"paragraph_id": 107,
"text": "By the war's end, the remaining formations of 21st Army group, First Canadian Army and British Second Army, had liberated the northern part of the Netherlands and captured much of north-west Germany, occupied Hamburg and Rostock and sealed off the Danish peninsula.",
"title": "Second World War"
},
{
"paragraph_id": 108,
"text": "On 4 May 1945, on Lüneburg Heath, Montgomery accepted the surrender of German forces in north-west Germany, Denmark and the Netherlands.",
"title": "Second World War"
},
{
"paragraph_id": 109,
"text": "The British high command were not only concerned with winning the war and defeating Germany, but also with ensuring that it retained sufficient influence in the post-war world to govern global policy. Suffering heavy losses in Normandy would diminish British leadership and prestige within its empire and on post-war Europe in particular. Many of Montgomery's clashes with Eisenhower were based on his determination to pursue the war \"on lines most suitable to Britain\".",
"title": "Casualty conservation policy"
},
{
"paragraph_id": 110,
"text": "The fewer the number of combat-experienced divisions the British had left at the end of the war, the smaller Britain's influence in Europe was likely to be, compared to the emerging superpowers of the United States and the Soviet Union. Montgomery was thus caught in a dilemma—the British Army needed to be seen to be pulling at least half the weight in the liberation of Europe, but without incurring the heavy casualties that such a role would inevitably produce. 21st Army Group scarcely possessed sufficient forces to achieve such a military prominence, and the remaining divisions had to be expended sparingly.",
"title": "Casualty conservation policy"
},
{
"paragraph_id": 111,
"text": "Britain, in 1944, did not possess the manpower to rebuild shattered divisions and it was imperative for Montgomery to protect the viability of the British army so that Britain could still play an important part in the final victory. It was reported to the War Office that \"Montgomery has to be very careful of what he does on his eastern flank because on that flank is the only British Army there is left in this part of the world\". The context of British casualties and the shortage of reinforcements, prompted Montgomery to \"excessive caution\". Dempsey wrote on 13 June, that Caen could only be taken by a \"set piece assault and we did not have the men or the ammunition for that at the time\".",
"title": "Casualty conservation policy"
},
{
"paragraph_id": 112,
"text": "Montgomery's solution to the dilemma was to attempt to remain Commander of All Land Forces until the end of the war, so that any victory attained on the Western front—although achieved primarily by American formations—would accrue in part to him and thus to Britain. He would also be able to ensure that British units were spared some of the high-attrition actions, but would be most prominent when the final blows were struck. When that strategy failed, he persuaded Eisenhower to occasionally put some American formations under the control of the 21st Army Group, so as to bolster his resources while still maintaining the outward appearance of successful British effort.",
"title": "Casualty conservation policy"
},
{
"paragraph_id": 113,
"text": "Montgomery initially remained prepared to push Second (British) Army hard to capture the vital strategic town of Caen, and consequently incur heavy losses. In the original Overlord plan, Montgomery was determined to push past Caen to Falaise as quickly as possible. However, after the heavy casualties incurred in capturing Caen, he changed his mind.",
"title": "Casualty conservation policy"
},
{
"paragraph_id": 114,
"text": "Montgomery was notorious for his lack of tact and diplomacy. Even his \"patron\", the Chief of the Imperial General Staff, General Sir Alan Brooke, frequently mentions it in his war diaries: \"he is liable to commit untold errors in lack of tact\" and \"I had to haul him over the coals for his usual lack of tact and egotistical outlook which prevented him from appreciating other people's feelings\".",
"title": "Personality"
},
{
"paragraph_id": 115,
"text": "One incident that illustrated this occurred during the North African campaign when Montgomery bet Walter Bedell Smith that he could capture Sfax by the middle of April 1943. Smith jokingly replied that if Montgomery could do it he would give him a Flying Fortress complete with crew. Smith promptly forgot all about it, but Montgomery did not, and when Sfax was taken on 10 April he sent a message to Smith \"claiming his winnings\". Smith tried to laugh it off, but Montgomery was having none of it and insisted on his aircraft. It got as high as Eisenhower who, with his renowned skill in diplomacy, ensured Montgomery did get his Flying Fortress, though at a great cost in ill feeling. Even Brooke thought it crass stupidity.",
"title": "Personality"
},
{
"paragraph_id": 116,
"text": "Antony Beevor, in discussing Montgomery's counterproductive lack of tact in the final months of the war, described him as \"insufferable\". Beevor says that in January 1945 Montgomery had tried to claim far too much credit for the British (and for himself) in defeating the German counter-attack in the Ardennes in December 1944. This \"crass and unpleasant blunder\" helped make it impossible for Churchill and Alan Brooke to persuade Eisenhower of the need for an immediate thrust—to be led by Montgomery—through Germany to Berlin. Eisenhower did not accept the viability of the \"dagger thrust\" approach, it had already been agreed that Berlin would fall into the future Soviet occupation zone, and he was not willing to accept heavy casualties for no gain, so Eisenhower disregarded the British suggestions and continued with his conservative broad front strategy, and the Red Army reached Berlin well ahead of the Western Allies.",
"title": "Personality"
},
{
"paragraph_id": 117,
"text": "In August 1945, while Brooke, Sir Andrew Cunningham and Sir Charles Portal were discussing their possible successors as \"Chiefs of Staff\", they concluded that Montgomery would be very efficient as CIGS from the Army's point of view but that he was also very unpopular with a large proportion of the Army. Despite this, Cunningham and Portal were strongly in favour of Montgomery succeeding Brooke after his retirement. Churchill, by all accounts a faithful friend, is quoted as saying of Montgomery, \"In defeat, unbeatable; in victory, unbearable.\"",
"title": "Personality"
},
{
"paragraph_id": 118,
"text": "Montgomery suffered from \"an overbearing conceit and an uncontrollable urge for self-promotion.\" General Hastings Ismay, who was at the time Winston Churchill's chief staff officer and trusted military adviser, once stated of Montgomery: \"I have come to the conclusion that his love of publicity is a disease, like alcoholism or taking drugs, and that it sends him equally mad.\"",
"title": "Personality"
},
{
"paragraph_id": 119,
"text": "After the war, Montgomery became the C-in-C of the British Army of the Rhine (BAOR), the name given to the British Occupation Forces, and was the British member of the Allied Control Council.",
"title": "Later life"
},
{
"paragraph_id": 120,
"text": "Montgomery was Chief of the Imperial General Staff (CIGS) from 1946 to 1948, succeeding Alan Brooke.",
"title": "Later life"
},
{
"paragraph_id": 121,
"text": "As CIGS, Montgomery toured Africa in 1947 and in a secret 1948 report to Prime Minister Clement Attlee's government proposed a \"master plan\" to amalgamate British Africa territories and to exploit the raw materials of Africa, thereby counteracting the loss of British influence in Asia.",
"title": "Later life"
},
{
"paragraph_id": 122,
"text": "However, Montgomery was barely on speaking terms with his fellow service chiefs, sending his deputy Kenneth Crawford to attend their meetings and he clashed particularly with Sir Arthur Tedder, who was by now Chief of the Air Staff (CAS).",
"title": "Later life"
},
{
"paragraph_id": 123,
"text": "When Montgomery's term of office expired, Prime Minister Attlee appointed Sir William Slim from retirement with the rank of field marshal as his successor. When Montgomery protested that he had told his protégé, General Sir John Crocker, former commander of I Corps in the 1944–45 North-West Europe Campaign, that the job was to be his, Attlee is said to have retorted \"Untell him\".",
"title": "Later life"
},
{
"paragraph_id": 124,
"text": "Montgomery was then appointed Chairman of the Western Union Defence Organization's C-in-C committee. Volume 3 of Nigel Hamilton's Life of Montgomery of Alamein gives an account of the bickering between Montgomery and his land forces chief, French General Jean de Lattre de Tassigny, which created splits through the Union headquarters.",
"title": "Later life"
},
{
"paragraph_id": 125,
"text": "On the creation of the North Atlantic Treaty Organisation's Supreme Headquarters Allied Powers Europe in 1951, Montgomery became Eisenhower's deputy. He would continue to serve under Eisenhower's successors, Generals Matthew Ridgway and Al Gruenther, until his retirement, aged nearly 71, in 1958.",
"title": "Later life"
},
{
"paragraph_id": 126,
"text": "Montgomery was created 1st Viscount Montgomery of Alamein in 1946.",
"title": "Later life"
},
{
"paragraph_id": 127,
"text": "Montgomery's mother, Maude Montgomery, died at New Park in Moville in Inishowen in 1949. She was buried alongside her husband in the kirkyard behind St Columb's Church, the small Church of Ireland church beside New Park, overlooking Lough Foyle. Montgomery did not attend the funeral, claiming he was \"too busy\".",
"title": "Later life"
},
{
"paragraph_id": 128,
"text": "Montgomery was an Honorary Member of the Winkle Club, a charity in Hastings, East Sussex, and introduced Winston Churchill to the club in 1955.",
"title": "Later life"
},
{
"paragraph_id": 129,
"text": "He was chairman of the governing body of St. John's School in Leatherhead, Surrey, from 1951 to 1966, and a generous supporter.",
"title": "Later life"
},
{
"paragraph_id": 130,
"text": "He was also President of Portsmouth Football Club between 1944 and 1961.",
"title": "Later life"
},
{
"paragraph_id": 131,
"text": "In the mid-1950s, the Illustrated London News published sets of photographs taken by Montgomery while flying over the Swiss Alps. In February 1957, views of Mount Toedi taken with a Rolleiflex camera were reproduced.",
"title": "Later life"
},
{
"paragraph_id": 132,
"text": "Montgomery's memoirs (1958) criticised many of his wartime comrades in harsh terms, including Eisenhower. He was threatened with legal action by Field Marshal Auchinleck for suggesting that Auchinleck had intended to retreat from the Alamein position if attacked again, and had to give a radio broadcast (20 November 1958) expressing his gratitude to Auchinleck for having stabilised the front at the First Battle of Alamein.",
"title": "Later life"
},
{
"paragraph_id": 133,
"text": "The 1960 paperback edition of Montgomery's memoirs contains a publisher's note drawing attention to that broadcast, and stating that although the reader might assume from Montgomery's text that Auchinleck had been planning to retreat \"into the Nile Delta or beyond\" in the publisher's view it had been Auchinleck's intention to launch an offensive as soon as the Eighth Army was \"rested and regrouped\". Montgomery was stripped of his honorary citizenship of Montgomery, Alabama, and was challenged to a duel by an Italian lawyer.",
"title": "Later life"
},
{
"paragraph_id": 134,
"text": "Montgomery mentioned to the American journalist John Gunther in April 1944 that (like Alanbrooke) he kept a secret diary. Gunther remarked that it would surely be an essential source for historians. When Montgomery asked whether it would be worth money one day, Gunther suggested \"at least $100,000.\" This was converted into pounds sterling, and he is supposed to have grinned and said \"Well, I guess I won't die in the poor house after all.\"",
"title": "Later life"
},
{
"paragraph_id": 135,
"text": "Montgomery twice met Israeli general Moshe Dayan. After an initial meeting in the early 1950s, Montgomery met Dayan again in the 1960s to discuss the Vietnam War, which Dayan was studying. Montgomery was harshly critical of US strategy in Vietnam, which involved deploying large numbers of combat troops, aggressive bombing attacks, and uprooting entire village populations and forcing them into strategic hamlets. Montgomery said that the Americans' most important problem was that they had no clear-cut objective, and allowed local commanders to set military policy. At the end of their meeting, Montgomery asked Dayan to tell the Americans, in his name, that they were \"insane\".",
"title": "Later life"
},
{
"paragraph_id": 136,
"text": "During a visit to the Alamein battlefields in May 1967, he bluntly told high-ranking Egyptian Army officers that they would lose any war with Israel, a warning that was shown to be justified only a few weeks later in the Six-Day War.",
"title": "Later life"
},
{
"paragraph_id": 137,
"text": "In retirement, Montgomery publicly supported apartheid after a visit to South Africa in 1962, and after a visit to China declared himself impressed by the Chinese leadership led by Chairman Mao Tse-tung. He spoke out against the legalisation of homosexuality in the United Kingdom, arguing that the Sexual Offences Act 1967 was a \"charter for buggery\" and that \"this sort of thing may be tolerated by the French, but we're British—thank God\".",
"title": "Later life"
},
{
"paragraph_id": 138,
"text": "Montgomery was a teetotaller, a vegetarian, and a Christian.",
"title": "Later life"
},
{
"paragraph_id": 139,
"text": "Montgomery died from unspecified causes in 1976 at his home Isington Mill in Isington, Hampshire, aged 88. After a funeral at St George's Chapel, Windsor, his body was buried in Holy Cross churchyard, in Binsted, Hampshire. He was survived by his son and only child David Montgomery, 2nd Viscount Montgomery of Alamein (1928–2020), as well as two grandchildren. His wife Betty Carver died in 1937.",
"title": "Death"
},
{
"paragraph_id": 140,
"text": "His Garter banner, which had hung in St. George's Chapel in Windsor during his lifetime, is now on display in St Mary's, Warwick.",
"title": "Death"
}
] | Field Marshal Bernard Law Montgomery, 1st Viscount Montgomery of Alamein,, nicknamed "Monty", was a senior British Army officer who served in the First World War, the Irish War of Independence and the Second World War. Montgomery first saw action in the First World War as a junior officer of the Royal Warwickshire Regiment. At Méteren, near the Belgian border at Bailleul, he was shot through the right lung by a sniper, during the First Battle of Ypres. On returning to the Western Front as a general staff officer, he took part in the Battle of Arras in April–May 1917. He also took part in the Battle of Passchendaele in late 1917 before finishing the war as chief of staff of the 47th Division. In the inter-war years he commanded the 17th (Service) Battalion, Royal Fusiliers and, later, the 1st Battalion, Royal Warwickshire Regiment before becoming commander of the 9th Infantry Brigade and then general officer commanding (GOC), 8th Infantry Division. During the Western Desert campaign of the Second World War, Montgomery commanded the British Eighth Army from August 1942, through the Second Battle of El Alamein and on to the final Allied victory in Tunisia in May 1943. He subsequently commanded the British Eighth Army during the Allied invasion of Sicily and the Allied invasion of Italy and was in command of all Allied ground forces during the Battle of Normandy, from D-Day on 6 June 1944 until 1 September 1944. He then continued in command of the 21st Army Group for the rest of the North West Europe campaign, including the failed attempt to cross the Rhine during Operation Market Garden. When German armoured forces broke through the US lines in Belgium during the Battle of the Bulge, Montgomery received command of the northern shoulder of the Bulge. This included temporary command of the US First Army and the US Ninth Army, which held up the German advance to the north of the Bulge while the US Third Army under Lieutenant General George Patton relieved Bastogne from the south. Montgomery's 21st Army Group, including the US Ninth Army and the First Allied Airborne Army, crossed the Rhine in Operation Plunder in March 1945, two weeks after the US First Army had crossed the Rhine in the Battle of Remagen. By the end of the war, troops under Montgomery's command had taken part in the encirclement of the Ruhr Pocket, liberated the Netherlands, and captured much of north-west Germany. On 4 May 1945, Montgomery accepted the surrender of the German forces in north-western Europe at Lüneburg Heath, south of Hamburg, after the surrender of Berlin to the USSR on 2 May. After the war he became Commander-in-Chief of the British Army of the Rhine (BAOR) in Germany and then Chief of the Imperial General Staff (1946–1948). From 1948 to 1951, he served as Chairman of the Commanders-in-Chief Committee of the Western Union. He then served as NATO's Deputy Supreme Allied Commander Europe until his retirement in 1958. | 2001-06-28T13:11:14Z | 2023-12-30T23:35:04Z | [
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3,874 | Herman Boerhaave | Herman Boerhaave (Dutch: [ˈɦɛrmɑn ˈbuːrˌɦaːvə], 31 December 1668 – 23 September 1738) was a Dutch botanist, chemist, Christian humanist, and physician of European fame. He is regarded as the founder of clinical teaching and of the modern academic hospital and is sometimes referred to as "the father of physiology," along with Venetian physician Santorio Santorio (1561–1636). Boerhaave introduced the quantitative approach into medicine, along with his pupil Albrecht von Haller (1708–1777) and is best known for demonstrating the relation of symptoms to lesions. He was the first to isolate the chemical urea from urine. He was the first physician to put thermometer measurements to clinical practice. His motto was Simplex sigillum veri: 'Simplicity is the sign of the truth'. He is often hailed as the "Dutch Hippocrates".
Boerhaave was born at Voorhout near Leiden. The son of a Protestant pastor, in his youth Boerhaave studied for a divinity degree and wanted to become a preacher. After the death of his father, however, he was offered a scholarship and he entered the University of Leiden, where he took his master's degree in philosophy in 1690, with a dissertation titled De distinctione mentis a corpore (On the Difference of the Mind from the Body). There he attacked the doctrines of Epicurus, Thomas Hobbes and Baruch Spinoza. He then turned to the study of medicine. He earned his medical doctorate from the University of Harderwijk (present-day Gelderland) in 1693, with a dissertation titled De utilitate explorandorum in aegris excrementorum ut signorum (The Utility of Examining Signs of Disease in the Excrement of the Sick).
In 1701 he was appointed lecturer on the institutes of medicine at Leiden; in his inaugural discourse, De commendando Hippocratis studio, he recommended to his pupils that great physician as their model. In 1709 he became professor of botany and medicine, and in that capacity he did good service, not only to his own university, but also to botanical science, by his improvements and additions to the botanic garden of Leiden, and by the publication of numerous works descriptive of new species of plants.
On 14 September 1710, Boerhaave married Maria Drolenvaux, the daughter of the rich merchant, Alderman Abraham Drolenvaux. They had four children, of whom one daughter, Maria Joanna, lived to adulthood. In 1722, he began to suffer from an extreme case of gout, recovering the next year.
In 1714, when he was appointed rector of the university, he succeeded Govert Bidloo in the chair of practical medicine, and in this capacity he introduced the modern system of clinical instruction. Four years later he was appointed to the chair of chemistry as well. In 1728 he was elected into the French Academy of Sciences, and two years later into the Royal Society of London. In 1729 declining health obliged him to resign the chairs of chemistry and botany; and he died, after a lingering and painful illness, at Leiden.
His reputation so increased the fame of the University of Leiden, especially as a school of medicine, that it became popular with visitors from every part of Europe. All the princes of Europe sent him pupils, who found in this skilful professor not only an indefatigable teacher, but an affectionate guardian. When Peter the Great went to Holland in 1716 (he had been in Holland before in 1697 to instruct himself in maritime affairs), he also took lessons from Boerhaave. Voltaire travelled to see him, as did Carl Linnaeus, who became a close friend and named the genus Boerhavia for him. His reputation was not confined to Europe; a Chinese mandarin sent him a letter addressed to "the illustrious Boerhaave, physician in Europe," and it reached him in due course.
The operating theatre of the University of Leiden in which he once worked as an anatomist is now at the centre of a museum named after him; the Boerhaave Museum. Asteroid 8175 Boerhaave is named after Boerhaave. From 1955 to 1961 Boerhaave's image was printed on Dutch 20-guilder banknotes. The Leiden University Medical Centre organises medical trainings called Boerhaave-courses.
He had a prodigious influence on the development of medicine and chemistry in Scotland. British medical schools credit Boerhaave for developing the system of medical education upon which their current institutions are based. Every founding member of the Edinburgh Medical School had studied at Leyden and attended Boerhaave's lectures on chemistry including John Rutherford and Francis Home. Boerhaave's Elementa Chemiae (1732) is recognised as the first text on chemistry.
Boerhaave first described Boerhaave syndrome, which involves tearing of the oesophagus, usually a consequence of vigorous vomiting. Notoriously, in 1724 he described the case of Baron Jan van Wassenaer, a Dutch admiral who died of this condition following a gluttonous feast and subsequent regurgitation. The condition was uniformly fatal prior to modern surgical techniques allowing repair of the oesophagus.
Boerhaave was critical of his Dutch contemporary Baruch Spinoza, attacking him in his 1688 dissertation. At the same time, he admired Isaac Newton and was a devout Christian who often wrote about God in his works. A collection of his religious thoughts on medicine, translated from Latin to English, has been compiled by the Sir Thomas Browne Instituut Leiden under the name Boerhaave's Orations (meaning "Boerhaave's Prayers"). Among other things, he considered nature as God's Creation and he used to say that the poor were his best patients because God was their paymaster.
Boerhaave devoted himself intensively to the study of the human body. He was strongly influenced by the mechanistic theories of René Descartes, and those of the 17th-century astronomer and mathematician Giovanni Borelli, who described animal movements in terms of mechanical motion. On such premises Boerhaave proposed a hydraulic model of human physiology. His writings refer to simple machines such as levers and pulleys and similar mechanisms, and he saw the bodily organs and members as being assembled from pipe-like structures. The physiology of veins, for example, he compared to the operation of pipes. He asserted the importance of a proper balance of fluid pressure, noting that fluids should be able to move around the body freely, without obstacles. For its well-being the body needed to be self-regulating, so as to maintain a healthy state of equilibrium. Boerhaave's concept of the body as apparatus centred his medical attention on material problems rather than upon ontological or esoteric explanations of illness.
Boerhaave's teaching of his knowledge and philosophy drew many students to the University of Leiden. He emphasised the importance of anatomical research based on practical observation and scientific experiment. His concept of the bodily system took hold throughout Europe, and helped to transform medical education in the European schools. His insights aroused great interest among other critical medical thinkers, not least in Friedrich Hoffmann, who strongly advocated the importance of physico-mechanical principles for the preservation or indeed the restoration of health. As a professor at Leiden, Boerhaave influenced many students. Some in their experiments upheld and furthered his philosophy, while others rejected it and proposed alternative theories of human physiology. He produced a great many textbooks and writings through which the digested brilliance of his lectures at Leiden was circulated widely in Europe. In 1708 his publication of the Institutiones Medicae was issued in over five languages, and went into approximately ten editions. His Elementa Chemia, a world-renowned chemistry textbook, was published in 1732.
The mechanistic concept of the human body departed from the age-old precepts laid down by Galen and Aristotle. In place of a servile dependence upon teachings handed down from antiquity, Boerhaave understood the importance of establishing definitive findings through his own investigation, and by the direct application of his own methods of testing. This new reasoning expanded the field of Renaissance anatomy: it opened the way to reforms of medical practice and understanding in the field of iatrochemistry. | [
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] | Herman Boerhaave was a Dutch botanist, chemist, Christian humanist, and physician of European fame. He is regarded as the founder of clinical teaching and of the modern academic hospital and is sometimes referred to as "the father of physiology," along with Venetian physician Santorio Santorio (1561–1636). Boerhaave introduced the quantitative approach into medicine, along with his pupil Albrecht von Haller (1708–1777) and is best known for demonstrating the relation of symptoms to lesions. He was the first to isolate the chemical urea from urine. He was the first physician to put thermometer measurements to clinical practice. His motto was Simplex sigillum veri: 'Simplicity is the sign of the truth'. He is often hailed as the "Dutch Hippocrates". | 2001-06-28T14:59:14Z | 2023-10-02T10:17:12Z | [
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3,875 | Benjamin Disraeli | Benjamin Disraeli, 1st Earl of Beaconsfield, KG, PC, DL, JP, FRS (21 December 1804 – 19 April 1881) was a British statesman, Conservative politician and writer who twice served as Prime Minister of the United Kingdom. He played a central role in the creation of the modern Conservative Party, defining its policies and its broad outreach. Disraeli is remembered for his influential voice in world affairs, his political battles with the Liberal Party leader William Ewart Gladstone, and his one-nation conservatism or "Tory democracy". He made the Conservatives the party most identified with the British Empire and military action to expand it, both of which were popular among British voters. He is the only British Prime Minister to have been born Jewish.
Disraeli was born in Bloomsbury, then a part of Middlesex. His father left Judaism after a dispute at his synagogue; Benjamin became an Anglican at the age of 12. After several unsuccessful attempts, Disraeli entered the House of Commons in 1837. In 1846, Prime Minister Robert Peel split the party over his proposal to repeal the Corn Laws, which involved ending the tariff on imported grain. Disraeli clashed with Peel in the House of Commons, becoming a major figure in the party. When Lord Derby, the party leader, thrice formed governments in the 1850s and 1860s, Disraeli served as Chancellor of the Exchequer and Leader of the House of Commons.
Upon Derby's retirement in 1868, Disraeli became Prime Minister briefly before losing that year's general election. He returned to the Opposition before leading the party to a majority in the 1874 general election. He maintained a close friendship with Queen Victoria who, in 1876, elevated him to the peerage, as Earl of Beaconsfield. Disraeli's second term was dominated by the Eastern Question—the slow decay of the Ottoman Empire and the desire of other European powers, such as Russia, to gain at its expense. Disraeli arranged for the British to purchase a major interest in the Suez Canal Company in Egypt. In 1878, faced with Russian victories against the Ottomans, he worked at the Congress of Berlin to obtain peace in the Balkans at terms favourable to Britain and unfavourable to Russia, its longstanding enemy. This diplomatic victory established Disraeli as one of Europe's leading statesmen.
World events thereafter moved against the Conservatives. Controversial wars in Afghanistan and South Africa undermined his public support. He angered farmers by refusing to reinstitute the Corn Laws in response to poor harvests and cheap imported grain. With Gladstone conducting a massive speaking campaign, the Liberals defeated Disraeli's Conservatives at the 1880 general election. In his final months, Disraeli led the Conservatives in Opposition. Disraeli wrote novels throughout his career, beginning in 1826, and published his last completed novel, Endymion, shortly before he died at the age of 76.
Disraeli was born on 21 December 1804 at 6 King's Road, Bedford Row, Bloomsbury, London, the second child and eldest son of Isaac D'Israeli, a literary critic and historian, and Maria (Miriam), née Basevi. The family was mostly from Italy, of Sephardic Jewish mercantile background. He also had some Ashkenazi Jewish ancestors. He later romanticised his origins, claiming his father's family was of grand Iberian and Venetian descent; in fact, Isaac's family was of no great distinction, but on Disraeli's mother's side, in which he took no interest, there were some distinguished forebears, including Isaac Cardoso, as well as members of the Goldsmids, the Mocattas and the Montefiores. Historians differ on Disraeli's motives for rewriting his family history: Bernard Glassman argues that it was intended to give him status comparable to that of England's ruling elite; Sarah Bradford believes "his dislike of the commonplace would not allow him to accept the facts of his birth as being as middle-class and undramatic as they really were".
Disraeli's siblings were Sarah, Naphtali (born and died 1807), Ralph and James ("Jem"). He was close to his sister and on affectionate but more distant terms with his surviving brothers. Details of his schooling are sketchy. From the age of about six he was a day boy at a dame school in Islington, which one of his biographers described as "for those days a very high-class establishment". Two years later or so—the exact date has not been ascertained—he was sent as a boarder to Rev John Potticary's school at Blackheath.
Following a quarrel in 1813 with the Bevis Marks Synagogue, his father renounced Judaism and had the four children baptised into the Church of England in July and August 1817. Isaac D'Israeli had never taken religion very seriously but had remained a conforming member of the synagogue. His father Benjamin was a prominent and devout member; it was probably out of respect for him that Isaac did not leave when he fell out with the synagogue authorities in 1813. After Benjamin senior died in 1816, Isaac felt free to leave the congregation following a second dispute. Isaac's friend Sharon Turner, a solicitor, convinced him that although he could comfortably remain unattached to any formal religion it would be disadvantageous to the children if they did so. Turner stood as godfather when Benjamin was baptised, aged twelve, on 31 July 1817. Conversion enabled Disraeli to contemplate a career in politics. There had been Members of Parliament (MPs) from Jewish families since Sampson Gideon in 1770. However, until the Jews Relief Act 1858, MPs were required to take the oath of allegiance "on the true faith of a Christian", necessitating at least nominal conversion. It is not known whether Disraeli formed any ambition for a parliamentary career at the time of his baptism, but there is no doubt that he bitterly regretted his parents' decision not to send him to Winchester College, one of the great public schools which consistently provided recruits to the political elite. His two younger brothers were sent there, and it is not clear why Isaac chose to send his eldest son to a much less prestigious school. The boy evidently held his mother responsible for the decision; Bradford speculates that "Benjamin's delicate health and his obviously Jewish appearance may have had something to do with it." The school chosen for him was run by Eliezer Cogan at Higham Hill in Walthamstow. He began there in the autumn term of 1817; he later recalled his education:
I was at school for two or three years under the Revd. Dr Cogan, a Greek scholar of eminence, who had contributed notes to the A[e]schylus of Bishop Blomfield, & was himself the Editor of the Greek Gnostic poets. After this I was with a private tutor for two years in my own County, & my education was severely classical. Too much so; in the pride of boyish erudition, I edited the Idonisian Eclogue of Theocritus, wh. was privately printed. This was my first production: puerile pedantry.
In November 1821, shortly before his seventeenth birthday, Disraeli was articled as a clerk to a firm of solicitors—Swain, Stevens, Maples, Pearse and Hunt—in the City of London. T F Maples was not only the young Disraeli's employer and a friend of his father's, but also his prospective father-in-law: Isaac and Maples considered that the latter's only daughter might be a suitable match for Benjamin. A friendship developed, but there was no romance. The firm had a large and profitable business, and as the biographer R W Davis observes, the clerkship was "the kind of secure, respectable position that many fathers dream of for their children". Although biographers including Robert Blake and Bradford comment that such a post was incompatible with Disraeli's romantic and ambitious nature, he reportedly gave his employers satisfactory service, and later professed to have learnt a good deal there. He recalled:
I had some scruples, for even then I dreamed of Parliament. My father's refrain always was 'Philip Carteret Webb', who was the most eminent solicitor of his boyhood and who was an MP. It would be a mistake to suppose that the two years and more that I was in the office of our friend were wasted. I have often thought, though I have often regretted the University, that it was much the reverse.
The year after joining Maples' firm, Benjamin changed his surname from D'Israeli to Disraeli. His reasons are unknown, but the biographer Bernard Glassman surmises that it was to avoid being confused with his father. Disraeli's sister and brothers adopted the new version of the name; Isaac and his wife retained the older form.
Disraeli toured Belgium and the Rhine Valley with his father in the summer of 1824. He later wrote that while travelling on the Rhine he decided to abandon his position: "I determined when descending those magical waters that I would not be a lawyer." On their return to England he left the solicitors, at the suggestion of Maples, with the aim of qualifying as a barrister. He enrolled as a student at Lincoln's Inn and joined the chambers of his uncle, Nathaniel Basevy, and then those of Benjamin Austen, who persuaded Isaac that Disraeli would never make a barrister and should be allowed to pursue a literary career. He had made a tentative start: in May 1824 he submitted a manuscript to his father's friend, the publisher John Murray, but withdrew it before Murray could decide whether to publish it.
Released from the law, Disraeli did some work for Murray, but turned most of his attention to speculative dealing on the stock exchange. There was at the time a boom in shares in South American mining companies. Spain was losing its South American colonies in the face of rebellions. At the urging of George Canning the British government recognised the new independent governments of Argentina (1824), Colombia and Mexico (both 1825). With no money of his own, Disraeli borrowed money to invest. He became involved with the financier J. D. Powles, who was prominent among those encouraging the mining boom. In 1825, Disraeli wrote three anonymous pamphlets for Powles, promoting the companies. The pamphlets were published by John Murray, who invested heavily in the boom.
Murray had ambitions to establish a new morning paper to compete with The Times. In 1825 Disraeli convinced him that he should proceed. The new paper, The Representative, promoted the mines and those politicians who supported them, particularly Canning. Disraeli impressed Murray with his energy and commitment to the project, but he failed in his key task of persuading the eminent writer John Gibson Lockhart to edit the paper. After that, Disraeli's influence on Murray waned, and to his resentment he was sidelined in the affairs of The Representative. The paper survived only six months, partly because the mining bubble burst in late 1825, and partly because, according to Blake, the paper was "atrociously edited".
The bursting of the mining bubble was ruinous for Disraeli. By June 1825 he and his business partners had lost £7,000. Disraeli could not pay off the last of his debts from this debacle until 1849. He turned to writing, motivated partly by his desperate need for money, and partly by a wish for revenge on Murray and others by whom he felt slighted. There was a vogue for what was called "silver-fork fiction"—novels depicting aristocratic life, usually by anonymous authors, read by the aspirational middle classes. Disraeli's first novel, Vivian Grey, published anonymously in four volumes in 1826–27, was a thinly veiled re-telling of the affair of The Representative. It sold well, but caused much offence in influential circles when the authorship was discovered. Disraeli, then just 23, did not move in high society, as the numerous solecisms in his book made obvious. Reviewers were sharply critical on these grounds of both the author and the book. Murray and Lockhart, men of great influence in literary circles, believed that Disraeli had caricatured them and abused their confidence—an accusation denied by the author but repeated by many of his biographers. In later editions Disraeli made many changes, softening his satire, but the damage to his reputation proved long-lasting.
Disraeli's biographer Jonathan Parry writes that the financial failure and personal criticism that Disraeli suffered in 1825 and 1826 were probably the trigger for a serious nervous crisis affecting him over the next four years: "He had always been moody, sensitive, and solitary by nature, but now became seriously depressed and lethargic." He was still living with his parents in London, but in search of the "change of air" recommended by the family's doctors, Isaac took a succession of houses in the country and on the coast, before Disraeli sought wider horizons.
Together with his sister's fiancé, William Meredith, Disraeli travelled widely in southern Europe and beyond in 1830–31. The trip was financed partly by another high society novel, The Young Duke, written in 1829–30. The tour was cut short suddenly by Meredith's death from smallpox in Cairo in July 1831. Despite this tragedy, and the need for treatment for a sexually transmitted disease on his return, Disraeli felt enriched by his experiences. He became, in Parry's words, "aware of values that seemed denied to his insular countrymen. The journey encouraged his self-consciousness, his moral relativism, and his interest in Eastern racial and religious attitudes." Blake regards the tour as one of the formative experiences of Disraeli's career: "[T]he impressions that it made on him were life-lasting. They conditioned his attitude toward some of the most important political problems which faced him in his later years—especially the Eastern Question; they also coloured many of his novels."
Disraeli wrote two novels in the aftermath of the tour. Contarini Fleming (1832) was avowedly a self-portrait. It is subtitled "a psychological autobiography" and depicts the conflicting elements of its hero's character: the duality of northern and Mediterranean ancestry, the dreaming artist and the bold man of action. As Parry observes, the book ends on a political note, setting out Europe's progress "from feudal to federal principles". The Wondrous Tale of Alroy the following year portrayed the problems of a medieval Jew in deciding between a small, exclusively Jewish state and a large empire embracing all.
After these novels were published, Disraeli declared that he would "write no more about myself". He had already turned his attention to politics in 1832, during the great crisis over the Reform Bill. He contributed to an anti-Whig pamphlet edited by John Wilson Croker and published by Murray entitled England and France: or a cure for Ministerial Gallomania. The choice of a Tory publication was regarded as strange by Disraeli's friends and relatives, who thought him more of a Radical. Indeed, he had objected to Murray about Croker's inserting "high Tory" sentiment: Disraeli remarked, "it is quite impossible that anything adverse to the general measure of Reform can issue from my pen." Moreover, at the time Gallomania was published, Disraeli was electioneering in High Wycombe in the Radical interest.
Disraeli's politics at the time were influenced both by his rebellious streak and his desire to make his mark. At that time, British politics were dominated by the aristocracy, with a few powerful commoners. The Whigs derived from the coalition of Lords who had forced through the Bill of Rights 1689 and in some cases were their descendants. The Tories tended to support King and Church and sought to thwart political change. A small number of Radicals, generally from northern constituencies, were the strongest advocates of continuing reform. In the early 1830s the Tories and the interests they represented appeared to be a lost cause. The other great party, the Whigs, were anathema to Disraeli: "Toryism is worn out & I cannot condescend to be a Whig." There was a by-election and a general election in 1832; Disraeli unsuccessfully stood as a Radical at High Wycombe in each.
Disraeli's political views embraced certain Radical policies, particularly electoral reform, and also some Tory ones, including protectionism. He began to move in Tory circles. In 1834 he was introduced to the former Lord Chancellor, Lord Lyndhurst, by Henrietta Sykes, wife of Sir Francis Sykes. She was having an affair with Lyndhurst and began another with Disraeli. Disraeli and Lyndhurst took an immediate liking to each other. Lyndhurst was an indiscreet gossip with a fondness for intrigue; this appealed greatly to Disraeli, who became his secretary and go-between. In 1835 Disraeli stood for the last time as a Radical, again unsuccessfully contesting High Wycombe.
In April 1835, Disraeli fought a by-election at Taunton as a Tory candidate. The Irish MP Daniel O'Connell, misled by inaccurate press reports, thought Disraeli had slandered him while electioneering at Taunton; he launched an outspoken attack, referring to Disraeli as:
a reptile ... just fit now, after being twice discarded by the people, to become a Conservative. He possesses all the necessary requisites of perfidy, selfishness, depravity, want of principle, etc., which would qualify him for the change. His name shows that he is of Jewish origin. I do not use it as a term of reproach; there are many most respectable Jews. But there are, as in every other people, some of the lowest and most disgusting grade of moral turpitude; and of those I look upon Mr. Disraeli as the worst.
Disraeli's public exchanges with O'Connell, extensively reproduced in The Times, included a demand for a duel with the 60-year-old O'Connell's son (which resulted in Disraeli's temporary detention by the authorities), a reference to "the inextinguishable hatred with which [he] shall pursue [O'Connell's] existence", and the accusation that O'Connell's supporters had a "princely revenue wrung from a starving race of fanatical slaves". Disraeli was highly gratified by the dispute, which propelled him to general public notice for the first time. He did not defeat the incumbent Whig member, Henry Labouchere, but the Taunton constituency was regarded as unwinnable by the Tories. Disraeli kept Labouchere's majority down to 170, a good showing that put him in line for a winnable seat in the near future.
With Lyndhurst's encouragement Disraeli turned to writing propaganda for his newly adopted party. His Vindication of the English Constitution, was published in December 1835. It was couched in the form of an open letter to Lyndhurst, and in Bradford's view encapsulates a political philosophy that Disraeli adhered to for the rest of his life: the value of benevolent aristocratic government, a loathing of political dogma, and the modernisation of Tory policies. The following year he wrote a series of satires on politicians of the day, which he published in The Times under the pen-name "Runnymede". His targets included the Whigs, collectively and individually, Irish nationalists, and political corruption. One essay ended:
The English nation, therefore, rallies for rescue from the degrading plots of a profligate oligarchy, a barbarizing sectarianism, and a boroughmongering Papacy, round their hereditary leaders—the Peers. The House of Lords, therefore, at this moment represents everything in the realm except the Whig oligarchs, their tools the Dissenters, and their masters the Irish priests. In the mean time, the Whigs bawl that there is a "collision!" It is true there is a collision, but it is not a collision between the Lords and the People, but between the Ministers and the Constitution.
Disraeli was elected to the exclusively Tory Carlton Club in 1836, and was also taken up by the party's leading hostess, Lady Londonderry. In June 1837 William IV died, the young Queen Victoria succeeded him, and parliament was dissolved. On the recommendation of the Carlton Club, Disraeli was adopted as a Tory parliamentary candidate at the ensuing general election.
In the election in July 1837, Disraeli won a seat in the House of Commons as one of two members, both Tory, for the constituency of Maidstone. The other was Wyndham Lewis, who helped finance Disraeli's election campaign, and who died the following year. In the same year Disraeli published a novel, Henrietta Temple, which was a love story and social comedy, drawing on his affair with Henrietta Sykes. He had broken off the relationship in late 1836, distraught that she had taken yet another lover. His other novel of this period is Venetia, a romance based on the characters of Shelley and Byron, written quickly to raise much-needed money.
Disraeli made his maiden speech in Parliament on 7 December 1837. He followed O'Connell, whom he sharply criticised for the latter's "long, rambling, jumbling, speech". He was shouted down by O'Connell's supporters. After this unpromising start Disraeli kept a low profile for the rest of the parliamentary session. He was a loyal supporter of the party leader Sir Robert Peel and his policies, with the exception of a personal sympathy for the Chartist movement that most Tories did not share.
In 1839 Disraeli married Mary Anne Lewis, the widow of Wyndham Lewis. Twelve years Disraeli's senior, Mary Lewis had a substantial income of £5,000 a year. His motives were generally assumed to be mercenary, but the couple came to cherish one another, remaining close until she died more than three decades later. "Dizzy married me for my money", his wife said later, "But, if he had the chance again, he would marry me for love."
Finding the financial demands of his Maidstone seat too much, Disraeli secured a Tory nomination for Shrewsbury, winning one of the constituency's two seats at the 1841 general election, despite serious opposition, and heavy debts which opponents seized on. The election was a massive defeat for the Whigs across the country, and Peel became Prime Minister. Disraeli hoped, unrealistically, for ministerial office. Though disappointed at being left on the back benches, he continued his support for Peel in 1842 and 1843, seeking to establish himself as an expert on foreign affairs and international trade.
Although a Tory (or Conservative, as some in the party now called themselves) Disraeli was sympathetic to some of the aims of Chartism, and argued for an alliance between the landed aristocracy and the working class against the increasing power of the merchants and new industrialists in the middle class. After Disraeli won widespread acclaim in March 1842 for worsting Lord Palmerston in debate, he was taken up by a small group of idealistic new Tory MPs, with whom he formed the Young England group. They held that the landed interests should use their power to protect the poor from exploitation by middle-class businessmen.
Disraeli hoped to forge a paternalistic Tory-Radical alliance, but he was unsuccessful. Before the Reform Act 1867, the working class did not possess the vote and therefore had little political power. Although Disraeli forged a personal friendship with John Bright, a leading Radical, Disraeli was unable to persuade Bright to sacrifice his distinct position for parliamentary advancement. When Disraeli attempted to secure a Tory-Radical cabinet in 1852, Bright refused.
Disraeli gradually became a sharp critic of Peel's government, often deliberately taking contrary positions. The young MP attacked his leader as early as 1843. However, the best known of these stances were over the Maynooth Grant in 1845 and the repeal of the Corn Laws in 1846. The President of the Board of Trade, William Gladstone, resigned from the cabinet over the Maynooth Grant. The Corn Laws imposed a tariff on imported wheat, protecting British farmers from foreign competition, but making the cost of bread artificially high. Peel hoped that the repeal of the Corn Laws and the resultant influx of cheaper wheat into Britain would relieve the condition of the poor, and in particular the Great Famine caused by successive failure of potato crops in Ireland.
The first months of 1846 were dominated by a battle in Parliament between the free traders and the protectionists over the repeal of the Corn Laws, with the latter rallying around Disraeli and Lord George Bentinck. An alliance of free-trade Conservatives (the "Peelites"), Radicals, and Whigs carried repeal, and the Conservative Party split: the Peelites moved towards the Whigs, while a "new" Conservative Party formed around the protectionists, led by Disraeli, Bentinck, and Lord Stanley (later Lord Derby).
The split in the Tory party over the repeal of the Corn Laws had profound implications for Disraeli's political career: almost every Tory politician with experience of office followed Peel, leaving the rump bereft of leadership. In Blake's words, "[Disraeli] found himself almost the only figure on his side capable of putting up the oratorical display essential for a parliamentary leader." The Duke of Argyll wrote that Disraeli "was like a subaltern in a great battle where every superior officer was killed or wounded". If the Tory Party could muster the electoral support necessary to form a government, then Disraeli now seemed to be guaranteed high office, but with a group of men who possessed little or no official experience and who, as a group, remained personally hostile to Disraeli. In the event the Tory split soon had the party out of office, not regaining power until 1852. The Conservatives would not again have a majority in the House of Commons until 1874.
Peel successfully steered the repeal of the Corn Laws through Parliament and was then defeated by an alliance of his enemies on the issue of Irish law and order; he resigned in June 1846. The Tories remained split, and the Queen sent for Lord John Russell, the Whig leader. In the 1847 general election, Disraeli stood, successfully, for the Buckinghamshire constituency. The new House of Commons had more Conservative than Whig members, but the depth of the Tory schism enabled Russell to continue to govern. The Conservatives were led by Bentinck in the Commons and Stanley in the Lords.
In 1847 a small political crisis removed Bentinck from the leadership and highlighted Disraeli's differences with his own party. In that year's general election, Lionel de Rothschild had been returned for the City of London. As a practising Jew he could not take the oath of allegiance in the prescribed Christian form, and therefore could not take his seat. Lord John Russell, the Whig leader who had succeeded Peel as Prime Minister, proposed in the Commons that the oath should be amended to permit Jews to enter Parliament.
Disraeli spoke in favour of the measure, arguing that Christianity was "completed Judaism", and asking the House of Commons "Where is your Christianity if you do not believe in their Judaism?" Russell and Disraeli's future rival Gladstone thought this brave; the speech was badly received by his own party. The Tories and the Anglican establishment were hostile to the bill. With the exception of Disraeli, every member of the future protectionist cabinet then in Parliament voted against the measure. The measure was voted down. In the aftermath of the debate Bentinck resigned the leadership and was succeeded by Lord Granby; Disraeli's speech, thought by many of his own party to be blasphemous, ruled him out for the time being.
While these intrigues played out, Disraeli was working with the Bentinck family to secure the necessary financing to purchase Hughenden Manor, in Buckinghamshire. The possession of a country house and incumbency of a county constituency were regarded as essential for a Tory with leadership ambitions. Disraeli and his wife alternated between Hughenden and several homes in London for the rest of their marriage. The negotiations were complicated by Bentinck's sudden death on 21 September 1848, but Disraeli obtained a loan of £25,000 from Bentinck's brothers Lord Henry Bentinck and Lord Titchfield. Within a month of his appointment Granby resigned the leadership in the Commons and the party functioned without a leader in the Commons for the rest of the session. At the start of the next session, affairs were handled by a triumvirate of Granby, Disraeli, and John Charles Herries—indicative of the tension between Disraeli and the rest of the party, who needed his talents but mistrusted him. This confused arrangement ended with Granby's resignation in 1851; Disraeli effectively ignored the two men regardless.
In March 1851, Lord John Russell's government was defeated over a bill to equalise the county and borough franchises, mostly because of divisions among his supporters. He resigned, and the Queen sent for Stanley, who felt that a minority government could do little and would not last long, so Russell remained in office. Disraeli regretted this, hoping for an opportunity, however brief, to show himself capable in office. Stanley, in contrast, deprecated his inexperienced followers as a reason for not assuming office: "These are not names I can put before the Queen."
At the end of June 1851, Stanley succeeded to the title of Earl of Derby. The Whigs were wracked by internal dissensions during the second half of 1851, much of which Parliament spent in recess. Russell dismissed Lord Palmerston from the cabinet, leaving the latter determined to deprive the Prime Minister of office. Palmerston did so within weeks of Parliament's reassembly on 4 February 1852, his followers combining with Disraeli's Tories to defeat the government on a Militia Bill, and Russell resigned. Derby had either to take office or risk damage to his reputation, and he accepted the Queen's commission as Prime Minister. Palmerston declined any office; Derby had hoped to have him as Chancellor of the Exchequer. Disraeli, his closest ally, was his second choice and accepted, though disclaiming any great knowledge in the financial field. Gladstone refused to join the government. Disraeli may have been attracted to the office by the £5,000 annual salary, which would help pay his debts. Few of the new cabinet had held office before; when Derby tried to inform the Duke of Wellington of the names of the ministers, the old Duke, who was somewhat deaf, inadvertently branded the new government by incredulously repeating "Who? Who?"
In the following weeks, Disraeli served as Leader of the House (with Derby as Prime Minister in the Lords) and as Chancellor. He wrote regular reports on proceedings in the Commons to Victoria, who described them as "very curious" and "much in the style of his books". Parliament was prorogued on 1 July 1852 as the Tories could not govern for long as a minority; Disraeli hoped that they would gain a majority of about 40. Instead, the election later that month had no clear winner, and the Derby government held to power pending the meeting of Parliament.
Disraeli's task as Chancellor was to devise a budget which would satisfy the protectionist elements who supported the Tories, without uniting the free-traders against it. His proposed budget, which he presented to the Commons on 3 December, lowered the taxes on malt and tea, provisions designed to appeal to the working class. To make his budget revenue-neutral, as funds were needed to provide defences against the French, he doubled the house tax and continued the income tax. Disraeli's overall purpose was to enact policies which would benefit the working classes, making his party more attractive to them. Although the budget did not contain protectionist features, the Opposition was prepared to destroy it—and Disraeli's career as Chancellor—in part out of revenge for his actions against Peel in 1846. MP Sidney Herbert predicted that the budget would fail because "Jews make no converts".
Disraeli delivered the budget on 3 December 1852, and prepared to wind up the debate for the government on 16 December—it was customary for the Chancellor to have the last word. A massive defeat for the government was predicted. Disraeli attacked his opponents individually, and then as a force: "I face a Coalition ... This, too, I know, that England does not love coalitions." His speech of three hours was quickly seen as a parliamentary masterpiece. As MPs prepared to divide, Gladstone rose to his feet and began an angry speech, despite the efforts of Tory MPs to shout him down. The interruptions were fewer, as Gladstone gained control of the House, and in the next two hours painted a picture of Disraeli as frivolous and his budget as subversive. The government was defeated by 19 votes, and Derby resigned four days later. He was replaced by the Peelite Earl of Aberdeen, with Gladstone as his Chancellor. Because of Disraeli's unpopularity among the Peelites, no party reconciliation was possible while he remained Tory leader in the Commons.
With the fall of the government, Disraeli and the Conservatives returned to the Opposition benches. Disraeli would spend three-quarters of his 44-year parliamentary career in Opposition. Derby was reluctant to seek to unseat the government, fearing a repetition of the Who? Who? Ministry and knowing that shared dislike of Disraeli was part of what had formed the governing coalition. Disraeli, on the other hand, was anxious to return to office. In the interim, Disraeli, as Conservative leader in the Commons, opposed the government on all major measures.
In June 1853 Disraeli was awarded an honorary degree by the University of Oxford. He had been recommended for it by Lord Derby, the university's Chancellor. The start of the Crimean War in 1854 caused a lull in party politics; Disraeli spoke patriotically in support. The British military efforts were marked by bungling, and in 1855 a restive Parliament considered a resolution to establish a committee on the conduct of the war. The Aberdeen government made this a motion of confidence; Disraeli led the Opposition to defeat the government, 305 to 148. Aberdeen resigned, and the Queen sent for Derby, who to Disraeli's frustration refused to take office. Palmerston was deemed essential to any Whig ministry, and he would not join any he did not head. The Queen reluctantly asked Palmerston to form a government. Under Palmerston, the war went better, and was ended by the Treaty of Paris in early 1856. Disraeli was early to call for peace but had little influence on events.
When a rebellion broke out in India in 1857, Disraeli took a keen interest, having been a member of a select committee in 1852 which considered how best to rule the subcontinent, and had proposed eliminating the governing role of the British East India Company. After peace was restored, and Palmerston in early 1858 brought in legislation for direct rule of India by the Crown, Disraeli opposed it. Many Conservative MPs refused to follow him, and the bill passed the Commons easily.
Palmerston's grip on the premiership was weakened by his response to the Orsini affair, in which an attempt was made to assassinate the French Emperor Napoleon III by an Italian revolutionary with a bomb made in Birmingham. At the request of the French ambassador, Palmerston proposed amending the conspiracy to murder statute to make creating an infernal device a felony. He was defeated by 19 votes on the second reading, with many Liberals crossing the aisle against him. He immediately resigned, and Lord Derby returned to office.
Derby took office at the head of a purely "Conservative" administration, not in coalition. He again offered a place to Gladstone, who declined. Disraeli was once more leader of the House of Commons and returned to the Exchequer. As in 1852, Derby led a minority government, dependent on the division of its opponents for survival. As Leader of the House, Disraeli resumed his regular reports to Queen Victoria, who had requested that he include what she "could not meet in newspapers".
During its brief life of just over a year, the Derby government proved moderately progressive. The Government of India Act 1858 ended the role of the East India Company in governing the subcontinent. The Thames Purification Bill funded the construction of much larger sewers for London. Disraeli had supported efforts to allow Jews to sit in Parliament with a bill passed through the Commons allowing each house of Parliament to determine what oaths its members should take. This was grudgingly agreed to by the House of Lords, with a minority of Conservatives joining with the Opposition to pass it. In 1858, Baron Lionel de Rothschild became the first MP to profess the Jewish faith.
Faced with a vacancy, Disraeli and Derby tried yet again to bring Gladstone, still nominally a Conservative MP, into the government, hoping to strengthen it. Disraeli wrote a personal letter to Gladstone, asking him to place the good of the party above personal animosity: "Every man performs his office, and there is a Power, greater than ourselves, that disposes of all this." In response, Gladstone denied that personal feelings played any role in his decisions then and previously whether to accept office, while acknowledging that there were differences between him and Derby "broader than you may have supposed".
The Tories pursued a Reform Bill in 1859, which would have resulted in a modest increase to the franchise. The Liberals were healing the breaches between those who favoured Russell and the Palmerston loyalists, and in late March 1859, the government was defeated on a Russell-sponsored amendment. Derby dissolved Parliament, and the ensuing general election resulted in modest Tory gains, but not enough to control the Commons. When Parliament assembled, Derby's government was defeated by 13 votes on an amendment to the Address from the Throne. He resigned, and the Queen reluctantly sent for Palmerston again.
After Derby's second ejection from office, Disraeli faced dissension within Conservative ranks from those who blamed him for the defeat, or who felt he was disloyal to Derby—the former Prime Minister warned Disraeli of some MPs seeking his removal from the front bench. Among the conspirators were Lord Robert Cecil, a Conservative MP who would a quarter century later become Prime Minister as Lord Salisbury; he wrote that having Disraeli as leader in the Commons decreased the Conservatives' chance of holding office. When Cecil's father objected, Lord Robert stated, "I have merely put into print what all the country gentlemen were saying in private."
Disraeli led a toothless Opposition in the Commons—seeing no way of unseating Palmerston, Derby privately agreed not to seek the government's defeat. Disraeli kept himself informed on foreign affairs, and on what was going on in cabinet, thanks to a source within it. When the American Civil War began in 1861, Disraeli said little publicly, but like most Englishmen expected the South to win. Less reticent were Palmerston, Gladstone, and Russell, whose statements in support of the South contributed to years of hard feelings in the United States. In 1862, Disraeli met Prussian Count Otto von Bismarck and said of him, "be careful about that man, he means what he says".
The party truce ended in 1864, with Tories outraged over Palmerston's handling of the territorial dispute between the German Confederation and Denmark known as the Schleswig-Holstein Question. Disraeli had little help from Derby, who was ill, but he united the party enough on a no-confidence vote to limit the government to a majority of 18—Tory defections and absentees kept Palmerston in office. Despite rumours about Palmerston's health as he turned 80, he remained personally popular, and the Liberals increased their margin in the July 1865 general election. In the wake of the poor election results, Derby predicted to Disraeli that neither of them would ever hold office again.
Political plans were thrown into disarray by Palmerston's death on 18 October 1865. Russell became Prime Minister again, with Gladstone clearly the Liberal Party's leader-in-waiting, and as Leader of the House Disraeli's direct opponent. One of Russell's early priorities was a Reform Bill, but the proposed legislation that Gladstone announced on 12 March 1866 divided his party. The Conservatives and the dissident Liberals repeatedly attacked Gladstone's bill, and in June finally defeated the government; Russell resigned on 26 June. The dissidents were unwilling to serve under Disraeli in the House of Commons, and Derby formed a third Conservative minority government, with Disraeli again as Chancellor.
It was Disraeli's belief that if given the vote British people would use it instinctively to put their natural and traditional rulers, the gentlemen of the Conservative Party, into power. Responding to renewed agitation for popular suffrage, Disraeli persuaded a majority of the cabinet to agree to a Reform bill. With what Derby cautioned was "a leap in the dark", Disraeli had outflanked the Liberals who, as the supposed champions of Reform, dared not oppose him. In the absence of a credible party rival and for fear of having an election called on the issue, Conservatives felt obliged to support Disraeli despite their misgivings.
There were Tory dissenters, most notably Lord Cranborne (as Robert Cecil was by then known) who resigned from the government and spoke against the bill, accusing Disraeli of "a political betrayal which has no parallel in our Parliamentary annals". Even as Disraeli accepted Liberal amendments (although pointedly refusing those moved by Gladstone) that further lowered the property qualification, Cranborne was unable to lead an effective rebellion. Disraeli gained wide acclaim and became a hero to his party for the "marvellous parliamentary skill" with which he secured the passage of Reform in the Commons.
From the Liberal benches too there was admiration. MP for Nottingham Bernal Ostborne declared:
I have always thought the Chancellor of Exchequer was the greatest Radical in the House. He has achieved what no other man in the country could have done. He has lugged up that great omnibus full of stupid, heavy, country gentlemen--I only say 'stupid' in the parliamentary sense--and has converted these Conservative into Radical Reformers.
The Reform Act 1867 passed that August. It extended the franchise by 938,427 men—an increase of 88%—by giving the vote to male householders and male lodgers paying at least £10 for rooms. It eliminated rotten boroughs with fewer than 10,000 inhabitants, and granted constituencies to 15 unrepresented towns, with extra representation to large municipalities such as Liverpool and Manchester.
Derby had long had attacks of gout which left him bedbound, unable to deal with politics. As the new session of Parliament approached in February 1868, he was unable to leave his home but was reluctant to resign, as at 68 he was much younger than either Palmerston or Russell at the end of their premierships. Derby knew that his "attacks of illness would, at no distant period, incapacitate me from the discharge of my public duties"; doctors had warned him that his health required his resignation. In late February, with Parliament in session and Derby absent, he wrote to Disraeli asking for confirmation that "you will not shrink from the additional heavy responsibility". Reassured, he wrote to the Queen, resigning and recommending Disraeli as "only he could command the cordial support, en masse, of his present colleagues". Disraeli went to Osborne House on the Isle of Wight, where the Queen asked him to form a government. The monarch wrote to her daughter, Prussian Crown Princess Victoria, "Mr. Disraeli is Prime Minister! A proud thing for a man 'risen from the people' to have obtained!" The new Prime Minister told those who came to congratulate him, "I have climbed to the top of the greasy pole."
The Conservatives remained a minority in the House of Commons and the passage of the Reform Bill required the calling of a new election once the new voting register had been compiled. Disraeli's term as Prime Minister, which began in February 1868, would therefore be short unless the Conservatives won the general election. He made only two major changes in the cabinet: he replaced Lord Chelmsford as Lord Chancellor with Lord Cairns and brought in George Ward Hunt as Chancellor of the Exchequer. Derby had intended to replace Chelmsford once a vacancy in a suitable sinecure developed. Disraeli was unwilling to wait, and Cairns, in his view, was a far stronger minister.
Disraeli's first premiership was dominated by the heated debate over the Church of Ireland. Although Ireland was largely Roman Catholic, the Church of England represented most landowners. It remained the established church and was funded by direct taxation, which was greatly resented by the Catholics and Presbyterians. An initial attempt by Disraeli to negotiate with Archbishop Manning the establishment of a Catholic university in Dublin foundered in March when Gladstone moved resolutions to disestablish the Irish Church altogether. The proposal united the Liberals under Gladstone's leadership, while causing divisions among the Conservatives.
The Conservatives remained in office because the new electoral register was not yet ready; neither party wished a poll under the old roll. Gladstone began using the Liberal majority in the Commons to push through resolutions and legislation. Disraeli's government survived until the December general election, at which the Liberals were returned to power with a majority.
In its short life, the first Disraeli government passed noncontroversial laws. It ended public executions, and the Corrupt Practices Act did much to end electoral bribery. It authorised an early version of nationalisation, having the Post Office buy up the telegraph companies. Amendments to the school law, the Scottish legal system, and the railway laws were passed. In addition, the Public Health (Scotland) Act instituted sanitary inspectors and medical officers. According to one study, "better sanitation was enforced throughout Scotland." Disraeli sent the successful expedition against Tewodros II of Ethiopia under Sir Robert Napier.
Given Gladstone's majority in the Commons, Disraeli could do little but protest as the government advanced legislation; he chose to await Liberal mistakes. He used this leisure time to write a new novel, Lothair (1870). A work of fiction by a former prime minister was a novelty for Britain, and the book became a bestseller.
By 1872 there was dissent in the Conservative ranks over the failure to challenge Gladstone. This was quieted as Disraeli took steps to assert his leadership, and as divisions among the Liberals became clear. Public support for Disraeli was shown by cheering at a thanksgiving service in 1872 on the recovery of the Prince of Wales from illness, while Gladstone was met with silence. Disraeli had supported the efforts of party manager John Eldon Gorst to put the administration of the Conservative Party on a modern basis. On Gorst's advice, Disraeli gave a speech to a mass meeting in Manchester that year. To roaring approval, he compared the Liberal front bench to "a range of exhausted volcanoes... But the situation is still dangerous. There are occasional earthquakes and ever and again the dark rumbling of the sea." Gladstone, Disraeli stated, dominated the scene and "alternated between a menace and a sigh".
At his first departure from 10 Downing Street in 1868, Disraeli had had Victoria create Mary Anne Viscountess of Beaconsfield in her own right in lieu of a peerage for himself. Through 1872 the eighty-year-old peeress had stomach cancer. She died on 15 December. Urged by a clergyman to turn her thoughts to Jesus Christ in her final days, she said she could not: "You know Dizzy is my J.C."
In 1873, Gladstone brought forward legislation to establish a Catholic university in Dublin. This divided the Liberals, and on 12 March an alliance of Conservatives and Irish Catholics defeated the government by three votes. Gladstone resigned, and the Queen sent for Disraeli, who refused to take office. Without a general election, a Conservative government would be another minority; Disraeli wanted the power a majority would bring and felt he could gain it later by leaving the Liberals in office now. Gladstone's government struggled on, beset by scandal and unimproved by a reshuffle. As part of that change, Gladstone took on the office of Chancellor, leading to questions as to whether he had to stand for re-election on taking on a second ministry—until the 1920s, MPs becoming ministers had to seek re-election.
In January 1874, Gladstone called a general election, convinced that if he waited longer, he would do worse at the polls. Balloting was spread over two weeks, beginning on 1 February. As the constituencies voted, it became clear that the result would be a Conservative majority, the first since 1841. In Scotland, where the Conservatives were perennially weak, they increased from seven seats to nineteen. Overall, they won 350 seats to 245 for the Liberals and 57 for the Irish Home Rule League. Disraeli became Prime Minister for the second time.
Disraeli's cabinet of twelve, with six peers and six commoners, was the smallest since Reform. Of the peers, five of them had been in Disraeli's 1868 cabinet; the sixth, Lord Salisbury, was reconciled to Disraeli after negotiation and became Secretary of State for India. Lord Stanley (who had succeeded his father, the former Prime Minister, as Earl of Derby) became Foreign Secretary and Sir Stafford Northcote the Chancellor.
In August 1876, Disraeli was elevated to the House of Lords as Earl of Beaconsfield and Viscount Hughenden. The Queen had offered to ennoble him as early as 1868; he had then declined. She did so again in 1874, when he fell ill at Balmoral, but he was reluctant to leave the Commons for a house in which he had no experience. Continued ill health during his second premiership caused him to contemplate resignation, but his lieutenant, Derby, was unwilling, feeling that he could not manage the Queen. For Disraeli, the Lords, where the debate was less intense, was the alternative to resignation. Five days before the end of the 1876 session of Parliament, on 11 August, Disraeli was seen to linger and look around the chamber before departing. Newspapers reported his ennoblement the following morning.
In addition to the viscounty bestowed on Mary Anne Disraeli, the earldom of Beaconsfield was to have been bestowed on Edmund Burke in 1797, but he had died before receiving it. The name Beaconsfield, a town near Hughenden, was given to a minor character in Vivian Grey. Disraeli made various statements about his elevation, writing to Selina, Lady Bradford on 8 August 1876, "I am quite tired of that place [the Commons]" but when asked by a friend how he liked the Lords, replied, "I am dead; dead but in the Elysian fields."
Under the stewardship of Richard Assheton Cross, the Home Secretary, Disraeli's new government enacted many reforms, including the Artisans' and Labourers' Dwellings Improvement Act 1875, which made inexpensive loans available to towns and cities to construct working-class housing. Also enacted were the Public Health Act 1875, modernising sanitary codes, the Sale of Food and Drugs Act 1875, and the Elementary Education Act 1876. Disraeli's government introduced a new Factory Act meant to protect workers, the Conspiracy, and Protection of Property Act 1875, which allowed peaceful picketing, and the Employers and Workmen Act 1875 to enable workers to sue employers in the civil courts if they broke legal contracts.
The Sale of Food and Drugs Act 1875 prohibited the mixing of injurious ingredients with articles of food or with drugs, and provision was made for the appointment of analysts; all tea "had to be examined by a customs official on importation, and when in the opinion of the analyst it was unfit for food, the tea had to be destroyed". The Employers and Workmen Act 1875, according to one study, "finally placed employers and employed on an equal footing before the law". The Conspiracy, and Protection of Property Act 1875 established the right to strike by providing that "an agreement or combination by one or more persons to do, or procure to be done, any act in contemplation or furtherance of a trade dispute between employers and workmen, shall not be indictable as a conspiracy if such act committed by one person would not be punishable as a crime".
As a result of these social reforms the Liberal-Labour MP Alexander Macdonald told his constituents in 1879, "The Conservative party have done more for the working classes in five years than the Liberals have in fifty."
Gladstone in 1870 had sponsored an Order in Council, introducing competitive examination into the Civil Service, diminishing the political aspects of government hiring. Disraeli did not agree, and while he did not seek to reverse the order, his actions often frustrated its intent. For example, Disraeli made political appointments to positions previously given to career civil servants. He was backed by his party, hungry for office and its emoluments after almost thirty years with only brief spells in government. Disraeli gave positions to hard-up Conservative leaders, even—to Gladstone's outrage—creating one office at £2,000 per year. Nevertheless, Disraeli made fewer peers (only 22, including one of Victoria's sons) than had Gladstone (37 during his just over five years in office).
As he had in government posts, Disraeli rewarded old friends with clerical positions, making Sydney Turner, son of a good friend of Isaac D'Israeli, Dean of Ripon. He favoured Low church clergymen in promotion, disliking other movements in Anglicanism for political reasons. In this, he came into disagreement with the Queen, who out of loyalty to her late husband Albert preferred Broad church teachings. One controversial appointment had occurred shortly before the 1868 election. When the position of Archbishop of Canterbury fell vacant, Disraeli reluctantly agreed to the Queen's preferred candidate, Archibald Tait, the Bishop of London. To fill Tait's vacant see, Disraeli was urged by many people to appoint Samuel Wilberforce, the former Bishop of Winchester. Disraeli disliked Wilberforce and instead appointed John Jackson, the Bishop of Lincoln. Blake suggested that, on balance, these appointments cost Disraeli more votes than they gained him.
Disraeli always considered foreign affairs to be the most critical and interesting part of statesmanship. Nevertheless, his biographer Robert Blake doubts that his subject had specific ideas about foreign policy when he took office in 1874. He had rarely travelled abroad; since his youthful tour of the Middle East in 1830–1831, he had left Britain only for his honeymoon and three visits to Paris, the last of which was in 1856. As he had criticised Gladstone for a do-nothing foreign policy, he most probably contemplated what actions would reassert Britain's place in Europe. His brief first premiership, and the first year of his second, gave him little opportunity to make his mark in foreign affairs.
The Suez Canal, opened in 1869, cut weeks and thousands of miles off the sea journey between Britain and India; in 1875, approximately 80% of the ships using the canal were British. In the event of another rebellion in India or a Russian invasion, the time saved at Suez might be crucial. Built by French interests, 56% of the stocks in the canal remained in their hands, while 44% of the stock belonged to Isma'il Pasha, the Khedive of Egypt. He was notorious for his profligate spending. The canal was losing money, and an attempt by Ferdinand de Lesseps, builder of the canal, to raise the tolls had fallen through when the Khedive had threatened military force to prevent it, and had also attracted Disraeli's attention. The Khedive governed Egypt under the Ottoman Empire; as in the Crimea, the issue of the Canal raised the Eastern Question of what to do about the decaying empire governed from Constantinople. With much of the pre-canal trade and communications between Britain and India passing through the Ottoman Empire, Britain had done its best to prop up the Ottomans against the threat that Russia would take Constantinople, cutting those communications, and giving Russian ships unfettered access to the Mediterranean. The French might also threaten those lines. Britain had had the opportunity to purchase shares in the canal but had declined to do so.
Disraeli sent the Liberal MP Nathan Rothschild to Paris to enquire about buying de Lesseps's shares. On 14 November 1875, the editor of the Pall Mall Gazette, Frederick Greenwood, learnt from London banker Henry Oppenheim that the Khedive was seeking to sell his shares in the Suez Canal Company to a French firm. Greenwood quickly told Lord Derby, the Foreign Secretary, who notified Disraeli. The Prime Minister moved immediately to secure the shares. On 23 November, the Khedive offered to sell the shares for 100,000,000 francs. Rather than seek the aid of the Bank of England, Disraeli borrowed funds from Lionel de Rothschild, who took a commission on the deal. The banker's capital was at risk as Parliament could have refused to ratify the transaction. The contract for purchase was signed at Cairo on 25 November and the shares deposited at the British consulate the following day.
Disraeli told the Queen, "it is settled; you have it, madam!" The public saw the venture as a daring statement of British dominance of the seas. Sir Ian Malcolm described the Suez Canal share purchase as "the greatest romance of Mr. Disraeli's romantic career". In the following decades, the security of the Suez Canal became a major concern of British foreign policy. Under Gladstone Britain took control of Egypt in 1882. A later Foreign Secretary, Lord Curzon, described the canal in 1909 as "the determining influence of every considerable movement of British power to the east and south of the Mediterranean".
Although initially curious about Disraeli when he entered Parliament in 1837, Victoria came to detest him over his treatment of Peel. Over time, her dislike softened, especially as Disraeli took pains to cultivate her. He told Matthew Arnold, "Everybody likes flattery; and, when you come to royalty, you should lay it on with a trowel". Disraeli's biographer, Adam Kirsch, suggests that Disraeli's obsequious treatment of his queen was part flattery, part belief that this was how a queen should be addressed by a loyal subject, and part awe that a middle-class man of Jewish birth should be the companion of a monarch. By the time of his second premiership, Disraeli had built a strong relationship with Victoria, probably closer to her than any of her Prime Ministers except her first, Lord Melbourne. When Disraeli returned as Prime Minister in 1874 and went to kiss hands, he did so literally, on one knee; according to Richard Aldous in his book on the rivalry between Disraeli and Gladstone, "Victoria and Disraeli would exploit their closeness for mutual advantage."
Victoria had long wished to have an imperial title, reflecting Britain's expanding domain. She was irked when Tsar Alexander II held a higher rank than her as an emperor, and was appalled that her daughter, the Prussian Crown Princess, would outrank her when her husband came to the throne. She also saw an imperial title as proclaiming Britain's increased stature in the world. The title "Empress of India" had been used informally for some time and she wished to have that title formally bestowed on her. The Queen prevailed upon Disraeli to introduce a Royal Titles Bill, and also told of her intent to open Parliament in person, which during this time she did only when she wanted something from legislators. Disraeli was cautious in response, as careful soundings of MPs brought a negative reaction, and he declined to place such a proposal in the Queen's Speech.
Once the desired bill was finally prepared, Disraeli's handling of it was not adept. He neglected to notify either the Prince of Wales or the Opposition and was met by irritation from the prince and a full-scale attack from the Liberals. An old enemy of Disraeli, former Liberal Chancellor Robert Lowe, alleged during the debate in the Commons that two previous Prime Ministers had refused to introduce such legislation for the Queen. Gladstone immediately stated that he was not one of them, and the Queen gave Disraeli leave to quote her saying she had never approached a Prime Minister with such a proposal. According to Blake, Disraeli "in a brilliant oration of withering invective proceeded to destroy Lowe", who apologised and never held office again. Disraeli said of Lowe that he was the only person in London with whom he would not shake hands: "he is in the mud and there I leave him."
Fearful of losing, Disraeli was reluctant to bring the bill to a vote in the Commons, but when he did it passed with a majority of 75. Once the bill was formally enacted, Victoria began signing her letters "Victoria R & I" (Latin: Regina et Imperatrix, Queen and Empress). According to Aldous, the bill "shattered Disraeli's authority in the House of Commons".
In July 1875 Serb populations in Bosnia and Herzegovina, then provinces of the Ottoman Empire, revolted against the Turks, alleging religious persecution and poor administration. The following January, Sultan Abdülaziz agreed to reforms proposed by Hungarian statesman Julius Andrássy, but the rebels, suspecting they might win their freedom, continued their uprising, joined by militants in Serbia and Bulgaria. The Turks suppressed the Bulgarian uprising harshly, and when reports of these actions escaped, Disraeli and Derby stated in Parliament that they did not believe them. Disraeli called them "coffee-house babble" and dismissed allegations of torture by the Ottomans since "Oriental people usually terminate their connections with culprits in a more expeditious fashion".
Gladstone, who had left the Liberal leadership and retired from public life, was appalled by reports of atrocities in Bulgaria, and in August 1876, penned a hastily written pamphlet arguing that the Turks should be deprived of Bulgaria because of what they had done there. He sent a copy to Disraeli, who called it "vindictive and ill-written ... of all the Bulgarian horrors perhaps the greatest". Gladstone's pamphlet became an immense best-seller and rallied the Liberals to urge that the Ottoman Empire should no longer be a British ally. Disraeli wrote to Lord Salisbury on 3 September, "Had it not been for these unhappy 'atrocities', we should have settled a peace very honourable to England and satisfactory to Europe. Now we are obliged to work from a new point of departure, and dictate to Turkey, who has forfeited all sympathy." In spite of this, Disraeli's policy favoured Constantinople and Ottoman territorial integrity.
Disraeli and the cabinet sent Salisbury as lead British representative to the Constantinople Conference, which met in December 1876 and January 1877. In advance of the conference, Disraeli sent Salisbury private word to seek British military occupation of Bulgaria and Bosnia, and British control of the Ottoman Army. Salisbury ignored these instructions, which his biographer, Andrew Roberts deemed "ludicrous". The conference failed to reach agreement with the Turks.
Parliament opened in February 1877, with Disraeli now in the Lords as Earl of Beaconsfield. He spoke only once there in the 1877 session on the Eastern Question, stating on 20 February that there was a need for stability in the Balkans, and that forcing Turkey into territorial concessions would not secure it. The Prime Minister wanted a deal with the Ottomans whereby Britain would temporarily occupy strategic areas to deter the Russians from war, to be returned on the signing of a peace treaty, but found little support in his cabinet, which favoured partition of the Ottoman Empire. As Disraeli, by then in poor health, continued to battle within the cabinet, Russia invaded Turkey on 21 April, beginning the Russo-Turkish War.
The Russians pushed through Ottoman territory and by December 1877 had captured the strategic Bulgarian town of Plevna. The war divided the British, but the Russian success caused some to forget the atrocities and call for intervention on the Turkish side. Others hoped for further Russian successes. The fall of Plevna was a major story for weeks, and Disraeli's warnings that Russia was a threat to British interests in the eastern Mediterranean were deemed prophetic. The jingoistic attitude of many Britons increased Disraeli's political support, and the Queen showed her favour by visiting him at Hughenden—the first time she had visited the country home of her Prime Minister since the Melbourne ministry. At the end of January 1878, the Ottoman Sultan appealed to Britain to save Constantinople. Amid war fever in Britain, the government asked Parliament to vote £6,000,000 to prepare the Army and Navy for war. Gladstone opposed the measure, but less than half his party voted with him. Popular opinion was with Disraeli, though some thought him too soft for not immediately declaring war on Russia.
With the Russians close to Constantinople, the Turks yielded and in March 1878, signed the Treaty of San Stefano, conceding a Bulgarian state covering a large part of the Balkans. It would be initially Russian-occupied and many feared that it would give them a client state close to Constantinople. Other Ottoman possessions in Europe would become independent; additional territory was to be ceded directly to Russia. This was unacceptable to the British, who protested, hoping to get the Russians to agree to attend an international conference which German Chancellor Bismarck proposed to hold at Berlin. The cabinet discussed Disraeli's proposal to position Indian troops at Malta for possible transit to the Balkans and call out reserves. Derby resigned in protest, and Disraeli appointed Salisbury as Foreign Secretary. Amid British preparations for war, the Russians and Turks agreed to discussions at Berlin.
In advance of the meeting, confidential negotiations took place between Britain and Russia in April and May 1878. The Russians were willing to make changes to the big Bulgaria, but were determined to retain their new possessions, Bessarabia in Europe and Batum and Kars on the east coast of the Black Sea. To counterbalance this, Britain required a possession in the Eastern Mediterranean where it might base ships and troops and negotiated with the Ottomans for the cession of Cyprus. Once this was secretly agreed, Disraeli was prepared to allow Russia's territorial gains.
The Congress of Berlin was held in June and July 1878, the central relationship in it that between Disraeli and Bismarck. In later years, the German chancellor would show visitors to his office three pictures on the wall: "the portrait of my Sovereign, there on the right that of my wife, and on the left, there, that of Lord Beaconsfield". Disraeli caused an uproar in the congress by making his opening address in English, rather than in French, hitherto accepted as the international language of diplomacy. By one account, the British ambassador in Berlin, Lord Odo Russell, hoping to spare the delegates Disraeli's awful French accent, told Disraeli that the congress was hoping to hear a speech in English by one of its masters.
Disraeli left much of the detailed work to Salisbury, concentrating his efforts on making it as difficult as possible for the broken-up big Bulgaria to reunite. Disraeli intended that Batum be demilitarised, but the Russians obtained their preferred language, and in 1886, fortified the town. Nevertheless, the Cyprus Convention ceding the island to Britain was announced during the congress, and again made Disraeli a sensation.
Disraeli gained agreement that Turkey should retain enough of its European possessions to safeguard the Dardanelles. By one account, when met with Russian intransigence, Disraeli told his secretary to order a special train to return them home to begin the war. Czar Alexander II later described the congress as "a European coalition against Russia, under Bismarck".
The Treaty of Berlin was signed on 13 July 1878 at the Radziwill Palace in Berlin. Disraeli and Salisbury returned home to heroes' receptions. At the door of 10 Downing Street, Disraeli received flowers sent by the Queen. There, he told the gathered crowd, "Lord Salisbury and I have brought you back peace—but a peace I hope with honour." The Queen offered him a dukedom, which he declined, though accepting the Garter, as long as Salisbury also received it. In Berlin, word spread of Bismarck's admiring description of Disraeli, "Der alte Jude, das ist der Mann! " In the weeks after Berlin, Disraeli and the cabinet considered calling a general election to capitalise on the public applause he and Salisbury had received. Parliaments were then for a seven-year term, and it was the custom not to go to the country until the sixth year unless forced to by events. Only four and a half years had passed and they did not see any clouds on the horizon that might forecast Conservative defeat if they waited. This decision not to seek re-election has often been cited as a great mistake by Disraeli. Blake, however, pointed out that results in local elections had been moving against the Conservatives, and doubted if Disraeli missed any great opportunity by waiting.
As successful invasions of India generally came through Afghanistan, the British had observed and sometimes intervened there since the 1830s, hoping to keep the Russians out. In 1878 the Russians sent a mission to Kabul; it was not rejected by the Afghans, as the British had hoped. The British proposed to send their own mission, insisting that the Russians be sent away. The Viceroy of India Lord Lytton concealed his plans to issue this ultimatum from Disraeli, and when the Prime Minister insisted he take no action, went ahead anyway. When the Afghans made no answer, Lord Cranbrook as Secretary of State for War, ordered the advance against them in the Second Anglo-Afghan War. Under Lord Roberts, the British easily defeated them and installed a new ruler, leaving a mission and garrison in Kabul.
British policy in South Africa was to encourage federation between the British-run Cape Colony and Natal, and the Boer republics, the Transvaal (annexed by Britain in 1877) and the Orange Free State. The governor of Cape Colony, Sir Bartle Frere, believing that the federation could not be accomplished until the native tribes acknowledged British rule, made demands on the Zulu and their king, Cetewayo, which they were certain to reject. As Zulu troops could not marry until they had washed their spears in blood, they were eager for combat. Frere did not send word to the cabinet of what he had done until the ultimatum was about to expire. Disraeli and the cabinet reluctantly backed him, and in early January 1879 resolved to send reinforcements. Before they could arrive, on 22 January, a Zulu impi (army), moving with great speed and endurance, destroyed a British encampment in South Africa in the Battle of Isandlwana. Over a thousand British and colonial troops were killed. Word of the defeat did not reach London until 12 February. Disraeli wrote the next day, "the terrible disaster has shaken me to the centre". He reprimanded Frere, but left him in charge, attracting fire from all sides. Disraeli sent General Sir Garnet Wolseley as High Commissioner and Commander in Chief, and Cetewayo and the Zulus were crushed at the Battle of Ulundi on 4 July 1879.
On 8 September 1879 Sir Louis Cavagnari, in charge of the mission in Kabul, was killed with his entire staff by rebelling Afghan soldiers. Roberts undertook a successful punitive expedition against the Afghans over the next six weeks.
In December 1878, Gladstone was offered the Liberal nomination for Edinburghshire, a constituency popularly known as Midlothian. The small Scottish electorate was dominated by two noblemen, the Conservative Duke of Buccleuch and the Liberal Earl of Rosebery. The Earl, a friend of both Disraeli and Gladstone who would succeed the latter after his final term as Prime Minister, had journeyed to the United States to view politics there, and was convinced that aspects of American electioneering techniques could be translated to Britain. On his advice, Gladstone accepted the offer in January 1879, and later that year began his Midlothian campaign, speaking not only in Edinburgh, but across Britain, attacking Disraeli, to huge crowds.
Conservative chances of re-election were damaged by the poor weather, and consequent effects on agriculture. Four consecutive wet summers through 1879 had led to poor harvests. In the past, the farmer had the consolation of higher prices at such times, but with bumper crops cheaply transported from the United States, grain prices remained low. Other European nations, faced with similar circumstances, opted for protection, and Disraeli was urged to reinstitute the Corn Laws. He declined, stating that he regarded the matter as settled. Protection would have been highly unpopular among the newly enfranchised urban working classes, as it would raise their cost of living. Amid an economic slump generally, the Conservatives lost support among farmers.
Disraeli's health continued to fail through 1879. Owing to his infirmities, Disraeli was 45 minutes late for the Lord Mayor's Dinner at the Guildhall in November, at which it is customary that the Prime Minister speaks. Though many commented on how healthy he looked, it took him great effort to appear so, and when he told the audience he expected to speak to the dinner again the following year, attendees chuckled. Gladstone was then in the midst of his campaign. Despite his public confidence, Disraeli recognised that the Conservatives would probably lose the next election and was already contemplating his Resignation Honours.
Despite this pessimism, Conservatives hopes were buoyed in early 1880 with successes in by-elections the Liberals had expected to win, concluding with victory in Southwark, normally a Liberal stronghold. The cabinet had resolved to wait before dissolving Parliament; in early March they reconsidered, agreeing to go to the country as soon as possible. Parliament was dissolved on 24 March; the first borough constituencies began voting a week later.
Disraeli took no public part in the electioneering, it being deemed improper for peers to make speeches to influence Commons elections. This meant that the chief Conservatives—Disraeli, Salisbury, and India Secretary Lord Cranbrook—would not be heard from. The election was thought likely to be close. Once returns began to be announced, it became clear that the Conservatives were decisively beaten. The final result gave the Liberals an absolute majority of about 50.
Disraeli refused to cast blame for the defeat, which he understood was likely to be final for him. He wrote to Lady Bradford that it was just as much work to end a government as to form one, without any of the fun. Queen Victoria was bitter at his departure. Among the honours he arranged before resigning as Prime Minister on 21 April 1880 was one for his private secretary, Montagu Corry, who became Baron Rowton.
Returning to Hughenden, Disraeli brooded over his electoral dismissal, but also resumed work on Endymion, which he had begun in 1872 and laid aside before the 1874 election. The work was rapidly completed and published by November 1880. He carried on a correspondence with Victoria, with letters passed through intermediaries. When Parliament met in January 1881, he served as Conservative leader in the Lords, attempting to serve as a moderating influence on Gladstone's legislation.
Because of his asthma and gout, Disraeli went out as little as possible, fearing more serious episodes of illness. In March, he fell ill with bronchitis, and emerged from bed only for a meeting with Salisbury and other Conservative leaders on the 26th. As it became clear that this might be his final sickness, friends and opponents alike came to call. Disraeli declined a visit from the Queen, saying, "She would only ask me to take a message to Albert." Almost blind, when he received the last letter from Victoria of which he was aware on 5 April, he held it momentarily, then had it read to him by Lord Barrington, a Privy Councillor. One card, signed "A Workman", delighted its recipient: "Don't die yet, we can't do without you."
Despite the gravity of Disraeli's condition, the doctors concocted optimistic bulletins for public consumption. Prime Minister Gladstone called several times to enquire about his rival's condition, and wrote in his diary, "May the Almighty be near his pillow." There was intense public interest in Disraeli's struggles for life. Disraeli had customarily taken the sacrament at Easter; when this day was observed on 17 April, there was discussion among his friends and family if he should be given the opportunity, but those against, fearing that he would lose hope, prevailed. On the morning of the following day, Easter Monday, he became incoherent, then comatose. Disraeli's last confirmed words before dying at his home at 19 Curzon Street in the early morning of 19 April were "I had rather live but I am not afraid to die". The anniversary of Disraeli's death was for some years commemorated in the United Kingdom as Primrose Day.
Despite having been offered a state funeral by Queen Victoria, Disraeli's executors decided against a public procession and funeral, fearing that too large crowds would gather to do him honour. The chief mourners at the service at Hughenden on 26 April were his brother Ralph and nephew Coningsby, to whom Hughenden would eventually pass; Gathorne Gathorne-Hardy, Viscount Cranbrook, despite most of Disraeli's former cabinet being present, was notably absent in Italy. Queen Victoria was prostrated with grief, and considered ennobling Ralph or Coningsby as a memorial to Disraeli (without children, his titles became extinct with his death), but decided against it on the ground that their means were too small for a peerage. Protocol forbade her attending Disraeli's funeral (this would not be changed until 1965, when Elizabeth II attended the rites for the former Prime Minister Sir Winston Churchill) but she sent primroses ("his favourite flowers") to the funeral and visited the burial vault to place a wreath four days later.
Disraeli is buried with his wife in a vault beneath the Church of St Michael and All Angels which stands in the grounds of his home, Hughenden Manor. There is also a memorial to him in the chancel in the church, erected in his honour by Queen Victoria. His literary executor was his private secretary, Lord Rowton. The Disraeli vault also contains the body of Sarah Brydges Willyams, the wife of James Brydges Willyams of St Mawgan. Disraeli carried on a long correspondence with Mrs. Willyams, writing frankly about political affairs. At her death in 1865, she left him a large legacy, which helped clear his debts. His will was proved in April 1882 at £84,019 18 s. 7 d. (roughly equivalent to £9,016,938 in 2021).
Disraeli has a memorial in Westminster Abbey, erected by the nation on the motion of Gladstone in his memorial speech on Disraeli in the House of Commons. Gladstone had absented himself from the funeral, with his plea of the press of public business met with public mockery. His speech was widely anticipated, if only because his dislike for Disraeli was well known. In the event, the speech was a model of its kind, in which he avoided comment on Disraeli's politics while praising his personal qualities.
Disraeli's literary and political career interacted over his lifetime and fascinated Victorian Britain, making him "one of the most eminent figures in Victorian public life", and occasioned a large output of commentary. Critic Shane Leslie noted three decades after his death that "Disraeli's career was a romance such as no Eastern vizier or Western plutocrat could tell. He began as a pioneer in dress and an aesthete of words ... Disraeli actually made his novels come true."
Disraeli's novels are his main literary achievement. They have from the outset divided critical opinion. The writer R. W. Stewart observed that there have always been two criteria for judging Disraeli's novels—political and artistic. The critic Robert O'Kell, concurring, writes, "It is after all, even if you are a Tory of the staunchest blue, impossible to make Disraeli into a first-rate novelist. And it is equally impossible, no matter how much you deplore the extravagances and improprieties of his works, to make him into an insignificant one."
Disraeli's early "silver fork" novels Vivian Grey (1826) and The Young Duke (1831) featured romanticised depictions of aristocratic life (despite his ignorance of it) with character sketches of well-known public figures lightly disguised. In some of his early fiction Disraeli also portrayed himself and what he felt to be his Byronic dual nature: the poet and the man of action. His most autobiographical novel was Contarini Fleming (1832), an avowedly serious work that did not sell well. The critic William Kuhn suggests that Disraeli's fiction can be read as "the memoirs he never wrote", revealing the inner life of a politician for whom the norms of Victorian public life appeared to represent a social straitjacket—particularly with regard to what Kuhn sees as the author's "ambiguous sexuality".
Of the other novels of the early 1830s, Alroy is described by Blake as "profitable but unreadable", and The Rise of Iskander (1833), The Infernal Marriage and Ixion in Heaven (1834) made little impact. Henrietta Temple (1837) was Disraeli's next major success. It draws on the events of his affair with Henrietta Sykes to tell the story of a debt-ridden young man torn between a mercenary loveless marriage and a passionate love at first sight for the eponymous heroine. Venetia (1837) was a minor work, written to raise much-needed cash.
In the 1840s Disraeli wrote a trilogy of novels with political themes. Coningsby attacks the evils of the Whig Reform Bill of 1832 and castigates the leaderless conservatives for not responding. Sybil; or, The Two Nations (1845) reveals Peel's betrayal over the Corn Laws. These themes are expanded in Tancred (1847). With Coningsby; or, The New Generation (1844), Disraeli, in Blake's view, "infused the novel genre with political sensibility, espousing the belief that England's future as a world power depended not on the complacent old guard, but on youthful, idealistic politicians." Sybil; or, The Two Nations was less idealistic than Coningsby; the "two nations" of its sub-title referred to the huge economic and social gap between the privileged few and the deprived working classes. The last was Tancred; or, The New Crusade (1847), promoting the Church of England's role in reviving Britain's flagging spirituality. Disraeli often wrote about religion, for he was a strong promoter of the Church of England. He was troubled by the growth of elaborate rituals in the late 19th century, such as the use of incense and vestments, and heard warnings to the effect that the ritualists were going to turn control of the Church of England over to the Pope. He consequently was a strong supporter of the Public Worship Regulation Act 1874 which allowed the archbishops to go to court to stop the ritualists.
Lothair was "Disraeli's ideological Pilgrim's Progress", It tells a story of political life with particular regard to the roles of the Anglican and Roman Catholic churches. It reflected anti-Catholicism of the sort that was popular in Britain, and which fueled support for Italian unification ("Risorgimento"). Endymion, despite having a Whig as hero, is a last exposition of the author's economic policies and political beliefs. Disraeli continued to the last to pillory his enemies in barely disguised caricatures: the character St Barbe in Endymion is widely seen as a parody of Thackeray, who had offended Disraeli more than thirty years earlier by lampooning him in Punch as "Codlingsby". Disraeli left an unfinished novel in which the priggish central character, Falconet, is unmistakably a caricature of Gladstone.
Blake commented that Disraeli "produced an epic poem, unbelievably bad, and a five-act blank verse tragedy, if possible worse. Further he wrote a discourse on political theory and a political biography, the Life of Lord George Bentinck, which is excellent ... remarkably fair and accurate."
In the years after Disraeli's death, as Salisbury began his reign of more than twenty years over the Conservatives, the party emphasised the late leader's "One Nation" views, that the Conservatives at root shared the beliefs of the working classes, with the Liberals the party of the urban élite. The memory of Disraeli was used by the Conservatives to appeal to the working classes, with whom he was said to have had a rapport. This aspect of his policies has been re-evaluated by historians in the 20th and 21st centuries. In 1972 B H Abbott stressed that it was not Disraeli but Lord Randolph Churchill who invented the term "Tory democracy", though it was Disraeli who made it an essential part of Conservative policy and philosophy. In 2007 Parry wrote, "The tory democrat myth did not survive detailed scrutiny by professional historical writing of the 1960s [which] demonstrated that Disraeli had very little interest in a programme of social legislation and was very flexible in handling parliamentary reform in 1867." Despite this, Parry sees Disraeli, rather than Peel, as the founder of the modern Conservative party. The Conservative politician and writer Douglas Hurd wrote in 2013, "[Disraeli] was not a one-nation Conservative—and this was not simply because he never used the phrase. He rejected the concept in its entirety."
Disraeli's enthusiastic propagation of the British Empire has also been seen as appealing to working-class voters. Before his leadership of the Conservative Party, imperialism was the province of the Liberals, most notably Palmerston. Disraeli made the Conservatives the party that most loudly supported both the Empire and military action to assert its primacy. This came about in part because Disraeli's own views stemmed that way, in part because he saw advantage for the Conservatives, and partially in reaction against Gladstone, who disliked the expense of empire. Blake argued that Disraeli's imperialism "decisively orientated the Conservative party for many years to come, and the tradition which he started was probably a bigger electoral asset in winning working-class support during the last quarter of the century than anything else". Some historians have commented on a romantic impulse behind Disraeli's approach to Empire and foreign affairs: Abbott writes, "To the mystical Tory concepts of Throne, Church, Aristocracy and People, Disraeli added Empire." Others have identified a strongly pragmatic aspect to his policies. Gladstone's biographer Philip Magnus contrasted Disraeli's grasp of foreign affairs with that of Gladstone, who "never understood that high moral principles, in their application to foreign policy, are more often destructive of political stability than motives of national self-interest." In Parry's view, Disraeli's foreign policy "can be seen as a gigantic castle in the air (as it was by Gladstone), or as an overdue attempt to force the British commercial classes to awaken to the realities of European politics."
During his lifetime Disraeli's opponents, and sometimes even his friends and allies, questioned whether he sincerely held the views he propounded, or whether they were adopted by him as politically essential and lacked conviction. Lord John Manners, in 1843 at the time of Young England, wrote, "could I only satisfy myself that D'Israeli believed all that he said, I should be more happy: his historical views are quite mine, but does he believe them?" Paul Smith, in his journal article on Disraeli's politics, argues that Disraeli's ideas were coherently argued over a political career of nearly half a century, and "it is impossible to sweep them aside as a mere bag of burglar's tools for effecting felonious entry to the British political pantheon."
Stanley Weintraub, in his biography of Disraeli, points out that his subject did much to advance Britain towards the 20th century, carrying one of the two great Reform Acts of the 19th despite the opposition of his Liberal rival, Gladstone.
He helped preserve constitutional monarchy by drawing the Queen out of mourning into a new symbolic national role and created the climate for what became 'Tory democracy'. He articulated an imperial role for Britain that would last into World War II and brought an intermittently self-isolated Britain into the concert of Europe.
Frances Walsh comments on Disraeli's multifaceted public life:
The debate about his place in the Conservative pantheon has continued since his death. Disraeli fascinated and divided contemporary opinion; he was seen by many, including some members of his own party, as an adventurer and a charlatan and by others as a far-sighted and patriotic statesman. As an actor on the political stage he played many roles: Byronic hero, man of letters, social critic, parliamentary virtuoso, squire of Hughenden, royal companion, European statesman. His singular and complex personality has provided historians and biographers with a particularly stiff challenge.
Historian Llewellyn Woodward has evaluated Disraeli:
Disraeli's political ideas have not stood the test of time....His detachment from English prejudices did not give him any particular insight into foreign affairs; as a young man he accepted the platitudes of Metternich and failed to understand the meaning of the nationalist movements in Europe. The imperialism of his later years was equally superficial: an interpretation of politics without economics. Disraeli liked to think of himself in terms of pure intellect, but his politics were more personal than intellectual in character. He had far-reaching schemes but little administrative ability, and there was some foundation for Napoleon Ill's judgement that he was 'like all literary men, from Chateaubriand to Guizot, ignorant of the world'.... In spite of these faults...Disraeli's courage, quickness of wit, capacity for affection, and freedom from sordid motives earned him his position. His ambition was of the nobler sort . He brought politics nearer to poetry, or, at all events, to poetical prose, than any English politician since Burke.
Historical writers have often played Disraeli and Gladstone against each other as great rivals. Roland Quinault, however, cautions not to exaggerate the confrontation:
they were not direct antagonists for most of their political careers. Indeed initially they were both loyal to the Tory party, the Church and the landed interest. Although their paths diverged over the repeal of the Corn Laws in 1846 and later over fiscal policy more generally, it was not until the later 1860s that their differences over parliamentary reform, Irish and Church policy assumed great partisan significance. Even then their personal relations remained fairly cordial until their dispute over the Eastern Question in the later 1870s.
By 1882, 46,000 Jews lived in England and, by 1890, Jewish emancipation was complete. Since 1858, Parliament has never been without practising Jewish members. The first Jewish Lord Mayor of London, Sir David Salomons, was elected in 1855, followed by the 1858 emancipation of the Jews. On 26 July 1858, Lionel de Rothschild was allowed to sit in the House of Commons when the hitherto specifically Christian oath of office was changed. Disraeli, a baptised Christian of Jewish parentage, was already an MP, as the mandated oath of office presented no barrier to him. In 1884 Nathan Mayer Rothschild, 1st Baron Rothschild became the first Jewish member of the British House of Lords; Disraeli was already a member.
Disraeli as a leader of the Conservative Party, with its ties to the landed aristocracy, used his Jewish ancestry to claim an aristocratic heritage of his own. His biographer Jonathan Parry argues:
Disraeli convinced himself (wrongly) that he derived from the Sephardi aristocracy of Iberian Jews driven from Spain at the end of the fifteenth century....Presenting himself as Jewish symbolized Disraeli's uniqueness when he was fighting for respect, and explained his set-backs. Presenting Jewishness as aristocratic and religious legitimized his claim to understand the perils facing modern England and to offer 'national' solutions to them. English toryism was 'copied from the mighty [Jewish] prototype' (Coningsby, bk 4, chap. 15). Disraeli was thus able to square his Jewishness with his equally deep attachment to England and her history.
Todd Endelman points out that, "The link between Jews and old clothes was so fixed in the popular imagination that Victorian political cartoonists regularly drew Benjamin Disraeli as an old clothes man in order to stress his Jewishness." He adds, "Before the 1990s...few biographers of Disraeli or historians of Victorian politics acknowledged the prominence of the antisemitism that accompanied his climb up the greasy pole or its role in shaping his own singular sense of Jewishness."
According to Michael Ragussis:
What began in the 1830s as scattered anti-Semitic remarks aimed at him [Disraeli] by the crowds in his early electioneering became in the 1870s a kind of national scrutiny of his Jewishness — a scrutiny that erupted into a kind of anti-Semitic attack led by some of the most prominent intellectuals and politicians of the time and anchored in the charge that Disraeli was a crypto-Jew.
Historian Michael Diamond asserts that for British music hall patrons in the 1880s and 1890s, "xenophobia and pride in empire" were reflected in the halls' most popular political heroes: all were Conservatives and Disraeli stood out above all, even decades after his death, while Gladstone was used as a villain. Film historian Roy Armes has argued that historical films helped maintain the political status quo in Britain in the 1920s and 1930s by imposing an establishment viewpoint that emphasized the greatness of monarchy, empire, and tradition. The films created "a facsimile world where existing values were invariably validated by events in the film and where all discord could be turned into harmony by an acceptance of the status quo."
Steven Fielding has argued that Disraeli was an especially popular film hero: "historical dramas favoured Disraeli over Gladstone and, more substantively, promulgated an essentially deferential view of democratic leadership." Stage and screen actor George Arliss was known for his portrayals of Disraeli, winning the Academy Award for Best Actor for 1929's Disraeli. Fielding says Arliss "personified the kind of paternalistic, kindly, homely statesmanship that appealed to a significant proportion of the cinema audience ... Even workers attending Labour party meetings deferred to leaders with an elevated social background who showed they cared."
John Gielgud portrayed Disraeli in 1941, in Thorold Dickinson's morale-boosting film The Prime Minister, which followed the politician from age 30 to 70.
Alec Guinness portrayed him in The Mudlark (1950). Ian McShane starred in the four-part 1978 ATV miniseries Disraeli: Portrait of a Romantic, written by David Butler. Presented in the U.S. on PBS's Masterpiece Theatre in 1980, it was nominated for the Emmy Award for Outstanding Limited Series.
Richard Pasco played Disraeli in the ITV series Number 10 in 1983.
In the 1997 film Mrs Brown, Disraeli was played by Antony Sher.
Notes
References | [
{
"paragraph_id": 0,
"text": "Benjamin Disraeli, 1st Earl of Beaconsfield, KG, PC, DL, JP, FRS (21 December 1804 – 19 April 1881) was a British statesman, Conservative politician and writer who twice served as Prime Minister of the United Kingdom. He played a central role in the creation of the modern Conservative Party, defining its policies and its broad outreach. Disraeli is remembered for his influential voice in world affairs, his political battles with the Liberal Party leader William Ewart Gladstone, and his one-nation conservatism or \"Tory democracy\". He made the Conservatives the party most identified with the British Empire and military action to expand it, both of which were popular among British voters. He is the only British Prime Minister to have been born Jewish.",
"title": ""
},
{
"paragraph_id": 1,
"text": "Disraeli was born in Bloomsbury, then a part of Middlesex. His father left Judaism after a dispute at his synagogue; Benjamin became an Anglican at the age of 12. After several unsuccessful attempts, Disraeli entered the House of Commons in 1837. In 1846, Prime Minister Robert Peel split the party over his proposal to repeal the Corn Laws, which involved ending the tariff on imported grain. Disraeli clashed with Peel in the House of Commons, becoming a major figure in the party. When Lord Derby, the party leader, thrice formed governments in the 1850s and 1860s, Disraeli served as Chancellor of the Exchequer and Leader of the House of Commons.",
"title": ""
},
{
"paragraph_id": 2,
"text": "Upon Derby's retirement in 1868, Disraeli became Prime Minister briefly before losing that year's general election. He returned to the Opposition before leading the party to a majority in the 1874 general election. He maintained a close friendship with Queen Victoria who, in 1876, elevated him to the peerage, as Earl of Beaconsfield. Disraeli's second term was dominated by the Eastern Question—the slow decay of the Ottoman Empire and the desire of other European powers, such as Russia, to gain at its expense. Disraeli arranged for the British to purchase a major interest in the Suez Canal Company in Egypt. In 1878, faced with Russian victories against the Ottomans, he worked at the Congress of Berlin to obtain peace in the Balkans at terms favourable to Britain and unfavourable to Russia, its longstanding enemy. This diplomatic victory established Disraeli as one of Europe's leading statesmen.",
"title": ""
},
{
"paragraph_id": 3,
"text": "World events thereafter moved against the Conservatives. Controversial wars in Afghanistan and South Africa undermined his public support. He angered farmers by refusing to reinstitute the Corn Laws in response to poor harvests and cheap imported grain. With Gladstone conducting a massive speaking campaign, the Liberals defeated Disraeli's Conservatives at the 1880 general election. In his final months, Disraeli led the Conservatives in Opposition. Disraeli wrote novels throughout his career, beginning in 1826, and published his last completed novel, Endymion, shortly before he died at the age of 76.",
"title": ""
},
{
"paragraph_id": 4,
"text": "Disraeli was born on 21 December 1804 at 6 King's Road, Bedford Row, Bloomsbury, London, the second child and eldest son of Isaac D'Israeli, a literary critic and historian, and Maria (Miriam), née Basevi. The family was mostly from Italy, of Sephardic Jewish mercantile background. He also had some Ashkenazi Jewish ancestors. He later romanticised his origins, claiming his father's family was of grand Iberian and Venetian descent; in fact, Isaac's family was of no great distinction, but on Disraeli's mother's side, in which he took no interest, there were some distinguished forebears, including Isaac Cardoso, as well as members of the Goldsmids, the Mocattas and the Montefiores. Historians differ on Disraeli's motives for rewriting his family history: Bernard Glassman argues that it was intended to give him status comparable to that of England's ruling elite; Sarah Bradford believes \"his dislike of the commonplace would not allow him to accept the facts of his birth as being as middle-class and undramatic as they really were\".",
"title": "Early life"
},
{
"paragraph_id": 5,
"text": "Disraeli's siblings were Sarah, Naphtali (born and died 1807), Ralph and James (\"Jem\"). He was close to his sister and on affectionate but more distant terms with his surviving brothers. Details of his schooling are sketchy. From the age of about six he was a day boy at a dame school in Islington, which one of his biographers described as \"for those days a very high-class establishment\". Two years later or so—the exact date has not been ascertained—he was sent as a boarder to Rev John Potticary's school at Blackheath.",
"title": "Early life"
},
{
"paragraph_id": 6,
"text": "Following a quarrel in 1813 with the Bevis Marks Synagogue, his father renounced Judaism and had the four children baptised into the Church of England in July and August 1817. Isaac D'Israeli had never taken religion very seriously but had remained a conforming member of the synagogue. His father Benjamin was a prominent and devout member; it was probably out of respect for him that Isaac did not leave when he fell out with the synagogue authorities in 1813. After Benjamin senior died in 1816, Isaac felt free to leave the congregation following a second dispute. Isaac's friend Sharon Turner, a solicitor, convinced him that although he could comfortably remain unattached to any formal religion it would be disadvantageous to the children if they did so. Turner stood as godfather when Benjamin was baptised, aged twelve, on 31 July 1817. Conversion enabled Disraeli to contemplate a career in politics. There had been Members of Parliament (MPs) from Jewish families since Sampson Gideon in 1770. However, until the Jews Relief Act 1858, MPs were required to take the oath of allegiance \"on the true faith of a Christian\", necessitating at least nominal conversion. It is not known whether Disraeli formed any ambition for a parliamentary career at the time of his baptism, but there is no doubt that he bitterly regretted his parents' decision not to send him to Winchester College, one of the great public schools which consistently provided recruits to the political elite. His two younger brothers were sent there, and it is not clear why Isaac chose to send his eldest son to a much less prestigious school. The boy evidently held his mother responsible for the decision; Bradford speculates that \"Benjamin's delicate health and his obviously Jewish appearance may have had something to do with it.\" The school chosen for him was run by Eliezer Cogan at Higham Hill in Walthamstow. He began there in the autumn term of 1817; he later recalled his education:",
"title": "Early life"
},
{
"paragraph_id": 7,
"text": "I was at school for two or three years under the Revd. Dr Cogan, a Greek scholar of eminence, who had contributed notes to the A[e]schylus of Bishop Blomfield, & was himself the Editor of the Greek Gnostic poets. After this I was with a private tutor for two years in my own County, & my education was severely classical. Too much so; in the pride of boyish erudition, I edited the Idonisian Eclogue of Theocritus, wh. was privately printed. This was my first production: puerile pedantry.",
"title": "Early life"
},
{
"paragraph_id": 8,
"text": "In November 1821, shortly before his seventeenth birthday, Disraeli was articled as a clerk to a firm of solicitors—Swain, Stevens, Maples, Pearse and Hunt—in the City of London. T F Maples was not only the young Disraeli's employer and a friend of his father's, but also his prospective father-in-law: Isaac and Maples considered that the latter's only daughter might be a suitable match for Benjamin. A friendship developed, but there was no romance. The firm had a large and profitable business, and as the biographer R W Davis observes, the clerkship was \"the kind of secure, respectable position that many fathers dream of for their children\". Although biographers including Robert Blake and Bradford comment that such a post was incompatible with Disraeli's romantic and ambitious nature, he reportedly gave his employers satisfactory service, and later professed to have learnt a good deal there. He recalled:",
"title": "Early life"
},
{
"paragraph_id": 9,
"text": "I had some scruples, for even then I dreamed of Parliament. My father's refrain always was 'Philip Carteret Webb', who was the most eminent solicitor of his boyhood and who was an MP. It would be a mistake to suppose that the two years and more that I was in the office of our friend were wasted. I have often thought, though I have often regretted the University, that it was much the reverse.",
"title": "Early life"
},
{
"paragraph_id": 10,
"text": "The year after joining Maples' firm, Benjamin changed his surname from D'Israeli to Disraeli. His reasons are unknown, but the biographer Bernard Glassman surmises that it was to avoid being confused with his father. Disraeli's sister and brothers adopted the new version of the name; Isaac and his wife retained the older form.",
"title": "Early life"
},
{
"paragraph_id": 11,
"text": "Disraeli toured Belgium and the Rhine Valley with his father in the summer of 1824. He later wrote that while travelling on the Rhine he decided to abandon his position: \"I determined when descending those magical waters that I would not be a lawyer.\" On their return to England he left the solicitors, at the suggestion of Maples, with the aim of qualifying as a barrister. He enrolled as a student at Lincoln's Inn and joined the chambers of his uncle, Nathaniel Basevy, and then those of Benjamin Austen, who persuaded Isaac that Disraeli would never make a barrister and should be allowed to pursue a literary career. He had made a tentative start: in May 1824 he submitted a manuscript to his father's friend, the publisher John Murray, but withdrew it before Murray could decide whether to publish it.",
"title": "Early life"
},
{
"paragraph_id": 12,
"text": "Released from the law, Disraeli did some work for Murray, but turned most of his attention to speculative dealing on the stock exchange. There was at the time a boom in shares in South American mining companies. Spain was losing its South American colonies in the face of rebellions. At the urging of George Canning the British government recognised the new independent governments of Argentina (1824), Colombia and Mexico (both 1825). With no money of his own, Disraeli borrowed money to invest. He became involved with the financier J. D. Powles, who was prominent among those encouraging the mining boom. In 1825, Disraeli wrote three anonymous pamphlets for Powles, promoting the companies. The pamphlets were published by John Murray, who invested heavily in the boom.",
"title": "Early life"
},
{
"paragraph_id": 13,
"text": "Murray had ambitions to establish a new morning paper to compete with The Times. In 1825 Disraeli convinced him that he should proceed. The new paper, The Representative, promoted the mines and those politicians who supported them, particularly Canning. Disraeli impressed Murray with his energy and commitment to the project, but he failed in his key task of persuading the eminent writer John Gibson Lockhart to edit the paper. After that, Disraeli's influence on Murray waned, and to his resentment he was sidelined in the affairs of The Representative. The paper survived only six months, partly because the mining bubble burst in late 1825, and partly because, according to Blake, the paper was \"atrociously edited\".",
"title": "Early life"
},
{
"paragraph_id": 14,
"text": "The bursting of the mining bubble was ruinous for Disraeli. By June 1825 he and his business partners had lost £7,000. Disraeli could not pay off the last of his debts from this debacle until 1849. He turned to writing, motivated partly by his desperate need for money, and partly by a wish for revenge on Murray and others by whom he felt slighted. There was a vogue for what was called \"silver-fork fiction\"—novels depicting aristocratic life, usually by anonymous authors, read by the aspirational middle classes. Disraeli's first novel, Vivian Grey, published anonymously in four volumes in 1826–27, was a thinly veiled re-telling of the affair of The Representative. It sold well, but caused much offence in influential circles when the authorship was discovered. Disraeli, then just 23, did not move in high society, as the numerous solecisms in his book made obvious. Reviewers were sharply critical on these grounds of both the author and the book. Murray and Lockhart, men of great influence in literary circles, believed that Disraeli had caricatured them and abused their confidence—an accusation denied by the author but repeated by many of his biographers. In later editions Disraeli made many changes, softening his satire, but the damage to his reputation proved long-lasting.",
"title": "Early life"
},
{
"paragraph_id": 15,
"text": "Disraeli's biographer Jonathan Parry writes that the financial failure and personal criticism that Disraeli suffered in 1825 and 1826 were probably the trigger for a serious nervous crisis affecting him over the next four years: \"He had always been moody, sensitive, and solitary by nature, but now became seriously depressed and lethargic.\" He was still living with his parents in London, but in search of the \"change of air\" recommended by the family's doctors, Isaac took a succession of houses in the country and on the coast, before Disraeli sought wider horizons.",
"title": "Early life"
},
{
"paragraph_id": 16,
"text": "Together with his sister's fiancé, William Meredith, Disraeli travelled widely in southern Europe and beyond in 1830–31. The trip was financed partly by another high society novel, The Young Duke, written in 1829–30. The tour was cut short suddenly by Meredith's death from smallpox in Cairo in July 1831. Despite this tragedy, and the need for treatment for a sexually transmitted disease on his return, Disraeli felt enriched by his experiences. He became, in Parry's words, \"aware of values that seemed denied to his insular countrymen. The journey encouraged his self-consciousness, his moral relativism, and his interest in Eastern racial and religious attitudes.\" Blake regards the tour as one of the formative experiences of Disraeli's career: \"[T]he impressions that it made on him were life-lasting. They conditioned his attitude toward some of the most important political problems which faced him in his later years—especially the Eastern Question; they also coloured many of his novels.\"",
"title": "Early life"
},
{
"paragraph_id": 17,
"text": "Disraeli wrote two novels in the aftermath of the tour. Contarini Fleming (1832) was avowedly a self-portrait. It is subtitled \"a psychological autobiography\" and depicts the conflicting elements of its hero's character: the duality of northern and Mediterranean ancestry, the dreaming artist and the bold man of action. As Parry observes, the book ends on a political note, setting out Europe's progress \"from feudal to federal principles\". The Wondrous Tale of Alroy the following year portrayed the problems of a medieval Jew in deciding between a small, exclusively Jewish state and a large empire embracing all.",
"title": "Early life"
},
{
"paragraph_id": 18,
"text": "After these novels were published, Disraeli declared that he would \"write no more about myself\". He had already turned his attention to politics in 1832, during the great crisis over the Reform Bill. He contributed to an anti-Whig pamphlet edited by John Wilson Croker and published by Murray entitled England and France: or a cure for Ministerial Gallomania. The choice of a Tory publication was regarded as strange by Disraeli's friends and relatives, who thought him more of a Radical. Indeed, he had objected to Murray about Croker's inserting \"high Tory\" sentiment: Disraeli remarked, \"it is quite impossible that anything adverse to the general measure of Reform can issue from my pen.\" Moreover, at the time Gallomania was published, Disraeli was electioneering in High Wycombe in the Radical interest.",
"title": "Early life"
},
{
"paragraph_id": 19,
"text": "Disraeli's politics at the time were influenced both by his rebellious streak and his desire to make his mark. At that time, British politics were dominated by the aristocracy, with a few powerful commoners. The Whigs derived from the coalition of Lords who had forced through the Bill of Rights 1689 and in some cases were their descendants. The Tories tended to support King and Church and sought to thwart political change. A small number of Radicals, generally from northern constituencies, were the strongest advocates of continuing reform. In the early 1830s the Tories and the interests they represented appeared to be a lost cause. The other great party, the Whigs, were anathema to Disraeli: \"Toryism is worn out & I cannot condescend to be a Whig.\" There was a by-election and a general election in 1832; Disraeli unsuccessfully stood as a Radical at High Wycombe in each.",
"title": "Early life"
},
{
"paragraph_id": 20,
"text": "Disraeli's political views embraced certain Radical policies, particularly electoral reform, and also some Tory ones, including protectionism. He began to move in Tory circles. In 1834 he was introduced to the former Lord Chancellor, Lord Lyndhurst, by Henrietta Sykes, wife of Sir Francis Sykes. She was having an affair with Lyndhurst and began another with Disraeli. Disraeli and Lyndhurst took an immediate liking to each other. Lyndhurst was an indiscreet gossip with a fondness for intrigue; this appealed greatly to Disraeli, who became his secretary and go-between. In 1835 Disraeli stood for the last time as a Radical, again unsuccessfully contesting High Wycombe.",
"title": "Early life"
},
{
"paragraph_id": 21,
"text": "In April 1835, Disraeli fought a by-election at Taunton as a Tory candidate. The Irish MP Daniel O'Connell, misled by inaccurate press reports, thought Disraeli had slandered him while electioneering at Taunton; he launched an outspoken attack, referring to Disraeli as:",
"title": "Early life"
},
{
"paragraph_id": 22,
"text": "a reptile ... just fit now, after being twice discarded by the people, to become a Conservative. He possesses all the necessary requisites of perfidy, selfishness, depravity, want of principle, etc., which would qualify him for the change. His name shows that he is of Jewish origin. I do not use it as a term of reproach; there are many most respectable Jews. But there are, as in every other people, some of the lowest and most disgusting grade of moral turpitude; and of those I look upon Mr. Disraeli as the worst.",
"title": "Early life"
},
{
"paragraph_id": 23,
"text": "Disraeli's public exchanges with O'Connell, extensively reproduced in The Times, included a demand for a duel with the 60-year-old O'Connell's son (which resulted in Disraeli's temporary detention by the authorities), a reference to \"the inextinguishable hatred with which [he] shall pursue [O'Connell's] existence\", and the accusation that O'Connell's supporters had a \"princely revenue wrung from a starving race of fanatical slaves\". Disraeli was highly gratified by the dispute, which propelled him to general public notice for the first time. He did not defeat the incumbent Whig member, Henry Labouchere, but the Taunton constituency was regarded as unwinnable by the Tories. Disraeli kept Labouchere's majority down to 170, a good showing that put him in line for a winnable seat in the near future.",
"title": "Early life"
},
{
"paragraph_id": 24,
"text": "With Lyndhurst's encouragement Disraeli turned to writing propaganda for his newly adopted party. His Vindication of the English Constitution, was published in December 1835. It was couched in the form of an open letter to Lyndhurst, and in Bradford's view encapsulates a political philosophy that Disraeli adhered to for the rest of his life: the value of benevolent aristocratic government, a loathing of political dogma, and the modernisation of Tory policies. The following year he wrote a series of satires on politicians of the day, which he published in The Times under the pen-name \"Runnymede\". His targets included the Whigs, collectively and individually, Irish nationalists, and political corruption. One essay ended:",
"title": "Early life"
},
{
"paragraph_id": 25,
"text": "The English nation, therefore, rallies for rescue from the degrading plots of a profligate oligarchy, a barbarizing sectarianism, and a boroughmongering Papacy, round their hereditary leaders—the Peers. The House of Lords, therefore, at this moment represents everything in the realm except the Whig oligarchs, their tools the Dissenters, and their masters the Irish priests. In the mean time, the Whigs bawl that there is a \"collision!\" It is true there is a collision, but it is not a collision between the Lords and the People, but between the Ministers and the Constitution.",
"title": "Early life"
},
{
"paragraph_id": 26,
"text": "Disraeli was elected to the exclusively Tory Carlton Club in 1836, and was also taken up by the party's leading hostess, Lady Londonderry. In June 1837 William IV died, the young Queen Victoria succeeded him, and parliament was dissolved. On the recommendation of the Carlton Club, Disraeli was adopted as a Tory parliamentary candidate at the ensuing general election.",
"title": "Early life"
},
{
"paragraph_id": 27,
"text": "In the election in July 1837, Disraeli won a seat in the House of Commons as one of two members, both Tory, for the constituency of Maidstone. The other was Wyndham Lewis, who helped finance Disraeli's election campaign, and who died the following year. In the same year Disraeli published a novel, Henrietta Temple, which was a love story and social comedy, drawing on his affair with Henrietta Sykes. He had broken off the relationship in late 1836, distraught that she had taken yet another lover. His other novel of this period is Venetia, a romance based on the characters of Shelley and Byron, written quickly to raise much-needed money.",
"title": "Parliament"
},
{
"paragraph_id": 28,
"text": "Disraeli made his maiden speech in Parliament on 7 December 1837. He followed O'Connell, whom he sharply criticised for the latter's \"long, rambling, jumbling, speech\". He was shouted down by O'Connell's supporters. After this unpromising start Disraeli kept a low profile for the rest of the parliamentary session. He was a loyal supporter of the party leader Sir Robert Peel and his policies, with the exception of a personal sympathy for the Chartist movement that most Tories did not share.",
"title": "Parliament"
},
{
"paragraph_id": 29,
"text": "In 1839 Disraeli married Mary Anne Lewis, the widow of Wyndham Lewis. Twelve years Disraeli's senior, Mary Lewis had a substantial income of £5,000 a year. His motives were generally assumed to be mercenary, but the couple came to cherish one another, remaining close until she died more than three decades later. \"Dizzy married me for my money\", his wife said later, \"But, if he had the chance again, he would marry me for love.\"",
"title": "Parliament"
},
{
"paragraph_id": 30,
"text": "Finding the financial demands of his Maidstone seat too much, Disraeli secured a Tory nomination for Shrewsbury, winning one of the constituency's two seats at the 1841 general election, despite serious opposition, and heavy debts which opponents seized on. The election was a massive defeat for the Whigs across the country, and Peel became Prime Minister. Disraeli hoped, unrealistically, for ministerial office. Though disappointed at being left on the back benches, he continued his support for Peel in 1842 and 1843, seeking to establish himself as an expert on foreign affairs and international trade.",
"title": "Parliament"
},
{
"paragraph_id": 31,
"text": "Although a Tory (or Conservative, as some in the party now called themselves) Disraeli was sympathetic to some of the aims of Chartism, and argued for an alliance between the landed aristocracy and the working class against the increasing power of the merchants and new industrialists in the middle class. After Disraeli won widespread acclaim in March 1842 for worsting Lord Palmerston in debate, he was taken up by a small group of idealistic new Tory MPs, with whom he formed the Young England group. They held that the landed interests should use their power to protect the poor from exploitation by middle-class businessmen.",
"title": "Parliament"
},
{
"paragraph_id": 32,
"text": "Disraeli hoped to forge a paternalistic Tory-Radical alliance, but he was unsuccessful. Before the Reform Act 1867, the working class did not possess the vote and therefore had little political power. Although Disraeli forged a personal friendship with John Bright, a leading Radical, Disraeli was unable to persuade Bright to sacrifice his distinct position for parliamentary advancement. When Disraeli attempted to secure a Tory-Radical cabinet in 1852, Bright refused.",
"title": "Parliament"
},
{
"paragraph_id": 33,
"text": "Disraeli gradually became a sharp critic of Peel's government, often deliberately taking contrary positions. The young MP attacked his leader as early as 1843. However, the best known of these stances were over the Maynooth Grant in 1845 and the repeal of the Corn Laws in 1846. The President of the Board of Trade, William Gladstone, resigned from the cabinet over the Maynooth Grant. The Corn Laws imposed a tariff on imported wheat, protecting British farmers from foreign competition, but making the cost of bread artificially high. Peel hoped that the repeal of the Corn Laws and the resultant influx of cheaper wheat into Britain would relieve the condition of the poor, and in particular the Great Famine caused by successive failure of potato crops in Ireland.",
"title": "Parliament"
},
{
"paragraph_id": 34,
"text": "The first months of 1846 were dominated by a battle in Parliament between the free traders and the protectionists over the repeal of the Corn Laws, with the latter rallying around Disraeli and Lord George Bentinck. An alliance of free-trade Conservatives (the \"Peelites\"), Radicals, and Whigs carried repeal, and the Conservative Party split: the Peelites moved towards the Whigs, while a \"new\" Conservative Party formed around the protectionists, led by Disraeli, Bentinck, and Lord Stanley (later Lord Derby).",
"title": "Parliament"
},
{
"paragraph_id": 35,
"text": "The split in the Tory party over the repeal of the Corn Laws had profound implications for Disraeli's political career: almost every Tory politician with experience of office followed Peel, leaving the rump bereft of leadership. In Blake's words, \"[Disraeli] found himself almost the only figure on his side capable of putting up the oratorical display essential for a parliamentary leader.\" The Duke of Argyll wrote that Disraeli \"was like a subaltern in a great battle where every superior officer was killed or wounded\". If the Tory Party could muster the electoral support necessary to form a government, then Disraeli now seemed to be guaranteed high office, but with a group of men who possessed little or no official experience and who, as a group, remained personally hostile to Disraeli. In the event the Tory split soon had the party out of office, not regaining power until 1852. The Conservatives would not again have a majority in the House of Commons until 1874.",
"title": "Parliament"
},
{
"paragraph_id": 36,
"text": "Peel successfully steered the repeal of the Corn Laws through Parliament and was then defeated by an alliance of his enemies on the issue of Irish law and order; he resigned in June 1846. The Tories remained split, and the Queen sent for Lord John Russell, the Whig leader. In the 1847 general election, Disraeli stood, successfully, for the Buckinghamshire constituency. The new House of Commons had more Conservative than Whig members, but the depth of the Tory schism enabled Russell to continue to govern. The Conservatives were led by Bentinck in the Commons and Stanley in the Lords.",
"title": "Parliament"
},
{
"paragraph_id": 37,
"text": "In 1847 a small political crisis removed Bentinck from the leadership and highlighted Disraeli's differences with his own party. In that year's general election, Lionel de Rothschild had been returned for the City of London. As a practising Jew he could not take the oath of allegiance in the prescribed Christian form, and therefore could not take his seat. Lord John Russell, the Whig leader who had succeeded Peel as Prime Minister, proposed in the Commons that the oath should be amended to permit Jews to enter Parliament.",
"title": "Parliament"
},
{
"paragraph_id": 38,
"text": "Disraeli spoke in favour of the measure, arguing that Christianity was \"completed Judaism\", and asking the House of Commons \"Where is your Christianity if you do not believe in their Judaism?\" Russell and Disraeli's future rival Gladstone thought this brave; the speech was badly received by his own party. The Tories and the Anglican establishment were hostile to the bill. With the exception of Disraeli, every member of the future protectionist cabinet then in Parliament voted against the measure. The measure was voted down. In the aftermath of the debate Bentinck resigned the leadership and was succeeded by Lord Granby; Disraeli's speech, thought by many of his own party to be blasphemous, ruled him out for the time being.",
"title": "Parliament"
},
{
"paragraph_id": 39,
"text": "While these intrigues played out, Disraeli was working with the Bentinck family to secure the necessary financing to purchase Hughenden Manor, in Buckinghamshire. The possession of a country house and incumbency of a county constituency were regarded as essential for a Tory with leadership ambitions. Disraeli and his wife alternated between Hughenden and several homes in London for the rest of their marriage. The negotiations were complicated by Bentinck's sudden death on 21 September 1848, but Disraeli obtained a loan of £25,000 from Bentinck's brothers Lord Henry Bentinck and Lord Titchfield. Within a month of his appointment Granby resigned the leadership in the Commons and the party functioned without a leader in the Commons for the rest of the session. At the start of the next session, affairs were handled by a triumvirate of Granby, Disraeli, and John Charles Herries—indicative of the tension between Disraeli and the rest of the party, who needed his talents but mistrusted him. This confused arrangement ended with Granby's resignation in 1851; Disraeli effectively ignored the two men regardless.",
"title": "Parliament"
},
{
"paragraph_id": 40,
"text": "In March 1851, Lord John Russell's government was defeated over a bill to equalise the county and borough franchises, mostly because of divisions among his supporters. He resigned, and the Queen sent for Stanley, who felt that a minority government could do little and would not last long, so Russell remained in office. Disraeli regretted this, hoping for an opportunity, however brief, to show himself capable in office. Stanley, in contrast, deprecated his inexperienced followers as a reason for not assuming office: \"These are not names I can put before the Queen.\"",
"title": "Chancellor of the Exchequer"
},
{
"paragraph_id": 41,
"text": "At the end of June 1851, Stanley succeeded to the title of Earl of Derby. The Whigs were wracked by internal dissensions during the second half of 1851, much of which Parliament spent in recess. Russell dismissed Lord Palmerston from the cabinet, leaving the latter determined to deprive the Prime Minister of office. Palmerston did so within weeks of Parliament's reassembly on 4 February 1852, his followers combining with Disraeli's Tories to defeat the government on a Militia Bill, and Russell resigned. Derby had either to take office or risk damage to his reputation, and he accepted the Queen's commission as Prime Minister. Palmerston declined any office; Derby had hoped to have him as Chancellor of the Exchequer. Disraeli, his closest ally, was his second choice and accepted, though disclaiming any great knowledge in the financial field. Gladstone refused to join the government. Disraeli may have been attracted to the office by the £5,000 annual salary, which would help pay his debts. Few of the new cabinet had held office before; when Derby tried to inform the Duke of Wellington of the names of the ministers, the old Duke, who was somewhat deaf, inadvertently branded the new government by incredulously repeating \"Who? Who?\"",
"title": "Chancellor of the Exchequer"
},
{
"paragraph_id": 42,
"text": "In the following weeks, Disraeli served as Leader of the House (with Derby as Prime Minister in the Lords) and as Chancellor. He wrote regular reports on proceedings in the Commons to Victoria, who described them as \"very curious\" and \"much in the style of his books\". Parliament was prorogued on 1 July 1852 as the Tories could not govern for long as a minority; Disraeli hoped that they would gain a majority of about 40. Instead, the election later that month had no clear winner, and the Derby government held to power pending the meeting of Parliament.",
"title": "Chancellor of the Exchequer"
},
{
"paragraph_id": 43,
"text": "Disraeli's task as Chancellor was to devise a budget which would satisfy the protectionist elements who supported the Tories, without uniting the free-traders against it. His proposed budget, which he presented to the Commons on 3 December, lowered the taxes on malt and tea, provisions designed to appeal to the working class. To make his budget revenue-neutral, as funds were needed to provide defences against the French, he doubled the house tax and continued the income tax. Disraeli's overall purpose was to enact policies which would benefit the working classes, making his party more attractive to them. Although the budget did not contain protectionist features, the Opposition was prepared to destroy it—and Disraeli's career as Chancellor—in part out of revenge for his actions against Peel in 1846. MP Sidney Herbert predicted that the budget would fail because \"Jews make no converts\".",
"title": "Chancellor of the Exchequer"
},
{
"paragraph_id": 44,
"text": "Disraeli delivered the budget on 3 December 1852, and prepared to wind up the debate for the government on 16 December—it was customary for the Chancellor to have the last word. A massive defeat for the government was predicted. Disraeli attacked his opponents individually, and then as a force: \"I face a Coalition ... This, too, I know, that England does not love coalitions.\" His speech of three hours was quickly seen as a parliamentary masterpiece. As MPs prepared to divide, Gladstone rose to his feet and began an angry speech, despite the efforts of Tory MPs to shout him down. The interruptions were fewer, as Gladstone gained control of the House, and in the next two hours painted a picture of Disraeli as frivolous and his budget as subversive. The government was defeated by 19 votes, and Derby resigned four days later. He was replaced by the Peelite Earl of Aberdeen, with Gladstone as his Chancellor. Because of Disraeli's unpopularity among the Peelites, no party reconciliation was possible while he remained Tory leader in the Commons.",
"title": "Chancellor of the Exchequer"
},
{
"paragraph_id": 45,
"text": "With the fall of the government, Disraeli and the Conservatives returned to the Opposition benches. Disraeli would spend three-quarters of his 44-year parliamentary career in Opposition. Derby was reluctant to seek to unseat the government, fearing a repetition of the Who? Who? Ministry and knowing that shared dislike of Disraeli was part of what had formed the governing coalition. Disraeli, on the other hand, was anxious to return to office. In the interim, Disraeli, as Conservative leader in the Commons, opposed the government on all major measures.",
"title": "Chancellor of the Exchequer"
},
{
"paragraph_id": 46,
"text": "In June 1853 Disraeli was awarded an honorary degree by the University of Oxford. He had been recommended for it by Lord Derby, the university's Chancellor. The start of the Crimean War in 1854 caused a lull in party politics; Disraeli spoke patriotically in support. The British military efforts were marked by bungling, and in 1855 a restive Parliament considered a resolution to establish a committee on the conduct of the war. The Aberdeen government made this a motion of confidence; Disraeli led the Opposition to defeat the government, 305 to 148. Aberdeen resigned, and the Queen sent for Derby, who to Disraeli's frustration refused to take office. Palmerston was deemed essential to any Whig ministry, and he would not join any he did not head. The Queen reluctantly asked Palmerston to form a government. Under Palmerston, the war went better, and was ended by the Treaty of Paris in early 1856. Disraeli was early to call for peace but had little influence on events.",
"title": "Chancellor of the Exchequer"
},
{
"paragraph_id": 47,
"text": "When a rebellion broke out in India in 1857, Disraeli took a keen interest, having been a member of a select committee in 1852 which considered how best to rule the subcontinent, and had proposed eliminating the governing role of the British East India Company. After peace was restored, and Palmerston in early 1858 brought in legislation for direct rule of India by the Crown, Disraeli opposed it. Many Conservative MPs refused to follow him, and the bill passed the Commons easily.",
"title": "Chancellor of the Exchequer"
},
{
"paragraph_id": 48,
"text": "Palmerston's grip on the premiership was weakened by his response to the Orsini affair, in which an attempt was made to assassinate the French Emperor Napoleon III by an Italian revolutionary with a bomb made in Birmingham. At the request of the French ambassador, Palmerston proposed amending the conspiracy to murder statute to make creating an infernal device a felony. He was defeated by 19 votes on the second reading, with many Liberals crossing the aisle against him. He immediately resigned, and Lord Derby returned to office.",
"title": "Chancellor of the Exchequer"
},
{
"paragraph_id": 49,
"text": "Derby took office at the head of a purely \"Conservative\" administration, not in coalition. He again offered a place to Gladstone, who declined. Disraeli was once more leader of the House of Commons and returned to the Exchequer. As in 1852, Derby led a minority government, dependent on the division of its opponents for survival. As Leader of the House, Disraeli resumed his regular reports to Queen Victoria, who had requested that he include what she \"could not meet in newspapers\".",
"title": "Chancellor of the Exchequer"
},
{
"paragraph_id": 50,
"text": "During its brief life of just over a year, the Derby government proved moderately progressive. The Government of India Act 1858 ended the role of the East India Company in governing the subcontinent. The Thames Purification Bill funded the construction of much larger sewers for London. Disraeli had supported efforts to allow Jews to sit in Parliament with a bill passed through the Commons allowing each house of Parliament to determine what oaths its members should take. This was grudgingly agreed to by the House of Lords, with a minority of Conservatives joining with the Opposition to pass it. In 1858, Baron Lionel de Rothschild became the first MP to profess the Jewish faith.",
"title": "Chancellor of the Exchequer"
},
{
"paragraph_id": 51,
"text": "Faced with a vacancy, Disraeli and Derby tried yet again to bring Gladstone, still nominally a Conservative MP, into the government, hoping to strengthen it. Disraeli wrote a personal letter to Gladstone, asking him to place the good of the party above personal animosity: \"Every man performs his office, and there is a Power, greater than ourselves, that disposes of all this.\" In response, Gladstone denied that personal feelings played any role in his decisions then and previously whether to accept office, while acknowledging that there were differences between him and Derby \"broader than you may have supposed\".",
"title": "Chancellor of the Exchequer"
},
{
"paragraph_id": 52,
"text": "The Tories pursued a Reform Bill in 1859, which would have resulted in a modest increase to the franchise. The Liberals were healing the breaches between those who favoured Russell and the Palmerston loyalists, and in late March 1859, the government was defeated on a Russell-sponsored amendment. Derby dissolved Parliament, and the ensuing general election resulted in modest Tory gains, but not enough to control the Commons. When Parliament assembled, Derby's government was defeated by 13 votes on an amendment to the Address from the Throne. He resigned, and the Queen reluctantly sent for Palmerston again.",
"title": "Chancellor of the Exchequer"
},
{
"paragraph_id": 53,
"text": "After Derby's second ejection from office, Disraeli faced dissension within Conservative ranks from those who blamed him for the defeat, or who felt he was disloyal to Derby—the former Prime Minister warned Disraeli of some MPs seeking his removal from the front bench. Among the conspirators were Lord Robert Cecil, a Conservative MP who would a quarter century later become Prime Minister as Lord Salisbury; he wrote that having Disraeli as leader in the Commons decreased the Conservatives' chance of holding office. When Cecil's father objected, Lord Robert stated, \"I have merely put into print what all the country gentlemen were saying in private.\"",
"title": "Chancellor of the Exchequer"
},
{
"paragraph_id": 54,
"text": "Disraeli led a toothless Opposition in the Commons—seeing no way of unseating Palmerston, Derby privately agreed not to seek the government's defeat. Disraeli kept himself informed on foreign affairs, and on what was going on in cabinet, thanks to a source within it. When the American Civil War began in 1861, Disraeli said little publicly, but like most Englishmen expected the South to win. Less reticent were Palmerston, Gladstone, and Russell, whose statements in support of the South contributed to years of hard feelings in the United States. In 1862, Disraeli met Prussian Count Otto von Bismarck and said of him, \"be careful about that man, he means what he says\".",
"title": "Chancellor of the Exchequer"
},
{
"paragraph_id": 55,
"text": "The party truce ended in 1864, with Tories outraged over Palmerston's handling of the territorial dispute between the German Confederation and Denmark known as the Schleswig-Holstein Question. Disraeli had little help from Derby, who was ill, but he united the party enough on a no-confidence vote to limit the government to a majority of 18—Tory defections and absentees kept Palmerston in office. Despite rumours about Palmerston's health as he turned 80, he remained personally popular, and the Liberals increased their margin in the July 1865 general election. In the wake of the poor election results, Derby predicted to Disraeli that neither of them would ever hold office again.",
"title": "Chancellor of the Exchequer"
},
{
"paragraph_id": 56,
"text": "Political plans were thrown into disarray by Palmerston's death on 18 October 1865. Russell became Prime Minister again, with Gladstone clearly the Liberal Party's leader-in-waiting, and as Leader of the House Disraeli's direct opponent. One of Russell's early priorities was a Reform Bill, but the proposed legislation that Gladstone announced on 12 March 1866 divided his party. The Conservatives and the dissident Liberals repeatedly attacked Gladstone's bill, and in June finally defeated the government; Russell resigned on 26 June. The dissidents were unwilling to serve under Disraeli in the House of Commons, and Derby formed a third Conservative minority government, with Disraeli again as Chancellor.",
"title": "Chancellor of the Exchequer"
},
{
"paragraph_id": 57,
"text": "It was Disraeli's belief that if given the vote British people would use it instinctively to put their natural and traditional rulers, the gentlemen of the Conservative Party, into power. Responding to renewed agitation for popular suffrage, Disraeli persuaded a majority of the cabinet to agree to a Reform bill. With what Derby cautioned was \"a leap in the dark\", Disraeli had outflanked the Liberals who, as the supposed champions of Reform, dared not oppose him. In the absence of a credible party rival and for fear of having an election called on the issue, Conservatives felt obliged to support Disraeli despite their misgivings.",
"title": "Chancellor of the Exchequer"
},
{
"paragraph_id": 58,
"text": "There were Tory dissenters, most notably Lord Cranborne (as Robert Cecil was by then known) who resigned from the government and spoke against the bill, accusing Disraeli of \"a political betrayal which has no parallel in our Parliamentary annals\". Even as Disraeli accepted Liberal amendments (although pointedly refusing those moved by Gladstone) that further lowered the property qualification, Cranborne was unable to lead an effective rebellion. Disraeli gained wide acclaim and became a hero to his party for the \"marvellous parliamentary skill\" with which he secured the passage of Reform in the Commons.",
"title": "Chancellor of the Exchequer"
},
{
"paragraph_id": 59,
"text": "From the Liberal benches too there was admiration. MP for Nottingham Bernal Ostborne declared:",
"title": "Chancellor of the Exchequer"
},
{
"paragraph_id": 60,
"text": "I have always thought the Chancellor of Exchequer was the greatest Radical in the House. He has achieved what no other man in the country could have done. He has lugged up that great omnibus full of stupid, heavy, country gentlemen--I only say 'stupid' in the parliamentary sense--and has converted these Conservative into Radical Reformers.",
"title": "Chancellor of the Exchequer"
},
{
"paragraph_id": 61,
"text": "The Reform Act 1867 passed that August. It extended the franchise by 938,427 men—an increase of 88%—by giving the vote to male householders and male lodgers paying at least £10 for rooms. It eliminated rotten boroughs with fewer than 10,000 inhabitants, and granted constituencies to 15 unrepresented towns, with extra representation to large municipalities such as Liverpool and Manchester.",
"title": "Chancellor of the Exchequer"
},
{
"paragraph_id": 62,
"text": "Derby had long had attacks of gout which left him bedbound, unable to deal with politics. As the new session of Parliament approached in February 1868, he was unable to leave his home but was reluctant to resign, as at 68 he was much younger than either Palmerston or Russell at the end of their premierships. Derby knew that his \"attacks of illness would, at no distant period, incapacitate me from the discharge of my public duties\"; doctors had warned him that his health required his resignation. In late February, with Parliament in session and Derby absent, he wrote to Disraeli asking for confirmation that \"you will not shrink from the additional heavy responsibility\". Reassured, he wrote to the Queen, resigning and recommending Disraeli as \"only he could command the cordial support, en masse, of his present colleagues\". Disraeli went to Osborne House on the Isle of Wight, where the Queen asked him to form a government. The monarch wrote to her daughter, Prussian Crown Princess Victoria, \"Mr. Disraeli is Prime Minister! A proud thing for a man 'risen from the people' to have obtained!\" The new Prime Minister told those who came to congratulate him, \"I have climbed to the top of the greasy pole.\"",
"title": "Prime Minister (1868)"
},
{
"paragraph_id": 63,
"text": "The Conservatives remained a minority in the House of Commons and the passage of the Reform Bill required the calling of a new election once the new voting register had been compiled. Disraeli's term as Prime Minister, which began in February 1868, would therefore be short unless the Conservatives won the general election. He made only two major changes in the cabinet: he replaced Lord Chelmsford as Lord Chancellor with Lord Cairns and brought in George Ward Hunt as Chancellor of the Exchequer. Derby had intended to replace Chelmsford once a vacancy in a suitable sinecure developed. Disraeli was unwilling to wait, and Cairns, in his view, was a far stronger minister.",
"title": "Prime Minister (1868)"
},
{
"paragraph_id": 64,
"text": "Disraeli's first premiership was dominated by the heated debate over the Church of Ireland. Although Ireland was largely Roman Catholic, the Church of England represented most landowners. It remained the established church and was funded by direct taxation, which was greatly resented by the Catholics and Presbyterians. An initial attempt by Disraeli to negotiate with Archbishop Manning the establishment of a Catholic university in Dublin foundered in March when Gladstone moved resolutions to disestablish the Irish Church altogether. The proposal united the Liberals under Gladstone's leadership, while causing divisions among the Conservatives.",
"title": "Prime Minister (1868)"
},
{
"paragraph_id": 65,
"text": "The Conservatives remained in office because the new electoral register was not yet ready; neither party wished a poll under the old roll. Gladstone began using the Liberal majority in the Commons to push through resolutions and legislation. Disraeli's government survived until the December general election, at which the Liberals were returned to power with a majority.",
"title": "Prime Minister (1868)"
},
{
"paragraph_id": 66,
"text": "In its short life, the first Disraeli government passed noncontroversial laws. It ended public executions, and the Corrupt Practices Act did much to end electoral bribery. It authorised an early version of nationalisation, having the Post Office buy up the telegraph companies. Amendments to the school law, the Scottish legal system, and the railway laws were passed. In addition, the Public Health (Scotland) Act instituted sanitary inspectors and medical officers. According to one study, \"better sanitation was enforced throughout Scotland.\" Disraeli sent the successful expedition against Tewodros II of Ethiopia under Sir Robert Napier.",
"title": "Prime Minister (1868)"
},
{
"paragraph_id": 67,
"text": "Given Gladstone's majority in the Commons, Disraeli could do little but protest as the government advanced legislation; he chose to await Liberal mistakes. He used this leisure time to write a new novel, Lothair (1870). A work of fiction by a former prime minister was a novelty for Britain, and the book became a bestseller.",
"title": "Prime Minister (1868)"
},
{
"paragraph_id": 68,
"text": "By 1872 there was dissent in the Conservative ranks over the failure to challenge Gladstone. This was quieted as Disraeli took steps to assert his leadership, and as divisions among the Liberals became clear. Public support for Disraeli was shown by cheering at a thanksgiving service in 1872 on the recovery of the Prince of Wales from illness, while Gladstone was met with silence. Disraeli had supported the efforts of party manager John Eldon Gorst to put the administration of the Conservative Party on a modern basis. On Gorst's advice, Disraeli gave a speech to a mass meeting in Manchester that year. To roaring approval, he compared the Liberal front bench to \"a range of exhausted volcanoes... But the situation is still dangerous. There are occasional earthquakes and ever and again the dark rumbling of the sea.\" Gladstone, Disraeli stated, dominated the scene and \"alternated between a menace and a sigh\".",
"title": "Prime Minister (1868)"
},
{
"paragraph_id": 69,
"text": "At his first departure from 10 Downing Street in 1868, Disraeli had had Victoria create Mary Anne Viscountess of Beaconsfield in her own right in lieu of a peerage for himself. Through 1872 the eighty-year-old peeress had stomach cancer. She died on 15 December. Urged by a clergyman to turn her thoughts to Jesus Christ in her final days, she said she could not: \"You know Dizzy is my J.C.\"",
"title": "Prime Minister (1868)"
},
{
"paragraph_id": 70,
"text": "In 1873, Gladstone brought forward legislation to establish a Catholic university in Dublin. This divided the Liberals, and on 12 March an alliance of Conservatives and Irish Catholics defeated the government by three votes. Gladstone resigned, and the Queen sent for Disraeli, who refused to take office. Without a general election, a Conservative government would be another minority; Disraeli wanted the power a majority would bring and felt he could gain it later by leaving the Liberals in office now. Gladstone's government struggled on, beset by scandal and unimproved by a reshuffle. As part of that change, Gladstone took on the office of Chancellor, leading to questions as to whether he had to stand for re-election on taking on a second ministry—until the 1920s, MPs becoming ministers had to seek re-election.",
"title": "Prime Minister (1868)"
},
{
"paragraph_id": 71,
"text": "In January 1874, Gladstone called a general election, convinced that if he waited longer, he would do worse at the polls. Balloting was spread over two weeks, beginning on 1 February. As the constituencies voted, it became clear that the result would be a Conservative majority, the first since 1841. In Scotland, where the Conservatives were perennially weak, they increased from seven seats to nineteen. Overall, they won 350 seats to 245 for the Liberals and 57 for the Irish Home Rule League. Disraeli became Prime Minister for the second time.",
"title": "Prime Minister (1868)"
},
{
"paragraph_id": 72,
"text": "Disraeli's cabinet of twelve, with six peers and six commoners, was the smallest since Reform. Of the peers, five of them had been in Disraeli's 1868 cabinet; the sixth, Lord Salisbury, was reconciled to Disraeli after negotiation and became Secretary of State for India. Lord Stanley (who had succeeded his father, the former Prime Minister, as Earl of Derby) became Foreign Secretary and Sir Stafford Northcote the Chancellor.",
"title": "Prime Minister (1874–1880)"
},
{
"paragraph_id": 73,
"text": "In August 1876, Disraeli was elevated to the House of Lords as Earl of Beaconsfield and Viscount Hughenden. The Queen had offered to ennoble him as early as 1868; he had then declined. She did so again in 1874, when he fell ill at Balmoral, but he was reluctant to leave the Commons for a house in which he had no experience. Continued ill health during his second premiership caused him to contemplate resignation, but his lieutenant, Derby, was unwilling, feeling that he could not manage the Queen. For Disraeli, the Lords, where the debate was less intense, was the alternative to resignation. Five days before the end of the 1876 session of Parliament, on 11 August, Disraeli was seen to linger and look around the chamber before departing. Newspapers reported his ennoblement the following morning.",
"title": "Prime Minister (1874–1880)"
},
{
"paragraph_id": 74,
"text": "In addition to the viscounty bestowed on Mary Anne Disraeli, the earldom of Beaconsfield was to have been bestowed on Edmund Burke in 1797, but he had died before receiving it. The name Beaconsfield, a town near Hughenden, was given to a minor character in Vivian Grey. Disraeli made various statements about his elevation, writing to Selina, Lady Bradford on 8 August 1876, \"I am quite tired of that place [the Commons]\" but when asked by a friend how he liked the Lords, replied, \"I am dead; dead but in the Elysian fields.\"",
"title": "Prime Minister (1874–1880)"
},
{
"paragraph_id": 75,
"text": "Under the stewardship of Richard Assheton Cross, the Home Secretary, Disraeli's new government enacted many reforms, including the Artisans' and Labourers' Dwellings Improvement Act 1875, which made inexpensive loans available to towns and cities to construct working-class housing. Also enacted were the Public Health Act 1875, modernising sanitary codes, the Sale of Food and Drugs Act 1875, and the Elementary Education Act 1876. Disraeli's government introduced a new Factory Act meant to protect workers, the Conspiracy, and Protection of Property Act 1875, which allowed peaceful picketing, and the Employers and Workmen Act 1875 to enable workers to sue employers in the civil courts if they broke legal contracts.",
"title": "Prime Minister (1874–1880)"
},
{
"paragraph_id": 76,
"text": "The Sale of Food and Drugs Act 1875 prohibited the mixing of injurious ingredients with articles of food or with drugs, and provision was made for the appointment of analysts; all tea \"had to be examined by a customs official on importation, and when in the opinion of the analyst it was unfit for food, the tea had to be destroyed\". The Employers and Workmen Act 1875, according to one study, \"finally placed employers and employed on an equal footing before the law\". The Conspiracy, and Protection of Property Act 1875 established the right to strike by providing that \"an agreement or combination by one or more persons to do, or procure to be done, any act in contemplation or furtherance of a trade dispute between employers and workmen, shall not be indictable as a conspiracy if such act committed by one person would not be punishable as a crime\".",
"title": "Prime Minister (1874–1880)"
},
{
"paragraph_id": 77,
"text": "As a result of these social reforms the Liberal-Labour MP Alexander Macdonald told his constituents in 1879, \"The Conservative party have done more for the working classes in five years than the Liberals have in fifty.\"",
"title": "Prime Minister (1874–1880)"
},
{
"paragraph_id": 78,
"text": "Gladstone in 1870 had sponsored an Order in Council, introducing competitive examination into the Civil Service, diminishing the political aspects of government hiring. Disraeli did not agree, and while he did not seek to reverse the order, his actions often frustrated its intent. For example, Disraeli made political appointments to positions previously given to career civil servants. He was backed by his party, hungry for office and its emoluments after almost thirty years with only brief spells in government. Disraeli gave positions to hard-up Conservative leaders, even—to Gladstone's outrage—creating one office at £2,000 per year. Nevertheless, Disraeli made fewer peers (only 22, including one of Victoria's sons) than had Gladstone (37 during his just over five years in office).",
"title": "Prime Minister (1874–1880)"
},
{
"paragraph_id": 79,
"text": "As he had in government posts, Disraeli rewarded old friends with clerical positions, making Sydney Turner, son of a good friend of Isaac D'Israeli, Dean of Ripon. He favoured Low church clergymen in promotion, disliking other movements in Anglicanism for political reasons. In this, he came into disagreement with the Queen, who out of loyalty to her late husband Albert preferred Broad church teachings. One controversial appointment had occurred shortly before the 1868 election. When the position of Archbishop of Canterbury fell vacant, Disraeli reluctantly agreed to the Queen's preferred candidate, Archibald Tait, the Bishop of London. To fill Tait's vacant see, Disraeli was urged by many people to appoint Samuel Wilberforce, the former Bishop of Winchester. Disraeli disliked Wilberforce and instead appointed John Jackson, the Bishop of Lincoln. Blake suggested that, on balance, these appointments cost Disraeli more votes than they gained him.",
"title": "Prime Minister (1874–1880)"
},
{
"paragraph_id": 80,
"text": "Disraeli always considered foreign affairs to be the most critical and interesting part of statesmanship. Nevertheless, his biographer Robert Blake doubts that his subject had specific ideas about foreign policy when he took office in 1874. He had rarely travelled abroad; since his youthful tour of the Middle East in 1830–1831, he had left Britain only for his honeymoon and three visits to Paris, the last of which was in 1856. As he had criticised Gladstone for a do-nothing foreign policy, he most probably contemplated what actions would reassert Britain's place in Europe. His brief first premiership, and the first year of his second, gave him little opportunity to make his mark in foreign affairs.",
"title": "Prime Minister (1874–1880)"
},
{
"paragraph_id": 81,
"text": "The Suez Canal, opened in 1869, cut weeks and thousands of miles off the sea journey between Britain and India; in 1875, approximately 80% of the ships using the canal were British. In the event of another rebellion in India or a Russian invasion, the time saved at Suez might be crucial. Built by French interests, 56% of the stocks in the canal remained in their hands, while 44% of the stock belonged to Isma'il Pasha, the Khedive of Egypt. He was notorious for his profligate spending. The canal was losing money, and an attempt by Ferdinand de Lesseps, builder of the canal, to raise the tolls had fallen through when the Khedive had threatened military force to prevent it, and had also attracted Disraeli's attention. The Khedive governed Egypt under the Ottoman Empire; as in the Crimea, the issue of the Canal raised the Eastern Question of what to do about the decaying empire governed from Constantinople. With much of the pre-canal trade and communications between Britain and India passing through the Ottoman Empire, Britain had done its best to prop up the Ottomans against the threat that Russia would take Constantinople, cutting those communications, and giving Russian ships unfettered access to the Mediterranean. The French might also threaten those lines. Britain had had the opportunity to purchase shares in the canal but had declined to do so.",
"title": "Prime Minister (1874–1880)"
},
{
"paragraph_id": 82,
"text": "Disraeli sent the Liberal MP Nathan Rothschild to Paris to enquire about buying de Lesseps's shares. On 14 November 1875, the editor of the Pall Mall Gazette, Frederick Greenwood, learnt from London banker Henry Oppenheim that the Khedive was seeking to sell his shares in the Suez Canal Company to a French firm. Greenwood quickly told Lord Derby, the Foreign Secretary, who notified Disraeli. The Prime Minister moved immediately to secure the shares. On 23 November, the Khedive offered to sell the shares for 100,000,000 francs. Rather than seek the aid of the Bank of England, Disraeli borrowed funds from Lionel de Rothschild, who took a commission on the deal. The banker's capital was at risk as Parliament could have refused to ratify the transaction. The contract for purchase was signed at Cairo on 25 November and the shares deposited at the British consulate the following day.",
"title": "Prime Minister (1874–1880)"
},
{
"paragraph_id": 83,
"text": "Disraeli told the Queen, \"it is settled; you have it, madam!\" The public saw the venture as a daring statement of British dominance of the seas. Sir Ian Malcolm described the Suez Canal share purchase as \"the greatest romance of Mr. Disraeli's romantic career\". In the following decades, the security of the Suez Canal became a major concern of British foreign policy. Under Gladstone Britain took control of Egypt in 1882. A later Foreign Secretary, Lord Curzon, described the canal in 1909 as \"the determining influence of every considerable movement of British power to the east and south of the Mediterranean\".",
"title": "Prime Minister (1874–1880)"
},
{
"paragraph_id": 84,
"text": "Although initially curious about Disraeli when he entered Parliament in 1837, Victoria came to detest him over his treatment of Peel. Over time, her dislike softened, especially as Disraeli took pains to cultivate her. He told Matthew Arnold, \"Everybody likes flattery; and, when you come to royalty, you should lay it on with a trowel\". Disraeli's biographer, Adam Kirsch, suggests that Disraeli's obsequious treatment of his queen was part flattery, part belief that this was how a queen should be addressed by a loyal subject, and part awe that a middle-class man of Jewish birth should be the companion of a monarch. By the time of his second premiership, Disraeli had built a strong relationship with Victoria, probably closer to her than any of her Prime Ministers except her first, Lord Melbourne. When Disraeli returned as Prime Minister in 1874 and went to kiss hands, he did so literally, on one knee; according to Richard Aldous in his book on the rivalry between Disraeli and Gladstone, \"Victoria and Disraeli would exploit their closeness for mutual advantage.\"",
"title": "Prime Minister (1874–1880)"
},
{
"paragraph_id": 85,
"text": "Victoria had long wished to have an imperial title, reflecting Britain's expanding domain. She was irked when Tsar Alexander II held a higher rank than her as an emperor, and was appalled that her daughter, the Prussian Crown Princess, would outrank her when her husband came to the throne. She also saw an imperial title as proclaiming Britain's increased stature in the world. The title \"Empress of India\" had been used informally for some time and she wished to have that title formally bestowed on her. The Queen prevailed upon Disraeli to introduce a Royal Titles Bill, and also told of her intent to open Parliament in person, which during this time she did only when she wanted something from legislators. Disraeli was cautious in response, as careful soundings of MPs brought a negative reaction, and he declined to place such a proposal in the Queen's Speech.",
"title": "Prime Minister (1874–1880)"
},
{
"paragraph_id": 86,
"text": "Once the desired bill was finally prepared, Disraeli's handling of it was not adept. He neglected to notify either the Prince of Wales or the Opposition and was met by irritation from the prince and a full-scale attack from the Liberals. An old enemy of Disraeli, former Liberal Chancellor Robert Lowe, alleged during the debate in the Commons that two previous Prime Ministers had refused to introduce such legislation for the Queen. Gladstone immediately stated that he was not one of them, and the Queen gave Disraeli leave to quote her saying she had never approached a Prime Minister with such a proposal. According to Blake, Disraeli \"in a brilliant oration of withering invective proceeded to destroy Lowe\", who apologised and never held office again. Disraeli said of Lowe that he was the only person in London with whom he would not shake hands: \"he is in the mud and there I leave him.\"",
"title": "Prime Minister (1874–1880)"
},
{
"paragraph_id": 87,
"text": "Fearful of losing, Disraeli was reluctant to bring the bill to a vote in the Commons, but when he did it passed with a majority of 75. Once the bill was formally enacted, Victoria began signing her letters \"Victoria R & I\" (Latin: Regina et Imperatrix, Queen and Empress). According to Aldous, the bill \"shattered Disraeli's authority in the House of Commons\".",
"title": "Prime Minister (1874–1880)"
},
{
"paragraph_id": 88,
"text": "In July 1875 Serb populations in Bosnia and Herzegovina, then provinces of the Ottoman Empire, revolted against the Turks, alleging religious persecution and poor administration. The following January, Sultan Abdülaziz agreed to reforms proposed by Hungarian statesman Julius Andrássy, but the rebels, suspecting they might win their freedom, continued their uprising, joined by militants in Serbia and Bulgaria. The Turks suppressed the Bulgarian uprising harshly, and when reports of these actions escaped, Disraeli and Derby stated in Parliament that they did not believe them. Disraeli called them \"coffee-house babble\" and dismissed allegations of torture by the Ottomans since \"Oriental people usually terminate their connections with culprits in a more expeditious fashion\".",
"title": "Prime Minister (1874–1880)"
},
{
"paragraph_id": 89,
"text": "Gladstone, who had left the Liberal leadership and retired from public life, was appalled by reports of atrocities in Bulgaria, and in August 1876, penned a hastily written pamphlet arguing that the Turks should be deprived of Bulgaria because of what they had done there. He sent a copy to Disraeli, who called it \"vindictive and ill-written ... of all the Bulgarian horrors perhaps the greatest\". Gladstone's pamphlet became an immense best-seller and rallied the Liberals to urge that the Ottoman Empire should no longer be a British ally. Disraeli wrote to Lord Salisbury on 3 September, \"Had it not been for these unhappy 'atrocities', we should have settled a peace very honourable to England and satisfactory to Europe. Now we are obliged to work from a new point of departure, and dictate to Turkey, who has forfeited all sympathy.\" In spite of this, Disraeli's policy favoured Constantinople and Ottoman territorial integrity.",
"title": "Prime Minister (1874–1880)"
},
{
"paragraph_id": 90,
"text": "Disraeli and the cabinet sent Salisbury as lead British representative to the Constantinople Conference, which met in December 1876 and January 1877. In advance of the conference, Disraeli sent Salisbury private word to seek British military occupation of Bulgaria and Bosnia, and British control of the Ottoman Army. Salisbury ignored these instructions, which his biographer, Andrew Roberts deemed \"ludicrous\". The conference failed to reach agreement with the Turks.",
"title": "Prime Minister (1874–1880)"
},
{
"paragraph_id": 91,
"text": "Parliament opened in February 1877, with Disraeli now in the Lords as Earl of Beaconsfield. He spoke only once there in the 1877 session on the Eastern Question, stating on 20 February that there was a need for stability in the Balkans, and that forcing Turkey into territorial concessions would not secure it. The Prime Minister wanted a deal with the Ottomans whereby Britain would temporarily occupy strategic areas to deter the Russians from war, to be returned on the signing of a peace treaty, but found little support in his cabinet, which favoured partition of the Ottoman Empire. As Disraeli, by then in poor health, continued to battle within the cabinet, Russia invaded Turkey on 21 April, beginning the Russo-Turkish War.",
"title": "Prime Minister (1874–1880)"
},
{
"paragraph_id": 92,
"text": "The Russians pushed through Ottoman territory and by December 1877 had captured the strategic Bulgarian town of Plevna. The war divided the British, but the Russian success caused some to forget the atrocities and call for intervention on the Turkish side. Others hoped for further Russian successes. The fall of Plevna was a major story for weeks, and Disraeli's warnings that Russia was a threat to British interests in the eastern Mediterranean were deemed prophetic. The jingoistic attitude of many Britons increased Disraeli's political support, and the Queen showed her favour by visiting him at Hughenden—the first time she had visited the country home of her Prime Minister since the Melbourne ministry. At the end of January 1878, the Ottoman Sultan appealed to Britain to save Constantinople. Amid war fever in Britain, the government asked Parliament to vote £6,000,000 to prepare the Army and Navy for war. Gladstone opposed the measure, but less than half his party voted with him. Popular opinion was with Disraeli, though some thought him too soft for not immediately declaring war on Russia.",
"title": "Prime Minister (1874–1880)"
},
{
"paragraph_id": 93,
"text": "With the Russians close to Constantinople, the Turks yielded and in March 1878, signed the Treaty of San Stefano, conceding a Bulgarian state covering a large part of the Balkans. It would be initially Russian-occupied and many feared that it would give them a client state close to Constantinople. Other Ottoman possessions in Europe would become independent; additional territory was to be ceded directly to Russia. This was unacceptable to the British, who protested, hoping to get the Russians to agree to attend an international conference which German Chancellor Bismarck proposed to hold at Berlin. The cabinet discussed Disraeli's proposal to position Indian troops at Malta for possible transit to the Balkans and call out reserves. Derby resigned in protest, and Disraeli appointed Salisbury as Foreign Secretary. Amid British preparations for war, the Russians and Turks agreed to discussions at Berlin.",
"title": "Prime Minister (1874–1880)"
},
{
"paragraph_id": 94,
"text": "In advance of the meeting, confidential negotiations took place between Britain and Russia in April and May 1878. The Russians were willing to make changes to the big Bulgaria, but were determined to retain their new possessions, Bessarabia in Europe and Batum and Kars on the east coast of the Black Sea. To counterbalance this, Britain required a possession in the Eastern Mediterranean where it might base ships and troops and negotiated with the Ottomans for the cession of Cyprus. Once this was secretly agreed, Disraeli was prepared to allow Russia's territorial gains.",
"title": "Prime Minister (1874–1880)"
},
{
"paragraph_id": 95,
"text": "The Congress of Berlin was held in June and July 1878, the central relationship in it that between Disraeli and Bismarck. In later years, the German chancellor would show visitors to his office three pictures on the wall: \"the portrait of my Sovereign, there on the right that of my wife, and on the left, there, that of Lord Beaconsfield\". Disraeli caused an uproar in the congress by making his opening address in English, rather than in French, hitherto accepted as the international language of diplomacy. By one account, the British ambassador in Berlin, Lord Odo Russell, hoping to spare the delegates Disraeli's awful French accent, told Disraeli that the congress was hoping to hear a speech in English by one of its masters.",
"title": "Prime Minister (1874–1880)"
},
{
"paragraph_id": 96,
"text": "Disraeli left much of the detailed work to Salisbury, concentrating his efforts on making it as difficult as possible for the broken-up big Bulgaria to reunite. Disraeli intended that Batum be demilitarised, but the Russians obtained their preferred language, and in 1886, fortified the town. Nevertheless, the Cyprus Convention ceding the island to Britain was announced during the congress, and again made Disraeli a sensation.",
"title": "Prime Minister (1874–1880)"
},
{
"paragraph_id": 97,
"text": "Disraeli gained agreement that Turkey should retain enough of its European possessions to safeguard the Dardanelles. By one account, when met with Russian intransigence, Disraeli told his secretary to order a special train to return them home to begin the war. Czar Alexander II later described the congress as \"a European coalition against Russia, under Bismarck\".",
"title": "Prime Minister (1874–1880)"
},
{
"paragraph_id": 98,
"text": "The Treaty of Berlin was signed on 13 July 1878 at the Radziwill Palace in Berlin. Disraeli and Salisbury returned home to heroes' receptions. At the door of 10 Downing Street, Disraeli received flowers sent by the Queen. There, he told the gathered crowd, \"Lord Salisbury and I have brought you back peace—but a peace I hope with honour.\" The Queen offered him a dukedom, which he declined, though accepting the Garter, as long as Salisbury also received it. In Berlin, word spread of Bismarck's admiring description of Disraeli, \"Der alte Jude, das ist der Mann! \" In the weeks after Berlin, Disraeli and the cabinet considered calling a general election to capitalise on the public applause he and Salisbury had received. Parliaments were then for a seven-year term, and it was the custom not to go to the country until the sixth year unless forced to by events. Only four and a half years had passed and they did not see any clouds on the horizon that might forecast Conservative defeat if they waited. This decision not to seek re-election has often been cited as a great mistake by Disraeli. Blake, however, pointed out that results in local elections had been moving against the Conservatives, and doubted if Disraeli missed any great opportunity by waiting.",
"title": "Prime Minister (1874–1880)"
},
{
"paragraph_id": 99,
"text": "As successful invasions of India generally came through Afghanistan, the British had observed and sometimes intervened there since the 1830s, hoping to keep the Russians out. In 1878 the Russians sent a mission to Kabul; it was not rejected by the Afghans, as the British had hoped. The British proposed to send their own mission, insisting that the Russians be sent away. The Viceroy of India Lord Lytton concealed his plans to issue this ultimatum from Disraeli, and when the Prime Minister insisted he take no action, went ahead anyway. When the Afghans made no answer, Lord Cranbrook as Secretary of State for War, ordered the advance against them in the Second Anglo-Afghan War. Under Lord Roberts, the British easily defeated them and installed a new ruler, leaving a mission and garrison in Kabul.",
"title": "Prime Minister (1874–1880)"
},
{
"paragraph_id": 100,
"text": "British policy in South Africa was to encourage federation between the British-run Cape Colony and Natal, and the Boer republics, the Transvaal (annexed by Britain in 1877) and the Orange Free State. The governor of Cape Colony, Sir Bartle Frere, believing that the federation could not be accomplished until the native tribes acknowledged British rule, made demands on the Zulu and their king, Cetewayo, which they were certain to reject. As Zulu troops could not marry until they had washed their spears in blood, they were eager for combat. Frere did not send word to the cabinet of what he had done until the ultimatum was about to expire. Disraeli and the cabinet reluctantly backed him, and in early January 1879 resolved to send reinforcements. Before they could arrive, on 22 January, a Zulu impi (army), moving with great speed and endurance, destroyed a British encampment in South Africa in the Battle of Isandlwana. Over a thousand British and colonial troops were killed. Word of the defeat did not reach London until 12 February. Disraeli wrote the next day, \"the terrible disaster has shaken me to the centre\". He reprimanded Frere, but left him in charge, attracting fire from all sides. Disraeli sent General Sir Garnet Wolseley as High Commissioner and Commander in Chief, and Cetewayo and the Zulus were crushed at the Battle of Ulundi on 4 July 1879.",
"title": "Prime Minister (1874–1880)"
},
{
"paragraph_id": 101,
"text": "On 8 September 1879 Sir Louis Cavagnari, in charge of the mission in Kabul, was killed with his entire staff by rebelling Afghan soldiers. Roberts undertook a successful punitive expedition against the Afghans over the next six weeks.",
"title": "Prime Minister (1874–1880)"
},
{
"paragraph_id": 102,
"text": "In December 1878, Gladstone was offered the Liberal nomination for Edinburghshire, a constituency popularly known as Midlothian. The small Scottish electorate was dominated by two noblemen, the Conservative Duke of Buccleuch and the Liberal Earl of Rosebery. The Earl, a friend of both Disraeli and Gladstone who would succeed the latter after his final term as Prime Minister, had journeyed to the United States to view politics there, and was convinced that aspects of American electioneering techniques could be translated to Britain. On his advice, Gladstone accepted the offer in January 1879, and later that year began his Midlothian campaign, speaking not only in Edinburgh, but across Britain, attacking Disraeli, to huge crowds.",
"title": "Prime Minister (1874–1880)"
},
{
"paragraph_id": 103,
"text": "Conservative chances of re-election were damaged by the poor weather, and consequent effects on agriculture. Four consecutive wet summers through 1879 had led to poor harvests. In the past, the farmer had the consolation of higher prices at such times, but with bumper crops cheaply transported from the United States, grain prices remained low. Other European nations, faced with similar circumstances, opted for protection, and Disraeli was urged to reinstitute the Corn Laws. He declined, stating that he regarded the matter as settled. Protection would have been highly unpopular among the newly enfranchised urban working classes, as it would raise their cost of living. Amid an economic slump generally, the Conservatives lost support among farmers.",
"title": "Prime Minister (1874–1880)"
},
{
"paragraph_id": 104,
"text": "Disraeli's health continued to fail through 1879. Owing to his infirmities, Disraeli was 45 minutes late for the Lord Mayor's Dinner at the Guildhall in November, at which it is customary that the Prime Minister speaks. Though many commented on how healthy he looked, it took him great effort to appear so, and when he told the audience he expected to speak to the dinner again the following year, attendees chuckled. Gladstone was then in the midst of his campaign. Despite his public confidence, Disraeli recognised that the Conservatives would probably lose the next election and was already contemplating his Resignation Honours.",
"title": "Prime Minister (1874–1880)"
},
{
"paragraph_id": 105,
"text": "Despite this pessimism, Conservatives hopes were buoyed in early 1880 with successes in by-elections the Liberals had expected to win, concluding with victory in Southwark, normally a Liberal stronghold. The cabinet had resolved to wait before dissolving Parliament; in early March they reconsidered, agreeing to go to the country as soon as possible. Parliament was dissolved on 24 March; the first borough constituencies began voting a week later.",
"title": "Prime Minister (1874–1880)"
},
{
"paragraph_id": 106,
"text": "Disraeli took no public part in the electioneering, it being deemed improper for peers to make speeches to influence Commons elections. This meant that the chief Conservatives—Disraeli, Salisbury, and India Secretary Lord Cranbrook—would not be heard from. The election was thought likely to be close. Once returns began to be announced, it became clear that the Conservatives were decisively beaten. The final result gave the Liberals an absolute majority of about 50.",
"title": "Prime Minister (1874–1880)"
},
{
"paragraph_id": 107,
"text": "Disraeli refused to cast blame for the defeat, which he understood was likely to be final for him. He wrote to Lady Bradford that it was just as much work to end a government as to form one, without any of the fun. Queen Victoria was bitter at his departure. Among the honours he arranged before resigning as Prime Minister on 21 April 1880 was one for his private secretary, Montagu Corry, who became Baron Rowton.",
"title": "Final months, death, and memorials"
},
{
"paragraph_id": 108,
"text": "Returning to Hughenden, Disraeli brooded over his electoral dismissal, but also resumed work on Endymion, which he had begun in 1872 and laid aside before the 1874 election. The work was rapidly completed and published by November 1880. He carried on a correspondence with Victoria, with letters passed through intermediaries. When Parliament met in January 1881, he served as Conservative leader in the Lords, attempting to serve as a moderating influence on Gladstone's legislation.",
"title": "Final months, death, and memorials"
},
{
"paragraph_id": 109,
"text": "Because of his asthma and gout, Disraeli went out as little as possible, fearing more serious episodes of illness. In March, he fell ill with bronchitis, and emerged from bed only for a meeting with Salisbury and other Conservative leaders on the 26th. As it became clear that this might be his final sickness, friends and opponents alike came to call. Disraeli declined a visit from the Queen, saying, \"She would only ask me to take a message to Albert.\" Almost blind, when he received the last letter from Victoria of which he was aware on 5 April, he held it momentarily, then had it read to him by Lord Barrington, a Privy Councillor. One card, signed \"A Workman\", delighted its recipient: \"Don't die yet, we can't do without you.\"",
"title": "Final months, death, and memorials"
},
{
"paragraph_id": 110,
"text": "Despite the gravity of Disraeli's condition, the doctors concocted optimistic bulletins for public consumption. Prime Minister Gladstone called several times to enquire about his rival's condition, and wrote in his diary, \"May the Almighty be near his pillow.\" There was intense public interest in Disraeli's struggles for life. Disraeli had customarily taken the sacrament at Easter; when this day was observed on 17 April, there was discussion among his friends and family if he should be given the opportunity, but those against, fearing that he would lose hope, prevailed. On the morning of the following day, Easter Monday, he became incoherent, then comatose. Disraeli's last confirmed words before dying at his home at 19 Curzon Street in the early morning of 19 April were \"I had rather live but I am not afraid to die\". The anniversary of Disraeli's death was for some years commemorated in the United Kingdom as Primrose Day.",
"title": "Final months, death, and memorials"
},
{
"paragraph_id": 111,
"text": "Despite having been offered a state funeral by Queen Victoria, Disraeli's executors decided against a public procession and funeral, fearing that too large crowds would gather to do him honour. The chief mourners at the service at Hughenden on 26 April were his brother Ralph and nephew Coningsby, to whom Hughenden would eventually pass; Gathorne Gathorne-Hardy, Viscount Cranbrook, despite most of Disraeli's former cabinet being present, was notably absent in Italy. Queen Victoria was prostrated with grief, and considered ennobling Ralph or Coningsby as a memorial to Disraeli (without children, his titles became extinct with his death), but decided against it on the ground that their means were too small for a peerage. Protocol forbade her attending Disraeli's funeral (this would not be changed until 1965, when Elizabeth II attended the rites for the former Prime Minister Sir Winston Churchill) but she sent primroses (\"his favourite flowers\") to the funeral and visited the burial vault to place a wreath four days later.",
"title": "Final months, death, and memorials"
},
{
"paragraph_id": 112,
"text": "Disraeli is buried with his wife in a vault beneath the Church of St Michael and All Angels which stands in the grounds of his home, Hughenden Manor. There is also a memorial to him in the chancel in the church, erected in his honour by Queen Victoria. His literary executor was his private secretary, Lord Rowton. The Disraeli vault also contains the body of Sarah Brydges Willyams, the wife of James Brydges Willyams of St Mawgan. Disraeli carried on a long correspondence with Mrs. Willyams, writing frankly about political affairs. At her death in 1865, she left him a large legacy, which helped clear his debts. His will was proved in April 1882 at £84,019 18 s. 7 d. (roughly equivalent to £9,016,938 in 2021).",
"title": "Final months, death, and memorials"
},
{
"paragraph_id": 113,
"text": "Disraeli has a memorial in Westminster Abbey, erected by the nation on the motion of Gladstone in his memorial speech on Disraeli in the House of Commons. Gladstone had absented himself from the funeral, with his plea of the press of public business met with public mockery. His speech was widely anticipated, if only because his dislike for Disraeli was well known. In the event, the speech was a model of its kind, in which he avoided comment on Disraeli's politics while praising his personal qualities.",
"title": "Final months, death, and memorials"
},
{
"paragraph_id": 114,
"text": "Disraeli's literary and political career interacted over his lifetime and fascinated Victorian Britain, making him \"one of the most eminent figures in Victorian public life\", and occasioned a large output of commentary. Critic Shane Leslie noted three decades after his death that \"Disraeli's career was a romance such as no Eastern vizier or Western plutocrat could tell. He began as a pioneer in dress and an aesthete of words ... Disraeli actually made his novels come true.\"",
"title": "Legacy"
},
{
"paragraph_id": 115,
"text": "Disraeli's novels are his main literary achievement. They have from the outset divided critical opinion. The writer R. W. Stewart observed that there have always been two criteria for judging Disraeli's novels—political and artistic. The critic Robert O'Kell, concurring, writes, \"It is after all, even if you are a Tory of the staunchest blue, impossible to make Disraeli into a first-rate novelist. And it is equally impossible, no matter how much you deplore the extravagances and improprieties of his works, to make him into an insignificant one.\"",
"title": "Legacy"
},
{
"paragraph_id": 116,
"text": "Disraeli's early \"silver fork\" novels Vivian Grey (1826) and The Young Duke (1831) featured romanticised depictions of aristocratic life (despite his ignorance of it) with character sketches of well-known public figures lightly disguised. In some of his early fiction Disraeli also portrayed himself and what he felt to be his Byronic dual nature: the poet and the man of action. His most autobiographical novel was Contarini Fleming (1832), an avowedly serious work that did not sell well. The critic William Kuhn suggests that Disraeli's fiction can be read as \"the memoirs he never wrote\", revealing the inner life of a politician for whom the norms of Victorian public life appeared to represent a social straitjacket—particularly with regard to what Kuhn sees as the author's \"ambiguous sexuality\".",
"title": "Legacy"
},
{
"paragraph_id": 117,
"text": "Of the other novels of the early 1830s, Alroy is described by Blake as \"profitable but unreadable\", and The Rise of Iskander (1833), The Infernal Marriage and Ixion in Heaven (1834) made little impact. Henrietta Temple (1837) was Disraeli's next major success. It draws on the events of his affair with Henrietta Sykes to tell the story of a debt-ridden young man torn between a mercenary loveless marriage and a passionate love at first sight for the eponymous heroine. Venetia (1837) was a minor work, written to raise much-needed cash.",
"title": "Legacy"
},
{
"paragraph_id": 118,
"text": "In the 1840s Disraeli wrote a trilogy of novels with political themes. Coningsby attacks the evils of the Whig Reform Bill of 1832 and castigates the leaderless conservatives for not responding. Sybil; or, The Two Nations (1845) reveals Peel's betrayal over the Corn Laws. These themes are expanded in Tancred (1847). With Coningsby; or, The New Generation (1844), Disraeli, in Blake's view, \"infused the novel genre with political sensibility, espousing the belief that England's future as a world power depended not on the complacent old guard, but on youthful, idealistic politicians.\" Sybil; or, The Two Nations was less idealistic than Coningsby; the \"two nations\" of its sub-title referred to the huge economic and social gap between the privileged few and the deprived working classes. The last was Tancred; or, The New Crusade (1847), promoting the Church of England's role in reviving Britain's flagging spirituality. Disraeli often wrote about religion, for he was a strong promoter of the Church of England. He was troubled by the growth of elaborate rituals in the late 19th century, such as the use of incense and vestments, and heard warnings to the effect that the ritualists were going to turn control of the Church of England over to the Pope. He consequently was a strong supporter of the Public Worship Regulation Act 1874 which allowed the archbishops to go to court to stop the ritualists.",
"title": "Legacy"
},
{
"paragraph_id": 119,
"text": "Lothair was \"Disraeli's ideological Pilgrim's Progress\", It tells a story of political life with particular regard to the roles of the Anglican and Roman Catholic churches. It reflected anti-Catholicism of the sort that was popular in Britain, and which fueled support for Italian unification (\"Risorgimento\"). Endymion, despite having a Whig as hero, is a last exposition of the author's economic policies and political beliefs. Disraeli continued to the last to pillory his enemies in barely disguised caricatures: the character St Barbe in Endymion is widely seen as a parody of Thackeray, who had offended Disraeli more than thirty years earlier by lampooning him in Punch as \"Codlingsby\". Disraeli left an unfinished novel in which the priggish central character, Falconet, is unmistakably a caricature of Gladstone.",
"title": "Legacy"
},
{
"paragraph_id": 120,
"text": "Blake commented that Disraeli \"produced an epic poem, unbelievably bad, and a five-act blank verse tragedy, if possible worse. Further he wrote a discourse on political theory and a political biography, the Life of Lord George Bentinck, which is excellent ... remarkably fair and accurate.\"",
"title": "Legacy"
},
{
"paragraph_id": 121,
"text": "In the years after Disraeli's death, as Salisbury began his reign of more than twenty years over the Conservatives, the party emphasised the late leader's \"One Nation\" views, that the Conservatives at root shared the beliefs of the working classes, with the Liberals the party of the urban élite. The memory of Disraeli was used by the Conservatives to appeal to the working classes, with whom he was said to have had a rapport. This aspect of his policies has been re-evaluated by historians in the 20th and 21st centuries. In 1972 B H Abbott stressed that it was not Disraeli but Lord Randolph Churchill who invented the term \"Tory democracy\", though it was Disraeli who made it an essential part of Conservative policy and philosophy. In 2007 Parry wrote, \"The tory democrat myth did not survive detailed scrutiny by professional historical writing of the 1960s [which] demonstrated that Disraeli had very little interest in a programme of social legislation and was very flexible in handling parliamentary reform in 1867.\" Despite this, Parry sees Disraeli, rather than Peel, as the founder of the modern Conservative party. The Conservative politician and writer Douglas Hurd wrote in 2013, \"[Disraeli] was not a one-nation Conservative—and this was not simply because he never used the phrase. He rejected the concept in its entirety.\"",
"title": "Legacy"
},
{
"paragraph_id": 122,
"text": "Disraeli's enthusiastic propagation of the British Empire has also been seen as appealing to working-class voters. Before his leadership of the Conservative Party, imperialism was the province of the Liberals, most notably Palmerston. Disraeli made the Conservatives the party that most loudly supported both the Empire and military action to assert its primacy. This came about in part because Disraeli's own views stemmed that way, in part because he saw advantage for the Conservatives, and partially in reaction against Gladstone, who disliked the expense of empire. Blake argued that Disraeli's imperialism \"decisively orientated the Conservative party for many years to come, and the tradition which he started was probably a bigger electoral asset in winning working-class support during the last quarter of the century than anything else\". Some historians have commented on a romantic impulse behind Disraeli's approach to Empire and foreign affairs: Abbott writes, \"To the mystical Tory concepts of Throne, Church, Aristocracy and People, Disraeli added Empire.\" Others have identified a strongly pragmatic aspect to his policies. Gladstone's biographer Philip Magnus contrasted Disraeli's grasp of foreign affairs with that of Gladstone, who \"never understood that high moral principles, in their application to foreign policy, are more often destructive of political stability than motives of national self-interest.\" In Parry's view, Disraeli's foreign policy \"can be seen as a gigantic castle in the air (as it was by Gladstone), or as an overdue attempt to force the British commercial classes to awaken to the realities of European politics.\"",
"title": "Legacy"
},
{
"paragraph_id": 123,
"text": "During his lifetime Disraeli's opponents, and sometimes even his friends and allies, questioned whether he sincerely held the views he propounded, or whether they were adopted by him as politically essential and lacked conviction. Lord John Manners, in 1843 at the time of Young England, wrote, \"could I only satisfy myself that D'Israeli believed all that he said, I should be more happy: his historical views are quite mine, but does he believe them?\" Paul Smith, in his journal article on Disraeli's politics, argues that Disraeli's ideas were coherently argued over a political career of nearly half a century, and \"it is impossible to sweep them aside as a mere bag of burglar's tools for effecting felonious entry to the British political pantheon.\"",
"title": "Legacy"
},
{
"paragraph_id": 124,
"text": "Stanley Weintraub, in his biography of Disraeli, points out that his subject did much to advance Britain towards the 20th century, carrying one of the two great Reform Acts of the 19th despite the opposition of his Liberal rival, Gladstone.",
"title": "Legacy"
},
{
"paragraph_id": 125,
"text": "He helped preserve constitutional monarchy by drawing the Queen out of mourning into a new symbolic national role and created the climate for what became 'Tory democracy'. He articulated an imperial role for Britain that would last into World War II and brought an intermittently self-isolated Britain into the concert of Europe.",
"title": "Legacy"
},
{
"paragraph_id": 126,
"text": "Frances Walsh comments on Disraeli's multifaceted public life:",
"title": "Legacy"
},
{
"paragraph_id": 127,
"text": "The debate about his place in the Conservative pantheon has continued since his death. Disraeli fascinated and divided contemporary opinion; he was seen by many, including some members of his own party, as an adventurer and a charlatan and by others as a far-sighted and patriotic statesman. As an actor on the political stage he played many roles: Byronic hero, man of letters, social critic, parliamentary virtuoso, squire of Hughenden, royal companion, European statesman. His singular and complex personality has provided historians and biographers with a particularly stiff challenge.",
"title": "Legacy"
},
{
"paragraph_id": 128,
"text": "Historian Llewellyn Woodward has evaluated Disraeli:",
"title": "Legacy"
},
{
"paragraph_id": 129,
"text": "Disraeli's political ideas have not stood the test of time....His detachment from English prejudices did not give him any particular insight into foreign affairs; as a young man he accepted the platitudes of Metternich and failed to understand the meaning of the nationalist movements in Europe. The imperialism of his later years was equally superficial: an interpretation of politics without economics. Disraeli liked to think of himself in terms of pure intellect, but his politics were more personal than intellectual in character. He had far-reaching schemes but little administrative ability, and there was some foundation for Napoleon Ill's judgement that he was 'like all literary men, from Chateaubriand to Guizot, ignorant of the world'.... In spite of these faults...Disraeli's courage, quickness of wit, capacity for affection, and freedom from sordid motives earned him his position. His ambition was of the nobler sort . He brought politics nearer to poetry, or, at all events, to poetical prose, than any English politician since Burke.",
"title": "Legacy"
},
{
"paragraph_id": 130,
"text": "Historical writers have often played Disraeli and Gladstone against each other as great rivals. Roland Quinault, however, cautions not to exaggerate the confrontation:",
"title": "Legacy"
},
{
"paragraph_id": 131,
"text": "they were not direct antagonists for most of their political careers. Indeed initially they were both loyal to the Tory party, the Church and the landed interest. Although their paths diverged over the repeal of the Corn Laws in 1846 and later over fiscal policy more generally, it was not until the later 1860s that their differences over parliamentary reform, Irish and Church policy assumed great partisan significance. Even then their personal relations remained fairly cordial until their dispute over the Eastern Question in the later 1870s.",
"title": "Legacy"
},
{
"paragraph_id": 132,
"text": "By 1882, 46,000 Jews lived in England and, by 1890, Jewish emancipation was complete. Since 1858, Parliament has never been without practising Jewish members. The first Jewish Lord Mayor of London, Sir David Salomons, was elected in 1855, followed by the 1858 emancipation of the Jews. On 26 July 1858, Lionel de Rothschild was allowed to sit in the House of Commons when the hitherto specifically Christian oath of office was changed. Disraeli, a baptised Christian of Jewish parentage, was already an MP, as the mandated oath of office presented no barrier to him. In 1884 Nathan Mayer Rothschild, 1st Baron Rothschild became the first Jewish member of the British House of Lords; Disraeli was already a member.",
"title": "Legacy"
},
{
"paragraph_id": 133,
"text": "Disraeli as a leader of the Conservative Party, with its ties to the landed aristocracy, used his Jewish ancestry to claim an aristocratic heritage of his own. His biographer Jonathan Parry argues:",
"title": "Legacy"
},
{
"paragraph_id": 134,
"text": "Disraeli convinced himself (wrongly) that he derived from the Sephardi aristocracy of Iberian Jews driven from Spain at the end of the fifteenth century....Presenting himself as Jewish symbolized Disraeli's uniqueness when he was fighting for respect, and explained his set-backs. Presenting Jewishness as aristocratic and religious legitimized his claim to understand the perils facing modern England and to offer 'national' solutions to them. English toryism was 'copied from the mighty [Jewish] prototype' (Coningsby, bk 4, chap. 15). Disraeli was thus able to square his Jewishness with his equally deep attachment to England and her history.",
"title": "Legacy"
},
{
"paragraph_id": 135,
"text": "Todd Endelman points out that, \"The link between Jews and old clothes was so fixed in the popular imagination that Victorian political cartoonists regularly drew Benjamin Disraeli as an old clothes man in order to stress his Jewishness.\" He adds, \"Before the 1990s...few biographers of Disraeli or historians of Victorian politics acknowledged the prominence of the antisemitism that accompanied his climb up the greasy pole or its role in shaping his own singular sense of Jewishness.\"",
"title": "Legacy"
},
{
"paragraph_id": 136,
"text": "According to Michael Ragussis:",
"title": "Legacy"
},
{
"paragraph_id": 137,
"text": "What began in the 1830s as scattered anti-Semitic remarks aimed at him [Disraeli] by the crowds in his early electioneering became in the 1870s a kind of national scrutiny of his Jewishness — a scrutiny that erupted into a kind of anti-Semitic attack led by some of the most prominent intellectuals and politicians of the time and anchored in the charge that Disraeli was a crypto-Jew.",
"title": "Legacy"
},
{
"paragraph_id": 138,
"text": "Historian Michael Diamond asserts that for British music hall patrons in the 1880s and 1890s, \"xenophobia and pride in empire\" were reflected in the halls' most popular political heroes: all were Conservatives and Disraeli stood out above all, even decades after his death, while Gladstone was used as a villain. Film historian Roy Armes has argued that historical films helped maintain the political status quo in Britain in the 1920s and 1930s by imposing an establishment viewpoint that emphasized the greatness of monarchy, empire, and tradition. The films created \"a facsimile world where existing values were invariably validated by events in the film and where all discord could be turned into harmony by an acceptance of the status quo.\"",
"title": "Popular culture"
},
{
"paragraph_id": 139,
"text": "Steven Fielding has argued that Disraeli was an especially popular film hero: \"historical dramas favoured Disraeli over Gladstone and, more substantively, promulgated an essentially deferential view of democratic leadership.\" Stage and screen actor George Arliss was known for his portrayals of Disraeli, winning the Academy Award for Best Actor for 1929's Disraeli. Fielding says Arliss \"personified the kind of paternalistic, kindly, homely statesmanship that appealed to a significant proportion of the cinema audience ... Even workers attending Labour party meetings deferred to leaders with an elevated social background who showed they cared.\"",
"title": "Popular culture"
},
{
"paragraph_id": 140,
"text": "John Gielgud portrayed Disraeli in 1941, in Thorold Dickinson's morale-boosting film The Prime Minister, which followed the politician from age 30 to 70.",
"title": "Popular culture"
},
{
"paragraph_id": 141,
"text": "Alec Guinness portrayed him in The Mudlark (1950). Ian McShane starred in the four-part 1978 ATV miniseries Disraeli: Portrait of a Romantic, written by David Butler. Presented in the U.S. on PBS's Masterpiece Theatre in 1980, it was nominated for the Emmy Award for Outstanding Limited Series.",
"title": "Popular culture"
},
{
"paragraph_id": 142,
"text": "Richard Pasco played Disraeli in the ITV series Number 10 in 1983.",
"title": "Popular culture"
},
{
"paragraph_id": 143,
"text": "In the 1997 film Mrs Brown, Disraeli was played by Antony Sher.",
"title": "Popular culture"
},
{
"paragraph_id": 144,
"text": "Notes",
"title": "Notes and references"
},
{
"paragraph_id": 145,
"text": "References",
"title": "Notes and references"
}
] | Benjamin Disraeli, 1st Earl of Beaconsfield, was a British statesman, Conservative politician and writer who twice served as Prime Minister of the United Kingdom. He played a central role in the creation of the modern Conservative Party, defining its policies and its broad outreach. Disraeli is remembered for his influential voice in world affairs, his political battles with the Liberal Party leader William Ewart Gladstone, and his one-nation conservatism or "Tory democracy". He made the Conservatives the party most identified with the British Empire and military action to expand it, both of which were popular among British voters. He is the only British Prime Minister to have been born Jewish. Disraeli was born in Bloomsbury, then a part of Middlesex. His father left Judaism after a dispute at his synagogue; Benjamin became an Anglican at the age of 12. After several unsuccessful attempts, Disraeli entered the House of Commons in 1837. In 1846, Prime Minister Robert Peel split the party over his proposal to repeal the Corn Laws, which involved ending the tariff on imported grain. Disraeli clashed with Peel in the House of Commons, becoming a major figure in the party. When Lord Derby, the party leader, thrice formed governments in the 1850s and 1860s, Disraeli served as Chancellor of the Exchequer and Leader of the House of Commons. Upon Derby's retirement in 1868, Disraeli became Prime Minister briefly before losing that year's general election. He returned to the Opposition before leading the party to a majority in the 1874 general election. He maintained a close friendship with Queen Victoria who, in 1876, elevated him to the peerage, as Earl of Beaconsfield. Disraeli's second term was dominated by the Eastern Question—the slow decay of the Ottoman Empire and the desire of other European powers, such as Russia, to gain at its expense. Disraeli arranged for the British to purchase a major interest in the Suez Canal Company in Egypt. In 1878, faced with Russian victories against the Ottomans, he worked at the Congress of Berlin to obtain peace in the Balkans at terms favourable to Britain and unfavourable to Russia, its longstanding enemy. This diplomatic victory established Disraeli as one of Europe's leading statesmen. World events thereafter moved against the Conservatives. Controversial wars in Afghanistan and South Africa undermined his public support. He angered farmers by refusing to reinstitute the Corn Laws in response to poor harvests and cheap imported grain. With Gladstone conducting a massive speaking campaign, the Liberals defeated Disraeli's Conservatives at the 1880 general election. In his final months, Disraeli led the Conservatives in Opposition. Disraeli wrote novels throughout his career, beginning in 1826, and published his last completed novel, Endymion, shortly before he died at the age of 76. | 2001-06-29T10:43:46Z | 2023-12-29T17:10:54Z | [
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3,876 | Binomial distribution | In probability theory and statistics, the binomial distribution with parameters n and p is the discrete probability distribution of the number of successes in a sequence of n independent experiments, each asking a yes–no question, and each with its own Boolean-valued outcome: success (with probability p) or failure (with probability q = 1 − p {\displaystyle q=1-p} ). A single success/failure experiment is also called a Bernoulli trial or Bernoulli experiment, and a sequence of outcomes is called a Bernoulli process; for a single trial, i.e., n = 1, the binomial distribution is a Bernoulli distribution. The binomial distribution is the basis for the popular binomial test of statistical significance.
The binomial distribution is frequently used to model the number of successes in a sample of size n drawn with replacement from a population of size N. If the sampling is carried out without replacement, the draws are not independent and so the resulting distribution is a hypergeometric distribution, not a binomial one. However, for N much larger than n, the binomial distribution remains a good approximation, and is widely used.
In general, if the random variable X follows the binomial distribution with parameters n ∈ N {\displaystyle \mathbb {N} } and p ∈ [0,1], we write X ~ B(n, p). The probability of getting exactly k successes in n independent Bernoulli trials (with the same rate p) is given by the probability mass function:
for k = 0, 1, 2, ..., n, where
is the binomial coefficient, hence the name of the distribution. The formula can be understood as follows: k successes occur with probability p and n − k failures occur with probability ( 1 − p ) n − k {\displaystyle (1-p)^{n-k}} . However, the k successes can occur anywhere among the n trials, and there are ( n k ) {\displaystyle {\tbinom {n}{k}}} different ways of distributing k successes in a sequence of n trials.
In creating reference tables for binomial distribution probability, usually the table is filled in up to n/2 values. This is because for k > n/2, the probability can be calculated by its complement as
Looking at the expression f(k, n, p) as a function of k, there is a k value that maximizes it. This k value can be found by calculating
and comparing it to 1. There is always an integer M that satisfies
f(k, n, p) is monotone increasing for k < M and monotone decreasing for k > M, with the exception of the case where (n + 1)p is an integer. In this case, there are two values for which f is maximal: (n + 1)p and (n + 1)p − 1. M is the most probable outcome (that is, the most likely, although this can still be unlikely overall) of the Bernoulli trials and is called the mode.
Suppose a biased coin comes up heads with probability 0.3 when tossed. The probability of seeing exactly 4 heads in 6 tosses is
The cumulative distribution function can be expressed as:
where ⌊ k ⌋ {\displaystyle \lfloor k\rfloor } is the "floor" under k, i.e. the greatest integer less than or equal to k.
It can also be represented in terms of the regularized incomplete beta function, as follows:
which is equivalent to the cumulative distribution function of the F-distribution:
Some closed-form bounds for the cumulative distribution function are given below.
If X ~ B(n, p), that is, X is a binomially distributed random variable, n being the total number of experiments and p the probability of each experiment yielding a successful result, then the expected value of X is:
This follows from the linearity of the expected value along with the fact that X is the sum of n identical Bernoulli random variables, each with expected value p. In other words, if X 1 , … , X n {\displaystyle X_{1},\ldots ,X_{n}} are identical (and independent) Bernoulli random variables with parameter p, then X = X 1 + ⋯ + X n {\displaystyle X=X_{1}+\cdots +X_{n}} and
The variance is:
This similarly follows from the fact that the variance of a sum of independent random variables is the sum of the variances.
The first 6 central moments, defined as μ c = E [ ( X − E [ X ] ) c ] {\displaystyle \mu _{c}=\operatorname {E} \left[(X-\operatorname {E} [X])^{c}\right]} , are given by
The non-central moments satisfy
and in general
where { c k } {\displaystyle \textstyle \left\{{c \atop k}\right\}} are the Stirling numbers of the second kind, and n k _ = n ( n − 1 ) ⋯ ( n − k + 1 ) {\displaystyle n^{\underline {k}}=n(n-1)\cdots (n-k+1)} is the k {\displaystyle k} th falling power of n {\displaystyle n} . A simple bound follows by bounding the Binomial moments via the higher Poisson moments:
This shows that if c = O ( n p ) {\displaystyle c=O({\sqrt {np}})} , then E [ X c ] {\displaystyle \operatorname {E} [X^{c}]} is at most a constant factor away from E [ X ] c {\displaystyle \operatorname {E} [X]^{c}}
Usually the mode of a binomial B(n, p) distribution is equal to ⌊ ( n + 1 ) p ⌋ {\displaystyle \lfloor (n+1)p\rfloor } , where ⌊ ⋅ ⌋ {\displaystyle \lfloor \cdot \rfloor } is the floor function. However, when (n + 1)p is an integer and p is neither 0 nor 1, then the distribution has two modes: (n + 1)p and (n + 1)p − 1. When p is equal to 0 or 1, the mode will be 0 and n correspondingly. These cases can be summarized as follows:
Proof: Let
For p = 0 {\displaystyle p=0} only f ( 0 ) {\displaystyle f(0)} has a nonzero value with f ( 0 ) = 1 {\displaystyle f(0)=1} . For p = 1 {\displaystyle p=1} we find f ( n ) = 1 {\displaystyle f(n)=1} and f ( k ) = 0 {\displaystyle f(k)=0} for k ≠ n {\displaystyle k\neq n} . This proves that the mode is 0 for p = 0 {\displaystyle p=0} and n {\displaystyle n} for p = 1 {\displaystyle p=1} .
Let 0 < p < 1 {\displaystyle 0<p<1} . We find
From this follows
So when ( n + 1 ) p − 1 {\displaystyle (n+1)p-1} is an integer, then ( n + 1 ) p − 1 {\displaystyle (n+1)p-1} and ( n + 1 ) p {\displaystyle (n+1)p} is a mode. In the case that ( n + 1 ) p − 1 ∉ Z {\displaystyle (n+1)p-1\notin \mathbb {Z} } , then only ⌊ ( n + 1 ) p − 1 ⌋ + 1 = ⌊ ( n + 1 ) p ⌋ {\displaystyle \lfloor (n+1)p-1\rfloor +1=\lfloor (n+1)p\rfloor } is a mode.
In general, there is no single formula to find the median for a binomial distribution, and it may even be non-unique. However, several special results have been established:
For k ≤ np, upper bounds can be derived for the lower tail of the cumulative distribution function F ( k ; n , p ) = Pr ( X ≤ k ) {\displaystyle F(k;n,p)=\Pr(X\leq k)} , the probability that there are at most k successes. Since Pr ( X ≥ k ) = F ( n − k ; n , 1 − p ) {\displaystyle \Pr(X\geq k)=F(n-k;n,1-p)} , these bounds can also be seen as bounds for the upper tail of the cumulative distribution function for k ≥ np.
Hoeffding's inequality yields the simple bound
which is however not very tight. In particular, for p = 1, we have that F(k;n,p) = 0 (for fixed k, n with k < n), but Hoeffding's bound evaluates to a positive constant.
A sharper bound can be obtained from the Chernoff bound:
where D(a || p) is the relative entropy (or Kullback-Leibler divergence) between an a-coin and a p-coin (i.e. between the Bernoulli(a) and Bernoulli(p) distribution):
Asymptotically, this bound is reasonably tight; see for details.
One can also obtain lower bounds on the tail F ( k ; n , p ) {\displaystyle F(k;n,p)} , known as anti-concentration bounds. By approximating the binomial coefficient with Stirling's formula it can be shown that
which implies the simpler but looser bound
For p = 1/2 and k ≥ 3n/8 for even n, it is possible to make the denominator constant:
When n is known, the parameter p can be estimated using the proportion of successes:
This estimator is found using maximum likelihood estimator and also the method of moments. This estimator is unbiased and uniformly with minimum variance, proven using Lehmann–Scheffé theorem, since it is based on a minimal sufficient and complete statistic (i.e.: x). It is also consistent both in probability and in MSE.
A closed form Bayes estimator for p also exists when using the Beta distribution as a conjugate prior distribution. When using a general Beta ( α , β ) {\displaystyle \operatorname {Beta} (\alpha ,\beta )} as a prior, the posterior mean estimator is:
The Bayes estimator is asymptotically efficient and as the sample size approaches infinity (n → ∞), it approaches the MLE solution. The Bayes estimator is biased (how much depends on the priors), admissible and consistent in probability.
For the special case of using the standard uniform distribution as a non-informative prior, Beta ( α = 1 , β = 1 ) = U ( 0 , 1 ) {\displaystyle \operatorname {Beta} (\alpha =1,\beta =1)=U(0,1)} , the posterior mean estimator becomes:
(A posterior mode should just lead to the standard estimator.) This method is called the rule of succession, which was introduced in the 18th century by Pierre-Simon Laplace.
When estimating p with very rare events and a small n (e.g.: if x=0), then using the standard estimator leads to p ^ = 0 , {\displaystyle {\widehat {p}}=0,} which sometimes is unrealistic and undesirable. In such cases there are various alternative estimators. One way is to use the Bayes estimator, leading to:
Another method is to use the upper bound of the confidence interval obtained using the rule of three:
Even for quite large values of n, the actual distribution of the mean is significantly nonnormal. Because of this problem several methods to estimate confidence intervals have been proposed.
In the equations for confidence intervals below, the variables have the following meaning:
A continuity correction of 0.5/n may be added.
Here the estimate of p is modified to
This method works well for n > 10 {\displaystyle n>10} and n 1 ≠ 0 , n {\displaystyle n_{1}\neq 0,n} . See here for n ≤ 10 {\displaystyle n\leq 10} . For n 1 = 0 , n {\displaystyle n_{1}=0,n} use the Wilson (score) method below.
The notation in the formula below differs from the previous formulas in two respects:
The so-called "exact" (Clopper–Pearson) method is the most conservative. (Exact does not mean perfectly accurate; rather, it indicates that the estimates will not be less conservative than the true value.)
The Wald method, although commonly recommended in textbooks, is the most biased.
If X ~ B(n, p) and Y ~ B(m, p) are independent binomial variables with the same probability p, then X + Y is again a binomial variable; its distribution is Z=X+Y ~ B(n+m, p):
A Binomial distributed random variable X ~ B(n, p) can be considered as the sum of n Bernoulli distributed random variables. So the sum of two Binomial distributed random variable X ~ B(n, p) and Y ~ B(m, p) is equivalent to the sum of n + m Bernoulli distributed random variables, which means Z=X+Y ~ B(n+m, p). This can also be proven directly using the addition rule.
However, if X and Y do not have the same probability p, then the variance of the sum will be smaller than the variance of a binomial variable distributed as B ( n + m , p ¯ ) . {\displaystyle B(n+m,{\bar {p}}).\,}
The binomial distribution is a special case of the Poisson binomial distribution, which is the distribution of a sum of n independent non-identical Bernoulli trials B(pi).
This result was first derived by Katz and coauthors in 1978.
Let X ~ B(n, p1) and Y ~ B(m, p2) be independent. Let T = (X/n) / (Y/m).
Then log(T) is approximately normally distributed with mean log(p1/p2) and variance ((1/p1) − 1)/n + ((1/p2) − 1)/m.
If X ~ B(n, p) and Y | X ~ B(X, q) (the conditional distribution of Y, given X), then Y is a simple binomial random variable with distribution Y ~ B(n, pq).
For example, imagine throwing n balls to a basket UX and taking the balls that hit and throwing them to another basket UY. If p is the probability to hit UX then X ~ B(n, p) is the number of balls that hit UX. If q is the probability to hit UY then the number of balls that hit UY is Y ~ B(X, q) and therefore Y ~ B(n, pq).
Since X ∼ B ( n , p ) {\displaystyle X\sim B(n,p)} and Y ∼ B ( X , q ) {\displaystyle Y\sim B(X,q)} , by the law of total probability,
Since ( n k ) ( k m ) = ( n m ) ( n − m k − m ) , {\displaystyle {\tbinom {n}{k}}{\tbinom {k}{m}}={\tbinom {n}{m}}{\tbinom {n-m}{k-m}},} the equation above can be expressed as
Factoring p k = p m p k − m {\displaystyle p^{k}=p^{m}p^{k-m}} and pulling all the terms that don't depend on k {\displaystyle k} out of the sum now yields
After substituting i = k − m {\displaystyle i=k-m} in the expression above, we get
Notice that the sum (in the parentheses) above equals ( p − p q + 1 − p ) n − m {\displaystyle (p-pq+1-p)^{n-m}} by the binomial theorem. Substituting this in finally yields
and thus Y ∼ B ( n , p q ) {\displaystyle Y\sim B(n,pq)} as desired.
The Bernoulli distribution is a special case of the binomial distribution, where n = 1. Symbolically, X ~ B(1, p) has the same meaning as X ~ Bernoulli(p). Conversely, any binomial distribution, B(n, p), is the distribution of the sum of n independent Bernoulli trials, Bernoulli(p), each with the same probability p.
If n is large enough, then the skew of the distribution is not too great. In this case a reasonable approximation to B(n, p) is given by the normal distribution
and this basic approximation can be improved in a simple way by using a suitable continuity correction. The basic approximation generally improves as n increases (at least 20) and is better when p is not near to 0 or 1. Various rules of thumb may be used to decide whether n is large enough, and p is far enough from the extremes of zero or one:
This can be made precise using the Berry–Esseen theorem.
The rule n p ± 3 n p ( 1 − p ) ∈ ( 0 , n ) {\displaystyle np\pm 3{\sqrt {np(1-p)}}\in (0,n)} is totally equivalent to request that
Moving terms around yields:
Since 0 < p < 1 {\displaystyle 0<p<1} , we can apply the square power and divide by the respective factors n p 2 {\displaystyle np^{2}} and n ( 1 − p ) 2 {\displaystyle n(1-p)^{2}} , to obtain the desired conditions:
Notice that these conditions automatically imply that n > 9 {\displaystyle n>9} . On the other hand, apply again the square root and divide by 3,
Subtracting the second set of inequalities from the first one yields:
and so, the desired first rule is satisfied,
Assume that both values n p {\displaystyle np} and n ( 1 − p ) {\displaystyle n(1-p)} are greater than 9. Since 0 < p < 1 {\displaystyle 0<p<1} , we easily have that
We only have to divide now by the respective factors p {\displaystyle p} and 1 − p {\displaystyle 1-p} , to deduce the alternative form of the 3-standard-deviation rule:
The following is an example of applying a continuity correction. Suppose one wishes to calculate Pr(X ≤ 8) for a binomial random variable X. If Y has a distribution given by the normal approximation, then Pr(X ≤ 8) is approximated by Pr(Y ≤ 8.5). The addition of 0.5 is the continuity correction; the uncorrected normal approximation gives considerably less accurate results.
This approximation, known as de Moivre–Laplace theorem, is a huge time-saver when undertaking calculations by hand (exact calculations with large n are very onerous); historically, it was the first use of the normal distribution, introduced in Abraham de Moivre's book The Doctrine of Chances in 1738. Nowadays, it can be seen as a consequence of the central limit theorem since B(n, p) is a sum of n independent, identically distributed Bernoulli variables with parameter p. This fact is the basis of a hypothesis test, a "proportion z-test", for the value of p using x/n, the sample proportion and estimator of p, in a common test statistic.
For example, suppose one randomly samples n people out of a large population and ask them whether they agree with a certain statement. The proportion of people who agree will of course depend on the sample. If groups of n people were sampled repeatedly and truly randomly, the proportions would follow an approximate normal distribution with mean equal to the true proportion p of agreement in the population and with standard deviation
The binomial distribution converges towards the Poisson distribution as the number of trials goes to infinity while the product np converges to a finite limit. Therefore, the Poisson distribution with parameter λ = np can be used as an approximation to B(n, p) of the binomial distribution if n is sufficiently large and p is sufficiently small. According to rules of thumb, this approximation is good if n ≥ 20 and p ≤ 0.05 such that np ≤ 1, or if n > 50 and p < 0.1 such that np < 5, or if n ≥ 100 and np ≤ 10.
Concerning the accuracy of Poisson approximation, see Novak, ch. 4, and references therein.
The binomial distribution and beta distribution are different views of the same model of repeated Bernoulli trials. The binomial distribution is the PMF of k successes given n independent events each with a probability p of success. Mathematically, when α = k + 1 and β = n − k + 1, the beta distribution and the binomial distribution are related by a factor of n + 1:
Beta distributions also provide a family of prior probability distributions for binomial distributions in Bayesian inference:
Given a uniform prior, the posterior distribution for the probability of success p given n independent events with k observed successes is a beta distribution.
Methods for random number generation where the marginal distribution is a binomial distribution are well-established. One way to generate random variates samples from a binomial distribution is to use an inversion algorithm. To do so, one must calculate the probability that Pr(X = k) for all values k from 0 through n. (These probabilities should sum to a value close to one, in order to encompass the entire sample space.) Then by using a pseudorandom number generator to generate samples uniformly between 0 and 1, one can transform the calculated samples into discrete numbers by using the probabilities calculated in the first step.
This distribution was derived by Jacob Bernoulli. He considered the case where p = r/(r + s) where p is the probability of success and r and s are positive integers. Blaise Pascal had earlier considered the case where p = 1/2, tabulating the corresponding binomial coefficients in what is now recognized as Pascal's triangle. | [
{
"paragraph_id": 0,
"text": "In probability theory and statistics, the binomial distribution with parameters n and p is the discrete probability distribution of the number of successes in a sequence of n independent experiments, each asking a yes–no question, and each with its own Boolean-valued outcome: success (with probability p) or failure (with probability q = 1 − p {\\displaystyle q=1-p} ). A single success/failure experiment is also called a Bernoulli trial or Bernoulli experiment, and a sequence of outcomes is called a Bernoulli process; for a single trial, i.e., n = 1, the binomial distribution is a Bernoulli distribution. The binomial distribution is the basis for the popular binomial test of statistical significance.",
"title": ""
},
{
"paragraph_id": 1,
"text": "The binomial distribution is frequently used to model the number of successes in a sample of size n drawn with replacement from a population of size N. If the sampling is carried out without replacement, the draws are not independent and so the resulting distribution is a hypergeometric distribution, not a binomial one. However, for N much larger than n, the binomial distribution remains a good approximation, and is widely used.",
"title": ""
},
{
"paragraph_id": 2,
"text": "In general, if the random variable X follows the binomial distribution with parameters n ∈ N {\\displaystyle \\mathbb {N} } and p ∈ [0,1], we write X ~ B(n, p). The probability of getting exactly k successes in n independent Bernoulli trials (with the same rate p) is given by the probability mass function:",
"title": "Definitions"
},
{
"paragraph_id": 3,
"text": "for k = 0, 1, 2, ..., n, where",
"title": "Definitions"
},
{
"paragraph_id": 4,
"text": "is the binomial coefficient, hence the name of the distribution. The formula can be understood as follows: k successes occur with probability p and n − k failures occur with probability ( 1 − p ) n − k {\\displaystyle (1-p)^{n-k}} . However, the k successes can occur anywhere among the n trials, and there are ( n k ) {\\displaystyle {\\tbinom {n}{k}}} different ways of distributing k successes in a sequence of n trials.",
"title": "Definitions"
},
{
"paragraph_id": 5,
"text": "In creating reference tables for binomial distribution probability, usually the table is filled in up to n/2 values. This is because for k > n/2, the probability can be calculated by its complement as",
"title": "Definitions"
},
{
"paragraph_id": 6,
"text": "Looking at the expression f(k, n, p) as a function of k, there is a k value that maximizes it. This k value can be found by calculating",
"title": "Definitions"
},
{
"paragraph_id": 7,
"text": "and comparing it to 1. There is always an integer M that satisfies",
"title": "Definitions"
},
{
"paragraph_id": 8,
"text": "f(k, n, p) is monotone increasing for k < M and monotone decreasing for k > M, with the exception of the case where (n + 1)p is an integer. In this case, there are two values for which f is maximal: (n + 1)p and (n + 1)p − 1. M is the most probable outcome (that is, the most likely, although this can still be unlikely overall) of the Bernoulli trials and is called the mode.",
"title": "Definitions"
},
{
"paragraph_id": 9,
"text": "Suppose a biased coin comes up heads with probability 0.3 when tossed. The probability of seeing exactly 4 heads in 6 tosses is",
"title": "Definitions"
},
{
"paragraph_id": 10,
"text": "The cumulative distribution function can be expressed as:",
"title": "Definitions"
},
{
"paragraph_id": 11,
"text": "where ⌊ k ⌋ {\\displaystyle \\lfloor k\\rfloor } is the \"floor\" under k, i.e. the greatest integer less than or equal to k.",
"title": "Definitions"
},
{
"paragraph_id": 12,
"text": "It can also be represented in terms of the regularized incomplete beta function, as follows:",
"title": "Definitions"
},
{
"paragraph_id": 13,
"text": "which is equivalent to the cumulative distribution function of the F-distribution:",
"title": "Definitions"
},
{
"paragraph_id": 14,
"text": "Some closed-form bounds for the cumulative distribution function are given below.",
"title": "Definitions"
},
{
"paragraph_id": 15,
"text": "If X ~ B(n, p), that is, X is a binomially distributed random variable, n being the total number of experiments and p the probability of each experiment yielding a successful result, then the expected value of X is:",
"title": "Properties"
},
{
"paragraph_id": 16,
"text": "This follows from the linearity of the expected value along with the fact that X is the sum of n identical Bernoulli random variables, each with expected value p. In other words, if X 1 , … , X n {\\displaystyle X_{1},\\ldots ,X_{n}} are identical (and independent) Bernoulli random variables with parameter p, then X = X 1 + ⋯ + X n {\\displaystyle X=X_{1}+\\cdots +X_{n}} and",
"title": "Properties"
},
{
"paragraph_id": 17,
"text": "The variance is:",
"title": "Properties"
},
{
"paragraph_id": 18,
"text": "This similarly follows from the fact that the variance of a sum of independent random variables is the sum of the variances.",
"title": "Properties"
},
{
"paragraph_id": 19,
"text": "The first 6 central moments, defined as μ c = E [ ( X − E [ X ] ) c ] {\\displaystyle \\mu _{c}=\\operatorname {E} \\left[(X-\\operatorname {E} [X])^{c}\\right]} , are given by",
"title": "Properties"
},
{
"paragraph_id": 20,
"text": "The non-central moments satisfy",
"title": "Properties"
},
{
"paragraph_id": 21,
"text": "and in general",
"title": "Properties"
},
{
"paragraph_id": 22,
"text": "where { c k } {\\displaystyle \\textstyle \\left\\{{c \\atop k}\\right\\}} are the Stirling numbers of the second kind, and n k _ = n ( n − 1 ) ⋯ ( n − k + 1 ) {\\displaystyle n^{\\underline {k}}=n(n-1)\\cdots (n-k+1)} is the k {\\displaystyle k} th falling power of n {\\displaystyle n} . A simple bound follows by bounding the Binomial moments via the higher Poisson moments:",
"title": "Properties"
},
{
"paragraph_id": 23,
"text": "This shows that if c = O ( n p ) {\\displaystyle c=O({\\sqrt {np}})} , then E [ X c ] {\\displaystyle \\operatorname {E} [X^{c}]} is at most a constant factor away from E [ X ] c {\\displaystyle \\operatorname {E} [X]^{c}}",
"title": "Properties"
},
{
"paragraph_id": 24,
"text": "Usually the mode of a binomial B(n, p) distribution is equal to ⌊ ( n + 1 ) p ⌋ {\\displaystyle \\lfloor (n+1)p\\rfloor } , where ⌊ ⋅ ⌋ {\\displaystyle \\lfloor \\cdot \\rfloor } is the floor function. However, when (n + 1)p is an integer and p is neither 0 nor 1, then the distribution has two modes: (n + 1)p and (n + 1)p − 1. When p is equal to 0 or 1, the mode will be 0 and n correspondingly. These cases can be summarized as follows:",
"title": "Properties"
},
{
"paragraph_id": 25,
"text": "Proof: Let",
"title": "Properties"
},
{
"paragraph_id": 26,
"text": "For p = 0 {\\displaystyle p=0} only f ( 0 ) {\\displaystyle f(0)} has a nonzero value with f ( 0 ) = 1 {\\displaystyle f(0)=1} . For p = 1 {\\displaystyle p=1} we find f ( n ) = 1 {\\displaystyle f(n)=1} and f ( k ) = 0 {\\displaystyle f(k)=0} for k ≠ n {\\displaystyle k\\neq n} . This proves that the mode is 0 for p = 0 {\\displaystyle p=0} and n {\\displaystyle n} for p = 1 {\\displaystyle p=1} .",
"title": "Properties"
},
{
"paragraph_id": 27,
"text": "Let 0 < p < 1 {\\displaystyle 0<p<1} . We find",
"title": "Properties"
},
{
"paragraph_id": 28,
"text": "From this follows",
"title": "Properties"
},
{
"paragraph_id": 29,
"text": "So when ( n + 1 ) p − 1 {\\displaystyle (n+1)p-1} is an integer, then ( n + 1 ) p − 1 {\\displaystyle (n+1)p-1} and ( n + 1 ) p {\\displaystyle (n+1)p} is a mode. In the case that ( n + 1 ) p − 1 ∉ Z {\\displaystyle (n+1)p-1\\notin \\mathbb {Z} } , then only ⌊ ( n + 1 ) p − 1 ⌋ + 1 = ⌊ ( n + 1 ) p ⌋ {\\displaystyle \\lfloor (n+1)p-1\\rfloor +1=\\lfloor (n+1)p\\rfloor } is a mode.",
"title": "Properties"
},
{
"paragraph_id": 30,
"text": "In general, there is no single formula to find the median for a binomial distribution, and it may even be non-unique. However, several special results have been established:",
"title": "Properties"
},
{
"paragraph_id": 31,
"text": "For k ≤ np, upper bounds can be derived for the lower tail of the cumulative distribution function F ( k ; n , p ) = Pr ( X ≤ k ) {\\displaystyle F(k;n,p)=\\Pr(X\\leq k)} , the probability that there are at most k successes. Since Pr ( X ≥ k ) = F ( n − k ; n , 1 − p ) {\\displaystyle \\Pr(X\\geq k)=F(n-k;n,1-p)} , these bounds can also be seen as bounds for the upper tail of the cumulative distribution function for k ≥ np.",
"title": "Properties"
},
{
"paragraph_id": 32,
"text": "Hoeffding's inequality yields the simple bound",
"title": "Properties"
},
{
"paragraph_id": 33,
"text": "which is however not very tight. In particular, for p = 1, we have that F(k;n,p) = 0 (for fixed k, n with k < n), but Hoeffding's bound evaluates to a positive constant.",
"title": "Properties"
},
{
"paragraph_id": 34,
"text": "A sharper bound can be obtained from the Chernoff bound:",
"title": "Properties"
},
{
"paragraph_id": 35,
"text": "where D(a || p) is the relative entropy (or Kullback-Leibler divergence) between an a-coin and a p-coin (i.e. between the Bernoulli(a) and Bernoulli(p) distribution):",
"title": "Properties"
},
{
"paragraph_id": 36,
"text": "Asymptotically, this bound is reasonably tight; see for details.",
"title": "Properties"
},
{
"paragraph_id": 37,
"text": "One can also obtain lower bounds on the tail F ( k ; n , p ) {\\displaystyle F(k;n,p)} , known as anti-concentration bounds. By approximating the binomial coefficient with Stirling's formula it can be shown that",
"title": "Properties"
},
{
"paragraph_id": 38,
"text": "which implies the simpler but looser bound",
"title": "Properties"
},
{
"paragraph_id": 39,
"text": "For p = 1/2 and k ≥ 3n/8 for even n, it is possible to make the denominator constant:",
"title": "Properties"
},
{
"paragraph_id": 40,
"text": "When n is known, the parameter p can be estimated using the proportion of successes:",
"title": "Statistical inference"
},
{
"paragraph_id": 41,
"text": "This estimator is found using maximum likelihood estimator and also the method of moments. This estimator is unbiased and uniformly with minimum variance, proven using Lehmann–Scheffé theorem, since it is based on a minimal sufficient and complete statistic (i.e.: x). It is also consistent both in probability and in MSE.",
"title": "Statistical inference"
},
{
"paragraph_id": 42,
"text": "A closed form Bayes estimator for p also exists when using the Beta distribution as a conjugate prior distribution. When using a general Beta ( α , β ) {\\displaystyle \\operatorname {Beta} (\\alpha ,\\beta )} as a prior, the posterior mean estimator is:",
"title": "Statistical inference"
},
{
"paragraph_id": 43,
"text": "The Bayes estimator is asymptotically efficient and as the sample size approaches infinity (n → ∞), it approaches the MLE solution. The Bayes estimator is biased (how much depends on the priors), admissible and consistent in probability.",
"title": "Statistical inference"
},
{
"paragraph_id": 44,
"text": "For the special case of using the standard uniform distribution as a non-informative prior, Beta ( α = 1 , β = 1 ) = U ( 0 , 1 ) {\\displaystyle \\operatorname {Beta} (\\alpha =1,\\beta =1)=U(0,1)} , the posterior mean estimator becomes:",
"title": "Statistical inference"
},
{
"paragraph_id": 45,
"text": "(A posterior mode should just lead to the standard estimator.) This method is called the rule of succession, which was introduced in the 18th century by Pierre-Simon Laplace.",
"title": "Statistical inference"
},
{
"paragraph_id": 46,
"text": "When estimating p with very rare events and a small n (e.g.: if x=0), then using the standard estimator leads to p ^ = 0 , {\\displaystyle {\\widehat {p}}=0,} which sometimes is unrealistic and undesirable. In such cases there are various alternative estimators. One way is to use the Bayes estimator, leading to:",
"title": "Statistical inference"
},
{
"paragraph_id": 47,
"text": "Another method is to use the upper bound of the confidence interval obtained using the rule of three:",
"title": "Statistical inference"
},
{
"paragraph_id": 48,
"text": "Even for quite large values of n, the actual distribution of the mean is significantly nonnormal. Because of this problem several methods to estimate confidence intervals have been proposed.",
"title": "Statistical inference"
},
{
"paragraph_id": 49,
"text": "In the equations for confidence intervals below, the variables have the following meaning:",
"title": "Statistical inference"
},
{
"paragraph_id": 50,
"text": "A continuity correction of 0.5/n may be added.",
"title": "Statistical inference"
},
{
"paragraph_id": 51,
"text": "",
"title": "Statistical inference"
},
{
"paragraph_id": 52,
"text": "Here the estimate of p is modified to",
"title": "Statistical inference"
},
{
"paragraph_id": 53,
"text": "This method works well for n > 10 {\\displaystyle n>10} and n 1 ≠ 0 , n {\\displaystyle n_{1}\\neq 0,n} . See here for n ≤ 10 {\\displaystyle n\\leq 10} . For n 1 = 0 , n {\\displaystyle n_{1}=0,n} use the Wilson (score) method below.",
"title": "Statistical inference"
},
{
"paragraph_id": 54,
"text": "",
"title": "Statistical inference"
},
{
"paragraph_id": 55,
"text": "The notation in the formula below differs from the previous formulas in two respects:",
"title": "Statistical inference"
},
{
"paragraph_id": 56,
"text": "The so-called \"exact\" (Clopper–Pearson) method is the most conservative. (Exact does not mean perfectly accurate; rather, it indicates that the estimates will not be less conservative than the true value.)",
"title": "Statistical inference"
},
{
"paragraph_id": 57,
"text": "The Wald method, although commonly recommended in textbooks, is the most biased.",
"title": "Statistical inference"
},
{
"paragraph_id": 58,
"text": "If X ~ B(n, p) and Y ~ B(m, p) are independent binomial variables with the same probability p, then X + Y is again a binomial variable; its distribution is Z=X+Y ~ B(n+m, p):",
"title": "Related distributions"
},
{
"paragraph_id": 59,
"text": "A Binomial distributed random variable X ~ B(n, p) can be considered as the sum of n Bernoulli distributed random variables. So the sum of two Binomial distributed random variable X ~ B(n, p) and Y ~ B(m, p) is equivalent to the sum of n + m Bernoulli distributed random variables, which means Z=X+Y ~ B(n+m, p). This can also be proven directly using the addition rule.",
"title": "Related distributions"
},
{
"paragraph_id": 60,
"text": "However, if X and Y do not have the same probability p, then the variance of the sum will be smaller than the variance of a binomial variable distributed as B ( n + m , p ¯ ) . {\\displaystyle B(n+m,{\\bar {p}}).\\,}",
"title": "Related distributions"
},
{
"paragraph_id": 61,
"text": "The binomial distribution is a special case of the Poisson binomial distribution, which is the distribution of a sum of n independent non-identical Bernoulli trials B(pi).",
"title": "Related distributions"
},
{
"paragraph_id": 62,
"text": "This result was first derived by Katz and coauthors in 1978.",
"title": "Related distributions"
},
{
"paragraph_id": 63,
"text": "Let X ~ B(n, p1) and Y ~ B(m, p2) be independent. Let T = (X/n) / (Y/m).",
"title": "Related distributions"
},
{
"paragraph_id": 64,
"text": "Then log(T) is approximately normally distributed with mean log(p1/p2) and variance ((1/p1) − 1)/n + ((1/p2) − 1)/m.",
"title": "Related distributions"
},
{
"paragraph_id": 65,
"text": "If X ~ B(n, p) and Y | X ~ B(X, q) (the conditional distribution of Y, given X), then Y is a simple binomial random variable with distribution Y ~ B(n, pq).",
"title": "Related distributions"
},
{
"paragraph_id": 66,
"text": "For example, imagine throwing n balls to a basket UX and taking the balls that hit and throwing them to another basket UY. If p is the probability to hit UX then X ~ B(n, p) is the number of balls that hit UX. If q is the probability to hit UY then the number of balls that hit UY is Y ~ B(X, q) and therefore Y ~ B(n, pq).",
"title": "Related distributions"
},
{
"paragraph_id": 67,
"text": "Since X ∼ B ( n , p ) {\\displaystyle X\\sim B(n,p)} and Y ∼ B ( X , q ) {\\displaystyle Y\\sim B(X,q)} , by the law of total probability,",
"title": "Related distributions"
},
{
"paragraph_id": 68,
"text": "Since ( n k ) ( k m ) = ( n m ) ( n − m k − m ) , {\\displaystyle {\\tbinom {n}{k}}{\\tbinom {k}{m}}={\\tbinom {n}{m}}{\\tbinom {n-m}{k-m}},} the equation above can be expressed as",
"title": "Related distributions"
},
{
"paragraph_id": 69,
"text": "Factoring p k = p m p k − m {\\displaystyle p^{k}=p^{m}p^{k-m}} and pulling all the terms that don't depend on k {\\displaystyle k} out of the sum now yields",
"title": "Related distributions"
},
{
"paragraph_id": 70,
"text": "After substituting i = k − m {\\displaystyle i=k-m} in the expression above, we get",
"title": "Related distributions"
},
{
"paragraph_id": 71,
"text": "Notice that the sum (in the parentheses) above equals ( p − p q + 1 − p ) n − m {\\displaystyle (p-pq+1-p)^{n-m}} by the binomial theorem. Substituting this in finally yields",
"title": "Related distributions"
},
{
"paragraph_id": 72,
"text": "and thus Y ∼ B ( n , p q ) {\\displaystyle Y\\sim B(n,pq)} as desired.",
"title": "Related distributions"
},
{
"paragraph_id": 73,
"text": "The Bernoulli distribution is a special case of the binomial distribution, where n = 1. Symbolically, X ~ B(1, p) has the same meaning as X ~ Bernoulli(p). Conversely, any binomial distribution, B(n, p), is the distribution of the sum of n independent Bernoulli trials, Bernoulli(p), each with the same probability p.",
"title": "Related distributions"
},
{
"paragraph_id": 74,
"text": "If n is large enough, then the skew of the distribution is not too great. In this case a reasonable approximation to B(n, p) is given by the normal distribution",
"title": "Related distributions"
},
{
"paragraph_id": 75,
"text": "and this basic approximation can be improved in a simple way by using a suitable continuity correction. The basic approximation generally improves as n increases (at least 20) and is better when p is not near to 0 or 1. Various rules of thumb may be used to decide whether n is large enough, and p is far enough from the extremes of zero or one:",
"title": "Related distributions"
},
{
"paragraph_id": 76,
"text": "This can be made precise using the Berry–Esseen theorem.",
"title": "Related distributions"
},
{
"paragraph_id": 77,
"text": "The rule n p ± 3 n p ( 1 − p ) ∈ ( 0 , n ) {\\displaystyle np\\pm 3{\\sqrt {np(1-p)}}\\in (0,n)} is totally equivalent to request that",
"title": "Related distributions"
},
{
"paragraph_id": 78,
"text": "Moving terms around yields:",
"title": "Related distributions"
},
{
"paragraph_id": 79,
"text": "Since 0 < p < 1 {\\displaystyle 0<p<1} , we can apply the square power and divide by the respective factors n p 2 {\\displaystyle np^{2}} and n ( 1 − p ) 2 {\\displaystyle n(1-p)^{2}} , to obtain the desired conditions:",
"title": "Related distributions"
},
{
"paragraph_id": 80,
"text": "Notice that these conditions automatically imply that n > 9 {\\displaystyle n>9} . On the other hand, apply again the square root and divide by 3,",
"title": "Related distributions"
},
{
"paragraph_id": 81,
"text": "Subtracting the second set of inequalities from the first one yields:",
"title": "Related distributions"
},
{
"paragraph_id": 82,
"text": "and so, the desired first rule is satisfied,",
"title": "Related distributions"
},
{
"paragraph_id": 83,
"text": "Assume that both values n p {\\displaystyle np} and n ( 1 − p ) {\\displaystyle n(1-p)} are greater than 9. Since 0 < p < 1 {\\displaystyle 0<p<1} , we easily have that",
"title": "Related distributions"
},
{
"paragraph_id": 84,
"text": "We only have to divide now by the respective factors p {\\displaystyle p} and 1 − p {\\displaystyle 1-p} , to deduce the alternative form of the 3-standard-deviation rule:",
"title": "Related distributions"
},
{
"paragraph_id": 85,
"text": "The following is an example of applying a continuity correction. Suppose one wishes to calculate Pr(X ≤ 8) for a binomial random variable X. If Y has a distribution given by the normal approximation, then Pr(X ≤ 8) is approximated by Pr(Y ≤ 8.5). The addition of 0.5 is the continuity correction; the uncorrected normal approximation gives considerably less accurate results.",
"title": "Related distributions"
},
{
"paragraph_id": 86,
"text": "This approximation, known as de Moivre–Laplace theorem, is a huge time-saver when undertaking calculations by hand (exact calculations with large n are very onerous); historically, it was the first use of the normal distribution, introduced in Abraham de Moivre's book The Doctrine of Chances in 1738. Nowadays, it can be seen as a consequence of the central limit theorem since B(n, p) is a sum of n independent, identically distributed Bernoulli variables with parameter p. This fact is the basis of a hypothesis test, a \"proportion z-test\", for the value of p using x/n, the sample proportion and estimator of p, in a common test statistic.",
"title": "Related distributions"
},
{
"paragraph_id": 87,
"text": "For example, suppose one randomly samples n people out of a large population and ask them whether they agree with a certain statement. The proportion of people who agree will of course depend on the sample. If groups of n people were sampled repeatedly and truly randomly, the proportions would follow an approximate normal distribution with mean equal to the true proportion p of agreement in the population and with standard deviation",
"title": "Related distributions"
},
{
"paragraph_id": 88,
"text": "The binomial distribution converges towards the Poisson distribution as the number of trials goes to infinity while the product np converges to a finite limit. Therefore, the Poisson distribution with parameter λ = np can be used as an approximation to B(n, p) of the binomial distribution if n is sufficiently large and p is sufficiently small. According to rules of thumb, this approximation is good if n ≥ 20 and p ≤ 0.05 such that np ≤ 1, or if n > 50 and p < 0.1 such that np < 5, or if n ≥ 100 and np ≤ 10.",
"title": "Related distributions"
},
{
"paragraph_id": 89,
"text": "Concerning the accuracy of Poisson approximation, see Novak, ch. 4, and references therein.",
"title": "Related distributions"
},
{
"paragraph_id": 90,
"text": "The binomial distribution and beta distribution are different views of the same model of repeated Bernoulli trials. The binomial distribution is the PMF of k successes given n independent events each with a probability p of success. Mathematically, when α = k + 1 and β = n − k + 1, the beta distribution and the binomial distribution are related by a factor of n + 1:",
"title": "Related distributions"
},
{
"paragraph_id": 91,
"text": "Beta distributions also provide a family of prior probability distributions for binomial distributions in Bayesian inference:",
"title": "Related distributions"
},
{
"paragraph_id": 92,
"text": "Given a uniform prior, the posterior distribution for the probability of success p given n independent events with k observed successes is a beta distribution.",
"title": "Related distributions"
},
{
"paragraph_id": 93,
"text": "Methods for random number generation where the marginal distribution is a binomial distribution are well-established. One way to generate random variates samples from a binomial distribution is to use an inversion algorithm. To do so, one must calculate the probability that Pr(X = k) for all values k from 0 through n. (These probabilities should sum to a value close to one, in order to encompass the entire sample space.) Then by using a pseudorandom number generator to generate samples uniformly between 0 and 1, one can transform the calculated samples into discrete numbers by using the probabilities calculated in the first step.",
"title": "Random number generation"
},
{
"paragraph_id": 94,
"text": "This distribution was derived by Jacob Bernoulli. He considered the case where p = r/(r + s) where p is the probability of success and r and s are positive integers. Blaise Pascal had earlier considered the case where p = 1/2, tabulating the corresponding binomial coefficients in what is now recognized as Pascal's triangle.",
"title": "History"
}
] | In probability theory and statistics, the binomial distribution with parameters n and p is the discrete probability distribution of the number of successes in a sequence of n independent experiments, each asking a yes–no question, and each with its own Boolean-valued outcome: success or failure. A single success/failure experiment is also called a Bernoulli trial or Bernoulli experiment, and a sequence of outcomes is called a Bernoulli process; for a single trial, i.e., n = 1, the binomial distribution is a Bernoulli distribution. The binomial distribution is the basis for the popular binomial test of statistical significance. The binomial distribution is frequently used to model the number of successes in a sample of size n drawn with replacement from a population of size N. If the sampling is carried out without replacement, the draws are not independent and so the resulting distribution is a hypergeometric distribution, not a binomial one. However, for N much larger than n, the binomial distribution remains a good approximation, and is widely used. | 2001-02-22T23:25:33Z | 2023-12-16T21:51:37Z | [
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] | https://en.wikipedia.org/wiki/Binomial_distribution |
3,878 | Biostatistics | Biostatistics (also known as biometry) is a branch of statistics that applies statistical methods to a wide range of topics in biology. It encompasses the design of biological experiments, the collection and analysis of data from those experiments and the interpretation of the results.
Biostatistical modeling forms an important part of numerous modern biological theories. Genetics studies, since its beginning, used statistical concepts to understand observed experimental results. Some genetics scientists even contributed with statistical advances with the development of methods and tools. Gregor Mendel started the genetics studies investigating genetics segregation patterns in families of peas and used statistics to explain the collected data. In the early 1900s, after the rediscovery of Mendel's Mendelian inheritance work, there were gaps in understanding between genetics and evolutionary Darwinism. Francis Galton tried to expand Mendel's discoveries with human data and proposed a different model with fractions of the heredity coming from each ancestral composing an infinite series. He called this the theory of "Law of Ancestral Heredity". His ideas were strongly disagreed by William Bateson, who followed Mendel's conclusions, that genetic inheritance were exclusively from the parents, half from each of them. This led to a vigorous debate between the biometricians, who supported Galton's ideas, as Raphael Weldon, Arthur Dukinfield Darbishire and Karl Pearson, and Mendelians, who supported Bateson's (and Mendel's) ideas, such as Charles Davenport and Wilhelm Johannsen. Later, biometricians could not reproduce Galton conclusions in different experiments, and Mendel's ideas prevailed. By the 1930s, models built on statistical reasoning had helped to resolve these differences and to produce the neo-Darwinian modern evolutionary synthesis.
Solving these differences also allowed to define the concept of population genetics and brought together genetics and evolution. The three leading figures in the establishment of population genetics and this synthesis all relied on statistics and developed its use in biology.
These and other biostatisticians, mathematical biologists, and statistically inclined geneticists helped bring together evolutionary biology and genetics into a consistent, coherent whole that could begin to be quantitatively modeled.
In parallel to this overall development, the pioneering work of D'Arcy Thompson in On Growth and Form also helped to add quantitative discipline to biological study.
Despite the fundamental importance and frequent necessity of statistical reasoning, there may nonetheless have been a tendency among biologists to distrust or deprecate results which are not qualitatively apparent. One anecdote describes Thomas Hunt Morgan banning the Friden calculator from his department at Caltech, saying "Well, I am like a guy who is prospecting for gold along the banks of the Sacramento River in 1849. With a little intelligence, I can reach down and pick up big nuggets of gold. And as long as I can do that, I'm not going to let any people in my department waste scarce resources in placer mining."
Any research in life sciences is proposed to answer a scientific question we might have. To answer this question with a high certainty, we need accurate results. The correct definition of the main hypothesis and the research plan will reduce errors while taking a decision in understanding a phenomenon. The research plan might include the research question, the hypothesis to be tested, the experimental design, data collection methods, data analysis perspectives and costs involved. It is essential to carry the study based on the three basic principles of experimental statistics: randomization, replication, and local control.
The research question will define the objective of a study. The research will be headed by the question, so it needs to be concise, at the same time it is focused on interesting and novel topics that may improve science and knowledge and that field. To define the way to ask the scientific question, an exhaustive literature review might be necessary. So the research can be useful to add value to the scientific community.
Once the aim of the study is defined, the possible answers to the research question can be proposed, transforming this question into a hypothesis. The main propose is called null hypothesis (H0) and is usually based on a permanent knowledge about the topic or an obvious occurrence of the phenomena, sustained by a deep literature review. We can say it is the standard expected answer for the data under the situation in test. In general, HO assumes no association between treatments. On the other hand, the alternative hypothesis is the denial of HO. It assumes some degree of association between the treatment and the outcome. Although, the hypothesis is sustained by question research and its expected and unexpected answers.
As an example, consider groups of similar animals (mice, for example) under two different diet systems. The research question would be: what is the best diet? In this case, H0 would be that there is no difference between the two diets in mice metabolism (H0: μ1 = μ2) and the alternative hypothesis would be that the diets have different effects over animals metabolism (H1: μ1 ≠ μ2).
The hypothesis is defined by the researcher, according to his/her interests in answering the main question. Besides that, the alternative hypothesis can be more than one hypothesis. It can assume not only differences across observed parameters, but their degree of differences (i.e. higher or shorter).
Usually, a study aims to understand an effect of a phenomenon over a population. In biology, a population is defined as all the individuals of a given species, in a specific area at a given time. In biostatistics, this concept is extended to a variety of collections possible of study. Although, in biostatistics, a population is not only the individuals, but the total of one specific component of their organisms, as the whole genome, or all the sperm cells, for animals, or the total leaf area, for a plant, for example.
It is not possible to take the measures from all the elements of a population. Because of that, the sampling process is very important for statistical inference. Sampling is defined as to randomly get a representative part of the entire population, to make posterior inferences about the population. So, the sample might catch the most variability across a population. The sample size is determined by several things, since the scope of the research to the resources available. In clinical research, the trial type, as inferiority, equivalence, and superiority is a key in determining sample size.
Experimental designs sustain those basic principles of experimental statistics. There are three basic experimental designs to randomly allocate treatments in all plots of the experiment. They are completely randomized design, randomized block design, and factorial designs. Treatments can be arranged in many ways inside the experiment. In agriculture, the correct experimental design is the root of a good study and the arrangement of treatments within the study is essential because environment largely affects the plots (plants, livestock, microorganisms). These main arrangements can be found in the literature under the names of "lattices", "incomplete blocks", "split plot", "augmented blocks", and many others. All of the designs might include control plots, determined by the researcher, to provide an error estimation during inference.
In clinical studies, the samples are usually smaller than in other biological studies, and in most cases, the environment effect can be controlled or measured. It is common to use randomized controlled clinical trials, where results are usually compared with observational study designs such as case–control or cohort.
Data collection methods must be considered in research planning, because it highly influences the sample size and experimental design.
Data collection varies according to type of data. For qualitative data, collection can be done with structured questionnaires or by observation, considering presence or intensity of disease, using score criterion to categorize levels of occurrence. For quantitative data, collection is done by measuring numerical information using instruments.
In agriculture and biology studies, yield data and its components can be obtained by metric measures. However, pest and disease injuries in plats are obtained by observation, considering score scales for levels of damage. Especially, in genetic studies, modern methods for data collection in field and laboratory should be considered, as high-throughput platforms for phenotyping and genotyping. These tools allow bigger experiments, while turn possible evaluate many plots in lower time than a human-based only method for data collection. Finally, all data collected of interest must be stored in an organized data frame for further analysis.
Data can be represented through tables or graphical representation, such as line charts, bar charts, histograms, scatter plot. Also, measures of central tendency and variability can be very useful to describe an overview of the data. Follow some examples:
One type of tables are the frequency table, which consists of data arranged in rows and columns, where the frequency is the number of occurrences or repetitions of data. Frequency can be:
Absolute: represents the number of times that a determined value appear;
Relative: obtained by the division of the absolute frequency by the total number;
In the next example, we have the number of genes in ten operons of the same organism.
Line graphs represent the variation of a value over another metric, such as time. In general, values are represented in the vertical axis, while the time variation is represented in the horizontal axis.
A bar chart is a graph that shows categorical data as bars presenting heights (vertical bar) or widths (horizontal bar) proportional to represent values. Bar charts provide an image that could also be represented in a tabular format.
In the bar chart example, we have the birth rate in Brazil for the December months from 2010 to 2016. The sharp fall in December 2016 reflects the outbreak of Zika virus in the birth rate in Brazil.
The histogram (or frequency distribution) is a graphical representation of a dataset tabulated and divided into uniform or non-uniform classes. It was first introduced by Karl Pearson.
A scatter plot is a mathematical diagram that uses Cartesian coordinates to display values of a dataset. A scatter plot shows the data as a set of points, each one presenting the value of one variable determining the position on the horizontal axis and another variable on the vertical axis. They are also called scatter graph, scatter chart, scattergram, or scatter diagram.
The arithmetic mean is the sum of a collection of values ( x 1 + x 2 + x 3 + ⋯ + x n {\displaystyle {x_{1}+x_{2}+x_{3}+\cdots +x_{n}}} ) divided by the number of items of this collection ( n {\displaystyle {n}} ).
The median is the value in the middle of a dataset.
The mode is the value of a set of data that appears most often.
Box plot is a method for graphically depicting groups of numerical data. The maximum and minimum values are represented by the lines, and the interquartile range (IQR) represent 25–75% of the data. Outliers may be plotted as circles.
Although correlations between two different kinds of data could be inferred by graphs, such as scatter plot, it is necessary validate this though numerical information. For this reason, correlation coefficients are required. They provide a numerical value that reflects the strength of an association.
Pearson correlation coefficient is a measure of association between two variables, X and Y. This coefficient, usually represented by ρ (rho) for the population and r for the sample, assumes values between −1 and 1, where ρ = 1 represents a perfect positive correlation, ρ = −1 represents a perfect negative correlation, and ρ = 0 is no linear correlation.
It is used to make inferences about an unknown population, by estimation and/or hypothesis testing. In other words, it is desirable to obtain parameters to describe the population of interest, but since the data is limited, it is necessary to make use of a representative sample in order to estimate them. With that, it is possible to test previously defined hypotheses and apply the conclusions to the entire population. The standard error of the mean is a measure of variability that is crucial to do inferences.
Hypothesis testing is essential to make inferences about populations aiming to answer research questions, as settled in "Research planning" section. Authors defined four steps to be set:
A confidence interval is a range of values that can contain the true real parameter value in given a certain level of confidence. The first step is to estimate the best-unbiased estimate of the population parameter. The upper value of the interval is obtained by the sum of this estimate with the multiplication between the standard error of the mean and the confidence level. The calculation of lower value is similar, but instead of a sum, a subtraction must be applied.
When testing a hypothesis, there are two types of statistic errors possible: Type I error and Type II error. The type I error or false positive is the incorrect rejection of a true null hypothesis and the type II error or false negative is the failure to reject a false null hypothesis. The significance level denoted by α is the type I error rate and should be chosen before performing the test. The type II error rate is denoted by β and statistical power of the test is 1 − β.
The p-value is the probability of obtaining results as extreme as or more extreme than those observed, assuming the null hypothesis (H0) is true. It is also called the calculated probability. It is common to confuse the p-value with the significance level (α), but, the α is a predefined threshold for calling significant results. If p is less than α, the null hypothesis (H0) is rejected.
In multiple tests of the same hypothesis, the probability of the occurrence of falses positives (familywise error rate) increase and some strategy are used to control this occurrence. This is commonly achieved by using a more stringent threshold to reject null hypotheses. The Bonferroni correction defines an acceptable global significance level, denoted by α* and each test is individually compared with a value of α = α*/m. This ensures that the familywise error rate in all m tests, is less than or equal to α*. When m is large, the Bonferroni correction may be overly conservative. An alternative to the Bonferroni correction is to control the false discovery rate (FDR). The FDR controls the expected proportion of the rejected null hypotheses (the so-called discoveries) that are false (incorrect rejections). This procedure ensures that, for independent tests, the false discovery rate is at most q*. Thus, the FDR is less conservative than the Bonferroni correction and have more power, at the cost of more false positives.
The main hypothesis being tested (e.g., no association between treatments and outcomes) is often accompanied by other technical assumptions (e.g., about the form of the probability distribution of the outcomes) that are also part of the null hypothesis. When the technical assumptions are violated in practice, then the null may be frequently rejected even if the main hypothesis is true. Such rejections are said to be due to model mis-specification. Verifying whether the outcome of a statistical test does not change when the technical assumptions are slightly altered (so-called robustness checks) is the main way of combating mis-specification.
Model criteria selection will select or model that more approximate true model. The Akaike's Information Criterion (AIC) and The Bayesian Information Criterion (BIC) are examples of asymptotically efficient criteria.
Recent developments have made a large impact on biostatistics. Two important changes have been the ability to collect data on a high-throughput scale, and the ability to perform much more complex analysis using computational techniques. This comes from the development in areas as sequencing technologies, Bioinformatics and Machine learning (Machine learning in bioinformatics).
New biomedical technologies like microarrays, next-generation sequencers (for genomics) and mass spectrometry (for proteomics) generate enormous amounts of data, allowing many tests to be performed simultaneously. Careful analysis with biostatistical methods is required to separate the signal from the noise. For example, a microarray could be used to measure many thousands of genes simultaneously, determining which of them have different expression in diseased cells compared to normal cells. However, only a fraction of genes will be differentially expressed.
Multicollinearity often occurs in high-throughput biostatistical settings. Due to high intercorrelation between the predictors (such as gene expression levels), the information of one predictor might be contained in another one. It could be that only 5% of the predictors are responsible for 90% of the variability of the response. In such a case, one could apply the biostatistical technique of dimension reduction (for example via principal component analysis). Classical statistical techniques like linear or logistic regression and linear discriminant analysis do not work well for high dimensional data (i.e. when the number of observations n is smaller than the number of features or predictors p: n < p). As a matter of fact, one can get quite high R-values despite very low predictive power of the statistical model. These classical statistical techniques (esp. least squares linear regression) were developed for low dimensional data (i.e. where the number of observations n is much larger than the number of predictors p: n >> p). In cases of high dimensionality, one should always consider an independent validation test set and the corresponding residual sum of squares (RSS) and R of the validation test set, not those of the training set.
Often, it is useful to pool information from multiple predictors together. For example, Gene Set Enrichment Analysis (GSEA) considers the perturbation of whole (functionally related) gene sets rather than of single genes. These gene sets might be known biochemical pathways or otherwise functionally related genes. The advantage of this approach is that it is more robust: It is more likely that a single gene is found to be falsely perturbed than it is that a whole pathway is falsely perturbed. Furthermore, one can integrate the accumulated knowledge about biochemical pathways (like the JAK-STAT signaling pathway) using this approach.
The development of biological databases enables storage and management of biological data with the possibility of ensuring access for users around the world. They are useful for researchers depositing data, retrieve information and files (raw or processed) originated from other experiments or indexing scientific articles, as PubMed. Another possibility is search for the desired term (a gene, a protein, a disease, an organism, and so on) and check all results related to this search. There are databases dedicated to SNPs (dbSNP), the knowledge on genes characterization and their pathways (KEGG) and the description of gene function classifying it by cellular component, molecular function and biological process (Gene Ontology). In addition to databases that contain specific molecular information, there are others that are ample in the sense that they store information about an organism or group of organisms. As an example of a database directed towards just one organism, but that contains much data about it, is the Arabidopsis thaliana genetic and molecular database – TAIR. Phytozome, in turn, stores the assemblies and annotation files of dozen of plant genomes, also containing visualization and analysis tools. Moreover, there is an interconnection between some databases in the information exchange/sharing and a major initiative was the International Nucleotide Sequence Database Collaboration (INSDC) which relates data from DDBJ, EMBL-EBI, and NCBI.
Nowadays, increase in size and complexity of molecular datasets leads to use of powerful statistical methods provided by computer science algorithms which are developed by machine learning area. Therefore, data mining and machine learning allow detection of patterns in data with a complex structure, as biological ones, by using methods of supervised and unsupervised learning, regression, detection of clusters and association rule mining, among others. To indicate some of them, self-organizing maps and k-means are examples of cluster algorithms; neural networks implementation and support vector machines models are examples of common machine learning algorithms.
Collaborative work among molecular biologists, bioinformaticians, statisticians and computer scientists is important to perform an experiment correctly, going from planning, passing through data generation and analysis, and ending with biological interpretation of the results.
On the other hand, the advent of modern computer technology and relatively cheap computing resources have enabled computer-intensive biostatistical methods like bootstrapping and re-sampling methods.
In recent times, random forests have gained popularity as a method for performing statistical classification. Random forest techniques generate a panel of decision trees. Decision trees have the advantage that you can draw them and interpret them (even with a basic understanding of mathematics and statistics). Random Forests have thus been used for clinical decision support systems.
Public health, including epidemiology, health services research, nutrition, environmental health and health care policy & management. In these medicine contents, it's important to consider the design and analysis of the clinical trials. As one example, there is the assessment of severity state of a patient with a prognosis of an outcome of a disease.
With new technologies and genetics knowledge, biostatistics are now also used for Systems medicine, which consists in a more personalized medicine. For this, is made an integration of data from different sources, including conventional patient data, clinico-pathological parameters, molecular and genetic data as well as data generated by additional new-omics technologies.
The study of population genetics and statistical genetics in order to link variation in genotype with a variation in phenotype. In other words, it is desirable to discover the genetic basis of a measurable trait, a quantitative trait, that is under polygenic control. A genome region that is responsible for a continuous trait is called a quantitative trait locus (QTL). The study of QTLs become feasible by using molecular markers and measuring traits in populations, but their mapping needs the obtaining of a population from an experimental crossing, like an F2 or recombinant inbred strains/lines (RILs). To scan for QTLs regions in a genome, a gene map based on linkage have to be built. Some of the best-known QTL mapping algorithms are Interval Mapping, Composite Interval Mapping, and Multiple Interval Mapping.
However, QTL mapping resolution is impaired by the amount of recombination assayed, a problem for species in which it is difficult to obtain large offspring. Furthermore, allele diversity is restricted to individuals originated from contrasting parents, which limit studies of allele diversity when we have a panel of individuals representing a natural population. For this reason, the genome-wide association study was proposed in order to identify QTLs based on linkage disequilibrium, that is the non-random association between traits and molecular markers. It was leveraged by the development of high-throughput SNP genotyping.
In animal and plant breeding, the use of markers in selection aiming for breeding, mainly the molecular ones, collaborated to the development of marker-assisted selection. While QTL mapping is limited due resolution, GWAS does not have enough power when rare variants of small effect that are also influenced by environment. So, the concept of Genomic Selection (GS) arises in order to use all molecular markers in the selection and allow the prediction of the performance of candidates in this selection. The proposal is to genotype and phenotype a training population, develop a model that can obtain the genomic estimated breeding values (GEBVs) of individuals belonging to a genotype and but not phenotype population, called testing population. This kind of study could also include a validation population, thinking in the concept of cross-validation, in which the real phenotype results measured in this population are compared with the phenotype results based on the prediction, what used to check the accuracy of the model.
As a summary, some points about the application of quantitative genetics are:
Studies for differential expression of genes from RNA-Seq data, as for RT-qPCR and microarrays, demands comparison of conditions. The goal is to identify genes which have a significant change in abundance between different conditions. Then, experiments are designed appropriately, with replicates for each condition/treatment, randomization and blocking, when necessary. In RNA-Seq, the quantification of expression uses the information of mapped reads that are summarized in some genetic unit, as exons that are part of a gene sequence. As microarray results can be approximated by a normal distribution, RNA-Seq counts data are better explained by other distributions. The first used distribution was the Poisson one, but it underestimate the sample error, leading to false positives. Currently, biological variation is considered by methods that estimate a dispersion parameter of a negative binomial distribution. Generalized linear models are used to perform the tests for statistical significance and as the number of genes is high, multiple tests correction have to be considered. Some examples of other analysis on genomics data comes from microarray or proteomics experiments. Often concerning diseases or disease stages.
There are a lot of tools that can be used to do statistical analysis in biological data. Most of them are useful in other areas of knowledge, covering a large number of applications (alphabetical). Here are brief descriptions of some of them:
Almost all educational programmes in biostatistics are at postgraduate level. They are most often found in schools of public health, affiliated with schools of medicine, forestry, or agriculture, or as a focus of application in departments of statistics.
In the United States, where several universities have dedicated biostatistics departments, many other top-tier universities integrate biostatistics faculty into statistics or other departments, such as epidemiology. Thus, departments carrying the name "biostatistics" may exist under quite different structures. For instance, relatively new biostatistics departments have been founded with a focus on bioinformatics and computational biology, whereas older departments, typically affiliated with schools of public health, will have more traditional lines of research involving epidemiological studies and clinical trials as well as bioinformatics. In larger universities around the world, where both a statistics and a biostatistics department exist, the degree of integration between the two departments may range from the bare minimum to very close collaboration. In general, the difference between a statistics program and a biostatistics program is twofold: (i) statistics departments will often host theoretical/methodological research which are less common in biostatistics programs and (ii) statistics departments have lines of research that may include biomedical applications but also other areas such as industry (quality control), business and economics and biological areas other than medicine.
Media related to Biostatistics at Wikimedia Commons | [
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"paragraph_id": 0,
"text": "Biostatistics (also known as biometry) is a branch of statistics that applies statistical methods to a wide range of topics in biology. It encompasses the design of biological experiments, the collection and analysis of data from those experiments and the interpretation of the results.",
"title": ""
},
{
"paragraph_id": 1,
"text": "Biostatistical modeling forms an important part of numerous modern biological theories. Genetics studies, since its beginning, used statistical concepts to understand observed experimental results. Some genetics scientists even contributed with statistical advances with the development of methods and tools. Gregor Mendel started the genetics studies investigating genetics segregation patterns in families of peas and used statistics to explain the collected data. In the early 1900s, after the rediscovery of Mendel's Mendelian inheritance work, there were gaps in understanding between genetics and evolutionary Darwinism. Francis Galton tried to expand Mendel's discoveries with human data and proposed a different model with fractions of the heredity coming from each ancestral composing an infinite series. He called this the theory of \"Law of Ancestral Heredity\". His ideas were strongly disagreed by William Bateson, who followed Mendel's conclusions, that genetic inheritance were exclusively from the parents, half from each of them. This led to a vigorous debate between the biometricians, who supported Galton's ideas, as Raphael Weldon, Arthur Dukinfield Darbishire and Karl Pearson, and Mendelians, who supported Bateson's (and Mendel's) ideas, such as Charles Davenport and Wilhelm Johannsen. Later, biometricians could not reproduce Galton conclusions in different experiments, and Mendel's ideas prevailed. By the 1930s, models built on statistical reasoning had helped to resolve these differences and to produce the neo-Darwinian modern evolutionary synthesis.",
"title": "History"
},
{
"paragraph_id": 2,
"text": "Solving these differences also allowed to define the concept of population genetics and brought together genetics and evolution. The three leading figures in the establishment of population genetics and this synthesis all relied on statistics and developed its use in biology.",
"title": "History"
},
{
"paragraph_id": 3,
"text": "These and other biostatisticians, mathematical biologists, and statistically inclined geneticists helped bring together evolutionary biology and genetics into a consistent, coherent whole that could begin to be quantitatively modeled.",
"title": "History"
},
{
"paragraph_id": 4,
"text": "In parallel to this overall development, the pioneering work of D'Arcy Thompson in On Growth and Form also helped to add quantitative discipline to biological study.",
"title": "History"
},
{
"paragraph_id": 5,
"text": "Despite the fundamental importance and frequent necessity of statistical reasoning, there may nonetheless have been a tendency among biologists to distrust or deprecate results which are not qualitatively apparent. One anecdote describes Thomas Hunt Morgan banning the Friden calculator from his department at Caltech, saying \"Well, I am like a guy who is prospecting for gold along the banks of the Sacramento River in 1849. With a little intelligence, I can reach down and pick up big nuggets of gold. And as long as I can do that, I'm not going to let any people in my department waste scarce resources in placer mining.\"",
"title": "History"
},
{
"paragraph_id": 6,
"text": "Any research in life sciences is proposed to answer a scientific question we might have. To answer this question with a high certainty, we need accurate results. The correct definition of the main hypothesis and the research plan will reduce errors while taking a decision in understanding a phenomenon. The research plan might include the research question, the hypothesis to be tested, the experimental design, data collection methods, data analysis perspectives and costs involved. It is essential to carry the study based on the three basic principles of experimental statistics: randomization, replication, and local control.",
"title": "Research planning"
},
{
"paragraph_id": 7,
"text": "The research question will define the objective of a study. The research will be headed by the question, so it needs to be concise, at the same time it is focused on interesting and novel topics that may improve science and knowledge and that field. To define the way to ask the scientific question, an exhaustive literature review might be necessary. So the research can be useful to add value to the scientific community.",
"title": "Research planning"
},
{
"paragraph_id": 8,
"text": "Once the aim of the study is defined, the possible answers to the research question can be proposed, transforming this question into a hypothesis. The main propose is called null hypothesis (H0) and is usually based on a permanent knowledge about the topic or an obvious occurrence of the phenomena, sustained by a deep literature review. We can say it is the standard expected answer for the data under the situation in test. In general, HO assumes no association between treatments. On the other hand, the alternative hypothesis is the denial of HO. It assumes some degree of association between the treatment and the outcome. Although, the hypothesis is sustained by question research and its expected and unexpected answers.",
"title": "Research planning"
},
{
"paragraph_id": 9,
"text": "As an example, consider groups of similar animals (mice, for example) under two different diet systems. The research question would be: what is the best diet? In this case, H0 would be that there is no difference between the two diets in mice metabolism (H0: μ1 = μ2) and the alternative hypothesis would be that the diets have different effects over animals metabolism (H1: μ1 ≠ μ2).",
"title": "Research planning"
},
{
"paragraph_id": 10,
"text": "The hypothesis is defined by the researcher, according to his/her interests in answering the main question. Besides that, the alternative hypothesis can be more than one hypothesis. It can assume not only differences across observed parameters, but their degree of differences (i.e. higher or shorter).",
"title": "Research planning"
},
{
"paragraph_id": 11,
"text": "Usually, a study aims to understand an effect of a phenomenon over a population. In biology, a population is defined as all the individuals of a given species, in a specific area at a given time. In biostatistics, this concept is extended to a variety of collections possible of study. Although, in biostatistics, a population is not only the individuals, but the total of one specific component of their organisms, as the whole genome, or all the sperm cells, for animals, or the total leaf area, for a plant, for example.",
"title": "Research planning"
},
{
"paragraph_id": 12,
"text": "It is not possible to take the measures from all the elements of a population. Because of that, the sampling process is very important for statistical inference. Sampling is defined as to randomly get a representative part of the entire population, to make posterior inferences about the population. So, the sample might catch the most variability across a population. The sample size is determined by several things, since the scope of the research to the resources available. In clinical research, the trial type, as inferiority, equivalence, and superiority is a key in determining sample size.",
"title": "Research planning"
},
{
"paragraph_id": 13,
"text": "Experimental designs sustain those basic principles of experimental statistics. There are three basic experimental designs to randomly allocate treatments in all plots of the experiment. They are completely randomized design, randomized block design, and factorial designs. Treatments can be arranged in many ways inside the experiment. In agriculture, the correct experimental design is the root of a good study and the arrangement of treatments within the study is essential because environment largely affects the plots (plants, livestock, microorganisms). These main arrangements can be found in the literature under the names of \"lattices\", \"incomplete blocks\", \"split plot\", \"augmented blocks\", and many others. All of the designs might include control plots, determined by the researcher, to provide an error estimation during inference.",
"title": "Research planning"
},
{
"paragraph_id": 14,
"text": "In clinical studies, the samples are usually smaller than in other biological studies, and in most cases, the environment effect can be controlled or measured. It is common to use randomized controlled clinical trials, where results are usually compared with observational study designs such as case–control or cohort.",
"title": "Research planning"
},
{
"paragraph_id": 15,
"text": "Data collection methods must be considered in research planning, because it highly influences the sample size and experimental design.",
"title": "Research planning"
},
{
"paragraph_id": 16,
"text": "Data collection varies according to type of data. For qualitative data, collection can be done with structured questionnaires or by observation, considering presence or intensity of disease, using score criterion to categorize levels of occurrence. For quantitative data, collection is done by measuring numerical information using instruments.",
"title": "Research planning"
},
{
"paragraph_id": 17,
"text": "In agriculture and biology studies, yield data and its components can be obtained by metric measures. However, pest and disease injuries in plats are obtained by observation, considering score scales for levels of damage. Especially, in genetic studies, modern methods for data collection in field and laboratory should be considered, as high-throughput platforms for phenotyping and genotyping. These tools allow bigger experiments, while turn possible evaluate many plots in lower time than a human-based only method for data collection. Finally, all data collected of interest must be stored in an organized data frame for further analysis.",
"title": "Research planning"
},
{
"paragraph_id": 18,
"text": "Data can be represented through tables or graphical representation, such as line charts, bar charts, histograms, scatter plot. Also, measures of central tendency and variability can be very useful to describe an overview of the data. Follow some examples:",
"title": "Analysis and data interpretation"
},
{
"paragraph_id": 19,
"text": "One type of tables are the frequency table, which consists of data arranged in rows and columns, where the frequency is the number of occurrences or repetitions of data. Frequency can be:",
"title": "Analysis and data interpretation"
},
{
"paragraph_id": 20,
"text": "Absolute: represents the number of times that a determined value appear;",
"title": "Analysis and data interpretation"
},
{
"paragraph_id": 21,
"text": "Relative: obtained by the division of the absolute frequency by the total number;",
"title": "Analysis and data interpretation"
},
{
"paragraph_id": 22,
"text": "In the next example, we have the number of genes in ten operons of the same organism.",
"title": "Analysis and data interpretation"
},
{
"paragraph_id": 23,
"text": "Line graphs represent the variation of a value over another metric, such as time. In general, values are represented in the vertical axis, while the time variation is represented in the horizontal axis.",
"title": "Analysis and data interpretation"
},
{
"paragraph_id": 24,
"text": "A bar chart is a graph that shows categorical data as bars presenting heights (vertical bar) or widths (horizontal bar) proportional to represent values. Bar charts provide an image that could also be represented in a tabular format.",
"title": "Analysis and data interpretation"
},
{
"paragraph_id": 25,
"text": "In the bar chart example, we have the birth rate in Brazil for the December months from 2010 to 2016. The sharp fall in December 2016 reflects the outbreak of Zika virus in the birth rate in Brazil.",
"title": "Analysis and data interpretation"
},
{
"paragraph_id": 26,
"text": "The histogram (or frequency distribution) is a graphical representation of a dataset tabulated and divided into uniform or non-uniform classes. It was first introduced by Karl Pearson.",
"title": "Analysis and data interpretation"
},
{
"paragraph_id": 27,
"text": "A scatter plot is a mathematical diagram that uses Cartesian coordinates to display values of a dataset. A scatter plot shows the data as a set of points, each one presenting the value of one variable determining the position on the horizontal axis and another variable on the vertical axis. They are also called scatter graph, scatter chart, scattergram, or scatter diagram.",
"title": "Analysis and data interpretation"
},
{
"paragraph_id": 28,
"text": "The arithmetic mean is the sum of a collection of values ( x 1 + x 2 + x 3 + ⋯ + x n {\\displaystyle {x_{1}+x_{2}+x_{3}+\\cdots +x_{n}}} ) divided by the number of items of this collection ( n {\\displaystyle {n}} ).",
"title": "Analysis and data interpretation"
},
{
"paragraph_id": 29,
"text": "The median is the value in the middle of a dataset.",
"title": "Analysis and data interpretation"
},
{
"paragraph_id": 30,
"text": "The mode is the value of a set of data that appears most often.",
"title": "Analysis and data interpretation"
},
{
"paragraph_id": 31,
"text": "Box plot is a method for graphically depicting groups of numerical data. The maximum and minimum values are represented by the lines, and the interquartile range (IQR) represent 25–75% of the data. Outliers may be plotted as circles.",
"title": "Analysis and data interpretation"
},
{
"paragraph_id": 32,
"text": "Although correlations between two different kinds of data could be inferred by graphs, such as scatter plot, it is necessary validate this though numerical information. For this reason, correlation coefficients are required. They provide a numerical value that reflects the strength of an association.",
"title": "Analysis and data interpretation"
},
{
"paragraph_id": 33,
"text": "Pearson correlation coefficient is a measure of association between two variables, X and Y. This coefficient, usually represented by ρ (rho) for the population and r for the sample, assumes values between −1 and 1, where ρ = 1 represents a perfect positive correlation, ρ = −1 represents a perfect negative correlation, and ρ = 0 is no linear correlation.",
"title": "Analysis and data interpretation"
},
{
"paragraph_id": 34,
"text": "It is used to make inferences about an unknown population, by estimation and/or hypothesis testing. In other words, it is desirable to obtain parameters to describe the population of interest, but since the data is limited, it is necessary to make use of a representative sample in order to estimate them. With that, it is possible to test previously defined hypotheses and apply the conclusions to the entire population. The standard error of the mean is a measure of variability that is crucial to do inferences.",
"title": "Analysis and data interpretation"
},
{
"paragraph_id": 35,
"text": "Hypothesis testing is essential to make inferences about populations aiming to answer research questions, as settled in \"Research planning\" section. Authors defined four steps to be set:",
"title": "Analysis and data interpretation"
},
{
"paragraph_id": 36,
"text": "A confidence interval is a range of values that can contain the true real parameter value in given a certain level of confidence. The first step is to estimate the best-unbiased estimate of the population parameter. The upper value of the interval is obtained by the sum of this estimate with the multiplication between the standard error of the mean and the confidence level. The calculation of lower value is similar, but instead of a sum, a subtraction must be applied.",
"title": "Analysis and data interpretation"
},
{
"paragraph_id": 37,
"text": "When testing a hypothesis, there are two types of statistic errors possible: Type I error and Type II error. The type I error or false positive is the incorrect rejection of a true null hypothesis and the type II error or false negative is the failure to reject a false null hypothesis. The significance level denoted by α is the type I error rate and should be chosen before performing the test. The type II error rate is denoted by β and statistical power of the test is 1 − β.",
"title": "Statistical considerations"
},
{
"paragraph_id": 38,
"text": "The p-value is the probability of obtaining results as extreme as or more extreme than those observed, assuming the null hypothesis (H0) is true. It is also called the calculated probability. It is common to confuse the p-value with the significance level (α), but, the α is a predefined threshold for calling significant results. If p is less than α, the null hypothesis (H0) is rejected.",
"title": "Statistical considerations"
},
{
"paragraph_id": 39,
"text": "In multiple tests of the same hypothesis, the probability of the occurrence of falses positives (familywise error rate) increase and some strategy are used to control this occurrence. This is commonly achieved by using a more stringent threshold to reject null hypotheses. The Bonferroni correction defines an acceptable global significance level, denoted by α* and each test is individually compared with a value of α = α*/m. This ensures that the familywise error rate in all m tests, is less than or equal to α*. When m is large, the Bonferroni correction may be overly conservative. An alternative to the Bonferroni correction is to control the false discovery rate (FDR). The FDR controls the expected proportion of the rejected null hypotheses (the so-called discoveries) that are false (incorrect rejections). This procedure ensures that, for independent tests, the false discovery rate is at most q*. Thus, the FDR is less conservative than the Bonferroni correction and have more power, at the cost of more false positives.",
"title": "Statistical considerations"
},
{
"paragraph_id": 40,
"text": "The main hypothesis being tested (e.g., no association between treatments and outcomes) is often accompanied by other technical assumptions (e.g., about the form of the probability distribution of the outcomes) that are also part of the null hypothesis. When the technical assumptions are violated in practice, then the null may be frequently rejected even if the main hypothesis is true. Such rejections are said to be due to model mis-specification. Verifying whether the outcome of a statistical test does not change when the technical assumptions are slightly altered (so-called robustness checks) is the main way of combating mis-specification.",
"title": "Statistical considerations"
},
{
"paragraph_id": 41,
"text": "Model criteria selection will select or model that more approximate true model. The Akaike's Information Criterion (AIC) and The Bayesian Information Criterion (BIC) are examples of asymptotically efficient criteria.",
"title": "Statistical considerations"
},
{
"paragraph_id": 42,
"text": "Recent developments have made a large impact on biostatistics. Two important changes have been the ability to collect data on a high-throughput scale, and the ability to perform much more complex analysis using computational techniques. This comes from the development in areas as sequencing technologies, Bioinformatics and Machine learning (Machine learning in bioinformatics).",
"title": "Developments and big data"
},
{
"paragraph_id": 43,
"text": "New biomedical technologies like microarrays, next-generation sequencers (for genomics) and mass spectrometry (for proteomics) generate enormous amounts of data, allowing many tests to be performed simultaneously. Careful analysis with biostatistical methods is required to separate the signal from the noise. For example, a microarray could be used to measure many thousands of genes simultaneously, determining which of them have different expression in diseased cells compared to normal cells. However, only a fraction of genes will be differentially expressed.",
"title": "Developments and big data"
},
{
"paragraph_id": 44,
"text": "Multicollinearity often occurs in high-throughput biostatistical settings. Due to high intercorrelation between the predictors (such as gene expression levels), the information of one predictor might be contained in another one. It could be that only 5% of the predictors are responsible for 90% of the variability of the response. In such a case, one could apply the biostatistical technique of dimension reduction (for example via principal component analysis). Classical statistical techniques like linear or logistic regression and linear discriminant analysis do not work well for high dimensional data (i.e. when the number of observations n is smaller than the number of features or predictors p: n < p). As a matter of fact, one can get quite high R-values despite very low predictive power of the statistical model. These classical statistical techniques (esp. least squares linear regression) were developed for low dimensional data (i.e. where the number of observations n is much larger than the number of predictors p: n >> p). In cases of high dimensionality, one should always consider an independent validation test set and the corresponding residual sum of squares (RSS) and R of the validation test set, not those of the training set.",
"title": "Developments and big data"
},
{
"paragraph_id": 45,
"text": "Often, it is useful to pool information from multiple predictors together. For example, Gene Set Enrichment Analysis (GSEA) considers the perturbation of whole (functionally related) gene sets rather than of single genes. These gene sets might be known biochemical pathways or otherwise functionally related genes. The advantage of this approach is that it is more robust: It is more likely that a single gene is found to be falsely perturbed than it is that a whole pathway is falsely perturbed. Furthermore, one can integrate the accumulated knowledge about biochemical pathways (like the JAK-STAT signaling pathway) using this approach.",
"title": "Developments and big data"
},
{
"paragraph_id": 46,
"text": "The development of biological databases enables storage and management of biological data with the possibility of ensuring access for users around the world. They are useful for researchers depositing data, retrieve information and files (raw or processed) originated from other experiments or indexing scientific articles, as PubMed. Another possibility is search for the desired term (a gene, a protein, a disease, an organism, and so on) and check all results related to this search. There are databases dedicated to SNPs (dbSNP), the knowledge on genes characterization and their pathways (KEGG) and the description of gene function classifying it by cellular component, molecular function and biological process (Gene Ontology). In addition to databases that contain specific molecular information, there are others that are ample in the sense that they store information about an organism or group of organisms. As an example of a database directed towards just one organism, but that contains much data about it, is the Arabidopsis thaliana genetic and molecular database – TAIR. Phytozome, in turn, stores the assemblies and annotation files of dozen of plant genomes, also containing visualization and analysis tools. Moreover, there is an interconnection between some databases in the information exchange/sharing and a major initiative was the International Nucleotide Sequence Database Collaboration (INSDC) which relates data from DDBJ, EMBL-EBI, and NCBI.",
"title": "Developments and big data"
},
{
"paragraph_id": 47,
"text": "Nowadays, increase in size and complexity of molecular datasets leads to use of powerful statistical methods provided by computer science algorithms which are developed by machine learning area. Therefore, data mining and machine learning allow detection of patterns in data with a complex structure, as biological ones, by using methods of supervised and unsupervised learning, regression, detection of clusters and association rule mining, among others. To indicate some of them, self-organizing maps and k-means are examples of cluster algorithms; neural networks implementation and support vector machines models are examples of common machine learning algorithms.",
"title": "Developments and big data"
},
{
"paragraph_id": 48,
"text": "Collaborative work among molecular biologists, bioinformaticians, statisticians and computer scientists is important to perform an experiment correctly, going from planning, passing through data generation and analysis, and ending with biological interpretation of the results.",
"title": "Developments and big data"
},
{
"paragraph_id": 49,
"text": "On the other hand, the advent of modern computer technology and relatively cheap computing resources have enabled computer-intensive biostatistical methods like bootstrapping and re-sampling methods.",
"title": "Developments and big data"
},
{
"paragraph_id": 50,
"text": "In recent times, random forests have gained popularity as a method for performing statistical classification. Random forest techniques generate a panel of decision trees. Decision trees have the advantage that you can draw them and interpret them (even with a basic understanding of mathematics and statistics). Random Forests have thus been used for clinical decision support systems.",
"title": "Developments and big data"
},
{
"paragraph_id": 51,
"text": "Public health, including epidemiology, health services research, nutrition, environmental health and health care policy & management. In these medicine contents, it's important to consider the design and analysis of the clinical trials. As one example, there is the assessment of severity state of a patient with a prognosis of an outcome of a disease.",
"title": "Applications"
},
{
"paragraph_id": 52,
"text": "With new technologies and genetics knowledge, biostatistics are now also used for Systems medicine, which consists in a more personalized medicine. For this, is made an integration of data from different sources, including conventional patient data, clinico-pathological parameters, molecular and genetic data as well as data generated by additional new-omics technologies.",
"title": "Applications"
},
{
"paragraph_id": 53,
"text": "The study of population genetics and statistical genetics in order to link variation in genotype with a variation in phenotype. In other words, it is desirable to discover the genetic basis of a measurable trait, a quantitative trait, that is under polygenic control. A genome region that is responsible for a continuous trait is called a quantitative trait locus (QTL). The study of QTLs become feasible by using molecular markers and measuring traits in populations, but their mapping needs the obtaining of a population from an experimental crossing, like an F2 or recombinant inbred strains/lines (RILs). To scan for QTLs regions in a genome, a gene map based on linkage have to be built. Some of the best-known QTL mapping algorithms are Interval Mapping, Composite Interval Mapping, and Multiple Interval Mapping.",
"title": "Applications"
},
{
"paragraph_id": 54,
"text": "However, QTL mapping resolution is impaired by the amount of recombination assayed, a problem for species in which it is difficult to obtain large offspring. Furthermore, allele diversity is restricted to individuals originated from contrasting parents, which limit studies of allele diversity when we have a panel of individuals representing a natural population. For this reason, the genome-wide association study was proposed in order to identify QTLs based on linkage disequilibrium, that is the non-random association between traits and molecular markers. It was leveraged by the development of high-throughput SNP genotyping.",
"title": "Applications"
},
{
"paragraph_id": 55,
"text": "In animal and plant breeding, the use of markers in selection aiming for breeding, mainly the molecular ones, collaborated to the development of marker-assisted selection. While QTL mapping is limited due resolution, GWAS does not have enough power when rare variants of small effect that are also influenced by environment. So, the concept of Genomic Selection (GS) arises in order to use all molecular markers in the selection and allow the prediction of the performance of candidates in this selection. The proposal is to genotype and phenotype a training population, develop a model that can obtain the genomic estimated breeding values (GEBVs) of individuals belonging to a genotype and but not phenotype population, called testing population. This kind of study could also include a validation population, thinking in the concept of cross-validation, in which the real phenotype results measured in this population are compared with the phenotype results based on the prediction, what used to check the accuracy of the model.",
"title": "Applications"
},
{
"paragraph_id": 56,
"text": "As a summary, some points about the application of quantitative genetics are:",
"title": "Applications"
},
{
"paragraph_id": 57,
"text": "Studies for differential expression of genes from RNA-Seq data, as for RT-qPCR and microarrays, demands comparison of conditions. The goal is to identify genes which have a significant change in abundance between different conditions. Then, experiments are designed appropriately, with replicates for each condition/treatment, randomization and blocking, when necessary. In RNA-Seq, the quantification of expression uses the information of mapped reads that are summarized in some genetic unit, as exons that are part of a gene sequence. As microarray results can be approximated by a normal distribution, RNA-Seq counts data are better explained by other distributions. The first used distribution was the Poisson one, but it underestimate the sample error, leading to false positives. Currently, biological variation is considered by methods that estimate a dispersion parameter of a negative binomial distribution. Generalized linear models are used to perform the tests for statistical significance and as the number of genes is high, multiple tests correction have to be considered. Some examples of other analysis on genomics data comes from microarray or proteomics experiments. Often concerning diseases or disease stages.",
"title": "Applications"
},
{
"paragraph_id": 58,
"text": "There are a lot of tools that can be used to do statistical analysis in biological data. Most of them are useful in other areas of knowledge, covering a large number of applications (alphabetical). Here are brief descriptions of some of them:",
"title": "Tools"
},
{
"paragraph_id": 59,
"text": "Almost all educational programmes in biostatistics are at postgraduate level. They are most often found in schools of public health, affiliated with schools of medicine, forestry, or agriculture, or as a focus of application in departments of statistics.",
"title": "Scope and training programs"
},
{
"paragraph_id": 60,
"text": "In the United States, where several universities have dedicated biostatistics departments, many other top-tier universities integrate biostatistics faculty into statistics or other departments, such as epidemiology. Thus, departments carrying the name \"biostatistics\" may exist under quite different structures. For instance, relatively new biostatistics departments have been founded with a focus on bioinformatics and computational biology, whereas older departments, typically affiliated with schools of public health, will have more traditional lines of research involving epidemiological studies and clinical trials as well as bioinformatics. In larger universities around the world, where both a statistics and a biostatistics department exist, the degree of integration between the two departments may range from the bare minimum to very close collaboration. In general, the difference between a statistics program and a biostatistics program is twofold: (i) statistics departments will often host theoretical/methodological research which are less common in biostatistics programs and (ii) statistics departments have lines of research that may include biomedical applications but also other areas such as industry (quality control), business and economics and biological areas other than medicine.",
"title": "Scope and training programs"
},
{
"paragraph_id": 61,
"text": "Media related to Biostatistics at Wikimedia Commons",
"title": "External links"
}
] | Biostatistics is a branch of statistics that applies statistical methods to a wide range of topics in biology. It encompasses the design of biological experiments, the collection and analysis of data from those experiments and the interpretation of the results. | 2001-02-23T11:58:09Z | 2023-12-12T03:00:09Z | [
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] | https://en.wikipedia.org/wiki/Biostatistics |
3,912 | List of major biblical figures | The Bible is a canonical collection of texts considered sacred in Judaism or Christianity. Different religious groups include different books within their canons, in different orders, and sometimes divide or combine books, or incorporate additional material into canonical books. Christian Bibles range from the sixty-six books of the Protestant canon to the eighty-one books of the Ethiopian Orthodox Church canon.
According to the Book of Genesis, the Israelites were descendants of the sons of Jacob, who was renamed Israel after wrestling with an angel. His twelve male children become the ancestors of the Twelve Tribes of Israel.
The Thirteen:
Others: | [
{
"paragraph_id": 0,
"text": "The Bible is a canonical collection of texts considered sacred in Judaism or Christianity. Different religious groups include different books within their canons, in different orders, and sometimes divide or combine books, or incorporate additional material into canonical books. Christian Bibles range from the sixty-six books of the Protestant canon to the eighty-one books of the Ethiopian Orthodox Church canon.",
"title": ""
},
{
"paragraph_id": 1,
"text": "According to the Book of Genesis, the Israelites were descendants of the sons of Jacob, who was renamed Israel after wrestling with an angel. His twelve male children become the ancestors of the Twelve Tribes of Israel.",
"title": "Hebrew Bible"
},
{
"paragraph_id": 2,
"text": "The Thirteen:",
"title": "New Testament"
},
{
"paragraph_id": 3,
"text": "Others:",
"title": "New Testament"
}
] | The Bible is a canonical collection of texts considered sacred in Judaism or Christianity. Different religious groups include different books within their canons, in different orders, and sometimes divide or combine books, or incorporate additional material into canonical books. Christian Bibles range from the sixty-six books of the Protestant canon to the eighty-one books of the Ethiopian Orthodox Church canon. | 2001-10-18T07:07:29Z | 2023-11-03T13:17:12Z | [
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] | https://en.wikipedia.org/wiki/List_of_major_biblical_figures |
3,914 | British & Irish Lions | The British & Irish Lions is a rugby union team selected from players eligible for the national teams of England, Ireland, Scotland, and Wales. The Lions are a test side and most often select players who have already played for their national team, although they can pick uncapped players who are eligible for any of the four unions. The team currently tours every four years, with these rotating between Australia, New Zealand and South Africa in order. The most recent test series, the 2021 series against South Africa, was won 2–1 by South Africa.
From 1888 onwards, combined British rugby sides toured the Southern Hemisphere. The first tour was a commercial venture, undertaken without official backing. The six subsequent visits enjoyed a growing degree of support from the authorities, before the 1910 South Africa tour, which was the first tour representative of the four Home Unions. In 1949 the four Home Unions formally created a Tours Committee and for the first time, every player of the 1950 Lions squad had played internationally before the tour. The 1950s tours saw high win rates in provincial games, but the Test series were typically lost or drawn. The series wins in 1971 (New Zealand) and 1974 (South Africa) interrupted this pattern. The last tour of the amateur age took place in 1993. The Lions have also played occasional matches in the Northern Hemisphere either as one-off exhibitions or before a Southern Hemisphere tour.
The Shaw and Shrewsbury team first played in 1888 and is considered the precursor of the British & Irish Lions. It was then primarily English in composition but also contained players from Scotland and Wales. Later the team used the name British Isles. On their 1950 tour of New Zealand and Australia they officially adopted the name British Lions, the nickname first used by British and South African journalists on the 1924 South African tour after the lion emblem on their ties, the emblem on their jerseys having been dropped in favour of the four-quartered badge with the symbols of the four represented unions.
When the team first emerged in the 19th century, the United Kingdom of Great Britain and Ireland was one single state. The team continued after the Irish Free State was set up in 1922, but was still known as the British Lions or British Isles. The name "British & Irish Lions" has been used since the 2001 tour of Australia. The team is often referred to simply as the Lions.
As the Lions represent four rugby unions, which cover two sovereign states, they do not currently have a national anthem. For the 1989 tour, the British national anthem "God Save the Queen" was used. For the 2005 tour to New Zealand, the Lions management commissioned a song, "The Power of Four", although it was met with little support among Lions fans at the matches and has not been used since.
For more than half a century, the Lions have worn a red jersey that sports the amalgamated crests of the four unions. Prior to 1950 the strip went through a number of significantly different formats.
In 1888, the promoter of the first expedition to Australia and New Zealand, Arthur Shrewsbury, demanded "something that would be good material and yet take them by storm out here". The result was a jersey in thick red, white and blue hoops, worn above white shorts and dark socks. The tours to South Africa in 1891 and 1896 retained the red, white and blue theme but this time as red and white hooped jerseys and dark blue shorts and socks. The 1899 trip to Australia saw a reversion to red, white and blue jerseys, but with the blue used in thick hoops and the red and white in thin bands. The shorts remained blue, as did the socks although a white flash was added to the latter. The one-off test in 1999 between England and Australia that was played to commemorate Australia's first test against Reverend Matthew Mullineux's British side saw England wear an updated version of this jersey. In 1903, the South Africa tour followed on from the 1896 tour, with red and white hooped jerseys. The slight differences were that the red hoops were slightly thicker than the white (the opposite was true in 1896), and the white flash on the socks introduced in 1899 was partially retained. The Australia tour of 1904 saw exactly the same kit as in 1899. In 1908, with the Scottish and Irish unions not taking part, the Anglo-Welsh side sported red jerseys with a thick white band on tour to Australia and New Zealand. Blue shorts were retained, but the socks were for the first time red, with a white flash.
The Scots were once again involved in Tom Smyth's 1910 team to South Africa. Thus, dark blue jerseys were introduced with white shorts and the red socks of 1908. The jerseys also had a single lion-rampant crest. The 1924 tour returned to South Africa, retaining the blue jerseys but now with shorts to match. It is the 1924 tour that is credited as being the first in which the team were referred to as "the Lions", the irony being that it was on this tour that the single lion-rampant crest was replaced with the forerunner of the four-quartered badge with the symbols of the four represented unions, that is still worn today. Although the lion had been dropped from the jersey, the players had worn the lion motif on their ties as they arrived in South Africa, which led the press and public referring to them as "the Lions".
The unofficial 1927 Argentina tour used the same kit and badge, and three heraldic lions returned as the jersey badge in 1930. This was the tour to New Zealand where the tourists' now standard blue jerseys caused some controversy. The convention in rugby is for the home side to accommodate its guests when there is a clash of kit. The New Zealand side, by then already synonymous with the appellation "All Blacks", had an all black kit that clashed with the Lions' blue. After much reluctance and debate New Zealand agreed to change for the Tests and New Zealand played in all white for the first time. On the 1930 tour a delegation led by the Irish lock George Beamish expressed their displeasure at the fact that while the blue of Scotland, white of England and red of Wales were represented in the strip there was no green for Ireland. A green flash was added to the socks, which from 1938 became a green turnover (although on blue socks thus eliminating red from the kit), and that has remained a feature of the strip ever since. In 1936, the four-quartered badge returned for the tour to Argentina and has remained on the kits ever since, but other than that the strip remained the same.
The adoption of the red jersey happened in the 1950 tour. A return to New Zealand was accompanied by a desire to avoid the controversy of 1930 and so red replaced blue for the jersey with the resultant kit being that which is still worn today, the combination of red jersey, white shorts and green and blue socks, representing the four unions. The only additions to the strip since 1950 began appearing in 1993, with the addition of kit suppliers logos in prominent positions. Umbro had in 1989 asked for "maximum brand exposure whenever possible" but this did not affect the kit's appearance. Since then, Nike, Adidas and Canterbury have had more overt branding on the shirts, with sponsors Scottish Provident (1997), NTL (2001), Zurich (2005), HSBC (2009 and 2013), Standard Life Investments (2017) and Vodafone (2021)
The earliest tours date back to 1888, when a 21-man squad visited Australia and New Zealand. The squad drew players from England, Scotland and Wales, though English players predominated. The 35-match tour of two host nations included no tests, but the side played provincial, city and academic sides, winning 27 matches. They played 19 games of Australian rules football, against prominent clubs in Victoria and South Australia, winning six and drawing one of these (see Australian rules football in England).
The first tour, although unsanctioned by rugby bodies, established the concept of Northern Hemisphere sporting sides touring to the Southern Hemisphere. Three years after the first tour, the Western Province union invited rugby bodies in Britain to tour South Africa. Some saw the 1891 team – the first sanctioned by the Rugby Football Union – as the England national team, though others referred to it as "the British Isles". The tourists played a total of twenty matches, three of them tests. The team also played the regional side of South Africa (South Africa did not exist as a political unit in 1891), winning all three matches. In a notable event of the tour, the touring side presented the Currie Cup to Griqualand West, the province they thought produced the best performance on the tour.
Five years later a British Isles side returned to South Africa. They played one extra match on this tour, making the total of 21 games, including four tests against South Africa, with the British Isles winning three of them. The squad had a notable Irish orientation, with the Ireland national team contributing six players to the 21-man squad.
In 1899 the British Isles touring side returned to Australia for the first time since the unofficial tour of 1888. The squad of 23 for the first time ever had players from each of the home nations. The team again participated in 21 matches, playing state teams as well as northern Queensland sides and Victorian teams. A four-test series took place against Australia, the tourists winning three out of the four. The team returned via Hawaii and Canada playing additional games en route.
Four years later, in 1903, the British Isles team returned to South Africa. The opening performance of the side proved disappointing from the tourists' point of view, with defeats in its opening three matches by Western Province sides in Cape Town. From then on the team experienced mixed results, though more wins than losses. The side lost the test series to South Africa, drawing twice, but with the South Africans winning the decider 8 to nil.
No more than twelve months passed before the British Isles team ventured to Australia and New Zealand in 1904. The tourists devastated the Australian teams, winning every single game. Australia also lost all three tests to the visitors, even getting held to a standstill in two of the three games. Though the New Zealand leg of the tour did not take long in comparison to the number of Australian games, the British Isles experienced considerable difficulty across the Tasman after whitewashing the Australians. The team managed two early wins before losing the test to New Zealand and only winning one more game as well as drawing once. Despite their difficulties in New Zealand, the tour proved a raging success on-field for the British Isles.
In 1908, another tour took place to Australia and New Zealand. In a reversal of previous practice, the planners allocated more matches in New Zealand rather than in Australia: perhaps the strength of the New Zealand teams and the heavy defeats of all Australian teams on the previous tour influenced this decision. Some commentators thought that this tour hoped to reach out to rugby communities in Australia, as rugby league (infamously) started in Australia in 1908. The Anglo-Welsh side (Irish and Scottish unions did not participate) performed well in all the non-test matches, but drew a test against New Zealand and lost the other two.
Visits that took place before the 1910 South Africa tour (the first selected by a committee from the four Home Unions) had enjoyed a growing degree of support from the authorities, although only one of these included representatives of all four nations. The 1910 tour to South Africa marked the official beginning of British Isles rugby tours: the inaugural tour operating under all four unions. The team performed moderately against the non-test teams, claiming victories in just over half their matches, and the test series went to South Africa, who won two of the three games. A side managed by Oxford University — supposedly the England rugby team, but actually including three Scottish players — toured Argentina at the time: the people of Argentina termed it the "Combined British".
The next British Isles team tour did not take place until 1924, again in South Africa. The team, led by Ronald Cove-Smith, struggled with injuries and lost three of the four test matches, drawing the other 3–3. In total, 21 games were played, with the touring side winning 9, drawing 3 and losing 9.
In 1927 a short, nine-game series took place in Argentina, with the British isles winning all nine encounters, and the tour was a financial success for Argentine rugby. The Lions returned to New Zealand in 1930 with some success. The Lions won all of their games that did not have test status except for the matches against Auckland, Wellington and Canterbury, but they lost three of their four test matches against New Zealand, winning the first test 6–3. The side also visited Australia, losing a test but winning five out of the six non-test games.
In 1936 the British Isles visited Argentina for the third time, winning all ten of their matches and only conceding nine points in the whole tour. Two years later in 1938 the British Isles toured in South Africa, winning more than half of their normal matches. Despite having lost the test series to South Africa by game three, they won the final test. This is when they were named THE LIONS by their then Captain Sam Walker.
The first post-war tour went to New Zealand and Australia in 1950. The Lions, sporting newly redesigned jerseys and displaying a fresh style of play, managed to win 22 and draw one of 29 matches over the two nations. The Lions won the opening four fixtures before losing to Otago and Southland, but succeeded in holding New Zealand to a 9–9 draw. The Lions performed well in the remaining All Black tests though they lost all three, the team did not lose another non-test in the New Zealand leg of the tour. The Lions won all their games in Australia except for their final fixture against a New South Wales XV in Newcastle. They won both tests against Australia, in Brisbane, Queensland and in Sydney.
In 1955 the Lions toured South Africa and left with another imposing record, one draw and 19 wins from the 25 fixtures. The four-test series against South Africa, a thrilling affair, ended in a drawn series.
The 1959 tour to Australia and New Zealand marked once again a very successful tour for the Lions, who only lost six of their 35 fixtures. The Lions easily won both tests against Australia and lost the first three tests against New Zealand, but did find victory (9–6) in the final test.
After the glittering decade of the 1950s, the first tour of the 1960s proved not nearly as successful as previous ones. The 1962 tour to South Africa saw the Lions still win 16 of their 25 games, but did not fare well against the Springboks, losing three of the four tests. For the 1966 tour to Australia and New Zealand John Robins became the first Lions coach, and the trip started off very well for the Lions, who stormed through Australia, winning five non-tests and drawing one, and defeating Australia in two tests. The Lions experienced mixed results during the New Zealand leg of the tour, as well as losing all of the tests against New Zealand. The Lions also played a test against Canada on their way home, winning 19 to 8 in Toronto. The 1968 tour of South Africa saw the Lions win 15 of their 16 provincial matches, but the team actually lost three tests against the Springboks and drew one.
The 1970s saw a renaissance for the Lions. The 1971 British Lions tour to New Zealand and Australia, centred around the skilled Welsh half-back pairing of Gareth Edwards and Barry John, secured a series win over New Zealand. The tour started with a loss to Queensland but proceeded to storm through the next provincial fixtures, winning 11 games in a row. The Lions then went on to defeat New Zealand in Dunedin. The Lions only lost one match on the rest of the tour and won the test series against New Zealand, winning and drawing the last two games, to take the series two wins to one.
The 1974 British Lions tour to South Africa was one of the best-known and most successful Lions teams. Apartheid concerns meant some players declined the tour. Nonetheless, led by the esteemed Irish forward Willie John McBride, the tour went through 22 games unbeaten and triumphed 3–0 (with one drawn) in the test series. The series featured a lot of violence. The management of the Lions concluded that the Springboks dominated their opponents with physical aggression. At that time, test match referees came from the home nation, substitutions took place only if a doctor found a player unable to continue and there were no video cameras or sideline officials to prevent violent play. The Lions decided "to get their retaliation in first" with the infamous "99 call". The Lions postulated that a South African referee would probably not send off all of the Lions if they all retaliated against "blatant thuggery". Famous video footage of the 'battle of Boet Erasmus Stadium' shows JPR Williams running over half of the pitch and launching himself at Van Heerden after such a call.
The 1977 British Lions tour to New Zealand saw the Lions drop only one non-test out of 21 games, a loss to a Universities side. The team did not win the test series though, winning one game but losing the other three.
In August 1977 the British Lions made a stopover in Fiji on the way home from their tour of New Zealand. Fiji beat them 25–21 at Buckhurst Park, Suva.
The Lions toured South Africa in 1980, and completed a flawless non-test record, winning 14 out of 14 matches. The Lions lost the first three tests to South Africa, only winning the last one once the Springboks were guaranteed to win the series.
The 1983 tour to New Zealand saw the team successful in the non-test games, winning all but two games, but being whitewashed in the test series against New Zealand.
A tour to South Africa by the Lions was anticipated in 1986, but the invitation for the Lions to tour was never accepted because of controversy surrounding Apartheid and the tour did not go ahead. The Lions did not return to South Africa until 1997, after the Apartheid era. A Lions team was selected in April 1986 for the International Rugby Board centenary match against 'The Rest'. The team was organised by the Four Home Unions Committee and the players were given the status of official British Lions.
The Lions tour to Australia in 1989 was a shorter affair, being only 12 matches in total. The tour was very successful for the Lions, who won all eight non-test matches and won the test series against Australia, two to one.
The tour to New Zealand in 1993 was the last of the amateur era. The Lions won six and lost four non-test matches, and lost the test series 2–1. The tour to South Africa in 1997 was a success for the Lions, who completed the tour with only two losses, and won the test series 2–1.
In 2001, the ten-game tour to Australia saw the Wallabies win the test series 2–1. This series saw the first award of the Tom Richards Trophy. In the Lions' 2005 tour to New Zealand, coached by Clive Woodward, the Lions won seven games against provincial teams, were defeated by the New Zealand Maori team, and suffered heavy defeats in all three tests.
In 2009, the Lions toured South Africa. There they faced the World Cup winners South Africa, with Ian McGeechan leading a coaching team including Warren Gatland, Shaun Edwards and Rob Howley. The Lions were captained by Irish lock Paul O'Connell. The initial Lions selection consisted of fourteen Irish players, thirteen Welsh, eight English and two Scots in the 37-man squad. In the first Test on 20 June, they lost 26–21, and lost the series in the second 28–25 in a tightly fought game at Loftus Versfeld on 27 June. The Lions won the third Test 28–9 at Ellis Park, and the series finished 2–1 to South Africa.
During June 2013 the British & Irish Lions toured Australia. Former Scotland and Lions full-back Andy Irvine was appointed as tour manager in 2010. Wales head coach Warren Gatland was the Lions' head coach, and their tour captain was Sam Warburton. The tour started in Hong Kong with a match against the Barbarians before moving on to Australia for the main tour featuring six provincial matches and three tests. The Lions won all but one non-test matches, losing to the Brumbies 14–12 on 18 June. The first test was followed shortly after this, which saw the Lions go 1-up over Australia winning 23–21. Australia did have a chance to take the win in the final moments of the game, but a missed penalty by Kurtley Beale saw the Lions take the win. The Wallabies drew the series in the second test winning 16–15, though the Lions had a chance to steal the win had it not been because of a missed penalty by Leigh Halfpenny. With tour captain Warburton out of the final test due to injury, Alun Wyn Jones took over the captaincy in the final test in Sydney. The final test was won by the Lions in what was a record win, winning 41–16 to earn their first series win since 1997 and their first over Australia since 1989.
Following his winning tour of Australia in 2013, Warren Gatland was reappointed as Lions Head Coach for the tour to New Zealand in June and July 2017. In April 2016, it was announced that the side would again be captained again by Sam Warburton. The touring schedule included 10 games: an opening game against the Provincial Barbarians, challenge matches against all five of New Zealand's Super Rugby sides, a match against the Māori All Blacks and three tests against New Zealand. The Lions defeated the Provincial Barbarians in the first game of the tour, before being beaten by the Blues three days later. The team recovered to beat the Crusaders but this was followed up with another midweek loss, this time against the Highlanders. The Lions then faced the Māori All Blacks, winning comfortably to restore optimism and followed up with their first midweek victory of the tour against the Chiefs. On 24 June, the Lions, captained by Peter O'Mahony, faced New Zealand in Eden Park in the first Test and were beaten 30–15. This was followed by the final midweek game of the tour, a draw against the Hurricanes. For the second Test, Gatland recalled Warburton to the starting team as captain. In Wellington Regional Stadium, the Lions beat a 14-man New Zealand side 24–21 after Sonny Bill Williams was red-carded at the 24-minute mark after a shoulder charge on Anthony Watson. This tied the series going into the final game, ending the side's 47-game winning run at home. In the final test at Eden Park the following week, the teams were tied at 15 points apiece with 78 minutes gone. Romain Poite signaled a penalty to New Zealand for an offside infringement after Ken Owens received the ball in front of his teammate Liam Williams, giving New Zealand the opportunity to kick for goal and potentially win the series. Poite, however, decided to downgrade the penalty to a free-kick after discussing with assistant referee Jérôme Garcès and Lions captain Sam Warburton. The match finished as a draw and the series was tied.
Warren Gatland was Lions head coach again for the tour to South Africa in 2021. In December 2019, the Lions' Test venues were announced, but the tour was significantly disrupted by the COVID-19 pandemic, and all the games were played behind closed doors. South Africa won the test series by two games to one. In the deciding third test, Morne Steyn again kicked a late penalty to win the series.
Overall test series results
The Lions now regularly tour three Southern Hemisphere countries; Australia, South Africa and New Zealand. They also toured Argentina three times before the Second World War. Since 1989 tours have been held every four years. The most recent tour was to South Africa in 2021.
In a break with tradition, the 2005 tour of New Zealand was preceded by a "home" fixture against Argentina at the Millennium Stadium in Cardiff on 23 May 2005. It finished in a 25–25 draw. A similar fixture was held against Japan before the 2021 tour of South Africa at Murrayfield, with the Lions winning 28-10.
On tour, games take place against local provinces, clubs or representative sides as well as test matches against the host's national team.
The Lions and their predecessor teams have also played games against other nearby countries on tour. For example, they played Rhodesia in 1910, 1924, 1938, 1955, 1962, 1968 and 1974 during their tours to South Africa. They were also beaten by Fiji on their 1977 tour to New Zealand. In addition, they visited pre-independence Namibia (then South West Africa), in 1955, 1962, 1968 and 1974.
There have also been games in other countries on the way home. These include games in Canada in 1959 and 1966, East Africa (then mostly Kenya, and held in Nairobi), and an unofficial game against Ceylon (future Sri Lanka) in 1950.
The Lions have played a number of other matches against international opposition. With the exception of the matches against Argentina in 2005 and Japan in 2021, which were preparation matches for Lions tours, these matches have been one-offs to mark special occasions.
The Lions played an unofficial international match in 1955 at Cardiff Arms Park against a Welsh XV to mark the 75th anniversary of the Welsh Rugby Union. The Lions won 20–17 but did not include all the big names of the 1955 tour, such as Tony O'Reilly, Jeff Butterfield, Phil Davies, Dickie Jeeps, Bryn Meredith and Jim Greenwood.
In 1977, the Lions played their first official home game, against the Barbarians as a charity fund-raiser held as part of the Queen's silver jubilee celebrations. The Baa-Baas line-up featured JPR Williams, Gerald Davies, Gareth Edwards, Jean-Pierre Rives and Jean-Claude Skrela. The Lions included 13 of the team who played in the fourth test against New Zealand three weeks before and won 23–14.
In 1986, a match was organised against The Rest as a warm-up to the 1986 South Africa tour, and as a celebration to mark the International Rugby Board's centenary. The Lions lost 15–7 and the planned tour was subsequently cancelled.
In 1989, the Lions played against France in Paris. The game formed part of the celebrations of the bi-centennial of the French Revolution. The Lions, captained by Rob Andrew, won 29–27.
In 1990, a Four Home Unions team played against the Rest of Europe in a match to raise money for the rebuilding of Romania following the overthrow of Nicolae Ceaușescu in December 1989. The team used the Lions' logo, while the Rest of Europe played under the symbol of the Romanian Rugby Federation.
Updated 7 August 2021
Updated 31 July 2021
Updated 31 July 2021
a. Names of the Lions in the languages of Britain and Ireland: | [
{
"paragraph_id": 0,
"text": "The British & Irish Lions is a rugby union team selected from players eligible for the national teams of England, Ireland, Scotland, and Wales. The Lions are a test side and most often select players who have already played for their national team, although they can pick uncapped players who are eligible for any of the four unions. The team currently tours every four years, with these rotating between Australia, New Zealand and South Africa in order. The most recent test series, the 2021 series against South Africa, was won 2–1 by South Africa.",
"title": ""
},
{
"paragraph_id": 1,
"text": "From 1888 onwards, combined British rugby sides toured the Southern Hemisphere. The first tour was a commercial venture, undertaken without official backing. The six subsequent visits enjoyed a growing degree of support from the authorities, before the 1910 South Africa tour, which was the first tour representative of the four Home Unions. In 1949 the four Home Unions formally created a Tours Committee and for the first time, every player of the 1950 Lions squad had played internationally before the tour. The 1950s tours saw high win rates in provincial games, but the Test series were typically lost or drawn. The series wins in 1971 (New Zealand) and 1974 (South Africa) interrupted this pattern. The last tour of the amateur age took place in 1993. The Lions have also played occasional matches in the Northern Hemisphere either as one-off exhibitions or before a Southern Hemisphere tour.",
"title": ""
},
{
"paragraph_id": 2,
"text": "The Shaw and Shrewsbury team first played in 1888 and is considered the precursor of the British & Irish Lions. It was then primarily English in composition but also contained players from Scotland and Wales. Later the team used the name British Isles. On their 1950 tour of New Zealand and Australia they officially adopted the name British Lions, the nickname first used by British and South African journalists on the 1924 South African tour after the lion emblem on their ties, the emblem on their jerseys having been dropped in favour of the four-quartered badge with the symbols of the four represented unions.",
"title": "Naming and symbols"
},
{
"paragraph_id": 3,
"text": "When the team first emerged in the 19th century, the United Kingdom of Great Britain and Ireland was one single state. The team continued after the Irish Free State was set up in 1922, but was still known as the British Lions or British Isles. The name \"British & Irish Lions\" has been used since the 2001 tour of Australia. The team is often referred to simply as the Lions.",
"title": "Naming and symbols"
},
{
"paragraph_id": 4,
"text": "As the Lions represent four rugby unions, which cover two sovereign states, they do not currently have a national anthem. For the 1989 tour, the British national anthem \"God Save the Queen\" was used. For the 2005 tour to New Zealand, the Lions management commissioned a song, \"The Power of Four\", although it was met with little support among Lions fans at the matches and has not been used since.",
"title": "Naming and symbols"
},
{
"paragraph_id": 5,
"text": "For more than half a century, the Lions have worn a red jersey that sports the amalgamated crests of the four unions. Prior to 1950 the strip went through a number of significantly different formats.",
"title": "Naming and symbols"
},
{
"paragraph_id": 6,
"text": "In 1888, the promoter of the first expedition to Australia and New Zealand, Arthur Shrewsbury, demanded \"something that would be good material and yet take them by storm out here\". The result was a jersey in thick red, white and blue hoops, worn above white shorts and dark socks. The tours to South Africa in 1891 and 1896 retained the red, white and blue theme but this time as red and white hooped jerseys and dark blue shorts and socks. The 1899 trip to Australia saw a reversion to red, white and blue jerseys, but with the blue used in thick hoops and the red and white in thin bands. The shorts remained blue, as did the socks although a white flash was added to the latter. The one-off test in 1999 between England and Australia that was played to commemorate Australia's first test against Reverend Matthew Mullineux's British side saw England wear an updated version of this jersey. In 1903, the South Africa tour followed on from the 1896 tour, with red and white hooped jerseys. The slight differences were that the red hoops were slightly thicker than the white (the opposite was true in 1896), and the white flash on the socks introduced in 1899 was partially retained. The Australia tour of 1904 saw exactly the same kit as in 1899. In 1908, with the Scottish and Irish unions not taking part, the Anglo-Welsh side sported red jerseys with a thick white band on tour to Australia and New Zealand. Blue shorts were retained, but the socks were for the first time red, with a white flash.",
"title": "Naming and symbols"
},
{
"paragraph_id": 7,
"text": "The Scots were once again involved in Tom Smyth's 1910 team to South Africa. Thus, dark blue jerseys were introduced with white shorts and the red socks of 1908. The jerseys also had a single lion-rampant crest. The 1924 tour returned to South Africa, retaining the blue jerseys but now with shorts to match. It is the 1924 tour that is credited as being the first in which the team were referred to as \"the Lions\", the irony being that it was on this tour that the single lion-rampant crest was replaced with the forerunner of the four-quartered badge with the symbols of the four represented unions, that is still worn today. Although the lion had been dropped from the jersey, the players had worn the lion motif on their ties as they arrived in South Africa, which led the press and public referring to them as \"the Lions\".",
"title": "Naming and symbols"
},
{
"paragraph_id": 8,
"text": "The unofficial 1927 Argentina tour used the same kit and badge, and three heraldic lions returned as the jersey badge in 1930. This was the tour to New Zealand where the tourists' now standard blue jerseys caused some controversy. The convention in rugby is for the home side to accommodate its guests when there is a clash of kit. The New Zealand side, by then already synonymous with the appellation \"All Blacks\", had an all black kit that clashed with the Lions' blue. After much reluctance and debate New Zealand agreed to change for the Tests and New Zealand played in all white for the first time. On the 1930 tour a delegation led by the Irish lock George Beamish expressed their displeasure at the fact that while the blue of Scotland, white of England and red of Wales were represented in the strip there was no green for Ireland. A green flash was added to the socks, which from 1938 became a green turnover (although on blue socks thus eliminating red from the kit), and that has remained a feature of the strip ever since. In 1936, the four-quartered badge returned for the tour to Argentina and has remained on the kits ever since, but other than that the strip remained the same.",
"title": "Naming and symbols"
},
{
"paragraph_id": 9,
"text": "The adoption of the red jersey happened in the 1950 tour. A return to New Zealand was accompanied by a desire to avoid the controversy of 1930 and so red replaced blue for the jersey with the resultant kit being that which is still worn today, the combination of red jersey, white shorts and green and blue socks, representing the four unions. The only additions to the strip since 1950 began appearing in 1993, with the addition of kit suppliers logos in prominent positions. Umbro had in 1989 asked for \"maximum brand exposure whenever possible\" but this did not affect the kit's appearance. Since then, Nike, Adidas and Canterbury have had more overt branding on the shirts, with sponsors Scottish Provident (1997), NTL (2001), Zurich (2005), HSBC (2009 and 2013), Standard Life Investments (2017) and Vodafone (2021)",
"title": "Naming and symbols"
},
{
"paragraph_id": 10,
"text": "",
"title": "Naming and symbols"
},
{
"paragraph_id": 11,
"text": "The earliest tours date back to 1888, when a 21-man squad visited Australia and New Zealand. The squad drew players from England, Scotland and Wales, though English players predominated. The 35-match tour of two host nations included no tests, but the side played provincial, city and academic sides, winning 27 matches. They played 19 games of Australian rules football, against prominent clubs in Victoria and South Australia, winning six and drawing one of these (see Australian rules football in England).",
"title": "History"
},
{
"paragraph_id": 12,
"text": "The first tour, although unsanctioned by rugby bodies, established the concept of Northern Hemisphere sporting sides touring to the Southern Hemisphere. Three years after the first tour, the Western Province union invited rugby bodies in Britain to tour South Africa. Some saw the 1891 team – the first sanctioned by the Rugby Football Union – as the England national team, though others referred to it as \"the British Isles\". The tourists played a total of twenty matches, three of them tests. The team also played the regional side of South Africa (South Africa did not exist as a political unit in 1891), winning all three matches. In a notable event of the tour, the touring side presented the Currie Cup to Griqualand West, the province they thought produced the best performance on the tour.",
"title": "History"
},
{
"paragraph_id": 13,
"text": "Five years later a British Isles side returned to South Africa. They played one extra match on this tour, making the total of 21 games, including four tests against South Africa, with the British Isles winning three of them. The squad had a notable Irish orientation, with the Ireland national team contributing six players to the 21-man squad.",
"title": "History"
},
{
"paragraph_id": 14,
"text": "In 1899 the British Isles touring side returned to Australia for the first time since the unofficial tour of 1888. The squad of 23 for the first time ever had players from each of the home nations. The team again participated in 21 matches, playing state teams as well as northern Queensland sides and Victorian teams. A four-test series took place against Australia, the tourists winning three out of the four. The team returned via Hawaii and Canada playing additional games en route.",
"title": "History"
},
{
"paragraph_id": 15,
"text": "Four years later, in 1903, the British Isles team returned to South Africa. The opening performance of the side proved disappointing from the tourists' point of view, with defeats in its opening three matches by Western Province sides in Cape Town. From then on the team experienced mixed results, though more wins than losses. The side lost the test series to South Africa, drawing twice, but with the South Africans winning the decider 8 to nil.",
"title": "History"
},
{
"paragraph_id": 16,
"text": "No more than twelve months passed before the British Isles team ventured to Australia and New Zealand in 1904. The tourists devastated the Australian teams, winning every single game. Australia also lost all three tests to the visitors, even getting held to a standstill in two of the three games. Though the New Zealand leg of the tour did not take long in comparison to the number of Australian games, the British Isles experienced considerable difficulty across the Tasman after whitewashing the Australians. The team managed two early wins before losing the test to New Zealand and only winning one more game as well as drawing once. Despite their difficulties in New Zealand, the tour proved a raging success on-field for the British Isles.",
"title": "History"
},
{
"paragraph_id": 17,
"text": "In 1908, another tour took place to Australia and New Zealand. In a reversal of previous practice, the planners allocated more matches in New Zealand rather than in Australia: perhaps the strength of the New Zealand teams and the heavy defeats of all Australian teams on the previous tour influenced this decision. Some commentators thought that this tour hoped to reach out to rugby communities in Australia, as rugby league (infamously) started in Australia in 1908. The Anglo-Welsh side (Irish and Scottish unions did not participate) performed well in all the non-test matches, but drew a test against New Zealand and lost the other two.",
"title": "History"
},
{
"paragraph_id": 18,
"text": "Visits that took place before the 1910 South Africa tour (the first selected by a committee from the four Home Unions) had enjoyed a growing degree of support from the authorities, although only one of these included representatives of all four nations. The 1910 tour to South Africa marked the official beginning of British Isles rugby tours: the inaugural tour operating under all four unions. The team performed moderately against the non-test teams, claiming victories in just over half their matches, and the test series went to South Africa, who won two of the three games. A side managed by Oxford University — supposedly the England rugby team, but actually including three Scottish players — toured Argentina at the time: the people of Argentina termed it the \"Combined British\".",
"title": "History"
},
{
"paragraph_id": 19,
"text": "The next British Isles team tour did not take place until 1924, again in South Africa. The team, led by Ronald Cove-Smith, struggled with injuries and lost three of the four test matches, drawing the other 3–3. In total, 21 games were played, with the touring side winning 9, drawing 3 and losing 9.",
"title": "History"
},
{
"paragraph_id": 20,
"text": "In 1927 a short, nine-game series took place in Argentina, with the British isles winning all nine encounters, and the tour was a financial success for Argentine rugby. The Lions returned to New Zealand in 1930 with some success. The Lions won all of their games that did not have test status except for the matches against Auckland, Wellington and Canterbury, but they lost three of their four test matches against New Zealand, winning the first test 6–3. The side also visited Australia, losing a test but winning five out of the six non-test games.",
"title": "History"
},
{
"paragraph_id": 21,
"text": "In 1936 the British Isles visited Argentina for the third time, winning all ten of their matches and only conceding nine points in the whole tour. Two years later in 1938 the British Isles toured in South Africa, winning more than half of their normal matches. Despite having lost the test series to South Africa by game three, they won the final test. This is when they were named THE LIONS by their then Captain Sam Walker.",
"title": "History"
},
{
"paragraph_id": 22,
"text": "The first post-war tour went to New Zealand and Australia in 1950. The Lions, sporting newly redesigned jerseys and displaying a fresh style of play, managed to win 22 and draw one of 29 matches over the two nations. The Lions won the opening four fixtures before losing to Otago and Southland, but succeeded in holding New Zealand to a 9–9 draw. The Lions performed well in the remaining All Black tests though they lost all three, the team did not lose another non-test in the New Zealand leg of the tour. The Lions won all their games in Australia except for their final fixture against a New South Wales XV in Newcastle. They won both tests against Australia, in Brisbane, Queensland and in Sydney.",
"title": "History"
},
{
"paragraph_id": 23,
"text": "In 1955 the Lions toured South Africa and left with another imposing record, one draw and 19 wins from the 25 fixtures. The four-test series against South Africa, a thrilling affair, ended in a drawn series.",
"title": "History"
},
{
"paragraph_id": 24,
"text": "The 1959 tour to Australia and New Zealand marked once again a very successful tour for the Lions, who only lost six of their 35 fixtures. The Lions easily won both tests against Australia and lost the first three tests against New Zealand, but did find victory (9–6) in the final test.",
"title": "History"
},
{
"paragraph_id": 25,
"text": "After the glittering decade of the 1950s, the first tour of the 1960s proved not nearly as successful as previous ones. The 1962 tour to South Africa saw the Lions still win 16 of their 25 games, but did not fare well against the Springboks, losing three of the four tests. For the 1966 tour to Australia and New Zealand John Robins became the first Lions coach, and the trip started off very well for the Lions, who stormed through Australia, winning five non-tests and drawing one, and defeating Australia in two tests. The Lions experienced mixed results during the New Zealand leg of the tour, as well as losing all of the tests against New Zealand. The Lions also played a test against Canada on their way home, winning 19 to 8 in Toronto. The 1968 tour of South Africa saw the Lions win 15 of their 16 provincial matches, but the team actually lost three tests against the Springboks and drew one.",
"title": "History"
},
{
"paragraph_id": 26,
"text": "The 1970s saw a renaissance for the Lions. The 1971 British Lions tour to New Zealand and Australia, centred around the skilled Welsh half-back pairing of Gareth Edwards and Barry John, secured a series win over New Zealand. The tour started with a loss to Queensland but proceeded to storm through the next provincial fixtures, winning 11 games in a row. The Lions then went on to defeat New Zealand in Dunedin. The Lions only lost one match on the rest of the tour and won the test series against New Zealand, winning and drawing the last two games, to take the series two wins to one.",
"title": "History"
},
{
"paragraph_id": 27,
"text": "The 1974 British Lions tour to South Africa was one of the best-known and most successful Lions teams. Apartheid concerns meant some players declined the tour. Nonetheless, led by the esteemed Irish forward Willie John McBride, the tour went through 22 games unbeaten and triumphed 3–0 (with one drawn) in the test series. The series featured a lot of violence. The management of the Lions concluded that the Springboks dominated their opponents with physical aggression. At that time, test match referees came from the home nation, substitutions took place only if a doctor found a player unable to continue and there were no video cameras or sideline officials to prevent violent play. The Lions decided \"to get their retaliation in first\" with the infamous \"99 call\". The Lions postulated that a South African referee would probably not send off all of the Lions if they all retaliated against \"blatant thuggery\". Famous video footage of the 'battle of Boet Erasmus Stadium' shows JPR Williams running over half of the pitch and launching himself at Van Heerden after such a call.",
"title": "History"
},
{
"paragraph_id": 28,
"text": "The 1977 British Lions tour to New Zealand saw the Lions drop only one non-test out of 21 games, a loss to a Universities side. The team did not win the test series though, winning one game but losing the other three.",
"title": "History"
},
{
"paragraph_id": 29,
"text": "In August 1977 the British Lions made a stopover in Fiji on the way home from their tour of New Zealand. Fiji beat them 25–21 at Buckhurst Park, Suva.",
"title": "History"
},
{
"paragraph_id": 30,
"text": "The Lions toured South Africa in 1980, and completed a flawless non-test record, winning 14 out of 14 matches. The Lions lost the first three tests to South Africa, only winning the last one once the Springboks were guaranteed to win the series.",
"title": "History"
},
{
"paragraph_id": 31,
"text": "The 1983 tour to New Zealand saw the team successful in the non-test games, winning all but two games, but being whitewashed in the test series against New Zealand.",
"title": "History"
},
{
"paragraph_id": 32,
"text": "A tour to South Africa by the Lions was anticipated in 1986, but the invitation for the Lions to tour was never accepted because of controversy surrounding Apartheid and the tour did not go ahead. The Lions did not return to South Africa until 1997, after the Apartheid era. A Lions team was selected in April 1986 for the International Rugby Board centenary match against 'The Rest'. The team was organised by the Four Home Unions Committee and the players were given the status of official British Lions.",
"title": "History"
},
{
"paragraph_id": 33,
"text": "The Lions tour to Australia in 1989 was a shorter affair, being only 12 matches in total. The tour was very successful for the Lions, who won all eight non-test matches and won the test series against Australia, two to one.",
"title": "History"
},
{
"paragraph_id": 34,
"text": "The tour to New Zealand in 1993 was the last of the amateur era. The Lions won six and lost four non-test matches, and lost the test series 2–1. The tour to South Africa in 1997 was a success for the Lions, who completed the tour with only two losses, and won the test series 2–1.",
"title": "History"
},
{
"paragraph_id": 35,
"text": "In 2001, the ten-game tour to Australia saw the Wallabies win the test series 2–1. This series saw the first award of the Tom Richards Trophy. In the Lions' 2005 tour to New Zealand, coached by Clive Woodward, the Lions won seven games against provincial teams, were defeated by the New Zealand Maori team, and suffered heavy defeats in all three tests.",
"title": "History"
},
{
"paragraph_id": 36,
"text": "In 2009, the Lions toured South Africa. There they faced the World Cup winners South Africa, with Ian McGeechan leading a coaching team including Warren Gatland, Shaun Edwards and Rob Howley. The Lions were captained by Irish lock Paul O'Connell. The initial Lions selection consisted of fourteen Irish players, thirteen Welsh, eight English and two Scots in the 37-man squad. In the first Test on 20 June, they lost 26–21, and lost the series in the second 28–25 in a tightly fought game at Loftus Versfeld on 27 June. The Lions won the third Test 28–9 at Ellis Park, and the series finished 2–1 to South Africa.",
"title": "History"
},
{
"paragraph_id": 37,
"text": "During June 2013 the British & Irish Lions toured Australia. Former Scotland and Lions full-back Andy Irvine was appointed as tour manager in 2010. Wales head coach Warren Gatland was the Lions' head coach, and their tour captain was Sam Warburton. The tour started in Hong Kong with a match against the Barbarians before moving on to Australia for the main tour featuring six provincial matches and three tests. The Lions won all but one non-test matches, losing to the Brumbies 14–12 on 18 June. The first test was followed shortly after this, which saw the Lions go 1-up over Australia winning 23–21. Australia did have a chance to take the win in the final moments of the game, but a missed penalty by Kurtley Beale saw the Lions take the win. The Wallabies drew the series in the second test winning 16–15, though the Lions had a chance to steal the win had it not been because of a missed penalty by Leigh Halfpenny. With tour captain Warburton out of the final test due to injury, Alun Wyn Jones took over the captaincy in the final test in Sydney. The final test was won by the Lions in what was a record win, winning 41–16 to earn their first series win since 1997 and their first over Australia since 1989.",
"title": "History"
},
{
"paragraph_id": 38,
"text": "Following his winning tour of Australia in 2013, Warren Gatland was reappointed as Lions Head Coach for the tour to New Zealand in June and July 2017. In April 2016, it was announced that the side would again be captained again by Sam Warburton. The touring schedule included 10 games: an opening game against the Provincial Barbarians, challenge matches against all five of New Zealand's Super Rugby sides, a match against the Māori All Blacks and three tests against New Zealand. The Lions defeated the Provincial Barbarians in the first game of the tour, before being beaten by the Blues three days later. The team recovered to beat the Crusaders but this was followed up with another midweek loss, this time against the Highlanders. The Lions then faced the Māori All Blacks, winning comfortably to restore optimism and followed up with their first midweek victory of the tour against the Chiefs. On 24 June, the Lions, captained by Peter O'Mahony, faced New Zealand in Eden Park in the first Test and were beaten 30–15. This was followed by the final midweek game of the tour, a draw against the Hurricanes. For the second Test, Gatland recalled Warburton to the starting team as captain. In Wellington Regional Stadium, the Lions beat a 14-man New Zealand side 24–21 after Sonny Bill Williams was red-carded at the 24-minute mark after a shoulder charge on Anthony Watson. This tied the series going into the final game, ending the side's 47-game winning run at home. In the final test at Eden Park the following week, the teams were tied at 15 points apiece with 78 minutes gone. Romain Poite signaled a penalty to New Zealand for an offside infringement after Ken Owens received the ball in front of his teammate Liam Williams, giving New Zealand the opportunity to kick for goal and potentially win the series. Poite, however, decided to downgrade the penalty to a free-kick after discussing with assistant referee Jérôme Garcès and Lions captain Sam Warburton. The match finished as a draw and the series was tied.",
"title": "History"
},
{
"paragraph_id": 39,
"text": "Warren Gatland was Lions head coach again for the tour to South Africa in 2021. In December 2019, the Lions' Test venues were announced, but the tour was significantly disrupted by the COVID-19 pandemic, and all the games were played behind closed doors. South Africa won the test series by two games to one. In the deciding third test, Morne Steyn again kicked a late penalty to win the series.",
"title": "History"
},
{
"paragraph_id": 40,
"text": "Overall test series results",
"title": "Overall test match record"
},
{
"paragraph_id": 41,
"text": "The Lions now regularly tour three Southern Hemisphere countries; Australia, South Africa and New Zealand. They also toured Argentina three times before the Second World War. Since 1989 tours have been held every four years. The most recent tour was to South Africa in 2021.",
"title": "Tours"
},
{
"paragraph_id": 42,
"text": "In a break with tradition, the 2005 tour of New Zealand was preceded by a \"home\" fixture against Argentina at the Millennium Stadium in Cardiff on 23 May 2005. It finished in a 25–25 draw. A similar fixture was held against Japan before the 2021 tour of South Africa at Murrayfield, with the Lions winning 28-10.",
"title": "Tours"
},
{
"paragraph_id": 43,
"text": "On tour, games take place against local provinces, clubs or representative sides as well as test matches against the host's national team.",
"title": "Tours"
},
{
"paragraph_id": 44,
"text": "The Lions and their predecessor teams have also played games against other nearby countries on tour. For example, they played Rhodesia in 1910, 1924, 1938, 1955, 1962, 1968 and 1974 during their tours to South Africa. They were also beaten by Fiji on their 1977 tour to New Zealand. In addition, they visited pre-independence Namibia (then South West Africa), in 1955, 1962, 1968 and 1974.",
"title": "Tours"
},
{
"paragraph_id": 45,
"text": "There have also been games in other countries on the way home. These include games in Canada in 1959 and 1966, East Africa (then mostly Kenya, and held in Nairobi), and an unofficial game against Ceylon (future Sri Lanka) in 1950.",
"title": "Tours"
},
{
"paragraph_id": 46,
"text": "The Lions have played a number of other matches against international opposition. With the exception of the matches against Argentina in 2005 and Japan in 2021, which were preparation matches for Lions tours, these matches have been one-offs to mark special occasions.",
"title": "Tours"
},
{
"paragraph_id": 47,
"text": "The Lions played an unofficial international match in 1955 at Cardiff Arms Park against a Welsh XV to mark the 75th anniversary of the Welsh Rugby Union. The Lions won 20–17 but did not include all the big names of the 1955 tour, such as Tony O'Reilly, Jeff Butterfield, Phil Davies, Dickie Jeeps, Bryn Meredith and Jim Greenwood.",
"title": "Tours"
},
{
"paragraph_id": 48,
"text": "In 1977, the Lions played their first official home game, against the Barbarians as a charity fund-raiser held as part of the Queen's silver jubilee celebrations. The Baa-Baas line-up featured JPR Williams, Gerald Davies, Gareth Edwards, Jean-Pierre Rives and Jean-Claude Skrela. The Lions included 13 of the team who played in the fourth test against New Zealand three weeks before and won 23–14.",
"title": "Tours"
},
{
"paragraph_id": 49,
"text": "In 1986, a match was organised against The Rest as a warm-up to the 1986 South Africa tour, and as a celebration to mark the International Rugby Board's centenary. The Lions lost 15–7 and the planned tour was subsequently cancelled.",
"title": "Tours"
},
{
"paragraph_id": 50,
"text": "In 1989, the Lions played against France in Paris. The game formed part of the celebrations of the bi-centennial of the French Revolution. The Lions, captained by Rob Andrew, won 29–27.",
"title": "Tours"
},
{
"paragraph_id": 51,
"text": "In 1990, a Four Home Unions team played against the Rest of Europe in a match to raise money for the rebuilding of Romania following the overthrow of Nicolae Ceaușescu in December 1989. The team used the Lions' logo, while the Rest of Europe played under the symbol of the Romanian Rugby Federation.",
"title": "Tours"
},
{
"paragraph_id": 52,
"text": "Updated 7 August 2021",
"title": "Player records"
},
{
"paragraph_id": 53,
"text": "Updated 31 July 2021",
"title": "Player records"
},
{
"paragraph_id": 54,
"text": "Updated 31 July 2021",
"title": "Player records"
},
{
"paragraph_id": 55,
"text": "a. Names of the Lions in the languages of Britain and Ireland:",
"title": "Notes"
}
] | The British & Irish Lions is a rugby union team selected from players eligible for the national teams of England, Ireland, Scotland, and Wales. The Lions are a test side and most often select players who have already played for their national team, although they can pick uncapped players who are eligible for any of the four unions. The team currently tours every four years, with these rotating between Australia, New Zealand and South Africa in order. The most recent test series, the 2021 series against South Africa, was won 2–1 by South Africa. From 1888 onwards, combined British rugby sides toured the Southern Hemisphere. The first tour was a commercial venture, undertaken without official backing. The six subsequent visits enjoyed a growing degree of support from the authorities, before the 1910 South Africa tour, which was the first tour representative of the four Home Unions. In 1949 the four Home Unions formally created a Tours Committee and for the first time, every player of the 1950 Lions squad had played internationally before the tour. The 1950s tours saw high win rates in provincial games, but the Test series were typically lost or drawn. The series wins in 1971 and 1974 interrupted this pattern. The last tour of the amateur age took place in 1993. The Lions have also played occasional matches in the Northern Hemisphere either as one-off exhibitions or before a Southern Hemisphere tour. | 2001-07-06T17:42:19Z | 2023-11-06T21:08:13Z | [
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] | https://en.wikipedia.org/wiki/British_%26_Irish_Lions |
3,916 | Bass guitar | The bass guitar, electric bass or simply bass (/beɪs/) is the lowest-pitched member of the guitar family. It is a plucked string instrument similar in appearance and construction to an electric or acoustic guitar, but with a longer neck and scale length, and typically four to six (or more) strings or courses. Since the mid-1950s, the bass guitar has largely come to replace the double bass in popular music due to its lighter weight, the use of frets (for more precise intonation) and, most importantly, its design for electric amplification.
The four-string bass guitar is usually tuned the same as the double bass, which corresponds to pitches one octave lower than the four lowest-pitched strings of a guitar (typically E, A, D, and G). It is played primarily with the fingers or thumb, or with a pick. To be heard at normal performance volumes, electric bass guitars require external amplification.
According to the New Grove Dictionary of Music and Musicians, an "Electric bass guitar, usually with four heavy strings tuned E1'–A1'–D2–G2." It also defines bass as "Bass (iv). A contraction of Double bass or Electric bass guitar." According to some authors the proper term is "electric bass". Common names for the instrument are "bass guitar", "electric bass guitar", and "electric bass" and some authors claim that they are historically accurate. A bass guitar whose neck lacks frets is termed a fretless bass.
The scale of a bass is defined as the length of the freely oscillating strings between the nut and the bridge saddles. On a modern 4-string bass guitar, 30" (76 cm) or less is considered short scale, 32" (81 cm) medium scale, 34" (86 cm) standard or long scale and 35" (89 cm) extra-long scale.
Bass pickups are generally attached to the body of the guitar and located beneath the strings. They are responsible for converting the vibrations of the strings into analogous electrical signals, which are in turn passed as input to an instrument amplifier.
Bass guitar strings are composed of a core and winding. The core is a wire which runs through the center of the string and is generally made of steel, nickel, or an alloy. The winding is an additional wire wrapped around the core. Bass guitar strings vary by the material and cross-sectional shape of the winding.
Common variants include roundwound, flatwound, halfwound (groundwound), coated, tapewound and taperwound (not to be confused with tapewound) strings. Roundwound and flatwound strings feature windings with circular and rounded-square cross-sections, respectively, with halfround (also referred to as halfwound, ground wound, pressure wound) strings being a hybrid between the two. Coated strings have their surface coated with a synthetic layer while tapewound strings feature a metal core with a non-metallic winding. Taperwound strings have a tapered end where the exposed core sits on the bridge saddle without windings. The choice of winding has considerable impact on the sound of the instrument, with certain winding styles often being preferred for certain musical genres.
In the 1930s, musician and inventor Paul Tutmarc of Seattle, Washington, developed the first electric bass guitar in its modern form, a fretted instrument designed to be played horizontally. The 1935 sales catalog for Tutmarc's company Audiovox featured his "Model 736 Bass Fiddle", a solid-bodied electric bass guitar with four strings, a 30+1⁄2-inch (775-millimetre) scale length, and a single pickup. Around 100 were made during this period. Audiovox also sold their "Model 236" bass amplifier.
In the 1950s, Leo Fender and George Fullerton developed the first mass-produced electric bass guitar. The Fender Electric Instrument Manufacturing Company began producing the Precision Bass, or P-Bass, in October 1951. The design featured a simple uncontoured "slab" body design and a single coil pickup similar to that of a Telecaster. By 1957 the Precision more closely resembled the Fender Stratocaster with the body edges beveled for comfort, and the pickup was changed to a split coil design.
The Fender Bass was a revolutionary instrument for gigging musicians. In comparison with the large, heavy upright bass, which had been the main bass instrument in popular music from the early 20th century to the 1940s, the bass guitar could be easily transported to shows. When amplified, the bass guitar was also less prone than acoustic basses to unwanted audio feedback. The addition of frets enabled bassists to play in tune more easily than on fretless acoustic or electric upright basses, and allowed guitarists to more easily transition to the instrument.
In 1953, Monk Montgomery became the first bassist to tour with the Fender bass, in Lionel Hampton's postwar big band. Montgomery was also possibly the first to record with the electric bass, on July 2, 1953, with the Art Farmer Septet. Roy Johnson (with Lionel Hampton), and Shifty Henry (with Louis Jordan and His Tympany Five), were other early Fender bass pioneers. Bill Black, who played with Elvis Presley, switched from upright bass to the Fender Precision Bass around 1957. The bass guitar was intended to appeal to guitarists as well as upright bass players, and many early pioneers of the instrument, such as Carol Kaye, Joe Osborn, and Paul McCartney were originally guitarists.
Also in 1953, Gibson released the first short-scale violin-shaped electric bass, the EB-1, with an extendable end pin so a bassist could play it upright or horizontally. In 1958, Gibson released the maple arched-top EB-2 described in the Gibson catalog as a "hollow-body electric bass that features a Bass/Baritone pushbutton for two different tonal characteristics". In 1959, these were followed by the more conventional-looking EB-0 Bass. The EB-0 was very similar to a Gibson SG in appearance (although the earliest examples have a slab-sided body shape closer to that of the double-cutaway Les Paul Special). The Fender and Gibson versions used bolt-on and set necks.
Several other companies also began manufacturing bass guitars during the 1950s. Kay Musical Instrument Company began production of the K162 in 1952, while Danelectro released the Longhorn in 1956. Also in 1956, at the German trade fair "Musikmesse Frankfurt" the distinctive Höfner 500/1 violin-shaped bass first appeared, constructed using violin techniques by Walter Höfner, a second-generation violin luthier. Due to its use by Paul McCartney, it became known as the "Beatle bass". In 1957, Rickenbacker introduced the model 4000, the first bass to feature a neck-through-body design in which the neck is part of the body wood. The Burns London Supersound was introduced in 1958.
With the explosion in popularity of rock music in the 1960s, many more manufacturers began making electric basses, including Yamaha, Teisco and Guyatone. Introduced in 1960, the Fender Jazz Bass, initially known as the "Deluxe Bass", used a body design known as an offset waist which was first seen on the Jazzmaster guitar in an effort to improve comfort while playing seated. The Jazz bass, or J-Bass, features two single-coil pickups.
Providing a more "Gibson-scale" instrument, rather than the 34-inch (864 mm) Jazz and Precision, Fender produced the Mustang Bass, a 30-inch (762 mm) scale-length instrument. The Fender VI, a 6 string bass, was tuned one octave lower than standard guitar tuning. It was released in 1961, and was briefly favored by Jack Bruce of Cream.
Gibson introduced its short-scale 30.5-inch (775 mm) EB-3 in 1961, also used by Bruce. The EB-3 had a "mini-humbucker" at the bridge position. Gibson basses tended to be instruments with a shorter 30.5" scale length than the Precision. Gibson did not produce a 34-inch (864 mm)-scale bass until 1963 with the release of the Thunderbird.
The first commercial fretless bass guitar was the Ampeg AUB-1, introduced in 1966. In the late 1960s, eight-string basses, with four octave paired courses (similar to a 12 string guitar), were introduced, such as the Hagström H8.
In 1972, Alembic established what became known as "boutique" or "high-end" electric bass guitars. These expensive, custom-tailored instruments, as used by Phil Lesh, Jack Casady, and Stanley Clarke, featured unique designs, premium hand-finished wood bodies, and innovative construction techniques such as multi-laminate neck-through-body construction and graphite necks. Alembic also pioneered the use of onboard electronics for pre-amplification and equalization.
Active electronics increase the output of the instrument, and allow more options for controlling tonal flexibility, giving the player the ability to amplify as well as to attenuate certain frequency ranges while improving the overall frequency response (including more low-register and high-register sounds). 1976 saw the UK company Wal begin production of their own range of active basses. In 1974 Music Man Instruments, founded by Tom Walker, Forrest White and Leo Fender, introduced the StingRay, the first widely produced bass with active (powered) electronics built into the instrument. Basses with active electronics can include a preamplifier and knobs for boosting and cutting the low and high frequencies.
In the mid-1970s, five-string basses, with a very low "B" string, were introduced. In 1975, bassist Anthony Jackson commissioned luthier Carl Thompson to build a six-string bass tuned (low to high) B0, E1, A1, D2, G2, C3, adding a low B string and a high C string. | [
{
"paragraph_id": 0,
"text": "The bass guitar, electric bass or simply bass (/beɪs/) is the lowest-pitched member of the guitar family. It is a plucked string instrument similar in appearance and construction to an electric or acoustic guitar, but with a longer neck and scale length, and typically four to six (or more) strings or courses. Since the mid-1950s, the bass guitar has largely come to replace the double bass in popular music due to its lighter weight, the use of frets (for more precise intonation) and, most importantly, its design for electric amplification.",
"title": ""
},
{
"paragraph_id": 1,
"text": "The four-string bass guitar is usually tuned the same as the double bass, which corresponds to pitches one octave lower than the four lowest-pitched strings of a guitar (typically E, A, D, and G). It is played primarily with the fingers or thumb, or with a pick. To be heard at normal performance volumes, electric bass guitars require external amplification.",
"title": ""
},
{
"paragraph_id": 2,
"text": "According to the New Grove Dictionary of Music and Musicians, an \"Electric bass guitar, usually with four heavy strings tuned E1'–A1'–D2–G2.\" It also defines bass as \"Bass (iv). A contraction of Double bass or Electric bass guitar.\" According to some authors the proper term is \"electric bass\". Common names for the instrument are \"bass guitar\", \"electric bass guitar\", and \"electric bass\" and some authors claim that they are historically accurate. A bass guitar whose neck lacks frets is termed a fretless bass.",
"title": "Terminology"
},
{
"paragraph_id": 3,
"text": "The scale of a bass is defined as the length of the freely oscillating strings between the nut and the bridge saddles. On a modern 4-string bass guitar, 30\" (76 cm) or less is considered short scale, 32\" (81 cm) medium scale, 34\" (86 cm) standard or long scale and 35\" (89 cm) extra-long scale.",
"title": "Terminology"
},
{
"paragraph_id": 4,
"text": "Bass pickups are generally attached to the body of the guitar and located beneath the strings. They are responsible for converting the vibrations of the strings into analogous electrical signals, which are in turn passed as input to an instrument amplifier.",
"title": "Terminology"
},
{
"paragraph_id": 5,
"text": "Bass guitar strings are composed of a core and winding. The core is a wire which runs through the center of the string and is generally made of steel, nickel, or an alloy. The winding is an additional wire wrapped around the core. Bass guitar strings vary by the material and cross-sectional shape of the winding.",
"title": "Terminology"
},
{
"paragraph_id": 6,
"text": "Common variants include roundwound, flatwound, halfwound (groundwound), coated, tapewound and taperwound (not to be confused with tapewound) strings. Roundwound and flatwound strings feature windings with circular and rounded-square cross-sections, respectively, with halfround (also referred to as halfwound, ground wound, pressure wound) strings being a hybrid between the two. Coated strings have their surface coated with a synthetic layer while tapewound strings feature a metal core with a non-metallic winding. Taperwound strings have a tapered end where the exposed core sits on the bridge saddle without windings. The choice of winding has considerable impact on the sound of the instrument, with certain winding styles often being preferred for certain musical genres.",
"title": "Terminology"
},
{
"paragraph_id": 7,
"text": "In the 1930s, musician and inventor Paul Tutmarc of Seattle, Washington, developed the first electric bass guitar in its modern form, a fretted instrument designed to be played horizontally. The 1935 sales catalog for Tutmarc's company Audiovox featured his \"Model 736 Bass Fiddle\", a solid-bodied electric bass guitar with four strings, a 30+1⁄2-inch (775-millimetre) scale length, and a single pickup. Around 100 were made during this period. Audiovox also sold their \"Model 236\" bass amplifier.",
"title": "History"
},
{
"paragraph_id": 8,
"text": "In the 1950s, Leo Fender and George Fullerton developed the first mass-produced electric bass guitar. The Fender Electric Instrument Manufacturing Company began producing the Precision Bass, or P-Bass, in October 1951. The design featured a simple uncontoured \"slab\" body design and a single coil pickup similar to that of a Telecaster. By 1957 the Precision more closely resembled the Fender Stratocaster with the body edges beveled for comfort, and the pickup was changed to a split coil design.",
"title": "History"
},
{
"paragraph_id": 9,
"text": "The Fender Bass was a revolutionary instrument for gigging musicians. In comparison with the large, heavy upright bass, which had been the main bass instrument in popular music from the early 20th century to the 1940s, the bass guitar could be easily transported to shows. When amplified, the bass guitar was also less prone than acoustic basses to unwanted audio feedback. The addition of frets enabled bassists to play in tune more easily than on fretless acoustic or electric upright basses, and allowed guitarists to more easily transition to the instrument.",
"title": "History"
},
{
"paragraph_id": 10,
"text": "In 1953, Monk Montgomery became the first bassist to tour with the Fender bass, in Lionel Hampton's postwar big band. Montgomery was also possibly the first to record with the electric bass, on July 2, 1953, with the Art Farmer Septet. Roy Johnson (with Lionel Hampton), and Shifty Henry (with Louis Jordan and His Tympany Five), were other early Fender bass pioneers. Bill Black, who played with Elvis Presley, switched from upright bass to the Fender Precision Bass around 1957. The bass guitar was intended to appeal to guitarists as well as upright bass players, and many early pioneers of the instrument, such as Carol Kaye, Joe Osborn, and Paul McCartney were originally guitarists.",
"title": "History"
},
{
"paragraph_id": 11,
"text": "Also in 1953, Gibson released the first short-scale violin-shaped electric bass, the EB-1, with an extendable end pin so a bassist could play it upright or horizontally. In 1958, Gibson released the maple arched-top EB-2 described in the Gibson catalog as a \"hollow-body electric bass that features a Bass/Baritone pushbutton for two different tonal characteristics\". In 1959, these were followed by the more conventional-looking EB-0 Bass. The EB-0 was very similar to a Gibson SG in appearance (although the earliest examples have a slab-sided body shape closer to that of the double-cutaway Les Paul Special). The Fender and Gibson versions used bolt-on and set necks.",
"title": "History"
},
{
"paragraph_id": 12,
"text": "Several other companies also began manufacturing bass guitars during the 1950s. Kay Musical Instrument Company began production of the K162 in 1952, while Danelectro released the Longhorn in 1956. Also in 1956, at the German trade fair \"Musikmesse Frankfurt\" the distinctive Höfner 500/1 violin-shaped bass first appeared, constructed using violin techniques by Walter Höfner, a second-generation violin luthier. Due to its use by Paul McCartney, it became known as the \"Beatle bass\". In 1957, Rickenbacker introduced the model 4000, the first bass to feature a neck-through-body design in which the neck is part of the body wood. The Burns London Supersound was introduced in 1958.",
"title": "History"
},
{
"paragraph_id": 13,
"text": "With the explosion in popularity of rock music in the 1960s, many more manufacturers began making electric basses, including Yamaha, Teisco and Guyatone. Introduced in 1960, the Fender Jazz Bass, initially known as the \"Deluxe Bass\", used a body design known as an offset waist which was first seen on the Jazzmaster guitar in an effort to improve comfort while playing seated. The Jazz bass, or J-Bass, features two single-coil pickups.",
"title": "History"
},
{
"paragraph_id": 14,
"text": "Providing a more \"Gibson-scale\" instrument, rather than the 34-inch (864 mm) Jazz and Precision, Fender produced the Mustang Bass, a 30-inch (762 mm) scale-length instrument. The Fender VI, a 6 string bass, was tuned one octave lower than standard guitar tuning. It was released in 1961, and was briefly favored by Jack Bruce of Cream.",
"title": "History"
},
{
"paragraph_id": 15,
"text": "Gibson introduced its short-scale 30.5-inch (775 mm) EB-3 in 1961, also used by Bruce. The EB-3 had a \"mini-humbucker\" at the bridge position. Gibson basses tended to be instruments with a shorter 30.5\" scale length than the Precision. Gibson did not produce a 34-inch (864 mm)-scale bass until 1963 with the release of the Thunderbird.",
"title": "History"
},
{
"paragraph_id": 16,
"text": "The first commercial fretless bass guitar was the Ampeg AUB-1, introduced in 1966. In the late 1960s, eight-string basses, with four octave paired courses (similar to a 12 string guitar), were introduced, such as the Hagström H8.",
"title": "History"
},
{
"paragraph_id": 17,
"text": "In 1972, Alembic established what became known as \"boutique\" or \"high-end\" electric bass guitars. These expensive, custom-tailored instruments, as used by Phil Lesh, Jack Casady, and Stanley Clarke, featured unique designs, premium hand-finished wood bodies, and innovative construction techniques such as multi-laminate neck-through-body construction and graphite necks. Alembic also pioneered the use of onboard electronics for pre-amplification and equalization.",
"title": "History"
},
{
"paragraph_id": 18,
"text": "Active electronics increase the output of the instrument, and allow more options for controlling tonal flexibility, giving the player the ability to amplify as well as to attenuate certain frequency ranges while improving the overall frequency response (including more low-register and high-register sounds). 1976 saw the UK company Wal begin production of their own range of active basses. In 1974 Music Man Instruments, founded by Tom Walker, Forrest White and Leo Fender, introduced the StingRay, the first widely produced bass with active (powered) electronics built into the instrument. Basses with active electronics can include a preamplifier and knobs for boosting and cutting the low and high frequencies.",
"title": "History"
},
{
"paragraph_id": 19,
"text": "In the mid-1970s, five-string basses, with a very low \"B\" string, were introduced. In 1975, bassist Anthony Jackson commissioned luthier Carl Thompson to build a six-string bass tuned (low to high) B0, E1, A1, D2, G2, C3, adding a low B string and a high C string.",
"title": "History"
}
] | The bass guitar, electric bass or simply bass is the lowest-pitched member of the guitar family. It is a plucked string instrument similar in appearance and construction to an electric or acoustic guitar, but with a longer neck and scale length, and typically four to six strings or courses. Since the mid-1950s, the bass guitar has largely come to replace the double bass in popular music due to its lighter weight, the use of frets and, most importantly, its design for electric amplification. The four-string bass guitar is usually tuned the same as the double bass, which corresponds to pitches one octave lower than the four lowest-pitched strings of a guitar. It is played primarily with the fingers or thumb, or with a pick. To be heard at normal performance volumes, electric bass guitars require external amplification. | 2001-11-02T05:28:53Z | 2023-12-23T21:36:01Z | [
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3,921 | Basketball | Basketball is a team sport in which two teams, most commonly of five players each, opposing one another on a rectangular court, compete with the primary objective of shooting a basketball (approximately 9.4 inches (24 cm) in diameter) through the defender's hoop (a basket 18 inches (46 cm) in diameter mounted 10 feet (3.048 m) high to a backboard at each end of the court), while preventing the opposing team from shooting through their own hoop. A field goal is worth two points, unless made from behind the three-point line, when it is worth three. After a foul, timed play stops and the player fouled or designated to shoot a technical foul is given one, two or three one-point free throws. The team with the most points at the end of the game wins, but if regulation play expires with the score tied, an additional period of play (overtime) is mandated.
Players advance the ball by bouncing it while walking or running (dribbling) or by passing it to a teammate, both of which require considerable skill. On offense, players may use a variety of shots – the layup, the jump shot, or a dunk; on defense, they may steal the ball from a dribbler, intercept passes, or block shots; either offense or defense may collect a rebound, that is, a missed shot that bounces from rim or backboard. It is a violation to lift or drag one's pivot foot without dribbling the ball, to carry it, or to hold the ball with both hands then resume dribbling.
The five players on each side fall into five playing positions. The tallest player is usually the center, the second-tallest and strongest is the power forward, a slightly shorter but more agile player is the small forward, and the shortest players or the best ball handlers are the shooting guard and the point guard, who implement the coach's game plan by managing the execution of offensive and defensive plays (player positioning). Informally, players may play three-on-three, two-on-two, and one-on-one.
Invented in 1891 by Canadian-American gym teacher James Naismith in Springfield, Massachusetts, in the United States, basketball has evolved to become one of the world's most popular and widely viewed sports. The National Basketball Association (NBA) is the most significant professional basketball league in the world in terms of popularity, salaries, talent, and level of competition (drawing most of its talent from U.S. college basketball). Outside North America, the top clubs from national leagues qualify to continental championships such as the EuroLeague and the Basketball Champions League Americas. The FIBA Basketball World Cup and Men's Olympic Basketball Tournament are the major international events of the sport and attract top national teams from around the world. Each continent hosts regional competitions for national teams, like EuroBasket and FIBA AmeriCup.
The FIBA Women's Basketball World Cup and Women's Olympic Basketball Tournament feature top national teams from continental championships. The main North American league is the WNBA (NCAA Women's Division I Basketball Championship is also popular), whereas the strongest European clubs participate in the EuroLeague Women.
In December 1891, James Naismith, a Canadian-American professor of physical education and instructor at the International Young Men's Christian Association Training School (now Springfield College) in Springfield, Massachusetts, was trying to keep his gym class active on a rainy day. He sought a vigorous indoor game to keep his students occupied and at proper levels of fitness during the long New England winters. After rejecting other ideas as either too rough or poorly suited to walled-in gymnasiums, he invented a new game in which players would pass a ball to teammates and try to score points by tossing the ball into a basket mounted on a wall. Naismith wrote the basic rules and nailed a peach basket onto an elevated track. Naismith initially set up the peach basket with its bottom intact, which meant that the ball had to be retrieved manually after each "basket" or point scored. This quickly proved tedious, so Naismith removed the bottom of the basket to allow the balls to be poked out with a long dowel after each scored basket.
Basketball was originally played with a soccer ball. These round balls from "association football" were made, at the time, with a set of laces to close off the hole needed for inserting the inflatable bladder after the other sewn-together segments of the ball's cover had been flipped outside-in. These laces could cause bounce passes and dribbling to be unpredictable. Eventually a lace-free ball construction method was invented, and this change to the game was endorsed by Naismith (whereas in American football, the lace construction proved to be advantageous for gripping and remains to this day). The first balls made specifically for basketball were brown, and it was only in the late 1950s that Tony Hinkle, searching for a ball that would be more visible to players and spectators alike, introduced the orange ball that is now in common use. Dribbling was not part of the original game except for the "bounce pass" to teammates. Passing the ball was the primary means of ball movement. Dribbling was eventually introduced but limited by the asymmetric shape of early balls. Dribbling was common by 1896, with a rule against the double dribble by 1898.
The peach baskets were used until 1906 when they were finally replaced by metal hoops with backboards. A further change was soon made, so the ball merely passed through. Whenever a person got the ball in the basket, his team would gain a point. Whichever team got the most points won the game. The baskets were originally nailed to the mezzanine balcony of the playing court, but this proved impractical when spectators in the balcony began to interfere with shots. The backboard was introduced to prevent this interference; it had the additional effect of allowing rebound shots. Naismith's handwritten diaries, discovered by his granddaughter in early 2006, indicate that he was nervous about the new game he had invented, which incorporated rules from a children's game called duck on a rock, as many had failed before it.
Frank Mahan, one of the players from the original first game, approached Naismith after the Christmas break, in early 1892, asking him what he intended to call his new game. Naismith replied that he hadn't thought of it because he had been focused on just getting the game started. Mahan suggested that it be called "Naismith ball", at which he laughed, saying that a name like that would kill any game. Mahan then said, "Why not call it basketball?" Naismith replied, "We have a basket and a ball, and it seems to me that would be a good name for it." The first official game was played in the YMCA gymnasium in Albany, New York, on January 20, 1892, with nine players. The game ended at 1–0; the shot was made from 25 feet (7.6 m), on a court just half the size of a present-day Streetball or National Basketball Association (NBA) court.
At the time, soccer was being played with 10 to a team (which was increased to 11). When winter weather got too icy to play soccer, teams were taken indoors, and it was convenient to have them split in half and play basketball with five on each side. By 1897–98, teams of five became standard.
Basketball's early adherents were dispatched to YMCAs throughout the United States, and it quickly spread through the United States and Canada. By 1895, it was well established at several women's high schools. While YMCA was responsible for initially developing and spreading the game, within a decade it discouraged the new sport, as rough play and rowdy crowds began to detract from YMCA's primary mission. However, other amateur sports clubs, colleges, and professional clubs quickly filled the void. In the years before World War I, the Amateur Athletic Union and the Intercollegiate Athletic Association of the United States (forerunner of the NCAA) vied for control over the rules for the game. The first pro league, the National Basketball League, was formed in 1898 to protect players from exploitation and to promote a less rough game. This league only lasted five years.
James Naismith was instrumental in establishing college basketball. His colleague C. O. Beamis fielded the first college basketball team just a year after the Springfield YMCA game at the suburban Pittsburgh Geneva College. Naismith himself later coached at the University of Kansas for six years, before handing the reins to renowned coach Forrest "Phog" Allen. Naismith's disciple Amos Alonzo Stagg brought basketball to the University of Chicago, while Adolph Rupp, a student of Naismith's at Kansas, enjoyed great success as coach at the University of Kentucky. On February 9, 1895, the first intercollegiate 5-on-5 game was played at Hamline University between Hamline and the School of Agriculture, which was affiliated with the University of Minnesota. The School of Agriculture won in a 9–3 game.
In 1901, colleges, including the University of Chicago, Columbia University, Cornell University, Dartmouth College, the University of Minnesota, the U.S. Naval Academy, the University of Colorado and Yale University began sponsoring men's games. In 1905, frequent injuries on the football field prompted President Theodore Roosevelt to suggest that colleges form a governing body, resulting in the creation of the Intercollegiate Athletic Association of the United States (IAAUS). In 1910, that body changed its name to the National Collegiate Athletic Association (NCAA). The first Canadian interuniversity basketball game was played at YMCA in Kingston, Ontario on February 6, 1904, when McGill University – Naismith's alma mater – visited Queen's University. McGill won 9–7 in overtime; the score was 7–7 at the end of regulation play, and a ten-minute overtime period settled the outcome. A good turnout of spectators watched the game.
The first men's national championship tournament, the National Association of Intercollegiate Basketball tournament, which still exists as the National Association of Intercollegiate Athletics (NAIA) tournament, was organized in 1937. The first national championship for NCAA teams, the National Invitation Tournament (NIT) in New York, was organized in 1938; the NCAA national tournament began one year later. College basketball was rocked by gambling scandals from 1948 to 1951, when dozens of players from top teams were implicated in match fixing and point shaving. Partially spurred by an association with cheating, the NIT lost support to the NCAA tournament.
Before widespread school district consolidation, most American high schools were far smaller than their present-day counterparts. During the first decades of the 20th century, basketball quickly became the ideal interscholastic sport due to its modest equipment and personnel requirements. In the days before widespread television coverage of professional and college sports, the popularity of high school basketball was unrivaled in many parts of America. Perhaps the most legendary of high school teams was Indiana's Franklin Wonder Five, which took the nation by storm during the 1920s, dominating Indiana basketball and earning national recognition.
Today virtually every high school in the United States fields a basketball team in varsity competition. Basketball's popularity remains high, both in rural areas where they carry the identification of the entire community, as well as at some larger schools known for their basketball teams where many players go on to participate at higher levels of competition after graduation. In the 2016–17 season, 980,673 boys and girls represented their schools in interscholastic basketball competition, according to the National Federation of State High School Associations. The states of Illinois, Indiana and Kentucky are particularly well known for their residents' devotion to high school basketball, commonly called Hoosier Hysteria in Indiana; the critically acclaimed film Hoosiers shows high school basketball's depth of meaning to these communities.
There is currently no tournament to determine a national high school champion. The most serious effort was the National Interscholastic Basketball Tournament at the University of Chicago from 1917 to 1930. The event was organized by Amos Alonzo Stagg and sent invitations to state champion teams. The tournament started out as a mostly Midwest affair but grew. In 1929 it had 29 state champions. Faced with opposition from the National Federation of State High School Associations and North Central Association of Colleges and Schools that bore a threat of the schools losing their accreditation the last tournament was in 1930. The organizations said they were concerned that the tournament was being used to recruit professional players from the prep ranks. The tournament did not invite minority schools or private/parochial schools.
The National Catholic Interscholastic Basketball Tournament ran from 1924 to 1941 at Loyola University. The National Catholic Invitational Basketball Tournament from 1954 to 1978 played at a series of venues, including Catholic University, Georgetown and George Mason. The National Interscholastic Basketball Tournament for Black High Schools was held from 1929 to 1942 at Hampton Institute. The National Invitational Interscholastic Basketball Tournament was held from 1941 to 1967 starting out at Tuskegee Institute. Following a pause during World War II it resumed at Tennessee State College in Nashville. The basis for the champion dwindled after 1954 when Brown v. Board of Education began an integration of schools. The last tournaments were held at Alabama State College from 1964 to 1967.
Teams abounded throughout the 1920s. There were hundreds of men's professional basketball teams in towns and cities all over the United States, and little organization of the professional game. Players jumped from team to team and teams played in armories and smoky dance halls. Leagues came and went. Barnstorming squads such as the Original Celtics and two all-African American teams, the New York Renaissance Five ("Rens") and the (still existing) Harlem Globetrotters played up to two hundred games a year on their national tours.
In 1946, the Basketball Association of America (BAA) was formed. The first game was played in Toronto, Ontario, Canada between the Toronto Huskies and New York Knickerbockers on November 1, 1946. Three seasons later, in 1949, the BAA merged with the National Basketball League (NBL) to form the National Basketball Association (NBA). By the 1950s, basketball had become a major college sport, thus paving the way for a growth of interest in professional basketball. In 1959, a basketball hall of fame was founded in Springfield, Massachusetts, site of the first game. Its rosters include the names of great players, coaches, referees and people who have contributed significantly to the development of the game. The hall of fame has people who have accomplished many goals in their career in basketball. An upstart organization, the American Basketball Association, emerged in 1967 and briefly threatened the NBA's dominance until the ABA-NBA merger in 1976. Today the NBA is the top professional basketball league in the world in terms of popularity, salaries, talent, and level of competition.
The NBA has featured many famous players, including George Mikan, the first dominating "big man"; ball-handling wizard Bob Cousy and defensive genius Bill Russell of the Boston Celtics; charismatic center Wilt Chamberlain, who originally played for the barnstorming Harlem Globetrotters; all-around stars Oscar Robertson and Jerry West; more recent big men Kareem Abdul-Jabbar, Shaquille O'Neal, Hakeem Olajuwon and Karl Malone; playmakers John Stockton, Isiah Thomas and Steve Nash; crowd-pleasing forwards Julius Erving and Charles Barkley; European stars Dirk Nowitzki, Pau Gasol and Tony Parker; Latin American stars Manu Ginobili, more recent superstars, Allen Iverson, Kobe Bryant, Tim Duncan, LeBron James, Stephen Curry, Giannis Antetokounmpo, etc.; and the three players who many credit with ushering the professional game to its highest level of popularity during the 1980s and 1990s: Larry Bird, Earvin "Magic" Johnson, and Michael Jordan.
In 2001, the NBA formed a developmental league, the National Basketball Development League (later known as the NBA D-League and then the NBA G League after a branding deal with Gatorade). As of the 2021–22 season, the G League has 30 teams.
FIBA (International Basketball Federation) was formed in 1932 by eight founding nations: Argentina, Czechoslovakia, Greece, Italy, Latvia, Portugal, Romania and Switzerland. At this time, the organization only oversaw amateur players. Its acronym, derived from the French Fédération Internationale de Basket-ball Amateur, was thus "FIBA". Men's basketball was first included at the Berlin 1936 Summer Olympics, although a demonstration tournament was held in 1904. The United States defeated Canada in the first final, played outdoors. This competition has usually been dominated by the United States, whose team has won all but three titles. The first of these came in a controversial final game in Munich in 1972 against the Soviet Union, in which the ending of the game was replayed three times until the Soviet Union finally came out on top. In 1950 the first FIBA World Championship for men, now known as the FIBA Basketball World Cup, was held in Argentina. Three years later, the first FIBA World Championship for women, now known as the FIBA Women's Basketball World Cup, was held in Chile. Women's basketball was added to the Olympics in 1976, which were held in Montreal, Quebec, Canada with teams such as the Soviet Union, Brazil and Australia rivaling the American squads.
In 1989, FIBA allowed professional NBA players to participate in the Olympics for the first time. Prior to the 1992 Summer Olympics, only European and South American teams were allowed to field professionals in the Olympics. The United States' dominance continued with the introduction of the original Dream Team. In the 2004 Athens Olympics, the United States suffered its first Olympic loss while using professional players, falling to Puerto Rico (in a 19-point loss) and Lithuania in group games, and being eliminated in the semifinals by Argentina. It eventually won the bronze medal defeating Lithuania, finishing behind Argentina and Italy. The Redeem Team, won gold at the 2008 Olympics, and the B-Team, won gold at the 2010 FIBA World Championship in Turkey despite featuring no players from the 2008 squad. The United States continued its dominance as they won gold at the 2012 Olympics, 2014 FIBA World Cup and the 2016 Olympics.
Worldwide, basketball tournaments are held for boys and girls of all age levels. The global popularity of the sport is reflected in the nationalities represented in the NBA. Players from all six inhabited continents currently play in the NBA. Top international players began coming into the NBA in the mid-1990s, including Croatians Dražen Petrović and Toni Kukoč, Serbian Vlade Divac, Lithuanians Arvydas Sabonis and Šarūnas Marčiulionis, Dutchman Rik Smits and German Detlef Schrempf.
In the Philippines, the Philippine Basketball Association's first game was played on April 9, 1975, at the Araneta Coliseum in Cubao, Quezon City, Philippines. It was founded as a "rebellion" of several teams from the now-defunct Manila Industrial and Commercial Athletic Association, which was tightly controlled by the Basketball Association of the Philippines (now defunct), the then-FIBA recognized national association. Nine teams from the MICAA participated in the league's first season that opened on April 9, 1975. The NBL is Australia's pre-eminent men's professional basketball league. The league commenced in 1979, playing a winter season (April–September) and did so until the completion of the 20th season in 1998. The 1998–99 season, which commenced only months later, was the first season after the shift to the current summer season format (October–April). This shift was an attempt to avoid competing directly against Australia's various football codes. It features 8 teams from around Australia and one in New Zealand. A few players including Luc Longley, Andrew Gaze, Shane Heal, Chris Anstey and Andrew Bogut made it big internationally, becoming poster figures for the sport in Australia. The Women's National Basketball League began in 1981.
Women's basketball began in 1892 at Smith College when Senda Berenson, a physical education teacher, modified Naismith's rules for women. Shortly after she was hired at Smith, she went to Naismith to learn more about the game. Fascinated by the new sport and the values it could teach, she organized the first women's collegiate basketball game on March 21, 1893, when her Smith freshmen and sophomores played against one another. However, the first women's interinstitutional game was played in 1892 between the University of California and Miss Head's School. Berenson's rules were first published in 1899, and two years later she became the editor of A. G. Spalding's first Women's Basketball Guide. Berenson's freshmen played the sophomore class in the first women's intercollegiate basketball game at Smith College, March 21, 1893. The same year, Mount Holyoke and Sophie Newcomb College (coached by Clara Gregory Baer) women began playing basketball. By 1895, the game had spread to colleges across the country, including Wellesley, Vassar, and Bryn Mawr. The first intercollegiate women's game was on April 4, 1896. Stanford women played Berkeley, 9-on-9, ending in a 2–1 Stanford victory.
Women's basketball development was more structured than that for men in the early years. In 1905, the executive committee on Basket Ball Rules (National Women's Basketball Committee) was created by the American Physical Education Association. These rules called for six to nine players per team and 11 officials. The International Women's Sports Federation (1924) included a women's basketball competition. 37 women's high school varsity basketball or state tournaments were held by 1925. And in 1926, the Amateur Athletic Union backed the first national women's basketball championship, complete with men's rules. The Edmonton Grads, a touring Canadian women's team based in Edmonton, Alberta, operated between 1915 and 1940. The Grads toured all over North America, and were exceptionally successful. They posted a record of 522 wins and only 20 losses over that span, as they met any team that wanted to challenge them, funding their tours from gate receipts. The Grads also shone on several exhibition trips to Europe, and won four consecutive exhibition Olympics tournaments, in 1924, 1928, 1932, and 1936; however, women's basketball was not an official Olympic sport until 1976. The Grads' players were unpaid, and had to remain single. The Grads' style focused on team play, without overly emphasizing skills of individual players. The first women's AAU All-America team was chosen in 1929. Women's industrial leagues sprang up throughout the United States, producing famous athletes, including Babe Didrikson of the Golden Cyclones, and the All American Red Heads Team, which competed against men's teams, using men's rules. By 1938, the women's national championship changed from a three-court game to two-court game with six players per team.
The NBA-backed Women's National Basketball Association (WNBA) began in 1997. Though it had shaky attendance figures, several marquee players (Lisa Leslie, Diana Taurasi, and Candace Parker among others) have helped the league's popularity and level of competition. Other professional women's basketball leagues in the United States, such as the American Basketball League (1996–98), have folded in part because of the popularity of the WNBA. The WNBA has been looked at by many as a niche league. However, the league has recently taken steps forward. In June 2007, the WNBA signed a contract extension with ESPN. The new television deal ran from 2009 to 2016. Along with this deal, came the first-ever rights fees to be paid to a women's professional sports league. Over the eight years of the contract, "millions and millions of dollars" were "dispersed to the league's teams." In a March 12, 2009, article, NBA commissioner David Stern said that in the bad economy, "the NBA is far less profitable than the WNBA. We're losing a lot of money among a large number of teams. We're budgeting the WNBA to break even this year."
Measurements and time limits discussed in this section often vary among tournaments and organizations; international and NBA rules are used in this section.
The object of the game is to outscore one's opponents by throwing the ball through the opponents' basket from above while preventing the opponents from doing so on their own. An attempt to score in this way is called a shot. A successful shot is worth two points, or three points if it is taken from beyond the three-point arc 6.75 metres (22 ft 2 in) from the basket in international games and 23 feet 9 inches (7.24 m) in NBA games. A one-point shot can be earned when shooting from the foul line after a foul is made. After a team has scored from a field goal or free throw, play is resumed with a throw-in awarded to the non-scoring team taken from a point beyond the endline of the court where the points were scored.
Games are played in four quarters of 10 (FIBA) or 12 minutes (NBA). College men's games use two 20-minute halves, college women's games use 10-minute quarters, and most United States high school varsity games use 8-minute quarters; however, this varies from state to state. 15 minutes are allowed for a half-time break under FIBA, NBA, and NCAA rules and 10 minutes in United States high schools. Overtime periods are five minutes in length except for high school, which is four minutes in length. Teams exchange baskets for the second half. The time allowed is actual playing time; the clock is stopped while the play is not active. Therefore, games generally take much longer to complete than the allotted game time, typically about two hours.
Five players from each team may be on the court at one time. Substitutions are unlimited but can only be done when play is stopped. Teams also have a coach, who oversees the development and strategies of the team, and other team personnel such as assistant coaches, managers, statisticians, doctors and trainers.
For both men's and women's teams, a standard uniform consists of a pair of shorts and a jersey with a clearly visible number, unique within the team, printed on both the front and back. Players wear high-top sneakers that provide extra ankle support. Typically, team names, players' names and, outside of North America, sponsors are printed on the uniforms.
A limited number of time-outs, clock stoppages requested by a coach (or sometimes mandated in the NBA) for a short meeting with the players, are allowed. They generally last no longer than one minute (100 seconds in the NBA) unless, for televised games, a commercial break is needed.
The game is controlled by the officials consisting of the referee (referred to as crew chief in the NBA), one or two umpires (referred to as referees in the NBA) and the table officials. For college, the NBA, and many high schools, there are a total of three referees on the court. The table officials are responsible for keeping track of each team's scoring, timekeeping, individual and team fouls, player substitutions, team possession arrow, and the shot clock.
The only essential equipment in a basketball game is the ball and the court: a flat, rectangular surface with baskets at opposite ends. Competitive levels require the use of more equipment such as clocks, score sheets, scoreboards, alternating possession arrows, and whistle-operated stop-clock systems.
A regulation basketball court in international games is 28 meters (92 feet) long and 15 meters (49 feet) wide. In the NBA and NCAA the court is 94 by 50 feet (29 by 15 meters). Most courts have wood flooring, usually constructed from maple planks running in the same direction as the longer court dimension. The name and logo of the home team is usually painted on or around the center circle.
The basket is a steel rim 18 inches (46 cm) diameter with an attached net affixed to a backboard that measures 6 by 3.5 feet (1.8 by 1.1 meters) and one basket is at each end of the court. The white outlined box on the backboard is 18 inches (46 cm) high and 2 feet (61 cm) wide. At almost all levels of competition, the top of the rim is exactly 10 feet (3.05 meters) above the court and 4 feet (1.22 meters) inside the baseline. While variation is possible in the dimensions of the court and backboard, it is considered important for the basket to be of the correct height – a rim that is off by just a few inches can have an adverse effect on shooting. The net must "check the ball momentarily as it passes through the basket" to aid the visual confirmation that the ball went through. The act of checking the ball has the further advantage of slowing down the ball so the rebound doesn't go as far.
The size of the basketball is also regulated. For men, the official ball is 29.5 inches (75 cm) in circumference (size 7, or a "295 ball") and weighs 22 oz (620 g). If women are playing, the official basketball size is 28.5 inches (72 cm) in circumference (size 6, or a "285 ball") with a weight of 20 oz (570 g). In 3x3, a formalized version of the halfcourt 3-on-3 game, a dedicated ball with the circumference of a size 6 ball but the weight of a size 7 ball is used in all competitions (men's, women's, and mixed teams).
The ball may be advanced toward the basket by being shot, passed between players, thrown, tapped, rolled or dribbled (bouncing the ball while running).
The ball must stay within the court; the last team to touch the ball before it travels out of bounds forfeits possession. The ball is out of bounds if it touches a boundary line, or touches any player or object that is out of bounds.
There are limits placed on the steps a player may take without dribbling, which commonly results in an infraction known as traveling. Nor may a player stop their dribble and then resume dribbling. A dribble that touches both hands is considered stopping the dribble, giving this infraction the name double dribble. Within a dribble, the player cannot carry the ball by placing their hand on the bottom of the ball; doing so is known as carrying the ball. A team, once having established ball control in the front half of their court, may not return the ball to the backcourt and be the first to touch it. A violation of these rules results in loss of possession.
The ball may not be kicked, nor be struck with the fist. For the offense, a violation of these rules results in loss of possession; for the defense, most leagues reset the shot clock and the offensive team is given possession of the ball out of bounds.
There are limits imposed on the time taken before progressing the ball past halfway (8 seconds in FIBA and the NBA; 10 seconds in NCAA and high school for both sexes), before attempting a shot (24 seconds in FIBA, the NBA, and U Sports (Canadian universities) play for both sexes, and 30 seconds in NCAA play for both sexes), holding the ball while closely guarded (5 seconds), and remaining in the restricted area known as the free-throw lane, (or the "key") (3 seconds). These rules are designed to promote more offense.
There are also limits on how players may block an opponent's field goal attempt or help a teammate's field goal attempt. Goaltending is a defender's touching of a ball that is on a downward flight toward the basket, while the related violation of basket interference is the touching of a ball that is on the rim or above the basket, or by a player reaching through the basket from below. Goaltending and basket interference committed by a defender result in awarding the basket to the offense, while basket interference committed by an offensive player results in cancelling the basket if one is scored. The defense gains possession in all cases of goaltending or basket interference.
An attempt to unfairly disadvantage an opponent through certain types of physical contact is illegal and is called a personal foul. These are most commonly committed by defensive players; however, they can be committed by offensive players as well. Players who are fouled either receive the ball to pass inbounds again, or receive one or more free throws if they are fouled in the act of shooting, depending on whether the shot was successful. One point is awarded for making a free throw, which is attempted from a line 15 feet (4.6 m) from the basket.
The referee is responsible for judging whether contact is illegal, sometimes resulting in controversy. The calling of fouls can vary between games, leagues and referees.
There is a second category of fouls called technical fouls, which may be charged for various rules violations including failure to properly record a player in the scorebook, or for unsportsmanlike conduct. These infractions result in one or two free throws, which may be taken by any of the five players on the court at the time. Repeated incidents can result in disqualification. A blatant foul involving physical contact that is either excessive or unnecessary is called an intentional foul (flagrant foul in the NBA). In FIBA and NCAA women's basketball, a foul resulting in ejection is called a disqualifying foul, while in leagues other than the NBA, such a foul is referred to as flagrant.
If a team exceeds a certain limit of team fouls in a given period (quarter or half) – four for NBA, NCAA women's, and international games – the opposing team is awarded one or two free throws on all subsequent non-shooting fouls for that period, the number depending on the league. In the US college men's game and high school games for both sexes, if a team reaches 7 fouls in a half, the opposing team is awarded one free throw, along with a second shot if the first is made. This is called shooting "one-and-one". If a team exceeds 10 fouls in the half, the opposing team is awarded two free throws on all subsequent fouls for the half.
When a team shoots foul shots, the opponents may not interfere with the shooter, nor may they try to regain possession until the last or potentially last free throw is in the air.
After a team has committed a specified number of fouls, the other team is said to be "in the bonus". On scoreboards, this is usually signified with an indicator light reading "Bonus" or "Penalty" with an illuminated directional arrow or dot indicating that team is to receive free throws when fouled by the opposing team. (Some scoreboards also indicate the number of fouls committed.)
If a team misses the first shot of a two-shot situation, the opposing team must wait for the completion of the second shot before attempting to reclaim possession of the ball and continuing play.
If a player is fouled while attempting a shot and the shot is unsuccessful, the player is awarded a number of free throws equal to the value of the attempted shot. A player fouled while attempting a regular two-point shot thus receives two shots, and a player fouled while attempting a three-point shot receives three shots.
If a player is fouled while attempting a shot and the shot is successful, typically the player will be awarded one additional free throw for one point. In combination with a regular shot, this is called a "three-point play" or "four-point play" (or more colloquially, an "and one") because of the basket made at the time of the foul (2 or 3 points) and the additional free throw (1 point).
Although the rules do not specify any positions whatsoever, they have evolved as part of basketball. During the early years of basketball's evolution, two guards, two forwards, and one center were used. In more recent times specific positions evolved, but the current trend, advocated by many top coaches including Mike Krzyzewski, is towards positionless basketball, where big players are free to shoot from outside and dribble if their skill allows it. Popular descriptions of positions include:
Point guard (often called the "1") : usually the fastest player on the team, organizes the team's offense by controlling the ball and making sure that it gets to the right player at the right time.
Shooting guard (the "2") : creates a high volume of shots on offense, mainly long-ranged; and guards the opponent's best perimeter player on defense.
Small forward (the "3") : often primarily responsible for scoring points via cuts to the basket and dribble penetration; on defense seeks rebounds and steals, but sometimes plays more actively.
Power forward (the "4"): plays offensively often with their back to the basket; on defense, plays under the basket (in a zone defense) or against the opposing power forward (in man-to-man defense).
Center (the "5"): uses height and size to score (on offense), to protect the basket closely (on defense), or to rebound.
The above descriptions are flexible. For most teams today, the shooting guard and small forward have very similar responsibilities and are often called the wings, as do the power forward and center, who are often called post players. While most teams describe two players as guards, two as forwards, and one as a center, on some occasions teams choose to call them by different designations.
There are two main defensive strategies: zone defense and man-to-man defense. In a zone defense, each player is assigned to guard a specific area of the court. Zone defenses often allow the defense to double team the ball, a manoeuver known as a trap. In a man-to-man defense, each defensive player guards a specific opponent.
Offensive plays are more varied, normally involving planned passes and movement by players without the ball. A quick movement by an offensive player without the ball to gain an advantageous position is known as a cut. A legal attempt by an offensive player to stop an opponent from guarding a teammate, by standing in the defender's way such that the teammate cuts next to him, is a screen or pick. The two plays are combined in the pick and roll, in which a player sets a pick and then "rolls" away from the pick towards the basket. Screens and cuts are very important in offensive plays; these allow the quick passes and teamwork, which can lead to a successful basket. Teams almost always have several offensive plays planned to ensure their movement is not predictable. On court, the point guard is usually responsible for indicating which play will occur.
Shooting is the act of attempting to score points by throwing the ball through the basket, methods varying with players and situations.
Typically, a player faces the basket with both feet facing the basket. A player will rest the ball on the fingertips of the dominant hand (the shooting arm) slightly above the head, with the other hand supporting the side of the ball. The ball is usually shot by jumping (though not always) and extending the shooting arm. The shooting arm, fully extended with the wrist fully bent, is held stationary for a moment following the release of the ball, known as a follow-through. Players often try to put a steady backspin on the ball to absorb its impact with the rim. The ideal trajectory of the shot is somewhat controversial, but generally a proper arc is recommended. Players may shoot directly into the basket or may use the backboard to redirect the ball into the basket.
The two most common shots that use the above described setup are the set shot and the jump shot. Both are preceded by a crouching action which preloads the muscles and increases the power of the shot. In a set shot, the shooter straightens up and throws from a standing position with neither foot leaving the floor; this is typically used for free throws. For a jump shot, the throw is taken in mid-air with the ball being released near the top of the jump. This provides much greater power and range, and it also allows the player to elevate over the defender. Failure to release the ball before the feet return to the floor is considered a traveling violation.
Another common shot is called the layup. This shot requires the player to be in motion toward the basket, and to "lay" the ball "up" and into the basket, typically off the backboard (the backboard-free, underhand version is called a finger roll). The most crowd-pleasing and typically highest-percentage accuracy shot is the slam dunk, in which the player jumps very high and throws the ball downward, through the basket while touching it.
Another shot that is less common than the layup, is the "circus shot". The circus shot is a low-percentage shot that is flipped, heaved, scooped, or flung toward the hoop while the shooter is off-balance, airborne, falling down or facing away from the basket. A back-shot is a shot taken when the player is facing away from the basket, and may be shot with the dominant hand, or both; but there is a very low chance that the shot will be successful.
A shot that misses both the rim and the backboard completely is referred to as an air ball. A particularly bad shot, or one that only hits the backboard, is jocularly called a brick. The hang time is the length of time a player stays in the air after jumping, either to make a slam dunk, layup or jump shot.
The objective of rebounding is to successfully gain possession of the basketball after a missed field goal or free throw, as it rebounds from the hoop or backboard. This plays a major role in the game, as most possessions end when a team misses a shot. There are two categories of rebounds: offensive rebounds, in which the ball is recovered by the offensive side and does not change possession, and defensive rebounds, in which the defending team gains possession of the loose ball. The majority of rebounds are defensive, as the team on defense tends to be in better position to recover missed shots; for example, about 75% of rebounds in the NBA are defensive.
A pass is a method of moving the ball between players. Most passes are accompanied by a step forward to increase power and are followed through with the hands to ensure accuracy.
A staple pass is the chest pass. The ball is passed directly from the passer's chest to the receiver's chest. A proper chest pass involves an outward snap of the thumbs to add velocity and leaves the defence little time to react.
Another type of pass is the bounce pass. Here, the passer bounces the ball crisply about two-thirds of the way from his own chest to the receiver. The ball strikes the court and bounces up toward the receiver. The bounce pass takes longer to complete than the chest pass, but it is also harder for the opposing team to intercept (kicking the ball deliberately is a violation). Thus, players often use the bounce pass in crowded moments, or to pass around a defender.
The overhead pass is used to pass the ball over a defender. The ball is released while over the passer's head.
The outlet pass occurs after a team gets a defensive rebound. The next pass after the rebound is the outlet pass.
The crucial aspect of any good pass is it being difficult to intercept. Good passers can pass the ball with great accuracy and they know exactly where each of their other teammates prefers to receive the ball. A special way of doing this is passing the ball without looking at the receiving teammate. This is called a no-look pass.
Another advanced style of passing is the behind-the-back pass, which, as the description implies, involves throwing the ball behind the passer's back to a teammate. Although some players can perform such a pass effectively, many coaches discourage no-look or behind-the-back passes, believing them to be difficult to control and more likely to result in turnovers or violations.
Dribbling is the act of bouncing the ball continuously with one hand and is a requirement for a player to take steps with the ball. To dribble, a player pushes the ball down towards the ground with the fingertips rather than patting it; this ensures greater control.
When dribbling past an opponent, the dribbler should dribble with the hand farthest from the opponent, making it more difficult for the defensive player to get to the ball. It is therefore important for a player to be able to dribble competently with both hands.
Good dribblers (or "ball handlers") tend to keep their dribbling hand low to the ground, reducing the distance of travel of the ball from the floor to the hand, making it more difficult for the defender to "steal" the ball. Good ball handlers frequently dribble behind their backs, between their legs, and switch directions suddenly, making a less predictable dribbling pattern that is more difficult to defend against. This is called a crossover, which is the most effective way to move past defenders while dribbling.
A skilled player can dribble without watching the ball, using the dribbling motion or peripheral vision to keep track of the ball's location. By not having to focus on the ball, a player can look for teammates or scoring opportunities, as well as avoid the danger of having someone steal the ball away from him/her.
A block is performed when, after a shot is attempted, a defender succeeds in altering the shot by touching the ball. In almost all variants of play, it is illegal to touch the ball after it is in the downward path of its arc; this is known as goaltending. It is also illegal under NBA and Men's NCAA basketball to block a shot after it has touched the backboard, or when any part of the ball is directly above the rim. Under international rules it is illegal to block a shot that is in the downward path of its arc or one that has touched the backboard until the ball has hit the rim. After the ball hits the rim, it is again legal to touch it even though it is no longer considered as a block performed.
To block a shot, a player has to be able to reach a point higher than where the shot is released. Thus, height can be an advantage in blocking. Players who are taller and playing the power forward or center positions generally record more blocks than players who are shorter and playing the guard positions. However, with good timing and a sufficiently high vertical leap, even shorter players can be effective shot blockers.
At the professional level, most male players are above 6 feet 3 inches (1.91 m) and most women above 5 feet 7 inches (1.70 m). Guards, for whom physical coordination and ball-handling skills are crucial, tend to be the smallest players. Almost all forwards in the top men's pro leagues are 6 feet 6 inches (1.98 m) or taller. Most centers are over 6 feet 10 inches (2.08 m) tall. According to a survey given to all NBA teams, the average height of all NBA players is just under 6 feet 7 inches (2.01 m), with the average weight being close to 222 pounds (101 kg). The tallest players ever in the NBA were Manute Bol and Gheorghe Mureșan, who were both 7 feet 7 inches (2.31 m) tall. At 7 feet 2 inches (2.18 m), Margo Dydek was the tallest player in the history of the WNBA.
The shortest player ever to play in the NBA is Muggsy Bogues at 5 feet 3 inches (1.60 m). Other average-height or relatively short players have thrived at the pro level, including Anthony "Spud" Webb, who was 5 feet 7 inches (1.70 m) tall, but had a 42-inch (1.1 m) vertical leap, giving him significant height when jumping, and Temeka Johnson, who won the WNBA Rookie of the Year Award and a championship with the Phoenix Mercury while standing only 5 feet 3 inches (1.60 m). While shorter players are often at a disadvantage in certain aspects of the game, their ability to navigate quickly through crowded areas of the court and steal the ball by reaching low are strengths.
Players regularly inflate their height in high school or college. Many prospects exaggerate their height while in high school or college to make themselves more appealing to coaches and scouts, who prefer taller players. Charles Barkley stated; "I've been measured at 6–5, 6-4+3⁄4. But I started in college at 6–6." Sam Smith, a former writer from the Chicago Tribune, said: "We sort of know the heights, because after camp, the sheet comes out. But you use that height, and the player gets mad. And then you hear from his agent. Or you file your story with the right height, and the copy desk changes it because they have the 'official' N.B.A. media guide, which is wrong. So you sort of go along with the joke."
Since the 2019-20 NBA season heights of NBA players are recorded definitively by measuring players with their shoes off.
Variations of basketball are activities based on the game of basketball, using common basketball skills and equipment (primarily the ball and basket). Some variations only have superficial rule changes, while others are distinct games with varying degrees of influence from basketball. Other variations include children's games, contests or activities meant to help players reinforce skills.
An earlier version of basketball, played primarily by women and girls, was six-on-six basketball. Horseball is a game played on horseback where a ball is handled and points are scored by shooting it through a high net (approximately 1.5m×1.5m). The sport is like a combination of polo, rugby, and basketball. There is even a form played on donkeys known as Donkey basketball, which has attracted criticism from animal rights groups.
Perhaps the single most common variation of basketball is the half-court game, played in informal settings without referees or strict rules. Only one basket is used, and the ball must be "taken back" or "cleared" – passed or dribbled outside the three-point line each time possession of the ball changes from one team to the other. Half-court games require less cardiovascular stamina, since players need not run back and forth a full court. Half-court raises the number of players that can use a court or, conversely, can be played if there is an insufficient number to form full 5-on-5 teams.
Half-court basketball is usually played 1-on-1, 2-on-2 or 3-on-3. The latter variation is gradually gaining official recognition as 3x3, originally known as FIBA 33. It was first tested at the 2007 Asian Indoor Games in Macau and the first official tournaments were held at the 2009 Asian Youth Games and the 2010 Youth Olympics, both in Singapore. The first FIBA 3x3 Youth World Championships were held in Rimini, Italy in 2011, with the first FIBA 3x3 World Championships for senior teams following a year later in Athens. The sport is highly tipped to become an Olympic sport as early as 2016. In the summer of 2017, the BIG3 basketball league, a professional 3x3 half court basketball league that features former NBA players, began. The BIG3 features several rule variants including a four-point field goal.
Variations of basketball with their own page or subsection include:
Spin-offs from basketball that are now separate sports include:
Basketball as a social and communal sport features environments, rules and demographics different from those seen in professional and televised basketball.
Basketball is played widely as an extracurricular, intramural or amateur sport in schools and colleges. Notable institutions of recreational basketball include:
Fantasy basketball was popularized during the 1990s by ESPN Fantasy Sports, NBA.com, and Yahoo! Fantasy Sports. On the model of fantasy baseball and football, players create fictional teams, select professional basketball players to "play" on these teams through a mock draft or trades, then calculate points based on the players' real-world performance. | [
{
"paragraph_id": 0,
"text": "Basketball is a team sport in which two teams, most commonly of five players each, opposing one another on a rectangular court, compete with the primary objective of shooting a basketball (approximately 9.4 inches (24 cm) in diameter) through the defender's hoop (a basket 18 inches (46 cm) in diameter mounted 10 feet (3.048 m) high to a backboard at each end of the court), while preventing the opposing team from shooting through their own hoop. A field goal is worth two points, unless made from behind the three-point line, when it is worth three. After a foul, timed play stops and the player fouled or designated to shoot a technical foul is given one, two or three one-point free throws. The team with the most points at the end of the game wins, but if regulation play expires with the score tied, an additional period of play (overtime) is mandated.",
"title": ""
},
{
"paragraph_id": 1,
"text": "Players advance the ball by bouncing it while walking or running (dribbling) or by passing it to a teammate, both of which require considerable skill. On offense, players may use a variety of shots – the layup, the jump shot, or a dunk; on defense, they may steal the ball from a dribbler, intercept passes, or block shots; either offense or defense may collect a rebound, that is, a missed shot that bounces from rim or backboard. It is a violation to lift or drag one's pivot foot without dribbling the ball, to carry it, or to hold the ball with both hands then resume dribbling.",
"title": ""
},
{
"paragraph_id": 2,
"text": "The five players on each side fall into five playing positions. The tallest player is usually the center, the second-tallest and strongest is the power forward, a slightly shorter but more agile player is the small forward, and the shortest players or the best ball handlers are the shooting guard and the point guard, who implement the coach's game plan by managing the execution of offensive and defensive plays (player positioning). Informally, players may play three-on-three, two-on-two, and one-on-one.",
"title": ""
},
{
"paragraph_id": 3,
"text": "Invented in 1891 by Canadian-American gym teacher James Naismith in Springfield, Massachusetts, in the United States, basketball has evolved to become one of the world's most popular and widely viewed sports. The National Basketball Association (NBA) is the most significant professional basketball league in the world in terms of popularity, salaries, talent, and level of competition (drawing most of its talent from U.S. college basketball). Outside North America, the top clubs from national leagues qualify to continental championships such as the EuroLeague and the Basketball Champions League Americas. The FIBA Basketball World Cup and Men's Olympic Basketball Tournament are the major international events of the sport and attract top national teams from around the world. Each continent hosts regional competitions for national teams, like EuroBasket and FIBA AmeriCup.",
"title": ""
},
{
"paragraph_id": 4,
"text": "The FIBA Women's Basketball World Cup and Women's Olympic Basketball Tournament feature top national teams from continental championships. The main North American league is the WNBA (NCAA Women's Division I Basketball Championship is also popular), whereas the strongest European clubs participate in the EuroLeague Women.",
"title": ""
},
{
"paragraph_id": 5,
"text": "In December 1891, James Naismith, a Canadian-American professor of physical education and instructor at the International Young Men's Christian Association Training School (now Springfield College) in Springfield, Massachusetts, was trying to keep his gym class active on a rainy day. He sought a vigorous indoor game to keep his students occupied and at proper levels of fitness during the long New England winters. After rejecting other ideas as either too rough or poorly suited to walled-in gymnasiums, he invented a new game in which players would pass a ball to teammates and try to score points by tossing the ball into a basket mounted on a wall. Naismith wrote the basic rules and nailed a peach basket onto an elevated track. Naismith initially set up the peach basket with its bottom intact, which meant that the ball had to be retrieved manually after each \"basket\" or point scored. This quickly proved tedious, so Naismith removed the bottom of the basket to allow the balls to be poked out with a long dowel after each scored basket.",
"title": "History"
},
{
"paragraph_id": 6,
"text": "Basketball was originally played with a soccer ball. These round balls from \"association football\" were made, at the time, with a set of laces to close off the hole needed for inserting the inflatable bladder after the other sewn-together segments of the ball's cover had been flipped outside-in. These laces could cause bounce passes and dribbling to be unpredictable. Eventually a lace-free ball construction method was invented, and this change to the game was endorsed by Naismith (whereas in American football, the lace construction proved to be advantageous for gripping and remains to this day). The first balls made specifically for basketball were brown, and it was only in the late 1950s that Tony Hinkle, searching for a ball that would be more visible to players and spectators alike, introduced the orange ball that is now in common use. Dribbling was not part of the original game except for the \"bounce pass\" to teammates. Passing the ball was the primary means of ball movement. Dribbling was eventually introduced but limited by the asymmetric shape of early balls. Dribbling was common by 1896, with a rule against the double dribble by 1898.",
"title": "History"
},
{
"paragraph_id": 7,
"text": "The peach baskets were used until 1906 when they were finally replaced by metal hoops with backboards. A further change was soon made, so the ball merely passed through. Whenever a person got the ball in the basket, his team would gain a point. Whichever team got the most points won the game. The baskets were originally nailed to the mezzanine balcony of the playing court, but this proved impractical when spectators in the balcony began to interfere with shots. The backboard was introduced to prevent this interference; it had the additional effect of allowing rebound shots. Naismith's handwritten diaries, discovered by his granddaughter in early 2006, indicate that he was nervous about the new game he had invented, which incorporated rules from a children's game called duck on a rock, as many had failed before it.",
"title": "History"
},
{
"paragraph_id": 8,
"text": "Frank Mahan, one of the players from the original first game, approached Naismith after the Christmas break, in early 1892, asking him what he intended to call his new game. Naismith replied that he hadn't thought of it because he had been focused on just getting the game started. Mahan suggested that it be called \"Naismith ball\", at which he laughed, saying that a name like that would kill any game. Mahan then said, \"Why not call it basketball?\" Naismith replied, \"We have a basket and a ball, and it seems to me that would be a good name for it.\" The first official game was played in the YMCA gymnasium in Albany, New York, on January 20, 1892, with nine players. The game ended at 1–0; the shot was made from 25 feet (7.6 m), on a court just half the size of a present-day Streetball or National Basketball Association (NBA) court.",
"title": "History"
},
{
"paragraph_id": 9,
"text": "At the time, soccer was being played with 10 to a team (which was increased to 11). When winter weather got too icy to play soccer, teams were taken indoors, and it was convenient to have them split in half and play basketball with five on each side. By 1897–98, teams of five became standard.",
"title": "History"
},
{
"paragraph_id": 10,
"text": "Basketball's early adherents were dispatched to YMCAs throughout the United States, and it quickly spread through the United States and Canada. By 1895, it was well established at several women's high schools. While YMCA was responsible for initially developing and spreading the game, within a decade it discouraged the new sport, as rough play and rowdy crowds began to detract from YMCA's primary mission. However, other amateur sports clubs, colleges, and professional clubs quickly filled the void. In the years before World War I, the Amateur Athletic Union and the Intercollegiate Athletic Association of the United States (forerunner of the NCAA) vied for control over the rules for the game. The first pro league, the National Basketball League, was formed in 1898 to protect players from exploitation and to promote a less rough game. This league only lasted five years.",
"title": "History"
},
{
"paragraph_id": 11,
"text": "James Naismith was instrumental in establishing college basketball. His colleague C. O. Beamis fielded the first college basketball team just a year after the Springfield YMCA game at the suburban Pittsburgh Geneva College. Naismith himself later coached at the University of Kansas for six years, before handing the reins to renowned coach Forrest \"Phog\" Allen. Naismith's disciple Amos Alonzo Stagg brought basketball to the University of Chicago, while Adolph Rupp, a student of Naismith's at Kansas, enjoyed great success as coach at the University of Kentucky. On February 9, 1895, the first intercollegiate 5-on-5 game was played at Hamline University between Hamline and the School of Agriculture, which was affiliated with the University of Minnesota. The School of Agriculture won in a 9–3 game.",
"title": "History"
},
{
"paragraph_id": 12,
"text": "In 1901, colleges, including the University of Chicago, Columbia University, Cornell University, Dartmouth College, the University of Minnesota, the U.S. Naval Academy, the University of Colorado and Yale University began sponsoring men's games. In 1905, frequent injuries on the football field prompted President Theodore Roosevelt to suggest that colleges form a governing body, resulting in the creation of the Intercollegiate Athletic Association of the United States (IAAUS). In 1910, that body changed its name to the National Collegiate Athletic Association (NCAA). The first Canadian interuniversity basketball game was played at YMCA in Kingston, Ontario on February 6, 1904, when McGill University – Naismith's alma mater – visited Queen's University. McGill won 9–7 in overtime; the score was 7–7 at the end of regulation play, and a ten-minute overtime period settled the outcome. A good turnout of spectators watched the game.",
"title": "History"
},
{
"paragraph_id": 13,
"text": "The first men's national championship tournament, the National Association of Intercollegiate Basketball tournament, which still exists as the National Association of Intercollegiate Athletics (NAIA) tournament, was organized in 1937. The first national championship for NCAA teams, the National Invitation Tournament (NIT) in New York, was organized in 1938; the NCAA national tournament began one year later. College basketball was rocked by gambling scandals from 1948 to 1951, when dozens of players from top teams were implicated in match fixing and point shaving. Partially spurred by an association with cheating, the NIT lost support to the NCAA tournament.",
"title": "History"
},
{
"paragraph_id": 14,
"text": "Before widespread school district consolidation, most American high schools were far smaller than their present-day counterparts. During the first decades of the 20th century, basketball quickly became the ideal interscholastic sport due to its modest equipment and personnel requirements. In the days before widespread television coverage of professional and college sports, the popularity of high school basketball was unrivaled in many parts of America. Perhaps the most legendary of high school teams was Indiana's Franklin Wonder Five, which took the nation by storm during the 1920s, dominating Indiana basketball and earning national recognition.",
"title": "History"
},
{
"paragraph_id": 15,
"text": "Today virtually every high school in the United States fields a basketball team in varsity competition. Basketball's popularity remains high, both in rural areas where they carry the identification of the entire community, as well as at some larger schools known for their basketball teams where many players go on to participate at higher levels of competition after graduation. In the 2016–17 season, 980,673 boys and girls represented their schools in interscholastic basketball competition, according to the National Federation of State High School Associations. The states of Illinois, Indiana and Kentucky are particularly well known for their residents' devotion to high school basketball, commonly called Hoosier Hysteria in Indiana; the critically acclaimed film Hoosiers shows high school basketball's depth of meaning to these communities.",
"title": "History"
},
{
"paragraph_id": 16,
"text": "There is currently no tournament to determine a national high school champion. The most serious effort was the National Interscholastic Basketball Tournament at the University of Chicago from 1917 to 1930. The event was organized by Amos Alonzo Stagg and sent invitations to state champion teams. The tournament started out as a mostly Midwest affair but grew. In 1929 it had 29 state champions. Faced with opposition from the National Federation of State High School Associations and North Central Association of Colleges and Schools that bore a threat of the schools losing their accreditation the last tournament was in 1930. The organizations said they were concerned that the tournament was being used to recruit professional players from the prep ranks. The tournament did not invite minority schools or private/parochial schools.",
"title": "History"
},
{
"paragraph_id": 17,
"text": "The National Catholic Interscholastic Basketball Tournament ran from 1924 to 1941 at Loyola University. The National Catholic Invitational Basketball Tournament from 1954 to 1978 played at a series of venues, including Catholic University, Georgetown and George Mason. The National Interscholastic Basketball Tournament for Black High Schools was held from 1929 to 1942 at Hampton Institute. The National Invitational Interscholastic Basketball Tournament was held from 1941 to 1967 starting out at Tuskegee Institute. Following a pause during World War II it resumed at Tennessee State College in Nashville. The basis for the champion dwindled after 1954 when Brown v. Board of Education began an integration of schools. The last tournaments were held at Alabama State College from 1964 to 1967.",
"title": "History"
},
{
"paragraph_id": 18,
"text": "Teams abounded throughout the 1920s. There were hundreds of men's professional basketball teams in towns and cities all over the United States, and little organization of the professional game. Players jumped from team to team and teams played in armories and smoky dance halls. Leagues came and went. Barnstorming squads such as the Original Celtics and two all-African American teams, the New York Renaissance Five (\"Rens\") and the (still existing) Harlem Globetrotters played up to two hundred games a year on their national tours.",
"title": "History"
},
{
"paragraph_id": 19,
"text": "In 1946, the Basketball Association of America (BAA) was formed. The first game was played in Toronto, Ontario, Canada between the Toronto Huskies and New York Knickerbockers on November 1, 1946. Three seasons later, in 1949, the BAA merged with the National Basketball League (NBL) to form the National Basketball Association (NBA). By the 1950s, basketball had become a major college sport, thus paving the way for a growth of interest in professional basketball. In 1959, a basketball hall of fame was founded in Springfield, Massachusetts, site of the first game. Its rosters include the names of great players, coaches, referees and people who have contributed significantly to the development of the game. The hall of fame has people who have accomplished many goals in their career in basketball. An upstart organization, the American Basketball Association, emerged in 1967 and briefly threatened the NBA's dominance until the ABA-NBA merger in 1976. Today the NBA is the top professional basketball league in the world in terms of popularity, salaries, talent, and level of competition.",
"title": "History"
},
{
"paragraph_id": 20,
"text": "The NBA has featured many famous players, including George Mikan, the first dominating \"big man\"; ball-handling wizard Bob Cousy and defensive genius Bill Russell of the Boston Celtics; charismatic center Wilt Chamberlain, who originally played for the barnstorming Harlem Globetrotters; all-around stars Oscar Robertson and Jerry West; more recent big men Kareem Abdul-Jabbar, Shaquille O'Neal, Hakeem Olajuwon and Karl Malone; playmakers John Stockton, Isiah Thomas and Steve Nash; crowd-pleasing forwards Julius Erving and Charles Barkley; European stars Dirk Nowitzki, Pau Gasol and Tony Parker; Latin American stars Manu Ginobili, more recent superstars, Allen Iverson, Kobe Bryant, Tim Duncan, LeBron James, Stephen Curry, Giannis Antetokounmpo, etc.; and the three players who many credit with ushering the professional game to its highest level of popularity during the 1980s and 1990s: Larry Bird, Earvin \"Magic\" Johnson, and Michael Jordan.",
"title": "History"
},
{
"paragraph_id": 21,
"text": "In 2001, the NBA formed a developmental league, the National Basketball Development League (later known as the NBA D-League and then the NBA G League after a branding deal with Gatorade). As of the 2021–22 season, the G League has 30 teams.",
"title": "History"
},
{
"paragraph_id": 22,
"text": "FIBA (International Basketball Federation) was formed in 1932 by eight founding nations: Argentina, Czechoslovakia, Greece, Italy, Latvia, Portugal, Romania and Switzerland. At this time, the organization only oversaw amateur players. Its acronym, derived from the French Fédération Internationale de Basket-ball Amateur, was thus \"FIBA\". Men's basketball was first included at the Berlin 1936 Summer Olympics, although a demonstration tournament was held in 1904. The United States defeated Canada in the first final, played outdoors. This competition has usually been dominated by the United States, whose team has won all but three titles. The first of these came in a controversial final game in Munich in 1972 against the Soviet Union, in which the ending of the game was replayed three times until the Soviet Union finally came out on top. In 1950 the first FIBA World Championship for men, now known as the FIBA Basketball World Cup, was held in Argentina. Three years later, the first FIBA World Championship for women, now known as the FIBA Women's Basketball World Cup, was held in Chile. Women's basketball was added to the Olympics in 1976, which were held in Montreal, Quebec, Canada with teams such as the Soviet Union, Brazil and Australia rivaling the American squads.",
"title": "History"
},
{
"paragraph_id": 23,
"text": "In 1989, FIBA allowed professional NBA players to participate in the Olympics for the first time. Prior to the 1992 Summer Olympics, only European and South American teams were allowed to field professionals in the Olympics. The United States' dominance continued with the introduction of the original Dream Team. In the 2004 Athens Olympics, the United States suffered its first Olympic loss while using professional players, falling to Puerto Rico (in a 19-point loss) and Lithuania in group games, and being eliminated in the semifinals by Argentina. It eventually won the bronze medal defeating Lithuania, finishing behind Argentina and Italy. The Redeem Team, won gold at the 2008 Olympics, and the B-Team, won gold at the 2010 FIBA World Championship in Turkey despite featuring no players from the 2008 squad. The United States continued its dominance as they won gold at the 2012 Olympics, 2014 FIBA World Cup and the 2016 Olympics.",
"title": "History"
},
{
"paragraph_id": 24,
"text": "Worldwide, basketball tournaments are held for boys and girls of all age levels. The global popularity of the sport is reflected in the nationalities represented in the NBA. Players from all six inhabited continents currently play in the NBA. Top international players began coming into the NBA in the mid-1990s, including Croatians Dražen Petrović and Toni Kukoč, Serbian Vlade Divac, Lithuanians Arvydas Sabonis and Šarūnas Marčiulionis, Dutchman Rik Smits and German Detlef Schrempf.",
"title": "History"
},
{
"paragraph_id": 25,
"text": "In the Philippines, the Philippine Basketball Association's first game was played on April 9, 1975, at the Araneta Coliseum in Cubao, Quezon City, Philippines. It was founded as a \"rebellion\" of several teams from the now-defunct Manila Industrial and Commercial Athletic Association, which was tightly controlled by the Basketball Association of the Philippines (now defunct), the then-FIBA recognized national association. Nine teams from the MICAA participated in the league's first season that opened on April 9, 1975. The NBL is Australia's pre-eminent men's professional basketball league. The league commenced in 1979, playing a winter season (April–September) and did so until the completion of the 20th season in 1998. The 1998–99 season, which commenced only months later, was the first season after the shift to the current summer season format (October–April). This shift was an attempt to avoid competing directly against Australia's various football codes. It features 8 teams from around Australia and one in New Zealand. A few players including Luc Longley, Andrew Gaze, Shane Heal, Chris Anstey and Andrew Bogut made it big internationally, becoming poster figures for the sport in Australia. The Women's National Basketball League began in 1981.",
"title": "History"
},
{
"paragraph_id": 26,
"text": "Women's basketball began in 1892 at Smith College when Senda Berenson, a physical education teacher, modified Naismith's rules for women. Shortly after she was hired at Smith, she went to Naismith to learn more about the game. Fascinated by the new sport and the values it could teach, she organized the first women's collegiate basketball game on March 21, 1893, when her Smith freshmen and sophomores played against one another. However, the first women's interinstitutional game was played in 1892 between the University of California and Miss Head's School. Berenson's rules were first published in 1899, and two years later she became the editor of A. G. Spalding's first Women's Basketball Guide. Berenson's freshmen played the sophomore class in the first women's intercollegiate basketball game at Smith College, March 21, 1893. The same year, Mount Holyoke and Sophie Newcomb College (coached by Clara Gregory Baer) women began playing basketball. By 1895, the game had spread to colleges across the country, including Wellesley, Vassar, and Bryn Mawr. The first intercollegiate women's game was on April 4, 1896. Stanford women played Berkeley, 9-on-9, ending in a 2–1 Stanford victory.",
"title": "History"
},
{
"paragraph_id": 27,
"text": "Women's basketball development was more structured than that for men in the early years. In 1905, the executive committee on Basket Ball Rules (National Women's Basketball Committee) was created by the American Physical Education Association. These rules called for six to nine players per team and 11 officials. The International Women's Sports Federation (1924) included a women's basketball competition. 37 women's high school varsity basketball or state tournaments were held by 1925. And in 1926, the Amateur Athletic Union backed the first national women's basketball championship, complete with men's rules. The Edmonton Grads, a touring Canadian women's team based in Edmonton, Alberta, operated between 1915 and 1940. The Grads toured all over North America, and were exceptionally successful. They posted a record of 522 wins and only 20 losses over that span, as they met any team that wanted to challenge them, funding their tours from gate receipts. The Grads also shone on several exhibition trips to Europe, and won four consecutive exhibition Olympics tournaments, in 1924, 1928, 1932, and 1936; however, women's basketball was not an official Olympic sport until 1976. The Grads' players were unpaid, and had to remain single. The Grads' style focused on team play, without overly emphasizing skills of individual players. The first women's AAU All-America team was chosen in 1929. Women's industrial leagues sprang up throughout the United States, producing famous athletes, including Babe Didrikson of the Golden Cyclones, and the All American Red Heads Team, which competed against men's teams, using men's rules. By 1938, the women's national championship changed from a three-court game to two-court game with six players per team.",
"title": "History"
},
{
"paragraph_id": 28,
"text": "The NBA-backed Women's National Basketball Association (WNBA) began in 1997. Though it had shaky attendance figures, several marquee players (Lisa Leslie, Diana Taurasi, and Candace Parker among others) have helped the league's popularity and level of competition. Other professional women's basketball leagues in the United States, such as the American Basketball League (1996–98), have folded in part because of the popularity of the WNBA. The WNBA has been looked at by many as a niche league. However, the league has recently taken steps forward. In June 2007, the WNBA signed a contract extension with ESPN. The new television deal ran from 2009 to 2016. Along with this deal, came the first-ever rights fees to be paid to a women's professional sports league. Over the eight years of the contract, \"millions and millions of dollars\" were \"dispersed to the league's teams.\" In a March 12, 2009, article, NBA commissioner David Stern said that in the bad economy, \"the NBA is far less profitable than the WNBA. We're losing a lot of money among a large number of teams. We're budgeting the WNBA to break even this year.\"",
"title": "History"
},
{
"paragraph_id": 29,
"text": "Measurements and time limits discussed in this section often vary among tournaments and organizations; international and NBA rules are used in this section.",
"title": "Rules and regulations"
},
{
"paragraph_id": 30,
"text": "The object of the game is to outscore one's opponents by throwing the ball through the opponents' basket from above while preventing the opponents from doing so on their own. An attempt to score in this way is called a shot. A successful shot is worth two points, or three points if it is taken from beyond the three-point arc 6.75 metres (22 ft 2 in) from the basket in international games and 23 feet 9 inches (7.24 m) in NBA games. A one-point shot can be earned when shooting from the foul line after a foul is made. After a team has scored from a field goal or free throw, play is resumed with a throw-in awarded to the non-scoring team taken from a point beyond the endline of the court where the points were scored.",
"title": "Rules and regulations"
},
{
"paragraph_id": 31,
"text": "Games are played in four quarters of 10 (FIBA) or 12 minutes (NBA). College men's games use two 20-minute halves, college women's games use 10-minute quarters, and most United States high school varsity games use 8-minute quarters; however, this varies from state to state. 15 minutes are allowed for a half-time break under FIBA, NBA, and NCAA rules and 10 minutes in United States high schools. Overtime periods are five minutes in length except for high school, which is four minutes in length. Teams exchange baskets for the second half. The time allowed is actual playing time; the clock is stopped while the play is not active. Therefore, games generally take much longer to complete than the allotted game time, typically about two hours.",
"title": "Rules and regulations"
},
{
"paragraph_id": 32,
"text": "Five players from each team may be on the court at one time. Substitutions are unlimited but can only be done when play is stopped. Teams also have a coach, who oversees the development and strategies of the team, and other team personnel such as assistant coaches, managers, statisticians, doctors and trainers.",
"title": "Rules and regulations"
},
{
"paragraph_id": 33,
"text": "For both men's and women's teams, a standard uniform consists of a pair of shorts and a jersey with a clearly visible number, unique within the team, printed on both the front and back. Players wear high-top sneakers that provide extra ankle support. Typically, team names, players' names and, outside of North America, sponsors are printed on the uniforms.",
"title": "Rules and regulations"
},
{
"paragraph_id": 34,
"text": "A limited number of time-outs, clock stoppages requested by a coach (or sometimes mandated in the NBA) for a short meeting with the players, are allowed. They generally last no longer than one minute (100 seconds in the NBA) unless, for televised games, a commercial break is needed.",
"title": "Rules and regulations"
},
{
"paragraph_id": 35,
"text": "The game is controlled by the officials consisting of the referee (referred to as crew chief in the NBA), one or two umpires (referred to as referees in the NBA) and the table officials. For college, the NBA, and many high schools, there are a total of three referees on the court. The table officials are responsible for keeping track of each team's scoring, timekeeping, individual and team fouls, player substitutions, team possession arrow, and the shot clock.",
"title": "Rules and regulations"
},
{
"paragraph_id": 36,
"text": "The only essential equipment in a basketball game is the ball and the court: a flat, rectangular surface with baskets at opposite ends. Competitive levels require the use of more equipment such as clocks, score sheets, scoreboards, alternating possession arrows, and whistle-operated stop-clock systems.",
"title": "Rules and regulations"
},
{
"paragraph_id": 37,
"text": "A regulation basketball court in international games is 28 meters (92 feet) long and 15 meters (49 feet) wide. In the NBA and NCAA the court is 94 by 50 feet (29 by 15 meters). Most courts have wood flooring, usually constructed from maple planks running in the same direction as the longer court dimension. The name and logo of the home team is usually painted on or around the center circle.",
"title": "Rules and regulations"
},
{
"paragraph_id": 38,
"text": "The basket is a steel rim 18 inches (46 cm) diameter with an attached net affixed to a backboard that measures 6 by 3.5 feet (1.8 by 1.1 meters) and one basket is at each end of the court. The white outlined box on the backboard is 18 inches (46 cm) high and 2 feet (61 cm) wide. At almost all levels of competition, the top of the rim is exactly 10 feet (3.05 meters) above the court and 4 feet (1.22 meters) inside the baseline. While variation is possible in the dimensions of the court and backboard, it is considered important for the basket to be of the correct height – a rim that is off by just a few inches can have an adverse effect on shooting. The net must \"check the ball momentarily as it passes through the basket\" to aid the visual confirmation that the ball went through. The act of checking the ball has the further advantage of slowing down the ball so the rebound doesn't go as far.",
"title": "Rules and regulations"
},
{
"paragraph_id": 39,
"text": "The size of the basketball is also regulated. For men, the official ball is 29.5 inches (75 cm) in circumference (size 7, or a \"295 ball\") and weighs 22 oz (620 g). If women are playing, the official basketball size is 28.5 inches (72 cm) in circumference (size 6, or a \"285 ball\") with a weight of 20 oz (570 g). In 3x3, a formalized version of the halfcourt 3-on-3 game, a dedicated ball with the circumference of a size 6 ball but the weight of a size 7 ball is used in all competitions (men's, women's, and mixed teams).",
"title": "Rules and regulations"
},
{
"paragraph_id": 40,
"text": "The ball may be advanced toward the basket by being shot, passed between players, thrown, tapped, rolled or dribbled (bouncing the ball while running).",
"title": "Rules and regulations"
},
{
"paragraph_id": 41,
"text": "The ball must stay within the court; the last team to touch the ball before it travels out of bounds forfeits possession. The ball is out of bounds if it touches a boundary line, or touches any player or object that is out of bounds.",
"title": "Rules and regulations"
},
{
"paragraph_id": 42,
"text": "There are limits placed on the steps a player may take without dribbling, which commonly results in an infraction known as traveling. Nor may a player stop their dribble and then resume dribbling. A dribble that touches both hands is considered stopping the dribble, giving this infraction the name double dribble. Within a dribble, the player cannot carry the ball by placing their hand on the bottom of the ball; doing so is known as carrying the ball. A team, once having established ball control in the front half of their court, may not return the ball to the backcourt and be the first to touch it. A violation of these rules results in loss of possession.",
"title": "Rules and regulations"
},
{
"paragraph_id": 43,
"text": "The ball may not be kicked, nor be struck with the fist. For the offense, a violation of these rules results in loss of possession; for the defense, most leagues reset the shot clock and the offensive team is given possession of the ball out of bounds.",
"title": "Rules and regulations"
},
{
"paragraph_id": 44,
"text": "There are limits imposed on the time taken before progressing the ball past halfway (8 seconds in FIBA and the NBA; 10 seconds in NCAA and high school for both sexes), before attempting a shot (24 seconds in FIBA, the NBA, and U Sports (Canadian universities) play for both sexes, and 30 seconds in NCAA play for both sexes), holding the ball while closely guarded (5 seconds), and remaining in the restricted area known as the free-throw lane, (or the \"key\") (3 seconds). These rules are designed to promote more offense.",
"title": "Rules and regulations"
},
{
"paragraph_id": 45,
"text": "There are also limits on how players may block an opponent's field goal attempt or help a teammate's field goal attempt. Goaltending is a defender's touching of a ball that is on a downward flight toward the basket, while the related violation of basket interference is the touching of a ball that is on the rim or above the basket, or by a player reaching through the basket from below. Goaltending and basket interference committed by a defender result in awarding the basket to the offense, while basket interference committed by an offensive player results in cancelling the basket if one is scored. The defense gains possession in all cases of goaltending or basket interference.",
"title": "Rules and regulations"
},
{
"paragraph_id": 46,
"text": "An attempt to unfairly disadvantage an opponent through certain types of physical contact is illegal and is called a personal foul. These are most commonly committed by defensive players; however, they can be committed by offensive players as well. Players who are fouled either receive the ball to pass inbounds again, or receive one or more free throws if they are fouled in the act of shooting, depending on whether the shot was successful. One point is awarded for making a free throw, which is attempted from a line 15 feet (4.6 m) from the basket.",
"title": "Rules and regulations"
},
{
"paragraph_id": 47,
"text": "The referee is responsible for judging whether contact is illegal, sometimes resulting in controversy. The calling of fouls can vary between games, leagues and referees.",
"title": "Rules and regulations"
},
{
"paragraph_id": 48,
"text": "There is a second category of fouls called technical fouls, which may be charged for various rules violations including failure to properly record a player in the scorebook, or for unsportsmanlike conduct. These infractions result in one or two free throws, which may be taken by any of the five players on the court at the time. Repeated incidents can result in disqualification. A blatant foul involving physical contact that is either excessive or unnecessary is called an intentional foul (flagrant foul in the NBA). In FIBA and NCAA women's basketball, a foul resulting in ejection is called a disqualifying foul, while in leagues other than the NBA, such a foul is referred to as flagrant.",
"title": "Rules and regulations"
},
{
"paragraph_id": 49,
"text": "If a team exceeds a certain limit of team fouls in a given period (quarter or half) – four for NBA, NCAA women's, and international games – the opposing team is awarded one or two free throws on all subsequent non-shooting fouls for that period, the number depending on the league. In the US college men's game and high school games for both sexes, if a team reaches 7 fouls in a half, the opposing team is awarded one free throw, along with a second shot if the first is made. This is called shooting \"one-and-one\". If a team exceeds 10 fouls in the half, the opposing team is awarded two free throws on all subsequent fouls for the half.",
"title": "Rules and regulations"
},
{
"paragraph_id": 50,
"text": "When a team shoots foul shots, the opponents may not interfere with the shooter, nor may they try to regain possession until the last or potentially last free throw is in the air.",
"title": "Rules and regulations"
},
{
"paragraph_id": 51,
"text": "After a team has committed a specified number of fouls, the other team is said to be \"in the bonus\". On scoreboards, this is usually signified with an indicator light reading \"Bonus\" or \"Penalty\" with an illuminated directional arrow or dot indicating that team is to receive free throws when fouled by the opposing team. (Some scoreboards also indicate the number of fouls committed.)",
"title": "Rules and regulations"
},
{
"paragraph_id": 52,
"text": "If a team misses the first shot of a two-shot situation, the opposing team must wait for the completion of the second shot before attempting to reclaim possession of the ball and continuing play.",
"title": "Rules and regulations"
},
{
"paragraph_id": 53,
"text": "If a player is fouled while attempting a shot and the shot is unsuccessful, the player is awarded a number of free throws equal to the value of the attempted shot. A player fouled while attempting a regular two-point shot thus receives two shots, and a player fouled while attempting a three-point shot receives three shots.",
"title": "Rules and regulations"
},
{
"paragraph_id": 54,
"text": "If a player is fouled while attempting a shot and the shot is successful, typically the player will be awarded one additional free throw for one point. In combination with a regular shot, this is called a \"three-point play\" or \"four-point play\" (or more colloquially, an \"and one\") because of the basket made at the time of the foul (2 or 3 points) and the additional free throw (1 point).",
"title": "Rules and regulations"
},
{
"paragraph_id": 55,
"text": "Although the rules do not specify any positions whatsoever, they have evolved as part of basketball. During the early years of basketball's evolution, two guards, two forwards, and one center were used. In more recent times specific positions evolved, but the current trend, advocated by many top coaches including Mike Krzyzewski, is towards positionless basketball, where big players are free to shoot from outside and dribble if their skill allows it. Popular descriptions of positions include:",
"title": "Common techniques and practices"
},
{
"paragraph_id": 56,
"text": "Point guard (often called the \"1\") : usually the fastest player on the team, organizes the team's offense by controlling the ball and making sure that it gets to the right player at the right time.",
"title": "Common techniques and practices"
},
{
"paragraph_id": 57,
"text": "Shooting guard (the \"2\") : creates a high volume of shots on offense, mainly long-ranged; and guards the opponent's best perimeter player on defense.",
"title": "Common techniques and practices"
},
{
"paragraph_id": 58,
"text": "Small forward (the \"3\") : often primarily responsible for scoring points via cuts to the basket and dribble penetration; on defense seeks rebounds and steals, but sometimes plays more actively.",
"title": "Common techniques and practices"
},
{
"paragraph_id": 59,
"text": "Power forward (the \"4\"): plays offensively often with their back to the basket; on defense, plays under the basket (in a zone defense) or against the opposing power forward (in man-to-man defense).",
"title": "Common techniques and practices"
},
{
"paragraph_id": 60,
"text": "Center (the \"5\"): uses height and size to score (on offense), to protect the basket closely (on defense), or to rebound.",
"title": "Common techniques and practices"
},
{
"paragraph_id": 61,
"text": "The above descriptions are flexible. For most teams today, the shooting guard and small forward have very similar responsibilities and are often called the wings, as do the power forward and center, who are often called post players. While most teams describe two players as guards, two as forwards, and one as a center, on some occasions teams choose to call them by different designations.",
"title": "Common techniques and practices"
},
{
"paragraph_id": 62,
"text": "There are two main defensive strategies: zone defense and man-to-man defense. In a zone defense, each player is assigned to guard a specific area of the court. Zone defenses often allow the defense to double team the ball, a manoeuver known as a trap. In a man-to-man defense, each defensive player guards a specific opponent.",
"title": "Common techniques and practices"
},
{
"paragraph_id": 63,
"text": "Offensive plays are more varied, normally involving planned passes and movement by players without the ball. A quick movement by an offensive player without the ball to gain an advantageous position is known as a cut. A legal attempt by an offensive player to stop an opponent from guarding a teammate, by standing in the defender's way such that the teammate cuts next to him, is a screen or pick. The two plays are combined in the pick and roll, in which a player sets a pick and then \"rolls\" away from the pick towards the basket. Screens and cuts are very important in offensive plays; these allow the quick passes and teamwork, which can lead to a successful basket. Teams almost always have several offensive plays planned to ensure their movement is not predictable. On court, the point guard is usually responsible for indicating which play will occur.",
"title": "Common techniques and practices"
},
{
"paragraph_id": 64,
"text": "Shooting is the act of attempting to score points by throwing the ball through the basket, methods varying with players and situations.",
"title": "Common techniques and practices"
},
{
"paragraph_id": 65,
"text": "Typically, a player faces the basket with both feet facing the basket. A player will rest the ball on the fingertips of the dominant hand (the shooting arm) slightly above the head, with the other hand supporting the side of the ball. The ball is usually shot by jumping (though not always) and extending the shooting arm. The shooting arm, fully extended with the wrist fully bent, is held stationary for a moment following the release of the ball, known as a follow-through. Players often try to put a steady backspin on the ball to absorb its impact with the rim. The ideal trajectory of the shot is somewhat controversial, but generally a proper arc is recommended. Players may shoot directly into the basket or may use the backboard to redirect the ball into the basket.",
"title": "Common techniques and practices"
},
{
"paragraph_id": 66,
"text": "The two most common shots that use the above described setup are the set shot and the jump shot. Both are preceded by a crouching action which preloads the muscles and increases the power of the shot. In a set shot, the shooter straightens up and throws from a standing position with neither foot leaving the floor; this is typically used for free throws. For a jump shot, the throw is taken in mid-air with the ball being released near the top of the jump. This provides much greater power and range, and it also allows the player to elevate over the defender. Failure to release the ball before the feet return to the floor is considered a traveling violation.",
"title": "Common techniques and practices"
},
{
"paragraph_id": 67,
"text": "Another common shot is called the layup. This shot requires the player to be in motion toward the basket, and to \"lay\" the ball \"up\" and into the basket, typically off the backboard (the backboard-free, underhand version is called a finger roll). The most crowd-pleasing and typically highest-percentage accuracy shot is the slam dunk, in which the player jumps very high and throws the ball downward, through the basket while touching it.",
"title": "Common techniques and practices"
},
{
"paragraph_id": 68,
"text": "Another shot that is less common than the layup, is the \"circus shot\". The circus shot is a low-percentage shot that is flipped, heaved, scooped, or flung toward the hoop while the shooter is off-balance, airborne, falling down or facing away from the basket. A back-shot is a shot taken when the player is facing away from the basket, and may be shot with the dominant hand, or both; but there is a very low chance that the shot will be successful.",
"title": "Common techniques and practices"
},
{
"paragraph_id": 69,
"text": "A shot that misses both the rim and the backboard completely is referred to as an air ball. A particularly bad shot, or one that only hits the backboard, is jocularly called a brick. The hang time is the length of time a player stays in the air after jumping, either to make a slam dunk, layup or jump shot.",
"title": "Common techniques and practices"
},
{
"paragraph_id": 70,
"text": "The objective of rebounding is to successfully gain possession of the basketball after a missed field goal or free throw, as it rebounds from the hoop or backboard. This plays a major role in the game, as most possessions end when a team misses a shot. There are two categories of rebounds: offensive rebounds, in which the ball is recovered by the offensive side and does not change possession, and defensive rebounds, in which the defending team gains possession of the loose ball. The majority of rebounds are defensive, as the team on defense tends to be in better position to recover missed shots; for example, about 75% of rebounds in the NBA are defensive.",
"title": "Common techniques and practices"
},
{
"paragraph_id": 71,
"text": "A pass is a method of moving the ball between players. Most passes are accompanied by a step forward to increase power and are followed through with the hands to ensure accuracy.",
"title": "Common techniques and practices"
},
{
"paragraph_id": 72,
"text": "A staple pass is the chest pass. The ball is passed directly from the passer's chest to the receiver's chest. A proper chest pass involves an outward snap of the thumbs to add velocity and leaves the defence little time to react.",
"title": "Common techniques and practices"
},
{
"paragraph_id": 73,
"text": "Another type of pass is the bounce pass. Here, the passer bounces the ball crisply about two-thirds of the way from his own chest to the receiver. The ball strikes the court and bounces up toward the receiver. The bounce pass takes longer to complete than the chest pass, but it is also harder for the opposing team to intercept (kicking the ball deliberately is a violation). Thus, players often use the bounce pass in crowded moments, or to pass around a defender.",
"title": "Common techniques and practices"
},
{
"paragraph_id": 74,
"text": "The overhead pass is used to pass the ball over a defender. The ball is released while over the passer's head.",
"title": "Common techniques and practices"
},
{
"paragraph_id": 75,
"text": "The outlet pass occurs after a team gets a defensive rebound. The next pass after the rebound is the outlet pass.",
"title": "Common techniques and practices"
},
{
"paragraph_id": 76,
"text": "The crucial aspect of any good pass is it being difficult to intercept. Good passers can pass the ball with great accuracy and they know exactly where each of their other teammates prefers to receive the ball. A special way of doing this is passing the ball without looking at the receiving teammate. This is called a no-look pass.",
"title": "Common techniques and practices"
},
{
"paragraph_id": 77,
"text": "Another advanced style of passing is the behind-the-back pass, which, as the description implies, involves throwing the ball behind the passer's back to a teammate. Although some players can perform such a pass effectively, many coaches discourage no-look or behind-the-back passes, believing them to be difficult to control and more likely to result in turnovers or violations.",
"title": "Common techniques and practices"
},
{
"paragraph_id": 78,
"text": "Dribbling is the act of bouncing the ball continuously with one hand and is a requirement for a player to take steps with the ball. To dribble, a player pushes the ball down towards the ground with the fingertips rather than patting it; this ensures greater control.",
"title": "Common techniques and practices"
},
{
"paragraph_id": 79,
"text": "When dribbling past an opponent, the dribbler should dribble with the hand farthest from the opponent, making it more difficult for the defensive player to get to the ball. It is therefore important for a player to be able to dribble competently with both hands.",
"title": "Common techniques and practices"
},
{
"paragraph_id": 80,
"text": "Good dribblers (or \"ball handlers\") tend to keep their dribbling hand low to the ground, reducing the distance of travel of the ball from the floor to the hand, making it more difficult for the defender to \"steal\" the ball. Good ball handlers frequently dribble behind their backs, between their legs, and switch directions suddenly, making a less predictable dribbling pattern that is more difficult to defend against. This is called a crossover, which is the most effective way to move past defenders while dribbling.",
"title": "Common techniques and practices"
},
{
"paragraph_id": 81,
"text": "A skilled player can dribble without watching the ball, using the dribbling motion or peripheral vision to keep track of the ball's location. By not having to focus on the ball, a player can look for teammates or scoring opportunities, as well as avoid the danger of having someone steal the ball away from him/her.",
"title": "Common techniques and practices"
},
{
"paragraph_id": 82,
"text": "A block is performed when, after a shot is attempted, a defender succeeds in altering the shot by touching the ball. In almost all variants of play, it is illegal to touch the ball after it is in the downward path of its arc; this is known as goaltending. It is also illegal under NBA and Men's NCAA basketball to block a shot after it has touched the backboard, or when any part of the ball is directly above the rim. Under international rules it is illegal to block a shot that is in the downward path of its arc or one that has touched the backboard until the ball has hit the rim. After the ball hits the rim, it is again legal to touch it even though it is no longer considered as a block performed.",
"title": "Common techniques and practices"
},
{
"paragraph_id": 83,
"text": "To block a shot, a player has to be able to reach a point higher than where the shot is released. Thus, height can be an advantage in blocking. Players who are taller and playing the power forward or center positions generally record more blocks than players who are shorter and playing the guard positions. However, with good timing and a sufficiently high vertical leap, even shorter players can be effective shot blockers.",
"title": "Common techniques and practices"
},
{
"paragraph_id": 84,
"text": "At the professional level, most male players are above 6 feet 3 inches (1.91 m) and most women above 5 feet 7 inches (1.70 m). Guards, for whom physical coordination and ball-handling skills are crucial, tend to be the smallest players. Almost all forwards in the top men's pro leagues are 6 feet 6 inches (1.98 m) or taller. Most centers are over 6 feet 10 inches (2.08 m) tall. According to a survey given to all NBA teams, the average height of all NBA players is just under 6 feet 7 inches (2.01 m), with the average weight being close to 222 pounds (101 kg). The tallest players ever in the NBA were Manute Bol and Gheorghe Mureșan, who were both 7 feet 7 inches (2.31 m) tall. At 7 feet 2 inches (2.18 m), Margo Dydek was the tallest player in the history of the WNBA.",
"title": "Height"
},
{
"paragraph_id": 85,
"text": "The shortest player ever to play in the NBA is Muggsy Bogues at 5 feet 3 inches (1.60 m). Other average-height or relatively short players have thrived at the pro level, including Anthony \"Spud\" Webb, who was 5 feet 7 inches (1.70 m) tall, but had a 42-inch (1.1 m) vertical leap, giving him significant height when jumping, and Temeka Johnson, who won the WNBA Rookie of the Year Award and a championship with the Phoenix Mercury while standing only 5 feet 3 inches (1.60 m). While shorter players are often at a disadvantage in certain aspects of the game, their ability to navigate quickly through crowded areas of the court and steal the ball by reaching low are strengths.",
"title": "Height"
},
{
"paragraph_id": 86,
"text": "Players regularly inflate their height in high school or college. Many prospects exaggerate their height while in high school or college to make themselves more appealing to coaches and scouts, who prefer taller players. Charles Barkley stated; \"I've been measured at 6–5, 6-4+3⁄4. But I started in college at 6–6.\" Sam Smith, a former writer from the Chicago Tribune, said: \"We sort of know the heights, because after camp, the sheet comes out. But you use that height, and the player gets mad. And then you hear from his agent. Or you file your story with the right height, and the copy desk changes it because they have the 'official' N.B.A. media guide, which is wrong. So you sort of go along with the joke.\"",
"title": "Height"
},
{
"paragraph_id": 87,
"text": "Since the 2019-20 NBA season heights of NBA players are recorded definitively by measuring players with their shoes off.",
"title": "Height"
},
{
"paragraph_id": 88,
"text": "Variations of basketball are activities based on the game of basketball, using common basketball skills and equipment (primarily the ball and basket). Some variations only have superficial rule changes, while others are distinct games with varying degrees of influence from basketball. Other variations include children's games, contests or activities meant to help players reinforce skills.",
"title": "Variations and similar games"
},
{
"paragraph_id": 89,
"text": "An earlier version of basketball, played primarily by women and girls, was six-on-six basketball. Horseball is a game played on horseback where a ball is handled and points are scored by shooting it through a high net (approximately 1.5m×1.5m). The sport is like a combination of polo, rugby, and basketball. There is even a form played on donkeys known as Donkey basketball, which has attracted criticism from animal rights groups.",
"title": "Variations and similar games"
},
{
"paragraph_id": 90,
"text": "Perhaps the single most common variation of basketball is the half-court game, played in informal settings without referees or strict rules. Only one basket is used, and the ball must be \"taken back\" or \"cleared\" – passed or dribbled outside the three-point line each time possession of the ball changes from one team to the other. Half-court games require less cardiovascular stamina, since players need not run back and forth a full court. Half-court raises the number of players that can use a court or, conversely, can be played if there is an insufficient number to form full 5-on-5 teams.",
"title": "Variations and similar games"
},
{
"paragraph_id": 91,
"text": "Half-court basketball is usually played 1-on-1, 2-on-2 or 3-on-3. The latter variation is gradually gaining official recognition as 3x3, originally known as FIBA 33. It was first tested at the 2007 Asian Indoor Games in Macau and the first official tournaments were held at the 2009 Asian Youth Games and the 2010 Youth Olympics, both in Singapore. The first FIBA 3x3 Youth World Championships were held in Rimini, Italy in 2011, with the first FIBA 3x3 World Championships for senior teams following a year later in Athens. The sport is highly tipped to become an Olympic sport as early as 2016. In the summer of 2017, the BIG3 basketball league, a professional 3x3 half court basketball league that features former NBA players, began. The BIG3 features several rule variants including a four-point field goal.",
"title": "Variations and similar games"
},
{
"paragraph_id": 92,
"text": "Variations of basketball with their own page or subsection include:",
"title": "Variations and similar games"
},
{
"paragraph_id": 93,
"text": "Spin-offs from basketball that are now separate sports include:",
"title": "Variations and similar games"
},
{
"paragraph_id": 94,
"text": "Basketball as a social and communal sport features environments, rules and demographics different from those seen in professional and televised basketball.",
"title": "Social forms of basketball"
},
{
"paragraph_id": 95,
"text": "Basketball is played widely as an extracurricular, intramural or amateur sport in schools and colleges. Notable institutions of recreational basketball include:",
"title": "Social forms of basketball"
},
{
"paragraph_id": 96,
"text": "Fantasy basketball was popularized during the 1990s by ESPN Fantasy Sports, NBA.com, and Yahoo! Fantasy Sports. On the model of fantasy baseball and football, players create fictional teams, select professional basketball players to \"play\" on these teams through a mock draft or trades, then calculate points based on the players' real-world performance.",
"title": "Fantasy basketball"
}
] | Basketball is a team sport in which two teams, most commonly of five players each, opposing one another on a rectangular court, compete with the primary objective of shooting a basketball through the defender's hoop, while preventing the opposing team from shooting through their own hoop. A field goal is worth two points, unless made from behind the three-point line, when it is worth three. After a foul, timed play stops and the player fouled or designated to shoot a technical foul is given one, two or three one-point free throws. The team with the most points at the end of the game wins, but if regulation play expires with the score tied, an additional period of play (overtime) is mandated. Players advance the ball by bouncing it while walking or running (dribbling) or by passing it to a teammate, both of which require considerable skill. On offense, players may use a variety of shots – the layup, the jump shot, or a dunk; on defense, they may steal the ball from a dribbler, intercept passes, or block shots; either offense or defense may collect a rebound, that is, a missed shot that bounces from rim or backboard. It is a violation to lift or drag one's pivot foot without dribbling the ball, to carry it, or to hold the ball with both hands then resume dribbling. The five players on each side fall into five playing positions. The tallest player is usually the center, the second-tallest and strongest is the power forward, a slightly shorter but more agile player is the small forward, and the shortest players or the best ball handlers are the shooting guard and the point guard, who implement the coach's game plan by managing the execution of offensive and defensive plays. Informally, players may play three-on-three, two-on-two, and one-on-one. Invented in 1891 by Canadian-American gym teacher James Naismith in Springfield, Massachusetts, in the United States, basketball has evolved to become one of the world's most popular and widely viewed sports. The National Basketball Association (NBA) is the most significant professional basketball league in the world in terms of popularity, salaries, talent, and level of competition. Outside North America, the top clubs from national leagues qualify to continental championships such as the EuroLeague and the Basketball Champions League Americas. The FIBA Basketball World Cup and Men's Olympic Basketball Tournament are the major international events of the sport and attract top national teams from around the world. Each continent hosts regional competitions for national teams, like EuroBasket and FIBA AmeriCup. The FIBA Women's Basketball World Cup and Women's Olympic Basketball Tournament feature top national teams from continental championships. The main North American league is the WNBA, whereas the strongest European clubs participate in the EuroLeague Women. | 2001-11-14T17:37:15Z | 2023-12-12T03:30:13Z | [
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] | https://en.wikipedia.org/wiki/Basketball |
3,926 | Blowfish (disambiguation) | Blowfish are species of fish in the family Tetraodontidae.
Blowfish may also refer to: | [
{
"paragraph_id": 0,
"text": "Blowfish are species of fish in the family Tetraodontidae.",
"title": ""
},
{
"paragraph_id": 1,
"text": "Blowfish may also refer to:",
"title": ""
}
] | Blowfish are species of fish in the family Tetraodontidae. Blowfish may also refer to: Porcupinefish, belonging to the family Diodontidae
Blowfish (cipher), an encryption algorithm
Blowfish (company), an American erotic goods supplier
The Blowfish, a satirical newspaper at Brandeis University
Lexington County Blowfish, a baseball team
Vice President Blowfish, a character in the animated series Adventure Time episode "President Porpoise Is Missing!" | 2001-07-20T15:51:41Z | 2023-09-21T13:44:08Z | [
"Template:Wiktionary",
"Template:Disambiguation"
] | https://en.wikipedia.org/wiki/Blowfish_(disambiguation) |
3,928 | Ball | A ball is a round object (usually spherical, but can sometimes be ovoid) with several uses. It is used in ball games, where the play of the game follows the state of the ball as it is hit, kicked or thrown by players. Balls can also be used for simpler activities, such as catch or juggling. Balls made from hard-wearing materials are used in engineering applications to provide very low friction bearings, known as ball bearings. Black-powder weapons use stone and metal balls as projectiles.
Although many types of balls are today made from rubber, this form was unknown outside the Americas until after the voyages of Columbus. The Spanish were the first Europeans to see the bouncing rubber balls (although solid and not inflated) which were employed most notably in the Mesoamerican ballgame. Balls used in various sports in other parts of the world prior to Columbus were made from other materials such as animal bladders or skins, stuffed with various materials.
As balls are one of the most familiar spherical objects to humans, the word "ball" may refer to or describe spherical or near-spherical objects.
"Ball" is used metaphorically sometimes to denote something spherical or spheroid, e.g., armadillos and human beings curl up into a ball, making a fist into a ball.
The first known use of the word ball in English in the sense of a globular body that is played with was in 1205 in Laȝamon's Brut, or Chronicle of Britain in the phrase, "Summe heo driuen balles wide ȝeond Þa feldes." The word came from the Middle English bal (inflected as ball-e, -es, in turn from Old Norse böllr (pronounced [bɔlːr]; compare Old Swedish baller, and Swedish boll) from Proto-Germanic ballu-z (whence probably Middle High German bal, ball-es, Middle Dutch bal), a cognate with Old High German ballo, pallo, Middle High German balle from Proto-Germanic *ballon (weak masculine), and Old High German ballâ, pallâ, Middle High German balle, Proto-Germanic *ballôn (weak feminine). No Old English representative of any of these is known. (The answering forms in Old English would have been beallu, -a, -e—compare bealluc, ballock.) If ball- was native in Germanic, it may have been a cognate with the Latin foll-is in sense of a "thing blown up or inflated." In the later Middle English spelling balle the word coincided graphically with the French balle "ball" and "bale" which has hence been erroneously assumed to be its source. French balle (but not boule) is assumed to be of Germanic origin, itself, however. In Ancient Greek the word πάλλα (palla) for "ball" is attested besides the word σφαίρα (sfaíra), sphere.
A ball, as the essential feature in many forms of gameplay requiring physical exertion, must date from the very earliest times. A rolling object appeals not only to a human baby, but to a kitten and a puppy. Some form of game with a ball is found portrayed on Egyptian monuments. In Homer, Nausicaa was playing at ball with her maidens when Odysseus first saw her in the land of the Phaeacians (Od. vi. 100). And Halios and Laodamas performed before Alcinous and Odysseus with ball play, accompanied with dancing (Od. viii. 370). The most ancient balls in Eurasia have been discovered in Karasahr, China and are 3.000 years old. They were made of hair-filled leather.
Among the ancient Greeks, games with balls (σφαῖραι) were regarded as a useful subsidiary to the more violent athletic exercises, as a means of keeping the body supple, and rendering it graceful, but were generally left to boys and girls. Of regular rules for the playing of ball games, little trace remains, if there were any such. The names in Greek for various forms, which have come down to us in such works as the Ὀνομαστικόν of Julius Pollux, imply little or nothing of such; thus, ἀπόρραξις (aporraxis) only means the putting of the ball on the ground with the open hand, οὐρανία (ourania), the flinging of the ball in the air to be caught by two or more players; φαινίνδα (phaininda) would seem to be a game of catch played by two or more, where feinting is used as a test of quickness and skill. Pollux (i. x. 104) mentions a game called episkyros (ἐπίσκυρος), which has often been looked on as the origin of football. It seems to have been played by two sides, arranged in lines; how far there was any form of "goal" seems uncertain. It was impossible to produce a ball that was perfectly spherical; children usually made their own balls by inflating pig's bladders and heating them in the ashes of a fire to make them rounder, although Plato (fl. 420s BC – 340s BC) described "balls which have leather coverings in twelve pieces".
Among the Romans, ball games were looked upon as an adjunct to the bath, and were graduated to the age and health of the bathers, and usually a place (sphaeristerium) was set apart for them in the baths (thermae). There appear to have been three types or sizes of ball, the pila, or small ball, used in catching games, the paganica, a heavy ball stuffed with feathers, and the follis, a leather ball filled with air, the largest of the three. This was struck from player to player, who wore a kind of gauntlet on the arm. There was a game known as trigon, played by three players standing in the form of a triangle, and played with the follis, and also one known as harpastum, which seems to imply a "scrimmage" among several players for the ball. These games are known to us through the Romans, though the names are Greek.
The various modern games played with a ball or balls and subject to rules are treated under their various names, such as polo, cricket, football, etc.
In sports, many modern balls are pressurized. Some are pressurized at the factory (e.g. tennis, squash (sport)) and others are pressurized by users (e.g. volleyball, basketball, football). Almost all pressurized balls gradually leak air. If the ball is factory pressurized, there is usually a rule about whether the ball retains sufficient pressure to remain playable. Depressurized balls lack bounce and are often termed "dead". In extreme cases a dead ball becomes flaccid. If the ball is pressured on use, there are generally rules about how the ball is pressurized before the match, and when (or whether) the ball can be repressurized or replaced.
Due to the ideal gas law, ball pressure is a function of temperature, generally tracking ambient conditions. Softer balls that are struck hard (especially squash balls) increase in temperature due to inelastic collision.
In outdoor sports, wet balls play differently than dry balls. In indoor sports, balls may become damp due to hand sweat. Any form of humidity or dampness will affect a ball's surface friction, which will alter a player's ability to impart spin on the ball. The action required to apply spin to a ball is governed by the physics of angular momentum. Spinning balls travelling through air (technically a fluid) will experience the Magnus effect, which can produce lateral deflections in addition to the normal up-down curvature induced by a combination of wind resistance and gravity.
Several sports use a ball in the shape of a prolate spheroid: | [
{
"paragraph_id": 0,
"text": "A ball is a round object (usually spherical, but can sometimes be ovoid) with several uses. It is used in ball games, where the play of the game follows the state of the ball as it is hit, kicked or thrown by players. Balls can also be used for simpler activities, such as catch or juggling. Balls made from hard-wearing materials are used in engineering applications to provide very low friction bearings, known as ball bearings. Black-powder weapons use stone and metal balls as projectiles.",
"title": ""
},
{
"paragraph_id": 1,
"text": "Although many types of balls are today made from rubber, this form was unknown outside the Americas until after the voyages of Columbus. The Spanish were the first Europeans to see the bouncing rubber balls (although solid and not inflated) which were employed most notably in the Mesoamerican ballgame. Balls used in various sports in other parts of the world prior to Columbus were made from other materials such as animal bladders or skins, stuffed with various materials.",
"title": ""
},
{
"paragraph_id": 2,
"text": "As balls are one of the most familiar spherical objects to humans, the word \"ball\" may refer to or describe spherical or near-spherical objects.",
"title": ""
},
{
"paragraph_id": 3,
"text": "\"Ball\" is used metaphorically sometimes to denote something spherical or spheroid, e.g., armadillos and human beings curl up into a ball, making a fist into a ball.",
"title": ""
},
{
"paragraph_id": 4,
"text": "The first known use of the word ball in English in the sense of a globular body that is played with was in 1205 in Laȝamon's Brut, or Chronicle of Britain in the phrase, \"Summe heo driuen balles wide ȝeond Þa feldes.\" The word came from the Middle English bal (inflected as ball-e, -es, in turn from Old Norse böllr (pronounced [bɔlːr]; compare Old Swedish baller, and Swedish boll) from Proto-Germanic ballu-z (whence probably Middle High German bal, ball-es, Middle Dutch bal), a cognate with Old High German ballo, pallo, Middle High German balle from Proto-Germanic *ballon (weak masculine), and Old High German ballâ, pallâ, Middle High German balle, Proto-Germanic *ballôn (weak feminine). No Old English representative of any of these is known. (The answering forms in Old English would have been beallu, -a, -e—compare bealluc, ballock.) If ball- was native in Germanic, it may have been a cognate with the Latin foll-is in sense of a \"thing blown up or inflated.\" In the later Middle English spelling balle the word coincided graphically with the French balle \"ball\" and \"bale\" which has hence been erroneously assumed to be its source. French balle (but not boule) is assumed to be of Germanic origin, itself, however. In Ancient Greek the word πάλλα (palla) for \"ball\" is attested besides the word σφαίρα (sfaíra), sphere.",
"title": "Etymology"
},
{
"paragraph_id": 5,
"text": "A ball, as the essential feature in many forms of gameplay requiring physical exertion, must date from the very earliest times. A rolling object appeals not only to a human baby, but to a kitten and a puppy. Some form of game with a ball is found portrayed on Egyptian monuments. In Homer, Nausicaa was playing at ball with her maidens when Odysseus first saw her in the land of the Phaeacians (Od. vi. 100). And Halios and Laodamas performed before Alcinous and Odysseus with ball play, accompanied with dancing (Od. viii. 370). The most ancient balls in Eurasia have been discovered in Karasahr, China and are 3.000 years old. They were made of hair-filled leather.",
"title": "History"
},
{
"paragraph_id": 6,
"text": "Among the ancient Greeks, games with balls (σφαῖραι) were regarded as a useful subsidiary to the more violent athletic exercises, as a means of keeping the body supple, and rendering it graceful, but were generally left to boys and girls. Of regular rules for the playing of ball games, little trace remains, if there were any such. The names in Greek for various forms, which have come down to us in such works as the Ὀνομαστικόν of Julius Pollux, imply little or nothing of such; thus, ἀπόρραξις (aporraxis) only means the putting of the ball on the ground with the open hand, οὐρανία (ourania), the flinging of the ball in the air to be caught by two or more players; φαινίνδα (phaininda) would seem to be a game of catch played by two or more, where feinting is used as a test of quickness and skill. Pollux (i. x. 104) mentions a game called episkyros (ἐπίσκυρος), which has often been looked on as the origin of football. It seems to have been played by two sides, arranged in lines; how far there was any form of \"goal\" seems uncertain. It was impossible to produce a ball that was perfectly spherical; children usually made their own balls by inflating pig's bladders and heating them in the ashes of a fire to make them rounder, although Plato (fl. 420s BC – 340s BC) described \"balls which have leather coverings in twelve pieces\".",
"title": "History"
},
{
"paragraph_id": 7,
"text": "Among the Romans, ball games were looked upon as an adjunct to the bath, and were graduated to the age and health of the bathers, and usually a place (sphaeristerium) was set apart for them in the baths (thermae). There appear to have been three types or sizes of ball, the pila, or small ball, used in catching games, the paganica, a heavy ball stuffed with feathers, and the follis, a leather ball filled with air, the largest of the three. This was struck from player to player, who wore a kind of gauntlet on the arm. There was a game known as trigon, played by three players standing in the form of a triangle, and played with the follis, and also one known as harpastum, which seems to imply a \"scrimmage\" among several players for the ball. These games are known to us through the Romans, though the names are Greek.",
"title": "History"
},
{
"paragraph_id": 8,
"text": "The various modern games played with a ball or balls and subject to rules are treated under their various names, such as polo, cricket, football, etc.",
"title": "History"
},
{
"paragraph_id": 9,
"text": "In sports, many modern balls are pressurized. Some are pressurized at the factory (e.g. tennis, squash (sport)) and others are pressurized by users (e.g. volleyball, basketball, football). Almost all pressurized balls gradually leak air. If the ball is factory pressurized, there is usually a rule about whether the ball retains sufficient pressure to remain playable. Depressurized balls lack bounce and are often termed \"dead\". In extreme cases a dead ball becomes flaccid. If the ball is pressured on use, there are generally rules about how the ball is pressurized before the match, and when (or whether) the ball can be repressurized or replaced.",
"title": "Physics"
},
{
"paragraph_id": 10,
"text": "Due to the ideal gas law, ball pressure is a function of temperature, generally tracking ambient conditions. Softer balls that are struck hard (especially squash balls) increase in temperature due to inelastic collision.",
"title": "Physics"
},
{
"paragraph_id": 11,
"text": "In outdoor sports, wet balls play differently than dry balls. In indoor sports, balls may become damp due to hand sweat. Any form of humidity or dampness will affect a ball's surface friction, which will alter a player's ability to impart spin on the ball. The action required to apply spin to a ball is governed by the physics of angular momentum. Spinning balls travelling through air (technically a fluid) will experience the Magnus effect, which can produce lateral deflections in addition to the normal up-down curvature induced by a combination of wind resistance and gravity.",
"title": "Physics"
},
{
"paragraph_id": 12,
"text": "Several sports use a ball in the shape of a prolate spheroid:",
"title": "Prolate spheroid balls"
}
] | A ball is a round object with several uses. It is used in ball games, where the play of the game follows the state of the ball as it is hit, kicked or thrown by players. Balls can also be used for simpler activities, such as catch or juggling. Balls made from hard-wearing materials are used in engineering applications to provide very low friction bearings, known as ball bearings. Black-powder weapons use stone and metal balls as projectiles. Although many types of balls are today made from rubber, this form was unknown outside the Americas until after the voyages of Columbus. The Spanish were the first Europeans to see the bouncing rubber balls which were employed most notably in the Mesoamerican ballgame. Balls used in various sports in other parts of the world prior to Columbus were made from other materials such as animal bladders or skins, stuffed with various materials. As balls are one of the most familiar spherical objects to humans, the word "ball" may refer to or describe spherical or near-spherical objects. "Ball" is used metaphorically sometimes to denote something spherical or spheroid, e.g., armadillos and human beings curl up into a ball, making a fist into a ball. | 2001-07-12T01:16:17Z | 2023-11-02T04:33:43Z | [
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] | https://en.wikipedia.org/wiki/Ball |
3,931 | Binary relation | In mathematics, a binary relation associates elements of one set, called the domain, with elements of another set, called the codomain. A binary relation over sets X and Y is a new set of ordered pairs (x, y) consisting of elements x from X and y from Y. It is a generalization of the more widely understood idea of a unary function. It encodes the common concept of relation: an element x is related to an element y, if and only if the pair (x, y) belongs to the set of ordered pairs that defines the binary relation. A binary relation is the most studied special case n = 2 of an n-ary relation over sets X1, ..., Xn, which is a subset of the Cartesian product X 1 × ⋯ × X n . {\displaystyle X_{1}\times \cdots \times X_{n}.}
An example of a binary relation is the "divides" relation over the set of prime numbers P {\displaystyle \mathbb {P} } and the set of integers Z {\displaystyle \mathbb {Z} } , in which each prime p is related to each integer z that is a multiple of p, but not to an integer that is not a multiple of p. In this relation, for instance, the prime number 2 is related to numbers such as −4, 0, 6, 10, but not to 1 or 9, just as the prime number 3 is related to 0, 6, and 9, but not to 4 or 13.
Binary relations are used in many branches of mathematics to model a wide variety of concepts. These include, among others:
A function may be defined as a special kind of binary relation. Binary relations are also heavily used in computer science.
A binary relation over sets X and Y is an element of the power set of X × Y . {\displaystyle X\times Y.} Since the latter set is ordered by inclusion (⊆), each relation has a place in the lattice of subsets of X × Y . {\displaystyle X\times Y.} A binary relation is called a homogeneous relation when X = Y. A binary relation is also called a heterogeneous relation when it is not necessary that X = Y.
Since relations are sets, they can be manipulated using set operations, including union, intersection, and complementation, and satisfying the laws of an algebra of sets. Beyond that, operations like the converse of a relation and the composition of relations are available, satisfying the laws of a calculus of relations, for which there are textbooks by Ernst Schröder, Clarence Lewis, and Gunther Schmidt. A deeper analysis of relations involves decomposing them into subsets called concepts, and placing them in a complete lattice.
In some systems of axiomatic set theory, relations are extended to classes, which are generalizations of sets. This extension is needed for, among other things, modeling the concepts of "is an element of" or "is a subset of" in set theory, without running into logical inconsistencies such as Russell's paradox.
The terms correspondence, dyadic relation and two-place relation are synonyms for binary relation, though some authors use the term "binary relation" for any subset of a Cartesian product X × Y {\displaystyle X\times Y} without reference to X and Y, and reserve the term "correspondence" for a binary relation with reference to X and Y.
Given sets X and Y, the Cartesian product X × Y {\displaystyle X\times Y} is defined as { ( x , y ) : x ∈ X and y ∈ Y } , {\displaystyle \{(x,y):x\in X{\text{ and }}y\in Y\},} and its elements are called ordered pairs.
A binary relation R over sets X and Y is a subset of X × Y . {\displaystyle X\times Y.} The set X is called the domain or set of departure of R, and the set Y the codomain or set of destination of R. In order to specify the choices of the sets X and Y, some authors define a binary relation or correspondence as an ordered triple (X, Y, G), where G is a subset of X × Y {\displaystyle X\times Y} called the graph of the binary relation. The statement ( x , y ) ∈ R {\displaystyle (x,y)\in R} reads "x is R-related to y" and is denoted by xRy. The domain of definition or active domain of R is the set of all x such that xRy for at least one y. The codomain of definition, active codomain, image or range of R is the set of all y such that xRy for at least one x. The field of R is the union of its domain of definition and its codomain of definition.
When X = Y , {\displaystyle X=Y,} a binary relation is called a homogeneous relation (or endorelation). To emphasize the fact that X and Y are allowed to be different, a binary relation is also called a heterogeneous relation.
In a binary relation, the order of the elements is important; if x ≠ y {\displaystyle x\neq y} then yRx can be true or false independently of xRy. For example, 3 divides 9, but 9 does not divide 3.
If R and S are binary relations over sets X and Y then R ∪ S = { ( x , y ) : x R y or x S y } {\displaystyle R\cup S=\{(x,y):xRy{\text{ or }}xSy\}} is the union relation of R and S over X and Y.
The identity element is the empty relation. For example, ≤ {\displaystyle \,\leq \,} is the union of < and =, and ≥ {\displaystyle \,\geq \,} is the union of > and =.
If R and S are binary relations over sets X and Y then R ∩ S = { ( x , y ) : x R y and x S y } {\displaystyle R\cap S=\{(x,y):xRy{\text{ and }}xSy\}} is the intersection relation of R and S over X and Y.
The identity element is the universal relation. For example, the relation "is divisible by 6" is the intersection of the relations "is divisible by 3" and "is divisible by 2".
If R is a binary relation over sets X and Y, and S is a binary relation over sets Y and Z then S ∘ R = { ( x , z ) : there exists y ∈ Y such that x R y and y S z } {\displaystyle S\circ R=\{(x,z):{\text{ there exists }}y\in Y{\text{ such that }}xRy{\text{ and }}ySz\}} (also denoted by R; S) is the composition relation of R and S over X and Z.
The identity element is the identity relation. The order of R and S in the notation S ∘ R , {\displaystyle S\circ R,} used here agrees with the standard notational order for composition of functions. For example, the composition (is parent of) ∘ {\displaystyle \,\circ \,} (is mother of) yields (is maternal grandparent of), while the composition (is mother of) ∘ {\displaystyle \,\circ \,} (is parent of) yields (is grandmother of). For the former case, if x is the parent of y and y is the mother of z, then x is the maternal grandparent of z.
If R is a binary relation over sets X and Y then R T = { ( y , x ) : x R y } {\displaystyle R^{\textsf {T}}=\{(y,x):xRy\}} is the converse relation, also called inverse relation, of R over Y and X.
For example, = {\displaystyle \,=\,} is the converse of itself, as is ≠ , {\displaystyle \,\neq ,\,} and < {\displaystyle \,<\,} and > {\displaystyle \,>\,} are each other's converse, as are ≤ {\displaystyle \,\leq \,} and ≥ . {\displaystyle \,\geq .\,} A binary relation is equal to its converse if and only if it is symmetric.
If R is a binary relation over sets X and Y then R ¯ = { ( x , y ) : not x R y } {\displaystyle {\overline {R}}=\{(x,y):{\text{ not }}xRy\}} (also denoted by R or ¬ R) is the complementary relation of R over X and Y.
For example, = {\displaystyle \,=\,} and ≠ {\displaystyle \,\neq \,} are each other's complement, as are ⊆ {\displaystyle \,\subseteq \,} and ⊈ , {\displaystyle \,\not \subseteq ,\,} ⊇ {\displaystyle \,\supseteq \,} and ⊉ , {\displaystyle \,\not \supseteq ,\,} and ∈ {\displaystyle \,\in \,} and ∉ , {\displaystyle \,\not \in ,\,} and, for total orders, also < {\displaystyle \,<\,} and ≥ , {\displaystyle \,\geq ,\,} and > {\displaystyle \,>\,} and ≤ . {\displaystyle \,\leq .\,}
The complement of the converse relation R T {\displaystyle R^{\textsf {T}}} is the converse of the complement: R T ¯ = R ¯ T . {\displaystyle {\overline {R^{\mathsf {T}}}}={\bar {R}}^{\mathsf {T}}.}
If X = Y , {\displaystyle X=Y,} the complement has the following properties:
If R is a binary homogeneous relation over a set X and S is a subset of X then R | S = { ( x , y ) ∣ x R y and x ∈ S and y ∈ S } {\displaystyle R_{\vert S}=\{(x,y)\mid xRy{\text{ and }}x\in S{\text{ and }}y\in S\}} is the restriction relation of R to S over X.
If R is a binary relation over sets X and Y and if S is a subset of X then R | S = { ( x , y ) ∣ x R y and x ∈ S } {\displaystyle R_{\vert S}=\{(x,y)\mid xRy{\text{ and }}x\in S\}} is the left-restriction relation of R to S over X and Y.
If R is a binary relation over sets X and Y and if S is a subset of Y then R | S = { ( x , y ) ∣ x R y and y ∈ S } {\displaystyle R^{\vert S}=\{(x,y)\mid xRy{\text{ and }}y\in S\}} is the right-restriction relation of R to S over X and Y.
If a relation is reflexive, irreflexive, symmetric, antisymmetric, asymmetric, transitive, total, trichotomous, a partial order, total order, strict weak order, total preorder (weak order), or an equivalence relation, then so too are its restrictions.
However, the transitive closure of a restriction is a subset of the restriction of the transitive closure, i.e., in general not equal. For example, restricting the relation "x is parent of y" to females yields the relation "x is mother of the woman y"; its transitive closure does not relate a woman with her paternal grandmother. On the other hand, the transitive closure of "is parent of" is "is ancestor of"; its restriction to females does relate a woman with her paternal grandmother.
Also, the various concepts of completeness (not to be confused with being "total") do not carry over to restrictions. For example, over the real numbers a property of the relation ≤ {\displaystyle \,\leq \,} is that every non-empty subset S ⊆ R {\displaystyle S\subseteq \mathbb {R} } with an upper bound in R {\displaystyle \mathbb {R} } has a least upper bound (also called supremum) in R . {\displaystyle \mathbb {R} .} However, for the rational numbers this supremum is not necessarily rational, so the same property does not hold on the restriction of the relation ≤ {\displaystyle \,\leq \,} to the rational numbers.
A binary relation R over sets X and Y is said to be contained in a relation S over X and Y, written R ⊆ S , {\displaystyle R\subseteq S,} if R is a subset of S, that is, for all x ∈ X {\displaystyle x\in X} and y ∈ Y , {\displaystyle y\in Y,} if xRy, then xSy. If R is contained in S and S is contained in R, then R and S are called equal written R = S. If R is contained in S but S is not contained in R, then R is said to be smaller than S, written R ⊊ S . {\displaystyle R\subsetneq S.} For example, on the rational numbers, the relation > {\displaystyle \,>\,} is smaller than ≥ , {\displaystyle \,\geq ,\,} and equal to the composition > ∘ > . {\displaystyle \,>\,\circ \,>.\,}
Binary relations over sets X and Y can be represented algebraically by logical matrices indexed by X and Y with entries in the Boolean semiring (addition corresponds to OR and multiplication to AND) where matrix addition corresponds to union of relations, matrix multiplication corresponds to composition of relations (of a relation over X and Y and a relation over Y and Z), the Hadamard product corresponds to intersection of relations, the zero matrix corresponds to the empty relation, and the matrix of ones corresponds to the universal relation. Homogeneous relations (when X = Y) form a matrix semiring (indeed, a matrix semialgebra over the Boolean semiring) where the identity matrix corresponds to the identity relation.
Some important types of binary relations R over sets X and Y are listed below.
Uniqueness properties:
Totality properties (only definable if the domain X and codomain Y are specified):
Uniqueness and totality properties (only definable if the domain X and codomain Y are specified):
If relations over proper classes are allowed:
Certain mathematical "relations", such as "equal to", "subset of", and "member of", cannot be understood to be binary relations as defined above, because their domains and codomains cannot be taken to be sets in the usual systems of axiomatic set theory. For example, to model the general concept of "equality" as a binary relation = , {\displaystyle \,=,} take the domain and codomain to be the "class of all sets", which is not a set in the usual set theory.
In most mathematical contexts, references to the relations of equality, membership and subset are harmless because they can be understood implicitly to be restricted to some set in the context. The usual work-around to this problem is to select a "large enough" set A, that contains all the objects of interest, and work with the restriction =A instead of =. Similarly, the "subset of" relation ⊆ {\displaystyle \,\subseteq \,} needs to be restricted to have domain and codomain P(A) (the power set of a specific set A): the resulting set relation can be denoted by ⊆ A . {\displaystyle \,\subseteq _{A}.\,} Also, the "member of" relation needs to be restricted to have domain A and codomain P(A) to obtain a binary relation ∈ A {\displaystyle \,\in _{A}\,} that is a set. Bertrand Russell has shown that assuming ∈ {\displaystyle \,\in \,} to be defined over all sets leads to a contradiction in naive set theory, see Russell's paradox.
Another solution to this problem is to use a set theory with proper classes, such as NBG or Morse–Kelley set theory, and allow the domain and codomain (and so the graph) to be proper classes: in such a theory, equality, membership, and subset are binary relations without special comment. (A minor modification needs to be made to the concept of the ordered triple (X, Y, G), as normally a proper class cannot be a member of an ordered tuple; or of course one can identify the binary relation with its graph in this context.) With this definition one can for instance define a binary relation over every set and its power set.
A homogeneous relation over a set X is a binary relation over X and itself, i.e. it is a subset of the Cartesian product X × X . {\displaystyle X\times X.} It is also simply called a (binary) relation over X.
A homogeneous relation R over a set X may be identified with a directed simple graph permitting loops, where X is the vertex set and R is the edge set (there is an edge from a vertex x to a vertex y if and only if xRy). The set of all homogeneous relations B ( X ) {\displaystyle {\mathcal {B}}(X)} over a set X is the power set 2 X × X {\displaystyle 2^{X\times X}} which is a Boolean algebra augmented with the involution of mapping of a relation to its converse relation. Considering composition of relations as a binary operation on B ( X ) {\displaystyle {\mathcal {B}}(X)} , it forms a semigroup with involution.
Some important properties that a homogeneous relation R over a set X may have are:
A partial order is a relation that is reflexive, antisymmetric, and transitive. A strict partial order is a relation that is irreflexive, asymmetric, and transitive. A total order is a relation that is reflexive, antisymmetric, transitive and connected. A strict total order is a relation that is irreflexive, asymmetric, transitive and connected. An equivalence relation is a relation that is reflexive, symmetric, and transitive. For example, "x divides y" is a partial, but not a total order on natural numbers N , {\displaystyle \mathbb {N} ,} "x < y" is a strict total order on N , {\displaystyle \mathbb {N} ,} and "x is parallel to y" is an equivalence relation on the set of all lines in the Euclidean plane.
All operations defined in section § Operations also apply to homogeneous relations. Beyond that, a homogeneous relation over a set X may be subjected to closure operations like:
In mathematics, a heterogeneous relation is a binary relation, a subset of a Cartesian product A × B , {\displaystyle A\times B,} where A and B are possibly distinct sets. The prefix hetero is from the Greek ἕτερος (heteros, "other, another, different").
A heterogeneous relation has been called a rectangular relation, suggesting that it does not have the square-like symmetry of a homogeneous relation on a set where A = B . {\displaystyle A=B.} Commenting on the development of binary relations beyond homogeneous relations, researchers wrote, "... a variant of the theory has evolved that treats relations from the very beginning as heterogeneous or rectangular, i.e. as relations where the normal case is that they are relations between different sets."
Developments in algebraic logic have facilitated usage of binary relations. The calculus of relations includes the algebra of sets, extended by composition of relations and the use of converse relations. The inclusion R ⊆ S , {\displaystyle R\subseteq S,} meaning that aRb implies aSb, sets the scene in a lattice of relations. But since P ⊆ Q ≡ ( P ∩ Q ¯ = ∅ ) ≡ ( P ∩ Q = P ) , {\displaystyle P\subseteq Q\equiv (P\cap {\bar {Q}}=\varnothing )\equiv (P\cap Q=P),} the inclusion symbol is superfluous. Nevertheless, composition of relations and manipulation of the operators according to Schröder rules, provides a calculus to work in the power set of A × B . {\displaystyle A\times B.}
In contrast to homogeneous relations, the composition of relations operation is only a partial function. The necessity of matching range to domain of composed relations has led to the suggestion that the study of heterogeneous relations is a chapter of category theory as in the category of sets, except that the morphisms of this category are relations. The objects of the category Rel are sets, and the relation-morphisms compose as required in a category.
Binary relations have been described through their induced concept lattices: A concept C ⊂ R satisfies two properties: (1) The logical matrix of C is the outer product of logical vectors
For a given relation R ⊆ X × Y , {\displaystyle R\subseteq X\times Y,} the set of concepts, enlarged by their joins and meets, forms an "induced lattice of concepts", with inclusion ⊑ {\displaystyle \sqsubseteq } forming a preorder.
The MacNeille completion theorem (1937) (that any partial order may be embedded in a complete lattice) is cited in a 2013 survey article "Decomposition of relations on concept lattices". The decomposition is
Particular cases are considered below: E total order corresponds to Ferrers type, and E identity corresponds to difunctional, a generalization of equivalence relation on a set.
Relations may be ranked by the Schein rank which counts the number of concepts necessary to cover a relation. Structural analysis of relations with concepts provides an approach for data mining.
The idea of a difunctional relation is to partition objects by distinguishing attributes, as a generalization of the concept of an equivalence relation. One way this can be done is with an intervening set Z = { x , y , z , … } {\displaystyle Z=\{x,y,z,\ldots \}} of indicators. The partitioning relation R = F G T {\displaystyle R=FG^{\textsf {T}}} is a composition of relations using univalent relations F ⊆ A × Z and G ⊆ B × Z . {\displaystyle F\subseteq A\times Z{\text{ and }}G\subseteq B\times Z.} Jacques Riguet named these relations difunctional since the composition F G involves univalent relations, commonly called partial functions.
In 1950 Rigeut showed that such relations satisfy the inclusion:
In automata theory, the term rectangular relation has also been used to denote a difunctional relation. This terminology recalls the fact that, when represented as a logical matrix, the columns and rows of a difunctional relation can be arranged as a block matrix with rectangular blocks of ones on the (asymmetric) main diagonal. More formally, a relation R on X × Y {\displaystyle X\times Y} is difunctional if and only if it can be written as the union of Cartesian products A i × B i {\displaystyle A_{i}\times B_{i}} , where the A i {\displaystyle A_{i}} are a partition of a subset of X and the B i {\displaystyle B_{i}} likewise a partition of a subset of Y.
Using the notation {y: xRy} = xR, a difunctional relation can also be characterized as a relation R such that wherever x1R and x2R have a non-empty intersection, then these two sets coincide; formally x 1 ∩ x 2 ≠ ∅ {\displaystyle x_{1}\cap x_{2}\neq \varnothing } implies x 1 R = x 2 R . {\displaystyle x_{1}R=x_{2}R.}
In 1997 researchers found "utility of binary decomposition based on difunctional dependencies in database management." Furthermore, difunctional relations are fundamental in the study of bisimulations.
In the context of homogeneous relations, a partial equivalence relation is difunctional.
A strict order on a set is a homogeneous relation arising in order theory. In 1951 Jacques Riguet adopted the ordering of a partition of an integer, called a Ferrers diagram, to extend ordering to binary relations in general.
The corresponding logical matrix of a general binary relation has rows which finish with a sequence of ones. Thus the dots of a Ferrer's diagram are changed to ones and aligned on the right in the matrix.
An algebraic statement required for a Ferrers type relation R is
If any one of the relations R , R ¯ , R T {\displaystyle R,\ {\bar {R}},\ R^{\textsf {T}}} is of Ferrers type, then all of them are.
Suppose B is the power set of A, the set of all subsets of A. Then a relation g is a contact relation if it satisfies three properties:
The set membership relation, ε = "is an element of", satisfies these properties so ε is a contact relation. The notion of a general contact relation was introduced by Georg Aumann in 1970.
In terms of the calculus of relations, sufficient conditions for a contact relation include
where ∋ {\displaystyle \ni } is the converse of set membership (∈).
Every relation R generates a preorder R ∖ R {\displaystyle R\backslash R} which is the left residual. In terms of converse and complements, R ∖ R ≡ R T R ¯ ¯ . {\displaystyle R\backslash R\ \equiv \ {\overline {R^{\textsf {T}}{\bar {R}}}}.} Forming the diagonal of R T R ¯ {\displaystyle R^{\textsf {T}}{\bar {R}}} , the corresponding row of R T {\displaystyle R^{\text{T}}} and column of R ¯ {\displaystyle {\bar {R}}} will be of opposite logical values, so the diagonal is all zeros. Then
To show transitivity, one requires that ( R ∖ R ) ( R ∖ R ) ⊆ R ∖ R . {\displaystyle (R\backslash R)(R\backslash R)\subseteq R\backslash R.} Recall that X = R ∖ R {\displaystyle X=R\backslash R} is the largest relation such that R X ⊆ R . {\displaystyle RX\subseteq R.} Then
The inclusion relation Ω on the power set of U can be obtained in this way from the membership relation ∈ {\displaystyle \,\in \,} on subsets of U:
Given a relation R, a sub-relation called its fringe is defined as
When R is a partial identity relation, difunctional, or a block diagonal relation, then fringe(R) = R. Otherwise the fringe operator selects a boundary sub-relation described in terms of its logical matrix: fringe(R) is the side diagonal if R is an upper right triangular linear order or strict order. Fringe(R) is the block fringe if R is irreflexive ( R ⊆ I ¯ {\displaystyle R\subseteq {\bar {I}}} ) or upper right block triangular. Fringe(R) is a sequence of boundary rectangles when R is of Ferrers type.
On the other hand, Fringe(R) = ∅ when R is a dense, linear, strict order.
Given two sets A and B, the set of binary relations between them B ( A , B ) {\displaystyle {\mathcal {B}}(A,B)} can be equipped with a ternary operation [ a , b , c ] = a b T c {\displaystyle [a,\ b,\ c]\ =\ ab^{\textsf {T}}c} where b denotes the converse relation of b. In 1953 Viktor Wagner used properties of this ternary operation to define semiheaps, heaps, and generalized heaps. The contrast of heterogeneous and homogeneous relations is highlighted by these definitions:
There is a pleasant symmetry in Wagner's work between heaps, semiheaps, and generalised heaps on the one hand, and groups, semigroups, and generalised groups on the other. Essentially, the various types of semiheaps appear whenever we consider binary relations (and partial one-one mappings) between different sets A and B, while the various types of semigroups appear in the case where A = B. | [
{
"paragraph_id": 0,
"text": "In mathematics, a binary relation associates elements of one set, called the domain, with elements of another set, called the codomain. A binary relation over sets X and Y is a new set of ordered pairs (x, y) consisting of elements x from X and y from Y. It is a generalization of the more widely understood idea of a unary function. It encodes the common concept of relation: an element x is related to an element y, if and only if the pair (x, y) belongs to the set of ordered pairs that defines the binary relation. A binary relation is the most studied special case n = 2 of an n-ary relation over sets X1, ..., Xn, which is a subset of the Cartesian product X 1 × ⋯ × X n . {\\displaystyle X_{1}\\times \\cdots \\times X_{n}.}",
"title": ""
},
{
"paragraph_id": 1,
"text": "An example of a binary relation is the \"divides\" relation over the set of prime numbers P {\\displaystyle \\mathbb {P} } and the set of integers Z {\\displaystyle \\mathbb {Z} } , in which each prime p is related to each integer z that is a multiple of p, but not to an integer that is not a multiple of p. In this relation, for instance, the prime number 2 is related to numbers such as −4, 0, 6, 10, but not to 1 or 9, just as the prime number 3 is related to 0, 6, and 9, but not to 4 or 13.",
"title": ""
},
{
"paragraph_id": 2,
"text": "Binary relations are used in many branches of mathematics to model a wide variety of concepts. These include, among others:",
"title": ""
},
{
"paragraph_id": 3,
"text": "A function may be defined as a special kind of binary relation. Binary relations are also heavily used in computer science.",
"title": ""
},
{
"paragraph_id": 4,
"text": "A binary relation over sets X and Y is an element of the power set of X × Y . {\\displaystyle X\\times Y.} Since the latter set is ordered by inclusion (⊆), each relation has a place in the lattice of subsets of X × Y . {\\displaystyle X\\times Y.} A binary relation is called a homogeneous relation when X = Y. A binary relation is also called a heterogeneous relation when it is not necessary that X = Y.",
"title": ""
},
{
"paragraph_id": 5,
"text": "Since relations are sets, they can be manipulated using set operations, including union, intersection, and complementation, and satisfying the laws of an algebra of sets. Beyond that, operations like the converse of a relation and the composition of relations are available, satisfying the laws of a calculus of relations, for which there are textbooks by Ernst Schröder, Clarence Lewis, and Gunther Schmidt. A deeper analysis of relations involves decomposing them into subsets called concepts, and placing them in a complete lattice.",
"title": ""
},
{
"paragraph_id": 6,
"text": "In some systems of axiomatic set theory, relations are extended to classes, which are generalizations of sets. This extension is needed for, among other things, modeling the concepts of \"is an element of\" or \"is a subset of\" in set theory, without running into logical inconsistencies such as Russell's paradox.",
"title": ""
},
{
"paragraph_id": 7,
"text": "The terms correspondence, dyadic relation and two-place relation are synonyms for binary relation, though some authors use the term \"binary relation\" for any subset of a Cartesian product X × Y {\\displaystyle X\\times Y} without reference to X and Y, and reserve the term \"correspondence\" for a binary relation with reference to X and Y.",
"title": ""
},
{
"paragraph_id": 8,
"text": "Given sets X and Y, the Cartesian product X × Y {\\displaystyle X\\times Y} is defined as { ( x , y ) : x ∈ X and y ∈ Y } , {\\displaystyle \\{(x,y):x\\in X{\\text{ and }}y\\in Y\\},} and its elements are called ordered pairs.",
"title": "Definition"
},
{
"paragraph_id": 9,
"text": "A binary relation R over sets X and Y is a subset of X × Y . {\\displaystyle X\\times Y.} The set X is called the domain or set of departure of R, and the set Y the codomain or set of destination of R. In order to specify the choices of the sets X and Y, some authors define a binary relation or correspondence as an ordered triple (X, Y, G), where G is a subset of X × Y {\\displaystyle X\\times Y} called the graph of the binary relation. The statement ( x , y ) ∈ R {\\displaystyle (x,y)\\in R} reads \"x is R-related to y\" and is denoted by xRy. The domain of definition or active domain of R is the set of all x such that xRy for at least one y. The codomain of definition, active codomain, image or range of R is the set of all y such that xRy for at least one x. The field of R is the union of its domain of definition and its codomain of definition.",
"title": "Definition"
},
{
"paragraph_id": 10,
"text": "When X = Y , {\\displaystyle X=Y,} a binary relation is called a homogeneous relation (or endorelation). To emphasize the fact that X and Y are allowed to be different, a binary relation is also called a heterogeneous relation.",
"title": "Definition"
},
{
"paragraph_id": 11,
"text": "In a binary relation, the order of the elements is important; if x ≠ y {\\displaystyle x\\neq y} then yRx can be true or false independently of xRy. For example, 3 divides 9, but 9 does not divide 3.",
"title": "Definition"
},
{
"paragraph_id": 12,
"text": "If R and S are binary relations over sets X and Y then R ∪ S = { ( x , y ) : x R y or x S y } {\\displaystyle R\\cup S=\\{(x,y):xRy{\\text{ or }}xSy\\}} is the union relation of R and S over X and Y.",
"title": "Operations"
},
{
"paragraph_id": 13,
"text": "The identity element is the empty relation. For example, ≤ {\\displaystyle \\,\\leq \\,} is the union of < and =, and ≥ {\\displaystyle \\,\\geq \\,} is the union of > and =.",
"title": "Operations"
},
{
"paragraph_id": 14,
"text": "If R and S are binary relations over sets X and Y then R ∩ S = { ( x , y ) : x R y and x S y } {\\displaystyle R\\cap S=\\{(x,y):xRy{\\text{ and }}xSy\\}} is the intersection relation of R and S over X and Y.",
"title": "Operations"
},
{
"paragraph_id": 15,
"text": "The identity element is the universal relation. For example, the relation \"is divisible by 6\" is the intersection of the relations \"is divisible by 3\" and \"is divisible by 2\".",
"title": "Operations"
},
{
"paragraph_id": 16,
"text": "If R is a binary relation over sets X and Y, and S is a binary relation over sets Y and Z then S ∘ R = { ( x , z ) : there exists y ∈ Y such that x R y and y S z } {\\displaystyle S\\circ R=\\{(x,z):{\\text{ there exists }}y\\in Y{\\text{ such that }}xRy{\\text{ and }}ySz\\}} (also denoted by R; S) is the composition relation of R and S over X and Z.",
"title": "Operations"
},
{
"paragraph_id": 17,
"text": "The identity element is the identity relation. The order of R and S in the notation S ∘ R , {\\displaystyle S\\circ R,} used here agrees with the standard notational order for composition of functions. For example, the composition (is parent of) ∘ {\\displaystyle \\,\\circ \\,} (is mother of) yields (is maternal grandparent of), while the composition (is mother of) ∘ {\\displaystyle \\,\\circ \\,} (is parent of) yields (is grandmother of). For the former case, if x is the parent of y and y is the mother of z, then x is the maternal grandparent of z.",
"title": "Operations"
},
{
"paragraph_id": 18,
"text": "If R is a binary relation over sets X and Y then R T = { ( y , x ) : x R y } {\\displaystyle R^{\\textsf {T}}=\\{(y,x):xRy\\}} is the converse relation, also called inverse relation, of R over Y and X.",
"title": "Operations"
},
{
"paragraph_id": 19,
"text": "For example, = {\\displaystyle \\,=\\,} is the converse of itself, as is ≠ , {\\displaystyle \\,\\neq ,\\,} and < {\\displaystyle \\,<\\,} and > {\\displaystyle \\,>\\,} are each other's converse, as are ≤ {\\displaystyle \\,\\leq \\,} and ≥ . {\\displaystyle \\,\\geq .\\,} A binary relation is equal to its converse if and only if it is symmetric.",
"title": "Operations"
},
{
"paragraph_id": 20,
"text": "If R is a binary relation over sets X and Y then R ¯ = { ( x , y ) : not x R y } {\\displaystyle {\\overline {R}}=\\{(x,y):{\\text{ not }}xRy\\}} (also denoted by R or ¬ R) is the complementary relation of R over X and Y.",
"title": "Operations"
},
{
"paragraph_id": 21,
"text": "For example, = {\\displaystyle \\,=\\,} and ≠ {\\displaystyle \\,\\neq \\,} are each other's complement, as are ⊆ {\\displaystyle \\,\\subseteq \\,} and ⊈ , {\\displaystyle \\,\\not \\subseteq ,\\,} ⊇ {\\displaystyle \\,\\supseteq \\,} and ⊉ , {\\displaystyle \\,\\not \\supseteq ,\\,} and ∈ {\\displaystyle \\,\\in \\,} and ∉ , {\\displaystyle \\,\\not \\in ,\\,} and, for total orders, also < {\\displaystyle \\,<\\,} and ≥ , {\\displaystyle \\,\\geq ,\\,} and > {\\displaystyle \\,>\\,} and ≤ . {\\displaystyle \\,\\leq .\\,}",
"title": "Operations"
},
{
"paragraph_id": 22,
"text": "The complement of the converse relation R T {\\displaystyle R^{\\textsf {T}}} is the converse of the complement: R T ¯ = R ¯ T . {\\displaystyle {\\overline {R^{\\mathsf {T}}}}={\\bar {R}}^{\\mathsf {T}}.}",
"title": "Operations"
},
{
"paragraph_id": 23,
"text": "If X = Y , {\\displaystyle X=Y,} the complement has the following properties:",
"title": "Operations"
},
{
"paragraph_id": 24,
"text": "If R is a binary homogeneous relation over a set X and S is a subset of X then R | S = { ( x , y ) ∣ x R y and x ∈ S and y ∈ S } {\\displaystyle R_{\\vert S}=\\{(x,y)\\mid xRy{\\text{ and }}x\\in S{\\text{ and }}y\\in S\\}} is the restriction relation of R to S over X.",
"title": "Operations"
},
{
"paragraph_id": 25,
"text": "If R is a binary relation over sets X and Y and if S is a subset of X then R | S = { ( x , y ) ∣ x R y and x ∈ S } {\\displaystyle R_{\\vert S}=\\{(x,y)\\mid xRy{\\text{ and }}x\\in S\\}} is the left-restriction relation of R to S over X and Y.",
"title": "Operations"
},
{
"paragraph_id": 26,
"text": "If R is a binary relation over sets X and Y and if S is a subset of Y then R | S = { ( x , y ) ∣ x R y and y ∈ S } {\\displaystyle R^{\\vert S}=\\{(x,y)\\mid xRy{\\text{ and }}y\\in S\\}} is the right-restriction relation of R to S over X and Y.",
"title": "Operations"
},
{
"paragraph_id": 27,
"text": "If a relation is reflexive, irreflexive, symmetric, antisymmetric, asymmetric, transitive, total, trichotomous, a partial order, total order, strict weak order, total preorder (weak order), or an equivalence relation, then so too are its restrictions.",
"title": "Operations"
},
{
"paragraph_id": 28,
"text": "However, the transitive closure of a restriction is a subset of the restriction of the transitive closure, i.e., in general not equal. For example, restricting the relation \"x is parent of y\" to females yields the relation \"x is mother of the woman y\"; its transitive closure does not relate a woman with her paternal grandmother. On the other hand, the transitive closure of \"is parent of\" is \"is ancestor of\"; its restriction to females does relate a woman with her paternal grandmother.",
"title": "Operations"
},
{
"paragraph_id": 29,
"text": "Also, the various concepts of completeness (not to be confused with being \"total\") do not carry over to restrictions. For example, over the real numbers a property of the relation ≤ {\\displaystyle \\,\\leq \\,} is that every non-empty subset S ⊆ R {\\displaystyle S\\subseteq \\mathbb {R} } with an upper bound in R {\\displaystyle \\mathbb {R} } has a least upper bound (also called supremum) in R . {\\displaystyle \\mathbb {R} .} However, for the rational numbers this supremum is not necessarily rational, so the same property does not hold on the restriction of the relation ≤ {\\displaystyle \\,\\leq \\,} to the rational numbers.",
"title": "Operations"
},
{
"paragraph_id": 30,
"text": "A binary relation R over sets X and Y is said to be contained in a relation S over X and Y, written R ⊆ S , {\\displaystyle R\\subseteq S,} if R is a subset of S, that is, for all x ∈ X {\\displaystyle x\\in X} and y ∈ Y , {\\displaystyle y\\in Y,} if xRy, then xSy. If R is contained in S and S is contained in R, then R and S are called equal written R = S. If R is contained in S but S is not contained in R, then R is said to be smaller than S, written R ⊊ S . {\\displaystyle R\\subsetneq S.} For example, on the rational numbers, the relation > {\\displaystyle \\,>\\,} is smaller than ≥ , {\\displaystyle \\,\\geq ,\\,} and equal to the composition > ∘ > . {\\displaystyle \\,>\\,\\circ \\,>.\\,}",
"title": "Operations"
},
{
"paragraph_id": 31,
"text": "Binary relations over sets X and Y can be represented algebraically by logical matrices indexed by X and Y with entries in the Boolean semiring (addition corresponds to OR and multiplication to AND) where matrix addition corresponds to union of relations, matrix multiplication corresponds to composition of relations (of a relation over X and Y and a relation over Y and Z), the Hadamard product corresponds to intersection of relations, the zero matrix corresponds to the empty relation, and the matrix of ones corresponds to the universal relation. Homogeneous relations (when X = Y) form a matrix semiring (indeed, a matrix semialgebra over the Boolean semiring) where the identity matrix corresponds to the identity relation.",
"title": "Operations"
},
{
"paragraph_id": 32,
"text": "Some important types of binary relations R over sets X and Y are listed below.",
"title": "Special types of binary relations"
},
{
"paragraph_id": 33,
"text": "Uniqueness properties:",
"title": "Special types of binary relations"
},
{
"paragraph_id": 34,
"text": "Totality properties (only definable if the domain X and codomain Y are specified):",
"title": "Special types of binary relations"
},
{
"paragraph_id": 35,
"text": "Uniqueness and totality properties (only definable if the domain X and codomain Y are specified):",
"title": "Special types of binary relations"
},
{
"paragraph_id": 36,
"text": "If relations over proper classes are allowed:",
"title": "Special types of binary relations"
},
{
"paragraph_id": 37,
"text": "Certain mathematical \"relations\", such as \"equal to\", \"subset of\", and \"member of\", cannot be understood to be binary relations as defined above, because their domains and codomains cannot be taken to be sets in the usual systems of axiomatic set theory. For example, to model the general concept of \"equality\" as a binary relation = , {\\displaystyle \\,=,} take the domain and codomain to be the \"class of all sets\", which is not a set in the usual set theory.",
"title": "Sets versus classes"
},
{
"paragraph_id": 38,
"text": "In most mathematical contexts, references to the relations of equality, membership and subset are harmless because they can be understood implicitly to be restricted to some set in the context. The usual work-around to this problem is to select a \"large enough\" set A, that contains all the objects of interest, and work with the restriction =A instead of =. Similarly, the \"subset of\" relation ⊆ {\\displaystyle \\,\\subseteq \\,} needs to be restricted to have domain and codomain P(A) (the power set of a specific set A): the resulting set relation can be denoted by ⊆ A . {\\displaystyle \\,\\subseteq _{A}.\\,} Also, the \"member of\" relation needs to be restricted to have domain A and codomain P(A) to obtain a binary relation ∈ A {\\displaystyle \\,\\in _{A}\\,} that is a set. Bertrand Russell has shown that assuming ∈ {\\displaystyle \\,\\in \\,} to be defined over all sets leads to a contradiction in naive set theory, see Russell's paradox.",
"title": "Sets versus classes"
},
{
"paragraph_id": 39,
"text": "Another solution to this problem is to use a set theory with proper classes, such as NBG or Morse–Kelley set theory, and allow the domain and codomain (and so the graph) to be proper classes: in such a theory, equality, membership, and subset are binary relations without special comment. (A minor modification needs to be made to the concept of the ordered triple (X, Y, G), as normally a proper class cannot be a member of an ordered tuple; or of course one can identify the binary relation with its graph in this context.) With this definition one can for instance define a binary relation over every set and its power set.",
"title": "Sets versus classes"
},
{
"paragraph_id": 40,
"text": "A homogeneous relation over a set X is a binary relation over X and itself, i.e. it is a subset of the Cartesian product X × X . {\\displaystyle X\\times X.} It is also simply called a (binary) relation over X.",
"title": "Homogeneous relation"
},
{
"paragraph_id": 41,
"text": "A homogeneous relation R over a set X may be identified with a directed simple graph permitting loops, where X is the vertex set and R is the edge set (there is an edge from a vertex x to a vertex y if and only if xRy). The set of all homogeneous relations B ( X ) {\\displaystyle {\\mathcal {B}}(X)} over a set X is the power set 2 X × X {\\displaystyle 2^{X\\times X}} which is a Boolean algebra augmented with the involution of mapping of a relation to its converse relation. Considering composition of relations as a binary operation on B ( X ) {\\displaystyle {\\mathcal {B}}(X)} , it forms a semigroup with involution.",
"title": "Homogeneous relation"
},
{
"paragraph_id": 42,
"text": "Some important properties that a homogeneous relation R over a set X may have are:",
"title": "Homogeneous relation"
},
{
"paragraph_id": 43,
"text": "A partial order is a relation that is reflexive, antisymmetric, and transitive. A strict partial order is a relation that is irreflexive, asymmetric, and transitive. A total order is a relation that is reflexive, antisymmetric, transitive and connected. A strict total order is a relation that is irreflexive, asymmetric, transitive and connected. An equivalence relation is a relation that is reflexive, symmetric, and transitive. For example, \"x divides y\" is a partial, but not a total order on natural numbers N , {\\displaystyle \\mathbb {N} ,} \"x < y\" is a strict total order on N , {\\displaystyle \\mathbb {N} ,} and \"x is parallel to y\" is an equivalence relation on the set of all lines in the Euclidean plane.",
"title": "Homogeneous relation"
},
{
"paragraph_id": 44,
"text": "All operations defined in section § Operations also apply to homogeneous relations. Beyond that, a homogeneous relation over a set X may be subjected to closure operations like:",
"title": "Homogeneous relation"
},
{
"paragraph_id": 45,
"text": "In mathematics, a heterogeneous relation is a binary relation, a subset of a Cartesian product A × B , {\\displaystyle A\\times B,} where A and B are possibly distinct sets. The prefix hetero is from the Greek ἕτερος (heteros, \"other, another, different\").",
"title": "Heterogeneous relation"
},
{
"paragraph_id": 46,
"text": "A heterogeneous relation has been called a rectangular relation, suggesting that it does not have the square-like symmetry of a homogeneous relation on a set where A = B . {\\displaystyle A=B.} Commenting on the development of binary relations beyond homogeneous relations, researchers wrote, \"... a variant of the theory has evolved that treats relations from the very beginning as heterogeneous or rectangular, i.e. as relations where the normal case is that they are relations between different sets.\"",
"title": "Heterogeneous relation"
},
{
"paragraph_id": 47,
"text": "Developments in algebraic logic have facilitated usage of binary relations. The calculus of relations includes the algebra of sets, extended by composition of relations and the use of converse relations. The inclusion R ⊆ S , {\\displaystyle R\\subseteq S,} meaning that aRb implies aSb, sets the scene in a lattice of relations. But since P ⊆ Q ≡ ( P ∩ Q ¯ = ∅ ) ≡ ( P ∩ Q = P ) , {\\displaystyle P\\subseteq Q\\equiv (P\\cap {\\bar {Q}}=\\varnothing )\\equiv (P\\cap Q=P),} the inclusion symbol is superfluous. Nevertheless, composition of relations and manipulation of the operators according to Schröder rules, provides a calculus to work in the power set of A × B . {\\displaystyle A\\times B.}",
"title": "Calculus of relations"
},
{
"paragraph_id": 48,
"text": "In contrast to homogeneous relations, the composition of relations operation is only a partial function. The necessity of matching range to domain of composed relations has led to the suggestion that the study of heterogeneous relations is a chapter of category theory as in the category of sets, except that the morphisms of this category are relations. The objects of the category Rel are sets, and the relation-morphisms compose as required in a category.",
"title": "Calculus of relations"
},
{
"paragraph_id": 49,
"text": "Binary relations have been described through their induced concept lattices: A concept C ⊂ R satisfies two properties: (1) The logical matrix of C is the outer product of logical vectors",
"title": "Induced concept lattice"
},
{
"paragraph_id": 50,
"text": "For a given relation R ⊆ X × Y , {\\displaystyle R\\subseteq X\\times Y,} the set of concepts, enlarged by their joins and meets, forms an \"induced lattice of concepts\", with inclusion ⊑ {\\displaystyle \\sqsubseteq } forming a preorder.",
"title": "Induced concept lattice"
},
{
"paragraph_id": 51,
"text": "The MacNeille completion theorem (1937) (that any partial order may be embedded in a complete lattice) is cited in a 2013 survey article \"Decomposition of relations on concept lattices\". The decomposition is",
"title": "Induced concept lattice"
},
{
"paragraph_id": 52,
"text": "Particular cases are considered below: E total order corresponds to Ferrers type, and E identity corresponds to difunctional, a generalization of equivalence relation on a set.",
"title": "Induced concept lattice"
},
{
"paragraph_id": 53,
"text": "Relations may be ranked by the Schein rank which counts the number of concepts necessary to cover a relation. Structural analysis of relations with concepts provides an approach for data mining.",
"title": "Induced concept lattice"
},
{
"paragraph_id": 54,
"text": "The idea of a difunctional relation is to partition objects by distinguishing attributes, as a generalization of the concept of an equivalence relation. One way this can be done is with an intervening set Z = { x , y , z , … } {\\displaystyle Z=\\{x,y,z,\\ldots \\}} of indicators. The partitioning relation R = F G T {\\displaystyle R=FG^{\\textsf {T}}} is a composition of relations using univalent relations F ⊆ A × Z and G ⊆ B × Z . {\\displaystyle F\\subseteq A\\times Z{\\text{ and }}G\\subseteq B\\times Z.} Jacques Riguet named these relations difunctional since the composition F G involves univalent relations, commonly called partial functions.",
"title": "Particular relations"
},
{
"paragraph_id": 55,
"text": "In 1950 Rigeut showed that such relations satisfy the inclusion:",
"title": "Particular relations"
},
{
"paragraph_id": 56,
"text": "In automata theory, the term rectangular relation has also been used to denote a difunctional relation. This terminology recalls the fact that, when represented as a logical matrix, the columns and rows of a difunctional relation can be arranged as a block matrix with rectangular blocks of ones on the (asymmetric) main diagonal. More formally, a relation R on X × Y {\\displaystyle X\\times Y} is difunctional if and only if it can be written as the union of Cartesian products A i × B i {\\displaystyle A_{i}\\times B_{i}} , where the A i {\\displaystyle A_{i}} are a partition of a subset of X and the B i {\\displaystyle B_{i}} likewise a partition of a subset of Y.",
"title": "Particular relations"
},
{
"paragraph_id": 57,
"text": "Using the notation {y: xRy} = xR, a difunctional relation can also be characterized as a relation R such that wherever x1R and x2R have a non-empty intersection, then these two sets coincide; formally x 1 ∩ x 2 ≠ ∅ {\\displaystyle x_{1}\\cap x_{2}\\neq \\varnothing } implies x 1 R = x 2 R . {\\displaystyle x_{1}R=x_{2}R.}",
"title": "Particular relations"
},
{
"paragraph_id": 58,
"text": "In 1997 researchers found \"utility of binary decomposition based on difunctional dependencies in database management.\" Furthermore, difunctional relations are fundamental in the study of bisimulations.",
"title": "Particular relations"
},
{
"paragraph_id": 59,
"text": "In the context of homogeneous relations, a partial equivalence relation is difunctional.",
"title": "Particular relations"
},
{
"paragraph_id": 60,
"text": "A strict order on a set is a homogeneous relation arising in order theory. In 1951 Jacques Riguet adopted the ordering of a partition of an integer, called a Ferrers diagram, to extend ordering to binary relations in general.",
"title": "Particular relations"
},
{
"paragraph_id": 61,
"text": "The corresponding logical matrix of a general binary relation has rows which finish with a sequence of ones. Thus the dots of a Ferrer's diagram are changed to ones and aligned on the right in the matrix.",
"title": "Particular relations"
},
{
"paragraph_id": 62,
"text": "An algebraic statement required for a Ferrers type relation R is",
"title": "Particular relations"
},
{
"paragraph_id": 63,
"text": "If any one of the relations R , R ¯ , R T {\\displaystyle R,\\ {\\bar {R}},\\ R^{\\textsf {T}}} is of Ferrers type, then all of them are.",
"title": "Particular relations"
},
{
"paragraph_id": 64,
"text": "Suppose B is the power set of A, the set of all subsets of A. Then a relation g is a contact relation if it satisfies three properties:",
"title": "Particular relations"
},
{
"paragraph_id": 65,
"text": "The set membership relation, ε = \"is an element of\", satisfies these properties so ε is a contact relation. The notion of a general contact relation was introduced by Georg Aumann in 1970.",
"title": "Particular relations"
},
{
"paragraph_id": 66,
"text": "In terms of the calculus of relations, sufficient conditions for a contact relation include",
"title": "Particular relations"
},
{
"paragraph_id": 67,
"text": "where ∋ {\\displaystyle \\ni } is the converse of set membership (∈).",
"title": "Particular relations"
},
{
"paragraph_id": 68,
"text": "Every relation R generates a preorder R ∖ R {\\displaystyle R\\backslash R} which is the left residual. In terms of converse and complements, R ∖ R ≡ R T R ¯ ¯ . {\\displaystyle R\\backslash R\\ \\equiv \\ {\\overline {R^{\\textsf {T}}{\\bar {R}}}}.} Forming the diagonal of R T R ¯ {\\displaystyle R^{\\textsf {T}}{\\bar {R}}} , the corresponding row of R T {\\displaystyle R^{\\text{T}}} and column of R ¯ {\\displaystyle {\\bar {R}}} will be of opposite logical values, so the diagonal is all zeros. Then",
"title": "Preorder R\\R"
},
{
"paragraph_id": 69,
"text": "To show transitivity, one requires that ( R ∖ R ) ( R ∖ R ) ⊆ R ∖ R . {\\displaystyle (R\\backslash R)(R\\backslash R)\\subseteq R\\backslash R.} Recall that X = R ∖ R {\\displaystyle X=R\\backslash R} is the largest relation such that R X ⊆ R . {\\displaystyle RX\\subseteq R.} Then",
"title": "Preorder R\\R"
},
{
"paragraph_id": 70,
"text": "The inclusion relation Ω on the power set of U can be obtained in this way from the membership relation ∈ {\\displaystyle \\,\\in \\,} on subsets of U:",
"title": "Preorder R\\R"
},
{
"paragraph_id": 71,
"text": "Given a relation R, a sub-relation called its fringe is defined as",
"title": "Fringe of a relation"
},
{
"paragraph_id": 72,
"text": "When R is a partial identity relation, difunctional, or a block diagonal relation, then fringe(R) = R. Otherwise the fringe operator selects a boundary sub-relation described in terms of its logical matrix: fringe(R) is the side diagonal if R is an upper right triangular linear order or strict order. Fringe(R) is the block fringe if R is irreflexive ( R ⊆ I ¯ {\\displaystyle R\\subseteq {\\bar {I}}} ) or upper right block triangular. Fringe(R) is a sequence of boundary rectangles when R is of Ferrers type.",
"title": "Fringe of a relation"
},
{
"paragraph_id": 73,
"text": "On the other hand, Fringe(R) = ∅ when R is a dense, linear, strict order.",
"title": "Fringe of a relation"
},
{
"paragraph_id": 74,
"text": "Given two sets A and B, the set of binary relations between them B ( A , B ) {\\displaystyle {\\mathcal {B}}(A,B)} can be equipped with a ternary operation [ a , b , c ] = a b T c {\\displaystyle [a,\\ b,\\ c]\\ =\\ ab^{\\textsf {T}}c} where b denotes the converse relation of b. In 1953 Viktor Wagner used properties of this ternary operation to define semiheaps, heaps, and generalized heaps. The contrast of heterogeneous and homogeneous relations is highlighted by these definitions:",
"title": "Mathematical heaps"
},
{
"paragraph_id": 75,
"text": "There is a pleasant symmetry in Wagner's work between heaps, semiheaps, and generalised heaps on the one hand, and groups, semigroups, and generalised groups on the other. Essentially, the various types of semiheaps appear whenever we consider binary relations (and partial one-one mappings) between different sets A and B, while the various types of semigroups appear in the case where A = B.",
"title": "Mathematical heaps"
}
] | In mathematics, a binary relation associates elements of one set, called the domain, with elements of another set, called the codomain. A binary relation over sets X and Y is a new set of ordered pairs consisting of elements x from X and y from Y. It is a generalization of the more widely understood idea of a unary function. It encodes the common concept of relation: an element x is related to an element y, if and only if the pair belongs to the set of ordered pairs that defines the binary relation. A binary relation is the most studied special case n = 2 of an n-ary relation over sets X1, ..., Xn, which is a subset of the Cartesian product X 1 × ⋯ × X n . An example of a binary relation is the "divides" relation over the set of prime numbers P and the set of integers Z , in which each prime p is related to each integer z that is a multiple of p, but not to an integer that is not a multiple of p. In this relation, for instance, the prime number 2 is related to numbers such as −4, 0, 6, 10, but not to 1 or 9, just as the prime number 3 is related to 0, 6, and 9, but not to 4 or 13. Binary relations are used in many branches of mathematics to model a wide variety of concepts. These include, among others: the "is greater than", "is equal to", and "divides" relations in arithmetic;
the "is congruent to" relation in geometry;
the "is adjacent to" relation in graph theory;
the "is orthogonal to" relation in linear algebra. A function may be defined as a special kind of binary relation. Binary relations are also heavily used in computer science. A binary relation over sets X and Y is an element of the power set of X × Y . Since the latter set is ordered by inclusion (⊆), each relation has a place in the lattice of subsets of X × Y . A binary relation is called a homogeneous relation when X = Y. A binary relation is also called a heterogeneous relation when it is not necessary that X = Y. Since relations are sets, they can be manipulated using set operations, including union, intersection, and complementation, and satisfying the laws of an algebra of sets. Beyond that, operations like the converse of a relation and the composition of relations are available, satisfying the laws of a calculus of relations, for which there are textbooks by Ernst Schröder, Clarence Lewis, and Gunther Schmidt. A deeper analysis of relations involves decomposing them into subsets called concepts, and placing them in a complete lattice. In some systems of axiomatic set theory, relations are extended to classes, which are generalizations of sets. This extension is needed for, among other things, modeling the concepts of "is an element of" or "is a subset of" in set theory, without running into logical inconsistencies such as Russell's paradox. The terms correspondence, dyadic relation and two-place relation are synonyms for binary relation, though some authors use the term "binary relation" for any subset of a Cartesian product X × Y without reference to X and Y, and reserve the term "correspondence" for a binary relation with reference to X and Y. | 2001-07-18T16:48:18Z | 2023-11-29T22:31:30Z | [
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3,933 | Braille | Braille (/breɪl/ BRAYL, French: [bʁɑj]) is a tactile writing system used by people who are visually impaired. It can be read either on embossed paper or by using refreshable braille displays that connect to computers and smartphone devices. Braille can be written using a slate and stylus, a braille writer, an electronic braille notetaker or with the use of a computer connected to a braille embosser.
Braille is named after its creator, Louis Braille, a Frenchman who lost his sight as a result of a childhood accident. In 1824, at the age of fifteen, he developed the braille code based on the French alphabet as an improvement on night writing. He published his system, which subsequently included musical notation, in 1829. The second revision, published in 1837, was the first binary form of writing developed in the modern era.
Braille characters are formed using a combination of six raised dots arranged in a 3 × 2 matrix, called the braille cell. The number and arrangement of these dots distinguishes one character from another. Since the various braille alphabets originated as transcription codes for printed writing, the mappings (sets of character designations) vary from language to language, and even within one; in English Braille there are 3 levels of braille: uncontracted braille – a letter-by-letter transcription used for basic literacy; contracted braille – an addition of abbreviations and contractions used as a space-saving mechanism; and grade 3 – various non-standardized personal stenography that is less commonly used.
In addition to braille text (letters, punctuation, contractions), it is also possible to create embossed illustrations and graphs, with the lines either solid or made of series of dots, arrows, and bullets that are larger than braille dots. A full braille cell includes six raised dots arranged in two columns, each column having three dots. The dot positions are identified by numbers from one to six. There are 64 possible combinations, including no dots at all for a word space. Dot configurations can be used to represent a letter, digit, punctuation mark, or even a word.
Early braille education is crucial to literacy, education and employment among the blind. Despite the evolution of new technologies, including screen reader software that reads information aloud, braille provides blind people with access to spelling, punctuation and other aspects of written language less accessible through audio alone.
While some have suggested that audio-based technologies will decrease the need for braille, technological advancements such as braille displays have continued to make braille more accessible and available. Braille users highlight that braille remains as essential as print is to the sighted.
⠏⠗⠑⠍⠊⠑⠗
Braille was based on a tactile code, now known as night writing, developed by Charles Barbier. (The name "night writing" was later given to it when it was considered as a means for soldiers to communicate silently at night and without a light source, but Barbier's writings do not use this term and suggest that it was originally designed as a simpler form of writing and for the visually impaired.) In Barbier's system, sets of 12 embossed dots were used to encode 36 different sounds. Braille identified three major defects of the code: first, the symbols represented phonetic sounds and not letters of the alphabet – thus the code was unable to render the orthography of the words. Second, the 12-dot symbols could not easily fit beneath the pad of the reading finger. This required the reading finger to move in order to perceive the whole symbol, which slowed the reading process. (This was because Barbier's system was based only on the number of dots in each of two 6-dot columns but not the pattern of the dots.) Third, the code did not include symbols for numerals or punctuation. Braille's solution was to use 6-dot cells and to assign a specific pattern to each letter of the alphabet. Braille also developed symbols for representing numerals and punctuation.
At first, Braille was a one-to-one transliteration of the French alphabet, but soon various abbreviations (contractions) and even logograms were developed, creating a system much more like shorthand.
Today, there are braille codes for over 133 languages.
In English, some variations in the braille codes have traditionally existed among English-speaking countries. In 1991, work to standardize the braille codes used in the English-speaking world began. Unified English Braille (UEB) has been adopted in all seven member countries of the International Council on English Braille (ICEB) as well as Nigeria.
For blind readers, Braille is an independent writing system, rather than a code of printed orthography.
Braille is derived from the Latin alphabet, albeit indirectly. In Braille's original system, the dot patterns were assigned to letters according to their position within the alphabetic order of the French alphabet of the time, with accented letters and w sorted at the end.
Unlike print, which consists of mostly arbitrary symbols, the braille alphabet follows a logical sequence. The first ten letters of the alphabet, a–j, use the upper four dot positions: ⠁⠃⠉⠙⠑⠋⠛⠓⠊⠚ (black dots in the table below). These stand for the ten digits 1–9 and 0 in an alphabetic numeral system similar to Greek numerals (as well as derivations of it, including Hebrew numerals, Cyrillic numerals, Abjad numerals, also Hebrew gematria and Greek isopsephy).
Though the dots are assigned in no obvious order, the cells with the fewest dots are assigned to the first three letters (and lowest digits), abc = 123 (⠁⠃⠉), and to the three vowels in this part of the alphabet, aei (⠁⠑⠊), whereas the even digits, 4, 6, 8, 0 (⠙⠋⠓⠚), are corners/right angles.
The next ten letters, k–t, are identical to a–j respectively, apart from the addition of a dot at position 3 (red dots in the bottom left corner of the cell in the table below): ⠅⠇⠍⠝⠕⠏⠟⠗⠎⠞:
The next ten letters (the next "decade") are the same again, but with dots also at both position 3 and position 6 (green dots in the bottom row of the cell in the table above). Here w was initially left out as not being a part of the official French alphabet at the time of Braille's life; the French braille order is u v x y z ç é à è ù (⠥⠧⠭⠽⠵⠯⠿⠷⠮⠾).
The next ten letters, ending in w, are the same again, except that for this series position 6 (purple dot in the bottom right corner of the cell in the table above) is used without a dot at position 3. In French braille these are the letters â ê î ô û ë ï ü œ w (⠡⠣⠩⠹⠱⠫⠻⠳⠪⠺). W had been tacked onto the end of 39 letters of the French alphabet to accommodate English.
The a–j series shifted down by one dot space (⠂⠆⠒⠲⠢⠖⠶⠦⠔⠴) is used for punctuation. Letters a ⠁ and c ⠉, which only use dots in the top row, were shifted two places for the apostrophe and hyphen: ⠄⠤. (These are also the decade diacritics, at left in the table below, of the second and third decade.)
In addition, there are ten patterns that are based on the first two letters (⠁⠃) with their dots shifted to the right; these were assigned to non-French letters (ì ä ò ⠌⠜⠬), or serve non-letter functions: ⠈ (superscript; in English the accent mark), ⠘ (currency prefix), ⠨ (capital, in English the decimal point), ⠼ (number sign), ⠸ (emphasis mark), ⠐ (symbol prefix).
The first four decades are similar in respect that in those decades the decade dots are applied to the numeric sequence as a logical "inclusive OR" operation whereas the fifth decade applies a "shift down" operation to the numeric sequence.
Originally there had been nine decades. The fifth through ninth used dashes as well as dots, but proved to be impractical and were soon abandoned. These could be replaced with what we now know as the number sign (⠼), though that only caught on for the digits (old 5th decade → modern 1st decade). The dash occupying the top row of the original sixth decade was simply dropped, producing the modern fifth decade. (See 1829 braille.)
Historically, there have been three principles in assigning the values of a linear script (print) to Braille: Using Louis Braille's original French letter values; reassigning the braille letters according to the sort order of the print alphabet being transcribed; and reassigning the letters to improve the efficiency of writing in braille.
Under international consensus, most braille alphabets follow the French sorting order for the 26 letters of the basic Latin alphabet, and there have been attempts at unifying the letters beyond these 26 (see international braille), though differences remain, for example, in German Braille. This unification avoids the chaos of each nation reordering the braille code to match the sorting order of its print alphabet, as happened in Algerian Braille, where braille codes were numerically reassigned to match the order of the Arabic alphabet and bear little relation to the values used in other countries (compare modern Arabic Braille, which uses the French sorting order), and as happened in an early American version of English Braille, where the letters w, x, y, z were reassigned to match English alphabetical order. A convention sometimes seen for letters beyond the basic 26 is to exploit the physical symmetry of braille patterns iconically, for example, by assigning a reversed n to ñ or an inverted s to sh. (See Hungarian Braille and Bharati Braille, which do this to some extent.)
A third principle was to assign braille codes according to frequency, with the simplest patterns (quickest ones to write with a stylus) assigned to the most frequent letters of the alphabet. Such frequency-based alphabets were used in Germany and the United States in the 19th century (see American Braille), but with the invention of the braille typewriter their advantage disappeared, and none are attested in modern use – they had the disadvantage that the resulting small number of dots in a text interfered with following the alignment of the letters, and consequently made texts more difficult to read than Braille's more arbitrary letter assignment. Finally, there are braille scripts that do not order the codes numerically at all, such as Japanese Braille and Korean Braille, which are based on more abstract principles of syllable composition.
Texts are sometimes written in a script of eight dots per cell rather than six, enabling them to encode a greater number of symbols. (See Gardner–Salinas braille codes.) Luxembourgish Braille has adopted eight-dot cells for general use; for example, it adds a dot below each letter to derive its capital variant.
Braille was the first writing system with binary encoding. The system as devised by Braille consists of two parts:
Within an individual cell, the dot positions are arranged in two columns of three positions. A raised dot can appear in any of the six positions, producing 64 (2) possible patterns, including one in which there are no raised dots. For reference purposes, a pattern is commonly described by listing the positions where dots are raised, the positions being universally numbered, from top to bottom, as 1 to 3 on the left and 4 to 6 on the right. For example, dot pattern 1-3-4 describes a cell with three dots raised, at the top and bottom in the left column and at the top of the right column: that is, the letter ⠍ m. The lines of horizontal braille text are separated by a space, much like visible printed text, so that the dots of one line can be differentiated from the braille text above and below. Different assignments of braille codes (or code pages) are used to map the character sets of different printed scripts to the six-bit cells. Braille assignments have also been created for mathematical and musical notation. However, because the six-dot braille cell allows only 64 (2) patterns, including space, the characters of a braille script commonly have multiple values, depending on their context. That is, character mapping between print and braille is not one-to-one. For example, the character ⠙ corresponds in print to both the letter d and the digit 4.
In addition to simple encoding, many braille alphabets use contractions to reduce the size of braille texts and to increase reading speed. (See Contracted braille.)
Braille may be produced by hand using a slate and stylus in which each dot is created from the back of the page, writing in mirror image, or it may be produced on a braille typewriter or Perkins Brailler, or an electronic Brailler or braille notetaker. Braille users with access to smartphones may also activate the on-screen braille input keyboard, to type braille symbols on to their device by placing their fingers on to the screen according to the dot configuration of the symbols they wish to form. These symbols are automatically translated into print on the screen. The different tools that exist for writing braille allow the braille user to select the method that is best for a given task. For example, the slate and stylus is a portable writing tool, much like the pen and paper for the sighted. Errors can be erased using a braille eraser or can be overwritten with all six dots (⠿). Interpoint refers to braille printing that is offset, so that the paper can be embossed on both sides, with the dots on one side appearing between the divots that form the dots on the other.
Using a computer or other electronic device, Braille may be produced with a braille embosser (printer) or a refreshable braille display (screen).
Braille has been extended to an 8-dot code, particularly for use with braille embossers and refreshable braille displays. In 8-dot braille the additional dots are added at the bottom of the cell, giving a matrix 4 dots high by 2 dots wide. The additional dots are given the numbers 7 (for the lower-left dot) and 8 (for the lower-right dot). Eight-dot braille has the advantages that the case of an individual letter is directly coded in the cell containing the letter and that all the printable ASCII characters can be represented in a single cell. All 256 (2) possible combinations of 8 dots are encoded by the Unicode standard. Braille with six dots is frequently stored as Braille ASCII.
The first 25 braille letters, up through the first half of the 3rd decade, transcribe a–z (skipping w). In English Braille, the rest of that decade is rounded out with the ligatures and, for, of, the, and with. Omitting dot 3 from these forms the 4th decade, the ligatures ch, gh, sh, th, wh, ed, er, ou, ow and the letter w.
(See English Braille.)
Various formatting marks affect the values of the letters that follow them. They have no direct equivalent in print. The most important in English Braille are:
That is, ⠠⠁ is read as capital 'A', and ⠼⠁ as the digit '1'.
Basic punctuation marks in English Braille include:
⠦ is both the question mark and the opening quotation mark. Its reading depends on whether it occurs before a word or after.
⠶ is used for both opening and closing parentheses. Its placement relative to spaces and other characters determines its interpretation.
Punctuation varies from language to language. For example, French Braille uses ⠢ for its question mark and swaps the quotation marks and parentheses (to ⠶ and ⠦⠴); it uses the period (⠲) for the decimal point, as in print, and the decimal point (⠨) to mark capitalization.
Braille contractions are words and affixes that are shortened so that they take up fewer cells. In English Braille, for example, the word afternoon is written with just three letters, ⠁⠋⠝ ⟨afn⟩, much like stenoscript. There are also several abbreviation marks that create what are effectively logograms. The most common of these is dot 5, which combines with the first letter of words. With the letter ⠍ m, the resulting word is ⠐⠍ mother. There are also ligatures ("contracted" letters), which are single letters in braille but correspond to more than one letter in print. The letter ⠯ and, for example, is used to write words with the sequence a-n-d in them, such as ⠓⠯ hand.
Most braille embossers support between 34 and 40 cells per line, and 25 lines per page.
A manually operated Perkins braille typewriter supports a maximum of 42 cells per line (its margins are adjustable), and typical paper allows 25 lines per page.
A large interlining Stainsby has 36 cells per line and 18 lines per page.
An A4-sized Marburg braille frame, which allows interpoint braille (dots on both sides of the page, offset so they do not interfere with each other), has 30 cells per line and 27 lines per page.
A Braille writing machine is a typewriter with six keys that allows the user to write braille on a regular hard copy page.
The first Braille typewriter to gain general acceptance was invented by Frank Haven Hall (Superintendent of the Illinois School for the Blind), and was presented to the public in 1892.
The Stainsby Brailler, developed by Henry Stainsby in 1903, is a mechanical writer with a sliding carriage that moves over an aluminium plate as it embosses Braille characters. An improved version was introduced around 1933.
In 1951 David Abraham, a woodworking teacher at the Perkins School for the Blind, produced a more advanced Braille typewriter, the Perkins Brailler.
Braille printers or embosser were produced in the 1950s. In 1960 Robert Mann, a teacher in MIT, wrote DOTSYS, a software that allowed automatic braille translation, and another group created an embossing device called "M.I.T. Braillemboss". The Mitre Corporation team of Robert Gildea, Jonathan Millen, Reid Gerhart and Joseph Sullivan (now president of Duxbury Systems) developed DOTSYS III, the first braille translator written in a portable programming language. DOTSYS III was developed for the Atlanta Public Schools as a public domain program.
In 1991 Ernest Bate developed the Mountbatten Brailler, an electronic machine used to type braille on braille paper, giving it a number of additional features such as word processing, audio feedback and embossing. This version was improved in 2008 with a quiet writer that had an erase key.
In 2011 David S. Morgan produced the first SMART Brailler machine, with added text to speech function and allowed digital capture of data entered.
Braille is traditionally read in hardcopy form, such as with paper books written in braille, documents produced in paper braille (such as restaurant menus), and braille labels or public signage. It can also be read on a refreshable braille display either as a stand-alone electronic device or connected to a computer or smartphone. Refreshable braille displays convert what is visually shown on a computer or smartphone screen into braille through a series of pins that rise and fall to form braille symbols. Currently more than 1% of all printed books have been translated into hardcopy braille.
The fastest braille readers apply a light touch and read braille with two hands, although reading braille with one hand is also possible. Although the finger can read only one braille character at a time, the brain chunks braille at a higher level, processing words a digraph, root or suffix at a time. The processing largely takes place in the visual cortex.
Children who are blind miss out on fundamental parts of early and advanced education if not provided with the necessary tools, such as access to educational materials in braille. Children who are blind or visually impaired can begin learning foundational braille skills from a very young age to become fluent braille readers as they get older. Sighted children are naturally exposed to written language on signs, on TV and in the books they see. Blind children require the same early exposure to literacy, through access to braille rich environments and opportunities to explore the world around them. Print-braille books, for example, present text in both print and braille and can be read by sighted parents to blind children (and vice versa), allowing blind children to develop an early love for reading even before formal reading instruction begins.
Adults who experience sight loss later in life or who did not have the opportunity to learn it when they were younger can also learn braille. In most cases, adults who learn braille were already literate in print before vision loss and so instruction focuses more on developing the tactile and motor skills needed to read braille.
While different countries publish statistics on how many readers in a given organization request braille, these numbers only provide a partial picture of braille literacy statistics. For example, this data does not survey the entire population of braille readers or always include readers who are no longer in the school system (adults) or readers who request electronic braille materials. Therefore, there are currently no reliable statistics on braille literacy rates, as described in a publication in the Journal of Visual Impairment and Blindness. Regardless of the precise percentage of braille readers, there is consensus that braille should be provided to all those who benefit from it.
Numerous factors influence access to braille literacy, including school budget constraints, technology advancements such as screen-reader software, access to qualified instruction, and different philosophical views over how blind children should be educated.
In the USA, a key turning point for braille literacy was the passage of the Rehabilitation Act of 1973, an act of Congress that moved thousands of children from specialized schools for the blind into mainstream public schools. Because only a small percentage of public schools could afford to train and hire braille-qualified teachers, braille literacy has declined since the law took effect. Braille literacy rates have improved slightly since the bill was passed, in part because of pressure from consumers and advocacy groups that has led 27 states to pass legislation mandating that children who are legally blind be given the opportunity to learn braille.
In 1998 there were 57,425 legally blind students registered in the United States, but only 10% (5,461) of them used braille as their primary reading medium.
Early Braille education is crucial to literacy for a blind or low-vision child. A study conducted in the state of Washington found that people who learned braille at an early age did just as well, if not better than their sighted peers in several areas, including vocabulary and comprehension. In the preliminary adult study, while evaluating the correlation between adult literacy skills and employment, it was found that 44% of the participants who had learned to read in braille were unemployed, compared to the 77% unemployment rate of those who had learned to read using print. Currently, among the estimated 85,000 blind adults in the United States, 90% of those who are braille-literate are employed. Among adults who do not know braille, only 33% are employed. Statistically, history has proven that braille reading proficiency provides an essential skill set that allows blind or low-vision children to compete with their sighted peers in a school environment and later in life as they enter the workforce.
Regardless of the specific percentage of braille readers, proponents point out the importance of increasing access to braille for all those who can benefit from it.
Although it is possible to transcribe print by simply substituting the equivalent braille character for its printed equivalent, in English such a character-by-character transcription (known as uncontracted braille) is typically used by beginners or those who only engage in short reading tasks (such as reading household labels).
Braille characters are much larger than their printed equivalents, and the standard 11" by 11.5" (28 cm × 30 cm) page has room for only 25 lines of 43 characters. To reduce space and increase reading speed, most braille alphabets and orthographies use ligatures, abbreviations, and contractions. Virtually all English braille books in hardcopy (paper) format are transcribed in contracted braille: The Library of Congress's Instruction Manual for Braille Transcribing runs to over 300 pages, and braille transcribers must pass certification tests.
Uncontracted braille was previously known as grade 1 braille, and contracted braille was previously known as grade 2 braille. Uncontracted braille is a direct transliteration of print words (one-to-one correspondence); hence, the word "about" would contain all the same letters in uncontracted braille as it does in inkprint. Contracted braille includes short forms to save space; hence, for example, the letters "ab" when standing alone represent the word "about" in English contracted braille. In English, some braille users only learn uncontracted braille, particularly if braille is being used for shorter reading tasks such as reading household labels. However, those who plan to use braille for educational and employment purposes and longer reading texts often go on to contracted braille.
The system of contractions in English Braille begins with a set of 23 words contracted to single characters. Thus the word but is contracted to the single letter b, can to c, do to d, and so on. Even this simple rule creates issues requiring special cases; for example, d is, specifically, an abbreviation of the verb do; the noun do representing the note of the musical scale is a different word and must be spelled out.
Portions of words may be contracted, and many rules govern this process. For example, the character with dots 2-3-5 (the letter "f" lowered in the Braille cell) stands for "ff" when used in the middle of a word. At the beginning of a word, this same character stands for the word "to"; the character is written in braille with no space following it. (This contraction was removed in the Unified English Braille Code.) At the end of a word, the same character represents an exclamation point.
Some contractions are more similar than their print equivalents. For example, the contraction ⟨lr⟩, meaning "letter", differs from ⟨ll⟩, meaning "little", only by one dot in the second letter: ⠇⠇ little, ⠇⠗ letter. This causes greater confusion between the braille spellings of these words and can hinder the learning process of contracted braille.
The contraction rules take into account the linguistic structure of the word; thus, contractions are generally not to be used when their use would alter the usual braille form of a base word to which a prefix or suffix has been added. Some portions of the transcription rules are not fully codified and rely on the judgment of the transcriber. Thus, when the contraction rules permit the same word in more than one way, preference is given to "the contraction that more nearly approximates correct pronunciation".
"Grade 3 braille" is a variety of non-standardized systems that include many additional shorthand-like contractions. They are not used for publication, but by individuals for their personal convenience.
When people produce braille, this is called braille transcription. When computer software produces braille, this is called a braille translator. Braille translation software exists to handle almost all of the common languages of the world, and many technical areas, such as mathematics (mathematical notation), for example WIMATS, music (musical notation), and tactile graphics.
Since Braille is one of the few writing systems where tactile perception is used, as opposed to visual perception, a braille reader must develop new skills. One skill important for Braille readers is the ability to create smooth and even pressures when running one's fingers along the words. There are many different styles and techniques used for the understanding and development of braille, even though a study by B. F. Holland suggests that there is no specific technique that is superior to any other.
Another study by Lowenfield & Abel shows that braille can be read "the fastest and best... by students who read using the index fingers of both hands". Another important reading skill emphasized in this study is to finish reading the end of a line with the right hand and to find the beginning of the next line with the left hand simultaneously.
When Braille was first adapted to languages other than French, many schemes were adopted, including mapping the native alphabet to the alphabetical order of French – e.g. in English W, which was not in the French alphabet at the time, is mapped to braille X, X to Y, Y to Z, and Z to the first French-accented letter – or completely rearranging the alphabet such that common letters are represented by the simplest braille patterns. Consequently, mutual intelligibility was greatly hindered by this state of affairs. In 1878, the International Congress on Work for the Blind, held in Paris, proposed an international braille standard, where braille codes for different languages and scripts would be based, not on the order of a particular alphabet, but on phonetic correspondence and transliteration to Latin.
This unified braille has been applied to the languages of India and Africa, Arabic, Vietnamese, Hebrew, Russian, and Armenian, as well as nearly all Latin-script languages. In Greek, for example, γ (g) is written as Latin g, despite the fact that it has the alphabetic position of c; Hebrew ב (b), the second letter of the alphabet and cognate with the Latin letter b, is sometimes pronounced /b/ and sometimes /v/, and is written b or v accordingly; Russian ц (ts) is written as c, which is the usual letter for /ts/ in those Slavic languages that use the Latin alphabet; and Arabic ف (f) is written as f, despite being historically p and occurring in that part of the Arabic alphabet (between historic o and q).
Other systems for assigning values to braille patterns are also followed beside the simple mapping of the alphabetical order onto the original French order. Some braille alphabets start with unified braille, and then diverge significantly based on the phonology of the target languages, while others diverge even further.
In the various Chinese systems, traditional braille values are used for initial consonants and the simple vowels. In both Mandarin and Cantonese Braille, however, characters have different readings depending on whether they are placed in syllable-initial (onset) or syllable-final (rime) position. For instance, the cell for Latin k, ⠅, represents Cantonese k (g in Yale and other modern romanizations) when initial, but aak when final, while Latin j, ⠚, represents Cantonese initial j but final oei.
Novel systems of braille mapping include Korean, which adopts separate syllable-initial and syllable-final forms for its consonants, explicitly grouping braille cells into syllabic groups in the same way as hangul. Japanese, meanwhile, combines independent vowel dot patterns and modifier consonant dot patterns into a single braille cell – an abugida representation of each Japanese mora.
Braille is read by people who are blind, deafblind or who have low vision, and by both those born with a visual impairment and those who experience sight loss later in life. Braille may also be used by print impaired people, who although may be fully sighted, due to a physical disability are unable to read print. Even individuals with low vision will find that they benefit from braille, depending on level of vision or context (for example, when lighting or colour contrast is poor). Braille is used for both short and long reading tasks. Examples of short reading tasks include braille labels for identifying household items (or cards in a wallet), reading elevator buttons, accessing phone numbers, recipes, grocery lists and other personal notes. Examples of longer reading tasks include using braille to access educational materials, novels and magazines. People with access to a refreshable braille display can also use braille for reading email and ebooks, browsing the internet and accessing other electronic documents. It is also possible to adapt or purchase playing cards and board games in braille.
In India there are instances where the parliament acts have been published in braille, such as The Right to Information Act. Sylheti Braille is used in Northeast India.
In Canada, passenger safety information in braille and tactile seat row markers are required aboard planes, trains, large ferries, and interprovincial busses pursuant to the Canadian Transportation Agency's regulations.
In the United States, the Americans with Disabilities Act of 1990 requires various building signage to be in braille.
In the United Kingdom, it is required that medicines have the name of the medicine in Braille on the labeling.
The current series of Canadian banknotes has a tactile feature consisting of raised dots that indicate the denomination, allowing bills to be easily identified by blind or low vision people. It does not use standard braille numbers to identify the value. Instead, the number of full braille cells, which can be simply counted by both braille readers and non-braille readers alike, is an indicator of the value of the bill.
Mexican bank notes, Australian bank notes, Indian rupee notes, Israeli new shekel notes and Russian ruble notes also have special raised symbols to make them identifiable by persons who are blind or have low vision.
Euro coins were designed in cooperation with organisations representing blind people, and as a result they incorporate many features allowing them to be distinguished by touch alone. In addition, their visual appearance is designed to make them easy to tell apart for persons who cannot read the inscriptions on the coins. "A good design for the blind and partially sighted is a good design for everybody" was the principle behind the cooperation of the European Central Bank and the European Blind Union during the design phase of the first series Euro banknotes in the 1990s. As a result, the design of the first euro banknotes included several characteristics which aid both the blind and partially sighted to confidently use the notes.
Australia introduced the tactile feature onto their five-dollar banknote in 2016
In the United Kingdom, the front of the £10 polymer note (the side with raised print), has two clusters of raised dots in the top left hand corner, and the £20 note has three. This tactile feature helps blind and partially sighted people identify the value of the note.
In 2003 the US Mint introduced the commemorative Alabama State Quarter, which recognized State Daughter Helen Keller on the Obverse, including the name Helen Keller in both English script and Braille inscription. This appears to be the first known use of Braille on US Coin Currency, though not standard on all coins of this type.
The Braille set was added to the Unicode Standard in version 3.0 (1999).
Most braille embossers and refreshable braille displays do not use the Unicode code points, but instead reuse the 8-bit code points that are assigned to standard ASCII for braille ASCII. (Thus, for simple material, the same bitstream may be interpreted equally as visual letter forms for sighted readers or their exact semantic equivalent in tactile patterns for blind readers. However some codes have quite different tactile versus visual interpretations and most are not even defined in Braille ASCII.)
Some embossers have proprietary control codes for 8-dot braille or for full graphics mode, where dots may be placed anywhere on the page without leaving any space between braille cells so that continuous lines can be drawn in diagrams, but these are rarely used and are not standard.
The Unicode standard encodes 6-dot and 8-dot braille glyphs according to their binary appearance, rather than following their assigned numeric order. Dot 1 corresponds to the least significant bit of the low byte of the Unicode scalar value, and dot 8 to the high bit of that byte.
The Unicode block for braille is U+2800 ... U+28FF. The mapping of patterns to characters etc. is language dependent: even for English for example, see American Braille and English Braille.
Every year on 4 January, World Braille Day is observed internationally to commemorate the birth of Louis Braille and to recognize his efforts. Although the event is not considered a public holiday, it has been recognized by the United Nations as an official day of celebration since 2019.
There is a variety of contemporary electronic devices that serve the needs of blind people that operate in Braille, such as refreshable braille displays and Braille e-book that use different technologies for transmitting graphic information of different types (pictures, maps, graphs, texts, etc.). | [
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},
{
"paragraph_id": 1,
"text": "Braille is named after its creator, Louis Braille, a Frenchman who lost his sight as a result of a childhood accident. In 1824, at the age of fifteen, he developed the braille code based on the French alphabet as an improvement on night writing. He published his system, which subsequently included musical notation, in 1829. The second revision, published in 1837, was the first binary form of writing developed in the modern era.",
"title": ""
},
{
"paragraph_id": 2,
"text": "Braille characters are formed using a combination of six raised dots arranged in a 3 × 2 matrix, called the braille cell. The number and arrangement of these dots distinguishes one character from another. Since the various braille alphabets originated as transcription codes for printed writing, the mappings (sets of character designations) vary from language to language, and even within one; in English Braille there are 3 levels of braille: uncontracted braille – a letter-by-letter transcription used for basic literacy; contracted braille – an addition of abbreviations and contractions used as a space-saving mechanism; and grade 3 – various non-standardized personal stenography that is less commonly used.",
"title": ""
},
{
"paragraph_id": 3,
"text": "In addition to braille text (letters, punctuation, contractions), it is also possible to create embossed illustrations and graphs, with the lines either solid or made of series of dots, arrows, and bullets that are larger than braille dots. A full braille cell includes six raised dots arranged in two columns, each column having three dots. The dot positions are identified by numbers from one to six. There are 64 possible combinations, including no dots at all for a word space. Dot configurations can be used to represent a letter, digit, punctuation mark, or even a word.",
"title": ""
},
{
"paragraph_id": 4,
"text": "Early braille education is crucial to literacy, education and employment among the blind. Despite the evolution of new technologies, including screen reader software that reads information aloud, braille provides blind people with access to spelling, punctuation and other aspects of written language less accessible through audio alone.",
"title": ""
},
{
"paragraph_id": 5,
"text": "While some have suggested that audio-based technologies will decrease the need for braille, technological advancements such as braille displays have continued to make braille more accessible and available. Braille users highlight that braille remains as essential as print is to the sighted.",
"title": ""
},
{
"paragraph_id": 6,
"text": "⠏⠗⠑⠍⠊⠑⠗",
"title": "History"
},
{
"paragraph_id": 7,
"text": "Braille was based on a tactile code, now known as night writing, developed by Charles Barbier. (The name \"night writing\" was later given to it when it was considered as a means for soldiers to communicate silently at night and without a light source, but Barbier's writings do not use this term and suggest that it was originally designed as a simpler form of writing and for the visually impaired.) In Barbier's system, sets of 12 embossed dots were used to encode 36 different sounds. Braille identified three major defects of the code: first, the symbols represented phonetic sounds and not letters of the alphabet – thus the code was unable to render the orthography of the words. Second, the 12-dot symbols could not easily fit beneath the pad of the reading finger. This required the reading finger to move in order to perceive the whole symbol, which slowed the reading process. (This was because Barbier's system was based only on the number of dots in each of two 6-dot columns but not the pattern of the dots.) Third, the code did not include symbols for numerals or punctuation. Braille's solution was to use 6-dot cells and to assign a specific pattern to each letter of the alphabet. Braille also developed symbols for representing numerals and punctuation.",
"title": "History"
},
{
"paragraph_id": 8,
"text": "At first, Braille was a one-to-one transliteration of the French alphabet, but soon various abbreviations (contractions) and even logograms were developed, creating a system much more like shorthand.",
"title": "History"
},
{
"paragraph_id": 9,
"text": "Today, there are braille codes for over 133 languages.",
"title": "History"
},
{
"paragraph_id": 10,
"text": "In English, some variations in the braille codes have traditionally existed among English-speaking countries. In 1991, work to standardize the braille codes used in the English-speaking world began. Unified English Braille (UEB) has been adopted in all seven member countries of the International Council on English Braille (ICEB) as well as Nigeria.",
"title": "History"
},
{
"paragraph_id": 11,
"text": "For blind readers, Braille is an independent writing system, rather than a code of printed orthography.",
"title": "History"
},
{
"paragraph_id": 12,
"text": "Braille is derived from the Latin alphabet, albeit indirectly. In Braille's original system, the dot patterns were assigned to letters according to their position within the alphabetic order of the French alphabet of the time, with accented letters and w sorted at the end.",
"title": "History"
},
{
"paragraph_id": 13,
"text": "Unlike print, which consists of mostly arbitrary symbols, the braille alphabet follows a logical sequence. The first ten letters of the alphabet, a–j, use the upper four dot positions: ⠁⠃⠉⠙⠑⠋⠛⠓⠊⠚ (black dots in the table below). These stand for the ten digits 1–9 and 0 in an alphabetic numeral system similar to Greek numerals (as well as derivations of it, including Hebrew numerals, Cyrillic numerals, Abjad numerals, also Hebrew gematria and Greek isopsephy).",
"title": "History"
},
{
"paragraph_id": 14,
"text": "Though the dots are assigned in no obvious order, the cells with the fewest dots are assigned to the first three letters (and lowest digits), abc = 123 (⠁⠃⠉), and to the three vowels in this part of the alphabet, aei (⠁⠑⠊), whereas the even digits, 4, 6, 8, 0 (⠙⠋⠓⠚), are corners/right angles.",
"title": "History"
},
{
"paragraph_id": 15,
"text": "The next ten letters, k–t, are identical to a–j respectively, apart from the addition of a dot at position 3 (red dots in the bottom left corner of the cell in the table below): ⠅⠇⠍⠝⠕⠏⠟⠗⠎⠞:",
"title": "History"
},
{
"paragraph_id": 16,
"text": "The next ten letters (the next \"decade\") are the same again, but with dots also at both position 3 and position 6 (green dots in the bottom row of the cell in the table above). Here w was initially left out as not being a part of the official French alphabet at the time of Braille's life; the French braille order is u v x y z ç é à è ù (⠥⠧⠭⠽⠵⠯⠿⠷⠮⠾).",
"title": "History"
},
{
"paragraph_id": 17,
"text": "The next ten letters, ending in w, are the same again, except that for this series position 6 (purple dot in the bottom right corner of the cell in the table above) is used without a dot at position 3. In French braille these are the letters â ê î ô û ë ï ü œ w (⠡⠣⠩⠹⠱⠫⠻⠳⠪⠺). W had been tacked onto the end of 39 letters of the French alphabet to accommodate English.",
"title": "History"
},
{
"paragraph_id": 18,
"text": "The a–j series shifted down by one dot space (⠂⠆⠒⠲⠢⠖⠶⠦⠔⠴) is used for punctuation. Letters a ⠁ and c ⠉, which only use dots in the top row, were shifted two places for the apostrophe and hyphen: ⠄⠤. (These are also the decade diacritics, at left in the table below, of the second and third decade.)",
"title": "History"
},
{
"paragraph_id": 19,
"text": "In addition, there are ten patterns that are based on the first two letters (⠁⠃) with their dots shifted to the right; these were assigned to non-French letters (ì ä ò ⠌⠜⠬), or serve non-letter functions: ⠈ (superscript; in English the accent mark), ⠘ (currency prefix), ⠨ (capital, in English the decimal point), ⠼ (number sign), ⠸ (emphasis mark), ⠐ (symbol prefix).",
"title": "History"
},
{
"paragraph_id": 20,
"text": "The first four decades are similar in respect that in those decades the decade dots are applied to the numeric sequence as a logical \"inclusive OR\" operation whereas the fifth decade applies a \"shift down\" operation to the numeric sequence.",
"title": "History"
},
{
"paragraph_id": 21,
"text": "Originally there had been nine decades. The fifth through ninth used dashes as well as dots, but proved to be impractical and were soon abandoned. These could be replaced with what we now know as the number sign (⠼), though that only caught on for the digits (old 5th decade → modern 1st decade). The dash occupying the top row of the original sixth decade was simply dropped, producing the modern fifth decade. (See 1829 braille.)",
"title": "History"
},
{
"paragraph_id": 22,
"text": "Historically, there have been three principles in assigning the values of a linear script (print) to Braille: Using Louis Braille's original French letter values; reassigning the braille letters according to the sort order of the print alphabet being transcribed; and reassigning the letters to improve the efficiency of writing in braille.",
"title": "History"
},
{
"paragraph_id": 23,
"text": "Under international consensus, most braille alphabets follow the French sorting order for the 26 letters of the basic Latin alphabet, and there have been attempts at unifying the letters beyond these 26 (see international braille), though differences remain, for example, in German Braille. This unification avoids the chaos of each nation reordering the braille code to match the sorting order of its print alphabet, as happened in Algerian Braille, where braille codes were numerically reassigned to match the order of the Arabic alphabet and bear little relation to the values used in other countries (compare modern Arabic Braille, which uses the French sorting order), and as happened in an early American version of English Braille, where the letters w, x, y, z were reassigned to match English alphabetical order. A convention sometimes seen for letters beyond the basic 26 is to exploit the physical symmetry of braille patterns iconically, for example, by assigning a reversed n to ñ or an inverted s to sh. (See Hungarian Braille and Bharati Braille, which do this to some extent.)",
"title": "History"
},
{
"paragraph_id": 24,
"text": "A third principle was to assign braille codes according to frequency, with the simplest patterns (quickest ones to write with a stylus) assigned to the most frequent letters of the alphabet. Such frequency-based alphabets were used in Germany and the United States in the 19th century (see American Braille), but with the invention of the braille typewriter their advantage disappeared, and none are attested in modern use – they had the disadvantage that the resulting small number of dots in a text interfered with following the alignment of the letters, and consequently made texts more difficult to read than Braille's more arbitrary letter assignment. Finally, there are braille scripts that do not order the codes numerically at all, such as Japanese Braille and Korean Braille, which are based on more abstract principles of syllable composition.",
"title": "History"
},
{
"paragraph_id": 25,
"text": "Texts are sometimes written in a script of eight dots per cell rather than six, enabling them to encode a greater number of symbols. (See Gardner–Salinas braille codes.) Luxembourgish Braille has adopted eight-dot cells for general use; for example, it adds a dot below each letter to derive its capital variant.",
"title": "History"
},
{
"paragraph_id": 26,
"text": "Braille was the first writing system with binary encoding. The system as devised by Braille consists of two parts:",
"title": "Form"
},
{
"paragraph_id": 27,
"text": "Within an individual cell, the dot positions are arranged in two columns of three positions. A raised dot can appear in any of the six positions, producing 64 (2) possible patterns, including one in which there are no raised dots. For reference purposes, a pattern is commonly described by listing the positions where dots are raised, the positions being universally numbered, from top to bottom, as 1 to 3 on the left and 4 to 6 on the right. For example, dot pattern 1-3-4 describes a cell with three dots raised, at the top and bottom in the left column and at the top of the right column: that is, the letter ⠍ m. The lines of horizontal braille text are separated by a space, much like visible printed text, so that the dots of one line can be differentiated from the braille text above and below. Different assignments of braille codes (or code pages) are used to map the character sets of different printed scripts to the six-bit cells. Braille assignments have also been created for mathematical and musical notation. However, because the six-dot braille cell allows only 64 (2) patterns, including space, the characters of a braille script commonly have multiple values, depending on their context. That is, character mapping between print and braille is not one-to-one. For example, the character ⠙ corresponds in print to both the letter d and the digit 4.",
"title": "Form"
},
{
"paragraph_id": 28,
"text": "In addition to simple encoding, many braille alphabets use contractions to reduce the size of braille texts and to increase reading speed. (See Contracted braille.)",
"title": "Form"
},
{
"paragraph_id": 29,
"text": "Braille may be produced by hand using a slate and stylus in which each dot is created from the back of the page, writing in mirror image, or it may be produced on a braille typewriter or Perkins Brailler, or an electronic Brailler or braille notetaker. Braille users with access to smartphones may also activate the on-screen braille input keyboard, to type braille symbols on to their device by placing their fingers on to the screen according to the dot configuration of the symbols they wish to form. These symbols are automatically translated into print on the screen. The different tools that exist for writing braille allow the braille user to select the method that is best for a given task. For example, the slate and stylus is a portable writing tool, much like the pen and paper for the sighted. Errors can be erased using a braille eraser or can be overwritten with all six dots (⠿). Interpoint refers to braille printing that is offset, so that the paper can be embossed on both sides, with the dots on one side appearing between the divots that form the dots on the other.",
"title": "Writing braille"
},
{
"paragraph_id": 30,
"text": "Using a computer or other electronic device, Braille may be produced with a braille embosser (printer) or a refreshable braille display (screen).",
"title": "Writing braille"
},
{
"paragraph_id": 31,
"text": "Braille has been extended to an 8-dot code, particularly for use with braille embossers and refreshable braille displays. In 8-dot braille the additional dots are added at the bottom of the cell, giving a matrix 4 dots high by 2 dots wide. The additional dots are given the numbers 7 (for the lower-left dot) and 8 (for the lower-right dot). Eight-dot braille has the advantages that the case of an individual letter is directly coded in the cell containing the letter and that all the printable ASCII characters can be represented in a single cell. All 256 (2) possible combinations of 8 dots are encoded by the Unicode standard. Braille with six dots is frequently stored as Braille ASCII.",
"title": "Writing braille"
},
{
"paragraph_id": 32,
"text": "The first 25 braille letters, up through the first half of the 3rd decade, transcribe a–z (skipping w). In English Braille, the rest of that decade is rounded out with the ligatures and, for, of, the, and with. Omitting dot 3 from these forms the 4th decade, the ligatures ch, gh, sh, th, wh, ed, er, ou, ow and the letter w.",
"title": "Writing braille"
},
{
"paragraph_id": 33,
"text": "(See English Braille.)",
"title": "Writing braille"
},
{
"paragraph_id": 34,
"text": "Various formatting marks affect the values of the letters that follow them. They have no direct equivalent in print. The most important in English Braille are:",
"title": "Writing braille"
},
{
"paragraph_id": 35,
"text": "That is, ⠠⠁ is read as capital 'A', and ⠼⠁ as the digit '1'.",
"title": "Writing braille"
},
{
"paragraph_id": 36,
"text": "Basic punctuation marks in English Braille include:",
"title": "Writing braille"
},
{
"paragraph_id": 37,
"text": "⠦ is both the question mark and the opening quotation mark. Its reading depends on whether it occurs before a word or after.",
"title": "Writing braille"
},
{
"paragraph_id": 38,
"text": "⠶ is used for both opening and closing parentheses. Its placement relative to spaces and other characters determines its interpretation.",
"title": "Writing braille"
},
{
"paragraph_id": 39,
"text": "Punctuation varies from language to language. For example, French Braille uses ⠢ for its question mark and swaps the quotation marks and parentheses (to ⠶ and ⠦⠴); it uses the period (⠲) for the decimal point, as in print, and the decimal point (⠨) to mark capitalization.",
"title": "Writing braille"
},
{
"paragraph_id": 40,
"text": "Braille contractions are words and affixes that are shortened so that they take up fewer cells. In English Braille, for example, the word afternoon is written with just three letters, ⠁⠋⠝ ⟨afn⟩, much like stenoscript. There are also several abbreviation marks that create what are effectively logograms. The most common of these is dot 5, which combines with the first letter of words. With the letter ⠍ m, the resulting word is ⠐⠍ mother. There are also ligatures (\"contracted\" letters), which are single letters in braille but correspond to more than one letter in print. The letter ⠯ and, for example, is used to write words with the sequence a-n-d in them, such as ⠓⠯ hand.",
"title": "Writing braille"
},
{
"paragraph_id": 41,
"text": "Most braille embossers support between 34 and 40 cells per line, and 25 lines per page.",
"title": "Writing braille"
},
{
"paragraph_id": 42,
"text": "A manually operated Perkins braille typewriter supports a maximum of 42 cells per line (its margins are adjustable), and typical paper allows 25 lines per page.",
"title": "Writing braille"
},
{
"paragraph_id": 43,
"text": "A large interlining Stainsby has 36 cells per line and 18 lines per page.",
"title": "Writing braille"
},
{
"paragraph_id": 44,
"text": "An A4-sized Marburg braille frame, which allows interpoint braille (dots on both sides of the page, offset so they do not interfere with each other), has 30 cells per line and 27 lines per page.",
"title": "Writing braille"
},
{
"paragraph_id": 45,
"text": "A Braille writing machine is a typewriter with six keys that allows the user to write braille on a regular hard copy page.",
"title": "Writing braille"
},
{
"paragraph_id": 46,
"text": "The first Braille typewriter to gain general acceptance was invented by Frank Haven Hall (Superintendent of the Illinois School for the Blind), and was presented to the public in 1892.",
"title": "Writing braille"
},
{
"paragraph_id": 47,
"text": "The Stainsby Brailler, developed by Henry Stainsby in 1903, is a mechanical writer with a sliding carriage that moves over an aluminium plate as it embosses Braille characters. An improved version was introduced around 1933.",
"title": "Writing braille"
},
{
"paragraph_id": 48,
"text": "In 1951 David Abraham, a woodworking teacher at the Perkins School for the Blind, produced a more advanced Braille typewriter, the Perkins Brailler.",
"title": "Writing braille"
},
{
"paragraph_id": 49,
"text": "Braille printers or embosser were produced in the 1950s. In 1960 Robert Mann, a teacher in MIT, wrote DOTSYS, a software that allowed automatic braille translation, and another group created an embossing device called \"M.I.T. Braillemboss\". The Mitre Corporation team of Robert Gildea, Jonathan Millen, Reid Gerhart and Joseph Sullivan (now president of Duxbury Systems) developed DOTSYS III, the first braille translator written in a portable programming language. DOTSYS III was developed for the Atlanta Public Schools as a public domain program.",
"title": "Writing braille"
},
{
"paragraph_id": 50,
"text": "In 1991 Ernest Bate developed the Mountbatten Brailler, an electronic machine used to type braille on braille paper, giving it a number of additional features such as word processing, audio feedback and embossing. This version was improved in 2008 with a quiet writer that had an erase key.",
"title": "Writing braille"
},
{
"paragraph_id": 51,
"text": "In 2011 David S. Morgan produced the first SMART Brailler machine, with added text to speech function and allowed digital capture of data entered.",
"title": "Writing braille"
},
{
"paragraph_id": 52,
"text": "Braille is traditionally read in hardcopy form, such as with paper books written in braille, documents produced in paper braille (such as restaurant menus), and braille labels or public signage. It can also be read on a refreshable braille display either as a stand-alone electronic device or connected to a computer or smartphone. Refreshable braille displays convert what is visually shown on a computer or smartphone screen into braille through a series of pins that rise and fall to form braille symbols. Currently more than 1% of all printed books have been translated into hardcopy braille.",
"title": "Braille reading"
},
{
"paragraph_id": 53,
"text": "The fastest braille readers apply a light touch and read braille with two hands, although reading braille with one hand is also possible. Although the finger can read only one braille character at a time, the brain chunks braille at a higher level, processing words a digraph, root or suffix at a time. The processing largely takes place in the visual cortex.",
"title": "Braille reading"
},
{
"paragraph_id": 54,
"text": "Children who are blind miss out on fundamental parts of early and advanced education if not provided with the necessary tools, such as access to educational materials in braille. Children who are blind or visually impaired can begin learning foundational braille skills from a very young age to become fluent braille readers as they get older. Sighted children are naturally exposed to written language on signs, on TV and in the books they see. Blind children require the same early exposure to literacy, through access to braille rich environments and opportunities to explore the world around them. Print-braille books, for example, present text in both print and braille and can be read by sighted parents to blind children (and vice versa), allowing blind children to develop an early love for reading even before formal reading instruction begins.",
"title": "Literacy"
},
{
"paragraph_id": 55,
"text": "Adults who experience sight loss later in life or who did not have the opportunity to learn it when they were younger can also learn braille. In most cases, adults who learn braille were already literate in print before vision loss and so instruction focuses more on developing the tactile and motor skills needed to read braille.",
"title": "Literacy"
},
{
"paragraph_id": 56,
"text": "While different countries publish statistics on how many readers in a given organization request braille, these numbers only provide a partial picture of braille literacy statistics. For example, this data does not survey the entire population of braille readers or always include readers who are no longer in the school system (adults) or readers who request electronic braille materials. Therefore, there are currently no reliable statistics on braille literacy rates, as described in a publication in the Journal of Visual Impairment and Blindness. Regardless of the precise percentage of braille readers, there is consensus that braille should be provided to all those who benefit from it.",
"title": "Literacy"
},
{
"paragraph_id": 57,
"text": "Numerous factors influence access to braille literacy, including school budget constraints, technology advancements such as screen-reader software, access to qualified instruction, and different philosophical views over how blind children should be educated.",
"title": "Literacy"
},
{
"paragraph_id": 58,
"text": "In the USA, a key turning point for braille literacy was the passage of the Rehabilitation Act of 1973, an act of Congress that moved thousands of children from specialized schools for the blind into mainstream public schools. Because only a small percentage of public schools could afford to train and hire braille-qualified teachers, braille literacy has declined since the law took effect. Braille literacy rates have improved slightly since the bill was passed, in part because of pressure from consumers and advocacy groups that has led 27 states to pass legislation mandating that children who are legally blind be given the opportunity to learn braille.",
"title": "Literacy"
},
{
"paragraph_id": 59,
"text": "In 1998 there were 57,425 legally blind students registered in the United States, but only 10% (5,461) of them used braille as their primary reading medium.",
"title": "Literacy"
},
{
"paragraph_id": 60,
"text": "Early Braille education is crucial to literacy for a blind or low-vision child. A study conducted in the state of Washington found that people who learned braille at an early age did just as well, if not better than their sighted peers in several areas, including vocabulary and comprehension. In the preliminary adult study, while evaluating the correlation between adult literacy skills and employment, it was found that 44% of the participants who had learned to read in braille were unemployed, compared to the 77% unemployment rate of those who had learned to read using print. Currently, among the estimated 85,000 blind adults in the United States, 90% of those who are braille-literate are employed. Among adults who do not know braille, only 33% are employed. Statistically, history has proven that braille reading proficiency provides an essential skill set that allows blind or low-vision children to compete with their sighted peers in a school environment and later in life as they enter the workforce.",
"title": "Literacy"
},
{
"paragraph_id": 61,
"text": "Regardless of the specific percentage of braille readers, proponents point out the importance of increasing access to braille for all those who can benefit from it.",
"title": "Literacy"
},
{
"paragraph_id": 62,
"text": "",
"title": "Braille transcription"
},
{
"paragraph_id": 63,
"text": "Although it is possible to transcribe print by simply substituting the equivalent braille character for its printed equivalent, in English such a character-by-character transcription (known as uncontracted braille) is typically used by beginners or those who only engage in short reading tasks (such as reading household labels).",
"title": "Braille transcription"
},
{
"paragraph_id": 64,
"text": "Braille characters are much larger than their printed equivalents, and the standard 11\" by 11.5\" (28 cm × 30 cm) page has room for only 25 lines of 43 characters. To reduce space and increase reading speed, most braille alphabets and orthographies use ligatures, abbreviations, and contractions. Virtually all English braille books in hardcopy (paper) format are transcribed in contracted braille: The Library of Congress's Instruction Manual for Braille Transcribing runs to over 300 pages, and braille transcribers must pass certification tests.",
"title": "Braille transcription"
},
{
"paragraph_id": 65,
"text": "Uncontracted braille was previously known as grade 1 braille, and contracted braille was previously known as grade 2 braille. Uncontracted braille is a direct transliteration of print words (one-to-one correspondence); hence, the word \"about\" would contain all the same letters in uncontracted braille as it does in inkprint. Contracted braille includes short forms to save space; hence, for example, the letters \"ab\" when standing alone represent the word \"about\" in English contracted braille. In English, some braille users only learn uncontracted braille, particularly if braille is being used for shorter reading tasks such as reading household labels. However, those who plan to use braille for educational and employment purposes and longer reading texts often go on to contracted braille.",
"title": "Braille transcription"
},
{
"paragraph_id": 66,
"text": "The system of contractions in English Braille begins with a set of 23 words contracted to single characters. Thus the word but is contracted to the single letter b, can to c, do to d, and so on. Even this simple rule creates issues requiring special cases; for example, d is, specifically, an abbreviation of the verb do; the noun do representing the note of the musical scale is a different word and must be spelled out.",
"title": "Braille transcription"
},
{
"paragraph_id": 67,
"text": "Portions of words may be contracted, and many rules govern this process. For example, the character with dots 2-3-5 (the letter \"f\" lowered in the Braille cell) stands for \"ff\" when used in the middle of a word. At the beginning of a word, this same character stands for the word \"to\"; the character is written in braille with no space following it. (This contraction was removed in the Unified English Braille Code.) At the end of a word, the same character represents an exclamation point.",
"title": "Braille transcription"
},
{
"paragraph_id": 68,
"text": "Some contractions are more similar than their print equivalents. For example, the contraction ⟨lr⟩, meaning \"letter\", differs from ⟨ll⟩, meaning \"little\", only by one dot in the second letter: ⠇⠇ little, ⠇⠗ letter. This causes greater confusion between the braille spellings of these words and can hinder the learning process of contracted braille.",
"title": "Braille transcription"
},
{
"paragraph_id": 69,
"text": "The contraction rules take into account the linguistic structure of the word; thus, contractions are generally not to be used when their use would alter the usual braille form of a base word to which a prefix or suffix has been added. Some portions of the transcription rules are not fully codified and rely on the judgment of the transcriber. Thus, when the contraction rules permit the same word in more than one way, preference is given to \"the contraction that more nearly approximates correct pronunciation\".",
"title": "Braille transcription"
},
{
"paragraph_id": 70,
"text": "\"Grade 3 braille\" is a variety of non-standardized systems that include many additional shorthand-like contractions. They are not used for publication, but by individuals for their personal convenience.",
"title": "Braille transcription"
},
{
"paragraph_id": 71,
"text": "When people produce braille, this is called braille transcription. When computer software produces braille, this is called a braille translator. Braille translation software exists to handle almost all of the common languages of the world, and many technical areas, such as mathematics (mathematical notation), for example WIMATS, music (musical notation), and tactile graphics.",
"title": "Braille translation software"
},
{
"paragraph_id": 72,
"text": "Since Braille is one of the few writing systems where tactile perception is used, as opposed to visual perception, a braille reader must develop new skills. One skill important for Braille readers is the ability to create smooth and even pressures when running one's fingers along the words. There are many different styles and techniques used for the understanding and development of braille, even though a study by B. F. Holland suggests that there is no specific technique that is superior to any other.",
"title": "Braille reading techniques"
},
{
"paragraph_id": 73,
"text": "Another study by Lowenfield & Abel shows that braille can be read \"the fastest and best... by students who read using the index fingers of both hands\". Another important reading skill emphasized in this study is to finish reading the end of a line with the right hand and to find the beginning of the next line with the left hand simultaneously.",
"title": "Braille reading techniques"
},
{
"paragraph_id": 74,
"text": "",
"title": "International uniformity"
},
{
"paragraph_id": 75,
"text": "When Braille was first adapted to languages other than French, many schemes were adopted, including mapping the native alphabet to the alphabetical order of French – e.g. in English W, which was not in the French alphabet at the time, is mapped to braille X, X to Y, Y to Z, and Z to the first French-accented letter – or completely rearranging the alphabet such that common letters are represented by the simplest braille patterns. Consequently, mutual intelligibility was greatly hindered by this state of affairs. In 1878, the International Congress on Work for the Blind, held in Paris, proposed an international braille standard, where braille codes for different languages and scripts would be based, not on the order of a particular alphabet, but on phonetic correspondence and transliteration to Latin.",
"title": "International uniformity"
},
{
"paragraph_id": 76,
"text": "This unified braille has been applied to the languages of India and Africa, Arabic, Vietnamese, Hebrew, Russian, and Armenian, as well as nearly all Latin-script languages. In Greek, for example, γ (g) is written as Latin g, despite the fact that it has the alphabetic position of c; Hebrew ב (b), the second letter of the alphabet and cognate with the Latin letter b, is sometimes pronounced /b/ and sometimes /v/, and is written b or v accordingly; Russian ц (ts) is written as c, which is the usual letter for /ts/ in those Slavic languages that use the Latin alphabet; and Arabic ف (f) is written as f, despite being historically p and occurring in that part of the Arabic alphabet (between historic o and q).",
"title": "International uniformity"
},
{
"paragraph_id": 77,
"text": "Other systems for assigning values to braille patterns are also followed beside the simple mapping of the alphabetical order onto the original French order. Some braille alphabets start with unified braille, and then diverge significantly based on the phonology of the target languages, while others diverge even further.",
"title": "Other braille conventions"
},
{
"paragraph_id": 78,
"text": "In the various Chinese systems, traditional braille values are used for initial consonants and the simple vowels. In both Mandarin and Cantonese Braille, however, characters have different readings depending on whether they are placed in syllable-initial (onset) or syllable-final (rime) position. For instance, the cell for Latin k, ⠅, represents Cantonese k (g in Yale and other modern romanizations) when initial, but aak when final, while Latin j, ⠚, represents Cantonese initial j but final oei.",
"title": "Other braille conventions"
},
{
"paragraph_id": 79,
"text": "Novel systems of braille mapping include Korean, which adopts separate syllable-initial and syllable-final forms for its consonants, explicitly grouping braille cells into syllabic groups in the same way as hangul. Japanese, meanwhile, combines independent vowel dot patterns and modifier consonant dot patterns into a single braille cell – an abugida representation of each Japanese mora.",
"title": "Other braille conventions"
},
{
"paragraph_id": 80,
"text": "Braille is read by people who are blind, deafblind or who have low vision, and by both those born with a visual impairment and those who experience sight loss later in life. Braille may also be used by print impaired people, who although may be fully sighted, due to a physical disability are unable to read print. Even individuals with low vision will find that they benefit from braille, depending on level of vision or context (for example, when lighting or colour contrast is poor). Braille is used for both short and long reading tasks. Examples of short reading tasks include braille labels for identifying household items (or cards in a wallet), reading elevator buttons, accessing phone numbers, recipes, grocery lists and other personal notes. Examples of longer reading tasks include using braille to access educational materials, novels and magazines. People with access to a refreshable braille display can also use braille for reading email and ebooks, browsing the internet and accessing other electronic documents. It is also possible to adapt or purchase playing cards and board games in braille.",
"title": "Uses"
},
{
"paragraph_id": 81,
"text": "In India there are instances where the parliament acts have been published in braille, such as The Right to Information Act. Sylheti Braille is used in Northeast India.",
"title": "Uses"
},
{
"paragraph_id": 82,
"text": "In Canada, passenger safety information in braille and tactile seat row markers are required aboard planes, trains, large ferries, and interprovincial busses pursuant to the Canadian Transportation Agency's regulations.",
"title": "Uses"
},
{
"paragraph_id": 83,
"text": "In the United States, the Americans with Disabilities Act of 1990 requires various building signage to be in braille.",
"title": "Uses"
},
{
"paragraph_id": 84,
"text": "In the United Kingdom, it is required that medicines have the name of the medicine in Braille on the labeling.",
"title": "Uses"
},
{
"paragraph_id": 85,
"text": "The current series of Canadian banknotes has a tactile feature consisting of raised dots that indicate the denomination, allowing bills to be easily identified by blind or low vision people. It does not use standard braille numbers to identify the value. Instead, the number of full braille cells, which can be simply counted by both braille readers and non-braille readers alike, is an indicator of the value of the bill.",
"title": "Uses"
},
{
"paragraph_id": 86,
"text": "Mexican bank notes, Australian bank notes, Indian rupee notes, Israeli new shekel notes and Russian ruble notes also have special raised symbols to make them identifiable by persons who are blind or have low vision.",
"title": "Uses"
},
{
"paragraph_id": 87,
"text": "Euro coins were designed in cooperation with organisations representing blind people, and as a result they incorporate many features allowing them to be distinguished by touch alone. In addition, their visual appearance is designed to make them easy to tell apart for persons who cannot read the inscriptions on the coins. \"A good design for the blind and partially sighted is a good design for everybody\" was the principle behind the cooperation of the European Central Bank and the European Blind Union during the design phase of the first series Euro banknotes in the 1990s. As a result, the design of the first euro banknotes included several characteristics which aid both the blind and partially sighted to confidently use the notes.",
"title": "Uses"
},
{
"paragraph_id": 88,
"text": "Australia introduced the tactile feature onto their five-dollar banknote in 2016",
"title": "Uses"
},
{
"paragraph_id": 89,
"text": "In the United Kingdom, the front of the £10 polymer note (the side with raised print), has two clusters of raised dots in the top left hand corner, and the £20 note has three. This tactile feature helps blind and partially sighted people identify the value of the note.",
"title": "Uses"
},
{
"paragraph_id": 90,
"text": "In 2003 the US Mint introduced the commemorative Alabama State Quarter, which recognized State Daughter Helen Keller on the Obverse, including the name Helen Keller in both English script and Braille inscription. This appears to be the first known use of Braille on US Coin Currency, though not standard on all coins of this type.",
"title": "Uses"
},
{
"paragraph_id": 91,
"text": "The Braille set was added to the Unicode Standard in version 3.0 (1999).",
"title": "Unicode"
},
{
"paragraph_id": 92,
"text": "Most braille embossers and refreshable braille displays do not use the Unicode code points, but instead reuse the 8-bit code points that are assigned to standard ASCII for braille ASCII. (Thus, for simple material, the same bitstream may be interpreted equally as visual letter forms for sighted readers or their exact semantic equivalent in tactile patterns for blind readers. However some codes have quite different tactile versus visual interpretations and most are not even defined in Braille ASCII.)",
"title": "Unicode"
},
{
"paragraph_id": 93,
"text": "Some embossers have proprietary control codes for 8-dot braille or for full graphics mode, where dots may be placed anywhere on the page without leaving any space between braille cells so that continuous lines can be drawn in diagrams, but these are rarely used and are not standard.",
"title": "Unicode"
},
{
"paragraph_id": 94,
"text": "The Unicode standard encodes 6-dot and 8-dot braille glyphs according to their binary appearance, rather than following their assigned numeric order. Dot 1 corresponds to the least significant bit of the low byte of the Unicode scalar value, and dot 8 to the high bit of that byte.",
"title": "Unicode"
},
{
"paragraph_id": 95,
"text": "The Unicode block for braille is U+2800 ... U+28FF. The mapping of patterns to characters etc. is language dependent: even for English for example, see American Braille and English Braille.",
"title": "Unicode"
},
{
"paragraph_id": 96,
"text": "Every year on 4 January, World Braille Day is observed internationally to commemorate the birth of Louis Braille and to recognize his efforts. Although the event is not considered a public holiday, it has been recognized by the United Nations as an official day of celebration since 2019.",
"title": "Observation"
},
{
"paragraph_id": 97,
"text": "There is a variety of contemporary electronic devices that serve the needs of blind people that operate in Braille, such as refreshable braille displays and Braille e-book that use different technologies for transmitting graphic information of different types (pictures, maps, graphs, texts, etc.).",
"title": "Braille devices"
}
] | Braille is a tactile writing system used by people who are visually impaired. It can be read either on embossed paper or by using refreshable braille displays that connect to computers and smartphone devices. Braille can be written using a slate and stylus, a braille writer, an electronic braille notetaker or with the use of a computer connected to a braille embosser. Braille is named after its creator, Louis Braille, a Frenchman who lost his sight as a result of a childhood accident. In 1824, at the age of fifteen, he developed the braille code based on the French alphabet as an improvement on night writing. He published his system, which subsequently included musical notation, in 1829. The second revision, published in 1837, was the first binary form of writing developed in the modern era. Braille characters are formed using a combination of six raised dots arranged in a 3 × 2 matrix, called the braille cell. The number and arrangement of these dots distinguishes one character from another. Since the various braille alphabets originated as transcription codes for printed writing, the mappings vary from language to language, and even within one; in English Braille there are 3 levels of braille: uncontracted braille – a letter-by-letter transcription used for basic literacy; contracted braille – an addition of abbreviations and contractions used as a space-saving mechanism; and grade 3 – various non-standardized personal stenography that is less commonly used. In addition to braille text, it is also possible to create embossed illustrations and graphs, with the lines either solid or made of series of dots, arrows, and bullets that are larger than braille dots. A full braille cell includes six raised dots arranged in two columns, each column having three dots. The dot positions are identified by numbers from one to six. There are 64 possible combinations, including no dots at all for a word space. Dot configurations can be used to represent a letter, digit, punctuation mark, or even a word. Early braille education is crucial to literacy, education and employment among the blind. Despite the evolution of new technologies, including screen reader software that reads information aloud, braille provides blind people with access to spelling, punctuation and other aspects of written language less accessible through audio alone. While some have suggested that audio-based technologies will decrease the need for braille, technological advancements such as braille displays have continued to make braille more accessible and available. Braille users highlight that braille remains as essential as print is to the sighted. | 2001-11-04T09:04:10Z | 2023-12-22T04:08:26Z | [
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3,936 | Bastille Day | Bastille Day is the common name given in English-speaking countries to the national day of France, which is celebrated on 14 July each year. In French, it is formally called the Fête nationale française (French: [fɛt nɑsjɔnal fʁɑ̃sɛːz]; 'French National Celebration'); legally it is known as le 14 juillet (French: [lə katɔʁz(ə) ʒɥijɛ]; 'the 14th of July').
French National Day is the anniversary of the Storming of the Bastille on 14 July 1789, a major event of the French Revolution, as well as the Fête de la Fédération that celebrated the unity of the French people on 14 July 1790. Celebrations are held throughout France. One that has been reported as "the oldest and largest military parade in Europe" is held on 14 July on the Champs-Élysées in Paris in front of the President of France, along with other French officials and foreign guests.
In 1789, tensions rose in France between reformist and conservative factions as the country struggled to resolve an economic crisis. In May, the Estates General legislative assembly was revived, but members of the Third Estate broke ranks, declaring themselves to be the National Assembly of the country, and on 20 June, vowed to write a constitution for the kingdom.
On 11 July Jacques Necker, the finance minister of Louis XVI, who was sympathetic to the Third Estate, was dismissed by the King, provoking an angry reaction among Parisians. Crowds formed, fearful of an attack by the royal army or by foreign regiments of mercenaries in the King's service, and seeking to arm themselves. Early on 14 July, a crowd besieged the Hôtel des Invalides for firearms, muskets, and cannons stored in its cellars. That same day, another crowd stormed the Bastille, a fortress-prison in Paris that had historically held people jailed on the basis of lettres de cachet (literally "signet letters"), arbitrary royal indictments that could not be appealed and did not indicate the reason for the imprisonment, and was believed to hold a cache of ammunition and gunpowder. As it happened, at the time of the attack, the Bastille held only seven inmates, none of great political significance.
The crowd was eventually reinforced by the mutinous Régiment des Gardes Françaises ("Regiment of French Guards"), whose usual role was to protect public buildings. They proved a fair match for the fort's defenders, and Governor de Launay, the commander of the Bastille, capitulated and opened the gates to avoid a mutual massacre. According to the official documents, about 200 attackers and just one defender died before the capitulation. However, possibly because of a misunderstanding, fighting resumed. In this second round of fighting, de Launay and seven other defenders were killed, as was Jacques de Flesselles, the prévôt des marchands ("provost of the merchants"), the elected head of the city's guilds, who under the French monarchy had the responsibilities of a present-day mayor.
Shortly after the storming of the Bastille, late in the evening of 4 August, after a very stormy session of the Assemblée constituante, feudalism was abolished. On 26 August, the Declaration of the Rights of Man and of the Citizen (Déclaration des Droits de l'Homme et du Citoyen) was proclaimed.
As early as 1789, the year of the storming of the Bastille, preliminary designs for a national festival were underway. These designs were intended to strengthen the country's national identity through the celebration of the events of 14 July 1789. One of the first designs was proposed by Clément Gonchon, a French textile worker, who presented his design for a festival celebrating the anniversary of the storming of the Bastille to the French city administration and the public on 9 December 1789. There were other proposals and unofficial celebrations of 14 July 1789, but the official festival sponsored by the National Assembly was called the Fête de la Fédération.
The Fête de la Fédération on 14 July 1790 was a celebration of the unity of the French nation during the French Revolution. The aim of this celebration, one year after the Storming of the Bastille, was to symbolize peace. The event took place on the Champ de Mars, which was located far outside of Paris at the time. The work needed to transform the Champ de Mars into a suitable location for the celebration was not on schedule to be completed in time. On the day recalled as the Journée des brouettes ("The Day of the Wheelbarrow"), thousands of Parisian citizens gathered together to finish the construction needed for the celebration.
The day of the festival, the National Guard assembled and proceeded along the boulevard du Temple in the pouring rain, and were met by an estimated 260,000 Parisian citizens at the Champ de Mars. A mass was celebrated by Talleyrand, bishop of Autun. The popular General Lafayette, as captain of the National Guard of Paris and a confidant of the king, took his oath to the constitution, followed by King Louis XVI. After the end of the official celebration, the day ended in a huge four-day popular feast, and people celebrated with fireworks, as well as fine wine and running nude through the streets in order to display their freedom.
On 30 June 1878, a feast was officially arranged in Paris to honour the French Republic (the event was commemorated in a painting by Claude Monet). On 14 July 1879, there was another feast, with a semi-official aspect. The day's events included a reception in the Chamber of Deputies, organised and presided over by Léon Gambetta (a military reviewer at Longchamp), and a Republican Feast in the Pré Catelan. All throughout France, Le Figaro wrote, "people feasted much to honour the storming of the Bastille".
In 1880, the government of the Third Republic wanted to revive the 14 July festival. The campaign for the reinstatement of the festival was sponsored by the notable politician Léon Gambetta and scholar Henri Baudrillant. On 21 May 1880, Benjamin Raspail proposed a law, signed by sixty-four members of government, to have "the Republic adopt 14 July as the day of an annual national festival". There were many disputes over which date to be remembered as the national holiday, including 4 August (the commemoration of the end of the feudal system), 5 May (when the Estates-General first assembled), 27 July (the fall of Robespierre), and 21 January (the date of Louis XVI's execution). The government decided that the date of the holiday would be 14 July, but that was still somewhat problematic. The events of 14 July 1789 were illegal under the previous government, which contradicted the Third Republic's need to establish legal legitimacy. French politicians also did not want the sole foundation of their national holiday to be rooted in a day of bloodshed and class-hatred as the day of storming the Bastille was. Instead, they based the establishment of the holiday as both the celebration of the Fête de la Fédération, a festival celebrating the anniversary of the Republic of France on 14 July 1789, and the storming of the Bastille. The Assembly voted in favor of the proposal on 21 May, and 8 June. The law was approved on 27 and 29 June. The celebration was made official on 6 July 1880.
In the debate leading up to the adoption of the holiday, Senator Henri Martin, who wrote the National Day law, addressed the chamber on 29 June 1880:
Do not forget that behind this 14 July, where victory of the new era over the Ancien Régime was bought by fighting, do not forget that after the day of 14 July 1789, there was the day of 14 July 1790 (...) This [latter] day cannot be blamed for having shed a drop of blood, for having divided the country. It was the consecration of the unity of France (...) If some of you might have scruples against the first 14 July, they certainly hold none against the second. Whatever difference which might part us, something hovers over them, it is the great images of national unity, which we all desire, for which we would all stand, willing to die if necessary.
The Bastille Day military parade is the French military parade that has been held in the morning, every year in Paris, since 1880. While previously held elsewhere within or near the capital city, since 1918 it has been held on the Champs-Élysées, with the participation of the Allies as represented in the Versailles Peace Conference, and with the exception of the period of German occupation from 1940 to 1944 (when the ceremony took place in London under the command of General Charles de Gaulle); and 2020 when the COVID-19 pandemic forced its cancellation. The parade passes down the Champs-Élysées from the Arc de Triomphe to the Place de la Concorde, where the President of the French Republic, his government and foreign ambassadors to France stand. This is a popular event in France, broadcast on French TV, and is the oldest and largest regular military parade in Europe.
Smaller military parades are held in French garrison towns, including Toulon and Belfort, with local troops.
Liège celebrates Bastille Day each year since the end of the First World War, as Liège was decorated by the Légion d'Honneur for its unexpected resistance during the Battle of Liège. The city also hosts a fireworks show outside of Congress Hall. Specifically in Liège, celebrations of Bastille Day have been known to be bigger than the celebrations of the Belgian National holiday. Around 35,000 people gather to celebrate Bastille Day. There is a traditional festival dance of the French consul that draws large crowds, and many unofficial events over the city celebrate the relationship between France and the city of Liège.
Vancouver, British Columbia holds a celebration featuring exhibits, food and entertainment. The Toronto Bastille Day festival is also celebrated in Toronto, Ontario. The festival is organized by the French-Canadian community in Toronto and sponsored by the Consulate General of France. The celebration includes music, performances, sport competitions, and a French Market. At the end of the festival, there is also a traditional French bal populaire.
Since 2008, Prague has hosted a French market "Le marché du 14 juillet" ("Fourteenth of July Market") offering traditional French food and wine as well as music. The market takes place on Kampa Island, it is usually between 11 and 14 July. It acts as an event that marks the relinquish of the EU presidency from France to the Czech Republic. Traditional selections of French produce, including cheese, wine, meat, bread and pastries, are provided by the market. Throughout the event, live music is played in the evenings, with lanterns lighting up the square at night.
The amusement park Tivoli celebrates Bastille Day.
Budapest's two-day celebration is sponsored by the Institut de France. The festival is hosted along the Danube River, with streets filled with music and dancing. There are also local markets dedicated to French foods and wine, mixed with some traditional Hungarian specialties. At the end of the celebration, a fireworks show is held on the river banks.
Bastille Day is celebrated with great festivity in Pondicherry, a former French colony.
The Embassy of France in Ireland organizes several events around Dublin, Cork and Limerick for Bastille Day; including evenings of French music and tasting of French food. Many members of the French community in Ireland take part in the festivities. Events in Dublin include live entertainment, speciality menus on French cuisine, and screenings of popular French films.
The Auckland suburb of Remuera hosts an annual French-themed Bastille Day street festival. Visitors enjoy mimes, dancers, music, as well as French foods and drinks. The budding relationship between the two countries, with the establishment of a Maori garden in France and exchange of their analyses of cave art, resulted in the creation of an official reception at the Residence of France. There is also an event in Wellington for the French community held at the Residence of France.
Franschhoek's weekend festival has been celebrated since 1993. (Franschhoek, or 'French Corner,' is situated in the Western Cape.) As South Africa's gourmet capital, French food, wine and other entertainment is provided throughout the festival. The French Consulate in South Africa also celebrates their national holiday with a party for the French community. Activities also include dressing up in different items of French clothing.
Following colonial rule, France annexed a large portion of what is now French Polynesia. Under French rule, Tahitians were permitted to participate in sport, singing, and dancing competitions one day a year: Bastille Day. The single day of celebration evolved into the major Heiva i Tahiti festival in Papeete Tahiti, where traditional events such as canoe races, tattooing, and fire walks are held. The singing and dancing competitions continue with music composed with traditional instruments such as the nasal flute and ukulele.
Within the UK, London has a large French contingent, and celebrates Bastille Day at various locations across the city including Battersea Park, Camden Town and Kentish Town. Live entertainment is performed at Canary Wharf, with weeklong performances of French theatre at the Lion and Unicorn Theatre in Kentish Town. Restaurants feature cabarets and special menus across the city, and other celebrations include garden parties and sports tournaments. There is also a large event at the Bankside and Borough Market, where there is live music, street performers, and traditional French games played.
The United States has over 20 cities that conduct annual celebrations of Bastille Day. The different cities celebrate with many French staples such as food, music, games, and sometimes the recreation of famous French landmarks.
Baltimore, Maryland, has a large Bastille Day celebration each year at Petit Louis in the Roland Park area of Baltimore. Boston has a celebration annually, hosted by the French Cultural Center for 40 years. The street festival occurs in Boston's Back Bay neighborhood, near the Cultural Center's headquarters. The celebration includes francophone musical performers, dancing, and French cuisine. New York City has numerous Bastille Day celebrations each July, including Bastille Day on 60th Street hosted by the French Institute Alliance Française between Fifth and Lexington Avenues on the Upper East Side of Manhattan, Bastille Day on Smith Street in Brooklyn, and Bastille Day in Tribeca. There is also the annual Bastille Day Ball, taking place since 1924. Philadelphia's Bastille Day, held at Eastern State Penitentiary, involves Marie Antoinette throwing locally manufactured Tastykakes at the Parisian militia, as well as a re-enactment of the storming of the Bastille. (This Philadelphia tradition ended in 2018.) In Newport, Rhode Island, the annual Bastille Day celebration is organized by the local chapter of the Alliance Française. It takes place at King Park in Newport at the monument memorializing the accomplishments of the General Comte de Rochambeau whose 6,000 to 7,000 French forces landed in Newport on 11 July 1780. Their assistance in the defeat of the English in the War of Independence is well documented and is proof of the special relationship between France and the United States. In Washington D.C., food, music, and auction events are sponsored by the Embassy of France. There is also a French Festival within the city, where families can meet period entertainment groups set during the time of the French Revolution. Restaurants host parties serving traditional French food.
In Dallas, Texas, the Bastille Day celebration, "Bastille On Bishop", began in 2010 and is held annually in the Bishop Arts District of the North Oak Cliff neighborhood, southwest of downtown just across the Trinity River. Dallas' French roots are tied to the short lived socialist Utopian community La Réunion, formed in 1855 and incorporated into the City of Dallas in 1860. Miami's celebration is organized by "French & Famous" in partnership with the French American Chamber of Commerce, the Union des Français de l'Etranger and many French brands. The event gathers over 1,000 attendees to celebrate "La Fête Nationale". The location and theme change every year. In 2017, the theme was "Guinguette Party" and attracted 1,200 francophiles at The River Yacht Club. New Orleans, Louisiana, has multiple celebrations, the largest in the historic French Quarter. In Austin, Texas, the Alliance Française d’Austin usually conducts a family-friendly Bastille Day party at the French Legation, the home of the French representative to the Republic of Texas from 1841 to 1845.
Chicago, Illinois, has hosted a variety of Bastille Day celebrations in a number of locations in the city, including Navy Pier and Oz Park. The recent incarnations have been sponsored in part by the Chicago branch of the French-American Chamber of Commerce and by the French Consulate-General in Chicago. Milwaukee's four-day street festival begins with a "Storming of the Bastille" with a 43-foot replica of the Eiffel Tower. Minneapolis, Minnesota, has a celebration with wine, French food, pastries, a flea market, circus performers and bands. Also in the Twin Cities area, the local chapter of the Alliance Française has hosted an annual event for years at varying locations with a competition for the "Best Baguette of the Twin Cities." Montgomery, Ohio, has a celebration with wine, beer, local restaurants' fare, pastries, games and bands. St. Louis, Missouri, has annual festivals in the Soulard neighborhood, the former French village of Carondelet, Missouri, and in the Benton Park neighborhood. The Chatillon-DeMenil Mansion in the Benton Park neighborhood, holds an annual Bastille Day festival with reenactments of the beheading of Marie Antoinette and Louis XVI, traditional dancing, and artillery demonstrations. Carondelet also began hosting an annual saloon crawl to celebrate Bastille Day in 2017. The Soulard neighborhood in St. Louis, Missouri celebrates its unique French heritage with special events including a parade, which honors the peasants who rejected the monarchy. The parade includes a 'gathering of the mob,' a walking and golf cart parade, and a mock beheading of the King and Queen.
Portland, Oregon, has celebrated Bastille Day with crowds up to 8,000, in public festivals at various public parks, since 2001. The event is coordinated by the Alliance Française of Portland. Seattle's Bastille Day celebration, held at the Seattle Center, involves performances, picnics, wine and shopping. Sacramento, California, conducts annual "waiter races" in the midtown restaurant and shopping district, with a street festival. | [
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{
"paragraph_id": 3,
"text": "On 11 July Jacques Necker, the finance minister of Louis XVI, who was sympathetic to the Third Estate, was dismissed by the King, provoking an angry reaction among Parisians. Crowds formed, fearful of an attack by the royal army or by foreign regiments of mercenaries in the King's service, and seeking to arm themselves. Early on 14 July, a crowd besieged the Hôtel des Invalides for firearms, muskets, and cannons stored in its cellars. That same day, another crowd stormed the Bastille, a fortress-prison in Paris that had historically held people jailed on the basis of lettres de cachet (literally \"signet letters\"), arbitrary royal indictments that could not be appealed and did not indicate the reason for the imprisonment, and was believed to hold a cache of ammunition and gunpowder. As it happened, at the time of the attack, the Bastille held only seven inmates, none of great political significance.",
"title": "History"
},
{
"paragraph_id": 4,
"text": "The crowd was eventually reinforced by the mutinous Régiment des Gardes Françaises (\"Regiment of French Guards\"), whose usual role was to protect public buildings. They proved a fair match for the fort's defenders, and Governor de Launay, the commander of the Bastille, capitulated and opened the gates to avoid a mutual massacre. According to the official documents, about 200 attackers and just one defender died before the capitulation. However, possibly because of a misunderstanding, fighting resumed. In this second round of fighting, de Launay and seven other defenders were killed, as was Jacques de Flesselles, the prévôt des marchands (\"provost of the merchants\"), the elected head of the city's guilds, who under the French monarchy had the responsibilities of a present-day mayor.",
"title": "History"
},
{
"paragraph_id": 5,
"text": "Shortly after the storming of the Bastille, late in the evening of 4 August, after a very stormy session of the Assemblée constituante, feudalism was abolished. On 26 August, the Declaration of the Rights of Man and of the Citizen (Déclaration des Droits de l'Homme et du Citoyen) was proclaimed.",
"title": "History"
},
{
"paragraph_id": 6,
"text": "As early as 1789, the year of the storming of the Bastille, preliminary designs for a national festival were underway. These designs were intended to strengthen the country's national identity through the celebration of the events of 14 July 1789. One of the first designs was proposed by Clément Gonchon, a French textile worker, who presented his design for a festival celebrating the anniversary of the storming of the Bastille to the French city administration and the public on 9 December 1789. There were other proposals and unofficial celebrations of 14 July 1789, but the official festival sponsored by the National Assembly was called the Fête de la Fédération.",
"title": "History"
},
{
"paragraph_id": 7,
"text": "The Fête de la Fédération on 14 July 1790 was a celebration of the unity of the French nation during the French Revolution. The aim of this celebration, one year after the Storming of the Bastille, was to symbolize peace. The event took place on the Champ de Mars, which was located far outside of Paris at the time. The work needed to transform the Champ de Mars into a suitable location for the celebration was not on schedule to be completed in time. On the day recalled as the Journée des brouettes (\"The Day of the Wheelbarrow\"), thousands of Parisian citizens gathered together to finish the construction needed for the celebration.",
"title": "History"
},
{
"paragraph_id": 8,
"text": "The day of the festival, the National Guard assembled and proceeded along the boulevard du Temple in the pouring rain, and were met by an estimated 260,000 Parisian citizens at the Champ de Mars. A mass was celebrated by Talleyrand, bishop of Autun. The popular General Lafayette, as captain of the National Guard of Paris and a confidant of the king, took his oath to the constitution, followed by King Louis XVI. After the end of the official celebration, the day ended in a huge four-day popular feast, and people celebrated with fireworks, as well as fine wine and running nude through the streets in order to display their freedom.",
"title": "History"
},
{
"paragraph_id": 9,
"text": "On 30 June 1878, a feast was officially arranged in Paris to honour the French Republic (the event was commemorated in a painting by Claude Monet). On 14 July 1879, there was another feast, with a semi-official aspect. The day's events included a reception in the Chamber of Deputies, organised and presided over by Léon Gambetta (a military reviewer at Longchamp), and a Republican Feast in the Pré Catelan. All throughout France, Le Figaro wrote, \"people feasted much to honour the storming of the Bastille\".",
"title": "History"
},
{
"paragraph_id": 10,
"text": "In 1880, the government of the Third Republic wanted to revive the 14 July festival. The campaign for the reinstatement of the festival was sponsored by the notable politician Léon Gambetta and scholar Henri Baudrillant. On 21 May 1880, Benjamin Raspail proposed a law, signed by sixty-four members of government, to have \"the Republic adopt 14 July as the day of an annual national festival\". There were many disputes over which date to be remembered as the national holiday, including 4 August (the commemoration of the end of the feudal system), 5 May (when the Estates-General first assembled), 27 July (the fall of Robespierre), and 21 January (the date of Louis XVI's execution). The government decided that the date of the holiday would be 14 July, but that was still somewhat problematic. The events of 14 July 1789 were illegal under the previous government, which contradicted the Third Republic's need to establish legal legitimacy. French politicians also did not want the sole foundation of their national holiday to be rooted in a day of bloodshed and class-hatred as the day of storming the Bastille was. Instead, they based the establishment of the holiday as both the celebration of the Fête de la Fédération, a festival celebrating the anniversary of the Republic of France on 14 July 1789, and the storming of the Bastille. The Assembly voted in favor of the proposal on 21 May, and 8 June. The law was approved on 27 and 29 June. The celebration was made official on 6 July 1880.",
"title": "History"
},
{
"paragraph_id": 11,
"text": "In the debate leading up to the adoption of the holiday, Senator Henri Martin, who wrote the National Day law, addressed the chamber on 29 June 1880:",
"title": "History"
},
{
"paragraph_id": 12,
"text": "Do not forget that behind this 14 July, where victory of the new era over the Ancien Régime was bought by fighting, do not forget that after the day of 14 July 1789, there was the day of 14 July 1790 (...) This [latter] day cannot be blamed for having shed a drop of blood, for having divided the country. It was the consecration of the unity of France (...) If some of you might have scruples against the first 14 July, they certainly hold none against the second. Whatever difference which might part us, something hovers over them, it is the great images of national unity, which we all desire, for which we would all stand, willing to die if necessary.",
"title": "History"
},
{
"paragraph_id": 13,
"text": "The Bastille Day military parade is the French military parade that has been held in the morning, every year in Paris, since 1880. While previously held elsewhere within or near the capital city, since 1918 it has been held on the Champs-Élysées, with the participation of the Allies as represented in the Versailles Peace Conference, and with the exception of the period of German occupation from 1940 to 1944 (when the ceremony took place in London under the command of General Charles de Gaulle); and 2020 when the COVID-19 pandemic forced its cancellation. The parade passes down the Champs-Élysées from the Arc de Triomphe to the Place de la Concorde, where the President of the French Republic, his government and foreign ambassadors to France stand. This is a popular event in France, broadcast on French TV, and is the oldest and largest regular military parade in Europe.",
"title": "History"
},
{
"paragraph_id": 14,
"text": "Smaller military parades are held in French garrison towns, including Toulon and Belfort, with local troops.",
"title": "History"
},
{
"paragraph_id": 15,
"text": "Liège celebrates Bastille Day each year since the end of the First World War, as Liège was decorated by the Légion d'Honneur for its unexpected resistance during the Battle of Liège. The city also hosts a fireworks show outside of Congress Hall. Specifically in Liège, celebrations of Bastille Day have been known to be bigger than the celebrations of the Belgian National holiday. Around 35,000 people gather to celebrate Bastille Day. There is a traditional festival dance of the French consul that draws large crowds, and many unofficial events over the city celebrate the relationship between France and the city of Liège.",
"title": "Bastille Day celebrations in other countries"
},
{
"paragraph_id": 16,
"text": "Vancouver, British Columbia holds a celebration featuring exhibits, food and entertainment. The Toronto Bastille Day festival is also celebrated in Toronto, Ontario. The festival is organized by the French-Canadian community in Toronto and sponsored by the Consulate General of France. The celebration includes music, performances, sport competitions, and a French Market. At the end of the festival, there is also a traditional French bal populaire.",
"title": "Bastille Day celebrations in other countries"
},
{
"paragraph_id": 17,
"text": "Since 2008, Prague has hosted a French market \"Le marché du 14 juillet\" (\"Fourteenth of July Market\") offering traditional French food and wine as well as music. The market takes place on Kampa Island, it is usually between 11 and 14 July. It acts as an event that marks the relinquish of the EU presidency from France to the Czech Republic. Traditional selections of French produce, including cheese, wine, meat, bread and pastries, are provided by the market. Throughout the event, live music is played in the evenings, with lanterns lighting up the square at night.",
"title": "Bastille Day celebrations in other countries"
},
{
"paragraph_id": 18,
"text": "The amusement park Tivoli celebrates Bastille Day.",
"title": "Bastille Day celebrations in other countries"
},
{
"paragraph_id": 19,
"text": "Budapest's two-day celebration is sponsored by the Institut de France. The festival is hosted along the Danube River, with streets filled with music and dancing. There are also local markets dedicated to French foods and wine, mixed with some traditional Hungarian specialties. At the end of the celebration, a fireworks show is held on the river banks.",
"title": "Bastille Day celebrations in other countries"
},
{
"paragraph_id": 20,
"text": "Bastille Day is celebrated with great festivity in Pondicherry, a former French colony.",
"title": "Bastille Day celebrations in other countries"
},
{
"paragraph_id": 21,
"text": "The Embassy of France in Ireland organizes several events around Dublin, Cork and Limerick for Bastille Day; including evenings of French music and tasting of French food. Many members of the French community in Ireland take part in the festivities. Events in Dublin include live entertainment, speciality menus on French cuisine, and screenings of popular French films.",
"title": "Bastille Day celebrations in other countries"
},
{
"paragraph_id": 22,
"text": "The Auckland suburb of Remuera hosts an annual French-themed Bastille Day street festival. Visitors enjoy mimes, dancers, music, as well as French foods and drinks. The budding relationship between the two countries, with the establishment of a Maori garden in France and exchange of their analyses of cave art, resulted in the creation of an official reception at the Residence of France. There is also an event in Wellington for the French community held at the Residence of France.",
"title": "Bastille Day celebrations in other countries"
},
{
"paragraph_id": 23,
"text": "Franschhoek's weekend festival has been celebrated since 1993. (Franschhoek, or 'French Corner,' is situated in the Western Cape.) As South Africa's gourmet capital, French food, wine and other entertainment is provided throughout the festival. The French Consulate in South Africa also celebrates their national holiday with a party for the French community. Activities also include dressing up in different items of French clothing.",
"title": "Bastille Day celebrations in other countries"
},
{
"paragraph_id": 24,
"text": "Following colonial rule, France annexed a large portion of what is now French Polynesia. Under French rule, Tahitians were permitted to participate in sport, singing, and dancing competitions one day a year: Bastille Day. The single day of celebration evolved into the major Heiva i Tahiti festival in Papeete Tahiti, where traditional events such as canoe races, tattooing, and fire walks are held. The singing and dancing competitions continue with music composed with traditional instruments such as the nasal flute and ukulele.",
"title": "Bastille Day celebrations in other countries"
},
{
"paragraph_id": 25,
"text": "Within the UK, London has a large French contingent, and celebrates Bastille Day at various locations across the city including Battersea Park, Camden Town and Kentish Town. Live entertainment is performed at Canary Wharf, with weeklong performances of French theatre at the Lion and Unicorn Theatre in Kentish Town. Restaurants feature cabarets and special menus across the city, and other celebrations include garden parties and sports tournaments. There is also a large event at the Bankside and Borough Market, where there is live music, street performers, and traditional French games played.",
"title": "Bastille Day celebrations in other countries"
},
{
"paragraph_id": 26,
"text": "The United States has over 20 cities that conduct annual celebrations of Bastille Day. The different cities celebrate with many French staples such as food, music, games, and sometimes the recreation of famous French landmarks.",
"title": "Bastille Day celebrations in other countries"
},
{
"paragraph_id": 27,
"text": "Baltimore, Maryland, has a large Bastille Day celebration each year at Petit Louis in the Roland Park area of Baltimore. Boston has a celebration annually, hosted by the French Cultural Center for 40 years. The street festival occurs in Boston's Back Bay neighborhood, near the Cultural Center's headquarters. The celebration includes francophone musical performers, dancing, and French cuisine. New York City has numerous Bastille Day celebrations each July, including Bastille Day on 60th Street hosted by the French Institute Alliance Française between Fifth and Lexington Avenues on the Upper East Side of Manhattan, Bastille Day on Smith Street in Brooklyn, and Bastille Day in Tribeca. There is also the annual Bastille Day Ball, taking place since 1924. Philadelphia's Bastille Day, held at Eastern State Penitentiary, involves Marie Antoinette throwing locally manufactured Tastykakes at the Parisian militia, as well as a re-enactment of the storming of the Bastille. (This Philadelphia tradition ended in 2018.) In Newport, Rhode Island, the annual Bastille Day celebration is organized by the local chapter of the Alliance Française. It takes place at King Park in Newport at the monument memorializing the accomplishments of the General Comte de Rochambeau whose 6,000 to 7,000 French forces landed in Newport on 11 July 1780. Their assistance in the defeat of the English in the War of Independence is well documented and is proof of the special relationship between France and the United States. In Washington D.C., food, music, and auction events are sponsored by the Embassy of France. There is also a French Festival within the city, where families can meet period entertainment groups set during the time of the French Revolution. Restaurants host parties serving traditional French food.",
"title": "Bastille Day celebrations in other countries"
},
{
"paragraph_id": 28,
"text": "In Dallas, Texas, the Bastille Day celebration, \"Bastille On Bishop\", began in 2010 and is held annually in the Bishop Arts District of the North Oak Cliff neighborhood, southwest of downtown just across the Trinity River. Dallas' French roots are tied to the short lived socialist Utopian community La Réunion, formed in 1855 and incorporated into the City of Dallas in 1860. Miami's celebration is organized by \"French & Famous\" in partnership with the French American Chamber of Commerce, the Union des Français de l'Etranger and many French brands. The event gathers over 1,000 attendees to celebrate \"La Fête Nationale\". The location and theme change every year. In 2017, the theme was \"Guinguette Party\" and attracted 1,200 francophiles at The River Yacht Club. New Orleans, Louisiana, has multiple celebrations, the largest in the historic French Quarter. In Austin, Texas, the Alliance Française d’Austin usually conducts a family-friendly Bastille Day party at the French Legation, the home of the French representative to the Republic of Texas from 1841 to 1845.",
"title": "Bastille Day celebrations in other countries"
},
{
"paragraph_id": 29,
"text": "Chicago, Illinois, has hosted a variety of Bastille Day celebrations in a number of locations in the city, including Navy Pier and Oz Park. The recent incarnations have been sponsored in part by the Chicago branch of the French-American Chamber of Commerce and by the French Consulate-General in Chicago. Milwaukee's four-day street festival begins with a \"Storming of the Bastille\" with a 43-foot replica of the Eiffel Tower. Minneapolis, Minnesota, has a celebration with wine, French food, pastries, a flea market, circus performers and bands. Also in the Twin Cities area, the local chapter of the Alliance Française has hosted an annual event for years at varying locations with a competition for the \"Best Baguette of the Twin Cities.\" Montgomery, Ohio, has a celebration with wine, beer, local restaurants' fare, pastries, games and bands. St. Louis, Missouri, has annual festivals in the Soulard neighborhood, the former French village of Carondelet, Missouri, and in the Benton Park neighborhood. The Chatillon-DeMenil Mansion in the Benton Park neighborhood, holds an annual Bastille Day festival with reenactments of the beheading of Marie Antoinette and Louis XVI, traditional dancing, and artillery demonstrations. Carondelet also began hosting an annual saloon crawl to celebrate Bastille Day in 2017. The Soulard neighborhood in St. Louis, Missouri celebrates its unique French heritage with special events including a parade, which honors the peasants who rejected the monarchy. The parade includes a 'gathering of the mob,' a walking and golf cart parade, and a mock beheading of the King and Queen.",
"title": "Bastille Day celebrations in other countries"
},
{
"paragraph_id": 30,
"text": "Portland, Oregon, has celebrated Bastille Day with crowds up to 8,000, in public festivals at various public parks, since 2001. The event is coordinated by the Alliance Française of Portland. Seattle's Bastille Day celebration, held at the Seattle Center, involves performances, picnics, wine and shopping. Sacramento, California, conducts annual \"waiter races\" in the midtown restaurant and shopping district, with a street festival.",
"title": "Bastille Day celebrations in other countries"
}
] | Bastille Day is the common name given in English-speaking countries to the national day of France, which is celebrated on 14 July each year. In French, it is formally called the Fête nationale française; legally it is known as le 14 juillet. French National Day is the anniversary of the Storming of the Bastille on 14 July 1789, a major event of the French Revolution, as well as the Fête de la Fédération that celebrated the unity of the French people on 14 July 1790. Celebrations are held throughout France. One that has been reported as "the oldest and largest military parade in Europe" is held on 14 July on the Champs-Élysées in Paris in front of the President of France, along with other French officials and foreign guests. | 2001-07-14T08:01:54Z | 2023-12-19T01:49:47Z | [
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] | https://en.wikipedia.org/wiki/Bastille_Day |
3,940 | Blowfish (cipher) | Blowfish is a symmetric-key block cipher, designed in 1993 by Bruce Schneier and included in many cipher suites and encryption products. Blowfish provides a good encryption rate in software, and no effective cryptanalysis of it has been found to date. However, the Advanced Encryption Standard (AES) now receives more attention, and Schneier recommends Twofish for modern applications.
Schneier designed Blowfish as a general-purpose algorithm, intended as an alternative to the aging DES and free of the problems and constraints associated with other algorithms. At the time Blowfish was released, many other designs were proprietary, encumbered by patents, or were commercial or government secrets. Schneier has stated that "Blowfish is unpatented, and will remain so in all countries. The algorithm is hereby placed in the public domain, and can be freely used by anyone."
Notable features of the design include key-dependent S-boxes and a highly complex key schedule.
Blowfish has a 64-bit block size and a variable key length from 32 bits up to 448 bits. It is a 16-round Feistel cipher and uses large key-dependent S-boxes. In structure it resembles CAST-128, which uses fixed S-boxes.
The adjacent diagram shows Blowfish's encryption routine. Each line represents 32 bits. There are five subkey-arrays: one 18-entry P-array (denoted as K in the diagram, to avoid confusion with the Plaintext) and four 256-entry S-boxes (S0, S1, S2 and S3).
Every round r consists of 4 actions:
The F-function splits the 32-bit input into four 8-bit quarters and uses the quarters as input to the S-boxes. The S-boxes accept 8-bit input and produce 32-bit output. The outputs are added modulo 2 and XORed to produce the final 32-bit output (see image in the upper right corner).
After the 16th round, undo the last swap, and XOR L with K18 and R with K17 (output whitening).
Decryption is exactly the same as encryption, except that P1, P2, ..., P18 are used in the reverse order. This is not so obvious because xor is commutative and associative. A common misconception is to use inverse order of encryption as decryption algorithm (i.e. first XORing P17 and P18 to the ciphertext block, then using the P-entries in reverse order).
Blowfish's key schedule starts by initializing the P-array and S-boxes with values derived from the hexadecimal digits of pi, which contain no obvious pattern (see nothing up my sleeve number). The secret key is then, byte by byte, cycling the key if necessary, XORed with all the P-entries in order. A 64-bit all-zero block is then encrypted with the algorithm as it stands. The resultant ciphertext replaces P1 and P2. The same ciphertext is then encrypted again with the new subkeys, and the new ciphertext replaces P3 and P4. This continues, replacing the entire P-array and all the S-box entries. In all, the Blowfish encryption algorithm will run 521 times to generate all the subkeys – about 4 KB of data is processed.
Because the P-array is 576 bits long, and the key bytes are XORed through all these 576 bits during the initialization, many implementations support key sizes up to 576 bits. The reason for that is a discrepancy between the original Blowfish description, which uses 448-bit keys, and its reference implementation, which uses 576-bit keys. The test vectors for verifying third-party implementations were also produced with 576-bit keys. When asked which Blowfish version is the correct one, Bruce Schneier answered: "The test vectors should be used to determine the one true Blowfish".
Another opinion is that the 448 bits limit is present to ensure that every bit of every subkey depends on every bit of the key, as the last four values of the P-array don't affect every bit of the ciphertext. This point should be taken in consideration for implementations with a different number of rounds, as even though it increases security against an exhaustive attack, it weakens the security guaranteed by the algorithm. And given the slow initialization of the cipher with each change of key, it is granted a natural protection against brute-force attacks, which doesn't really justify key sizes longer than 448 bits.
Blowfish is a fast block cipher, except when changing keys. Each new key requires the pre-processing equivalent of encrypting about 4 kilobytes of text, which is very slow compared to other block ciphers. This prevents its use in certain applications, but is not a problem in others.
Blowfish must be initialized with a key. It is good practice to have this key hashed. To prevent this key from being hashed with a hash function too short (SHA-160, SHA-256), appeared in 2005 a hash function based on MD2 by Ron Rivest, only for Blowfish passwords. This function hashes a key or password into a 56 or 72 byte key for Blowfish or 528 bytes for Blowfish II.
In one application Blowfish's slow key changing is actually a benefit: the password-hashing method (crypt $2, i.e. bcrypt) used in OpenBSD uses an algorithm derived from Blowfish that makes use of the slow key schedule; the idea is that the extra computational effort required gives protection against dictionary attacks. See key stretching.
Blowfish has a memory footprint of just over 4 kilobytes of RAM. This constraint is not a problem even for older desktop and laptop computers, though it does prevent use in the smallest embedded systems such as early smartcards.
Blowfish was one of the first secure block ciphers not subject to any patents and therefore freely available for anyone to use. This benefit has contributed to its popularity in cryptographic software.
bcrypt is a password hashing function which, combined with a variable number of iterations (work "cost"), exploits the expensive key setup phase of Blowfish to increase the workload and duration of hash calculations, further reducing threats from brute force attacks.
bcrypt is also the name of a cross-platform file encryption utility developed in 2002 that implements Blowfish.
Blowfish's use of a 64-bit block size (as opposed to e.g. AES's 128-bit block size) makes it vulnerable to birthday attacks, particularly in contexts like HTTPS. In 2016, the SWEET32 attack demonstrated how to leverage birthday attacks to perform plaintext recovery (i.e. decrypting ciphertext) against ciphers with a 64-bit block size. The GnuPG project recommends that Blowfish not be used to encrypt files larger than 4 GB due to its small block size.
A reduced-round variant of Blowfish is known to be susceptible to known-plaintext attacks on reflectively weak keys. Blowfish implementations use 16 rounds of encryption, and are not susceptible to this attack.
Bruce Schneier has recommended migrating to his Blowfish successor, Twofish.
Blowfish II was released in 2005, developed by people other than Bruce Schneier. It has exactly the same design but has twice as many S tables and uses 64-bit integers instead of 32-bit integers. It no longer works on 64-bit blocks but on 128-bit blocks like AES. | [
{
"paragraph_id": 0,
"text": "Blowfish is a symmetric-key block cipher, designed in 1993 by Bruce Schneier and included in many cipher suites and encryption products. Blowfish provides a good encryption rate in software, and no effective cryptanalysis of it has been found to date. However, the Advanced Encryption Standard (AES) now receives more attention, and Schneier recommends Twofish for modern applications.",
"title": ""
},
{
"paragraph_id": 1,
"text": "Schneier designed Blowfish as a general-purpose algorithm, intended as an alternative to the aging DES and free of the problems and constraints associated with other algorithms. At the time Blowfish was released, many other designs were proprietary, encumbered by patents, or were commercial or government secrets. Schneier has stated that \"Blowfish is unpatented, and will remain so in all countries. The algorithm is hereby placed in the public domain, and can be freely used by anyone.\"",
"title": ""
},
{
"paragraph_id": 2,
"text": "Notable features of the design include key-dependent S-boxes and a highly complex key schedule.",
"title": ""
},
{
"paragraph_id": 3,
"text": "Blowfish has a 64-bit block size and a variable key length from 32 bits up to 448 bits. It is a 16-round Feistel cipher and uses large key-dependent S-boxes. In structure it resembles CAST-128, which uses fixed S-boxes.",
"title": "The algorithm"
},
{
"paragraph_id": 4,
"text": "The adjacent diagram shows Blowfish's encryption routine. Each line represents 32 bits. There are five subkey-arrays: one 18-entry P-array (denoted as K in the diagram, to avoid confusion with the Plaintext) and four 256-entry S-boxes (S0, S1, S2 and S3).",
"title": "The algorithm"
},
{
"paragraph_id": 5,
"text": "Every round r consists of 4 actions:",
"title": "The algorithm"
},
{
"paragraph_id": 6,
"text": "The F-function splits the 32-bit input into four 8-bit quarters and uses the quarters as input to the S-boxes. The S-boxes accept 8-bit input and produce 32-bit output. The outputs are added modulo 2 and XORed to produce the final 32-bit output (see image in the upper right corner).",
"title": "The algorithm"
},
{
"paragraph_id": 7,
"text": "After the 16th round, undo the last swap, and XOR L with K18 and R with K17 (output whitening).",
"title": "The algorithm"
},
{
"paragraph_id": 8,
"text": "Decryption is exactly the same as encryption, except that P1, P2, ..., P18 are used in the reverse order. This is not so obvious because xor is commutative and associative. A common misconception is to use inverse order of encryption as decryption algorithm (i.e. first XORing P17 and P18 to the ciphertext block, then using the P-entries in reverse order).",
"title": "The algorithm"
},
{
"paragraph_id": 9,
"text": "Blowfish's key schedule starts by initializing the P-array and S-boxes with values derived from the hexadecimal digits of pi, which contain no obvious pattern (see nothing up my sleeve number). The secret key is then, byte by byte, cycling the key if necessary, XORed with all the P-entries in order. A 64-bit all-zero block is then encrypted with the algorithm as it stands. The resultant ciphertext replaces P1 and P2. The same ciphertext is then encrypted again with the new subkeys, and the new ciphertext replaces P3 and P4. This continues, replacing the entire P-array and all the S-box entries. In all, the Blowfish encryption algorithm will run 521 times to generate all the subkeys – about 4 KB of data is processed.",
"title": "The algorithm"
},
{
"paragraph_id": 10,
"text": "Because the P-array is 576 bits long, and the key bytes are XORed through all these 576 bits during the initialization, many implementations support key sizes up to 576 bits. The reason for that is a discrepancy between the original Blowfish description, which uses 448-bit keys, and its reference implementation, which uses 576-bit keys. The test vectors for verifying third-party implementations were also produced with 576-bit keys. When asked which Blowfish version is the correct one, Bruce Schneier answered: \"The test vectors should be used to determine the one true Blowfish\".",
"title": "The algorithm"
},
{
"paragraph_id": 11,
"text": "Another opinion is that the 448 bits limit is present to ensure that every bit of every subkey depends on every bit of the key, as the last four values of the P-array don't affect every bit of the ciphertext. This point should be taken in consideration for implementations with a different number of rounds, as even though it increases security against an exhaustive attack, it weakens the security guaranteed by the algorithm. And given the slow initialization of the cipher with each change of key, it is granted a natural protection against brute-force attacks, which doesn't really justify key sizes longer than 448 bits.",
"title": "The algorithm"
},
{
"paragraph_id": 12,
"text": "Blowfish is a fast block cipher, except when changing keys. Each new key requires the pre-processing equivalent of encrypting about 4 kilobytes of text, which is very slow compared to other block ciphers. This prevents its use in certain applications, but is not a problem in others.",
"title": "Blowfish in practice"
},
{
"paragraph_id": 13,
"text": "Blowfish must be initialized with a key. It is good practice to have this key hashed. To prevent this key from being hashed with a hash function too short (SHA-160, SHA-256), appeared in 2005 a hash function based on MD2 by Ron Rivest, only for Blowfish passwords. This function hashes a key or password into a 56 or 72 byte key for Blowfish or 528 bytes for Blowfish II.",
"title": "Blowfish in practice"
},
{
"paragraph_id": 14,
"text": "In one application Blowfish's slow key changing is actually a benefit: the password-hashing method (crypt $2, i.e. bcrypt) used in OpenBSD uses an algorithm derived from Blowfish that makes use of the slow key schedule; the idea is that the extra computational effort required gives protection against dictionary attacks. See key stretching.",
"title": "Blowfish in practice"
},
{
"paragraph_id": 15,
"text": "Blowfish has a memory footprint of just over 4 kilobytes of RAM. This constraint is not a problem even for older desktop and laptop computers, though it does prevent use in the smallest embedded systems such as early smartcards.",
"title": "Blowfish in practice"
},
{
"paragraph_id": 16,
"text": "Blowfish was one of the first secure block ciphers not subject to any patents and therefore freely available for anyone to use. This benefit has contributed to its popularity in cryptographic software.",
"title": "Blowfish in practice"
},
{
"paragraph_id": 17,
"text": "bcrypt is a password hashing function which, combined with a variable number of iterations (work \"cost\"), exploits the expensive key setup phase of Blowfish to increase the workload and duration of hash calculations, further reducing threats from brute force attacks.",
"title": "Blowfish in practice"
},
{
"paragraph_id": 18,
"text": "bcrypt is also the name of a cross-platform file encryption utility developed in 2002 that implements Blowfish.",
"title": "Blowfish in practice"
},
{
"paragraph_id": 19,
"text": "Blowfish's use of a 64-bit block size (as opposed to e.g. AES's 128-bit block size) makes it vulnerable to birthday attacks, particularly in contexts like HTTPS. In 2016, the SWEET32 attack demonstrated how to leverage birthday attacks to perform plaintext recovery (i.e. decrypting ciphertext) against ciphers with a 64-bit block size. The GnuPG project recommends that Blowfish not be used to encrypt files larger than 4 GB due to its small block size.",
"title": "Weakness and successors"
},
{
"paragraph_id": 20,
"text": "A reduced-round variant of Blowfish is known to be susceptible to known-plaintext attacks on reflectively weak keys. Blowfish implementations use 16 rounds of encryption, and are not susceptible to this attack.",
"title": "Weakness and successors"
},
{
"paragraph_id": 21,
"text": "Bruce Schneier has recommended migrating to his Blowfish successor, Twofish.",
"title": "Weakness and successors"
},
{
"paragraph_id": 22,
"text": "Blowfish II was released in 2005, developed by people other than Bruce Schneier. It has exactly the same design but has twice as many S tables and uses 64-bit integers instead of 32-bit integers. It no longer works on 64-bit blocks but on 128-bit blocks like AES.",
"title": "Weakness and successors"
}
] | Blowfish is a symmetric-key block cipher, designed in 1993 by Bruce Schneier and included in many cipher suites and encryption products. Blowfish provides a good encryption rate in software, and no effective cryptanalysis of it has been found to date. However, the Advanced Encryption Standard (AES) now receives more attention, and Schneier recommends Twofish for modern applications. Schneier designed Blowfish as a general-purpose algorithm, intended as an alternative to the aging DES and free of the problems and constraints associated with other algorithms. At the time Blowfish was released, many other designs were proprietary, encumbered by patents, or were commercial or government secrets. Schneier has stated that "Blowfish is unpatented, and will remain so in all countries. The algorithm is hereby placed in the public domain, and can be freely used by anyone." Notable features of the design include key-dependent S-boxes and a highly complex key schedule. | 2001-11-10T12:04:45Z | 2023-10-18T14:54:48Z | [
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3,942 | Bijection | A bijection, bijective function, or one-to-one correspondence between two mathematical sets is a function such that each element of the second set (the codomain) is mapped to from exactly one element of the first set (the domain). Equivalently, a bijection is a relation between two sets such that each element of either set is paired with exactly one element of the other set.
A function is bijective if and only if it is invertible; that is, a function f : X → Y {\displaystyle f:X\to Y} is bijective if and only if there is a function g : Y → X , {\displaystyle g:Y\to X,} the inverse of f, such that each of the two ways for composing the two functions produces an identity function: g ( f ( x ) ) = x {\displaystyle g(f(x))=x} for each x {\displaystyle x} in X {\displaystyle X} and f ( g ( y ) ) = y {\displaystyle f(g(y))=y} for each y {\displaystyle y} in Y . {\displaystyle Y.}
For example, the multiplication by two defines a bijection from the integers to the even numbers, which has the division by two as its inverse function.
A function is bijective if and only if it is both injective (or one-to-one)—meaning that each element in the codomain is mapped to from at most one element of the domain—and surjective (or onto)—meaning that each element of the codomain is mapped to from at least one element of the domain. The term one-to-one correspondence must not be confused with one-to-one function.
The elementary operation of counting establishes a bijection from some finite set to the first natural numbers (1, 2, 3, ...), up to the number of elements in the counted set. It results that two finite sets have the same number of elements if and only if there exists a bijection between them. More generally, two sets are said to have the same cardinal number if there exists a bijection between them.
A bijective function from a set to itself is also called a permutation, and the set of all permutations of a set forms its symmetric group.
Some bijections with further properties have received specific names, which include automorphisms, isomorphisms, homeomorphisms, diffeomorphisms, permutation groups, and most geometric transformations. Galois correspondences are bijections between sets of mathematical objects of apparently very different nature.
For a binary relation pairing elements of set X with elements of set Y to be a bijection, four properties must hold:
Satisfying properties (1) and (2) means that a pairing is a function with domain X. It is more common to see properties (1) and (2) written as a single statement: Every element of X is paired with exactly one element of Y. Functions which satisfy property (3) are said to be "onto Y " and are called surjections (or surjective functions). Functions which satisfy property (4) are said to be "one-to-one functions" and are called injections (or injective functions). With this terminology, a bijection is a function which is both a surjection and an injection, or using other words, a bijection is a function which is both "one-to-one" and "onto".
Consider the batting line-up of a baseball or cricket team (or any list of all the players of any sports team where every player holds a specific spot in a line-up). The set X will be the players on the team (of size nine in the case of baseball) and the set Y will be the positions in the batting order (1st, 2nd, 3rd, etc.) The "pairing" is given by which player is in what position in this order. Property (1) is satisfied since each player is somewhere in the list. Property (2) is satisfied since no player bats in two (or more) positions in the order. Property (3) says that for each position in the order, there is some player batting in that position and property (4) states that two or more players are never batting in the same position in the list.
In a classroom there are a certain number of seats. A bunch of students enter the room and the instructor asks them to be seated. After a quick look around the room, the instructor declares that there is a bijection between the set of students and the set of seats, where each student is paired with the seat they are sitting in. What the instructor observed in order to reach this conclusion was that:
The instructor was able to conclude that there were just as many seats as there were students, without having to count either set.
A bijection f with domain X (indicated by f: X → Y in functional notation) also defines a converse relation starting in Y and going to X (by turning the arrows around). The process of "turning the arrows around" for an arbitrary function does not, in general, yield a function, but properties (3) and (4) of a bijection say that this inverse relation is a function with domain Y. Moreover, properties (1) and (2) then say that this inverse function is a surjection and an injection, that is, the inverse function exists and is also a bijection. Functions that have inverse functions are said to be invertible. A function is invertible if and only if it is a bijection.
Stated in concise mathematical notation, a function f: X → Y is bijective if and only if it satisfies the condition
Continuing with the baseball batting line-up example, the function that is being defined takes as input the name of one of the players and outputs the position of that player in the batting order. Since this function is a bijection, it has an inverse function which takes as input a position in the batting order and outputs the player who will be batting in that position.
The composition g ∘ f {\displaystyle g\,\circ \,f} of two bijections f: X → Y and g: Y → Z is a bijection, whose inverse is given by g ∘ f {\displaystyle g\,\circ \,f} is ( g ∘ f ) − 1 = ( f − 1 ) ∘ ( g − 1 ) {\displaystyle (g\,\circ \,f)^{-1}\;=\;(f^{-1})\,\circ \,(g^{-1})} .
Conversely, if the composition g ∘ f {\displaystyle g\,\circ \,f} of two functions is bijective, it only follows that f is injective and g is surjective.
If X and Y are finite sets, then there exists a bijection between the two sets X and Y if and only if X and Y have the same number of elements. Indeed, in axiomatic set theory, this is taken as the definition of "same number of elements" (equinumerosity), and generalising this definition to infinite sets leads to the concept of cardinal number, a way to distinguish the various sizes of infinite sets.
Bijections are precisely the isomorphisms in the category Set of sets and set functions. However, the bijections are not always the isomorphisms for more complex categories. For example, in the category Grp of groups, the morphisms must be homomorphisms since they must preserve the group structure, so the isomorphisms are group isomorphisms which are bijective homomorphisms.
The notion of one-to-one correspondence generalizes to partial functions, where they are called partial bijections, although partial bijections are only required to be injective. The reason for this relaxation is that a (proper) partial function is already undefined for a portion of its domain; thus there is no compelling reason to constrain its inverse to be a total function, i.e. defined everywhere on its domain. The set of all partial bijections on a given base set is called the symmetric inverse semigroup.
Another way of defining the same notion is to say that a partial bijection from A to B is any relation R (which turns out to be a partial function) with the property that R is the graph of a bijection f:A′→B′, where A′ is a subset of A and B′ is a subset of B.
When the partial bijection is on the same set, it is sometimes called a one-to-one partial transformation. An example is the Möbius transformation simply defined on the complex plane, rather than its completion to the extended complex plane.
This topic is a basic concept in set theory and can be found in any text which includes an introduction to set theory. Almost all texts that deal with an introduction to writing proofs will include a section on set theory, so the topic may be found in any of these: | [
{
"paragraph_id": 0,
"text": "A bijection, bijective function, or one-to-one correspondence between two mathematical sets is a function such that each element of the second set (the codomain) is mapped to from exactly one element of the first set (the domain). Equivalently, a bijection is a relation between two sets such that each element of either set is paired with exactly one element of the other set.",
"title": ""
},
{
"paragraph_id": 1,
"text": "A function is bijective if and only if it is invertible; that is, a function f : X → Y {\\displaystyle f:X\\to Y} is bijective if and only if there is a function g : Y → X , {\\displaystyle g:Y\\to X,} the inverse of f, such that each of the two ways for composing the two functions produces an identity function: g ( f ( x ) ) = x {\\displaystyle g(f(x))=x} for each x {\\displaystyle x} in X {\\displaystyle X} and f ( g ( y ) ) = y {\\displaystyle f(g(y))=y} for each y {\\displaystyle y} in Y . {\\displaystyle Y.}",
"title": ""
},
{
"paragraph_id": 2,
"text": "For example, the multiplication by two defines a bijection from the integers to the even numbers, which has the division by two as its inverse function.",
"title": ""
},
{
"paragraph_id": 3,
"text": "A function is bijective if and only if it is both injective (or one-to-one)—meaning that each element in the codomain is mapped to from at most one element of the domain—and surjective (or onto)—meaning that each element of the codomain is mapped to from at least one element of the domain. The term one-to-one correspondence must not be confused with one-to-one function.",
"title": ""
},
{
"paragraph_id": 4,
"text": "The elementary operation of counting establishes a bijection from some finite set to the first natural numbers (1, 2, 3, ...), up to the number of elements in the counted set. It results that two finite sets have the same number of elements if and only if there exists a bijection between them. More generally, two sets are said to have the same cardinal number if there exists a bijection between them.",
"title": ""
},
{
"paragraph_id": 5,
"text": "A bijective function from a set to itself is also called a permutation, and the set of all permutations of a set forms its symmetric group.",
"title": ""
},
{
"paragraph_id": 6,
"text": "Some bijections with further properties have received specific names, which include automorphisms, isomorphisms, homeomorphisms, diffeomorphisms, permutation groups, and most geometric transformations. Galois correspondences are bijections between sets of mathematical objects of apparently very different nature.",
"title": ""
},
{
"paragraph_id": 7,
"text": "For a binary relation pairing elements of set X with elements of set Y to be a bijection, four properties must hold:",
"title": "Definition"
},
{
"paragraph_id": 8,
"text": "Satisfying properties (1) and (2) means that a pairing is a function with domain X. It is more common to see properties (1) and (2) written as a single statement: Every element of X is paired with exactly one element of Y. Functions which satisfy property (3) are said to be \"onto Y \" and are called surjections (or surjective functions). Functions which satisfy property (4) are said to be \"one-to-one functions\" and are called injections (or injective functions). With this terminology, a bijection is a function which is both a surjection and an injection, or using other words, a bijection is a function which is both \"one-to-one\" and \"onto\".",
"title": "Definition"
},
{
"paragraph_id": 9,
"text": "Consider the batting line-up of a baseball or cricket team (or any list of all the players of any sports team where every player holds a specific spot in a line-up). The set X will be the players on the team (of size nine in the case of baseball) and the set Y will be the positions in the batting order (1st, 2nd, 3rd, etc.) The \"pairing\" is given by which player is in what position in this order. Property (1) is satisfied since each player is somewhere in the list. Property (2) is satisfied since no player bats in two (or more) positions in the order. Property (3) says that for each position in the order, there is some player batting in that position and property (4) states that two or more players are never batting in the same position in the list.",
"title": "Examples"
},
{
"paragraph_id": 10,
"text": "In a classroom there are a certain number of seats. A bunch of students enter the room and the instructor asks them to be seated. After a quick look around the room, the instructor declares that there is a bijection between the set of students and the set of seats, where each student is paired with the seat they are sitting in. What the instructor observed in order to reach this conclusion was that:",
"title": "Examples"
},
{
"paragraph_id": 11,
"text": "The instructor was able to conclude that there were just as many seats as there were students, without having to count either set.",
"title": "Examples"
},
{
"paragraph_id": 12,
"text": "A bijection f with domain X (indicated by f: X → Y in functional notation) also defines a converse relation starting in Y and going to X (by turning the arrows around). The process of \"turning the arrows around\" for an arbitrary function does not, in general, yield a function, but properties (3) and (4) of a bijection say that this inverse relation is a function with domain Y. Moreover, properties (1) and (2) then say that this inverse function is a surjection and an injection, that is, the inverse function exists and is also a bijection. Functions that have inverse functions are said to be invertible. A function is invertible if and only if it is a bijection.",
"title": "Inverses"
},
{
"paragraph_id": 13,
"text": "Stated in concise mathematical notation, a function f: X → Y is bijective if and only if it satisfies the condition",
"title": "Inverses"
},
{
"paragraph_id": 14,
"text": "Continuing with the baseball batting line-up example, the function that is being defined takes as input the name of one of the players and outputs the position of that player in the batting order. Since this function is a bijection, it has an inverse function which takes as input a position in the batting order and outputs the player who will be batting in that position.",
"title": "Inverses"
},
{
"paragraph_id": 15,
"text": "The composition g ∘ f {\\displaystyle g\\,\\circ \\,f} of two bijections f: X → Y and g: Y → Z is a bijection, whose inverse is given by g ∘ f {\\displaystyle g\\,\\circ \\,f} is ( g ∘ f ) − 1 = ( f − 1 ) ∘ ( g − 1 ) {\\displaystyle (g\\,\\circ \\,f)^{-1}\\;=\\;(f^{-1})\\,\\circ \\,(g^{-1})} .",
"title": "Composition"
},
{
"paragraph_id": 16,
"text": "Conversely, if the composition g ∘ f {\\displaystyle g\\,\\circ \\,f} of two functions is bijective, it only follows that f is injective and g is surjective.",
"title": "Composition"
},
{
"paragraph_id": 17,
"text": "If X and Y are finite sets, then there exists a bijection between the two sets X and Y if and only if X and Y have the same number of elements. Indeed, in axiomatic set theory, this is taken as the definition of \"same number of elements\" (equinumerosity), and generalising this definition to infinite sets leads to the concept of cardinal number, a way to distinguish the various sizes of infinite sets.",
"title": "Cardinality"
},
{
"paragraph_id": 18,
"text": "Bijections are precisely the isomorphisms in the category Set of sets and set functions. However, the bijections are not always the isomorphisms for more complex categories. For example, in the category Grp of groups, the morphisms must be homomorphisms since they must preserve the group structure, so the isomorphisms are group isomorphisms which are bijective homomorphisms.",
"title": "Category theory"
},
{
"paragraph_id": 19,
"text": "The notion of one-to-one correspondence generalizes to partial functions, where they are called partial bijections, although partial bijections are only required to be injective. The reason for this relaxation is that a (proper) partial function is already undefined for a portion of its domain; thus there is no compelling reason to constrain its inverse to be a total function, i.e. defined everywhere on its domain. The set of all partial bijections on a given base set is called the symmetric inverse semigroup.",
"title": "Generalization to partial functions"
},
{
"paragraph_id": 20,
"text": "Another way of defining the same notion is to say that a partial bijection from A to B is any relation R (which turns out to be a partial function) with the property that R is the graph of a bijection f:A′→B′, where A′ is a subset of A and B′ is a subset of B.",
"title": "Generalization to partial functions"
},
{
"paragraph_id": 21,
"text": "When the partial bijection is on the same set, it is sometimes called a one-to-one partial transformation. An example is the Möbius transformation simply defined on the complex plane, rather than its completion to the extended complex plane.",
"title": "Generalization to partial functions"
},
{
"paragraph_id": 22,
"text": "This topic is a basic concept in set theory and can be found in any text which includes an introduction to set theory. Almost all texts that deal with an introduction to writing proofs will include a section on set theory, so the topic may be found in any of these:",
"title": "References"
}
] | A bijection, bijective function, or one-to-one correspondence between two mathematical sets is a function such that each element of the second set is mapped to from exactly one element of the first set. Equivalently, a bijection is a relation between two sets such that each element of either set is paired with exactly one element of the other set. A function is bijective if and only if it is invertible; that is, a function f : X → Y is bijective if and only if there is a function g : Y → X , the inverse of f, such that each of the two ways for composing the two functions produces an identity function: g = x for each x in X and f = y for each y in Y . For example, the multiplication by two defines a bijection from the integers to the even numbers, which has the division by two as its inverse function. A function is bijective if and only if it is both injective—meaning that each element in the codomain is mapped to from at most one element of the domain—and surjective—meaning that each element of the codomain is mapped to from at least one element of the domain. The term one-to-one correspondence must not be confused with one-to-one function. The elementary operation of counting establishes a bijection from some finite set to the first natural numbers, up to the number of elements in the counted set. It results that two finite sets have the same number of elements if and only if there exists a bijection between them. More generally, two sets are said to have the same cardinal number if there exists a bijection between them. A bijective function from a set to itself is also called a permutation, and the set of all permutations of a set forms its symmetric group. Some bijections with further properties have received specific names, which include automorphisms, isomorphisms, homeomorphisms, diffeomorphisms, permutation groups, and most geometric transformations. Galois correspondences are bijections between sets of mathematical objects of apparently very different nature. | 2001-08-20T21:24:07Z | 2023-12-29T03:08:14Z | [
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3,943 | Binary function | In mathematics, a binary function (also called bivariate function, or function of two variables) is a function that takes two inputs.
Precisely stated, a function f {\displaystyle f} is binary if there exists sets X , Y , Z {\displaystyle X,Y,Z} such that
where X × Y {\displaystyle X\times Y} is the Cartesian product of X {\displaystyle X} and Y . {\displaystyle Y.}
Set-theoretically, a binary function can be represented as a subset of the Cartesian product X × Y × Z {\displaystyle X\times Y\times Z} , where ( x , y , z ) {\displaystyle (x,y,z)} belongs to the subset if and only if f ( x , y ) = z {\displaystyle f(x,y)=z} . Conversely, a subset R {\displaystyle R} defines a binary function if and only if for any x ∈ X {\displaystyle x\in X} and y ∈ Y {\displaystyle y\in Y} , there exists a unique z ∈ Z {\displaystyle z\in Z} such that ( x , y , z ) {\displaystyle (x,y,z)} belongs to R {\displaystyle R} . f ( x , y ) {\displaystyle f(x,y)} is then defined to be this z {\displaystyle z} .
Alternatively, a binary function may be interpreted as simply a function from X × Y {\displaystyle X\times Y} to Z {\displaystyle Z} . Even when thought of this way, however, one generally writes f ( x , y ) {\displaystyle f(x,y)} instead of f ( ( x , y ) ) {\displaystyle f((x,y))} . (That is, the same pair of parentheses is used to indicate both function application and the formation of an ordered pair.)
Division of whole numbers can be thought of as a function. If Z {\displaystyle \mathbb {Z} } is the set of integers, N + {\displaystyle \mathbb {N} ^{+}} is the set of natural numbers (except for zero), and Q {\displaystyle \mathbb {Q} } is the set of rational numbers, then division is a binary function f : Z × N + → Q {\displaystyle f:\mathbb {Z} \times \mathbb {N} ^{+}\to \mathbb {Q} } .
Another example is that of inner products, or more generally functions of the form ( x , y ) ↦ x T M y {\displaystyle (x,y)\mapsto x^{\mathrm {T} }My} , where x, y are real-valued vectors of appropriate size and M is a matrix. If M is a positive definite matrix, this yields an inner product.
Functions whose domain is a subset of R 2 {\displaystyle \mathbb {R} ^{2}} are often also called functions of two variables even if their domain does not form a rectangle and thus the cartesian product of two sets.
In turn, one can also derive ordinary functions of one variable from a binary function. Given any element x ∈ X {\displaystyle x\in X} , there is a function f x {\displaystyle f^{x}} , or f ( x , ⋅ ) {\displaystyle f(x,\cdot )} , from Y {\displaystyle Y} to Z {\displaystyle Z} , given by f x ( y ) = f ( x , y ) {\displaystyle f^{x}(y)=f(x,y)} . Similarly, given any element y ∈ Y {\displaystyle y\in Y} , there is a function f y {\displaystyle f_{y}} , or f ( ⋅ , y ) {\displaystyle f(\cdot ,y)} , from X {\displaystyle X} to Z {\displaystyle Z} , given by f y ( x ) = f ( x , y ) {\displaystyle f_{y}(x)=f(x,y)} . In computer science, this identification between a function from X × Y {\displaystyle X\times Y} to Z {\displaystyle Z} and a function from X {\displaystyle X} to Z Y {\displaystyle Z^{Y}} , where Z Y {\displaystyle Z^{Y}} is the set of all functions from Y {\displaystyle Y} to Z {\displaystyle Z} , is called currying.
The various concepts relating to functions can also be generalised to binary functions. For example, the division example above is surjective (or onto) because every rational number may be expressed as a quotient of an integer and a natural number. This example is injective in each input separately, because the functions f and f y are always injective. However, it's not injective in both variables simultaneously, because (for example) f (2,4) = f (1,2).
One can also consider partial binary functions, which may be defined only for certain values of the inputs. For example, the division example above may also be interpreted as a partial binary function from Z and N to Q, where N is the set of all natural numbers, including zero. But this function is undefined when the second input is zero.
A binary operation is a binary function where the sets X, Y, and Z are all equal; binary operations are often used to define algebraic structures.
In linear algebra, a bilinear transformation is a binary function where the sets X, Y, and Z are all vector spaces and the derived functions f and fy are all linear transformations. A bilinear transformation, like any binary function, can be interpreted as a function from X × Y to Z, but this function in general won't be linear. However, the bilinear transformation can also be interpreted as a single linear transformation from the tensor product X ⊗ Y {\displaystyle X\otimes Y} to Z.
The concept of binary function generalises to ternary (or 3-ary) function, quaternary (or 4-ary) function, or more generally to n-ary function for any natural number n. A 0-ary function to Z is simply given by an element of Z. One can also define an A-ary function where A is any set; there is one input for each element of A.
In category theory, n-ary functions generalise to n-ary morphisms in a multicategory. The interpretation of an n-ary morphism as an ordinary morphisms whose domain is some sort of product of the domains of the original n-ary morphism will work in a monoidal category. The construction of the derived morphisms of one variable will work in a closed monoidal category. The category of sets is closed monoidal, but so is the category of vector spaces, giving the notion of bilinear transformation above. | [
{
"paragraph_id": 0,
"text": "In mathematics, a binary function (also called bivariate function, or function of two variables) is a function that takes two inputs.",
"title": ""
},
{
"paragraph_id": 1,
"text": "Precisely stated, a function f {\\displaystyle f} is binary if there exists sets X , Y , Z {\\displaystyle X,Y,Z} such that",
"title": ""
},
{
"paragraph_id": 2,
"text": "where X × Y {\\displaystyle X\\times Y} is the Cartesian product of X {\\displaystyle X} and Y . {\\displaystyle Y.}",
"title": ""
},
{
"paragraph_id": 3,
"text": "Set-theoretically, a binary function can be represented as a subset of the Cartesian product X × Y × Z {\\displaystyle X\\times Y\\times Z} , where ( x , y , z ) {\\displaystyle (x,y,z)} belongs to the subset if and only if f ( x , y ) = z {\\displaystyle f(x,y)=z} . Conversely, a subset R {\\displaystyle R} defines a binary function if and only if for any x ∈ X {\\displaystyle x\\in X} and y ∈ Y {\\displaystyle y\\in Y} , there exists a unique z ∈ Z {\\displaystyle z\\in Z} such that ( x , y , z ) {\\displaystyle (x,y,z)} belongs to R {\\displaystyle R} . f ( x , y ) {\\displaystyle f(x,y)} is then defined to be this z {\\displaystyle z} .",
"title": "Alternative definitions"
},
{
"paragraph_id": 4,
"text": "Alternatively, a binary function may be interpreted as simply a function from X × Y {\\displaystyle X\\times Y} to Z {\\displaystyle Z} . Even when thought of this way, however, one generally writes f ( x , y ) {\\displaystyle f(x,y)} instead of f ( ( x , y ) ) {\\displaystyle f((x,y))} . (That is, the same pair of parentheses is used to indicate both function application and the formation of an ordered pair.)",
"title": "Alternative definitions"
},
{
"paragraph_id": 5,
"text": "Division of whole numbers can be thought of as a function. If Z {\\displaystyle \\mathbb {Z} } is the set of integers, N + {\\displaystyle \\mathbb {N} ^{+}} is the set of natural numbers (except for zero), and Q {\\displaystyle \\mathbb {Q} } is the set of rational numbers, then division is a binary function f : Z × N + → Q {\\displaystyle f:\\mathbb {Z} \\times \\mathbb {N} ^{+}\\to \\mathbb {Q} } .",
"title": "Examples"
},
{
"paragraph_id": 6,
"text": "Another example is that of inner products, or more generally functions of the form ( x , y ) ↦ x T M y {\\displaystyle (x,y)\\mapsto x^{\\mathrm {T} }My} , where x, y are real-valued vectors of appropriate size and M is a matrix. If M is a positive definite matrix, this yields an inner product.",
"title": "Examples"
},
{
"paragraph_id": 7,
"text": "Functions whose domain is a subset of R 2 {\\displaystyle \\mathbb {R} ^{2}} are often also called functions of two variables even if their domain does not form a rectangle and thus the cartesian product of two sets.",
"title": "Functions of two real variables"
},
{
"paragraph_id": 8,
"text": "In turn, one can also derive ordinary functions of one variable from a binary function. Given any element x ∈ X {\\displaystyle x\\in X} , there is a function f x {\\displaystyle f^{x}} , or f ( x , ⋅ ) {\\displaystyle f(x,\\cdot )} , from Y {\\displaystyle Y} to Z {\\displaystyle Z} , given by f x ( y ) = f ( x , y ) {\\displaystyle f^{x}(y)=f(x,y)} . Similarly, given any element y ∈ Y {\\displaystyle y\\in Y} , there is a function f y {\\displaystyle f_{y}} , or f ( ⋅ , y ) {\\displaystyle f(\\cdot ,y)} , from X {\\displaystyle X} to Z {\\displaystyle Z} , given by f y ( x ) = f ( x , y ) {\\displaystyle f_{y}(x)=f(x,y)} . In computer science, this identification between a function from X × Y {\\displaystyle X\\times Y} to Z {\\displaystyle Z} and a function from X {\\displaystyle X} to Z Y {\\displaystyle Z^{Y}} , where Z Y {\\displaystyle Z^{Y}} is the set of all functions from Y {\\displaystyle Y} to Z {\\displaystyle Z} , is called currying.",
"title": "Restrictions to ordinary functions"
},
{
"paragraph_id": 9,
"text": "The various concepts relating to functions can also be generalised to binary functions. For example, the division example above is surjective (or onto) because every rational number may be expressed as a quotient of an integer and a natural number. This example is injective in each input separately, because the functions f and f y are always injective. However, it's not injective in both variables simultaneously, because (for example) f (2,4) = f (1,2).",
"title": "Generalisations"
},
{
"paragraph_id": 10,
"text": "One can also consider partial binary functions, which may be defined only for certain values of the inputs. For example, the division example above may also be interpreted as a partial binary function from Z and N to Q, where N is the set of all natural numbers, including zero. But this function is undefined when the second input is zero.",
"title": "Generalisations"
},
{
"paragraph_id": 11,
"text": "A binary operation is a binary function where the sets X, Y, and Z are all equal; binary operations are often used to define algebraic structures.",
"title": "Generalisations"
},
{
"paragraph_id": 12,
"text": "In linear algebra, a bilinear transformation is a binary function where the sets X, Y, and Z are all vector spaces and the derived functions f and fy are all linear transformations. A bilinear transformation, like any binary function, can be interpreted as a function from X × Y to Z, but this function in general won't be linear. However, the bilinear transformation can also be interpreted as a single linear transformation from the tensor product X ⊗ Y {\\displaystyle X\\otimes Y} to Z.",
"title": "Generalisations"
},
{
"paragraph_id": 13,
"text": "The concept of binary function generalises to ternary (or 3-ary) function, quaternary (or 4-ary) function, or more generally to n-ary function for any natural number n. A 0-ary function to Z is simply given by an element of Z. One can also define an A-ary function where A is any set; there is one input for each element of A.",
"title": "Generalisations to ternary and other functions"
},
{
"paragraph_id": 14,
"text": "In category theory, n-ary functions generalise to n-ary morphisms in a multicategory. The interpretation of an n-ary morphism as an ordinary morphisms whose domain is some sort of product of the domains of the original n-ary morphism will work in a monoidal category. The construction of the derived morphisms of one variable will work in a closed monoidal category. The category of sets is closed monoidal, but so is the category of vector spaces, giving the notion of bilinear transformation above.",
"title": "Category theory"
}
] | In mathematics, a binary function is a function that takes two inputs. Precisely stated, a function f is binary if there exists sets X , Y , Z such that where X × Y is the Cartesian product of X and Y . | 2001-07-22T21:39:22Z | 2023-12-22T02:29:11Z | [
"Template:See also",
"Template:Reflist",
"Template:Cite book",
"Template:Short description",
"Template:Distinguish",
"Template:Mvar"
] | https://en.wikipedia.org/wiki/Binary_function |
3,947 | Blue Velvet (film) | Blue Velvet is a 1986 American neo-noir mystery thriller film written and directed by David Lynch. Blending psychological horror with film noir, the film stars Kyle MacLachlan, Isabella Rossellini, Dennis Hopper, and Laura Dern, and is named after the 1951 song of the same name. The film concerns a young college student who, returning home to visit his ill father, discovers a severed human ear in a field. The ear then leads him to uncover a vast criminal conspiracy, and enter into a romantic relationship with a troubled lounge singer.
The screenplay of Blue Velvet had been passed around multiple times in the late 1970s and early 1980s, with several major studios declining it due to its strong sexual and violent content. After the failure of his 1984 film Dune, Lynch made attempts at developing a more "personal story", somewhat characteristic of the surrealist style displayed in his first film Eraserhead (1977). The independent studio De Laurentiis Entertainment Group, owned at the time by Italian film producer Dino De Laurentiis, agreed to finance and produce the film.
Blue Velvet initially received a divided critical response, with many stating that its explicit content served little artistic purpose. Nevertheless, the film earned Lynch his second nomination for the Academy Award for Best Director, and received the year's Best Film and Best Director prizes from the National Society of Film Critics. It came to achieve cult status. As an example of a director casting against the norm, it was credited for revitalizing Hopper's career and for providing Rossellini with a dramatic outlet beyond her previous work as a fashion model and a cosmetics spokeswoman. In the years since, the film has been re-evaluated, and it is now widely regarded as one of Lynch's major works and one of the greatest films of the 1980s. Publications including Sight & Sound, Time, Entertainment Weekly and BBC Magazine have ranked it among the greatest American films ever. In 2008, it was chosen by the American Film Institute as one of the greatest mystery films ever made.
College student Jeffrey Beaumont returns to his hometown of Lumberton, North Carolina after his father, Tom, has a near-fatal attack from a medical condition. Walking home from the hospital, Jeffrey cuts through a vacant lot and discovers a severed human ear, which he takes to police detective John Williams. Williams' daughter Sandy tells Jeffrey that the ear somehow relates to a lounge singer named Dorothy Vallens. Intrigued, Jeffrey, posing as a pest exterminator, enters her apartment. While there, he steals a spare key while she is distracted by a man in a distinctive yellow sport coat, whom Jeffrey nicknames the "Yellow Man".
Jeffrey and Sandy attend Dorothy's nightclub act, in which she sings "Blue Velvet", and leave early so Jeffrey can infiltrate her apartment. Dorothy returns home, stripping naked, but when she hears Jeffrey, she finds him hiding in a closet and forces him to undress at knifepoint. She attempts to rape Jeffrey, but he retreats to the closet when Frank Booth, an aggressively psychopathic gangster and drug lord, arrives and interrupts their encounter. Frank then proceeds to beat and rape Dorothy while inhaling narcotic gas from a canister and alternating between fits of sobbing and violent rage. After Frank leaves, Jeffrey sneaks away and seeks comfort from Sandy.
After surmising that Frank has abducted Dorothy's husband, Don, and son, Donnie, to force her into sex slavery, Jeffrey suspects Frank cut off Don's ear to intimidate her into submission. While continuing to see Sandy, Jeffrey enters into a sadomasochistic sexual relationship in which Dorothy encourages him to hit her. Jeffrey sees Frank attending Dorothy's show and later observes him selling drugs and meeting with the Yellow Man. Jeffrey then sees the Yellow Man meeting with a "well-dressed man."
When Frank catches Jeffrey leaving Dorothy's apartment, he abducts them and takes them to the lair of Ben, a criminal associate holding both Don and Donnie hostage. Frank permits Dorothy to see her family and forces Jeffrey to watch Ben perform an impromptu lip-sync of Roy Orbison's "In Dreams", which moves Frank to tears. Afterwards, he and his gang take Jeffrey and Dorothy on a high-speed joyride to a sawmill yard, where he again attempts to sexually abuse Dorothy. When Jeffrey intervenes and punches him in the face, an enraged Frank and his gang pull him out of the car. Replaying the tape of "In Dreams", Frank smears lipstick on his face and violently kisses Jeffrey, likewise smearing him with red lipstick, before savagely beating him unconscious, while Dorothy pleads for Frank to stop. Jeffrey awakens the next morning, bruised and bloodied.
Visiting the police station, Jeffrey discovers that Detective Williams' partner, Tom Gordon, is the Yellow Man, who has been murdering Frank's rival drug dealers and stealing confiscated narcotics from the evidence room for Frank to sell. After Jeffrey and Sandy declare their love for each other at a party, they are pursued by a car which they assume belongs to Frank. As they arrive at Jeffrey's home, Sandy realizes the driver is her ex-boyfriend, Mike. After Mike threatens to beat Jeffrey for stealing his girlfriend, Dorothy appears on Jeffrey's porch naked, beaten, and confused. Mike backs down as Jeffrey and Sandy whisk Dorothy to Sandy's house to summon medical attention.
When Dorothy calls Jeffrey "my secret lover", a distraught Sandy slaps him for cheating on her. Jeffrey asks Sandy to tell her father everything, and Detective Williams then leads a police raid on Frank's headquarters, killing his men and crippling his criminal empire. Jeffrey returns alone to Dorothy's apartment, where he discovers Don dead and Gordon mortally wounded. As Jeffrey leaves the apartment, the "Well-Dressed Man" arrives, sees Jeffrey in the stairs, and chases him back inside. Jeffrey, realizing that the "Well-Dressed Man" is actually Frank, uses Gordon's walkie-talkie to say he is in the bedroom (remembering Frank's own police radio) before hiding in a closet. When Frank arrives, he starts shooting around Dorothy's apartment attempting to kill Jeffrey in a state of paranoia, in the process killing Gordon. Frank deduces where Jeffrey is hiding, and Jeffrey kills Frank with Gordon's gun upon Frank opening the door, moments before Sandy and Detective Williams arrive to help.
In the epilogue, it is revealed that Jeffrey and Sandy have continued their relationship, Tom has recovered from being hospitalized, and Dorothy has been reunited with her son.
Kyle is dressed like me. My father was a research scientist for the Department of Agriculture in Washington. We were in the woods all the time. I'd sorta had enough of the woods by the time I left, but still, lumber and lumberjacks, all this kinda thing, that's America to me like the picket fences and the roses in the opening shot. It's so burned in, that image, and it makes me feel so happy.
—David Lynch discusses the autobiographical content in Blue Velvet
The film's story originated from three ideas that crystallized in the filmmaker's mind over a period of time starting as early as 1973.
The first idea was only "a feeling" and the title Blue Velvet, Lynch told Cineaste in 1987.
The second idea was an image of a severed, human ear lying in a field. "I don't know why it had to be an ear. Except it needed to be an opening of a part of the body, a hole into something else ... The ear sits on the head and goes right into the mind so it felt perfect," Lynch remarked in a 1986 interview to The New York Times.
The third idea was Bobby Vinton's classic rendition of the song "Blue Velvet" and "the mood that came with that song a mood, a time, and things that were of that time."
The scene in which Dorothy appears naked outside was inspired by a real-life experience Lynch had during childhood when he and his brother saw a naked woman walking down a neighborhood street at night. The experience was so traumatic to the young Lynch that it made him cry, and he had never forgotten it.
After completing The Elephant Man (1980), Lynch met producer Richard Roth over coffee. Roth had read and enjoyed Lynch's Ronnie Rocket script, but did not think it was something he wanted to produce. He asked Lynch if the filmmaker had any other scripts, but the director only had ideas. "I told him I had always wanted to sneak into a girl's room to watch her into the night and that, maybe, at one point or another, I would see something that would be the clue to a murder mystery. Roth loved the idea and asked me to write a treatment. I went home and thought of the ear in the field." Production was announced in August 1984. Lynch wrote two more drafts before he was satisfied with the script of the film. The problem with them, Lynch has said, was that "there was maybe all the unpleasantness in the film but nothing else. A lot was not there. And so it went away for a while." Conditions at this point were ideal for Lynch's film: he had made a deal with Dino De Laurentiis that gave him complete artistic freedom and final cut privileges, with the stipulation that the filmmaker take a cut in his salary and work with a budget of only $6 million. This deal meant that Blue Velvet was the smallest film on De Laurentiis's slate. Consequently, Lynch would be left mostly unsupervised during production. "After Dune I was down so far that anything was up! So it was just a euphoria. And when you work with that kind of feeling, you can take chances. You can experiment."
The cast of Blue Velvet included several then-relatively unknown actors.
Lynch met Isabella Rossellini at a restaurant, and offered her the role of Dorothy Vallens. Helen Mirren had been Lynch's first choice for the role. Rossellini had gained some exposure before the film for her Lancôme ads in the early 1980s and for being the daughter of actress Ingrid Bergman and Italian film director Roberto Rossellini. After completion of the film, during test screenings, ICM Partners—the agency representing Rossellini—immediately dropped her as a client. Furthermore, the nuns at the school in Rome that Rossellini attended in her youth called to say they were praying for her.
Kyle MacLachlan had played the central role in Lynch's critical and commercial failure Dune (1984), a science fiction epic based on the novel of the same name. MacLachlan later became a recurring collaborator with Lynch, who remarked: "Kyle plays innocents who are interested in the mysteries of life. He's the person you trust enough to go into a strange world with."
Dennis Hopper was the biggest "name" in the film, having starred in Easy Rider (1969). Hopper—said to be Lynch's third choice (Michael Ironside has stated that Frank was written with him in mind)—accepted the role, reportedly having exclaimed, "I've got to play Frank! I am Frank!" as Hopper confirmed in the Blue Velvet "making-of" documentary The Mysteries of Love, produced for the 2002 special edition. Harry Dean Stanton and Steven Berkoff both turned down the role of Frank because of the violent content in the film.
Laura Dern (then 18 years old) was cast, after various already successful actresses had turned it down; among these had been Molly Ringwald.
Principal photography of Blue Velvet began in August 1985 and completed in November. The film was shot at EUE/Screen Gems studio in Wilmington, North Carolina, which also provided the exterior scenes of Lumberton. The scene with a raped and battered Dorothy proved to be particularly challenging. Several townspeople arrived to watch the filming with picnic baskets and rugs, against the wishes of Rossellini and Lynch. However, they continued filming as normal, and when Lynch yelled cut, the townspeople had left. As a result, police told Lynch they were no longer permitted to shoot in any public areas of Wilmington.
The Carolina Apartments on 5th and Market St in downtown Wilmington served as the location central to the story, with the adjacent Kenan fountain featured prominently in many shots. The building is also the birth place and death place of noted artist Claude Howell. The apartment building stands today, and the Kenan fountain was refurbished in 2020 after sustaining heavy damage during Hurricane Florence.
Lynch's original rough cut ran for approximately four hours. He was contractually obligated to deliver a two-hour movie by De Laurentiis and cut many small subplots and character scenes. He also made cuts at the request of the MPAA. For example, when Frank slaps Dorothy after the first rape scene, the audience was supposed to see Frank actually hitting her. Instead, the film cuts away to Jeffrey in the closet, wincing at what he has just seen. This cut was made to satisfy the MPAA's concerns about violence. Lynch thought that the change only made the scene more disturbing.
In 2011, Lynch announced that footage from the deleted scenes, long thought lost, had been discovered. The material was subsequently included on the Blu-ray Disc release of the film. Among the deleted footage was Megan Mullally as Jeffrey's college sweetheart Louise Wertham, whose entire role was cut from the theatrical release. The final cut of the film runs at just over two hours.
Because the material was completely different from anything that would be considered mainstream at the time, De Laurentiis Entertainment Group's marketing employees were unsure of how to promote the film, or even if it would be promoted at all; it wasn't until the positive reception the film received at various film festivals that they began to promote it.
Despite Blue Velvet's initial appearance as a mystery, the film operates on a number of thematic levels. The film owes a large debt to 1950s film noir, containing and exploring such conventions as the femme fatale (Dorothy Vallens), a seemingly unstoppable villain (Frank Booth), and the questionable moral outlook of the hero (Jeffrey Beaumont), as well as its unusual use of shadowy, sometimes dark cinematography. Blue Velvet represents and establishes Lynch's famous "askew vision", and introduces several common elements of Lynch's work, some of which would later become his trademarks, including distorted characters, a polarized world, and debilitating damage to the skull or brain. Perhaps the most significant Lynchian trademark in the film is the depiction of unearthing a dark underbelly in a seemingly idealized small town; Jeffrey even proclaims in the film that he is "seeing something that was always hidden", alluding to the plot's central idea. Lynch's characterization of films, symbols, and motifs have become well known, and his particular style, characterised largely in Blue Velvet for the first time, has been written about extensively using descriptions like "dreamlike", "ultraweird", "dark", and "oddball". Red curtains also show up in key scenes, specifically in Dorothy's apartment, which have since become a Lynch trademark. The film has been compared to Alfred Hitchcock's Psycho (1960) because of its stark treatment of evil and mental illness. The premise of both films is curiosity, leading to an investigation that draws the lead characters into a hidden, voyeuristic underworld of crime.
The film's thematic framework harks back to Edgar Allan Poe, Henry James, and early gothic fiction, as well as films such as Shadow of a Doubt (1943) and The Night of the Hunter (1955) and the entire notion of film noir. Lynch has called it a "film about things that are hidden—within a small city and within people."
Feminist psychoanalytic film theorist Laura Mulvey argues that Blue Velvet establishes a metaphorical Oedipal family—"the child", Jeffrey Beaumont, and his "parents", Frank Booth and Dorothy Vallens—through deliberate references to film noir and its underlying Oedipal theme. Michael Atkinson claims that the resulting violence in the film can be read as symbolic of domestic violence within real families. For instance, Frank's violent acts can be seen to reflect the different types of abuse within families, and the control he has over Dorothy might represent the hold an abusive husband has over his wife. He reads Jeffrey as an innocent youth who is both horrified by the violence inflicted by Frank, but also tempted by it as the means of possessing Dorothy for himself. Atkinson takes a Freudian approach to the film; considering it to be an expression of the traumatised innocence which characterises Lynch's work. He states, "Dorothy represents the sexual force of the mother [figure] because she is forbidden and because she becomes the object of the unhealthy, infantile impulses at work in Jeffrey's subconscious."
Symbolism is used heavily in Blue Velvet. The most consistent symbolism in the film is an insect motif introduced at the end of the first scene, when the camera zooms in on a well-kept suburban lawn until it unearths a swarming underground nest of bugs. This is generally recognized as a metaphor for the seedy underworld that Jeffrey will soon discover under the surface of his own suburban, Reaganesque paradise. The severed ear he finds is being overrun by black ants. The bug motif is recurrent throughout the film, most notably in the bug-like gas mask that Frank wears, but also the excuse that Jeffrey uses to gain access to Dorothy's apartment: he claims to be an insect exterminator. One of Frank's sinister accomplices is also consistently identified through the yellow jacket he wears, possibly reminiscent of the name of a type of wasp. Finally, a robin eating a bug on a fence becomes a topic of discussion in the last scene of the film.
The severed ear that Jeffrey discovers is also a key symbolic element, leading Jeffrey into danger. Indeed, just as Jeffrey's troubles begin, the audience is treated to a nightmarish sequence in which the camera zooms into the canal of the severed, decomposing ear.
The Blue Velvet soundtrack was supervised by Angelo Badalamenti (who makes a brief cameo appearance as the pianist at the Slow Club where Dorothy performs). The soundtrack makes heavy usage of vintage pop songs, such as Bobby Vinton's "Blue Velvet" and Roy Orbison's "In Dreams", juxtaposed with an orchestral score inspired by Shostakovich. During filming, Lynch placed speakers on set and in streets and played Shostakovich to set the mood he wanted to convey. The score alludes to Shostakovich's 15th Symphony, which Lynch had been listening to regularly while writing the screenplay. Lynch had originally opted to use "Song to the Siren" by This Mortal Coil during the scene in which Sandy and Jeffrey share a dance; however, he could not obtain the rights for the song at the time. He would go on to use this song in Lost Highway eleven years later.
Entertainment Weekly ranked Blue Velvet's soundtrack on its list of the 100 Greatest Film Soundtracks, at the 100th position. Critic John Alexander wrote, "the haunting soundtrack accompanies the title credits, then weaves through the narrative, accentuating the noir mood of the film." Lynch worked with music composer Angelo Badalamenti for the first time in this film and asked him to write a score that had to be "like Shostakovich, be very Russian, but make it the most beautiful thing but make it dark and a little bit scary." Badalamenti's success with Blue Velvet would lead him to contribute to all of Lynch's future full-length films until Inland Empire as well as the cult television program Twin Peaks. Also included in the sound team was long-time Lynch collaborator Alan Splet, a sound editor and designer who had won an Academy Award for his work on The Black Stallion (1979), and been nominated for Never Cry Wolf (1983).
Blue Velvet premiered in competition at the Montréal World Film Festival in August 1986, and at the Toronto Festival of Festivals on September 12, 1986, and a few days later in the United States. It debuted commercially in both countries on September 19, 1986, in 98 theatres across the United States. In its opening weekend, the film grossed a total of $789,409. It eventually expanded to another 15 theatres, and in the US and Canada grossed a total of $8,551,228. Blue Velvet was met with uproar during its audience reception, with lines formed around city blocks in New York City and Los Angeles. There were reports of mass walkouts and refund demands during its opening week. At a Chicago screening, a man fainted and had to have his pacemaker checked. Upon completion, he returned to the cinema to see the ending. At a Los Angeles cinema, two strangers became engaged in a heated disagreement, but decided to resolve the disagreement to return to the theatre.
Blue Velvet was released to a very polarized reception in the United States. The critics who did praise the film were often vociferous. The New York Times critic Janet Maslin directed much praise toward the performances of Hopper and Rossellini: "Mr. Hopper and Miss Rossellini are so far outside the bounds of ordinary acting here that their performances are best understood in terms of sheer lack of inhibition; both give themselves entirely over to the material, which seems to be exactly what's called for." She called it "an instant cult classic". Maslin concluded by saying that Blue Velvet "is as fascinating as it is freakish. It confirms Mr. Lynch's stature as an innovator, a superb technician, and someone best not encountered in a dark alley."
Sheila Benson of the Los Angeles Times called the film "the most brilliantly disturbing film ever to have its roots in small-town American life," describing it as "shocking, visionary, rapturously controlled". Film critic Gene Siskel included Blue Velvet on his list of the best films of 1986, at the fifth spot. Peter Travers, film critic for Rolling Stone, named it the best film of the 1980s and referred to it as an "American masterpiece". Upon its initial release, Woody Allen and Martin Scorsese called Blue Velvet the "Best Film of The Year".
On the other hand, Paul Attanasio of The Washington Post said "the film showcases a visual stylist utterly in command of his talents" and that Angelo Badalamenti "contributes an extraordinary score, slipping seamlessly from slinky jazz to violin figures to the romantic sweep of a classic Hollywood score," but stated that Lynch "isn't interested in communicating, he's interested in parading his personality. The movie doesn't progress or deepen, it just gets weirder, and to no good end." A general criticism from US critics was Blue Velvet's approach to sexuality and violence. They asserted that this detracted from the film's seriousness as a work of art, and some condemned the film as pornographic. One of its detractors, Roger Ebert, stated that the large amount of "jokey small-town satire" in the film made it impossible to take its themes seriously. Ebert praised Rossellini's performance as "convincing and courageous" but criticized how she was depicted in the film, even accusing David Lynch of misogyny: "degraded, slapped around, humiliated and undressed in front of the camera. And when you ask an actress to endure those experiences, you should keep your side of the bargain by putting her in an important film." While Ebert in later years came to consider Lynch a great filmmaker, his negative view of Blue Velvet remained unchanged after he revisited it in the 21st century.
The film is now widely considered a masterpiece and has a score of 95% on Rotten Tomatoes based on 80 reviews with an average rating of 8.8/10. The website's critical consensus states: "If audiences walk away from this subversive, surreal shocker not fully understanding the story, they might also walk away with a deeper perception of the potential of film storytelling." The film also has a score of 76 out of 100 on Metacritic based on 15 critics, indicating "generally favorable reviews". Looking back in his Guardian/Observer review, critic Philip French wrote, "The film is wearing well and has attained a classic status without becoming respectable or losing its sense of danger."
Mark Kermode walked out on the film and gave the film a poor review upon its release, but revised his view of the film over time. In 2016, he remarked, "as a film critic, it taught me that when a film really gets under your skin and really provokes a visceral reaction, you have to be very careful about assessing it ... I didn't walk out on Blue Velvet because it was a bad film. I walked out on it because it was a really good film. The point was at the time I wasn't good enough for it."
Lynch was nominated for a Best Director Oscar for the film. Dennis Hopper was nominated for a Golden Globe for his performance. Isabella Rossellini won an Independent Spirit Award for the Best Female Lead in 1987. David Lynch and Dennis Hopper won a Los Angeles Film Critics Association award in 1987 for Blue Velvet in categories Best Director (Lynch) and Best Supporting Actor (Hopper). In 1987, National Society of Film Critics awarded Best Film, Best Director (David Lynch), Best Cinematography (Frederick Elmes), and Best Supporting Actor (Dennis Hopper) awards.
Blue Velvet was released on VHS by Karl-Lorimar Home Video in 1987 and re-issued by Warner Home Video in 1992. After that, it was DVD in 1999 and 2002 by MGM Home Entertainment. The film made its Blu-ray debut on November 8, 2011, with a special 25th-anniversary edition featuring never-before-seen deleted scenes. On May 28, 2019, the film was re-released on Blu-ray by the Criterion Collection, featuring a 4K digital restoration, the original stereo soundtrack and other special features, including a behind-the-scenes documentary titled Blue Velvet Revisited.
Blue Velvet has weathered the passage of time better than any other Oscar nominee that year, possibly better than any Hollywood movie of its decade. The shock of the new fades by definition, but if it has hardly done so in the case of Blue Velvet, that may be because its tone remains forever elusive.
—Dennis Lim, 2016
Although it initially gained a relatively small theatrical audience in North America and was met with controversy over its artistic merit, Blue Velvet soon became the center of a "national firestorm" in 1986, and over time became an American classic. In the late 1980s, and early 1990s, after its release on videotape, the film became a widely recognized cult film, for its dark depiction of a suburban America. With its many VHS, LaserDisc and DVD releases, the film reached broader American audiences. It marked David Lynch's entry into the Hollywood mainstream and Dennis Hopper's comeback. Hopper's performance as Frank Booth has itself left an imprint on popular culture, with countless tributes, cultural references and parodies. The film's success also helped Hollywood address previously censored issues, as Psycho (1960) had. Blue Velvet has been frequently compared to that ground-breaking film. It has become one of the most significant, well-recognized films of its era, spawning countless imitations and parodies in media. The film's dark, stylish and erotic production design has served as a benchmark for a number of films, parodies and even Lynch's own later work, notably Twin Peaks (1990–91), and Mulholland Drive (2001). Peter Travers of Rolling Stone magazine cited it as one of the most "influential American films", as did Michael Atkinson, who dedicated a book to the film's themes and motifs.
Blue Velvet now frequently appears in various critical assessments of all-time great films, also ranked as one of the greatest films of the 1980s, one of the best examples of American surrealism and one of the finest examples of David Lynch's work. In a poll of 54 American critics ranking the "most outstanding films of the decade", Blue Velvet was placed fourth, behind Raging Bull (1980), E.T. the Extra-Terrestrial (1982) and the German film Wings of Desire (1987). An Entertainment Weekly book special released in 1999 ranked Blue Velvet 37th of the greatest films of all time. The film was ranked by The Guardian in its list of the 100 Greatest Films. Film Four ranked it on their list of 100 Greatest Films. In a 2007 poll of the online film community held by Variety, Blue Velvet came in at the 95th-greatest film of all time. Total Film ranked Blue Velvet as one of the all-time best films in both a critics' list and a public poll, in 2006 and 2007, respectively. In December 2002, a UK film critics' poll in Sight & Sound ranked the film fifth on their list of the 10 Best Films of the Last 25 Years. In a special Entertainment Weekly issue, 100 new film classics were chosen from 1983 to 2008: Blue Velvet was ranked at fourth.
In addition to Blue Velvet's various "all-time greatest films" rankings, the American Film Institute has awarded the film three honors in its lists: 96th on 100 Years ... 100 Thrills in 2001, selecting cinema's most thrilling moments and ranked Frank Booth 36th of the 50 greatest villains in 100 Years ... 100 Heroes and Villains in 2003. In June 2008, the AFI revealed its "ten Top Ten"—the best ten films in ten "classic" American film genres—after polling over 1,500 people from the creative community. Blue Velvet was acknowledged as the eighth best film in the mystery genre. Premiere magazine listed Frank Booth, played by Dennis Hopper, as the 54th on its list of 'The 100 Greatest Movie Characters of All Time', calling him one of "the most monstrously funny creations in cinema history". The film was ranked 84th on Bravo Television's four-hour program 100 Scariest Movie Moments (2004). It is frequently sampled musically and an array of bands and solo artists have taken their names and inspiration from the film. In August 2012, Sight & Sound unveiled their latest list of the 250 greatest films of all time, with Blue Velvet ranking at 69th.
Blue Velvet was also nominated for the following AFI lists:
Inspired by the film, pop singer Lana Del Rey recorded a cover version of Bobby Vinton's classic rendition of the song "Blue Velvet" in 2012. Used to endorse clothing line H&M, a music video accompanied the track and aired as a television commercial. Set in post-war America, the video drew influence from Lynch and Blue Velvet. In the video, Del Rey plays the role of Dorothy Vallens, performing a private concert similar to the scene where Ben (Dean Stockwell) pantomimes "In Dreams" for Frank Booth. Del Rey's version, however, has her lip-syncing "Blue Velvet" when a little person dressed as Frank Sinatra approaches and unplugs a hidden Victrola, revealing Del Rey as a fraud. When Lynch heard of the music video, he praised it, telling Artinfo: "Lana Del Rey, she's got some fantastic charisma and—this is a very interesting thing—it's like she's born out of another time. She's got something that's very appealing to people. And I didn't know she was influenced by me!"
"Now It's Dark", a song by American heavy metal band Anthrax on their 1988 album State of Euphoria, was directly inspired by the film, and specifically the character of Frank Booth. The same phrase appeared in the liner notes of Rush's album Roll the Bones, and drummer Neil Peart later explained: "The phrase occurs in David Lynch's comedy classic Blue Velvet."
The sludge metal band Acid Bath sampled the movie on the song "Cassie Eats Cockroaches" from their first album When the Kite String Pops and industrial metal band Ministry sampled the movie in their song "Jesus Built My Hotrod". The experimental rock band Mr. Bungle also sampled the movie on the songs "Squeeze Me Macaroni", "Stubb - A Dub", and "My Ass Is On Fire" from their debut self-titled album. | [
{
"paragraph_id": 0,
"text": "Blue Velvet is a 1986 American neo-noir mystery thriller film written and directed by David Lynch. Blending psychological horror with film noir, the film stars Kyle MacLachlan, Isabella Rossellini, Dennis Hopper, and Laura Dern, and is named after the 1951 song of the same name. The film concerns a young college student who, returning home to visit his ill father, discovers a severed human ear in a field. The ear then leads him to uncover a vast criminal conspiracy, and enter into a romantic relationship with a troubled lounge singer.",
"title": ""
},
{
"paragraph_id": 1,
"text": "The screenplay of Blue Velvet had been passed around multiple times in the late 1970s and early 1980s, with several major studios declining it due to its strong sexual and violent content. After the failure of his 1984 film Dune, Lynch made attempts at developing a more \"personal story\", somewhat characteristic of the surrealist style displayed in his first film Eraserhead (1977). The independent studio De Laurentiis Entertainment Group, owned at the time by Italian film producer Dino De Laurentiis, agreed to finance and produce the film.",
"title": ""
},
{
"paragraph_id": 2,
"text": "Blue Velvet initially received a divided critical response, with many stating that its explicit content served little artistic purpose. Nevertheless, the film earned Lynch his second nomination for the Academy Award for Best Director, and received the year's Best Film and Best Director prizes from the National Society of Film Critics. It came to achieve cult status. As an example of a director casting against the norm, it was credited for revitalizing Hopper's career and for providing Rossellini with a dramatic outlet beyond her previous work as a fashion model and a cosmetics spokeswoman. In the years since, the film has been re-evaluated, and it is now widely regarded as one of Lynch's major works and one of the greatest films of the 1980s. Publications including Sight & Sound, Time, Entertainment Weekly and BBC Magazine have ranked it among the greatest American films ever. In 2008, it was chosen by the American Film Institute as one of the greatest mystery films ever made.",
"title": ""
},
{
"paragraph_id": 3,
"text": "College student Jeffrey Beaumont returns to his hometown of Lumberton, North Carolina after his father, Tom, has a near-fatal attack from a medical condition. Walking home from the hospital, Jeffrey cuts through a vacant lot and discovers a severed human ear, which he takes to police detective John Williams. Williams' daughter Sandy tells Jeffrey that the ear somehow relates to a lounge singer named Dorothy Vallens. Intrigued, Jeffrey, posing as a pest exterminator, enters her apartment. While there, he steals a spare key while she is distracted by a man in a distinctive yellow sport coat, whom Jeffrey nicknames the \"Yellow Man\".",
"title": "Plot"
},
{
"paragraph_id": 4,
"text": "Jeffrey and Sandy attend Dorothy's nightclub act, in which she sings \"Blue Velvet\", and leave early so Jeffrey can infiltrate her apartment. Dorothy returns home, stripping naked, but when she hears Jeffrey, she finds him hiding in a closet and forces him to undress at knifepoint. She attempts to rape Jeffrey, but he retreats to the closet when Frank Booth, an aggressively psychopathic gangster and drug lord, arrives and interrupts their encounter. Frank then proceeds to beat and rape Dorothy while inhaling narcotic gas from a canister and alternating between fits of sobbing and violent rage. After Frank leaves, Jeffrey sneaks away and seeks comfort from Sandy.",
"title": "Plot"
},
{
"paragraph_id": 5,
"text": "After surmising that Frank has abducted Dorothy's husband, Don, and son, Donnie, to force her into sex slavery, Jeffrey suspects Frank cut off Don's ear to intimidate her into submission. While continuing to see Sandy, Jeffrey enters into a sadomasochistic sexual relationship in which Dorothy encourages him to hit her. Jeffrey sees Frank attending Dorothy's show and later observes him selling drugs and meeting with the Yellow Man. Jeffrey then sees the Yellow Man meeting with a \"well-dressed man.\"",
"title": "Plot"
},
{
"paragraph_id": 6,
"text": "When Frank catches Jeffrey leaving Dorothy's apartment, he abducts them and takes them to the lair of Ben, a criminal associate holding both Don and Donnie hostage. Frank permits Dorothy to see her family and forces Jeffrey to watch Ben perform an impromptu lip-sync of Roy Orbison's \"In Dreams\", which moves Frank to tears. Afterwards, he and his gang take Jeffrey and Dorothy on a high-speed joyride to a sawmill yard, where he again attempts to sexually abuse Dorothy. When Jeffrey intervenes and punches him in the face, an enraged Frank and his gang pull him out of the car. Replaying the tape of \"In Dreams\", Frank smears lipstick on his face and violently kisses Jeffrey, likewise smearing him with red lipstick, before savagely beating him unconscious, while Dorothy pleads for Frank to stop. Jeffrey awakens the next morning, bruised and bloodied.",
"title": "Plot"
},
{
"paragraph_id": 7,
"text": "Visiting the police station, Jeffrey discovers that Detective Williams' partner, Tom Gordon, is the Yellow Man, who has been murdering Frank's rival drug dealers and stealing confiscated narcotics from the evidence room for Frank to sell. After Jeffrey and Sandy declare their love for each other at a party, they are pursued by a car which they assume belongs to Frank. As they arrive at Jeffrey's home, Sandy realizes the driver is her ex-boyfriend, Mike. After Mike threatens to beat Jeffrey for stealing his girlfriend, Dorothy appears on Jeffrey's porch naked, beaten, and confused. Mike backs down as Jeffrey and Sandy whisk Dorothy to Sandy's house to summon medical attention.",
"title": "Plot"
},
{
"paragraph_id": 8,
"text": "When Dorothy calls Jeffrey \"my secret lover\", a distraught Sandy slaps him for cheating on her. Jeffrey asks Sandy to tell her father everything, and Detective Williams then leads a police raid on Frank's headquarters, killing his men and crippling his criminal empire. Jeffrey returns alone to Dorothy's apartment, where he discovers Don dead and Gordon mortally wounded. As Jeffrey leaves the apartment, the \"Well-Dressed Man\" arrives, sees Jeffrey in the stairs, and chases him back inside. Jeffrey, realizing that the \"Well-Dressed Man\" is actually Frank, uses Gordon's walkie-talkie to say he is in the bedroom (remembering Frank's own police radio) before hiding in a closet. When Frank arrives, he starts shooting around Dorothy's apartment attempting to kill Jeffrey in a state of paranoia, in the process killing Gordon. Frank deduces where Jeffrey is hiding, and Jeffrey kills Frank with Gordon's gun upon Frank opening the door, moments before Sandy and Detective Williams arrive to help.",
"title": "Plot"
},
{
"paragraph_id": 9,
"text": "In the epilogue, it is revealed that Jeffrey and Sandy have continued their relationship, Tom has recovered from being hospitalized, and Dorothy has been reunited with her son.",
"title": "Plot"
},
{
"paragraph_id": 10,
"text": "Kyle is dressed like me. My father was a research scientist for the Department of Agriculture in Washington. We were in the woods all the time. I'd sorta had enough of the woods by the time I left, but still, lumber and lumberjacks, all this kinda thing, that's America to me like the picket fences and the roses in the opening shot. It's so burned in, that image, and it makes me feel so happy.",
"title": "Production"
},
{
"paragraph_id": 11,
"text": "—David Lynch discusses the autobiographical content in Blue Velvet",
"title": "Production"
},
{
"paragraph_id": 12,
"text": "The film's story originated from three ideas that crystallized in the filmmaker's mind over a period of time starting as early as 1973.",
"title": "Production"
},
{
"paragraph_id": 13,
"text": "The first idea was only \"a feeling\" and the title Blue Velvet, Lynch told Cineaste in 1987.",
"title": "Production"
},
{
"paragraph_id": 14,
"text": "The second idea was an image of a severed, human ear lying in a field. \"I don't know why it had to be an ear. Except it needed to be an opening of a part of the body, a hole into something else ... The ear sits on the head and goes right into the mind so it felt perfect,\" Lynch remarked in a 1986 interview to The New York Times.",
"title": "Production"
},
{
"paragraph_id": 15,
"text": "The third idea was Bobby Vinton's classic rendition of the song \"Blue Velvet\" and \"the mood that came with that song a mood, a time, and things that were of that time.\"",
"title": "Production"
},
{
"paragraph_id": 16,
"text": "The scene in which Dorothy appears naked outside was inspired by a real-life experience Lynch had during childhood when he and his brother saw a naked woman walking down a neighborhood street at night. The experience was so traumatic to the young Lynch that it made him cry, and he had never forgotten it.",
"title": "Production"
},
{
"paragraph_id": 17,
"text": "After completing The Elephant Man (1980), Lynch met producer Richard Roth over coffee. Roth had read and enjoyed Lynch's Ronnie Rocket script, but did not think it was something he wanted to produce. He asked Lynch if the filmmaker had any other scripts, but the director only had ideas. \"I told him I had always wanted to sneak into a girl's room to watch her into the night and that, maybe, at one point or another, I would see something that would be the clue to a murder mystery. Roth loved the idea and asked me to write a treatment. I went home and thought of the ear in the field.\" Production was announced in August 1984. Lynch wrote two more drafts before he was satisfied with the script of the film. The problem with them, Lynch has said, was that \"there was maybe all the unpleasantness in the film but nothing else. A lot was not there. And so it went away for a while.\" Conditions at this point were ideal for Lynch's film: he had made a deal with Dino De Laurentiis that gave him complete artistic freedom and final cut privileges, with the stipulation that the filmmaker take a cut in his salary and work with a budget of only $6 million. This deal meant that Blue Velvet was the smallest film on De Laurentiis's slate. Consequently, Lynch would be left mostly unsupervised during production. \"After Dune I was down so far that anything was up! So it was just a euphoria. And when you work with that kind of feeling, you can take chances. You can experiment.\"",
"title": "Production"
},
{
"paragraph_id": 18,
"text": "The cast of Blue Velvet included several then-relatively unknown actors.",
"title": "Production"
},
{
"paragraph_id": 19,
"text": "Lynch met Isabella Rossellini at a restaurant, and offered her the role of Dorothy Vallens. Helen Mirren had been Lynch's first choice for the role. Rossellini had gained some exposure before the film for her Lancôme ads in the early 1980s and for being the daughter of actress Ingrid Bergman and Italian film director Roberto Rossellini. After completion of the film, during test screenings, ICM Partners—the agency representing Rossellini—immediately dropped her as a client. Furthermore, the nuns at the school in Rome that Rossellini attended in her youth called to say they were praying for her.",
"title": "Production"
},
{
"paragraph_id": 20,
"text": "Kyle MacLachlan had played the central role in Lynch's critical and commercial failure Dune (1984), a science fiction epic based on the novel of the same name. MacLachlan later became a recurring collaborator with Lynch, who remarked: \"Kyle plays innocents who are interested in the mysteries of life. He's the person you trust enough to go into a strange world with.\"",
"title": "Production"
},
{
"paragraph_id": 21,
"text": "Dennis Hopper was the biggest \"name\" in the film, having starred in Easy Rider (1969). Hopper—said to be Lynch's third choice (Michael Ironside has stated that Frank was written with him in mind)—accepted the role, reportedly having exclaimed, \"I've got to play Frank! I am Frank!\" as Hopper confirmed in the Blue Velvet \"making-of\" documentary The Mysteries of Love, produced for the 2002 special edition. Harry Dean Stanton and Steven Berkoff both turned down the role of Frank because of the violent content in the film.",
"title": "Production"
},
{
"paragraph_id": 22,
"text": "Laura Dern (then 18 years old) was cast, after various already successful actresses had turned it down; among these had been Molly Ringwald.",
"title": "Production"
},
{
"paragraph_id": 23,
"text": "Principal photography of Blue Velvet began in August 1985 and completed in November. The film was shot at EUE/Screen Gems studio in Wilmington, North Carolina, which also provided the exterior scenes of Lumberton. The scene with a raped and battered Dorothy proved to be particularly challenging. Several townspeople arrived to watch the filming with picnic baskets and rugs, against the wishes of Rossellini and Lynch. However, they continued filming as normal, and when Lynch yelled cut, the townspeople had left. As a result, police told Lynch they were no longer permitted to shoot in any public areas of Wilmington.",
"title": "Production"
},
{
"paragraph_id": 24,
"text": "The Carolina Apartments on 5th and Market St in downtown Wilmington served as the location central to the story, with the adjacent Kenan fountain featured prominently in many shots. The building is also the birth place and death place of noted artist Claude Howell. The apartment building stands today, and the Kenan fountain was refurbished in 2020 after sustaining heavy damage during Hurricane Florence.",
"title": "Production"
},
{
"paragraph_id": 25,
"text": "Lynch's original rough cut ran for approximately four hours. He was contractually obligated to deliver a two-hour movie by De Laurentiis and cut many small subplots and character scenes. He also made cuts at the request of the MPAA. For example, when Frank slaps Dorothy after the first rape scene, the audience was supposed to see Frank actually hitting her. Instead, the film cuts away to Jeffrey in the closet, wincing at what he has just seen. This cut was made to satisfy the MPAA's concerns about violence. Lynch thought that the change only made the scene more disturbing.",
"title": "Production"
},
{
"paragraph_id": 26,
"text": "In 2011, Lynch announced that footage from the deleted scenes, long thought lost, had been discovered. The material was subsequently included on the Blu-ray Disc release of the film. Among the deleted footage was Megan Mullally as Jeffrey's college sweetheart Louise Wertham, whose entire role was cut from the theatrical release. The final cut of the film runs at just over two hours.",
"title": "Production"
},
{
"paragraph_id": 27,
"text": "Because the material was completely different from anything that would be considered mainstream at the time, De Laurentiis Entertainment Group's marketing employees were unsure of how to promote the film, or even if it would be promoted at all; it wasn't until the positive reception the film received at various film festivals that they began to promote it.",
"title": "Production"
},
{
"paragraph_id": 28,
"text": "Despite Blue Velvet's initial appearance as a mystery, the film operates on a number of thematic levels. The film owes a large debt to 1950s film noir, containing and exploring such conventions as the femme fatale (Dorothy Vallens), a seemingly unstoppable villain (Frank Booth), and the questionable moral outlook of the hero (Jeffrey Beaumont), as well as its unusual use of shadowy, sometimes dark cinematography. Blue Velvet represents and establishes Lynch's famous \"askew vision\", and introduces several common elements of Lynch's work, some of which would later become his trademarks, including distorted characters, a polarized world, and debilitating damage to the skull or brain. Perhaps the most significant Lynchian trademark in the film is the depiction of unearthing a dark underbelly in a seemingly idealized small town; Jeffrey even proclaims in the film that he is \"seeing something that was always hidden\", alluding to the plot's central idea. Lynch's characterization of films, symbols, and motifs have become well known, and his particular style, characterised largely in Blue Velvet for the first time, has been written about extensively using descriptions like \"dreamlike\", \"ultraweird\", \"dark\", and \"oddball\". Red curtains also show up in key scenes, specifically in Dorothy's apartment, which have since become a Lynch trademark. The film has been compared to Alfred Hitchcock's Psycho (1960) because of its stark treatment of evil and mental illness. The premise of both films is curiosity, leading to an investigation that draws the lead characters into a hidden, voyeuristic underworld of crime.",
"title": "Interpretations"
},
{
"paragraph_id": 29,
"text": "The film's thematic framework harks back to Edgar Allan Poe, Henry James, and early gothic fiction, as well as films such as Shadow of a Doubt (1943) and The Night of the Hunter (1955) and the entire notion of film noir. Lynch has called it a \"film about things that are hidden—within a small city and within people.\"",
"title": "Interpretations"
},
{
"paragraph_id": 30,
"text": "Feminist psychoanalytic film theorist Laura Mulvey argues that Blue Velvet establishes a metaphorical Oedipal family—\"the child\", Jeffrey Beaumont, and his \"parents\", Frank Booth and Dorothy Vallens—through deliberate references to film noir and its underlying Oedipal theme. Michael Atkinson claims that the resulting violence in the film can be read as symbolic of domestic violence within real families. For instance, Frank's violent acts can be seen to reflect the different types of abuse within families, and the control he has over Dorothy might represent the hold an abusive husband has over his wife. He reads Jeffrey as an innocent youth who is both horrified by the violence inflicted by Frank, but also tempted by it as the means of possessing Dorothy for himself. Atkinson takes a Freudian approach to the film; considering it to be an expression of the traumatised innocence which characterises Lynch's work. He states, \"Dorothy represents the sexual force of the mother [figure] because she is forbidden and because she becomes the object of the unhealthy, infantile impulses at work in Jeffrey's subconscious.\"",
"title": "Interpretations"
},
{
"paragraph_id": 31,
"text": "Symbolism is used heavily in Blue Velvet. The most consistent symbolism in the film is an insect motif introduced at the end of the first scene, when the camera zooms in on a well-kept suburban lawn until it unearths a swarming underground nest of bugs. This is generally recognized as a metaphor for the seedy underworld that Jeffrey will soon discover under the surface of his own suburban, Reaganesque paradise. The severed ear he finds is being overrun by black ants. The bug motif is recurrent throughout the film, most notably in the bug-like gas mask that Frank wears, but also the excuse that Jeffrey uses to gain access to Dorothy's apartment: he claims to be an insect exterminator. One of Frank's sinister accomplices is also consistently identified through the yellow jacket he wears, possibly reminiscent of the name of a type of wasp. Finally, a robin eating a bug on a fence becomes a topic of discussion in the last scene of the film.",
"title": "Interpretations"
},
{
"paragraph_id": 32,
"text": "The severed ear that Jeffrey discovers is also a key symbolic element, leading Jeffrey into danger. Indeed, just as Jeffrey's troubles begin, the audience is treated to a nightmarish sequence in which the camera zooms into the canal of the severed, decomposing ear.",
"title": "Interpretations"
},
{
"paragraph_id": 33,
"text": "The Blue Velvet soundtrack was supervised by Angelo Badalamenti (who makes a brief cameo appearance as the pianist at the Slow Club where Dorothy performs). The soundtrack makes heavy usage of vintage pop songs, such as Bobby Vinton's \"Blue Velvet\" and Roy Orbison's \"In Dreams\", juxtaposed with an orchestral score inspired by Shostakovich. During filming, Lynch placed speakers on set and in streets and played Shostakovich to set the mood he wanted to convey. The score alludes to Shostakovich's 15th Symphony, which Lynch had been listening to regularly while writing the screenplay. Lynch had originally opted to use \"Song to the Siren\" by This Mortal Coil during the scene in which Sandy and Jeffrey share a dance; however, he could not obtain the rights for the song at the time. He would go on to use this song in Lost Highway eleven years later.",
"title": "Soundtrack"
},
{
"paragraph_id": 34,
"text": "Entertainment Weekly ranked Blue Velvet's soundtrack on its list of the 100 Greatest Film Soundtracks, at the 100th position. Critic John Alexander wrote, \"the haunting soundtrack accompanies the title credits, then weaves through the narrative, accentuating the noir mood of the film.\" Lynch worked with music composer Angelo Badalamenti for the first time in this film and asked him to write a score that had to be \"like Shostakovich, be very Russian, but make it the most beautiful thing but make it dark and a little bit scary.\" Badalamenti's success with Blue Velvet would lead him to contribute to all of Lynch's future full-length films until Inland Empire as well as the cult television program Twin Peaks. Also included in the sound team was long-time Lynch collaborator Alan Splet, a sound editor and designer who had won an Academy Award for his work on The Black Stallion (1979), and been nominated for Never Cry Wolf (1983).",
"title": "Soundtrack"
},
{
"paragraph_id": 35,
"text": "Blue Velvet premiered in competition at the Montréal World Film Festival in August 1986, and at the Toronto Festival of Festivals on September 12, 1986, and a few days later in the United States. It debuted commercially in both countries on September 19, 1986, in 98 theatres across the United States. In its opening weekend, the film grossed a total of $789,409. It eventually expanded to another 15 theatres, and in the US and Canada grossed a total of $8,551,228. Blue Velvet was met with uproar during its audience reception, with lines formed around city blocks in New York City and Los Angeles. There were reports of mass walkouts and refund demands during its opening week. At a Chicago screening, a man fainted and had to have his pacemaker checked. Upon completion, he returned to the cinema to see the ending. At a Los Angeles cinema, two strangers became engaged in a heated disagreement, but decided to resolve the disagreement to return to the theatre.",
"title": "Reception"
},
{
"paragraph_id": 36,
"text": "Blue Velvet was released to a very polarized reception in the United States. The critics who did praise the film were often vociferous. The New York Times critic Janet Maslin directed much praise toward the performances of Hopper and Rossellini: \"Mr. Hopper and Miss Rossellini are so far outside the bounds of ordinary acting here that their performances are best understood in terms of sheer lack of inhibition; both give themselves entirely over to the material, which seems to be exactly what's called for.\" She called it \"an instant cult classic\". Maslin concluded by saying that Blue Velvet \"is as fascinating as it is freakish. It confirms Mr. Lynch's stature as an innovator, a superb technician, and someone best not encountered in a dark alley.\"",
"title": "Reception"
},
{
"paragraph_id": 37,
"text": "Sheila Benson of the Los Angeles Times called the film \"the most brilliantly disturbing film ever to have its roots in small-town American life,\" describing it as \"shocking, visionary, rapturously controlled\". Film critic Gene Siskel included Blue Velvet on his list of the best films of 1986, at the fifth spot. Peter Travers, film critic for Rolling Stone, named it the best film of the 1980s and referred to it as an \"American masterpiece\". Upon its initial release, Woody Allen and Martin Scorsese called Blue Velvet the \"Best Film of The Year\".",
"title": "Reception"
},
{
"paragraph_id": 38,
"text": "On the other hand, Paul Attanasio of The Washington Post said \"the film showcases a visual stylist utterly in command of his talents\" and that Angelo Badalamenti \"contributes an extraordinary score, slipping seamlessly from slinky jazz to violin figures to the romantic sweep of a classic Hollywood score,\" but stated that Lynch \"isn't interested in communicating, he's interested in parading his personality. The movie doesn't progress or deepen, it just gets weirder, and to no good end.\" A general criticism from US critics was Blue Velvet's approach to sexuality and violence. They asserted that this detracted from the film's seriousness as a work of art, and some condemned the film as pornographic. One of its detractors, Roger Ebert, stated that the large amount of \"jokey small-town satire\" in the film made it impossible to take its themes seriously. Ebert praised Rossellini's performance as \"convincing and courageous\" but criticized how she was depicted in the film, even accusing David Lynch of misogyny: \"degraded, slapped around, humiliated and undressed in front of the camera. And when you ask an actress to endure those experiences, you should keep your side of the bargain by putting her in an important film.\" While Ebert in later years came to consider Lynch a great filmmaker, his negative view of Blue Velvet remained unchanged after he revisited it in the 21st century.",
"title": "Reception"
},
{
"paragraph_id": 39,
"text": "The film is now widely considered a masterpiece and has a score of 95% on Rotten Tomatoes based on 80 reviews with an average rating of 8.8/10. The website's critical consensus states: \"If audiences walk away from this subversive, surreal shocker not fully understanding the story, they might also walk away with a deeper perception of the potential of film storytelling.\" The film also has a score of 76 out of 100 on Metacritic based on 15 critics, indicating \"generally favorable reviews\". Looking back in his Guardian/Observer review, critic Philip French wrote, \"The film is wearing well and has attained a classic status without becoming respectable or losing its sense of danger.\"",
"title": "Reception"
},
{
"paragraph_id": 40,
"text": "Mark Kermode walked out on the film and gave the film a poor review upon its release, but revised his view of the film over time. In 2016, he remarked, \"as a film critic, it taught me that when a film really gets under your skin and really provokes a visceral reaction, you have to be very careful about assessing it ... I didn't walk out on Blue Velvet because it was a bad film. I walked out on it because it was a really good film. The point was at the time I wasn't good enough for it.\"",
"title": "Reception"
},
{
"paragraph_id": 41,
"text": "Lynch was nominated for a Best Director Oscar for the film. Dennis Hopper was nominated for a Golden Globe for his performance. Isabella Rossellini won an Independent Spirit Award for the Best Female Lead in 1987. David Lynch and Dennis Hopper won a Los Angeles Film Critics Association award in 1987 for Blue Velvet in categories Best Director (Lynch) and Best Supporting Actor (Hopper). In 1987, National Society of Film Critics awarded Best Film, Best Director (David Lynch), Best Cinematography (Frederick Elmes), and Best Supporting Actor (Dennis Hopper) awards.",
"title": "Reception"
},
{
"paragraph_id": 42,
"text": "Blue Velvet was released on VHS by Karl-Lorimar Home Video in 1987 and re-issued by Warner Home Video in 1992. After that, it was DVD in 1999 and 2002 by MGM Home Entertainment. The film made its Blu-ray debut on November 8, 2011, with a special 25th-anniversary edition featuring never-before-seen deleted scenes. On May 28, 2019, the film was re-released on Blu-ray by the Criterion Collection, featuring a 4K digital restoration, the original stereo soundtrack and other special features, including a behind-the-scenes documentary titled Blue Velvet Revisited.",
"title": "Home media"
},
{
"paragraph_id": 43,
"text": "Blue Velvet has weathered the passage of time better than any other Oscar nominee that year, possibly better than any Hollywood movie of its decade. The shock of the new fades by definition, but if it has hardly done so in the case of Blue Velvet, that may be because its tone remains forever elusive.",
"title": "Legacy"
},
{
"paragraph_id": 44,
"text": "—Dennis Lim, 2016",
"title": "Legacy"
},
{
"paragraph_id": 45,
"text": "Although it initially gained a relatively small theatrical audience in North America and was met with controversy over its artistic merit, Blue Velvet soon became the center of a \"national firestorm\" in 1986, and over time became an American classic. In the late 1980s, and early 1990s, after its release on videotape, the film became a widely recognized cult film, for its dark depiction of a suburban America. With its many VHS, LaserDisc and DVD releases, the film reached broader American audiences. It marked David Lynch's entry into the Hollywood mainstream and Dennis Hopper's comeback. Hopper's performance as Frank Booth has itself left an imprint on popular culture, with countless tributes, cultural references and parodies. The film's success also helped Hollywood address previously censored issues, as Psycho (1960) had. Blue Velvet has been frequently compared to that ground-breaking film. It has become one of the most significant, well-recognized films of its era, spawning countless imitations and parodies in media. The film's dark, stylish and erotic production design has served as a benchmark for a number of films, parodies and even Lynch's own later work, notably Twin Peaks (1990–91), and Mulholland Drive (2001). Peter Travers of Rolling Stone magazine cited it as one of the most \"influential American films\", as did Michael Atkinson, who dedicated a book to the film's themes and motifs.",
"title": "Legacy"
},
{
"paragraph_id": 46,
"text": "Blue Velvet now frequently appears in various critical assessments of all-time great films, also ranked as one of the greatest films of the 1980s, one of the best examples of American surrealism and one of the finest examples of David Lynch's work. In a poll of 54 American critics ranking the \"most outstanding films of the decade\", Blue Velvet was placed fourth, behind Raging Bull (1980), E.T. the Extra-Terrestrial (1982) and the German film Wings of Desire (1987). An Entertainment Weekly book special released in 1999 ranked Blue Velvet 37th of the greatest films of all time. The film was ranked by The Guardian in its list of the 100 Greatest Films. Film Four ranked it on their list of 100 Greatest Films. In a 2007 poll of the online film community held by Variety, Blue Velvet came in at the 95th-greatest film of all time. Total Film ranked Blue Velvet as one of the all-time best films in both a critics' list and a public poll, in 2006 and 2007, respectively. In December 2002, a UK film critics' poll in Sight & Sound ranked the film fifth on their list of the 10 Best Films of the Last 25 Years. In a special Entertainment Weekly issue, 100 new film classics were chosen from 1983 to 2008: Blue Velvet was ranked at fourth.",
"title": "Legacy"
},
{
"paragraph_id": 47,
"text": "In addition to Blue Velvet's various \"all-time greatest films\" rankings, the American Film Institute has awarded the film three honors in its lists: 96th on 100 Years ... 100 Thrills in 2001, selecting cinema's most thrilling moments and ranked Frank Booth 36th of the 50 greatest villains in 100 Years ... 100 Heroes and Villains in 2003. In June 2008, the AFI revealed its \"ten Top Ten\"—the best ten films in ten \"classic\" American film genres—after polling over 1,500 people from the creative community. Blue Velvet was acknowledged as the eighth best film in the mystery genre. Premiere magazine listed Frank Booth, played by Dennis Hopper, as the 54th on its list of 'The 100 Greatest Movie Characters of All Time', calling him one of \"the most monstrously funny creations in cinema history\". The film was ranked 84th on Bravo Television's four-hour program 100 Scariest Movie Moments (2004). It is frequently sampled musically and an array of bands and solo artists have taken their names and inspiration from the film. In August 2012, Sight & Sound unveiled their latest list of the 250 greatest films of all time, with Blue Velvet ranking at 69th.",
"title": "Legacy"
},
{
"paragraph_id": 48,
"text": "Blue Velvet was also nominated for the following AFI lists:",
"title": "Legacy"
},
{
"paragraph_id": 49,
"text": "Inspired by the film, pop singer Lana Del Rey recorded a cover version of Bobby Vinton's classic rendition of the song \"Blue Velvet\" in 2012. Used to endorse clothing line H&M, a music video accompanied the track and aired as a television commercial. Set in post-war America, the video drew influence from Lynch and Blue Velvet. In the video, Del Rey plays the role of Dorothy Vallens, performing a private concert similar to the scene where Ben (Dean Stockwell) pantomimes \"In Dreams\" for Frank Booth. Del Rey's version, however, has her lip-syncing \"Blue Velvet\" when a little person dressed as Frank Sinatra approaches and unplugs a hidden Victrola, revealing Del Rey as a fraud. When Lynch heard of the music video, he praised it, telling Artinfo: \"Lana Del Rey, she's got some fantastic charisma and—this is a very interesting thing—it's like she's born out of another time. She's got something that's very appealing to people. And I didn't know she was influenced by me!\"",
"title": "Legacy"
},
{
"paragraph_id": 50,
"text": "\"Now It's Dark\", a song by American heavy metal band Anthrax on their 1988 album State of Euphoria, was directly inspired by the film, and specifically the character of Frank Booth. The same phrase appeared in the liner notes of Rush's album Roll the Bones, and drummer Neil Peart later explained: \"The phrase occurs in David Lynch's comedy classic Blue Velvet.\"",
"title": "Legacy"
},
{
"paragraph_id": 51,
"text": "The sludge metal band Acid Bath sampled the movie on the song \"Cassie Eats Cockroaches\" from their first album When the Kite String Pops and industrial metal band Ministry sampled the movie in their song \"Jesus Built My Hotrod\". The experimental rock band Mr. Bungle also sampled the movie on the songs \"Squeeze Me Macaroni\", \"Stubb - A Dub\", and \"My Ass Is On Fire\" from their debut self-titled album.",
"title": "Legacy"
}
] | Blue Velvet is a 1986 American neo-noir mystery thriller film written and directed by David Lynch. Blending psychological horror with film noir, the film stars Kyle MacLachlan, Isabella Rossellini, Dennis Hopper, and Laura Dern, and is named after the 1951 song of the same name. The film concerns a young college student who, returning home to visit his ill father, discovers a severed human ear in a field. The ear then leads him to uncover a vast criminal conspiracy, and enter into a romantic relationship with a troubled lounge singer. The screenplay of Blue Velvet had been passed around multiple times in the late 1970s and early 1980s, with several major studios declining it due to its strong sexual and violent content. After the failure of his 1984 film Dune, Lynch made attempts at developing a more "personal story", somewhat characteristic of the surrealist style displayed in his first film Eraserhead (1977). The independent studio De Laurentiis Entertainment Group, owned at the time by Italian film producer Dino De Laurentiis, agreed to finance and produce the film. Blue Velvet initially received a divided critical response, with many stating that its explicit content served little artistic purpose. Nevertheless, the film earned Lynch his second nomination for the Academy Award for Best Director, and received the year's Best Film and Best Director prizes from the National Society of Film Critics. It came to achieve cult status. As an example of a director casting against the norm, it was credited for revitalizing Hopper's career and for providing Rossellini with a dramatic outlet beyond her previous work as a fashion model and a cosmetics spokeswoman. In the years since, the film has been re-evaluated, and it is now widely regarded as one of Lynch's major works and one of the greatest films of the 1980s. Publications including Sight & Sound, Time, Entertainment Weekly and BBC Magazine have ranked it among the greatest American films ever. In 2008, it was chosen by the American Film Institute as one of the greatest mystery films ever made. | 2001-07-25T15:34:21Z | 2023-12-05T11:11:32Z | [
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3,948 | Binary operation | In mathematics, a binary operation or dyadic operation is a rule for combining two elements (called operands) to produce another element. More formally, a binary operation is an operation of arity two.
More specifically, an binary operation on a set is a binary operation whose two domains and the codomain are the same set. Examples include the familiar arithmetic operations of addition, subtraction, and multiplication. Other examples are readily found in different areas of mathematics, such as vector addition, matrix multiplication, and conjugation in groups.
An operation of arity two that involves several sets is sometimes also called a binary operation. For example, scalar multiplication of vector spaces takes a scalar and a vector to produce a vector, and scalar product takes two vectors to produce a scalar. Such binary operations may also be called binary functions.
Binary operations are the keystone of most structures that are studied in algebra, in particular in semigroups, monoids, groups, rings, fields, and vector spaces.
More precisely, a binary operation on a set S {\displaystyle S} is a mapping of the elements of the Cartesian product S × S {\displaystyle S\times S} to S {\displaystyle S} :
The closure property of a binary operation expresses the existence of a result for the operation given any pair of operands.
If f {\displaystyle f} is not a function but a partial function, then f {\displaystyle f} is called a partial binary operation. For instance, division of real numbers is a partial binary operation, because one can't divide by zero: a 0 {\displaystyle {\frac {a}{0}}} is undefined for every real number a {\displaystyle a} . In both model theory and classical universal algebra, binary operations are required to be defined on all elements of S × S {\displaystyle S\times S} . However, partial algebras generalize universal algebras to allow partial operations.
Sometimes, especially in computer science, the term binary operation is used for any binary function.
Typical examples of binary operations are the addition ( + {\displaystyle +} ) and multiplication ( × {\displaystyle \times } ) of numbers and matrices as well as composition of functions on a single set. For instance,
Many binary operations of interest in both algebra and formal logic are commutative, satisfying f ( a , b ) = f ( b , a ) {\displaystyle f(a,b)=f(b,a)} for all elements a {\displaystyle a} and b {\displaystyle b} in S {\displaystyle S} , or associative, satisfying f ( f ( a , b ) , c ) = f ( a , f ( b , c ) ) {\displaystyle f(f(a,b),c)=f(a,f(b,c))} for all a {\displaystyle a} , b {\displaystyle b} , and c {\displaystyle c} in S {\displaystyle S} . Many also have identity elements and inverse elements.
The first three examples above are commutative and all of the above examples are associative.
On the set of real numbers R {\displaystyle \mathbb {R} } , subtraction, that is, f ( a , b ) = a − b {\displaystyle f(a,b)=a-b} , is a binary operation which is not commutative since, in general, a − b ≠ b − a {\displaystyle a-b\neq b-a} . It is also not associative, since, in general, a − ( b − c ) ≠ ( a − b ) − c {\displaystyle a-(b-c)\neq (a-b)-c} ; for instance, 1 − ( 2 − 3 ) = 2 {\displaystyle 1-(2-3)=2} but ( 1 − 2 ) − 3 = − 4 {\displaystyle (1-2)-3=-4} .
On the set of natural numbers N {\displaystyle \mathbb {N} } , the binary operation exponentiation, f ( a , b ) = a b {\displaystyle f(a,b)=a^{b}} , is not commutative since, a b ≠ b a {\displaystyle a^{b}\neq b^{a}} (cf. Equation x = y), and is also not associative since f ( f ( a , b ) , c ) ≠ f ( a , f ( b , c ) ) {\displaystyle f(f(a,b),c)\neq f(a,f(b,c))} . For instance, with a = 2 {\displaystyle a=2} , b = 3 {\displaystyle b=3} , and c = 2 {\displaystyle c=2} , f ( 2 3 , 2 ) = f ( 8 , 2 ) = 8 2 = 64 {\displaystyle f(2^{3},2)=f(8,2)=8^{2}=64} , but f ( 2 , 3 2 ) = f ( 2 , 9 ) = 2 9 = 512 {\displaystyle f(2,3^{2})=f(2,9)=2^{9}=512} . By changing the set N {\displaystyle \mathbb {N} } to the set of integers Z {\displaystyle \mathbb {Z} } , this binary operation becomes a partial binary operation since it is now undefined when a = 0 {\displaystyle a=0} and b {\displaystyle b} is any negative integer. For either set, this operation has a right identity (which is 1 {\displaystyle 1} ) since f ( a , 1 ) = a {\displaystyle f(a,1)=a} for all a {\displaystyle a} in the set, which is not an identity (two sided identity) since f ( 1 , b ) ≠ b {\displaystyle f(1,b)\neq b} in general.
Division ( ÷ {\displaystyle \div } ), a partial binary operation on the set of real or rational numbers, is not commutative or associative. Tetration ( ↑↑ {\displaystyle \uparrow \uparrow } ), as a binary operation on the natural numbers, is not commutative or associative and has no identity element.
Binary operations are often written using infix notation such as a ∗ b {\displaystyle a\ast b} , a + b {\displaystyle a+b} , a ⋅ b {\displaystyle a\cdot b} or (by juxtaposition with no symbol) a b {\displaystyle ab} rather than by functional notation of the form f ( a , b ) {\displaystyle f(a,b)} . Powers are usually also written without operator, but with the second argument as superscript.
Binary operations are sometimes written using prefix or (more frequently) postfix notation, both of which dispense with parentheses. They are also called, respectively, Polish notation ∗ a b {\displaystyle \ast ab} and reverse Polish notation a b ∗ {\displaystyle ab\ast } .
A binary operation f {\displaystyle f} on a set S {\displaystyle S} may be viewed as a ternary relation on S {\displaystyle S} , that is, the set of triples ( a , b , f ( a , b ) ) {\displaystyle (a,b,f(a,b))} in S × S × S {\displaystyle S\times S\times S} for all a {\displaystyle a} and b {\displaystyle b} in S {\displaystyle S} .
For example, scalar multiplication in linear algebra. Here K {\displaystyle K} is a field and S {\displaystyle S} is a vector space over that field.
Also the dot product of two vectors maps S × S {\displaystyle S\times S} to K {\displaystyle K} , where K {\displaystyle K} is a field and S {\displaystyle S} is a vector space over K {\displaystyle K} . It depends on authors whether it is considered as a binary operation. | [
{
"paragraph_id": 0,
"text": "In mathematics, a binary operation or dyadic operation is a rule for combining two elements (called operands) to produce another element. More formally, a binary operation is an operation of arity two.",
"title": ""
},
{
"paragraph_id": 1,
"text": "More specifically, an binary operation on a set is a binary operation whose two domains and the codomain are the same set. Examples include the familiar arithmetic operations of addition, subtraction, and multiplication. Other examples are readily found in different areas of mathematics, such as vector addition, matrix multiplication, and conjugation in groups.",
"title": ""
},
{
"paragraph_id": 2,
"text": "An operation of arity two that involves several sets is sometimes also called a binary operation. For example, scalar multiplication of vector spaces takes a scalar and a vector to produce a vector, and scalar product takes two vectors to produce a scalar. Such binary operations may also be called binary functions.",
"title": ""
},
{
"paragraph_id": 3,
"text": "Binary operations are the keystone of most structures that are studied in algebra, in particular in semigroups, monoids, groups, rings, fields, and vector spaces.",
"title": ""
},
{
"paragraph_id": 4,
"text": "More precisely, a binary operation on a set S {\\displaystyle S} is a mapping of the elements of the Cartesian product S × S {\\displaystyle S\\times S} to S {\\displaystyle S} :",
"title": "Terminology"
},
{
"paragraph_id": 5,
"text": "The closure property of a binary operation expresses the existence of a result for the operation given any pair of operands.",
"title": "Terminology"
},
{
"paragraph_id": 6,
"text": "If f {\\displaystyle f} is not a function but a partial function, then f {\\displaystyle f} is called a partial binary operation. For instance, division of real numbers is a partial binary operation, because one can't divide by zero: a 0 {\\displaystyle {\\frac {a}{0}}} is undefined for every real number a {\\displaystyle a} . In both model theory and classical universal algebra, binary operations are required to be defined on all elements of S × S {\\displaystyle S\\times S} . However, partial algebras generalize universal algebras to allow partial operations.",
"title": "Terminology"
},
{
"paragraph_id": 7,
"text": "Sometimes, especially in computer science, the term binary operation is used for any binary function.",
"title": "Terminology"
},
{
"paragraph_id": 8,
"text": "Typical examples of binary operations are the addition ( + {\\displaystyle +} ) and multiplication ( × {\\displaystyle \\times } ) of numbers and matrices as well as composition of functions on a single set. For instance,",
"title": "Properties and examples"
},
{
"paragraph_id": 9,
"text": "Many binary operations of interest in both algebra and formal logic are commutative, satisfying f ( a , b ) = f ( b , a ) {\\displaystyle f(a,b)=f(b,a)} for all elements a {\\displaystyle a} and b {\\displaystyle b} in S {\\displaystyle S} , or associative, satisfying f ( f ( a , b ) , c ) = f ( a , f ( b , c ) ) {\\displaystyle f(f(a,b),c)=f(a,f(b,c))} for all a {\\displaystyle a} , b {\\displaystyle b} , and c {\\displaystyle c} in S {\\displaystyle S} . Many also have identity elements and inverse elements.",
"title": "Properties and examples"
},
{
"paragraph_id": 10,
"text": "The first three examples above are commutative and all of the above examples are associative.",
"title": "Properties and examples"
},
{
"paragraph_id": 11,
"text": "On the set of real numbers R {\\displaystyle \\mathbb {R} } , subtraction, that is, f ( a , b ) = a − b {\\displaystyle f(a,b)=a-b} , is a binary operation which is not commutative since, in general, a − b ≠ b − a {\\displaystyle a-b\\neq b-a} . It is also not associative, since, in general, a − ( b − c ) ≠ ( a − b ) − c {\\displaystyle a-(b-c)\\neq (a-b)-c} ; for instance, 1 − ( 2 − 3 ) = 2 {\\displaystyle 1-(2-3)=2} but ( 1 − 2 ) − 3 = − 4 {\\displaystyle (1-2)-3=-4} .",
"title": "Properties and examples"
},
{
"paragraph_id": 12,
"text": "On the set of natural numbers N {\\displaystyle \\mathbb {N} } , the binary operation exponentiation, f ( a , b ) = a b {\\displaystyle f(a,b)=a^{b}} , is not commutative since, a b ≠ b a {\\displaystyle a^{b}\\neq b^{a}} (cf. Equation x = y), and is also not associative since f ( f ( a , b ) , c ) ≠ f ( a , f ( b , c ) ) {\\displaystyle f(f(a,b),c)\\neq f(a,f(b,c))} . For instance, with a = 2 {\\displaystyle a=2} , b = 3 {\\displaystyle b=3} , and c = 2 {\\displaystyle c=2} , f ( 2 3 , 2 ) = f ( 8 , 2 ) = 8 2 = 64 {\\displaystyle f(2^{3},2)=f(8,2)=8^{2}=64} , but f ( 2 , 3 2 ) = f ( 2 , 9 ) = 2 9 = 512 {\\displaystyle f(2,3^{2})=f(2,9)=2^{9}=512} . By changing the set N {\\displaystyle \\mathbb {N} } to the set of integers Z {\\displaystyle \\mathbb {Z} } , this binary operation becomes a partial binary operation since it is now undefined when a = 0 {\\displaystyle a=0} and b {\\displaystyle b} is any negative integer. For either set, this operation has a right identity (which is 1 {\\displaystyle 1} ) since f ( a , 1 ) = a {\\displaystyle f(a,1)=a} for all a {\\displaystyle a} in the set, which is not an identity (two sided identity) since f ( 1 , b ) ≠ b {\\displaystyle f(1,b)\\neq b} in general.",
"title": "Properties and examples"
},
{
"paragraph_id": 13,
"text": "Division ( ÷ {\\displaystyle \\div } ), a partial binary operation on the set of real or rational numbers, is not commutative or associative. Tetration ( ↑↑ {\\displaystyle \\uparrow \\uparrow } ), as a binary operation on the natural numbers, is not commutative or associative and has no identity element.",
"title": "Properties and examples"
},
{
"paragraph_id": 14,
"text": "Binary operations are often written using infix notation such as a ∗ b {\\displaystyle a\\ast b} , a + b {\\displaystyle a+b} , a ⋅ b {\\displaystyle a\\cdot b} or (by juxtaposition with no symbol) a b {\\displaystyle ab} rather than by functional notation of the form f ( a , b ) {\\displaystyle f(a,b)} . Powers are usually also written without operator, but with the second argument as superscript.",
"title": "Notation"
},
{
"paragraph_id": 15,
"text": "Binary operations are sometimes written using prefix or (more frequently) postfix notation, both of which dispense with parentheses. They are also called, respectively, Polish notation ∗ a b {\\displaystyle \\ast ab} and reverse Polish notation a b ∗ {\\displaystyle ab\\ast } .",
"title": "Notation"
},
{
"paragraph_id": 16,
"text": "A binary operation f {\\displaystyle f} on a set S {\\displaystyle S} may be viewed as a ternary relation on S {\\displaystyle S} , that is, the set of triples ( a , b , f ( a , b ) ) {\\displaystyle (a,b,f(a,b))} in S × S × S {\\displaystyle S\\times S\\times S} for all a {\\displaystyle a} and b {\\displaystyle b} in S {\\displaystyle S} .",
"title": "Binary operations as ternary relations"
},
{
"paragraph_id": 17,
"text": "For example, scalar multiplication in linear algebra. Here K {\\displaystyle K} is a field and S {\\displaystyle S} is a vector space over that field.",
"title": "Other binary operations"
},
{
"paragraph_id": 18,
"text": "Also the dot product of two vectors maps S × S {\\displaystyle S\\times S} to K {\\displaystyle K} , where K {\\displaystyle K} is a field and S {\\displaystyle S} is a vector space over K {\\displaystyle K} . It depends on authors whether it is considered as a binary operation.",
"title": "Other binary operations"
}
] | In mathematics, a binary operation or dyadic operation is a rule for combining two elements to produce another element. More formally, a binary operation is an operation of arity two. More specifically, an binary operation on a set is a binary operation whose two domains and the codomain are the same set. Examples include the familiar arithmetic operations of addition, subtraction, and multiplication. Other examples are readily found in different areas of mathematics, such as vector addition, matrix multiplication, and conjugation in groups. An operation of arity two that involves several sets is sometimes also called a binary operation. For example, scalar multiplication of vector spaces takes a scalar and a vector to produce a vector, and scalar product takes two vectors to produce a scalar. Such binary operations may also be called binary functions. Binary operations are the keystone of most structures that are studied in algebra, in particular in semigroups, monoids, groups, rings, fields, and vector spaces. | 2001-10-27T20:23:11Z | 2023-12-16T04:05:40Z | [
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3,950 | Bagpipes | Bagpipes are a woodwind instrument using enclosed reeds fed from a constant reservoir of air in the form of a bag. The Great Highland bagpipes are well known, but people have played bagpipes for centuries throughout large parts of Europe, Northern Africa, Western Asia, around the Persian Gulf and northern parts of South Asia.
The term bagpipe is equally correct in the singular or the plural, though pipers usually refer to the bagpipes as "the pipes", "a set of pipes" or "a stand of pipes".
A set of bagpipes minimally consists of an air supply, a bag, a chanter, and usually at least one drone. Many bagpipes have more than one drone (and, sometimes, more than one chanter) in various combinations, held in place in stocks—sockets that fasten the various pipes to the bag.
The most common method of supplying air to the bag is through blowing into a blowpipe or blowstick. In some pipes the player must cover the tip of the blowpipe with the tongue while inhaling, in order to prevent unwanted deflation of the bag, but most blowpipes have a non-return valve that eliminates this need. In recent times, there are many instruments that assist in creating a clean air flow to the pipes and assist the collection of condensation.
The use of a bellows to supply air is an innovation dating from the 16th or 17th century. In these pipes, sometimes called "cauld wind pipes," air is not heated or moistened by the player's breathing, so bellows-driven bagpipes can use more refined or delicate reeds. Such pipes include the Irish uilleann pipes; the border or Lowland pipes, Scottish smallpipes, Northumbrian smallpipes and pastoral pipes in Britain; the musette de cour, the musette bechonnet and the cabrette in France; and the Dudy [pl], koziol bialy, and koziol czarny in Poland.
The bag is an airtight reservoir that holds air and regulates its flow via arm pressure, allowing the player to maintain continuous, even sound. The player keeps the bag inflated by blowing air into it through a blowpipe or by pumping air into it with a bellows. Materials used for bags vary widely, but the most common are the skins of local animals such as goats, dogs, sheep, and cows. More recently, bags made of synthetic materials including Gore-Tex have become much more common. Some synthetic bags have zips that allow the player to fit a more effective moisture trap to the inside of the bag. However, synthetic bags still carry a risk of colonisation by fungal spores, and the associated danger of lung infection if they are not kept clean, even if they otherwise require less cleaning than do bags made from natural substances.
Bags cut from larger materials are usually saddle-stitched with an extra strip folded over the seam and stitched (for skin bags) or glued (for synthetic bags) to reduce leaks. Holes are then cut to accommodate the stocks. In the case of bags made from largely intact animal skins, the stocks are typically tied into the points where the limbs and the head joined the body of the whole animal, a construction technique common in Central Europe. Different regions have different ways of treating the hide. The simplest methods involve just the use of salt, while more complex treatments involve milk, flour, and the removal of fur. The hide is normally turned inside out so that the fur is on the inside of the bag, as this helps to reduce the effect of moisture buildup within the bag.
The chanter is the melody pipe, played with two hands. All bagpipes have at least one chanter; some pipes have two chanters, particularly those in North Africa, in the Balkans, and in Southwest Asia. A chanter can be bored internally so that the inside walls are parallel (or "cylindrical") for its full length, or it can be bored in a conical shape. Popular woods include boxwood, cornel, plum or other fruit wood.
The chanter is usually open-ended, so there is no easy way for the player to stop the pipe from sounding. Thus most bagpipes share a constant legato sound with no rests in the music. Primarily because of this inability to stop playing, technical movements are made to break up notes and to create the illusion of articulation and accents. Because of their importance, these embellishments (or "ornaments") are often highly technical systems specific to each bagpipe, and take many years of study to master. A few bagpipes (such as the musette de cour, the uilleann pipes, the Northumbrian smallpipes, the piva and the left chanter of the surdelina) have closed ends or stop the end on the player's leg, so that when the player "closes" (covers all the holes), the chanter becomes silent.
A practice chanter is a chanter without bag or drones and has a much quieter reed, allowing a player to practice the instrument quietly and with no variables other than playing the chanter.
The term chanter is derived from the Latin cantare, or "to sing", much like the modern French verb meaning "to sing", chanter.
A distinctive feature of the gaida's chanter (which it shares with a number of other Eastern European bagpipes) is the "flea-hole" (also known as a mumbler or voicer, marmorka) which is covered by the index finger of the left hand. The flea-hole is smaller than the rest and usually consists of a small tube that is made out of metal or a chicken or duck feather. Uncovering the flea-hole raises any note played by a half step, and it is used in creating the musical ornamentation that gives Balkan music its unique character.
Some types of gaida can have a double bored chanter, such as the Serbian three-voiced gajde. It has eight fingerholes: the top four are covered by the thumb and the first three fingers of the left hand, then the four fingers of the right hand cover the remaining four holes.
The note from the chanter is produced by a reed installed at its top. The reed may be a single (a reed with one vibrating tongue) or double reed (of two pieces that vibrate against each other). Double reeds are used with both conical- and parallel-bored chanters while single reeds are generally (although not exclusively) limited to parallel-bored chanters. In general, double-reed chanters are found in pipes of Western Europe while single-reed chanters appear in most other regions.
They are made from reed (arundo donax or Phragmites), bamboo, or elder. A more modern variant for the reed is a combination of a cotton phenolic (Hgw2082) material from which the body of the reed is made and a clarinet reed cut to size in order to fit the body. These type of reeds produce a louder sound and are not so sensitive to humidity and temperature changes.
Most bagpipes have at least one drone, a pipe that generally is not fingered but rather produces a constant harmonizing note throughout play (usually the tonic note of the chanter). Exceptions are generally those pipes that have a double-chanter instead. A drone is most commonly a cylindrically bored tube with a single reed, although drones with double reeds exist. The drone is generally designed in two or more parts with a sliding joint so that the pitch of the drone can be adjusted.
Depending on the type of pipes, the drones may lie over the shoulder, across the arm opposite the bag, or may run parallel to the chanter. Some drones have a tuning screw, which effectively alters the length of the drone by opening a hole, allowing the drone to be tuned to two or more distinct pitches. The tuning screw may also shut off the drone altogether. In most types of pipes with one drone, it is pitched two octaves below the tonic of the chanter. Additional drones often add the octave below and then a drone consonant with the fifth of the chanter.
The evidence for bagpipes prior to the 13th century AD is still uncertain, but several textual and visual clues have been suggested. The Oxford History of Music posits that a sculpture of bagpipes has been found on a Hittite slab at Euyuk in Anatolia, dated to 1000 BC. Another interpretation of this sculpture suggests that it instead depicts a pan flute played along with a friction drum.
Several authors identify the ancient Greek askaulos (ἀσκός askos – wine-skin, αὐλός aulos – reed pipe) with the bagpipe. In the 2nd century AD, Suetonius described the Roman emperor Nero as a player of the tibia utricularis. Dio Chrysostom wrote in the 1st century of a contemporary sovereign (possibly Nero) who could play a pipe (tibia, Roman reedpipes similar to Greek and Etruscan instruments) with his mouth as well as by tucking a bladder beneath his armpit. Vereno suggests that such instruments, rather than being seen as an independent class, were understood as variants on mouth-blown instruments that used a bag as an alternative blowing aid and that it was not until drones were added in the European Medieval era that bagpipes were seen as a distinct class.
In the early part of the second millennium, representation of bagpipes began to appear with frequency in Western European art and iconography. The Cantigas de Santa Maria, written in Galician-Portuguese and compiled in Castile in the mid-13th century, depicts several types of bagpipes. Several illustrations of bagpipes also appear in the Chronique dite de Baudoin d’Avesnes, a 13th-century manuscript of northern French origin. Although evidence of bagpipes in the British Isles prior to the 14th century is contested, they are explicitly mentioned in The Canterbury Tales (written around 1380):
A baggepype wel coude he blowe and sowne, /And ther-with-al he broghte us out of towne.
Bagpipes were also frequent subjects for carvers of wooden choir stalls in the late 15th and early 16th century throughout Europe, sometimes with animal musicians.
Actual specimens of bagpipes from before the 18th century are extremely rare; however, a substantial number of paintings, carvings, engravings, and manuscript illuminations survive. These artefacts are clear evidence that bagpipes varied widely throughout Europe, and even within individual regions. Many examples of early folk bagpipes in continental Europe can be found in the paintings of Brueghel, Teniers, Jordaens, and Durer.
The earliest known artefact identified as a part of a bagpipe is a chanter found in 1985 at Rostock, Germany, that has been dated to the late 14th century or the first quarter of the 15th century.
The first clear reference to the use of the Scottish Highland bagpipes is from a French history that mentions their use at the Battle of Pinkie in 1547. George Buchanan (1506–82) claimed that bagpipes had replaced the trumpet on the battlefield. This period saw the creation of the ceòl mór (great music) of the bagpipe, which reflected its martial origins, with battle tunes, marches, gatherings, salutes and laments. The Highlands of the early 17th century saw the development of piping families including the MacCrimmonds, MacArthurs, MacGregors, and the Mackays of Gairloch.
The earliest Irish mention of the bagpipe is in 1206, approximately thirty years after the Anglo-Norman invasion; another mention attributes their use to Irish troops in Henry VIII's siege of Boulogne. Illustrations in the 1581 book The Image of Irelande by John Derricke clearly depict a bagpiper. Derricke's illustrations are considered to be reasonably faithful depictions of the attire and equipment of the English and Irish population of the 16th century.
The "Battell" sequence from My Ladye Nevells Booke (1591) by William Byrd, which probably alludes to the Irish wars of 1578, contains a piece entitled The bagpipe: & the drone. In 1760, the first serious study of the Scottish Highland bagpipe and its music was attempted in Joseph MacDonald's Compleat Theory. A manuscript from the 1730s by a William Dixon of Northumberland contains music that fits the border pipes, a nine-note bellows-blown bagpipe with a chanter similar to that of the modern Great Highland bagpipe. However, the music in Dixon's manuscript varied greatly from modern Highland bagpipe tunes, consisting mostly of extended variation sets of common dance tunes. Some of the tunes in the Dixon manuscript correspond to those found in the early 19th century manuscript sources of Northumbrian smallpipe tunes, notably the rare book of 50 tunes, many with variations, by John Peacock.
As Western classical music developed, both in terms of musical sophistication and instrumental technology, bagpipes in many regions fell out of favour because of their limited range and function. This triggered a long, slow decline that continued, in most cases, into the 20th century.
Extensive and documented collections of traditional bagpipes may be found at the Metropolitan Museum of Art in New York City, the International Bagpipe Museum in Gijón, Spain, the Pitt Rivers Museum in Oxford, England and the Morpeth Chantry Bagpipe Museum in Northumberland, and the Musical Instrument Museum in Phoenix, Arizona.
The International Bagpipe Festival [cs] is held every two years in Strakonice, Czech Republic.
During the expansion of the British Empire, spearheaded by British military forces that included Highland regiments, the Scottish Great Highland bagpipe became well known worldwide. This surge in popularity was boosted by large numbers of pipers trained for military service in World War I and World War II. This coincided with a decline in the popularity of many traditional forms of bagpipe throughout Europe, which began to be displaced by instruments from the classical tradition and later by gramophone and radio.
As pipers were easily identifiable, combat losses were high, estimated at one thousand in World War I. A front line role was prohibited following high losses in the Second Battle of El Alamein in 1943, though a few later instances occurred.
In the United Kingdom and Commonwealth Nations such as Canada, New Zealand and Australia, the Great Highland bagpipe is commonly used in the military and is often played during formal ceremonies. Foreign militaries patterned after the British army have also adopted the Highland bagpipe, including those of Uganda, Sudan, India, Pakistan, Sri Lanka, Jordan, and Oman. Many police and fire services in Scotland, Canada, Australia, New Zealand, Hong Kong, and the United States have also adopted the tradition of fielding pipe bands.
In recent years, often driven by revivals of native folk music and dance, many types of bagpipes have enjoyed a resurgence in popularity and, in many cases, instruments that had fallen into obscurity have become extremely popular. In Brittany, the Great Highland bagpipe and concept of the pipe band were appropriated to create a Breton interpretation known as the bagad. The pipe-band idiom has also been adopted and applied to the Galician gaita as well. Bagpipes have often been used in various films depicting moments from Scottish and Irish history; the film Braveheart and the theatrical show Riverdance have served to make the uilleann pipes more commonly known.
Bagpipes are sometimes played at formal events at Commonwealth universities, particularly in Canada. Because of Scottish influences on the sport of curling, bagpipes are also the official instrument of the World Curling Federation and are commonly played during a ceremonial procession of teams before major curling championships.
Bagpipe making was once a craft that produced instruments in many distinctive, local and traditional styles. Today, the world's largest producer of the instrument is Pakistan, where the industry was worth $6.8 million in 2010. In the late 20th century, various models of electronic bagpipes were invented. The first custom-built MIDI bagpipes were developed by the Asturian piper known as Hevia (José Ángel Hevia Velasco).
Astronaut Kjell N. Lindgren is thought to be the first person to play the bagpipes in outer space, having played "Amazing Grace" in tribute to late research scientist Victor Hurst aboard the International Space Station in November 2015.
Traditionally, one of the purposes of the bagpipe was to provide music for dancing. This has declined with the growth of dance bands, recordings, and the decline of traditional dance. In turn, this has led to many types of pipes developing a performance-led tradition, and indeed much modern music based on the dance music tradition played on bagpipes is suitable for use as dance music.
Numerous types of bagpipes today are widely spread across Europe, the Middle East and North Africa as well as through much of the former British Empire. The name bagpipe has almost become synonymous with its best-known form, the Great Highland bagpipe, overshadowing the great number and variety of traditional forms of bagpipe. Despite the decline of these other types of pipes over the last few centuries, in recent years many of these pipes have seen a resurgence or revival as musicians have sought them out; for example, the Irish piping tradition, which by the mid 20th century had declined to a handful of master players is today alive, well, and flourishing, a situation similar to that of the Asturian gaita, the Galician gaita, the Portuguese gaita transmontana, the Aragonese gaita de boto, Northumbrian smallpipes, the Breton biniou, the Balkan gaida, the Romanian cimpoi, the Black Sea tulum, the Scottish smallpipes and pastoral pipes, as well as other varieties. Bulgaria has the Kaba gaida, a large bagpipe of the Rhodope mountains with a hexagonal and rounded drone, often described as a deep-sounding gaida and the Dzhura gaida with a straight conical drone and of a higher pitch. The Macedonian gaida is structurally between a kaba and dzhura gaida and described as a medium pitched gaida.
In Southeastern Europe and Eastern Europe bagpipes known as gaida include: the Albanian: gajde, mishnica, bishnica, Aromanian: gaidã, Bulgarian: гайда (gaida), Greek: γκάιντα (gáida) τσαμπούνα (tsaboúna) or ασκομαντουρα (askomandoura), Macedonian: гајда (gajda), Serbo-Croatian: gajda/гајда, Turkish: gayda also tulum and Ukrainian: gayda / ґайда.
In Tunisia, it is known by the name "mezwed". It is used in the Tunisian pop music genre, also called mezwed, that is named after the instrument.
Since the 1960s, bagpipes have also made appearances in other forms of music, including rock, metal, jazz, hip-hop, punk, and classical music, for example with Paul McCartney's "Mull of Kintyre", AC/DC's "It's a Long Way to the Top (If You Wanna Rock 'n' Roll)", and Peter Maxwell Davies's composition An Orkney Wedding, with Sunrise.
Periodicals covering specific types of bagpipes are addressed in the article for that bagpipe | [
{
"paragraph_id": 0,
"text": "Bagpipes are a woodwind instrument using enclosed reeds fed from a constant reservoir of air in the form of a bag. The Great Highland bagpipes are well known, but people have played bagpipes for centuries throughout large parts of Europe, Northern Africa, Western Asia, around the Persian Gulf and northern parts of South Asia.",
"title": ""
},
{
"paragraph_id": 1,
"text": "The term bagpipe is equally correct in the singular or the plural, though pipers usually refer to the bagpipes as \"the pipes\", \"a set of pipes\" or \"a stand of pipes\".",
"title": ""
},
{
"paragraph_id": 2,
"text": "A set of bagpipes minimally consists of an air supply, a bag, a chanter, and usually at least one drone. Many bagpipes have more than one drone (and, sometimes, more than one chanter) in various combinations, held in place in stocks—sockets that fasten the various pipes to the bag.",
"title": "Construction"
},
{
"paragraph_id": 3,
"text": "The most common method of supplying air to the bag is through blowing into a blowpipe or blowstick. In some pipes the player must cover the tip of the blowpipe with the tongue while inhaling, in order to prevent unwanted deflation of the bag, but most blowpipes have a non-return valve that eliminates this need. In recent times, there are many instruments that assist in creating a clean air flow to the pipes and assist the collection of condensation.",
"title": "Construction"
},
{
"paragraph_id": 4,
"text": "The use of a bellows to supply air is an innovation dating from the 16th or 17th century. In these pipes, sometimes called \"cauld wind pipes,\" air is not heated or moistened by the player's breathing, so bellows-driven bagpipes can use more refined or delicate reeds. Such pipes include the Irish uilleann pipes; the border or Lowland pipes, Scottish smallpipes, Northumbrian smallpipes and pastoral pipes in Britain; the musette de cour, the musette bechonnet and the cabrette in France; and the Dudy [pl], koziol bialy, and koziol czarny in Poland.",
"title": "Construction"
},
{
"paragraph_id": 5,
"text": "The bag is an airtight reservoir that holds air and regulates its flow via arm pressure, allowing the player to maintain continuous, even sound. The player keeps the bag inflated by blowing air into it through a blowpipe or by pumping air into it with a bellows. Materials used for bags vary widely, but the most common are the skins of local animals such as goats, dogs, sheep, and cows. More recently, bags made of synthetic materials including Gore-Tex have become much more common. Some synthetic bags have zips that allow the player to fit a more effective moisture trap to the inside of the bag. However, synthetic bags still carry a risk of colonisation by fungal spores, and the associated danger of lung infection if they are not kept clean, even if they otherwise require less cleaning than do bags made from natural substances.",
"title": "Construction"
},
{
"paragraph_id": 6,
"text": "Bags cut from larger materials are usually saddle-stitched with an extra strip folded over the seam and stitched (for skin bags) or glued (for synthetic bags) to reduce leaks. Holes are then cut to accommodate the stocks. In the case of bags made from largely intact animal skins, the stocks are typically tied into the points where the limbs and the head joined the body of the whole animal, a construction technique common in Central Europe. Different regions have different ways of treating the hide. The simplest methods involve just the use of salt, while more complex treatments involve milk, flour, and the removal of fur. The hide is normally turned inside out so that the fur is on the inside of the bag, as this helps to reduce the effect of moisture buildup within the bag.",
"title": "Construction"
},
{
"paragraph_id": 7,
"text": "The chanter is the melody pipe, played with two hands. All bagpipes have at least one chanter; some pipes have two chanters, particularly those in North Africa, in the Balkans, and in Southwest Asia. A chanter can be bored internally so that the inside walls are parallel (or \"cylindrical\") for its full length, or it can be bored in a conical shape. Popular woods include boxwood, cornel, plum or other fruit wood.",
"title": "Construction"
},
{
"paragraph_id": 8,
"text": "The chanter is usually open-ended, so there is no easy way for the player to stop the pipe from sounding. Thus most bagpipes share a constant legato sound with no rests in the music. Primarily because of this inability to stop playing, technical movements are made to break up notes and to create the illusion of articulation and accents. Because of their importance, these embellishments (or \"ornaments\") are often highly technical systems specific to each bagpipe, and take many years of study to master. A few bagpipes (such as the musette de cour, the uilleann pipes, the Northumbrian smallpipes, the piva and the left chanter of the surdelina) have closed ends or stop the end on the player's leg, so that when the player \"closes\" (covers all the holes), the chanter becomes silent.",
"title": "Construction"
},
{
"paragraph_id": 9,
"text": "A practice chanter is a chanter without bag or drones and has a much quieter reed, allowing a player to practice the instrument quietly and with no variables other than playing the chanter.",
"title": "Construction"
},
{
"paragraph_id": 10,
"text": "The term chanter is derived from the Latin cantare, or \"to sing\", much like the modern French verb meaning \"to sing\", chanter.",
"title": "Construction"
},
{
"paragraph_id": 11,
"text": "A distinctive feature of the gaida's chanter (which it shares with a number of other Eastern European bagpipes) is the \"flea-hole\" (also known as a mumbler or voicer, marmorka) which is covered by the index finger of the left hand. The flea-hole is smaller than the rest and usually consists of a small tube that is made out of metal or a chicken or duck feather. Uncovering the flea-hole raises any note played by a half step, and it is used in creating the musical ornamentation that gives Balkan music its unique character.",
"title": "Construction"
},
{
"paragraph_id": 12,
"text": "Some types of gaida can have a double bored chanter, such as the Serbian three-voiced gajde. It has eight fingerholes: the top four are covered by the thumb and the first three fingers of the left hand, then the four fingers of the right hand cover the remaining four holes.",
"title": "Construction"
},
{
"paragraph_id": 13,
"text": "The note from the chanter is produced by a reed installed at its top. The reed may be a single (a reed with one vibrating tongue) or double reed (of two pieces that vibrate against each other). Double reeds are used with both conical- and parallel-bored chanters while single reeds are generally (although not exclusively) limited to parallel-bored chanters. In general, double-reed chanters are found in pipes of Western Europe while single-reed chanters appear in most other regions.",
"title": "Construction"
},
{
"paragraph_id": 14,
"text": "They are made from reed (arundo donax or Phragmites), bamboo, or elder. A more modern variant for the reed is a combination of a cotton phenolic (Hgw2082) material from which the body of the reed is made and a clarinet reed cut to size in order to fit the body. These type of reeds produce a louder sound and are not so sensitive to humidity and temperature changes.",
"title": "Construction"
},
{
"paragraph_id": 15,
"text": "Most bagpipes have at least one drone, a pipe that generally is not fingered but rather produces a constant harmonizing note throughout play (usually the tonic note of the chanter). Exceptions are generally those pipes that have a double-chanter instead. A drone is most commonly a cylindrically bored tube with a single reed, although drones with double reeds exist. The drone is generally designed in two or more parts with a sliding joint so that the pitch of the drone can be adjusted.",
"title": "Construction"
},
{
"paragraph_id": 16,
"text": "Depending on the type of pipes, the drones may lie over the shoulder, across the arm opposite the bag, or may run parallel to the chanter. Some drones have a tuning screw, which effectively alters the length of the drone by opening a hole, allowing the drone to be tuned to two or more distinct pitches. The tuning screw may also shut off the drone altogether. In most types of pipes with one drone, it is pitched two octaves below the tonic of the chanter. Additional drones often add the octave below and then a drone consonant with the fifth of the chanter.",
"title": "Construction"
},
{
"paragraph_id": 17,
"text": "The evidence for bagpipes prior to the 13th century AD is still uncertain, but several textual and visual clues have been suggested. The Oxford History of Music posits that a sculpture of bagpipes has been found on a Hittite slab at Euyuk in Anatolia, dated to 1000 BC. Another interpretation of this sculpture suggests that it instead depicts a pan flute played along with a friction drum.",
"title": "History"
},
{
"paragraph_id": 18,
"text": "Several authors identify the ancient Greek askaulos (ἀσκός askos – wine-skin, αὐλός aulos – reed pipe) with the bagpipe. In the 2nd century AD, Suetonius described the Roman emperor Nero as a player of the tibia utricularis. Dio Chrysostom wrote in the 1st century of a contemporary sovereign (possibly Nero) who could play a pipe (tibia, Roman reedpipes similar to Greek and Etruscan instruments) with his mouth as well as by tucking a bladder beneath his armpit. Vereno suggests that such instruments, rather than being seen as an independent class, were understood as variants on mouth-blown instruments that used a bag as an alternative blowing aid and that it was not until drones were added in the European Medieval era that bagpipes were seen as a distinct class.",
"title": "History"
},
{
"paragraph_id": 19,
"text": "In the early part of the second millennium, representation of bagpipes began to appear with frequency in Western European art and iconography. The Cantigas de Santa Maria, written in Galician-Portuguese and compiled in Castile in the mid-13th century, depicts several types of bagpipes. Several illustrations of bagpipes also appear in the Chronique dite de Baudoin d’Avesnes, a 13th-century manuscript of northern French origin. Although evidence of bagpipes in the British Isles prior to the 14th century is contested, they are explicitly mentioned in The Canterbury Tales (written around 1380):",
"title": "History"
},
{
"paragraph_id": 20,
"text": "A baggepype wel coude he blowe and sowne, /And ther-with-al he broghte us out of towne.",
"title": "History"
},
{
"paragraph_id": 21,
"text": "Bagpipes were also frequent subjects for carvers of wooden choir stalls in the late 15th and early 16th century throughout Europe, sometimes with animal musicians.",
"title": "History"
},
{
"paragraph_id": 22,
"text": "Actual specimens of bagpipes from before the 18th century are extremely rare; however, a substantial number of paintings, carvings, engravings, and manuscript illuminations survive. These artefacts are clear evidence that bagpipes varied widely throughout Europe, and even within individual regions. Many examples of early folk bagpipes in continental Europe can be found in the paintings of Brueghel, Teniers, Jordaens, and Durer.",
"title": "History"
},
{
"paragraph_id": 23,
"text": "The earliest known artefact identified as a part of a bagpipe is a chanter found in 1985 at Rostock, Germany, that has been dated to the late 14th century or the first quarter of the 15th century.",
"title": "History"
},
{
"paragraph_id": 24,
"text": "The first clear reference to the use of the Scottish Highland bagpipes is from a French history that mentions their use at the Battle of Pinkie in 1547. George Buchanan (1506–82) claimed that bagpipes had replaced the trumpet on the battlefield. This period saw the creation of the ceòl mór (great music) of the bagpipe, which reflected its martial origins, with battle tunes, marches, gatherings, salutes and laments. The Highlands of the early 17th century saw the development of piping families including the MacCrimmonds, MacArthurs, MacGregors, and the Mackays of Gairloch.",
"title": "History"
},
{
"paragraph_id": 25,
"text": "The earliest Irish mention of the bagpipe is in 1206, approximately thirty years after the Anglo-Norman invasion; another mention attributes their use to Irish troops in Henry VIII's siege of Boulogne. Illustrations in the 1581 book The Image of Irelande by John Derricke clearly depict a bagpiper. Derricke's illustrations are considered to be reasonably faithful depictions of the attire and equipment of the English and Irish population of the 16th century.",
"title": "History"
},
{
"paragraph_id": 26,
"text": "The \"Battell\" sequence from My Ladye Nevells Booke (1591) by William Byrd, which probably alludes to the Irish wars of 1578, contains a piece entitled The bagpipe: & the drone. In 1760, the first serious study of the Scottish Highland bagpipe and its music was attempted in Joseph MacDonald's Compleat Theory. A manuscript from the 1730s by a William Dixon of Northumberland contains music that fits the border pipes, a nine-note bellows-blown bagpipe with a chanter similar to that of the modern Great Highland bagpipe. However, the music in Dixon's manuscript varied greatly from modern Highland bagpipe tunes, consisting mostly of extended variation sets of common dance tunes. Some of the tunes in the Dixon manuscript correspond to those found in the early 19th century manuscript sources of Northumbrian smallpipe tunes, notably the rare book of 50 tunes, many with variations, by John Peacock.",
"title": "History"
},
{
"paragraph_id": 27,
"text": "As Western classical music developed, both in terms of musical sophistication and instrumental technology, bagpipes in many regions fell out of favour because of their limited range and function. This triggered a long, slow decline that continued, in most cases, into the 20th century.",
"title": "History"
},
{
"paragraph_id": 28,
"text": "Extensive and documented collections of traditional bagpipes may be found at the Metropolitan Museum of Art in New York City, the International Bagpipe Museum in Gijón, Spain, the Pitt Rivers Museum in Oxford, England and the Morpeth Chantry Bagpipe Museum in Northumberland, and the Musical Instrument Museum in Phoenix, Arizona.",
"title": "History"
},
{
"paragraph_id": 29,
"text": "The International Bagpipe Festival [cs] is held every two years in Strakonice, Czech Republic.",
"title": "History"
},
{
"paragraph_id": 30,
"text": "During the expansion of the British Empire, spearheaded by British military forces that included Highland regiments, the Scottish Great Highland bagpipe became well known worldwide. This surge in popularity was boosted by large numbers of pipers trained for military service in World War I and World War II. This coincided with a decline in the popularity of many traditional forms of bagpipe throughout Europe, which began to be displaced by instruments from the classical tradition and later by gramophone and radio.",
"title": "History"
},
{
"paragraph_id": 31,
"text": "As pipers were easily identifiable, combat losses were high, estimated at one thousand in World War I. A front line role was prohibited following high losses in the Second Battle of El Alamein in 1943, though a few later instances occurred.",
"title": "History"
},
{
"paragraph_id": 32,
"text": "In the United Kingdom and Commonwealth Nations such as Canada, New Zealand and Australia, the Great Highland bagpipe is commonly used in the military and is often played during formal ceremonies. Foreign militaries patterned after the British army have also adopted the Highland bagpipe, including those of Uganda, Sudan, India, Pakistan, Sri Lanka, Jordan, and Oman. Many police and fire services in Scotland, Canada, Australia, New Zealand, Hong Kong, and the United States have also adopted the tradition of fielding pipe bands.",
"title": "History"
},
{
"paragraph_id": 33,
"text": "In recent years, often driven by revivals of native folk music and dance, many types of bagpipes have enjoyed a resurgence in popularity and, in many cases, instruments that had fallen into obscurity have become extremely popular. In Brittany, the Great Highland bagpipe and concept of the pipe band were appropriated to create a Breton interpretation known as the bagad. The pipe-band idiom has also been adopted and applied to the Galician gaita as well. Bagpipes have often been used in various films depicting moments from Scottish and Irish history; the film Braveheart and the theatrical show Riverdance have served to make the uilleann pipes more commonly known.",
"title": "History"
},
{
"paragraph_id": 34,
"text": "Bagpipes are sometimes played at formal events at Commonwealth universities, particularly in Canada. Because of Scottish influences on the sport of curling, bagpipes are also the official instrument of the World Curling Federation and are commonly played during a ceremonial procession of teams before major curling championships.",
"title": "History"
},
{
"paragraph_id": 35,
"text": "Bagpipe making was once a craft that produced instruments in many distinctive, local and traditional styles. Today, the world's largest producer of the instrument is Pakistan, where the industry was worth $6.8 million in 2010. In the late 20th century, various models of electronic bagpipes were invented. The first custom-built MIDI bagpipes were developed by the Asturian piper known as Hevia (José Ángel Hevia Velasco).",
"title": "History"
},
{
"paragraph_id": 36,
"text": "Astronaut Kjell N. Lindgren is thought to be the first person to play the bagpipes in outer space, having played \"Amazing Grace\" in tribute to late research scientist Victor Hurst aboard the International Space Station in November 2015.",
"title": "History"
},
{
"paragraph_id": 37,
"text": "Traditionally, one of the purposes of the bagpipe was to provide music for dancing. This has declined with the growth of dance bands, recordings, and the decline of traditional dance. In turn, this has led to many types of pipes developing a performance-led tradition, and indeed much modern music based on the dance music tradition played on bagpipes is suitable for use as dance music.",
"title": "History"
},
{
"paragraph_id": 38,
"text": "Numerous types of bagpipes today are widely spread across Europe, the Middle East and North Africa as well as through much of the former British Empire. The name bagpipe has almost become synonymous with its best-known form, the Great Highland bagpipe, overshadowing the great number and variety of traditional forms of bagpipe. Despite the decline of these other types of pipes over the last few centuries, in recent years many of these pipes have seen a resurgence or revival as musicians have sought them out; for example, the Irish piping tradition, which by the mid 20th century had declined to a handful of master players is today alive, well, and flourishing, a situation similar to that of the Asturian gaita, the Galician gaita, the Portuguese gaita transmontana, the Aragonese gaita de boto, Northumbrian smallpipes, the Breton biniou, the Balkan gaida, the Romanian cimpoi, the Black Sea tulum, the Scottish smallpipes and pastoral pipes, as well as other varieties. Bulgaria has the Kaba gaida, a large bagpipe of the Rhodope mountains with a hexagonal and rounded drone, often described as a deep-sounding gaida and the Dzhura gaida with a straight conical drone and of a higher pitch. The Macedonian gaida is structurally between a kaba and dzhura gaida and described as a medium pitched gaida.",
"title": "Modern usage"
},
{
"paragraph_id": 39,
"text": "In Southeastern Europe and Eastern Europe bagpipes known as gaida include: the Albanian: gajde, mishnica, bishnica, Aromanian: gaidã, Bulgarian: гайда (gaida), Greek: γκάιντα (gáida) τσαμπούνα (tsaboúna) or ασκομαντουρα (askomandoura), Macedonian: гајда (gajda), Serbo-Croatian: gajda/гајда, Turkish: gayda also tulum and Ukrainian: gayda / ґайда.",
"title": "Modern usage"
},
{
"paragraph_id": 40,
"text": "In Tunisia, it is known by the name \"mezwed\". It is used in the Tunisian pop music genre, also called mezwed, that is named after the instrument.",
"title": "Modern usage"
},
{
"paragraph_id": 41,
"text": "Since the 1960s, bagpipes have also made appearances in other forms of music, including rock, metal, jazz, hip-hop, punk, and classical music, for example with Paul McCartney's \"Mull of Kintyre\", AC/DC's \"It's a Long Way to the Top (If You Wanna Rock 'n' Roll)\", and Peter Maxwell Davies's composition An Orkney Wedding, with Sunrise.",
"title": "Modern usage"
},
{
"paragraph_id": 42,
"text": "Periodicals covering specific types of bagpipes are addressed in the article for that bagpipe",
"title": "Publications"
}
] | Bagpipes are a woodwind instrument using enclosed reeds fed from a constant reservoir of air in the form of a bag. The Great Highland bagpipes are well known, but people have played bagpipes for centuries throughout large parts of Europe, Northern Africa, Western Asia, around the Persian Gulf and northern parts of South Asia. The term bagpipe is equally correct in the singular or the plural, though pipers usually refer to the bagpipes as "the pipes", "a set of pipes" or "a stand of pipes". | 2001-07-25T23:45:22Z | 2023-12-30T20:08:57Z | [
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3,952 | Bedrock Records | Bedrock Records is an English record label for trance, progressive house and techno started by John Digweed. Its name comes from a long running and successful club night held in Hastings and also at Heaven nightclub, London - both also called Bedrock. Bedrock Records has released many singles from artists such as Astro & Glyde, Brancaccio & Aisher, Steve Lawler, Shmuel Flash, Steve Porter, Sahar Z, Guy J, Henry Saiz, Stelios Vassiloudis, Electric Rescue, The Japanese Popstars and Jerry Bonham. Bedrock is also the name that Digweed and Muir use as their production moniker.
Bedrock has had different imprints: Bedrock Breaks, B_Rock and Black (Bedrock). Currently it has Bedrock Digital and one called Lost & Found belonging to Guy J.
The first Bedrock album compiled and mixed by John Digweed was released in 1999, containing several tracks signed to the Bedrock label.
In 2018, Digweed marked the 20th anniversary of the label with the release of Bedrock XX. | [
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"text": "Bedrock Records is an English record label for trance, progressive house and techno started by John Digweed. Its name comes from a long running and successful club night held in Hastings and also at Heaven nightclub, London - both also called Bedrock. Bedrock Records has released many singles from artists such as Astro & Glyde, Brancaccio & Aisher, Steve Lawler, Shmuel Flash, Steve Porter, Sahar Z, Guy J, Henry Saiz, Stelios Vassiloudis, Electric Rescue, The Japanese Popstars and Jerry Bonham. Bedrock is also the name that Digweed and Muir use as their production moniker.",
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] | Bedrock Records is an English record label for trance, progressive house and techno started by John Digweed. Its name comes from a long running and successful club night held in Hastings and also at Heaven nightclub, London - both also called Bedrock. Bedrock Records has released many singles from artists such as Astro & Glyde, Brancaccio & Aisher, Steve Lawler, Shmuel Flash, Steve Porter, Sahar Z, Guy J, Henry Saiz, Stelios Vassiloudis, Electric Rescue, The Japanese Popstars and Jerry Bonham. Bedrock is also the name that Digweed and Muir use as their production moniker. Bedrock has had different imprints: Bedrock Breaks, B_Rock and Black (Bedrock). Currently it has Bedrock Digital and one called Lost & Found belonging to Guy J. The first Bedrock album compiled and mixed by John Digweed was released in 1999, containing several tracks signed to the Bedrock label. In 2018, Digweed marked the 20th anniversary of the label with the release of Bedrock XX. | 2001-07-26T07:55:39Z | 2023-08-29T08:46:08Z | [
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3,954 | Biochemistry | Biochemistry or biological chemistry is the study of chemical processes within and relating to living organisms. A sub-discipline of both chemistry and biology, biochemistry may be divided into three fields: structural biology, enzymology, and metabolism. Over the last decades of the 20th century, biochemistry has become successful at explaining living processes through these three disciplines. Almost all areas of the life sciences are being uncovered and developed through biochemical methodology and research. Biochemistry focuses on understanding the chemical basis which allows biological molecules to give rise to the processes that occur within living cells and between cells, in turn relating greatly to the understanding of tissues and organs as well as organism structure and function. Biochemistry is closely related to molecular biology, the study of the molecular mechanisms of biological phenomena.
Much of biochemistry deals with the structures, bonding, functions, and interactions of biological macromolecules such as proteins, nucleic acids, carbohydrates, and lipids. They provide the structure of cells and perform many of the functions associated with life. The chemistry of the cell also depends upon the reactions of small molecules and ions. These can be inorganic (for example, water and metal ions) or organic (for example, the amino acids, which are used to synthesize proteins). The mechanisms used by cells to harness energy from their environment via chemical reactions are known as metabolism. The findings of biochemistry are applied primarily in medicine, nutrition and agriculture. In medicine, biochemists investigate the causes and cures of diseases. Nutrition studies how to maintain health and wellness and also the effects of nutritional deficiencies. In agriculture, biochemists investigate soil and fertilizers with the goal of improving crop cultivation, crop storage, and pest control. In recent decades, biochemical principles and methods have been combined with problem-solving approaches from engineering to manipulate living systems in order to produce useful tools for research, industrial processes, and diagnosis and control of disease—the discipline of biotechnology.
At its most comprehensive definition, biochemistry can be seen as a study of the components and composition of living things and how they come together to become life. In this sense, the history of biochemistry may therefore go back as far as the ancient Greeks. However, biochemistry as a specific scientific discipline began sometime in the 19th century, or a little earlier, depending on which aspect of biochemistry is being focused on. Some argued that the beginning of biochemistry may have been the discovery of the first enzyme, diastase (now called amylase), in 1833 by Anselme Payen, while others considered Eduard Buchner's first demonstration of a complex biochemical process alcoholic fermentation in cell-free extracts in 1897 to be the birth of biochemistry. Some might also point as its beginning to the influential 1842 work by Justus von Liebig, Animal chemistry, or, Organic chemistry in its applications to physiology and pathology, which presented a chemical theory of metabolism, or even earlier to the 18th century studies on fermentation and respiration by Antoine Lavoisier. Many other pioneers in the field who helped to uncover the layers of complexity of biochemistry have been proclaimed founders of modern biochemistry. Emil Fischer, who studied the chemistry of proteins, and F. Gowland Hopkins, who studied enzymes and the dynamic nature of biochemistry, represent two examples of early biochemists.
The term "biochemistry" was first used when Vinzenz Kletzinsky (1826–1882) had his "Compendium der Biochemie" printed in Vienna in 1858; it derived from a combination of biology and chemistry. In 1877, Felix Hoppe-Seyler used the term (biochemie in German) as a synonym for physiological chemistry in the foreword to the first issue of Zeitschrift für Physiologische Chemie (Journal of Physiological Chemistry) where he argued for the setting up of institutes dedicated to this field of study. The German chemist Carl Neuberg however is often cited to have coined the word in 1903, while some credited it to Franz Hofmeister.
It was once generally believed that life and its materials had some essential property or substance (often referred to as the "vital principle") distinct from any found in non-living matter, and it was thought that only living beings could produce the molecules of life. In 1828, Friedrich Wöhler published a paper on his serendipitous urea synthesis from potassium cyanate and ammonium sulfate; some regarded that as a direct overthrow of vitalism and the establishment of organic chemistry. However, the Wöhler synthesis has sparked controversy as some reject the death of vitalism at his hands. Since then, biochemistry has advanced, especially since the mid-20th century, with the development of new techniques such as chromatography, X-ray diffraction, dual polarisation interferometry, NMR spectroscopy, radioisotopic labeling, electron microscopy and molecular dynamics simulations. These techniques allowed for the discovery and detailed analysis of many molecules and metabolic pathways of the cell, such as glycolysis and the Krebs cycle (citric acid cycle), and led to an understanding of biochemistry on a molecular level.
Another significant historic event in biochemistry is the discovery of the gene, and its role in the transfer of information in the cell. In the 1950s, James D. Watson, Francis Crick, Rosalind Franklin and Maurice Wilkins were instrumental in solving DNA structure and suggesting its relationship with the genetic transfer of information. In 1958, George Beadle and Edward Tatum received the Nobel Prize for work in fungi showing that one gene produces one enzyme. In 1988, Colin Pitchfork was the first person convicted of murder with DNA evidence, which led to the growth of forensic science. More recently, Andrew Z. Fire and Craig C. Mello received the 2006 Nobel Prize for discovering the role of RNA interference (RNAi) in the silencing of gene expression.
Around two dozen chemical elements are essential to various kinds of biological life. Most rare elements on Earth are not needed by life (exceptions being selenium and iodine), while a few common ones (aluminum and titanium) are not used. Most organisms share element needs, but there are a few differences between plants and animals. For example, ocean algae use bromine, but land plants and animals do not seem to need any. All animals require sodium, but is not an essential element for plants. Plants need boron and silicon, but animals may not (or may need ultra-small amounts).
Just six elements—carbon, hydrogen, nitrogen, oxygen, calcium and phosphorus—make up almost 99% of the mass of living cells, including those in the human body (see composition of the human body for a complete list). In addition to the six major elements that compose most of the human body, humans require smaller amounts of possibly 18 more.
The 4 main classes of molecules in biochemistry (often called biomolecules) are carbohydrates, lipids, proteins, and nucleic acids. Many biological molecules are polymers: in this terminology, monomers are relatively small macromolecules that are linked together to create large macromolecules known as polymers. When monomers are linked together to synthesize a biological polymer, they undergo a process called dehydration synthesis. Different macromolecules can assemble in larger complexes, often needed for biological activity.
Two of the main functions of carbohydrates are energy storage and providing structure. One of the common sugars known as glucose is a carbohydrate, but not all carbohydrates are sugars. There are more carbohydrates on Earth than any other known type of biomolecule; they are used to store energy and genetic information, as well as play important roles in cell to cell interactions and communications.
The simplest type of carbohydrate is a monosaccharide, which among other properties contains carbon, hydrogen, and oxygen, mostly in a ratio of 1:2:1 (generalized formula CnH2nOn, where n is at least 3). Glucose (C6H12O6) is one of the most important carbohydrates; others include fructose (C6H12O6), the sugar commonly associated with the sweet taste of fruits, and deoxyribose (C5H10O4), a component of DNA. A monosaccharide can switch between acyclic (open-chain) form and a cyclic form. The open-chain form can be turned into a ring of carbon atoms bridged by an oxygen atom created from the carbonyl group of one end and the hydroxyl group of another. The cyclic molecule has a hemiacetal or hemiketal group, depending on whether the linear form was an aldose or a ketose.
In these cyclic forms, the ring usually has 5 or 6 atoms. These forms are called furanoses and pyranoses, respectively—by analogy with furan and pyran, the simplest compounds with the same carbon-oxygen ring (although they lack the carbon-carbon double bonds of these two molecules). For example, the aldohexose glucose may form a hemiacetal linkage between the hydroxyl on carbon 1 and the oxygen on carbon 4, yielding a molecule with a 5-membered ring, called glucofuranose. The same reaction can take place between carbons 1 and 5 to form a molecule with a 6-membered ring, called glucopyranose. Cyclic forms with a 7-atom ring called heptoses are rare.
Two monosaccharides can be joined by a glycosidic or ester bond into a disaccharide through a dehydration reaction during which a molecule of water is released. The reverse reaction in which the glycosidic bond of a disaccharide is broken into two monosaccharides is termed hydrolysis. The best-known disaccharide is sucrose or ordinary sugar, which consists of a glucose molecule and a fructose molecule joined. Another important disaccharide is lactose found in milk, consisting of a glucose molecule and a galactose molecule. Lactose may be hydrolysed by lactase, and deficiency in this enzyme results in lactose intolerance.
When a few (around three to six) monosaccharides are joined, it is called an oligosaccharide (oligo- meaning "few"). These molecules tend to be used as markers and signals, as well as having some other uses. Many monosaccharides joined form a polysaccharide. They can be joined in one long linear chain, or they may be branched. Two of the most common polysaccharides are cellulose and glycogen, both consisting of repeating glucose monomers. Cellulose is an important structural component of plant's cell walls and glycogen is used as a form of energy storage in animals.
Sugar can be characterized by having reducing or non-reducing ends. A reducing end of a carbohydrate is a carbon atom that can be in equilibrium with the open-chain aldehyde (aldose) or keto form (ketose). If the joining of monomers takes place at such a carbon atom, the free hydroxy group of the pyranose or furanose form is exchanged with an OH-side-chain of another sugar, yielding a full acetal. This prevents opening of the chain to the aldehyde or keto form and renders the modified residue non-reducing. Lactose contains a reducing end at its glucose moiety, whereas the galactose moiety forms a full acetal with the C4-OH group of glucose. Saccharose does not have a reducing end because of full acetal formation between the aldehyde carbon of glucose (C1) and the keto carbon of fructose (C2).
Lipids comprise a diverse range of molecules and to some extent is a catchall for relatively water-insoluble or nonpolar compounds of biological origin, including waxes, fatty acids, fatty-acid derived phospholipids, sphingolipids, glycolipids, and terpenoids (e.g., retinoids and steroids). Some lipids are linear, open-chain aliphatic molecules, while others have ring structures. Some are aromatic (with a cyclic [ring] and planar [flat] structure) while others are not. Some are flexible, while others are rigid.
Lipids are usually made from one molecule of glycerol combined with other molecules. In triglycerides, the main group of bulk lipids, there is one molecule of glycerol and three fatty acids. Fatty acids are considered the monomer in that case, and may be saturated (no double bonds in the carbon chain) or unsaturated (one or more double bonds in the carbon chain).
Most lipids have some polar character in addition to being largely nonpolar. In general, the bulk of their structure is nonpolar or hydrophobic ("water-fearing"), meaning that it does not interact well with polar solvents like water. Another part of their structure is polar or hydrophilic ("water-loving") and will tend to associate with polar solvents like water. This makes them amphiphilic molecules (having both hydrophobic and hydrophilic portions). In the case of cholesterol, the polar group is a mere –OH (hydroxyl or alcohol). In the case of phospholipids, the polar groups are considerably larger and more polar, as described below.
Lipids are an integral part of our daily diet. Most oils and milk products that we use for cooking and eating like butter, cheese, ghee etc. are composed of fats. Vegetable oils are rich in various polyunsaturated fatty acids (PUFA). Lipid-containing foods undergo digestion within the body and are broken into fatty acids and glycerol, which are the final degradation products of fats and lipids. Lipids, especially phospholipids, are also used in various pharmaceutical products, either as co-solubilisers (e.g. in parenteral infusions) or else as drug carrier components (e.g. in a liposome or transfersome).
Proteins are very large molecules—macro-biopolymers—made from monomers called amino acids. An amino acid consists of an alpha carbon atom attached to an amino group, –NH2, a carboxylic acid group, –COOH (although these exist as –NH3 and –COO under physiologic conditions), a simple hydrogen atom, and a side chain commonly denoted as "–R". The side chain "R" is different for each amino acid of which there are 20 standard ones. It is this "R" group that made each amino acid different, and the properties of the side-chains greatly influence the overall three-dimensional conformation of a protein. Some amino acids have functions by themselves or in a modified form; for instance, glutamate functions as an important neurotransmitter. Amino acids can be joined via a peptide bond. In this dehydration synthesis, a water molecule is removed and the peptide bond connects the nitrogen of one amino acid's amino group to the carbon of the other's carboxylic acid group. The resulting molecule is called a dipeptide, and short stretches of amino acids (usually, fewer than thirty) are called peptides or polypeptides. Longer stretches merit the title proteins. As an example, the important blood serum protein albumin contains 585 amino acid residues.
Proteins can have structural and/or functional roles. For instance, movements of the proteins actin and myosin ultimately are responsible for the contraction of skeletal muscle. One property many proteins have is that they specifically bind to a certain molecule or class of molecules—they may be extremely selective in what they bind. Antibodies are an example of proteins that attach to one specific type of molecule. Antibodies are composed of heavy and light chains. Two heavy chains would be linked to two light chains through disulfide linkages between their amino acids. Antibodies are specific through variation based on differences in the N-terminal domain.
The enzyme-linked immunosorbent assay (ELISA), which uses antibodies, is one of the most sensitive tests modern medicine uses to detect various biomolecules. Probably the most important proteins, however, are the enzymes. Virtually every reaction in a living cell requires an enzyme to lower the activation energy of the reaction. These molecules recognize specific reactant molecules called substrates; they then catalyze the reaction between them. By lowering the activation energy, the enzyme speeds up that reaction by a rate of 10 or more; a reaction that would normally take over 3,000 years to complete spontaneously might take less than a second with an enzyme. The enzyme itself is not used up in the process and is free to catalyze the same reaction with a new set of substrates. Using various modifiers, the activity of the enzyme can be regulated, enabling control of the biochemistry of the cell as a whole.
The structure of proteins is traditionally described in a hierarchy of four levels. The primary structure of a protein consists of its linear sequence of amino acids; for instance, "alanine-glycine-tryptophan-serine-glutamate-asparagine-glycine-lysine-...". Secondary structure is concerned with local morphology (morphology being the study of structure). Some combinations of amino acids will tend to curl up in a coil called an α-helix or into a sheet called a β-sheet; some α-helixes can be seen in the hemoglobin schematic above. Tertiary structure is the entire three-dimensional shape of the protein. This shape is determined by the sequence of amino acids. In fact, a single change can change the entire structure. The alpha chain of hemoglobin contains 146 amino acid residues; substitution of the glutamate residue at position 6 with a valine residue changes the behavior of hemoglobin so much that it results in sickle-cell disease. Finally, quaternary structure is concerned with the structure of a protein with multiple peptide subunits, like hemoglobin with its four subunits. Not all proteins have more than one subunit.
Ingested proteins are usually broken up into single amino acids or dipeptides in the small intestine and then absorbed. They can then be joined to form new proteins. Intermediate products of glycolysis, the citric acid cycle, and the pentose phosphate pathway can be used to form all twenty amino acids, and most bacteria and plants possess all the necessary enzymes to synthesize them. Humans and other mammals, however, can synthesize only half of them. They cannot synthesize isoleucine, leucine, lysine, methionine, phenylalanine, threonine, tryptophan, and valine. Because they must be ingested, these are the essential amino acids. Mammals do possess the enzymes to synthesize alanine, asparagine, aspartate, cysteine, glutamate, glutamine, glycine, proline, serine, and tyrosine, the nonessential amino acids. While they can synthesize arginine and histidine, they cannot produce it in sufficient amounts for young, growing animals, and so these are often considered essential amino acids.
If the amino group is removed from an amino acid, it leaves behind a carbon skeleton called an α-keto acid. Enzymes called transaminases can easily transfer the amino group from one amino acid (making it an α-keto acid) to another α-keto acid (making it an amino acid). This is important in the biosynthesis of amino acids, as for many of the pathways, intermediates from other biochemical pathways are converted to the α-keto acid skeleton, and then an amino group is added, often via transamination. The amino acids may then be linked together to form a protein.
A similar process is used to break down proteins. It is first hydrolyzed into its component amino acids. Free ammonia (NH3), existing as the ammonium ion (NH4+) in blood, is toxic to life forms. A suitable method for excreting it must therefore exist. Different tactics have evolved in different animals, depending on the animals' needs. Unicellular organisms release the ammonia into the environment. Likewise, bony fish can release the ammonia into the water where it is quickly diluted. In general, mammals convert the ammonia into urea, via the urea cycle.
In order to determine whether two proteins are related, or in other words to decide whether they are homologous or not, scientists use sequence-comparison methods. Methods like sequence alignments and structural alignments are powerful tools that help scientists identify homologies between related molecules. The relevance of finding homologies among proteins goes beyond forming an evolutionary pattern of protein families. By finding how similar two protein sequences are, we acquire knowledge about their structure and therefore their function.
Nucleic acids, so-called because of their prevalence in cellular nuclei, is the generic name of the family of biopolymers. They are complex, high-molecular-weight biochemical macromolecules that can convey genetic information in all living cells and viruses. The monomers are called nucleotides, and each consists of three components: a nitrogenous heterocyclic base (either a purine or a pyrimidine), a pentose sugar, and a phosphate group.
The most common nucleic acids are deoxyribonucleic acid (DNA) and ribonucleic acid (RNA). The phosphate group and the sugar of each nucleotide bond with each other to form the backbone of the nucleic acid, while the sequence of nitrogenous bases stores the information. The most common nitrogenous bases are adenine, cytosine, guanine, thymine, and uracil. The nitrogenous bases of each strand of a nucleic acid will form hydrogen bonds with certain other nitrogenous bases in a complementary strand of nucleic acid (similar to a zipper). Adenine binds with thymine and uracil, thymine binds only with adenine, and cytosine and guanine can bind only with one another. Adenine and Thymine & Adenine and Uracil contains two hydrogen Bonds, while Hydrogen Bonds formed between cytosine and guanine are three in number.
Aside from the genetic material of the cell, nucleic acids often play a role as second messengers, as well as forming the base molecule for adenosine triphosphate (ATP), the primary energy-carrier molecule found in all living organisms. Also, the nitrogenous bases possible in the two nucleic acids are different: adenine, cytosine, and guanine occur in both RNA and DNA, while thymine occurs only in DNA and uracil occurs in RNA.
Glucose is an energy source in most life forms. For instance, polysaccharides are broken down into their monomers by enzymes (glycogen phosphorylase removes glucose residues from glycogen, a polysaccharide). Disaccharides like lactose or sucrose are cleaved into their two component monosaccharides.
Glucose is mainly metabolized by a very important ten-step pathway called glycolysis, the net result of which is to break down one molecule of glucose into two molecules of pyruvate. This also produces a net two molecules of ATP, the energy currency of cells, along with two reducing equivalents of converting NAD (nicotinamide adenine dinucleotide: oxidized form) to NADH (nicotinamide adenine dinucleotide: reduced form). This does not require oxygen; if no oxygen is available (or the cell cannot use oxygen), the NAD is restored by converting the pyruvate to lactate (lactic acid) (e.g. in humans) or to ethanol plus carbon dioxide (e.g. in yeast). Other monosaccharides like galactose and fructose can be converted into intermediates of the glycolytic pathway.
In aerobic cells with sufficient oxygen, as in most human cells, the pyruvate is further metabolized. It is irreversibly converted to acetyl-CoA, giving off one carbon atom as the waste product carbon dioxide, generating another reducing equivalent as NADH. The two molecules acetyl-CoA (from one molecule of glucose) then enter the citric acid cycle, producing two molecules of ATP, six more NADH molecules and two reduced (ubi)quinones (via FADH2 as enzyme-bound cofactor), and releasing the remaining carbon atoms as carbon dioxide. The produced NADH and quinol molecules then feed into the enzyme complexes of the respiratory chain, an electron transport system transferring the electrons ultimately to oxygen and conserving the released energy in the form of a proton gradient over a membrane (inner mitochondrial membrane in eukaryotes). Thus, oxygen is reduced to water and the original electron acceptors NAD and quinone are regenerated. This is why humans breathe in oxygen and breathe out carbon dioxide. The energy released from transferring the electrons from high-energy states in NADH and quinol is conserved first as proton gradient and converted to ATP via ATP synthase. This generates an additional 28 molecules of ATP (24 from the 8 NADH + 4 from the 2 quinols), totaling to 32 molecules of ATP conserved per degraded glucose (two from glycolysis + two from the citrate cycle). It is clear that using oxygen to completely oxidize glucose provides an organism with far more energy than any oxygen-independent metabolic feature, and this is thought to be the reason why complex life appeared only after Earth's atmosphere accumulated large amounts of oxygen.
In vertebrates, vigorously contracting skeletal muscles (during weightlifting or sprinting, for example) do not receive enough oxygen to meet the energy demand, and so they shift to anaerobic metabolism, converting glucose to lactate. The combination of glucose from noncarbohydrates origin, such as fat and proteins. This only happens when glycogen supplies in the liver are worn out. The pathway is a crucial reversal of glycolysis from pyruvate to glucose and can use many sources like amino acids, glycerol and Krebs Cycle. Large scale protein and fat catabolism usually occur when those suffer from starvation or certain endocrine disorders. The liver regenerates the glucose, using a process called gluconeogenesis. This process is not quite the opposite of glycolysis, and actually requires three times the amount of energy gained from glycolysis (six molecules of ATP are used, compared to the two gained in glycolysis). Analogous to the above reactions, the glucose produced can then undergo glycolysis in tissues that need energy, be stored as glycogen (or starch in plants), or be converted to other monosaccharides or joined into di- or oligosaccharides. The combined pathways of glycolysis during exercise, lactate's crossing via the bloodstream to the liver, subsequent gluconeogenesis and release of glucose into the bloodstream is called the Cori cycle.
Researchers in biochemistry use specific techniques native to biochemistry, but increasingly combine these with techniques and ideas developed in the fields of genetics, molecular biology, and biophysics. There is not a defined line between these disciplines. Biochemistry studies the chemistry required for biological activity of molecules, molecular biology studies their biological activity, genetics studies their heredity, which happens to be carried by their genome. This is shown in the following schematic that depicts one possible view of the relationships between the fields:
a. Fructose is not the only sugar found in fruits. Glucose and sucrose are also found in varying quantities in various fruits, and sometimes exceed the fructose present. For example, 32% of the edible portion of a date is glucose, compared with 24% fructose and 8% sucrose. However, peaches contain more sucrose (6.66%) than they do fructose (0.93%) or glucose (1.47%). | [
{
"paragraph_id": 0,
"text": "Biochemistry or biological chemistry is the study of chemical processes within and relating to living organisms. A sub-discipline of both chemistry and biology, biochemistry may be divided into three fields: structural biology, enzymology, and metabolism. Over the last decades of the 20th century, biochemistry has become successful at explaining living processes through these three disciplines. Almost all areas of the life sciences are being uncovered and developed through biochemical methodology and research. Biochemistry focuses on understanding the chemical basis which allows biological molecules to give rise to the processes that occur within living cells and between cells, in turn relating greatly to the understanding of tissues and organs as well as organism structure and function. Biochemistry is closely related to molecular biology, the study of the molecular mechanisms of biological phenomena.",
"title": ""
},
{
"paragraph_id": 1,
"text": "Much of biochemistry deals with the structures, bonding, functions, and interactions of biological macromolecules such as proteins, nucleic acids, carbohydrates, and lipids. They provide the structure of cells and perform many of the functions associated with life. The chemistry of the cell also depends upon the reactions of small molecules and ions. These can be inorganic (for example, water and metal ions) or organic (for example, the amino acids, which are used to synthesize proteins). The mechanisms used by cells to harness energy from their environment via chemical reactions are known as metabolism. The findings of biochemistry are applied primarily in medicine, nutrition and agriculture. In medicine, biochemists investigate the causes and cures of diseases. Nutrition studies how to maintain health and wellness and also the effects of nutritional deficiencies. In agriculture, biochemists investigate soil and fertilizers with the goal of improving crop cultivation, crop storage, and pest control. In recent decades, biochemical principles and methods have been combined with problem-solving approaches from engineering to manipulate living systems in order to produce useful tools for research, industrial processes, and diagnosis and control of disease—the discipline of biotechnology.",
"title": ""
},
{
"paragraph_id": 2,
"text": "At its most comprehensive definition, biochemistry can be seen as a study of the components and composition of living things and how they come together to become life. In this sense, the history of biochemistry may therefore go back as far as the ancient Greeks. However, biochemistry as a specific scientific discipline began sometime in the 19th century, or a little earlier, depending on which aspect of biochemistry is being focused on. Some argued that the beginning of biochemistry may have been the discovery of the first enzyme, diastase (now called amylase), in 1833 by Anselme Payen, while others considered Eduard Buchner's first demonstration of a complex biochemical process alcoholic fermentation in cell-free extracts in 1897 to be the birth of biochemistry. Some might also point as its beginning to the influential 1842 work by Justus von Liebig, Animal chemistry, or, Organic chemistry in its applications to physiology and pathology, which presented a chemical theory of metabolism, or even earlier to the 18th century studies on fermentation and respiration by Antoine Lavoisier. Many other pioneers in the field who helped to uncover the layers of complexity of biochemistry have been proclaimed founders of modern biochemistry. Emil Fischer, who studied the chemistry of proteins, and F. Gowland Hopkins, who studied enzymes and the dynamic nature of biochemistry, represent two examples of early biochemists.",
"title": "History"
},
{
"paragraph_id": 3,
"text": "The term \"biochemistry\" was first used when Vinzenz Kletzinsky (1826–1882) had his \"Compendium der Biochemie\" printed in Vienna in 1858; it derived from a combination of biology and chemistry. In 1877, Felix Hoppe-Seyler used the term (biochemie in German) as a synonym for physiological chemistry in the foreword to the first issue of Zeitschrift für Physiologische Chemie (Journal of Physiological Chemistry) where he argued for the setting up of institutes dedicated to this field of study. The German chemist Carl Neuberg however is often cited to have coined the word in 1903, while some credited it to Franz Hofmeister.",
"title": "History"
},
{
"paragraph_id": 4,
"text": "It was once generally believed that life and its materials had some essential property or substance (often referred to as the \"vital principle\") distinct from any found in non-living matter, and it was thought that only living beings could produce the molecules of life. In 1828, Friedrich Wöhler published a paper on his serendipitous urea synthesis from potassium cyanate and ammonium sulfate; some regarded that as a direct overthrow of vitalism and the establishment of organic chemistry. However, the Wöhler synthesis has sparked controversy as some reject the death of vitalism at his hands. Since then, biochemistry has advanced, especially since the mid-20th century, with the development of new techniques such as chromatography, X-ray diffraction, dual polarisation interferometry, NMR spectroscopy, radioisotopic labeling, electron microscopy and molecular dynamics simulations. These techniques allowed for the discovery and detailed analysis of many molecules and metabolic pathways of the cell, such as glycolysis and the Krebs cycle (citric acid cycle), and led to an understanding of biochemistry on a molecular level.",
"title": "History"
},
{
"paragraph_id": 5,
"text": "Another significant historic event in biochemistry is the discovery of the gene, and its role in the transfer of information in the cell. In the 1950s, James D. Watson, Francis Crick, Rosalind Franklin and Maurice Wilkins were instrumental in solving DNA structure and suggesting its relationship with the genetic transfer of information. In 1958, George Beadle and Edward Tatum received the Nobel Prize for work in fungi showing that one gene produces one enzyme. In 1988, Colin Pitchfork was the first person convicted of murder with DNA evidence, which led to the growth of forensic science. More recently, Andrew Z. Fire and Craig C. Mello received the 2006 Nobel Prize for discovering the role of RNA interference (RNAi) in the silencing of gene expression.",
"title": "History"
},
{
"paragraph_id": 6,
"text": "Around two dozen chemical elements are essential to various kinds of biological life. Most rare elements on Earth are not needed by life (exceptions being selenium and iodine), while a few common ones (aluminum and titanium) are not used. Most organisms share element needs, but there are a few differences between plants and animals. For example, ocean algae use bromine, but land plants and animals do not seem to need any. All animals require sodium, but is not an essential element for plants. Plants need boron and silicon, but animals may not (or may need ultra-small amounts).",
"title": "Starting materials: the chemical elements of life"
},
{
"paragraph_id": 7,
"text": "Just six elements—carbon, hydrogen, nitrogen, oxygen, calcium and phosphorus—make up almost 99% of the mass of living cells, including those in the human body (see composition of the human body for a complete list). In addition to the six major elements that compose most of the human body, humans require smaller amounts of possibly 18 more.",
"title": "Starting materials: the chemical elements of life"
},
{
"paragraph_id": 8,
"text": "The 4 main classes of molecules in biochemistry (often called biomolecules) are carbohydrates, lipids, proteins, and nucleic acids. Many biological molecules are polymers: in this terminology, monomers are relatively small macromolecules that are linked together to create large macromolecules known as polymers. When monomers are linked together to synthesize a biological polymer, they undergo a process called dehydration synthesis. Different macromolecules can assemble in larger complexes, often needed for biological activity.",
"title": "Biomolecules"
},
{
"paragraph_id": 9,
"text": "Two of the main functions of carbohydrates are energy storage and providing structure. One of the common sugars known as glucose is a carbohydrate, but not all carbohydrates are sugars. There are more carbohydrates on Earth than any other known type of biomolecule; they are used to store energy and genetic information, as well as play important roles in cell to cell interactions and communications.",
"title": "Biomolecules"
},
{
"paragraph_id": 10,
"text": "The simplest type of carbohydrate is a monosaccharide, which among other properties contains carbon, hydrogen, and oxygen, mostly in a ratio of 1:2:1 (generalized formula CnH2nOn, where n is at least 3). Glucose (C6H12O6) is one of the most important carbohydrates; others include fructose (C6H12O6), the sugar commonly associated with the sweet taste of fruits, and deoxyribose (C5H10O4), a component of DNA. A monosaccharide can switch between acyclic (open-chain) form and a cyclic form. The open-chain form can be turned into a ring of carbon atoms bridged by an oxygen atom created from the carbonyl group of one end and the hydroxyl group of another. The cyclic molecule has a hemiacetal or hemiketal group, depending on whether the linear form was an aldose or a ketose.",
"title": "Biomolecules"
},
{
"paragraph_id": 11,
"text": "In these cyclic forms, the ring usually has 5 or 6 atoms. These forms are called furanoses and pyranoses, respectively—by analogy with furan and pyran, the simplest compounds with the same carbon-oxygen ring (although they lack the carbon-carbon double bonds of these two molecules). For example, the aldohexose glucose may form a hemiacetal linkage between the hydroxyl on carbon 1 and the oxygen on carbon 4, yielding a molecule with a 5-membered ring, called glucofuranose. The same reaction can take place between carbons 1 and 5 to form a molecule with a 6-membered ring, called glucopyranose. Cyclic forms with a 7-atom ring called heptoses are rare.",
"title": "Biomolecules"
},
{
"paragraph_id": 12,
"text": "Two monosaccharides can be joined by a glycosidic or ester bond into a disaccharide through a dehydration reaction during which a molecule of water is released. The reverse reaction in which the glycosidic bond of a disaccharide is broken into two monosaccharides is termed hydrolysis. The best-known disaccharide is sucrose or ordinary sugar, which consists of a glucose molecule and a fructose molecule joined. Another important disaccharide is lactose found in milk, consisting of a glucose molecule and a galactose molecule. Lactose may be hydrolysed by lactase, and deficiency in this enzyme results in lactose intolerance.",
"title": "Biomolecules"
},
{
"paragraph_id": 13,
"text": "When a few (around three to six) monosaccharides are joined, it is called an oligosaccharide (oligo- meaning \"few\"). These molecules tend to be used as markers and signals, as well as having some other uses. Many monosaccharides joined form a polysaccharide. They can be joined in one long linear chain, or they may be branched. Two of the most common polysaccharides are cellulose and glycogen, both consisting of repeating glucose monomers. Cellulose is an important structural component of plant's cell walls and glycogen is used as a form of energy storage in animals.",
"title": "Biomolecules"
},
{
"paragraph_id": 14,
"text": "Sugar can be characterized by having reducing or non-reducing ends. A reducing end of a carbohydrate is a carbon atom that can be in equilibrium with the open-chain aldehyde (aldose) or keto form (ketose). If the joining of monomers takes place at such a carbon atom, the free hydroxy group of the pyranose or furanose form is exchanged with an OH-side-chain of another sugar, yielding a full acetal. This prevents opening of the chain to the aldehyde or keto form and renders the modified residue non-reducing. Lactose contains a reducing end at its glucose moiety, whereas the galactose moiety forms a full acetal with the C4-OH group of glucose. Saccharose does not have a reducing end because of full acetal formation between the aldehyde carbon of glucose (C1) and the keto carbon of fructose (C2).",
"title": "Biomolecules"
},
{
"paragraph_id": 15,
"text": "Lipids comprise a diverse range of molecules and to some extent is a catchall for relatively water-insoluble or nonpolar compounds of biological origin, including waxes, fatty acids, fatty-acid derived phospholipids, sphingolipids, glycolipids, and terpenoids (e.g., retinoids and steroids). Some lipids are linear, open-chain aliphatic molecules, while others have ring structures. Some are aromatic (with a cyclic [ring] and planar [flat] structure) while others are not. Some are flexible, while others are rigid.",
"title": "Biomolecules"
},
{
"paragraph_id": 16,
"text": "Lipids are usually made from one molecule of glycerol combined with other molecules. In triglycerides, the main group of bulk lipids, there is one molecule of glycerol and three fatty acids. Fatty acids are considered the monomer in that case, and may be saturated (no double bonds in the carbon chain) or unsaturated (one or more double bonds in the carbon chain).",
"title": "Biomolecules"
},
{
"paragraph_id": 17,
"text": "Most lipids have some polar character in addition to being largely nonpolar. In general, the bulk of their structure is nonpolar or hydrophobic (\"water-fearing\"), meaning that it does not interact well with polar solvents like water. Another part of their structure is polar or hydrophilic (\"water-loving\") and will tend to associate with polar solvents like water. This makes them amphiphilic molecules (having both hydrophobic and hydrophilic portions). In the case of cholesterol, the polar group is a mere –OH (hydroxyl or alcohol). In the case of phospholipids, the polar groups are considerably larger and more polar, as described below.",
"title": "Biomolecules"
},
{
"paragraph_id": 18,
"text": "Lipids are an integral part of our daily diet. Most oils and milk products that we use for cooking and eating like butter, cheese, ghee etc. are composed of fats. Vegetable oils are rich in various polyunsaturated fatty acids (PUFA). Lipid-containing foods undergo digestion within the body and are broken into fatty acids and glycerol, which are the final degradation products of fats and lipids. Lipids, especially phospholipids, are also used in various pharmaceutical products, either as co-solubilisers (e.g. in parenteral infusions) or else as drug carrier components (e.g. in a liposome or transfersome).",
"title": "Biomolecules"
},
{
"paragraph_id": 19,
"text": "Proteins are very large molecules—macro-biopolymers—made from monomers called amino acids. An amino acid consists of an alpha carbon atom attached to an amino group, –NH2, a carboxylic acid group, –COOH (although these exist as –NH3 and –COO under physiologic conditions), a simple hydrogen atom, and a side chain commonly denoted as \"–R\". The side chain \"R\" is different for each amino acid of which there are 20 standard ones. It is this \"R\" group that made each amino acid different, and the properties of the side-chains greatly influence the overall three-dimensional conformation of a protein. Some amino acids have functions by themselves or in a modified form; for instance, glutamate functions as an important neurotransmitter. Amino acids can be joined via a peptide bond. In this dehydration synthesis, a water molecule is removed and the peptide bond connects the nitrogen of one amino acid's amino group to the carbon of the other's carboxylic acid group. The resulting molecule is called a dipeptide, and short stretches of amino acids (usually, fewer than thirty) are called peptides or polypeptides. Longer stretches merit the title proteins. As an example, the important blood serum protein albumin contains 585 amino acid residues.",
"title": "Biomolecules"
},
{
"paragraph_id": 20,
"text": "Proteins can have structural and/or functional roles. For instance, movements of the proteins actin and myosin ultimately are responsible for the contraction of skeletal muscle. One property many proteins have is that they specifically bind to a certain molecule or class of molecules—they may be extremely selective in what they bind. Antibodies are an example of proteins that attach to one specific type of molecule. Antibodies are composed of heavy and light chains. Two heavy chains would be linked to two light chains through disulfide linkages between their amino acids. Antibodies are specific through variation based on differences in the N-terminal domain.",
"title": "Biomolecules"
},
{
"paragraph_id": 21,
"text": "The enzyme-linked immunosorbent assay (ELISA), which uses antibodies, is one of the most sensitive tests modern medicine uses to detect various biomolecules. Probably the most important proteins, however, are the enzymes. Virtually every reaction in a living cell requires an enzyme to lower the activation energy of the reaction. These molecules recognize specific reactant molecules called substrates; they then catalyze the reaction between them. By lowering the activation energy, the enzyme speeds up that reaction by a rate of 10 or more; a reaction that would normally take over 3,000 years to complete spontaneously might take less than a second with an enzyme. The enzyme itself is not used up in the process and is free to catalyze the same reaction with a new set of substrates. Using various modifiers, the activity of the enzyme can be regulated, enabling control of the biochemistry of the cell as a whole.",
"title": "Biomolecules"
},
{
"paragraph_id": 22,
"text": "The structure of proteins is traditionally described in a hierarchy of four levels. The primary structure of a protein consists of its linear sequence of amino acids; for instance, \"alanine-glycine-tryptophan-serine-glutamate-asparagine-glycine-lysine-...\". Secondary structure is concerned with local morphology (morphology being the study of structure). Some combinations of amino acids will tend to curl up in a coil called an α-helix or into a sheet called a β-sheet; some α-helixes can be seen in the hemoglobin schematic above. Tertiary structure is the entire three-dimensional shape of the protein. This shape is determined by the sequence of amino acids. In fact, a single change can change the entire structure. The alpha chain of hemoglobin contains 146 amino acid residues; substitution of the glutamate residue at position 6 with a valine residue changes the behavior of hemoglobin so much that it results in sickle-cell disease. Finally, quaternary structure is concerned with the structure of a protein with multiple peptide subunits, like hemoglobin with its four subunits. Not all proteins have more than one subunit.",
"title": "Biomolecules"
},
{
"paragraph_id": 23,
"text": "Ingested proteins are usually broken up into single amino acids or dipeptides in the small intestine and then absorbed. They can then be joined to form new proteins. Intermediate products of glycolysis, the citric acid cycle, and the pentose phosphate pathway can be used to form all twenty amino acids, and most bacteria and plants possess all the necessary enzymes to synthesize them. Humans and other mammals, however, can synthesize only half of them. They cannot synthesize isoleucine, leucine, lysine, methionine, phenylalanine, threonine, tryptophan, and valine. Because they must be ingested, these are the essential amino acids. Mammals do possess the enzymes to synthesize alanine, asparagine, aspartate, cysteine, glutamate, glutamine, glycine, proline, serine, and tyrosine, the nonessential amino acids. While they can synthesize arginine and histidine, they cannot produce it in sufficient amounts for young, growing animals, and so these are often considered essential amino acids.",
"title": "Biomolecules"
},
{
"paragraph_id": 24,
"text": "If the amino group is removed from an amino acid, it leaves behind a carbon skeleton called an α-keto acid. Enzymes called transaminases can easily transfer the amino group from one amino acid (making it an α-keto acid) to another α-keto acid (making it an amino acid). This is important in the biosynthesis of amino acids, as for many of the pathways, intermediates from other biochemical pathways are converted to the α-keto acid skeleton, and then an amino group is added, often via transamination. The amino acids may then be linked together to form a protein.",
"title": "Biomolecules"
},
{
"paragraph_id": 25,
"text": "A similar process is used to break down proteins. It is first hydrolyzed into its component amino acids. Free ammonia (NH3), existing as the ammonium ion (NH4+) in blood, is toxic to life forms. A suitable method for excreting it must therefore exist. Different tactics have evolved in different animals, depending on the animals' needs. Unicellular organisms release the ammonia into the environment. Likewise, bony fish can release the ammonia into the water where it is quickly diluted. In general, mammals convert the ammonia into urea, via the urea cycle.",
"title": "Biomolecules"
},
{
"paragraph_id": 26,
"text": "In order to determine whether two proteins are related, or in other words to decide whether they are homologous or not, scientists use sequence-comparison methods. Methods like sequence alignments and structural alignments are powerful tools that help scientists identify homologies between related molecules. The relevance of finding homologies among proteins goes beyond forming an evolutionary pattern of protein families. By finding how similar two protein sequences are, we acquire knowledge about their structure and therefore their function.",
"title": "Biomolecules"
},
{
"paragraph_id": 27,
"text": "Nucleic acids, so-called because of their prevalence in cellular nuclei, is the generic name of the family of biopolymers. They are complex, high-molecular-weight biochemical macromolecules that can convey genetic information in all living cells and viruses. The monomers are called nucleotides, and each consists of three components: a nitrogenous heterocyclic base (either a purine or a pyrimidine), a pentose sugar, and a phosphate group.",
"title": "Biomolecules"
},
{
"paragraph_id": 28,
"text": "The most common nucleic acids are deoxyribonucleic acid (DNA) and ribonucleic acid (RNA). The phosphate group and the sugar of each nucleotide bond with each other to form the backbone of the nucleic acid, while the sequence of nitrogenous bases stores the information. The most common nitrogenous bases are adenine, cytosine, guanine, thymine, and uracil. The nitrogenous bases of each strand of a nucleic acid will form hydrogen bonds with certain other nitrogenous bases in a complementary strand of nucleic acid (similar to a zipper). Adenine binds with thymine and uracil, thymine binds only with adenine, and cytosine and guanine can bind only with one another. Adenine and Thymine & Adenine and Uracil contains two hydrogen Bonds, while Hydrogen Bonds formed between cytosine and guanine are three in number.",
"title": "Biomolecules"
},
{
"paragraph_id": 29,
"text": "Aside from the genetic material of the cell, nucleic acids often play a role as second messengers, as well as forming the base molecule for adenosine triphosphate (ATP), the primary energy-carrier molecule found in all living organisms. Also, the nitrogenous bases possible in the two nucleic acids are different: adenine, cytosine, and guanine occur in both RNA and DNA, while thymine occurs only in DNA and uracil occurs in RNA.",
"title": "Biomolecules"
},
{
"paragraph_id": 30,
"text": "Glucose is an energy source in most life forms. For instance, polysaccharides are broken down into their monomers by enzymes (glycogen phosphorylase removes glucose residues from glycogen, a polysaccharide). Disaccharides like lactose or sucrose are cleaved into their two component monosaccharides.",
"title": "Metabolism"
},
{
"paragraph_id": 31,
"text": "Glucose is mainly metabolized by a very important ten-step pathway called glycolysis, the net result of which is to break down one molecule of glucose into two molecules of pyruvate. This also produces a net two molecules of ATP, the energy currency of cells, along with two reducing equivalents of converting NAD (nicotinamide adenine dinucleotide: oxidized form) to NADH (nicotinamide adenine dinucleotide: reduced form). This does not require oxygen; if no oxygen is available (or the cell cannot use oxygen), the NAD is restored by converting the pyruvate to lactate (lactic acid) (e.g. in humans) or to ethanol plus carbon dioxide (e.g. in yeast). Other monosaccharides like galactose and fructose can be converted into intermediates of the glycolytic pathway.",
"title": "Metabolism"
},
{
"paragraph_id": 32,
"text": "In aerobic cells with sufficient oxygen, as in most human cells, the pyruvate is further metabolized. It is irreversibly converted to acetyl-CoA, giving off one carbon atom as the waste product carbon dioxide, generating another reducing equivalent as NADH. The two molecules acetyl-CoA (from one molecule of glucose) then enter the citric acid cycle, producing two molecules of ATP, six more NADH molecules and two reduced (ubi)quinones (via FADH2 as enzyme-bound cofactor), and releasing the remaining carbon atoms as carbon dioxide. The produced NADH and quinol molecules then feed into the enzyme complexes of the respiratory chain, an electron transport system transferring the electrons ultimately to oxygen and conserving the released energy in the form of a proton gradient over a membrane (inner mitochondrial membrane in eukaryotes). Thus, oxygen is reduced to water and the original electron acceptors NAD and quinone are regenerated. This is why humans breathe in oxygen and breathe out carbon dioxide. The energy released from transferring the electrons from high-energy states in NADH and quinol is conserved first as proton gradient and converted to ATP via ATP synthase. This generates an additional 28 molecules of ATP (24 from the 8 NADH + 4 from the 2 quinols), totaling to 32 molecules of ATP conserved per degraded glucose (two from glycolysis + two from the citrate cycle). It is clear that using oxygen to completely oxidize glucose provides an organism with far more energy than any oxygen-independent metabolic feature, and this is thought to be the reason why complex life appeared only after Earth's atmosphere accumulated large amounts of oxygen.",
"title": "Metabolism"
},
{
"paragraph_id": 33,
"text": "In vertebrates, vigorously contracting skeletal muscles (during weightlifting or sprinting, for example) do not receive enough oxygen to meet the energy demand, and so they shift to anaerobic metabolism, converting glucose to lactate. The combination of glucose from noncarbohydrates origin, such as fat and proteins. This only happens when glycogen supplies in the liver are worn out. The pathway is a crucial reversal of glycolysis from pyruvate to glucose and can use many sources like amino acids, glycerol and Krebs Cycle. Large scale protein and fat catabolism usually occur when those suffer from starvation or certain endocrine disorders. The liver regenerates the glucose, using a process called gluconeogenesis. This process is not quite the opposite of glycolysis, and actually requires three times the amount of energy gained from glycolysis (six molecules of ATP are used, compared to the two gained in glycolysis). Analogous to the above reactions, the glucose produced can then undergo glycolysis in tissues that need energy, be stored as glycogen (or starch in plants), or be converted to other monosaccharides or joined into di- or oligosaccharides. The combined pathways of glycolysis during exercise, lactate's crossing via the bloodstream to the liver, subsequent gluconeogenesis and release of glucose into the bloodstream is called the Cori cycle.",
"title": "Metabolism"
},
{
"paragraph_id": 34,
"text": "Researchers in biochemistry use specific techniques native to biochemistry, but increasingly combine these with techniques and ideas developed in the fields of genetics, molecular biology, and biophysics. There is not a defined line between these disciplines. Biochemistry studies the chemistry required for biological activity of molecules, molecular biology studies their biological activity, genetics studies their heredity, which happens to be carried by their genome. This is shown in the following schematic that depicts one possible view of the relationships between the fields:",
"title": "Relationship to other \"molecular-scale\" biological sciences"
},
{
"paragraph_id": 35,
"text": "a. Fructose is not the only sugar found in fruits. Glucose and sucrose are also found in varying quantities in various fruits, and sometimes exceed the fructose present. For example, 32% of the edible portion of a date is glucose, compared with 24% fructose and 8% sucrose. However, peaches contain more sucrose (6.66%) than they do fructose (0.93%) or glucose (1.47%).",
"title": "Notes"
}
] | Biochemistry or biological chemistry is the study of chemical processes within and relating to living organisms. A sub-discipline of both chemistry and biology, biochemistry may be divided into three fields: structural biology, enzymology, and metabolism. Over the last decades of the 20th century, biochemistry has become successful at explaining living processes through these three disciplines. Almost all areas of the life sciences are being uncovered and developed through biochemical methodology and research. Biochemistry focuses on understanding the chemical basis which allows biological molecules to give rise to the processes that occur within living cells and between cells, in turn relating greatly to the understanding of tissues and organs as well as organism structure and function. Biochemistry is closely related to molecular biology, the study of the molecular mechanisms of biological phenomena. Much of biochemistry deals with the structures, bonding, functions, and interactions of biological macromolecules such as proteins, nucleic acids, carbohydrates, and lipids. They provide the structure of cells and perform many of the functions associated with life. The chemistry of the cell also depends upon the reactions of small molecules and ions. These can be inorganic or organic. The mechanisms used by cells to harness energy from their environment via chemical reactions are known as metabolism. The findings of biochemistry are applied primarily in medicine, nutrition and agriculture. In medicine, biochemists investigate the causes and cures of diseases. Nutrition studies how to maintain health and wellness and also the effects of nutritional deficiencies. In agriculture, biochemists investigate soil and fertilizers with the goal of improving crop cultivation, crop storage, and pest control. In recent decades, biochemical principles and methods have been combined with problem-solving approaches from engineering to manipulate living systems in order to produce useful tools for research, industrial processes, and diagnosis and control of disease—the discipline of biotechnology. | 2001-11-10T09:17:35Z | 2023-11-30T19:56:30Z | [
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3,956 | Badminton | Badminton is a racquet sport played using racquets to hit a shuttlecock across a net. Although it may be played with larger teams, the most common forms of the game are "singles" (with one player per side) and "doubles" (with two players per side). Badminton is often played as a casual outdoor activity in a yard or on a beach; formal games are played on a rectangular indoor court. Points are scored by striking the shuttlecock with the racquet and landing it within the other team's half of the court.
Each side may only strike the shuttlecock once before it passes over the net. Play ends once the shuttlecock has struck the floor or ground, or if a fault has been called by the umpire, service judge, or (in their absence) the opposing side.
The shuttlecock is a feathered or (in informal matches) plastic projectile that flies differently from the balls used in many other sports. In particular, the feathers create much higher drag, causing the shuttlecock to decelerate more rapidly. Shuttlecocks also have a high top speed compared to the balls in other racquet sports. The flight of the shuttlecock gives the sport its distinctive nature.
The game developed in British India from the earlier game of battledore and shuttlecock. European play came to be dominated by Denmark but the game has become very popular in Asia, with recent competitions dominated by China. In 1992, badminton debuted as a Summer Olympic sport with four events: men's singles, women's singles, men's doubles, and women's doubles; mixed doubles was added four years later. At high levels of play, the sport demands excellent fitness: players require aerobic stamina, agility, strength, speed, and precision. It is also a technical sport, requiring good motor coordination and the development of sophisticated racquet movements.
Games employing shuttlecocks have been played for centuries across Eurasia, but the modern game of badminton developed in the mid-19th century among the expatriate officers of British India as a variant of the earlier game of battledore and shuttlecock. ("Battledore" was an older term for "racquet".) Its exact origin remains obscure. The name derives from the Duke of Beaufort's Badminton House in Gloucestershire, but why or when remains unclear. As early as 1860, a London toy dealer named Isaac Spratt published a booklet entitled Badminton Battledore – A New Game, but no copy is known to have survived. An 1863 article in The Cornhill Magazine describes badminton as "battledore and shuttlecock played with sides, across a string suspended some five feet from the ground".
The game originally developed in India among the British expatriates, where it was very popular by the 1870s. Ball badminton, a form of the game played with a wool ball instead of a shuttlecock, was being played in Thanjavur as early as the 1850s and was at first played interchangeably with badminton by the British, the woollen ball being preferred in windy or wet weather.
Early on, the game was also known as Poona or Poonah after the garrison town of Poona, where it was particularly popular and where the first rules for the game were drawn up in 1873. By 1875, officers returning home had started a badminton club in Folkestone. Initially, the sport was played with sides ranging from 1 to 4 players, but it was quickly established that games between two or four competitors worked the best. The shuttlecocks were coated with India rubber and, in outdoor play, sometimes weighted with lead. Although the depth of the net was of no consequence, it was preferred that it should reach the ground.
The sport was played under the Pune rules until 1887, when J. H. E. Hart of the Bath Badminton Club drew up revised regulations. In 1890, Hart and Bagnel Wild again revised the rules. The Badminton Association of England (BAE) published these rules in 1893 and officially launched the sport at a house called "Dunbar" in Portsmouth on 13 September. The BAE started the first badminton competition, the All England Open Badminton Championships for gentlemen's doubles, ladies' doubles, and mixed doubles, in 1899. Singles competitions were added in 1900 and an England–Ireland championship match appeared in 1904.
England, Scotland, Wales, Canada, Denmark, France, Ireland, the Netherlands, and New Zealand were the founding members of the International Badminton Federation in 1934, now known as the Badminton World Federation. India joined as an affiliate in 1936. The BWF now governs international badminton. Although initiated in England, competitive men's badminton has traditionally been dominated in Europe by Denmark. Worldwide, Asian nations have become dominant in international competition. China, Denmark, Indonesia, Malaysia, India, South Korea, Taiwan (playing as 'Chinese Taipei') and Japan are the nations which have consistently produced world-class players in the past few decades, with China being the greatest force in men's and women's competition recently. Great Britain, where the rules of the modern game were codified, is not among the top powers in the sport, but has had significant Olympic and World success in doubles play, especially mixed doubles.
The game has also become a popular backyard sport in the United States.
The following information is a simplified summary of badminton rules based on the BWF Statutes publication, Laws of Badminton.
The court is rectangular and divided into halves by a net. Courts are usually marked for both singles and doubles play, although badminton rules permit a court to be marked for singles only. The doubles court is wider than the singles court, but both are of the same length. The exception, which often causes confusion to newer players, is that the doubles court has a shorter serve-length dimension.
The full width of the court is 6.1 metres (20 feet), and in singles this width is reduced to 5.18 metres (17.0 feet). The full length of the court is 13.4 metres (44 feet). The service courts are marked by a centre line dividing the width of the court, by a short service line at a distance of 1.98 metres (6 feet 6 inches) from the net, and by the outer side and back boundaries. In doubles, the service court is also marked by a long service line, which is 0.76 metres (2 feet 6 inches) from the back boundary.
The net is 1.55 metres (5 feet 1 inch) high at the edges and 1.524 metres (5.00 feet) high in the centre. The net posts are placed over the doubles sidelines, even when singles is played.
The minimum height for the ceiling above the court is not mentioned in the Laws of Badminton. Nonetheless, a badminton court will not be suitable if the ceiling is likely to be hit on a high serve.
When the server serves, the shuttlecock must pass over the short service line on the opponents' court or it will count as a fault. The server and receiver must remain within their service courts, without touching the boundary lines, until the server strikes the shuttlecock. The other two players may stand wherever they wish, so long as they do not block the vision of the server or receiver.
At the start of the rally, the server and receiver stand in diagonally opposite service courts (see court dimensions). The server hits the shuttlecock so that it would land in the receiver's service court. This is similar to tennis, except that in a badminton serve the whole shuttle must be below 1.15 metres from the surface of the court at the instant of being hit by the server's racket, the shuttlecock is not allowed to bounce and in badminton, the players stand inside their service courts, unlike tennis.
When the serving side loses a rally, the server immediately passes to their opponent(s) (this differs from the old system where sometimes the serve passes to the doubles partner for what is known as a "second serve").
In singles, the server stands in their right service court when their score is even, and in their left service court when their score is odd.
In doubles, if the serving side wins a rally, the same player continues to serve, but he/she changes service courts so that she/he serves to a different opponent each time. If the opponents win the rally and their new score is even, the player in the right service court serves; if odd, the player in the left service court serves. The players' service courts are determined by their positions at the start of the previous rally, not by where they were standing at the end of the rally. A consequence of this system is that each time a side regains the service, the server will be the player who did not serve last time.
Each game is played to 21 points, with players scoring a point whenever they win a rally regardless of whether they served (this differs from the old system where players could only win a point on their serve and each game was played to 15 points). A match is the best of three games.
If the score ties at 20–20, then the game continues until one side gains a two-point lead (such as 24–22), except when there is a tie at 29–29, in which the game goes to a golden point of 30. Whoever scores this point wins the game.
At the start of a match, the shuttlecock is cast and the side towards which the shuttlecock is pointing serves first. Alternatively, a coin may be tossed, with the winners choosing whether to serve or receive first, or choosing which end of the court to occupy first, and their opponents making the leftover the remaining choice.
In subsequent games, the winners of the previous game serve first. Matches are best out of three: a player or pair must win two games (of 21 points each) to win the match. For the first rally of any doubles game, the serving pair may decide who serves and the receiving pair may decide who receives. The players change ends at the start of the second game; if the match reaches a third game, they change ends both at the start of the game and when the leading player's or pair's score reaches 11 points.
If a let is called, the rally is stopped and replayed with no change to the score. Lets may occur because of some unexpected disturbance such as a shuttlecock landing on a court (having been hit there by players playing in adjacent court) or in small halls the shuttle may touch an overhead rail which can be classed as a let.
If the receiver is not ready when the service is delivered, a let shall be called; yet, if the receiver attempts to return the shuttlecock, the receiver shall be judged to have been ready.
Badminton rules restrict the design and size of racquets and shuttlecocks.
Badminton racquets are lightweight, with top quality racquets weighing between 70 and 95 grams (2.5 and 3.4 ounces) not including grip or strings. They are composed of many different materials ranging from carbon fibre composite (graphite reinforced plastic) to solid steel, which may be augmented by a variety of materials. Carbon fibre has an excellent strength to weight ratio, is stiff, and gives excellent kinetic energy transfer. Before the adoption of carbon fibre composite, racquets were made of light metals such as aluminium. Earlier still, racquets were made of wood. Cheap racquets are still often made of metals such as steel, but wooden racquets are no longer manufactured for the ordinary market, because of their excessive mass and cost. Nowadays, nanomaterials such as carbon nanotubes and fullerene are added to racquets giving them greater durability.
There is a wide variety of racquet designs, although the laws limit the racquet size and shape. Different racquets have playing characteristics that appeal to different players. The traditional oval head shape is still available, but an isometric head shape is increasingly common in new racquets.
Badminton strings for racquets are thin, high-performing strings with thicknesses ranging from about 0.62 to 0.73 mm. Thicker strings are more durable, but many players prefer the feel of thinner strings. String tension is normally in the range of 80 to 160 N (18 to 36 lbf). Recreational players generally string at lower tensions than professionals, typically between 80 and 110 N (18 and 25 lbf). Professionals string between about 110 and 160 N (25 and 36 lbf). Some string manufacturers measure the thickness of their strings under tension so they are actually thicker than specified when slack. Ashaway Micropower is actually 0.7mm but Yonex BG-66 is about 0.72mm.
It is often argued that high string tensions improve control, whereas low string tensions increase power. The arguments for this generally rely on crude mechanical reasoning, such as claiming that a lower tension string bed is more bouncy and therefore provides more power. This is, in fact, incorrect, for a higher string tension can cause the shuttle to slide off the racquet and hence make it harder to hit a shot accurately. An alternative view suggests that the optimum tension for power depends on the player: the faster and more accurately a player can swing their racquet, the higher the tension for maximum power. Neither view has been subjected to a rigorous mechanical analysis, nor is there clear evidence in favour of one or the other. The most effective way for a player to find a good string tension is to experiment.
The choice of grip allows a player to increase the thickness of their racquet handle and choose a comfortable surface to hold. A player may build up the handle with one or several grips before applying the final layer.
Players may choose between a variety of grip materials. The most common choices are PU synthetic grips or towelling grips. Grip choice is a matter of personal preference. Players often find that sweat becomes a problem; in this case, a drying agent may be applied to the grip or hands, sweatbands may be used, the player may choose another grip material or change their grip more frequently.
There are two main types of grip: replacement grips and overgrips. Replacement grips are thicker and are often used to increase the size of the handle. Overgrips are thinner (less than 1 mm), and are often used as the final layer. Many players, however, prefer to use replacement grips as the final layer. Towelling grips are always replacement grips. Replacement grips have an adhesive backing, whereas overgrips have only a small patch of adhesive at the start of the tape and must be applied under tension; overgrips are more convenient for players who change grips frequently, because they may be removed more rapidly without damaging the underlying material.
A shuttlecock (often abbreviated to shuttle; also called a birdie) is a high-drag projectile, with an open conical shape: the cone is formed from sixteen overlapping feathers embedded into a rounded cork base. The cork is covered with thin leather or synthetic material. Synthetic shuttles are often used by recreational players to reduce their costs as feathered shuttles break easily. These nylon shuttles may be constructed with either natural cork or synthetic foam base and a plastic skirt.
Badminton rules also provide for testing a shuttlecock for the correct speed:
3.1: To test a shuttlecock, hit a full underhand stroke that makes contact with the shuttlecock over the back boundary line. The shuttlecock shall be hit at an upward angle and in a direction parallel to the sidelines. 3.2: A shuttlecock of the correct speed will land not less than 530 mm and not more than 990 mm short of the other back boundary line.
Badminton shoes are lightweight with soles of rubber or similar high-grip, non-marking materials.
Compared to running shoes, badminton shoes have little lateral support. High levels of lateral support are useful for activities where lateral motion is undesirable and unexpected. Badminton, however, requires powerful lateral movements. A highly built-up lateral support will not be able to protect the foot in badminton; instead, it will encourage catastrophic collapse at the point where the shoe's support fails, and the player's ankles are not ready for the sudden loading, which can cause sprains. For this reason, players should choose badminton shoes rather than general trainers or running shoes, because proper badminton shoes will have a very thin sole, lower a person's centre of gravity, and therefore result in fewer injuries. Players should also ensure that they learn safe and proper footwork, with the knee and foot in alignment on all lunges. This is more than just a safety concern; proper footwork is also critical in order to move effectively around the court.
Badminton offers a wide variety of basic strokes, and players require a high level of skill to perform all of them effectively. All strokes can be played either forehand or backhand. A player's forehand side is the same side as their playing hand: for a right-handed player, the forehand side is their right side and the backhand side is their left side. Forehand strokes are hit with the front of the hand leading (like hitting with the palm), whereas backhand strokes are hit with the back of the hand leading (like hitting with the knuckles). Players frequently play certain strokes on the forehand side with a backhand hitting action, and vice versa.
In the forecourt and midcourt, most strokes can be played equally effectively on either the forehand or backhand side; but in the rear court, players will attempt to play as many strokes as possible on their forehands, often preferring to play a round-the-head forehand overhead (a forehand "on the backhand side") rather than attempt a backhand overhead. Playing a backhand overhead has two main disadvantages. First, the player must turn their back to their opponents, restricting their view of them and the court. Second, backhand overheads cannot be hit with as much power as forehands: the hitting action is limited by the shoulder joint, which permits a much greater range of movement for a forehand overhead than for a backhand. The backhand clear is considered by most players and coaches to be the most difficult basic stroke in the game, since the precise technique is needed in order to muster enough power for the shuttlecock to travel the full length of the court. For the same reason, backhand smashes tend to be weak.
The choice of stroke depends on how near the shuttlecock is to the net, whether it is above net height, and where an opponent is currently positioned: players have much better attacking options if they can reach the shuttlecock well above net height, especially if it is also close to the net. In the forecourt, a high shuttlecock will be met with a net kill, hitting it steeply downwards and attempting to win the rally immediately. This is why it is best to drop the shuttlecock just over the net in this situation. In the midcourt, a high shuttlecock will usually be met with a powerful smash, also hitting downwards and hoping for an outright winner or a weak reply. Athletic jump smashes, where players jump upwards for a steeper smash angle, are a common and spectacular element of elite men's doubles play. In the rearcourt, players strive to hit the shuttlecock while it is still above them, rather than allowing it to drop lower. This overhead hitting allows them to play smashes, clears (hitting the shuttlecock high and to the back of the opponents' court), and drop shots (hitting the shuttlecock softly so that it falls sharply downwards into the opponents' forecourt). If the shuttlecock has dropped lower, then a smash is impossible and a full-length, high clear is difficult.
When the shuttlecock is well below net height, players have no choice but to hit upwards. Lifts, where the shuttlecock is hit upwards to the back of the opponents' court, can be played from all parts of the court. If a player does not lift, their only remaining option is to push the shuttlecock softly back to the net: in the forecourt, this is called a net shot; in the midcourt or rear court, it is often called a push or block.
When the shuttlecock is near to net height, players can hit drives, which travel flat and rapidly over the net into the opponents' rear midcourt and rear court. Pushes may also be hit flatter, placing the shuttlecock into the front midcourt. Drives and pushes may be played from the midcourt or forecourt, and are most often used in doubles: they are an attempt to regain the attack, rather than choosing to lift the shuttlecock and defend against smashes. After a successful drive or push, the opponents will often be forced to lift the shuttlecock.
Balls may be spun to alter their bounce (for example, topspin and backspin in tennis) or trajectory, and players may slice the ball (strike it with an angled racquet face) to produce such spin. The shuttlecock is not allowed to bounce, but slicing the shuttlecock does have applications in badminton. (See Basic strokes for an explanation of technical terms.)
Due to the way that its feathers overlap, a shuttlecock also has a slight natural spin about its axis of rotational symmetry. The spin is in a counter-clockwise direction as seen from above when dropping a shuttlecock. This natural spin affects certain strokes: a tumbling net shot is more effective if the slicing action is from right to left, rather than from left to right.
Badminton biomechanics have not been the subject of extensive scientific study, but some studies confirm the minor role of the wrist in power generation and indicate that the major contributions to power come from internal and external rotations of the upper and lower arm. Recent guides to the sport thus emphasize forearm rotation rather than wrist movements.
The feathers impart substantial drag, causing the shuttlecock to decelerate greatly over distance. The shuttlecock is also extremely aerodynamically stable: regardless of initial orientation, it will turn to fly cork-first and remain in the cork-first orientation.
One consequence of the shuttlecock's drag is that it requires considerable power to hit it the full length of the court, which is not the case for most racquet sports. The drag also influences the flight path of a lifted (lobbed) shuttlecock: the parabola of its flight is heavily skewed so that it falls at a steeper angle than it rises. With very high serves, the shuttlecock may even fall vertically.
When defending against a smash, players have three basic options: lift, block, or drive. In singles, a block to the net is the most common reply. In doubles, a lift is the safest option but it usually allows the opponents to continue smashing; blocks and drives are counter-attacking strokes but may be intercepted by the smasher's partner. Many players use a backhand hitting action for returning smashes on both the forehand and backhand sides because backhands are more effective than forehands at covering smashes directed to the body. Hard shots directed towards the body are difficult to defend.
The service is restricted by the Laws and presents its own array of stroke choices. Unlike in tennis, the server's racquet must be pointing in a downward direction to deliver the serve so normally the shuttle must be hit upwards to pass over the net. The server can choose a low serve into the forecourt (like a push), or a lift to the back of the service court, or a flat drive serve. Lifted serves may be either high serves, where the shuttlecock is lifted so high that it falls almost vertically at the back of the court, or flick serves, where the shuttlecock is lifted to a lesser height but falls sooner.
Once players have mastered these basic strokes, they can hit the shuttlecock from and to any part of the court, powerfully and softly as required. Beyond the basics, however, badminton offers rich potential for advanced stroke skills that provide a competitive advantage. Because badminton players have to cover a short distance as quickly as possible, the purpose of many advanced strokes is to deceive the opponent, so that either they are tricked into believing that a different stroke is being played, or they are forced to delay their movement until they actually sees the shuttle's direction. "Deception" in badminton is often used in both of these senses. When a player is genuinely deceived, they will often lose the point immediately because they cannot change their direction quickly enough to reach the shuttlecock. Experienced players will be aware of the trick and cautious not to move too early, but the attempted deception is still useful because it forces the opponent to delay their movement slightly. Against weaker players whose intended strokes are obvious, an experienced player may move before the shuttlecock has been hit, anticipating the stroke to gain an advantage.
Slicing and using a shortened hitting action are the two main technical devices that facilitate deception. Slicing involves hitting the shuttlecock with an angled racquet face, causing it to travel in a different direction than suggested by the body or arm movement. Slicing also causes the shuttlecock to travel more slowly than the arm movement suggests. For example, a good crosscourt sliced drop shot will use a hitting action that suggests a straight clear or a smash, deceiving the opponent about both the power and direction of the shuttlecock. A more sophisticated slicing action involves brushing the strings around the shuttlecock during the hit, in order to make the shuttlecock spin. This can be used to improve the shuttle's trajectory, by making it dip more rapidly as it passes the net; for example, a sliced low serve can travel slightly faster than a normal low serve, yet land on the same spot. Spinning the shuttlecock is also used to create spinning net shots (also called tumbling net shots), in which the shuttlecock turns over itself several times (tumbles) before stabilizing; sometimes the shuttlecock remains inverted instead of tumbling. The main advantage of a spinning net shot is that the opponent will be unwilling to address the shuttlecock until it has stopped tumbling, since hitting the feathers will result in an unpredictable stroke. Spinning net shots are especially important for high-level singles players.
The lightness of modern racquets allows players to use a very short hitting action for many strokes, thereby maintaining the option to hit a powerful or a soft stroke until the last possible moment. For example, a singles player may hold their racquet ready for a net shot, but then flick the shuttlecock to the back instead with a shallow lift when they notice the opponent has moved before the actual shot was played. A shallow lift takes less time to reach the ground and as mentioned above a rally is over when the shuttlecock touches the ground. This makes the opponent's task of covering the whole court much more difficult than if the lift was hit higher and with a bigger, obvious swing. A short hitting action is not only useful for deception: it also allows the player to hit powerful strokes when they have no time for a big arm swing. A big arm swing is also usually not advised in badminton because bigger swings make it more difficult to recover for the next shot in fast exchanges. The use of grip tightening is crucial to these techniques, and is often described as finger power. Elite players develop finger power to the extent that they can hit some power strokes, such as net kills, with less than a 10 centimetres (4 inches) racquet swing.
It is also possible to reverse this style of deception, by suggesting a powerful stroke before slowing down the hitting action to play a soft stroke. In general, this latter style of deception is more common in the rear court (for example, drop shots disguised as smashes), whereas the former style is more common in the forecourt and midcourt (for example, lifts disguised as net shots).
Deception is not limited to slicing and short hitting actions. Players may also use double motion, where they make an initial racquet movement in one direction before withdrawing the racquet to hit in another direction. Players will often do this to send opponents in the wrong direction. The racquet movement is typically used to suggest a straight angle but then play the stroke crosscourt, or vice versa. Triple motion is also possible, but this is very rare in actual play. An alternative to double motion is to use a racquet head fake, where the initial motion is continued but the racquet is turned during the hit. This produces a smaller change in direction but does not require as much time.
To win in badminton, players need to employ a wide variety of strokes in the right situations. These range from powerful jumping smashes to delicate tumbling net returns. Often rallies finish with a smash, but setting up the smash requires subtler strokes. For example, a net shot can force the opponent to lift the shuttlecock, which gives an opportunity to smash. If the net shot is tight and tumbling, then the opponent's lift will not reach the back of the court, which makes the subsequent smash much harder to return.
Deception is also important. Expert players prepare for many different strokes that look identical and use slicing to deceive their opponents about the speed or direction of the stroke. If an opponent tries to anticipate the stroke, they may move in the wrong direction and may be unable to change their body momentum in time to reach the shuttlecock.
Since one person needs to cover the entire court, singles tactics are based on forcing the opponent to move as much as possible; this means that singles strokes are normally directed to the corners of the court. Players exploit the length of the court by combining lifts and clears with drop shots and net shots. Smashing tends to be less prominent in singles than in doubles because the smasher has no partner to follow up their effort and is thus vulnerable to a skillfully placed return. Moreover, frequent smashing can be exhausting in singles where the conservation of a player's energy is at a premium. However, players with strong smashes will sometimes use the shot to create openings, and players commonly smash weak returns to try to end rallies.
In singles, players will often start the rally with a forehand high serve or with a flick serve. Low serves are also used frequently, either forehand or backhand. Drive serves are rare.
At high levels of play, singles demand extraordinary fitness. Singles is a game of patient positional manoeuvring, unlike the all-out aggression of doubles.
Both pairs will try to gain and maintain the attack, smashing downwards when the opportunity arises. Whenever possible, a pair will adopt an ideal attacking formation with one player hitting down from the rear court, and their partner in the midcourt intercepting all smash returns except the lift. If the rear court attacker plays a drop shot, their partner will move into the forecourt to threaten the net reply. If a pair cannot hit downwards, they will use flat strokes in an attempt to gain the attack. If a pair is forced to lift or clear the shuttlecock, then they must defend: they will adopt a side-by-side position in the rear midcourt, to cover the full width of their court against the opponents' smashes. In doubles, players generally smash to the middle ground between two players in order to take advantage of confusion and clashes.
At high levels of play, the backhand serve has become popular to the extent that forehand serves have become fairly rare at a high level of play. The straight low serve is used most frequently, in an attempt to prevent the opponents gaining the attack immediately. Flick serves are used to prevent the opponent from anticipating the low serve and attacking it decisively.
At high levels of play, doubles rallies are extremely fast. Men's doubles are the most aggressive form of badminton, with a high proportion of powerful jump smashes and very quick reflex exchanges. Because of this, spectator interest is sometimes greater for men's doubles than for singles.
In mixed doubles, both pairs typically try to maintain an attacking formation with the woman at the front and the man at the back. This is because the male players are usually substantially stronger, and can, therefore, produce smashes that are more powerful. As a result, mixed doubles require greater tactical awareness and subtler positional play. Clever opponents will try to reverse the ideal position, by forcing the woman towards the back or the man towards the front. In order to protect against this danger, mixed players must be careful and systematic in their shot selection.
At high levels of play, the formations will generally be more flexible: the top women players are capable of playing powerfully from the back-court, and will happily do so if required. When the opportunity arises, however, the pair will switch back to the standard mixed attacking position, with the woman in front and men in the back.
The Badminton World Federation (BWF) is the internationally recognized governing body of the sport responsible for the regulation of tournaments and approaching fair play. Five regional confederations are associated with the BWF:
The BWF organizes several international competitions, including the Thomas Cup, the premier men's international team event first held in 1948–1949, and the Uber Cup, the women's equivalent first held in 1956–1957. The competitions now take place once every two years. More than 50 national teams compete in qualifying tournaments within continental confederations for a place in the finals. The final tournament involves 12 teams, following an increase from eight teams in 2004. It was further increased to 16 teams in 2012.
The Sudirman Cup, a gender-mixed international team event held once every two years, began in 1989. Teams are divided into seven levels based on the performance of each country. To win the tournament, a country must perform well across all five disciplines (men's doubles and singles, women's doubles and singles, and mixed doubles). Like association football (soccer), it features a promotion and relegation system at every level. However, the system was last used in 2009 and teams competing will now be grouped by world rankings.
Badminton was a demonstration event at the 1972 and 1988 Summer Olympics. It became an official Summer Olympic sport at the Barcelona Olympics in 1992 and its gold medals now generally rate as the sport's most coveted prizes for individual players.
In the BWF World Championships, first held in 1977, currently only the highest-ranked 64 players in the world, and a maximum of four from each country can participate in any category. Therefore it's not an "open" format. In both the BWF World and the Olympic competitions restrictions on the number of participants from any one country have caused some controversy, because they result in excluding some world elite level players from the strongest badminton nations. The Thomas, Uber, and Sudirman Cups, the Olympics, and the BWF World (and World Junior Championships), are all categorized as level one tournaments.
At the start of 2007, the BWF introduced a new tournament structure for the highest level tournaments aside from those in level one: the BWF Super Series. This "level two" tournament series is a circuit for the world's elite players, staging twelve open tournaments around the world with 32 players (half the previous limit). The players collect points that determine whether they can play in Super Series Finals held at the year-end. Among the tournaments in this series is the venerable All-England Championships, first held in 1900, which was once considered the unofficial world championships of the sport.
Level three tournaments consist of Grand Prix Gold and Grand Prix event. Top players can collect the world ranking points and enable them to play in the BWF Super Series open tournaments. These include the regional competitions in Asia (Badminton Asia Championships) and Europe (European Badminton Championships), which produce the world's best players as well as the Pan America Badminton Championships.
The level four tournaments, known as International Challenge, International Series, and Future Series, encourage participation by junior players.
Badminton is frequently compared to tennis due to several qualities. The following is a list of manifest differences:
Statistics such as the smash speed, above, prompt badminton enthusiasts to make other comparisons that are more contentious. For example, it is often claimed that badminton is the fastest racquet sport. Although badminton holds the record for the fastest initial speed of a racquet sports projectile, the shuttlecock decelerates substantially faster than other projectiles such as tennis balls. In turn, this qualification must be qualified by consideration of the distance over which the shuttlecock travels: a smashed shuttlecock travels a shorter distance than a tennis ball during a serve.
While fans of badminton and tennis often claim that their sport is the more physically demanding, such comparisons are difficult to make objectively because of the differing demands of the games. No formal study currently exists evaluating the physical condition of the players or demands during gameplay.
Badminton and tennis techniques differ substantially. The lightness of the shuttlecock and of badminton racquets allows badminton players to make use of the wrist and fingers much more than tennis players; in tennis, the wrist is normally held stable, and playing with a mobile wrist may lead to injury. For the same reasons, badminton players can generate power from a short racquet swing: for some strokes such as net kills, an elite player's swing may be less than 5 centimetres (2 inches). For strokes that require more power, a longer swing will typically be used, but the badminton racquet swing will rarely be as long as a typical tennis swing. | [
{
"paragraph_id": 0,
"text": "Badminton is a racquet sport played using racquets to hit a shuttlecock across a net. Although it may be played with larger teams, the most common forms of the game are \"singles\" (with one player per side) and \"doubles\" (with two players per side). Badminton is often played as a casual outdoor activity in a yard or on a beach; formal games are played on a rectangular indoor court. Points are scored by striking the shuttlecock with the racquet and landing it within the other team's half of the court.",
"title": ""
},
{
"paragraph_id": 1,
"text": "Each side may only strike the shuttlecock once before it passes over the net. Play ends once the shuttlecock has struck the floor or ground, or if a fault has been called by the umpire, service judge, or (in their absence) the opposing side.",
"title": ""
},
{
"paragraph_id": 2,
"text": "The shuttlecock is a feathered or (in informal matches) plastic projectile that flies differently from the balls used in many other sports. In particular, the feathers create much higher drag, causing the shuttlecock to decelerate more rapidly. Shuttlecocks also have a high top speed compared to the balls in other racquet sports. The flight of the shuttlecock gives the sport its distinctive nature.",
"title": ""
},
{
"paragraph_id": 3,
"text": "The game developed in British India from the earlier game of battledore and shuttlecock. European play came to be dominated by Denmark but the game has become very popular in Asia, with recent competitions dominated by China. In 1992, badminton debuted as a Summer Olympic sport with four events: men's singles, women's singles, men's doubles, and women's doubles; mixed doubles was added four years later. At high levels of play, the sport demands excellent fitness: players require aerobic stamina, agility, strength, speed, and precision. It is also a technical sport, requiring good motor coordination and the development of sophisticated racquet movements.",
"title": ""
},
{
"paragraph_id": 4,
"text": "Games employing shuttlecocks have been played for centuries across Eurasia, but the modern game of badminton developed in the mid-19th century among the expatriate officers of British India as a variant of the earlier game of battledore and shuttlecock. (\"Battledore\" was an older term for \"racquet\".) Its exact origin remains obscure. The name derives from the Duke of Beaufort's Badminton House in Gloucestershire, but why or when remains unclear. As early as 1860, a London toy dealer named Isaac Spratt published a booklet entitled Badminton Battledore – A New Game, but no copy is known to have survived. An 1863 article in The Cornhill Magazine describes badminton as \"battledore and shuttlecock played with sides, across a string suspended some five feet from the ground\".",
"title": "History"
},
{
"paragraph_id": 5,
"text": "The game originally developed in India among the British expatriates, where it was very popular by the 1870s. Ball badminton, a form of the game played with a wool ball instead of a shuttlecock, was being played in Thanjavur as early as the 1850s and was at first played interchangeably with badminton by the British, the woollen ball being preferred in windy or wet weather.",
"title": "History"
},
{
"paragraph_id": 6,
"text": "Early on, the game was also known as Poona or Poonah after the garrison town of Poona, where it was particularly popular and where the first rules for the game were drawn up in 1873. By 1875, officers returning home had started a badminton club in Folkestone. Initially, the sport was played with sides ranging from 1 to 4 players, but it was quickly established that games between two or four competitors worked the best. The shuttlecocks were coated with India rubber and, in outdoor play, sometimes weighted with lead. Although the depth of the net was of no consequence, it was preferred that it should reach the ground.",
"title": "History"
},
{
"paragraph_id": 7,
"text": "The sport was played under the Pune rules until 1887, when J. H. E. Hart of the Bath Badminton Club drew up revised regulations. In 1890, Hart and Bagnel Wild again revised the rules. The Badminton Association of England (BAE) published these rules in 1893 and officially launched the sport at a house called \"Dunbar\" in Portsmouth on 13 September. The BAE started the first badminton competition, the All England Open Badminton Championships for gentlemen's doubles, ladies' doubles, and mixed doubles, in 1899. Singles competitions were added in 1900 and an England–Ireland championship match appeared in 1904.",
"title": "History"
},
{
"paragraph_id": 8,
"text": "England, Scotland, Wales, Canada, Denmark, France, Ireland, the Netherlands, and New Zealand were the founding members of the International Badminton Federation in 1934, now known as the Badminton World Federation. India joined as an affiliate in 1936. The BWF now governs international badminton. Although initiated in England, competitive men's badminton has traditionally been dominated in Europe by Denmark. Worldwide, Asian nations have become dominant in international competition. China, Denmark, Indonesia, Malaysia, India, South Korea, Taiwan (playing as 'Chinese Taipei') and Japan are the nations which have consistently produced world-class players in the past few decades, with China being the greatest force in men's and women's competition recently. Great Britain, where the rules of the modern game were codified, is not among the top powers in the sport, but has had significant Olympic and World success in doubles play, especially mixed doubles.",
"title": "History"
},
{
"paragraph_id": 9,
"text": "The game has also become a popular backyard sport in the United States.",
"title": "History"
},
{
"paragraph_id": 10,
"text": "The following information is a simplified summary of badminton rules based on the BWF Statutes publication, Laws of Badminton.",
"title": "Rules"
},
{
"paragraph_id": 11,
"text": "The court is rectangular and divided into halves by a net. Courts are usually marked for both singles and doubles play, although badminton rules permit a court to be marked for singles only. The doubles court is wider than the singles court, but both are of the same length. The exception, which often causes confusion to newer players, is that the doubles court has a shorter serve-length dimension.",
"title": "Rules"
},
{
"paragraph_id": 12,
"text": "The full width of the court is 6.1 metres (20 feet), and in singles this width is reduced to 5.18 metres (17.0 feet). The full length of the court is 13.4 metres (44 feet). The service courts are marked by a centre line dividing the width of the court, by a short service line at a distance of 1.98 metres (6 feet 6 inches) from the net, and by the outer side and back boundaries. In doubles, the service court is also marked by a long service line, which is 0.76 metres (2 feet 6 inches) from the back boundary.",
"title": "Rules"
},
{
"paragraph_id": 13,
"text": "The net is 1.55 metres (5 feet 1 inch) high at the edges and 1.524 metres (5.00 feet) high in the centre. The net posts are placed over the doubles sidelines, even when singles is played.",
"title": "Rules"
},
{
"paragraph_id": 14,
"text": "The minimum height for the ceiling above the court is not mentioned in the Laws of Badminton. Nonetheless, a badminton court will not be suitable if the ceiling is likely to be hit on a high serve.",
"title": "Rules"
},
{
"paragraph_id": 15,
"text": "When the server serves, the shuttlecock must pass over the short service line on the opponents' court or it will count as a fault. The server and receiver must remain within their service courts, without touching the boundary lines, until the server strikes the shuttlecock. The other two players may stand wherever they wish, so long as they do not block the vision of the server or receiver.",
"title": "Rules"
},
{
"paragraph_id": 16,
"text": "At the start of the rally, the server and receiver stand in diagonally opposite service courts (see court dimensions). The server hits the shuttlecock so that it would land in the receiver's service court. This is similar to tennis, except that in a badminton serve the whole shuttle must be below 1.15 metres from the surface of the court at the instant of being hit by the server's racket, the shuttlecock is not allowed to bounce and in badminton, the players stand inside their service courts, unlike tennis.",
"title": "Rules"
},
{
"paragraph_id": 17,
"text": "When the serving side loses a rally, the server immediately passes to their opponent(s) (this differs from the old system where sometimes the serve passes to the doubles partner for what is known as a \"second serve\").",
"title": "Rules"
},
{
"paragraph_id": 18,
"text": "In singles, the server stands in their right service court when their score is even, and in their left service court when their score is odd.",
"title": "Rules"
},
{
"paragraph_id": 19,
"text": "In doubles, if the serving side wins a rally, the same player continues to serve, but he/she changes service courts so that she/he serves to a different opponent each time. If the opponents win the rally and their new score is even, the player in the right service court serves; if odd, the player in the left service court serves. The players' service courts are determined by their positions at the start of the previous rally, not by where they were standing at the end of the rally. A consequence of this system is that each time a side regains the service, the server will be the player who did not serve last time.",
"title": "Rules"
},
{
"paragraph_id": 20,
"text": "Each game is played to 21 points, with players scoring a point whenever they win a rally regardless of whether they served (this differs from the old system where players could only win a point on their serve and each game was played to 15 points). A match is the best of three games.",
"title": "Rules"
},
{
"paragraph_id": 21,
"text": "If the score ties at 20–20, then the game continues until one side gains a two-point lead (such as 24–22), except when there is a tie at 29–29, in which the game goes to a golden point of 30. Whoever scores this point wins the game.",
"title": "Rules"
},
{
"paragraph_id": 22,
"text": "At the start of a match, the shuttlecock is cast and the side towards which the shuttlecock is pointing serves first. Alternatively, a coin may be tossed, with the winners choosing whether to serve or receive first, or choosing which end of the court to occupy first, and their opponents making the leftover the remaining choice.",
"title": "Rules"
},
{
"paragraph_id": 23,
"text": "In subsequent games, the winners of the previous game serve first. Matches are best out of three: a player or pair must win two games (of 21 points each) to win the match. For the first rally of any doubles game, the serving pair may decide who serves and the receiving pair may decide who receives. The players change ends at the start of the second game; if the match reaches a third game, they change ends both at the start of the game and when the leading player's or pair's score reaches 11 points.",
"title": "Rules"
},
{
"paragraph_id": 24,
"text": "If a let is called, the rally is stopped and replayed with no change to the score. Lets may occur because of some unexpected disturbance such as a shuttlecock landing on a court (having been hit there by players playing in adjacent court) or in small halls the shuttle may touch an overhead rail which can be classed as a let.",
"title": "Rules"
},
{
"paragraph_id": 25,
"text": "If the receiver is not ready when the service is delivered, a let shall be called; yet, if the receiver attempts to return the shuttlecock, the receiver shall be judged to have been ready.",
"title": "Rules"
},
{
"paragraph_id": 26,
"text": "Badminton rules restrict the design and size of racquets and shuttlecocks.",
"title": "Equipment"
},
{
"paragraph_id": 27,
"text": "Badminton racquets are lightweight, with top quality racquets weighing between 70 and 95 grams (2.5 and 3.4 ounces) not including grip or strings. They are composed of many different materials ranging from carbon fibre composite (graphite reinforced plastic) to solid steel, which may be augmented by a variety of materials. Carbon fibre has an excellent strength to weight ratio, is stiff, and gives excellent kinetic energy transfer. Before the adoption of carbon fibre composite, racquets were made of light metals such as aluminium. Earlier still, racquets were made of wood. Cheap racquets are still often made of metals such as steel, but wooden racquets are no longer manufactured for the ordinary market, because of their excessive mass and cost. Nowadays, nanomaterials such as carbon nanotubes and fullerene are added to racquets giving them greater durability.",
"title": "Equipment"
},
{
"paragraph_id": 28,
"text": "There is a wide variety of racquet designs, although the laws limit the racquet size and shape. Different racquets have playing characteristics that appeal to different players. The traditional oval head shape is still available, but an isometric head shape is increasingly common in new racquets.",
"title": "Equipment"
},
{
"paragraph_id": 29,
"text": "Badminton strings for racquets are thin, high-performing strings with thicknesses ranging from about 0.62 to 0.73 mm. Thicker strings are more durable, but many players prefer the feel of thinner strings. String tension is normally in the range of 80 to 160 N (18 to 36 lbf). Recreational players generally string at lower tensions than professionals, typically between 80 and 110 N (18 and 25 lbf). Professionals string between about 110 and 160 N (25 and 36 lbf). Some string manufacturers measure the thickness of their strings under tension so they are actually thicker than specified when slack. Ashaway Micropower is actually 0.7mm but Yonex BG-66 is about 0.72mm.",
"title": "Equipment"
},
{
"paragraph_id": 30,
"text": "It is often argued that high string tensions improve control, whereas low string tensions increase power. The arguments for this generally rely on crude mechanical reasoning, such as claiming that a lower tension string bed is more bouncy and therefore provides more power. This is, in fact, incorrect, for a higher string tension can cause the shuttle to slide off the racquet and hence make it harder to hit a shot accurately. An alternative view suggests that the optimum tension for power depends on the player: the faster and more accurately a player can swing their racquet, the higher the tension for maximum power. Neither view has been subjected to a rigorous mechanical analysis, nor is there clear evidence in favour of one or the other. The most effective way for a player to find a good string tension is to experiment.",
"title": "Equipment"
},
{
"paragraph_id": 31,
"text": "The choice of grip allows a player to increase the thickness of their racquet handle and choose a comfortable surface to hold. A player may build up the handle with one or several grips before applying the final layer.",
"title": "Equipment"
},
{
"paragraph_id": 32,
"text": "Players may choose between a variety of grip materials. The most common choices are PU synthetic grips or towelling grips. Grip choice is a matter of personal preference. Players often find that sweat becomes a problem; in this case, a drying agent may be applied to the grip or hands, sweatbands may be used, the player may choose another grip material or change their grip more frequently.",
"title": "Equipment"
},
{
"paragraph_id": 33,
"text": "There are two main types of grip: replacement grips and overgrips. Replacement grips are thicker and are often used to increase the size of the handle. Overgrips are thinner (less than 1 mm), and are often used as the final layer. Many players, however, prefer to use replacement grips as the final layer. Towelling grips are always replacement grips. Replacement grips have an adhesive backing, whereas overgrips have only a small patch of adhesive at the start of the tape and must be applied under tension; overgrips are more convenient for players who change grips frequently, because they may be removed more rapidly without damaging the underlying material.",
"title": "Equipment"
},
{
"paragraph_id": 34,
"text": "A shuttlecock (often abbreviated to shuttle; also called a birdie) is a high-drag projectile, with an open conical shape: the cone is formed from sixteen overlapping feathers embedded into a rounded cork base. The cork is covered with thin leather or synthetic material. Synthetic shuttles are often used by recreational players to reduce their costs as feathered shuttles break easily. These nylon shuttles may be constructed with either natural cork or synthetic foam base and a plastic skirt.",
"title": "Equipment"
},
{
"paragraph_id": 35,
"text": "Badminton rules also provide for testing a shuttlecock for the correct speed:",
"title": "Equipment"
},
{
"paragraph_id": 36,
"text": "3.1: To test a shuttlecock, hit a full underhand stroke that makes contact with the shuttlecock over the back boundary line. The shuttlecock shall be hit at an upward angle and in a direction parallel to the sidelines. 3.2: A shuttlecock of the correct speed will land not less than 530 mm and not more than 990 mm short of the other back boundary line.",
"title": "Equipment"
},
{
"paragraph_id": 37,
"text": "Badminton shoes are lightweight with soles of rubber or similar high-grip, non-marking materials.",
"title": "Equipment"
},
{
"paragraph_id": 38,
"text": "Compared to running shoes, badminton shoes have little lateral support. High levels of lateral support are useful for activities where lateral motion is undesirable and unexpected. Badminton, however, requires powerful lateral movements. A highly built-up lateral support will not be able to protect the foot in badminton; instead, it will encourage catastrophic collapse at the point where the shoe's support fails, and the player's ankles are not ready for the sudden loading, which can cause sprains. For this reason, players should choose badminton shoes rather than general trainers or running shoes, because proper badminton shoes will have a very thin sole, lower a person's centre of gravity, and therefore result in fewer injuries. Players should also ensure that they learn safe and proper footwork, with the knee and foot in alignment on all lunges. This is more than just a safety concern; proper footwork is also critical in order to move effectively around the court.",
"title": "Equipment"
},
{
"paragraph_id": 39,
"text": "Badminton offers a wide variety of basic strokes, and players require a high level of skill to perform all of them effectively. All strokes can be played either forehand or backhand. A player's forehand side is the same side as their playing hand: for a right-handed player, the forehand side is their right side and the backhand side is their left side. Forehand strokes are hit with the front of the hand leading (like hitting with the palm), whereas backhand strokes are hit with the back of the hand leading (like hitting with the knuckles). Players frequently play certain strokes on the forehand side with a backhand hitting action, and vice versa.",
"title": "Technique"
},
{
"paragraph_id": 40,
"text": "In the forecourt and midcourt, most strokes can be played equally effectively on either the forehand or backhand side; but in the rear court, players will attempt to play as many strokes as possible on their forehands, often preferring to play a round-the-head forehand overhead (a forehand \"on the backhand side\") rather than attempt a backhand overhead. Playing a backhand overhead has two main disadvantages. First, the player must turn their back to their opponents, restricting their view of them and the court. Second, backhand overheads cannot be hit with as much power as forehands: the hitting action is limited by the shoulder joint, which permits a much greater range of movement for a forehand overhead than for a backhand. The backhand clear is considered by most players and coaches to be the most difficult basic stroke in the game, since the precise technique is needed in order to muster enough power for the shuttlecock to travel the full length of the court. For the same reason, backhand smashes tend to be weak.",
"title": "Technique"
},
{
"paragraph_id": 41,
"text": "The choice of stroke depends on how near the shuttlecock is to the net, whether it is above net height, and where an opponent is currently positioned: players have much better attacking options if they can reach the shuttlecock well above net height, especially if it is also close to the net. In the forecourt, a high shuttlecock will be met with a net kill, hitting it steeply downwards and attempting to win the rally immediately. This is why it is best to drop the shuttlecock just over the net in this situation. In the midcourt, a high shuttlecock will usually be met with a powerful smash, also hitting downwards and hoping for an outright winner or a weak reply. Athletic jump smashes, where players jump upwards for a steeper smash angle, are a common and spectacular element of elite men's doubles play. In the rearcourt, players strive to hit the shuttlecock while it is still above them, rather than allowing it to drop lower. This overhead hitting allows them to play smashes, clears (hitting the shuttlecock high and to the back of the opponents' court), and drop shots (hitting the shuttlecock softly so that it falls sharply downwards into the opponents' forecourt). If the shuttlecock has dropped lower, then a smash is impossible and a full-length, high clear is difficult.",
"title": "Technique"
},
{
"paragraph_id": 42,
"text": "When the shuttlecock is well below net height, players have no choice but to hit upwards. Lifts, where the shuttlecock is hit upwards to the back of the opponents' court, can be played from all parts of the court. If a player does not lift, their only remaining option is to push the shuttlecock softly back to the net: in the forecourt, this is called a net shot; in the midcourt or rear court, it is often called a push or block.",
"title": "Technique"
},
{
"paragraph_id": 43,
"text": "When the shuttlecock is near to net height, players can hit drives, which travel flat and rapidly over the net into the opponents' rear midcourt and rear court. Pushes may also be hit flatter, placing the shuttlecock into the front midcourt. Drives and pushes may be played from the midcourt or forecourt, and are most often used in doubles: they are an attempt to regain the attack, rather than choosing to lift the shuttlecock and defend against smashes. After a successful drive or push, the opponents will often be forced to lift the shuttlecock.",
"title": "Technique"
},
{
"paragraph_id": 44,
"text": "Balls may be spun to alter their bounce (for example, topspin and backspin in tennis) or trajectory, and players may slice the ball (strike it with an angled racquet face) to produce such spin. The shuttlecock is not allowed to bounce, but slicing the shuttlecock does have applications in badminton. (See Basic strokes for an explanation of technical terms.)",
"title": "Technique"
},
{
"paragraph_id": 45,
"text": "Due to the way that its feathers overlap, a shuttlecock also has a slight natural spin about its axis of rotational symmetry. The spin is in a counter-clockwise direction as seen from above when dropping a shuttlecock. This natural spin affects certain strokes: a tumbling net shot is more effective if the slicing action is from right to left, rather than from left to right.",
"title": "Technique"
},
{
"paragraph_id": 46,
"text": "Badminton biomechanics have not been the subject of extensive scientific study, but some studies confirm the minor role of the wrist in power generation and indicate that the major contributions to power come from internal and external rotations of the upper and lower arm. Recent guides to the sport thus emphasize forearm rotation rather than wrist movements.",
"title": "Technique"
},
{
"paragraph_id": 47,
"text": "The feathers impart substantial drag, causing the shuttlecock to decelerate greatly over distance. The shuttlecock is also extremely aerodynamically stable: regardless of initial orientation, it will turn to fly cork-first and remain in the cork-first orientation.",
"title": "Technique"
},
{
"paragraph_id": 48,
"text": "One consequence of the shuttlecock's drag is that it requires considerable power to hit it the full length of the court, which is not the case for most racquet sports. The drag also influences the flight path of a lifted (lobbed) shuttlecock: the parabola of its flight is heavily skewed so that it falls at a steeper angle than it rises. With very high serves, the shuttlecock may even fall vertically.",
"title": "Technique"
},
{
"paragraph_id": 49,
"text": "When defending against a smash, players have three basic options: lift, block, or drive. In singles, a block to the net is the most common reply. In doubles, a lift is the safest option but it usually allows the opponents to continue smashing; blocks and drives are counter-attacking strokes but may be intercepted by the smasher's partner. Many players use a backhand hitting action for returning smashes on both the forehand and backhand sides because backhands are more effective than forehands at covering smashes directed to the body. Hard shots directed towards the body are difficult to defend.",
"title": "Technique"
},
{
"paragraph_id": 50,
"text": "The service is restricted by the Laws and presents its own array of stroke choices. Unlike in tennis, the server's racquet must be pointing in a downward direction to deliver the serve so normally the shuttle must be hit upwards to pass over the net. The server can choose a low serve into the forecourt (like a push), or a lift to the back of the service court, or a flat drive serve. Lifted serves may be either high serves, where the shuttlecock is lifted so high that it falls almost vertically at the back of the court, or flick serves, where the shuttlecock is lifted to a lesser height but falls sooner.",
"title": "Technique"
},
{
"paragraph_id": 51,
"text": "Once players have mastered these basic strokes, they can hit the shuttlecock from and to any part of the court, powerfully and softly as required. Beyond the basics, however, badminton offers rich potential for advanced stroke skills that provide a competitive advantage. Because badminton players have to cover a short distance as quickly as possible, the purpose of many advanced strokes is to deceive the opponent, so that either they are tricked into believing that a different stroke is being played, or they are forced to delay their movement until they actually sees the shuttle's direction. \"Deception\" in badminton is often used in both of these senses. When a player is genuinely deceived, they will often lose the point immediately because they cannot change their direction quickly enough to reach the shuttlecock. Experienced players will be aware of the trick and cautious not to move too early, but the attempted deception is still useful because it forces the opponent to delay their movement slightly. Against weaker players whose intended strokes are obvious, an experienced player may move before the shuttlecock has been hit, anticipating the stroke to gain an advantage.",
"title": "Technique"
},
{
"paragraph_id": 52,
"text": "Slicing and using a shortened hitting action are the two main technical devices that facilitate deception. Slicing involves hitting the shuttlecock with an angled racquet face, causing it to travel in a different direction than suggested by the body or arm movement. Slicing also causes the shuttlecock to travel more slowly than the arm movement suggests. For example, a good crosscourt sliced drop shot will use a hitting action that suggests a straight clear or a smash, deceiving the opponent about both the power and direction of the shuttlecock. A more sophisticated slicing action involves brushing the strings around the shuttlecock during the hit, in order to make the shuttlecock spin. This can be used to improve the shuttle's trajectory, by making it dip more rapidly as it passes the net; for example, a sliced low serve can travel slightly faster than a normal low serve, yet land on the same spot. Spinning the shuttlecock is also used to create spinning net shots (also called tumbling net shots), in which the shuttlecock turns over itself several times (tumbles) before stabilizing; sometimes the shuttlecock remains inverted instead of tumbling. The main advantage of a spinning net shot is that the opponent will be unwilling to address the shuttlecock until it has stopped tumbling, since hitting the feathers will result in an unpredictable stroke. Spinning net shots are especially important for high-level singles players.",
"title": "Technique"
},
{
"paragraph_id": 53,
"text": "The lightness of modern racquets allows players to use a very short hitting action for many strokes, thereby maintaining the option to hit a powerful or a soft stroke until the last possible moment. For example, a singles player may hold their racquet ready for a net shot, but then flick the shuttlecock to the back instead with a shallow lift when they notice the opponent has moved before the actual shot was played. A shallow lift takes less time to reach the ground and as mentioned above a rally is over when the shuttlecock touches the ground. This makes the opponent's task of covering the whole court much more difficult than if the lift was hit higher and with a bigger, obvious swing. A short hitting action is not only useful for deception: it also allows the player to hit powerful strokes when they have no time for a big arm swing. A big arm swing is also usually not advised in badminton because bigger swings make it more difficult to recover for the next shot in fast exchanges. The use of grip tightening is crucial to these techniques, and is often described as finger power. Elite players develop finger power to the extent that they can hit some power strokes, such as net kills, with less than a 10 centimetres (4 inches) racquet swing.",
"title": "Technique"
},
{
"paragraph_id": 54,
"text": "It is also possible to reverse this style of deception, by suggesting a powerful stroke before slowing down the hitting action to play a soft stroke. In general, this latter style of deception is more common in the rear court (for example, drop shots disguised as smashes), whereas the former style is more common in the forecourt and midcourt (for example, lifts disguised as net shots).",
"title": "Technique"
},
{
"paragraph_id": 55,
"text": "Deception is not limited to slicing and short hitting actions. Players may also use double motion, where they make an initial racquet movement in one direction before withdrawing the racquet to hit in another direction. Players will often do this to send opponents in the wrong direction. The racquet movement is typically used to suggest a straight angle but then play the stroke crosscourt, or vice versa. Triple motion is also possible, but this is very rare in actual play. An alternative to double motion is to use a racquet head fake, where the initial motion is continued but the racquet is turned during the hit. This produces a smaller change in direction but does not require as much time.",
"title": "Technique"
},
{
"paragraph_id": 56,
"text": "To win in badminton, players need to employ a wide variety of strokes in the right situations. These range from powerful jumping smashes to delicate tumbling net returns. Often rallies finish with a smash, but setting up the smash requires subtler strokes. For example, a net shot can force the opponent to lift the shuttlecock, which gives an opportunity to smash. If the net shot is tight and tumbling, then the opponent's lift will not reach the back of the court, which makes the subsequent smash much harder to return.",
"title": "Strategy"
},
{
"paragraph_id": 57,
"text": "Deception is also important. Expert players prepare for many different strokes that look identical and use slicing to deceive their opponents about the speed or direction of the stroke. If an opponent tries to anticipate the stroke, they may move in the wrong direction and may be unable to change their body momentum in time to reach the shuttlecock.",
"title": "Strategy"
},
{
"paragraph_id": 58,
"text": "Since one person needs to cover the entire court, singles tactics are based on forcing the opponent to move as much as possible; this means that singles strokes are normally directed to the corners of the court. Players exploit the length of the court by combining lifts and clears with drop shots and net shots. Smashing tends to be less prominent in singles than in doubles because the smasher has no partner to follow up their effort and is thus vulnerable to a skillfully placed return. Moreover, frequent smashing can be exhausting in singles where the conservation of a player's energy is at a premium. However, players with strong smashes will sometimes use the shot to create openings, and players commonly smash weak returns to try to end rallies.",
"title": "Strategy"
},
{
"paragraph_id": 59,
"text": "In singles, players will often start the rally with a forehand high serve or with a flick serve. Low serves are also used frequently, either forehand or backhand. Drive serves are rare.",
"title": "Strategy"
},
{
"paragraph_id": 60,
"text": "At high levels of play, singles demand extraordinary fitness. Singles is a game of patient positional manoeuvring, unlike the all-out aggression of doubles.",
"title": "Strategy"
},
{
"paragraph_id": 61,
"text": "Both pairs will try to gain and maintain the attack, smashing downwards when the opportunity arises. Whenever possible, a pair will adopt an ideal attacking formation with one player hitting down from the rear court, and their partner in the midcourt intercepting all smash returns except the lift. If the rear court attacker plays a drop shot, their partner will move into the forecourt to threaten the net reply. If a pair cannot hit downwards, they will use flat strokes in an attempt to gain the attack. If a pair is forced to lift or clear the shuttlecock, then they must defend: they will adopt a side-by-side position in the rear midcourt, to cover the full width of their court against the opponents' smashes. In doubles, players generally smash to the middle ground between two players in order to take advantage of confusion and clashes.",
"title": "Strategy"
},
{
"paragraph_id": 62,
"text": "At high levels of play, the backhand serve has become popular to the extent that forehand serves have become fairly rare at a high level of play. The straight low serve is used most frequently, in an attempt to prevent the opponents gaining the attack immediately. Flick serves are used to prevent the opponent from anticipating the low serve and attacking it decisively.",
"title": "Strategy"
},
{
"paragraph_id": 63,
"text": "At high levels of play, doubles rallies are extremely fast. Men's doubles are the most aggressive form of badminton, with a high proportion of powerful jump smashes and very quick reflex exchanges. Because of this, spectator interest is sometimes greater for men's doubles than for singles.",
"title": "Strategy"
},
{
"paragraph_id": 64,
"text": "In mixed doubles, both pairs typically try to maintain an attacking formation with the woman at the front and the man at the back. This is because the male players are usually substantially stronger, and can, therefore, produce smashes that are more powerful. As a result, mixed doubles require greater tactical awareness and subtler positional play. Clever opponents will try to reverse the ideal position, by forcing the woman towards the back or the man towards the front. In order to protect against this danger, mixed players must be careful and systematic in their shot selection.",
"title": "Strategy"
},
{
"paragraph_id": 65,
"text": "At high levels of play, the formations will generally be more flexible: the top women players are capable of playing powerfully from the back-court, and will happily do so if required. When the opportunity arises, however, the pair will switch back to the standard mixed attacking position, with the woman in front and men in the back.",
"title": "Strategy"
},
{
"paragraph_id": 66,
"text": "The Badminton World Federation (BWF) is the internationally recognized governing body of the sport responsible for the regulation of tournaments and approaching fair play. Five regional confederations are associated with the BWF:",
"title": "Organization"
},
{
"paragraph_id": 67,
"text": "The BWF organizes several international competitions, including the Thomas Cup, the premier men's international team event first held in 1948–1949, and the Uber Cup, the women's equivalent first held in 1956–1957. The competitions now take place once every two years. More than 50 national teams compete in qualifying tournaments within continental confederations for a place in the finals. The final tournament involves 12 teams, following an increase from eight teams in 2004. It was further increased to 16 teams in 2012.",
"title": "Organization"
},
{
"paragraph_id": 68,
"text": "The Sudirman Cup, a gender-mixed international team event held once every two years, began in 1989. Teams are divided into seven levels based on the performance of each country. To win the tournament, a country must perform well across all five disciplines (men's doubles and singles, women's doubles and singles, and mixed doubles). Like association football (soccer), it features a promotion and relegation system at every level. However, the system was last used in 2009 and teams competing will now be grouped by world rankings.",
"title": "Organization"
},
{
"paragraph_id": 69,
"text": "Badminton was a demonstration event at the 1972 and 1988 Summer Olympics. It became an official Summer Olympic sport at the Barcelona Olympics in 1992 and its gold medals now generally rate as the sport's most coveted prizes for individual players.",
"title": "Organization"
},
{
"paragraph_id": 70,
"text": "In the BWF World Championships, first held in 1977, currently only the highest-ranked 64 players in the world, and a maximum of four from each country can participate in any category. Therefore it's not an \"open\" format. In both the BWF World and the Olympic competitions restrictions on the number of participants from any one country have caused some controversy, because they result in excluding some world elite level players from the strongest badminton nations. The Thomas, Uber, and Sudirman Cups, the Olympics, and the BWF World (and World Junior Championships), are all categorized as level one tournaments.",
"title": "Organization"
},
{
"paragraph_id": 71,
"text": "At the start of 2007, the BWF introduced a new tournament structure for the highest level tournaments aside from those in level one: the BWF Super Series. This \"level two\" tournament series is a circuit for the world's elite players, staging twelve open tournaments around the world with 32 players (half the previous limit). The players collect points that determine whether they can play in Super Series Finals held at the year-end. Among the tournaments in this series is the venerable All-England Championships, first held in 1900, which was once considered the unofficial world championships of the sport.",
"title": "Organization"
},
{
"paragraph_id": 72,
"text": "Level three tournaments consist of Grand Prix Gold and Grand Prix event. Top players can collect the world ranking points and enable them to play in the BWF Super Series open tournaments. These include the regional competitions in Asia (Badminton Asia Championships) and Europe (European Badminton Championships), which produce the world's best players as well as the Pan America Badminton Championships.",
"title": "Organization"
},
{
"paragraph_id": 73,
"text": "The level four tournaments, known as International Challenge, International Series, and Future Series, encourage participation by junior players.",
"title": "Organization"
},
{
"paragraph_id": 74,
"text": "Badminton is frequently compared to tennis due to several qualities. The following is a list of manifest differences:",
"title": "Comparison with tennis"
},
{
"paragraph_id": 75,
"text": "Statistics such as the smash speed, above, prompt badminton enthusiasts to make other comparisons that are more contentious. For example, it is often claimed that badminton is the fastest racquet sport. Although badminton holds the record for the fastest initial speed of a racquet sports projectile, the shuttlecock decelerates substantially faster than other projectiles such as tennis balls. In turn, this qualification must be qualified by consideration of the distance over which the shuttlecock travels: a smashed shuttlecock travels a shorter distance than a tennis ball during a serve.",
"title": "Comparison with tennis"
},
{
"paragraph_id": 76,
"text": "While fans of badminton and tennis often claim that their sport is the more physically demanding, such comparisons are difficult to make objectively because of the differing demands of the games. No formal study currently exists evaluating the physical condition of the players or demands during gameplay.",
"title": "Comparison with tennis"
},
{
"paragraph_id": 77,
"text": "Badminton and tennis techniques differ substantially. The lightness of the shuttlecock and of badminton racquets allows badminton players to make use of the wrist and fingers much more than tennis players; in tennis, the wrist is normally held stable, and playing with a mobile wrist may lead to injury. For the same reasons, badminton players can generate power from a short racquet swing: for some strokes such as net kills, an elite player's swing may be less than 5 centimetres (2 inches). For strokes that require more power, a longer swing will typically be used, but the badminton racquet swing will rarely be as long as a typical tennis swing.",
"title": "Comparison with tennis"
}
] | Badminton is a racquet sport played using racquets to hit a shuttlecock across a net. Although it may be played with larger teams, the most common forms of the game are "singles" and "doubles". Badminton is often played as a casual outdoor activity in a yard or on a beach; formal games are played on a rectangular indoor court. Points are scored by striking the shuttlecock with the racquet and landing it within the other team's half of the court. Each side may only strike the shuttlecock once before it passes over the net. Play ends once the shuttlecock has struck the floor or ground, or if a fault has been called by the umpire, service judge, or the opposing side. The shuttlecock is a feathered or plastic projectile that flies differently from the balls used in many other sports. In particular, the feathers create much higher drag, causing the shuttlecock to decelerate more rapidly. Shuttlecocks also have a high top speed compared to the balls in other racquet sports. The flight of the shuttlecock gives the sport its distinctive nature. The game developed in British India from the earlier game of battledore and shuttlecock. European play came to be dominated by Denmark but the game has become very popular in Asia, with recent competitions dominated by China. In 1992, badminton debuted as a Summer Olympic sport with four events: men's singles, women's singles, men's doubles, and women's doubles; mixed doubles was added four years later. At high levels of play, the sport demands excellent fitness: players require aerobic stamina, agility, strength, speed, and precision. It is also a technical sport, requiring good motor coordination and the development of sophisticated racquet movements. | 2001-07-26T11:38:50Z | 2023-12-27T17:13:59Z | [
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3,957 | Baroque | The Baroque (UK: /bəˈrɒk/, US: /-ˈroʊk/; French: [baʁɔk]) or Baroquism is a Western style of architecture, music, dance, painting, sculpture, poetry, and other arts that flourished from the early 17th century until the 1750s. It followed Renaissance art and Mannerism and preceded the Rococo (in the past often referred to as "late Baroque") and Neoclassical styles. It was encouraged by the Catholic Church as a means to counter the simplicity and austerity of Protestant architecture, art, and music, though Lutheran Baroque art developed in parts of Europe as well.
The Baroque style used contrast, movement, exuberant detail, deep color, grandeur, and surprise to achieve a sense of awe. The style began at the start of the 17th century in Rome, then spread rapidly to the rest of Italy, France, Spain, and Portugal, then to Austria, southern Germany, and Poland. By the 1730s, it had evolved into an even more flamboyant style, called rocaille or Rococo, which appeared in France and Central Europe until the mid to late 18th century. In the territories of the Spanish and Portuguese Empires including the Iberian Peninsula it continued, together with new styles, until the first decade of the 19th century.
In the decorative arts, the style employs plentiful and intricate ornamentation. The departure from Renaissance classicism has its own ways in each country. But a general feature is that everywhere the starting point is the ornamental elements introduced by the Renaissance. The classical repertoire is crowded, dense, overlapping, loaded, in order to provoke shock effects. New motifs introduced by Baroque are: the cartouche, trophies and weapons, baskets of fruit or flowers, and others, made in marquetry, stucco, or carved.
The English word baroque comes directly from the French. Some scholars state that the French word originated from the Portuguese term barroco 'a flawed pearl', pointing to the Latin verruca 'wart', or to a word with the Romance suffix -ǒccu (common in pre-Roman Iberia). Other sources suggest a Medieval Latin term used in logic, baroco, as the most likely source.
In the 16th century, the Medieval Latin word baroco moved beyond scholastic logic and came into use to characterise anything that seemed absurdly complex. The French philosopher Michel de Montaigne (1533–1592) helped to give the term baroco (spelled Barroco by him) the meaning 'bizarre, uselessly complicated'. Other early sources associate baroco with magic, complexity, confusion, and excess.
The word baroque was also associated with irregular pearls before the 18th century. The French baroque and Portuguese barroco were terms often associated with jewelry. An example from 1531 uses the term to describe pearls in an inventory of Charles V of France's treasures. Later, the word appears in a 1694 edition of Le Dictionnaire de l'Académie Française, which describes baroque as "only used for pearls that are imperfectly round." A 1728 Portuguese dictionary similarly describes barroco as relating to a "coarse and uneven pearl".
An alternative derivation of the word baroque points to the name of the Italian painter Federico Barocci (1528–1612).
In the 18th century, the term began to be used to describe music, and not in a flattering way. In an anonymous satirical review of the première of Jean-Philippe Rameau's Hippolyte et Aricie in October 1733, which was printed in the Mercure de France in May 1734, the critic wrote that the novelty in this opera was "du barocque", complaining that the music lacked coherent melody, was unsparing with dissonances, constantly changed key and meter, and speedily ran through every compositional device.
In 1762, Le Dictionnaire de l'Académie Française recorded that the term could figuratively describe something "irregular, bizarre or unequal".
Jean-Jacques Rousseau, who was a musician and composer as well as a philosopher, wrote in the Encyclopédie in 1768: "Baroque music is that in which the harmony is confused, and loaded with modulations and dissonances. The singing is harsh and unnatural, the intonation difficult, and the movement limited. It appears that term comes from the word 'baroco' used by logicians."
In 1788, Quatremère de Quincy defined the term in the Encyclopédie Méthodique as "an architectural style that is highly adorned and tormented".
The French terms style baroque and musique baroque appeared in Le Dictionnaire de l'Académie Française in 1835. By the mid-19th century, art critics and historians had adopted the term "baroque" as a way to ridicule post-Renaissance art. This was the sense of the word as used in 1855 by the leading art historian Jacob Burckhardt, who wrote that baroque artists "despised and abused detail" because they lacked "respect for tradition".
In 1888, the art historian Heinrich Wölfflin published the first serious academic work on the style, Renaissance und Barock, which described the differences between the painting, sculpture, and architecture of the Renaissance and the Baroque.
The Baroque style of architecture was a result of doctrines adopted by the Catholic Church at the Council of Trent in 1545–1563, in response to the Protestant Reformation. The first phase of the Counter-Reformation had imposed a severe, academic style on religious architecture, which had appealed to intellectuals but not the mass of churchgoers. The Council of Trent decided instead to appeal to a more popular audience, and declared that the arts should communicate religious themes with direct and emotional involvement. Similarly, Lutheran Baroque art developed as a confessional marker of identity, in response to the Great Iconoclasm of Calvinists.
Baroque churches were designed with a large central space, where the worshippers could be close to the altar, with a dome or cupola high overhead, allowing light to illuminate the church below. The dome was one of the central symbolic features of Baroque architecture illustrating the union between the heavens and the earth. The inside of the cupola was lavishly decorated with paintings of angels and saints, and with stucco statuettes of angels, giving the impression to those below of looking up at heaven. Another feature of Baroque churches are the quadratura; trompe-l'œil paintings on the ceiling in stucco frames, either real or painted, crowded with paintings of saints and angels and connected by architectural details with the balustrades and consoles. Quadratura paintings of Atlantes below the cornices appear to be supporting the ceiling of the church. Unlike the painted ceilings of Michelangelo in the Sistine Chapel, which combined different scenes, each with its own perspective, to be looked at one at a time, the Baroque ceiling paintings were carefully created so the viewer on the floor of the church would see the entire ceiling in correct perspective, as if the figures were real.
The interiors of Baroque churches became more and more ornate in the High Baroque, and focused around the altar, usually placed under the dome. The most celebrated baroque decorative works of the High Baroque are the Chair of Saint Peter (1647–1653) and the Baldachino of St. Peter (1623–1634), both by Gian Lorenzo Bernini, in St. Peter's Basilica in Rome. The Baldequin of St. Peter is an example of the balance of opposites in Baroque art; the gigantic proportions of the piece, with the apparent lightness of the canopy; and the contrast between the solid twisted columns, bronze, gold and marble of the piece with the flowing draperies of the angels on the canopy. The Dresden Frauenkirche serves as a prominent example of Lutheran Baroque art, which was completed in 1743 after being commissioned by the Lutheran city council of Dresden and was "compared by eighteenth-century observers to St Peter's in Rome".
The twisted column in the interior of churches is one of the signature features of the Baroque. It gives both a sense of motion and also a dramatic new way of reflecting light.
The cartouche was another characteristic feature of Baroque decoration. These were large plaques carved of marble or stone, usually oval and with a rounded surface, which carried images or text in gilded letters, and were placed as interior decoration or above the doorways of buildings, delivering messages to those below. They showed a wide variety of invention, and were found in all types of buildings, from cathedrals and palaces to small chapels.
Baroque architects sometimes used forced perspective to create illusions. For the Palazzo Spada in Rome, Borromini used columns of diminishing size, a narrowing floor and a miniature statue in the garden beyond to create the illusion that a passageway was thirty meters long, when it was actually only seven meters long. A statue at the end of the passage appears to be life-size, though it is only sixty centimeters high. Borromini designed the illusion with the assistance of a mathematician.
The first building in Rome to have a Baroque facade was the Church of the Gesù in 1584; it was plain by later Baroque standards, but marked a break with the traditional Renaissance facades that preceded it. The interior of this church remained very austere until the high Baroque, when it was lavishly ornamented.
In Rome in 1605, Paul V became the first of series of popes who commissioned basilicas and church buildings designed to inspire emotion and awe through a proliferation of forms, and a richness of colours and dramatic effects. Among the most influential monuments of the Early Baroque were the facade of St. Peter's Basilica (1606–1619), and the new nave and loggia which connected the facade to Michelangelo's dome in the earlier church. The new design created a dramatic contrast between the soaring dome and the disproportionately wide facade, and the contrast on the facade itself between the Doric columns and the great mass of the portico.
In the mid to late 17th century the style reached its peak, later termed the High Baroque. Many monumental works were commissioned by Popes Urban VIII and Alexander VII. The sculptor and architect Gian Lorenzo Bernini designed a new quadruple colonnade around St. Peter's Square (1656 to 1667). The three galleries of columns in a giant ellipse balance the oversize dome and give the Church and square a unity and the feeling of a giant theatre.
Another major innovator of the Italian High Baroque was Francesco Borromini, whose major work was the Church of San Carlo alle Quattro Fontane or Saint Charles of the Four Fountains (1634–1646). The sense of movement is given not by the decoration, but by the walls themselves, which undulate and by concave and convex elements, including an oval tower and balcony inserted into a concave traverse. The interior was equally revolutionary; the main space of the church was oval, beneath an oval dome.
Painted ceilings, crowded with angels and saints and trompe-l'œil architectural effects, were an important feature of the Italian High Baroque. Major works included The Entry of Saint Ignatius into Paradise by Andrea Pozzo (1685–1695) in the Church of Saint Ignatius in Rome, and The Triumph of the Name of Jesus by Giovanni Battista Gaulli in the Church of the Gesù in Rome (1669–1683), which featured figures spilling out of the picture frame and dramatic oblique lighting and light-dark contrasts.
The style spread quickly from Rome to other regions of Italy: It appeared in Venice in the church of Santa Maria della Salute (1631–1687) by Baldassare Longhena, a highly original octagonal form crowned with an enormous cupola. It appeared also in Turin, notably in the Chapel of the Holy Shroud (1668–1694) by Guarino Guarini. The style also began to be used in palaces; Guarini designed the Palazzo Carignano in Turin, while Longhena designed the Ca' Rezzonico on the Grand Canal, (1657), finished by Giorgio Massari with decorated with paintings by Giovanni Battista Tiepolo. A series of massive earthquakes in Sicily required the rebuilding of most of them and several were built in the exuberant late Baroque or Rococo style.
The Catholic Church in Spain, and particularly the Jesuits, were the driving force of Spanish Baroque architecture. The first major work in this style was the San Isidro Chapel in Madrid, begun in 1643 by Pedro de la Torre. It contrasted an extreme richness of ornament on the exterior with simplicity in the interior, divided into multiple spaces and using effects of light to create a sense of mystery. The Cathedral in Santiago de Compostela was modernized with a series of Baroque additions beginning at the end of the 17th century, starting with a highly ornate bell tower (1680), then flanked by two even taller and more ornate towers, called the Obradorio, added between 1738 and 1750 by Fernando de Casas Novoa. Another landmark of the Spanish Baroque is the chapel tower of the Palace of San Telmo in Seville by Leonardo de Figueroa.
Granada had only been conquered from the Moors in the 15th century, and had its own distinct variety of Baroque. The painter, sculptor and architect Alonso Cano designed the Baroque interior of Granada Cathedral between 1652 and his death in 1657. It features dramatic contrasts of the massive white columns and gold decor.
The most ornamental and lavishly decorated architecture of the Spanish Baroque is called Churrigueresque style, named after the brothers Churriguera, who worked primarily in Salamanca and Madrid. Their works include the buildings on the city's main square, the Plaza Mayor of Salamanca (1729). This highly ornamental Baroque style was influential in many churches and cathedrals built by the Spanish in the Americas.
Other notable Spanish baroque architects of the late Baroque include Pedro de Ribera, a pupil of Churriguera, who designed the Royal Hospice of San Fernando in Madrid, and Narciso Tomé, who designed the celebrated El Transparente altarpiece at Toledo Cathedral (1729–1732) which gives the illusion, in certain light, of floating upwards.
The architects of the Spanish Baroque had an effect far beyond Spain; their work was highly influential in the churches built in the Spanish colonies in Latin America and the Philippines. The Church built by the Jesuits for a college in Tepotzotlán, with its ornate Baroque facade and tower, is a good example.
From 1680 to 1750, many highly ornate cathedrals, abbeys, and pilgrimage churches were built in Central Europe, in Bavaria, Austria, Bohemia and southwestern Poland. Some were in Rococo style, a distinct, more flamboyant and asymmetric style which emerged from the Baroque, then replaced it in Central Europe in the first half of the 18th century, until it was replaced in turn by classicism.
The princes of the multitude of states in that region also chose Baroque or Rococo for their palaces and residences, and often used Italian-trained architects to construct them. Notable architects included Johann Fischer von Erlach, Lukas von Hildebrandt and Dominikus Zimmermann in Bavaria, Balthasar Neumann in Bruhl, and Matthäus Daniel Pöppelmann in Dresden. In Prussia, Frederick II of Prussia was inspired by the Grand Trianon of the Palace of Versailles, and used it as the model for his summer residence, Sanssouci, in Potsdam, designed for him by Georg Wenzeslaus von Knobelsdorff (1745–1747). Another work of Baroque palace architecture is the Zwinger in Dresden, the former orangerie of the palace of the Dukes of Saxony in the 18th century.
One of the best examples of a rococo church is the Basilika Vierzehnheiligen, or Basilica of the Fourteen Holy Helpers, a pilgrimage church located near the town of Bad Staffelstein near Bamberg, in Bavaria, southern Germany. The Basilica was designed by Balthasar Neumann and was constructed between 1743 and 1772, its plan a series of interlocking circles around a central oval with the altar placed in the exact centre of the church. The interior of this church illustrates the summit of Rococo decoration. Another notable example of the style is the Pilgrimage Church of Wies (German: Wieskirche). It was designed by the brothers J. B. and Dominikus Zimmermann. It is located in the foothills of the Alps, in the municipality of Steingaden in the Weilheim-Schongau district, Bavaria, Germany. Construction took place between 1745 and 1754, and the interior was decorated with frescoes and with stuccowork in the tradition of the Wessobrunner School. It is now a UNESCO World Heritage Site.
Another notable example is the St. Nicholas Church (Malá Strana) in Prague (1704–1755), built by Christoph Dientzenhofer and his son Kilian Ignaz Dientzenhofer. Decoration covers all of walls of interior of the church. The altar is placed in the nave beneath the central dome, and surrounded by chapels, light comes down from the dome above and from the surrounding chapels. The altar is entirely surrounded by arches, columns, curved balustrades and pilasters of coloured stone, which are richly decorated with statuary, creating a deliberate confusion between the real architecture and the decoration. The architecture is transformed into a theatre of light, colour and movement.
In Poland, the Italian-inspired Polish Baroque lasted from the early 17th to the mid-18th century and emphasised richness of detail and colour. The first Baroque building in present-day Poland and probably one of the most recognizable is the Church of St. Peter and Paul in Kraków, designed by Giovanni Battista Trevano. Sigismund's Column in Warsaw, erected in 1644, was the world's first secular Baroque monument built in the form of a column. The palatial residence style was exemplified by the Wilanów Palace, constructed between 1677 and 1696. The most renowned Baroque architect active in Poland was Dutchman Tylman van Gameren and his notable works include Warsaw's St. Kazimierz Church and Krasiński Palace, St. Anne's in Kraków and Branicki Palace in Bialystok. However, the most celebrated work of Polish Baroque is the Fara Church in Poznań, with details by Pompeo Ferrari. After Thirty Years' War under the agreements of the Peace of Westphalia two unique baroque wattle and daub structures was built: Church of Peace in Jawor, Holy Trinity Church of Peace in Świdnica the largest wooden Baroque temple in Europe.
Baroque in France developed quite differently from the ornate and dramatic local versions of Baroque from Italy, Spain and the rest of Europe. It appears severe, more detached and restrained by comparison, preempting Neoclassicism and the architecture of the Enlightenment. Unlike Italian buildings, French Baroque buildings have no broken pediments or curvilinear façades. Even religious buildings avoided the intense spatial drama one finds in the work of Borromini. The style is closely associated with the works built for Louis XIV (reign 1643–1715), and because of this, it is also known as the Louis XIV style. Louis XIV invited the master of Baroque, Bernini, to submit a design for the new wing of the Louvre, but rejected it in favor of a more classical design by Claude Perrault and Louis Le Vau.
The main architects of the style included François Mansart (1598–1666), Pierre Le Muet (Church of Val-de-Grace, 1645–1665) and Louis Le Vau (Vaux-le-Vicomte, 1657–1661). Mansart was the first architect to introduce Baroque styling, principally the frequent use of an applied order and heavy rustication, into the French architectural vocabulary. The mansard roof was not invented by Mansart, but it has become associated with him, as he used it frequently.
The major royal project of the period was the expansion of Palace of Versailles, begun in 1661 by Le Vau with decoration by the painter Charles Le Brun. The gardens were designed by André Le Nôtre specifically to complement and amplify the architecture. The Galerie des Glaces (Hall of Mirrors), the centerpiece of the château, with paintings by Le Brun, was constructed between 1678 and 1686. Mansart completed the Grand Trianon in 1687. The chapel, designed by de Cotte, was finished in 1710. Following the death of Louis XIV, Louis XV added the more intimate Petit Trianon and the highly ornate theatre. The fountains in the gardens were designed to be seen from the interior, and to add to the dramatic effect. The palace was admired and copied by other monarchs of Europe, particularly Peter the Great of Russia, who visited Versailles early in the reign of Louis XV, and built his own version at Peterhof Palace near Saint Petersburg, between 1705 and 1725.
Baroque architecture in Portugal lasted about two centuries (the late seventeenth century and eighteenth century). The reigns of John V and Joseph I had increased imports of gold and diamonds, in a period called Royal Absolutism, which allowed the Portuguese Baroque to flourish.
Baroque architecture in Portugal enjoys a special situation and different timeline from the rest of Europe.
It is conditioned by several political, artistic, and economic factors, that originate several phases, and different kinds of outside influences, resulting in a unique blend, often misunderstood by those looking for Italian art, find instead specific forms and character which give it a uniquely Portuguese variety. Another key factor is the existence of the Jesuitical architecture, also called "plain style" (Estilo Chão or Estilo Plano) which like the name evokes, is plainer and appears somewhat austere.
The buildings are single-room basilicas, deep main chapel, lateral chapels (with small doors for communication), without interior and exterior decoration, simple portal and windows. It is a practical building, allowing it to be built throughout the empire with minor adjustments, and prepared to be decorated later or when economic resources are available.
In fact, the first Portuguese Baroque does not lack in building because "plain style" is easy to be transformed, by means of decoration (painting, tiling, etc.), turning empty areas into pompous, elaborate baroque scenarios. The same could be applied to the exterior. Subsequently, it is easy to adapt the building to the taste of the time and place, and add on new features and details. Practical and economical.
With more inhabitants and better economic resources, the north, particularly the areas of Porto and Braga, witnessed an architectural renewal, visible in the large list of churches, convents and palaces built by the aristocracy.
Porto is the city of Baroque in Portugal. Its historical centre is part of UNESCO World Heritage List.
Many of the Baroque works in the historical area of the city and beyond, belong to Nicolau Nasoni an Italian architect living in Portugal, drawing original buildings with scenographic emplacement such as the church and tower of Clérigos, the logia of the Porto Cathedral, the church of Misericórdia, the Palace of São João Novo, the Palace of Freixo, the Episcopal Palace (Portuguese: Paço Episcopal do Porto) along with many others.
The debut of Russian Baroque, or Petrine Baroque, followed a long visit of Peter the Great to western Europe in 1697–1698, where he visited the Chateaux of Fontainebleau and Versailles as well as other architectural monuments. He decided, on his return to Russia, to construct similar monuments in St. Petersburg, which became the new capital of Russia in 1712. Early major monuments in the Petrine Baroque include the Peter and Paul Cathedral and Menshikov Palace.
During the reign of Empress Anna and Elizaveta Petrovna, Russian architecture was dominated by the luxurious Baroque style of Italian-born Bartolomeo Rastrelli, which developed into Elizabethan Baroque. Rastrelli's signature buildings include the Winter Palace, the Catherine Palace and the Smolny Cathedral. Other distinctive monuments of the Elizabethan Baroque are the bell tower of the Troitse-Sergiyeva Lavra and the Red Gate.
In Moscow, Naryshkin Baroque became widespread, especially in the architecture of Eastern Orthodox churches in the late 17th century. It was a combination of western European Baroque with traditional Russian folk styles.
Due to the colonization of the Americas by European countries, the Baroque naturally moved to the New World, finding especially favorable ground in the regions dominated by Spain and Portugal, both countries being centralized and irreducibly Catholic monarchies, by extension subject to Rome and adherents of the Baroque Counter-reformist most typical. European artists migrated to America and made school, and along with the widespread penetration of Catholic missionaries, many of whom were skilled artists, created a multiform Baroque often influenced by popular taste. The Criollo and indigenous crafters did much to give this Baroque unique features. The main centres of American Baroque cultivation, that are still standing, are (in this order) Mexico, Peru, Brazil, Cuba, Ecuador, Colombia, Bolivia, Guatemala, Nicaragua, Puerto Rico and Panama.
Of particular note is the so-called "Missionary Baroque", developed in the framework of the Spanish reductions in areas extending from Mexico and southwestern portions of current-day United States to as far south as Argentina and Chile, indigenous settlements organized by Spanish Catholic missionaries in order to convert them to the Christian faith and acculturate them in the Western life, forming a hybrid Baroque influenced by Native culture, where flourished Criollos and many indigenous artisans and musicians, even literate, some of great ability and talent of their own. Missionaries' accounts often repeat that Western art, especially music, had a hypnotic impact on foresters, and the images of saints were viewed as having great powers. Many natives were converted, and a new form of devotion was created, of passionate intensity, laden with mysticism, superstition, and theatricality, which delighted in festive masses, sacred concerts, and mysteries.
The Colonial Baroque architecture in the Spanish America is characterized by a profuse decoration (portal of La Profesa Church, Mexico City; facades covered with Puebla-style azulejos, as in the Church of San Francisco Acatepec in San Andrés Cholula and Convent Church of San Francisco of Puebla), which will be exacerbated in the so-called Churrigueresque style (Facade of the Tabernacle of the Mexico City Cathedral, by Lorenzo Rodríguez; Church of San Francisco Javier, Tepotzotlán; Church of Santa Prisca of Taxco). In Peru, the constructions mostly developed in the cities of Lima, Cusco, Arequipa and Trujillo, since 1650 show original characteristics that are advanced even to the European Baroque, as in the use of cushioned walls and solomonic columns (Church of la Compañía de Jesús, Cusco; Basilica and Convent of San Francisco, Lima). Other countries include: the Metropolitan Cathedral of Sucre in Bolivia; Cathedral Basilica of Esquipulas in Guatemala; Tegucigalpa Cathedral in Honduras; León Cathedral in Nicaragua; the Church of la Compañía de Jesús in Quito, Ecuador; the Church of San Ignacio in Bogotá, Colombia; the Caracas Cathedral in Venezuela; the Cabildo of Buenos Aires in Argentina; the Church of Santo Domingo in Santiago, Chile; and Havana Cathedral in Cuba. It is also worth remembering the quality of the churches of the Spanish Jesuit Missions in Bolivia, Spanish Jesuit missions in Paraguay, the Spanish missions in Mexico and the Spanish Franciscan missions in California.
In Brazil, as in the metropolis, Portugal, the architecture has a certain Italian influence, usually of a Borrominesque type, as can be seen in the Co-Cathedral of Recife (1784) and Church of Nossa Senhora da Glória do Outeiro in Rio de Janeiro (1739). In the region of Minas Gerais, highlighted the work of Aleijadinho, author of a group of churches that stand out for their curved planimetry, facades with concave-convex dynamic effects and a plastic treatment of all architectural elements (Church of São Francisco de Assis in Ouro Preto, 1765–1788).
In the Portuguese colonies of India (Goa, Daman and Diu) an architectural style of Baroque forms mixed with Hindu elements flourished, such as the Goa Cathedral and the Basilica of Bom Jesus of Goa, which houses the tomb of St. Francis Xavier. The set of churches and convents of Goa was declared a World Heritage Site in 1986.
In the Philippines, which was a Spanish colony for over three centuries, a large number of Baroque constructions are preserved. Four of these as well as the Baroque and Neoclassical city of Vigan are both UNESCO World Heritage Sites; and although they lack formal classification, The Walled City of Manila along with the city of Tayabas both contain a significant extent of Spanish-Baroque-era architecture.
As we saw, the Baroque is a Western style, born in Italy. Through the commercial and cultural relationships of Italians with countries of the Balkan Peninsula, including Moldavia and Wallachia, Baroque influences arrive to Eastern Europe. These influences were not very strong, since they usually take place in architecture and stone-sculpted ornaments, and are also mixed intensely with details taken from Byzantine and Islamic art.
Before and after the fall of the Byzantine Empire, all the art of Wallachia and Moldavia was primarily influenced by the one of Constantinople. Until the end of the 16th century, with little modifications, the plans of churches and monasteries, the murals, and the ornaments carved in stone remain the same as before. From a period starting with the reigns of Matei Basarab (1632-1654) and Vasile Lupu (1634-1653), which coincides with the popularization of Italian Baroque, new ornaments are added, and the style of religious furniture changes. This is not random at all. Decorative elements and principles are brought from Italy, through Venice, or through the Dalmatian regions, and they are adopted by architects and craftsmen from the east. The window and door frames, the pisanie with dedication, the tombstones, the columns and railings, and a part of the bronze, silver or wooden furniture, receive a more important role than the one they had before. They existed before too, inspired by the Byzantine tradition, but they have a more realist look, showing delicate floral motifs. The relief that existed before too, becomes more accentuated, having volume and consistency now. Before this period, reliefs from Wallachia and Moldavia, like the ones from the East, had only two levels, at a small distance one from the other, one at the surface and the other in depth. Big flowers, maybe roses, peonies or thistles, thick leaves, of acanthus or another similar plant, are twisting on columns, or surround door and windows. A place where the Baroque had a strong influence are columns and the railings. Capitals are more decorated than before with foliage. Columns have often twisting shafts, a local reinterpretation of the Solomonic column. Maximalist railings are placed between these columns, decorated with rinceaux. Some of the ones from the Mogoșoaia Palace are also decorated with dolphins. Cartouches are also used sometimes, mostly on tombstones, like on the one of Constantin Brâncoveanu. This movement, is known as the Brâncovenesc style, after Constantin Brâncoveanu, a ruler of Wallachia whose reign (1654-1714) is highly associated with this kind of architecture and design. The style is also present during the 18th century, and in a part of the 19th. Many of the churches and residences erected by boyards and voivodes of these periods are Brâncovenesc. Although Baroque influences can be clearly seen, the Brâncovenesc style takes much more inspiration from the local tradition.
As the 18th century passes, with the Phanariot (members of prominent Greek families in Phanar, Istanbul) reigns in Wallachia and Moldavia, Baroque influences come from Istanbul too. They came before too, during the 17th century, but with the Phanariots, more Western Baroque motifs that arrived to the Ottoman Empire have their final destination in present-day Romania. In Moldavia, Baroque elements come from Russia too, where the influence of Italian art was strong.
Baroque painters worked deliberately to set themselves apart from the painters of the Renaissance and the Mannerism period after it. In their palette, they used intense and warm colours, and particularly made use of the primary colours red, blue and yellow, frequently putting all three in close proximity. They avoided the even lighting of Renaissance painting and used strong contrasts of light and darkness on certain parts of the picture to direct attention to the central actions or figures. In their composition, they avoided the tranquil scenes of Renaissance paintings, and chose the moments of the greatest movement and drama. Unlike the tranquil faces of Renaissance paintings, the faces in Baroque paintings clearly expressed their emotions. They often used asymmetry, with action occurring away from the centre of the picture, and created axes that were neither vertical nor horizontal, but slanting to the left or right, giving a sense of instability and movement. They enhanced this impression of movement by having the costumes of the personages blown by the wind, or moved by their own gestures. The overall impressions were movement, emotion and drama. Another essential element of baroque painting was allegory; every painting told a story and had a message, often encrypted in symbols and allegorical characters, which an educated viewer was expected to know and read.
Early evidence of Italian Baroque ideas in painting occurred in Bologna, where Annibale Carracci, Agostino Carracci and Ludovico Carracci sought to return the visual arts to the ordered Classicism of the Renaissance. Their art, however, also incorporated ideas central the Counter-Reformation; these included intense emotion and religious imagery that appealed more to the heart than to the intellect.
Another influential painter of the Baroque era was Michelangelo Merisi da Caravaggio. His realistic approach to the human figure, painted directly from life and dramatically spotlit against a dark background, shocked his contemporaries and opened a new chapter in the history of painting. Other major painters associated closely with the Baroque style include Artemisia Gentileschi, Elisabetta Sirani, Giovanna Garzoni, Guido Reni, Domenichino, Andrea Pozzo, and Paolo de Matteis in Italy; Francisco de Zurbarán, Bartolomé Esteban Murillo and Diego Velázquez in Spain; Adam Elsheimer in Germany; and Nicolas Poussin and Georges de La Tour in France (though Poussin spent most of his working life in Italy). Poussin and La Tour adopted a "classical" Baroque style with less focus on emotion and greater attention to the line of the figures in the painting than to colour.
Peter Paul Rubens was the most important painter of the Flemish Baroque style. Rubens' highly charged compositions reference erudite aspects of classical and Christian history. His unique and immensely popular Baroque style emphasised movement, colour, and sensuality, which followed the immediate, dramatic artistic style promoted in the Counter-Reformation. Rubens specialized in making altarpieces, portraits, landscapes, and history paintings of mythological and allegorical subjects.
One important domain of Baroque painting was Quadratura, or paintings in trompe-l'œil, which literally "fooled the eye". These were usually painted on the stucco of ceilings or upper walls and balustrades, and gave the impression to those on the ground looking up were that they were seeing the heavens populated with crowds of angels, saints and other heavenly figures, set against painted skies and imaginary architecture.
In Italy, artists often collaborated with architects on interior decoration; Pietro da Cortona was one of the painters of the 17th century who employed this illusionist way of painting. Among his most important commissions were the frescoes he painted for the Palace of the Barberini family (1633–39), to glorify the reign of Pope Urban VIII. Pietro da Cortona's compositions were the largest decorative frescoes executed in Rome since the work of Michelangelo at the Sistine Chapel.
François Boucher was an important figure in the more delicate French Rococo style, which appeared during the late Baroque period. He designed tapestries, carpets and theatre decoration as well as painting. His work was extremely popular with Madame Pompadour, the Mistress of King Louis XV. His paintings featured mythological romantic, and mildly erotic themes.
In the Hispanic Americas, the first influences were from Sevillan Tenebrism, mainly from Zurbarán —some of whose works are still preserved in Mexico and Peru— as can be seen in the work of the Mexicans José Juárez and Sebastián López de Arteaga, and the Bolivian Melchor Pérez de Holguín. The Cusco School of painting arose after the arrival of the Italian painter Bernardo Bitti in 1583, who introduced Mannerism in the Americas. It highlighted the work of Luis de Riaño, disciple of the Italian Angelino Medoro, author of the murals of the Church of San Pedro of Andahuaylillas. It also highlighted the Indian (Quechua) painters Diego Quispe Tito and Basilio Santa Cruz Pumacallao, as well as Marcos Zapata, author of the fifty large canvases that cover the high arches of the Cathedral of Cusco. In Ecuador, the Quito School was formed, mainly represented by the mestizo Miguel de Santiago and the criollo Nicolás Javier de Goríbar.
In the 18th century sculptural altarpieces began to be replaced by paintings, developing notably the Baroque painting in the Americas. Similarly, the demand for civil works, mainly portraits of the aristocratic classes and the ecclesiastical hierarchy, grew. The main influence was the Murillesque, and in some cases – as in the criollo Cristóbal de Villalpando – that of Valdés Leal. The painting of this era has a more sentimental tone, with sweet and softer shapes. It highlight Gregorio Vásquez de Arce in Colombia, and Juan Rodríguez Juárez and Miguel Cabrera in Mexico.
The dominant figure in baroque sculpture was Gian Lorenzo Bernini. Under the patronage of Pope Urban VIII, he made a remarkable series of monumental statues of saints and figures whose faces and gestures vividly expressed their emotions, as well as portrait busts of exceptional realism, and highly decorative works for the Vatican such as the imposing Chair of St. Peter beneath the dome in St. Peter's Basilica. In addition, he designed fountains with monumental groups of sculpture to decorate the major squares of Rome.
Baroque sculpture was inspired by ancient Roman statuary, particularly by the famous first century CE statue of Laocoön, which was unearthed in 1506 and put on display in the gallery of the Vatican. When he visited Paris in 1665, Bernini addressed the students at the academy of painting and sculpture. He advised the students to work from classical models, rather than from nature. He told the students, "When I had trouble with my first statue, I consulted the Antinous like an oracle." That Antinous statue is known today as the Hermes of the Museo Pio-Clementino.
Notable late French baroque sculptors included Étienne Maurice Falconet and Jean Baptiste Pigalle. Pigalle was commissioned by Frederick the Great to make statues for Frederick's own version of Versailles at Sanssouci in Potsdam, Germany. Falconet also received an important foreign commission, creating the famous statue of Peter the Great on horseback found in St. Petersburg.
In Spain, the sculptor Francisco Salzillo worked exclusively on religious themes, using polychromed wood. Some of the finest baroque sculptural craftsmanship was found in the gilded stucco altars of churches of the Spanish colonies of the New World, made by local craftsmen; examples include the Rosary Chapel of the Church of Santo Domingo in Oaxaca (Mexico), 1724–1731.
The main motifs used are: horns of plenty, festoons, baby angels, lion heads holding a metal ring in their mouths, female faces surrounded by garlands, oval cartouches, acanthus leaves, classical columns, caryatids, pediments, and other elements of Classical architecture sculpted on some parts of pieces of furniture, baskets with fruits or flowers, shells, armour and trophies, heads of Apollo or Bacchus, and C-shaped volutes.
During the first period of the reign of Louis XIV, furniture followed the previous style of Louis XIII, and was massive, and profusely decorated with sculpture and gilding. After 1680, thanks in large part to the furniture designer André Charles Boulle, a more original and delicate style appeared, sometimes known as Boulle work. It was based on the inlay of ebony and other rare woods, a technique first used in Florence in the 15th century, which was refined and developed by Boulle and others working for Louis XIV. Furniture was inlaid with plaques of ebony, copper, and exotic woods of different colors.
New and often enduring types of furniture appeared; the commode, with two to four drawers, replaced the old coffre, or chest. The canapé, or sofa, appeared, in the form of a combination of two or three armchairs. New kinds of armchairs appeared, including the fauteuil en confessionale or "Confessional armchair", which had padded cushions ions on either side of the back of the chair. The console table also made its first appearance; it was designed to be placed against a wall. Another new type of furniture was the table à gibier, a marble-topped table for holding dishes. Early varieties of the desk appeared; the Mazarin desk had a central section set back, placed between two columns of drawers, with four feet on each column.
The term Baroque is also used to designate the style of music composed during a period that overlaps with that of Baroque art. The first uses of the term 'baroque' for music were criticisms. In an anonymous, satirical review of the première in October 1733 of Rameau's Hippolyte et Aricie, printed in the Mercure de France in May 1734, the critic implied that the novelty of this opera was "du barocque," complaining that the music lacked coherent melody, was filled with unremitting dissonances, constantly changed key and meter, and speedily ran through every compositional device. Jean-Jacques Rousseau, who was a musician and noted composer as well as philosopher, made a very similar observation in 1768 in the famous Encyclopédie of Denis Diderot: "Baroque music is that in which the harmony is confused, and loaded with modulations and dissonances. The singing is harsh and unnatural, the intonation difficult, and the movement limited. It appears that term comes from the word 'baroco' used by logicians."
Common use of the term for the music of the period began only in 1919, by Curt Sachs, and it was not until 1940 that it was first used in English in an article published by Manfred Bukofzer.
The baroque was a period of musical experimentation and innovation which explains the amount of ornaments and improvisation performed by the musicians. New forms were invented, including the concerto and sinfonia. Opera was born in Italy at the end of the 16th century (with Jacopo Peri's mostly lost Dafne, produced in Florence in 1598) and soon spread through the rest of Europe: Louis XIV created the first Royal Academy of Music, In 1669, the poet Pierre Perrin opened an academy of opera in Paris, the first opera theatre in France open to the public, and premiered Pomone, the first grand opera in French, with music by Robert Cambert, with five acts, elaborate stage machinery, and a ballet. Heinrich Schütz in Germany, Jean-Baptiste Lully in France, and Henry Purcell in England all helped to establish their national traditions in the 17th century.
Several new instruments, including the piano, were introduced during this period. The invention of the piano is credited to Bartolomeo Cristofori (1655–1731) of Padua, Italy, who was employed by Ferdinando de' Medici, Grand Prince of Tuscany, as the Keeper of the Instruments. Cristofori named the instrument un cimbalo di cipresso di piano e forte ("a keyboard of cypress with soft and loud"), abbreviated over time as pianoforte, fortepiano, and later, simply, piano.
The classical ballet also originated in the Baroque era. The style of court dance was brought to France by Marie de Medici, and in the beginning the members of the court themselves were the dancers. Louis XIV himself performed in public in several ballets. In March 1662, the Académie Royale de Danse, was founded by the King. It was the first professional dance school and company, and set the standards and vocabulary for ballet throughout Europe during the period.
Heinrich Wölfflin was the first to transfer the term Baroque to literature. The key concepts of Baroque literary theory, such as "conceit" (concetto), "wit" (acutezza, ingegno), and "wonder" (meraviglia), were not fully developed in literary theory until the publication of Emanuele Tesauro's Il Cannocchiale aristotelico (The Aristotelian Telescope) in 1654. This seminal treatise - inspired by Giambattista Marino's epic Adone and the work of the Spanish Jesuit philosopher Baltasar Gracián - developed a theory of metaphor as a universal language of images and as a supreme intellectual act, at once an artifice and an epistemologically privileged mode of access to truth.
The Baroque period was a golden age for theatre in France and Spain; playwrights included Corneille, Racine and Molière in France; and Lope de Vega and Pedro Calderón de la Barca in Spain.
During the Baroque period, the art and style of the theatre evolved rapidly, alongside the development of opera and of ballet. The design of newer and larger theatres, the invention the use of more elaborate machinery, the wider use of the proscenium arch, which framed the stage and hid the machinery from the audience, encouraged more scenic effects and spectacle.
The Baroque had a Catholic and conservative character in Spain, following an Italian literary model during the Renaissance. The Hispanic Baroque theatre aimed for a public content with an ideal reality that manifested fundamental three sentiments: Catholic religion, monarchist and national pride and honour originating from the chivalric, knightly world.
Two periods are known in the Baroque Spanish theatre, with the division occurring in 1630. The first period is represented chiefly by Lope de Vega, but also by Tirso de Molina, Gaspar Aguilar, Guillén de Castro, Antonio Mira de Amescua, Luis Vélez de Guevara, Juan Ruiz de Alarcón, Diego Jiménez de Enciso, Luis Belmonte Bermúdez, Felipe Godínez, Luis Quiñones de Benavente or Juan Pérez de Montalbán. The second period is represented by Pedro Calderón de la Barca and fellow dramatists Antonio Hurtado de Mendoza, Álvaro Cubillo de Aragón, Jerónimo de Cáncer, Francisco de Rojas Zorrilla, Juan de Matos Fragoso, Antonio Coello y Ochoa, Agustín Moreto, and Francisco Bances Candamo. These classifications are loose because each author had his own way and could occasionally adhere himself to the formula established by Lope. It may even be that Lope's "manner" was more liberal and structured than Calderón's.
Lope de Vega introduced through his Arte nuevo de hacer comedias en este tiempo (1609) the new comedy. He established a new dramatic formula that broke the three Aristotle unities of the Italian school of poetry (action, time, and place) and a fourth unity of Aristotle which is about style, mixing of tragic and comic elements showing different types of verses and stanzas upon what is represented. Although Lope has a great knowledge of the plastic arts, he did not use it during the major part of his career nor in theatre or scenography. The Lope's comedy granted a second role to the visual aspects of the theatrical representation.
Tirso de Molina, Lope de Vega, and Calderón were the most important play writers in Golden Era Spain. Their works, known for their subtle intelligence and profound comprehension of a person's humanity, could be considered a bridge between Lope's primitive comedy and the more elaborate comedy of Calderón. Tirso de Molina is best known for two works, The Convicted Suspicions and The Trickster of Seville, one of the first versions of the Don Juan myth.
Upon his arrival to Madrid, Cosimo Lotti brought to the Spanish court the most advanced theatrical techniques of Europe. His techniques and mechanic knowledge were applied in palace exhibitions called "Fiestas" and in lavish exhibitions of rivers or artificial fountains called "Naumaquias". He was in charge of styling the Gardens of Buen Retiro, of Zarzuela, and of Aranjuez and the construction of the theatrical building of Coliseo del Buen Retiro. Lope's formulas begin with a verse that it unbefitting of the palace theatre foundation and the birth of new concepts that begun the careers of some play writers like Calderón de la Barca. Marking the principal innovations of the New Lopesian Comedy, Calderón's style marked many differences, with a great deal of constructive care and attention to his internal structure. Calderón's work is in formal perfection and a very lyric and symbolic language. Liberty, vitality and openness of Lope gave a step to Calderón's intellectual reflection and formal precision. In his comedy it reflected his ideological and doctrine intentions in above the passion and the action, the work of Autos sacramentales achieved high ranks. The genre of Comedia is political, multi-artistic and in a sense hybrid. The poetic text interweaved with Medias and resources originating from architecture, music and painting freeing the deception that is in the Lopesian comedy was made up from the lack of scenery and engaging the dialogue of action.
The best known German playwright was Andreas Gryphius, who used the Jesuit model of the Dutch Joost van den Vondel and Pierre Corneille. There was also Johannes Velten who combined the traditions of the English comedians and the commedia dell'arte with the classic theatre of Corneille and Molière. His touring company was perhaps the most significant and important of the 17th century.
The foremost Italian baroque tragedian was Federico Della Valle. His literary activity is summed up by the four plays that he wrote for the courtly theater: the tragicomedy Adelonda di Frigia (1595) and especially his three tragedies, Judith (1627), Esther (1627) and La reina di Scotia (1628). Della Valle had many imitators and followers who combined in their works Baroque taste and the didactic aims of the Jesuits (Pallavicino, Graziani, etc.)
Following the evolution marked from Spain, at the end of the 16th century, the companies of comedians, essentially transhumant, began to professionalize. With professionalization came regulation and censorship: as in Europe, the theatre oscillated between tolerance and even government protection and rejection (with exceptions) or persecution by the Church. The theatre was useful to the authorities as an instrument to disseminate the desired behavior and models, respect for the social order and the monarchy, school of religious dogma.
The corrales were administered for the benefit of hospitals that shared the benefits of the representations. The itinerant companies (or "of the league"), who carried the theatre in improvised open-air stages by the regions that did not have fixed locals, required a viceregal license to work, whose price or pinción was destined to alms and works pious. For companies that worked stably in the capitals and major cities, one of their main sources of income was participation in the festivities of the Corpus Christi, which provided them with not only economic benefits, but also recognition and social prestige. The representations in the viceregal palace and the mansions of the aristocracy, where they represented both the comedies of their repertoire and special productions with great lighting effects, scenery, and stage, were also an important source of well-paid and prestigious work.
Born in the Viceroyalty of New Spain but later settled in Spain, Juan Ruiz de Alarcón is the most prominent figure in the Baroque theatre of New Spain. Despite his accommodation to Lope de Vega's new comedy, his "marked secularism", his discretion and restraint, and a keen capacity for "psychological penetration" as distinctive features of Alarcón against his Spanish contemporaries have been noted. Noteworthy among his works La verdad sospechosa, a comedy of characters that reflected his constant moralizing purpose. The dramatic production of Sor Juana Inés de la Cruz places her as the second figure of the Spanish-American Baroque theatre. It is worth mentioning among her works the auto sacramental El divino Narciso and the comedy Los empeños de una casa.
The Baroque garden, also known as the jardin à la française or French formal garden, first appeared in Rome in the 16th century, and then most famously in France in the 17th century in the gardens of Vaux le Vicomte and the Palace of Versailles. Baroque gardens were built by Kings and princes in Germany, the Netherlands, Austria, Spain, Poland, Italy and Russia until the mid-18th century, when they began to be remade into by the more natural English landscape garden.
The purpose of the baroque garden was to illustrate the power of man over nature, and the glory of its builder, Baroque gardens were laid out in geometric patterns, like the rooms of a house. They were usually best seen from the outside and looking down, either from a chateau or terrace. The elements of a baroque garden included parterres of flower beds or low hedges trimmed into ornate Baroque designs, and straight lanes and alleys of gravel which divided and crisscrossed the garden. Terraces, ramps, staircases and cascades were placed where there were differences of elevation, and provided viewing points. Circular or rectangular ponds or basins of water were the settings for fountains and statues. Bosquets or carefully trimmed groves or lines of identical trees, gave the appearance of walls of greenery and were backdrops for statues. On the edges, the gardens usually had pavilions, orangeries and other structures where visitors could take shelter from the sun or rain.
Baroque gardens required enormous numbers of gardeners, continual trimming, and abundant water. In the later part of the Baroque period, the formal elements began to be replaced with more natural features, including winding paths, groves of varied trees left to grow untrimmed; rustic architecture and picturesque structures, such as Roman temples or Chinese pagodas, as well as "secret gardens" on the edges of the main garden, filled with greenery, where visitors could read or have quiet conversations. By the mid-18th century most of the Baroque gardens were partially or entirely transformed into variations of the English landscape garden.
Besides Versailles and Vaux-le-Vicomte, celebrated baroque gardens still retaining much of their original appearance include the Royal Palace of Caserta near Naples; Nymphenburg Palace and Augustusburg and Falkenlust Palaces, Brühl in Germany; Het Loo Palace, Netherlands; the Belvedere Palace in Vienna; Royal Palace of La Granja de San Ildefonso, Spain; and Peterhof Palace in St. Petersburg, Russia.
16th through 19th century European cities witnessed a large change in urban design and planning principals that reshaped the landscapes and built environment. Rome, Paris, and other major cities were transformed to accommodate growing populations through improvements in housing, transportation, and public services. Throughout this time, the Baroque style was in full swing, and the influences of elaborate, dramatic, and artistic architectural styles extended into the urban fabric through what is known as Baroque urban planning. The experience of living and walking in the cities aims to compliment the emotions of the Baroque style. This style of planning often embraced displaying the wealth and strength of the ruling powers, and the important buildings served as the visual and symbolic center of the cities.
The replanning of the city of Rome under the rule of Pope Sixtus V revived and expanded the city in the 16th century. Many grand piazzas and squares were added as public spaces to contribute to the dramatic effect of the Baroque style. The piazzas featured fountains and other decorative features to embody the emotions of the time. An important factor in Baroque style planning was to connect churches, government structures, and piazzas together in a refined network of axis'. This allowed the important landmarks of the Catholic Church to become the focal points of the city.
As another example of Baroque urban planning, Paris was in desperate need for an urban revival in the 19th century. The city underwent a dramatic change within its urban fabric through the help of Baron Hausmann. Under the rule of Napoleon III, Hausmann was appointed to reconstruct Paris by adding a new network of streets, parks, trains, and public services. Some of the characteristics of Hausmann's design include straight, wide boulevards lined with trees, and short access to parks and green spaces. The plan highlights some important buildings, such as the Paris Opera House.
More characteristics of Baroque urban planning are embodied in Barcelona. The Eixample district, designed by Ildefons Cerdà, showcases wide avenues in a grid system with a few diagonal boulevards. The intersections are very unique with octagonal blocks, which provide the streets with great visibility and light. Many works in this district come from architect Antoni Gaudí, who displays a unique style. Centered in the Eixample district design is the Sagrada Família by Gaudí, which poses great significance to the city.
The Rococo is the final stage of the Baroque, and in many ways took the Baroque's fundamental qualities of illusion and drama to their logical extremes. Beginning in France as a reaction against the heavy Baroque grandeur of Louis XIV's court at the Palace of Versailles, the rococo movement became associated particularly with the powerful Madame de Pompadour (1721–1764), the mistress of the new king Louis XV (1710–1774). Because of this, the style was also known as 'Pompadour'. Although it's highly associated with the reign of Louis XV, it didn't appear in this period. Multiple works from the last years of Louis XIV's reign are examples of early Rococo. The name of the movement derives from the French 'rocaille', or pebble, and refers to stones and shells that decorate the interiors of caves, as similar shell forms became a common feature in Rococo design. It began as a design and decorative arts style, and was characterized by elegant flowing shapes. Architecture followed and then painting and sculpture. The French painter with whom the term Rococo is most often associated is Jean-Antoine Watteau, whose pastoral scenes, or fêtes galantes, dominate the early part of the 18th century.
There are multiple similarities between Rococo and Baroque. Both styles insist on monumental forms, and so use continuous spaces, double columns or pilasters, and luxurious materials (including gilded elements). There also noticeable differences. Rococo designed freed themselves from the adherence to symmetry that had dominated architecture and design since the Renaissance. Many small objects, like ink pots or porcelain figures, but also some ornaments, are often asymmetrical. This goes hand in hand with the fact that most ornamentation consisted of interpretation of foliage and sea shells, not as many Classical ornaments inherited from the Renaissance like in Baroque. Another key difference is the fact that since the Baroque is the main cultural manifestation of the spirit of the Counter-Reformation, it is most often associated with ecclesiastical architecture. In contrast, the Rococo is mainly associated with palaces and domestic architecture. In Paris, the popularity of the Rococo coincided with the emergence of the salon as a new type of social gathering, the venues for which were often decorated in this style. Rococo rooms were typically smaller than their Baroque counterparts, reflecting a movement towards domestic intimacy. Colours also match this change, from the earthy tones of Caravaggio's paintings, and the interiors of red marble and gilded mounts of the reign of Louis XIV, to the pastel and relaxed pale blue, Pompadour pink, and white of the Louis XV and Madame de Pompadour's France. Similarly to colours, there was also a transition from serious, dramatic and moralistic subjects in painting and sculpture, to lighthearted and joyful themes.
One last difference between Baroque and Rococo is the interest that 18th century aristocrats had for East Asia. Chinoiserie was a style in fine art, architecture and design, popular during the 18th century, that was heavily inspired by Chinese art, but also by Rococo at the same time. Because traveling to China or other Far Eastern countries was something hard at that time and so remained mysterious to most Westerners, European imagination were fuelled by perceptions of Asia as a place of wealth and luxury, and consequently patrons from emperors to merchants vied with each other in adorning their living quarters with Asian goods and decorating them in Asian styles. Where Asian objects were hard to obtain, European craftsmen and painters stepped up to fill the demand, creating a blend of Rococo forms and Asian figures, motifs and techniques. Aside from European recreations of objects in East Asian style, Chinese lacquerware was reused in multiple ways. European aristicrats fully decorated a handful of rooms of palaces, with Chinese lacquer panels used as wall panels. Due to its aspect, black lacquer was popular for Western men's studies. Those panels used were usually glossy and black, made in the Henan province of China. They were made of multiple layers of lacquer, then incised with motifs in-filled with colour and gold. Chinese, but also Japanese lacquer panels were also used by some 18th century European carpenters for making furniture. In order to be produced, Asian screens were dismantled and used to veneer European-made furniture.
In 1750, Madame de Pompadour sent her nephew, Abel-François Poisson de Vandières, on a two-year mission to study artistic and archeological developments in Italy. He was accompanied by several artists, including the engraver Nicolas Cochin and the architect Soufflot. They returned to Paris with a passion for classical art. Vandiéres became the Marquis of Marigny, and was named Royal Director of buildings in 1754. He turned official French architecture toward Neoclassicism, a movement that heavily takes its inspiration from and tries to revive the art of Ancient Greece and Rome. Cochin became an important art critic; he denounced the petit style of François Boucher (one of the main Rococo painters), and called for a grand style with a new emphasis on antiquity and nobility in the academies of painting of architecture.
The transition from Rococo to Neoclassicism wasn't very abrupt. Some of the biggest patrons of Rococo art also commissioned early Neoclassical works. Madame de Pompadour, one of the main figures of Rococo, commissioned the Petit Trianon, one of the most important examples of French Neoclassical architecture. Similarly, Louis XV, the king at whose court the Rococo flourished, founded the Panthéon, another iconic Neoclassical monument. Besides this, in France there was the Louis XVI style, which uses shapes and motifs taken from ancient Greek, Etruscan and Roman antiquity, but still has the sweet, delicate and fancy vibe of the Rococo. In the UK, Robert Adam's Greco-Roman inspired interior of the Eating Room in the Osterley Park, near London, despite being Neoclassical, is painted mainly in white and pastel green and pink, reminiscent of Rococo. It must be mentioned that Neoclassicism wasn't about copying. Artists didn't try to become frozen in the past, but to use Antiquity and its ideals in a way that was relevant to contemporary society.
The pioneer German art historian and archeologist Johann Joachim Winckelmann also condemned the baroque style, and praised the superior values of classical art and architecture. By the 19th century, Baroque was a target for ridicule and criticism. The neoclassical critic Francesco Milizia wrote: "Borrominini in architecture, Bernini in sculpture, Pietro da Cortona in painting...are a plague on good taste, which infected a large number of artists." In the 19th century, criticism went even further; the British critic John Ruskin declared that baroque sculpture was not only bad, but also morally corrupt.
The Swiss-born art historian Heinrich Wölfflin (1864–1945) started the rehabilitation of the word Baroque in his Renaissance und Barock (1888); Wölfflin identified the Baroque as "movement imported into mass", an art antithetic to Renaissance art. He did not make the distinctions between Mannerism and Baroque that modern writers do, and he ignored the later phase, the academic Baroque that lasted into the 18th century. Baroque art and architecture became fashionable in the interwar period, and has largely remained in critical favor. The term "Baroque" may still be used, often pejoratively, describing works of art, craft, or design that are thought to have excessive ornamentation or complexity of line. At the same time "baroque" has become an accepted terms for various trends in Roman art and Roman architecture in the 2nd and 3rd centuries AD, which display some of the same characteristics as the later Baroque.
Highly criticized, the Baroque will later be a source of inspiration for artists, architects and designers during the 19th century through Romanticism, a movement that developed in the 18th century and that reached its peak in the 19th. It was characterized by its emphasis on emotion and individualism, as well as glorification of the past and nature, preferring the medieval to the classical. A mix of literary, religious, and political factors prompted late-18th and 19th century British architects and designers to look back to the Middle Ages for inspiration. Romanticism is the reason the 19th century is best known as the century of revivals. In France, Romanticism was not the key factor that led to the revival of Gothic architecture and design. Vandalism of monuments and buildings associated with the Ancien Régime (Old Regime) happened during the French Revolution. Because of this an archaeologist, Alexandre Lenoir, was appointed curator of the Petits-Augustins depot, where sculptures, statues and tombs removed from churches, abbeys and convents had been transported. He organized the Museum of French Monuments (1795-1816), and was the first to bring back the taste for the art of the Middle Ages, which progressed slowly to flourish a quarter of a century later.
This taste and revival of medieval art led to the revival of other periods, including the Baroque and Rococo. Revivalism started with themes first from the Middle Ages, then, towards the end of the reign of Louis Philippe (1830-1848), from the Renaissance. Baroque and Rococo inspiration was more popular during the reign of Napoleon III (1852-1870), and continued later, after the fall of the Second French Empire.
Compared to how in England architects and designers saw the Gothic as a national style, Rococo was seen as one of the most representative movements for France. The French felt much more connected to the styles of the Ancien Régime and Napoleon's Empire, than to the medieval or Renaissance past, although Gothic architecture appeared in France, not in England.
The revivalism of the 19th century led in time to eclecticism (mix of elements of different styles). Because architects often revived Classical styles, most Eclectic buildings and designs have a distinctive look. Besides pure revivals, the Baroque was also one of the main sources of inspiration for eclecticism. The coupled column and the giant order, two elements widely used in Baroque, are often present in this kind of 19th and early 20th century buildings. Eclecticism was not limited only to architecture. Many designs from the Second Empire style (1848-1870) have elements taken from different styles. Little furniture from the period escaped its three most prevalent historicist influences, which are sometimes kept distinct and sometimes combined: the Renaissance, Louis XV (Rococo), and Louis XVI styles. Revivals and inspiration also came sometimes from Baroque, like in the case of remakes and arabesques that imitate Boulle marquetry, and from other styles, like Gothic, Renaissance, or English Regency.
The Belle Époque was a period that begun around 1871–1880 and that ended with the outbreak of World War I in 1914. It was characterized by optimism, regional peace, economic prosperity, colonial expansion, and technological, scientific, and cultural innovations. Eclecticism reached its peak in this period, with Beaux Arts architecture. The style takes its name from the École des Beaux-Arts in Paris, where it developed and where many of the main exponents of the style studied. Buildings in this style often feature Ionic columns with their volues on the corner (like those found in French Baroque), a rusticated basement level, overall simplicity but with some really detailed parts, arched doors, and an arch above the entrance like the one of the Petit Palais in Paris. The style aimed for a Baroque opulence through lavishly decorated monumental structures that evoked Louis XIV's Versailles. When it comes to the design of the Belle Époque, all furniture from the past was admired, including, perhaps, contrary to expectations, the Second Empire style (the style of the proceeding period), which remained popular until 1900. In the years around 1900, there was a gigantic recapitulation of styles of all countries in all preceding periods. Everything from Chinese to Spanish models, from Boulle to Gothic, found its way into furniture production, but some styles were more appreciated than others. The High Middle Ages and the early Renaissance were especially prized. Exoticism of every stripe and exuberant Rococo designs were also favoured.
Revivals and influence of the Baroque faded away and disappeared with Art Deco, a style created as a collective effort of multiple French designers to make a new modern style around 1910. It was obscure before WW1, but became very popular during the interwar period, being heavily associated with the 1920s and the 1930s. The movement was a blend of multiple characteristics taken from Modernist currents from the 1900s and the 1910s, like the Vienna Secession, Cubism, Fauvism, Primitivism, Suprematism, Constructivism, Futurism, De Stijl, and Expressionism. Besides Modernism, elements taken from styles popular during the Belle Époque, like Rococo Revival, Neoclassicism, or the neo-Louis XVI style, are also present in Art Deco. The proportions, volumes and structure of Beaux Arts architecture before WW1 is present in early Art Deco buildings of the 1910s and 1920s. Elements taken from Baroque are quite rare, architects and designers preferring the Louis XVI style.
At the end of the interwar period, with the rise in popularity of the International Style, characterized by the complete lack of any ornamentation led to the complete abandonment of influence and revivals of the Baroque. Multiple International Style architects and designers, but also Modernist artists criticized Baroque for its extravagance and what they saw as "excess". Ironically this was just at the same time as the critical appreciation of the original Baroque was reviving strongly.
Appreciation for the Baroque reappeared with the rise of Postmodernism, a movement that questioned Modernism (the status quo after WW2), and which promoted the inclusion of elements of historic styles in new designs, and appreciation for the pre-Modernist past. | [
{
"paragraph_id": 0,
"text": "The Baroque (UK: /bəˈrɒk/, US: /-ˈroʊk/; French: [baʁɔk]) or Baroquism is a Western style of architecture, music, dance, painting, sculpture, poetry, and other arts that flourished from the early 17th century until the 1750s. It followed Renaissance art and Mannerism and preceded the Rococo (in the past often referred to as \"late Baroque\") and Neoclassical styles. It was encouraged by the Catholic Church as a means to counter the simplicity and austerity of Protestant architecture, art, and music, though Lutheran Baroque art developed in parts of Europe as well.",
"title": ""
},
{
"paragraph_id": 1,
"text": "The Baroque style used contrast, movement, exuberant detail, deep color, grandeur, and surprise to achieve a sense of awe. The style began at the start of the 17th century in Rome, then spread rapidly to the rest of Italy, France, Spain, and Portugal, then to Austria, southern Germany, and Poland. By the 1730s, it had evolved into an even more flamboyant style, called rocaille or Rococo, which appeared in France and Central Europe until the mid to late 18th century. In the territories of the Spanish and Portuguese Empires including the Iberian Peninsula it continued, together with new styles, until the first decade of the 19th century.",
"title": ""
},
{
"paragraph_id": 2,
"text": "In the decorative arts, the style employs plentiful and intricate ornamentation. The departure from Renaissance classicism has its own ways in each country. But a general feature is that everywhere the starting point is the ornamental elements introduced by the Renaissance. The classical repertoire is crowded, dense, overlapping, loaded, in order to provoke shock effects. New motifs introduced by Baroque are: the cartouche, trophies and weapons, baskets of fruit or flowers, and others, made in marquetry, stucco, or carved.",
"title": ""
},
{
"paragraph_id": 3,
"text": "The English word baroque comes directly from the French. Some scholars state that the French word originated from the Portuguese term barroco 'a flawed pearl', pointing to the Latin verruca 'wart', or to a word with the Romance suffix -ǒccu (common in pre-Roman Iberia). Other sources suggest a Medieval Latin term used in logic, baroco, as the most likely source.",
"title": "Origin of the word"
},
{
"paragraph_id": 4,
"text": "In the 16th century, the Medieval Latin word baroco moved beyond scholastic logic and came into use to characterise anything that seemed absurdly complex. The French philosopher Michel de Montaigne (1533–1592) helped to give the term baroco (spelled Barroco by him) the meaning 'bizarre, uselessly complicated'. Other early sources associate baroco with magic, complexity, confusion, and excess.",
"title": "Origin of the word"
},
{
"paragraph_id": 5,
"text": "The word baroque was also associated with irregular pearls before the 18th century. The French baroque and Portuguese barroco were terms often associated with jewelry. An example from 1531 uses the term to describe pearls in an inventory of Charles V of France's treasures. Later, the word appears in a 1694 edition of Le Dictionnaire de l'Académie Française, which describes baroque as \"only used for pearls that are imperfectly round.\" A 1728 Portuguese dictionary similarly describes barroco as relating to a \"coarse and uneven pearl\".",
"title": "Origin of the word"
},
{
"paragraph_id": 6,
"text": "An alternative derivation of the word baroque points to the name of the Italian painter Federico Barocci (1528–1612).",
"title": "Origin of the word"
},
{
"paragraph_id": 7,
"text": "In the 18th century, the term began to be used to describe music, and not in a flattering way. In an anonymous satirical review of the première of Jean-Philippe Rameau's Hippolyte et Aricie in October 1733, which was printed in the Mercure de France in May 1734, the critic wrote that the novelty in this opera was \"du barocque\", complaining that the music lacked coherent melody, was unsparing with dissonances, constantly changed key and meter, and speedily ran through every compositional device.",
"title": "Origin of the word"
},
{
"paragraph_id": 8,
"text": "In 1762, Le Dictionnaire de l'Académie Française recorded that the term could figuratively describe something \"irregular, bizarre or unequal\".",
"title": "Origin of the word"
},
{
"paragraph_id": 9,
"text": "Jean-Jacques Rousseau, who was a musician and composer as well as a philosopher, wrote in the Encyclopédie in 1768: \"Baroque music is that in which the harmony is confused, and loaded with modulations and dissonances. The singing is harsh and unnatural, the intonation difficult, and the movement limited. It appears that term comes from the word 'baroco' used by logicians.\"",
"title": "Origin of the word"
},
{
"paragraph_id": 10,
"text": "In 1788, Quatremère de Quincy defined the term in the Encyclopédie Méthodique as \"an architectural style that is highly adorned and tormented\".",
"title": "Origin of the word"
},
{
"paragraph_id": 11,
"text": "The French terms style baroque and musique baroque appeared in Le Dictionnaire de l'Académie Française in 1835. By the mid-19th century, art critics and historians had adopted the term \"baroque\" as a way to ridicule post-Renaissance art. This was the sense of the word as used in 1855 by the leading art historian Jacob Burckhardt, who wrote that baroque artists \"despised and abused detail\" because they lacked \"respect for tradition\".",
"title": "Origin of the word"
},
{
"paragraph_id": 12,
"text": "In 1888, the art historian Heinrich Wölfflin published the first serious academic work on the style, Renaissance und Barock, which described the differences between the painting, sculpture, and architecture of the Renaissance and the Baroque.",
"title": "Origin of the word"
},
{
"paragraph_id": 13,
"text": "The Baroque style of architecture was a result of doctrines adopted by the Catholic Church at the Council of Trent in 1545–1563, in response to the Protestant Reformation. The first phase of the Counter-Reformation had imposed a severe, academic style on religious architecture, which had appealed to intellectuals but not the mass of churchgoers. The Council of Trent decided instead to appeal to a more popular audience, and declared that the arts should communicate religious themes with direct and emotional involvement. Similarly, Lutheran Baroque art developed as a confessional marker of identity, in response to the Great Iconoclasm of Calvinists.",
"title": "Architecture: origins and characteristics"
},
{
"paragraph_id": 14,
"text": "Baroque churches were designed with a large central space, where the worshippers could be close to the altar, with a dome or cupola high overhead, allowing light to illuminate the church below. The dome was one of the central symbolic features of Baroque architecture illustrating the union between the heavens and the earth. The inside of the cupola was lavishly decorated with paintings of angels and saints, and with stucco statuettes of angels, giving the impression to those below of looking up at heaven. Another feature of Baroque churches are the quadratura; trompe-l'œil paintings on the ceiling in stucco frames, either real or painted, crowded with paintings of saints and angels and connected by architectural details with the balustrades and consoles. Quadratura paintings of Atlantes below the cornices appear to be supporting the ceiling of the church. Unlike the painted ceilings of Michelangelo in the Sistine Chapel, which combined different scenes, each with its own perspective, to be looked at one at a time, the Baroque ceiling paintings were carefully created so the viewer on the floor of the church would see the entire ceiling in correct perspective, as if the figures were real.",
"title": "Architecture: origins and characteristics"
},
{
"paragraph_id": 15,
"text": "The interiors of Baroque churches became more and more ornate in the High Baroque, and focused around the altar, usually placed under the dome. The most celebrated baroque decorative works of the High Baroque are the Chair of Saint Peter (1647–1653) and the Baldachino of St. Peter (1623–1634), both by Gian Lorenzo Bernini, in St. Peter's Basilica in Rome. The Baldequin of St. Peter is an example of the balance of opposites in Baroque art; the gigantic proportions of the piece, with the apparent lightness of the canopy; and the contrast between the solid twisted columns, bronze, gold and marble of the piece with the flowing draperies of the angels on the canopy. The Dresden Frauenkirche serves as a prominent example of Lutheran Baroque art, which was completed in 1743 after being commissioned by the Lutheran city council of Dresden and was \"compared by eighteenth-century observers to St Peter's in Rome\".",
"title": "Architecture: origins and characteristics"
},
{
"paragraph_id": 16,
"text": "The twisted column in the interior of churches is one of the signature features of the Baroque. It gives both a sense of motion and also a dramatic new way of reflecting light.",
"title": "Architecture: origins and characteristics"
},
{
"paragraph_id": 17,
"text": "The cartouche was another characteristic feature of Baroque decoration. These were large plaques carved of marble or stone, usually oval and with a rounded surface, which carried images or text in gilded letters, and were placed as interior decoration or above the doorways of buildings, delivering messages to those below. They showed a wide variety of invention, and were found in all types of buildings, from cathedrals and palaces to small chapels.",
"title": "Architecture: origins and characteristics"
},
{
"paragraph_id": 18,
"text": "Baroque architects sometimes used forced perspective to create illusions. For the Palazzo Spada in Rome, Borromini used columns of diminishing size, a narrowing floor and a miniature statue in the garden beyond to create the illusion that a passageway was thirty meters long, when it was actually only seven meters long. A statue at the end of the passage appears to be life-size, though it is only sixty centimeters high. Borromini designed the illusion with the assistance of a mathematician.",
"title": "Architecture: origins and characteristics"
},
{
"paragraph_id": 19,
"text": "The first building in Rome to have a Baroque facade was the Church of the Gesù in 1584; it was plain by later Baroque standards, but marked a break with the traditional Renaissance facades that preceded it. The interior of this church remained very austere until the high Baroque, when it was lavishly ornamented.",
"title": "Architecture: origins and characteristics"
},
{
"paragraph_id": 20,
"text": "In Rome in 1605, Paul V became the first of series of popes who commissioned basilicas and church buildings designed to inspire emotion and awe through a proliferation of forms, and a richness of colours and dramatic effects. Among the most influential monuments of the Early Baroque were the facade of St. Peter's Basilica (1606–1619), and the new nave and loggia which connected the facade to Michelangelo's dome in the earlier church. The new design created a dramatic contrast between the soaring dome and the disproportionately wide facade, and the contrast on the facade itself between the Doric columns and the great mass of the portico.",
"title": "Architecture: origins and characteristics"
},
{
"paragraph_id": 21,
"text": "In the mid to late 17th century the style reached its peak, later termed the High Baroque. Many monumental works were commissioned by Popes Urban VIII and Alexander VII. The sculptor and architect Gian Lorenzo Bernini designed a new quadruple colonnade around St. Peter's Square (1656 to 1667). The three galleries of columns in a giant ellipse balance the oversize dome and give the Church and square a unity and the feeling of a giant theatre.",
"title": "Architecture: origins and characteristics"
},
{
"paragraph_id": 22,
"text": "Another major innovator of the Italian High Baroque was Francesco Borromini, whose major work was the Church of San Carlo alle Quattro Fontane or Saint Charles of the Four Fountains (1634–1646). The sense of movement is given not by the decoration, but by the walls themselves, which undulate and by concave and convex elements, including an oval tower and balcony inserted into a concave traverse. The interior was equally revolutionary; the main space of the church was oval, beneath an oval dome.",
"title": "Architecture: origins and characteristics"
},
{
"paragraph_id": 23,
"text": "Painted ceilings, crowded with angels and saints and trompe-l'œil architectural effects, were an important feature of the Italian High Baroque. Major works included The Entry of Saint Ignatius into Paradise by Andrea Pozzo (1685–1695) in the Church of Saint Ignatius in Rome, and The Triumph of the Name of Jesus by Giovanni Battista Gaulli in the Church of the Gesù in Rome (1669–1683), which featured figures spilling out of the picture frame and dramatic oblique lighting and light-dark contrasts.",
"title": "Architecture: origins and characteristics"
},
{
"paragraph_id": 24,
"text": "The style spread quickly from Rome to other regions of Italy: It appeared in Venice in the church of Santa Maria della Salute (1631–1687) by Baldassare Longhena, a highly original octagonal form crowned with an enormous cupola. It appeared also in Turin, notably in the Chapel of the Holy Shroud (1668–1694) by Guarino Guarini. The style also began to be used in palaces; Guarini designed the Palazzo Carignano in Turin, while Longhena designed the Ca' Rezzonico on the Grand Canal, (1657), finished by Giorgio Massari with decorated with paintings by Giovanni Battista Tiepolo. A series of massive earthquakes in Sicily required the rebuilding of most of them and several were built in the exuberant late Baroque or Rococo style.",
"title": "Architecture: origins and characteristics"
},
{
"paragraph_id": 25,
"text": "The Catholic Church in Spain, and particularly the Jesuits, were the driving force of Spanish Baroque architecture. The first major work in this style was the San Isidro Chapel in Madrid, begun in 1643 by Pedro de la Torre. It contrasted an extreme richness of ornament on the exterior with simplicity in the interior, divided into multiple spaces and using effects of light to create a sense of mystery. The Cathedral in Santiago de Compostela was modernized with a series of Baroque additions beginning at the end of the 17th century, starting with a highly ornate bell tower (1680), then flanked by two even taller and more ornate towers, called the Obradorio, added between 1738 and 1750 by Fernando de Casas Novoa. Another landmark of the Spanish Baroque is the chapel tower of the Palace of San Telmo in Seville by Leonardo de Figueroa.",
"title": "Architecture: origins and characteristics"
},
{
"paragraph_id": 26,
"text": "Granada had only been conquered from the Moors in the 15th century, and had its own distinct variety of Baroque. The painter, sculptor and architect Alonso Cano designed the Baroque interior of Granada Cathedral between 1652 and his death in 1657. It features dramatic contrasts of the massive white columns and gold decor.",
"title": "Architecture: origins and characteristics"
},
{
"paragraph_id": 27,
"text": "The most ornamental and lavishly decorated architecture of the Spanish Baroque is called Churrigueresque style, named after the brothers Churriguera, who worked primarily in Salamanca and Madrid. Their works include the buildings on the city's main square, the Plaza Mayor of Salamanca (1729). This highly ornamental Baroque style was influential in many churches and cathedrals built by the Spanish in the Americas.",
"title": "Architecture: origins and characteristics"
},
{
"paragraph_id": 28,
"text": "Other notable Spanish baroque architects of the late Baroque include Pedro de Ribera, a pupil of Churriguera, who designed the Royal Hospice of San Fernando in Madrid, and Narciso Tomé, who designed the celebrated El Transparente altarpiece at Toledo Cathedral (1729–1732) which gives the illusion, in certain light, of floating upwards.",
"title": "Architecture: origins and characteristics"
},
{
"paragraph_id": 29,
"text": "The architects of the Spanish Baroque had an effect far beyond Spain; their work was highly influential in the churches built in the Spanish colonies in Latin America and the Philippines. The Church built by the Jesuits for a college in Tepotzotlán, with its ornate Baroque facade and tower, is a good example.",
"title": "Architecture: origins and characteristics"
},
{
"paragraph_id": 30,
"text": "From 1680 to 1750, many highly ornate cathedrals, abbeys, and pilgrimage churches were built in Central Europe, in Bavaria, Austria, Bohemia and southwestern Poland. Some were in Rococo style, a distinct, more flamboyant and asymmetric style which emerged from the Baroque, then replaced it in Central Europe in the first half of the 18th century, until it was replaced in turn by classicism.",
"title": "Architecture: origins and characteristics"
},
{
"paragraph_id": 31,
"text": "The princes of the multitude of states in that region also chose Baroque or Rococo for their palaces and residences, and often used Italian-trained architects to construct them. Notable architects included Johann Fischer von Erlach, Lukas von Hildebrandt and Dominikus Zimmermann in Bavaria, Balthasar Neumann in Bruhl, and Matthäus Daniel Pöppelmann in Dresden. In Prussia, Frederick II of Prussia was inspired by the Grand Trianon of the Palace of Versailles, and used it as the model for his summer residence, Sanssouci, in Potsdam, designed for him by Georg Wenzeslaus von Knobelsdorff (1745–1747). Another work of Baroque palace architecture is the Zwinger in Dresden, the former orangerie of the palace of the Dukes of Saxony in the 18th century.",
"title": "Architecture: origins and characteristics"
},
{
"paragraph_id": 32,
"text": "One of the best examples of a rococo church is the Basilika Vierzehnheiligen, or Basilica of the Fourteen Holy Helpers, a pilgrimage church located near the town of Bad Staffelstein near Bamberg, in Bavaria, southern Germany. The Basilica was designed by Balthasar Neumann and was constructed between 1743 and 1772, its plan a series of interlocking circles around a central oval with the altar placed in the exact centre of the church. The interior of this church illustrates the summit of Rococo decoration. Another notable example of the style is the Pilgrimage Church of Wies (German: Wieskirche). It was designed by the brothers J. B. and Dominikus Zimmermann. It is located in the foothills of the Alps, in the municipality of Steingaden in the Weilheim-Schongau district, Bavaria, Germany. Construction took place between 1745 and 1754, and the interior was decorated with frescoes and with stuccowork in the tradition of the Wessobrunner School. It is now a UNESCO World Heritage Site.",
"title": "Architecture: origins and characteristics"
},
{
"paragraph_id": 33,
"text": "Another notable example is the St. Nicholas Church (Malá Strana) in Prague (1704–1755), built by Christoph Dientzenhofer and his son Kilian Ignaz Dientzenhofer. Decoration covers all of walls of interior of the church. The altar is placed in the nave beneath the central dome, and surrounded by chapels, light comes down from the dome above and from the surrounding chapels. The altar is entirely surrounded by arches, columns, curved balustrades and pilasters of coloured stone, which are richly decorated with statuary, creating a deliberate confusion between the real architecture and the decoration. The architecture is transformed into a theatre of light, colour and movement.",
"title": "Architecture: origins and characteristics"
},
{
"paragraph_id": 34,
"text": "In Poland, the Italian-inspired Polish Baroque lasted from the early 17th to the mid-18th century and emphasised richness of detail and colour. The first Baroque building in present-day Poland and probably one of the most recognizable is the Church of St. Peter and Paul in Kraków, designed by Giovanni Battista Trevano. Sigismund's Column in Warsaw, erected in 1644, was the world's first secular Baroque monument built in the form of a column. The palatial residence style was exemplified by the Wilanów Palace, constructed between 1677 and 1696. The most renowned Baroque architect active in Poland was Dutchman Tylman van Gameren and his notable works include Warsaw's St. Kazimierz Church and Krasiński Palace, St. Anne's in Kraków and Branicki Palace in Bialystok. However, the most celebrated work of Polish Baroque is the Fara Church in Poznań, with details by Pompeo Ferrari. After Thirty Years' War under the agreements of the Peace of Westphalia two unique baroque wattle and daub structures was built: Church of Peace in Jawor, Holy Trinity Church of Peace in Świdnica the largest wooden Baroque temple in Europe.",
"title": "Architecture: origins and characteristics"
},
{
"paragraph_id": 35,
"text": "Baroque in France developed quite differently from the ornate and dramatic local versions of Baroque from Italy, Spain and the rest of Europe. It appears severe, more detached and restrained by comparison, preempting Neoclassicism and the architecture of the Enlightenment. Unlike Italian buildings, French Baroque buildings have no broken pediments or curvilinear façades. Even religious buildings avoided the intense spatial drama one finds in the work of Borromini. The style is closely associated with the works built for Louis XIV (reign 1643–1715), and because of this, it is also known as the Louis XIV style. Louis XIV invited the master of Baroque, Bernini, to submit a design for the new wing of the Louvre, but rejected it in favor of a more classical design by Claude Perrault and Louis Le Vau.",
"title": "Architecture: origins and characteristics"
},
{
"paragraph_id": 36,
"text": "The main architects of the style included François Mansart (1598–1666), Pierre Le Muet (Church of Val-de-Grace, 1645–1665) and Louis Le Vau (Vaux-le-Vicomte, 1657–1661). Mansart was the first architect to introduce Baroque styling, principally the frequent use of an applied order and heavy rustication, into the French architectural vocabulary. The mansard roof was not invented by Mansart, but it has become associated with him, as he used it frequently.",
"title": "Architecture: origins and characteristics"
},
{
"paragraph_id": 37,
"text": "The major royal project of the period was the expansion of Palace of Versailles, begun in 1661 by Le Vau with decoration by the painter Charles Le Brun. The gardens were designed by André Le Nôtre specifically to complement and amplify the architecture. The Galerie des Glaces (Hall of Mirrors), the centerpiece of the château, with paintings by Le Brun, was constructed between 1678 and 1686. Mansart completed the Grand Trianon in 1687. The chapel, designed by de Cotte, was finished in 1710. Following the death of Louis XIV, Louis XV added the more intimate Petit Trianon and the highly ornate theatre. The fountains in the gardens were designed to be seen from the interior, and to add to the dramatic effect. The palace was admired and copied by other monarchs of Europe, particularly Peter the Great of Russia, who visited Versailles early in the reign of Louis XV, and built his own version at Peterhof Palace near Saint Petersburg, between 1705 and 1725.",
"title": "Architecture: origins and characteristics"
},
{
"paragraph_id": 38,
"text": "Baroque architecture in Portugal lasted about two centuries (the late seventeenth century and eighteenth century). The reigns of John V and Joseph I had increased imports of gold and diamonds, in a period called Royal Absolutism, which allowed the Portuguese Baroque to flourish.",
"title": "Architecture: origins and characteristics"
},
{
"paragraph_id": 39,
"text": "Baroque architecture in Portugal enjoys a special situation and different timeline from the rest of Europe.",
"title": "Architecture: origins and characteristics"
},
{
"paragraph_id": 40,
"text": "It is conditioned by several political, artistic, and economic factors, that originate several phases, and different kinds of outside influences, resulting in a unique blend, often misunderstood by those looking for Italian art, find instead specific forms and character which give it a uniquely Portuguese variety. Another key factor is the existence of the Jesuitical architecture, also called \"plain style\" (Estilo Chão or Estilo Plano) which like the name evokes, is plainer and appears somewhat austere.",
"title": "Architecture: origins and characteristics"
},
{
"paragraph_id": 41,
"text": "The buildings are single-room basilicas, deep main chapel, lateral chapels (with small doors for communication), without interior and exterior decoration, simple portal and windows. It is a practical building, allowing it to be built throughout the empire with minor adjustments, and prepared to be decorated later or when economic resources are available.",
"title": "Architecture: origins and characteristics"
},
{
"paragraph_id": 42,
"text": "In fact, the first Portuguese Baroque does not lack in building because \"plain style\" is easy to be transformed, by means of decoration (painting, tiling, etc.), turning empty areas into pompous, elaborate baroque scenarios. The same could be applied to the exterior. Subsequently, it is easy to adapt the building to the taste of the time and place, and add on new features and details. Practical and economical.",
"title": "Architecture: origins and characteristics"
},
{
"paragraph_id": 43,
"text": "With more inhabitants and better economic resources, the north, particularly the areas of Porto and Braga, witnessed an architectural renewal, visible in the large list of churches, convents and palaces built by the aristocracy.",
"title": "Architecture: origins and characteristics"
},
{
"paragraph_id": 44,
"text": "Porto is the city of Baroque in Portugal. Its historical centre is part of UNESCO World Heritage List.",
"title": "Architecture: origins and characteristics"
},
{
"paragraph_id": 45,
"text": "Many of the Baroque works in the historical area of the city and beyond, belong to Nicolau Nasoni an Italian architect living in Portugal, drawing original buildings with scenographic emplacement such as the church and tower of Clérigos, the logia of the Porto Cathedral, the church of Misericórdia, the Palace of São João Novo, the Palace of Freixo, the Episcopal Palace (Portuguese: Paço Episcopal do Porto) along with many others.",
"title": "Architecture: origins and characteristics"
},
{
"paragraph_id": 46,
"text": "The debut of Russian Baroque, or Petrine Baroque, followed a long visit of Peter the Great to western Europe in 1697–1698, where he visited the Chateaux of Fontainebleau and Versailles as well as other architectural monuments. He decided, on his return to Russia, to construct similar monuments in St. Petersburg, which became the new capital of Russia in 1712. Early major monuments in the Petrine Baroque include the Peter and Paul Cathedral and Menshikov Palace.",
"title": "Architecture: origins and characteristics"
},
{
"paragraph_id": 47,
"text": "During the reign of Empress Anna and Elizaveta Petrovna, Russian architecture was dominated by the luxurious Baroque style of Italian-born Bartolomeo Rastrelli, which developed into Elizabethan Baroque. Rastrelli's signature buildings include the Winter Palace, the Catherine Palace and the Smolny Cathedral. Other distinctive monuments of the Elizabethan Baroque are the bell tower of the Troitse-Sergiyeva Lavra and the Red Gate.",
"title": "Architecture: origins and characteristics"
},
{
"paragraph_id": 48,
"text": "In Moscow, Naryshkin Baroque became widespread, especially in the architecture of Eastern Orthodox churches in the late 17th century. It was a combination of western European Baroque with traditional Russian folk styles.",
"title": "Architecture: origins and characteristics"
},
{
"paragraph_id": 49,
"text": "Due to the colonization of the Americas by European countries, the Baroque naturally moved to the New World, finding especially favorable ground in the regions dominated by Spain and Portugal, both countries being centralized and irreducibly Catholic monarchies, by extension subject to Rome and adherents of the Baroque Counter-reformist most typical. European artists migrated to America and made school, and along with the widespread penetration of Catholic missionaries, many of whom were skilled artists, created a multiform Baroque often influenced by popular taste. The Criollo and indigenous crafters did much to give this Baroque unique features. The main centres of American Baroque cultivation, that are still standing, are (in this order) Mexico, Peru, Brazil, Cuba, Ecuador, Colombia, Bolivia, Guatemala, Nicaragua, Puerto Rico and Panama.",
"title": "Architecture: origins and characteristics"
},
{
"paragraph_id": 50,
"text": "Of particular note is the so-called \"Missionary Baroque\", developed in the framework of the Spanish reductions in areas extending from Mexico and southwestern portions of current-day United States to as far south as Argentina and Chile, indigenous settlements organized by Spanish Catholic missionaries in order to convert them to the Christian faith and acculturate them in the Western life, forming a hybrid Baroque influenced by Native culture, where flourished Criollos and many indigenous artisans and musicians, even literate, some of great ability and talent of their own. Missionaries' accounts often repeat that Western art, especially music, had a hypnotic impact on foresters, and the images of saints were viewed as having great powers. Many natives were converted, and a new form of devotion was created, of passionate intensity, laden with mysticism, superstition, and theatricality, which delighted in festive masses, sacred concerts, and mysteries.",
"title": "Architecture: origins and characteristics"
},
{
"paragraph_id": 51,
"text": "The Colonial Baroque architecture in the Spanish America is characterized by a profuse decoration (portal of La Profesa Church, Mexico City; facades covered with Puebla-style azulejos, as in the Church of San Francisco Acatepec in San Andrés Cholula and Convent Church of San Francisco of Puebla), which will be exacerbated in the so-called Churrigueresque style (Facade of the Tabernacle of the Mexico City Cathedral, by Lorenzo Rodríguez; Church of San Francisco Javier, Tepotzotlán; Church of Santa Prisca of Taxco). In Peru, the constructions mostly developed in the cities of Lima, Cusco, Arequipa and Trujillo, since 1650 show original characteristics that are advanced even to the European Baroque, as in the use of cushioned walls and solomonic columns (Church of la Compañía de Jesús, Cusco; Basilica and Convent of San Francisco, Lima). Other countries include: the Metropolitan Cathedral of Sucre in Bolivia; Cathedral Basilica of Esquipulas in Guatemala; Tegucigalpa Cathedral in Honduras; León Cathedral in Nicaragua; the Church of la Compañía de Jesús in Quito, Ecuador; the Church of San Ignacio in Bogotá, Colombia; the Caracas Cathedral in Venezuela; the Cabildo of Buenos Aires in Argentina; the Church of Santo Domingo in Santiago, Chile; and Havana Cathedral in Cuba. It is also worth remembering the quality of the churches of the Spanish Jesuit Missions in Bolivia, Spanish Jesuit missions in Paraguay, the Spanish missions in Mexico and the Spanish Franciscan missions in California.",
"title": "Architecture: origins and characteristics"
},
{
"paragraph_id": 52,
"text": "In Brazil, as in the metropolis, Portugal, the architecture has a certain Italian influence, usually of a Borrominesque type, as can be seen in the Co-Cathedral of Recife (1784) and Church of Nossa Senhora da Glória do Outeiro in Rio de Janeiro (1739). In the region of Minas Gerais, highlighted the work of Aleijadinho, author of a group of churches that stand out for their curved planimetry, facades with concave-convex dynamic effects and a plastic treatment of all architectural elements (Church of São Francisco de Assis in Ouro Preto, 1765–1788).",
"title": "Architecture: origins and characteristics"
},
{
"paragraph_id": 53,
"text": "In the Portuguese colonies of India (Goa, Daman and Diu) an architectural style of Baroque forms mixed with Hindu elements flourished, such as the Goa Cathedral and the Basilica of Bom Jesus of Goa, which houses the tomb of St. Francis Xavier. The set of churches and convents of Goa was declared a World Heritage Site in 1986.",
"title": "Architecture: origins and characteristics"
},
{
"paragraph_id": 54,
"text": "In the Philippines, which was a Spanish colony for over three centuries, a large number of Baroque constructions are preserved. Four of these as well as the Baroque and Neoclassical city of Vigan are both UNESCO World Heritage Sites; and although they lack formal classification, The Walled City of Manila along with the city of Tayabas both contain a significant extent of Spanish-Baroque-era architecture.",
"title": "Architecture: origins and characteristics"
},
{
"paragraph_id": 55,
"text": "As we saw, the Baroque is a Western style, born in Italy. Through the commercial and cultural relationships of Italians with countries of the Balkan Peninsula, including Moldavia and Wallachia, Baroque influences arrive to Eastern Europe. These influences were not very strong, since they usually take place in architecture and stone-sculpted ornaments, and are also mixed intensely with details taken from Byzantine and Islamic art.",
"title": "Architecture: origins and characteristics"
},
{
"paragraph_id": 56,
"text": "Before and after the fall of the Byzantine Empire, all the art of Wallachia and Moldavia was primarily influenced by the one of Constantinople. Until the end of the 16th century, with little modifications, the plans of churches and monasteries, the murals, and the ornaments carved in stone remain the same as before. From a period starting with the reigns of Matei Basarab (1632-1654) and Vasile Lupu (1634-1653), which coincides with the popularization of Italian Baroque, new ornaments are added, and the style of religious furniture changes. This is not random at all. Decorative elements and principles are brought from Italy, through Venice, or through the Dalmatian regions, and they are adopted by architects and craftsmen from the east. The window and door frames, the pisanie with dedication, the tombstones, the columns and railings, and a part of the bronze, silver or wooden furniture, receive a more important role than the one they had before. They existed before too, inspired by the Byzantine tradition, but they have a more realist look, showing delicate floral motifs. The relief that existed before too, becomes more accentuated, having volume and consistency now. Before this period, reliefs from Wallachia and Moldavia, like the ones from the East, had only two levels, at a small distance one from the other, one at the surface and the other in depth. Big flowers, maybe roses, peonies or thistles, thick leaves, of acanthus or another similar plant, are twisting on columns, or surround door and windows. A place where the Baroque had a strong influence are columns and the railings. Capitals are more decorated than before with foliage. Columns have often twisting shafts, a local reinterpretation of the Solomonic column. Maximalist railings are placed between these columns, decorated with rinceaux. Some of the ones from the Mogoșoaia Palace are also decorated with dolphins. Cartouches are also used sometimes, mostly on tombstones, like on the one of Constantin Brâncoveanu. This movement, is known as the Brâncovenesc style, after Constantin Brâncoveanu, a ruler of Wallachia whose reign (1654-1714) is highly associated with this kind of architecture and design. The style is also present during the 18th century, and in a part of the 19th. Many of the churches and residences erected by boyards and voivodes of these periods are Brâncovenesc. Although Baroque influences can be clearly seen, the Brâncovenesc style takes much more inspiration from the local tradition.",
"title": "Architecture: origins and characteristics"
},
{
"paragraph_id": 57,
"text": "As the 18th century passes, with the Phanariot (members of prominent Greek families in Phanar, Istanbul) reigns in Wallachia and Moldavia, Baroque influences come from Istanbul too. They came before too, during the 17th century, but with the Phanariots, more Western Baroque motifs that arrived to the Ottoman Empire have their final destination in present-day Romania. In Moldavia, Baroque elements come from Russia too, where the influence of Italian art was strong.",
"title": "Architecture: origins and characteristics"
},
{
"paragraph_id": 58,
"text": "Baroque painters worked deliberately to set themselves apart from the painters of the Renaissance and the Mannerism period after it. In their palette, they used intense and warm colours, and particularly made use of the primary colours red, blue and yellow, frequently putting all three in close proximity. They avoided the even lighting of Renaissance painting and used strong contrasts of light and darkness on certain parts of the picture to direct attention to the central actions or figures. In their composition, they avoided the tranquil scenes of Renaissance paintings, and chose the moments of the greatest movement and drama. Unlike the tranquil faces of Renaissance paintings, the faces in Baroque paintings clearly expressed their emotions. They often used asymmetry, with action occurring away from the centre of the picture, and created axes that were neither vertical nor horizontal, but slanting to the left or right, giving a sense of instability and movement. They enhanced this impression of movement by having the costumes of the personages blown by the wind, or moved by their own gestures. The overall impressions were movement, emotion and drama. Another essential element of baroque painting was allegory; every painting told a story and had a message, often encrypted in symbols and allegorical characters, which an educated viewer was expected to know and read.",
"title": "Painting"
},
{
"paragraph_id": 59,
"text": "Early evidence of Italian Baroque ideas in painting occurred in Bologna, where Annibale Carracci, Agostino Carracci and Ludovico Carracci sought to return the visual arts to the ordered Classicism of the Renaissance. Their art, however, also incorporated ideas central the Counter-Reformation; these included intense emotion and religious imagery that appealed more to the heart than to the intellect.",
"title": "Painting"
},
{
"paragraph_id": 60,
"text": "Another influential painter of the Baroque era was Michelangelo Merisi da Caravaggio. His realistic approach to the human figure, painted directly from life and dramatically spotlit against a dark background, shocked his contemporaries and opened a new chapter in the history of painting. Other major painters associated closely with the Baroque style include Artemisia Gentileschi, Elisabetta Sirani, Giovanna Garzoni, Guido Reni, Domenichino, Andrea Pozzo, and Paolo de Matteis in Italy; Francisco de Zurbarán, Bartolomé Esteban Murillo and Diego Velázquez in Spain; Adam Elsheimer in Germany; and Nicolas Poussin and Georges de La Tour in France (though Poussin spent most of his working life in Italy). Poussin and La Tour adopted a \"classical\" Baroque style with less focus on emotion and greater attention to the line of the figures in the painting than to colour.",
"title": "Painting"
},
{
"paragraph_id": 61,
"text": "Peter Paul Rubens was the most important painter of the Flemish Baroque style. Rubens' highly charged compositions reference erudite aspects of classical and Christian history. His unique and immensely popular Baroque style emphasised movement, colour, and sensuality, which followed the immediate, dramatic artistic style promoted in the Counter-Reformation. Rubens specialized in making altarpieces, portraits, landscapes, and history paintings of mythological and allegorical subjects.",
"title": "Painting"
},
{
"paragraph_id": 62,
"text": "One important domain of Baroque painting was Quadratura, or paintings in trompe-l'œil, which literally \"fooled the eye\". These were usually painted on the stucco of ceilings or upper walls and balustrades, and gave the impression to those on the ground looking up were that they were seeing the heavens populated with crowds of angels, saints and other heavenly figures, set against painted skies and imaginary architecture.",
"title": "Painting"
},
{
"paragraph_id": 63,
"text": "In Italy, artists often collaborated with architects on interior decoration; Pietro da Cortona was one of the painters of the 17th century who employed this illusionist way of painting. Among his most important commissions were the frescoes he painted for the Palace of the Barberini family (1633–39), to glorify the reign of Pope Urban VIII. Pietro da Cortona's compositions were the largest decorative frescoes executed in Rome since the work of Michelangelo at the Sistine Chapel.",
"title": "Painting"
},
{
"paragraph_id": 64,
"text": "François Boucher was an important figure in the more delicate French Rococo style, which appeared during the late Baroque period. He designed tapestries, carpets and theatre decoration as well as painting. His work was extremely popular with Madame Pompadour, the Mistress of King Louis XV. His paintings featured mythological romantic, and mildly erotic themes.",
"title": "Painting"
},
{
"paragraph_id": 65,
"text": "In the Hispanic Americas, the first influences were from Sevillan Tenebrism, mainly from Zurbarán —some of whose works are still preserved in Mexico and Peru— as can be seen in the work of the Mexicans José Juárez and Sebastián López de Arteaga, and the Bolivian Melchor Pérez de Holguín. The Cusco School of painting arose after the arrival of the Italian painter Bernardo Bitti in 1583, who introduced Mannerism in the Americas. It highlighted the work of Luis de Riaño, disciple of the Italian Angelino Medoro, author of the murals of the Church of San Pedro of Andahuaylillas. It also highlighted the Indian (Quechua) painters Diego Quispe Tito and Basilio Santa Cruz Pumacallao, as well as Marcos Zapata, author of the fifty large canvases that cover the high arches of the Cathedral of Cusco. In Ecuador, the Quito School was formed, mainly represented by the mestizo Miguel de Santiago and the criollo Nicolás Javier de Goríbar.",
"title": "Painting"
},
{
"paragraph_id": 66,
"text": "In the 18th century sculptural altarpieces began to be replaced by paintings, developing notably the Baroque painting in the Americas. Similarly, the demand for civil works, mainly portraits of the aristocratic classes and the ecclesiastical hierarchy, grew. The main influence was the Murillesque, and in some cases – as in the criollo Cristóbal de Villalpando – that of Valdés Leal. The painting of this era has a more sentimental tone, with sweet and softer shapes. It highlight Gregorio Vásquez de Arce in Colombia, and Juan Rodríguez Juárez and Miguel Cabrera in Mexico.",
"title": "Painting"
},
{
"paragraph_id": 67,
"text": "The dominant figure in baroque sculpture was Gian Lorenzo Bernini. Under the patronage of Pope Urban VIII, he made a remarkable series of monumental statues of saints and figures whose faces and gestures vividly expressed their emotions, as well as portrait busts of exceptional realism, and highly decorative works for the Vatican such as the imposing Chair of St. Peter beneath the dome in St. Peter's Basilica. In addition, he designed fountains with monumental groups of sculpture to decorate the major squares of Rome.",
"title": "Sculpture"
},
{
"paragraph_id": 68,
"text": "Baroque sculpture was inspired by ancient Roman statuary, particularly by the famous first century CE statue of Laocoön, which was unearthed in 1506 and put on display in the gallery of the Vatican. When he visited Paris in 1665, Bernini addressed the students at the academy of painting and sculpture. He advised the students to work from classical models, rather than from nature. He told the students, \"When I had trouble with my first statue, I consulted the Antinous like an oracle.\" That Antinous statue is known today as the Hermes of the Museo Pio-Clementino.",
"title": "Sculpture"
},
{
"paragraph_id": 69,
"text": "Notable late French baroque sculptors included Étienne Maurice Falconet and Jean Baptiste Pigalle. Pigalle was commissioned by Frederick the Great to make statues for Frederick's own version of Versailles at Sanssouci in Potsdam, Germany. Falconet also received an important foreign commission, creating the famous statue of Peter the Great on horseback found in St. Petersburg.",
"title": "Sculpture"
},
{
"paragraph_id": 70,
"text": "In Spain, the sculptor Francisco Salzillo worked exclusively on religious themes, using polychromed wood. Some of the finest baroque sculptural craftsmanship was found in the gilded stucco altars of churches of the Spanish colonies of the New World, made by local craftsmen; examples include the Rosary Chapel of the Church of Santo Domingo in Oaxaca (Mexico), 1724–1731.",
"title": "Sculpture"
},
{
"paragraph_id": 71,
"text": "The main motifs used are: horns of plenty, festoons, baby angels, lion heads holding a metal ring in their mouths, female faces surrounded by garlands, oval cartouches, acanthus leaves, classical columns, caryatids, pediments, and other elements of Classical architecture sculpted on some parts of pieces of furniture, baskets with fruits or flowers, shells, armour and trophies, heads of Apollo or Bacchus, and C-shaped volutes.",
"title": "Furniture"
},
{
"paragraph_id": 72,
"text": "During the first period of the reign of Louis XIV, furniture followed the previous style of Louis XIII, and was massive, and profusely decorated with sculpture and gilding. After 1680, thanks in large part to the furniture designer André Charles Boulle, a more original and delicate style appeared, sometimes known as Boulle work. It was based on the inlay of ebony and other rare woods, a technique first used in Florence in the 15th century, which was refined and developed by Boulle and others working for Louis XIV. Furniture was inlaid with plaques of ebony, copper, and exotic woods of different colors.",
"title": "Furniture"
},
{
"paragraph_id": 73,
"text": "New and often enduring types of furniture appeared; the commode, with two to four drawers, replaced the old coffre, or chest. The canapé, or sofa, appeared, in the form of a combination of two or three armchairs. New kinds of armchairs appeared, including the fauteuil en confessionale or \"Confessional armchair\", which had padded cushions ions on either side of the back of the chair. The console table also made its first appearance; it was designed to be placed against a wall. Another new type of furniture was the table à gibier, a marble-topped table for holding dishes. Early varieties of the desk appeared; the Mazarin desk had a central section set back, placed between two columns of drawers, with four feet on each column.",
"title": "Furniture"
},
{
"paragraph_id": 74,
"text": "The term Baroque is also used to designate the style of music composed during a period that overlaps with that of Baroque art. The first uses of the term 'baroque' for music were criticisms. In an anonymous, satirical review of the première in October 1733 of Rameau's Hippolyte et Aricie, printed in the Mercure de France in May 1734, the critic implied that the novelty of this opera was \"du barocque,\" complaining that the music lacked coherent melody, was filled with unremitting dissonances, constantly changed key and meter, and speedily ran through every compositional device. Jean-Jacques Rousseau, who was a musician and noted composer as well as philosopher, made a very similar observation in 1768 in the famous Encyclopédie of Denis Diderot: \"Baroque music is that in which the harmony is confused, and loaded with modulations and dissonances. The singing is harsh and unnatural, the intonation difficult, and the movement limited. It appears that term comes from the word 'baroco' used by logicians.\"",
"title": "Music"
},
{
"paragraph_id": 75,
"text": "Common use of the term for the music of the period began only in 1919, by Curt Sachs, and it was not until 1940 that it was first used in English in an article published by Manfred Bukofzer.",
"title": "Music"
},
{
"paragraph_id": 76,
"text": "The baroque was a period of musical experimentation and innovation which explains the amount of ornaments and improvisation performed by the musicians. New forms were invented, including the concerto and sinfonia. Opera was born in Italy at the end of the 16th century (with Jacopo Peri's mostly lost Dafne, produced in Florence in 1598) and soon spread through the rest of Europe: Louis XIV created the first Royal Academy of Music, In 1669, the poet Pierre Perrin opened an academy of opera in Paris, the first opera theatre in France open to the public, and premiered Pomone, the first grand opera in French, with music by Robert Cambert, with five acts, elaborate stage machinery, and a ballet. Heinrich Schütz in Germany, Jean-Baptiste Lully in France, and Henry Purcell in England all helped to establish their national traditions in the 17th century.",
"title": "Music"
},
{
"paragraph_id": 77,
"text": "Several new instruments, including the piano, were introduced during this period. The invention of the piano is credited to Bartolomeo Cristofori (1655–1731) of Padua, Italy, who was employed by Ferdinando de' Medici, Grand Prince of Tuscany, as the Keeper of the Instruments. Cristofori named the instrument un cimbalo di cipresso di piano e forte (\"a keyboard of cypress with soft and loud\"), abbreviated over time as pianoforte, fortepiano, and later, simply, piano.",
"title": "Music"
},
{
"paragraph_id": 78,
"text": "The classical ballet also originated in the Baroque era. The style of court dance was brought to France by Marie de Medici, and in the beginning the members of the court themselves were the dancers. Louis XIV himself performed in public in several ballets. In March 1662, the Académie Royale de Danse, was founded by the King. It was the first professional dance school and company, and set the standards and vocabulary for ballet throughout Europe during the period.",
"title": "Dance"
},
{
"paragraph_id": 79,
"text": "Heinrich Wölfflin was the first to transfer the term Baroque to literature. The key concepts of Baroque literary theory, such as \"conceit\" (concetto), \"wit\" (acutezza, ingegno), and \"wonder\" (meraviglia), were not fully developed in literary theory until the publication of Emanuele Tesauro's Il Cannocchiale aristotelico (The Aristotelian Telescope) in 1654. This seminal treatise - inspired by Giambattista Marino's epic Adone and the work of the Spanish Jesuit philosopher Baltasar Gracián - developed a theory of metaphor as a universal language of images and as a supreme intellectual act, at once an artifice and an epistemologically privileged mode of access to truth.",
"title": "Literary theory"
},
{
"paragraph_id": 80,
"text": "The Baroque period was a golden age for theatre in France and Spain; playwrights included Corneille, Racine and Molière in France; and Lope de Vega and Pedro Calderón de la Barca in Spain.",
"title": "Theatre"
},
{
"paragraph_id": 81,
"text": "During the Baroque period, the art and style of the theatre evolved rapidly, alongside the development of opera and of ballet. The design of newer and larger theatres, the invention the use of more elaborate machinery, the wider use of the proscenium arch, which framed the stage and hid the machinery from the audience, encouraged more scenic effects and spectacle.",
"title": "Theatre"
},
{
"paragraph_id": 82,
"text": "The Baroque had a Catholic and conservative character in Spain, following an Italian literary model during the Renaissance. The Hispanic Baroque theatre aimed for a public content with an ideal reality that manifested fundamental three sentiments: Catholic religion, monarchist and national pride and honour originating from the chivalric, knightly world.",
"title": "Theatre"
},
{
"paragraph_id": 83,
"text": "Two periods are known in the Baroque Spanish theatre, with the division occurring in 1630. The first period is represented chiefly by Lope de Vega, but also by Tirso de Molina, Gaspar Aguilar, Guillén de Castro, Antonio Mira de Amescua, Luis Vélez de Guevara, Juan Ruiz de Alarcón, Diego Jiménez de Enciso, Luis Belmonte Bermúdez, Felipe Godínez, Luis Quiñones de Benavente or Juan Pérez de Montalbán. The second period is represented by Pedro Calderón de la Barca and fellow dramatists Antonio Hurtado de Mendoza, Álvaro Cubillo de Aragón, Jerónimo de Cáncer, Francisco de Rojas Zorrilla, Juan de Matos Fragoso, Antonio Coello y Ochoa, Agustín Moreto, and Francisco Bances Candamo. These classifications are loose because each author had his own way and could occasionally adhere himself to the formula established by Lope. It may even be that Lope's \"manner\" was more liberal and structured than Calderón's.",
"title": "Theatre"
},
{
"paragraph_id": 84,
"text": "Lope de Vega introduced through his Arte nuevo de hacer comedias en este tiempo (1609) the new comedy. He established a new dramatic formula that broke the three Aristotle unities of the Italian school of poetry (action, time, and place) and a fourth unity of Aristotle which is about style, mixing of tragic and comic elements showing different types of verses and stanzas upon what is represented. Although Lope has a great knowledge of the plastic arts, he did not use it during the major part of his career nor in theatre or scenography. The Lope's comedy granted a second role to the visual aspects of the theatrical representation.",
"title": "Theatre"
},
{
"paragraph_id": 85,
"text": "Tirso de Molina, Lope de Vega, and Calderón were the most important play writers in Golden Era Spain. Their works, known for their subtle intelligence and profound comprehension of a person's humanity, could be considered a bridge between Lope's primitive comedy and the more elaborate comedy of Calderón. Tirso de Molina is best known for two works, The Convicted Suspicions and The Trickster of Seville, one of the first versions of the Don Juan myth.",
"title": "Theatre"
},
{
"paragraph_id": 86,
"text": "Upon his arrival to Madrid, Cosimo Lotti brought to the Spanish court the most advanced theatrical techniques of Europe. His techniques and mechanic knowledge were applied in palace exhibitions called \"Fiestas\" and in lavish exhibitions of rivers or artificial fountains called \"Naumaquias\". He was in charge of styling the Gardens of Buen Retiro, of Zarzuela, and of Aranjuez and the construction of the theatrical building of Coliseo del Buen Retiro. Lope's formulas begin with a verse that it unbefitting of the palace theatre foundation and the birth of new concepts that begun the careers of some play writers like Calderón de la Barca. Marking the principal innovations of the New Lopesian Comedy, Calderón's style marked many differences, with a great deal of constructive care and attention to his internal structure. Calderón's work is in formal perfection and a very lyric and symbolic language. Liberty, vitality and openness of Lope gave a step to Calderón's intellectual reflection and formal precision. In his comedy it reflected his ideological and doctrine intentions in above the passion and the action, the work of Autos sacramentales achieved high ranks. The genre of Comedia is political, multi-artistic and in a sense hybrid. The poetic text interweaved with Medias and resources originating from architecture, music and painting freeing the deception that is in the Lopesian comedy was made up from the lack of scenery and engaging the dialogue of action.",
"title": "Theatre"
},
{
"paragraph_id": 87,
"text": "The best known German playwright was Andreas Gryphius, who used the Jesuit model of the Dutch Joost van den Vondel and Pierre Corneille. There was also Johannes Velten who combined the traditions of the English comedians and the commedia dell'arte with the classic theatre of Corneille and Molière. His touring company was perhaps the most significant and important of the 17th century.",
"title": "Theatre"
},
{
"paragraph_id": 88,
"text": "The foremost Italian baroque tragedian was Federico Della Valle. His literary activity is summed up by the four plays that he wrote for the courtly theater: the tragicomedy Adelonda di Frigia (1595) and especially his three tragedies, Judith (1627), Esther (1627) and La reina di Scotia (1628). Della Valle had many imitators and followers who combined in their works Baroque taste and the didactic aims of the Jesuits (Pallavicino, Graziani, etc.)",
"title": "Theatre"
},
{
"paragraph_id": 89,
"text": "Following the evolution marked from Spain, at the end of the 16th century, the companies of comedians, essentially transhumant, began to professionalize. With professionalization came regulation and censorship: as in Europe, the theatre oscillated between tolerance and even government protection and rejection (with exceptions) or persecution by the Church. The theatre was useful to the authorities as an instrument to disseminate the desired behavior and models, respect for the social order and the monarchy, school of religious dogma.",
"title": "Theatre"
},
{
"paragraph_id": 90,
"text": "The corrales were administered for the benefit of hospitals that shared the benefits of the representations. The itinerant companies (or \"of the league\"), who carried the theatre in improvised open-air stages by the regions that did not have fixed locals, required a viceregal license to work, whose price or pinción was destined to alms and works pious. For companies that worked stably in the capitals and major cities, one of their main sources of income was participation in the festivities of the Corpus Christi, which provided them with not only economic benefits, but also recognition and social prestige. The representations in the viceregal palace and the mansions of the aristocracy, where they represented both the comedies of their repertoire and special productions with great lighting effects, scenery, and stage, were also an important source of well-paid and prestigious work.",
"title": "Theatre"
},
{
"paragraph_id": 91,
"text": "Born in the Viceroyalty of New Spain but later settled in Spain, Juan Ruiz de Alarcón is the most prominent figure in the Baroque theatre of New Spain. Despite his accommodation to Lope de Vega's new comedy, his \"marked secularism\", his discretion and restraint, and a keen capacity for \"psychological penetration\" as distinctive features of Alarcón against his Spanish contemporaries have been noted. Noteworthy among his works La verdad sospechosa, a comedy of characters that reflected his constant moralizing purpose. The dramatic production of Sor Juana Inés de la Cruz places her as the second figure of the Spanish-American Baroque theatre. It is worth mentioning among her works the auto sacramental El divino Narciso and the comedy Los empeños de una casa.",
"title": "Theatre"
},
{
"paragraph_id": 92,
"text": "The Baroque garden, also known as the jardin à la française or French formal garden, first appeared in Rome in the 16th century, and then most famously in France in the 17th century in the gardens of Vaux le Vicomte and the Palace of Versailles. Baroque gardens were built by Kings and princes in Germany, the Netherlands, Austria, Spain, Poland, Italy and Russia until the mid-18th century, when they began to be remade into by the more natural English landscape garden.",
"title": "Gardens"
},
{
"paragraph_id": 93,
"text": "The purpose of the baroque garden was to illustrate the power of man over nature, and the glory of its builder, Baroque gardens were laid out in geometric patterns, like the rooms of a house. They were usually best seen from the outside and looking down, either from a chateau or terrace. The elements of a baroque garden included parterres of flower beds or low hedges trimmed into ornate Baroque designs, and straight lanes and alleys of gravel which divided and crisscrossed the garden. Terraces, ramps, staircases and cascades were placed where there were differences of elevation, and provided viewing points. Circular or rectangular ponds or basins of water were the settings for fountains and statues. Bosquets or carefully trimmed groves or lines of identical trees, gave the appearance of walls of greenery and were backdrops for statues. On the edges, the gardens usually had pavilions, orangeries and other structures where visitors could take shelter from the sun or rain.",
"title": "Gardens"
},
{
"paragraph_id": 94,
"text": "Baroque gardens required enormous numbers of gardeners, continual trimming, and abundant water. In the later part of the Baroque period, the formal elements began to be replaced with more natural features, including winding paths, groves of varied trees left to grow untrimmed; rustic architecture and picturesque structures, such as Roman temples or Chinese pagodas, as well as \"secret gardens\" on the edges of the main garden, filled with greenery, where visitors could read or have quiet conversations. By the mid-18th century most of the Baroque gardens were partially or entirely transformed into variations of the English landscape garden.",
"title": "Gardens"
},
{
"paragraph_id": 95,
"text": "Besides Versailles and Vaux-le-Vicomte, celebrated baroque gardens still retaining much of their original appearance include the Royal Palace of Caserta near Naples; Nymphenburg Palace and Augustusburg and Falkenlust Palaces, Brühl in Germany; Het Loo Palace, Netherlands; the Belvedere Palace in Vienna; Royal Palace of La Granja de San Ildefonso, Spain; and Peterhof Palace in St. Petersburg, Russia.",
"title": "Gardens"
},
{
"paragraph_id": 96,
"text": "16th through 19th century European cities witnessed a large change in urban design and planning principals that reshaped the landscapes and built environment. Rome, Paris, and other major cities were transformed to accommodate growing populations through improvements in housing, transportation, and public services. Throughout this time, the Baroque style was in full swing, and the influences of elaborate, dramatic, and artistic architectural styles extended into the urban fabric through what is known as Baroque urban planning. The experience of living and walking in the cities aims to compliment the emotions of the Baroque style. This style of planning often embraced displaying the wealth and strength of the ruling powers, and the important buildings served as the visual and symbolic center of the cities.",
"title": "Urban Planning and Design"
},
{
"paragraph_id": 97,
"text": "The replanning of the city of Rome under the rule of Pope Sixtus V revived and expanded the city in the 16th century. Many grand piazzas and squares were added as public spaces to contribute to the dramatic effect of the Baroque style. The piazzas featured fountains and other decorative features to embody the emotions of the time. An important factor in Baroque style planning was to connect churches, government structures, and piazzas together in a refined network of axis'. This allowed the important landmarks of the Catholic Church to become the focal points of the city.",
"title": "Urban Planning and Design"
},
{
"paragraph_id": 98,
"text": "As another example of Baroque urban planning, Paris was in desperate need for an urban revival in the 19th century. The city underwent a dramatic change within its urban fabric through the help of Baron Hausmann. Under the rule of Napoleon III, Hausmann was appointed to reconstruct Paris by adding a new network of streets, parks, trains, and public services. Some of the characteristics of Hausmann's design include straight, wide boulevards lined with trees, and short access to parks and green spaces. The plan highlights some important buildings, such as the Paris Opera House.",
"title": "Urban Planning and Design"
},
{
"paragraph_id": 99,
"text": "More characteristics of Baroque urban planning are embodied in Barcelona. The Eixample district, designed by Ildefons Cerdà, showcases wide avenues in a grid system with a few diagonal boulevards. The intersections are very unique with octagonal blocks, which provide the streets with great visibility and light. Many works in this district come from architect Antoni Gaudí, who displays a unique style. Centered in the Eixample district design is the Sagrada Família by Gaudí, which poses great significance to the city.",
"title": "Urban Planning and Design"
},
{
"paragraph_id": 100,
"text": "The Rococo is the final stage of the Baroque, and in many ways took the Baroque's fundamental qualities of illusion and drama to their logical extremes. Beginning in France as a reaction against the heavy Baroque grandeur of Louis XIV's court at the Palace of Versailles, the rococo movement became associated particularly with the powerful Madame de Pompadour (1721–1764), the mistress of the new king Louis XV (1710–1774). Because of this, the style was also known as 'Pompadour'. Although it's highly associated with the reign of Louis XV, it didn't appear in this period. Multiple works from the last years of Louis XIV's reign are examples of early Rococo. The name of the movement derives from the French 'rocaille', or pebble, and refers to stones and shells that decorate the interiors of caves, as similar shell forms became a common feature in Rococo design. It began as a design and decorative arts style, and was characterized by elegant flowing shapes. Architecture followed and then painting and sculpture. The French painter with whom the term Rococo is most often associated is Jean-Antoine Watteau, whose pastoral scenes, or fêtes galantes, dominate the early part of the 18th century.",
"title": "Posterity"
},
{
"paragraph_id": 101,
"text": "There are multiple similarities between Rococo and Baroque. Both styles insist on monumental forms, and so use continuous spaces, double columns or pilasters, and luxurious materials (including gilded elements). There also noticeable differences. Rococo designed freed themselves from the adherence to symmetry that had dominated architecture and design since the Renaissance. Many small objects, like ink pots or porcelain figures, but also some ornaments, are often asymmetrical. This goes hand in hand with the fact that most ornamentation consisted of interpretation of foliage and sea shells, not as many Classical ornaments inherited from the Renaissance like in Baroque. Another key difference is the fact that since the Baroque is the main cultural manifestation of the spirit of the Counter-Reformation, it is most often associated with ecclesiastical architecture. In contrast, the Rococo is mainly associated with palaces and domestic architecture. In Paris, the popularity of the Rococo coincided with the emergence of the salon as a new type of social gathering, the venues for which were often decorated in this style. Rococo rooms were typically smaller than their Baroque counterparts, reflecting a movement towards domestic intimacy. Colours also match this change, from the earthy tones of Caravaggio's paintings, and the interiors of red marble and gilded mounts of the reign of Louis XIV, to the pastel and relaxed pale blue, Pompadour pink, and white of the Louis XV and Madame de Pompadour's France. Similarly to colours, there was also a transition from serious, dramatic and moralistic subjects in painting and sculpture, to lighthearted and joyful themes.",
"title": "Posterity"
},
{
"paragraph_id": 102,
"text": "One last difference between Baroque and Rococo is the interest that 18th century aristocrats had for East Asia. Chinoiserie was a style in fine art, architecture and design, popular during the 18th century, that was heavily inspired by Chinese art, but also by Rococo at the same time. Because traveling to China or other Far Eastern countries was something hard at that time and so remained mysterious to most Westerners, European imagination were fuelled by perceptions of Asia as a place of wealth and luxury, and consequently patrons from emperors to merchants vied with each other in adorning their living quarters with Asian goods and decorating them in Asian styles. Where Asian objects were hard to obtain, European craftsmen and painters stepped up to fill the demand, creating a blend of Rococo forms and Asian figures, motifs and techniques. Aside from European recreations of objects in East Asian style, Chinese lacquerware was reused in multiple ways. European aristicrats fully decorated a handful of rooms of palaces, with Chinese lacquer panels used as wall panels. Due to its aspect, black lacquer was popular for Western men's studies. Those panels used were usually glossy and black, made in the Henan province of China. They were made of multiple layers of lacquer, then incised with motifs in-filled with colour and gold. Chinese, but also Japanese lacquer panels were also used by some 18th century European carpenters for making furniture. In order to be produced, Asian screens were dismantled and used to veneer European-made furniture.",
"title": "Posterity"
},
{
"paragraph_id": 103,
"text": "In 1750, Madame de Pompadour sent her nephew, Abel-François Poisson de Vandières, on a two-year mission to study artistic and archeological developments in Italy. He was accompanied by several artists, including the engraver Nicolas Cochin and the architect Soufflot. They returned to Paris with a passion for classical art. Vandiéres became the Marquis of Marigny, and was named Royal Director of buildings in 1754. He turned official French architecture toward Neoclassicism, a movement that heavily takes its inspiration from and tries to revive the art of Ancient Greece and Rome. Cochin became an important art critic; he denounced the petit style of François Boucher (one of the main Rococo painters), and called for a grand style with a new emphasis on antiquity and nobility in the academies of painting of architecture.",
"title": "Posterity"
},
{
"paragraph_id": 104,
"text": "The transition from Rococo to Neoclassicism wasn't very abrupt. Some of the biggest patrons of Rococo art also commissioned early Neoclassical works. Madame de Pompadour, one of the main figures of Rococo, commissioned the Petit Trianon, one of the most important examples of French Neoclassical architecture. Similarly, Louis XV, the king at whose court the Rococo flourished, founded the Panthéon, another iconic Neoclassical monument. Besides this, in France there was the Louis XVI style, which uses shapes and motifs taken from ancient Greek, Etruscan and Roman antiquity, but still has the sweet, delicate and fancy vibe of the Rococo. In the UK, Robert Adam's Greco-Roman inspired interior of the Eating Room in the Osterley Park, near London, despite being Neoclassical, is painted mainly in white and pastel green and pink, reminiscent of Rococo. It must be mentioned that Neoclassicism wasn't about copying. Artists didn't try to become frozen in the past, but to use Antiquity and its ideals in a way that was relevant to contemporary society.",
"title": "Posterity"
},
{
"paragraph_id": 105,
"text": "The pioneer German art historian and archeologist Johann Joachim Winckelmann also condemned the baroque style, and praised the superior values of classical art and architecture. By the 19th century, Baroque was a target for ridicule and criticism. The neoclassical critic Francesco Milizia wrote: \"Borrominini in architecture, Bernini in sculpture, Pietro da Cortona in painting...are a plague on good taste, which infected a large number of artists.\" In the 19th century, criticism went even further; the British critic John Ruskin declared that baroque sculpture was not only bad, but also morally corrupt.",
"title": "Posterity"
},
{
"paragraph_id": 106,
"text": "The Swiss-born art historian Heinrich Wölfflin (1864–1945) started the rehabilitation of the word Baroque in his Renaissance und Barock (1888); Wölfflin identified the Baroque as \"movement imported into mass\", an art antithetic to Renaissance art. He did not make the distinctions between Mannerism and Baroque that modern writers do, and he ignored the later phase, the academic Baroque that lasted into the 18th century. Baroque art and architecture became fashionable in the interwar period, and has largely remained in critical favor. The term \"Baroque\" may still be used, often pejoratively, describing works of art, craft, or design that are thought to have excessive ornamentation or complexity of line. At the same time \"baroque\" has become an accepted terms for various trends in Roman art and Roman architecture in the 2nd and 3rd centuries AD, which display some of the same characteristics as the later Baroque.",
"title": "Posterity"
},
{
"paragraph_id": 107,
"text": "Highly criticized, the Baroque will later be a source of inspiration for artists, architects and designers during the 19th century through Romanticism, a movement that developed in the 18th century and that reached its peak in the 19th. It was characterized by its emphasis on emotion and individualism, as well as glorification of the past and nature, preferring the medieval to the classical. A mix of literary, religious, and political factors prompted late-18th and 19th century British architects and designers to look back to the Middle Ages for inspiration. Romanticism is the reason the 19th century is best known as the century of revivals. In France, Romanticism was not the key factor that led to the revival of Gothic architecture and design. Vandalism of monuments and buildings associated with the Ancien Régime (Old Regime) happened during the French Revolution. Because of this an archaeologist, Alexandre Lenoir, was appointed curator of the Petits-Augustins depot, where sculptures, statues and tombs removed from churches, abbeys and convents had been transported. He organized the Museum of French Monuments (1795-1816), and was the first to bring back the taste for the art of the Middle Ages, which progressed slowly to flourish a quarter of a century later.",
"title": "Posterity"
},
{
"paragraph_id": 108,
"text": "This taste and revival of medieval art led to the revival of other periods, including the Baroque and Rococo. Revivalism started with themes first from the Middle Ages, then, towards the end of the reign of Louis Philippe (1830-1848), from the Renaissance. Baroque and Rococo inspiration was more popular during the reign of Napoleon III (1852-1870), and continued later, after the fall of the Second French Empire.",
"title": "Posterity"
},
{
"paragraph_id": 109,
"text": "Compared to how in England architects and designers saw the Gothic as a national style, Rococo was seen as one of the most representative movements for France. The French felt much more connected to the styles of the Ancien Régime and Napoleon's Empire, than to the medieval or Renaissance past, although Gothic architecture appeared in France, not in England.",
"title": "Posterity"
},
{
"paragraph_id": 110,
"text": "The revivalism of the 19th century led in time to eclecticism (mix of elements of different styles). Because architects often revived Classical styles, most Eclectic buildings and designs have a distinctive look. Besides pure revivals, the Baroque was also one of the main sources of inspiration for eclecticism. The coupled column and the giant order, two elements widely used in Baroque, are often present in this kind of 19th and early 20th century buildings. Eclecticism was not limited only to architecture. Many designs from the Second Empire style (1848-1870) have elements taken from different styles. Little furniture from the period escaped its three most prevalent historicist influences, which are sometimes kept distinct and sometimes combined: the Renaissance, Louis XV (Rococo), and Louis XVI styles. Revivals and inspiration also came sometimes from Baroque, like in the case of remakes and arabesques that imitate Boulle marquetry, and from other styles, like Gothic, Renaissance, or English Regency.",
"title": "Posterity"
},
{
"paragraph_id": 111,
"text": "The Belle Époque was a period that begun around 1871–1880 and that ended with the outbreak of World War I in 1914. It was characterized by optimism, regional peace, economic prosperity, colonial expansion, and technological, scientific, and cultural innovations. Eclecticism reached its peak in this period, with Beaux Arts architecture. The style takes its name from the École des Beaux-Arts in Paris, where it developed and where many of the main exponents of the style studied. Buildings in this style often feature Ionic columns with their volues on the corner (like those found in French Baroque), a rusticated basement level, overall simplicity but with some really detailed parts, arched doors, and an arch above the entrance like the one of the Petit Palais in Paris. The style aimed for a Baroque opulence through lavishly decorated monumental structures that evoked Louis XIV's Versailles. When it comes to the design of the Belle Époque, all furniture from the past was admired, including, perhaps, contrary to expectations, the Second Empire style (the style of the proceeding period), which remained popular until 1900. In the years around 1900, there was a gigantic recapitulation of styles of all countries in all preceding periods. Everything from Chinese to Spanish models, from Boulle to Gothic, found its way into furniture production, but some styles were more appreciated than others. The High Middle Ages and the early Renaissance were especially prized. Exoticism of every stripe and exuberant Rococo designs were also favoured.",
"title": "Posterity"
},
{
"paragraph_id": 112,
"text": "Revivals and influence of the Baroque faded away and disappeared with Art Deco, a style created as a collective effort of multiple French designers to make a new modern style around 1910. It was obscure before WW1, but became very popular during the interwar period, being heavily associated with the 1920s and the 1930s. The movement was a blend of multiple characteristics taken from Modernist currents from the 1900s and the 1910s, like the Vienna Secession, Cubism, Fauvism, Primitivism, Suprematism, Constructivism, Futurism, De Stijl, and Expressionism. Besides Modernism, elements taken from styles popular during the Belle Époque, like Rococo Revival, Neoclassicism, or the neo-Louis XVI style, are also present in Art Deco. The proportions, volumes and structure of Beaux Arts architecture before WW1 is present in early Art Deco buildings of the 1910s and 1920s. Elements taken from Baroque are quite rare, architects and designers preferring the Louis XVI style.",
"title": "Posterity"
},
{
"paragraph_id": 113,
"text": "At the end of the interwar period, with the rise in popularity of the International Style, characterized by the complete lack of any ornamentation led to the complete abandonment of influence and revivals of the Baroque. Multiple International Style architects and designers, but also Modernist artists criticized Baroque for its extravagance and what they saw as \"excess\". Ironically this was just at the same time as the critical appreciation of the original Baroque was reviving strongly.",
"title": "Posterity"
},
{
"paragraph_id": 114,
"text": "Appreciation for the Baroque reappeared with the rise of Postmodernism, a movement that questioned Modernism (the status quo after WW2), and which promoted the inclusion of elements of historic styles in new designs, and appreciation for the pre-Modernist past.",
"title": "Posterity"
}
] | The Baroque or Baroquism is a Western style of architecture, music, dance, painting, sculpture, poetry, and other arts that flourished from the early 17th century until the 1750s. It followed Renaissance art and Mannerism and preceded the Rococo and Neoclassical styles. It was encouraged by the Catholic Church as a means to counter the simplicity and austerity of Protestant architecture, art, and music, though Lutheran Baroque art developed in parts of Europe as well. The Baroque style used contrast, movement, exuberant detail, deep color, grandeur, and surprise to achieve a sense of awe. The style began at the start of the 17th century in Rome, then spread rapidly to the rest of Italy, France, Spain, and Portugal, then to Austria, southern Germany, and Poland. By the 1730s, it had evolved into an even more flamboyant style, called rocaille or Rococo, which appeared in France and Central Europe until the mid to late 18th century. In the territories of the Spanish and Portuguese Empires including the Iberian Peninsula it continued, together with new styles, until the first decade of the 19th century. In the decorative arts, the style employs plentiful and intricate ornamentation. The departure from Renaissance classicism has its own ways in each country. But a general feature is that everywhere the starting point is the ornamental elements introduced by the Renaissance. The classical repertoire is crowded, dense, overlapping, loaded, in order to provoke shock effects. New motifs introduced by Baroque are: the cartouche, trophies and weapons, baskets of fruit or flowers, and others, made in marquetry, stucco, or carved. | 2001-10-20T22:11:28Z | 2023-12-03T00:22:28Z | [
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] | https://en.wikipedia.org/wiki/Baroque |
3,959 | Boolean algebra (structure) | In abstract algebra, a Boolean algebra or Boolean lattice is a complemented distributive lattice. This type of algebraic structure captures essential properties of both set operations and logic operations. A Boolean algebra can be seen as a generalization of a power set algebra or a field of sets, or its elements can be viewed as generalized truth values. It is also a special case of a De Morgan algebra and a Kleene algebra (with involution).
Every Boolean algebra gives rise to a Boolean ring, and vice versa, with ring multiplication corresponding to conjunction or meet ∧, and ring addition to exclusive disjunction or symmetric difference (not disjunction ∨). However, the theory of Boolean rings has an inherent asymmetry between the two operators, while the axioms and theorems of Boolean algebra express the symmetry of the theory described by the duality principle.
The term "Boolean algebra" honors George Boole (1815–1864), a self-educated English mathematician. He introduced the algebraic system initially in a small pamphlet, The Mathematical Analysis of Logic, published in 1847 in response to an ongoing public controversy between Augustus De Morgan and William Hamilton, and later as a more substantial book, The Laws of Thought, published in 1854. Boole's formulation differs from that described above in some important respects. For example, conjunction and disjunction in Boole were not a dual pair of operations. Boolean algebra emerged in the 1860s, in papers written by William Jevons and Charles Sanders Peirce. The first systematic presentation of Boolean algebra and distributive lattices is owed to the 1890 Vorlesungen of Ernst Schröder. The first extensive treatment of Boolean algebra in English is A. N. Whitehead's 1898 Universal Algebra. Boolean algebra as an axiomatic algebraic structure in the modern axiomatic sense begins with a 1904 paper by Edward V. Huntington. Boolean algebra came of age as serious mathematics with the work of Marshall Stone in the 1930s, and with Garrett Birkhoff's 1940 Lattice Theory. In the 1960s, Paul Cohen, Dana Scott, and others found deep new results in mathematical logic and axiomatic set theory using offshoots of Boolean algebra, namely forcing and Boolean-valued models.
A Boolean algebra is a set A, equipped with two binary operations ∧ (called "meet" or "and"), ∨ (called "join" or "or"), a unary operation ¬ (called "complement" or "not") and two elements 0 and 1 in A (called "bottom" and "top", or "least" and "greatest" element, also denoted by the symbols ⊥ and ⊤, respectively), such that for all elements a, b and c of A, the following axioms hold:
Note, however, that the absorption law and even the associativity law can be excluded from the set of axioms as they can be derived from the other axioms (see Proven properties).
A Boolean algebra with only one element is called a trivial Boolean algebra or a degenerate Boolean algebra. (In older works, some authors required 0 and 1 to be distinct elements in order to exclude this case.)
It follows from the last three pairs of axioms above (identity, distributivity and complements), or from the absorption axiom, that
The relation ≤ defined by a ≤ b if these equivalent conditions hold, is a partial order with least element 0 and greatest element 1. The meet a ∧ b and the join a ∨ b of two elements coincide with their infimum and supremum, respectively, with respect to ≤.
The first four pairs of axioms constitute a definition of a bounded lattice.
It follows from the first five pairs of axioms that any complement is unique.
The set of axioms is self-dual in the sense that if one exchanges ∨ with ∧ and 0 with 1 in an axiom, the result is again an axiom. Therefore, by applying this operation to a Boolean algebra (or Boolean lattice), one obtains another Boolean algebra with the same elements; it is called its dual.
A homomorphism between two Boolean algebras A and B is a function f : A → B such that for all a, b in A:
It then follows that f(¬a) = ¬f(a) for all a in A. The class of all Boolean algebras, together with this notion of morphism, forms a full subcategory of the category of lattices.
An isomorphism between two Boolean algebras A and B is a homomorphism f : A → B with an inverse homomorphism, that is, a homomorphism g : B → A such that the composition g ∘ f: A → A is the identity function on A, and the composition f ∘ g: B → B is the identity function on B. A homomorphism of Boolean algebras is an isomorphism if and only if it is bijective.
Every Boolean algebra (A, ∧, ∨) gives rise to a ring (A, +, ·) by defining a + b := (a ∧ ¬b) ∨ (b ∧ ¬a) = (a ∨ b) ∧ ¬(a ∧ b) (this operation is called symmetric difference in the case of sets and XOR in the case of logic) and a · b := a ∧ b. The zero element of this ring coincides with the 0 of the Boolean algebra; the multiplicative identity element of the ring is the 1 of the Boolean algebra. This ring has the property that a · a = a for all a in A; rings with this property are called Boolean rings.
Conversely, if a Boolean ring A is given, we can turn it into a Boolean algebra by defining x ∨ y := x + y + (x · y) and x ∧ y := x · y. Since these two constructions are inverses of each other, we can say that every Boolean ring arises from a Boolean algebra, and vice versa. Furthermore, a map f : A → B is a homomorphism of Boolean algebras if and only if it is a homomorphism of Boolean rings. The categories of Boolean rings and Boolean algebras are equivalent.
Hsiang (1985) gave a rule-based algorithm to check whether two arbitrary expressions denote the same value in every Boolean ring. More generally, Boudet, Jouannaud, and Schmidt-Schauß (1989) gave an algorithm to solve equations between arbitrary Boolean-ring expressions. Employing the similarity of Boolean rings and Boolean algebras, both algorithms have applications in automated theorem proving.
An ideal of the Boolean algebra A is a subset I such that for all x, y in I we have x ∨ y in I and for all a in A we have a ∧ x in I. This notion of ideal coincides with the notion of ring ideal in the Boolean ring A. An ideal I of A is called prime if I ≠ A and if a ∧ b in I always implies a in I or b in I. Furthermore, for every a ∈ A we have that a ∧ −a = 0 ∈ I and then a ∈ I or −a ∈ I for every a ∈ A, if I is prime. An ideal I of A is called maximal if I ≠ A and if the only ideal properly containing I is A itself. For an ideal I, if a ∉ I and −a ∉ I, then I ∪ a or I ∪ {−a} is properly contained in another ideal J. Hence, that an I is not maximal and therefore the notions of prime ideal and maximal ideal are equivalent in Boolean algebras. Moreover, these notions coincide with ring theoretic ones of prime ideal and maximal ideal in the Boolean ring A.
The dual of an ideal is a filter. A filter of the Boolean algebra A is a subset p such that for all x, y in p we have x ∧ y in p and for all a in A we have a ∨ x in p. The dual of a maximal (or prime) ideal in a Boolean algebra is ultrafilter. Ultrafilters can alternatively be described as 2-valued morphisms from A to the two-element Boolean algebra. The statement every filter in a Boolean algebra can be extended to an ultrafilter is called the Ultrafilter Theorem and cannot be proven in ZF, if ZF is consistent. Within ZF, it is strictly weaker than the axiom of choice. The Ultrafilter Theorem has many equivalent formulations: every Boolean algebra has an ultrafilter, every ideal in a Boolean algebra can be extended to a prime ideal, etc.
It can be shown that every finite Boolean algebra is isomorphic to the Boolean algebra of all subsets of a finite set. Therefore, the number of elements of every finite Boolean algebra is a power of two.
Stone's celebrated representation theorem for Boolean algebras states that every Boolean algebra A is isomorphic to the Boolean algebra of all clopen sets in some (compact totally disconnected Hausdorff) topological space.
The first axiomatization of Boolean lattices/algebras in general was given by the English philosopher and mathematician Alfred North Whitehead in 1898. It included the above axioms and additionally x∨1=1 and x∧0=0. In 1904, the American mathematician Edward V. Huntington (1874–1952) gave probably the most parsimonious axiomatization based on ∧, ∨, ¬, even proving the associativity laws (see box). He also proved that these axioms are independent of each other. In 1933, Huntington set out the following elegant axiomatization for Boolean algebra. It requires just one binary operation + and a unary functional symbol n, to be read as 'complement', which satisfy the following laws:
Herbert Robbins immediately asked: If the Huntington equation is replaced with its dual, to wit:
do (1), (2), and (4) form a basis for Boolean algebra? Calling (1), (2), and (4) a Robbins algebra, the question then becomes: Is every Robbins algebra a Boolean algebra? This question (which came to be known as the Robbins conjecture) remained open for decades, and became a favorite question of Alfred Tarski and his students. In 1996, William McCune at Argonne National Laboratory, building on earlier work by Larry Wos, Steve Winker, and Bob Veroff, answered Robbins's question in the affirmative: Every Robbins algebra is a Boolean algebra. Crucial to McCune's proof was the computer program EQP he designed. For a simplification of McCune's proof, see Dahn (1998).
Further work has been done for reducing the number of axioms; see Minimal axioms for Boolean algebra.
Removing the requirement of existence of a unit from the axioms of Boolean algebra yields "generalized Boolean algebras". Formally, a distributive lattice B is a generalized Boolean lattice, if it has a smallest element 0 and for any elements a and b in B such that a ≤ b, there exists an element x such that a ∧ x = 0 {\displaystyle a\land x=0} and a ∨ x = b {\displaystyle a\lor x=b} . Defining a \ b as the unique x such that ( a ∧ b ) ∨ x = a {\displaystyle (a\land b)\lor x=a} and ( a ∧ b ) ∧ x = 0 {\displaystyle (a\land b)\land x=0} , we say that the structure ( B , ∧ , ∨ , ∖ , 0 ) {\displaystyle (B,\land ,\lor ,\setminus ,0)} is a generalized Boolean algebra, while ( B , ∨ , 0 ) {\displaystyle (B,\lor ,0)} is a generalized Boolean semilattice. Generalized Boolean lattices are exactly the ideals of Boolean lattices.
A structure that satisfies all axioms for Boolean algebras except the two distributivity axioms is called an orthocomplemented lattice. Orthocomplemented lattices arise naturally in quantum logic as lattices of closed subspaces for separable Hilbert spaces. | [
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"text": "In abstract algebra, a Boolean algebra or Boolean lattice is a complemented distributive lattice. This type of algebraic structure captures essential properties of both set operations and logic operations. A Boolean algebra can be seen as a generalization of a power set algebra or a field of sets, or its elements can be viewed as generalized truth values. It is also a special case of a De Morgan algebra and a Kleene algebra (with involution).",
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"paragraph_id": 3,
"text": "A Boolean algebra is a set A, equipped with two binary operations ∧ (called \"meet\" or \"and\"), ∨ (called \"join\" or \"or\"), a unary operation ¬ (called \"complement\" or \"not\") and two elements 0 and 1 in A (called \"bottom\" and \"top\", or \"least\" and \"greatest\" element, also denoted by the symbols ⊥ and ⊤, respectively), such that for all elements a, b and c of A, the following axioms hold:",
"title": "Definition"
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{
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"text": "Note, however, that the absorption law and even the associativity law can be excluded from the set of axioms as they can be derived from the other axioms (see Proven properties).",
"title": "Definition"
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"paragraph_id": 5,
"text": "A Boolean algebra with only one element is called a trivial Boolean algebra or a degenerate Boolean algebra. (In older works, some authors required 0 and 1 to be distinct elements in order to exclude this case.)",
"title": "Definition"
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"paragraph_id": 6,
"text": "It follows from the last three pairs of axioms above (identity, distributivity and complements), or from the absorption axiom, that",
"title": "Definition"
},
{
"paragraph_id": 7,
"text": "The relation ≤ defined by a ≤ b if these equivalent conditions hold, is a partial order with least element 0 and greatest element 1. The meet a ∧ b and the join a ∨ b of two elements coincide with their infimum and supremum, respectively, with respect to ≤.",
"title": "Definition"
},
{
"paragraph_id": 8,
"text": "The first four pairs of axioms constitute a definition of a bounded lattice.",
"title": "Definition"
},
{
"paragraph_id": 9,
"text": "It follows from the first five pairs of axioms that any complement is unique.",
"title": "Definition"
},
{
"paragraph_id": 10,
"text": "The set of axioms is self-dual in the sense that if one exchanges ∨ with ∧ and 0 with 1 in an axiom, the result is again an axiom. Therefore, by applying this operation to a Boolean algebra (or Boolean lattice), one obtains another Boolean algebra with the same elements; it is called its dual.",
"title": "Definition"
},
{
"paragraph_id": 11,
"text": "A homomorphism between two Boolean algebras A and B is a function f : A → B such that for all a, b in A:",
"title": "Homomorphisms and isomorphisms"
},
{
"paragraph_id": 12,
"text": "It then follows that f(¬a) = ¬f(a) for all a in A. The class of all Boolean algebras, together with this notion of morphism, forms a full subcategory of the category of lattices.",
"title": "Homomorphisms and isomorphisms"
},
{
"paragraph_id": 13,
"text": "An isomorphism between two Boolean algebras A and B is a homomorphism f : A → B with an inverse homomorphism, that is, a homomorphism g : B → A such that the composition g ∘ f: A → A is the identity function on A, and the composition f ∘ g: B → B is the identity function on B. A homomorphism of Boolean algebras is an isomorphism if and only if it is bijective.",
"title": "Homomorphisms and isomorphisms"
},
{
"paragraph_id": 14,
"text": "Every Boolean algebra (A, ∧, ∨) gives rise to a ring (A, +, ·) by defining a + b := (a ∧ ¬b) ∨ (b ∧ ¬a) = (a ∨ b) ∧ ¬(a ∧ b) (this operation is called symmetric difference in the case of sets and XOR in the case of logic) and a · b := a ∧ b. The zero element of this ring coincides with the 0 of the Boolean algebra; the multiplicative identity element of the ring is the 1 of the Boolean algebra. This ring has the property that a · a = a for all a in A; rings with this property are called Boolean rings.",
"title": "Boolean rings"
},
{
"paragraph_id": 15,
"text": "Conversely, if a Boolean ring A is given, we can turn it into a Boolean algebra by defining x ∨ y := x + y + (x · y) and x ∧ y := x · y. Since these two constructions are inverses of each other, we can say that every Boolean ring arises from a Boolean algebra, and vice versa. Furthermore, a map f : A → B is a homomorphism of Boolean algebras if and only if it is a homomorphism of Boolean rings. The categories of Boolean rings and Boolean algebras are equivalent.",
"title": "Boolean rings"
},
{
"paragraph_id": 16,
"text": "Hsiang (1985) gave a rule-based algorithm to check whether two arbitrary expressions denote the same value in every Boolean ring. More generally, Boudet, Jouannaud, and Schmidt-Schauß (1989) gave an algorithm to solve equations between arbitrary Boolean-ring expressions. Employing the similarity of Boolean rings and Boolean algebras, both algorithms have applications in automated theorem proving.",
"title": "Boolean rings"
},
{
"paragraph_id": 17,
"text": "An ideal of the Boolean algebra A is a subset I such that for all x, y in I we have x ∨ y in I and for all a in A we have a ∧ x in I. This notion of ideal coincides with the notion of ring ideal in the Boolean ring A. An ideal I of A is called prime if I ≠ A and if a ∧ b in I always implies a in I or b in I. Furthermore, for every a ∈ A we have that a ∧ −a = 0 ∈ I and then a ∈ I or −a ∈ I for every a ∈ A, if I is prime. An ideal I of A is called maximal if I ≠ A and if the only ideal properly containing I is A itself. For an ideal I, if a ∉ I and −a ∉ I, then I ∪ a or I ∪ {−a} is properly contained in another ideal J. Hence, that an I is not maximal and therefore the notions of prime ideal and maximal ideal are equivalent in Boolean algebras. Moreover, these notions coincide with ring theoretic ones of prime ideal and maximal ideal in the Boolean ring A.",
"title": "Ideals and filters"
},
{
"paragraph_id": 18,
"text": "The dual of an ideal is a filter. A filter of the Boolean algebra A is a subset p such that for all x, y in p we have x ∧ y in p and for all a in A we have a ∨ x in p. The dual of a maximal (or prime) ideal in a Boolean algebra is ultrafilter. Ultrafilters can alternatively be described as 2-valued morphisms from A to the two-element Boolean algebra. The statement every filter in a Boolean algebra can be extended to an ultrafilter is called the Ultrafilter Theorem and cannot be proven in ZF, if ZF is consistent. Within ZF, it is strictly weaker than the axiom of choice. The Ultrafilter Theorem has many equivalent formulations: every Boolean algebra has an ultrafilter, every ideal in a Boolean algebra can be extended to a prime ideal, etc.",
"title": "Ideals and filters"
},
{
"paragraph_id": 19,
"text": "It can be shown that every finite Boolean algebra is isomorphic to the Boolean algebra of all subsets of a finite set. Therefore, the number of elements of every finite Boolean algebra is a power of two.",
"title": "Representations"
},
{
"paragraph_id": 20,
"text": "Stone's celebrated representation theorem for Boolean algebras states that every Boolean algebra A is isomorphic to the Boolean algebra of all clopen sets in some (compact totally disconnected Hausdorff) topological space.",
"title": "Representations"
},
{
"paragraph_id": 21,
"text": "The first axiomatization of Boolean lattices/algebras in general was given by the English philosopher and mathematician Alfred North Whitehead in 1898. It included the above axioms and additionally x∨1=1 and x∧0=0. In 1904, the American mathematician Edward V. Huntington (1874–1952) gave probably the most parsimonious axiomatization based on ∧, ∨, ¬, even proving the associativity laws (see box). He also proved that these axioms are independent of each other. In 1933, Huntington set out the following elegant axiomatization for Boolean algebra. It requires just one binary operation + and a unary functional symbol n, to be read as 'complement', which satisfy the following laws:",
"title": "Axiomatics"
},
{
"paragraph_id": 22,
"text": "Herbert Robbins immediately asked: If the Huntington equation is replaced with its dual, to wit:",
"title": "Axiomatics"
},
{
"paragraph_id": 23,
"text": "do (1), (2), and (4) form a basis for Boolean algebra? Calling (1), (2), and (4) a Robbins algebra, the question then becomes: Is every Robbins algebra a Boolean algebra? This question (which came to be known as the Robbins conjecture) remained open for decades, and became a favorite question of Alfred Tarski and his students. In 1996, William McCune at Argonne National Laboratory, building on earlier work by Larry Wos, Steve Winker, and Bob Veroff, answered Robbins's question in the affirmative: Every Robbins algebra is a Boolean algebra. Crucial to McCune's proof was the computer program EQP he designed. For a simplification of McCune's proof, see Dahn (1998).",
"title": "Axiomatics"
},
{
"paragraph_id": 24,
"text": "Further work has been done for reducing the number of axioms; see Minimal axioms for Boolean algebra.",
"title": "Axiomatics"
},
{
"paragraph_id": 25,
"text": "Removing the requirement of existence of a unit from the axioms of Boolean algebra yields \"generalized Boolean algebras\". Formally, a distributive lattice B is a generalized Boolean lattice, if it has a smallest element 0 and for any elements a and b in B such that a ≤ b, there exists an element x such that a ∧ x = 0 {\\displaystyle a\\land x=0} and a ∨ x = b {\\displaystyle a\\lor x=b} . Defining a \\ b as the unique x such that ( a ∧ b ) ∨ x = a {\\displaystyle (a\\land b)\\lor x=a} and ( a ∧ b ) ∧ x = 0 {\\displaystyle (a\\land b)\\land x=0} , we say that the structure ( B , ∧ , ∨ , ∖ , 0 ) {\\displaystyle (B,\\land ,\\lor ,\\setminus ,0)} is a generalized Boolean algebra, while ( B , ∨ , 0 ) {\\displaystyle (B,\\lor ,0)} is a generalized Boolean semilattice. Generalized Boolean lattices are exactly the ideals of Boolean lattices.",
"title": "Generalizations"
},
{
"paragraph_id": 26,
"text": "A structure that satisfies all axioms for Boolean algebras except the two distributivity axioms is called an orthocomplemented lattice. Orthocomplemented lattices arise naturally in quantum logic as lattices of closed subspaces for separable Hilbert spaces.",
"title": "Generalizations"
}
] | In abstract algebra, a Boolean algebra or Boolean lattice is a complemented distributive lattice. This type of algebraic structure captures essential properties of both set operations and logic operations. A Boolean algebra can be seen as a generalization of a power set algebra or a field of sets, or its elements can be viewed as generalized truth values. It is also a special case of a De Morgan algebra and a Kleene algebra. Every Boolean algebra gives rise to a Boolean ring, and vice versa, with ring multiplication corresponding to conjunction or meet ∧, and ring addition to exclusive disjunction or symmetric difference. However, the theory of Boolean rings has an inherent asymmetry between the two operators, while the axioms and theorems of Boolean algebra express the symmetry of the theory described by the duality principle. | 2001-05-28T04:12:43Z | 2023-12-23T03:23:19Z | [
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3,960 | Bank of Italy | The Bank of Italy (Italian: Banca d'Italia, informally referred to as Bankitalia) (pronounced [ˈbaŋka diˈtaːlja]) is the Italian member of the Eurosystem and has been the monetary authority for Italy from 1893 to 1998, issuing the Italian lira. Since 2014, it has also been Italy's national competent authority within European Banking Supervision. It is located in Palazzo Koch, via Nazionale, Rome.
The institution was established in 1893 from the combination of three major banks in Italy (after the Banca Romana scandal). The new central bank first issued banknotes during 1926. Until 1928, it was directed by a general manager, after this time instead by a governor elected by an internal commission of managers, with a decree from the President of the Italian Republic, for a term of seven years.
In 1863 the crisis of the world money market created panic and the rush to the counters to collect the metallic currency in exchange for the banknotes. The Italian government responded in 1866 by introducing the fiat and legal tender of paper money. The government was accused in this way of favouring the issuing banks, and a long debate called the "banking question" arose about the advisability of having one or more issuers.
The Minghetti-Finali law of 1873 established the mandatory consortium of issuing institutions among the six existing issuing institutions, the Banca Nazionale nel Regno d'Italia [it], Banca Nazionale Toscana [it], Banca Toscana di Credito per le Industrie e il Commercio d'Italia [it], Banca Romana [it], Banco di Napoli, and Banco di Sicilia; but the measure proved insufficient.
Following the Banca Romana scandal, the reorganization of the issuing institutions became necessary.
Law no. 449 of 10 August 1893 of the Giolitti I government established the Bank of Italy through the merger of four banks: the National Bank in the Kingdom of Italy (formerly Banca Nazionale in the Sardinian States), the Banca Nazionale Toscana, the Banca Toscana di Credito for the Industries and Commerce of Italy and with the liquidation management of Banca Romana. With a complex series of mergers between these banks, the current Bank of Italy was formed. Some families of bankers, historical partners: Bombrini, Bastogi, Balduino, were the supporters of the operation. The institute enjoyed (together with the Banks of Naples and Sicily) the issuing privilege, it also acted as a "bank of banks" through the rediscount of bills, but did not have supervisory powers over other banks. The bank remains a private limited company and was headed by a director.
From 1900 to 1928 Bonaldo Stringher was the director, who gave the Bank the role of manager of Italian monetary policy and lender of last resort, bringing it closer to a modern central bank. In particular, he understood that a central bank cannot aim at maximizing profit (which is achieved by printing as much paper money) but must instead aim at price stability.
In 1907, the Bank of Italy coordinated the rescue of the Italian Banking Company, a major lender of FIAT, an operation that ended with the absorption of the bank in crisis into the Italian Discount Bank. In 1911 the central bank organized a consortium to rescue the steel companies (Acciaierie di Terni, Ilva and others) of which the Bank of Italy was directly creditor, financing the operation also through the issue of banknotes.
In 1912 the credit institute for cooperation, with social purposes, was established, led by the Bank of Italy and also participated by public bodies, savings banks, Monte dei Paschi di Siena, the Cassa di Previdenza, and the Credit Institution for the Cooperatives of Milan. The institute in 1929 was transformed by its director Arturo Osio into the Banca Nazionale del Lavoro.
In 1913 the Subsidy Consortium was established, led by the Bank of Italy and also participated by the Banks of Naples and Sicily, some savings banks, Monte dei Paschi di Siena and by the San Paolo Bank of Turin. In 1922 the Consortium saved Ansaldo and took control of it, and in 1923 it did the same with Banco di Roma.
In the same 1913 Francesco Saverio Nitti drew up a bill that entrusted the Bank of Italy with the supervision of other banks, but the private banks managed to avoid its approval.
In 1914 the Bank of Italy assisted the Banco di Roma, which had to devalue its capital due to losses reported in the activities in the eastern Mediterranean.
After the First World War, in 1921, it was always the Bank of Italy that led the consortium that managed the liquidation of the Italian Discount Bank and saved the Banco di Roma once again from crisis.
In the United States, the gradual incorporation of local credit institutions, oriented towards balancing costs and small businesses, began in favour of the large national investment banks, which had diametrically opposed budget structures and objectives.
Even with a formal corporate separation (but not patrimonial and group) which was not enough to block the rise of the political and economic interests of the large financial-industrial trusts. In fact, by simply scrolling through the names of the latest buyers, this plan continued uninterruptedly even after the war up to the 2000s.
Similarly, antitrust and European Union law in the post-war period never endowed themselves with strong legislative instruments capable of preventing undemocratic drifts inclined to the interests of the military–industrial complex, declaring, on the contrary, the legitimate existence of situations of "dominant position" in all sectors of the economy, where only the abuse could constitute a violation of the law punished with pecuniary sanctions, but without any power to intervene in the management, organization or financial engineering of large groups.
Even with these strong regulatory and intervention powers, the fascist state allowed the crisis of the banks that were headed by the National Credit, the Popular Party bank, to worsen.
In this way, fascism, which equally aimed at the political control of monetary issuance, intended to strike one of the electoral strengths and of the business system that orbited around the industrial policy of the Catholic world, supported by credit institutions.
With R.D.L. 812 of 6 May 1926, the Bank of Italy obtained the exclusive right to issue the currency (the royal decree of 28 April 1910, no. 204 was thus repealed, which had confirmed the prerogative also to the Bank of Naples and the Bank of Sicily).
The subsequent R.D.L. November 6, 1926 n. 1830 entrusted the Bank of Italy with the task of supervising savings banks. In 1928 the Bank was reorganized. The general manager was joined by a governor with greater powers.
Meanwhile, in 1926 the Subsidy Consortium had been transformed into a Liquidation Institute, still under the control of the central bank. In 1933 it was absorbed by the new Institute for Industrial Reconstruction, autonomous from the Bank of Italy.
While all the banks were in very bad conditions, the Banca Nazionale del Lavoro of the self-styled socialist Arturo Osio, in 1929 confiscated eleven Catholic banks, and in 1932 the Banca Agricola Italiana which had financed SNIA Viscosa di Gualino.
Italy in the 1930s had an agricultural economy, a small number of industrial families who relied on the subcontracting of local suppliers, formed by a myriad of small family-run businesses, not international and whose survival depended on large groups of industrialists, in turn, linked to commercial banks.
The savings from agriculture flowed into the rural coffers, the popular banks and the cooperative credit which financed the life of the provincial crafts, small businesses and construction. The job of the banks was to match the customers' short-term investment horizon with the long-term investments of large groups (Rediscount). National banks turned to local banks that had large deposits of deposits for smaller, low-risk loans.
The Cassa Depositi e Prestiti channelled postal savings in favour of local authorities, public institutions and infrastructures, which were a way of absorbing mass unemployment, through a vast program of public works.
The ideological basis of the law was that savings are a matter of national interest and must be protected by the State, a principle also enshrined in the Republican Constitution and concretized in the first place in the law establishing the interbank guarantee fund and in the policy of public bailouts. With other decrees of the same year, the supervisory task was extended to all Italian banks and the monopoly of issuing the currency was confirmed. The bank no longer had the right to give credit to individuals but only to other banks as a lender of last resort. public bailout policy. Finally, it had the power to require other banks to deposit a portion of the available funds with the same central bank; by varying the share, the Bank of Italy could operate credit tightening or enlargements.
The law established certain minimum capital and management requirements necessary to guarantee risk management, stability and operational continuity: minimum capital, minimum ratio between loans and deposits, credit limits, provisions for compulsory reserve.
After the "defenestration" of Bonaldo Stringher, Alberto Beneduce took over and was forced to retire in 1936 after a "heart attack" during a meeting at the Bank for International Settlements in Basel. They conceived the duty of the banks towards the public interest of the country, as the subject who had to collect savings to lend them to entrepreneurs, as a tool for development and growth. The process was to be led by a "circulation bank", which would increase the speed of circulation of money in the real economy.
The Central Bank supported the fascist monetary policy of defending the stability of the Italian lira (known as the "Quota 90"), through the reduction of discounts and advances, and financing the enormous expenses of wars in the 1930s and 1940s through the unlimited issuing of money (and the "inflation tax", not progressive with income), as Hjalmar Schacht did in Germany under Hitler.
Operationally, the government issued and sold debt securities to finance military spending, and the military industry reinvested its government profits in the purchase of such bonds as a de facto advance of future orders, fueling a closed financial circuit. In simple terms, this was something like the ECB issuing money and lending it to private banks who keep it in their current accounts with the ECB.
This mechanism was called "capital circuit." The printing of tickets and the scarcity of consumer goods created an overabundance of money that poured into bank deposits, allowing a new expansion of credit, which was directed in favour of the economic sectors themselves. given that the state paid the banks a higher interest on the BOTs than the savers. The absorption of savings into investments in fixed capital had already taken place in the First World War and industries were working with existing production capacities. Without consumption and investments, public spending by the state remained.
The war could start with a modest tax levy and inflation within the normal limits in the first months, before the black market and ration cards.
The situation followed the conflict of interest between the state entrepreneur and the state bank, albeit in the name of a higher ideological purpose.
In 1938, the government decreed the power to directly appoint presidents and vice-presidents of the board of directors of banks.
Beneduce planned to have a public bank take over the long-term credit of large companies, financed with bonds of equal duration for public works, energy, and industry. After them, the Central Bank maintained a low-profile monetary policy, consistent with the directives of fascism.
IRI operated differently, in agreement with the Italian banks and industries that supported fascism. The banks renounced exercising an option by "converting" the debts into shares (or a law in this regard), preferring not to enter directly into the ownership of the industrial groups.
The groups transferred the bank debts to IRI, which became the new owner in exchange for shares (at the book value, not always the same as the market value), until they held control of the property and therefore of management.
The debt of the IRI rose to nine and a half billion lire at the time, two-thirds of which were paid within the war, because they were drastically diluted by inflation which has the effect of lowering the real weight of debts until the accounting entries are cancelled. of issuance, but also to halve the purchasing power of small savers. The remaining debt was paid by 1953. The IRI in turn had debts towards the Bank of Italy for five billion lire: the State issued bonds for IRI for one and a half billion, "sterilizing" the debt that should have been repaid with "annuity" interest. accrued until 1971. The change of constitutional order and currency (exchange rate for conversion), and inflation meant that IRI (and industries) paid the Bank of Italy less than a third of the sum.
After the armistice of 8 September, the German authorities demanded the delivery of the gold reserve. 173 tons of gold were first transferred to the Milan office, and then to Fortezza. Traces of it were subsequently lost.
In the 1960s, the public debt increased and so did inflation. Governor Guido Carli made a policy of credit crunch to stop inflation, particularly in 1964. In general, the Bank of Italy played an important political role under this governorship. Other credit crunches were implemented between 1969 and 1970 due to the flight of capital abroad and in 1974 as a result of the oil crisis.
In March 1979 the governor of the Bank of Italy Paolo Baffi and the deputy director in charge of supervision Mario Sarcinelli were accused by the Rome public prosecutor of private interest in official acts and personal aiding and abetting. Sarcinelli was arrested, and released from prison only after being suspended from duties relating to surveillance, while Baffi avoided prison due to his age. In 1981 the two will be completely acquitted. Subsequently, the suspicion will emerge that the indictment was wanted by P2 to prevent the Bank of Italy from supervising Roberto Cavali Banco Ambrosiano.
The post-war inflation, also due to the Am-lire, was fought with the credit crunch desired by the governor Luigi Einaudi, which was obtained through the compulsory reserve on deposits. In particular, the instrument of compulsory reserves of banks at the central bank was used, introduced in 1926 but never really applied. In 1948 the governor was given the task of regulating the money supply and deciding the discount rate.
The universal banks were the ones that had gained the most from war and inflation (under the Authorization Regime of the Interministerial Credit Committee), with the greatest growth in deposits.
Along with the recovery, speculative stocks and capital flight abroad appeared. Credit limits were no longer tied to equity, as equity figures were completely distorted by inflation.
The squeeze on lending, the liquidity crisis and the Eenaudian deflation pushed operators to finance themselves by placing stocks on the market and returning capital, thus blocking the rise in prices; and by resorting to self-financing (even without distributing profits), aided by the fact that inflation had made it possible to quickly amortize fixed assets whose book value was now nominal.
During the years of the Reconstruction, governor Donato Menichella governed the issue in a gradual and balanced way: he did not implement expansionary manoeuvres to encourage growth but was careful to avoid the creation of credit crunches. In this, he was helped by the low public debt. Its monetary policy program was stability for development.
A part of the available bank savings was channelled annually to the Treasury to cover the budget deficit (in the current year), while during his tenure the public debt of the state never rose above 1% of GDP, until 1964.
In July 1981, a "divorce" between the State (Ministry of the Treasury) and its central bank was initiated by the decision of the then Treasury Minister Beniamino Andreatta. From that moment on, the institute was no longer required to purchase the bonds that the government was unable to place on the market, thus ceasing the monetization of the Italian public debt that it had carried out since the Second World War up to that moment. This decision was opposed by the Minister of Finance Rino Formica, who would have liked the Bank of Italy to be required to repay at least a portion of these securities, and from the summer of 1982 a series of intra-government verbal clashes between the two ministers known as the wives' quarrel, which was followed by the fall of the second Spadolini government a few months later.
The divorce between the Ministry of the Treasury and the Bank of Italy is still considered by economic doctrine as a factor of great stabilization of inflation (which went from over 20% in 1980 to less than 5% in the following years) and a central prerequisite for guarantee the full independence of the technical monetary policy body (central bank) from the choices related to fiscal policy (under the responsibility of the government), but also a factor of considerable incidence of growth of the Italian public debt.
The law of 7 February 1992 n. 82, proposed by the then Minister of the Treasury Guido Carli, clarifies that the decision on the discount rate is the exclusive competence of the governor and must no longer be agreed in concert with the Minister of the Treasury (the previous decree of the President of the Republic is modified in relation to the new law with the Presidential Decree of 18 July).
The Legislative Decree 10 March 1998 n. 43 removes the Bank of Italy from management by the Italian government, sanctioning its belonging to the European system of central banks. From this date, therefore, the quantity of currency in circulation is decided autonomously by the Central Bank. With the introduction of the Euro on 1 January 1999, the Bank thus loses the function of presiding over national monetary policy. This function has since been exercised collectively by the Governing Council of the European Central Bank, which also includes the Governor of the Bank of Italy.
On 13 June 1999 the Senate of the Republic, during the XIII Legislature, discussed bill no. 4083 "Rules on the ownership of the Bank of Italy and on the criteria for appointing the Board of Governors of the Bank of Italy". This bill would like the state to acquire all the shares of the institute, but it is never approved.
On January 4, 2004, the weekly "Famiglia Cristiana" reports, for the first time in history, the list of participants in the capital of the Bank of Italy with the relative shares. The source is a Mediobanca Research & Studies dossier, directed by the researcher Fulvio Coltorti, who, by investigating backwards on the balance sheets of banks, insurance companies and institutions, and gradually noting the shares that indicated a shareholding in the capital of the Bank of Italia managed to reconstruct a large part of the list of participants of the highest Italian financial institution.
On September 20, 2005, the list of shareholders was officially made available by the Bank of Italy; until now it was considered confidential. On December 19, 2005, after intense press campaigns and criticism of his actions in the context of the Bancopoli scandal, Governor Antonio Fazio resigned. A few days later, Mario Draghi, who took office on January 16, 2006, was appointed in his place.
The law of 28 December 2005, n. 262, as part of various measures to protect savings, introduces for the first time a term to the mandate of the governor and the members of the directorate. It also dealt with (article 19, paragraph 10) the issue of ownership of the capital of the Bank of Italy, providing for the redefinition of the Bank's shareholding structure by means of a government regulation to be issued within three years of the law's entry into force. This regulation should have governed the methods of transferring shares held by "subjects other than the State or other public bodies". The delegation made by law 262/2005, therefore, expired without the regulation being issued, but the right to ownership of the shares of the current participants is in any case safeguarded by a provision of the Bank's Statute. On the basis of law 262/2005, Mario Draghi becomes the first governor to have a term of six years, renewable once for a further six years.
After the charge of monetary and exchange rate policies was shifted in 1998 to the European Central Bank, within the European institutional framework, the bank implements the decisions, issues euro banknotes and withdraws and destroys worn pieces.
The main function has thus become banking and financial supervision. The objective is to ensure the stability and efficiency of the system and compliance with rules and regulations; the bank pursues it through secondary legislation, controls and cooperation with governmental authorities.
Following a reform in 2005, which was prompted by takeover scandals, the bank has lost exclusive antitrust authority in the credit sector, which is now shared with the Italian Competition Authority (Italian: Autorità Garante della Concorrenza e del Mercato).
Other functions include market supervision, oversight of the payment system and provision of settlement services, State treasury service, Central Credit Register, economic analysis and institutional consultancy.
As of 2021, the Bank of Italy owned 2,451.8 tonnes of gold, the third-largest gold reserve in the world.
The bank's governing bodies are the General Meeting of Shareholders, the board of directors, the governor, the director general and three deputy directors-general; the last five constitute the directorate.
The general meeting takes place yearly and with the purpose of approving accounts and appointing the auditors. The board of directors has administrative powers and is chaired by the governor (or by the director-general in his absence). Following a reform in 2005, the governor lost exclusive responsibility regarding decisions of external relevance (i.e. banking and financial supervision), which has been transferred to the directorate (by majority vote). The director-general is responsible for the day-to-day administration of the bank and acts as governor when absent.
The board of auditors assesses the bank's administration and compliance with the law, regulations and statute.
The directorate's term of office lasts six years and is renewable once. The appointment of the governor is the responsibility of the government, head of the board of directors, with the approval of the president (formally a decree of the president). The board of directors is elected by the shareholders according to the bank statute.
On 25 October 2011, Silvio Berlusconi nominated Ignazio Visco to be the bank's new governor to replace Mario Draghi when he left to become president of the European Central Bank in November.
Banca d'Italia had 300,000 shares with a nominal value of €25,000. Originally scattered around the banks of Italy, the shares now accumulated due to the merger of the banks in the 1990s. The status of the bank states that a minimum of 54% of profits would go to the Italian government, and only a maximum of 6% of profits would be distributed as dividends according to share ratios.
41°53′50″N 12°29′20″E / 41.89722°N 12.48889°E / 41.89722; 12.48889 | [
{
"paragraph_id": 0,
"text": "The Bank of Italy (Italian: Banca d'Italia, informally referred to as Bankitalia) (pronounced [ˈbaŋka diˈtaːlja]) is the Italian member of the Eurosystem and has been the monetary authority for Italy from 1893 to 1998, issuing the Italian lira. Since 2014, it has also been Italy's national competent authority within European Banking Supervision. It is located in Palazzo Koch, via Nazionale, Rome.",
"title": ""
},
{
"paragraph_id": 1,
"text": "The institution was established in 1893 from the combination of three major banks in Italy (after the Banca Romana scandal). The new central bank first issued banknotes during 1926. Until 1928, it was directed by a general manager, after this time instead by a governor elected by an internal commission of managers, with a decree from the President of the Italian Republic, for a term of seven years.",
"title": "History"
},
{
"paragraph_id": 2,
"text": "In 1863 the crisis of the world money market created panic and the rush to the counters to collect the metallic currency in exchange for the banknotes. The Italian government responded in 1866 by introducing the fiat and legal tender of paper money. The government was accused in this way of favouring the issuing banks, and a long debate called the \"banking question\" arose about the advisability of having one or more issuers.",
"title": "History"
},
{
"paragraph_id": 3,
"text": "The Minghetti-Finali law of 1873 established the mandatory consortium of issuing institutions among the six existing issuing institutions, the Banca Nazionale nel Regno d'Italia [it], Banca Nazionale Toscana [it], Banca Toscana di Credito per le Industrie e il Commercio d'Italia [it], Banca Romana [it], Banco di Napoli, and Banco di Sicilia; but the measure proved insufficient.",
"title": "History"
},
{
"paragraph_id": 4,
"text": "Following the Banca Romana scandal, the reorganization of the issuing institutions became necessary.",
"title": "History"
},
{
"paragraph_id": 5,
"text": "Law no. 449 of 10 August 1893 of the Giolitti I government established the Bank of Italy through the merger of four banks: the National Bank in the Kingdom of Italy (formerly Banca Nazionale in the Sardinian States), the Banca Nazionale Toscana, the Banca Toscana di Credito for the Industries and Commerce of Italy and with the liquidation management of Banca Romana. With a complex series of mergers between these banks, the current Bank of Italy was formed. Some families of bankers, historical partners: Bombrini, Bastogi, Balduino, were the supporters of the operation. The institute enjoyed (together with the Banks of Naples and Sicily) the issuing privilege, it also acted as a \"bank of banks\" through the rediscount of bills, but did not have supervisory powers over other banks. The bank remains a private limited company and was headed by a director.",
"title": "History"
},
{
"paragraph_id": 6,
"text": "From 1900 to 1928 Bonaldo Stringher was the director, who gave the Bank the role of manager of Italian monetary policy and lender of last resort, bringing it closer to a modern central bank. In particular, he understood that a central bank cannot aim at maximizing profit (which is achieved by printing as much paper money) but must instead aim at price stability.",
"title": "History"
},
{
"paragraph_id": 7,
"text": "In 1907, the Bank of Italy coordinated the rescue of the Italian Banking Company, a major lender of FIAT, an operation that ended with the absorption of the bank in crisis into the Italian Discount Bank. In 1911 the central bank organized a consortium to rescue the steel companies (Acciaierie di Terni, Ilva and others) of which the Bank of Italy was directly creditor, financing the operation also through the issue of banknotes.",
"title": "History"
},
{
"paragraph_id": 8,
"text": "In 1912 the credit institute for cooperation, with social purposes, was established, led by the Bank of Italy and also participated by public bodies, savings banks, Monte dei Paschi di Siena, the Cassa di Previdenza, and the Credit Institution for the Cooperatives of Milan. The institute in 1929 was transformed by its director Arturo Osio into the Banca Nazionale del Lavoro.",
"title": "History"
},
{
"paragraph_id": 9,
"text": "In 1913 the Subsidy Consortium was established, led by the Bank of Italy and also participated by the Banks of Naples and Sicily, some savings banks, Monte dei Paschi di Siena and by the San Paolo Bank of Turin. In 1922 the Consortium saved Ansaldo and took control of it, and in 1923 it did the same with Banco di Roma.",
"title": "History"
},
{
"paragraph_id": 10,
"text": "In the same 1913 Francesco Saverio Nitti drew up a bill that entrusted the Bank of Italy with the supervision of other banks, but the private banks managed to avoid its approval.",
"title": "History"
},
{
"paragraph_id": 11,
"text": "In 1914 the Bank of Italy assisted the Banco di Roma, which had to devalue its capital due to losses reported in the activities in the eastern Mediterranean.",
"title": "History"
},
{
"paragraph_id": 12,
"text": "After the First World War, in 1921, it was always the Bank of Italy that led the consortium that managed the liquidation of the Italian Discount Bank and saved the Banco di Roma once again from crisis.",
"title": "History"
},
{
"paragraph_id": 13,
"text": "In the United States, the gradual incorporation of local credit institutions, oriented towards balancing costs and small businesses, began in favour of the large national investment banks, which had diametrically opposed budget structures and objectives.",
"title": "History"
},
{
"paragraph_id": 14,
"text": "Even with a formal corporate separation (but not patrimonial and group) which was not enough to block the rise of the political and economic interests of the large financial-industrial trusts. In fact, by simply scrolling through the names of the latest buyers, this plan continued uninterruptedly even after the war up to the 2000s.",
"title": "History"
},
{
"paragraph_id": 15,
"text": "Similarly, antitrust and European Union law in the post-war period never endowed themselves with strong legislative instruments capable of preventing undemocratic drifts inclined to the interests of the military–industrial complex, declaring, on the contrary, the legitimate existence of situations of \"dominant position\" in all sectors of the economy, where only the abuse could constitute a violation of the law punished with pecuniary sanctions, but without any power to intervene in the management, organization or financial engineering of large groups.",
"title": "History"
},
{
"paragraph_id": 16,
"text": "Even with these strong regulatory and intervention powers, the fascist state allowed the crisis of the banks that were headed by the National Credit, the Popular Party bank, to worsen.",
"title": "History"
},
{
"paragraph_id": 17,
"text": "In this way, fascism, which equally aimed at the political control of monetary issuance, intended to strike one of the electoral strengths and of the business system that orbited around the industrial policy of the Catholic world, supported by credit institutions.",
"title": "History"
},
{
"paragraph_id": 18,
"text": "With R.D.L. 812 of 6 May 1926, the Bank of Italy obtained the exclusive right to issue the currency (the royal decree of 28 April 1910, no. 204 was thus repealed, which had confirmed the prerogative also to the Bank of Naples and the Bank of Sicily).",
"title": "History"
},
{
"paragraph_id": 19,
"text": "The subsequent R.D.L. November 6, 1926 n. 1830 entrusted the Bank of Italy with the task of supervising savings banks. In 1928 the Bank was reorganized. The general manager was joined by a governor with greater powers.",
"title": "History"
},
{
"paragraph_id": 20,
"text": "Meanwhile, in 1926 the Subsidy Consortium had been transformed into a Liquidation Institute, still under the control of the central bank. In 1933 it was absorbed by the new Institute for Industrial Reconstruction, autonomous from the Bank of Italy.",
"title": "History"
},
{
"paragraph_id": 21,
"text": "While all the banks were in very bad conditions, the Banca Nazionale del Lavoro of the self-styled socialist Arturo Osio, in 1929 confiscated eleven Catholic banks, and in 1932 the Banca Agricola Italiana which had financed SNIA Viscosa di Gualino.",
"title": "History"
},
{
"paragraph_id": 22,
"text": "Italy in the 1930s had an agricultural economy, a small number of industrial families who relied on the subcontracting of local suppliers, formed by a myriad of small family-run businesses, not international and whose survival depended on large groups of industrialists, in turn, linked to commercial banks.",
"title": "History"
},
{
"paragraph_id": 23,
"text": "The savings from agriculture flowed into the rural coffers, the popular banks and the cooperative credit which financed the life of the provincial crafts, small businesses and construction. The job of the banks was to match the customers' short-term investment horizon with the long-term investments of large groups (Rediscount). National banks turned to local banks that had large deposits of deposits for smaller, low-risk loans.",
"title": "History"
},
{
"paragraph_id": 24,
"text": "The Cassa Depositi e Prestiti channelled postal savings in favour of local authorities, public institutions and infrastructures, which were a way of absorbing mass unemployment, through a vast program of public works.",
"title": "History"
},
{
"paragraph_id": 25,
"text": "The ideological basis of the law was that savings are a matter of national interest and must be protected by the State, a principle also enshrined in the Republican Constitution and concretized in the first place in the law establishing the interbank guarantee fund and in the policy of public bailouts. With other decrees of the same year, the supervisory task was extended to all Italian banks and the monopoly of issuing the currency was confirmed. The bank no longer had the right to give credit to individuals but only to other banks as a lender of last resort. public bailout policy. Finally, it had the power to require other banks to deposit a portion of the available funds with the same central bank; by varying the share, the Bank of Italy could operate credit tightening or enlargements.",
"title": "History"
},
{
"paragraph_id": 26,
"text": "The law established certain minimum capital and management requirements necessary to guarantee risk management, stability and operational continuity: minimum capital, minimum ratio between loans and deposits, credit limits, provisions for compulsory reserve.",
"title": "History"
},
{
"paragraph_id": 27,
"text": "After the \"defenestration\" of Bonaldo Stringher, Alberto Beneduce took over and was forced to retire in 1936 after a \"heart attack\" during a meeting at the Bank for International Settlements in Basel. They conceived the duty of the banks towards the public interest of the country, as the subject who had to collect savings to lend them to entrepreneurs, as a tool for development and growth. The process was to be led by a \"circulation bank\", which would increase the speed of circulation of money in the real economy.",
"title": "History"
},
{
"paragraph_id": 28,
"text": "The Central Bank supported the fascist monetary policy of defending the stability of the Italian lira (known as the \"Quota 90\"), through the reduction of discounts and advances, and financing the enormous expenses of wars in the 1930s and 1940s through the unlimited issuing of money (and the \"inflation tax\", not progressive with income), as Hjalmar Schacht did in Germany under Hitler.",
"title": "History"
},
{
"paragraph_id": 29,
"text": "Operationally, the government issued and sold debt securities to finance military spending, and the military industry reinvested its government profits in the purchase of such bonds as a de facto advance of future orders, fueling a closed financial circuit. In simple terms, this was something like the ECB issuing money and lending it to private banks who keep it in their current accounts with the ECB.",
"title": "History"
},
{
"paragraph_id": 30,
"text": "This mechanism was called \"capital circuit.\" The printing of tickets and the scarcity of consumer goods created an overabundance of money that poured into bank deposits, allowing a new expansion of credit, which was directed in favour of the economic sectors themselves. given that the state paid the banks a higher interest on the BOTs than the savers. The absorption of savings into investments in fixed capital had already taken place in the First World War and industries were working with existing production capacities. Without consumption and investments, public spending by the state remained.",
"title": "History"
},
{
"paragraph_id": 31,
"text": "The war could start with a modest tax levy and inflation within the normal limits in the first months, before the black market and ration cards.",
"title": "History"
},
{
"paragraph_id": 32,
"text": "The situation followed the conflict of interest between the state entrepreneur and the state bank, albeit in the name of a higher ideological purpose.",
"title": "History"
},
{
"paragraph_id": 33,
"text": "In 1938, the government decreed the power to directly appoint presidents and vice-presidents of the board of directors of banks.",
"title": "History"
},
{
"paragraph_id": 34,
"text": "Beneduce planned to have a public bank take over the long-term credit of large companies, financed with bonds of equal duration for public works, energy, and industry. After them, the Central Bank maintained a low-profile monetary policy, consistent with the directives of fascism.",
"title": "History"
},
{
"paragraph_id": 35,
"text": "IRI operated differently, in agreement with the Italian banks and industries that supported fascism. The banks renounced exercising an option by \"converting\" the debts into shares (or a law in this regard), preferring not to enter directly into the ownership of the industrial groups.",
"title": "History"
},
{
"paragraph_id": 36,
"text": "The groups transferred the bank debts to IRI, which became the new owner in exchange for shares (at the book value, not always the same as the market value), until they held control of the property and therefore of management.",
"title": "History"
},
{
"paragraph_id": 37,
"text": "The debt of the IRI rose to nine and a half billion lire at the time, two-thirds of which were paid within the war, because they were drastically diluted by inflation which has the effect of lowering the real weight of debts until the accounting entries are cancelled. of issuance, but also to halve the purchasing power of small savers. The remaining debt was paid by 1953. The IRI in turn had debts towards the Bank of Italy for five billion lire: the State issued bonds for IRI for one and a half billion, \"sterilizing\" the debt that should have been repaid with \"annuity\" interest. accrued until 1971. The change of constitutional order and currency (exchange rate for conversion), and inflation meant that IRI (and industries) paid the Bank of Italy less than a third of the sum.",
"title": "History"
},
{
"paragraph_id": 38,
"text": "After the armistice of 8 September, the German authorities demanded the delivery of the gold reserve. 173 tons of gold were first transferred to the Milan office, and then to Fortezza. Traces of it were subsequently lost.",
"title": "History"
},
{
"paragraph_id": 39,
"text": "In the 1960s, the public debt increased and so did inflation. Governor Guido Carli made a policy of credit crunch to stop inflation, particularly in 1964. In general, the Bank of Italy played an important political role under this governorship. Other credit crunches were implemented between 1969 and 1970 due to the flight of capital abroad and in 1974 as a result of the oil crisis.",
"title": "History"
},
{
"paragraph_id": 40,
"text": "In March 1979 the governor of the Bank of Italy Paolo Baffi and the deputy director in charge of supervision Mario Sarcinelli were accused by the Rome public prosecutor of private interest in official acts and personal aiding and abetting. Sarcinelli was arrested, and released from prison only after being suspended from duties relating to surveillance, while Baffi avoided prison due to his age. In 1981 the two will be completely acquitted. Subsequently, the suspicion will emerge that the indictment was wanted by P2 to prevent the Bank of Italy from supervising Roberto Cavali Banco Ambrosiano.",
"title": "History"
},
{
"paragraph_id": 41,
"text": "The post-war inflation, also due to the Am-lire, was fought with the credit crunch desired by the governor Luigi Einaudi, which was obtained through the compulsory reserve on deposits. In particular, the instrument of compulsory reserves of banks at the central bank was used, introduced in 1926 but never really applied. In 1948 the governor was given the task of regulating the money supply and deciding the discount rate.",
"title": "History"
},
{
"paragraph_id": 42,
"text": "The universal banks were the ones that had gained the most from war and inflation (under the Authorization Regime of the Interministerial Credit Committee), with the greatest growth in deposits.",
"title": "History"
},
{
"paragraph_id": 43,
"text": "Along with the recovery, speculative stocks and capital flight abroad appeared. Credit limits were no longer tied to equity, as equity figures were completely distorted by inflation.",
"title": "History"
},
{
"paragraph_id": 44,
"text": "The squeeze on lending, the liquidity crisis and the Eenaudian deflation pushed operators to finance themselves by placing stocks on the market and returning capital, thus blocking the rise in prices; and by resorting to self-financing (even without distributing profits), aided by the fact that inflation had made it possible to quickly amortize fixed assets whose book value was now nominal.",
"title": "History"
},
{
"paragraph_id": 45,
"text": "During the years of the Reconstruction, governor Donato Menichella governed the issue in a gradual and balanced way: he did not implement expansionary manoeuvres to encourage growth but was careful to avoid the creation of credit crunches. In this, he was helped by the low public debt. Its monetary policy program was stability for development.",
"title": "History"
},
{
"paragraph_id": 46,
"text": "A part of the available bank savings was channelled annually to the Treasury to cover the budget deficit (in the current year), while during his tenure the public debt of the state never rose above 1% of GDP, until 1964.",
"title": "History"
},
{
"paragraph_id": 47,
"text": "In July 1981, a \"divorce\" between the State (Ministry of the Treasury) and its central bank was initiated by the decision of the then Treasury Minister Beniamino Andreatta. From that moment on, the institute was no longer required to purchase the bonds that the government was unable to place on the market, thus ceasing the monetization of the Italian public debt that it had carried out since the Second World War up to that moment. This decision was opposed by the Minister of Finance Rino Formica, who would have liked the Bank of Italy to be required to repay at least a portion of these securities, and from the summer of 1982 a series of intra-government verbal clashes between the two ministers known as the wives' quarrel, which was followed by the fall of the second Spadolini government a few months later.",
"title": "History"
},
{
"paragraph_id": 48,
"text": "The divorce between the Ministry of the Treasury and the Bank of Italy is still considered by economic doctrine as a factor of great stabilization of inflation (which went from over 20% in 1980 to less than 5% in the following years) and a central prerequisite for guarantee the full independence of the technical monetary policy body (central bank) from the choices related to fiscal policy (under the responsibility of the government), but also a factor of considerable incidence of growth of the Italian public debt.",
"title": "History"
},
{
"paragraph_id": 49,
"text": "The law of 7 February 1992 n. 82, proposed by the then Minister of the Treasury Guido Carli, clarifies that the decision on the discount rate is the exclusive competence of the governor and must no longer be agreed in concert with the Minister of the Treasury (the previous decree of the President of the Republic is modified in relation to the new law with the Presidential Decree of 18 July).",
"title": "History"
},
{
"paragraph_id": 50,
"text": "The Legislative Decree 10 March 1998 n. 43 removes the Bank of Italy from management by the Italian government, sanctioning its belonging to the European system of central banks. From this date, therefore, the quantity of currency in circulation is decided autonomously by the Central Bank. With the introduction of the Euro on 1 January 1999, the Bank thus loses the function of presiding over national monetary policy. This function has since been exercised collectively by the Governing Council of the European Central Bank, which also includes the Governor of the Bank of Italy.",
"title": "History"
},
{
"paragraph_id": 51,
"text": "On 13 June 1999 the Senate of the Republic, during the XIII Legislature, discussed bill no. 4083 \"Rules on the ownership of the Bank of Italy and on the criteria for appointing the Board of Governors of the Bank of Italy\". This bill would like the state to acquire all the shares of the institute, but it is never approved.",
"title": "History"
},
{
"paragraph_id": 52,
"text": "On January 4, 2004, the weekly \"Famiglia Cristiana\" reports, for the first time in history, the list of participants in the capital of the Bank of Italy with the relative shares. The source is a Mediobanca Research & Studies dossier, directed by the researcher Fulvio Coltorti, who, by investigating backwards on the balance sheets of banks, insurance companies and institutions, and gradually noting the shares that indicated a shareholding in the capital of the Bank of Italia managed to reconstruct a large part of the list of participants of the highest Italian financial institution.",
"title": "History"
},
{
"paragraph_id": 53,
"text": "On September 20, 2005, the list of shareholders was officially made available by the Bank of Italy; until now it was considered confidential. On December 19, 2005, after intense press campaigns and criticism of his actions in the context of the Bancopoli scandal, Governor Antonio Fazio resigned. A few days later, Mario Draghi, who took office on January 16, 2006, was appointed in his place.",
"title": "History"
},
{
"paragraph_id": 54,
"text": "The law of 28 December 2005, n. 262, as part of various measures to protect savings, introduces for the first time a term to the mandate of the governor and the members of the directorate. It also dealt with (article 19, paragraph 10) the issue of ownership of the capital of the Bank of Italy, providing for the redefinition of the Bank's shareholding structure by means of a government regulation to be issued within three years of the law's entry into force. This regulation should have governed the methods of transferring shares held by \"subjects other than the State or other public bodies\". The delegation made by law 262/2005, therefore, expired without the regulation being issued, but the right to ownership of the shares of the current participants is in any case safeguarded by a provision of the Bank's Statute. On the basis of law 262/2005, Mario Draghi becomes the first governor to have a term of six years, renewable once for a further six years.",
"title": "History"
},
{
"paragraph_id": 55,
"text": "After the charge of monetary and exchange rate policies was shifted in 1998 to the European Central Bank, within the European institutional framework, the bank implements the decisions, issues euro banknotes and withdraws and destroys worn pieces.",
"title": "Missions and organization"
},
{
"paragraph_id": 56,
"text": "The main function has thus become banking and financial supervision. The objective is to ensure the stability and efficiency of the system and compliance with rules and regulations; the bank pursues it through secondary legislation, controls and cooperation with governmental authorities.",
"title": "Missions and organization"
},
{
"paragraph_id": 57,
"text": "Following a reform in 2005, which was prompted by takeover scandals, the bank has lost exclusive antitrust authority in the credit sector, which is now shared with the Italian Competition Authority (Italian: Autorità Garante della Concorrenza e del Mercato).",
"title": "Missions and organization"
},
{
"paragraph_id": 58,
"text": "Other functions include market supervision, oversight of the payment system and provision of settlement services, State treasury service, Central Credit Register, economic analysis and institutional consultancy.",
"title": "Missions and organization"
},
{
"paragraph_id": 59,
"text": "As of 2021, the Bank of Italy owned 2,451.8 tonnes of gold, the third-largest gold reserve in the world.",
"title": "Missions and organization"
},
{
"paragraph_id": 60,
"text": "The bank's governing bodies are the General Meeting of Shareholders, the board of directors, the governor, the director general and three deputy directors-general; the last five constitute the directorate.",
"title": "Missions and organization"
},
{
"paragraph_id": 61,
"text": "The general meeting takes place yearly and with the purpose of approving accounts and appointing the auditors. The board of directors has administrative powers and is chaired by the governor (or by the director-general in his absence). Following a reform in 2005, the governor lost exclusive responsibility regarding decisions of external relevance (i.e. banking and financial supervision), which has been transferred to the directorate (by majority vote). The director-general is responsible for the day-to-day administration of the bank and acts as governor when absent.",
"title": "Missions and organization"
},
{
"paragraph_id": 62,
"text": "The board of auditors assesses the bank's administration and compliance with the law, regulations and statute.",
"title": "Missions and organization"
},
{
"paragraph_id": 63,
"text": "The directorate's term of office lasts six years and is renewable once. The appointment of the governor is the responsibility of the government, head of the board of directors, with the approval of the president (formally a decree of the president). The board of directors is elected by the shareholders according to the bank statute.",
"title": "Missions and organization"
},
{
"paragraph_id": 64,
"text": "On 25 October 2011, Silvio Berlusconi nominated Ignazio Visco to be the bank's new governor to replace Mario Draghi when he left to become president of the European Central Bank in November.",
"title": "Missions and organization"
},
{
"paragraph_id": 65,
"text": "Banca d'Italia had 300,000 shares with a nominal value of €25,000. Originally scattered around the banks of Italy, the shares now accumulated due to the merger of the banks in the 1990s. The status of the bank states that a minimum of 54% of profits would go to the Italian government, and only a maximum of 6% of profits would be distributed as dividends according to share ratios.",
"title": "Shareholders"
},
{
"paragraph_id": 66,
"text": "41°53′50″N 12°29′20″E / 41.89722°N 12.48889°E / 41.89722; 12.48889",
"title": "External links"
}
] | The Bank of Italy is the Italian member of the Eurosystem and has been the monetary authority for Italy from 1893 to 1998, issuing the Italian lira. Since 2014, it has also been Italy's national competent authority within European Banking Supervision. It is located in Palazzo Koch, via Nazionale, Rome. | 2001-07-26T18:20:29Z | 2023-12-14T22:27:33Z | [
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3,962 | British | British may refer to: | [
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3,963 | Beachcomber (pen name) | Beachcomber is a nom de plume that has been used by several journalists writing a long-running humorous column in the Daily Express. It was originated in 1917 by Major John Bernard Arbuthnot MVO as his signature on the column, titled 'By the Way'. The name Beachcomber was then passed to D. B. Wyndham Lewis in 1919 and, in turn, to J. B. Morton, who wrote the column till 1975. It was later revived by William Hartston, current author of the column.
"By the Way" was originally a column in The Globe, consisting of unsigned humorous pieces; P. G. Wodehouse was assistant editor of the column from August 1903 and editor from August 1904 to May 1909, during which time he was assisted by Herbert Westbrook. After the Globe's closure, it was re-established as a society news column in the Daily Express from 1917, initially written by social correspondent Major John Arbuthnot, who invented the name "Beachcomber".
After Arbuthnot was promoted to deputy editor, it was taken over sometime in 1919 by Wyndham-Lewis, who reinvented it as an outlet for his wit and humour. It was then passed to Morton during 1924, though it is likely there was a period when they overlapped. Morton wrote the column until 1975; it was revived in January 1996 and continues today, written by William Hartston. The column is unsigned except by "Beachcomber" and it was not publicly known that Morton or Wyndham-Lewis wrote it until the 1930s. The name is mainly associated with Morton, who has been credited as an influence by Spike Milligan amongst others. Morton introduced the recurring characters and serial stories that were a major feature of the column during his 51-year run.
The format of the column was a random assortment of small paragraphs which were otherwise unconnected. These could be anything, such as:
Morton's other interest, France, was occasionally represented by epic tales of his rambling walks through the French countryside. These were not intended as humour.
"By the Way" was popular with the readership, and of course, this is one of the reasons it lasted so long. Its style and randomness could be off-putting and it is safe to say the humour could be something of an acquired taste. Oddly, one of the column's greatest opponents was the Express newspaper's owner, Lord Beaverbrook, who had to keep being assured the column was indeed funny. A prominent critic was George Orwell, who frequently referred to him in his essays and diaries as "A Catholic Apologist" and accused him of being "silly-clever", in line with his criticisms of G. K. Chesterton, Hilaire Belloc, Ronald Knox and Wyndham-Lewis.
By the Way was one of the few features kept continuously running in the often seriously reduced Daily Express throughout World War II, when Morton's lampooning of Hitler, including the British invention of bracerot to make the Nazi's trousers fall down at inopportune moments, was regarded as valuable for morale. The column appeared daily until 1965 when it was changed to weekly. It was cancelled in 1975 and revived as a daily piece in the early 1990s. It continues to the present day in much the same format but is now entitled "Beachcomber", not "By the Way".
The Will Hay film Boys Will Be Boys (1935) was set at Morton's Narkover school.
According to Spike Milligan, the columns were an influence on the comedic style of his radio series, The Goon Show.
In 1969, Milligan based a BBC television series named The World of Beachcomber on the columns. A small selection was issued on a 1971 LP and a 2-cassette set of the series' soundtrack was made available in the late 1990s.
In 1989, BBC Radio 4 broadcast the first of three series based on Morton's work. This featured Richard Ingrams as Beachcomber, John Wells as Prodnose, Patricia Routledge and John Sessions. The compilations prepared by Mike Barfield. Series 1 was also made available as a 2-cassette set. | [
{
"paragraph_id": 0,
"text": "Beachcomber is a nom de plume that has been used by several journalists writing a long-running humorous column in the Daily Express. It was originated in 1917 by Major John Bernard Arbuthnot MVO as his signature on the column, titled 'By the Way'. The name Beachcomber was then passed to D. B. Wyndham Lewis in 1919 and, in turn, to J. B. Morton, who wrote the column till 1975. It was later revived by William Hartston, current author of the column.",
"title": ""
},
{
"paragraph_id": 1,
"text": "\"By the Way\" was originally a column in The Globe, consisting of unsigned humorous pieces; P. G. Wodehouse was assistant editor of the column from August 1903 and editor from August 1904 to May 1909, during which time he was assisted by Herbert Westbrook. After the Globe's closure, it was re-established as a society news column in the Daily Express from 1917, initially written by social correspondent Major John Arbuthnot, who invented the name \"Beachcomber\".",
"title": "\"By the Way\" column"
},
{
"paragraph_id": 2,
"text": "After Arbuthnot was promoted to deputy editor, it was taken over sometime in 1919 by Wyndham-Lewis, who reinvented it as an outlet for his wit and humour. It was then passed to Morton during 1924, though it is likely there was a period when they overlapped. Morton wrote the column until 1975; it was revived in January 1996 and continues today, written by William Hartston. The column is unsigned except by \"Beachcomber\" and it was not publicly known that Morton or Wyndham-Lewis wrote it until the 1930s. The name is mainly associated with Morton, who has been credited as an influence by Spike Milligan amongst others. Morton introduced the recurring characters and serial stories that were a major feature of the column during his 51-year run.",
"title": "\"By the Way\" column"
},
{
"paragraph_id": 3,
"text": "The format of the column was a random assortment of small paragraphs which were otherwise unconnected. These could be anything, such as:",
"title": "\"By the Way\" column"
},
{
"paragraph_id": 4,
"text": "Morton's other interest, France, was occasionally represented by epic tales of his rambling walks through the French countryside. These were not intended as humour.",
"title": "\"By the Way\" column"
},
{
"paragraph_id": 5,
"text": "\"By the Way\" was popular with the readership, and of course, this is one of the reasons it lasted so long. Its style and randomness could be off-putting and it is safe to say the humour could be something of an acquired taste. Oddly, one of the column's greatest opponents was the Express newspaper's owner, Lord Beaverbrook, who had to keep being assured the column was indeed funny. A prominent critic was George Orwell, who frequently referred to him in his essays and diaries as \"A Catholic Apologist\" and accused him of being \"silly-clever\", in line with his criticisms of G. K. Chesterton, Hilaire Belloc, Ronald Knox and Wyndham-Lewis.",
"title": "\"By the Way\" column"
},
{
"paragraph_id": 6,
"text": "By the Way was one of the few features kept continuously running in the often seriously reduced Daily Express throughout World War II, when Morton's lampooning of Hitler, including the British invention of bracerot to make the Nazi's trousers fall down at inopportune moments, was regarded as valuable for morale. The column appeared daily until 1965 when it was changed to weekly. It was cancelled in 1975 and revived as a daily piece in the early 1990s. It continues to the present day in much the same format but is now entitled \"Beachcomber\", not \"By the Way\".",
"title": "\"By the Way\" column"
},
{
"paragraph_id": 7,
"text": "The Will Hay film Boys Will Be Boys (1935) was set at Morton's Narkover school.",
"title": "Other media"
},
{
"paragraph_id": 8,
"text": "According to Spike Milligan, the columns were an influence on the comedic style of his radio series, The Goon Show.",
"title": "Other media"
},
{
"paragraph_id": 9,
"text": "In 1969, Milligan based a BBC television series named The World of Beachcomber on the columns. A small selection was issued on a 1971 LP and a 2-cassette set of the series' soundtrack was made available in the late 1990s.",
"title": "Other media"
},
{
"paragraph_id": 10,
"text": "In 1989, BBC Radio 4 broadcast the first of three series based on Morton's work. This featured Richard Ingrams as Beachcomber, John Wells as Prodnose, Patricia Routledge and John Sessions. The compilations prepared by Mike Barfield. Series 1 was also made available as a 2-cassette set.",
"title": "Other media"
}
] | Beachcomber is a nom de plume that has been used by several journalists writing a long-running humorous column in the Daily Express. It was originated in 1917 by Major John Bernard Arbuthnot MVO as his signature on the column, titled 'By the Way'. The name Beachcomber was then passed to D. B. Wyndham Lewis in 1919 and, in turn, to J. B. Morton, who wrote the column till 1975. It was later revived by William Hartston, current author of the column. | 2002-02-25T15:43:11Z | 2023-08-06T21:58:12Z | [
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3,965 | Bill Joy | William Nelson Joy (born November 8, 1954) is an American computer engineer and venture capitalist. He co-founded Sun Microsystems in 1982 along with Scott McNealy, Vinod Khosla, and Andy Bechtolsheim, and served as Chief Scientist and CTO at the company until 2003.
He played an integral role in the early development of BSD UNIX while being a graduate student at Berkeley, and he is the original author of the vi text editor. He also wrote the 2000 essay "Why The Future Doesn't Need Us", in which he expressed deep concerns over the development of modern technologies.
Joy was elected a member of the National Academy of Engineering (1999) for contributions to operating systems and networking software.
Joy was born in the Detroit suburb of Farmington Hills, Michigan, to William Joy, a school vice-principal and counselor, and Ruth Joy. He earned a Bachelor of Science in electrical engineering from the University of Michigan and a Master of Science in electrical engineering and computer science from the University of California, Berkeley, in 1979.
While a graduate student at Berkeley, he worked for Fabry's Computer Systems Research Group CSRG on the Berkeley Software Distribution (BSD) version of the Unix operating system. He initially worked on a Pascal compiler left at Berkeley by Ken Thompson, who had been visiting the university when Joy had just started his graduate work.
He later moved on to improving the Unix kernel, and also handled BSD distributions. Some of his most notable contributions were the ex and vi editors and the C shell. Joy's prowess as a computer programmer is legendary, with an oft-told anecdote that he wrote the vi editor in a weekend. Joy denies this assertion. A few of his other accomplishments have also been sometimes exaggerated; Eric Schmidt, CEO of Novell at the time, inaccurately reported during an interview in PBS's documentary Nerds 2.0.1 that Joy had personally rewritten the BSD kernel in a weekend. He also wrote cat -v in 1980 which Rob Pike and Brian W. Kernighan wrote went against Unix philosophy.
According to a Salon article, during the early 1980s, DARPA had contracted the company Bolt, Beranek and Newman (BBN) to add TCP/IP to Berkeley UNIX. Joy had been instructed to plug BBN's stack into Berkeley Unix, but he refused to do so, as he had a low opinion of BBN's TCP/IP. So, Joy wrote his own high-performance TCP/IP stack. According to John Gage:
BBN had a big contract to implement TCP/IP, but their stuff didn't work, and grad student Joy's stuff worked. So they had this big meeting and this grad student in a T-shirt shows up, and they said, "How did you do this?" And Bill said, "It's very simple — you read the protocol and write the code.
Rob Gurwitz, who was working at BBN at the time, disputes this version of events.
In 1982, after the firm had been going for six months, Joy, Sun's sixteenth employee, was brought in with full co-founder status at Sun Microsystems. At Sun, Joy was an inspiration for the development of NFS, the SPARC microprocessors, the Java programming language, Jini/JavaSpaces, and JXTA.
In 1986, Joy was awarded a Grace Murray Hopper Award by the ACM for his work on the Berkeley UNIX Operating System.
On September 9, 2003, Sun announced Joy was leaving the company and that he "is taking time to consider his next move and has no definite plans".
In 1999, Joy co-founded a venture capital firm, HighBAR Ventures, with two Sun colleagues, Andy Bechtolsheim and Roy Thiele-Sardiña. In January 2005 he was named a partner in venture capital firm Kleiner Perkins. There, Joy has made several investments in green energy industries, even though he does not have any credentials in the field. He once said, "My method is to look at something that seems like a good idea and assume it's true".
In 2011, he was inducted as a Fellow of the Computer History Museum for his work on the Berkeley Software Distribution (BSD) Unix system and the co-founding of Sun Microsystems.
In 2000, Joy gained notoriety with the publication of his article in Wired magazine, "Why The Future Doesn't Need Us", in which he declared, in what some have described as a "neo-Luddite" position, that he was convinced that growing advances in genetic engineering and nanotechnology would bring risks to humanity. He argued that intelligent robots would replace humanity, at the very least in intellectual and social dominance, in the relatively near future. He supports and promotes the idea of abandonment of GNR (genetics, nanotechnology, and robotics) technologies, instead of going into an arms race between negative uses of the technology and defense against those negative uses (good nano-machines patrolling and defending against Grey goo "bad" nano-machines). This stance of broad relinquishment was criticized by technologists such as technological-singularity thinker Ray Kurzweil, who instead advocates fine-grained relinquishment and ethical guidelines. Joy was also criticized by The American Spectator, which characterized Joy's essay as a (possibly unwitting) rationale for statism.
A bar-room discussion of these technologies with Ray Kurzweil started to set Joy's thinking along this path. He states in his essay that during the conversation, he became surprised that other serious scientists were considering such possibilities likely, and even more astounded at what he felt was a lack of consideration of the contingencies. After bringing the subject up with a few more acquaintances, he states that he was further alarmed by what he felt was that although many people considered these futures possible or probable, that very few of them shared as serious a concern for the dangers as he seemed to. This concern led to his in-depth examination of the issue and the positions of others in the scientific community on it, and eventually, to his current activities regarding it.
Despite this, he is a venture capitalist, investing in GNR technology companies. He has also raised a specialty venture fund to address the dangers of pandemic diseases, such as the H5N1 avian influenza and biological weapons.
In his 2013 book Makers, author Chris Anderson credited Joy with establishing "Joy's law" based on a quip: "No matter who you are, most of the smartest people work for someone else [other than you]." His argument was that companies use an inefficient process by not hiring the best employees, only those they are able to hire. His "law" was a continuation of Friedrich Hayek's "The Use of Knowledge in Society" and warned that the competition outside of a company would always have the potential to be greater than the company itself.
In terms of computing, Bill Joy devised a formula in 1983, also called Joy's law, stating that the peak computer speed doubles each year and thus is given by a simple function of time. Specifically,
in which S is the peak computer speed attained during year Y, expressed in MIPS. | [
{
"paragraph_id": 0,
"text": "William Nelson Joy (born November 8, 1954) is an American computer engineer and venture capitalist. He co-founded Sun Microsystems in 1982 along with Scott McNealy, Vinod Khosla, and Andy Bechtolsheim, and served as Chief Scientist and CTO at the company until 2003.",
"title": ""
},
{
"paragraph_id": 1,
"text": "He played an integral role in the early development of BSD UNIX while being a graduate student at Berkeley, and he is the original author of the vi text editor. He also wrote the 2000 essay \"Why The Future Doesn't Need Us\", in which he expressed deep concerns over the development of modern technologies.",
"title": ""
},
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"text": "Joy was elected a member of the National Academy of Engineering (1999) for contributions to operating systems and networking software.",
"title": ""
},
{
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"text": "Joy was born in the Detroit suburb of Farmington Hills, Michigan, to William Joy, a school vice-principal and counselor, and Ruth Joy. He earned a Bachelor of Science in electrical engineering from the University of Michigan and a Master of Science in electrical engineering and computer science from the University of California, Berkeley, in 1979.",
"title": "Early career"
},
{
"paragraph_id": 4,
"text": "While a graduate student at Berkeley, he worked for Fabry's Computer Systems Research Group CSRG on the Berkeley Software Distribution (BSD) version of the Unix operating system. He initially worked on a Pascal compiler left at Berkeley by Ken Thompson, who had been visiting the university when Joy had just started his graduate work.",
"title": "Early career"
},
{
"paragraph_id": 5,
"text": "He later moved on to improving the Unix kernel, and also handled BSD distributions. Some of his most notable contributions were the ex and vi editors and the C shell. Joy's prowess as a computer programmer is legendary, with an oft-told anecdote that he wrote the vi editor in a weekend. Joy denies this assertion. A few of his other accomplishments have also been sometimes exaggerated; Eric Schmidt, CEO of Novell at the time, inaccurately reported during an interview in PBS's documentary Nerds 2.0.1 that Joy had personally rewritten the BSD kernel in a weekend. He also wrote cat -v in 1980 which Rob Pike and Brian W. Kernighan wrote went against Unix philosophy.",
"title": "Early career"
},
{
"paragraph_id": 6,
"text": "According to a Salon article, during the early 1980s, DARPA had contracted the company Bolt, Beranek and Newman (BBN) to add TCP/IP to Berkeley UNIX. Joy had been instructed to plug BBN's stack into Berkeley Unix, but he refused to do so, as he had a low opinion of BBN's TCP/IP. So, Joy wrote his own high-performance TCP/IP stack. According to John Gage:",
"title": "Early career"
},
{
"paragraph_id": 7,
"text": "BBN had a big contract to implement TCP/IP, but their stuff didn't work, and grad student Joy's stuff worked. So they had this big meeting and this grad student in a T-shirt shows up, and they said, \"How did you do this?\" And Bill said, \"It's very simple — you read the protocol and write the code.",
"title": "Early career"
},
{
"paragraph_id": 8,
"text": "Rob Gurwitz, who was working at BBN at the time, disputes this version of events.",
"title": "Early career"
},
{
"paragraph_id": 9,
"text": "In 1982, after the firm had been going for six months, Joy, Sun's sixteenth employee, was brought in with full co-founder status at Sun Microsystems. At Sun, Joy was an inspiration for the development of NFS, the SPARC microprocessors, the Java programming language, Jini/JavaSpaces, and JXTA.",
"title": "Sun Microsystems"
},
{
"paragraph_id": 10,
"text": "In 1986, Joy was awarded a Grace Murray Hopper Award by the ACM for his work on the Berkeley UNIX Operating System.",
"title": "Sun Microsystems"
},
{
"paragraph_id": 11,
"text": "On September 9, 2003, Sun announced Joy was leaving the company and that he \"is taking time to consider his next move and has no definite plans\".",
"title": "Sun Microsystems"
},
{
"paragraph_id": 12,
"text": "In 1999, Joy co-founded a venture capital firm, HighBAR Ventures, with two Sun colleagues, Andy Bechtolsheim and Roy Thiele-Sardiña. In January 2005 he was named a partner in venture capital firm Kleiner Perkins. There, Joy has made several investments in green energy industries, even though he does not have any credentials in the field. He once said, \"My method is to look at something that seems like a good idea and assume it's true\".",
"title": "Post-Sun activities"
},
{
"paragraph_id": 13,
"text": "In 2011, he was inducted as a Fellow of the Computer History Museum for his work on the Berkeley Software Distribution (BSD) Unix system and the co-founding of Sun Microsystems.",
"title": "Post-Sun activities"
},
{
"paragraph_id": 14,
"text": "In 2000, Joy gained notoriety with the publication of his article in Wired magazine, \"Why The Future Doesn't Need Us\", in which he declared, in what some have described as a \"neo-Luddite\" position, that he was convinced that growing advances in genetic engineering and nanotechnology would bring risks to humanity. He argued that intelligent robots would replace humanity, at the very least in intellectual and social dominance, in the relatively near future. He supports and promotes the idea of abandonment of GNR (genetics, nanotechnology, and robotics) technologies, instead of going into an arms race between negative uses of the technology and defense against those negative uses (good nano-machines patrolling and defending against Grey goo \"bad\" nano-machines). This stance of broad relinquishment was criticized by technologists such as technological-singularity thinker Ray Kurzweil, who instead advocates fine-grained relinquishment and ethical guidelines. Joy was also criticized by The American Spectator, which characterized Joy's essay as a (possibly unwitting) rationale for statism.",
"title": "Technology concerns"
},
{
"paragraph_id": 15,
"text": "A bar-room discussion of these technologies with Ray Kurzweil started to set Joy's thinking along this path. He states in his essay that during the conversation, he became surprised that other serious scientists were considering such possibilities likely, and even more astounded at what he felt was a lack of consideration of the contingencies. After bringing the subject up with a few more acquaintances, he states that he was further alarmed by what he felt was that although many people considered these futures possible or probable, that very few of them shared as serious a concern for the dangers as he seemed to. This concern led to his in-depth examination of the issue and the positions of others in the scientific community on it, and eventually, to his current activities regarding it.",
"title": "Technology concerns"
},
{
"paragraph_id": 16,
"text": "Despite this, he is a venture capitalist, investing in GNR technology companies. He has also raised a specialty venture fund to address the dangers of pandemic diseases, such as the H5N1 avian influenza and biological weapons.",
"title": "Technology concerns"
},
{
"paragraph_id": 17,
"text": "In his 2013 book Makers, author Chris Anderson credited Joy with establishing \"Joy's law\" based on a quip: \"No matter who you are, most of the smartest people work for someone else [other than you].\" His argument was that companies use an inefficient process by not hiring the best employees, only those they are able to hire. His \"law\" was a continuation of Friedrich Hayek's \"The Use of Knowledge in Society\" and warned that the competition outside of a company would always have the potential to be greater than the company itself.",
"title": "Joy's law"
},
{
"paragraph_id": 18,
"text": "In terms of computing, Bill Joy devised a formula in 1983, also called Joy's law, stating that the peak computer speed doubles each year and thus is given by a simple function of time. Specifically,",
"title": "Joy's law"
},
{
"paragraph_id": 19,
"text": "in which S is the peak computer speed attained during year Y, expressed in MIPS.",
"title": "Joy's law"
}
] | William Nelson Joy is an American computer engineer and venture capitalist. He co-founded Sun Microsystems in 1982 along with Scott McNealy, Vinod Khosla, and Andy Bechtolsheim, and served as Chief Scientist and CTO at the company until 2003. He played an integral role in the early development of BSD UNIX while being a graduate student at Berkeley, and he is the original author of the vi text editor. He also wrote the 2000 essay "Why The Future Doesn't Need Us", in which he expressed deep concerns over the development of modern technologies. Joy was elected a member of the National Academy of Engineering (1999) for contributions to operating systems and networking software. | 2001-07-27T04:05:43Z | 2023-12-24T18:25:00Z | [
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3,967 | Bandwidth (signal processing) | Bandwidth is the difference between the upper and lower frequencies in a continuous band of frequencies. It is typically measured in unit of hertz (symbol Hz).
It may refer more specifically two subcategories. Passband bandwidth is the difference between the upper and lower cutoff frequencies of, for example, a band-pass filter, a communication channel, or a signal spectrum. Baseband bandwidth is equal to the upper cutoff frequency of a low-pass filter or baseband signal, which includes a zero frequency.
Bandwidth in hertz is a central concept in many fields, including electronics, information theory, digital communications, radio communications, signal processing, and spectroscopy and is one of the determinants of the capacity of a given communication channel.
A key characteristic of bandwidth is that any band of a given width can carry the same amount of information, regardless of where that band is located in the frequency spectrum. For example, a 3 kHz band can carry a telephone conversation whether that band is at baseband (as in a POTS telephone line) or modulated to some higher frequency. However, wide bandwidths are easier to obtain and process at higher frequencies because the § Fractional bandwidth is smaller.
Bandwidth is a key concept in many telecommunications applications. In radio communications, for example, bandwidth is the frequency range occupied by a modulated carrier signal. An FM radio receiver's tuner spans a limited range of frequencies. A government agency (such as the Federal Communications Commission in the United States) may apportion the regionally available bandwidth to broadcast license holders so that their signals do not mutually interfere. In this context, bandwidth is also known as channel spacing.
For other applications, there are other definitions. One definition of bandwidth, for a system, could be the range of frequencies over which the system produces a specified level of performance. A less strict and more practically useful definition will refer to the frequencies beyond which performance is degraded. In the case of frequency response, degradation could, for example, mean more than 3 dB below the maximum value or it could mean below a certain absolute value. As with any definition of the width of a function, many definitions are suitable for different purposes.
In the context of, for example, the sampling theorem and Nyquist sampling rate, bandwidth typically refers to baseband bandwidth. In the context of Nyquist symbol rate or Shannon-Hartley channel capacity for communication systems it refers to passband bandwidth.
The Rayleigh bandwidth of a simple radar pulse is defined as the inverse of its duration. For example, a one-microsecond pulse has a Rayleigh bandwidth of one megahertz.
The essential bandwidth is defined as the portion of a signal spectrum in the frequency domain which contains most of the energy of the signal.
In some contexts, the signal bandwidth in hertz refers to the frequency range in which the signal's spectral density (in W/Hz or V/Hz) is nonzero or above a small threshold value. The threshold value is often defined relative to the maximum value, and is most commonly the 3 dB point, that is the point where the spectral density is half its maximum value (or the spectral amplitude, in V {\displaystyle \mathrm {V} } or V / H z {\displaystyle \mathrm {V/{\sqrt {Hz}}} } , is 70.7% of its maximum). This figure, with a lower threshold value, can be used in calculations of the lowest sampling rate that will satisfy the sampling theorem.
The bandwidth is also used to denote system bandwidth, for example in filter or communication channel systems. To say that a system has a certain bandwidth means that the system can process signals with that range of frequencies, or that the system reduces the bandwidth of a white noise input to that bandwidth.
The 3 dB bandwidth of an electronic filter or communication channel is the part of the system's frequency response that lies within 3 dB of the response at its peak, which, in the passband filter case, is typically at or near its center frequency, and in the low-pass filter is at or near its cutoff frequency. If the maximum gain is 0 dB, the 3 dB bandwidth is the frequency range where attenuation is less than 3 dB. 3 dB attenuation is also where power is half its maximum. This same half-power gain convention is also used in spectral width, and more generally for the extent of functions as full width at half maximum (FWHM).
In electronic filter design, a filter specification may require that within the filter passband, the gain is nominally 0 dB with a small variation, for example within the ±1 dB interval. In the stopband(s), the required attenuation in decibels is above a certain level, for example >100 dB. In a transition band the gain is not specified. In this case, the filter bandwidth corresponds to the passband width, which in this example is the 1 dB-bandwidth. If the filter shows amplitude ripple within the passband, the x dB point refers to the point where the gain is x dB below the nominal passband gain rather than x dB below the maximum gain.
In signal processing and control theory the bandwidth is the frequency at which the closed-loop system gain drops 3 dB below peak.
In communication systems, in calculations of the Shannon–Hartley channel capacity, bandwidth refers to the 3 dB-bandwidth. In calculations of the maximum symbol rate, the Nyquist sampling rate, and maximum bit rate according to the Hartley's law, the bandwidth refers to the frequency range within which the gain is non-zero.
The fact that in equivalent baseband models of communication systems, the signal spectrum consists of both negative and positive frequencies, can lead to confusion about bandwidth since they are sometimes referred to only by the positive half, and one will occasionally see expressions such as B = 2 W {\displaystyle B=2W} , where B {\displaystyle B} is the total bandwidth (i.e. the maximum passband bandwidth of the carrier-modulated RF signal and the minimum passband bandwidth of the physical passband channel), and W {\displaystyle W} is the positive bandwidth (the baseband bandwidth of the equivalent channel model). For instance, the baseband model of the signal would require a low-pass filter with cutoff frequency of at least W {\displaystyle W} to stay intact, and the physical passband channel would require a passband filter of at least B {\displaystyle B} to stay intact.
The absolute bandwidth is not always the most appropriate or useful measure of bandwidth. For instance, in the field of antennas the difficulty of constructing an antenna to meet a specified absolute bandwidth is easier at a higher frequency than at a lower frequency. For this reason, bandwidth is often quoted relative to the frequency of operation which gives a better indication of the structure and sophistication needed for the circuit or device under consideration.
There are two different measures of relative bandwidth in common use: fractional bandwidth ( B F {\displaystyle B_{\mathrm {F} }} ) and ratio bandwidth ( B R {\displaystyle B_{\mathrm {R} }} ). In the following, the absolute bandwidth is defined as follows,
where f H {\displaystyle f_{\mathrm {H} }} and f L {\displaystyle f_{\mathrm {L} }} are the upper and lower frequency limits respectively of the band in question.
Fractional bandwidth is defined as the absolute bandwidth divided by the center frequency ( f C {\displaystyle f_{\mathrm {C} }} ),
The center frequency is usually defined as the arithmetic mean of the upper and lower frequencies so that,
and
However, the center frequency is sometimes defined as the geometric mean of the upper and lower frequencies,
and
While the geometric mean is more rarely used than the arithmetic mean (and the latter can be assumed if not stated explicitly) the former is considered more mathematically rigorous. It more properly reflects the logarithmic relationship of fractional bandwidth with increasing frequency. For narrowband applications, there is only marginal difference between the two definitions. The geometric mean version is inconsequentially larger. For wideband applications they diverge substantially with the arithmetic mean version approaching 2 in the limit and the geometric mean version approaching infinity.
Fractional bandwidth is sometimes expressed as a percentage of the center frequency (percent bandwidth, % B {\displaystyle \%B} ),
Ratio bandwidth is defined as the ratio of the upper and lower limits of the band,
Ratio bandwidth may be notated as B R : 1 {\displaystyle B_{\mathrm {R} }:1} . The relationship between ratio bandwidth and fractional bandwidth is given by,
and
Percent bandwidth is a less meaningful measure in wideband applications. A percent bandwidth of 100% corresponds to a ratio bandwidth of 3:1. All higher ratios up to infinity are compressed into the range 100–200%.
Ratio bandwidth is often expressed in octaves (i.e., as a frequency level) for wideband applications. An octave is a frequency ratio of 2:1 leading to this expression for the number of octaves,
In photonics, the term bandwidth carries a variety of meanings:
A related concept is the spectral linewidth of the radiation emitted by excited atoms. | [
{
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"text": "Bandwidth is the difference between the upper and lower frequencies in a continuous band of frequencies. It is typically measured in unit of hertz (symbol Hz).",
"title": ""
},
{
"paragraph_id": 1,
"text": "It may refer more specifically two subcategories. Passband bandwidth is the difference between the upper and lower cutoff frequencies of, for example, a band-pass filter, a communication channel, or a signal spectrum. Baseband bandwidth is equal to the upper cutoff frequency of a low-pass filter or baseband signal, which includes a zero frequency.",
"title": ""
},
{
"paragraph_id": 2,
"text": "Bandwidth in hertz is a central concept in many fields, including electronics, information theory, digital communications, radio communications, signal processing, and spectroscopy and is one of the determinants of the capacity of a given communication channel.",
"title": ""
},
{
"paragraph_id": 3,
"text": "A key characteristic of bandwidth is that any band of a given width can carry the same amount of information, regardless of where that band is located in the frequency spectrum. For example, a 3 kHz band can carry a telephone conversation whether that band is at baseband (as in a POTS telephone line) or modulated to some higher frequency. However, wide bandwidths are easier to obtain and process at higher frequencies because the § Fractional bandwidth is smaller.",
"title": ""
},
{
"paragraph_id": 4,
"text": "Bandwidth is a key concept in many telecommunications applications. In radio communications, for example, bandwidth is the frequency range occupied by a modulated carrier signal. An FM radio receiver's tuner spans a limited range of frequencies. A government agency (such as the Federal Communications Commission in the United States) may apportion the regionally available bandwidth to broadcast license holders so that their signals do not mutually interfere. In this context, bandwidth is also known as channel spacing.",
"title": "Overview"
},
{
"paragraph_id": 5,
"text": "For other applications, there are other definitions. One definition of bandwidth, for a system, could be the range of frequencies over which the system produces a specified level of performance. A less strict and more practically useful definition will refer to the frequencies beyond which performance is degraded. In the case of frequency response, degradation could, for example, mean more than 3 dB below the maximum value or it could mean below a certain absolute value. As with any definition of the width of a function, many definitions are suitable for different purposes.",
"title": "Overview"
},
{
"paragraph_id": 6,
"text": "In the context of, for example, the sampling theorem and Nyquist sampling rate, bandwidth typically refers to baseband bandwidth. In the context of Nyquist symbol rate or Shannon-Hartley channel capacity for communication systems it refers to passband bandwidth.",
"title": "Overview"
},
{
"paragraph_id": 7,
"text": "The Rayleigh bandwidth of a simple radar pulse is defined as the inverse of its duration. For example, a one-microsecond pulse has a Rayleigh bandwidth of one megahertz.",
"title": "Overview"
},
{
"paragraph_id": 8,
"text": "The essential bandwidth is defined as the portion of a signal spectrum in the frequency domain which contains most of the energy of the signal.",
"title": "Overview"
},
{
"paragraph_id": 9,
"text": "In some contexts, the signal bandwidth in hertz refers to the frequency range in which the signal's spectral density (in W/Hz or V/Hz) is nonzero or above a small threshold value. The threshold value is often defined relative to the maximum value, and is most commonly the 3 dB point, that is the point where the spectral density is half its maximum value (or the spectral amplitude, in V {\\displaystyle \\mathrm {V} } or V / H z {\\displaystyle \\mathrm {V/{\\sqrt {Hz}}} } , is 70.7% of its maximum). This figure, with a lower threshold value, can be used in calculations of the lowest sampling rate that will satisfy the sampling theorem.",
"title": "x dB bandwidth"
},
{
"paragraph_id": 10,
"text": "The bandwidth is also used to denote system bandwidth, for example in filter or communication channel systems. To say that a system has a certain bandwidth means that the system can process signals with that range of frequencies, or that the system reduces the bandwidth of a white noise input to that bandwidth.",
"title": "x dB bandwidth"
},
{
"paragraph_id": 11,
"text": "The 3 dB bandwidth of an electronic filter or communication channel is the part of the system's frequency response that lies within 3 dB of the response at its peak, which, in the passband filter case, is typically at or near its center frequency, and in the low-pass filter is at or near its cutoff frequency. If the maximum gain is 0 dB, the 3 dB bandwidth is the frequency range where attenuation is less than 3 dB. 3 dB attenuation is also where power is half its maximum. This same half-power gain convention is also used in spectral width, and more generally for the extent of functions as full width at half maximum (FWHM).",
"title": "x dB bandwidth"
},
{
"paragraph_id": 12,
"text": "In electronic filter design, a filter specification may require that within the filter passband, the gain is nominally 0 dB with a small variation, for example within the ±1 dB interval. In the stopband(s), the required attenuation in decibels is above a certain level, for example >100 dB. In a transition band the gain is not specified. In this case, the filter bandwidth corresponds to the passband width, which in this example is the 1 dB-bandwidth. If the filter shows amplitude ripple within the passband, the x dB point refers to the point where the gain is x dB below the nominal passband gain rather than x dB below the maximum gain.",
"title": "x dB bandwidth"
},
{
"paragraph_id": 13,
"text": "In signal processing and control theory the bandwidth is the frequency at which the closed-loop system gain drops 3 dB below peak.",
"title": "x dB bandwidth"
},
{
"paragraph_id": 14,
"text": "In communication systems, in calculations of the Shannon–Hartley channel capacity, bandwidth refers to the 3 dB-bandwidth. In calculations of the maximum symbol rate, the Nyquist sampling rate, and maximum bit rate according to the Hartley's law, the bandwidth refers to the frequency range within which the gain is non-zero.",
"title": "x dB bandwidth"
},
{
"paragraph_id": 15,
"text": "The fact that in equivalent baseband models of communication systems, the signal spectrum consists of both negative and positive frequencies, can lead to confusion about bandwidth since they are sometimes referred to only by the positive half, and one will occasionally see expressions such as B = 2 W {\\displaystyle B=2W} , where B {\\displaystyle B} is the total bandwidth (i.e. the maximum passband bandwidth of the carrier-modulated RF signal and the minimum passband bandwidth of the physical passband channel), and W {\\displaystyle W} is the positive bandwidth (the baseband bandwidth of the equivalent channel model). For instance, the baseband model of the signal would require a low-pass filter with cutoff frequency of at least W {\\displaystyle W} to stay intact, and the physical passband channel would require a passband filter of at least B {\\displaystyle B} to stay intact.",
"title": "x dB bandwidth"
},
{
"paragraph_id": 16,
"text": "The absolute bandwidth is not always the most appropriate or useful measure of bandwidth. For instance, in the field of antennas the difficulty of constructing an antenna to meet a specified absolute bandwidth is easier at a higher frequency than at a lower frequency. For this reason, bandwidth is often quoted relative to the frequency of operation which gives a better indication of the structure and sophistication needed for the circuit or device under consideration.",
"title": "Relative bandwidth"
},
{
"paragraph_id": 17,
"text": "There are two different measures of relative bandwidth in common use: fractional bandwidth ( B F {\\displaystyle B_{\\mathrm {F} }} ) and ratio bandwidth ( B R {\\displaystyle B_{\\mathrm {R} }} ). In the following, the absolute bandwidth is defined as follows,",
"title": "Relative bandwidth"
},
{
"paragraph_id": 18,
"text": "where f H {\\displaystyle f_{\\mathrm {H} }} and f L {\\displaystyle f_{\\mathrm {L} }} are the upper and lower frequency limits respectively of the band in question.",
"title": "Relative bandwidth"
},
{
"paragraph_id": 19,
"text": "Fractional bandwidth is defined as the absolute bandwidth divided by the center frequency ( f C {\\displaystyle f_{\\mathrm {C} }} ),",
"title": "Relative bandwidth"
},
{
"paragraph_id": 20,
"text": "The center frequency is usually defined as the arithmetic mean of the upper and lower frequencies so that,",
"title": "Relative bandwidth"
},
{
"paragraph_id": 21,
"text": "and",
"title": "Relative bandwidth"
},
{
"paragraph_id": 22,
"text": "However, the center frequency is sometimes defined as the geometric mean of the upper and lower frequencies,",
"title": "Relative bandwidth"
},
{
"paragraph_id": 23,
"text": "and",
"title": "Relative bandwidth"
},
{
"paragraph_id": 24,
"text": "While the geometric mean is more rarely used than the arithmetic mean (and the latter can be assumed if not stated explicitly) the former is considered more mathematically rigorous. It more properly reflects the logarithmic relationship of fractional bandwidth with increasing frequency. For narrowband applications, there is only marginal difference between the two definitions. The geometric mean version is inconsequentially larger. For wideband applications they diverge substantially with the arithmetic mean version approaching 2 in the limit and the geometric mean version approaching infinity.",
"title": "Relative bandwidth"
},
{
"paragraph_id": 25,
"text": "Fractional bandwidth is sometimes expressed as a percentage of the center frequency (percent bandwidth, % B {\\displaystyle \\%B} ),",
"title": "Relative bandwidth"
},
{
"paragraph_id": 26,
"text": "Ratio bandwidth is defined as the ratio of the upper and lower limits of the band,",
"title": "Relative bandwidth"
},
{
"paragraph_id": 27,
"text": "Ratio bandwidth may be notated as B R : 1 {\\displaystyle B_{\\mathrm {R} }:1} . The relationship between ratio bandwidth and fractional bandwidth is given by,",
"title": "Relative bandwidth"
},
{
"paragraph_id": 28,
"text": "and",
"title": "Relative bandwidth"
},
{
"paragraph_id": 29,
"text": "Percent bandwidth is a less meaningful measure in wideband applications. A percent bandwidth of 100% corresponds to a ratio bandwidth of 3:1. All higher ratios up to infinity are compressed into the range 100–200%.",
"title": "Relative bandwidth"
},
{
"paragraph_id": 30,
"text": "Ratio bandwidth is often expressed in octaves (i.e., as a frequency level) for wideband applications. An octave is a frequency ratio of 2:1 leading to this expression for the number of octaves,",
"title": "Relative bandwidth"
},
{
"paragraph_id": 31,
"text": "In photonics, the term bandwidth carries a variety of meanings:",
"title": "Photonics"
},
{
"paragraph_id": 32,
"text": "A related concept is the spectral linewidth of the radiation emitted by excited atoms.",
"title": "Photonics"
}
] | Bandwidth is the difference between the upper and lower frequencies in a continuous band of frequencies. It is typically measured in unit of hertz. It may refer more specifically two subcategories. Passband bandwidth is the difference between the upper and lower cutoff frequencies of, for example, a band-pass filter, a communication channel, or a signal spectrum. Baseband bandwidth is equal to the upper cutoff frequency of a low-pass filter or baseband signal, which includes a zero frequency. Bandwidth in hertz is a central concept in many fields, including electronics, information theory, digital communications, radio communications, signal processing, and spectroscopy and is one of the determinants of the capacity of a given communication channel. A key characteristic of bandwidth is that any band of a given width can carry the same amount of information, regardless of where that band is located in the frequency spectrum. For example, a 3 kHz band can carry a telephone conversation whether that band is at baseband or modulated to some higher frequency. However, wide bandwidths are easier to obtain and process at higher frequencies because the § Fractional bandwidth is smaller. | 2001-08-02T16:30:36Z | 2023-11-08T15:48:09Z | [
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3,968 | Bodhisattva | In Buddhism, a bodhisattva (/ˌboʊdiːˈsʌtvə/ BOH-dee-SUT-və; (Sanskrit: बोधिसत्त्व, romanized: Bodhisattva) or bodhisatva is a person who is on the path towards bodhi ('awakening') or Buddhahood.
In the Early Buddhist schools, as well as modern Theravāda Buddhism, bodhisattva (Pāli: bodhisatta) refers to someone who has made a resolution to become a Buddha and has also received a confirmation or prediction from a living Buddha that this will be so.
In Mahāyāna Buddhism, a bodhisattva refers to anyone who has generated bodhicitta, a spontaneous wish and compassionate mind to attain Buddhahood for the benefit of all sentient beings. Mahayana bodhisattvas are spiritually heroic persons that work to attain awakening and are driven by a great compassion (mahākaruṇā). These beings are exemplified by important spiritual qualities such as the "four divine abodes" (brahmavihāras) of loving-kindness (maitrī), compassion (karuṇā), empathetic joy (muditā) and equanimity (upekṣā), as well as the various bodhisattva "perfections" (pāramitās) which include prajñāpāramitā ("transcendent knowledge" or "perfection of wisdom") and skillful means (upāya).
In Theravāda Buddhism, the bodhisattva is mainly seen as an exceptional and rare individual. Only a few select individuals are ultimately able to become bodhisattvas, such as Maitreya. Mahāyāna Buddhism generally understands the bodhisattva path as being open to everyone, and Mahāyāna Buddhists encourage all individuals to become bodhisattvas. Spiritually advanced bodhisattvas such as Avalokiteshvara, Maitreya, and Manjushri are also widely venerated across the Mahāyāna Buddhist world and are believed to possess great magical power which they employ to help all living beings.
In pre-sectarian Buddhism, the term bodhisatta is used in the early texts to refer to Gautama Buddha in his previous lives and as a young man in his last life, when he was working towards liberation. In the early Buddhist discourses, the Buddha regularly uses the phrase "when I was an unawakened Bodhisatta" to describe his experiences before his attainment of awakening. The early texts which discuss the period before the Buddha's awakening mainly focus on his spiritual development. According to Bhikkhu Analayo, most of these passages focus on three main themes: "the bodhisattva's overcoming of unwholesome states of mind, his development of mental tranquillity, and the growth of his insight."
Other early sources like the Acchariyabbhutadhamma-sutta (MN 123, and its Chinese parallel in Madhyama-āgama 32) discuss the marvelous qualities of the bodhisattva Gautama in his previous life in Tuṣita heaven. The Pali text focuses on how the bodhisattva was endowed with mindfulness and clear comprehension while living in Tuṣita, while the Chinese source states that his lifespan, appearance, and glory was greater than all the devas (gods). These sources also discuss various miracles which accompanied the bodhisattva's conception and birth, most famously, his taking seven steps and proclaiming that this was his last life. The Chinese source (titled Discourse on Marvellous Qualities) also states that while living as a monk under the Buddha Kāśyapa he "made his initial vow to [realize] Buddhahood [while] practicing the holy life."
Another early source that discusses the qualities of bodhisattvas is the Mahāpadāna sutta. This text discusses bodhisattva qualities in the context of six previous Buddhas who lived long ago, such as Buddha Vipaśyī. Yet another important element of the bodhisattva doctrine, the idea of a prediction of someone's future Buddhahood, is found in another Chinese early Buddhist text, the Discourse on an Explanation about the Past (MĀ 66). In this discourse, a monk named Maitreya aspires to become a Buddha in the future and the Buddha then predicts that Maitreya will become a Buddha in the future. Other discourses found in the Ekottarika-āgama present the "bodhisattva Maitreya" as an example figure (EĀ 20.6 and EĀ 42.6) and one sutra in this collection also discuss how the Buddha taught the bodhisattva path of the six perfections to Maitreya (EĀ 27.5).
'Bodhisatta' may also connote a being who is "bound for enlightenment", in other words, a person whose aim is to become fully enlightened. In the Pāli canon, the Bodhisatta (bodhisattva) is also described as someone who is still subject to birth, illness, death, sorrow, defilement, and delusion. According to the Theravāda monk Bhikkhu Bodhi, while all the Buddhist traditions agree that to attain Buddhahood, one must "make a deliberate resolution" and fulfill the spiritual perfections (pāramīs or pāramitās) as a bodhisattva, the actual bodhisattva path is not taught in the earliest strata of Buddhist texts such as the Pali Nikayas (and their counterparts such as the Chinese Āgamas) which instead focus on the ideal of the arahant.
The oldest known story about how Gautama Buddha becomes a bodhisattva is the story of his encounter with the previous Buddha, Dīpankara. During this encounter, a previous incarnation of Gautama, variously named Sumedha, Megha, or Sumati offers five blue lotuses and spreads out his hair or entire body for Dīpankara to walk on, resolving to one day become a Buddha. Dīpankara then confirms that they will attain Buddhahood. Early Buddhist authors saw this story as indicating that the making of a resolution (abhinīhāra) in the presence of a living Buddha and his prediction/confirmation (vyākaraṇa) of one's future Buddhahood was necessary to become a bodhisattva. According to Drewes, "all known models of the path to Buddhahood developed from this basic understanding."
Stories and teachings on the bodhisattva ideal are found in the various Jataka tale sources, which mainly focus on stories of the past lives of the Sakyamuni. Among the non-Mahayana Nikaya schools, the Jataka literature was likely the main genre that contained bodhisattva teachings. These stories had certainly become an important part of popular Buddhism by the time of the carving of the Bharhut Stupa railings (c. 125–100 BCE), which contain depictions of around thirty Jataka tales. Thus, it is possible that the bodhisattva ideal was popularized through the telling of Jatakas. Jataka tales contain numerous stories which focus on the past life deeds of Sakyamuni when he was a bodhisattva. These deeds generally express bodhisattva qualities and practices (such as compassion, the six perfections, and supernatural power) in dramatic ways, and include numerous acts of self-sacrifice.
Apart from Jataka stories related to Sakyamuni, the idea that Metteya (Maitreya), who currently resides in Tuṣita, would become the future Buddha and that this had been predicted by the Buddha Sakyamuni was also an early doctrine related to the bodhisattva ideal. It first appears in the Cakkavattisihanadasutta. According to A.L. Basham, it is also possible that some of the Ashokan edicts reveal knowledge of the bodhisattva ideal. Basham even argues that Ashoka may have considered himself a bodhisattva, as one edict states that he "set out for sambodhi."
By the time that the Buddhist tradition had developed into various competing sects, the idea of the bodhisattva vehicle (Sanskrit: bodhisattvayana) as a distinct (and superior) path from that of the arhat and solitary buddha was widespread among all the major non-Mahayana Buddhist traditions or Nikaya schools, including Theravāda, Sarvāstivāda and Mahāsāṃghika. The doctrine is found, for example, in 2nd century CE sources like the Avadānaśataka and the Divyāvadāna. The bodhisattvayana was referred by other names such as "vehicle of the perfections" (pāramitāyāna), "bodhisatva dharma", "bodhisatva training", and "vehicle of perfect Buddhahood".
According to various sources, some of the Nikaya schools (such as the Dharmaguptaka and some of the Mahasamghika sects) transmitted a collection of texts on bodhisattvas alongside the Tripitaka, which they termed "Bodhisattva Piṭaka" or "Vaipulya (Extensive) Piṭaka". None of these have survived. Dar Hayal attributes the historical development of the bodhisattva ideal to "the growth of bhakti (devotion, faith, love) and the idealisation and spiritualisation of the Buddha."
The North Indian Sarvāstivāda school held it took Gautama three "incalculable aeons" (asaṃkhyeyas) and ninety one aeons (kalpas) to become a Buddha after his resolution (praṇidhāna) in front of a past Buddha. During the first incalculable aeon he is said to have encountered and served 75,000 Buddhas, and 76,000 in the second, after which he received his first prediction (vyākaraṇa) of future Buddhahood from Dīpankara, meaning that he could no longer fall back from the path to Buddhahood. For Sarvāstivāda, the first two incalculable aeons is a period of time in which a bodhisattva may still fall away and regress from the path. At the end of the second incalculable aeon, they encounter a buddha and receive their prediction, at which point they are certain to achieve Buddhahood.
Thus, the presence of a living Buddha is also necessary for Sarvāstivāda. The Mahāvibhāṣā explains that its discussion of the bodhisattva path is partly meant "to stop those who are in fact not bodhisattvas from giving rise to the self-conceit that they are." However, for Sarvāstivāda, one is not technically a bodhisattva until the end of the third incalculable aeon, after which one begins to perform the actions which lead to the manifestation of the marks of a great person.
The Mahāvastu of the Mahāsāṃghika-Lokottaravādins presents various ideas regarding the school's conception of the bodhisattva ideal. According to this text, bodhisattva Gautama had already reached a level of dispassion at the time of Buddha Dīpaṃkara many aeons ago and he is also said to have attained the perfection of wisdom countless aeons ago.
The Mahāvastu also presents four stages or courses (caryās) of the bodhisattva path without giving specific time frames (though it's said to take various incalculable aeons). This set of four phases of the path is also found in other sources, including the Gandhari “Many-Buddhas Sūtra” (*Bahubudha gasutra) and the Chinese Fó běnxíng jí jīng (佛本行 集經, Taisho vol. 3, no. 190, pp. 669a1–672a11).
The four caryās (Gandhari: caria) are the following:
The bodhisattva ideal is also found in southern Buddhist sources, like the Theravāda school's Buddhavaṃsa (1st-2nd century BCE), which explains how Gautama, after making a resolution (abhinīhāra) and receiving his prediction (vyākaraṇa) of future Buddhahood from past Buddha Dīpaṃkara, he became certain (dhuva) to attain Buddhahood. Gautama then took four incalculable aeons and a hundred thousand, shorter kalpas (aeons) to reach Buddhahood. Several sources in the Pali Canon depict the idea that there are multiple Buddhas and that there will be many future Buddhas, all of which must train as bodhisattas. Non-canonical Theravada Jataka literature also teaches about bodhisattvas and the bodhisattva path. The worship of bodhisattvas like Metteya, Saman and Natha (Avalokiteśvara) can also be found in Theravada Buddhism.
By the time of the great scholar Buddhaghosa (5th-century CE), orthodox Theravāda held the standard Indian Buddhist view that there were three main spiritual paths within Buddhism: the way of the Buddhas (buddhayāna) i.e. the bodhisatta path; the way of the individual Buddhas (paccekabuddhayāna); and the way of the disciples (sāvakayāna).
The Sri Lankan commentator Dhammapāla (6th century CE) wrote a commentary on the Cariyāpiṭaka, a text which focuses on the bodhisattva path and on the ten perfections of a bodhisatta. Dhammapāla's commentary notes that to become a bodhisattva one must make a valid resolution in front of a living Buddha. The Buddha then must provide a prediction (vyākaraṇa) which confirms that one is irreversible (anivattana) from the attainment of Buddhahood. The Nidānakathā, as well as the Buddhavaṃsa and Cariyāpiṭaka commentaries makes this explicit by stating that one cannot use a substitute (such as a Bodhi tree, Buddha statue or Stupa) for the presence of a living Buddha, since only a Buddha has the knowledge for making a reliable prediction. This is the generally accepted view maintained in orthodox Theravada today.
According to Theravāda commentators like Dhammapāla as well as the Suttanipāta commentary, there are three types of bodhisattvas:
According to modern Theravada authors, meeting a Buddha is needed to truly make someone a bodhisattva because any other resolution to attain Buddhahood may easily be forgotten or abandoned during the aeons ahead. The Burmese monk Ledi Sayadaw (1846–1923) explains that though it is easy to make vows for future Buddhahood by oneself, it is very difficult to maintain the necessary conduct and views during periods when the Dharma has disappeared from the world. One will easily fall back during such periods and this is why one is not truly a full bodhisattva until one receives recognition from a living Buddha.
Because of this, it was and remains a common practice in Theravada to attempt to establish the necessary conditions to meet the future Buddha Maitreya and thus receive a prediction from him. Medieval Theravada literature and inscriptions report the aspirations of monks, kings and ministers to meet Maitreya for this purpose. Modern figures such as Anagarika Dharmapala (1864–1933), and U Nu (1907–1995) both sought to receive a prediction from a Buddha in the future and believed meritorious actions done for the good of Buddhism would help in their endeavor to become bodhisattvas in the future.
Over time the term came to be applied to other figures besides Gautama Buddha in Theravada lands, possibly due to the influence of Mahayana. The Theravada Abhayagiri tradition of Sri Lanka practiced Mahayana Buddhism and was very influential until the 12th century. Kings of Sri Lanka were often described as bodhisattvas, starting at least as early as Sirisanghabodhi (r. 247–249), who was renowned for his compassion, took vows for the welfare of the citizens, and was regarded as a mahāsatta (Sanskrit: mahāsattva), an epithet used almost exclusively in Mahayana Buddhism. Many other Sri Lankan kings from the 3rd until the 15th century were also described as bodhisattas and their royal duties were sometimes clearly associated with the practice of the ten pāramitās. In some cases, they explicitly claimed to have received predictions of Buddhahood in past lives.
Popular Buddhist figures have also been seen as bodhisattvas in Theravada Buddhist lands. Shanta Ratnayaka notes that Anagarika Dharmapala, Asarapasarana Saranarikara Sangharaja, and Hikkaduwe Sri Sumamgala "are often called bodhisattvas". Buddhaghosa was also traditionally considered to be a reincarnation of Maitreya. Paul Williams writes that some modern Theravada meditation masters in Thailand are popularly regarded as bodhisattvas. Various modern figures of esoteric Theravada traditions (such as the weizzās of Burma) have also claimed to be bodhisattvas.
Theravada bhikkhu and scholar Walpola Rahula writes that the bodhisattva ideal has traditionally been held to be higher than the state of a śrāvaka not only in Mahayana but also in Theravada. Rahula writes "the fact is that both the Theravada and the Mahayana unanimously accept the Bodhisattva ideal as the highest...Although the Theravada holds that anybody can be a Bodhisattva, it does not stipulate or insist that all must be Bodhisattva which is considered not practical." He also quotes the 10th century king of Sri Lanka, Mahinda IV (956–972 CE), who had the words inscribed "none but the bodhisattvas will become kings of a prosperous Lanka," among other examples.
Jeffrey Samuels echoes this perspective, noting that while in Mahayana Buddhism the bodhisattva path is held to be universal and for everyone, in Theravada it is "reserved for and appropriated by certain exceptional people."
Mahāyāna Buddhism (often also called Bodhisattvayāna, "Bodhisattva Vehicle") is based principally upon the path of a bodhisattva. This path was seen as higher and nobler than becoming an arhat or a solitary Buddha. Hayal notes that Sanskrit sources generally depict the bodhisattva path as reaching a higher goal (i.e. anuttara-samyak-sambodhi) than the goal of the path of the "disciples" (śrāvakas), which is the nirvana attained by arhats. For example, the Lotus Sutra states:
"To the sravakas, he preached the doctrine which is associated with the four Noble Truths and leads to Dependent Origination. It aims at transcending birth, old age, disease, death, sorrow, lamentation, pain, distress of mind and weariness; and it ends in nirvana. But, to the great being, the bodhisattva, he preached the doctrine, which is associated with the six perfections and which ends in the Knowledge of the Omniscient One after the attainment of the supreme and perfect bodhi."
According to Peter Skilling, the Mahayana movement began when "at an uncertain point, let us say in the first century BCE, groups of monks, nuns, and lay-followers began to devote themselves exclusively to the Bodhisatva vehicle." These Mahayanists universalized the bodhisattvayana as a path which was open to everyone and which was taught for all beings to follow. This was in contrast to the Nikaya schools, which held that the bodhisattva path was only for a rare set of individuals. Indian Mahayanists preserved and promoted a set of texts called Vaipulya ("Extensive") sutras (later called Mahayana sutras).
Mahayana sources like the Lotus Sutra also claim that arhats that have reached nirvana have not truly finished their spiritual quest, for they still have not attained the superior goal of sambodhi (Buddhahood) and thus must continue to strive until they reach this goal.
The Aṣṭasāhasrikā Prajñāpāramitā Sūtra, one of the earliest known Mahayana texts, contains a simple and brief definition for the term bodhisattva, which is also the earliest known Mahāyāna definition. This definition is given as the following: "Because he has bodhi as his aim, a bodhisattva-mahāsattva is so called."
Mahayana sutras also depict the bodhisattva as a being which, because they want to reach Buddhahood for the sake of all beings, is more loving and compassionate than the sravaka (who only wishes to end their own suffering). Thus, another major difference between the bodhisattva and the arhat is that the bodhisattva practices the path for the good of others (par-ārtha), due to their bodhicitta, while the sravakas do so for their own good (sv-ārtha) and thus, do not have bodhicitta (which is compassionately focused on others).
Mahayana bodhisattvas were not just abstract models for Buddhist practice, but also developed as distinct figures which were venerated by Indian Buddhists. These included figures like Manjushri and Avalokiteshvara, which are personifications of the basic virtues of wisdom and compassion respectively and are the two most important bodhisattvas in Mahayana. The development of bodhisattva devotion parallels the development of the Hindu bhakti movement. Indeed, Dayal sees the development of Indian bodhisattva cults as a Buddhist reaction to the growth of bhakti centered religion in India which helped to popularize and reinvigorate Indian Buddhism.
Some Mahayana sutras promoted another revolutionary doctrinal turn, claiming that the three vehicles of the Śrāvakayāna, Pratyekabuddhayāna and the Bodhisattvayāna were really just one vehicle (ekayana). This is most famously promoted in the Lotus Sūtra which claims that the very idea of three separate vehicles is just an upaya, a skillful device invented by the Buddha to get beings of various abilities on the path. But ultimately, it will be revealed to them that there is only one vehicle, the ekayana, which ends in Buddhahood.
Classical Indian mahayanists held that the only sutras which teach the bodhisattva vehicle are the Mahayana sutras. Thus, Nagarjuna writes "the subjects based on the deeds of Bodhisattvas were not mentioned in [non-Mahāyāna] sūtras." They also held that the bodhisattva path was superior to the śrāvaka vehicle and so the bodhisattva vehicle is the "great vehicle" (mahayana) due to its greater aspiration to save others, while the śrāvaka vehicle is the "small" or "inferior" vehicle (hinayana). Thus, Asanga argues in his Mahāyānasūtrālaṃkāra that the two vehicles differ in numerous ways, such as intention, teaching, employment (i.e., means), support, and the time that it takes to reach the goal.
Over time, Mahayana Buddhists developed mature systematized doctrines about the bodhisattva. The authors of the various Madhyamaka treatises often presented the view of the ekayana, and thus held that all beings can become bodhisattvas. The texts and sutras associated with the Yogacara school developed a different theory of three separate gotras (families, lineages), that inherently predisposed a person to either the vehicle of the arhat, pratyekabuddha or samyak-saṃbuddha (fully self-awakened one). For the yogacarins then, only some beings (those who have the "bodhisattva lineage") can enter the bodhisattva path. In East Asian Buddhism, the view of the one vehicle (ekayana) which holds that all Buddhist teachings are really part of a single path, is the standard view.
The term bodhisattva was also used in a broader sense by later authors. According to the eighth-century Mahāyāna philosopher Haribhadra, the term "bodhisattva" can refer to those who follow any of the three vehicles, since all are working towards bodhi. Therefore, the specific term for a Mahāyāna bodhisattva is a mahāsattva (great being) bodhisattva. According to Atiśa's 11th century Bodhipathapradīpa, the central defining feature of a Mahāyāna bodhisattva is the universal aspiration to end suffering for all sentient beings, which is termed bodhicitta (the mind set on awakening).
The bodhisattva doctrine went through a significant transformation during the development of Buddhist tantra, also known as Vajrayana. This movement developed new ideas and texts which introduced new bodhisattvas and re-interpreted old ones in new forms, developed in elaborate mandalas for them and introduced new practices which made use of mantras, mudras and other tantric elements.
According to David Drewes, "Mahayana sutras unanimously depict the path beginning with the first arising of the thought of becoming a Buddha (prathamacittotpāda), or the initial arising of bodhicitta, typically aeons before one first receives a Buddha's prediction, and apply the term bodhisattva from this point." The Ten Stages Sutra, for example, explains that the arising of bodhicitta is the first step in the bodhisattva's career. Thus, the arising of bodhicitta, the compassionate mind aimed at awakening for the sake of all beings, is a central defining element of the bodhisattva path.
Another key element of the bodhisattva path is the concept of a bodhisattva's praṇidhāna - which can mean a resolution, resolve, vow, prayer, wish, aspiration and determination. This more general idea of an earnest wish or solemn resolve which is closely connected with bodhicitta (and is the cause and result of bodhicitta) eventually developed into the idea that bodhisattvas take certain formulaic "bodhisattva vows." One of the earliest of these formulas is found in the Aṣṭasāhasrikā Prajñāpāramitā Sūtra and states:
We having crossed (the stream of samsara), may we help living beings to cross! We being liberated, may we liberate others! We being comforted, may we comfort others! We being finally released, may we release others!
Other sutras contain longer and more complex formulas, such as the ten vows found in the Ten Stages Sutra.
Mahayana sources also discuss the importance of a Buddha's prediction (vyākaraṇa) of a bodhisattva's future Buddhahood. This is seen as an important step along the bodhisattva path.
Later Mahayana Buddhists also developed specific rituals and devotional acts for which helped to develop various preliminary qualities, such as faith, worship, prayer, and confession, that lead to the arising of bodhicitta. These elements, which constitute a kind of preliminary preparation for bodhicitta, are found in the "seven part worship" (saptāṇgapūjā or saptavidhā anuttarapūjā). This ritual form is visible in the works of Shantideva (8th century) and includes:
After these preliminaries have been accomplished, then the aspirant is seen as being ready to give rise to bodhicitta, often through the recitation of a bodhisattva vow. Contemporary Mahāyāna Buddhism encourages everyone to give rise to bodhicitta and ceremonially take bodhisattva vows. With these vows and precepts, one makes the promise to work for the complete enlightenment of all sentient beings by practicing the transcendent virtues or paramitas.
In Mahāyāna, bodhisattvas are often not Buddhist monks and are former lay practitioners.
After a being has entered the path by giving rise to bodhicitta, they must make effort in the practice or conduct (caryā) of the bodhisattvas, which includes all the duties, virtues and practices that bodhisattvas must accomplish to attain Buddhahood. An important early Mahayana source for the practice of the bodhisattva is the Bodhisattvapiṭaka sūtra, a major sutra found in the Mahāratnakūṭa collection which was widely cited by various sources. According to Ulrich Pagel, this text is "one of the longest works on the bodhisattva in Mahayana literature" and thus provides extensive information on the topic bodhisattva training, especially the perfections (pāramitā). Pagel also argues that this text was quite influential on later Mahayana writings which discuss the bodhisattva and thus was "of fundamental importance to the evolution of the bodhisattva doctrine." Other sutras in the Mahāratnakūṭa collection are also important sources for the bodhisattva path.
According to Pagel, the basic outline of the bodhisattva practice in the Bodhisattvapiṭaka is outlined in a passage which states "the path to enlightenment comprises benevolence towards all sentient beings, striving after the perfections and compliance with the means of conversion." This path begins with contemplating the failures of samsara, developing faith in the Buddha, giving rise to bodhicitta and practicing the four immesurables. It then proceeds through all six perfections and finally discusses the four means of converting sentient beings (saṃgrahavastu). The path is presented through prose exposition, mnemonic lists (matrka) and also through Jataka narratives. Using this general framework, the Bodhisattvapiṭaka incorporates discussions related to other practices including super knowledge (abhijñā), learning, 'skill' (kauśalya), accumulation of merit (puṇyasaṃbhāra), the thirty-seven factors of awakening (bodhipakṣadharmas), perfect mental quietude (śamatha) and insight (vipaśyanā).
Later Mahayana treatises (śāstras) like the Bodhisattvabhumi and the Mahāyānasūtrālamkāra provide the following schema of bodhisattva practices:
The first six perfections (pāramitās) are the most significant and popular set of bodhisattva virtues and thus they serve as a central framework for bodhisattva practice. They are the most widely taught and commented upon virtues throughout the history of Mahayana Buddhist literature and feature prominently in major Sanskrit sources such as the Bodhisattvabhumi, the Mahāyānasūtrālamkāra, the King of Samadhis Sutra and the Ten Stages Sutra. They are extolled and praised by these sources as "the great oceans of all the bright virtues and auspicious principles" (Bodhisattvabhumi) and "the Teacher, the Way and the Light...the Refuge and the Shelter, the Support and the Sanctuary" (Aṣṭasāhasrikā).
While many Mahayana sources discuss the bodhisattva's training in ethical discipline (śīla) in classic Buddhist terms, over time, there also developed specific sets of ethical precepts for bodhisattvas (Skt. bodhisattva-śīla). These various sets of precepts are usually taken by bodhisattva aspirants (lay and ordained monastics) along with classic Buddhist pratimoksha precepts. However, in some Japanese Buddhist traditions, monastics rely solely on the bodhisattva precepts.
The perfection of wisdom (prajñāpāramitā) is generally seen as the most important and primary of the perfections, without which all the others fall short. Thus, the Madhyamakavatara (6:2) states that wisdom leads the other perfections as a man with eyes leads the blind. This perfect or transcendent wisdom has various qualities, such as being non-attached (asakti), non-conceptual and non-dual (advaya) and signless (animitta). It is generally understood as a kind of insight into the true nature of all phenomena (dharmas) which in Mahayana sutras is widely described as emptiness (shunyatā).
Another key virtue which the bodhisattva must develop is great compassion (mahā-karuṇā), a vast sense of care aimed at ending the suffering of all sentient beings. This great compassion is the ethical foundation of the bodhisattva, and it is also an applied aspect of their bodhicitta. Great compassion must also be closely joined with the perfection of wisdom, which reveals that all the beings that the bodhisattva strives to save are ultimately empty of self (anātman) and lack inherent existence (niḥsvabhāva). Due to the bodhisattva's compassionate wish to save all beings, they develop innumerable skillful means or strategies (upaya) with which to teach and guide different kinds of beings with all sorts of different inclinations and tendencies.
Another key virtue for the bodhisattva is mindfulness (smṛti), which Dayal calls "the sine qua non of moral progress for a bodhisattva." Mindfulness is widely emphasized by Buddhist authors and Sanskrit sources and it appears four times in the list of 37 bodhipakṣadharmas. According to the Aṣṭasāhasrikā, a bodhisattva must never lose mindfulness so as not to be confused or distracted. The Mahāyānasūtrālamkāra states that mindfulness is the principal asset of a bodhisattva, while both Asvaghosa and Shantideva state that without mindfulness, a bodhisattva will be helpless and uncontrolled (like a mad elephant) and will not succeed in conquering the mental afflictions.
Just as with non-Mahayana sources, Mahayana sutras generally depict the bodhisattva path as a long path that takes many lifetimes across many aeons. Some sutras state that a beginner bodhisattva could take anywhere from 3 to 22 countless eons (mahāsaṃkhyeya kalpas) to become a Buddha. The Mahāyānasaṃgraha of Asanga states that the bodhisattva must cultivate the six paramitas for three incalculable aeons (kalpāsaṃkhyeya). Shantideva meanwhile states that bodhisattvas must practice each perfection for sixty aeons or kalpas and also declares that a bodhisattva must practice the path for an "inconceivable" (acintya) number of kalpas. Thus, the bodhisattva path could take many billions upon billions of years to complete.
Later developments in Indian and Asian Mahayana Buddhism (especially in Vajrayana or tantric Buddhism) lead to the idea that certain methods and practices could substantially shorten the path (and even lead to Buddhahood in a single lifetime). In Pure Land Buddhism, an aspirant might go to a Buddha's pure land or buddha-field (buddhakṣetra), like Sukhavati, where they can study the path directly with a Buddha. This could significantly shorten the length of the path, or at least make it more bearable. East Asian Pure Land Buddhist traditions, such as Jōdo-shū and Jōdo Shinshū, hold the view that realizing Buddhahood through the long bodhisattva path of the perfections is no longer practical in the current age (which is understood as a degenerate age called mappo). Thus, they rely on the salvific power of Amitabha to bring Buddhist practitioners to the pure land of Sukhavati, where they will better be able to practice the path.
This view is rejected by other schools such as Tendai, Shingon and Zen. The founders of Tendai and Shingon, Saicho and Kukai, held that anyone who practiced the path properly could reach awakening in this very lifetime. Buddhist schools like Tiantai, Huayan, Chan and the various Vajrayāna traditions maintain that they teach ways to attain Buddhahood within one lifetime.
Some of early depictions of the Bodhisattva path in texts such as the Ugraparipṛcchā Sūtra describe it as an arduous, difficult monastic path suited only for the few which is nevertheless the most glorious path one can take. Three kinds of bodhisattvas are mentioned: the forest, city, and monastery bodhisattvas—with forest dwelling being promoted a superior, even necessary path in sutras such as the Ugraparipṛcchā and the Samadhiraja sutras. The early Rastrapalapariprccha sutra also promotes a solitary life of meditation in the forests, far away from the distractions of the householder life. The Rastrapala is also highly critical of monks living in monasteries and in cities who are seen as not practicing meditation and morality.
The Ratnagunasamcayagatha also says the bodhisattva should undertake ascetic practices (dhūtaguṇa), "wander freely without a home", practice the paramitas and train under a guru in order to perfect his meditation practice and realization of prajñaparamita. The twelve dhūtaguṇas are also promoted by the King of Samadhis Sutra, the Ten Stages Sutra and Shantideva. Some scholars have used these texts to argue for "the forest hypothesis", the theory that the initial Bodhisattva ideal was associated with a strict forest asceticism. But other scholars point out that many other Mahayana sutras do not promote this ideal, and instead teach "easy" practices like memorizing, reciting, teaching and copying Mahayana sutras, as well as meditating on Buddhas and bodhisattvas (and reciting or chanting their names). Ulrich Pagel also notes that in numerous sutras found in the Mahāratnakūṭa collection, the bodhisattva ideal is placed "firmly within the reach of non-celibate layfolk."
Related to the different views on the different types of yanas or vehicles is the question of a bodhisattva's relationship to nirvāṇa. In the various Mahāyāna texts, two theories can be discerned. One view is the idea that a bodhisattva must postpone their awakening until full Buddhahood is attained (at which point one ceases to be reborn, which is the classical view of nirvāṇa). This view is promoted in some sutras like the Pañcavimsatisahasrika-prajñaparamita-sutra. The idea is also found in the Laṅkāvatāra Sūtra, which mentions that bodhisattvas take the following vow: "I shall not enter into final nirvana before all beings have been liberated." Likewise, the Śikṣāsamuccaya states "I must lead all beings to Liberation. I will stay here till the end, even for the sake of one living soul."
The second theory is the idea that there are two kinds of nirvāṇa, the nirvāṇa of an arhat and a superior type of nirvāṇa called apratiṣṭhita (non-abiding) that allows a Buddha to remain engaged in the samsaric realms without being affected by them. This attainment was understood as a kind of non-dual state in which one is neither limited to samsara nor nirvana. A being who has reached this kind of nirvana is not restricted from manifesting in the samsaric realms, and yet they remain fully detached from the defilements found in these realms (and thus they can help others).
This doctrine of non-abiding nirvana developed in the Yogacara school. As noted by Paul Williams, the idea of apratiṣṭhita nirvāṇa may have taken some time to develop and is not obvious in some of the early Mahāyāna literature, therefore while earlier sutras may sometimes speak of "postponement", later texts saw no need to postpone the "superior" apratiṣṭhita nirvāṇa.
In this Yogacara model, the bodhisattva definitely rejects and avoids the liberation of the śravaka and pratyekabuddha, described in Mahāyāna literature as either inferior or "hina" (as in Asaṅga's fourth century Yogācārabhūmi) or as ultimately false or illusory (as in the Lotus Sūtra). That a bodhisattva has the option to pursue such a lesser path, but instead chooses the long path towards Buddhahood is one of the five criteria for one to be considered a bodhisattva. The other four are: being human, being a man, making a vow to become a Buddha in the presence of a previous Buddha, and receiving a prophecy from that Buddha.
Over time, a more varied analysis of bodhisattva careers developed focused on one's motivation. This can be seen in the Tibetan Buddhist teaching on three types of motivation for generating bodhicitta. According to Patrul Rinpoche's 19th century Words of My Perfect Teacher (Kun bzang bla ma'i gzhal lung), a bodhisattva might be motivated in one of three ways. They are:
These three are not types of people, but rather types of motivation. According to Patrul Rinpoche, the third quality of intention is most noble though the mode by which Buddhahood occurs is the first; that is, it is only possible to teach others the path to enlightenment once one has attained enlightenment oneself.
According to James B. Apple, if one studies the earliest textual materials which discuss the bodhisattva path (which includes the translations of Lokakshema and the Gandharan manuscripts), "one finds four key stages that are demarcated throughout this early textual material that constitute the most basic elements in the path of a bodhisattva". These main elements are:
According to Drewes, the Aṣṭasāhasrikā Prajñāpāramitā Sūtra divides the bodhisattva path into three main stages. The first stage is that of bodhisattvas who "first set out in the vehicle" (prathamayānasaṃprasthita), then there is the "irreversible" (avinivartanīya) stage, and finally the third "bound by one more birth" (ekajātipratibaddha), as in, destined to become a Buddha in the next life. Lamotte also mentions four similar stages of the bodhiattva career which are found in the Dazhidulun translated by Kumarajiva: (1) Prathamacittotpādika ("who produces the mind of Bodhi for the first time"), (2) Ṣaṭpāramitācaryāpratipanna ("devoted to the practice of the six perfections"), (3) Avinivartanīya (non-regression), (4) Ekajātipratibaddha ("separated by only one lifetime from buddhahood").
Drewes notes that Mahāyāna sūtras mainly depict a bodhisattvas' first arising of bodhicitta as occurring in the presence of a Buddha. Furthermore, according to Drewes, most Mahāyāna sūtras "never encourage anyone to become a bodhisattva or present any ritual or other means of doing so." In a similar manner to the nikāya sources, Mahāyāna sūtras also see new bodhisattvas as likely to regress, while seeing irreversible bodhisattvas are quite rare. Thus, according to Drewes, "the Aṣṭasāhasrikā, for instance, states that as many bodhisattvas as there grains of sand in the Ganges turn back from the pursuit of Buddhahood and that out of innumerable beings who give rise to bodhicitta and progress toward Buddhahood, only one or two will reach the point of becoming irreversible."
Drewes also adds that early texts like the Aṣṭasāhasrikā treat bodhisattvas who are beginners (ādikarmika) or "not long set out in the [great] vehicle" with scorn, describing them as "blind", "unintelligent", "lazy" and "weak". Early Mahayana works identify them with those who reject Mahayana or who abandon Mahayana, and they are seen as likely to become śrāvakas (those on the arhat path). Rather than encouraging them to become bodhisattvas, what early Mahayana sutras like the Aṣṭa do is to help individuals determine if they have already received a prediction in a past life, or if they are close to this point.
The Aṣṭa provides a variety of methods, including forms of ritual or divination, methods dealing with dreams and various tests, especially tests based on one's reaction to the hearing of the content in the Aṣṭasāhasrikā itself. The text states that encountering and accepting its teachings mean one is close to being given a prediction and that if one does not "shrink back, cower or despair" from the text, but "firmly believes it", one is either irreversible or is close to this stage. Many other Mahayana sutras such as the Akṣobhyavyūha, Vimalakīrtinirdeśa, Sukhāvatīvyūha, and the Śūraṃgamasamādhi Sūtra present textual approaches to determine one's status as an advanced bodhisattva. These mainly depend on a person's attitude towards listening to, believing, preaching, proclaiming, copying or memorizing and reciting the sutra as well as practicing the sutra's teachings.
According to Drewes, this claim that merely having faith in Mahāyāna sūtras meant that one was an advanced bodhisattva, was a departure from previous Nikaya views about bodhisattvas. It created new groups of Buddhists who accepted each other's bodhisattva status. Some Mahayana texts are more open with their bodhisattva doctrine. The Lotus Sutra famously assures large numbers people that they will certainly achieve Buddhahood, with few requirements (other than hearing and accepting the Lotus Sutra itself).
According to various Mahāyāna sources, on the way to becoming a Buddha, a bodhisattva proceeds through various stages (bhūmis) of spiritual progress. The term bhūmi means "earth" or "place" and figurately can mean "ground, plane, stage, level; state of consciousness". There are various lists of bhumis, the most common is a list of ten found in the Daśabhūmikasūtra (but there are also lists of seven stages as well as lists which have more than 10 stages).
The Daśabhūmikasūtra lists the following ten stages:
In some sources, these ten stages are correlated with a different schema of the buddhist path called the five paths which is derived from Vaibhasika Abhidharma sources.
The Śūraṅgama Sūtra recognizes 57 stages. Various Vajrayāna schools recognize additional grounds (varying from 3 to 10 further stages), mostly 6 more grounds with variant descriptions. A bodhisattva above the 7th ground is called a mahāsattva. Some bodhisattvas such as Samantabhadra are also said to have already attained Buddhahood.
As part of the Sōtō Zen school of Mahāyanā, Dōgen Zenji described Four Exemplary Acts of a Bodhisattva:
Buddhists (especially Mahayanists) venerate several bodhisattvas (such as Maitreya, Manjushri and Avalokiteshvara) which are seen as highly spiritually advanced (having attained the tenth bhumi) and thus possessing immense magical power. According to Lewis Lancaster, these "celestial" or "heavenly" bodhisattvas are seen as "either the manifestations of a Buddha or they are beings who possess the power of producing many bodies through great feats of magical transformation."
The religious devotion to these bodhisattvas probably first developed in north India, and they are widely depicted in Gandharan and Kashmiri art. In Asian art, they are typically depicted as princes and princesses, with royal robes and jewellery (since they are the princes of the Dharma). In Buddhist art, a bodhisattva is often described as a beautiful figure with a serene expression and graceful manner. This is probably in accordance to the description of Prince Siddhārtha Gautama as a bodhisattva. The depiction of bodhisattva in Buddhist art around the world aspires to express the bodhisattva's qualities such as loving-kindness (metta), compassion (karuna), empathetic joy (mudita) and equanimity (upekkha).
Literature which glorifies such bodhisattvas and recounts their various miracles remains very popular in Asia. One example of such a work of literature is More Records of Kuan-shih-yin's Responsive Manifestations by Lu Kao (459-532) which was very influential in China. In Tibetan Buddhism, the Maṇi Kambum is a similarly influential text (a revealed text, or terma) which focuses on Chenrezig (Avalokiteshvara, who is seen as the country's patron bodhisattva) and his miraculous activities in Tibet.
These celestial bodhisattvas like Avalokiteshvara (Guanyin) are also seen as compassionate savior figures, constantly working for the good of all beings. The Avalokiteshvara chapter of the Lotus Sutra even states that calling Avalokiteshvara to mind can help save someone from natural disasters, demons, and other calamities. It is also supposed to protect one from the afflictions (lust, anger and ignorance). Bodhisattvas can also transform themselves into whatever physical form is useful for helping sentient beings (a god, a bird, a male or female, even a Buddha). Because of this, bodhisattvas are seen as beings that one can pray to for aid and consolation from the sufferings of everyday life as well as for guidance in the path to enlightenment. Thus, the great translator Xuanzang is said to have constantly prayed to Avalokiteshvara for protection on his long journey to India.
In the Tibetan tradition, there are eight bodhisattvas known as the "Eight Great Bodhisattvas", or "Eight Close Sons" (Skt. aṣṭa utaputra; Tib. nyewé sé gyé) and are seen as the main bodhisattvas of Shakyamuni Buddha. These same "Eight Great Bodhisattvas" (Chn. Bādà Púsà, Jp. Hachi Daibosatsu) also appear in East Asian Esoteric Buddhist sources, such as The Sutra on the Maṇḍalas of the Eight Great Bodhisattvas (八大菩薩曼荼羅經), translated by Amoghavajra in the 8th century and Faxian (10th century). The Eight Great Bodhisattvas are the following:
While the veneration of bodhisattvas is much more widespread and popular in the Mahayana Buddhist world, it is also found in Theravada Buddhist regions. Bodhisattvas which are venerated in Theravada lands include Natha Deviyo (Avalokiteshvara), Metteya (Maitreya), Upulvan (i.e. Vishnu), Saman (Samantabhadra) and Pattini. The veneration of some of these figures may have been influenced by Mahayana Buddhism. These figures are also understood as devas that have converted to Buddhism and have sworn to protect it.
The recounting of Jataka tales, which discuss the bodhisattva deeds of Gautama before his awakening, also remains a popular practice.
The bodhisattva Prajñāpāramitā-devi is a female personification of the perfection of wisdom and the Prajñāpāramitā sutras. She became an important figure, widely depicted in Indian Buddhist art.
Guanyin (Jp: Kannon), a female form of Avalokiteshvara, is the most widely revered bodhisattva in East Asian Buddhism, generally depicted as a motherly figure. Guanyin is venerated in various other forms and manifestations, including Cundī, Cintāmaṇicakra, Hayagriva, Eleven-Headed Thousand-Armed Guanyin and Guanyin Of The Southern Seas among others.
Gender variant representations of some bodhisattvas, most notably Avalokiteśvara, has prompted conversation regarding the nature of a bodhisattva's appearance. Chan master Sheng Yen has stated that Mahāsattvas such as Avalokiteśvara (known as Guanyin in Chinese) are androgynous (Ch. 中性; pinyin: "zhōngxìng"), which accounts for their ability to manifest in masculine and feminine forms of various degrees.
In Tibetan Buddhism, Tara or Jetsun Dölma (rje btsun sgrol ma) is the most important female bodhisattva.
Numerous Mahayana sutras feature female bodhisattvas as main characters and discuss their life, teachings and future Buddhahood. These include The Questions of the Girl Vimalaśraddhā (Tohoku Kangyur - Toh number 84), The Questions of Vimaladattā (Toh 77), The Lion's Roar of Śrīmālādevī (Toh 92), The Inquiry of Lokadhara (Toh 174), The Sūtra of Aśokadattā's Prophecy (Toh 76), The Questions of Vimalaprabhā (Toh 168), The Sūtra of Kṣemavatī's Prophecy (Toh 192), The Questions of the Girl Sumati (Toh 74), The Questions of Gaṅgottara (Toh 75), The Questions of an Old Lady (Toh 171), The Miraculous Play of Mañjuśrī (Toh 96), and The Sūtra of the Girl Candrottarā's Prophecy (Toh 191).
Over time, numerous historical Buddhist figures also came to be seen as bodhisattvas in their own right, deserving of devotion. For example, an extensive hagiography developed around Nagarjuna, the Indian founder of the madhyamaka school of philosophy. Followers of Tibetan Buddhism consider the Dalai Lamas and the Karmapas to be an emanation of Chenrezig, the Bodhisattva of Compassion. Various Japanese Buddhist schools consider their founding figures like Kukai and Nichiren to be bodhisattvas. In Chinese Buddhism, various historical figures have been called bodhisattvas.
Furthermore, various Hindu deities are considered to be bodhisattvas in Mahayana Buddhist sources. For example, in the Kāraṇḍavyūhasūtra, Vishnu, Shiva, Brahma and Saraswati are said to be bodhisattvas, all emanations of Avalokiteshvara. Deities like Saraswati (Chinese: Biàncáitiān, 辯才天, Japanese: Benzaiten) and Shiva (C: Dàzìzàitiān, 大自在天; J: Daikokuten) are still venerated as bodhisattva devas and dharmapalas (guardian deities) in East Asian Buddhism. Both figures are closely connected with Avalokiteshvara. In a similar manner, the Hindu deity Harihara is called a bodhisattva in the famed Nīlakaṇṭha Dhāraṇī, which states: "O Effulgence, World-Transcendent, come, oh Hari, the great bodhisattva."
The empress Wu Zetian of the Tang dynasty, was the only female ruler of China. She used the growing popularity of Esoteric Buddhism in China for her own needs. Though she was not the only ruler to have made such a claim, the political utility of her claims, coupled with sincerity make her a great example. She built several temples and contributed to the finishing of the Longmen Caves and even went on to patronise Buddhism over Confucianism or Daoism. She ruled by the title of " Holy Emperor", and claimed to be a Bodhisattva too. She became one of China's most influential rulers.
Other important bodhisattvas in Mahayana Buddhism include:
While bodhisattvas tend to be depicted as conventionally beautiful, there are instances of their manifestation as fierceful and monstrous looking beings. A notable example is Guanyin's manifestation as a preta named "Flaming Face" (面燃大士). This trope is commonly employed among the Wisdom Kings, among whom Mahāmāyūrī Vidyārājñī stands out with a feminine title and benevolent expression. In some depictions, her mount takes on a wrathful appearance. This variation is also found among images of Vajrapani.
In Tibetan Buddhism, fierce manifestations (Tibetan: trowo) of the major bodhisattvas are quite common and they often act as protector deities.
The place of a bodhisattva's earthly deeds, such as the achievement of enlightenment or the acts of Dharma, is known as a bodhimaṇḍa (place of awakening), and may be a site of pilgrimage. Many temples and monasteries are famous as bodhimaṇḍas. Perhaps the most famous bodhimaṇḍa of all is the Bodhi Tree under which Śākyamuṇi achieved Buddhahood. There are also sacred places of awakening for bodhisattvas located throughout the Buddhist world. Mount Potalaka, a sacred mountain in India, is traditionally held to be Avalokiteshvara's bodhimaṇḍa.
In Chinese Buddhism, there are four mountains that are regarded as bodhimaṇḍas for bodhisattvas, with each site having major monasteries and being popular for pilgrimages by both monastics and laypeople. These four sacred places are:
The etymology of the Indic terms bodhisattva and bodhisatta is not fully understood. The term bodhi is uncontroversial and means "awakening" or "enlightenment" (from the root budh-). The second part of the compound has many possible meanings or derivations, including: | [
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"text": "In Buddhism, a bodhisattva (/ˌboʊdiːˈsʌtvə/ BOH-dee-SUT-və; (Sanskrit: बोधिसत्त्व, romanized: Bodhisattva) or bodhisatva is a person who is on the path towards bodhi ('awakening') or Buddhahood.",
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"text": "In the Early Buddhist schools, as well as modern Theravāda Buddhism, bodhisattva (Pāli: bodhisatta) refers to someone who has made a resolution to become a Buddha and has also received a confirmation or prediction from a living Buddha that this will be so.",
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"text": "In Mahāyāna Buddhism, a bodhisattva refers to anyone who has generated bodhicitta, a spontaneous wish and compassionate mind to attain Buddhahood for the benefit of all sentient beings. Mahayana bodhisattvas are spiritually heroic persons that work to attain awakening and are driven by a great compassion (mahākaruṇā). These beings are exemplified by important spiritual qualities such as the \"four divine abodes\" (brahmavihāras) of loving-kindness (maitrī), compassion (karuṇā), empathetic joy (muditā) and equanimity (upekṣā), as well as the various bodhisattva \"perfections\" (pāramitās) which include prajñāpāramitā (\"transcendent knowledge\" or \"perfection of wisdom\") and skillful means (upāya).",
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{
"paragraph_id": 3,
"text": "In Theravāda Buddhism, the bodhisattva is mainly seen as an exceptional and rare individual. Only a few select individuals are ultimately able to become bodhisattvas, such as Maitreya. Mahāyāna Buddhism generally understands the bodhisattva path as being open to everyone, and Mahāyāna Buddhists encourage all individuals to become bodhisattvas. Spiritually advanced bodhisattvas such as Avalokiteshvara, Maitreya, and Manjushri are also widely venerated across the Mahāyāna Buddhist world and are believed to possess great magical power which they employ to help all living beings.",
"title": ""
},
{
"paragraph_id": 4,
"text": "In pre-sectarian Buddhism, the term bodhisatta is used in the early texts to refer to Gautama Buddha in his previous lives and as a young man in his last life, when he was working towards liberation. In the early Buddhist discourses, the Buddha regularly uses the phrase \"when I was an unawakened Bodhisatta\" to describe his experiences before his attainment of awakening. The early texts which discuss the period before the Buddha's awakening mainly focus on his spiritual development. According to Bhikkhu Analayo, most of these passages focus on three main themes: \"the bodhisattva's overcoming of unwholesome states of mind, his development of mental tranquillity, and the growth of his insight.\"",
"title": "In Early Buddhism"
},
{
"paragraph_id": 5,
"text": "Other early sources like the Acchariyabbhutadhamma-sutta (MN 123, and its Chinese parallel in Madhyama-āgama 32) discuss the marvelous qualities of the bodhisattva Gautama in his previous life in Tuṣita heaven. The Pali text focuses on how the bodhisattva was endowed with mindfulness and clear comprehension while living in Tuṣita, while the Chinese source states that his lifespan, appearance, and glory was greater than all the devas (gods). These sources also discuss various miracles which accompanied the bodhisattva's conception and birth, most famously, his taking seven steps and proclaiming that this was his last life. The Chinese source (titled Discourse on Marvellous Qualities) also states that while living as a monk under the Buddha Kāśyapa he \"made his initial vow to [realize] Buddhahood [while] practicing the holy life.\"",
"title": "In Early Buddhism"
},
{
"paragraph_id": 6,
"text": "Another early source that discusses the qualities of bodhisattvas is the Mahāpadāna sutta. This text discusses bodhisattva qualities in the context of six previous Buddhas who lived long ago, such as Buddha Vipaśyī. Yet another important element of the bodhisattva doctrine, the idea of a prediction of someone's future Buddhahood, is found in another Chinese early Buddhist text, the Discourse on an Explanation about the Past (MĀ 66). In this discourse, a monk named Maitreya aspires to become a Buddha in the future and the Buddha then predicts that Maitreya will become a Buddha in the future. Other discourses found in the Ekottarika-āgama present the \"bodhisattva Maitreya\" as an example figure (EĀ 20.6 and EĀ 42.6) and one sutra in this collection also discuss how the Buddha taught the bodhisattva path of the six perfections to Maitreya (EĀ 27.5).",
"title": "In Early Buddhism"
},
{
"paragraph_id": 7,
"text": "'Bodhisatta' may also connote a being who is \"bound for enlightenment\", in other words, a person whose aim is to become fully enlightened. In the Pāli canon, the Bodhisatta (bodhisattva) is also described as someone who is still subject to birth, illness, death, sorrow, defilement, and delusion. According to the Theravāda monk Bhikkhu Bodhi, while all the Buddhist traditions agree that to attain Buddhahood, one must \"make a deliberate resolution\" and fulfill the spiritual perfections (pāramīs or pāramitās) as a bodhisattva, the actual bodhisattva path is not taught in the earliest strata of Buddhist texts such as the Pali Nikayas (and their counterparts such as the Chinese Āgamas) which instead focus on the ideal of the arahant.",
"title": "In Early Buddhism"
},
{
"paragraph_id": 8,
"text": "The oldest known story about how Gautama Buddha becomes a bodhisattva is the story of his encounter with the previous Buddha, Dīpankara. During this encounter, a previous incarnation of Gautama, variously named Sumedha, Megha, or Sumati offers five blue lotuses and spreads out his hair or entire body for Dīpankara to walk on, resolving to one day become a Buddha. Dīpankara then confirms that they will attain Buddhahood. Early Buddhist authors saw this story as indicating that the making of a resolution (abhinīhāra) in the presence of a living Buddha and his prediction/confirmation (vyākaraṇa) of one's future Buddhahood was necessary to become a bodhisattva. According to Drewes, \"all known models of the path to Buddhahood developed from this basic understanding.\"",
"title": "In Early Buddhism"
},
{
"paragraph_id": 9,
"text": "Stories and teachings on the bodhisattva ideal are found in the various Jataka tale sources, which mainly focus on stories of the past lives of the Sakyamuni. Among the non-Mahayana Nikaya schools, the Jataka literature was likely the main genre that contained bodhisattva teachings. These stories had certainly become an important part of popular Buddhism by the time of the carving of the Bharhut Stupa railings (c. 125–100 BCE), which contain depictions of around thirty Jataka tales. Thus, it is possible that the bodhisattva ideal was popularized through the telling of Jatakas. Jataka tales contain numerous stories which focus on the past life deeds of Sakyamuni when he was a bodhisattva. These deeds generally express bodhisattva qualities and practices (such as compassion, the six perfections, and supernatural power) in dramatic ways, and include numerous acts of self-sacrifice.",
"title": "In Early Buddhism"
},
{
"paragraph_id": 10,
"text": "Apart from Jataka stories related to Sakyamuni, the idea that Metteya (Maitreya), who currently resides in Tuṣita, would become the future Buddha and that this had been predicted by the Buddha Sakyamuni was also an early doctrine related to the bodhisattva ideal. It first appears in the Cakkavattisihanadasutta. According to A.L. Basham, it is also possible that some of the Ashokan edicts reveal knowledge of the bodhisattva ideal. Basham even argues that Ashoka may have considered himself a bodhisattva, as one edict states that he \"set out for sambodhi.\"",
"title": "In Early Buddhism"
},
{
"paragraph_id": 11,
"text": "By the time that the Buddhist tradition had developed into various competing sects, the idea of the bodhisattva vehicle (Sanskrit: bodhisattvayana) as a distinct (and superior) path from that of the arhat and solitary buddha was widespread among all the major non-Mahayana Buddhist traditions or Nikaya schools, including Theravāda, Sarvāstivāda and Mahāsāṃghika. The doctrine is found, for example, in 2nd century CE sources like the Avadānaśataka and the Divyāvadāna. The bodhisattvayana was referred by other names such as \"vehicle of the perfections\" (pāramitāyāna), \"bodhisatva dharma\", \"bodhisatva training\", and \"vehicle of perfect Buddhahood\".",
"title": "In the Nikāya schools"
},
{
"paragraph_id": 12,
"text": "According to various sources, some of the Nikaya schools (such as the Dharmaguptaka and some of the Mahasamghika sects) transmitted a collection of texts on bodhisattvas alongside the Tripitaka, which they termed \"Bodhisattva Piṭaka\" or \"Vaipulya (Extensive) Piṭaka\". None of these have survived. Dar Hayal attributes the historical development of the bodhisattva ideal to \"the growth of bhakti (devotion, faith, love) and the idealisation and spiritualisation of the Buddha.\"",
"title": "In the Nikāya schools"
},
{
"paragraph_id": 13,
"text": "The North Indian Sarvāstivāda school held it took Gautama three \"incalculable aeons\" (asaṃkhyeyas) and ninety one aeons (kalpas) to become a Buddha after his resolution (praṇidhāna) in front of a past Buddha. During the first incalculable aeon he is said to have encountered and served 75,000 Buddhas, and 76,000 in the second, after which he received his first prediction (vyākaraṇa) of future Buddhahood from Dīpankara, meaning that he could no longer fall back from the path to Buddhahood. For Sarvāstivāda, the first two incalculable aeons is a period of time in which a bodhisattva may still fall away and regress from the path. At the end of the second incalculable aeon, they encounter a buddha and receive their prediction, at which point they are certain to achieve Buddhahood.",
"title": "In the Nikāya schools"
},
{
"paragraph_id": 14,
"text": "Thus, the presence of a living Buddha is also necessary for Sarvāstivāda. The Mahāvibhāṣā explains that its discussion of the bodhisattva path is partly meant \"to stop those who are in fact not bodhisattvas from giving rise to the self-conceit that they are.\" However, for Sarvāstivāda, one is not technically a bodhisattva until the end of the third incalculable aeon, after which one begins to perform the actions which lead to the manifestation of the marks of a great person.",
"title": "In the Nikāya schools"
},
{
"paragraph_id": 15,
"text": "The Mahāvastu of the Mahāsāṃghika-Lokottaravādins presents various ideas regarding the school's conception of the bodhisattva ideal. According to this text, bodhisattva Gautama had already reached a level of dispassion at the time of Buddha Dīpaṃkara many aeons ago and he is also said to have attained the perfection of wisdom countless aeons ago.",
"title": "In the Nikāya schools"
},
{
"paragraph_id": 16,
"text": "The Mahāvastu also presents four stages or courses (caryās) of the bodhisattva path without giving specific time frames (though it's said to take various incalculable aeons). This set of four phases of the path is also found in other sources, including the Gandhari “Many-Buddhas Sūtra” (*Bahubudha gasutra) and the Chinese Fó běnxíng jí jīng (佛本行 集經, Taisho vol. 3, no. 190, pp. 669a1–672a11).",
"title": "In the Nikāya schools"
},
{
"paragraph_id": 17,
"text": "The four caryās (Gandhari: caria) are the following:",
"title": "In the Nikāya schools"
},
{
"paragraph_id": 18,
"text": "The bodhisattva ideal is also found in southern Buddhist sources, like the Theravāda school's Buddhavaṃsa (1st-2nd century BCE), which explains how Gautama, after making a resolution (abhinīhāra) and receiving his prediction (vyākaraṇa) of future Buddhahood from past Buddha Dīpaṃkara, he became certain (dhuva) to attain Buddhahood. Gautama then took four incalculable aeons and a hundred thousand, shorter kalpas (aeons) to reach Buddhahood. Several sources in the Pali Canon depict the idea that there are multiple Buddhas and that there will be many future Buddhas, all of which must train as bodhisattas. Non-canonical Theravada Jataka literature also teaches about bodhisattvas and the bodhisattva path. The worship of bodhisattvas like Metteya, Saman and Natha (Avalokiteśvara) can also be found in Theravada Buddhism.",
"title": "In Theravāda"
},
{
"paragraph_id": 19,
"text": "By the time of the great scholar Buddhaghosa (5th-century CE), orthodox Theravāda held the standard Indian Buddhist view that there were three main spiritual paths within Buddhism: the way of the Buddhas (buddhayāna) i.e. the bodhisatta path; the way of the individual Buddhas (paccekabuddhayāna); and the way of the disciples (sāvakayāna).",
"title": "In Theravāda"
},
{
"paragraph_id": 20,
"text": "The Sri Lankan commentator Dhammapāla (6th century CE) wrote a commentary on the Cariyāpiṭaka, a text which focuses on the bodhisattva path and on the ten perfections of a bodhisatta. Dhammapāla's commentary notes that to become a bodhisattva one must make a valid resolution in front of a living Buddha. The Buddha then must provide a prediction (vyākaraṇa) which confirms that one is irreversible (anivattana) from the attainment of Buddhahood. The Nidānakathā, as well as the Buddhavaṃsa and Cariyāpiṭaka commentaries makes this explicit by stating that one cannot use a substitute (such as a Bodhi tree, Buddha statue or Stupa) for the presence of a living Buddha, since only a Buddha has the knowledge for making a reliable prediction. This is the generally accepted view maintained in orthodox Theravada today.",
"title": "In Theravāda"
},
{
"paragraph_id": 21,
"text": "According to Theravāda commentators like Dhammapāla as well as the Suttanipāta commentary, there are three types of bodhisattvas:",
"title": "In Theravāda"
},
{
"paragraph_id": 22,
"text": "According to modern Theravada authors, meeting a Buddha is needed to truly make someone a bodhisattva because any other resolution to attain Buddhahood may easily be forgotten or abandoned during the aeons ahead. The Burmese monk Ledi Sayadaw (1846–1923) explains that though it is easy to make vows for future Buddhahood by oneself, it is very difficult to maintain the necessary conduct and views during periods when the Dharma has disappeared from the world. One will easily fall back during such periods and this is why one is not truly a full bodhisattva until one receives recognition from a living Buddha.",
"title": "In Theravāda"
},
{
"paragraph_id": 23,
"text": "Because of this, it was and remains a common practice in Theravada to attempt to establish the necessary conditions to meet the future Buddha Maitreya and thus receive a prediction from him. Medieval Theravada literature and inscriptions report the aspirations of monks, kings and ministers to meet Maitreya for this purpose. Modern figures such as Anagarika Dharmapala (1864–1933), and U Nu (1907–1995) both sought to receive a prediction from a Buddha in the future and believed meritorious actions done for the good of Buddhism would help in their endeavor to become bodhisattvas in the future.",
"title": "In Theravāda"
},
{
"paragraph_id": 24,
"text": "Over time the term came to be applied to other figures besides Gautama Buddha in Theravada lands, possibly due to the influence of Mahayana. The Theravada Abhayagiri tradition of Sri Lanka practiced Mahayana Buddhism and was very influential until the 12th century. Kings of Sri Lanka were often described as bodhisattvas, starting at least as early as Sirisanghabodhi (r. 247–249), who was renowned for his compassion, took vows for the welfare of the citizens, and was regarded as a mahāsatta (Sanskrit: mahāsattva), an epithet used almost exclusively in Mahayana Buddhism. Many other Sri Lankan kings from the 3rd until the 15th century were also described as bodhisattas and their royal duties were sometimes clearly associated with the practice of the ten pāramitās. In some cases, they explicitly claimed to have received predictions of Buddhahood in past lives.",
"title": "In Theravāda"
},
{
"paragraph_id": 25,
"text": "Popular Buddhist figures have also been seen as bodhisattvas in Theravada Buddhist lands. Shanta Ratnayaka notes that Anagarika Dharmapala, Asarapasarana Saranarikara Sangharaja, and Hikkaduwe Sri Sumamgala \"are often called bodhisattvas\". Buddhaghosa was also traditionally considered to be a reincarnation of Maitreya. Paul Williams writes that some modern Theravada meditation masters in Thailand are popularly regarded as bodhisattvas. Various modern figures of esoteric Theravada traditions (such as the weizzās of Burma) have also claimed to be bodhisattvas.",
"title": "In Theravāda"
},
{
"paragraph_id": 26,
"text": "Theravada bhikkhu and scholar Walpola Rahula writes that the bodhisattva ideal has traditionally been held to be higher than the state of a śrāvaka not only in Mahayana but also in Theravada. Rahula writes \"the fact is that both the Theravada and the Mahayana unanimously accept the Bodhisattva ideal as the highest...Although the Theravada holds that anybody can be a Bodhisattva, it does not stipulate or insist that all must be Bodhisattva which is considered not practical.\" He also quotes the 10th century king of Sri Lanka, Mahinda IV (956–972 CE), who had the words inscribed \"none but the bodhisattvas will become kings of a prosperous Lanka,\" among other examples.",
"title": "In Theravāda"
},
{
"paragraph_id": 27,
"text": "Jeffrey Samuels echoes this perspective, noting that while in Mahayana Buddhism the bodhisattva path is held to be universal and for everyone, in Theravada it is \"reserved for and appropriated by certain exceptional people.\"",
"title": "In Theravāda"
},
{
"paragraph_id": 28,
"text": "Mahāyāna Buddhism (often also called Bodhisattvayāna, \"Bodhisattva Vehicle\") is based principally upon the path of a bodhisattva. This path was seen as higher and nobler than becoming an arhat or a solitary Buddha. Hayal notes that Sanskrit sources generally depict the bodhisattva path as reaching a higher goal (i.e. anuttara-samyak-sambodhi) than the goal of the path of the \"disciples\" (śrāvakas), which is the nirvana attained by arhats. For example, the Lotus Sutra states:",
"title": "In Mahāyāna"
},
{
"paragraph_id": 29,
"text": "\"To the sravakas, he preached the doctrine which is associated with the four Noble Truths and leads to Dependent Origination. It aims at transcending birth, old age, disease, death, sorrow, lamentation, pain, distress of mind and weariness; and it ends in nirvana. But, to the great being, the bodhisattva, he preached the doctrine, which is associated with the six perfections and which ends in the Knowledge of the Omniscient One after the attainment of the supreme and perfect bodhi.\"",
"title": "In Mahāyāna"
},
{
"paragraph_id": 30,
"text": "According to Peter Skilling, the Mahayana movement began when \"at an uncertain point, let us say in the first century BCE, groups of monks, nuns, and lay-followers began to devote themselves exclusively to the Bodhisatva vehicle.\" These Mahayanists universalized the bodhisattvayana as a path which was open to everyone and which was taught for all beings to follow. This was in contrast to the Nikaya schools, which held that the bodhisattva path was only for a rare set of individuals. Indian Mahayanists preserved and promoted a set of texts called Vaipulya (\"Extensive\") sutras (later called Mahayana sutras).",
"title": "In Mahāyāna"
},
{
"paragraph_id": 31,
"text": "Mahayana sources like the Lotus Sutra also claim that arhats that have reached nirvana have not truly finished their spiritual quest, for they still have not attained the superior goal of sambodhi (Buddhahood) and thus must continue to strive until they reach this goal.",
"title": "In Mahāyāna"
},
{
"paragraph_id": 32,
"text": "The Aṣṭasāhasrikā Prajñāpāramitā Sūtra, one of the earliest known Mahayana texts, contains a simple and brief definition for the term bodhisattva, which is also the earliest known Mahāyāna definition. This definition is given as the following: \"Because he has bodhi as his aim, a bodhisattva-mahāsattva is so called.\"",
"title": "In Mahāyāna"
},
{
"paragraph_id": 33,
"text": "Mahayana sutras also depict the bodhisattva as a being which, because they want to reach Buddhahood for the sake of all beings, is more loving and compassionate than the sravaka (who only wishes to end their own suffering). Thus, another major difference between the bodhisattva and the arhat is that the bodhisattva practices the path for the good of others (par-ārtha), due to their bodhicitta, while the sravakas do so for their own good (sv-ārtha) and thus, do not have bodhicitta (which is compassionately focused on others).",
"title": "In Mahāyāna"
},
{
"paragraph_id": 34,
"text": "Mahayana bodhisattvas were not just abstract models for Buddhist practice, but also developed as distinct figures which were venerated by Indian Buddhists. These included figures like Manjushri and Avalokiteshvara, which are personifications of the basic virtues of wisdom and compassion respectively and are the two most important bodhisattvas in Mahayana. The development of bodhisattva devotion parallels the development of the Hindu bhakti movement. Indeed, Dayal sees the development of Indian bodhisattva cults as a Buddhist reaction to the growth of bhakti centered religion in India which helped to popularize and reinvigorate Indian Buddhism.",
"title": "In Mahāyāna"
},
{
"paragraph_id": 35,
"text": "Some Mahayana sutras promoted another revolutionary doctrinal turn, claiming that the three vehicles of the Śrāvakayāna, Pratyekabuddhayāna and the Bodhisattvayāna were really just one vehicle (ekayana). This is most famously promoted in the Lotus Sūtra which claims that the very idea of three separate vehicles is just an upaya, a skillful device invented by the Buddha to get beings of various abilities on the path. But ultimately, it will be revealed to them that there is only one vehicle, the ekayana, which ends in Buddhahood.",
"title": "In Mahāyāna"
},
{
"paragraph_id": 36,
"text": "Classical Indian mahayanists held that the only sutras which teach the bodhisattva vehicle are the Mahayana sutras. Thus, Nagarjuna writes \"the subjects based on the deeds of Bodhisattvas were not mentioned in [non-Mahāyāna] sūtras.\" They also held that the bodhisattva path was superior to the śrāvaka vehicle and so the bodhisattva vehicle is the \"great vehicle\" (mahayana) due to its greater aspiration to save others, while the śrāvaka vehicle is the \"small\" or \"inferior\" vehicle (hinayana). Thus, Asanga argues in his Mahāyānasūtrālaṃkāra that the two vehicles differ in numerous ways, such as intention, teaching, employment (i.e., means), support, and the time that it takes to reach the goal.",
"title": "In Mahāyāna"
},
{
"paragraph_id": 37,
"text": "Over time, Mahayana Buddhists developed mature systematized doctrines about the bodhisattva. The authors of the various Madhyamaka treatises often presented the view of the ekayana, and thus held that all beings can become bodhisattvas. The texts and sutras associated with the Yogacara school developed a different theory of three separate gotras (families, lineages), that inherently predisposed a person to either the vehicle of the arhat, pratyekabuddha or samyak-saṃbuddha (fully self-awakened one). For the yogacarins then, only some beings (those who have the \"bodhisattva lineage\") can enter the bodhisattva path. In East Asian Buddhism, the view of the one vehicle (ekayana) which holds that all Buddhist teachings are really part of a single path, is the standard view.",
"title": "In Mahāyāna"
},
{
"paragraph_id": 38,
"text": "The term bodhisattva was also used in a broader sense by later authors. According to the eighth-century Mahāyāna philosopher Haribhadra, the term \"bodhisattva\" can refer to those who follow any of the three vehicles, since all are working towards bodhi. Therefore, the specific term for a Mahāyāna bodhisattva is a mahāsattva (great being) bodhisattva. According to Atiśa's 11th century Bodhipathapradīpa, the central defining feature of a Mahāyāna bodhisattva is the universal aspiration to end suffering for all sentient beings, which is termed bodhicitta (the mind set on awakening).",
"title": "In Mahāyāna"
},
{
"paragraph_id": 39,
"text": "The bodhisattva doctrine went through a significant transformation during the development of Buddhist tantra, also known as Vajrayana. This movement developed new ideas and texts which introduced new bodhisattvas and re-interpreted old ones in new forms, developed in elaborate mandalas for them and introduced new practices which made use of mantras, mudras and other tantric elements.",
"title": "In Mahāyāna"
},
{
"paragraph_id": 40,
"text": "According to David Drewes, \"Mahayana sutras unanimously depict the path beginning with the first arising of the thought of becoming a Buddha (prathamacittotpāda), or the initial arising of bodhicitta, typically aeons before one first receives a Buddha's prediction, and apply the term bodhisattva from this point.\" The Ten Stages Sutra, for example, explains that the arising of bodhicitta is the first step in the bodhisattva's career. Thus, the arising of bodhicitta, the compassionate mind aimed at awakening for the sake of all beings, is a central defining element of the bodhisattva path.",
"title": "In Mahāyāna"
},
{
"paragraph_id": 41,
"text": "Another key element of the bodhisattva path is the concept of a bodhisattva's praṇidhāna - which can mean a resolution, resolve, vow, prayer, wish, aspiration and determination. This more general idea of an earnest wish or solemn resolve which is closely connected with bodhicitta (and is the cause and result of bodhicitta) eventually developed into the idea that bodhisattvas take certain formulaic \"bodhisattva vows.\" One of the earliest of these formulas is found in the Aṣṭasāhasrikā Prajñāpāramitā Sūtra and states:",
"title": "In Mahāyāna"
},
{
"paragraph_id": 42,
"text": "We having crossed (the stream of samsara), may we help living beings to cross! We being liberated, may we liberate others! We being comforted, may we comfort others! We being finally released, may we release others!",
"title": "In Mahāyāna"
},
{
"paragraph_id": 43,
"text": "Other sutras contain longer and more complex formulas, such as the ten vows found in the Ten Stages Sutra.",
"title": "In Mahāyāna"
},
{
"paragraph_id": 44,
"text": "Mahayana sources also discuss the importance of a Buddha's prediction (vyākaraṇa) of a bodhisattva's future Buddhahood. This is seen as an important step along the bodhisattva path.",
"title": "In Mahāyāna"
},
{
"paragraph_id": 45,
"text": "Later Mahayana Buddhists also developed specific rituals and devotional acts for which helped to develop various preliminary qualities, such as faith, worship, prayer, and confession, that lead to the arising of bodhicitta. These elements, which constitute a kind of preliminary preparation for bodhicitta, are found in the \"seven part worship\" (saptāṇgapūjā or saptavidhā anuttarapūjā). This ritual form is visible in the works of Shantideva (8th century) and includes:",
"title": "In Mahāyāna"
},
{
"paragraph_id": 46,
"text": "After these preliminaries have been accomplished, then the aspirant is seen as being ready to give rise to bodhicitta, often through the recitation of a bodhisattva vow. Contemporary Mahāyāna Buddhism encourages everyone to give rise to bodhicitta and ceremonially take bodhisattva vows. With these vows and precepts, one makes the promise to work for the complete enlightenment of all sentient beings by practicing the transcendent virtues or paramitas.",
"title": "In Mahāyāna"
},
{
"paragraph_id": 47,
"text": "In Mahāyāna, bodhisattvas are often not Buddhist monks and are former lay practitioners.",
"title": "In Mahāyāna"
},
{
"paragraph_id": 48,
"text": "After a being has entered the path by giving rise to bodhicitta, they must make effort in the practice or conduct (caryā) of the bodhisattvas, which includes all the duties, virtues and practices that bodhisattvas must accomplish to attain Buddhahood. An important early Mahayana source for the practice of the bodhisattva is the Bodhisattvapiṭaka sūtra, a major sutra found in the Mahāratnakūṭa collection which was widely cited by various sources. According to Ulrich Pagel, this text is \"one of the longest works on the bodhisattva in Mahayana literature\" and thus provides extensive information on the topic bodhisattva training, especially the perfections (pāramitā). Pagel also argues that this text was quite influential on later Mahayana writings which discuss the bodhisattva and thus was \"of fundamental importance to the evolution of the bodhisattva doctrine.\" Other sutras in the Mahāratnakūṭa collection are also important sources for the bodhisattva path.",
"title": "In Mahāyāna"
},
{
"paragraph_id": 49,
"text": "According to Pagel, the basic outline of the bodhisattva practice in the Bodhisattvapiṭaka is outlined in a passage which states \"the path to enlightenment comprises benevolence towards all sentient beings, striving after the perfections and compliance with the means of conversion.\" This path begins with contemplating the failures of samsara, developing faith in the Buddha, giving rise to bodhicitta and practicing the four immesurables. It then proceeds through all six perfections and finally discusses the four means of converting sentient beings (saṃgrahavastu). The path is presented through prose exposition, mnemonic lists (matrka) and also through Jataka narratives. Using this general framework, the Bodhisattvapiṭaka incorporates discussions related to other practices including super knowledge (abhijñā), learning, 'skill' (kauśalya), accumulation of merit (puṇyasaṃbhāra), the thirty-seven factors of awakening (bodhipakṣadharmas), perfect mental quietude (śamatha) and insight (vipaśyanā).",
"title": "In Mahāyāna"
},
{
"paragraph_id": 50,
"text": "Later Mahayana treatises (śāstras) like the Bodhisattvabhumi and the Mahāyānasūtrālamkāra provide the following schema of bodhisattva practices:",
"title": "In Mahāyāna"
},
{
"paragraph_id": 51,
"text": "The first six perfections (pāramitās) are the most significant and popular set of bodhisattva virtues and thus they serve as a central framework for bodhisattva practice. They are the most widely taught and commented upon virtues throughout the history of Mahayana Buddhist literature and feature prominently in major Sanskrit sources such as the Bodhisattvabhumi, the Mahāyānasūtrālamkāra, the King of Samadhis Sutra and the Ten Stages Sutra. They are extolled and praised by these sources as \"the great oceans of all the bright virtues and auspicious principles\" (Bodhisattvabhumi) and \"the Teacher, the Way and the Light...the Refuge and the Shelter, the Support and the Sanctuary\" (Aṣṭasāhasrikā).",
"title": "In Mahāyāna"
},
{
"paragraph_id": 52,
"text": "While many Mahayana sources discuss the bodhisattva's training in ethical discipline (śīla) in classic Buddhist terms, over time, there also developed specific sets of ethical precepts for bodhisattvas (Skt. bodhisattva-śīla). These various sets of precepts are usually taken by bodhisattva aspirants (lay and ordained monastics) along with classic Buddhist pratimoksha precepts. However, in some Japanese Buddhist traditions, monastics rely solely on the bodhisattva precepts.",
"title": "In Mahāyāna"
},
{
"paragraph_id": 53,
"text": "The perfection of wisdom (prajñāpāramitā) is generally seen as the most important and primary of the perfections, without which all the others fall short. Thus, the Madhyamakavatara (6:2) states that wisdom leads the other perfections as a man with eyes leads the blind. This perfect or transcendent wisdom has various qualities, such as being non-attached (asakti), non-conceptual and non-dual (advaya) and signless (animitta). It is generally understood as a kind of insight into the true nature of all phenomena (dharmas) which in Mahayana sutras is widely described as emptiness (shunyatā).",
"title": "In Mahāyāna"
},
{
"paragraph_id": 54,
"text": "Another key virtue which the bodhisattva must develop is great compassion (mahā-karuṇā), a vast sense of care aimed at ending the suffering of all sentient beings. This great compassion is the ethical foundation of the bodhisattva, and it is also an applied aspect of their bodhicitta. Great compassion must also be closely joined with the perfection of wisdom, which reveals that all the beings that the bodhisattva strives to save are ultimately empty of self (anātman) and lack inherent existence (niḥsvabhāva). Due to the bodhisattva's compassionate wish to save all beings, they develop innumerable skillful means or strategies (upaya) with which to teach and guide different kinds of beings with all sorts of different inclinations and tendencies.",
"title": "In Mahāyāna"
},
{
"paragraph_id": 55,
"text": "Another key virtue for the bodhisattva is mindfulness (smṛti), which Dayal calls \"the sine qua non of moral progress for a bodhisattva.\" Mindfulness is widely emphasized by Buddhist authors and Sanskrit sources and it appears four times in the list of 37 bodhipakṣadharmas. According to the Aṣṭasāhasrikā, a bodhisattva must never lose mindfulness so as not to be confused or distracted. The Mahāyānasūtrālamkāra states that mindfulness is the principal asset of a bodhisattva, while both Asvaghosa and Shantideva state that without mindfulness, a bodhisattva will be helpless and uncontrolled (like a mad elephant) and will not succeed in conquering the mental afflictions.",
"title": "In Mahāyāna"
},
{
"paragraph_id": 56,
"text": "Just as with non-Mahayana sources, Mahayana sutras generally depict the bodhisattva path as a long path that takes many lifetimes across many aeons. Some sutras state that a beginner bodhisattva could take anywhere from 3 to 22 countless eons (mahāsaṃkhyeya kalpas) to become a Buddha. The Mahāyānasaṃgraha of Asanga states that the bodhisattva must cultivate the six paramitas for three incalculable aeons (kalpāsaṃkhyeya). Shantideva meanwhile states that bodhisattvas must practice each perfection for sixty aeons or kalpas and also declares that a bodhisattva must practice the path for an \"inconceivable\" (acintya) number of kalpas. Thus, the bodhisattva path could take many billions upon billions of years to complete.",
"title": "In Mahāyāna"
},
{
"paragraph_id": 57,
"text": "Later developments in Indian and Asian Mahayana Buddhism (especially in Vajrayana or tantric Buddhism) lead to the idea that certain methods and practices could substantially shorten the path (and even lead to Buddhahood in a single lifetime). In Pure Land Buddhism, an aspirant might go to a Buddha's pure land or buddha-field (buddhakṣetra), like Sukhavati, where they can study the path directly with a Buddha. This could significantly shorten the length of the path, or at least make it more bearable. East Asian Pure Land Buddhist traditions, such as Jōdo-shū and Jōdo Shinshū, hold the view that realizing Buddhahood through the long bodhisattva path of the perfections is no longer practical in the current age (which is understood as a degenerate age called mappo). Thus, they rely on the salvific power of Amitabha to bring Buddhist practitioners to the pure land of Sukhavati, where they will better be able to practice the path.",
"title": "In Mahāyāna"
},
{
"paragraph_id": 58,
"text": "This view is rejected by other schools such as Tendai, Shingon and Zen. The founders of Tendai and Shingon, Saicho and Kukai, held that anyone who practiced the path properly could reach awakening in this very lifetime. Buddhist schools like Tiantai, Huayan, Chan and the various Vajrayāna traditions maintain that they teach ways to attain Buddhahood within one lifetime.",
"title": "In Mahāyāna"
},
{
"paragraph_id": 59,
"text": "Some of early depictions of the Bodhisattva path in texts such as the Ugraparipṛcchā Sūtra describe it as an arduous, difficult monastic path suited only for the few which is nevertheless the most glorious path one can take. Three kinds of bodhisattvas are mentioned: the forest, city, and monastery bodhisattvas—with forest dwelling being promoted a superior, even necessary path in sutras such as the Ugraparipṛcchā and the Samadhiraja sutras. The early Rastrapalapariprccha sutra also promotes a solitary life of meditation in the forests, far away from the distractions of the householder life. The Rastrapala is also highly critical of monks living in monasteries and in cities who are seen as not practicing meditation and morality.",
"title": "In Mahāyāna"
},
{
"paragraph_id": 60,
"text": "The Ratnagunasamcayagatha also says the bodhisattva should undertake ascetic practices (dhūtaguṇa), \"wander freely without a home\", practice the paramitas and train under a guru in order to perfect his meditation practice and realization of prajñaparamita. The twelve dhūtaguṇas are also promoted by the King of Samadhis Sutra, the Ten Stages Sutra and Shantideva. Some scholars have used these texts to argue for \"the forest hypothesis\", the theory that the initial Bodhisattva ideal was associated with a strict forest asceticism. But other scholars point out that many other Mahayana sutras do not promote this ideal, and instead teach \"easy\" practices like memorizing, reciting, teaching and copying Mahayana sutras, as well as meditating on Buddhas and bodhisattvas (and reciting or chanting their names). Ulrich Pagel also notes that in numerous sutras found in the Mahāratnakūṭa collection, the bodhisattva ideal is placed \"firmly within the reach of non-celibate layfolk.\"",
"title": "In Mahāyāna"
},
{
"paragraph_id": 61,
"text": "Related to the different views on the different types of yanas or vehicles is the question of a bodhisattva's relationship to nirvāṇa. In the various Mahāyāna texts, two theories can be discerned. One view is the idea that a bodhisattva must postpone their awakening until full Buddhahood is attained (at which point one ceases to be reborn, which is the classical view of nirvāṇa). This view is promoted in some sutras like the Pañcavimsatisahasrika-prajñaparamita-sutra. The idea is also found in the Laṅkāvatāra Sūtra, which mentions that bodhisattvas take the following vow: \"I shall not enter into final nirvana before all beings have been liberated.\" Likewise, the Śikṣāsamuccaya states \"I must lead all beings to Liberation. I will stay here till the end, even for the sake of one living soul.\"",
"title": "In Mahāyāna"
},
{
"paragraph_id": 62,
"text": "The second theory is the idea that there are two kinds of nirvāṇa, the nirvāṇa of an arhat and a superior type of nirvāṇa called apratiṣṭhita (non-abiding) that allows a Buddha to remain engaged in the samsaric realms without being affected by them. This attainment was understood as a kind of non-dual state in which one is neither limited to samsara nor nirvana. A being who has reached this kind of nirvana is not restricted from manifesting in the samsaric realms, and yet they remain fully detached from the defilements found in these realms (and thus they can help others).",
"title": "In Mahāyāna"
},
{
"paragraph_id": 63,
"text": "This doctrine of non-abiding nirvana developed in the Yogacara school. As noted by Paul Williams, the idea of apratiṣṭhita nirvāṇa may have taken some time to develop and is not obvious in some of the early Mahāyāna literature, therefore while earlier sutras may sometimes speak of \"postponement\", later texts saw no need to postpone the \"superior\" apratiṣṭhita nirvāṇa.",
"title": "In Mahāyāna"
},
{
"paragraph_id": 64,
"text": "In this Yogacara model, the bodhisattva definitely rejects and avoids the liberation of the śravaka and pratyekabuddha, described in Mahāyāna literature as either inferior or \"hina\" (as in Asaṅga's fourth century Yogācārabhūmi) or as ultimately false or illusory (as in the Lotus Sūtra). That a bodhisattva has the option to pursue such a lesser path, but instead chooses the long path towards Buddhahood is one of the five criteria for one to be considered a bodhisattva. The other four are: being human, being a man, making a vow to become a Buddha in the presence of a previous Buddha, and receiving a prophecy from that Buddha.",
"title": "In Mahāyāna"
},
{
"paragraph_id": 65,
"text": "Over time, a more varied analysis of bodhisattva careers developed focused on one's motivation. This can be seen in the Tibetan Buddhist teaching on three types of motivation for generating bodhicitta. According to Patrul Rinpoche's 19th century Words of My Perfect Teacher (Kun bzang bla ma'i gzhal lung), a bodhisattva might be motivated in one of three ways. They are:",
"title": "In Mahāyāna"
},
{
"paragraph_id": 66,
"text": "These three are not types of people, but rather types of motivation. According to Patrul Rinpoche, the third quality of intention is most noble though the mode by which Buddhahood occurs is the first; that is, it is only possible to teach others the path to enlightenment once one has attained enlightenment oneself.",
"title": "In Mahāyāna"
},
{
"paragraph_id": 67,
"text": "According to James B. Apple, if one studies the earliest textual materials which discuss the bodhisattva path (which includes the translations of Lokakshema and the Gandharan manuscripts), \"one finds four key stages that are demarcated throughout this early textual material that constitute the most basic elements in the path of a bodhisattva\". These main elements are:",
"title": "In Mahāyāna"
},
{
"paragraph_id": 68,
"text": "According to Drewes, the Aṣṭasāhasrikā Prajñāpāramitā Sūtra divides the bodhisattva path into three main stages. The first stage is that of bodhisattvas who \"first set out in the vehicle\" (prathamayānasaṃprasthita), then there is the \"irreversible\" (avinivartanīya) stage, and finally the third \"bound by one more birth\" (ekajātipratibaddha), as in, destined to become a Buddha in the next life. Lamotte also mentions four similar stages of the bodhiattva career which are found in the Dazhidulun translated by Kumarajiva: (1) Prathamacittotpādika (\"who produces the mind of Bodhi for the first time\"), (2) Ṣaṭpāramitācaryāpratipanna (\"devoted to the practice of the six perfections\"), (3) Avinivartanīya (non-regression), (4) Ekajātipratibaddha (\"separated by only one lifetime from buddhahood\").",
"title": "In Mahāyāna"
},
{
"paragraph_id": 69,
"text": "Drewes notes that Mahāyāna sūtras mainly depict a bodhisattvas' first arising of bodhicitta as occurring in the presence of a Buddha. Furthermore, according to Drewes, most Mahāyāna sūtras \"never encourage anyone to become a bodhisattva or present any ritual or other means of doing so.\" In a similar manner to the nikāya sources, Mahāyāna sūtras also see new bodhisattvas as likely to regress, while seeing irreversible bodhisattvas are quite rare. Thus, according to Drewes, \"the Aṣṭasāhasrikā, for instance, states that as many bodhisattvas as there grains of sand in the Ganges turn back from the pursuit of Buddhahood and that out of innumerable beings who give rise to bodhicitta and progress toward Buddhahood, only one or two will reach the point of becoming irreversible.\"",
"title": "In Mahāyāna"
},
{
"paragraph_id": 70,
"text": "Drewes also adds that early texts like the Aṣṭasāhasrikā treat bodhisattvas who are beginners (ādikarmika) or \"not long set out in the [great] vehicle\" with scorn, describing them as \"blind\", \"unintelligent\", \"lazy\" and \"weak\". Early Mahayana works identify them with those who reject Mahayana or who abandon Mahayana, and they are seen as likely to become śrāvakas (those on the arhat path). Rather than encouraging them to become bodhisattvas, what early Mahayana sutras like the Aṣṭa do is to help individuals determine if they have already received a prediction in a past life, or if they are close to this point.",
"title": "In Mahāyāna"
},
{
"paragraph_id": 71,
"text": "The Aṣṭa provides a variety of methods, including forms of ritual or divination, methods dealing with dreams and various tests, especially tests based on one's reaction to the hearing of the content in the Aṣṭasāhasrikā itself. The text states that encountering and accepting its teachings mean one is close to being given a prediction and that if one does not \"shrink back, cower or despair\" from the text, but \"firmly believes it\", one is either irreversible or is close to this stage. Many other Mahayana sutras such as the Akṣobhyavyūha, Vimalakīrtinirdeśa, Sukhāvatīvyūha, and the Śūraṃgamasamādhi Sūtra present textual approaches to determine one's status as an advanced bodhisattva. These mainly depend on a person's attitude towards listening to, believing, preaching, proclaiming, copying or memorizing and reciting the sutra as well as practicing the sutra's teachings.",
"title": "In Mahāyāna"
},
{
"paragraph_id": 72,
"text": "According to Drewes, this claim that merely having faith in Mahāyāna sūtras meant that one was an advanced bodhisattva, was a departure from previous Nikaya views about bodhisattvas. It created new groups of Buddhists who accepted each other's bodhisattva status. Some Mahayana texts are more open with their bodhisattva doctrine. The Lotus Sutra famously assures large numbers people that they will certainly achieve Buddhahood, with few requirements (other than hearing and accepting the Lotus Sutra itself).",
"title": "In Mahāyāna"
},
{
"paragraph_id": 73,
"text": "According to various Mahāyāna sources, on the way to becoming a Buddha, a bodhisattva proceeds through various stages (bhūmis) of spiritual progress. The term bhūmi means \"earth\" or \"place\" and figurately can mean \"ground, plane, stage, level; state of consciousness\". There are various lists of bhumis, the most common is a list of ten found in the Daśabhūmikasūtra (but there are also lists of seven stages as well as lists which have more than 10 stages).",
"title": "In Mahāyāna"
},
{
"paragraph_id": 74,
"text": "The Daśabhūmikasūtra lists the following ten stages:",
"title": "In Mahāyāna"
},
{
"paragraph_id": 75,
"text": "In some sources, these ten stages are correlated with a different schema of the buddhist path called the five paths which is derived from Vaibhasika Abhidharma sources.",
"title": "In Mahāyāna"
},
{
"paragraph_id": 76,
"text": "The Śūraṅgama Sūtra recognizes 57 stages. Various Vajrayāna schools recognize additional grounds (varying from 3 to 10 further stages), mostly 6 more grounds with variant descriptions. A bodhisattva above the 7th ground is called a mahāsattva. Some bodhisattvas such as Samantabhadra are also said to have already attained Buddhahood.",
"title": "In Mahāyāna"
},
{
"paragraph_id": 77,
"text": "As part of the Sōtō Zen school of Mahāyanā, Dōgen Zenji described Four Exemplary Acts of a Bodhisattva:",
"title": "In Mahāyāna"
},
{
"paragraph_id": 78,
"text": "Buddhists (especially Mahayanists) venerate several bodhisattvas (such as Maitreya, Manjushri and Avalokiteshvara) which are seen as highly spiritually advanced (having attained the tenth bhumi) and thus possessing immense magical power. According to Lewis Lancaster, these \"celestial\" or \"heavenly\" bodhisattvas are seen as \"either the manifestations of a Buddha or they are beings who possess the power of producing many bodies through great feats of magical transformation.\"",
"title": "Important Bodhisattvas"
},
{
"paragraph_id": 79,
"text": "The religious devotion to these bodhisattvas probably first developed in north India, and they are widely depicted in Gandharan and Kashmiri art. In Asian art, they are typically depicted as princes and princesses, with royal robes and jewellery (since they are the princes of the Dharma). In Buddhist art, a bodhisattva is often described as a beautiful figure with a serene expression and graceful manner. This is probably in accordance to the description of Prince Siddhārtha Gautama as a bodhisattva. The depiction of bodhisattva in Buddhist art around the world aspires to express the bodhisattva's qualities such as loving-kindness (metta), compassion (karuna), empathetic joy (mudita) and equanimity (upekkha).",
"title": "Important Bodhisattvas"
},
{
"paragraph_id": 80,
"text": "Literature which glorifies such bodhisattvas and recounts their various miracles remains very popular in Asia. One example of such a work of literature is More Records of Kuan-shih-yin's Responsive Manifestations by Lu Kao (459-532) which was very influential in China. In Tibetan Buddhism, the Maṇi Kambum is a similarly influential text (a revealed text, or terma) which focuses on Chenrezig (Avalokiteshvara, who is seen as the country's patron bodhisattva) and his miraculous activities in Tibet.",
"title": "Important Bodhisattvas"
},
{
"paragraph_id": 81,
"text": "These celestial bodhisattvas like Avalokiteshvara (Guanyin) are also seen as compassionate savior figures, constantly working for the good of all beings. The Avalokiteshvara chapter of the Lotus Sutra even states that calling Avalokiteshvara to mind can help save someone from natural disasters, demons, and other calamities. It is also supposed to protect one from the afflictions (lust, anger and ignorance). Bodhisattvas can also transform themselves into whatever physical form is useful for helping sentient beings (a god, a bird, a male or female, even a Buddha). Because of this, bodhisattvas are seen as beings that one can pray to for aid and consolation from the sufferings of everyday life as well as for guidance in the path to enlightenment. Thus, the great translator Xuanzang is said to have constantly prayed to Avalokiteshvara for protection on his long journey to India.",
"title": "Important Bodhisattvas"
},
{
"paragraph_id": 82,
"text": "In the Tibetan tradition, there are eight bodhisattvas known as the \"Eight Great Bodhisattvas\", or \"Eight Close Sons\" (Skt. aṣṭa utaputra; Tib. nyewé sé gyé) and are seen as the main bodhisattvas of Shakyamuni Buddha. These same \"Eight Great Bodhisattvas\" (Chn. Bādà Púsà, Jp. Hachi Daibosatsu) also appear in East Asian Esoteric Buddhist sources, such as The Sutra on the Maṇḍalas of the Eight Great Bodhisattvas (八大菩薩曼荼羅經), translated by Amoghavajra in the 8th century and Faxian (10th century). The Eight Great Bodhisattvas are the following:",
"title": "Important Bodhisattvas"
},
{
"paragraph_id": 83,
"text": "While the veneration of bodhisattvas is much more widespread and popular in the Mahayana Buddhist world, it is also found in Theravada Buddhist regions. Bodhisattvas which are venerated in Theravada lands include Natha Deviyo (Avalokiteshvara), Metteya (Maitreya), Upulvan (i.e. Vishnu), Saman (Samantabhadra) and Pattini. The veneration of some of these figures may have been influenced by Mahayana Buddhism. These figures are also understood as devas that have converted to Buddhism and have sworn to protect it.",
"title": "Important Bodhisattvas"
},
{
"paragraph_id": 84,
"text": "The recounting of Jataka tales, which discuss the bodhisattva deeds of Gautama before his awakening, also remains a popular practice.",
"title": "Important Bodhisattvas"
},
{
"paragraph_id": 85,
"text": "The bodhisattva Prajñāpāramitā-devi is a female personification of the perfection of wisdom and the Prajñāpāramitā sutras. She became an important figure, widely depicted in Indian Buddhist art.",
"title": "Important Bodhisattvas"
},
{
"paragraph_id": 86,
"text": "Guanyin (Jp: Kannon), a female form of Avalokiteshvara, is the most widely revered bodhisattva in East Asian Buddhism, generally depicted as a motherly figure. Guanyin is venerated in various other forms and manifestations, including Cundī, Cintāmaṇicakra, Hayagriva, Eleven-Headed Thousand-Armed Guanyin and Guanyin Of The Southern Seas among others.",
"title": "Important Bodhisattvas"
},
{
"paragraph_id": 87,
"text": "Gender variant representations of some bodhisattvas, most notably Avalokiteśvara, has prompted conversation regarding the nature of a bodhisattva's appearance. Chan master Sheng Yen has stated that Mahāsattvas such as Avalokiteśvara (known as Guanyin in Chinese) are androgynous (Ch. 中性; pinyin: \"zhōngxìng\"), which accounts for their ability to manifest in masculine and feminine forms of various degrees.",
"title": "Important Bodhisattvas"
},
{
"paragraph_id": 88,
"text": "In Tibetan Buddhism, Tara or Jetsun Dölma (rje btsun sgrol ma) is the most important female bodhisattva.",
"title": "Important Bodhisattvas"
},
{
"paragraph_id": 89,
"text": "Numerous Mahayana sutras feature female bodhisattvas as main characters and discuss their life, teachings and future Buddhahood. These include The Questions of the Girl Vimalaśraddhā (Tohoku Kangyur - Toh number 84), The Questions of Vimaladattā (Toh 77), The Lion's Roar of Śrīmālādevī (Toh 92), The Inquiry of Lokadhara (Toh 174), The Sūtra of Aśokadattā's Prophecy (Toh 76), The Questions of Vimalaprabhā (Toh 168), The Sūtra of Kṣemavatī's Prophecy (Toh 192), The Questions of the Girl Sumati (Toh 74), The Questions of Gaṅgottara (Toh 75), The Questions of an Old Lady (Toh 171), The Miraculous Play of Mañjuśrī (Toh 96), and The Sūtra of the Girl Candrottarā's Prophecy (Toh 191).",
"title": "Important Bodhisattvas"
},
{
"paragraph_id": 90,
"text": "Over time, numerous historical Buddhist figures also came to be seen as bodhisattvas in their own right, deserving of devotion. For example, an extensive hagiography developed around Nagarjuna, the Indian founder of the madhyamaka school of philosophy. Followers of Tibetan Buddhism consider the Dalai Lamas and the Karmapas to be an emanation of Chenrezig, the Bodhisattva of Compassion. Various Japanese Buddhist schools consider their founding figures like Kukai and Nichiren to be bodhisattvas. In Chinese Buddhism, various historical figures have been called bodhisattvas.",
"title": "Important Bodhisattvas"
},
{
"paragraph_id": 91,
"text": "Furthermore, various Hindu deities are considered to be bodhisattvas in Mahayana Buddhist sources. For example, in the Kāraṇḍavyūhasūtra, Vishnu, Shiva, Brahma and Saraswati are said to be bodhisattvas, all emanations of Avalokiteshvara. Deities like Saraswati (Chinese: Biàncáitiān, 辯才天, Japanese: Benzaiten) and Shiva (C: Dàzìzàitiān, 大自在天; J: Daikokuten) are still venerated as bodhisattva devas and dharmapalas (guardian deities) in East Asian Buddhism. Both figures are closely connected with Avalokiteshvara. In a similar manner, the Hindu deity Harihara is called a bodhisattva in the famed Nīlakaṇṭha Dhāraṇī, which states: \"O Effulgence, World-Transcendent, come, oh Hari, the great bodhisattva.\"",
"title": "Important Bodhisattvas"
},
{
"paragraph_id": 92,
"text": "The empress Wu Zetian of the Tang dynasty, was the only female ruler of China. She used the growing popularity of Esoteric Buddhism in China for her own needs. Though she was not the only ruler to have made such a claim, the political utility of her claims, coupled with sincerity make her a great example. She built several temples and contributed to the finishing of the Longmen Caves and even went on to patronise Buddhism over Confucianism or Daoism. She ruled by the title of \" Holy Emperor\", and claimed to be a Bodhisattva too. She became one of China's most influential rulers.",
"title": "Important Bodhisattvas"
},
{
"paragraph_id": 93,
"text": "Other important bodhisattvas in Mahayana Buddhism include:",
"title": "Important Bodhisattvas"
},
{
"paragraph_id": 94,
"text": "While bodhisattvas tend to be depicted as conventionally beautiful, there are instances of their manifestation as fierceful and monstrous looking beings. A notable example is Guanyin's manifestation as a preta named \"Flaming Face\" (面燃大士). This trope is commonly employed among the Wisdom Kings, among whom Mahāmāyūrī Vidyārājñī stands out with a feminine title and benevolent expression. In some depictions, her mount takes on a wrathful appearance. This variation is also found among images of Vajrapani.",
"title": "Important Bodhisattvas"
},
{
"paragraph_id": 95,
"text": "In Tibetan Buddhism, fierce manifestations (Tibetan: trowo) of the major bodhisattvas are quite common and they often act as protector deities.",
"title": "Important Bodhisattvas"
},
{
"paragraph_id": 96,
"text": "The place of a bodhisattva's earthly deeds, such as the achievement of enlightenment or the acts of Dharma, is known as a bodhimaṇḍa (place of awakening), and may be a site of pilgrimage. Many temples and monasteries are famous as bodhimaṇḍas. Perhaps the most famous bodhimaṇḍa of all is the Bodhi Tree under which Śākyamuṇi achieved Buddhahood. There are also sacred places of awakening for bodhisattvas located throughout the Buddhist world. Mount Potalaka, a sacred mountain in India, is traditionally held to be Avalokiteshvara's bodhimaṇḍa.",
"title": "Important Bodhisattvas"
},
{
"paragraph_id": 97,
"text": "In Chinese Buddhism, there are four mountains that are regarded as bodhimaṇḍas for bodhisattvas, with each site having major monasteries and being popular for pilgrimages by both monastics and laypeople. These four sacred places are:",
"title": "Important Bodhisattvas"
},
{
"paragraph_id": 98,
"text": "The etymology of the Indic terms bodhisattva and bodhisatta is not fully understood. The term bodhi is uncontroversial and means \"awakening\" or \"enlightenment\" (from the root budh-). The second part of the compound has many possible meanings or derivations, including:",
"title": "Etymology"
}
] | In Buddhism, a bodhisattva ( ; or bodhisatva is a person who is on the path towards bodhi or Buddhahood. In the Early Buddhist schools, as well as modern Theravāda Buddhism, bodhisattva refers to someone who has made a resolution to become a Buddha and has also received a confirmation or prediction from a living Buddha that this will be so. In Mahāyāna Buddhism, a bodhisattva refers to anyone who has generated bodhicitta, a spontaneous wish and compassionate mind to attain Buddhahood for the benefit of all sentient beings. Mahayana bodhisattvas are spiritually heroic persons that work to attain awakening and are driven by a great compassion. These beings are exemplified by important spiritual qualities such as the "four divine abodes" of loving-kindness, compassion, empathetic joy and equanimity, as well as the various bodhisattva "perfections" which include prajñāpāramitā and skillful means. In Theravāda Buddhism, the bodhisattva is mainly seen as an exceptional and rare individual. Only a few select individuals are ultimately able to become bodhisattvas, such as Maitreya. Mahāyāna Buddhism generally understands the bodhisattva path as being open to everyone, and Mahāyāna Buddhists encourage all individuals to become bodhisattvas. Spiritually advanced bodhisattvas such as Avalokiteshvara, Maitreya, and Manjushri are also widely venerated across the Mahāyāna Buddhist world and are believed to possess great magical power which they employ to help all living beings. | 2001-10-25T20:33:11Z | 2023-12-11T19:14:39Z | [
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] | https://en.wikipedia.org/wiki/Bodhisattva |
3,969 | Buckingham Palace | Buckingham Palace (UK: /ˈbʌkɪŋəm/) is a royal residence in London and the administrative headquarters of the monarch of the United Kingdom. Located in the City of Westminster, the palace is often at the centre of state occasions and royal hospitality. It has been a focal point for the British people at times of national rejoicing and mourning.
Originally known as Buckingham House, the building at the core of today's palace was a large townhouse built for the Duke of Buckingham in 1703 on a site that had been in private ownership for at least 150 years. It was acquired by King George III in 1761 as a private residence for Queen Charlotte and became known as The Queen's House. During the 19th century it was enlarged by architects John Nash and Edward Blore, who constructed three wings around a central courtyard. Buckingham Palace became the London residence of the British monarch on the accession of Queen Victoria in 1837.
The last major structural additions were made in the late 19th and early 20th centuries, including the East Front, which contains the well-known balcony on which the royal family traditionally appears to greet crowds. A German bomb destroyed the palace chapel during the Second World War; the Queen's Gallery was built on the site and opened to the public in 1962 to exhibit works of art from the Royal Collection.
The original early-19th-century interior designs, many of which survive, include widespread use of brightly coloured scagliola and blue and pink lapis, on the advice of Charles Long. King Edward VII oversaw a partial redecoration in a Belle Époque cream and gold colour scheme. Many smaller reception rooms are furnished in the Chinese regency style with furniture and fittings brought from the Royal Pavilion at Brighton and from Carlton House. The palace has 775 rooms, and the garden is the largest private garden in London. The state rooms, used for official and state entertaining, are open to the public each year for most of August and September and on some days in winter and spring.
In the Middle Ages, the site of the future palace formed part of the Manor of Ebury (also called Eia). The marshy ground was watered by the river Tyburn, which still flows below the courtyard and south wing of the palace. Where the river was fordable (at Cow Ford), the village of Eye Cross grew. Ownership of the site changed hands many times; owners included Edward the Confessor and Edith of Wessex in late Saxon times, and, after the Norman Conquest, William the Conqueror. William gave the site to Geoffrey de Mandeville, who bequeathed it to the monks of Westminster Abbey.
In 1531, Henry VIII acquired the Hospital of St James, which became St James's Palace, from Eton College, and in 1536 he took the Manor of Ebury from Westminster Abbey. These transfers brought the site of Buckingham Palace back into royal hands for the first time since William the Conqueror had given it away almost 500 years earlier. Various owners leased it from royal landlords, and the freehold was the subject of frenzied speculation during the 17th century. By then, the old village of Eye Cross had long since fallen into decay, and the area was mostly wasteland. Needing money, James VI and I sold off part of the Crown freehold but retained part of the site on which he established a four-acre (1.6 ha) mulberry garden for the production of silk. (This is at the north-west corner of today's palace.) Clement Walker in Anarchia Anglicana (1649) refers to "new-erected sodoms and spintries at the Mulberry Garden at S. James's"; this suggests it may have been a place of debauchery. Eventually, in the late 17th century, the freehold was inherited from the property tycoon Hugh Audley by the great heiress Mary Davies.
Possibly the first house erected within the site was that of William Blake, around 1624. The next owner was George Goring, 1st Earl of Norwich, who from 1633 extended Blake's house, which came to be known as Goring House, and developed much of today's garden, then known as Goring Great Garden. He did not, however, obtain the freehold interest in the mulberry garden. Unbeknown to Goring, in 1640 the document "failed to pass the Great Seal before Charles I fled London, which it needed to do for legal execution". It was this critical omission that would help the British royal family regain the freehold under George III. When the improvident Goring defaulted on his rents, Henry Bennet, 1st Earl of Arlington was able to purchase the lease of Goring House and he was occupying it when it burned down in 1674, following which he constructed Arlington House on the site – the location of the southern wing of today's palace – the next year. In 1698, John Sheffield acquired the lease. He later became the first Duke of Buckingham and Normanby. Buckingham House was built for Sheffield in 1703 to the design of William Winde. The style chosen was of a large, three-floored central block with two smaller flanking service wings. It was eventually sold by Buckingham's illegitimate son, Charles Sheffield, in 1761 to George III for £21,000. Sheffield's leasehold on the mulberry garden site, the freehold of which was still owned by the royal family, was due to expire in 1774.
Under the new royal ownership, the building was originally intended as a private retreat for Queen Charlotte, and was accordingly known as The Queen's House. Remodelling of the structure began in 1762. In 1775, an Act of Parliament settled the property on Queen Charlotte, in exchange for her rights to nearby Somerset House, and 14 of her 15 children were born there. Some furnishings were transferred from Carlton House and others had been bought in France after the French Revolution of 1789. While St James's Palace remained the official and ceremonial royal residence, the name "Buckingham-palace" was used from at least 1791. After his accession to the throne in 1820, George IV continued the renovation intending to create a small, comfortable home. However, in 1826, while the work was in progress, the King decided to modify the house into a palace with the help of his architect John Nash. The external façade was designed, keeping in mind the French neoclassical influence preferred by George IV. The cost of the renovations grew dramatically, and by 1829 the extravagance of Nash's designs resulted in his removal as the architect. On the death of George IV in 1830, his younger brother William IV hired Edward Blore to finish the work. William never moved into the palace. After the Palace of Westminster was destroyed by fire in 1834, he offered to convert Buckingham Palace into a new Houses of Parliament, but his offer was declined.
Buckingham Palace became the principal royal residence in 1837, on the accession of Queen Victoria, who was the first monarch to reside there; her predecessor William IV had died before its completion. While the state rooms were a riot of gilt and colour, the necessities of the new palace were somewhat less luxurious. It was reported the chimneys smoked so much that the fires had to be allowed to die down, and consequently the palace was often cold. Ventilation was so bad that the interior smelled, and when it was decided to install gas lamps, there was a serious worry about the build-up of gas on the lower floors. It was also said that the staff were lax and lazy and the palace was dirty. Following the Queen's marriage in 1840, her husband, Prince Albert, concerned himself with a reorganisation of the household offices and staff, and with addressing the design faults of the palace. By the end of 1840, all the problems had been rectified. However, the builders were to return within a decade.
By 1847, the couple had found the palace too small for court life and their growing family and a new wing, designed by Edward Blore, was built by Thomas Cubitt, enclosing the central quadrangle. The large East Front, facing The Mall, is today the "public face" of Buckingham Palace and contains the balcony from which the royal family acknowledge the crowds on momentous occasions and after the annual Trooping the Colour. The ballroom wing and a further suite of state rooms were also built in this period, designed by Nash's student James Pennethorne. Before Prince Albert's death, the palace was frequently the scene of musical entertainments, and the most celebrated contemporary musicians entertained at Buckingham Palace. The composer Felix Mendelssohn is known to have played there on three occasions. Johann Strauss II and his orchestra played there when in England. Under Victoria, Buckingham Palace was frequently the scene of lavish costume balls, in addition to the usual royal ceremonies, investitures and presentations.
Widowed in 1861, the grief-stricken Queen withdrew from public life and left Buckingham Palace to live at Windsor Castle, Balmoral Castle and Osborne House. For many years the palace was seldom used, even neglected. In 1864, a note was found pinned to the fence of Buckingham Palace, saying: "These commanding premises to be let or sold, in consequence of the late occupant's declining business." Eventually, public opinion persuaded the Queen to return to London, though even then she preferred to live elsewhere whenever possible. Court functions were still held at Windsor Castle, presided over by the sombre Queen habitually dressed in mourning black, while Buckingham Palace remained shuttered for most of the year.
In 1901, the new king, Edward VII, began redecorating the palace. The King and his wife, Queen Alexandra, had always been at the forefront of London high society, and their friends, known as "the Marlborough House Set", were considered to be the most eminent and fashionable of the age. Buckingham Palace—the Ballroom, Grand Entrance, Marble Hall, Grand Staircase, vestibules and galleries were redecorated in the Belle Époque cream and gold colour scheme they retain today—once again became a setting for entertaining on a majestic scale but leaving some to feel Edward's heavy redecorations were at odds with Nash's original work.
The last major building work took place during the reign of George V when, in 1913, Aston Webb redesigned Blore's 1850 East Front to resemble in part Giacomo Leoni's Lyme Park in Cheshire. This new refaced principal façade (of Portland stone) was designed to be the backdrop to the Victoria Memorial, a large memorial statue of Queen Victoria created by sculptor Thomas Brock, erected outside the main gates on a surround constructed by architect Aston Webb. George V, who had succeeded Edward VII in 1910, had a more serious personality than his father; greater emphasis was now placed on official entertainment and royal duties than on lavish parties. He arranged a series of command performances featuring jazz musicians such as the Original Dixieland Jazz Band (1919; the first jazz performance for a head of state), Sidney Bechet and Louis Armstrong (1932), which earned the palace a nomination in 2009 for a (Kind of) Blue Plaque by the Brecon Jazz Festival as one of the venues making the greatest contribution to jazz music in the United Kingdom.
During the First World War, which lasted from 1914 until 1918, the palace escaped unscathed. Its more valuable contents were evacuated to Windsor, but the royal family remained in residence. The King imposed rationing at the palace, much to the dismay of his guests and household. To the King's later regret, David Lloyd George persuaded him to go further and ostentatiously lock the wine cellars and refrain from alcohol, to set a good example to the supposedly inebriated working class. The workers continued to imbibe, and the King was left unhappy at his enforced abstinence.
George V's wife, Queen Mary, was a connoisseur of the arts and took a keen interest in the Royal Collection of furniture and art, both restoring and adding to it. Queen Mary also had many new fixtures and fittings installed, such as the pair of marble Empire-style chimneypieces by Benjamin Vulliamy, dating from 1810, which the Queen had installed in the ground floor Bow Room, the huge low room at the centre of the garden façade. Queen Mary was also responsible for the decoration of the Blue Drawing Room. This room, 69 feet (21 metres) long, previously known as the South Drawing Room, has a ceiling designed by Nash, coffered with huge gilt console brackets. In 1938, the northwest pavilion, designed by Nash as a conservatory, was converted into a swimming pool.
During the Second World War, which broke out in 1939, the palace was bombed nine times. The most serious and publicised incident destroyed the palace chapel in 1940. This event was shown in cinemas throughout the United Kingdom to show the common suffering of the rich and poor. One bomb fell in the palace quadrangle while George VI and Queen Elizabeth (the future Queen Mother) were in the palace, and many windows were blown in and the chapel destroyed. Wartime coverage of such incidents was severely restricted, however. The King and Queen were filmed inspecting their bombed home; it was at this time the Queen famously declared: "I'm glad we have been bombed. Now I can look the East End in the face". The royal family were seen as sharing their subjects' hardship, as The Sunday Graphic reported:
By the Editor: The King and Queen have endured the ordeal which has come to their subjects. For the second time a German bomber has tried to bring death and destruction to the home of Their Majesties ... When this war is over the common danger which King George and Queen Elizabeth have shared with their people will be a cherished memory and an inspiration through the years.
On 15 September 1940, known as Battle of Britain Day, an RAF pilot, Ray Holmes of No. 504 Squadron RAF rammed a German Dornier Do 17 bomber he believed was going to bomb the Palace. Holmes had run out of ammunition and made the quick decision to ram it. Holmes bailed out and the aircraft crashed into the forecourt of London Victoria station. The bomber's engine was later exhibited at the Imperial War Museum in London. The British pilot became a King's Messenger after the war and died at the age of 90 in 2005. On VE Day—8 May 1945—the palace was the centre of British celebrations. The King, the Queen, Princess Elizabeth (the future queen) and Princess Margaret appeared on the balcony, with the palace's blacked-out windows behind them, to cheers from a vast crowd in The Mall. The damaged Palace was carefully restored after the war by John Mowlem & Co.
Many of the palace's contents are part of the Royal Collection, held in trust by King Charles III; they can, on occasion, be viewed by the public at the Queen's Gallery, near the Royal Mews. The purpose-built gallery opened in 1962 and displays a changing selection of items from the collection. It occupies the site of the chapel that was destroyed in the Second World War. The palace was designated a Grade I listed building in 1970. Its state rooms have been open to the public during August and September and on some dates throughout the year since 1993. The money raised in entry fees was originally put towards the rebuilding of Windsor Castle after the 1992 fire devastated many of its staterooms. In the year to 31 March 2017, 580,000 people visited the palace, and 154,000 visited the gallery. In 2004, the palace attempted to claim money from the community energy fund to heat Buckingham Palace, but the claim was rejected due to fear of public backlash.
The palace used to racially segregate staff. In 1968, Charles Tryon, 2nd Baron Tryon, acting as treasurer to Queen Elizabeth II, sought to exempt Buckingham Palace from full application of the Race Relations Act 1968. He stated that the palace did not hire people of colour for clerical jobs, only as domestic servants. He arranged with Civil servants for an exemption that meant that complaints of racism against the royal household would be sent directly to the Home Secretary and kept out of the legal system.
The palace, like Windsor Castle, is owned by the reigning monarch in right of the Crown. Occupied royal palaces are not part of the Crown Estate, nor are they the monarch's personal property, unlike Sandringham House and Balmoral Castle. The Government of the United Kingdom is responsible for maintaining the palace in exchange for the profits made by the Crown Estate. In 2015, the State Dining Room was closed for a year and a half because its ceiling had become potentially dangerous. A 10-year schedule of maintenance work, including new plumbing, wiring, boilers and radiators, and the installation of solar panels on the roof, has been estimated to cost £369 million and was approved by the prime minister in November 2016. It will be funded by a temporary increase in the Sovereign Grant paid from the income of the Crown Estate and is intended to extend the building's working life by at least 50 years. In 2017, the House of Commons backed funding for the project by 464 votes to 56.
Buckingham Palace is a symbol and home of the British monarchy, an art gallery and a tourist attraction. Behind the gilded railings and gates that were completed by the Bromsgrove Guild in 1911, lies Webb's famous façade, which was described in a book published by the Royal Collection Trust as looking "like everybody's idea of a palace". It has not only been a weekday home of Elizabeth II and Prince Philip but is also the London residence of the Duke of York and the Duke and Duchess of Edinburgh. The palace also houses their offices, as well as those of the Princess Royal and Princess Alexandra, and is the workplace of more than 800 people. Charles III lives at Clarence House while restoration work continues, although he conducts official business at Buckingham Palace, including weekly meetings with the Prime Minister. Every year, some 50,000 invited guests are entertained at garden parties, receptions, audiences and banquets. Three garden parties are held in the summer, usually in July. The forecourt of Buckingham Palace is used for the Changing of the Guard, a major ceremony and tourist attraction (daily from April to July; every other day in other months).
The front of the palace measures 355 feet (108 m) across, by 390 feet (120 m) deep, by 80 feet (24 m) high and contains over 830,000 square feet (77,000 m) of floorspace. There are 775 rooms, including 188 staff bedrooms, 92 offices, 78 bathrooms, 52 principal bedrooms and 19 state rooms. It also has a post office, cinema, swimming pool, doctor's surgery, and jeweller's workshop. The royal family occupy a small suite of private rooms in the north wing.
The principal rooms are contained on the first-floor piano nobile behind the west-facing garden façade at the rear of the palace. The centre of this ornate suite of state rooms is the Music Room, its large bow the dominant feature of the façade. Flanking the Music Room are the Blue and the White Drawing Rooms. At the centre of the suite, serving as a corridor to link the state rooms, is the Picture Gallery, which is top-lit and 55 yards (50 m) long. The Gallery is hung with numerous works including some by Rembrandt, van Dyck, Rubens and Vermeer; other rooms leading from the Picture Gallery are the Throne Room and the Green Drawing Room. The Green Drawing Room serves as a huge anteroom to the Throne Room, and is part of the ceremonial route to the throne from the Guard Room at the top of the Grand Staircase. The Guard Room contains white marble statues of Queen Victoria and Prince Albert, in Roman costume, set in a tribune lined with tapestries. These very formal rooms are used only for ceremonial and official entertaining but are open to the public every summer.
Directly underneath the state apartments are the less grand semi-state apartments. Opening from the Marble Hall, these rooms are used for less formal entertaining, such as luncheon parties and private audiences. At the centre of this floor is the Bow Room, through which thousands of guests pass annually to the monarch's garden parties. When paying a state visit to Britain, foreign heads of state are usually entertained by the monarch at Buckingham Palace. They are allocated an extensive suite of rooms known as the Belgian Suite, situated at the foot of the Minister's Staircase, on the ground floor of the west-facing Garden Wing. Some of the rooms are named and decorated for particular visitors, such as the 1844 Room, decorated in that year for the state visit of Nicholas I of Russia, and the 1855 Room, in honour of the visit of Napoleon III of France. The former is a sitting room that also serves as an audience room and is often used for personal investitures. Narrow corridors link the rooms of the suite; one of them is given extra height and perspective by saucer domes designed by Nash in the style of Soane. A second corridor in the suite has Gothic-influenced cross-over vaulting. The suite was named after Leopold I of Belgium, uncle of Queen Victoria and Prince Albert. In 1936, the suite briefly became the private apartments of the palace when Edward VIII occupied them. The original early-19th-century interior designs, many of which still survive, included widespread use of brightly coloured scagliola and blue and pink lapis, on the advice of Charles Long. Edward VII oversaw a partial redecoration in a Belle Époque cream and gold colour scheme.
Between 1847 and 1850, when Blore was building the new east wing, the Brighton Pavilion was once again plundered of its fittings. As a result, many of the rooms in the new wing have a distinctly oriental atmosphere. The red and blue Chinese Luncheon Room is made up of parts of the Brighton Banqueting and Music Rooms with a large oriental chimneypiece designed by Robert Jones and sculpted by Richard Westmacott. It was formerly in the Music Room at the Brighton Pavilion. The ornate clock, known as the Kylin Clock, was made in Jingdezhen, Jiangxi Province, China, in the second half of the 18th century; it has a later movement by Benjamin Vulliamy circa 1820. The Yellow Drawing Room has wallpaper supplied in 1817 for the Brighton Saloon, and a chimneypiece which is a European vision of how the Chinese chimney piece may appear. It has nodding mandarins in niches and fearsome winged dragons, designed by Robert Jones.
At the centre of this wing is the famous balcony with the Centre Room behind its glass doors. This is a Chinese-style saloon enhanced by Queen Mary, who, working with the designer Charles Allom, created a more "binding" Chinese theme in the late 1920s, although the lacquer doors were brought from Brighton in 1873. Running the length of the piano nobile of the east wing is the Great Gallery, modestly known as the Principal Corridor, which runs the length of the eastern side of the quadrangle. It has mirrored doors and mirrored cross walls reflecting porcelain pagodas and other oriental furniture from Brighton. The Chinese Luncheon Room and Yellow Drawing Room are situated at each end of this gallery, with the Centre Room in between.
Investitures for the awarding of honours (which include the conferring of knighthoods by dubbing with a sword) usually take place in the palace's Throne Room. Investitures are conducted by the King or another senior member of the royal family: a military band plays in the musicians' gallery, as recipients receive their honours, watched by their families and friends.
State banquets take place in the Ballroom, built in 1854. At 120 feet (36.6 m) long, 60 feet (18 m) wide and 45 feet (13.5 m) high, it is the largest room in the palace; at one end of the room is a throne dais (beneath a giant, domed velvet canopy, known as a shamiana or baldachin, that was used at the Delhi Durbar in 1911). State Banquets are formal dinners held on the first evening of a state visit by a foreign head of state. On these occasions, for up to 170 guests in formal "white tie and decorations", including tiaras, the dining table is laid with the Grand Service, a collection of silver-gilt plate made in 1811 for the Prince of Wales, later George IV.
The largest and most formal reception at Buckingham Palace takes place every November when the King entertains members of the diplomatic corps. On this grand occasion, all the state rooms are in use, as the royal family proceed through them, beginning at the great north doors of the Picture Gallery. As Nash had envisaged, all the large, double-mirrored doors stand open, reflecting the numerous crystal chandeliers and sconces, creating a deliberate optical illusion of space and light.
Smaller ceremonies such as the reception of new ambassadors take place in the "1844 Room". Here too, the King holds small lunch parties, and often meetings of the Privy Council. Larger lunch parties often take place in the curved and domed Music Room or the State Dining Room. Since the bombing of the palace chapel in World War II, royal christenings have sometimes taken place in the Music Room. Queen Elizabeth II's first three children were all baptised there. On all formal occasions, the ceremonies are attended by the Yeomen of the Guard, in their historic uniforms, and other officers of the court such as the Lord Chamberlain.
Formerly, men not wearing military uniform wore knee breeches of 18th-century design. Women's evening dress included trains and tiaras or feathers in their hair (often both). The dress code governing formal court uniform and dress has progressively relaxed. After the First World War, when Queen Mary wished to follow fashion by raising her skirts a few inches from the ground, she requested a lady-in-waiting to shorten her own skirt first to gauge the King's reaction. King George V disapproved, so the Queen kept her hemline unfashionably low. Following his accession in 1936, King George VI and Queen Elizabeth allowed the hemline of daytime skirts to rise. Today, there is no official dress code. Most men invited to Buckingham Palace in the daytime choose to wear service uniform or lounge suits; a minority wear morning coats, and in the evening, depending on the formality of the occasion, black tie or white tie.
Débutantes were aristocratic young ladies making their first entrée into society through a presentation to the monarch at court. These occasions, known as "coming out", took place at the palace from the reign of Edward VII. The débutantes entered—wearing full court dress, with three ostrich feathers in their hair—curtsied, performed a backwards walk and a further curtsey, while manoeuvring a dress train of prescribed length. The ceremony, known as an evening court, corresponded to the "court drawing rooms" of Victoria's reign. After World War II, the ceremony was replaced by less formal afternoon receptions, omitting the requirement of court evening dress. In 1958, Queen Elizabeth II abolished the presentation parties for débutantes, replacing them with Garden Parties, for up to 8,000 invitees in the Garden. They are the largest functions of the year.
At the rear of the palace is the large and park-like garden, which together with its lake is the largest private garden in London. There, Queen Elizabeth II hosted her annual garden parties each summer and also held large functions to celebrate royal milestones, such as jubilees. It covers 17 ha (42 acres) and includes a helicopter landing area, a lake and a tennis court.
Adjacent to the palace is the Royal Mews, also designed by Nash, where the royal carriages, including the Gold State Coach, are housed. This rococo gilt coach, designed by William Chambers in 1760, has painted panels by G. B. Cipriani. It was first used for the State Opening of Parliament by George III in 1762 and has been used by the monarch for every coronation since William IV. It was last used for the Coronation of King Charles III and Queen Camilla. Also housed in the mews are the coach horses used at royal ceremonial processions as well as many of the cars used by the royal family.
The Mall, a ceremonial approach route to the palace, was designed by Aston Webb and completed in 1911 as part of a grand memorial to Queen Victoria. It extends from Admiralty Arch, across St James's Park to the Victoria Memorial. This route is used by the cavalcades and motorcades of visiting heads of state, and by the royal family on state occasions—such as the annual Trooping the Colour.
The boy Jones was an intruder who gained entry to the palace on three occasions between 1838 and 1841. At least 12 people have managed to gain unauthorised entry into the palace or its grounds since 1914, including Michael Fagan, who broke into the palace twice in 1982 and entered Queen Elizabeth II's bedroom on the second occasion. At the time, news media reported that he had a long conversation with her while she waited for security officers to arrive, but in a 2012 interview with The Independent, Fagan said she ran out of the room, and no conversation took place. It was only in 2007 that trespassing on the palace grounds became a specific criminal offence.
51°30′3″N 0°8′31″W / 51.50083°N 0.14194°W / 51.50083; -0.14194 | [
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"text": "Buckingham Palace (UK: /ˈbʌkɪŋəm/) is a royal residence in London and the administrative headquarters of the monarch of the United Kingdom. Located in the City of Westminster, the palace is often at the centre of state occasions and royal hospitality. It has been a focal point for the British people at times of national rejoicing and mourning.",
"title": ""
},
{
"paragraph_id": 1,
"text": "Originally known as Buckingham House, the building at the core of today's palace was a large townhouse built for the Duke of Buckingham in 1703 on a site that had been in private ownership for at least 150 years. It was acquired by King George III in 1761 as a private residence for Queen Charlotte and became known as The Queen's House. During the 19th century it was enlarged by architects John Nash and Edward Blore, who constructed three wings around a central courtyard. Buckingham Palace became the London residence of the British monarch on the accession of Queen Victoria in 1837.",
"title": ""
},
{
"paragraph_id": 2,
"text": "The last major structural additions were made in the late 19th and early 20th centuries, including the East Front, which contains the well-known balcony on which the royal family traditionally appears to greet crowds. A German bomb destroyed the palace chapel during the Second World War; the Queen's Gallery was built on the site and opened to the public in 1962 to exhibit works of art from the Royal Collection.",
"title": ""
},
{
"paragraph_id": 3,
"text": "The original early-19th-century interior designs, many of which survive, include widespread use of brightly coloured scagliola and blue and pink lapis, on the advice of Charles Long. King Edward VII oversaw a partial redecoration in a Belle Époque cream and gold colour scheme. Many smaller reception rooms are furnished in the Chinese regency style with furniture and fittings brought from the Royal Pavilion at Brighton and from Carlton House. The palace has 775 rooms, and the garden is the largest private garden in London. The state rooms, used for official and state entertaining, are open to the public each year for most of August and September and on some days in winter and spring.",
"title": ""
},
{
"paragraph_id": 4,
"text": "In the Middle Ages, the site of the future palace formed part of the Manor of Ebury (also called Eia). The marshy ground was watered by the river Tyburn, which still flows below the courtyard and south wing of the palace. Where the river was fordable (at Cow Ford), the village of Eye Cross grew. Ownership of the site changed hands many times; owners included Edward the Confessor and Edith of Wessex in late Saxon times, and, after the Norman Conquest, William the Conqueror. William gave the site to Geoffrey de Mandeville, who bequeathed it to the monks of Westminster Abbey.",
"title": "History"
},
{
"paragraph_id": 5,
"text": "In 1531, Henry VIII acquired the Hospital of St James, which became St James's Palace, from Eton College, and in 1536 he took the Manor of Ebury from Westminster Abbey. These transfers brought the site of Buckingham Palace back into royal hands for the first time since William the Conqueror had given it away almost 500 years earlier. Various owners leased it from royal landlords, and the freehold was the subject of frenzied speculation during the 17th century. By then, the old village of Eye Cross had long since fallen into decay, and the area was mostly wasteland. Needing money, James VI and I sold off part of the Crown freehold but retained part of the site on which he established a four-acre (1.6 ha) mulberry garden for the production of silk. (This is at the north-west corner of today's palace.) Clement Walker in Anarchia Anglicana (1649) refers to \"new-erected sodoms and spintries at the Mulberry Garden at S. James's\"; this suggests it may have been a place of debauchery. Eventually, in the late 17th century, the freehold was inherited from the property tycoon Hugh Audley by the great heiress Mary Davies.",
"title": "History"
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{
"paragraph_id": 6,
"text": "Possibly the first house erected within the site was that of William Blake, around 1624. The next owner was George Goring, 1st Earl of Norwich, who from 1633 extended Blake's house, which came to be known as Goring House, and developed much of today's garden, then known as Goring Great Garden. He did not, however, obtain the freehold interest in the mulberry garden. Unbeknown to Goring, in 1640 the document \"failed to pass the Great Seal before Charles I fled London, which it needed to do for legal execution\". It was this critical omission that would help the British royal family regain the freehold under George III. When the improvident Goring defaulted on his rents, Henry Bennet, 1st Earl of Arlington was able to purchase the lease of Goring House and he was occupying it when it burned down in 1674, following which he constructed Arlington House on the site – the location of the southern wing of today's palace – the next year. In 1698, John Sheffield acquired the lease. He later became the first Duke of Buckingham and Normanby. Buckingham House was built for Sheffield in 1703 to the design of William Winde. The style chosen was of a large, three-floored central block with two smaller flanking service wings. It was eventually sold by Buckingham's illegitimate son, Charles Sheffield, in 1761 to George III for £21,000. Sheffield's leasehold on the mulberry garden site, the freehold of which was still owned by the royal family, was due to expire in 1774.",
"title": "History"
},
{
"paragraph_id": 7,
"text": "",
"title": "History"
},
{
"paragraph_id": 8,
"text": "Under the new royal ownership, the building was originally intended as a private retreat for Queen Charlotte, and was accordingly known as The Queen's House. Remodelling of the structure began in 1762. In 1775, an Act of Parliament settled the property on Queen Charlotte, in exchange for her rights to nearby Somerset House, and 14 of her 15 children were born there. Some furnishings were transferred from Carlton House and others had been bought in France after the French Revolution of 1789. While St James's Palace remained the official and ceremonial royal residence, the name \"Buckingham-palace\" was used from at least 1791. After his accession to the throne in 1820, George IV continued the renovation intending to create a small, comfortable home. However, in 1826, while the work was in progress, the King decided to modify the house into a palace with the help of his architect John Nash. The external façade was designed, keeping in mind the French neoclassical influence preferred by George IV. The cost of the renovations grew dramatically, and by 1829 the extravagance of Nash's designs resulted in his removal as the architect. On the death of George IV in 1830, his younger brother William IV hired Edward Blore to finish the work. William never moved into the palace. After the Palace of Westminster was destroyed by fire in 1834, he offered to convert Buckingham Palace into a new Houses of Parliament, but his offer was declined.",
"title": "History"
},
{
"paragraph_id": 9,
"text": "Buckingham Palace became the principal royal residence in 1837, on the accession of Queen Victoria, who was the first monarch to reside there; her predecessor William IV had died before its completion. While the state rooms were a riot of gilt and colour, the necessities of the new palace were somewhat less luxurious. It was reported the chimneys smoked so much that the fires had to be allowed to die down, and consequently the palace was often cold. Ventilation was so bad that the interior smelled, and when it was decided to install gas lamps, there was a serious worry about the build-up of gas on the lower floors. It was also said that the staff were lax and lazy and the palace was dirty. Following the Queen's marriage in 1840, her husband, Prince Albert, concerned himself with a reorganisation of the household offices and staff, and with addressing the design faults of the palace. By the end of 1840, all the problems had been rectified. However, the builders were to return within a decade.",
"title": "History"
},
{
"paragraph_id": 10,
"text": "By 1847, the couple had found the palace too small for court life and their growing family and a new wing, designed by Edward Blore, was built by Thomas Cubitt, enclosing the central quadrangle. The large East Front, facing The Mall, is today the \"public face\" of Buckingham Palace and contains the balcony from which the royal family acknowledge the crowds on momentous occasions and after the annual Trooping the Colour. The ballroom wing and a further suite of state rooms were also built in this period, designed by Nash's student James Pennethorne. Before Prince Albert's death, the palace was frequently the scene of musical entertainments, and the most celebrated contemporary musicians entertained at Buckingham Palace. The composer Felix Mendelssohn is known to have played there on three occasions. Johann Strauss II and his orchestra played there when in England. Under Victoria, Buckingham Palace was frequently the scene of lavish costume balls, in addition to the usual royal ceremonies, investitures and presentations.",
"title": "History"
},
{
"paragraph_id": 11,
"text": "Widowed in 1861, the grief-stricken Queen withdrew from public life and left Buckingham Palace to live at Windsor Castle, Balmoral Castle and Osborne House. For many years the palace was seldom used, even neglected. In 1864, a note was found pinned to the fence of Buckingham Palace, saying: \"These commanding premises to be let or sold, in consequence of the late occupant's declining business.\" Eventually, public opinion persuaded the Queen to return to London, though even then she preferred to live elsewhere whenever possible. Court functions were still held at Windsor Castle, presided over by the sombre Queen habitually dressed in mourning black, while Buckingham Palace remained shuttered for most of the year.",
"title": "History"
},
{
"paragraph_id": 12,
"text": "In 1901, the new king, Edward VII, began redecorating the palace. The King and his wife, Queen Alexandra, had always been at the forefront of London high society, and their friends, known as \"the Marlborough House Set\", were considered to be the most eminent and fashionable of the age. Buckingham Palace—the Ballroom, Grand Entrance, Marble Hall, Grand Staircase, vestibules and galleries were redecorated in the Belle Époque cream and gold colour scheme they retain today—once again became a setting for entertaining on a majestic scale but leaving some to feel Edward's heavy redecorations were at odds with Nash's original work.",
"title": "History"
},
{
"paragraph_id": 13,
"text": "The last major building work took place during the reign of George V when, in 1913, Aston Webb redesigned Blore's 1850 East Front to resemble in part Giacomo Leoni's Lyme Park in Cheshire. This new refaced principal façade (of Portland stone) was designed to be the backdrop to the Victoria Memorial, a large memorial statue of Queen Victoria created by sculptor Thomas Brock, erected outside the main gates on a surround constructed by architect Aston Webb. George V, who had succeeded Edward VII in 1910, had a more serious personality than his father; greater emphasis was now placed on official entertainment and royal duties than on lavish parties. He arranged a series of command performances featuring jazz musicians such as the Original Dixieland Jazz Band (1919; the first jazz performance for a head of state), Sidney Bechet and Louis Armstrong (1932), which earned the palace a nomination in 2009 for a (Kind of) Blue Plaque by the Brecon Jazz Festival as one of the venues making the greatest contribution to jazz music in the United Kingdom.",
"title": "History"
},
{
"paragraph_id": 14,
"text": "During the First World War, which lasted from 1914 until 1918, the palace escaped unscathed. Its more valuable contents were evacuated to Windsor, but the royal family remained in residence. The King imposed rationing at the palace, much to the dismay of his guests and household. To the King's later regret, David Lloyd George persuaded him to go further and ostentatiously lock the wine cellars and refrain from alcohol, to set a good example to the supposedly inebriated working class. The workers continued to imbibe, and the King was left unhappy at his enforced abstinence.",
"title": "History"
},
{
"paragraph_id": 15,
"text": "George V's wife, Queen Mary, was a connoisseur of the arts and took a keen interest in the Royal Collection of furniture and art, both restoring and adding to it. Queen Mary also had many new fixtures and fittings installed, such as the pair of marble Empire-style chimneypieces by Benjamin Vulliamy, dating from 1810, which the Queen had installed in the ground floor Bow Room, the huge low room at the centre of the garden façade. Queen Mary was also responsible for the decoration of the Blue Drawing Room. This room, 69 feet (21 metres) long, previously known as the South Drawing Room, has a ceiling designed by Nash, coffered with huge gilt console brackets. In 1938, the northwest pavilion, designed by Nash as a conservatory, was converted into a swimming pool.",
"title": "History"
},
{
"paragraph_id": 16,
"text": "During the Second World War, which broke out in 1939, the palace was bombed nine times. The most serious and publicised incident destroyed the palace chapel in 1940. This event was shown in cinemas throughout the United Kingdom to show the common suffering of the rich and poor. One bomb fell in the palace quadrangle while George VI and Queen Elizabeth (the future Queen Mother) were in the palace, and many windows were blown in and the chapel destroyed. Wartime coverage of such incidents was severely restricted, however. The King and Queen were filmed inspecting their bombed home; it was at this time the Queen famously declared: \"I'm glad we have been bombed. Now I can look the East End in the face\". The royal family were seen as sharing their subjects' hardship, as The Sunday Graphic reported:",
"title": "History"
},
{
"paragraph_id": 17,
"text": "By the Editor: The King and Queen have endured the ordeal which has come to their subjects. For the second time a German bomber has tried to bring death and destruction to the home of Their Majesties ... When this war is over the common danger which King George and Queen Elizabeth have shared with their people will be a cherished memory and an inspiration through the years.",
"title": "History"
},
{
"paragraph_id": 18,
"text": "On 15 September 1940, known as Battle of Britain Day, an RAF pilot, Ray Holmes of No. 504 Squadron RAF rammed a German Dornier Do 17 bomber he believed was going to bomb the Palace. Holmes had run out of ammunition and made the quick decision to ram it. Holmes bailed out and the aircraft crashed into the forecourt of London Victoria station. The bomber's engine was later exhibited at the Imperial War Museum in London. The British pilot became a King's Messenger after the war and died at the age of 90 in 2005. On VE Day—8 May 1945—the palace was the centre of British celebrations. The King, the Queen, Princess Elizabeth (the future queen) and Princess Margaret appeared on the balcony, with the palace's blacked-out windows behind them, to cheers from a vast crowd in The Mall. The damaged Palace was carefully restored after the war by John Mowlem & Co.",
"title": "History"
},
{
"paragraph_id": 19,
"text": "Many of the palace's contents are part of the Royal Collection, held in trust by King Charles III; they can, on occasion, be viewed by the public at the Queen's Gallery, near the Royal Mews. The purpose-built gallery opened in 1962 and displays a changing selection of items from the collection. It occupies the site of the chapel that was destroyed in the Second World War. The palace was designated a Grade I listed building in 1970. Its state rooms have been open to the public during August and September and on some dates throughout the year since 1993. The money raised in entry fees was originally put towards the rebuilding of Windsor Castle after the 1992 fire devastated many of its staterooms. In the year to 31 March 2017, 580,000 people visited the palace, and 154,000 visited the gallery. In 2004, the palace attempted to claim money from the community energy fund to heat Buckingham Palace, but the claim was rejected due to fear of public backlash.",
"title": "History"
},
{
"paragraph_id": 20,
"text": "The palace used to racially segregate staff. In 1968, Charles Tryon, 2nd Baron Tryon, acting as treasurer to Queen Elizabeth II, sought to exempt Buckingham Palace from full application of the Race Relations Act 1968. He stated that the palace did not hire people of colour for clerical jobs, only as domestic servants. He arranged with Civil servants for an exemption that meant that complaints of racism against the royal household would be sent directly to the Home Secretary and kept out of the legal system.",
"title": "History"
},
{
"paragraph_id": 21,
"text": "The palace, like Windsor Castle, is owned by the reigning monarch in right of the Crown. Occupied royal palaces are not part of the Crown Estate, nor are they the monarch's personal property, unlike Sandringham House and Balmoral Castle. The Government of the United Kingdom is responsible for maintaining the palace in exchange for the profits made by the Crown Estate. In 2015, the State Dining Room was closed for a year and a half because its ceiling had become potentially dangerous. A 10-year schedule of maintenance work, including new plumbing, wiring, boilers and radiators, and the installation of solar panels on the roof, has been estimated to cost £369 million and was approved by the prime minister in November 2016. It will be funded by a temporary increase in the Sovereign Grant paid from the income of the Crown Estate and is intended to extend the building's working life by at least 50 years. In 2017, the House of Commons backed funding for the project by 464 votes to 56.",
"title": "History"
},
{
"paragraph_id": 22,
"text": "Buckingham Palace is a symbol and home of the British monarchy, an art gallery and a tourist attraction. Behind the gilded railings and gates that were completed by the Bromsgrove Guild in 1911, lies Webb's famous façade, which was described in a book published by the Royal Collection Trust as looking \"like everybody's idea of a palace\". It has not only been a weekday home of Elizabeth II and Prince Philip but is also the London residence of the Duke of York and the Duke and Duchess of Edinburgh. The palace also houses their offices, as well as those of the Princess Royal and Princess Alexandra, and is the workplace of more than 800 people. Charles III lives at Clarence House while restoration work continues, although he conducts official business at Buckingham Palace, including weekly meetings with the Prime Minister. Every year, some 50,000 invited guests are entertained at garden parties, receptions, audiences and banquets. Three garden parties are held in the summer, usually in July. The forecourt of Buckingham Palace is used for the Changing of the Guard, a major ceremony and tourist attraction (daily from April to July; every other day in other months).",
"title": "History"
},
{
"paragraph_id": 23,
"text": "The front of the palace measures 355 feet (108 m) across, by 390 feet (120 m) deep, by 80 feet (24 m) high and contains over 830,000 square feet (77,000 m) of floorspace. There are 775 rooms, including 188 staff bedrooms, 92 offices, 78 bathrooms, 52 principal bedrooms and 19 state rooms. It also has a post office, cinema, swimming pool, doctor's surgery, and jeweller's workshop. The royal family occupy a small suite of private rooms in the north wing.",
"title": "Interior"
},
{
"paragraph_id": 24,
"text": "The principal rooms are contained on the first-floor piano nobile behind the west-facing garden façade at the rear of the palace. The centre of this ornate suite of state rooms is the Music Room, its large bow the dominant feature of the façade. Flanking the Music Room are the Blue and the White Drawing Rooms. At the centre of the suite, serving as a corridor to link the state rooms, is the Picture Gallery, which is top-lit and 55 yards (50 m) long. The Gallery is hung with numerous works including some by Rembrandt, van Dyck, Rubens and Vermeer; other rooms leading from the Picture Gallery are the Throne Room and the Green Drawing Room. The Green Drawing Room serves as a huge anteroom to the Throne Room, and is part of the ceremonial route to the throne from the Guard Room at the top of the Grand Staircase. The Guard Room contains white marble statues of Queen Victoria and Prince Albert, in Roman costume, set in a tribune lined with tapestries. These very formal rooms are used only for ceremonial and official entertaining but are open to the public every summer.",
"title": "Interior"
},
{
"paragraph_id": 25,
"text": "Directly underneath the state apartments are the less grand semi-state apartments. Opening from the Marble Hall, these rooms are used for less formal entertaining, such as luncheon parties and private audiences. At the centre of this floor is the Bow Room, through which thousands of guests pass annually to the monarch's garden parties. When paying a state visit to Britain, foreign heads of state are usually entertained by the monarch at Buckingham Palace. They are allocated an extensive suite of rooms known as the Belgian Suite, situated at the foot of the Minister's Staircase, on the ground floor of the west-facing Garden Wing. Some of the rooms are named and decorated for particular visitors, such as the 1844 Room, decorated in that year for the state visit of Nicholas I of Russia, and the 1855 Room, in honour of the visit of Napoleon III of France. The former is a sitting room that also serves as an audience room and is often used for personal investitures. Narrow corridors link the rooms of the suite; one of them is given extra height and perspective by saucer domes designed by Nash in the style of Soane. A second corridor in the suite has Gothic-influenced cross-over vaulting. The suite was named after Leopold I of Belgium, uncle of Queen Victoria and Prince Albert. In 1936, the suite briefly became the private apartments of the palace when Edward VIII occupied them. The original early-19th-century interior designs, many of which still survive, included widespread use of brightly coloured scagliola and blue and pink lapis, on the advice of Charles Long. Edward VII oversaw a partial redecoration in a Belle Époque cream and gold colour scheme.",
"title": "Interior"
},
{
"paragraph_id": 26,
"text": "Between 1847 and 1850, when Blore was building the new east wing, the Brighton Pavilion was once again plundered of its fittings. As a result, many of the rooms in the new wing have a distinctly oriental atmosphere. The red and blue Chinese Luncheon Room is made up of parts of the Brighton Banqueting and Music Rooms with a large oriental chimneypiece designed by Robert Jones and sculpted by Richard Westmacott. It was formerly in the Music Room at the Brighton Pavilion. The ornate clock, known as the Kylin Clock, was made in Jingdezhen, Jiangxi Province, China, in the second half of the 18th century; it has a later movement by Benjamin Vulliamy circa 1820. The Yellow Drawing Room has wallpaper supplied in 1817 for the Brighton Saloon, and a chimneypiece which is a European vision of how the Chinese chimney piece may appear. It has nodding mandarins in niches and fearsome winged dragons, designed by Robert Jones.",
"title": "Interior"
},
{
"paragraph_id": 27,
"text": "At the centre of this wing is the famous balcony with the Centre Room behind its glass doors. This is a Chinese-style saloon enhanced by Queen Mary, who, working with the designer Charles Allom, created a more \"binding\" Chinese theme in the late 1920s, although the lacquer doors were brought from Brighton in 1873. Running the length of the piano nobile of the east wing is the Great Gallery, modestly known as the Principal Corridor, which runs the length of the eastern side of the quadrangle. It has mirrored doors and mirrored cross walls reflecting porcelain pagodas and other oriental furniture from Brighton. The Chinese Luncheon Room and Yellow Drawing Room are situated at each end of this gallery, with the Centre Room in between.",
"title": "Interior"
},
{
"paragraph_id": 28,
"text": "Investitures for the awarding of honours (which include the conferring of knighthoods by dubbing with a sword) usually take place in the palace's Throne Room. Investitures are conducted by the King or another senior member of the royal family: a military band plays in the musicians' gallery, as recipients receive their honours, watched by their families and friends.",
"title": "Court ceremonies"
},
{
"paragraph_id": 29,
"text": "State banquets take place in the Ballroom, built in 1854. At 120 feet (36.6 m) long, 60 feet (18 m) wide and 45 feet (13.5 m) high, it is the largest room in the palace; at one end of the room is a throne dais (beneath a giant, domed velvet canopy, known as a shamiana or baldachin, that was used at the Delhi Durbar in 1911). State Banquets are formal dinners held on the first evening of a state visit by a foreign head of state. On these occasions, for up to 170 guests in formal \"white tie and decorations\", including tiaras, the dining table is laid with the Grand Service, a collection of silver-gilt plate made in 1811 for the Prince of Wales, later George IV.",
"title": "Court ceremonies"
},
{
"paragraph_id": 30,
"text": "The largest and most formal reception at Buckingham Palace takes place every November when the King entertains members of the diplomatic corps. On this grand occasion, all the state rooms are in use, as the royal family proceed through them, beginning at the great north doors of the Picture Gallery. As Nash had envisaged, all the large, double-mirrored doors stand open, reflecting the numerous crystal chandeliers and sconces, creating a deliberate optical illusion of space and light.",
"title": "Court ceremonies"
},
{
"paragraph_id": 31,
"text": "Smaller ceremonies such as the reception of new ambassadors take place in the \"1844 Room\". Here too, the King holds small lunch parties, and often meetings of the Privy Council. Larger lunch parties often take place in the curved and domed Music Room or the State Dining Room. Since the bombing of the palace chapel in World War II, royal christenings have sometimes taken place in the Music Room. Queen Elizabeth II's first three children were all baptised there. On all formal occasions, the ceremonies are attended by the Yeomen of the Guard, in their historic uniforms, and other officers of the court such as the Lord Chamberlain.",
"title": "Court ceremonies"
},
{
"paragraph_id": 32,
"text": "Formerly, men not wearing military uniform wore knee breeches of 18th-century design. Women's evening dress included trains and tiaras or feathers in their hair (often both). The dress code governing formal court uniform and dress has progressively relaxed. After the First World War, when Queen Mary wished to follow fashion by raising her skirts a few inches from the ground, she requested a lady-in-waiting to shorten her own skirt first to gauge the King's reaction. King George V disapproved, so the Queen kept her hemline unfashionably low. Following his accession in 1936, King George VI and Queen Elizabeth allowed the hemline of daytime skirts to rise. Today, there is no official dress code. Most men invited to Buckingham Palace in the daytime choose to wear service uniform or lounge suits; a minority wear morning coats, and in the evening, depending on the formality of the occasion, black tie or white tie.",
"title": "Court ceremonies"
},
{
"paragraph_id": 33,
"text": "Débutantes were aristocratic young ladies making their first entrée into society through a presentation to the monarch at court. These occasions, known as \"coming out\", took place at the palace from the reign of Edward VII. The débutantes entered—wearing full court dress, with three ostrich feathers in their hair—curtsied, performed a backwards walk and a further curtsey, while manoeuvring a dress train of prescribed length. The ceremony, known as an evening court, corresponded to the \"court drawing rooms\" of Victoria's reign. After World War II, the ceremony was replaced by less formal afternoon receptions, omitting the requirement of court evening dress. In 1958, Queen Elizabeth II abolished the presentation parties for débutantes, replacing them with Garden Parties, for up to 8,000 invitees in the Garden. They are the largest functions of the year.",
"title": "Court ceremonies"
},
{
"paragraph_id": 34,
"text": "At the rear of the palace is the large and park-like garden, which together with its lake is the largest private garden in London. There, Queen Elizabeth II hosted her annual garden parties each summer and also held large functions to celebrate royal milestones, such as jubilees. It covers 17 ha (42 acres) and includes a helicopter landing area, a lake and a tennis court.",
"title": "Garden and surroundings"
},
{
"paragraph_id": 35,
"text": "Adjacent to the palace is the Royal Mews, also designed by Nash, where the royal carriages, including the Gold State Coach, are housed. This rococo gilt coach, designed by William Chambers in 1760, has painted panels by G. B. Cipriani. It was first used for the State Opening of Parliament by George III in 1762 and has been used by the monarch for every coronation since William IV. It was last used for the Coronation of King Charles III and Queen Camilla. Also housed in the mews are the coach horses used at royal ceremonial processions as well as many of the cars used by the royal family.",
"title": "Garden and surroundings"
},
{
"paragraph_id": 36,
"text": "The Mall, a ceremonial approach route to the palace, was designed by Aston Webb and completed in 1911 as part of a grand memorial to Queen Victoria. It extends from Admiralty Arch, across St James's Park to the Victoria Memorial. This route is used by the cavalcades and motorcades of visiting heads of state, and by the royal family on state occasions—such as the annual Trooping the Colour.",
"title": "Garden and surroundings"
},
{
"paragraph_id": 37,
"text": "The boy Jones was an intruder who gained entry to the palace on three occasions between 1838 and 1841. At least 12 people have managed to gain unauthorised entry into the palace or its grounds since 1914, including Michael Fagan, who broke into the palace twice in 1982 and entered Queen Elizabeth II's bedroom on the second occasion. At the time, news media reported that he had a long conversation with her while she waited for security officers to arrive, but in a 2012 interview with The Independent, Fagan said she ran out of the room, and no conversation took place. It was only in 2007 that trespassing on the palace grounds became a specific criminal offence.",
"title": "Security breaches"
},
{
"paragraph_id": 38,
"text": "51°30′3″N 0°8′31″W / 51.50083°N 0.14194°W / 51.50083; -0.14194",
"title": "External links"
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] | Buckingham Palace is a royal residence in London and the administrative headquarters of the monarch of the United Kingdom. Located in the City of Westminster, the palace is often at the centre of state occasions and royal hospitality. It has been a focal point for the British people at times of national rejoicing and mourning. Originally known as Buckingham House, the building at the core of today's palace was a large townhouse built for the Duke of Buckingham in 1703 on a site that had been in private ownership for at least 150 years. It was acquired by King George III in 1761 as a private residence for Queen Charlotte and became known as The Queen's House. During the 19th century it was enlarged by architects John Nash and Edward Blore, who constructed three wings around a central courtyard. Buckingham Palace became the London residence of the British monarch on the accession of Queen Victoria in 1837. The last major structural additions were made in the late 19th and early 20th centuries, including the East Front, which contains the well-known balcony on which the royal family traditionally appears to greet crowds. A German bomb destroyed the palace chapel during the Second World War; the Queen's Gallery was built on the site and opened to the public in 1962 to exhibit works of art from the Royal Collection. The original early-19th-century interior designs, many of which survive, include widespread use of brightly coloured scagliola and blue and pink lapis, on the advice of Charles Long. King Edward VII oversaw a partial redecoration in a Belle Époque cream and gold colour scheme. Many smaller reception rooms are furnished in the Chinese regency style with furniture and fittings brought from the Royal Pavilion at Brighton and from Carlton House. The palace has 775 rooms, and the garden is the largest private garden in London. The state rooms, used for official and state entertaining, are open to the public each year for most of August and September and on some days in winter and spring. | 2001-07-27T09:24:42Z | 2023-12-29T00:11:30Z | [
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3,970 | British Airways | British Airways (BA) is the flag carrier airline of the United Kingdom. It is headquartered in London, England, near its main hub at Heathrow Airport.
The airline is the second largest UK-based carrier, based on fleet size and passengers carried, behind easyJet. In January 2011 BA merged with Iberia, creating the International Airlines Group (IAG), a holding company registered in Madrid, Spain. IAG is the world's third-largest airline group in terms of annual revenue and the second-largest in Europe. It is listed on the London Stock Exchange and in the FTSE 100 Index. British Airways is the first passenger airline to have generated more than US$1 billion on a single air route in a year (from 1 April 2017, to 31 March 2018, on the New York-JFK - London-Heathrow route).
BA was created in 1974 after a British Airways Board was established by the British government to manage the two nationalised airline corporations, British Overseas Airways Corporation and British European Airways, and two regional airlines, Cambrian Airways and Northeast Airlines. On 31 March 1974, all four companies were merged to form British Airways. However, it marked 2019 as its centenary based on predecessor companies. After almost 13 years as a state company, BA was privatised in February 1987 as part of a wider privatisation plan by the Conservative government. The carrier expanded with the acquisition of British Caledonian in 1987, Dan-Air in 1992, and British Midland International in 2012.
It is a founding member of the Oneworld airline alliance, along with American Airlines, the now-defunct Canadian Airlines, Cathay Pacific, and Qantas. The alliance has since grown to become the third-largest, after SkyTeam and Star Alliance.
Proposals to establish a joint British airline, combining the assets of the British Overseas Airways Corporation (BOAC) and British European Airways (BEA), were first raised in 1953 as a result of difficulties in attempts by BOAC and BEA to negotiate air rights through the British colony of Cyprus. Increasingly BOAC was protesting that BEA was using its subsidiary Cyprus Airways to circumvent an agreement that BEA would not fly routes further east than Cyprus, particularly to the increasingly important oil regions in the Middle East. The chairman of BOAC, Miles Thomas, was in favour of a merger as a potential solution to this disagreement and had backing for the idea from the Chancellor of the Exchequer at the time, Rab Butler. However, opposition from the Treasury blocked the proposal.
Consequently, it was only following the recommendations of the 1969 Edwards Report that a new British Airways Board, managing both BEA and BOAC, and the two regional British airlines Cambrian Airways based at Cardiff, and Northeast Airlines based at Newcastle upon Tyne, was constituted on 1 April 1972. Although each airline's branding was maintained initially, two years later the British Airways Board unified its branding, effectively establishing British Airways as an airline on 31 March 1974.
Following two years of fierce competition with British Caledonian, the second-largest airline in the United Kingdom at the time, the Government changed its aviation policy in 1976 so that the two carriers would no longer compete on long-haul routes.
British Airways and Air France operated the supersonic Concorde airliner, and the world's first supersonic passenger service flew on 21 January 1976 from Heathrow Airport to Bahrain International Airport. Services to the U.S. began on 24 May 1976 with a flight to Washington Dulles airport, and flights to New York JFK airport followed on 22 September 1977. Service to Singapore was established in co-operation with Singapore Airlines as a continuation of the flight to Bahrain. Following the Air France Concorde crash in Paris and a slump in air travel following the 11 September attacks in New York in 2001, it was decided to cease Concorde operations in 2003 after 27 years of service. The final commercial Concorde flight was BA002 from New York-JFK to London-Heathrow on 24 October 2003.
In 1981 the airline was instructed to prepare for privatisation by the Conservative Thatcher government. Sir John King, later Lord King, was appointed chairman, charged with bringing the airline back into profitability. While many other large airlines struggled, King was credited with transforming British Airways into one of the most profitable air carriers in the world. The flag carrier was privatised and was floated on the London Stock Exchange in February 1987. British Airways effected the takeover of the UK's "second" airline, British Caledonian, in July of that same year.
The formation of Richard Branson's Virgin Atlantic in 1984 created a competitor for BA. The intense rivalry between British Airways and Virgin Atlantic culminated in the former being sued for libel in 1993, arising from claims and counterclaims over a "dirty tricks" campaign against Virgin. This campaign included allegations of poaching Virgin Atlantic customers, tampering with private files belonging to Virgin, and undermining Virgin's reputation in the city. As a result of the case BA management apologised "unreservedly", and the company agreed to pay £110,000 in damages to Virgin, £500,000 to Branson personally and £3 million legal costs. Lord King stepped down as chairman in 1993 and was replaced by his deputy, Colin Marshall, while Bob Ayling took over as CEO. Virgin filed a separate action in the U.S. that same year regarding BA's domination of the trans-Atlantic routes, but it was thrown out in 1999.
In 1992 British Airways expanded through the acquisition of the financially troubled Dan-Air, giving BA a much larger presence at Gatwick Airport. British Asia Airways, a subsidiary based in Taiwan, was formed in March 1993 to operate between London and Taipei. That same month BA purchased a 25% stake in the Australian airline Qantas and, with the acquisition of Brymon Airways in May, formed British Airways Citiexpress (later BA Connect). In September 1998, British Airways, along with American Airlines, Cathay Pacific, Qantas, and Canadian Airlines, formed the Oneworld airline alliance. Oneworld began operations on 1 February 1999, and is the third-largest airline alliance in the world, behind SkyTeam and Star Alliance.
Bob Ayling's leadership led to a cost savings of £750m and the establishment of a budget airline, Go, in 1998. The next year, however, British Airways reported an 84% drop in profits in its first quarter alone, its worst in seven years. In March 2000, Ayling was removed from his position and British Airways announced Rod Eddington as his successor. That year, British Airways and KLM conducted talks on a potential merger, reaching a decision in July to file an official merger plan with the European Commission. The plan fell through in September 2000. British Asia Airways ceased operations in 2001 after BA suspended flights to Taipei. Go was sold to its management and the private equity firm 3i in June 2001. Eddington would make further workforce cuts due to reduced demand following 11 September attacks in 2001, and BA sold its stake in Qantas in September 2004. In 2005 Willie Walsh, managing director of Aer Lingus and a former pilot, became the chief executive officer of British Airways. BA unveiled its new subsidiary OpenSkies in January 2008, taking advantage of the liberalisation of transatlantic traffic rights between Europe and the United States. OpenSkies flies non-stop from Paris to New York's JFK and Newark airports.
In July 2008, British Airways announced a merger plan with Iberia, another flag carrier airline in the Oneworld alliance, wherein each airline would retain its original brand. The agreement was confirmed in April 2010, and in July the European Commission and US Department of Transport permitted the merger and began to co-ordinate transatlantic routes with American Airlines. On 6 October 2010 the alliance between British Airways, American Airlines and Iberia formally began operations. The alliance generates an estimated £230 million in annual cost-saving for BA, in addition to the £330 million which would be saved by the merger with Iberia. This merger was finalised on 21 January 2011, resulting in the International Airlines Group (IAG), the world's third-largest airline in terms of annual revenue and the second-largest airline group in Europe. Prior to merging, British Airways owned a 13.5% stake in Iberia, and thus received ownership of 55% of the combined International Airlines Group; Iberia's other shareholders received the remaining 45%. As a part of the merger, British Airways ceased trading independently on the London Stock Exchange after 23 years as a constituent of the FTSE 100 Index.
In September 2010 Willie Walsh, now CEO of IAG, announced that the group was considering acquiring other airlines and had drawn up a shortlist of twelve possible acquisitions. In November 2011 IAG announced an agreement in principle to purchase British Midland International from Lufthansa. A contract to purchase the airline was agreed the next month, and the sale was completed for £172.5 million on 30 March 2012. The airline established a new subsidiary based at London City Airport operating Airbus A318s.
British Airways was the official airline partner of the London 2012 Olympic Games. On 18 May 2012 it flew the Olympic flame from Athens International Airport to RNAS Culdrose while carrying various dignitaries, including Lord Sebastian Coe, Princess Anne, the Olympics minister Hugh Robertson and the London Mayor Boris Johnson, along with the footballer David Beckham.
On 27 May 2017, British Airways suffered a computer power failure. All flights were cancelled and thousands of passengers were affected. By the following day, the company had not succeeded in reestablishing the normal function of its computer systems. When asked by reporters for more information on the ongoing problems, British Airways stated "The root cause was a power supply issue which our affected our IT systems - we continue to investigate this" and declined to comment further. Willie Walsh later attributed the crash to an electrical engineer disconnecting the UPS and said there would be an independent investigation.
Amidst the decline in the value of Iranian currency due to the reintroduction of U.S. sanctions on Iran, BA announced that the Iranian route is "not commercially viable". As a result, BA decided to stop its services in Iran, effective 22 September 2018.
In 2018, British Airways partnered with British tailor and designer Ozwald Boateng to redesign the company's historic uniforms, in honour of its approaching centenary, creating a new look for BA, while adhering to its traditional style. The new collection "A British Original" was launched in 2023. This design initiative also included English bone china manufactured by William Edwards and cutlery by Studio William for the company's first class service.
In 2019, as part of the celebrations of a centenary of airline operations in the United Kingdom, British Airways announced that four aircraft would receive retro liveries. The first of these is a Boeing 747-400 (G-BYGC), which was repainted into the former BOAC livery, which it retained until its retirement. Two more Boeing 747-400s were repainted with former British Airways liveries. One wore the "Landor" livery until its retirement in 2020 (G-BNLY), the other (G-CIVB), wore the original "Union Jack" livery until its retirement in 2020 also. An Airbus A319 was repainted into British European Airways livery, which is still flying as G-EUPJ.
On 28 April 2020, the company set out plans to make up to 12,000 staff redundant because of the global collapse of air traffic due to the COVID-19 pandemic and that it may not reopen its operations at Gatwick airport. In July 2020, British Airways announced the immediate retirement of its entire 747-400 fleet, having originally intended to phase out the remaining 747s in 2024. The airline stated that its decision to bring forward the date was in part due to the downturn in air travel following the COVID-19 pandemic and to focus on incorporating more modern and fuel-efficient aircraft such as the Airbus A350 and Boeing 787. At the same time, British Airways also announced its intention to eliminate carbon emissions by 2050. On 28 July 2020, the company's cabin crew union issued an "industrial action" warning in order to prevent the 12,000 job cuts and pay cuts.
On 12 October 2020, it was announced that Sean Doyle, CEO of Aer Lingus (also part of the IAG airline group) would succeed Álex Cruz as CEO.
British Airways is the largest airline based in the United Kingdom in terms of fleet size, international flights, and international destinations and was, until 2008, the largest airline by passenger numbers. The airline carried 34.6 million passengers in 2008, but, rival carrier easyJet transported 44.5 million passengers that year, passing British Airways for the first time. British Airways holds a United Kingdom Civil Aviation Authority Type A Operating Licence, it is permitted to carry passengers, cargo, and mail on aircraft with 20 or more seats.
The airlines' head office, Waterside, stands in Harmondsworth, a village that is near Heathrow Airport. Waterside was completed in June 1998 to replace British Airways' previous head office, Speedbird House, located in Technical Block C on the grounds of Heathrow.
British Airways' main base is at Heathrow Airport, but it also has a major presence at Gatwick Airport. It also has a base at London City Airport, where its subsidiary BA Cityflyer is the largest operator. BA had previously operated a significant hub at Manchester Airport. Manchester to New York (JFK) services were withdrawn; later all international services outside London ceased when the subsidiary BA Connect was sold. Passengers wishing to travel internationally with BA either to or from regional UK destinations must now transfer in London. Heathrow Airport is dominated by British Airways, which owns 50% of the slots available at the airport as of 2019, growing from 40% in 2004. The majority of BA services operate from Terminal 5, with the exception of some flights at Terminal 3 owing to insufficient capacity at Terminal 5. At London City Airport, the company owns 52% of the slots as of 2019.
In August 2014, Willie Walsh advised the airline would continue to use flight paths over Iraq despite the hostilities there. A few days earlier Qantas announced it would avoid Iraqi airspace, while other airlines did likewise. The issue arose following the downing of Malaysia Airlines Flight 17 over Ukraine, and a temporary suspension of flights to and from Ben Gurion Airport during the 2014 Israel–Gaza conflict.
Over its history, BA has had many subsidiaries. In addition to the below, British Airways also owned Airways Aero Association, the operator of the British Airways flying club based at Wycombe Air Park in High Wycombe, until it was sold to Surinder Arora in 2007.
British Airways obtained a 15% stake in UK regional airline Flybe from the sale of BA Connect in March 2007. It sold the stake in 2014.
BA also owned a 10% stake in InterCapital and Regional Rail (ICRR), the company that managed the operations of Eurostar (UK) Ltd from 1998 to 2010, when the management of Eurostar was restructured.
The key trends for the British Airways PLC Group are shown below.
On the merger with Iberia, the accounting reference date was changed from 31 March to 31 December; figures below are therefore for the years to 31 March up to 2010, for the nine months to 31 December 2010, and for the years to 31 December thereafter:
In 2020, due to the crisis caused by the COVID-19 pandemic, British Airways had to reduce its 42,000-strong workforce by 12,000 jobs. According to the estimate by IAG, a parent company, it will take the air travel industry several years to return to previous performance and profitability levels.
However, 2022 saw a dramatic increase in travel, and the company now faced a worker shortage, forcing it to cancel more than 1,500 flights. During February 2023, The international airlines group, the owners of British Airways announced that the group has returned to making an annual profit of €1.3 billion for the first time since the pandemic, following a €2.8 billion loss in 2021. The company warned that due to the surge in demand for flying this could lead to more disruption.
Staff working for British Airways are represented by a number of trade unions, pilots are represented by British Air Line Pilots' Association, cabin crew by British Airlines Stewards and Stewardesses Association (a branch of Unite the Union), while other branches of Unite the Union and the GMB Union represent other employees. Bob Ayling's management faced strike action by cabin crew over a £1 billion cost-cutting drive to return BA to profitability in 1997; this was the last time BA cabin crew would strike until 2009, although staff morale has reportedly been unstable since that incident. In an effort to increase interaction between management, employees, and the unions, various conferences and workshops have taken place, often with thousands in attendance.
In 2005, wildcat action was taken by union members over a decision by Gate Gourmet not to renew the contracts of 670 workers and replace them with agency staff; it is estimated that the strike cost British Airways £30 million and caused disruption to 100,000 passengers. In October 2006, BA became involved in a civil rights dispute when a Christian employee was forbidden to wear a necklace bearing the cross, a religious symbol. BA's practice of forbidding such symbols has been publicly questioned by British politicians such as the former Home Secretary John Reid and the former Foreign Secretary Jack Straw.
Relations have been turbulent between BA and Unite. In 2007, cabin crew threatened strike action over salary changes to be imposed by BA management. The strike was called off at the last minute, British Airways losing £80 million. In December 2009, a ballot for strike action over Christmas received a high level of support, action was blocked by a court injunction that deemed the ballot illegal. Negotiations failed to stop strike action in March, BA withdrew perks for strike participants. Allegations were made by The Guardian newspaper that BA had consulted outside firms methods to undermine the unions: the story was later withdrawn. A strike was announced for May 2010, British Airways again sought an injunction. Members of the Socialist Workers Party disrupted negotiations between BA management and Unite to prevent industrial action. Further disruption struck when Derek Simpson, a Unite co-leader, was discovered to have leaked details of confidential negotiations online via Twitter. Industrial action re-emerged in 2017, this time by BA's Mixed Fleet flight attendants, whom were employed on much less favorable pay and terms and conditions compared to previous cabin staff who joined prior to 2010. A ballot for industrial action was distributed to Mixed Fleet crew in November 2016 and resulted in an overwhelming yes majority for industrial action. Unite described Mixed Fleet crew as on "poverty pay", with many Mixed Fleet flight attendants sleeping in their cars in between shifts because they cannot afford the fuel to drive home, or operating while sick as they cannot afford to call in sick and lose their pay for the shift. Unite also blasted BA of removing staff travel concessions, bonus payments and other benefits to all cabin crew who undertook industrial action, as well as strike-breaking tactics such as wet-leasing aircraft from other airlines and offering financial incentives for cabin crew not to strike. The first dates of strikes during Christmas 2016 were cancelled due to pay negotiations. Industrial action by Mixed Fleet commenced in January 2017 after rejecting a pay offer. Strike action continued throughout 2017 in numerous discontinuous periods, resulting in one of the longest running disputes in aviation history. On 31 October 2017, after 85 days of discontinuous industrial action, Mixed Fleet accepted a new pay deal from BA which ended the dispute.
The position was formed in 1977.
British Airways serves over 170 destinations in 70 countries, including eight domestic and 27 in the United States.
British Airways co-founded the airline alliance Oneworld in 1999 with airlines American Airlines, Cathay Pacific and Qantas. British Airways is still currently a member of Oneworld.
British Airways codeshares with the following airlines:
As of July 2021, the British Airways operates a fleet of 253 aircraft with 47 orders. BA operates a mix of Airbus narrow and wide-body aircraft, and Boeing wide-body aircraft, specifically the 777 and 787. In October 2020, British Airways retired its fleet of 747-400 aircraft. It was one of the largest operators of the 747, having previously operated the -100, -200, and -400 aircraft from 1974 (1969 with BOAC).
The airline has its own engineering branch to maintain its aircraft fleet, this includes line maintenance at over 70 airports around the world. As well as hangar facilities at Heathrow and Gatwick airport it has two major maintenance centres at Glasgow and Cardiff Airports.
The musical theme predominantly used on British Airways advertising has been "The Flower Duet" by Léo Delibes. This was first used in a 1984 advertisement directed by Tony Scott, in an arrangement by Howard Blake. It was reworked by Malcolm McLaren and Yanni for 1989's iconic "Face" advertisement, and subsequently appeared in many different arrangements between 1990 and 2010. The slogan 'the world's favourite airline', first used in 1983, was dropped in 2001 after Lufthansa overtook BA in terms of passenger numbers. Other advertising slogans have included "The World's Best Airline", "We'll Take More Care of You", "Fly the Flag", and "To Fly, To Serve".
BA had an account for 23 years with Saatchi & Saatchi, an agency that created many of their most famous advertisements, including "The World's Biggest Offer" and the influential "Face" campaign. Saatchi & Saatchi later imitated this advert for Silverjet, a rival of BA, after BA discontinued their business activities. Since 2007, BA used Bartle Bogle Hegarty as its advertising agency.
In October 2022, BA launched a brand new ad campaign, titled "A British Original" produced by London-based Uncommon Creative Studio. This was to be another record-breaking campaign for its use of 500 unique executions along with a series of 32 short films, coinciding with the launch of Ozwald Boateng's new collection of uniform.
British Airways purchased the internet domain ba.com in 2002 from previous owner Bell Atlantic, 'BA' being the company's initialism and its IATA Airline code.
British Airways is the official airline of the Wimbledon Championship tennis tournament, and was the official airline and tier one partner of the 2012 Summer Olympics and Paralympics. BA was also the official airline of England's bid to host the 2018 Football World Cup.
High Life, founded in 1973, is the official in-flight magazine of the airline.
The airline used a cartoon safety video from circa 2005 until 2017. Beginning on 1 September 2017 the airline introduced the new Comic Relief live action safety video hosted by Chabuddy G, with appearances by British celebrities Gillian Anderson, Rowan Atkinson, Jim Broadbent, Rob Brydon, Warwick Davis, Chiwetel Ejiofor, Ian McKellen, Thandie Newton, and Gordon Ramsay. A "sequel" video, also hosted by Chabuddy G, was released in 2018, with Michael Caine, Olivia Colman, Jourdan Dunn, Naomie Harris, Joanna Lumley, and David Walliams. The two videos are part of Comic Relief's charity programme. On 17 April 2023, the airline launched new safety video as a part of “A British Original” campaign, with Emma Raducanu, Robert Peston, Little Simz, and Steven Bartlett.
The aeroplanes that British Airways inherited from the four-way merger between BOAC, BEA, Cambrian, and Northeast were temporarily given the text logo "British airways" but retained the original airline's livery. With its formation in 1974, British Airways' aeroplanes were given a new white, blue, and red colour scheme with a cropped Union Jack painted on their tail fins, designed by Negus & Negus. In 1984, a new livery designed by Landor Associates updated the airline's look as it prepared for privatization. For celebrating centenary, BA announced four retro liveries: three on Boeing 747-400 aircraft (one in each of BOAC, Negus & Negus, and Landor Associates liveries), and one A319 in BEA livery.
In 1997, there was a controversial change to a new Project Utopia livery; all aircraft used the corporate colours consistently on the fuselage, but tailfins bore one of multiple designs. Several people spoke out against the change, including the former prime minister Margaret Thatcher, who famously covered the tail of a model 747 at an event with a handkerchief, to show her displeasure. BA's traditional rival, Virgin Atlantic, took advantage of the negative press coverage by applying the Union flag to the winglets of their aircraft along with the slogan "Britain's national flagcarrier".
In 1999, the CEO of British Airways, Bob Ayling, announced that all BA planes would adopt the tailfin design Chatham Dockyard Union Flag originally intended to be used only on the Concorde, based on the Union Flag. All BA aircraft have since borne the Chatham Dockyard Union flag variant of the Project Utopia livery, except for the four retro aircraft.
In 2011, British Airways made a brand relaunch project, in which BA introduced a stylized, metallized version of arms by For People Design to be used along with its Speedmarque logo. This is used exclusively on aircraft, First Wing Lounge and advertisements.
British Airways' tiered loyalty programme, called the Executive Club, includes access to special lounges and dedicated "fast" queues. Its program consists of six tiers: Blue, Bronze, Silver, Gold, Gold guest list and Premier. BA invites its top corporate accounts to join the "Premier" incentive programme.
The programme incentivises its members to fly with BA by awarding them Avios and Tier Points. Avios is the spending currency, which can be redeemed. Tier Points are a score used to determine the member's tier, and cannot be redeemed. Tier Points are reset at the end of each membership year, and Avios are retained for three years.
British Airways operates airside lounges for passengers travelling in premium cabins, and these are available to certain tiers of Executive Club members. First class passengers, as well as Gold Executive Club members, are entitled to use First Class Lounges. Business class passengers (called Club World or Club Europe in BA terms) as well as Silver Executive Club members may use Business lounges. At airports in which BA does not operate a departure lounge, a third party lounge is often provided for premium or status passengers.
Members of the programme were also granted status within the Oneworld alliance, which permitted similar benefits when flying with Oneworld member airlines. The level of benefits were determined by the member's tier.
Euro Traveller is British Airways' economy class cabin on all short-haul flights within Europe, including domestic flights within the UK. Heathrow and Gatwick-based flights are operated by Airbus A320 series aircraft. Standard seat pitch varies from 29" to 34" depending on aircraft type and location of the seat.
All flights from Heathrow and Gatwick have a buy on board system with a range of food designed by Tom Kerridge. Food can be pre-ordered through the British Airways mobile application. Alternatively, a limited selection can be purchased on-board using credit and debit card or by using Frequent Flyer Avios points. British Airways is rolling out Wi-Fi across its fleet of aircraft with 90% expected to be Wi-Fi enabled by 2020.
Club Europe is the short-haul business class available on all short-haul flights. This class allows for access to business lounges at most airports and complimentary onboard catering. The middle seat of the standard Airbus configured cabin is left free. Instead, a cocktail table folds up from under the middle seat on refurbished aircraft. Pillows and blankets are available on longer flights.
In-flight
First is offered on all Airbus A380s, Boeing 777-300ERs, Boeing 787-9/10s and on some Boeing 777-200ERs. There are between eight and fourteen private suites depending on the aircraft type. Each First suite comes with a 6 ft 6 in (1.98 m) bed, a 15-inch (38 cm) wide entertainment screen, in-seat power and complimentary Wi-Fi access on select aircraft.
The exclusive Concorde Room lounge at Heathrow Terminal 5 offers pre-flight dining with waiter service and more intimate space. Dedicated British Airways 'Galleries First' lounges are available at some airports, and Business lounges are used where these are not available. Some feature a 'First Dining' section where passengers holding a first class ticket can access a pre-flight dining service.
Club World is the long-haul business class cabin. It is offered on all long-haul aircraft. The cabin features fully convertible flat bed seats. In March 2019, BA unveiled its new business-class seats on the new A350 aircraft, which feature a suite with a door. Since the unveiling, Club Suite has been installed on the Boeing 787-10 and retrofitted on some Boeing 777 cabins. The remaining aircraft are due to have their seats re-fitted over the coming years and they currently feature an older seat type, initially released in 2006.
World Traveller Plus is the premium economy class cabin provided on all BA long haul aircraft. This cabin offers wider seats, extended leg-room, additional seat comforts such as larger IFE screen, a foot rest and power sockets. A complimentary 'World Traveller' bar is offered along with an upgraded main meal.
World Traveller is the mid-haul and long-haul economy class cabin. It offers seat-back entertainment, complimentary food and drink, pillows, and blankets. While the in-flight entertainment screens are available on all long-haul aircraft, international power outlets are available on the aircraft based at Heathrow. Wifi is also available on selected aircraft at an extra fee.
British Airways is known to have a strong reputation for safety and has been consistently ranked within the top 20 safest airlines globally according to Business Insider and AirlineRatings.com.
Since BA's inception in 1974, it has been involved in three hull-loss incidents (British Airways Flight 149 was destroyed on the ground at Kuwait International Airport as a result of military action during the First Gulf War with no one on board) and two hijacking attempts. To date, the only fatal accident experienced by a BA aircraft occurred in 1976 with British Airways Flight 476 which was involved in a midair collision later attributed to an error made by air traffic control. | [
{
"paragraph_id": 0,
"text": "British Airways (BA) is the flag carrier airline of the United Kingdom. It is headquartered in London, England, near its main hub at Heathrow Airport.",
"title": ""
},
{
"paragraph_id": 1,
"text": "The airline is the second largest UK-based carrier, based on fleet size and passengers carried, behind easyJet. In January 2011 BA merged with Iberia, creating the International Airlines Group (IAG), a holding company registered in Madrid, Spain. IAG is the world's third-largest airline group in terms of annual revenue and the second-largest in Europe. It is listed on the London Stock Exchange and in the FTSE 100 Index. British Airways is the first passenger airline to have generated more than US$1 billion on a single air route in a year (from 1 April 2017, to 31 March 2018, on the New York-JFK - London-Heathrow route).",
"title": ""
},
{
"paragraph_id": 2,
"text": "BA was created in 1974 after a British Airways Board was established by the British government to manage the two nationalised airline corporations, British Overseas Airways Corporation and British European Airways, and two regional airlines, Cambrian Airways and Northeast Airlines. On 31 March 1974, all four companies were merged to form British Airways. However, it marked 2019 as its centenary based on predecessor companies. After almost 13 years as a state company, BA was privatised in February 1987 as part of a wider privatisation plan by the Conservative government. The carrier expanded with the acquisition of British Caledonian in 1987, Dan-Air in 1992, and British Midland International in 2012.",
"title": ""
},
{
"paragraph_id": 3,
"text": "It is a founding member of the Oneworld airline alliance, along with American Airlines, the now-defunct Canadian Airlines, Cathay Pacific, and Qantas. The alliance has since grown to become the third-largest, after SkyTeam and Star Alliance.",
"title": ""
},
{
"paragraph_id": 4,
"text": "Proposals to establish a joint British airline, combining the assets of the British Overseas Airways Corporation (BOAC) and British European Airways (BEA), were first raised in 1953 as a result of difficulties in attempts by BOAC and BEA to negotiate air rights through the British colony of Cyprus. Increasingly BOAC was protesting that BEA was using its subsidiary Cyprus Airways to circumvent an agreement that BEA would not fly routes further east than Cyprus, particularly to the increasingly important oil regions in the Middle East. The chairman of BOAC, Miles Thomas, was in favour of a merger as a potential solution to this disagreement and had backing for the idea from the Chancellor of the Exchequer at the time, Rab Butler. However, opposition from the Treasury blocked the proposal.",
"title": "History"
},
{
"paragraph_id": 5,
"text": "Consequently, it was only following the recommendations of the 1969 Edwards Report that a new British Airways Board, managing both BEA and BOAC, and the two regional British airlines Cambrian Airways based at Cardiff, and Northeast Airlines based at Newcastle upon Tyne, was constituted on 1 April 1972. Although each airline's branding was maintained initially, two years later the British Airways Board unified its branding, effectively establishing British Airways as an airline on 31 March 1974.",
"title": "History"
},
{
"paragraph_id": 6,
"text": "Following two years of fierce competition with British Caledonian, the second-largest airline in the United Kingdom at the time, the Government changed its aviation policy in 1976 so that the two carriers would no longer compete on long-haul routes.",
"title": "History"
},
{
"paragraph_id": 7,
"text": "British Airways and Air France operated the supersonic Concorde airliner, and the world's first supersonic passenger service flew on 21 January 1976 from Heathrow Airport to Bahrain International Airport. Services to the U.S. began on 24 May 1976 with a flight to Washington Dulles airport, and flights to New York JFK airport followed on 22 September 1977. Service to Singapore was established in co-operation with Singapore Airlines as a continuation of the flight to Bahrain. Following the Air France Concorde crash in Paris and a slump in air travel following the 11 September attacks in New York in 2001, it was decided to cease Concorde operations in 2003 after 27 years of service. The final commercial Concorde flight was BA002 from New York-JFK to London-Heathrow on 24 October 2003.",
"title": "History"
},
{
"paragraph_id": 8,
"text": "In 1981 the airline was instructed to prepare for privatisation by the Conservative Thatcher government. Sir John King, later Lord King, was appointed chairman, charged with bringing the airline back into profitability. While many other large airlines struggled, King was credited with transforming British Airways into one of the most profitable air carriers in the world. The flag carrier was privatised and was floated on the London Stock Exchange in February 1987. British Airways effected the takeover of the UK's \"second\" airline, British Caledonian, in July of that same year.",
"title": "History"
},
{
"paragraph_id": 9,
"text": "The formation of Richard Branson's Virgin Atlantic in 1984 created a competitor for BA. The intense rivalry between British Airways and Virgin Atlantic culminated in the former being sued for libel in 1993, arising from claims and counterclaims over a \"dirty tricks\" campaign against Virgin. This campaign included allegations of poaching Virgin Atlantic customers, tampering with private files belonging to Virgin, and undermining Virgin's reputation in the city. As a result of the case BA management apologised \"unreservedly\", and the company agreed to pay £110,000 in damages to Virgin, £500,000 to Branson personally and £3 million legal costs. Lord King stepped down as chairman in 1993 and was replaced by his deputy, Colin Marshall, while Bob Ayling took over as CEO. Virgin filed a separate action in the U.S. that same year regarding BA's domination of the trans-Atlantic routes, but it was thrown out in 1999.",
"title": "History"
},
{
"paragraph_id": 10,
"text": "In 1992 British Airways expanded through the acquisition of the financially troubled Dan-Air, giving BA a much larger presence at Gatwick Airport. British Asia Airways, a subsidiary based in Taiwan, was formed in March 1993 to operate between London and Taipei. That same month BA purchased a 25% stake in the Australian airline Qantas and, with the acquisition of Brymon Airways in May, formed British Airways Citiexpress (later BA Connect). In September 1998, British Airways, along with American Airlines, Cathay Pacific, Qantas, and Canadian Airlines, formed the Oneworld airline alliance. Oneworld began operations on 1 February 1999, and is the third-largest airline alliance in the world, behind SkyTeam and Star Alliance.",
"title": "History"
},
{
"paragraph_id": 11,
"text": "Bob Ayling's leadership led to a cost savings of £750m and the establishment of a budget airline, Go, in 1998. The next year, however, British Airways reported an 84% drop in profits in its first quarter alone, its worst in seven years. In March 2000, Ayling was removed from his position and British Airways announced Rod Eddington as his successor. That year, British Airways and KLM conducted talks on a potential merger, reaching a decision in July to file an official merger plan with the European Commission. The plan fell through in September 2000. British Asia Airways ceased operations in 2001 after BA suspended flights to Taipei. Go was sold to its management and the private equity firm 3i in June 2001. Eddington would make further workforce cuts due to reduced demand following 11 September attacks in 2001, and BA sold its stake in Qantas in September 2004. In 2005 Willie Walsh, managing director of Aer Lingus and a former pilot, became the chief executive officer of British Airways. BA unveiled its new subsidiary OpenSkies in January 2008, taking advantage of the liberalisation of transatlantic traffic rights between Europe and the United States. OpenSkies flies non-stop from Paris to New York's JFK and Newark airports.",
"title": "History"
},
{
"paragraph_id": 12,
"text": "In July 2008, British Airways announced a merger plan with Iberia, another flag carrier airline in the Oneworld alliance, wherein each airline would retain its original brand. The agreement was confirmed in April 2010, and in July the European Commission and US Department of Transport permitted the merger and began to co-ordinate transatlantic routes with American Airlines. On 6 October 2010 the alliance between British Airways, American Airlines and Iberia formally began operations. The alliance generates an estimated £230 million in annual cost-saving for BA, in addition to the £330 million which would be saved by the merger with Iberia. This merger was finalised on 21 January 2011, resulting in the International Airlines Group (IAG), the world's third-largest airline in terms of annual revenue and the second-largest airline group in Europe. Prior to merging, British Airways owned a 13.5% stake in Iberia, and thus received ownership of 55% of the combined International Airlines Group; Iberia's other shareholders received the remaining 45%. As a part of the merger, British Airways ceased trading independently on the London Stock Exchange after 23 years as a constituent of the FTSE 100 Index.",
"title": "History"
},
{
"paragraph_id": 13,
"text": "In September 2010 Willie Walsh, now CEO of IAG, announced that the group was considering acquiring other airlines and had drawn up a shortlist of twelve possible acquisitions. In November 2011 IAG announced an agreement in principle to purchase British Midland International from Lufthansa. A contract to purchase the airline was agreed the next month, and the sale was completed for £172.5 million on 30 March 2012. The airline established a new subsidiary based at London City Airport operating Airbus A318s.",
"title": "History"
},
{
"paragraph_id": 14,
"text": "British Airways was the official airline partner of the London 2012 Olympic Games. On 18 May 2012 it flew the Olympic flame from Athens International Airport to RNAS Culdrose while carrying various dignitaries, including Lord Sebastian Coe, Princess Anne, the Olympics minister Hugh Robertson and the London Mayor Boris Johnson, along with the footballer David Beckham.",
"title": "History"
},
{
"paragraph_id": 15,
"text": "On 27 May 2017, British Airways suffered a computer power failure. All flights were cancelled and thousands of passengers were affected. By the following day, the company had not succeeded in reestablishing the normal function of its computer systems. When asked by reporters for more information on the ongoing problems, British Airways stated \"The root cause was a power supply issue which our affected our IT systems - we continue to investigate this\" and declined to comment further. Willie Walsh later attributed the crash to an electrical engineer disconnecting the UPS and said there would be an independent investigation.",
"title": "History"
},
{
"paragraph_id": 16,
"text": "Amidst the decline in the value of Iranian currency due to the reintroduction of U.S. sanctions on Iran, BA announced that the Iranian route is \"not commercially viable\". As a result, BA decided to stop its services in Iran, effective 22 September 2018.",
"title": "History"
},
{
"paragraph_id": 17,
"text": "In 2018, British Airways partnered with British tailor and designer Ozwald Boateng to redesign the company's historic uniforms, in honour of its approaching centenary, creating a new look for BA, while adhering to its traditional style. The new collection \"A British Original\" was launched in 2023. This design initiative also included English bone china manufactured by William Edwards and cutlery by Studio William for the company's first class service.",
"title": "History"
},
{
"paragraph_id": 18,
"text": "In 2019, as part of the celebrations of a centenary of airline operations in the United Kingdom, British Airways announced that four aircraft would receive retro liveries. The first of these is a Boeing 747-400 (G-BYGC), which was repainted into the former BOAC livery, which it retained until its retirement. Two more Boeing 747-400s were repainted with former British Airways liveries. One wore the \"Landor\" livery until its retirement in 2020 (G-BNLY), the other (G-CIVB), wore the original \"Union Jack\" livery until its retirement in 2020 also. An Airbus A319 was repainted into British European Airways livery, which is still flying as G-EUPJ.",
"title": "History"
},
{
"paragraph_id": 19,
"text": "On 28 April 2020, the company set out plans to make up to 12,000 staff redundant because of the global collapse of air traffic due to the COVID-19 pandemic and that it may not reopen its operations at Gatwick airport. In July 2020, British Airways announced the immediate retirement of its entire 747-400 fleet, having originally intended to phase out the remaining 747s in 2024. The airline stated that its decision to bring forward the date was in part due to the downturn in air travel following the COVID-19 pandemic and to focus on incorporating more modern and fuel-efficient aircraft such as the Airbus A350 and Boeing 787. At the same time, British Airways also announced its intention to eliminate carbon emissions by 2050. On 28 July 2020, the company's cabin crew union issued an \"industrial action\" warning in order to prevent the 12,000 job cuts and pay cuts.",
"title": "History"
},
{
"paragraph_id": 20,
"text": "On 12 October 2020, it was announced that Sean Doyle, CEO of Aer Lingus (also part of the IAG airline group) would succeed Álex Cruz as CEO.",
"title": "History"
},
{
"paragraph_id": 21,
"text": "British Airways is the largest airline based in the United Kingdom in terms of fleet size, international flights, and international destinations and was, until 2008, the largest airline by passenger numbers. The airline carried 34.6 million passengers in 2008, but, rival carrier easyJet transported 44.5 million passengers that year, passing British Airways for the first time. British Airways holds a United Kingdom Civil Aviation Authority Type A Operating Licence, it is permitted to carry passengers, cargo, and mail on aircraft with 20 or more seats.",
"title": "Corporate affairs"
},
{
"paragraph_id": 22,
"text": "The airlines' head office, Waterside, stands in Harmondsworth, a village that is near Heathrow Airport. Waterside was completed in June 1998 to replace British Airways' previous head office, Speedbird House, located in Technical Block C on the grounds of Heathrow.",
"title": "Corporate affairs"
},
{
"paragraph_id": 23,
"text": "British Airways' main base is at Heathrow Airport, but it also has a major presence at Gatwick Airport. It also has a base at London City Airport, where its subsidiary BA Cityflyer is the largest operator. BA had previously operated a significant hub at Manchester Airport. Manchester to New York (JFK) services were withdrawn; later all international services outside London ceased when the subsidiary BA Connect was sold. Passengers wishing to travel internationally with BA either to or from regional UK destinations must now transfer in London. Heathrow Airport is dominated by British Airways, which owns 50% of the slots available at the airport as of 2019, growing from 40% in 2004. The majority of BA services operate from Terminal 5, with the exception of some flights at Terminal 3 owing to insufficient capacity at Terminal 5. At London City Airport, the company owns 52% of the slots as of 2019.",
"title": "Corporate affairs"
},
{
"paragraph_id": 24,
"text": "In August 2014, Willie Walsh advised the airline would continue to use flight paths over Iraq despite the hostilities there. A few days earlier Qantas announced it would avoid Iraqi airspace, while other airlines did likewise. The issue arose following the downing of Malaysia Airlines Flight 17 over Ukraine, and a temporary suspension of flights to and from Ben Gurion Airport during the 2014 Israel–Gaza conflict.",
"title": "Corporate affairs"
},
{
"paragraph_id": 25,
"text": "Over its history, BA has had many subsidiaries. In addition to the below, British Airways also owned Airways Aero Association, the operator of the British Airways flying club based at Wycombe Air Park in High Wycombe, until it was sold to Surinder Arora in 2007.",
"title": "Corporate affairs"
},
{
"paragraph_id": 26,
"text": "British Airways obtained a 15% stake in UK regional airline Flybe from the sale of BA Connect in March 2007. It sold the stake in 2014.",
"title": "Corporate affairs"
},
{
"paragraph_id": 27,
"text": "BA also owned a 10% stake in InterCapital and Regional Rail (ICRR), the company that managed the operations of Eurostar (UK) Ltd from 1998 to 2010, when the management of Eurostar was restructured.",
"title": "Corporate affairs"
},
{
"paragraph_id": 28,
"text": "The key trends for the British Airways PLC Group are shown below.",
"title": "Corporate affairs"
},
{
"paragraph_id": 29,
"text": "On the merger with Iberia, the accounting reference date was changed from 31 March to 31 December; figures below are therefore for the years to 31 March up to 2010, for the nine months to 31 December 2010, and for the years to 31 December thereafter:",
"title": "Corporate affairs"
},
{
"paragraph_id": 30,
"text": "In 2020, due to the crisis caused by the COVID-19 pandemic, British Airways had to reduce its 42,000-strong workforce by 12,000 jobs. According to the estimate by IAG, a parent company, it will take the air travel industry several years to return to previous performance and profitability levels.",
"title": "Corporate affairs"
},
{
"paragraph_id": 31,
"text": "However, 2022 saw a dramatic increase in travel, and the company now faced a worker shortage, forcing it to cancel more than 1,500 flights. During February 2023, The international airlines group, the owners of British Airways announced that the group has returned to making an annual profit of €1.3 billion for the first time since the pandemic, following a €2.8 billion loss in 2021. The company warned that due to the surge in demand for flying this could lead to more disruption.",
"title": "Corporate affairs"
},
{
"paragraph_id": 32,
"text": "Staff working for British Airways are represented by a number of trade unions, pilots are represented by British Air Line Pilots' Association, cabin crew by British Airlines Stewards and Stewardesses Association (a branch of Unite the Union), while other branches of Unite the Union and the GMB Union represent other employees. Bob Ayling's management faced strike action by cabin crew over a £1 billion cost-cutting drive to return BA to profitability in 1997; this was the last time BA cabin crew would strike until 2009, although staff morale has reportedly been unstable since that incident. In an effort to increase interaction between management, employees, and the unions, various conferences and workshops have taken place, often with thousands in attendance.",
"title": "Corporate affairs"
},
{
"paragraph_id": 33,
"text": "In 2005, wildcat action was taken by union members over a decision by Gate Gourmet not to renew the contracts of 670 workers and replace them with agency staff; it is estimated that the strike cost British Airways £30 million and caused disruption to 100,000 passengers. In October 2006, BA became involved in a civil rights dispute when a Christian employee was forbidden to wear a necklace bearing the cross, a religious symbol. BA's practice of forbidding such symbols has been publicly questioned by British politicians such as the former Home Secretary John Reid and the former Foreign Secretary Jack Straw.",
"title": "Corporate affairs"
},
{
"paragraph_id": 34,
"text": "Relations have been turbulent between BA and Unite. In 2007, cabin crew threatened strike action over salary changes to be imposed by BA management. The strike was called off at the last minute, British Airways losing £80 million. In December 2009, a ballot for strike action over Christmas received a high level of support, action was blocked by a court injunction that deemed the ballot illegal. Negotiations failed to stop strike action in March, BA withdrew perks for strike participants. Allegations were made by The Guardian newspaper that BA had consulted outside firms methods to undermine the unions: the story was later withdrawn. A strike was announced for May 2010, British Airways again sought an injunction. Members of the Socialist Workers Party disrupted negotiations between BA management and Unite to prevent industrial action. Further disruption struck when Derek Simpson, a Unite co-leader, was discovered to have leaked details of confidential negotiations online via Twitter. Industrial action re-emerged in 2017, this time by BA's Mixed Fleet flight attendants, whom were employed on much less favorable pay and terms and conditions compared to previous cabin staff who joined prior to 2010. A ballot for industrial action was distributed to Mixed Fleet crew in November 2016 and resulted in an overwhelming yes majority for industrial action. Unite described Mixed Fleet crew as on \"poverty pay\", with many Mixed Fleet flight attendants sleeping in their cars in between shifts because they cannot afford the fuel to drive home, or operating while sick as they cannot afford to call in sick and lose their pay for the shift. Unite also blasted BA of removing staff travel concessions, bonus payments and other benefits to all cabin crew who undertook industrial action, as well as strike-breaking tactics such as wet-leasing aircraft from other airlines and offering financial incentives for cabin crew not to strike. The first dates of strikes during Christmas 2016 were cancelled due to pay negotiations. Industrial action by Mixed Fleet commenced in January 2017 after rejecting a pay offer. Strike action continued throughout 2017 in numerous discontinuous periods, resulting in one of the longest running disputes in aviation history. On 31 October 2017, after 85 days of discontinuous industrial action, Mixed Fleet accepted a new pay deal from BA which ended the dispute.",
"title": "Corporate affairs"
},
{
"paragraph_id": 35,
"text": "The position was formed in 1977.",
"title": "Corporate affairs"
},
{
"paragraph_id": 36,
"text": "British Airways serves over 170 destinations in 70 countries, including eight domestic and 27 in the United States.",
"title": "Destinations"
},
{
"paragraph_id": 37,
"text": "British Airways co-founded the airline alliance Oneworld in 1999 with airlines American Airlines, Cathay Pacific and Qantas. British Airways is still currently a member of Oneworld.",
"title": "Destinations"
},
{
"paragraph_id": 38,
"text": "British Airways codeshares with the following airlines:",
"title": "Destinations"
},
{
"paragraph_id": 39,
"text": "As of July 2021, the British Airways operates a fleet of 253 aircraft with 47 orders. BA operates a mix of Airbus narrow and wide-body aircraft, and Boeing wide-body aircraft, specifically the 777 and 787. In October 2020, British Airways retired its fleet of 747-400 aircraft. It was one of the largest operators of the 747, having previously operated the -100, -200, and -400 aircraft from 1974 (1969 with BOAC).",
"title": "Fleet"
},
{
"paragraph_id": 40,
"text": "The airline has its own engineering branch to maintain its aircraft fleet, this includes line maintenance at over 70 airports around the world. As well as hangar facilities at Heathrow and Gatwick airport it has two major maintenance centres at Glasgow and Cardiff Airports.",
"title": "Fleet"
},
{
"paragraph_id": 41,
"text": "The musical theme predominantly used on British Airways advertising has been \"The Flower Duet\" by Léo Delibes. This was first used in a 1984 advertisement directed by Tony Scott, in an arrangement by Howard Blake. It was reworked by Malcolm McLaren and Yanni for 1989's iconic \"Face\" advertisement, and subsequently appeared in many different arrangements between 1990 and 2010. The slogan 'the world's favourite airline', first used in 1983, was dropped in 2001 after Lufthansa overtook BA in terms of passenger numbers. Other advertising slogans have included \"The World's Best Airline\", \"We'll Take More Care of You\", \"Fly the Flag\", and \"To Fly, To Serve\".",
"title": "Marketing"
},
{
"paragraph_id": 42,
"text": "BA had an account for 23 years with Saatchi & Saatchi, an agency that created many of their most famous advertisements, including \"The World's Biggest Offer\" and the influential \"Face\" campaign. Saatchi & Saatchi later imitated this advert for Silverjet, a rival of BA, after BA discontinued their business activities. Since 2007, BA used Bartle Bogle Hegarty as its advertising agency.",
"title": "Marketing"
},
{
"paragraph_id": 43,
"text": "In October 2022, BA launched a brand new ad campaign, titled \"A British Original\" produced by London-based Uncommon Creative Studio. This was to be another record-breaking campaign for its use of 500 unique executions along with a series of 32 short films, coinciding with the launch of Ozwald Boateng's new collection of uniform.",
"title": "Marketing"
},
{
"paragraph_id": 44,
"text": "British Airways purchased the internet domain ba.com in 2002 from previous owner Bell Atlantic, 'BA' being the company's initialism and its IATA Airline code.",
"title": "Marketing"
},
{
"paragraph_id": 45,
"text": "British Airways is the official airline of the Wimbledon Championship tennis tournament, and was the official airline and tier one partner of the 2012 Summer Olympics and Paralympics. BA was also the official airline of England's bid to host the 2018 Football World Cup.",
"title": "Marketing"
},
{
"paragraph_id": 46,
"text": "High Life, founded in 1973, is the official in-flight magazine of the airline.",
"title": "Marketing"
},
{
"paragraph_id": 47,
"text": "The airline used a cartoon safety video from circa 2005 until 2017. Beginning on 1 September 2017 the airline introduced the new Comic Relief live action safety video hosted by Chabuddy G, with appearances by British celebrities Gillian Anderson, Rowan Atkinson, Jim Broadbent, Rob Brydon, Warwick Davis, Chiwetel Ejiofor, Ian McKellen, Thandie Newton, and Gordon Ramsay. A \"sequel\" video, also hosted by Chabuddy G, was released in 2018, with Michael Caine, Olivia Colman, Jourdan Dunn, Naomie Harris, Joanna Lumley, and David Walliams. The two videos are part of Comic Relief's charity programme. On 17 April 2023, the airline launched new safety video as a part of “A British Original” campaign, with Emma Raducanu, Robert Peston, Little Simz, and Steven Bartlett.",
"title": "Marketing"
},
{
"paragraph_id": 48,
"text": "The aeroplanes that British Airways inherited from the four-way merger between BOAC, BEA, Cambrian, and Northeast were temporarily given the text logo \"British airways\" but retained the original airline's livery. With its formation in 1974, British Airways' aeroplanes were given a new white, blue, and red colour scheme with a cropped Union Jack painted on their tail fins, designed by Negus & Negus. In 1984, a new livery designed by Landor Associates updated the airline's look as it prepared for privatization. For celebrating centenary, BA announced four retro liveries: three on Boeing 747-400 aircraft (one in each of BOAC, Negus & Negus, and Landor Associates liveries), and one A319 in BEA livery.",
"title": "Marketing"
},
{
"paragraph_id": 49,
"text": "In 1997, there was a controversial change to a new Project Utopia livery; all aircraft used the corporate colours consistently on the fuselage, but tailfins bore one of multiple designs. Several people spoke out against the change, including the former prime minister Margaret Thatcher, who famously covered the tail of a model 747 at an event with a handkerchief, to show her displeasure. BA's traditional rival, Virgin Atlantic, took advantage of the negative press coverage by applying the Union flag to the winglets of their aircraft along with the slogan \"Britain's national flagcarrier\".",
"title": "Marketing"
},
{
"paragraph_id": 50,
"text": "In 1999, the CEO of British Airways, Bob Ayling, announced that all BA planes would adopt the tailfin design Chatham Dockyard Union Flag originally intended to be used only on the Concorde, based on the Union Flag. All BA aircraft have since borne the Chatham Dockyard Union flag variant of the Project Utopia livery, except for the four retro aircraft.",
"title": "Marketing"
},
{
"paragraph_id": 51,
"text": "In 2011, British Airways made a brand relaunch project, in which BA introduced a stylized, metallized version of arms by For People Design to be used along with its Speedmarque logo. This is used exclusively on aircraft, First Wing Lounge and advertisements.",
"title": "Marketing"
},
{
"paragraph_id": 52,
"text": "British Airways' tiered loyalty programme, called the Executive Club, includes access to special lounges and dedicated \"fast\" queues. Its program consists of six tiers: Blue, Bronze, Silver, Gold, Gold guest list and Premier. BA invites its top corporate accounts to join the \"Premier\" incentive programme.",
"title": "Marketing"
},
{
"paragraph_id": 53,
"text": "The programme incentivises its members to fly with BA by awarding them Avios and Tier Points. Avios is the spending currency, which can be redeemed. Tier Points are a score used to determine the member's tier, and cannot be redeemed. Tier Points are reset at the end of each membership year, and Avios are retained for three years.",
"title": "Marketing"
},
{
"paragraph_id": 54,
"text": "British Airways operates airside lounges for passengers travelling in premium cabins, and these are available to certain tiers of Executive Club members. First class passengers, as well as Gold Executive Club members, are entitled to use First Class Lounges. Business class passengers (called Club World or Club Europe in BA terms) as well as Silver Executive Club members may use Business lounges. At airports in which BA does not operate a departure lounge, a third party lounge is often provided for premium or status passengers.",
"title": "Marketing"
},
{
"paragraph_id": 55,
"text": "Members of the programme were also granted status within the Oneworld alliance, which permitted similar benefits when flying with Oneworld member airlines. The level of benefits were determined by the member's tier.",
"title": "Marketing"
},
{
"paragraph_id": 56,
"text": "Euro Traveller is British Airways' economy class cabin on all short-haul flights within Europe, including domestic flights within the UK. Heathrow and Gatwick-based flights are operated by Airbus A320 series aircraft. Standard seat pitch varies from 29\" to 34\" depending on aircraft type and location of the seat.",
"title": "Cabins and services"
},
{
"paragraph_id": 57,
"text": "All flights from Heathrow and Gatwick have a buy on board system with a range of food designed by Tom Kerridge. Food can be pre-ordered through the British Airways mobile application. Alternatively, a limited selection can be purchased on-board using credit and debit card or by using Frequent Flyer Avios points. British Airways is rolling out Wi-Fi across its fleet of aircraft with 90% expected to be Wi-Fi enabled by 2020.",
"title": "Cabins and services"
},
{
"paragraph_id": 58,
"text": "Club Europe is the short-haul business class available on all short-haul flights. This class allows for access to business lounges at most airports and complimentary onboard catering. The middle seat of the standard Airbus configured cabin is left free. Instead, a cocktail table folds up from under the middle seat on refurbished aircraft. Pillows and blankets are available on longer flights.",
"title": "Cabins and services"
},
{
"paragraph_id": 59,
"text": "In-flight",
"title": "Cabins and services"
},
{
"paragraph_id": 60,
"text": "First is offered on all Airbus A380s, Boeing 777-300ERs, Boeing 787-9/10s and on some Boeing 777-200ERs. There are between eight and fourteen private suites depending on the aircraft type. Each First suite comes with a 6 ft 6 in (1.98 m) bed, a 15-inch (38 cm) wide entertainment screen, in-seat power and complimentary Wi-Fi access on select aircraft.",
"title": "Cabins and services"
},
{
"paragraph_id": 61,
"text": "The exclusive Concorde Room lounge at Heathrow Terminal 5 offers pre-flight dining with waiter service and more intimate space. Dedicated British Airways 'Galleries First' lounges are available at some airports, and Business lounges are used where these are not available. Some feature a 'First Dining' section where passengers holding a first class ticket can access a pre-flight dining service.",
"title": "Cabins and services"
},
{
"paragraph_id": 62,
"text": "Club World is the long-haul business class cabin. It is offered on all long-haul aircraft. The cabin features fully convertible flat bed seats. In March 2019, BA unveiled its new business-class seats on the new A350 aircraft, which feature a suite with a door. Since the unveiling, Club Suite has been installed on the Boeing 787-10 and retrofitted on some Boeing 777 cabins. The remaining aircraft are due to have their seats re-fitted over the coming years and they currently feature an older seat type, initially released in 2006.",
"title": "Cabins and services"
},
{
"paragraph_id": 63,
"text": "World Traveller Plus is the premium economy class cabin provided on all BA long haul aircraft. This cabin offers wider seats, extended leg-room, additional seat comforts such as larger IFE screen, a foot rest and power sockets. A complimentary 'World Traveller' bar is offered along with an upgraded main meal.",
"title": "Cabins and services"
},
{
"paragraph_id": 64,
"text": "World Traveller is the mid-haul and long-haul economy class cabin. It offers seat-back entertainment, complimentary food and drink, pillows, and blankets. While the in-flight entertainment screens are available on all long-haul aircraft, international power outlets are available on the aircraft based at Heathrow. Wifi is also available on selected aircraft at an extra fee.",
"title": "Cabins and services"
},
{
"paragraph_id": 65,
"text": "British Airways is known to have a strong reputation for safety and has been consistently ranked within the top 20 safest airlines globally according to Business Insider and AirlineRatings.com.",
"title": "Incidents and accidents"
},
{
"paragraph_id": 66,
"text": "Since BA's inception in 1974, it has been involved in three hull-loss incidents (British Airways Flight 149 was destroyed on the ground at Kuwait International Airport as a result of military action during the First Gulf War with no one on board) and two hijacking attempts. To date, the only fatal accident experienced by a BA aircraft occurred in 1976 with British Airways Flight 476 which was involved in a midair collision later attributed to an error made by air traffic control.",
"title": "Incidents and accidents"
}
] | British Airways (BA) is the flag carrier airline of the United Kingdom. It is headquartered in London, England, near its main hub at Heathrow Airport. The airline is the second largest UK-based carrier, based on fleet size and passengers carried, behind easyJet. In January 2011 BA merged with Iberia, creating the International Airlines Group (IAG), a holding company registered in Madrid, Spain. IAG is the world's third-largest airline group in terms of annual revenue and the second-largest in Europe. It is listed on the London Stock Exchange and in the FTSE 100 Index. British Airways is the first passenger airline to have generated more than US$1 billion on a single air route in a year. BA was created in 1974 after a British Airways Board was established by the British government to manage the two nationalised airline corporations, British Overseas Airways Corporation and British European Airways, and two regional airlines, Cambrian Airways and Northeast Airlines. On 31 March 1974, all four companies were merged to form British Airways. However, it marked 2019 as its centenary based on predecessor companies. After almost 13 years as a state company, BA was privatised in February 1987 as part of a wider privatisation plan by the Conservative government. The carrier expanded with the acquisition of British Caledonian in 1987, Dan-Air in 1992, and British Midland International in 2012. It is a founding member of the Oneworld airline alliance, along with American Airlines, the now-defunct Canadian Airlines, Cathay Pacific, and Qantas. The alliance has since grown to become the third-largest, after SkyTeam and Star Alliance. | 2001-07-27T10:34:09Z | 2023-12-29T22:11:04Z | [
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] | https://en.wikipedia.org/wiki/British_Airways |
3,973 | Bicycle | A bicycle, also called a pedal cycle, bike, push-bike or cycle, is a human-powered or motor-powered assisted, pedal-driven, single-track vehicle, having two wheels attached to a frame, one behind the other. A bicycle rider is called a cyclist, or bicyclist.
Bicycles were introduced in the 19th century in Europe. By the early 21st century there were more than 1 billion. These numbers far exceed the number of cars, both in total and ranked by the number of individual models produced. They are the principal means of transportation in many regions. They also provide a popular form of recreation, and have been adapted for use as children's toys, general fitness, military and police applications, courier services, bicycle racing, and bicycle stunts.
The basic shape and configuration of a typical upright or "safety bicycle", has changed little since the first chain-driven model was developed around 1885. However, many details have been improved, especially since the advent of modern materials and computer-aided design. These have allowed for a proliferation of specialized designs for many types of cycling. In the 21st century electric bicycles have become popular.
The bicycle's invention has had an enormous effect on society, both in terms of culture and of advancing modern industrial methods. Several components that played a key role in the development of the automobile were initially invented for use in the bicycle, including ball bearings, pneumatic tires, chain-driven sprockets and tension-spoked wheels.
The word bicycle first appeared in English print in The Daily News in 1868, to describe "Bysicles and trysicles" on the "Champs Elysées and Bois de Boulogne". The word was first used in 1847 in a French publication to describe an unidentified two-wheeled vehicle, possibly a carriage. The design of the bicycle was an advance on the velocipede, although the words were used with some degree of overlap for a time.
Other words for bicycle include "bike", "pushbike", "pedal cycle", or "cycle". In Unicode, the code point for "bicycle" is 0x1F6B2. The entity 🚲 in HTML produces 🚲.
Although bike and cycle are used interchangeably to refer mostly to two types of two-wheelers, the terms still vary across the world. In India, for example, a cycle refers only to a two-wheeler using pedal power whereas the term bike is used to describe a two-wheeler using internal combustion engine or electric motors as a source of motive power instead of motorcycle/motorbike.
The "dandy horse", also called Draisienne or Laufmaschine ("running machine"), was the first human means of transport to use only two wheels in tandem and was invented by the German Baron Karl von Drais. It is regarded as the first bicycle and von Drais is seen as the "father of the bicycle", but it did not have pedals. Von Drais introduced it to the public in Mannheim in 1817 and in Paris in 1818. Its rider sat astride a wooden frame supported by two in-line wheels and pushed the vehicle along with his or her feet while steering the front wheel.
The first mechanically propelled, two-wheeled vehicle may have been built by Kirkpatrick MacMillan, a Scottish blacksmith, in 1839, although the claim is often disputed. He is also associated with the first recorded instance of a cycling traffic offense, when a Glasgow newspaper in 1842 reported an accident in which an anonymous "gentleman from Dumfries-shire... bestride a velocipede... of ingenious design" knocked over a little girl in Glasgow and was fined five shillings (equivalent to £25 in 2021).
In the early 1860s, Frenchmen Pierre Michaux and Pierre Lallement took bicycle design in a new direction by adding a mechanical crank drive with pedals on an enlarged front wheel (the velocipede). This was the first in mass production. Another French inventor named Douglas Grasso had a failed prototype of Pierre Lallement's bicycle several years earlier. Several inventions followed using rear-wheel drive, the best known being the rod-driven velocipede by Scotsman Thomas McCall in 1869. In that same year, bicycle wheels with wire spokes were patented by Eugène Meyer of Paris. The French vélocipède, made of iron and wood, developed into the "penny-farthing" (historically known as an "ordinary bicycle", a retronym, since there was then no other kind). It featured a tubular steel frame on which were mounted wire-spoked wheels with solid rubber tires. These bicycles were difficult to ride due to their high seat and poor weight distribution. In 1868 Rowley Turner, a sales agent of the Coventry Sewing Machine Company (which soon became the Coventry Machinists Company), brought a Michaux cycle to Coventry, England. His uncle, Josiah Turner, and business partner James Starley, used this as a basis for the 'Coventry Model' in what became Britain's first cycle factory.
The dwarf ordinary addressed some of these faults by reducing the front wheel diameter and setting the seat further back. This, in turn, required gearing—effected in a variety of ways—to efficiently use pedal power. Having to both pedal and steer via the front wheel remained a problem. Englishman J.K. Starley (nephew of James Starley), J.H. Lawson, and Shergold solved this problem by introducing the chain drive (originated by the unsuccessful "bicyclette" of Englishman Henry Lawson), connecting the frame-mounted cranks to the rear wheel. These models were known as safety bicycles, dwarf safeties, or upright bicycles for their lower seat height and better weight distribution, although without pneumatic tires the ride of the smaller-wheeled bicycle would be much rougher than that of the larger-wheeled variety. Starley's 1885 Rover, manufactured in Coventry is usually described as the first recognizably modern bicycle. Soon the seat tube was added which created the modern bike's double-triangle diamond frame.
Further innovations increased comfort and ushered in a second bicycle craze, the 1890s Golden Age of Bicycles. In 1888, Scotsman John Boyd Dunlop introduced the first practical pneumatic tire, which soon became universal. Willie Hume demonstrated the supremacy of Dunlop's tyres in 1889, winning the tyre's first-ever races in Ireland and then England. Soon after, the rear freewheel was developed, enabling the rider to coast. This refinement led to the 1890s invention of coaster brakes. Dérailleur gears and hand-operated Bowden cable-pull brakes were also developed during these years, but were only slowly adopted by casual riders.
The Svea Velocipede with vertical pedal arrangement and locking hubs was introduced in 1892 by the Swedish engineers Fredrik Ljungström and Birger Ljungström. It attracted attention at the World Fair and was produced in a few thousand units.
In the 1870s many cycling clubs flourished. They were popular in a time when there were no cars on the market and the principal mode of transportation was horse-drawn vehicles, such the horse and buggy or the horsecar. Among the earliest clubs was The Bicycle Touring Club, which has operated since 1878. By the turn of the century, cycling clubs flourished on both sides of the Atlantic, and touring and racing became widely popular. The Raleigh Bicycle Company was founded in Nottingham, England in 1888. It became the biggest bicycle manufacturing company in the world, making over two million bikes per year.
Bicycles and horse buggies were the two mainstays of private transportation just prior to the automobile, and the grading of smooth roads in the late 19th century was stimulated by the widespread advertising, production, and use of these devices. More than 1 billion bicycles have been manufactured worldwide as of the early 21st century. Bicycles are the most common vehicle of any kind in the world, and the most numerous model of any kind of vehicle, whether human-powered or motor vehicle, is the Chinese Flying Pigeon, with numbers exceeding 500 million. The next most numerous vehicle, the Honda Super Cub motorcycle, has more than 100 million units made, while most produced car, the Toyota Corolla, has reached 44 million and counting.
Bicycles are used for transportation, bicycle commuting, and utility cycling. They are also used professionally by mail carriers, paramedics, police, messengers, and general delivery services. Military uses of bicycles include communications, reconnaissance, troop movement, supply of provisions, and patrol, such as in bicycle infantries.
They are also used for recreational purposes, including bicycle touring, mountain biking, physical fitness, and play. Bicycle sports include racing, BMX racing, track racing, criterium, roller racing, sportives and time trials. Major multi-stage professional events are the Giro d'Italia, the Tour de France, the Vuelta a España, the Tour de Pologne, and the Volta a Portugal. They are also used for entertainment and pleasure in other ways, such as in organised mass rides, artistic cycling and freestyle BMX.
The bicycle has undergone continual adaptation and improvement since its inception. These innovations have continued with the advent of modern materials and computer-aided design, allowing for a proliferation of specialized bicycle types, improved bicycle safety, and riding comfort.
Bicycles can be categorized in many different ways: by function, by number of riders, by general construction, by gearing or by means of propulsion. The more common types include utility bicycles, mountain bicycles, racing bicycles, touring bicycles, hybrid bicycles, cruiser bicycles, and BMX bikes. Less common are tandems, low riders, tall bikes, fixed gear, folding models, amphibious bicycles, cargo bikes, recumbents and electric bicycles.
Unicycles, tricycles and quadracycles are not strictly bicycles, as they have respectively one, three and four wheels, but are often referred to informally as "bikes" or "cycles".
A bicycle stays upright while moving forward by being steered so as to keep its center of mass over the wheels. This steering is usually provided by the rider, but under certain conditions may be provided by the bicycle itself.
The combined center of mass of a bicycle and its rider must lean into a turn to successfully navigate it. This lean is induced by a method known as countersteering, which can be performed by the rider turning the handlebars directly with the hands or indirectly by leaning the bicycle.
Short-wheelbase or tall bicycles, when braking, can generate enough stopping force at the front wheel to flip longitudinally. The act of purposefully using this force to lift the rear wheel and balance on the front without tipping over is a trick known as a stoppie, endo, or front wheelie.
The bicycle is extraordinarily efficient in both biological and mechanical terms. The bicycle is the most efficient human-powered means of transportation in terms of energy a person must expend to travel a given distance. From a mechanical viewpoint, up to 99% of the energy delivered by the rider into the pedals is transmitted to the wheels, although the use of gearing mechanisms may reduce this by 10–15%. In terms of the ratio of cargo weight a bicycle can carry to total weight, it is also an efficient means of cargo transportation.
A human traveling on a bicycle at low to medium speeds of around 16–24 km/h (10–15 mph) uses only the power required to walk. Air drag, which is proportional to the square of speed, requires dramatically higher power outputs as speeds increase. If the rider is sitting upright, the rider's body creates about 75% of the total drag of the bicycle/rider combination. Drag can be reduced by seating the rider in a more aerodynamically streamlined position. Drag can also be reduced by covering the bicycle with an aerodynamic fairing. The fastest recorded unpaced speed on a flat surface is 144.18 km/h (89.59 mph).
In addition, the carbon dioxide generated in the production and transportation of the food required by the bicyclist, per mile traveled, is less than 1⁄10 that generated by energy efficient motorcars.
The great majority of modern bicycles have a frame with upright seating that looks much like the first chain-driven bike. These upright bicycles almost always feature the diamond frame, a truss consisting of two triangles: the front triangle and the rear triangle. The front triangle consists of the head tube, top tube, down tube, and seat tube. The head tube contains the headset, the set of bearings that allows the fork to turn smoothly for steering and balance. The top tube connects the head tube to the seat tube at the top, and the down tube connects the head tube to the bottom bracket. The rear triangle consists of the seat tube and paired chain stays and seat stays. The chain stays run parallel to the chain, connecting the bottom bracket to the rear dropout, where the axle for the rear wheel is held. The seat stays connect the top of the seat tube (at or near the same point as the top tube) to the rear fork ends.
Historically, women's bicycle frames had a top tube that connected in the middle of the seat tube instead of the top, resulting in a lower standover height at the expense of compromised structural integrity, since this places a strong bending load in the seat tube, and bicycle frame members are typically weak in bending. This design, referred to as a step-through frame or as an open frame, allows the rider to mount and dismount in a dignified way while wearing a skirt or dress. While some women's bicycles continue to use this frame style, there is also a variation, the mixte, which splits the top tube laterally into two thinner top tubes that bypass the seat tube on each side and connect to the rear fork ends. The ease of stepping through is also appreciated by those with limited flexibility or other joint problems. Because of its persistent image as a "women's" bicycle, step-through frames are not common for larger frames.
Step-throughs were popular partly for practical reasons and partly for social mores of the day. For most of the history of bicycles' popularity women have worn long skirts, and the lower frame accommodated these better than the top-tube. Furthermore, it was considered "unladylike" for women to open their legs to mount and dismount—in more conservative times women who rode bicycles at all were vilified as immoral or immodest. These practices were akin to the older practice of riding horse sidesaddle.
Another style is the recumbent bicycle. These are inherently more aerodynamic than upright versions, as the rider may lean back onto a support and operate pedals that are on about the same level as the seat. The world's fastest bicycle is a recumbent bicycle but this type was banned from competition in 1934 by the Union Cycliste Internationale.
Historically, materials used in bicycles have followed a similar pattern as in aircraft, the goal being high strength and low weight. Since the late 1930s alloy steels have been used for frame and fork tubes in higher quality machines. By the 1980s aluminum welding techniques had improved to the point that aluminum tube could safely be used in place of steel. Since then aluminum alloy frames and other components have become popular due to their light weight, and most mid-range bikes are now principally aluminum alloy of some kind. More expensive bikes use carbon fibre due to its significantly lighter weight and profiling ability, allowing designers to make a bike both stiff and compliant by manipulating the lay-up. Virtually all professional racing bicycles now use carbon fibre frames, as they have the best strength to weight ratio. A typical modern carbon fiber frame can weighs less than 1 kilogram (2.2 lb).
Other exotic frame materials include titanium and advanced alloys. Bamboo, a natural composite material with high strength-to-weight ratio and stiffness has been used for bicycles since 1894. Recent versions use bamboo for the primary frame with glued metal connections and parts, priced as exotic models.
The drivetrain begins with pedals which rotate the cranks, which are held in axis by the bottom bracket. Most bicycles use a chain to transmit power to the rear wheel. A very small number of bicycles use a shaft drive to transmit power, or special belts. Hydraulic bicycle transmissions have been built, but they are currently inefficient and complex.
Since cyclists' legs are most efficient over a narrow range of pedaling speeds, or cadence, a variable gear ratio helps a cyclist to maintain an optimum pedalling speed while covering varied terrain. Some, mainly utility, bicycles use hub gears with between 3 and 14 ratios, but most use the generally more efficient dérailleur system, by which the chain is moved between different cogs called chainrings and sprockets to select a ratio. A dérailleur system normally has two dérailleurs, or mechs, one at the front to select the chainring and another at the back to select the sprocket. Most bikes have two or three chainrings, and from 5 to 11 sprockets on the back, with the number of theoretical gears calculated by multiplying front by back. In reality, many gears overlap or require the chain to run diagonally, so the number of usable gears is fewer.
An alternative to chaindrive is to use a synchronous belt. These are toothed and work much the same as a chain—popular with commuters and long distance cyclists they require little maintenance. They cannot be shifted across a cassette of sprockets, and are used either as single speed or with a hub gear.
Different gears and ranges of gears are appropriate for different people and styles of cycling. Multi-speed bicycles allow gear selection to suit the circumstances: a cyclist could use a high gear when cycling downhill, a medium gear when cycling on a flat road, and a low gear when cycling uphill. In a lower gear every turn of the pedals leads to fewer rotations of the rear wheel. This allows the energy required to move the same distance to be distributed over more pedal turns, reducing fatigue when riding uphill, with a heavy load, or against strong winds. A higher gear allows a cyclist to make fewer pedal turns to maintain a given speed, but with more effort per turn of the pedals.
With a chain drive transmission, a chainring attached to a crank drives the chain, which in turn rotates the rear wheel via the rear sprocket(s) (cassette or freewheel). There are four gearing options: two-speed hub gear integrated with chain ring, up to 3 chain rings, up to 11 sprockets, hub gear built into rear wheel (3-speed to 14-speed). The most common options are either a rear hub or multiple chain rings combined with multiple sprockets (other combinations of options are possible but less common).
The handlebars connect to the stem that connects to the fork that connects to the front wheel, and the whole assembly connects to the bike and rotates about the steering axis via the headset bearings. Three styles of handlebar are common. Upright handlebars, the norm in Europe and elsewhere until the 1970s, curve gently back toward the rider, offering a natural grip and comfortable upright position. Drop handlebars "drop" as they curve forward and down, offering the cyclist best braking power from a more aerodynamic "crouched" position, as well as more upright positions in which the hands grip the brake lever mounts, the forward curves, or the upper flat sections for increasingly upright postures. Mountain bikes generally feature a 'straight handlebar' or 'riser bar' with varying degrees of sweep backward and centimeters rise upwards, as well as wider widths which can provide better handling due to increased leverage against the wheel.
Saddles also vary with rider preference, from the cushioned ones favored by short-distance riders to narrower saddles which allow more room for leg swings. Comfort depends on riding position. With comfort bikes and hybrids, cyclists sit high over the seat, their weight directed down onto the saddle, such that a wider and more cushioned saddle is preferable. For racing bikes where the rider is bent over, weight is more evenly distributed between the handlebars and saddle, the hips are flexed, and a narrower and harder saddle is more efficient. Differing saddle designs exist for male and female cyclists, accommodating the genders' differing anatomies and sit bone width measurements, although bikes typically are sold with saddles most appropriate for men. Suspension seat posts and seat springs provide comfort by absorbing shock but can add to the overall weight of the bicycle.
A recumbent bicycle has a reclined chair-like seat that some riders find more comfortable than a saddle, especially riders who suffer from certain types of seat, back, neck, shoulder, or wrist pain. Recumbent bicycles may have either under-seat or over-seat steering.
Bicycle brakes may be rim brakes, in which friction pads are compressed against the wheel rims; hub brakes, where the mechanism is contained within the wheel hub, or disc brakes, where pads act on a rotor attached to the hub. Most road bicycles use rim brakes, but some use disk brakes. Disc brakes are more common for mountain bikes, tandems and recumbent bicycles than on other types of bicycles, due to their increased power, coupled with an increased weight and complexity.
With hand-operated brakes, force is applied to brake levers mounted on the handlebars and transmitted via Bowden cables or hydraulic lines to the friction pads, which apply pressure to the braking surface, causing friction which slows the bicycle down. A rear hub brake may be either hand-operated or pedal-actuated, as in the back pedal coaster brakes which were popular in North America until the 1960s.
Track bicycles do not have brakes, because all riders ride in the same direction around a track which does not necessitate sharp deceleration. Track riders are still able to slow down because all track bicycles are fixed-gear, meaning that there is no freewheel. Without a freewheel, coasting is impossible, so when the rear wheel is moving, the cranks are moving. To slow down, the rider applies resistance to the pedals, acting as a braking system which can be as effective as a conventional rear wheel brake, but not as effective as a front wheel brake.
Bicycle suspension refers to the system or systems used to suspend the rider and all or part of the bicycle. This serves two purposes: to keep the wheels in continuous contact with the ground, improving control, and to isolate the rider and luggage from jarring due to rough surfaces, improving comfort.
Bicycle suspensions are used primarily on mountain bicycles, but are also common on hybrid bicycles, as they can help deal with problematic vibration from poor surfaces. Suspension is especially important on recumbent bicycles, since while an upright bicycle rider can stand on the pedals to achieve some of the benefits of suspension, a recumbent rider cannot.
Basic mountain bicycles and hybrids usually have front suspension only, whilst more sophisticated ones also have rear suspension. Road bicycles tend to have no suspension.
The wheel axle fits into fork ends in the frame and fork. A pair of wheels may be called a wheelset, especially in the context of ready-built "off the shelf", performance-oriented wheels.
Tires vary enormously depending on their intended purpose. Road bicycles use tires 18 to 25 millimeters wide, most often completely smooth, or slick, and inflated to high pressure to roll fast on smooth surfaces. Off-road tires are usually between 38 and 64 mm (1.5 and 2.5 in) wide, and have treads for gripping in muddy conditions or metal studs for ice.
Groupset generally refers to all of the components that make up a bicycle excluding the bicycle frame, fork, stem, wheels, tires, and rider contact points, such as the saddle and handlebars.
Some components, which are often optional accessories on sports bicycles, are standard features on utility bicycles to enhance their usefulness, comfort, safety and visibility. Fenders with spoilers (mudflaps) protect the cyclist and moving parts from spray when riding through wet areas. In some countries (e.g. Germany, UK), fenders are called mudguards. The chainguards protect clothes from oil on the chain while preventing clothing from being caught between the chain and crankset teeth. Kick stands keep bicycles upright when parked, and bike locks deter theft. Front-mounted baskets, front or rear luggage carriers or racks, and panniers mounted above either or both wheels can be used to carry equipment or cargo. Pegs can be fastened to one, or both of the wheel hubs to either help the rider perform certain tricks, or allow a place for extra riders to stand, or rest. Parents sometimes add rear-mounted child seats, an auxiliary saddle fitted to the crossbar, or both to transport children. Bicycles can also be fitted with a hitch to tow a trailer for carrying cargo, a child, or both.
Toe-clips and toestraps and clipless pedals help keep the foot locked in the proper pedal position and enable cyclists to pull and push the pedals. Technical accessories include cyclocomputers for measuring speed, distance, heart rate, GPS data etc. Other accessories include lights, reflectors, mirrors, racks, trailers, bags, water bottles and cages, and bell. Bicycle lights, reflectors, and helmets are required by law in some geographic regions depending on the legal code. It is more common to see bicycles with bottle generators, dynamos, lights, fenders, racks and bells in Europe. Bicyclists also have specialized form fitting and high visibility clothing.
Children's bicycles may be outfitted with cosmetic enhancements such as bike horns, streamers, and spoke beads. Training wheels are sometimes used when learning to ride, but a dedicated balance bike teaches independent riding more effectively.
Bicycle helmets can reduce injury in the event of a collision or accident, and a suitable helmet is legally required of riders in many jurisdictions. Helmets may be classified as an accessory or as an item of clothing.
Bike trainers are used to enable cyclists to cycle while the bike remains stationary. They are frequently used to warm up before races or indoors when riding conditions are unfavorable.
A number of formal and industry standards exist for bicycle components to help make spare parts exchangeable and to maintain a minimum product safety.
The International Organization for Standardization (ISO) has a special technical committee for cycles, TC149, that has the scope of "Standardization in the field of cycles, their components and accessories with particular reference to terminology, testing methods and requirements for performance and safety, and interchangeability".
The European Committee for Standardization (CEN) also has a specific Technical Committee, TC333, that defines European standards for cycles. Their mandate states that EN cycle standards shall harmonize with ISO standards. Some CEN cycle standards were developed before ISO published their standards, leading to strong European influences in this area. European cycle standards tend to describe minimum safety requirements, while ISO standards have historically harmonized parts geometry.
Like all devices with mechanical moving parts, bicycles require a certain amount of regular maintenance and replacement of worn parts. A bicycle is relatively simple compared with a car, so some cyclists choose to do at least part of the maintenance themselves. Some components are easy to handle using relatively simple tools, while other components may require specialist manufacturer-dependent tools.
Many bicycle components are available at several different price/quality points; manufacturers generally try to keep all components on any particular bike at about the same quality level, though at the very cheap end of the market there may be some skimping on less obvious components (e.g. bottom bracket).
The most basic maintenance item is keeping the tires correctly inflated; this can make a noticeable difference as to how the bike feels to ride. Bicycle tires usually have a marking on the sidewall indicating the pressure appropriate for that tire. Bicycles use much higher pressures than cars: car tires are normally in the range of 30 to 40 pounds per square inch (210 to 280 kPa), whereas bicycle tires are normally in the range of 60 to 100 pounds per square inch (410 to 690 kPa).
Another basic maintenance item is regular lubrication of the chain and pivot points for derailleurs and brake components. Most of the bearings on a modern bike are sealed and grease-filled and require little or no attention; such bearings will usually last for 10,000 miles (16,000 km) or more. The crank bearings require periodic maintenance, which involves removing, cleaning and repacking with the correct grease.
The chain and the brake blocks are the components which wear out most quickly, so these need to be checked from time to time, typically every 500 miles (800 km) or so. Most local bike shops will do such checks for free. Note that when a chain becomes badly worn it will also wear out the rear cogs/cassette and eventually the chain ring(s), so replacing a chain when only moderately worn will prolong the life of other components.
Over the longer term, tires do wear out, after 2,000 to 5,000 miles (3,200 to 8,000 km); a rash of punctures is often the most visible sign of a worn tire.
Very few bicycle components can actually be repaired; replacement of the failing component is the normal practice.
The most common roadside problem is a puncture. After removing the offending nail/tack/thorn/glass shard/etc., there are two approaches: either mend the puncture by the roadside, or replace the inner tube and then mend the puncture in the comfort of home. Some brands of tires are much more puncture-resistant than others, often incorporating one or more layers of Kevlar; the downside of such tires is that they may be heavier and/or more difficult to fit and remove.
There are specialized bicycle tools for use both in the shop and at the roadside. Many cyclists carry tool kits. These may include a tire patch kit (which, in turn, may contain any combination of a hand pump or CO2 pump, tire levers, spare tubes, self-adhesive patches, or tube-patching material, an adhesive, a piece of sandpaper or a metal grater (for roughing the tube surface to be patched) and sometimes even a block of French chalk), wrenches, hex keys, screwdrivers, and a chain tool. Special, thin wrenches are often required for maintaining various screw-fastened parts, specifically, the frequently lubricated ball-bearing "cones". There are also cycling-specific multi-tools that combine many of these implements into a single compact device. More specialized bicycle components may require more complex tools, including proprietary tools specific for a given manufacturer.
The bicycle has had a considerable effect on human society, in both the cultural and industrial realms.
Around the turn of the 20th century, bicycles reduced crowding in inner-city tenements by allowing workers to commute from more spacious dwellings in the suburbs. They also reduced dependence on horses. Bicycles allowed people to travel for leisure into the country, since bicycles were three times as energy efficient as walking and three to four times as fast.
In built-up cities around the world, urban planning uses cycling infrastructure like bikeways to reduce traffic congestion and air pollution. A number of cities around the world have implemented schemes known as bicycle sharing systems or community bicycle programs. The first of these was the White Bicycle plan in Amsterdam in 1965. It was followed by yellow bicycles in La Rochelle and green bicycles in Cambridge. These initiatives complement public transport systems and offer an alternative to motorized traffic to help reduce congestion and pollution. In Europe, especially in the Netherlands and parts of Germany and Denmark, bicycle commuting is common. In Copenhagen, a cyclists' organization runs a Cycling Embassy that promotes biking for commuting and sightseeing. The United Kingdom has a tax break scheme (IR 176) that allows employees to buy a new bicycle tax free to use for commuting.
In the Netherlands all train stations offer free bicycle parking, or a more secure parking place for a small fee, with the larger stations also offering bicycle repair shops. Cycling is so popular that the parking capacity may be exceeded, while in some places such as Delft the capacity is usually exceeded. In Trondheim in Norway, the Trampe bicycle lift has been developed to encourage cyclists by giving assistance on a steep hill. Buses in many cities have bicycle carriers mounted on the front.
There are towns in some countries where bicycle culture has been an integral part of the landscape for generations, even without much official support. That is the case of Ílhavo, in Portugal.
In cities where bicycles are not integrated into the public transportation system, commuters often use bicycles as elements of a mixed-mode commute, where the bike is used to travel to and from train stations or other forms of rapid transit. Some students who commute several miles drive a car from home to a campus parking lot, then ride a bicycle to class. Folding bicycles are useful in these scenarios, as they are less cumbersome when carried aboard. Los Angeles removed a small amount of seating on some trains to make more room for bicycles and wheel chairs.
Some US companies, notably in the tech sector, are developing both innovative cycle designs and cycle-friendliness in the workplace. Foursquare, whose CEO Dennis Crowley "pedaled to pitch meetings ... [when he] was raising money from venture capitalists" on a two-wheeler, chose a new location for its New York headquarters "based on where biking would be easy". Parking in the office was also integral to HQ planning. Mitchell Moss, who runs the Rudin Center for Transportation Policy & Management at New York University, said in 2012: "Biking has become the mode of choice for the educated high tech worker".
Bicycles offer an important mode of transport in many developing countries. Until recently, bicycles have been a staple of everyday life throughout Asian countries. They are the most frequently used method of transport for commuting to work, school, shopping, and life in general. In Europe, bicycles are commonly used. They also offer a degree of exercise to keep individuals healthy.
Bicycles are also celebrated in the visual arts. An example of this is the Bicycle Film Festival, a film festival hosted all around the world.
Bicycle poverty reduction is the concept that access to bicycles and the transportation infrastructure to support them can dramatically reduce poverty. This has been demonstrated in various pilot projects in South Asia and Africa. Experiments done in Africa (Uganda and Tanzania) and Sri Lanka on hundreds of households have shown that a bicycle can increase the income of a poor family by as much as 35%.
The safety bicycle gave women unprecedented mobility, contributing to their emancipation in Western nations. As bicycles became safer and cheaper, more women had access to the personal freedom that bicycles embodied, and so the bicycle came to symbolize the New Woman of the late 19th century, especially in Britain and the United States. The bicycle craze in the 1890s also led to a movement for so-called rational dress, which helped liberate women from corsets and ankle-length skirts and other restrictive garments, substituting the then-shocking bloomers.
The bicycle was recognized by 19th-century feminists and suffragists as a "freedom machine" for women. American Susan B. Anthony said in a New York World interview on 2 February 1896: "I think it has done more to emancipate woman than any one thing in the world. I rejoice every time I see a woman ride by on a wheel. It gives her a feeling of self-reliance and independence the moment she takes her seat; and away she goes, the picture of untrammelled womanhood." In 1895 Frances Willard, the tightly laced president of the Woman's Christian Temperance Union, wrote A Wheel Within a Wheel: How I Learned to Ride the Bicycle, with Some Reflections by the Way, a 75-page illustrated memoir praising "Gladys", her bicycle, for its "gladdening effect" on her health and political optimism. Willard used a cycling metaphor to urge other suffragists to action.
In 1985, Georgena Terry started the first women-specific bicycle company. Her designs featured frame geometry and wheel sizes chosen to better fit women, with shorter top tubes and more suitable reach.
Bicycle manufacturing proved to be a training ground for other industries and led to the development of advanced metalworking techniques, both for the frames themselves and for special components such as ball bearings, washers, and sprockets. These techniques later enabled skilled metalworkers and mechanics to develop the components used in early automobiles and aircraft.
Wilbur and Orville Wright, a pair of businessmen, ran the Wright Cycle Company which designed, manufactured and sold their bicycles during the bike boom of the 1890s.
They also served to teach the industrial models later adopted, including mechanization and mass production (later copied and adopted by Ford and General Motors), vertical integration (also later copied and adopted by Ford), aggressive advertising (as much as 10% of all advertising in U.S. periodicals in 1898 was by bicycle makers), lobbying for better roads (which had the side benefit of acting as advertising, and of improving sales by providing more places to ride), all first practiced by Pope. In addition, bicycle makers adopted the annual model change (later derided as planned obsolescence, and usually credited to General Motors), which proved very successful.
Early bicycles were an example of conspicuous consumption, being adopted by the fashionable elites. In addition, by serving as a platform for accessories, which could ultimately cost more than the bicycle itself, it paved the way for the likes of the Barbie doll.
Bicycles helped create, or enhance, new kinds of businesses, such as bicycle messengers, traveling seamstresses, riding academies, and racing rinks. Their board tracks were later adapted to early motorcycle and automobile racing. There were a variety of new inventions, such as spoke tighteners, and specialized lights, socks and shoes, and even cameras, such as the Eastman Company's Poco. Probably the best known and most widely used of these inventions, adopted well beyond cycling, is Charles Bennett's Bike Web, which came to be called the jock strap.
They also presaged a move away from public transit that would explode with the introduction of the automobile.
J. K. Starley's company became the Rover Cycle Company Ltd. in the late 1890s, and then renamed the Rover Company when it started making cars. Morris Motors Limited (in Oxford) and Škoda also began in the bicycle business, as did the Wright brothers. Alistair Craig, whose company eventually emerged to become the engine manufacturers Ailsa Craig, also started from manufacturing bicycles, in Glasgow in March 1885.
In general, U.S. and European cycle manufacturers used to assemble cycles from their own frames and components made by other companies, although very large companies (such as Raleigh) used to make almost every part of a bicycle (including bottom brackets, axles, etc.) In recent years, those bicycle makers have greatly changed their methods of production. Now, almost none of them produce their own frames.
Many newer or smaller companies only design and market their products; the actual production is done by Asian companies. For example, some 60% of the world's bicycles are now being made in China. Despite this shift in production, as nations such as China and India become more wealthy, their own use of bicycles has declined due to the increasing affordability of cars and motorcycles. One of the major reasons for the proliferation of Chinese-made bicycles in foreign markets is the lower cost of labor in China.
In line with the European financial crisis, in Italy in 2011 the number of bicycle sales (1.75 million) just passed the number of new car sales.
One of the profound economic implications of bicycle use is that it liberates the user from motor fuel consumption. (Ballantine, 1972) The bicycle is an inexpensive, fast, healthy and environmentally friendly mode of transport. Ivan Illich stated that bicycle use extended the usable physical environment for people, while alternatives such as cars and motorways degraded and confined people's environment and mobility. Currently, two billion bicycles are in use around the world. Children, students, professionals, laborers, civil servants and seniors are pedaling around their communities. They all experience the freedom and the natural opportunity for exercise that the bicycle easily provides. Bicycle also has lowest carbon intensity of travel.
The global bicycle market is $61 billion in 2011. As of 2009, 130 million bicycles were sold every year globally and 66% of them were made in China.
Early in its development, as with automobiles, there were restrictions on the operation of bicycles. Along with advertising, and to gain free publicity, Albert A. Pope litigated on behalf of cyclists.
The 1968 Vienna Convention on Road Traffic of the United Nations considers a bicycle to be a vehicle, and a person controlling a bicycle (whether actually riding or not) is considered an operator. The traffic codes of many countries reflect these definitions and demand that a bicycle satisfy certain legal requirements before it can be used on public roads. In many jurisdictions, it is an offense to use a bicycle that is not in a roadworthy condition.
In some countries, bicycles must have functioning front and rear lights when ridden after dark.
Some countries require child and/or adult cyclists to wear helmets, as this may protect riders from head trauma. Countries which require adult cyclists to wear helmets include Spain, New Zealand and Australia. Mandatory helmet wearing is one of the most controversial topics in the cycling world, with proponents arguing that it reduces head injuries and thus is an acceptable requirement, while opponents argue that by making cycling seem more dangerous and cumbersome, it reduces cyclist numbers on the streets, creating an overall negative health effect (fewer people cycling for their own health, and the remaining cyclists being more exposed through a reversed safety in numbers effect).
Bicycles are popular targets for theft, due to their value and ease of resale. The number of bicycles stolen annually is difficult to quantify as a large number of crimes are not reported. Around 50% of the participants in the Montreal International Journal of Sustainable Transportation survey were subjected to a bicycle theft in their lifetime as active cyclists. Most bicycles have serial numbers that can be recorded to verify identity in case of theft. | [
{
"paragraph_id": 0,
"text": "A bicycle, also called a pedal cycle, bike, push-bike or cycle, is a human-powered or motor-powered assisted, pedal-driven, single-track vehicle, having two wheels attached to a frame, one behind the other. A bicycle rider is called a cyclist, or bicyclist.",
"title": ""
},
{
"paragraph_id": 1,
"text": "Bicycles were introduced in the 19th century in Europe. By the early 21st century there were more than 1 billion. These numbers far exceed the number of cars, both in total and ranked by the number of individual models produced. They are the principal means of transportation in many regions. They also provide a popular form of recreation, and have been adapted for use as children's toys, general fitness, military and police applications, courier services, bicycle racing, and bicycle stunts.",
"title": ""
},
{
"paragraph_id": 2,
"text": "The basic shape and configuration of a typical upright or \"safety bicycle\", has changed little since the first chain-driven model was developed around 1885. However, many details have been improved, especially since the advent of modern materials and computer-aided design. These have allowed for a proliferation of specialized designs for many types of cycling. In the 21st century electric bicycles have become popular.",
"title": ""
},
{
"paragraph_id": 3,
"text": "The bicycle's invention has had an enormous effect on society, both in terms of culture and of advancing modern industrial methods. Several components that played a key role in the development of the automobile were initially invented for use in the bicycle, including ball bearings, pneumatic tires, chain-driven sprockets and tension-spoked wheels.",
"title": ""
},
{
"paragraph_id": 4,
"text": "The word bicycle first appeared in English print in The Daily News in 1868, to describe \"Bysicles and trysicles\" on the \"Champs Elysées and Bois de Boulogne\". The word was first used in 1847 in a French publication to describe an unidentified two-wheeled vehicle, possibly a carriage. The design of the bicycle was an advance on the velocipede, although the words were used with some degree of overlap for a time.",
"title": "Etymology"
},
{
"paragraph_id": 5,
"text": "Other words for bicycle include \"bike\", \"pushbike\", \"pedal cycle\", or \"cycle\". In Unicode, the code point for \"bicycle\" is 0x1F6B2. The entity 🚲 in HTML produces 🚲.",
"title": "Etymology"
},
{
"paragraph_id": 6,
"text": "Although bike and cycle are used interchangeably to refer mostly to two types of two-wheelers, the terms still vary across the world. In India, for example, a cycle refers only to a two-wheeler using pedal power whereas the term bike is used to describe a two-wheeler using internal combustion engine or electric motors as a source of motive power instead of motorcycle/motorbike.",
"title": "Etymology"
},
{
"paragraph_id": 7,
"text": "The \"dandy horse\", also called Draisienne or Laufmaschine (\"running machine\"), was the first human means of transport to use only two wheels in tandem and was invented by the German Baron Karl von Drais. It is regarded as the first bicycle and von Drais is seen as the \"father of the bicycle\", but it did not have pedals. Von Drais introduced it to the public in Mannheim in 1817 and in Paris in 1818. Its rider sat astride a wooden frame supported by two in-line wheels and pushed the vehicle along with his or her feet while steering the front wheel.",
"title": "History"
},
{
"paragraph_id": 8,
"text": "The first mechanically propelled, two-wheeled vehicle may have been built by Kirkpatrick MacMillan, a Scottish blacksmith, in 1839, although the claim is often disputed. He is also associated with the first recorded instance of a cycling traffic offense, when a Glasgow newspaper in 1842 reported an accident in which an anonymous \"gentleman from Dumfries-shire... bestride a velocipede... of ingenious design\" knocked over a little girl in Glasgow and was fined five shillings (equivalent to £25 in 2021).",
"title": "History"
},
{
"paragraph_id": 9,
"text": "In the early 1860s, Frenchmen Pierre Michaux and Pierre Lallement took bicycle design in a new direction by adding a mechanical crank drive with pedals on an enlarged front wheel (the velocipede). This was the first in mass production. Another French inventor named Douglas Grasso had a failed prototype of Pierre Lallement's bicycle several years earlier. Several inventions followed using rear-wheel drive, the best known being the rod-driven velocipede by Scotsman Thomas McCall in 1869. In that same year, bicycle wheels with wire spokes were patented by Eugène Meyer of Paris. The French vélocipède, made of iron and wood, developed into the \"penny-farthing\" (historically known as an \"ordinary bicycle\", a retronym, since there was then no other kind). It featured a tubular steel frame on which were mounted wire-spoked wheels with solid rubber tires. These bicycles were difficult to ride due to their high seat and poor weight distribution. In 1868 Rowley Turner, a sales agent of the Coventry Sewing Machine Company (which soon became the Coventry Machinists Company), brought a Michaux cycle to Coventry, England. His uncle, Josiah Turner, and business partner James Starley, used this as a basis for the 'Coventry Model' in what became Britain's first cycle factory.",
"title": "History"
},
{
"paragraph_id": 10,
"text": "The dwarf ordinary addressed some of these faults by reducing the front wheel diameter and setting the seat further back. This, in turn, required gearing—effected in a variety of ways—to efficiently use pedal power. Having to both pedal and steer via the front wheel remained a problem. Englishman J.K. Starley (nephew of James Starley), J.H. Lawson, and Shergold solved this problem by introducing the chain drive (originated by the unsuccessful \"bicyclette\" of Englishman Henry Lawson), connecting the frame-mounted cranks to the rear wheel. These models were known as safety bicycles, dwarf safeties, or upright bicycles for their lower seat height and better weight distribution, although without pneumatic tires the ride of the smaller-wheeled bicycle would be much rougher than that of the larger-wheeled variety. Starley's 1885 Rover, manufactured in Coventry is usually described as the first recognizably modern bicycle. Soon the seat tube was added which created the modern bike's double-triangle diamond frame.",
"title": "History"
},
{
"paragraph_id": 11,
"text": "Further innovations increased comfort and ushered in a second bicycle craze, the 1890s Golden Age of Bicycles. In 1888, Scotsman John Boyd Dunlop introduced the first practical pneumatic tire, which soon became universal. Willie Hume demonstrated the supremacy of Dunlop's tyres in 1889, winning the tyre's first-ever races in Ireland and then England. Soon after, the rear freewheel was developed, enabling the rider to coast. This refinement led to the 1890s invention of coaster brakes. Dérailleur gears and hand-operated Bowden cable-pull brakes were also developed during these years, but were only slowly adopted by casual riders.",
"title": "History"
},
{
"paragraph_id": 12,
"text": "The Svea Velocipede with vertical pedal arrangement and locking hubs was introduced in 1892 by the Swedish engineers Fredrik Ljungström and Birger Ljungström. It attracted attention at the World Fair and was produced in a few thousand units.",
"title": "History"
},
{
"paragraph_id": 13,
"text": "In the 1870s many cycling clubs flourished. They were popular in a time when there were no cars on the market and the principal mode of transportation was horse-drawn vehicles, such the horse and buggy or the horsecar. Among the earliest clubs was The Bicycle Touring Club, which has operated since 1878. By the turn of the century, cycling clubs flourished on both sides of the Atlantic, and touring and racing became widely popular. The Raleigh Bicycle Company was founded in Nottingham, England in 1888. It became the biggest bicycle manufacturing company in the world, making over two million bikes per year.",
"title": "History"
},
{
"paragraph_id": 14,
"text": "Bicycles and horse buggies were the two mainstays of private transportation just prior to the automobile, and the grading of smooth roads in the late 19th century was stimulated by the widespread advertising, production, and use of these devices. More than 1 billion bicycles have been manufactured worldwide as of the early 21st century. Bicycles are the most common vehicle of any kind in the world, and the most numerous model of any kind of vehicle, whether human-powered or motor vehicle, is the Chinese Flying Pigeon, with numbers exceeding 500 million. The next most numerous vehicle, the Honda Super Cub motorcycle, has more than 100 million units made, while most produced car, the Toyota Corolla, has reached 44 million and counting.",
"title": "History"
},
{
"paragraph_id": 15,
"text": "Bicycles are used for transportation, bicycle commuting, and utility cycling. They are also used professionally by mail carriers, paramedics, police, messengers, and general delivery services. Military uses of bicycles include communications, reconnaissance, troop movement, supply of provisions, and patrol, such as in bicycle infantries.",
"title": "Uses"
},
{
"paragraph_id": 16,
"text": "They are also used for recreational purposes, including bicycle touring, mountain biking, physical fitness, and play. Bicycle sports include racing, BMX racing, track racing, criterium, roller racing, sportives and time trials. Major multi-stage professional events are the Giro d'Italia, the Tour de France, the Vuelta a España, the Tour de Pologne, and the Volta a Portugal. They are also used for entertainment and pleasure in other ways, such as in organised mass rides, artistic cycling and freestyle BMX.",
"title": "Uses"
},
{
"paragraph_id": 17,
"text": "The bicycle has undergone continual adaptation and improvement since its inception. These innovations have continued with the advent of modern materials and computer-aided design, allowing for a proliferation of specialized bicycle types, improved bicycle safety, and riding comfort.",
"title": "Technical aspects"
},
{
"paragraph_id": 18,
"text": "Bicycles can be categorized in many different ways: by function, by number of riders, by general construction, by gearing or by means of propulsion. The more common types include utility bicycles, mountain bicycles, racing bicycles, touring bicycles, hybrid bicycles, cruiser bicycles, and BMX bikes. Less common are tandems, low riders, tall bikes, fixed gear, folding models, amphibious bicycles, cargo bikes, recumbents and electric bicycles.",
"title": "Technical aspects"
},
{
"paragraph_id": 19,
"text": "Unicycles, tricycles and quadracycles are not strictly bicycles, as they have respectively one, three and four wheels, but are often referred to informally as \"bikes\" or \"cycles\".",
"title": "Technical aspects"
},
{
"paragraph_id": 20,
"text": "A bicycle stays upright while moving forward by being steered so as to keep its center of mass over the wheels. This steering is usually provided by the rider, but under certain conditions may be provided by the bicycle itself.",
"title": "Technical aspects"
},
{
"paragraph_id": 21,
"text": "The combined center of mass of a bicycle and its rider must lean into a turn to successfully navigate it. This lean is induced by a method known as countersteering, which can be performed by the rider turning the handlebars directly with the hands or indirectly by leaning the bicycle.",
"title": "Technical aspects"
},
{
"paragraph_id": 22,
"text": "Short-wheelbase or tall bicycles, when braking, can generate enough stopping force at the front wheel to flip longitudinally. The act of purposefully using this force to lift the rear wheel and balance on the front without tipping over is a trick known as a stoppie, endo, or front wheelie.",
"title": "Technical aspects"
},
{
"paragraph_id": 23,
"text": "The bicycle is extraordinarily efficient in both biological and mechanical terms. The bicycle is the most efficient human-powered means of transportation in terms of energy a person must expend to travel a given distance. From a mechanical viewpoint, up to 99% of the energy delivered by the rider into the pedals is transmitted to the wheels, although the use of gearing mechanisms may reduce this by 10–15%. In terms of the ratio of cargo weight a bicycle can carry to total weight, it is also an efficient means of cargo transportation.",
"title": "Technical aspects"
},
{
"paragraph_id": 24,
"text": "A human traveling on a bicycle at low to medium speeds of around 16–24 km/h (10–15 mph) uses only the power required to walk. Air drag, which is proportional to the square of speed, requires dramatically higher power outputs as speeds increase. If the rider is sitting upright, the rider's body creates about 75% of the total drag of the bicycle/rider combination. Drag can be reduced by seating the rider in a more aerodynamically streamlined position. Drag can also be reduced by covering the bicycle with an aerodynamic fairing. The fastest recorded unpaced speed on a flat surface is 144.18 km/h (89.59 mph).",
"title": "Technical aspects"
},
{
"paragraph_id": 25,
"text": "In addition, the carbon dioxide generated in the production and transportation of the food required by the bicyclist, per mile traveled, is less than 1⁄10 that generated by energy efficient motorcars.",
"title": "Technical aspects"
},
{
"paragraph_id": 26,
"text": "The great majority of modern bicycles have a frame with upright seating that looks much like the first chain-driven bike. These upright bicycles almost always feature the diamond frame, a truss consisting of two triangles: the front triangle and the rear triangle. The front triangle consists of the head tube, top tube, down tube, and seat tube. The head tube contains the headset, the set of bearings that allows the fork to turn smoothly for steering and balance. The top tube connects the head tube to the seat tube at the top, and the down tube connects the head tube to the bottom bracket. The rear triangle consists of the seat tube and paired chain stays and seat stays. The chain stays run parallel to the chain, connecting the bottom bracket to the rear dropout, where the axle for the rear wheel is held. The seat stays connect the top of the seat tube (at or near the same point as the top tube) to the rear fork ends.",
"title": "Parts"
},
{
"paragraph_id": 27,
"text": "Historically, women's bicycle frames had a top tube that connected in the middle of the seat tube instead of the top, resulting in a lower standover height at the expense of compromised structural integrity, since this places a strong bending load in the seat tube, and bicycle frame members are typically weak in bending. This design, referred to as a step-through frame or as an open frame, allows the rider to mount and dismount in a dignified way while wearing a skirt or dress. While some women's bicycles continue to use this frame style, there is also a variation, the mixte, which splits the top tube laterally into two thinner top tubes that bypass the seat tube on each side and connect to the rear fork ends. The ease of stepping through is also appreciated by those with limited flexibility or other joint problems. Because of its persistent image as a \"women's\" bicycle, step-through frames are not common for larger frames.",
"title": "Parts"
},
{
"paragraph_id": 28,
"text": "Step-throughs were popular partly for practical reasons and partly for social mores of the day. For most of the history of bicycles' popularity women have worn long skirts, and the lower frame accommodated these better than the top-tube. Furthermore, it was considered \"unladylike\" for women to open their legs to mount and dismount—in more conservative times women who rode bicycles at all were vilified as immoral or immodest. These practices were akin to the older practice of riding horse sidesaddle.",
"title": "Parts"
},
{
"paragraph_id": 29,
"text": "Another style is the recumbent bicycle. These are inherently more aerodynamic than upright versions, as the rider may lean back onto a support and operate pedals that are on about the same level as the seat. The world's fastest bicycle is a recumbent bicycle but this type was banned from competition in 1934 by the Union Cycliste Internationale.",
"title": "Parts"
},
{
"paragraph_id": 30,
"text": "Historically, materials used in bicycles have followed a similar pattern as in aircraft, the goal being high strength and low weight. Since the late 1930s alloy steels have been used for frame and fork tubes in higher quality machines. By the 1980s aluminum welding techniques had improved to the point that aluminum tube could safely be used in place of steel. Since then aluminum alloy frames and other components have become popular due to their light weight, and most mid-range bikes are now principally aluminum alloy of some kind. More expensive bikes use carbon fibre due to its significantly lighter weight and profiling ability, allowing designers to make a bike both stiff and compliant by manipulating the lay-up. Virtually all professional racing bicycles now use carbon fibre frames, as they have the best strength to weight ratio. A typical modern carbon fiber frame can weighs less than 1 kilogram (2.2 lb).",
"title": "Parts"
},
{
"paragraph_id": 31,
"text": "Other exotic frame materials include titanium and advanced alloys. Bamboo, a natural composite material with high strength-to-weight ratio and stiffness has been used for bicycles since 1894. Recent versions use bamboo for the primary frame with glued metal connections and parts, priced as exotic models.",
"title": "Parts"
},
{
"paragraph_id": 32,
"text": "The drivetrain begins with pedals which rotate the cranks, which are held in axis by the bottom bracket. Most bicycles use a chain to transmit power to the rear wheel. A very small number of bicycles use a shaft drive to transmit power, or special belts. Hydraulic bicycle transmissions have been built, but they are currently inefficient and complex.",
"title": "Parts"
},
{
"paragraph_id": 33,
"text": "Since cyclists' legs are most efficient over a narrow range of pedaling speeds, or cadence, a variable gear ratio helps a cyclist to maintain an optimum pedalling speed while covering varied terrain. Some, mainly utility, bicycles use hub gears with between 3 and 14 ratios, but most use the generally more efficient dérailleur system, by which the chain is moved between different cogs called chainrings and sprockets to select a ratio. A dérailleur system normally has two dérailleurs, or mechs, one at the front to select the chainring and another at the back to select the sprocket. Most bikes have two or three chainrings, and from 5 to 11 sprockets on the back, with the number of theoretical gears calculated by multiplying front by back. In reality, many gears overlap or require the chain to run diagonally, so the number of usable gears is fewer.",
"title": "Parts"
},
{
"paragraph_id": 34,
"text": "An alternative to chaindrive is to use a synchronous belt. These are toothed and work much the same as a chain—popular with commuters and long distance cyclists they require little maintenance. They cannot be shifted across a cassette of sprockets, and are used either as single speed or with a hub gear.",
"title": "Parts"
},
{
"paragraph_id": 35,
"text": "Different gears and ranges of gears are appropriate for different people and styles of cycling. Multi-speed bicycles allow gear selection to suit the circumstances: a cyclist could use a high gear when cycling downhill, a medium gear when cycling on a flat road, and a low gear when cycling uphill. In a lower gear every turn of the pedals leads to fewer rotations of the rear wheel. This allows the energy required to move the same distance to be distributed over more pedal turns, reducing fatigue when riding uphill, with a heavy load, or against strong winds. A higher gear allows a cyclist to make fewer pedal turns to maintain a given speed, but with more effort per turn of the pedals.",
"title": "Parts"
},
{
"paragraph_id": 36,
"text": "With a chain drive transmission, a chainring attached to a crank drives the chain, which in turn rotates the rear wheel via the rear sprocket(s) (cassette or freewheel). There are four gearing options: two-speed hub gear integrated with chain ring, up to 3 chain rings, up to 11 sprockets, hub gear built into rear wheel (3-speed to 14-speed). The most common options are either a rear hub or multiple chain rings combined with multiple sprockets (other combinations of options are possible but less common).",
"title": "Parts"
},
{
"paragraph_id": 37,
"text": "The handlebars connect to the stem that connects to the fork that connects to the front wheel, and the whole assembly connects to the bike and rotates about the steering axis via the headset bearings. Three styles of handlebar are common. Upright handlebars, the norm in Europe and elsewhere until the 1970s, curve gently back toward the rider, offering a natural grip and comfortable upright position. Drop handlebars \"drop\" as they curve forward and down, offering the cyclist best braking power from a more aerodynamic \"crouched\" position, as well as more upright positions in which the hands grip the brake lever mounts, the forward curves, or the upper flat sections for increasingly upright postures. Mountain bikes generally feature a 'straight handlebar' or 'riser bar' with varying degrees of sweep backward and centimeters rise upwards, as well as wider widths which can provide better handling due to increased leverage against the wheel.",
"title": "Parts"
},
{
"paragraph_id": 38,
"text": "Saddles also vary with rider preference, from the cushioned ones favored by short-distance riders to narrower saddles which allow more room for leg swings. Comfort depends on riding position. With comfort bikes and hybrids, cyclists sit high over the seat, their weight directed down onto the saddle, such that a wider and more cushioned saddle is preferable. For racing bikes where the rider is bent over, weight is more evenly distributed between the handlebars and saddle, the hips are flexed, and a narrower and harder saddle is more efficient. Differing saddle designs exist for male and female cyclists, accommodating the genders' differing anatomies and sit bone width measurements, although bikes typically are sold with saddles most appropriate for men. Suspension seat posts and seat springs provide comfort by absorbing shock but can add to the overall weight of the bicycle.",
"title": "Parts"
},
{
"paragraph_id": 39,
"text": "A recumbent bicycle has a reclined chair-like seat that some riders find more comfortable than a saddle, especially riders who suffer from certain types of seat, back, neck, shoulder, or wrist pain. Recumbent bicycles may have either under-seat or over-seat steering.",
"title": "Parts"
},
{
"paragraph_id": 40,
"text": "Bicycle brakes may be rim brakes, in which friction pads are compressed against the wheel rims; hub brakes, where the mechanism is contained within the wheel hub, or disc brakes, where pads act on a rotor attached to the hub. Most road bicycles use rim brakes, but some use disk brakes. Disc brakes are more common for mountain bikes, tandems and recumbent bicycles than on other types of bicycles, due to their increased power, coupled with an increased weight and complexity.",
"title": "Parts"
},
{
"paragraph_id": 41,
"text": "With hand-operated brakes, force is applied to brake levers mounted on the handlebars and transmitted via Bowden cables or hydraulic lines to the friction pads, which apply pressure to the braking surface, causing friction which slows the bicycle down. A rear hub brake may be either hand-operated or pedal-actuated, as in the back pedal coaster brakes which were popular in North America until the 1960s.",
"title": "Parts"
},
{
"paragraph_id": 42,
"text": "Track bicycles do not have brakes, because all riders ride in the same direction around a track which does not necessitate sharp deceleration. Track riders are still able to slow down because all track bicycles are fixed-gear, meaning that there is no freewheel. Without a freewheel, coasting is impossible, so when the rear wheel is moving, the cranks are moving. To slow down, the rider applies resistance to the pedals, acting as a braking system which can be as effective as a conventional rear wheel brake, but not as effective as a front wheel brake.",
"title": "Parts"
},
{
"paragraph_id": 43,
"text": "Bicycle suspension refers to the system or systems used to suspend the rider and all or part of the bicycle. This serves two purposes: to keep the wheels in continuous contact with the ground, improving control, and to isolate the rider and luggage from jarring due to rough surfaces, improving comfort.",
"title": "Parts"
},
{
"paragraph_id": 44,
"text": "Bicycle suspensions are used primarily on mountain bicycles, but are also common on hybrid bicycles, as they can help deal with problematic vibration from poor surfaces. Suspension is especially important on recumbent bicycles, since while an upright bicycle rider can stand on the pedals to achieve some of the benefits of suspension, a recumbent rider cannot.",
"title": "Parts"
},
{
"paragraph_id": 45,
"text": "Basic mountain bicycles and hybrids usually have front suspension only, whilst more sophisticated ones also have rear suspension. Road bicycles tend to have no suspension.",
"title": "Parts"
},
{
"paragraph_id": 46,
"text": "The wheel axle fits into fork ends in the frame and fork. A pair of wheels may be called a wheelset, especially in the context of ready-built \"off the shelf\", performance-oriented wheels.",
"title": "Parts"
},
{
"paragraph_id": 47,
"text": "Tires vary enormously depending on their intended purpose. Road bicycles use tires 18 to 25 millimeters wide, most often completely smooth, or slick, and inflated to high pressure to roll fast on smooth surfaces. Off-road tires are usually between 38 and 64 mm (1.5 and 2.5 in) wide, and have treads for gripping in muddy conditions or metal studs for ice.",
"title": "Parts"
},
{
"paragraph_id": 48,
"text": "Groupset generally refers to all of the components that make up a bicycle excluding the bicycle frame, fork, stem, wheels, tires, and rider contact points, such as the saddle and handlebars.",
"title": "Parts"
},
{
"paragraph_id": 49,
"text": "Some components, which are often optional accessories on sports bicycles, are standard features on utility bicycles to enhance their usefulness, comfort, safety and visibility. Fenders with spoilers (mudflaps) protect the cyclist and moving parts from spray when riding through wet areas. In some countries (e.g. Germany, UK), fenders are called mudguards. The chainguards protect clothes from oil on the chain while preventing clothing from being caught between the chain and crankset teeth. Kick stands keep bicycles upright when parked, and bike locks deter theft. Front-mounted baskets, front or rear luggage carriers or racks, and panniers mounted above either or both wheels can be used to carry equipment or cargo. Pegs can be fastened to one, or both of the wheel hubs to either help the rider perform certain tricks, or allow a place for extra riders to stand, or rest. Parents sometimes add rear-mounted child seats, an auxiliary saddle fitted to the crossbar, or both to transport children. Bicycles can also be fitted with a hitch to tow a trailer for carrying cargo, a child, or both.",
"title": "Parts"
},
{
"paragraph_id": 50,
"text": "Toe-clips and toestraps and clipless pedals help keep the foot locked in the proper pedal position and enable cyclists to pull and push the pedals. Technical accessories include cyclocomputers for measuring speed, distance, heart rate, GPS data etc. Other accessories include lights, reflectors, mirrors, racks, trailers, bags, water bottles and cages, and bell. Bicycle lights, reflectors, and helmets are required by law in some geographic regions depending on the legal code. It is more common to see bicycles with bottle generators, dynamos, lights, fenders, racks and bells in Europe. Bicyclists also have specialized form fitting and high visibility clothing.",
"title": "Parts"
},
{
"paragraph_id": 51,
"text": "Children's bicycles may be outfitted with cosmetic enhancements such as bike horns, streamers, and spoke beads. Training wheels are sometimes used when learning to ride, but a dedicated balance bike teaches independent riding more effectively.",
"title": "Parts"
},
{
"paragraph_id": 52,
"text": "Bicycle helmets can reduce injury in the event of a collision or accident, and a suitable helmet is legally required of riders in many jurisdictions. Helmets may be classified as an accessory or as an item of clothing.",
"title": "Parts"
},
{
"paragraph_id": 53,
"text": "Bike trainers are used to enable cyclists to cycle while the bike remains stationary. They are frequently used to warm up before races or indoors when riding conditions are unfavorable.",
"title": "Parts"
},
{
"paragraph_id": 54,
"text": "A number of formal and industry standards exist for bicycle components to help make spare parts exchangeable and to maintain a minimum product safety.",
"title": "Parts"
},
{
"paragraph_id": 55,
"text": "The International Organization for Standardization (ISO) has a special technical committee for cycles, TC149, that has the scope of \"Standardization in the field of cycles, their components and accessories with particular reference to terminology, testing methods and requirements for performance and safety, and interchangeability\".",
"title": "Parts"
},
{
"paragraph_id": 56,
"text": "The European Committee for Standardization (CEN) also has a specific Technical Committee, TC333, that defines European standards for cycles. Their mandate states that EN cycle standards shall harmonize with ISO standards. Some CEN cycle standards were developed before ISO published their standards, leading to strong European influences in this area. European cycle standards tend to describe minimum safety requirements, while ISO standards have historically harmonized parts geometry.",
"title": "Parts"
},
{
"paragraph_id": 57,
"text": "Like all devices with mechanical moving parts, bicycles require a certain amount of regular maintenance and replacement of worn parts. A bicycle is relatively simple compared with a car, so some cyclists choose to do at least part of the maintenance themselves. Some components are easy to handle using relatively simple tools, while other components may require specialist manufacturer-dependent tools.",
"title": "Maintenance and repair"
},
{
"paragraph_id": 58,
"text": "Many bicycle components are available at several different price/quality points; manufacturers generally try to keep all components on any particular bike at about the same quality level, though at the very cheap end of the market there may be some skimping on less obvious components (e.g. bottom bracket).",
"title": "Maintenance and repair"
},
{
"paragraph_id": 59,
"text": "The most basic maintenance item is keeping the tires correctly inflated; this can make a noticeable difference as to how the bike feels to ride. Bicycle tires usually have a marking on the sidewall indicating the pressure appropriate for that tire. Bicycles use much higher pressures than cars: car tires are normally in the range of 30 to 40 pounds per square inch (210 to 280 kPa), whereas bicycle tires are normally in the range of 60 to 100 pounds per square inch (410 to 690 kPa).",
"title": "Maintenance and repair"
},
{
"paragraph_id": 60,
"text": "Another basic maintenance item is regular lubrication of the chain and pivot points for derailleurs and brake components. Most of the bearings on a modern bike are sealed and grease-filled and require little or no attention; such bearings will usually last for 10,000 miles (16,000 km) or more. The crank bearings require periodic maintenance, which involves removing, cleaning and repacking with the correct grease.",
"title": "Maintenance and repair"
},
{
"paragraph_id": 61,
"text": "The chain and the brake blocks are the components which wear out most quickly, so these need to be checked from time to time, typically every 500 miles (800 km) or so. Most local bike shops will do such checks for free. Note that when a chain becomes badly worn it will also wear out the rear cogs/cassette and eventually the chain ring(s), so replacing a chain when only moderately worn will prolong the life of other components.",
"title": "Maintenance and repair"
},
{
"paragraph_id": 62,
"text": "Over the longer term, tires do wear out, after 2,000 to 5,000 miles (3,200 to 8,000 km); a rash of punctures is often the most visible sign of a worn tire.",
"title": "Maintenance and repair"
},
{
"paragraph_id": 63,
"text": "Very few bicycle components can actually be repaired; replacement of the failing component is the normal practice.",
"title": "Maintenance and repair"
},
{
"paragraph_id": 64,
"text": "The most common roadside problem is a puncture. After removing the offending nail/tack/thorn/glass shard/etc., there are two approaches: either mend the puncture by the roadside, or replace the inner tube and then mend the puncture in the comfort of home. Some brands of tires are much more puncture-resistant than others, often incorporating one or more layers of Kevlar; the downside of such tires is that they may be heavier and/or more difficult to fit and remove.",
"title": "Maintenance and repair"
},
{
"paragraph_id": 65,
"text": "There are specialized bicycle tools for use both in the shop and at the roadside. Many cyclists carry tool kits. These may include a tire patch kit (which, in turn, may contain any combination of a hand pump or CO2 pump, tire levers, spare tubes, self-adhesive patches, or tube-patching material, an adhesive, a piece of sandpaper or a metal grater (for roughing the tube surface to be patched) and sometimes even a block of French chalk), wrenches, hex keys, screwdrivers, and a chain tool. Special, thin wrenches are often required for maintaining various screw-fastened parts, specifically, the frequently lubricated ball-bearing \"cones\". There are also cycling-specific multi-tools that combine many of these implements into a single compact device. More specialized bicycle components may require more complex tools, including proprietary tools specific for a given manufacturer.",
"title": "Maintenance and repair"
},
{
"paragraph_id": 66,
"text": "The bicycle has had a considerable effect on human society, in both the cultural and industrial realms.",
"title": "Social and historical aspects"
},
{
"paragraph_id": 67,
"text": "Around the turn of the 20th century, bicycles reduced crowding in inner-city tenements by allowing workers to commute from more spacious dwellings in the suburbs. They also reduced dependence on horses. Bicycles allowed people to travel for leisure into the country, since bicycles were three times as energy efficient as walking and three to four times as fast.",
"title": "Social and historical aspects"
},
{
"paragraph_id": 68,
"text": "In built-up cities around the world, urban planning uses cycling infrastructure like bikeways to reduce traffic congestion and air pollution. A number of cities around the world have implemented schemes known as bicycle sharing systems or community bicycle programs. The first of these was the White Bicycle plan in Amsterdam in 1965. It was followed by yellow bicycles in La Rochelle and green bicycles in Cambridge. These initiatives complement public transport systems and offer an alternative to motorized traffic to help reduce congestion and pollution. In Europe, especially in the Netherlands and parts of Germany and Denmark, bicycle commuting is common. In Copenhagen, a cyclists' organization runs a Cycling Embassy that promotes biking for commuting and sightseeing. The United Kingdom has a tax break scheme (IR 176) that allows employees to buy a new bicycle tax free to use for commuting.",
"title": "Social and historical aspects"
},
{
"paragraph_id": 69,
"text": "In the Netherlands all train stations offer free bicycle parking, or a more secure parking place for a small fee, with the larger stations also offering bicycle repair shops. Cycling is so popular that the parking capacity may be exceeded, while in some places such as Delft the capacity is usually exceeded. In Trondheim in Norway, the Trampe bicycle lift has been developed to encourage cyclists by giving assistance on a steep hill. Buses in many cities have bicycle carriers mounted on the front.",
"title": "Social and historical aspects"
},
{
"paragraph_id": 70,
"text": "There are towns in some countries where bicycle culture has been an integral part of the landscape for generations, even without much official support. That is the case of Ílhavo, in Portugal.",
"title": "Social and historical aspects"
},
{
"paragraph_id": 71,
"text": "In cities where bicycles are not integrated into the public transportation system, commuters often use bicycles as elements of a mixed-mode commute, where the bike is used to travel to and from train stations or other forms of rapid transit. Some students who commute several miles drive a car from home to a campus parking lot, then ride a bicycle to class. Folding bicycles are useful in these scenarios, as they are less cumbersome when carried aboard. Los Angeles removed a small amount of seating on some trains to make more room for bicycles and wheel chairs.",
"title": "Social and historical aspects"
},
{
"paragraph_id": 72,
"text": "Some US companies, notably in the tech sector, are developing both innovative cycle designs and cycle-friendliness in the workplace. Foursquare, whose CEO Dennis Crowley \"pedaled to pitch meetings ... [when he] was raising money from venture capitalists\" on a two-wheeler, chose a new location for its New York headquarters \"based on where biking would be easy\". Parking in the office was also integral to HQ planning. Mitchell Moss, who runs the Rudin Center for Transportation Policy & Management at New York University, said in 2012: \"Biking has become the mode of choice for the educated high tech worker\".",
"title": "Social and historical aspects"
},
{
"paragraph_id": 73,
"text": "Bicycles offer an important mode of transport in many developing countries. Until recently, bicycles have been a staple of everyday life throughout Asian countries. They are the most frequently used method of transport for commuting to work, school, shopping, and life in general. In Europe, bicycles are commonly used. They also offer a degree of exercise to keep individuals healthy.",
"title": "Social and historical aspects"
},
{
"paragraph_id": 74,
"text": "Bicycles are also celebrated in the visual arts. An example of this is the Bicycle Film Festival, a film festival hosted all around the world.",
"title": "Social and historical aspects"
},
{
"paragraph_id": 75,
"text": "Bicycle poverty reduction is the concept that access to bicycles and the transportation infrastructure to support them can dramatically reduce poverty. This has been demonstrated in various pilot projects in South Asia and Africa. Experiments done in Africa (Uganda and Tanzania) and Sri Lanka on hundreds of households have shown that a bicycle can increase the income of a poor family by as much as 35%.",
"title": "Social and historical aspects"
},
{
"paragraph_id": 76,
"text": "The safety bicycle gave women unprecedented mobility, contributing to their emancipation in Western nations. As bicycles became safer and cheaper, more women had access to the personal freedom that bicycles embodied, and so the bicycle came to symbolize the New Woman of the late 19th century, especially in Britain and the United States. The bicycle craze in the 1890s also led to a movement for so-called rational dress, which helped liberate women from corsets and ankle-length skirts and other restrictive garments, substituting the then-shocking bloomers.",
"title": "Social and historical aspects"
},
{
"paragraph_id": 77,
"text": "The bicycle was recognized by 19th-century feminists and suffragists as a \"freedom machine\" for women. American Susan B. Anthony said in a New York World interview on 2 February 1896: \"I think it has done more to emancipate woman than any one thing in the world. I rejoice every time I see a woman ride by on a wheel. It gives her a feeling of self-reliance and independence the moment she takes her seat; and away she goes, the picture of untrammelled womanhood.\" In 1895 Frances Willard, the tightly laced president of the Woman's Christian Temperance Union, wrote A Wheel Within a Wheel: How I Learned to Ride the Bicycle, with Some Reflections by the Way, a 75-page illustrated memoir praising \"Gladys\", her bicycle, for its \"gladdening effect\" on her health and political optimism. Willard used a cycling metaphor to urge other suffragists to action.",
"title": "Social and historical aspects"
},
{
"paragraph_id": 78,
"text": "In 1985, Georgena Terry started the first women-specific bicycle company. Her designs featured frame geometry and wheel sizes chosen to better fit women, with shorter top tubes and more suitable reach.",
"title": "Social and historical aspects"
},
{
"paragraph_id": 79,
"text": "Bicycle manufacturing proved to be a training ground for other industries and led to the development of advanced metalworking techniques, both for the frames themselves and for special components such as ball bearings, washers, and sprockets. These techniques later enabled skilled metalworkers and mechanics to develop the components used in early automobiles and aircraft.",
"title": "Social and historical aspects"
},
{
"paragraph_id": 80,
"text": "Wilbur and Orville Wright, a pair of businessmen, ran the Wright Cycle Company which designed, manufactured and sold their bicycles during the bike boom of the 1890s.",
"title": "Social and historical aspects"
},
{
"paragraph_id": 81,
"text": "They also served to teach the industrial models later adopted, including mechanization and mass production (later copied and adopted by Ford and General Motors), vertical integration (also later copied and adopted by Ford), aggressive advertising (as much as 10% of all advertising in U.S. periodicals in 1898 was by bicycle makers), lobbying for better roads (which had the side benefit of acting as advertising, and of improving sales by providing more places to ride), all first practiced by Pope. In addition, bicycle makers adopted the annual model change (later derided as planned obsolescence, and usually credited to General Motors), which proved very successful.",
"title": "Social and historical aspects"
},
{
"paragraph_id": 82,
"text": "Early bicycles were an example of conspicuous consumption, being adopted by the fashionable elites. In addition, by serving as a platform for accessories, which could ultimately cost more than the bicycle itself, it paved the way for the likes of the Barbie doll.",
"title": "Social and historical aspects"
},
{
"paragraph_id": 83,
"text": "Bicycles helped create, or enhance, new kinds of businesses, such as bicycle messengers, traveling seamstresses, riding academies, and racing rinks. Their board tracks were later adapted to early motorcycle and automobile racing. There were a variety of new inventions, such as spoke tighteners, and specialized lights, socks and shoes, and even cameras, such as the Eastman Company's Poco. Probably the best known and most widely used of these inventions, adopted well beyond cycling, is Charles Bennett's Bike Web, which came to be called the jock strap.",
"title": "Social and historical aspects"
},
{
"paragraph_id": 84,
"text": "They also presaged a move away from public transit that would explode with the introduction of the automobile.",
"title": "Social and historical aspects"
},
{
"paragraph_id": 85,
"text": "J. K. Starley's company became the Rover Cycle Company Ltd. in the late 1890s, and then renamed the Rover Company when it started making cars. Morris Motors Limited (in Oxford) and Škoda also began in the bicycle business, as did the Wright brothers. Alistair Craig, whose company eventually emerged to become the engine manufacturers Ailsa Craig, also started from manufacturing bicycles, in Glasgow in March 1885.",
"title": "Social and historical aspects"
},
{
"paragraph_id": 86,
"text": "In general, U.S. and European cycle manufacturers used to assemble cycles from their own frames and components made by other companies, although very large companies (such as Raleigh) used to make almost every part of a bicycle (including bottom brackets, axles, etc.) In recent years, those bicycle makers have greatly changed their methods of production. Now, almost none of them produce their own frames.",
"title": "Social and historical aspects"
},
{
"paragraph_id": 87,
"text": "Many newer or smaller companies only design and market their products; the actual production is done by Asian companies. For example, some 60% of the world's bicycles are now being made in China. Despite this shift in production, as nations such as China and India become more wealthy, their own use of bicycles has declined due to the increasing affordability of cars and motorcycles. One of the major reasons for the proliferation of Chinese-made bicycles in foreign markets is the lower cost of labor in China.",
"title": "Social and historical aspects"
},
{
"paragraph_id": 88,
"text": "In line with the European financial crisis, in Italy in 2011 the number of bicycle sales (1.75 million) just passed the number of new car sales.",
"title": "Social and historical aspects"
},
{
"paragraph_id": 89,
"text": "One of the profound economic implications of bicycle use is that it liberates the user from motor fuel consumption. (Ballantine, 1972) The bicycle is an inexpensive, fast, healthy and environmentally friendly mode of transport. Ivan Illich stated that bicycle use extended the usable physical environment for people, while alternatives such as cars and motorways degraded and confined people's environment and mobility. Currently, two billion bicycles are in use around the world. Children, students, professionals, laborers, civil servants and seniors are pedaling around their communities. They all experience the freedom and the natural opportunity for exercise that the bicycle easily provides. Bicycle also has lowest carbon intensity of travel.",
"title": "Social and historical aspects"
},
{
"paragraph_id": 90,
"text": "The global bicycle market is $61 billion in 2011. As of 2009, 130 million bicycles were sold every year globally and 66% of them were made in China.",
"title": "Social and historical aspects"
},
{
"paragraph_id": 91,
"text": "Early in its development, as with automobiles, there were restrictions on the operation of bicycles. Along with advertising, and to gain free publicity, Albert A. Pope litigated on behalf of cyclists.",
"title": "Social and historical aspects"
},
{
"paragraph_id": 92,
"text": "The 1968 Vienna Convention on Road Traffic of the United Nations considers a bicycle to be a vehicle, and a person controlling a bicycle (whether actually riding or not) is considered an operator. The traffic codes of many countries reflect these definitions and demand that a bicycle satisfy certain legal requirements before it can be used on public roads. In many jurisdictions, it is an offense to use a bicycle that is not in a roadworthy condition.",
"title": "Social and historical aspects"
},
{
"paragraph_id": 93,
"text": "In some countries, bicycles must have functioning front and rear lights when ridden after dark.",
"title": "Social and historical aspects"
},
{
"paragraph_id": 94,
"text": "Some countries require child and/or adult cyclists to wear helmets, as this may protect riders from head trauma. Countries which require adult cyclists to wear helmets include Spain, New Zealand and Australia. Mandatory helmet wearing is one of the most controversial topics in the cycling world, with proponents arguing that it reduces head injuries and thus is an acceptable requirement, while opponents argue that by making cycling seem more dangerous and cumbersome, it reduces cyclist numbers on the streets, creating an overall negative health effect (fewer people cycling for their own health, and the remaining cyclists being more exposed through a reversed safety in numbers effect).",
"title": "Social and historical aspects"
},
{
"paragraph_id": 95,
"text": "Bicycles are popular targets for theft, due to their value and ease of resale. The number of bicycles stolen annually is difficult to quantify as a large number of crimes are not reported. Around 50% of the participants in the Montreal International Journal of Sustainable Transportation survey were subjected to a bicycle theft in their lifetime as active cyclists. Most bicycles have serial numbers that can be recorded to verify identity in case of theft.",
"title": "Social and historical aspects"
}
] | A bicycle, also called a pedal cycle, bike, push-bike or cycle, is a human-powered or motor-powered assisted, pedal-driven, single-track vehicle, having two wheels attached to a frame, one behind the other. A bicycle rider is called a cyclist, or bicyclist. Bicycles were introduced in the 19th century in Europe. By the early 21st century there were more than 1 billion. These numbers far exceed the number of cars, both in total and ranked by the number of individual models produced. They are the principal means of transportation in many regions. They also provide a popular form of recreation, and have been adapted for use as children's toys, general fitness, military and police applications, courier services, bicycle racing, and bicycle stunts. The basic shape and configuration of a typical upright or "safety bicycle", has changed little since the first chain-driven model was developed around 1885. However, many details have been improved, especially since the advent of modern materials and computer-aided design. These have allowed for a proliferation of specialized designs for many types of cycling. In the 21st century electric bicycles have become popular. The bicycle's invention has had an enormous effect on society, both in terms of culture and of advancing modern industrial methods. Several components that played a key role in the development of the automobile were initially invented for use in the bicycle, including ball bearings, pneumatic tires, chain-driven sprockets and tension-spoked wheels. | 2001-07-27T16:03:24Z | 2023-12-09T15:21:00Z | [
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3,974 | Biopolymer | Biopolymers are natural polymers produced by the cells of living organisms. Like other polymers, biopolymers consist of monomeric units that are covalently bonded in chains to form larger molecules. There are three main classes of biopolymers, classified according to the monomers used and the structure of the biopolymer formed: polynucleotides, polypeptides, and polysaccharides. The Polynucleotides, RNA and DNA, are long polymers of nucleotides. Polypeptides include proteins and shorter polymers of amino acids; some major examples include collagen, actin, and fibrin. Polysaccharides are linear or branched chains of sugar carbohydrates; examples include starch, cellulose, and alginate. Other examples of biopolymers include natural rubbers (polymers of isoprene), suberin and lignin (complex polyphenolic polymers), cutin and cutan (complex polymers of long-chain fatty acids), melanin, and polyhydroxyalkanoates (PHAs).
In addition to their many essential roles in living organisms, biopolymers have applications in many fields including the food industry, manufacturing, packaging, and biomedical engineering.
A major defining difference between biopolymers and synthetic polymers can be found in their structures. All polymers are made of repetitive units called monomers. Biopolymers often have a well-defined structure, though this is not a defining characteristic (example: lignocellulose): The exact chemical composition and the sequence in which these units are arranged is called the primary structure, in the case of proteins. Many biopolymers spontaneously fold into characteristic compact shapes (see also "protein folding" as well as secondary structure and tertiary structure), which determine their biological functions and depend in a complicated way on their primary structures. Structural biology is the study of the structural properties of biopolymers. In contrast, most synthetic polymers have much simpler and more random (or stochastic) structures. This fact leads to a molecular mass distribution that is missing in biopolymers. In fact, as their synthesis is controlled by a template-directed process in most in vivo systems, all biopolymers of a type (say one specific protein) are all alike: they all contain similar sequences and numbers of monomers and thus all have the same mass. This phenomenon is called monodispersity in contrast to the polydispersity encountered in synthetic polymers. As a result, biopolymers have a dispersity of 1.
“Biopolymers” are usually not equal to “biobased polymers”. Biobased polymers are polymers chemically or biologically synthesized (fully or partially) from biomass monomers, such as polyesters (e.g., polyhydroxyalkanoates (PHAs) and polylactic acid (PLA)). In this respect, the only polymers that can be regarded as both biopolymers and biobased polymers are those that are biologically produced (by microbes) from biomass carbon sources (e.g., sugars and lipids), and examples of these include PHAs, bacterial cellulose, gellan gum, xanthan gum, and curdlan.
The convention for a polypeptide is to list its constituent amino acid residues as they occur from the amino terminus to the carboxylic acid terminus. The amino acid residues are always joined by peptide bonds. Protein, though used colloquially to refer to any polypeptide, refers to larger or fully functional forms and can consist of several polypeptide chains as well as single chains. Proteins can also be modified to include non-peptide components, such as saccharide chains and lipids.
The convention for a nucleic acid sequence is to list the nucleotides as they occur from the 5' end to the 3' end of the polymer chain, where 5' and 3' refer to the numbering of carbons around the ribose ring which participate in forming the phosphate diester linkages of the chain. Such a sequence is called the primary structure of the biopolymer.
Polysaccharides (sugar polymers) can be linear or branched and are typically joined with glycosidic bonds. The exact placement of the linkage can vary, and the orientation of the linking functional groups is also important, resulting in α- and β-glycosidic bonds with numbering definitive of the linking carbons' location in the ring. In addition, many saccharide units can undergo various chemical modifications, such as amination, and can even form parts of other molecules, such as glycoproteins.
There are a number of biophysical techniques for determining sequence information. Protein sequence can be determined by Edman degradation, in which the N-terminal residues are hydrolyzed from the chain one at a time, derivatized, and then identified. Mass spectrometer techniques can also be used. Nucleic acid sequence can be determined using gel electrophoresis and capillary electrophoresis. Lastly, mechanical properties of these biopolymers can often be measured using optical tweezers or atomic force microscopy. Dual-polarization interferometry can be used to measure the conformational changes or self-assembly of these materials when stimulated by pH, temperature, ionic strength or other binding partners.
Collagen: Collagen is the primary structure of vertebrates and is the most abundant protein in mammals. Because of this, collagen is one of the most easily attainable biopolymers, and used for many research purposes. Because of its mechanical structure, collagen has high tensile strength and is a non-toxic, easily absorbable, biodegradable, and biocompatible material. Therefore, it has been used for many medical applications such as in treatment for tissue infection, drug delivery systems, and gene therapy.
Silk fibroin: Silk Fibroin (SF) is another protein rich biopolymer that can be obtained from different silkworm species, such as the mulberry worm Bombyx mori. In contrast to collagen, SF has a lower tensile strength but has strong adhesive properties due to its insoluble and fibrous protein composition. In recent studies, silk fibroin has been found to possess anticoagulation properties and platelet adhesion. Silk fibroin has been additionally found to support stem cell proliferation in vitro.
Gelatin: Gelatin is obtained from type I collagen consisting of cysteine, and produced by the partial hydrolysis of collagen from bones, tissues and skin of animals. There are two types of gelatin, Type A and Type B. Type A collagen is derived by acid hydrolysis of collagen and has 18.5% nitrogen. Type B is derived by alkaline hydrolysis containing 18% nitrogen and no amide groups. Elevated temperatures cause the gelatin to melts and exists as coils, whereas lower temperatures result in coil to helix transformation. Gelatin contains many functional groups like NH2, SH, and COOH which allow for gelatin to be modified using nanoparticles and biomolecules. Gelatin is an Extracellular Matrix protein which allows it to be applied for applications such as wound dressings, drug delivery and gene transfection.
Starch: Starch is an inexpensive biodegradable biopolymer and copious in supply. Nanofibers and microfibers can be added to the polymer matrix to increase the mechanical properties of starch improving elasticity and strength. Without the fibers, starch has poor mechanical properties due to its sensitivity to moisture. Starch being biodegradable and renewable is used for many applications including plastics and pharmaceutical tablets.
Cellulose: Cellulose is very structured with stacked chains that result in stability and strength. The strength and stability comes from the straighter shape of cellulose caused by glucose monomers joined together by glycogen bonds. The straight shape allows the molecules to pack closely. Cellulose is very common in application due to its abundant supply, its biocompatibility, and is environmentally friendly. Cellulose is used vastly in the form of nano-fibrils called nano-cellulose. Nano-cellulose presented at low concentrations produces a transparent gel material. This material can be used for biodegradable, homogeneous, dense films that are very useful in the biomedical field.
Alginate: Alginate is the most copious marine natural polymer derived from brown seaweed. Alginate biopolymer applications range from packaging, textile and food industry to biomedical and chemical engineering. The first ever application of alginate was in the form of wound dressing, where its gel-like and absorbent properties were discovered. When applied to wounds, alginate produces a protective gel layer that is optimal for healing and tissue regeneration, and keeps a stable temperature environment. Additionally, there have been developments with alginate as a drug delivery medium, as drug release rate can easily be manipulated due to a variety of alginate densities and fibrous composition.
The applications of biopolymers can be categorized under two main fields, which differ due to their biomedical and industrial use.
Because one of the main purposes for biomedical engineering is to mimic body parts to sustain normal body functions, due to their biocompatible properties, biopolymers are used vastly for tissue engineering, medical devices and the pharmaceutical industry. Many biopolymers can be used for regenerative medicine, tissue engineering, drug delivery, and overall medical applications due to their mechanical properties. They provide characteristics like wound healing, and catalysis of bioactivity, and non-toxicity. Compared to synthetic polymers, which can present various disadvantages like immunogenic rejection and toxicity after degradation, many biopolymers are normally better with bodily integration as they also possess more complex structures, similar to the human body.
More specifically, polypeptides like collagen and silk, are biocompatible materials that are being used in ground-breaking research, as these are inexpensive and easily attainable materials. Gelatin polymer is often used on dressing wounds where it acts as an adhesive. Scaffolds and films with gelatin allow for the scaffolds to hold drugs and other nutrients that can be used to supply to a wound for healing.
As collagen is one of the more popular biopolymers used in biomedical science, here are some examples of their use:
Collagen based drug delivery systems: collagen films act like a barrier membrane and are used to treat tissue infections like infected corneal tissue or liver cancer. Collagen films have all been used for gene delivery carriers which can promote bone formation.
Collagen sponges: Collagen sponges are used as a dressing to treat burn victims and other serious wounds. Collagen based implants are used for cultured skin cells or drug carriers that are used for burn wounds and replacing skin.
Collagen as haemostat: When collagen interacts with platelets it causes a rapid coagulation of blood. This rapid coagulation produces a temporary framework so the fibrous stroma can be regenerated by host cells. Collagen based haemostat reduces blood loss in tissues and helps manage bleeding in organs such as the liver and spleen.
Chitosan is another popular biopolymer in biomedical research. Chitosan is derived from chitin, the main component in the exoskeleton of crustaceans and insects and the second most abundant biopolymer in the world. Chitosan has many excellent characteristics for biomedical science. Chitosan is biocompatible, it is highly bioactive, meaning it stimulates a beneficial response from the body, it can biodegrade which can eliminate a second surgery in implant applications, can form gels and films, and is selectively permeable. These properties allow for various biomedical applications of chitosan.
Chitosan as drug delivery: Chitosan is used mainly with drug targeting because it has potential to improve drug absorption and stability. In addition, chitosan conjugated with anticancer agents can also produce better anticancer effects by causing gradual release of free drug into cancerous tissue.
Chitosan as an anti-microbial agent: Chitosan is used to stop the growth of microorganisms. It performs antimicrobial functions in microorganisms like algae, fungi, bacteria, and gram-positive bacteria of different yeast species.
Chitosan composite for tissue engineering: Chitosan powder blended with alginate is used to form functional wound dressings. These dressings create a moist, biocompatible environment which aids in the healing process. This wound dressing is also biodegradable and has porous structures that allows cells to grow into the dressing. Furthermore, thiolated chitosans (see thiomers) are used for tissue engineering and wound healing, as these biopolymers are able to crosslink via disulfide bonds forming stable three-dimensional networks.
Food: Biopolymers are being used in the food industry for things like packaging, edible encapsulation films and coating foods. Polylactic acid (PLA) is very common in the food industry due to is clear color and resistance to water. However, most polymers have a hydrophilic nature and start deteriorating when exposed to moisture. Biopolymers are also being used as edible films that encapsulate foods. These films can carry things like antioxidants, enzymes, probiotics, minerals, and vitamins. The food consumed encapsulated with the biopolymer film can supply these things to the body.
Packaging: The most common biopolymers used in packaging are polyhydroxyalkanoates (PHAs), polylactic acid (PLA), and starch. Starch and PLA are commercially available and biodegradable, making them a common choice for packaging. However, their barrier properties (either moisture-barrier or gas-barrier properties) and thermal properties are not ideal. Hydrophilic polymers are not water resistant and allow water to get through the packaging which can affect the contents of the package. Polyglycolic acid (PGA) is a biopolymer that has great barrier characteristics and is now being used to correct the barrier obstacles from PLA and starch.
Water purification: Chitosan has been used for water purification. It is used as a flocculant that only takes a few weeks or months rather than years to degrade in the environment. Chitosan purifies water by chelation. This is the process in which binding sites along the polymer chain bind with the metal ions in the water forming chelates. Chitosan has been shown to be an excellent candidate for use in storm and wastewater treatment.
Some biopolymers- such as PLA, naturally occurring zein, and poly-3-hydroxybutyrate can be used as plastics, replacing the need for polystyrene or polyethylene based plastics.
Some plastics are now referred to as being 'degradable', 'oxy-degradable' or 'UV-degradable'. This means that they break down when exposed to light or air, but these plastics are still primarily (as much as 98 per cent) oil-based and are not currently certified as 'biodegradable' under the European Union directive on Packaging and Packaging Waste (94/62/EC). Biopolymers will break down, and some are suitable for domestic composting.
Biopolymers (also called renewable polymers) are produced from biomass for use in the packaging industry. Biomass comes from crops such as sugar beet, potatoes, or wheat: when used to produce biopolymers, these are classified as non food crops. These can be converted in the following pathways:
Sugar beet > Glyconic acid > Polyglyconic acid
Starch > (fermentation) > Lactic acid > Polylactic acid (PLA)
Biomass > (fermentation) > Bioethanol > Ethene > Polyethylene
Many types of packaging can be made from biopolymers: food trays, blown starch pellets for shipping fragile goods, thin films for wrapping.
Biopolymers can be sustainable, carbon neutral and are always renewable, because they are made from plant or animal materials which can be grown indefinitely. Since these materials come from agricultural crops, their use could create a sustainable industry. In contrast, the feedstocks for polymers derived from petrochemicals will eventually deplete. In addition, biopolymers have the potential to cut carbon emissions and reduce CO2 quantities in the atmosphere: this is because the CO2 released when they degrade can be reabsorbed by crops grown to replace them: this makes them close to carbon neutral.
Almost all biopolymers are biodegradable in the natural environment: they are broken down into CO2 and water by microorganisms. These biodegradable biopolymers are also compostable: they can be put into an industrial composting process and will break down by 90% within six months. Biopolymers that do this can be marked with a 'compostable' symbol, under European Standard EN 13432 (2000). Packaging marked with this symbol can be put into industrial composting processes and will break down within six months or less. An example of a compostable polymer is PLA film under 20μm thick: films which are thicker than that do not qualify as compostable, even though they are "biodegradable". In Europe there is a home composting standard and associated logo that enables consumers to identify and dispose of packaging in their compost heap. | [
{
"paragraph_id": 0,
"text": "Biopolymers are natural polymers produced by the cells of living organisms. Like other polymers, biopolymers consist of monomeric units that are covalently bonded in chains to form larger molecules. There are three main classes of biopolymers, classified according to the monomers used and the structure of the biopolymer formed: polynucleotides, polypeptides, and polysaccharides. The Polynucleotides, RNA and DNA, are long polymers of nucleotides. Polypeptides include proteins and shorter polymers of amino acids; some major examples include collagen, actin, and fibrin. Polysaccharides are linear or branched chains of sugar carbohydrates; examples include starch, cellulose, and alginate. Other examples of biopolymers include natural rubbers (polymers of isoprene), suberin and lignin (complex polyphenolic polymers), cutin and cutan (complex polymers of long-chain fatty acids), melanin, and polyhydroxyalkanoates (PHAs).",
"title": ""
},
{
"paragraph_id": 1,
"text": "In addition to their many essential roles in living organisms, biopolymers have applications in many fields including the food industry, manufacturing, packaging, and biomedical engineering.",
"title": ""
},
{
"paragraph_id": 2,
"text": "A major defining difference between biopolymers and synthetic polymers can be found in their structures. All polymers are made of repetitive units called monomers. Biopolymers often have a well-defined structure, though this is not a defining characteristic (example: lignocellulose): The exact chemical composition and the sequence in which these units are arranged is called the primary structure, in the case of proteins. Many biopolymers spontaneously fold into characteristic compact shapes (see also \"protein folding\" as well as secondary structure and tertiary structure), which determine their biological functions and depend in a complicated way on their primary structures. Structural biology is the study of the structural properties of biopolymers. In contrast, most synthetic polymers have much simpler and more random (or stochastic) structures. This fact leads to a molecular mass distribution that is missing in biopolymers. In fact, as their synthesis is controlled by a template-directed process in most in vivo systems, all biopolymers of a type (say one specific protein) are all alike: they all contain similar sequences and numbers of monomers and thus all have the same mass. This phenomenon is called monodispersity in contrast to the polydispersity encountered in synthetic polymers. As a result, biopolymers have a dispersity of 1.",
"title": "Biopolymers versus synthetic polymers"
},
{
"paragraph_id": 3,
"text": "“Biopolymers” are usually not equal to “biobased polymers”. Biobased polymers are polymers chemically or biologically synthesized (fully or partially) from biomass monomers, such as polyesters (e.g., polyhydroxyalkanoates (PHAs) and polylactic acid (PLA)). In this respect, the only polymers that can be regarded as both biopolymers and biobased polymers are those that are biologically produced (by microbes) from biomass carbon sources (e.g., sugars and lipids), and examples of these include PHAs, bacterial cellulose, gellan gum, xanthan gum, and curdlan.",
"title": "Biopolymers versus biobased polymers"
},
{
"paragraph_id": 4,
"text": "The convention for a polypeptide is to list its constituent amino acid residues as they occur from the amino terminus to the carboxylic acid terminus. The amino acid residues are always joined by peptide bonds. Protein, though used colloquially to refer to any polypeptide, refers to larger or fully functional forms and can consist of several polypeptide chains as well as single chains. Proteins can also be modified to include non-peptide components, such as saccharide chains and lipids.",
"title": "Conventions and nomenclature"
},
{
"paragraph_id": 5,
"text": "The convention for a nucleic acid sequence is to list the nucleotides as they occur from the 5' end to the 3' end of the polymer chain, where 5' and 3' refer to the numbering of carbons around the ribose ring which participate in forming the phosphate diester linkages of the chain. Such a sequence is called the primary structure of the biopolymer.",
"title": "Conventions and nomenclature"
},
{
"paragraph_id": 6,
"text": "Polysaccharides (sugar polymers) can be linear or branched and are typically joined with glycosidic bonds. The exact placement of the linkage can vary, and the orientation of the linking functional groups is also important, resulting in α- and β-glycosidic bonds with numbering definitive of the linking carbons' location in the ring. In addition, many saccharide units can undergo various chemical modifications, such as amination, and can even form parts of other molecules, such as glycoproteins.",
"title": "Conventions and nomenclature"
},
{
"paragraph_id": 7,
"text": "There are a number of biophysical techniques for determining sequence information. Protein sequence can be determined by Edman degradation, in which the N-terminal residues are hydrolyzed from the chain one at a time, derivatized, and then identified. Mass spectrometer techniques can also be used. Nucleic acid sequence can be determined using gel electrophoresis and capillary electrophoresis. Lastly, mechanical properties of these biopolymers can often be measured using optical tweezers or atomic force microscopy. Dual-polarization interferometry can be used to measure the conformational changes or self-assembly of these materials when stimulated by pH, temperature, ionic strength or other binding partners.",
"title": "Structural characterization"
},
{
"paragraph_id": 8,
"text": "Collagen: Collagen is the primary structure of vertebrates and is the most abundant protein in mammals. Because of this, collagen is one of the most easily attainable biopolymers, and used for many research purposes. Because of its mechanical structure, collagen has high tensile strength and is a non-toxic, easily absorbable, biodegradable, and biocompatible material. Therefore, it has been used for many medical applications such as in treatment for tissue infection, drug delivery systems, and gene therapy.",
"title": "Common biopolymers"
},
{
"paragraph_id": 9,
"text": "Silk fibroin: Silk Fibroin (SF) is another protein rich biopolymer that can be obtained from different silkworm species, such as the mulberry worm Bombyx mori. In contrast to collagen, SF has a lower tensile strength but has strong adhesive properties due to its insoluble and fibrous protein composition. In recent studies, silk fibroin has been found to possess anticoagulation properties and platelet adhesion. Silk fibroin has been additionally found to support stem cell proliferation in vitro.",
"title": "Common biopolymers"
},
{
"paragraph_id": 10,
"text": "Gelatin: Gelatin is obtained from type I collagen consisting of cysteine, and produced by the partial hydrolysis of collagen from bones, tissues and skin of animals. There are two types of gelatin, Type A and Type B. Type A collagen is derived by acid hydrolysis of collagen and has 18.5% nitrogen. Type B is derived by alkaline hydrolysis containing 18% nitrogen and no amide groups. Elevated temperatures cause the gelatin to melts and exists as coils, whereas lower temperatures result in coil to helix transformation. Gelatin contains many functional groups like NH2, SH, and COOH which allow for gelatin to be modified using nanoparticles and biomolecules. Gelatin is an Extracellular Matrix protein which allows it to be applied for applications such as wound dressings, drug delivery and gene transfection.",
"title": "Common biopolymers"
},
{
"paragraph_id": 11,
"text": "Starch: Starch is an inexpensive biodegradable biopolymer and copious in supply. Nanofibers and microfibers can be added to the polymer matrix to increase the mechanical properties of starch improving elasticity and strength. Without the fibers, starch has poor mechanical properties due to its sensitivity to moisture. Starch being biodegradable and renewable is used for many applications including plastics and pharmaceutical tablets.",
"title": "Common biopolymers"
},
{
"paragraph_id": 12,
"text": "Cellulose: Cellulose is very structured with stacked chains that result in stability and strength. The strength and stability comes from the straighter shape of cellulose caused by glucose monomers joined together by glycogen bonds. The straight shape allows the molecules to pack closely. Cellulose is very common in application due to its abundant supply, its biocompatibility, and is environmentally friendly. Cellulose is used vastly in the form of nano-fibrils called nano-cellulose. Nano-cellulose presented at low concentrations produces a transparent gel material. This material can be used for biodegradable, homogeneous, dense films that are very useful in the biomedical field.",
"title": "Common biopolymers"
},
{
"paragraph_id": 13,
"text": "Alginate: Alginate is the most copious marine natural polymer derived from brown seaweed. Alginate biopolymer applications range from packaging, textile and food industry to biomedical and chemical engineering. The first ever application of alginate was in the form of wound dressing, where its gel-like and absorbent properties were discovered. When applied to wounds, alginate produces a protective gel layer that is optimal for healing and tissue regeneration, and keeps a stable temperature environment. Additionally, there have been developments with alginate as a drug delivery medium, as drug release rate can easily be manipulated due to a variety of alginate densities and fibrous composition.",
"title": "Common biopolymers"
},
{
"paragraph_id": 14,
"text": "The applications of biopolymers can be categorized under two main fields, which differ due to their biomedical and industrial use.",
"title": "Biopolymer applications"
},
{
"paragraph_id": 15,
"text": "Because one of the main purposes for biomedical engineering is to mimic body parts to sustain normal body functions, due to their biocompatible properties, biopolymers are used vastly for tissue engineering, medical devices and the pharmaceutical industry. Many biopolymers can be used for regenerative medicine, tissue engineering, drug delivery, and overall medical applications due to their mechanical properties. They provide characteristics like wound healing, and catalysis of bioactivity, and non-toxicity. Compared to synthetic polymers, which can present various disadvantages like immunogenic rejection and toxicity after degradation, many biopolymers are normally better with bodily integration as they also possess more complex structures, similar to the human body.",
"title": "Biopolymer applications"
},
{
"paragraph_id": 16,
"text": "More specifically, polypeptides like collagen and silk, are biocompatible materials that are being used in ground-breaking research, as these are inexpensive and easily attainable materials. Gelatin polymer is often used on dressing wounds where it acts as an adhesive. Scaffolds and films with gelatin allow for the scaffolds to hold drugs and other nutrients that can be used to supply to a wound for healing.",
"title": "Biopolymer applications"
},
{
"paragraph_id": 17,
"text": "As collagen is one of the more popular biopolymers used in biomedical science, here are some examples of their use:",
"title": "Biopolymer applications"
},
{
"paragraph_id": 18,
"text": "Collagen based drug delivery systems: collagen films act like a barrier membrane and are used to treat tissue infections like infected corneal tissue or liver cancer. Collagen films have all been used for gene delivery carriers which can promote bone formation.",
"title": "Biopolymer applications"
},
{
"paragraph_id": 19,
"text": "Collagen sponges: Collagen sponges are used as a dressing to treat burn victims and other serious wounds. Collagen based implants are used for cultured skin cells or drug carriers that are used for burn wounds and replacing skin.",
"title": "Biopolymer applications"
},
{
"paragraph_id": 20,
"text": "Collagen as haemostat: When collagen interacts with platelets it causes a rapid coagulation of blood. This rapid coagulation produces a temporary framework so the fibrous stroma can be regenerated by host cells. Collagen based haemostat reduces blood loss in tissues and helps manage bleeding in organs such as the liver and spleen.",
"title": "Biopolymer applications"
},
{
"paragraph_id": 21,
"text": "Chitosan is another popular biopolymer in biomedical research. Chitosan is derived from chitin, the main component in the exoskeleton of crustaceans and insects and the second most abundant biopolymer in the world. Chitosan has many excellent characteristics for biomedical science. Chitosan is biocompatible, it is highly bioactive, meaning it stimulates a beneficial response from the body, it can biodegrade which can eliminate a second surgery in implant applications, can form gels and films, and is selectively permeable. These properties allow for various biomedical applications of chitosan.",
"title": "Biopolymer applications"
},
{
"paragraph_id": 22,
"text": "Chitosan as drug delivery: Chitosan is used mainly with drug targeting because it has potential to improve drug absorption and stability. In addition, chitosan conjugated with anticancer agents can also produce better anticancer effects by causing gradual release of free drug into cancerous tissue.",
"title": "Biopolymer applications"
},
{
"paragraph_id": 23,
"text": "Chitosan as an anti-microbial agent: Chitosan is used to stop the growth of microorganisms. It performs antimicrobial functions in microorganisms like algae, fungi, bacteria, and gram-positive bacteria of different yeast species.",
"title": "Biopolymer applications"
},
{
"paragraph_id": 24,
"text": "Chitosan composite for tissue engineering: Chitosan powder blended with alginate is used to form functional wound dressings. These dressings create a moist, biocompatible environment which aids in the healing process. This wound dressing is also biodegradable and has porous structures that allows cells to grow into the dressing. Furthermore, thiolated chitosans (see thiomers) are used for tissue engineering and wound healing, as these biopolymers are able to crosslink via disulfide bonds forming stable three-dimensional networks.",
"title": "Biopolymer applications"
},
{
"paragraph_id": 25,
"text": "Food: Biopolymers are being used in the food industry for things like packaging, edible encapsulation films and coating foods. Polylactic acid (PLA) is very common in the food industry due to is clear color and resistance to water. However, most polymers have a hydrophilic nature and start deteriorating when exposed to moisture. Biopolymers are also being used as edible films that encapsulate foods. These films can carry things like antioxidants, enzymes, probiotics, minerals, and vitamins. The food consumed encapsulated with the biopolymer film can supply these things to the body.",
"title": "Biopolymer applications"
},
{
"paragraph_id": 26,
"text": "Packaging: The most common biopolymers used in packaging are polyhydroxyalkanoates (PHAs), polylactic acid (PLA), and starch. Starch and PLA are commercially available and biodegradable, making them a common choice for packaging. However, their barrier properties (either moisture-barrier or gas-barrier properties) and thermal properties are not ideal. Hydrophilic polymers are not water resistant and allow water to get through the packaging which can affect the contents of the package. Polyglycolic acid (PGA) is a biopolymer that has great barrier characteristics and is now being used to correct the barrier obstacles from PLA and starch.",
"title": "Biopolymer applications"
},
{
"paragraph_id": 27,
"text": "Water purification: Chitosan has been used for water purification. It is used as a flocculant that only takes a few weeks or months rather than years to degrade in the environment. Chitosan purifies water by chelation. This is the process in which binding sites along the polymer chain bind with the metal ions in the water forming chelates. Chitosan has been shown to be an excellent candidate for use in storm and wastewater treatment.",
"title": "Biopolymer applications"
},
{
"paragraph_id": 28,
"text": "Some biopolymers- such as PLA, naturally occurring zein, and poly-3-hydroxybutyrate can be used as plastics, replacing the need for polystyrene or polyethylene based plastics.",
"title": "As materials"
},
{
"paragraph_id": 29,
"text": "Some plastics are now referred to as being 'degradable', 'oxy-degradable' or 'UV-degradable'. This means that they break down when exposed to light or air, but these plastics are still primarily (as much as 98 per cent) oil-based and are not currently certified as 'biodegradable' under the European Union directive on Packaging and Packaging Waste (94/62/EC). Biopolymers will break down, and some are suitable for domestic composting.",
"title": "As materials"
},
{
"paragraph_id": 30,
"text": "Biopolymers (also called renewable polymers) are produced from biomass for use in the packaging industry. Biomass comes from crops such as sugar beet, potatoes, or wheat: when used to produce biopolymers, these are classified as non food crops. These can be converted in the following pathways:",
"title": "As materials"
},
{
"paragraph_id": 31,
"text": "Sugar beet > Glyconic acid > Polyglyconic acid",
"title": "As materials"
},
{
"paragraph_id": 32,
"text": "Starch > (fermentation) > Lactic acid > Polylactic acid (PLA)",
"title": "As materials"
},
{
"paragraph_id": 33,
"text": "Biomass > (fermentation) > Bioethanol > Ethene > Polyethylene",
"title": "As materials"
},
{
"paragraph_id": 34,
"text": "Many types of packaging can be made from biopolymers: food trays, blown starch pellets for shipping fragile goods, thin films for wrapping.",
"title": "As materials"
},
{
"paragraph_id": 35,
"text": "Biopolymers can be sustainable, carbon neutral and are always renewable, because they are made from plant or animal materials which can be grown indefinitely. Since these materials come from agricultural crops, their use could create a sustainable industry. In contrast, the feedstocks for polymers derived from petrochemicals will eventually deplete. In addition, biopolymers have the potential to cut carbon emissions and reduce CO2 quantities in the atmosphere: this is because the CO2 released when they degrade can be reabsorbed by crops grown to replace them: this makes them close to carbon neutral.",
"title": "As materials"
},
{
"paragraph_id": 36,
"text": "Almost all biopolymers are biodegradable in the natural environment: they are broken down into CO2 and water by microorganisms. These biodegradable biopolymers are also compostable: they can be put into an industrial composting process and will break down by 90% within six months. Biopolymers that do this can be marked with a 'compostable' symbol, under European Standard EN 13432 (2000). Packaging marked with this symbol can be put into industrial composting processes and will break down within six months or less. An example of a compostable polymer is PLA film under 20μm thick: films which are thicker than that do not qualify as compostable, even though they are \"biodegradable\". In Europe there is a home composting standard and associated logo that enables consumers to identify and dispose of packaging in their compost heap.",
"title": "As materials"
}
] | Biopolymers are natural polymers produced by the cells of living organisms. Like other polymers, biopolymers consist of monomeric units that are covalently bonded in chains to form larger molecules. There are three main classes of biopolymers, classified according to the monomers used and the structure of the biopolymer formed: polynucleotides, polypeptides, and polysaccharides. The Polynucleotides, RNA and DNA, are long polymers of nucleotides. Polypeptides include proteins and shorter polymers of amino acids; some major examples include collagen, actin, and fibrin. Polysaccharides are linear or branched chains of sugar carbohydrates; examples include starch, cellulose, and alginate. Other examples of biopolymers include natural rubbers, suberin and lignin, cutin and cutan, melanin, and polyhydroxyalkanoates (PHAs). In addition to their many essential roles in living organisms, biopolymers have applications in many fields including the food industry, manufacturing, packaging, and biomedical engineering. | 2001-07-27T16:08:38Z | 2023-10-16T08:18:43Z | [
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3,975 | 2001 United Kingdom general election | The 2001 United Kingdom general election was held on Thursday 7 June 2001, four years after the previous election on 1 May 1997, to elect 659 members to the House of Commons. The governing Labour Party was re-elected to serve a second term in government with another landslide victory with a 167 majority, returning 412 members of Parliament versus 418 from the 1997 general election, a net loss of six seats, though with a significantly lower turnout than before—59.4%, compared to 71.6% at the previous election. The number of votes Labour received fell by nearly three million. Tony Blair went on to become the only Labour Prime Minister to serve two consecutive full terms in office. As Labour retained almost all of their seats won in the 1997 landslide victory, the media dubbed the 2001 election "the quiet landslide".
There was little change outside Northern Ireland, with 620 out of the 641 seats in Great Britain electing candidates from the same party as they did in 1997. Factors contributing to the Labour victory included a strong economy, falling unemployment, and public perception that the Labour government had delivered on many key election pledges that it had made in 1997.
The opposition Conservative Party, under William Hague's leadership, was still deeply divided on the issue of Europe and the party's policy platform had drifted considerably to the right. The party put the issue of European monetary union (and in particular, the prospect of the UK joining the Eurozone) at the centre of its campaign, but it failed to resonate with the electorate. The Tories briefly had a narrow lead in the polls during the 2000 fuel strikes, but Labour successfully resolved them by year end. Furthermore, a series of publicity stunts that backfired also harmed Hague, and he immediately announced his resignation as party leader when the election result was clear, formally stepping down three months later, therefore becoming the first leader of the Conservative and Unionist Party in the House of Commons since Austen Chamberlain nearly eighty years prior not to serve as prime minister.
The election was largely a repeat of the 1997 general election, with Labour losing only six seats overall and the Conservatives making a net gain of one seat (gaining nine seats but losing eight). The Conservatives gained a seat in Scotland, which ended the party's status as an "England-only" party in the prior parliament, but failed again to win any seats in Wales. Although they did not gain many seats, three of the few new MPs elected were future Conservative Prime Ministers David Cameron and Boris Johnson and future Conservative Chancellor of the Exchequer George Osborne; Osborne would serve in the same Cabinet as Cameron from 2010 to 2016. The Liberal Democrats made a net gain of six seats.
The 2001 general election is the last to date in which any government has held an overall majority of more than 100 seats in the House of Commons, and the second of only two since the Second World War (the other being 1997) in which a single party won over 400 MPs. Notable departing MPs included former Prime Ministers Edward Heath (also Father of the House) and John Major, former Deputy Prime Minister Michael Heseltine, former Liberal Democrat leader Paddy Ashdown, former Cabinet ministers Tony Benn, Tom King, John Morris, Mo Mowlam, John MacGregor and Peter Brooke, Teresa Gorman, and then Mayor of London Ken Livingstone.
Change was seen in Northern Ireland, with the moderate unionist Ulster Unionist Party (UUP) losing four seats to the more hardline Democratic Unionist Party (DUP). A similar transition appeared in the nationalist community, with the moderate Social Democratic and Labour Party (SDLP) losing votes to the more staunchly republican and abstentionist Sinn Féin.
Exceptionally low voter turnout, which fell below 60% for the first (and so far, only) time since 1918, also marked this election. The election was broadcast live on BBC One and presented by David Dimbleby, Jeremy Paxman, Andrew Marr, Peter Snow, and Tony King.
The 2001 general election was notable for being the first in which pictures of the party logos appeared on the ballot paper. Prior to this, the ballot paper had only displayed the candidate's name, address, and party name.
The election had been expected on 3 May, to coincide with local elections, but on 2 April 2001, both were postponed to 7 June because of rural movement restrictions imposed in response to the foot-and-mouth outbreak that had started in February.
The elections were marked by voter apathy, with turnout falling to 59.4%, the lowest (and first under 70%) since the Coupon Election of 1918. Throughout the election the Labour Party had maintained a significant lead in the opinion polls and the result was deemed to be so certain that some bookmakers paid out for a Labour majority before election day. However, the opinion polls the previous autumn had shown the first Tory lead (though only by a narrow margin) in the opinion polls for eight years as they benefited from the public anger towards the government over the fuel protests which had led to a severe shortage of motor fuel.
By the end of 2000, however, the dispute had been resolved and Labour were firmly back in the lead of the opinion polls. In total, a mere 29 parliamentary seats changed hands at the 2001 Election.
2001 also saw the rare election of an independent. Richard Taylor of Independent Kidderminster Hospital and Health Concern (usually now known simply as "Health Concern") unseated a government MP, David Lock, in Wyre Forest. There was also a high vote for British National Party leader Nick Griffin in Oldham West and Royton, in the wake of recent race riots in the town of Oldham.
In Northern Ireland, the election was far more dramatic and marked a move by unionists away from support for the Good Friday Agreement, with the moderate unionist Ulster Unionist Party (UUP) losing to the more hardline Democratic Unionist Party (DUP). This polarisation was also seen in the nationalist community, with the Social Democratic and Labour Party (SDLP) vote losing out to more left-wing and republican Sinn Féin. It also saw a tightening of the parties as the small UK Unionist Party lost its only seat.
For Labour, the last four years had run relatively smoothly. The party had successfully defended all their by election seats, and many suspected a Labour win was inevitable from the start.
Many in the party, however, were afraid of voter apathy, which was epitomised in a poster of "Hague with Margaret Thatcher's hair", captioned "Get out and vote. Or they get in." Despite recessions in mainland Europe and the United States, due to the bursting of global tech bubbles, Britain was notably unaffected and Labour however could rely on a strong economy as unemployment continued to decline toward election day, putting to rest any fears of a Labour government putting the economic situation at risk.
For William Hague, however, the Conservative Party had still not fully recovered from the loss in 1997. The party was still divided over Europe, and talk of a referendum on joining the Eurozone was rife, and as a result "Save The Pound" was one of the key slogans deployed in the Conservatives' campaign. As Labour remained at the political centre, the Tories moved to the right. A policy gaffe by Oliver Letwin over public spending cuts left the party with an own goal that Labour soon exploited.
Thatcher gave a speech to the Conservative Election Rally in Plymouth on 22 May 2001, calling New Labour "rootless, empty, and artificial." She also added to Hague's troubles when speaking out strongly against the Euro to applause. Hague himself, although a witty performer at Prime Minister's Questions, was dogged in the press and reminded of his speech, given at the age of 16, at the 1977 Conservative Conference. The Sun newspaper only added to the Conservatives' woes by backing Labour for a second consecutive election, calling Hague a "dead parrot" during the Conservative Party's conference in October 1998.
The Tories campaigned on a strongly right-wing platform, emphasising the issues of Europe, immigration and tax, the fabled "Tebbit Trinity". They also released a poster showing a heavily pregnant Tony Blair, stating "Four years of Labour and he still hasn't delivered". However, Labour countered by asking where the proposed tax cuts were going to come from, and decried the Tory policy as "cut here, cut there, cut everywhere", in reference to the widespread belief that the Conservatives would make major cuts to public services in order to fund tax cuts. Labour also capitalised on the strong economic conditions of the time, and another major line of attack (primarily directed towards Michael Portillo, now Shadow Chancellor after returning to Parliament via a by-election) was to warn of a return to "Tory Boom and Bust" under a Conservative administration.
Charles Kennedy contested his first election as leader of the Liberal Democrats.
During the election Sharron Storer, a resident of Birmingham, criticised Prime Minister Tony Blair in front of television cameras about conditions in the National Health Service. The widely televised incident happened on 16 May during a campaign visit by Blair to the Queen Elizabeth Hospital in Birmingham. Sharron Storer's partner, Keith Sedgewick, a cancer patient with non-Hodgkin's lymphoma and therefore highly susceptible to infection, was being treated at the time in the bone marrow unit, but no bed could be found for him and he was transferred to the casualty unit for his first 24 hours. On the evening of the same day Deputy Prime Minister John Prescott punched a protestor after being hit by an egg on his way to an election rally in Rhyl, North Wales.
The election result was effectively a repeat of 1997, as the Labour Party retained an overwhelming majority, with the BBC announcing the victory at 02:58 on the early morning of 8 June. Having presided over relatively serene political, economic and social conditions, the feeling of prosperity in the United Kingdom had been maintained into the new millennium, and Labour would have a free hand to assert its ideals in the subsequent parliament. Despite the victory, voter apathy was a major issue, as turnout fell below 60%, 12 percentage points down on 1997. All three of the main parties saw their total votes fall, with Labour's total vote dropping by 2.8 million on 1997, the Conservatives 1.3 million, and the Liberal Democrats 428,000. Some suggested this dramatic fall was a sign of the general acceptance of the status quo and the likelihood of Labour's majority remaining unassailable.
For the Conservatives, the huge loss they had sustained in 1997 was repeated. Despite gaining nine seats, the Tories lost seven to the Liberal Democrats, and one even to Labour. William Hague was quick to announce his resignation, doing so at 07:44 outside the Conservative Party headquarters. Some believed that Hague had been unlucky; although most considered him to be a talented orator and an intelligent statesman, he had come up against the charismatic Tony Blair in the peak of his political career, and it was no surprise that little progress was made in reducing Labour's majority after a relatively smooth parliament.
Staying at what they considered rock bottom, however, showed that the Conservatives had failed to improve their negative public image, had remained somewhat disunited over Europe, and had not regained the trust that they had lost in the 1990s. Hague's focus on the "Save The Pound" campaign narrative had failed to gain any traction; Labour's successful countertactic was to be repeatedly vague over the issue of future monetary union - and said that the UK would only consider joining the Eurozone "when conditions were right". But in Scotland, despite flipping one seat from the Scottish National Party, their vote collapse continued. They failed to retake former strongholds in Scotland as the Nationalists consolidated their grip on the Northeastern portion of the country.
The Liberal Democrats could point to steady progress under their new leader, Charles Kennedy, gaining more seats than the main two parties—albeit only six overall—and maintaining the performance of a pleasing 1997 election, where the party had doubled its number of seats from 20 to 46. While they had yet to become electable as a government, they underlined their growing reputation as a worthwhile alternative to Labour and Conservative, offering plenty of debate in Parliament and representing more than a mere protest vote.
The SNP failed to gain any new seats and lost a seat to the Conservatives by just 79 votes. In Wales, Plaid Cymru both gained a seat from Labour and lost one to them.
In Northern Ireland the Ulster Unionists, despite gaining North Down, lost five other seats.
All parties with more than 500 votes shown.
The seat gains reflect changes on the 1997 general election result. Two seats had changed hands in by-elections in the intervening period. These were as follows:
The results of the election give a Gallagher index of dis-proportionality of 17.74.
MORI interviewed 18,657 adults in Great Britain after the election which suggested the following demographic breakdown... | [
{
"paragraph_id": 0,
"text": "The 2001 United Kingdom general election was held on Thursday 7 June 2001, four years after the previous election on 1 May 1997, to elect 659 members to the House of Commons. The governing Labour Party was re-elected to serve a second term in government with another landslide victory with a 167 majority, returning 412 members of Parliament versus 418 from the 1997 general election, a net loss of six seats, though with a significantly lower turnout than before—59.4%, compared to 71.6% at the previous election. The number of votes Labour received fell by nearly three million. Tony Blair went on to become the only Labour Prime Minister to serve two consecutive full terms in office. As Labour retained almost all of their seats won in the 1997 landslide victory, the media dubbed the 2001 election \"the quiet landslide\".",
"title": ""
},
{
"paragraph_id": 1,
"text": "There was little change outside Northern Ireland, with 620 out of the 641 seats in Great Britain electing candidates from the same party as they did in 1997. Factors contributing to the Labour victory included a strong economy, falling unemployment, and public perception that the Labour government had delivered on many key election pledges that it had made in 1997.",
"title": ""
},
{
"paragraph_id": 2,
"text": "The opposition Conservative Party, under William Hague's leadership, was still deeply divided on the issue of Europe and the party's policy platform had drifted considerably to the right. The party put the issue of European monetary union (and in particular, the prospect of the UK joining the Eurozone) at the centre of its campaign, but it failed to resonate with the electorate. The Tories briefly had a narrow lead in the polls during the 2000 fuel strikes, but Labour successfully resolved them by year end. Furthermore, a series of publicity stunts that backfired also harmed Hague, and he immediately announced his resignation as party leader when the election result was clear, formally stepping down three months later, therefore becoming the first leader of the Conservative and Unionist Party in the House of Commons since Austen Chamberlain nearly eighty years prior not to serve as prime minister.",
"title": ""
},
{
"paragraph_id": 3,
"text": "The election was largely a repeat of the 1997 general election, with Labour losing only six seats overall and the Conservatives making a net gain of one seat (gaining nine seats but losing eight). The Conservatives gained a seat in Scotland, which ended the party's status as an \"England-only\" party in the prior parliament, but failed again to win any seats in Wales. Although they did not gain many seats, three of the few new MPs elected were future Conservative Prime Ministers David Cameron and Boris Johnson and future Conservative Chancellor of the Exchequer George Osborne; Osborne would serve in the same Cabinet as Cameron from 2010 to 2016. The Liberal Democrats made a net gain of six seats.",
"title": ""
},
{
"paragraph_id": 4,
"text": "The 2001 general election is the last to date in which any government has held an overall majority of more than 100 seats in the House of Commons, and the second of only two since the Second World War (the other being 1997) in which a single party won over 400 MPs. Notable departing MPs included former Prime Ministers Edward Heath (also Father of the House) and John Major, former Deputy Prime Minister Michael Heseltine, former Liberal Democrat leader Paddy Ashdown, former Cabinet ministers Tony Benn, Tom King, John Morris, Mo Mowlam, John MacGregor and Peter Brooke, Teresa Gorman, and then Mayor of London Ken Livingstone.",
"title": ""
},
{
"paragraph_id": 5,
"text": "Change was seen in Northern Ireland, with the moderate unionist Ulster Unionist Party (UUP) losing four seats to the more hardline Democratic Unionist Party (DUP). A similar transition appeared in the nationalist community, with the moderate Social Democratic and Labour Party (SDLP) losing votes to the more staunchly republican and abstentionist Sinn Féin.",
"title": ""
},
{
"paragraph_id": 6,
"text": "Exceptionally low voter turnout, which fell below 60% for the first (and so far, only) time since 1918, also marked this election. The election was broadcast live on BBC One and presented by David Dimbleby, Jeremy Paxman, Andrew Marr, Peter Snow, and Tony King.",
"title": ""
},
{
"paragraph_id": 7,
"text": "The 2001 general election was notable for being the first in which pictures of the party logos appeared on the ballot paper. Prior to this, the ballot paper had only displayed the candidate's name, address, and party name.",
"title": ""
},
{
"paragraph_id": 8,
"text": "The election had been expected on 3 May, to coincide with local elections, but on 2 April 2001, both were postponed to 7 June because of rural movement restrictions imposed in response to the foot-and-mouth outbreak that had started in February.",
"title": "Overview"
},
{
"paragraph_id": 9,
"text": "The elections were marked by voter apathy, with turnout falling to 59.4%, the lowest (and first under 70%) since the Coupon Election of 1918. Throughout the election the Labour Party had maintained a significant lead in the opinion polls and the result was deemed to be so certain that some bookmakers paid out for a Labour majority before election day. However, the opinion polls the previous autumn had shown the first Tory lead (though only by a narrow margin) in the opinion polls for eight years as they benefited from the public anger towards the government over the fuel protests which had led to a severe shortage of motor fuel.",
"title": "Overview"
},
{
"paragraph_id": 10,
"text": "By the end of 2000, however, the dispute had been resolved and Labour were firmly back in the lead of the opinion polls. In total, a mere 29 parliamentary seats changed hands at the 2001 Election.",
"title": "Overview"
},
{
"paragraph_id": 11,
"text": "2001 also saw the rare election of an independent. Richard Taylor of Independent Kidderminster Hospital and Health Concern (usually now known simply as \"Health Concern\") unseated a government MP, David Lock, in Wyre Forest. There was also a high vote for British National Party leader Nick Griffin in Oldham West and Royton, in the wake of recent race riots in the town of Oldham.",
"title": "Overview"
},
{
"paragraph_id": 12,
"text": "In Northern Ireland, the election was far more dramatic and marked a move by unionists away from support for the Good Friday Agreement, with the moderate unionist Ulster Unionist Party (UUP) losing to the more hardline Democratic Unionist Party (DUP). This polarisation was also seen in the nationalist community, with the Social Democratic and Labour Party (SDLP) vote losing out to more left-wing and republican Sinn Féin. It also saw a tightening of the parties as the small UK Unionist Party lost its only seat.",
"title": "Overview"
},
{
"paragraph_id": 13,
"text": "For Labour, the last four years had run relatively smoothly. The party had successfully defended all their by election seats, and many suspected a Labour win was inevitable from the start.",
"title": "Campaign"
},
{
"paragraph_id": 14,
"text": "Many in the party, however, were afraid of voter apathy, which was epitomised in a poster of \"Hague with Margaret Thatcher's hair\", captioned \"Get out and vote. Or they get in.\" Despite recessions in mainland Europe and the United States, due to the bursting of global tech bubbles, Britain was notably unaffected and Labour however could rely on a strong economy as unemployment continued to decline toward election day, putting to rest any fears of a Labour government putting the economic situation at risk.",
"title": "Campaign"
},
{
"paragraph_id": 15,
"text": "For William Hague, however, the Conservative Party had still not fully recovered from the loss in 1997. The party was still divided over Europe, and talk of a referendum on joining the Eurozone was rife, and as a result \"Save The Pound\" was one of the key slogans deployed in the Conservatives' campaign. As Labour remained at the political centre, the Tories moved to the right. A policy gaffe by Oliver Letwin over public spending cuts left the party with an own goal that Labour soon exploited.",
"title": "Campaign"
},
{
"paragraph_id": 16,
"text": "Thatcher gave a speech to the Conservative Election Rally in Plymouth on 22 May 2001, calling New Labour \"rootless, empty, and artificial.\" She also added to Hague's troubles when speaking out strongly against the Euro to applause. Hague himself, although a witty performer at Prime Minister's Questions, was dogged in the press and reminded of his speech, given at the age of 16, at the 1977 Conservative Conference. The Sun newspaper only added to the Conservatives' woes by backing Labour for a second consecutive election, calling Hague a \"dead parrot\" during the Conservative Party's conference in October 1998.",
"title": "Campaign"
},
{
"paragraph_id": 17,
"text": "The Tories campaigned on a strongly right-wing platform, emphasising the issues of Europe, immigration and tax, the fabled \"Tebbit Trinity\". They also released a poster showing a heavily pregnant Tony Blair, stating \"Four years of Labour and he still hasn't delivered\". However, Labour countered by asking where the proposed tax cuts were going to come from, and decried the Tory policy as \"cut here, cut there, cut everywhere\", in reference to the widespread belief that the Conservatives would make major cuts to public services in order to fund tax cuts. Labour also capitalised on the strong economic conditions of the time, and another major line of attack (primarily directed towards Michael Portillo, now Shadow Chancellor after returning to Parliament via a by-election) was to warn of a return to \"Tory Boom and Bust\" under a Conservative administration.",
"title": "Campaign"
},
{
"paragraph_id": 18,
"text": "Charles Kennedy contested his first election as leader of the Liberal Democrats.",
"title": "Campaign"
},
{
"paragraph_id": 19,
"text": "During the election Sharron Storer, a resident of Birmingham, criticised Prime Minister Tony Blair in front of television cameras about conditions in the National Health Service. The widely televised incident happened on 16 May during a campaign visit by Blair to the Queen Elizabeth Hospital in Birmingham. Sharron Storer's partner, Keith Sedgewick, a cancer patient with non-Hodgkin's lymphoma and therefore highly susceptible to infection, was being treated at the time in the bone marrow unit, but no bed could be found for him and he was transferred to the casualty unit for his first 24 hours. On the evening of the same day Deputy Prime Minister John Prescott punched a protestor after being hit by an egg on his way to an election rally in Rhyl, North Wales.",
"title": "Campaign"
},
{
"paragraph_id": 20,
"text": "The election result was effectively a repeat of 1997, as the Labour Party retained an overwhelming majority, with the BBC announcing the victory at 02:58 on the early morning of 8 June. Having presided over relatively serene political, economic and social conditions, the feeling of prosperity in the United Kingdom had been maintained into the new millennium, and Labour would have a free hand to assert its ideals in the subsequent parliament. Despite the victory, voter apathy was a major issue, as turnout fell below 60%, 12 percentage points down on 1997. All three of the main parties saw their total votes fall, with Labour's total vote dropping by 2.8 million on 1997, the Conservatives 1.3 million, and the Liberal Democrats 428,000. Some suggested this dramatic fall was a sign of the general acceptance of the status quo and the likelihood of Labour's majority remaining unassailable.",
"title": "Results"
},
{
"paragraph_id": 21,
"text": "For the Conservatives, the huge loss they had sustained in 1997 was repeated. Despite gaining nine seats, the Tories lost seven to the Liberal Democrats, and one even to Labour. William Hague was quick to announce his resignation, doing so at 07:44 outside the Conservative Party headquarters. Some believed that Hague had been unlucky; although most considered him to be a talented orator and an intelligent statesman, he had come up against the charismatic Tony Blair in the peak of his political career, and it was no surprise that little progress was made in reducing Labour's majority after a relatively smooth parliament.",
"title": "Results"
},
{
"paragraph_id": 22,
"text": "Staying at what they considered rock bottom, however, showed that the Conservatives had failed to improve their negative public image, had remained somewhat disunited over Europe, and had not regained the trust that they had lost in the 1990s. Hague's focus on the \"Save The Pound\" campaign narrative had failed to gain any traction; Labour's successful countertactic was to be repeatedly vague over the issue of future monetary union - and said that the UK would only consider joining the Eurozone \"when conditions were right\". But in Scotland, despite flipping one seat from the Scottish National Party, their vote collapse continued. They failed to retake former strongholds in Scotland as the Nationalists consolidated their grip on the Northeastern portion of the country.",
"title": "Results"
},
{
"paragraph_id": 23,
"text": "The Liberal Democrats could point to steady progress under their new leader, Charles Kennedy, gaining more seats than the main two parties—albeit only six overall—and maintaining the performance of a pleasing 1997 election, where the party had doubled its number of seats from 20 to 46. While they had yet to become electable as a government, they underlined their growing reputation as a worthwhile alternative to Labour and Conservative, offering plenty of debate in Parliament and representing more than a mere protest vote.",
"title": "Results"
},
{
"paragraph_id": 24,
"text": "The SNP failed to gain any new seats and lost a seat to the Conservatives by just 79 votes. In Wales, Plaid Cymru both gained a seat from Labour and lost one to them.",
"title": "Results"
},
{
"paragraph_id": 25,
"text": "In Northern Ireland the Ulster Unionists, despite gaining North Down, lost five other seats.",
"title": "Results"
},
{
"paragraph_id": 26,
"text": "",
"title": "Results"
},
{
"paragraph_id": 27,
"text": "All parties with more than 500 votes shown.",
"title": "Results"
},
{
"paragraph_id": 28,
"text": "The seat gains reflect changes on the 1997 general election result. Two seats had changed hands in by-elections in the intervening period. These were as follows:",
"title": "Results"
},
{
"paragraph_id": 29,
"text": "The results of the election give a Gallagher index of dis-proportionality of 17.74.",
"title": "Results"
},
{
"paragraph_id": 30,
"text": "MORI interviewed 18,657 adults in Great Britain after the election which suggested the following demographic breakdown...",
"title": "Results"
}
] | The 2001 United Kingdom general election was held on Thursday 7 June 2001, four years after the previous election on 1 May 1997, to elect 659 members to the House of Commons. The governing Labour Party was re-elected to serve a second term in government with another landslide victory with a 167 majority, returning 412 members of Parliament versus 418 from the 1997 general election, a net loss of six seats, though with a significantly lower turnout than before—59.4%, compared to 71.6% at the previous election. The number of votes Labour received fell by nearly three million. Tony Blair went on to become the only Labour Prime Minister to serve two consecutive full terms in office. As Labour retained almost all of their seats won in the 1997 landslide victory, the media dubbed the 2001 election "the quiet landslide". There was little change outside Northern Ireland, with 620 out of the 641 seats in Great Britain electing candidates from the same party as they did in 1997. Factors contributing to the Labour victory included a strong economy, falling unemployment, and public perception that the Labour government had delivered on many key election pledges that it had made in 1997. The opposition Conservative Party, under William Hague's leadership, was still deeply divided on the issue of Europe and the party's policy platform had drifted considerably to the right. The party put the issue of European monetary union at the centre of its campaign, but it failed to resonate with the electorate. The Tories briefly had a narrow lead in the polls during the 2000 fuel strikes, but Labour successfully resolved them by year end. Furthermore, a series of publicity stunts that backfired also harmed Hague, and he immediately announced his resignation as party leader when the election result was clear, formally stepping down three months later, therefore becoming the first leader of the Conservative and Unionist Party in the House of Commons since Austen Chamberlain nearly eighty years prior not to serve as prime minister. The election was largely a repeat of the 1997 general election, with Labour losing only six seats overall and the Conservatives making a net gain of one seat. The Conservatives gained a seat in Scotland, which ended the party's status as an "England-only" party in the prior parliament, but failed again to win any seats in Wales. Although they did not gain many seats, three of the few new MPs elected were future Conservative Prime Ministers David Cameron and Boris Johnson and future Conservative Chancellor of the Exchequer George Osborne; Osborne would serve in the same Cabinet as Cameron from 2010 to 2016. The Liberal Democrats made a net gain of six seats. The 2001 general election is the last to date in which any government has held an overall majority of more than 100 seats in the House of Commons, and the second of only two since the Second World War in which a single party won over 400 MPs. Notable departing MPs included former Prime Ministers Edward Heath and John Major, former Deputy Prime Minister Michael Heseltine, former Liberal Democrat leader Paddy Ashdown, former Cabinet ministers Tony Benn, Tom King, John Morris, Mo Mowlam, John MacGregor and Peter Brooke, Teresa Gorman, and then Mayor of London Ken Livingstone. Change was seen in Northern Ireland, with the moderate unionist Ulster Unionist Party (UUP) losing four seats to the more hardline Democratic Unionist Party (DUP). A similar transition appeared in the nationalist community, with the moderate Social Democratic and Labour Party (SDLP) losing votes to the more staunchly republican and abstentionist Sinn Féin. Exceptionally low voter turnout, which fell below 60% for the first time since 1918, also marked this election. The election was broadcast live on BBC One and presented by David Dimbleby, Jeremy Paxman, Andrew Marr, Peter Snow, and Tony King. The 2001 general election was notable for being the first in which pictures of the party logos appeared on the ballot paper. Prior to this, the ballot paper had only displayed the candidate's name, address, and party name. | 2001-10-17T08:10:26Z | 2023-12-30T14:02:00Z | [
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3,978 | Book of Mormon | The Book of Mormon is a religious text of the Latter Day Saint movement, which, according to Latter Day Saint theology, contains writings of ancient prophets who lived on the American continent from 600 BC to AD 421 and during an interlude dated by the text to the unspecified time of the Tower of Babel. It was first published in March 1830 by Joseph Smith as The Book of Mormon: An Account Written by the Hand of Mormon upon Plates Taken from the Plates of Nephi. The Book of Mormon is one of the earliest and most well known unique writings of the Latter Day Saint movement. The denominations of the Latter Day Saint movement typically regard the text primarily as scripture (sometimes as one of four standard works) and secondarily as a record of God's dealings with ancient inhabitants of the Americas. The majority of Latter Day Saints believe the book to be a record of real-world history, with Latter Day Saint denominations viewing it variously as an inspired record of scripture to the lynchpin or "keystone" of their religion. Some Latter Day Saint academics and apologetic organizations strive to affirm the book as historically authentic through their scholarship and research, but mainstream archaeological, historical, and scientific communities have discovered little to support the existence of the civilizations described therein, and do not consider it to be an actual record of historical events.
According to Smith's account and the book's narrative, the Book of Mormon was originally written in otherwise unknown characters referred to as "reformed Egyptian" engraved on golden plates. Smith said that the last prophet to contribute to the book, a man named Moroni, buried it in the Hill Cumorah in present-day Manchester, New York, before his death, and then appeared in a vision to Smith in 1827 as an angel, revealing the location of the plates and instructing him to translate the plates into English. Most naturalistic views on the origins of the Book of Mormon hold that Smith authored it, drawing, whether consciously or subconsciously, on material and ideas from his contemporary 19th-century environment, rather than translating an ancient record.
The Book of Mormon has a number of doctrinal discussions on subjects such as the fall of Adam and Eve, the nature of the Christian atonement, eschatology, agency, priesthood authority, redemption from physical and spiritual death, the nature and conduct of baptism, the age of accountability, the purpose and practice of communion, personalized revelation, economic justice, the anthropomorphic and personal nature of God, the nature of spirits and angels, and the organization of the latter day church. The pivotal event of the book is an appearance of Jesus Christ in the Americas shortly after his resurrection. Common teachings of the Latter Day Saint movement hold that the Book of Mormon fulfills numerous biblical prophecies by ending a global apostasy and signaling a restoration of Christian gospel. The book is also a critique of Western society, condemning immorality, individualism, social inequality, ethnic injustice, nationalism, and the rejection of God, revelation, and miraculous religion.
The Book of Mormon is divided into smaller books, titled after individuals named as primary authors or other caretakers of the ancient record the Book of Mormon describes itself as and, in most versions, is divided into chapters and verses. Its English text imitates the style of the King James Version of the Bible, and its grammar and word choice reflect Early Modern English. The Book of Mormon has been fully or partially translated into at least 112 languages.
According to Joseph Smith, in 1823, when he was seventeen years old, an angel of God named Moroni appeared to him and said that a collection of ancient writings was buried in a nearby hill in present-day Wayne County, New York, engraved on golden plates by ancient prophets. The writings were said to describe a people whom God had led from Jerusalem to the Western hemisphere 600 years before Jesus's birth. (This "angel Moroni" figure also appears in the Book of Mormon as the last prophet among these people and had buried the record, which God had promised to bring forth in the latter days.) Smith said this vision occurred on the evening of September 21, 1823, and that on the following day, via divine guidance, he located the burial location of the plates on this hill and was instructed by Moroni to meet him at the same hill on September 22 of the following year to receive further instructions, which repeated annually for the next three years. Smith told his entire immediate family about this angelic encounter by the next night, and his brother William reported that the family "believed all he [Joseph Smith] said" about the angel and plates.
Smith and his family reminisced that as part of what Smith believed was angelic instruction, Moroni provided Smith with a "brief sketch" of the "origin, progress, civilization, laws, governments ... righteousness and iniquity" of the "aboriginal inhabitants of the country" (referring to the Nephites and Lamanites who figure in the Book of Mormon's primary narrative). Smith sometimes shared what he believed he had learned through such angelic encounters with his family in what his mother Lucy Mack Smith called "most amusing recitals".
In Smith's account, Moroni allowed him, accompanied by his wife Emma Hale Smith, to take the plates on September 22, 1827, four years after his initial visit to the hill, and directed him to translate them into English. Smith said the angel Moroni strictly instructed him to not let anyone else see the plates without divine permission. Neighbors, some of whom had collaborated with Smith in earlier treasure-hunting enterprises, tried several times to steal the plates from Smith while he and his family guarded them.
As Smith and contemporaries reported, the English manuscript of the Book of Mormon was produced as scribes wrote down Smith's dictation in multiple sessions between 1828 and 1829. The dictation of the extant Book of Mormon was completed in 1829 in between 53 and 74 working days.
Descriptions of the way in which Smith dictated the Book of Mormon vary. Smith himself called the Book of Mormon a translated work, but in public he generally described the process itself only in vague terms, saying he translated by a miraculous gift from God. According to some accounts from his family and friends at the time, early on, Smith copied characters off the plates as part of a process of learning to translate an initial corpus. For the majority of the process, Smith dictated the text by voicing strings of words which a scribe would write down; after the scribe confirmed they had finished writing, Smith would continue.
Many accounts describe Smith dictating by reading a text as it appeared either on seer stones he already possessed or on a set of spectacles that accompanied the plates, prepared by the Lord for the purpose of translating. The spectacles, often called the "Nephite interpreters," or the "Urim and Thummim," after the Biblical divination stones, were described as two clear seer stones which Smith said he could look through in order to translate, bound together by a metal rim and attached to a breastplate. Beginning around 1832, both the interpreters and Smith's own seer stone were at times referred to as the "Urim and Thummim", and Smith sometimes used the term interchangeably with "spectacles". Emma Smith's and David Whitmer's accounts describe Smith using the interpreters while dictating for Martin Harris's scribing and switching to only using his seer stone(s) in subsequent translation. Grant Hardy summarizes Smith's known dictation process as follows: "Smith looked at a seer stone placed in his hat and then dictated the text of the Book of Mormon to scribes". Early on, Smith sometimes separated himself from his scribe with a blanket between them, as he did while Martin Harris, a neighbor, scribed his dictation in 1828. At other points in the process, such as when Oliver Cowdery or Emma Smith scribed, the plates were left covered up but in the open. During some dictation sessions the plates were entirely absent.
In 1828, while scribing for Smith, Harris, at the prompting of his wife Lucy Harris, repeatedly asked Smith to loan him the manuscript pages of the dictation thus far. Smith reluctantly acceded to Harris's requests. Within weeks, Harris lost the manuscript, most likely stolen by a member of his extended family. (These are now known as the "lost 116 pages".) After the loss, Smith recorded that he lost the ability to translate and that Moroni had taken back the plates to be returned only after Smith repented. Smith later stated that God allowed him to resume translation, but directed that he begin where he left off (in what is now called the Book of Mosiah), without retranslating what had been in the lost manuscript.
Smith recommenced some Book of Mormon dictation between September 1828 and April 1829 with his wife Emma Smith scribing with occasional help from his brother Samuel Smith, though transcription accomplished was limited. In April 1829, Oliver Cowdery met Smith and, believing Smith's account of the plates, began scribing for Smith in what became a "burst of rapid-fire translation". In May, Joseph and Emma Smith along with Cowdery moved in with the Whitmer family, sympathetic neighbors, in an effort to avoid interruptions as they proceeded with producing the manuscript.
While living with the Whitmers, Smith said he received permission to allow eleven specific others to see the uncovered golden plates and, in some cases, handle them. Their written testimonies are known as the Testimony of Three Witnesses, who described seeing the plates in a visionary encounter with an angel, and the Testimony of Eight Witnesses, who described handling the plates as displayed by Smith. Statements signed by them have been published in most editions of the Book of Mormon. In addition to Smith and these eleven, several others described encountering the plates by holding or moving them wrapped in cloth, although without seeing the plates themselves. Their accounts of the plates' appearance tend to describe a golden-colored compilation of thin metal sheets (the "plates") bound together by wires in the shape of a book.
The manuscript was completed in June 1829. E. B. Grandin published the Book of Mormon in Palmyra, New York, and it went on sale in his bookstore on March 26, 1830. Smith said he returned the plates to Moroni upon the publication of the book.
No single theory has consistently dominated naturalistic views on Book of Mormon composition. In the twenty-first century, leading naturalistic interpretations of Book of Mormon origins hold that Smith authored it himself, whether consciously or subconsciously, and simultaneously sincerely believed the Book of Mormon was an authentic sacred history.
Most adherents of the Latter Day Saint movement consider the Book of Mormon an authentic historical record, translated by Smith from actual ancient plates through divine revelation. The Church of Jesus Christ of Latter-day Saints (LDS Church), the largest Latter Day Saint denomination, maintains this as its official position.
The Book of Mormon as a written text is the transcription of what scholars Grant Hardy and William L. Davis call an "extended oral performance", one which Davis considers "comparable in length and magnitude to the classic oral epics, such as Homer’s Iliad and Odyssey". Eyewitnesses said Smith never referred to notes or other documents while dictating, and Smith's followers and those close to him insisted he lacked the writing and narrative skills necessary to consciously produce a text like the Book of Mormon. Some naturalistic interpretations have therefore compared Smith's dictation to automatic writing arising from the subconscious. However, Ann Taves considers this description problematic for overemphasizing "lack of control" when historical and comparative study instead suggests Smith "had a highly focused awareness" and "a considerable degree of control over the experience" of dictation.
Independent scholar William L. Davis posits that after believing he had encountered an angel in 1823, Smith "carefully developed his ideas about the narratives" of the Book of Mormon for several years by making outlines, whether mental or on private notes, until he began dictating in 1828. Smith's oral recitations about Nephites to his family could have been an opportunity to work out ideas and practice oratory, and he received some formal education as a lay Methodist exhorter. In this interpretation, Smith believed the dictation he produced reflected an ancient history, but he assembled the narrative in his own words.
Early observers, presuming Smith incapable of writing something as long or as complex as the Book of Mormon, often searched for a possible source he might have plagiarized. In the nineteenth century, a popular hypothesis was that Smith collaborated with Sidney Rigdon (a convert to the early movement whom Smith did not actually meet until after the Book of Mormon was published) to plagiarize an unpublished manuscript written by Solomon Spalding and turn into the Book of Mormon. Historians have considered the Spalding manuscript source hypothesis debunked since 1945, when Fawn M. Brodie thoroughly disproved it in her critical biography of Smith.
Historians since the early-twentieth century have suggested Smith was inspired by View of the Hebrews, an 1823 book which propounded the Hebraic Indian theory, since both associate American Indians with ancient Israel and describe clashes between two dualistically opposed civilizations (View as speculation about American Indian history and the Book of Mormon as its narrative). Whether or not View influenced the Book of Mormon is the subject of debate. A pseudo-anthropological treatise, View presented allegedly empirical evidence in support of its hypothesis. The Book of Mormon is written as a narrative, and Christian themes predominate rather than supposedly indigenous parallels. Additionally, while View supposes that indigenous American peoples descended from the Ten Lost Tribes, the Book of Mormon actively rejects the hypothesis; the peoples in its narrative have an "ancient Hebrew" origin but do not descend from the lost tribes, and the perceived mystery of which the book preserves and escalates. The book ultimately heavily revises, rather than borrows, the Hebraic Indian theory.
The Book of Mormon may creatively reconfigure, without plagiarizing, parts of the popular 1678 Christian allegory Pilgrim's Progress written by John Bunyan. For example, the martyr narrative of Abinadi in the Book of Mormon shares a complex matrix of descriptive language with Faithful's martyr narrative in Progress. Some other Book of Mormon narratives, such as the dream Lehi has in the book's opening, also resemble creative reworkings of Progress story arcs as well as elements of other works by Bunyan, such as The Holy War and Grace Abounding.
Historical scholarship also suggests it's plausible for Smith to have produced the Book of Mormon himself, based on his knowledge of the Bible and enabled by a democratizing religious culture.
The English text of the Book of Mormon resembles the style of the King James Version of the Bible, though its rendering can sometimes be repetitive and difficult to read. Narratively and structurally the book is complex with multiple arcs that diverge and converge in the story while contributing to the book's overarching plot and themes. Historian Daniel Walker Howe concluded in his own appraisal that the Book of Mormon "is a powerful epic written on a grand scale" and "should rank among the great achievements of American literature".
The Book of Mormon presents its text through multiple narrators explicitly identified as figures within the book's own narrative. Narrators describe reading, redacting, writing, and exchanging records. The book also embeds sermons, given by figures from the narrative, throughout the text, and these internal orations make up just over 40 percent of the Book of Mormon. Periodically, the book's primary narrators reflexively describe themselves creating the book in a move that is "almost postmodern" in its self-consciousness. In an essay written to introduce the Book of Mormon, historian Laurie Maffly-Kipp explains that "the mechanics of editing and transmitting thereby become an important feature of the text".
The Book of Mormon is organized as a compilation of smaller books, each named after its main named narrator or a prominent leader, beginning with the First Book of Nephi (1 Nephi) and ending with the Book of Moroni.
The book's sequence is primarily chronological based on the narrative content of the book. Exceptions include the Words of Mormon and the Book of Ether. The Words of Mormon contains editorial commentary by Mormon. The Book of Ether is presented as the narrative of an earlier group of people who had come to the American continent before the immigration described in 1 Nephi. First Nephi through Omni are written in first-person narrative, as are Mormon and Moroni. The remainder of the Book of Mormon is written in third-person historical narrative, said to be compiled and abridged by Mormon (with Moroni abridging the Book of Ether and writing the latter part of Mormon and the Book of Moroni).
Most modern editions of the book have been divided into chapters and verses. Most editions of the book also contain supplementary material, including the "Testimony of Three Witnesses" and the "Testimony of Eight Witnesses" which appeared in the original 1830 edition and every official Latter-day Saint edition thereafter.
The books from First Nephi to Omni are described as being from "the small plates of Nephi". This account begins in ancient Jerusalem around 600 BC, telling the story of a man named Lehi, his family, and several others as they are led by God from Jerusalem shortly before the fall of that city to the Babylonians. The book describes their journey across the Arabian peninsula, and then to a "promised land", presumably an unspecified location in the Americas, by ship. These books recount the group's dealings from approximately 600 BC to about 130 BC, during which time the community grows and splits into two main groups, called Nephites and Lamanites, that frequently war with each other throughout the rest of the narrative.
Following this section is the Words of Mormon, a small book that introduces Mormon, the principal narrator for the remainder of the text. The narration describes the proceeding content (Book of Mosiah through to chapter 7 of the internal Book of Mormon) as being Mormon's abridgment of "the large plates of Nephi", existing records that detailed the people's history up to Mormon's own life. Part of this portion is the Book of Third Nephi, which describes a visit by Jesus to the people of the Book of Mormon sometime after his resurrection and ascension; historian John Turner calls this episode "the climax of the entire scripture". After this visit, the Nephites and Lamanites unite in a harmonious, peaceful society which endures for several generations before breaking into warring factions again, and in this conflict the Nephites are destroyed while the Lamanites emerge victorious. In the narrative, Mormon, a Nephite, lives during this period of war, and he dies before finishing his book. His son Moroni takes over as narrator, describing himself taking his father's record into his charge and finishing its writing.
Before the very end of the book, Moroni describes making an abridgment (called the Book of Ether) of a record from a much earlier people. There is a subsequent subplot describing a group of families who God leads away from the Tower of Babel after it falls. Led by a man named Jared and his brother, described as a prophet of God, these Jaredites travel to the "promised land" and establish a society there. After successive violent reversals between rival monarchs and faction, their society collapses before Lehi's family arrive in the promised land.
The narrative returns to Moroni's present (Book of Moroni) in which he transcribes a few short documents, meditates on and addresses the book's audience, finishes the record, and buries the plates upon which they are narrated to be inscribed upon, before implicitly dying as his father did, in what allegedly would have been the early-400s CE.
On its title page, the Book of Mormon describes its central purpose as being the "convincing of the Jew and Gentile that Jesus is the Christ, the Eternal God, manifesting himself unto all nations." Jesus is mentioned every 1.7 verses on average.
Although much of the Book of Mormon's internal chronology takes place prior to the birth of Jesus, prophets in the book frequently see him in vision and preach about him, and the people in the narrative worship Jesus as "pre-Christian Christians." For example, the book's first narrator Nephi describes having a vision of the birth, ministry, and death of Jesus, said to have taken place nearly 600 years prior to Jesus' birth. Late in the book, a narrator refers to converted peoples as "children of Christ". By depicting ancient prophets and peoples as familiar with Jesus as a Savior, the Book of Mormon universalizes Christian salvation as being accessible across all time and places. By implying that even more ancient peoples were familiar with Jesus Christ, the book also presents a "polygenist Christian history" in which Christianity has multiple origins.
In what is often called the climax of the book, Jesus visits some early inhabitants of the Americas after his resurrection in an extended bodily theophany. During this ministry, he reiterates many teachings from the New Testament, re-emphasizes salvific baptism, and introduces the ritual consumption of bread and water "in remembrance of [his] body", a teaching that became the basis for modern Latter-day Saints' "memorialist" view of their sacrament ordinance (analogous to communion). Jesus's ministry in the Book of Mormon resembles his portrayal in the Gospel of John, as Jesus similarly teaches without parables and preaches faith and obedience as a central message.
The Book of Mormon depicts Jesus with "a twist" on Christian trinitarianism. Jesus in the Book of Mormon is distinct from God the Father, much as he is in the New Testament, as he prays to God while during a post-resurrection visit with the Nephites. However, the Book of Mormon also emphasizes Jesus and God have "divine unity," and other parts of the book call Jesus "the Father and the Son" or describe the Father, the Son, and the Holy Ghost as "one." As a result, beliefs among the churches of the Latter Day Saint movement range between social trinitarianism (such as among Latter-day Saints) and traditional trinitarianism (such as in Community of Christ).
Distinctively, the Book of Mormon describes Jesus as having, prior to his birth, a spiritual "body" "without flesh and blood" that looked similar to how he would appear during his physical life. According to the book, the Brother of Jared lived before Jesus and saw him manifest in this spiritual "body" thousands of years prior to his birth.
The Christian concept of God's plan of salvation for humanity is a frequently recurring theme of the Book of Mormon. While the Bible does not directly outline a plan of salvation, the Book of Mormon explicitly refers to the concept thirty times, using a variety of terms such as plan of salvation, plan of happiness, and plan of redemption. The Book of Mormon's plan of salvation doctrine describes life as a probationary time for people to learn the gospel of Christ through revelation given to prophets and have the opportunity to choose whether or not to obey God. Jesus' atonement then makes repentance possible, enabling the righteous to enter a heavenly state after a final judgment.
Although most of Christianity traditionally considers the fall of man a negative development for humanity, the Book of Mormon instead portrays the fall as a foreordained step in God's plan of salvation, necessary to securing human agency, eventual righteousness, and bodily joy through physical experience. This positive interpretation of the Adam and Eve story contributes to the Book of Mormon's emphasis "on the importance of human freedom and responsibility" to choose salvation.
In the Book of Mormon, revelation from God typically manifests as "personalized, dialogic exchange" between God and persons, "rooted in a radically anthropomorphic theology" that personifies deity as a being who hears prayers and provides direct answers to questions. Multiple narratives in the book portray revelation as a dialogue in which petitioners and deity engage one another in a mutual exchange in which God's contributions originate from outside the mortal recipient. The Book of Mormon also emphasizes regular prayer as a significant component of devotional life, depicting it as a central means through which such dialogic revelation can take place.
Distinctively, the Book of Mormon's portrayal democratizes revelation by extending it beyond the "Old Testament paradigms" of prophetic authority. In the Book of Mormon, dialogic revelation from God is not the purview of prophets alone but is instead the right of every person. Figures such as Nephi and Ammon receive visions and revelatory direction prior to or without ever becoming prophets, and Laman and Lemuel are rebuked for hesitating to pray for revelation. In the Book of Mormon, God and the divine are directly knowable through revelation and spiritual experience.
Also in contrast with traditional Christian conceptions of revelations is the Book of Mormon's broader range of revelatory content. In the Book of Mormon, revelatory topics include not only the expected "exegesis of existence" but also questions that are "pragmatic, and at times almost banal in their mundane specificity". Figures petition God for revelatory answers to doctrinal questions and ecclesiastical crises as well as for inspiration to guide hunts, military campaigns, and sociopolitical decisions, and the Book of Mormon portrays God providing answers to these inquiries.
The Book of Mormon depicts revelation as an active and sometimes laborious experience. For example, the Book of Mormon's Brother of Jared learns to act not merely as a petitioner with questions but moreover as an interlocutor with "a specific proposal" for God to consider as part of a guided process of miraculous assistance. Also in the Book of Mormon, Enos describes his revelatory experience as a "wrestle which I had before God" that spanned hours of intense prayer.
The Book of Mormon's "eschatological content" lends to a "theology of Native and/or nonwhite liberation", in the words of American studies scholar Jared Hickman. The Book of Mormon's narrative content includes prophecies describing how although Gentiles (generally interpreted as being whites of European descent) would conquer the indigenous residents of the Americas (imagined in the Book of Mormon as being a remnant of descendants of the Lamanites), this conquest would only precede the Native Americans' revival and resurgence as a God-empowered people. The Book of Mormon narrative's prophecies envision a Christian eschaton in which indigenous people are destined to rise up as the true leaders of the continent, manifesting in a new utopia to be called "Zion". White Gentiles would have an opportunity to repent of their sins and join themselves to the indigenous remnant, but if white Gentile society fails to do so, the Book of Mormon's content foretells a future "apocalyptic reversal" in which Native Americans will destroy white American society and replace it with a godly, Zionic society. This prophecy commanding whites to repent and become supporters of American Indians even bears "special authority as an utterance of Jesus" Christ himself during a messianic appearance at the book's climax.
Furthermore, the Book of Mormon's "formal logic" criticizes the theological supports for racism and white supremacy prevalent in the antebellum United States by enacting a textual apocalypse. The book's apparently white Nephite narrators fail to recognize and repent of their own sinful, hubristic prejudices against the seemingly darker-skinned Lamanites in the narrative. In their pride, the Nephites repeatedly backslide into producing oppressive social orders, such that the book's narrative performs a sustained critique of colonialist racism. The book concludes with its own narrative implosion in which Lamanites suddenly succeed over and destroy Nephites in a literary turn seemingly designed to jar the average antebellum white American reader into recognizing the "utter inadequacy of his or her rac(ial)ist common sense".
Adherents of the early Latter Day Saint movement frequently read the Book of Mormon as a corroboration of and supplement to the Bible, persuaded by its resemblance to the King James Version's form and language. For these early readers, the Book of Mormon confirmed the Bible's scriptural veracity and resolved then-contemporary theological controversies the Bible did not seem to adequately address, such as the appropriate mode of baptism, the role of prayer, and the nature of the Christian atonement. Early church administrative design also drew inspiration from the Book of Mormon. Oliver Cowdery and Joseph Smith, respectively, used the depiction of the Christian church in the Book of Mormon as a template for their Articles of the Church and Articles and Covenants of the Church.
The Book of Mormon was also significant in the early movement as a sign, proving Joseph Smith's claimed prophetic calling, signalling the "restoration of all things", and ending what was believed to have been an apostasy from true Christianity. Early Latter Day Saints additionally tended to interpret the Book of Mormon through a millenarian lens and consequently believed the book portended Christ's imminent Second Coming. And during the movement's first years, observers identified converts with the new scripture they propounded, nicknaming them "Mormons".
Early Mormons also cultivated their own individual relationships with the Book of Mormon. Reading the book became an ordinary habit for some, and some would reference passages by page number in correspondence with friends and family. Historian Janiece Johnson explains that early converts' "depth of Book of Mormon usage is illustrated most thoroughly through intertextuality—the pervasive echoes, allusions, and expansions on the Book of Mormon text that appear in the early converts' own writings." Early Latter Day Saints alluded to Book of Mormon narratives, incorporated Book of Mormon turns of phrase into their writing styles, and even gave their children Book of Mormon names.
Like many other early adherents of the Latter Day Saint movement, Smith referenced Book of Mormon scriptures in his preaching relatively infrequently and cited the Bible more often, likely because he was more familiar with the Bible, which he had grown up with. In 1832, Smith dictated a revelation that condemned the "whole church" for treating the Book of Mormon lightly, although even after doing so Smith still referenced the Book of Mormon less often than the Bible. Nevertheless, in 1841 Joseph Smith characterized the Book of Mormon as "the most correct of any book on earth, and the keystone of [the] religion". Although Smith quoted the book infrequently, he accepted the Book of Mormon narrative world as his own and conceived of his prophetic identity within the framework of the Book of Mormon's portrayal of a world history full of sacred records of God's dealings with humanity and description of him as a revelatory translator.
While they were held in Carthage Jail together, shortly before being killed in a mob attack, Joseph's brother Hyrum Smith read aloud from the Book of Mormon, and Joseph told the jail guards present that the Book of Mormon was divinely authentic.
The Church of Jesus Christ of Latter-day Saints (LDS Church) accepts the Book of Mormon as one of the four sacred texts in its scriptural canon called the standard works. Church leaders and publications have "strongly affirm[ed]" Smith's claims of the book's significance to the faith. According to the church's "Articles of Faith"—a document written by Joseph Smith in 1842 and canonized by the church as scripture in 1880—members "believe the Bible to be the word of God as far as it is translated correctly," and they "believe the Book of Mormon to be the word of God," without the translation qualification. In their evangelism, Latter-day Saint leaders and missionaries have long emphasized the book's place in a causal chain which held that if the Book of Mormon was "verifiably true revelation of God," then it justified Smith's claims to prophetic authority to restore the New Testament church.
Latter-day Saints have also long believed the Book of Mormon's contents confirm and fulfill biblical prophecies. For example, "many Latter-day Saints" consider the biblical patriarch Jacob's description of his son Joseph as "a fruitful bough ... whose branches run over a wall" a prophecy of Lehi's posterity—described as descendants of Joseph—overflowing into the New World. Latter-day Saints also believe the Bible prophesies of the Book of Mormon as an additional testament to God's dealings with humanity, such as in their interpretation of Ezekiel 37's injunction to "take thee one stick ... For Judah, and ... take another stick ... For Joseph" as referring to the Bible as the "stick of Judah" and the Book of Mormon as "the stick of Joseph".
In the 1980s, the church placed greater emphasis on the Book of Mormon as a central text of the faith and on studying and reading it as a means for devotional communion with Jesus Christ. In 1982, it added the subtitle "Another Testament of Jesus Christ" to its official editions of the Book of Mormon. Ezra Taft Benson, the church's thirteenth president (1985–1994), especially emphasized the Book of Mormon. Referencing Smith's 1832 revelation, Benson said the church remained under condemnation for treating the Book of Mormon lightly.
Since the late 1980s, Latter-day Saint leaders have encouraged church members to read from the Book of Mormon daily, and in the twenty-first century, many Latter-day Saints use the book in private devotions and family worship. Literary scholar Terryl Givens observes that for Latter-day Saints, the Book of Mormon is "the principal scriptural focus", a "cultural touchstone, and "absolutely central" to worship, including in weekly services, Sunday School, youth seminaries, and more.
The church encourages those considering joining the faith to follow the suggestion in the Book of Mormon's final chapter to study the book, ponder it, and pray to God about it. Latter-day Saints believe that sincerely doing so will provide the reader with a spiritual witness confirming it as true scripture. The relevant passage in the chapter is sometimes referred to as "Moroni's Promise."
Approximately 90 to 95% of all Book of Mormon printings have been affiliated with the church. As of October 2020, it has published more than 192 million copies of the Book of Mormon.
The Community of Christ (formerly the Reorganized Church of Jesus Christ of Latter Day Saints or RLDS Church) views the Book of Mormon as scripture which provides an additional witness of Jesus Christ in support of the Bible. The Community of Christ publishes two versions of the book. The first is the Authorized Edition, first published by the then-RLDS Church in 1908, whose text is based on comparing the original printer's manuscript and the 1837 Second Edition (or "Kirtland Edition") of the Book of Mormon. Its content is similar to the Latter-day Saint edition of the Book of Mormon, but the versification is different. The Community of Christ also publishes a "New Authorized Version" (also called a "reader's edition"), first released in 1966, which attempts to modernize the language of the text by removing archaisms and standardizing punctuation.
Use of the Book of Mormon varies among Community of Christ membership. The church describes it as scripture and includes references to the Book of Mormon in its official lectionary. In 2010, representatives told the National Council of Churches that "the Book of Mormon is in our DNA". The book remains a symbol of the denomination's belief in continuing revelation from God. Nevertheless, its usage in North American congregations declined between the mid-twentieth and twenty-first centuries. Community of Christ theologian Anthony Chvala-Smith describes the Book of Mormon as being akin to a "subordinate standard" relative to the Bible, giving the Bible priority over the Book of Mormon, and the denomination does not emphasize the book as part of its self-conceived identity. Book of Mormon use varies in what David Howlett calls "Mormon heritage regions": North America, Western Europe, and French Polynesia. Outside these regions, where there are tens of thousands of members, congregations almost never use the Book of Mormon in their worship, and they may be entirely unfamiliar with it. Some in Community of Christ remain interested in prioritizing the Book of Mormon in religious practice and have variously responded to these developments by leaving the denomination or by striving to re-emphasize the book.
During this time, the Community of Christ moved away from emphasizing the Book of Mormon as an authentic record of a historical past. By the late-twentieth century, church president W. Grant McMurray made open the possibility the book was nonhistorical. McMurray reiterated this ambivalence in 2001, reflecting, "The proper use of the Book of Mormon as sacred scripture has been under wide discussion in the 1970s and beyond, in part because of long-standing questions about its historical authenticity and in part because of perceived theological inadequacies, including matters of race and ethnicity." When a resolution was submitted at the 2007 Community of Christ World Conference to "reaffirm the Book of Mormon as a divinely inspired record", church president Stephen M. Veazey ruled it out-of-order. He stated, "while the Church affirms the Book of Mormon as scripture, and makes it available for study and use in various languages, we do not attempt to mandate the degree of belief or use. This position is in keeping with our longstanding tradition that belief in the Book of Mormon is not to be used as a test of fellowship or membership in the church."
Since the death of Joseph Smith in 1844, there have been approximately seventy different churches that have been part of the Latter Day Saint movement, fifty of which were extant as of 2012. Religious studies scholar Paul Gutjahr explains that "each of these sects developed its own special relationship with the Book of Mormon". For example James Strang, who led a denomination in the nineteenth century, reenacted Smith's production of the Book of Mormon by claiming in the 1840s and 1850s to receive and translate new scriptures engraved on metal plates, which became the Voree Plates and the Book of the Law of the Lord.
William Bickerton led another denomination, The Church of Jesus Christ of Latter Day Saints (today called The Church of Jesus Christ), which accepted the Book of Mormon as scripture alongside the Bible although it did not canonize other Latter Day Saint religious texts like the Doctrine and Covenants and Pearl of Great Price. The contemporary Church of Jesus Christ continues to consider the "Bible and Book of Mormon together" to be "the foundation of [their] faith and the building blocks of" their church.
Nahua-Mexican Latter-day Saint Margarito Bautista believed the Book of Mormon told an indigenous history of Mexico before European contact, and he identified himself as a "descendant of Father Lehi", a prophet in the Book of Mormon. Bautista believed the Book of Mormon revealed that indigenous Mexicans were a chosen remnant of biblical Israel and therefore had a sacred destiny to someday lead the church spiritually and the world politically. To promote this belief, he wrote a theological treatise synthesizing Mexican nationalism and Book of Mormon content, published in 1935. Anglo-American LDS Church leadership suppressed the book and eventually excommunicated Bautista, and he went on to found a new Mormon denomination. Officially named El Reino de Dios en su Plenitud, the denomination continues to exist in Colonial Industrial, Ozumba, Mexico as a church with several hundred members who call themselves Mormons.
Separate editions of the Book of Mormon have been published by a number of churches in the Latter Day Saint movement, along with private individuals and organizations not endorsed by any specific denomination.
Mainstream archaeological, historical, and scientific communities do not consider the Book of Mormon an ancient record of actual historical events. Principally, the content of the Book of Mormon does not correlate with archaeological, paleontological, and historical evidence about the past of the Americas. There is no accepted correlation between locations described in the Book of Mormon and known American archaeological sites. There is also no evidence in Mesoamerican societies of cultural influence from anything described in the Book of Mormon. Additionally, the Book of Mormon's narrative refers to the presence of animals, plants, metals, and technologies of which archaeological and scientific studies have found little or no evidence in post-Pleistocene, pre-Columbian America. Such anachronistic references include crops such as barley, wheat, and silk; livestock like sheep and horses; and metals and technology such as brass, steel, the wheel, and chariots. The Book of Mormon also includes excerpts from and demonstrates intertextuality with portions of the biblical Book of Isaiah whose widely-accepted periods of creation postdate the alleged departure of Lehi's family from Jerusalem circa 600 BCE.
Until the late-twentieth century, most adherents of the Latter Day Saint movement who affirmed Book of Mormon historicity believed the people described in the Book of Mormon text were the exclusive ancestors of all indigenous peoples in the Americas. However, linguistics and genetics proved that impossible. There are no widely accepted linguistic connections between any Native American languages and Near Eastern languages, and "the diversity of Native American languages could not have developed from a single origin in the time frame" that would be necessary to validate such a view of Book of Mormon historicity. Finally, there is no DNA evidence linking any Native American group to ancestry from the ancient Near East as a belief in Book of Mormon peoples as the exclusive ancestors of indigenous Americans would require. Instead, geneticists find that indigenous Americans' ancestry traces back to Asia.
Despite this, most adherents of the Latter Day Saint movement consider the Book of Mormon to generally be historically authentic. Within the Latter Day Saint movement there are several individuals and apologetic organizations, most of whom are or which are comprised of lay Latter-day Saints, that seek to answer challenges to or advocate for Book of Mormon historicity. For example, in response to linguistics and genetics rendering long-popular hemispheric models of Book of Mormon geography impossible, many apologists posit Book of Mormon peoples could have dwelled in a limited geographical region while indigenous peoples of other descents occupied the rest of the Americas. To account for anachronisms, apologists often suggest Smith's translation assigned familiar terms to unfamiliar ideas. In the context of a miraculously translated Book of Mormon, anachronistic intertextuality may also have miraculous explanations.
Advocating for their interpretation of the book's historicity, some apologists strive to identify parallels between the Book of Mormon and biblical antiquity, such as the presence of several complex chiasmi resembling a literary form used in ancient Hebrew poetry and in the Old Testament. Others attempt to identify parallels between Mesoamerican archaeological sites and locations described in the Book of Mormon, such as John L. Sorenson, according to whom the Santa Rosa archaeological site resembles the city of Zarahemla in the Book of Mormon. When mainstream, non-Mormon scholars examine alleged parallels between the Book of Mormon and the ancient world, however, scholars typically deem them "chance based upon only superficial similarities" or "parallelomania", the result of having predetermined ideas about the subject.
Despite the popularity and influence among Latter-day Saints of literature propounding Book of Mormon historicity, not all Mormons who affirm Book of Mormon historicity are universally persuaded by apologetic work. Some claim historicity more modestly, such as Richard Bushman's statement that "I read the Book of Mormon as informed Christians read the Bible. As I read, I know the arguments against the book's historicity, but I can't help feeling that the words are true and the events happened. I believe it in the face of many questions."
Some denominations and adherents of the Latter Day Saint movement consider the Book of Mormon a work of inspired fiction akin to pseudepigrapha or biblical midrash that constitutes scripture by revealing true doctrine about God, similar to a common interpretation of the biblical Book of Job. Many in Community of Christ hold this view, and the leadership takes no official position on Book of Mormon historicity; among lay members, views vary. Some Latter-day Saints consider the Book of Mormon fictional, although this view is marginal in the community at large.
Influenced by continental philosophy, a handful of academics argue for understanding the Book of Mormon not as historical or unhistorical (either factual or fictional) but as nonhistorical (existing outside history). In this view, both skeptical and affirmative approaches to Book of Mormon historicity make the same Enlightenment-derived assumptions about scriptures being representations of external reality, whereas a premodern understanding would accept scripture as capable of divinely ordering, rather than simply depicting, reality.
Contact with the indigenous peoples of the Americas prompted intellectual and theological controversy among many Europeans and European Americans who wondered how biblical narratives of world history could account for hitherto unrecognized indigenous societies. From the seventeenth century through the early-nineteenth, numerous European and U. S. American writers proposed that ancient Jews, perhaps through the Lost Ten Tribes, were the ancestors of Native Americans. One of the first books to suggest that Native Americans descended from Jews was written by Jewish-Dutch rabbi and scholar Manasseh ben Israel in 1650. Such curiosity and speculation about indigenous origins persisted in the United States into the antebellum period when the Book of Mormon was published, as archaeologist Stephen Williams explains that "relating the American Indians to the Lost Tribes of Israel was supported by many at" the time of the book's production and publication. Although the Book of Mormon did not explicitly identify Native Americans as descendants of the diasporic Israelites in its narrative, nineteenth-century readers consistently drew that conclusion and considered the book theological support for believing American Indians were of Israelite descent.
Additionally, European settlers viewed the impressive earthworks left behind by the Mound Builder cultures and had some difficulty believing that the Native Americans, whose numbers had been greatly reduced over the previous centuries, could have produced them. A common theory was that a more "civilized" and "advanced" people had built them, but were overrun and destroyed by a more savage, numerous group. Some Book of Mormon content resembles this "mound-builder" genre pervasive in the nineteenth century. Historian Curtis Dahl wrote, "Undoubtedly the most famous and certainly the most influential of all Mound-Builder literature is the Book of Mormon (1830). Whether one wishes to accept it as divinely inspired or the work of Joseph Smith, it fits exactly into the tradition." However, the Book of Mormon does not comfortably fit the genre, since, as historian Richard Bushman explains, "When other writers delved into Indian origins, they were explicit about recognizable Indian practices", such as Abner Cole, who dressed characters in moccasins in his parody of the book. Meanwhile, the "Book of Mormon deposited its people on some unknown shore—not even definitely identified as America—and had them live out their history in a remote place in a distant time, using names that had no connections to modern Indians" and without including stereotypical Indian terms, practices, or tropes, suggesting disinterest in making connections to mound-builder tropes.
The Book of Mormon can be read as a critique of the United States during Smith's lifetime. Historian of religion Nathan O. Hatch called the Book of Mormon "a document of profound social protest", and Bushman "found the book thundering no to the state of the world in Joseph Smith's time." In the Jacksonian era of antebellum America, class inequality was a major concern as fiscal downturns and the economy's transition from guild-based artisanship to private business sharpened socioeconomic disparity. Poll taxes in New York limited access to the vote, and the culture of civil discourse and mores surrounding liberty allowed social elites to ignore and delegitimize populist participation in public discourse. Ethnic prejudices were also prominent, as Americans typically stereotyped American Indians as ferocious, lazy, and uncivilized. Meanwhile, some Americans thought antebellum disestablishment and denominational proliferation undermined religious authority through ubiquity, producing sectarian confusion that only obfuscated the path to spiritual security.
Against the backdrop of these trends, the Book of Mormon "condemned social inequalities, moral abominations, rejection of revelations and miracles, disrespect for Israel (including the Jews), subjection of the Indians, and the abuse of the continent by interloping European migrants". The book's narratives critique bourgeois public discourse where rules of civil democracy silence the demands of common people, and it advocates for the poor, condemning acquisitiveness as antithetical to righteousness. Within the narrative, Lamanites, whom readers generally identified with American Indians, at times were overwhelmingly righteous, even producing a prophet who preached to backsliding Nephites, and the book declared natives to be the rightful inheritors to and leaders of the North American continent. According to the book, implicitly-European Gentiles had an obligation to serve the native people and join their remnant of covenant Israel or else face a violent downfall like the Nephites of the text. In the context of the nineteenth-century United States, the Book of Mormon rejects American denominational pluralism, Enlightenment hegemony, individualistic capitalism, and American nationalism, calling instead for ecclesiastical unity, miraculous religion, communitarian economics, and universal society under God's authority.
Joseph Smith dictated the Book of Mormon to several scribes over a period of 13 months, resulting in three manuscripts. Upon examination of pertinent historical records, the book appears to have been dictated over the course of 57 to 63 days within the 13 month period.
The 116 lost pages contained the first portion of the Book of Lehi; it was lost after Smith loaned the original, uncopied manuscript to Martin Harris.
The first completed manuscript, called the original manuscript, was completed using a variety of scribes. Portions of the original manuscript were also used for typesetting. In October 1841, the entire original manuscript was placed into the cornerstone of the Nauvoo House, and sealed up until nearly forty years later when the cornerstone was reopened. It was then discovered that much of the original manuscript had been destroyed by water seepage and mold. Surviving manuscript pages were handed out to various families and individuals in the 1880s.
Only 28 percent of the original manuscript now survives, including a remarkable find of fragments from 58 pages in 1991. The majority of what remains of the original manuscript is now kept in the LDS Church's archives.
The second completed manuscript, called the printer's manuscript, was a copy of the original manuscript produced by Oliver Cowdery and two other scribes. It is at this point that initial copyediting of the Book of Mormon was completed. Observations of the original manuscript show little evidence of corrections to the text. Shortly before his death in 1850, Cowdery gave the printer's manuscript to David Whitmer, another of the Three Witnesses. In 1903, the manuscript was bought from Whitmer's grandson by the Reorganized Church of Jesus Christ of Latter Day Saints, now known as the Community of Christ. On September 20, 2017, the LDS Church purchased the manuscript from the Community of Christ at a reported price of $35 million. The printer's manuscript is now the earliest surviving complete copy of the Book of Mormon. The manuscript was imaged in 1923 and has been made available for viewing online.
Critical comparisons between surviving portions of the manuscripts show an average of two to three changes per page from the original manuscript to the printer's manuscript, with most changes being corrections of scribal errors such as misspellings or the correction, or standardization, of grammar inconsequential to the meaning of the text. The printer's manuscript was further edited, adding paragraphing and punctuation to the first third of the text.
The printer's manuscript was not used fully in the typesetting of the 1830 version of Book of Mormon; portions of the original manuscript were also used for typesetting. The original manuscript was used by Smith to further correct errors printed in the 1830 and 1837 versions of the Book of Mormon for the 1840 printing of the book.
In the late-19th century the extant portion of the printer's manuscript remained with the family of David Whitmer, who had been a principal founder of the Latter Day Saints and who, by the 1870s, led the Church of Christ (Whitmerite). During the 1870s, according to the Chicago Tribune, the LDS Church unsuccessfully attempted to buy it from Whitmer for a record price. Church president Joseph F. Smith refuted this assertion in a 1901 letter, believing such a manuscript "possesses no value whatever." In 1895, Whitmer's grandson George Schweich inherited the manuscript. By 1903, Schweich had mortgaged the manuscript for $1,800 and, needing to raise at least that sum, sold a collection including 72 percent of the book of the original printer's manuscript (John Whitmer's manuscript history, parts of Joseph Smith's translation of the Bible, manuscript copies of several revelations, and a piece of paper containing copied Book of Mormon characters) to the RLDS Church (now the Community of Christ) for $2,450, with $2,300 of this amount for the printer's manuscript. The LDS Church had not sought to purchase the manuscript.
In 2015, this remaining portion was published by the Church Historian's Press in its Joseph Smith Papers series, in Volume Three of "Revelations and Translations"; and, in 2017, the church bought the printer's manuscript for US$35,000,000.
The original 1830 publication had unnumbered paragraphs (and no verses) which were divided into relatively long chapters. Just as the Bible's present chapter and verse notation system is a later addition of Bible publishers to books that were originally solid blocks of undivided text, the chapter and verse markers within the books of the Book of Mormon are conventions, not part of the original text.
The format of the Book of Mormon stayed the same, with citations noted by book and page number, (Book of Alma, page 262) or just the page number (page 262). As more editions were made, the references were noted by the edition. In 1852, Franklin D. Richards integrated numbered paragraphs for easier reference.
In 1876, Orson Pratt revised the Book of Mormon, and while doing so, created smaller chapters comparable in length to the Bible, and added true versification. In 1908, the RLDS Church revised their edition. While doing so, they added versification similar in breaks to the 1876 edition, but opted to use the original longer chapters.
Most modern editions use one of the two, based on their heritage. The editions published by the Community of Christ (1908/AV & 1966/RAV), the RCE, and the Temple Lot edition use the 1908 Authorized Version Versing. The LDS Church uses the 1876 Orson Pratt versing.
The following editions no longer in publication marked major developments in the text or reader's helps printed in the Book of Mormon.
Although some earlier unpublished studies had been prepared, not until the early 1970s was true textual criticism applied to the Book of Mormon. At that time BYU Professor Ellis Rasmussen and his associates were asked by The Church of Jesus Christ of Latter-day Saints (LDS Church) to begin preparation for a new edition of its scriptures. One aspect of that effort entailed digitizing the text and preparing appropriate footnotes; another aspect required establishing the most dependable text. To that latter end, Stanley R. Larson (a Rasmussen graduate student) set about applying modern text critical standards to the manuscripts and early editions of the Book of Mormon as his thesis project—which he completed in 1974. Larson carefully examined the original manuscript (the one dictated by Joseph Smith to his scribes) and the printer's manuscript (the copy Oliver Cowdery prepared for the printer in 1829–1830), and compared them with the first, second, and third editions of the Book of Mormon; this was done to determine what sort of changes had occurred over time and to make judgments as to which readings were the most original. Larson proceeded to publish a set of well-argued articles on the phenomena which he had discovered. Many of his observations were included as improvements in the church's 1981 edition of the Book of Mormon.
By 1979, with the establishment of the Foundation for Ancient Research and Mormon Studies (FARMS) as a California non-profit research institution, an effort led by Robert F. Smith began to take full account of Larson's work and to publish a critical text of the Book of Mormon. Thus was born the FARMS Critical Text Project which published the first volume of the three-volume Book of Mormon Critical Text in 1984. The third volume of that first edition was published in 1987, but was already being superseded by a second, revised edition of the entire work, greatly aided through the advice and assistance of a team that included Yale doctoral candidate Grant Hardy, Dr. Gordon C. Thomasson, Professor John W. Welch (the head of FARMS), and Professor Royal Skousen. However, these were merely preliminary steps to a far more exacting and all-encompassing project.
In 1988, with that preliminary phase of the project completed, Skousen took over as editor and head of the FARMS Critical Text of the Book of Mormon Project and proceeded to gather still scattered fragments of the original manuscript of the Book of Mormon and to have advanced photographic techniques applied to obtain fine readings from otherwise unreadable pages and fragments. He also closely examined the printer's manuscript (then owned by RLDS Church) for differences in types of ink or pencil, in order to determine when and by whom they were made. He also collated the various editions of the Book of Mormon down to the present to see what sorts of changes have been made through time.
Skousen and the Critical Text Project have published complete transcripts of the Original and Printer's Manuscripts (volumes I and II), parts of a history of the text (volume III), and a six-part analysis of textual variants (volume IV). The remainder of the eight-part history of the text and a complete electronic collation of editions and manuscripts (volumes 5 of the Project) remain forthcoming. In 2009, Yale University published an edition of the Book of Mormon which incorporates all aspects of Skousen's research.
Differences between the original and printer's manuscript, the 1830 printed version, and modern versions of the Book of Mormon have led some critics to claim that evidence has been systematically removed that could have proven that Smith fabricated the Book of Mormon, or are attempts to hide embarrassing aspects of the church's past. Latter-day Saint scholars view the changes as superficial, done to clarify the meaning of the text.
The Latter-day Saints version of the Book of Mormon has been translated into 83 languages and selections have been translated into an additional 25 languages. In 2001, the LDS Church reported that all or part of the Book of Mormon was available in the native language of 99 percent of Latter-day Saints and 87 percent of the world's total population.
Translations into languages without a tradition of writing (e.g., Kaqchikel, Tzotzil) have been published as audio recordings and as transliterations with Latin characters. Translations into American Sign Language are available as video recordings.
Typically, translators are Latter-day Saints who are employed by the church and translate the text from the original English. Each manuscript is reviewed several times before it is approved and published.
In 1998, the church stopped translating selections from the Book of Mormon and announced that instead each new translation it approves will be a full edition.
Artists have depicted Book of Mormon scenes and figures in visual art since the beginnings of the Latter Day Saint movement. The nonprofit Book of Mormon Art Catalog documents the existence of at least 2,500 visual depictions of Book of Mormon content. According to art historian Jenny Champoux, early artwork of the Book of Mormon relied on European iconography; eventually, a distinctive "Latter-day Saint style" developed.
Events of the Book of Mormon are the focus of several films produced by the LDS Church, including The Life of Nephi (1915), How Rare a Possession (1987) and The Testaments of One Fold and One Shepherd (2000). Depictions of Book of Mormon narratives in films not officially commissioned by the church (sometimes colloquially known as Mormon cinema) include The Book of Mormon Movie, Vol. 1: The Journey (2003) and Passage to Zarahemla (2007).
In "one of the most complex uses of Mormonism in cinema," Alfred Hitchcock's film Family Plot portrays a funeral service in which a priest (apparently non-Mormon, by his appearance) reads Second Nephi 9:20–27, a passage describing Jesus Christ having victory over death.
In 2011, a long-running religious satire musical titled The Book of Mormon, written by South Park creators Trey Parker and Matt Stone in collaboration with Robert Lopez, premiered on Broadway, winning nine Tony Awards, including Best Musical. Its London production won the Olivier Award for best musical. Although it is titled The Book of Mormon, the musical does not depict Book of Mormon content. Its plot tells an original story about Latter-day Saint missionaries in the twenty-first century.
In 2019, the church began producing a series of live-action adaptations of various stories within the Book of Mormon, titled Book of Mormon Videos, which it distributed on its website and YouTube channel.
The LDS Church distributes free copies of the Book of Mormon, and it reported in 2011 that 150 million copies of the book have been printed since its initial publication.
The initial printing of the Book of Mormon in 1830 produced 5000 copies. The 50 millionth copy was printed in 1990, with the 100 millionth following in 2000 and reaching 150 million in 2011.
In October 2020, the church announced it had printed over 192 million copies of the Book of Mormon. | [
{
"paragraph_id": 0,
"text": "The Book of Mormon is a religious text of the Latter Day Saint movement, which, according to Latter Day Saint theology, contains writings of ancient prophets who lived on the American continent from 600 BC to AD 421 and during an interlude dated by the text to the unspecified time of the Tower of Babel. It was first published in March 1830 by Joseph Smith as The Book of Mormon: An Account Written by the Hand of Mormon upon Plates Taken from the Plates of Nephi. The Book of Mormon is one of the earliest and most well known unique writings of the Latter Day Saint movement. The denominations of the Latter Day Saint movement typically regard the text primarily as scripture (sometimes as one of four standard works) and secondarily as a record of God's dealings with ancient inhabitants of the Americas. The majority of Latter Day Saints believe the book to be a record of real-world history, with Latter Day Saint denominations viewing it variously as an inspired record of scripture to the lynchpin or \"keystone\" of their religion. Some Latter Day Saint academics and apologetic organizations strive to affirm the book as historically authentic through their scholarship and research, but mainstream archaeological, historical, and scientific communities have discovered little to support the existence of the civilizations described therein, and do not consider it to be an actual record of historical events.",
"title": ""
},
{
"paragraph_id": 1,
"text": "According to Smith's account and the book's narrative, the Book of Mormon was originally written in otherwise unknown characters referred to as \"reformed Egyptian\" engraved on golden plates. Smith said that the last prophet to contribute to the book, a man named Moroni, buried it in the Hill Cumorah in present-day Manchester, New York, before his death, and then appeared in a vision to Smith in 1827 as an angel, revealing the location of the plates and instructing him to translate the plates into English. Most naturalistic views on the origins of the Book of Mormon hold that Smith authored it, drawing, whether consciously or subconsciously, on material and ideas from his contemporary 19th-century environment, rather than translating an ancient record.",
"title": ""
},
{
"paragraph_id": 2,
"text": "The Book of Mormon has a number of doctrinal discussions on subjects such as the fall of Adam and Eve, the nature of the Christian atonement, eschatology, agency, priesthood authority, redemption from physical and spiritual death, the nature and conduct of baptism, the age of accountability, the purpose and practice of communion, personalized revelation, economic justice, the anthropomorphic and personal nature of God, the nature of spirits and angels, and the organization of the latter day church. The pivotal event of the book is an appearance of Jesus Christ in the Americas shortly after his resurrection. Common teachings of the Latter Day Saint movement hold that the Book of Mormon fulfills numerous biblical prophecies by ending a global apostasy and signaling a restoration of Christian gospel. The book is also a critique of Western society, condemning immorality, individualism, social inequality, ethnic injustice, nationalism, and the rejection of God, revelation, and miraculous religion.",
"title": ""
},
{
"paragraph_id": 3,
"text": "The Book of Mormon is divided into smaller books, titled after individuals named as primary authors or other caretakers of the ancient record the Book of Mormon describes itself as and, in most versions, is divided into chapters and verses. Its English text imitates the style of the King James Version of the Bible, and its grammar and word choice reflect Early Modern English. The Book of Mormon has been fully or partially translated into at least 112 languages.",
"title": ""
},
{
"paragraph_id": 4,
"text": "According to Joseph Smith, in 1823, when he was seventeen years old, an angel of God named Moroni appeared to him and said that a collection of ancient writings was buried in a nearby hill in present-day Wayne County, New York, engraved on golden plates by ancient prophets. The writings were said to describe a people whom God had led from Jerusalem to the Western hemisphere 600 years before Jesus's birth. (This \"angel Moroni\" figure also appears in the Book of Mormon as the last prophet among these people and had buried the record, which God had promised to bring forth in the latter days.) Smith said this vision occurred on the evening of September 21, 1823, and that on the following day, via divine guidance, he located the burial location of the plates on this hill and was instructed by Moroni to meet him at the same hill on September 22 of the following year to receive further instructions, which repeated annually for the next three years. Smith told his entire immediate family about this angelic encounter by the next night, and his brother William reported that the family \"believed all he [Joseph Smith] said\" about the angel and plates.",
"title": "Origin"
},
{
"paragraph_id": 5,
"text": "Smith and his family reminisced that as part of what Smith believed was angelic instruction, Moroni provided Smith with a \"brief sketch\" of the \"origin, progress, civilization, laws, governments ... righteousness and iniquity\" of the \"aboriginal inhabitants of the country\" (referring to the Nephites and Lamanites who figure in the Book of Mormon's primary narrative). Smith sometimes shared what he believed he had learned through such angelic encounters with his family in what his mother Lucy Mack Smith called \"most amusing recitals\".",
"title": "Origin"
},
{
"paragraph_id": 6,
"text": "In Smith's account, Moroni allowed him, accompanied by his wife Emma Hale Smith, to take the plates on September 22, 1827, four years after his initial visit to the hill, and directed him to translate them into English. Smith said the angel Moroni strictly instructed him to not let anyone else see the plates without divine permission. Neighbors, some of whom had collaborated with Smith in earlier treasure-hunting enterprises, tried several times to steal the plates from Smith while he and his family guarded them.",
"title": "Origin"
},
{
"paragraph_id": 7,
"text": "As Smith and contemporaries reported, the English manuscript of the Book of Mormon was produced as scribes wrote down Smith's dictation in multiple sessions between 1828 and 1829. The dictation of the extant Book of Mormon was completed in 1829 in between 53 and 74 working days.",
"title": "Origin"
},
{
"paragraph_id": 8,
"text": "Descriptions of the way in which Smith dictated the Book of Mormon vary. Smith himself called the Book of Mormon a translated work, but in public he generally described the process itself only in vague terms, saying he translated by a miraculous gift from God. According to some accounts from his family and friends at the time, early on, Smith copied characters off the plates as part of a process of learning to translate an initial corpus. For the majority of the process, Smith dictated the text by voicing strings of words which a scribe would write down; after the scribe confirmed they had finished writing, Smith would continue.",
"title": "Origin"
},
{
"paragraph_id": 9,
"text": "Many accounts describe Smith dictating by reading a text as it appeared either on seer stones he already possessed or on a set of spectacles that accompanied the plates, prepared by the Lord for the purpose of translating. The spectacles, often called the \"Nephite interpreters,\" or the \"Urim and Thummim,\" after the Biblical divination stones, were described as two clear seer stones which Smith said he could look through in order to translate, bound together by a metal rim and attached to a breastplate. Beginning around 1832, both the interpreters and Smith's own seer stone were at times referred to as the \"Urim and Thummim\", and Smith sometimes used the term interchangeably with \"spectacles\". Emma Smith's and David Whitmer's accounts describe Smith using the interpreters while dictating for Martin Harris's scribing and switching to only using his seer stone(s) in subsequent translation. Grant Hardy summarizes Smith's known dictation process as follows: \"Smith looked at a seer stone placed in his hat and then dictated the text of the Book of Mormon to scribes\". Early on, Smith sometimes separated himself from his scribe with a blanket between them, as he did while Martin Harris, a neighbor, scribed his dictation in 1828. At other points in the process, such as when Oliver Cowdery or Emma Smith scribed, the plates were left covered up but in the open. During some dictation sessions the plates were entirely absent.",
"title": "Origin"
},
{
"paragraph_id": 10,
"text": "In 1828, while scribing for Smith, Harris, at the prompting of his wife Lucy Harris, repeatedly asked Smith to loan him the manuscript pages of the dictation thus far. Smith reluctantly acceded to Harris's requests. Within weeks, Harris lost the manuscript, most likely stolen by a member of his extended family. (These are now known as the \"lost 116 pages\".) After the loss, Smith recorded that he lost the ability to translate and that Moroni had taken back the plates to be returned only after Smith repented. Smith later stated that God allowed him to resume translation, but directed that he begin where he left off (in what is now called the Book of Mosiah), without retranslating what had been in the lost manuscript.",
"title": "Origin"
},
{
"paragraph_id": 11,
"text": "Smith recommenced some Book of Mormon dictation between September 1828 and April 1829 with his wife Emma Smith scribing with occasional help from his brother Samuel Smith, though transcription accomplished was limited. In April 1829, Oliver Cowdery met Smith and, believing Smith's account of the plates, began scribing for Smith in what became a \"burst of rapid-fire translation\". In May, Joseph and Emma Smith along with Cowdery moved in with the Whitmer family, sympathetic neighbors, in an effort to avoid interruptions as they proceeded with producing the manuscript.",
"title": "Origin"
},
{
"paragraph_id": 12,
"text": "While living with the Whitmers, Smith said he received permission to allow eleven specific others to see the uncovered golden plates and, in some cases, handle them. Their written testimonies are known as the Testimony of Three Witnesses, who described seeing the plates in a visionary encounter with an angel, and the Testimony of Eight Witnesses, who described handling the plates as displayed by Smith. Statements signed by them have been published in most editions of the Book of Mormon. In addition to Smith and these eleven, several others described encountering the plates by holding or moving them wrapped in cloth, although without seeing the plates themselves. Their accounts of the plates' appearance tend to describe a golden-colored compilation of thin metal sheets (the \"plates\") bound together by wires in the shape of a book.",
"title": "Origin"
},
{
"paragraph_id": 13,
"text": "The manuscript was completed in June 1829. E. B. Grandin published the Book of Mormon in Palmyra, New York, and it went on sale in his bookstore on March 26, 1830. Smith said he returned the plates to Moroni upon the publication of the book.",
"title": "Origin"
},
{
"paragraph_id": 14,
"text": "No single theory has consistently dominated naturalistic views on Book of Mormon composition. In the twenty-first century, leading naturalistic interpretations of Book of Mormon origins hold that Smith authored it himself, whether consciously or subconsciously, and simultaneously sincerely believed the Book of Mormon was an authentic sacred history.",
"title": "Origin"
},
{
"paragraph_id": 15,
"text": "Most adherents of the Latter Day Saint movement consider the Book of Mormon an authentic historical record, translated by Smith from actual ancient plates through divine revelation. The Church of Jesus Christ of Latter-day Saints (LDS Church), the largest Latter Day Saint denomination, maintains this as its official position.",
"title": "Origin"
},
{
"paragraph_id": 16,
"text": "The Book of Mormon as a written text is the transcription of what scholars Grant Hardy and William L. Davis call an \"extended oral performance\", one which Davis considers \"comparable in length and magnitude to the classic oral epics, such as Homer’s Iliad and Odyssey\". Eyewitnesses said Smith never referred to notes or other documents while dictating, and Smith's followers and those close to him insisted he lacked the writing and narrative skills necessary to consciously produce a text like the Book of Mormon. Some naturalistic interpretations have therefore compared Smith's dictation to automatic writing arising from the subconscious. However, Ann Taves considers this description problematic for overemphasizing \"lack of control\" when historical and comparative study instead suggests Smith \"had a highly focused awareness\" and \"a considerable degree of control over the experience\" of dictation.",
"title": "Origin"
},
{
"paragraph_id": 17,
"text": "Independent scholar William L. Davis posits that after believing he had encountered an angel in 1823, Smith \"carefully developed his ideas about the narratives\" of the Book of Mormon for several years by making outlines, whether mental or on private notes, until he began dictating in 1828. Smith's oral recitations about Nephites to his family could have been an opportunity to work out ideas and practice oratory, and he received some formal education as a lay Methodist exhorter. In this interpretation, Smith believed the dictation he produced reflected an ancient history, but he assembled the narrative in his own words.",
"title": "Origin"
},
{
"paragraph_id": 18,
"text": "Early observers, presuming Smith incapable of writing something as long or as complex as the Book of Mormon, often searched for a possible source he might have plagiarized. In the nineteenth century, a popular hypothesis was that Smith collaborated with Sidney Rigdon (a convert to the early movement whom Smith did not actually meet until after the Book of Mormon was published) to plagiarize an unpublished manuscript written by Solomon Spalding and turn into the Book of Mormon. Historians have considered the Spalding manuscript source hypothesis debunked since 1945, when Fawn M. Brodie thoroughly disproved it in her critical biography of Smith.",
"title": "Origin"
},
{
"paragraph_id": 19,
"text": "Historians since the early-twentieth century have suggested Smith was inspired by View of the Hebrews, an 1823 book which propounded the Hebraic Indian theory, since both associate American Indians with ancient Israel and describe clashes between two dualistically opposed civilizations (View as speculation about American Indian history and the Book of Mormon as its narrative). Whether or not View influenced the Book of Mormon is the subject of debate. A pseudo-anthropological treatise, View presented allegedly empirical evidence in support of its hypothesis. The Book of Mormon is written as a narrative, and Christian themes predominate rather than supposedly indigenous parallels. Additionally, while View supposes that indigenous American peoples descended from the Ten Lost Tribes, the Book of Mormon actively rejects the hypothesis; the peoples in its narrative have an \"ancient Hebrew\" origin but do not descend from the lost tribes, and the perceived mystery of which the book preserves and escalates. The book ultimately heavily revises, rather than borrows, the Hebraic Indian theory.",
"title": "Origin"
},
{
"paragraph_id": 20,
"text": "The Book of Mormon may creatively reconfigure, without plagiarizing, parts of the popular 1678 Christian allegory Pilgrim's Progress written by John Bunyan. For example, the martyr narrative of Abinadi in the Book of Mormon shares a complex matrix of descriptive language with Faithful's martyr narrative in Progress. Some other Book of Mormon narratives, such as the dream Lehi has in the book's opening, also resemble creative reworkings of Progress story arcs as well as elements of other works by Bunyan, such as The Holy War and Grace Abounding.",
"title": "Origin"
},
{
"paragraph_id": 21,
"text": "Historical scholarship also suggests it's plausible for Smith to have produced the Book of Mormon himself, based on his knowledge of the Bible and enabled by a democratizing religious culture.",
"title": "Origin"
},
{
"paragraph_id": 22,
"text": "The English text of the Book of Mormon resembles the style of the King James Version of the Bible, though its rendering can sometimes be repetitive and difficult to read. Narratively and structurally the book is complex with multiple arcs that diverge and converge in the story while contributing to the book's overarching plot and themes. Historian Daniel Walker Howe concluded in his own appraisal that the Book of Mormon \"is a powerful epic written on a grand scale\" and \"should rank among the great achievements of American literature\".",
"title": "Content"
},
{
"paragraph_id": 23,
"text": "The Book of Mormon presents its text through multiple narrators explicitly identified as figures within the book's own narrative. Narrators describe reading, redacting, writing, and exchanging records. The book also embeds sermons, given by figures from the narrative, throughout the text, and these internal orations make up just over 40 percent of the Book of Mormon. Periodically, the book's primary narrators reflexively describe themselves creating the book in a move that is \"almost postmodern\" in its self-consciousness. In an essay written to introduce the Book of Mormon, historian Laurie Maffly-Kipp explains that \"the mechanics of editing and transmitting thereby become an important feature of the text\".",
"title": "Content"
},
{
"paragraph_id": 24,
"text": "The Book of Mormon is organized as a compilation of smaller books, each named after its main named narrator or a prominent leader, beginning with the First Book of Nephi (1 Nephi) and ending with the Book of Moroni.",
"title": "Content"
},
{
"paragraph_id": 25,
"text": "The book's sequence is primarily chronological based on the narrative content of the book. Exceptions include the Words of Mormon and the Book of Ether. The Words of Mormon contains editorial commentary by Mormon. The Book of Ether is presented as the narrative of an earlier group of people who had come to the American continent before the immigration described in 1 Nephi. First Nephi through Omni are written in first-person narrative, as are Mormon and Moroni. The remainder of the Book of Mormon is written in third-person historical narrative, said to be compiled and abridged by Mormon (with Moroni abridging the Book of Ether and writing the latter part of Mormon and the Book of Moroni).",
"title": "Content"
},
{
"paragraph_id": 26,
"text": "Most modern editions of the book have been divided into chapters and verses. Most editions of the book also contain supplementary material, including the \"Testimony of Three Witnesses\" and the \"Testimony of Eight Witnesses\" which appeared in the original 1830 edition and every official Latter-day Saint edition thereafter.",
"title": "Content"
},
{
"paragraph_id": 27,
"text": "The books from First Nephi to Omni are described as being from \"the small plates of Nephi\". This account begins in ancient Jerusalem around 600 BC, telling the story of a man named Lehi, his family, and several others as they are led by God from Jerusalem shortly before the fall of that city to the Babylonians. The book describes their journey across the Arabian peninsula, and then to a \"promised land\", presumably an unspecified location in the Americas, by ship. These books recount the group's dealings from approximately 600 BC to about 130 BC, during which time the community grows and splits into two main groups, called Nephites and Lamanites, that frequently war with each other throughout the rest of the narrative.",
"title": "Content"
},
{
"paragraph_id": 28,
"text": "Following this section is the Words of Mormon, a small book that introduces Mormon, the principal narrator for the remainder of the text. The narration describes the proceeding content (Book of Mosiah through to chapter 7 of the internal Book of Mormon) as being Mormon's abridgment of \"the large plates of Nephi\", existing records that detailed the people's history up to Mormon's own life. Part of this portion is the Book of Third Nephi, which describes a visit by Jesus to the people of the Book of Mormon sometime after his resurrection and ascension; historian John Turner calls this episode \"the climax of the entire scripture\". After this visit, the Nephites and Lamanites unite in a harmonious, peaceful society which endures for several generations before breaking into warring factions again, and in this conflict the Nephites are destroyed while the Lamanites emerge victorious. In the narrative, Mormon, a Nephite, lives during this period of war, and he dies before finishing his book. His son Moroni takes over as narrator, describing himself taking his father's record into his charge and finishing its writing.",
"title": "Content"
},
{
"paragraph_id": 29,
"text": "Before the very end of the book, Moroni describes making an abridgment (called the Book of Ether) of a record from a much earlier people. There is a subsequent subplot describing a group of families who God leads away from the Tower of Babel after it falls. Led by a man named Jared and his brother, described as a prophet of God, these Jaredites travel to the \"promised land\" and establish a society there. After successive violent reversals between rival monarchs and faction, their society collapses before Lehi's family arrive in the promised land.",
"title": "Content"
},
{
"paragraph_id": 30,
"text": "The narrative returns to Moroni's present (Book of Moroni) in which he transcribes a few short documents, meditates on and addresses the book's audience, finishes the record, and buries the plates upon which they are narrated to be inscribed upon, before implicitly dying as his father did, in what allegedly would have been the early-400s CE.",
"title": "Content"
},
{
"paragraph_id": 31,
"text": "On its title page, the Book of Mormon describes its central purpose as being the \"convincing of the Jew and Gentile that Jesus is the Christ, the Eternal God, manifesting himself unto all nations.\" Jesus is mentioned every 1.7 verses on average.",
"title": "Content"
},
{
"paragraph_id": 32,
"text": "Although much of the Book of Mormon's internal chronology takes place prior to the birth of Jesus, prophets in the book frequently see him in vision and preach about him, and the people in the narrative worship Jesus as \"pre-Christian Christians.\" For example, the book's first narrator Nephi describes having a vision of the birth, ministry, and death of Jesus, said to have taken place nearly 600 years prior to Jesus' birth. Late in the book, a narrator refers to converted peoples as \"children of Christ\". By depicting ancient prophets and peoples as familiar with Jesus as a Savior, the Book of Mormon universalizes Christian salvation as being accessible across all time and places. By implying that even more ancient peoples were familiar with Jesus Christ, the book also presents a \"polygenist Christian history\" in which Christianity has multiple origins.",
"title": "Content"
},
{
"paragraph_id": 33,
"text": "In what is often called the climax of the book, Jesus visits some early inhabitants of the Americas after his resurrection in an extended bodily theophany. During this ministry, he reiterates many teachings from the New Testament, re-emphasizes salvific baptism, and introduces the ritual consumption of bread and water \"in remembrance of [his] body\", a teaching that became the basis for modern Latter-day Saints' \"memorialist\" view of their sacrament ordinance (analogous to communion). Jesus's ministry in the Book of Mormon resembles his portrayal in the Gospel of John, as Jesus similarly teaches without parables and preaches faith and obedience as a central message.",
"title": "Content"
},
{
"paragraph_id": 34,
"text": "The Book of Mormon depicts Jesus with \"a twist\" on Christian trinitarianism. Jesus in the Book of Mormon is distinct from God the Father, much as he is in the New Testament, as he prays to God while during a post-resurrection visit with the Nephites. However, the Book of Mormon also emphasizes Jesus and God have \"divine unity,\" and other parts of the book call Jesus \"the Father and the Son\" or describe the Father, the Son, and the Holy Ghost as \"one.\" As a result, beliefs among the churches of the Latter Day Saint movement range between social trinitarianism (such as among Latter-day Saints) and traditional trinitarianism (such as in Community of Christ).",
"title": "Content"
},
{
"paragraph_id": 35,
"text": "Distinctively, the Book of Mormon describes Jesus as having, prior to his birth, a spiritual \"body\" \"without flesh and blood\" that looked similar to how he would appear during his physical life. According to the book, the Brother of Jared lived before Jesus and saw him manifest in this spiritual \"body\" thousands of years prior to his birth.",
"title": "Content"
},
{
"paragraph_id": 36,
"text": "The Christian concept of God's plan of salvation for humanity is a frequently recurring theme of the Book of Mormon. While the Bible does not directly outline a plan of salvation, the Book of Mormon explicitly refers to the concept thirty times, using a variety of terms such as plan of salvation, plan of happiness, and plan of redemption. The Book of Mormon's plan of salvation doctrine describes life as a probationary time for people to learn the gospel of Christ through revelation given to prophets and have the opportunity to choose whether or not to obey God. Jesus' atonement then makes repentance possible, enabling the righteous to enter a heavenly state after a final judgment.",
"title": "Content"
},
{
"paragraph_id": 37,
"text": "Although most of Christianity traditionally considers the fall of man a negative development for humanity, the Book of Mormon instead portrays the fall as a foreordained step in God's plan of salvation, necessary to securing human agency, eventual righteousness, and bodily joy through physical experience. This positive interpretation of the Adam and Eve story contributes to the Book of Mormon's emphasis \"on the importance of human freedom and responsibility\" to choose salvation.",
"title": "Content"
},
{
"paragraph_id": 38,
"text": "In the Book of Mormon, revelation from God typically manifests as \"personalized, dialogic exchange\" between God and persons, \"rooted in a radically anthropomorphic theology\" that personifies deity as a being who hears prayers and provides direct answers to questions. Multiple narratives in the book portray revelation as a dialogue in which petitioners and deity engage one another in a mutual exchange in which God's contributions originate from outside the mortal recipient. The Book of Mormon also emphasizes regular prayer as a significant component of devotional life, depicting it as a central means through which such dialogic revelation can take place.",
"title": "Content"
},
{
"paragraph_id": 39,
"text": "Distinctively, the Book of Mormon's portrayal democratizes revelation by extending it beyond the \"Old Testament paradigms\" of prophetic authority. In the Book of Mormon, dialogic revelation from God is not the purview of prophets alone but is instead the right of every person. Figures such as Nephi and Ammon receive visions and revelatory direction prior to or without ever becoming prophets, and Laman and Lemuel are rebuked for hesitating to pray for revelation. In the Book of Mormon, God and the divine are directly knowable through revelation and spiritual experience.",
"title": "Content"
},
{
"paragraph_id": 40,
"text": "Also in contrast with traditional Christian conceptions of revelations is the Book of Mormon's broader range of revelatory content. In the Book of Mormon, revelatory topics include not only the expected \"exegesis of existence\" but also questions that are \"pragmatic, and at times almost banal in their mundane specificity\". Figures petition God for revelatory answers to doctrinal questions and ecclesiastical crises as well as for inspiration to guide hunts, military campaigns, and sociopolitical decisions, and the Book of Mormon portrays God providing answers to these inquiries.",
"title": "Content"
},
{
"paragraph_id": 41,
"text": "The Book of Mormon depicts revelation as an active and sometimes laborious experience. For example, the Book of Mormon's Brother of Jared learns to act not merely as a petitioner with questions but moreover as an interlocutor with \"a specific proposal\" for God to consider as part of a guided process of miraculous assistance. Also in the Book of Mormon, Enos describes his revelatory experience as a \"wrestle which I had before God\" that spanned hours of intense prayer.",
"title": "Content"
},
{
"paragraph_id": 42,
"text": "The Book of Mormon's \"eschatological content\" lends to a \"theology of Native and/or nonwhite liberation\", in the words of American studies scholar Jared Hickman. The Book of Mormon's narrative content includes prophecies describing how although Gentiles (generally interpreted as being whites of European descent) would conquer the indigenous residents of the Americas (imagined in the Book of Mormon as being a remnant of descendants of the Lamanites), this conquest would only precede the Native Americans' revival and resurgence as a God-empowered people. The Book of Mormon narrative's prophecies envision a Christian eschaton in which indigenous people are destined to rise up as the true leaders of the continent, manifesting in a new utopia to be called \"Zion\". White Gentiles would have an opportunity to repent of their sins and join themselves to the indigenous remnant, but if white Gentile society fails to do so, the Book of Mormon's content foretells a future \"apocalyptic reversal\" in which Native Americans will destroy white American society and replace it with a godly, Zionic society. This prophecy commanding whites to repent and become supporters of American Indians even bears \"special authority as an utterance of Jesus\" Christ himself during a messianic appearance at the book's climax.",
"title": "Content"
},
{
"paragraph_id": 43,
"text": "Furthermore, the Book of Mormon's \"formal logic\" criticizes the theological supports for racism and white supremacy prevalent in the antebellum United States by enacting a textual apocalypse. The book's apparently white Nephite narrators fail to recognize and repent of their own sinful, hubristic prejudices against the seemingly darker-skinned Lamanites in the narrative. In their pride, the Nephites repeatedly backslide into producing oppressive social orders, such that the book's narrative performs a sustained critique of colonialist racism. The book concludes with its own narrative implosion in which Lamanites suddenly succeed over and destroy Nephites in a literary turn seemingly designed to jar the average antebellum white American reader into recognizing the \"utter inadequacy of his or her rac(ial)ist common sense\".",
"title": "Content"
},
{
"paragraph_id": 44,
"text": "Adherents of the early Latter Day Saint movement frequently read the Book of Mormon as a corroboration of and supplement to the Bible, persuaded by its resemblance to the King James Version's form and language. For these early readers, the Book of Mormon confirmed the Bible's scriptural veracity and resolved then-contemporary theological controversies the Bible did not seem to adequately address, such as the appropriate mode of baptism, the role of prayer, and the nature of the Christian atonement. Early church administrative design also drew inspiration from the Book of Mormon. Oliver Cowdery and Joseph Smith, respectively, used the depiction of the Christian church in the Book of Mormon as a template for their Articles of the Church and Articles and Covenants of the Church.",
"title": "Religious significance"
},
{
"paragraph_id": 45,
"text": "The Book of Mormon was also significant in the early movement as a sign, proving Joseph Smith's claimed prophetic calling, signalling the \"restoration of all things\", and ending what was believed to have been an apostasy from true Christianity. Early Latter Day Saints additionally tended to interpret the Book of Mormon through a millenarian lens and consequently believed the book portended Christ's imminent Second Coming. And during the movement's first years, observers identified converts with the new scripture they propounded, nicknaming them \"Mormons\".",
"title": "Religious significance"
},
{
"paragraph_id": 46,
"text": "Early Mormons also cultivated their own individual relationships with the Book of Mormon. Reading the book became an ordinary habit for some, and some would reference passages by page number in correspondence with friends and family. Historian Janiece Johnson explains that early converts' \"depth of Book of Mormon usage is illustrated most thoroughly through intertextuality—the pervasive echoes, allusions, and expansions on the Book of Mormon text that appear in the early converts' own writings.\" Early Latter Day Saints alluded to Book of Mormon narratives, incorporated Book of Mormon turns of phrase into their writing styles, and even gave their children Book of Mormon names.",
"title": "Religious significance"
},
{
"paragraph_id": 47,
"text": "Like many other early adherents of the Latter Day Saint movement, Smith referenced Book of Mormon scriptures in his preaching relatively infrequently and cited the Bible more often, likely because he was more familiar with the Bible, which he had grown up with. In 1832, Smith dictated a revelation that condemned the \"whole church\" for treating the Book of Mormon lightly, although even after doing so Smith still referenced the Book of Mormon less often than the Bible. Nevertheless, in 1841 Joseph Smith characterized the Book of Mormon as \"the most correct of any book on earth, and the keystone of [the] religion\". Although Smith quoted the book infrequently, he accepted the Book of Mormon narrative world as his own and conceived of his prophetic identity within the framework of the Book of Mormon's portrayal of a world history full of sacred records of God's dealings with humanity and description of him as a revelatory translator.",
"title": "Religious significance"
},
{
"paragraph_id": 48,
"text": "While they were held in Carthage Jail together, shortly before being killed in a mob attack, Joseph's brother Hyrum Smith read aloud from the Book of Mormon, and Joseph told the jail guards present that the Book of Mormon was divinely authentic.",
"title": "Religious significance"
},
{
"paragraph_id": 49,
"text": "The Church of Jesus Christ of Latter-day Saints (LDS Church) accepts the Book of Mormon as one of the four sacred texts in its scriptural canon called the standard works. Church leaders and publications have \"strongly affirm[ed]\" Smith's claims of the book's significance to the faith. According to the church's \"Articles of Faith\"—a document written by Joseph Smith in 1842 and canonized by the church as scripture in 1880—members \"believe the Bible to be the word of God as far as it is translated correctly,\" and they \"believe the Book of Mormon to be the word of God,\" without the translation qualification. In their evangelism, Latter-day Saint leaders and missionaries have long emphasized the book's place in a causal chain which held that if the Book of Mormon was \"verifiably true revelation of God,\" then it justified Smith's claims to prophetic authority to restore the New Testament church.",
"title": "Religious significance"
},
{
"paragraph_id": 50,
"text": "Latter-day Saints have also long believed the Book of Mormon's contents confirm and fulfill biblical prophecies. For example, \"many Latter-day Saints\" consider the biblical patriarch Jacob's description of his son Joseph as \"a fruitful bough ... whose branches run over a wall\" a prophecy of Lehi's posterity—described as descendants of Joseph—overflowing into the New World. Latter-day Saints also believe the Bible prophesies of the Book of Mormon as an additional testament to God's dealings with humanity, such as in their interpretation of Ezekiel 37's injunction to \"take thee one stick ... For Judah, and ... take another stick ... For Joseph\" as referring to the Bible as the \"stick of Judah\" and the Book of Mormon as \"the stick of Joseph\".",
"title": "Religious significance"
},
{
"paragraph_id": 51,
"text": "In the 1980s, the church placed greater emphasis on the Book of Mormon as a central text of the faith and on studying and reading it as a means for devotional communion with Jesus Christ. In 1982, it added the subtitle \"Another Testament of Jesus Christ\" to its official editions of the Book of Mormon. Ezra Taft Benson, the church's thirteenth president (1985–1994), especially emphasized the Book of Mormon. Referencing Smith's 1832 revelation, Benson said the church remained under condemnation for treating the Book of Mormon lightly.",
"title": "Religious significance"
},
{
"paragraph_id": 52,
"text": "Since the late 1980s, Latter-day Saint leaders have encouraged church members to read from the Book of Mormon daily, and in the twenty-first century, many Latter-day Saints use the book in private devotions and family worship. Literary scholar Terryl Givens observes that for Latter-day Saints, the Book of Mormon is \"the principal scriptural focus\", a \"cultural touchstone, and \"absolutely central\" to worship, including in weekly services, Sunday School, youth seminaries, and more.",
"title": "Religious significance"
},
{
"paragraph_id": 53,
"text": "The church encourages those considering joining the faith to follow the suggestion in the Book of Mormon's final chapter to study the book, ponder it, and pray to God about it. Latter-day Saints believe that sincerely doing so will provide the reader with a spiritual witness confirming it as true scripture. The relevant passage in the chapter is sometimes referred to as \"Moroni's Promise.\"",
"title": "Religious significance"
},
{
"paragraph_id": 54,
"text": "Approximately 90 to 95% of all Book of Mormon printings have been affiliated with the church. As of October 2020, it has published more than 192 million copies of the Book of Mormon.",
"title": "Religious significance"
},
{
"paragraph_id": 55,
"text": "The Community of Christ (formerly the Reorganized Church of Jesus Christ of Latter Day Saints or RLDS Church) views the Book of Mormon as scripture which provides an additional witness of Jesus Christ in support of the Bible. The Community of Christ publishes two versions of the book. The first is the Authorized Edition, first published by the then-RLDS Church in 1908, whose text is based on comparing the original printer's manuscript and the 1837 Second Edition (or \"Kirtland Edition\") of the Book of Mormon. Its content is similar to the Latter-day Saint edition of the Book of Mormon, but the versification is different. The Community of Christ also publishes a \"New Authorized Version\" (also called a \"reader's edition\"), first released in 1966, which attempts to modernize the language of the text by removing archaisms and standardizing punctuation.",
"title": "Religious significance"
},
{
"paragraph_id": 56,
"text": "Use of the Book of Mormon varies among Community of Christ membership. The church describes it as scripture and includes references to the Book of Mormon in its official lectionary. In 2010, representatives told the National Council of Churches that \"the Book of Mormon is in our DNA\". The book remains a symbol of the denomination's belief in continuing revelation from God. Nevertheless, its usage in North American congregations declined between the mid-twentieth and twenty-first centuries. Community of Christ theologian Anthony Chvala-Smith describes the Book of Mormon as being akin to a \"subordinate standard\" relative to the Bible, giving the Bible priority over the Book of Mormon, and the denomination does not emphasize the book as part of its self-conceived identity. Book of Mormon use varies in what David Howlett calls \"Mormon heritage regions\": North America, Western Europe, and French Polynesia. Outside these regions, where there are tens of thousands of members, congregations almost never use the Book of Mormon in their worship, and they may be entirely unfamiliar with it. Some in Community of Christ remain interested in prioritizing the Book of Mormon in religious practice and have variously responded to these developments by leaving the denomination or by striving to re-emphasize the book.",
"title": "Religious significance"
},
{
"paragraph_id": 57,
"text": "During this time, the Community of Christ moved away from emphasizing the Book of Mormon as an authentic record of a historical past. By the late-twentieth century, church president W. Grant McMurray made open the possibility the book was nonhistorical. McMurray reiterated this ambivalence in 2001, reflecting, \"The proper use of the Book of Mormon as sacred scripture has been under wide discussion in the 1970s and beyond, in part because of long-standing questions about its historical authenticity and in part because of perceived theological inadequacies, including matters of race and ethnicity.\" When a resolution was submitted at the 2007 Community of Christ World Conference to \"reaffirm the Book of Mormon as a divinely inspired record\", church president Stephen M. Veazey ruled it out-of-order. He stated, \"while the Church affirms the Book of Mormon as scripture, and makes it available for study and use in various languages, we do not attempt to mandate the degree of belief or use. This position is in keeping with our longstanding tradition that belief in the Book of Mormon is not to be used as a test of fellowship or membership in the church.\"",
"title": "Religious significance"
},
{
"paragraph_id": 58,
"text": "Since the death of Joseph Smith in 1844, there have been approximately seventy different churches that have been part of the Latter Day Saint movement, fifty of which were extant as of 2012. Religious studies scholar Paul Gutjahr explains that \"each of these sects developed its own special relationship with the Book of Mormon\". For example James Strang, who led a denomination in the nineteenth century, reenacted Smith's production of the Book of Mormon by claiming in the 1840s and 1850s to receive and translate new scriptures engraved on metal plates, which became the Voree Plates and the Book of the Law of the Lord.",
"title": "Religious significance"
},
{
"paragraph_id": 59,
"text": "William Bickerton led another denomination, The Church of Jesus Christ of Latter Day Saints (today called The Church of Jesus Christ), which accepted the Book of Mormon as scripture alongside the Bible although it did not canonize other Latter Day Saint religious texts like the Doctrine and Covenants and Pearl of Great Price. The contemporary Church of Jesus Christ continues to consider the \"Bible and Book of Mormon together\" to be \"the foundation of [their] faith and the building blocks of\" their church.",
"title": "Religious significance"
},
{
"paragraph_id": 60,
"text": "Nahua-Mexican Latter-day Saint Margarito Bautista believed the Book of Mormon told an indigenous history of Mexico before European contact, and he identified himself as a \"descendant of Father Lehi\", a prophet in the Book of Mormon. Bautista believed the Book of Mormon revealed that indigenous Mexicans were a chosen remnant of biblical Israel and therefore had a sacred destiny to someday lead the church spiritually and the world politically. To promote this belief, he wrote a theological treatise synthesizing Mexican nationalism and Book of Mormon content, published in 1935. Anglo-American LDS Church leadership suppressed the book and eventually excommunicated Bautista, and he went on to found a new Mormon denomination. Officially named El Reino de Dios en su Plenitud, the denomination continues to exist in Colonial Industrial, Ozumba, Mexico as a church with several hundred members who call themselves Mormons.",
"title": "Religious significance"
},
{
"paragraph_id": 61,
"text": "Separate editions of the Book of Mormon have been published by a number of churches in the Latter Day Saint movement, along with private individuals and organizations not endorsed by any specific denomination.",
"title": "Religious significance"
},
{
"paragraph_id": 62,
"text": "Mainstream archaeological, historical, and scientific communities do not consider the Book of Mormon an ancient record of actual historical events. Principally, the content of the Book of Mormon does not correlate with archaeological, paleontological, and historical evidence about the past of the Americas. There is no accepted correlation between locations described in the Book of Mormon and known American archaeological sites. There is also no evidence in Mesoamerican societies of cultural influence from anything described in the Book of Mormon. Additionally, the Book of Mormon's narrative refers to the presence of animals, plants, metals, and technologies of which archaeological and scientific studies have found little or no evidence in post-Pleistocene, pre-Columbian America. Such anachronistic references include crops such as barley, wheat, and silk; livestock like sheep and horses; and metals and technology such as brass, steel, the wheel, and chariots. The Book of Mormon also includes excerpts from and demonstrates intertextuality with portions of the biblical Book of Isaiah whose widely-accepted periods of creation postdate the alleged departure of Lehi's family from Jerusalem circa 600 BCE.",
"title": "Views on historical authenticity"
},
{
"paragraph_id": 63,
"text": "Until the late-twentieth century, most adherents of the Latter Day Saint movement who affirmed Book of Mormon historicity believed the people described in the Book of Mormon text were the exclusive ancestors of all indigenous peoples in the Americas. However, linguistics and genetics proved that impossible. There are no widely accepted linguistic connections between any Native American languages and Near Eastern languages, and \"the diversity of Native American languages could not have developed from a single origin in the time frame\" that would be necessary to validate such a view of Book of Mormon historicity. Finally, there is no DNA evidence linking any Native American group to ancestry from the ancient Near East as a belief in Book of Mormon peoples as the exclusive ancestors of indigenous Americans would require. Instead, geneticists find that indigenous Americans' ancestry traces back to Asia.",
"title": "Views on historical authenticity"
},
{
"paragraph_id": 64,
"text": "Despite this, most adherents of the Latter Day Saint movement consider the Book of Mormon to generally be historically authentic. Within the Latter Day Saint movement there are several individuals and apologetic organizations, most of whom are or which are comprised of lay Latter-day Saints, that seek to answer challenges to or advocate for Book of Mormon historicity. For example, in response to linguistics and genetics rendering long-popular hemispheric models of Book of Mormon geography impossible, many apologists posit Book of Mormon peoples could have dwelled in a limited geographical region while indigenous peoples of other descents occupied the rest of the Americas. To account for anachronisms, apologists often suggest Smith's translation assigned familiar terms to unfamiliar ideas. In the context of a miraculously translated Book of Mormon, anachronistic intertextuality may also have miraculous explanations.",
"title": "Views on historical authenticity"
},
{
"paragraph_id": 65,
"text": "Advocating for their interpretation of the book's historicity, some apologists strive to identify parallels between the Book of Mormon and biblical antiquity, such as the presence of several complex chiasmi resembling a literary form used in ancient Hebrew poetry and in the Old Testament. Others attempt to identify parallels between Mesoamerican archaeological sites and locations described in the Book of Mormon, such as John L. Sorenson, according to whom the Santa Rosa archaeological site resembles the city of Zarahemla in the Book of Mormon. When mainstream, non-Mormon scholars examine alleged parallels between the Book of Mormon and the ancient world, however, scholars typically deem them \"chance based upon only superficial similarities\" or \"parallelomania\", the result of having predetermined ideas about the subject.",
"title": "Views on historical authenticity"
},
{
"paragraph_id": 66,
"text": "Despite the popularity and influence among Latter-day Saints of literature propounding Book of Mormon historicity, not all Mormons who affirm Book of Mormon historicity are universally persuaded by apologetic work. Some claim historicity more modestly, such as Richard Bushman's statement that \"I read the Book of Mormon as informed Christians read the Bible. As I read, I know the arguments against the book's historicity, but I can't help feeling that the words are true and the events happened. I believe it in the face of many questions.\"",
"title": "Views on historical authenticity"
},
{
"paragraph_id": 67,
"text": "Some denominations and adherents of the Latter Day Saint movement consider the Book of Mormon a work of inspired fiction akin to pseudepigrapha or biblical midrash that constitutes scripture by revealing true doctrine about God, similar to a common interpretation of the biblical Book of Job. Many in Community of Christ hold this view, and the leadership takes no official position on Book of Mormon historicity; among lay members, views vary. Some Latter-day Saints consider the Book of Mormon fictional, although this view is marginal in the community at large.",
"title": "Views on historical authenticity"
},
{
"paragraph_id": 68,
"text": "Influenced by continental philosophy, a handful of academics argue for understanding the Book of Mormon not as historical or unhistorical (either factual or fictional) but as nonhistorical (existing outside history). In this view, both skeptical and affirmative approaches to Book of Mormon historicity make the same Enlightenment-derived assumptions about scriptures being representations of external reality, whereas a premodern understanding would accept scripture as capable of divinely ordering, rather than simply depicting, reality.",
"title": "Views on historical authenticity"
},
{
"paragraph_id": 69,
"text": "Contact with the indigenous peoples of the Americas prompted intellectual and theological controversy among many Europeans and European Americans who wondered how biblical narratives of world history could account for hitherto unrecognized indigenous societies. From the seventeenth century through the early-nineteenth, numerous European and U. S. American writers proposed that ancient Jews, perhaps through the Lost Ten Tribes, were the ancestors of Native Americans. One of the first books to suggest that Native Americans descended from Jews was written by Jewish-Dutch rabbi and scholar Manasseh ben Israel in 1650. Such curiosity and speculation about indigenous origins persisted in the United States into the antebellum period when the Book of Mormon was published, as archaeologist Stephen Williams explains that \"relating the American Indians to the Lost Tribes of Israel was supported by many at\" the time of the book's production and publication. Although the Book of Mormon did not explicitly identify Native Americans as descendants of the diasporic Israelites in its narrative, nineteenth-century readers consistently drew that conclusion and considered the book theological support for believing American Indians were of Israelite descent.",
"title": "Historical context"
},
{
"paragraph_id": 70,
"text": "Additionally, European settlers viewed the impressive earthworks left behind by the Mound Builder cultures and had some difficulty believing that the Native Americans, whose numbers had been greatly reduced over the previous centuries, could have produced them. A common theory was that a more \"civilized\" and \"advanced\" people had built them, but were overrun and destroyed by a more savage, numerous group. Some Book of Mormon content resembles this \"mound-builder\" genre pervasive in the nineteenth century. Historian Curtis Dahl wrote, \"Undoubtedly the most famous and certainly the most influential of all Mound-Builder literature is the Book of Mormon (1830). Whether one wishes to accept it as divinely inspired or the work of Joseph Smith, it fits exactly into the tradition.\" However, the Book of Mormon does not comfortably fit the genre, since, as historian Richard Bushman explains, \"When other writers delved into Indian origins, they were explicit about recognizable Indian practices\", such as Abner Cole, who dressed characters in moccasins in his parody of the book. Meanwhile, the \"Book of Mormon deposited its people on some unknown shore—not even definitely identified as America—and had them live out their history in a remote place in a distant time, using names that had no connections to modern Indians\" and without including stereotypical Indian terms, practices, or tropes, suggesting disinterest in making connections to mound-builder tropes.",
"title": "Historical context"
},
{
"paragraph_id": 71,
"text": "The Book of Mormon can be read as a critique of the United States during Smith's lifetime. Historian of religion Nathan O. Hatch called the Book of Mormon \"a document of profound social protest\", and Bushman \"found the book thundering no to the state of the world in Joseph Smith's time.\" In the Jacksonian era of antebellum America, class inequality was a major concern as fiscal downturns and the economy's transition from guild-based artisanship to private business sharpened socioeconomic disparity. Poll taxes in New York limited access to the vote, and the culture of civil discourse and mores surrounding liberty allowed social elites to ignore and delegitimize populist participation in public discourse. Ethnic prejudices were also prominent, as Americans typically stereotyped American Indians as ferocious, lazy, and uncivilized. Meanwhile, some Americans thought antebellum disestablishment and denominational proliferation undermined religious authority through ubiquity, producing sectarian confusion that only obfuscated the path to spiritual security.",
"title": "Historical context"
},
{
"paragraph_id": 72,
"text": "Against the backdrop of these trends, the Book of Mormon \"condemned social inequalities, moral abominations, rejection of revelations and miracles, disrespect for Israel (including the Jews), subjection of the Indians, and the abuse of the continent by interloping European migrants\". The book's narratives critique bourgeois public discourse where rules of civil democracy silence the demands of common people, and it advocates for the poor, condemning acquisitiveness as antithetical to righteousness. Within the narrative, Lamanites, whom readers generally identified with American Indians, at times were overwhelmingly righteous, even producing a prophet who preached to backsliding Nephites, and the book declared natives to be the rightful inheritors to and leaders of the North American continent. According to the book, implicitly-European Gentiles had an obligation to serve the native people and join their remnant of covenant Israel or else face a violent downfall like the Nephites of the text. In the context of the nineteenth-century United States, the Book of Mormon rejects American denominational pluralism, Enlightenment hegemony, individualistic capitalism, and American nationalism, calling instead for ecclesiastical unity, miraculous religion, communitarian economics, and universal society under God's authority.",
"title": "Historical context"
},
{
"paragraph_id": 73,
"text": "Joseph Smith dictated the Book of Mormon to several scribes over a period of 13 months, resulting in three manuscripts. Upon examination of pertinent historical records, the book appears to have been dictated over the course of 57 to 63 days within the 13 month period.",
"title": "Manuscripts"
},
{
"paragraph_id": 74,
"text": "The 116 lost pages contained the first portion of the Book of Lehi; it was lost after Smith loaned the original, uncopied manuscript to Martin Harris.",
"title": "Manuscripts"
},
{
"paragraph_id": 75,
"text": "The first completed manuscript, called the original manuscript, was completed using a variety of scribes. Portions of the original manuscript were also used for typesetting. In October 1841, the entire original manuscript was placed into the cornerstone of the Nauvoo House, and sealed up until nearly forty years later when the cornerstone was reopened. It was then discovered that much of the original manuscript had been destroyed by water seepage and mold. Surviving manuscript pages were handed out to various families and individuals in the 1880s.",
"title": "Manuscripts"
},
{
"paragraph_id": 76,
"text": "Only 28 percent of the original manuscript now survives, including a remarkable find of fragments from 58 pages in 1991. The majority of what remains of the original manuscript is now kept in the LDS Church's archives.",
"title": "Manuscripts"
},
{
"paragraph_id": 77,
"text": "The second completed manuscript, called the printer's manuscript, was a copy of the original manuscript produced by Oliver Cowdery and two other scribes. It is at this point that initial copyediting of the Book of Mormon was completed. Observations of the original manuscript show little evidence of corrections to the text. Shortly before his death in 1850, Cowdery gave the printer's manuscript to David Whitmer, another of the Three Witnesses. In 1903, the manuscript was bought from Whitmer's grandson by the Reorganized Church of Jesus Christ of Latter Day Saints, now known as the Community of Christ. On September 20, 2017, the LDS Church purchased the manuscript from the Community of Christ at a reported price of $35 million. The printer's manuscript is now the earliest surviving complete copy of the Book of Mormon. The manuscript was imaged in 1923 and has been made available for viewing online.",
"title": "Manuscripts"
},
{
"paragraph_id": 78,
"text": "Critical comparisons between surviving portions of the manuscripts show an average of two to three changes per page from the original manuscript to the printer's manuscript, with most changes being corrections of scribal errors such as misspellings or the correction, or standardization, of grammar inconsequential to the meaning of the text. The printer's manuscript was further edited, adding paragraphing and punctuation to the first third of the text.",
"title": "Manuscripts"
},
{
"paragraph_id": 79,
"text": "The printer's manuscript was not used fully in the typesetting of the 1830 version of Book of Mormon; portions of the original manuscript were also used for typesetting. The original manuscript was used by Smith to further correct errors printed in the 1830 and 1837 versions of the Book of Mormon for the 1840 printing of the book.",
"title": "Manuscripts"
},
{
"paragraph_id": 80,
"text": "In the late-19th century the extant portion of the printer's manuscript remained with the family of David Whitmer, who had been a principal founder of the Latter Day Saints and who, by the 1870s, led the Church of Christ (Whitmerite). During the 1870s, according to the Chicago Tribune, the LDS Church unsuccessfully attempted to buy it from Whitmer for a record price. Church president Joseph F. Smith refuted this assertion in a 1901 letter, believing such a manuscript \"possesses no value whatever.\" In 1895, Whitmer's grandson George Schweich inherited the manuscript. By 1903, Schweich had mortgaged the manuscript for $1,800 and, needing to raise at least that sum, sold a collection including 72 percent of the book of the original printer's manuscript (John Whitmer's manuscript history, parts of Joseph Smith's translation of the Bible, manuscript copies of several revelations, and a piece of paper containing copied Book of Mormon characters) to the RLDS Church (now the Community of Christ) for $2,450, with $2,300 of this amount for the printer's manuscript. The LDS Church had not sought to purchase the manuscript.",
"title": "Manuscripts"
},
{
"paragraph_id": 81,
"text": "In 2015, this remaining portion was published by the Church Historian's Press in its Joseph Smith Papers series, in Volume Three of \"Revelations and Translations\"; and, in 2017, the church bought the printer's manuscript for US$35,000,000.",
"title": "Manuscripts"
},
{
"paragraph_id": 82,
"text": "The original 1830 publication had unnumbered paragraphs (and no verses) which were divided into relatively long chapters. Just as the Bible's present chapter and verse notation system is a later addition of Bible publishers to books that were originally solid blocks of undivided text, the chapter and verse markers within the books of the Book of Mormon are conventions, not part of the original text.",
"title": "Editions"
},
{
"paragraph_id": 83,
"text": "The format of the Book of Mormon stayed the same, with citations noted by book and page number, (Book of Alma, page 262) or just the page number (page 262). As more editions were made, the references were noted by the edition. In 1852, Franklin D. Richards integrated numbered paragraphs for easier reference.",
"title": "Editions"
},
{
"paragraph_id": 84,
"text": "In 1876, Orson Pratt revised the Book of Mormon, and while doing so, created smaller chapters comparable in length to the Bible, and added true versification. In 1908, the RLDS Church revised their edition. While doing so, they added versification similar in breaks to the 1876 edition, but opted to use the original longer chapters.",
"title": "Editions"
},
{
"paragraph_id": 85,
"text": "Most modern editions use one of the two, based on their heritage. The editions published by the Community of Christ (1908/AV & 1966/RAV), the RCE, and the Temple Lot edition use the 1908 Authorized Version Versing. The LDS Church uses the 1876 Orson Pratt versing.",
"title": "Editions"
},
{
"paragraph_id": 86,
"text": "The following editions no longer in publication marked major developments in the text or reader's helps printed in the Book of Mormon.",
"title": "Editions"
},
{
"paragraph_id": 87,
"text": "Although some earlier unpublished studies had been prepared, not until the early 1970s was true textual criticism applied to the Book of Mormon. At that time BYU Professor Ellis Rasmussen and his associates were asked by The Church of Jesus Christ of Latter-day Saints (LDS Church) to begin preparation for a new edition of its scriptures. One aspect of that effort entailed digitizing the text and preparing appropriate footnotes; another aspect required establishing the most dependable text. To that latter end, Stanley R. Larson (a Rasmussen graduate student) set about applying modern text critical standards to the manuscripts and early editions of the Book of Mormon as his thesis project—which he completed in 1974. Larson carefully examined the original manuscript (the one dictated by Joseph Smith to his scribes) and the printer's manuscript (the copy Oliver Cowdery prepared for the printer in 1829–1830), and compared them with the first, second, and third editions of the Book of Mormon; this was done to determine what sort of changes had occurred over time and to make judgments as to which readings were the most original. Larson proceeded to publish a set of well-argued articles on the phenomena which he had discovered. Many of his observations were included as improvements in the church's 1981 edition of the Book of Mormon.",
"title": "Editions"
},
{
"paragraph_id": 88,
"text": "By 1979, with the establishment of the Foundation for Ancient Research and Mormon Studies (FARMS) as a California non-profit research institution, an effort led by Robert F. Smith began to take full account of Larson's work and to publish a critical text of the Book of Mormon. Thus was born the FARMS Critical Text Project which published the first volume of the three-volume Book of Mormon Critical Text in 1984. The third volume of that first edition was published in 1987, but was already being superseded by a second, revised edition of the entire work, greatly aided through the advice and assistance of a team that included Yale doctoral candidate Grant Hardy, Dr. Gordon C. Thomasson, Professor John W. Welch (the head of FARMS), and Professor Royal Skousen. However, these were merely preliminary steps to a far more exacting and all-encompassing project.",
"title": "Editions"
},
{
"paragraph_id": 89,
"text": "In 1988, with that preliminary phase of the project completed, Skousen took over as editor and head of the FARMS Critical Text of the Book of Mormon Project and proceeded to gather still scattered fragments of the original manuscript of the Book of Mormon and to have advanced photographic techniques applied to obtain fine readings from otherwise unreadable pages and fragments. He also closely examined the printer's manuscript (then owned by RLDS Church) for differences in types of ink or pencil, in order to determine when and by whom they were made. He also collated the various editions of the Book of Mormon down to the present to see what sorts of changes have been made through time.",
"title": "Editions"
},
{
"paragraph_id": 90,
"text": "Skousen and the Critical Text Project have published complete transcripts of the Original and Printer's Manuscripts (volumes I and II), parts of a history of the text (volume III), and a six-part analysis of textual variants (volume IV). The remainder of the eight-part history of the text and a complete electronic collation of editions and manuscripts (volumes 5 of the Project) remain forthcoming. In 2009, Yale University published an edition of the Book of Mormon which incorporates all aspects of Skousen's research.",
"title": "Editions"
},
{
"paragraph_id": 91,
"text": "Differences between the original and printer's manuscript, the 1830 printed version, and modern versions of the Book of Mormon have led some critics to claim that evidence has been systematically removed that could have proven that Smith fabricated the Book of Mormon, or are attempts to hide embarrassing aspects of the church's past. Latter-day Saint scholars view the changes as superficial, done to clarify the meaning of the text.",
"title": "Editions"
},
{
"paragraph_id": 92,
"text": "The Latter-day Saints version of the Book of Mormon has been translated into 83 languages and selections have been translated into an additional 25 languages. In 2001, the LDS Church reported that all or part of the Book of Mormon was available in the native language of 99 percent of Latter-day Saints and 87 percent of the world's total population.",
"title": "Editions"
},
{
"paragraph_id": 93,
"text": "Translations into languages without a tradition of writing (e.g., Kaqchikel, Tzotzil) have been published as audio recordings and as transliterations with Latin characters. Translations into American Sign Language are available as video recordings.",
"title": "Editions"
},
{
"paragraph_id": 94,
"text": "Typically, translators are Latter-day Saints who are employed by the church and translate the text from the original English. Each manuscript is reviewed several times before it is approved and published.",
"title": "Editions"
},
{
"paragraph_id": 95,
"text": "In 1998, the church stopped translating selections from the Book of Mormon and announced that instead each new translation it approves will be a full edition.",
"title": "Editions"
},
{
"paragraph_id": 96,
"text": "Artists have depicted Book of Mormon scenes and figures in visual art since the beginnings of the Latter Day Saint movement. The nonprofit Book of Mormon Art Catalog documents the existence of at least 2,500 visual depictions of Book of Mormon content. According to art historian Jenny Champoux, early artwork of the Book of Mormon relied on European iconography; eventually, a distinctive \"Latter-day Saint style\" developed.",
"title": "Representations in media"
},
{
"paragraph_id": 97,
"text": "Events of the Book of Mormon are the focus of several films produced by the LDS Church, including The Life of Nephi (1915), How Rare a Possession (1987) and The Testaments of One Fold and One Shepherd (2000). Depictions of Book of Mormon narratives in films not officially commissioned by the church (sometimes colloquially known as Mormon cinema) include The Book of Mormon Movie, Vol. 1: The Journey (2003) and Passage to Zarahemla (2007).",
"title": "Representations in media"
},
{
"paragraph_id": 98,
"text": "In \"one of the most complex uses of Mormonism in cinema,\" Alfred Hitchcock's film Family Plot portrays a funeral service in which a priest (apparently non-Mormon, by his appearance) reads Second Nephi 9:20–27, a passage describing Jesus Christ having victory over death.",
"title": "Representations in media"
},
{
"paragraph_id": 99,
"text": "In 2011, a long-running religious satire musical titled The Book of Mormon, written by South Park creators Trey Parker and Matt Stone in collaboration with Robert Lopez, premiered on Broadway, winning nine Tony Awards, including Best Musical. Its London production won the Olivier Award for best musical. Although it is titled The Book of Mormon, the musical does not depict Book of Mormon content. Its plot tells an original story about Latter-day Saint missionaries in the twenty-first century.",
"title": "Representations in media"
},
{
"paragraph_id": 100,
"text": "In 2019, the church began producing a series of live-action adaptations of various stories within the Book of Mormon, titled Book of Mormon Videos, which it distributed on its website and YouTube channel.",
"title": "Representations in media"
},
{
"paragraph_id": 101,
"text": "The LDS Church distributes free copies of the Book of Mormon, and it reported in 2011 that 150 million copies of the book have been printed since its initial publication.",
"title": "Distribution"
},
{
"paragraph_id": 102,
"text": "The initial printing of the Book of Mormon in 1830 produced 5000 copies. The 50 millionth copy was printed in 1990, with the 100 millionth following in 2000 and reaching 150 million in 2011.",
"title": "Distribution"
},
{
"paragraph_id": 103,
"text": "In October 2020, the church announced it had printed over 192 million copies of the Book of Mormon.",
"title": "Distribution"
}
] | The Book of Mormon is a religious text of the Latter Day Saint movement, which, according to Latter Day Saint theology, contains writings of ancient prophets who lived on the American continent from 600 BC to AD 421 and during an interlude dated by the text to the unspecified time of the Tower of Babel. It was first published in March 1830 by Joseph Smith as The Book of Mormon: An Account Written by the Hand of Mormon upon Plates Taken from the Plates of Nephi. The Book of Mormon is one of the earliest and most well known unique writings of the Latter Day Saint movement. The denominations of the Latter Day Saint movement typically regard the text primarily as scripture and secondarily as a record of God's dealings with ancient inhabitants of the Americas. The majority of Latter Day Saints believe the book to be a record of real-world history, with Latter Day Saint denominations viewing it variously as an inspired record of scripture to the lynchpin or "keystone" of their religion. Some Latter Day Saint academics and apologetic organizations strive to affirm the book as historically authentic through their scholarship and research, but mainstream archaeological, historical, and scientific communities have discovered little to support the existence of the civilizations described therein, and do not consider it to be an actual record of historical events. According to Smith's account and the book's narrative, the Book of Mormon was originally written in otherwise unknown characters referred to as "reformed Egyptian" engraved on golden plates. Smith said that the last prophet to contribute to the book, a man named Moroni, buried it in the Hill Cumorah in present-day Manchester, New York, before his death, and then appeared in a vision to Smith in 1827 as an angel, revealing the location of the plates and instructing him to translate the plates into English. Most naturalistic views on the origins of the Book of Mormon hold that Smith authored it, drawing, whether consciously or subconsciously, on material and ideas from his contemporary 19th-century environment, rather than translating an ancient record. The Book of Mormon has a number of doctrinal discussions on subjects such as the fall of Adam and Eve, the nature of the Christian atonement, eschatology, agency, priesthood authority, redemption from physical and spiritual death, the nature and conduct of baptism, the age of accountability, the purpose and practice of communion, personalized revelation, economic justice, the anthropomorphic and personal nature of God, the nature of spirits and angels, and the organization of the latter day church. The pivotal event of the book is an appearance of Jesus Christ in the Americas shortly after his resurrection. Common teachings of the Latter Day Saint movement hold that the Book of Mormon fulfills numerous biblical prophecies by ending a global apostasy and signaling a restoration of Christian gospel. The book is also a critique of Western society, condemning immorality, individualism, social inequality, ethnic injustice, nationalism, and the rejection of God, revelation, and miraculous religion. The Book of Mormon is divided into smaller books, titled after individuals named as primary authors or other caretakers of the ancient record the Book of Mormon describes itself as and, in most versions, is divided into chapters and verses. Its English text imitates the style of the King James Version of the Bible, and its grammar and word choice reflect Early Modern English. The Book of Mormon has been fully or partially translated into at least 112 languages. | 2001-10-29T18:17:49Z | 2023-12-29T02:15:28Z | [
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3,979 | Baptists | Baptists form a major branch of evangelical Protestantism distinguished by baptizing only professing Christian believers (believer's baptism), and doing so by complete immersion. Baptist churches also generally subscribe to the doctrines of soul competency (the responsibility and accountability of every person before God), sola fide (salvation by just faith alone), sola scriptura (scripture alone as the rule of faith and practice) and congregationalist church government. Baptists generally recognize two ordinances: baptism and communion.
Diverse from their beginning, those identifying as Baptists today differ widely from one another in what they believe, how they worship, their attitudes toward other Christians, and their understanding of what is important in Christian discipleship. Baptist missionaries have spread various Baptist confessions to every continent. The largest group of Baptist churches is the Baptist World Alliance, but there are many different groupings of Baptist churches and Baptist congregations which belong to no larger group.
Historians trace the earliest Baptist church to 1609 in Amsterdam, Dutch Republic with English Separatist John Smyth as its pastor. In accordance with his reading of the New Testament, he rejected baptism of infants and instituted baptism only of believing adults. Baptist practice spread to England, where the General Baptists considered Christ's atonement to extend to all people, while the Particular Baptists believed that it extended only to the elect. Thomas Helwys formulated a distinctively Baptist request that the church and the state be kept separate in matters of law, so that individuals might have freedom of religion. Helwys died in prison as a consequence of the religious conflict with English Dissenters under James I.
Baptist historian Bruce Gourley outlines four main views of Baptist origins:
Modern Baptist churches trace their history to the English Separatist movement in the 1600s, the century after the rise of the original Protestant denominations. This view of Baptist origins has the most historical support and is the most widely accepted. Adherents to this position consider the influence of Anabaptists upon early Baptists to be minimal. It was a time of considerable political and religious turmoil. Both individuals and churches were willing to give up their theological roots if they became convinced that a more biblical "truth" had been discovered.
During the Protestant Reformation, the Church of England (Anglicans) separated from the Roman Catholic Church. There were some Christians who were not content with the achievements of the mainstream Protestant Reformation. There also were Christians who were disappointed that the Church of England had not made corrections of what some considered to be errors and abuses. Of those most critical of the Church's direction, some chose to stay and try to make constructive changes from within the Anglican Church. They became known as "Puritans" and are described by Gourley as cousins of the English Separatists. Others decided they must leave the Church because of their dissatisfaction and became known as the Separatists.
In 1579, Faustus Socinus founded the Unitarians in Poland, which was a tolerant country. The Unitarians taught baptism by immersion. When Poland ceased to be tolerant, they fled to Holland. In Holland, the Unitarians introduced immersion baptism to the Dutch Mennonites.
Baptist churches have their origins in a movement started by the English John Smyth and Thomas Helwys in Amsterdam. Due to their shared beliefs with the Puritans and Congregationalists, they went into exile in 1607 for Holland with other believers who held the same biblical positions. They believe that the Bible is to be the only guide and that the believer's baptism is what the scriptures require. In 1609, the year considered to be the foundation of the movement, they baptized believers and founded the first Baptist church.
In 1609, while still there, Smyth wrote a tract titled "The Character of the Beast," or "The False Constitution of the Church." In it he expressed two propositions: first, infants are not to be baptized; and second, "Antichristians converted are to be admitted into the true Church by baptism." Hence, his conviction was that a scriptural church should consist only of regenerate believers who have been baptized on a personal confession of faith. He rejected the Separatist movement's doctrine of infant baptism (paedobaptism). Shortly thereafter, Smyth left the group. Ultimately, Smyth became committed to believers' baptism as the only biblical baptism. He was convinced on the basis of his interpretation of Scripture that infants would not be damned should they die in infancy. Smyth, convinced that his self-baptism was invalid, applied with the Mennonites for membership. He died while waiting for membership, and some of his followers became Mennonites. Thomas Helwys and others kept their baptism and their Baptist commitments. The modern Baptist denomination is an outgrowth of Smyth's movement. Baptists rejected the name Anabaptist when they were called that by opponents in derision. McBeth writes that as late as the 18th century, many Baptists referred to themselves as "the Christians commonly—though falsely—called Anabaptists."
Thomas Helwys took over the leadership, leading the church back to England in 1611 and published the first Baptist confession of faith "A Declaration of Faith of English People" in 1611. He founded the first General Baptist Church in Spitalfields, east London, England in 1612.
Another milestone in the early development of Baptist doctrine was in 1638 with John Spilsbury, a Calvinist minister who helped to promote the strict practice of believer's baptism by immersion (as opposed to affusion or aspersion). According to Tom Nettles, professor of historical theology at Southern Baptist Theological Seminary, "Spilsbury's cogent arguments for a gathered, disciplined congregation of believers baptized by immersion as constituting the New Testament church gave expression to and built on insights that had emerged within separatism, advanced in the life of John Smyth and the suffering congregation of Thomas Helwys, and matured in Particular Baptists."
A minority view is that early-17th-century Baptists were influenced by (but not directly connected to) continental Anabaptists. According to this view, the General Baptists shared similarities with Dutch Waterlander Mennonites (one of many Anabaptist groups) including believer's baptism only, religious liberty, separation of church and state, and Arminian views of salvation, predestination and original sin. It is certain that the early Baptist church led by Smyth had contacts with the Anabaptists, however it is debated if these influences found their way into the English General Baptists. Representatives of this theory include A.C. Underwood and William R. Estep. Gourley wrote that among some contemporary Baptist scholars who emphasize the faith of the community over soul liberty, the Anabaptist influence theory is making a comeback. This view was also taught by the Reformed historian Philip Schaff.
However, the relations between Baptists and Anabaptists were early strained. In 1624, the then five existing Baptist churches of London issued a condemnation of the Anabaptists. Furthermore, the original group associated with Smyth and popularly believed to be the first Baptists broke with the Waterlander Mennonite Anabaptists after a brief period of association in the Netherlands.
Traditional Baptist historians write from the perspective that Baptists had existed since the time of Christ. Proponents of the Baptist successionist or perpetuity view consider the Baptist movement to have existed independently from Roman Catholicism and prior to the Protestant Reformation.
The perpetuity view is often identified with The Trail of Blood, a booklet of five lectures by J.M. Carrol published in 1931. Other Baptist writers who advocate the successionist theory of Baptist origins are John T. Christian, Thomas Crosby, G. H. Orchard, J. M. Cramp, William Cathcart, Adam Taylor and D. B. Ray. This view was also held by English Baptist preacher, Charles Spurgeon as well as Jesse Mercer, the namesake of Mercer University.
In 1898 William Whitsitt was pressured to resign his presidency of the Southern Baptist Theological Seminary for denying Baptist successionism.
In 1612, Thomas Helwys established a Baptist congregation in London, consisting of congregants from Smyth's church. A number of other Baptist churches sprang up, and they became known as the General Baptists. The Particular Baptists were established when a group of Calvinist Separatists adopted believers' Baptism. The Particular Baptists consisted of seven churches by 1644 and had created a confession of faith called the First London Confession of Faith.
Both Roger Williams and John Clarke, his compatriot and coworker for religious freedom, are variously credited as founding the earliest Baptist church in North America. In 1639, Williams established a Baptist church in Providence, Rhode Island, and Clarke began a Baptist church in Newport, Rhode Island. According to a Baptist historian who has researched the matter extensively, "There is much debate over the centuries as to whether the Providence or Newport church deserved the place of 'first' Baptist congregation in America. Exact records for both congregations are lacking."
The Great Awakening energized the Baptist movement, and the Baptist community experienced spectacular growth. Baptists became the largest Christian community in many southern states, including among the enslaved Black population.
Baptist missionary work in Canada began in the British colony of Nova Scotia (present day Nova Scotia and New Brunswick) in the 1760s. The first official record of a Baptist church in Canada was that of the Horton Baptist Church (now Wolfville) in Wolfville, Nova Scotia on 29 October 1778. The church was established with the assistance of the New Light evangelist Henry Alline. Many of Alline's followers, after his death, would convert and strengthen the Baptist presence in the Atlantic region. Two major groups of Baptists formed the basis of the churches in the Maritimes. These were referred to as Regular Baptist (Calvinistic in their doctrine) and Free Will Baptists (Arminian in their doctrine).
In May 1845, the Baptist congregations in the United States split over slavery and missions. The Home Mission Society prevented slaveholders from being appointed as missionaries. The split created the Southern Baptist Convention, while the northern congregations formed their own umbrella organization now called the American Baptist Churches USA (ABC-USA). The Methodist Episcopal Church, South had recently separated over the issue of slavery, and southern Presbyterians would do so shortly thereafter.
In 2015, Baptists in the U.S. number 50 million people and constitute roughly one-third of American Protestants.
The Baptist churches in Ukraine were preceded by the German Anabaptist and Mennonite communities, who had been living in the south of Ukraine since the 16th century, and who practiced adult believers baptism. The first Baptist baptism (adult baptism by full immersion) in Ukraine took place in 1864 on the river Inhul in the Yelizavetgrad region (now Kropyvnytskyi region), in a German settlement. In 1867, the first Baptist communities were organized in that area. From there, the Baptist movement spread across the south of Ukraine and then to other regions as well. One of the first Baptist communities was registered in Kyiv in 1907, and in 1908 the First All-Russian Convention of Baptists was held there, as Ukraine was still controlled by the Russian Empire. The All-Russian Union of Baptists was established in the town of Yekaterinoslav (now Dnipro) in Southern Ukraine. At the end of the 19th century, estimates are that there were between 100,000 and 300,000 Baptists in Ukraine. An independent All-Ukrainian Baptist Union of Ukraine was established during the brief period of Ukraine's independence in early 20th-century, and once again after the fall of the Soviet Union, the largest of which is currently known as the Evangelical Baptist Union of Ukraine.
Some Baptist church congregations choose to be independent of larger church organizations (Independent Baptist). Other Baptist churches choose to be part of an international or national Baptist Christian denomination or association, while still adhering to a congregational polity. This cooperative relationship allows the development of common organizations, for mission and societal purposes, such as humanitarian aid, schools, theological institutes and hospitals.
The majority of Baptist churches are part of national denominations (or 'associations' or 'cooperative groups'), as well as the Baptist World Alliance (BWA), formed in 1905 by 24 Baptist denominations from various countries. The BWA's goals include caring for the needy, leading in world evangelism and defending human rights and religious freedom.
Missionary organizations favored the development of the movement on all continents. In England there was the founding of the BMS World Mission in 1792 at Kettering, England. In United States, there was the founding of International Ministries in 1814 and International Mission Board in 1845.
In 2010, an estimated 100 million Christians identified themselves as Baptist or belong to Baptist-type churches. In 2020, according to the researcher Sébastien Fath of the CNRS, the movement has around 170 million believers in the world.
According a census released in 2023 by the Baptist World Alliance, the largest global organization of Baptists, the BWA includes 253 participating Baptist fellowships in 130 countries, with 176,000 churches and 51,000,000 baptized members. These statistics are not fully representative, however, since some churches in the United States have dual or triple national Baptist affiliation, causing a church and its members to be counted by more than one Baptist associations.
Among the censuses carried out by the Baptist associations in 2023, those which claimed the most members on each continent were:
In North America, the Southern Baptist Convention with 47,198 churches and 13,223,122 members, the National Baptist Convention, USA with 21,145 churches and 8,415,100 members.
In South America, the Brazilian Baptist Convention with 9,070 churches and 1,797,597 members, the Evangelical Baptist Convention of Argentina with 670 churches and 85,000 members.
In Africa, the Nigerian Baptist Convention with 14,523 churches and 8,925,000 members, the Baptist Convention of Tanzania with 1,350 churches and 2,680,000 members, the Baptist Community of the Congo River with 2,673 churches and 1,764,155 members.
In Asia, the Myanmar Baptist Convention with 5,337 churches and 1,013,499 members, the Nagaland Baptist Church Council with 1,661 churches and 648,096 members, the Garo Baptist Convention with 2,619 churches and 333,908 members, the Convention of Philippine Baptist Churches with 1,079 churches and 600,000 members.
In Europe, the All-Ukrainian Union of Churches of Evangelical Christian Baptists with 2,192 churches and 105,189 members, the Baptist Union of Great Britain with 1,897 churches and 99,475 members, the Union of Christian Baptist Churches in Romania with 1,697 churches and 83,853 members.
In Oceania, the Australian Baptist Ministries with 1,024 churches and 87,555 members, the Baptist Union of Papua New Guinea with 493 churches and 84,700 members.
Membership policies vary due to the autonomy of churches, but generally an individual becomes a member of a church through believer's baptism (which is a public profession of faith in Jesus, followed by immersion baptism).
Most baptists do not believe that baptism is a requirement for salvation, but rather a public expression of one's inner repentance and faith. Therefore, some churches will admit into membership people who make a profession without believer's baptism.
In general, Baptist churches do not have a stated age restriction on membership, but believer's baptism requires that an individual be able to freely and earnestly profess their faith. (See Age of Accountability)
Since the early days of the Baptist movement, various associations have adopted common confessions of faith as the basis for cooperative work among churches. Each church has a particular confession of faith and a common confession of faith if it is a member of an association of churches. Some historically significant Baptist doctrinal documents include the 1689 London Baptist Confession of Faith, 1742 Philadelphia Baptist Confession, the 1833 New Hampshire Baptist Confession of Faith, and written church covenants which some individual Baptist churches adopt as a statement of their faith and beliefs.
Baptist theology shares many doctrines with evangelical theology. It is based on believers' Church doctrine.
Baptists, like other Christians, are defined by school of thought—some of it common to all orthodox and evangelical groups and a portion of it distinctive to Baptists. Through the years, different Baptist groups have issued confessions of faith—without considering them to be creeds—to express their particular doctrinal distinctions in comparison to other Christians as well as in comparison to other Baptists. Baptist denominations are traditionally seen as belonging to two parties, General Baptists who uphold Arminian theology and Particular Baptists who uphold Reformed theology. During the holiness movement, some General Baptists accepted the teaching of a second work of grace and formed denominations that emphasized this belief, such as the Ohio Valley Association of the Christian Baptist Churches of God and the Holiness Baptist Association. Most Baptists are evangelical in doctrine, but their beliefs may vary due to the congregational governance system that gives autonomy to individual local Baptist churches. Historically, Baptists have played a key role in encouraging religious freedom and separation of church and state.
Shared doctrines would include beliefs about one God; the virgin birth; miracles; atonement for sins through the death, burial, and bodily resurrection of Jesus; the Trinity; the need for salvation (through belief in Jesus Christ as the Son of God, his death and resurrection); grace; the Kingdom of God; last things (eschatology) (Jesus Christ will return personally and visibly in glory to the earth, the dead will be raised, and Christ will judge everyone in righteousness); and evangelism and missions.
Most Baptists hold that no church or ecclesiastical organization has inherent authority over a Baptist church. Churches can properly relate to each other under this polity only through voluntary cooperation, never by any sort of coercion. Furthermore, this Baptist polity calls for freedom from governmental control.
Exceptions to this local form of local governance include a few churches that submit to the leadership of a body of elders, as well as the Episcopal Baptists that have an Episcopal system.
Baptists generally believe in the literal Second Coming of Christ. Beliefs among Baptists regarding the "end times" include amillennialism, both dispensational and historic premillennialism, with views such as postmillennialism and preterism receiving some support.
Some additional distinctive Baptist principles held by many Baptists:
Since there is no hierarchical authority and each Baptist church is autonomous, there is no official set of Baptist theological beliefs. These differences exist both among associations, and even among churches within the associations.
Some doctrinal issues on which there is widespread difference among Baptists are:
Excommunication may be used as a last resort by some denominations and churches for members who do not want to repent of beliefs or behavior at odds with the confession of faith of the community. When an entire congregation is excluded, it is often called disfellowship.
In Baptist churches, worship service is part of the life of the Church and includes praise (Christian music), worship, of prayers to God, a sermon based on the Bible, offering, and periodically the Lord's Supper. In many churches, there are services adapted for children, even teenagers. Prayer meetings are also held during the week.
The architecture is sober and the Latin cross is one of the only spiritual symbols that can usually be seen on the building of a Baptist church and that identifies the place where it belongs.
Baptist churches established elementary and secondary schools, Bible colleges, colleges and universities as early as the 1680s in England, before continuing in various countries. In 2006, the International Association of Baptist Colleges and Universities was founded in the United States. In 2023, it had 42 member universities.
Many churches promote virginity pledges to young Baptist Christians, who are invited to engage in a public ceremony at sexual abstinence until Christian marriage. This pact is often symbolized by a purity ring. Programs like True Love Waits, founded in 1993 by the Southern Baptist Convention have been developed to support the commitments.
Most Baptist denominations around the world hold a conservative view on homosexuality.
Some Baptist denominations in the United States do not have official beliefs about marriage in a confession of faith and invoke congregationalism to leave the choice to each church to decide. This is the case of American Baptist Churches USA, Progressive National Baptist Convention, Cooperative Baptist Fellowship and National Baptist Convention, USA.
Some Baptist denominations support same-sex marriage. The Alliance of Baptists (USA), the Canadian Association for Baptist Freedoms, the Aliança de Batistas do Brasil, the Fraternidad de Iglesias Bautistas de Cuba, and the Association of Welcoming and Affirming Baptists (international) all support same-sex marriage.
Baptists have faced many controversies in their 400-year history, controversies of the level of crises. Baptist historian Walter Shurden says the word crisis comes from the Greek word meaning 'to decide.' Shurden writes that contrary to the presumed negative view of crises, some controversies that reach a crisis level may actually be "positive and highly productive." He claims that even schism, though never ideal, has often produced positive results. In his opinion crises among Baptists each have become decision-moments that shaped their future. Some controversies that have shaped Baptists include the "missions crisis", the "slavery crisis", the "landmark crisis", and the "modernist crisis".
Early in the 19th century, the rise of the modern missions movement, and the backlash against it, led to widespread and bitter controversy among the American Baptists. During this era, the American Baptists were split between missionary and anti-missionary. A substantial secession of Baptists went into the movement led by Alexander Campbell to return to a more fundamental church.
Leading up to the American Civil War, Baptists became embroiled in the controversy over slavery in the United States. Whereas in the First Great Awakening Methodist and Baptist preachers had opposed slavery and urged manumission, over the decades they made more of an accommodation with the institution. They worked with slaveholders in the South to urge a paternalistic institution. Both denominations made direct appeals to slaves and free Blacks for conversion. The Baptists particularly allowed them active roles in congregations. By the mid-19th century, northern Baptists tended to oppose slavery. As tensions increased, in 1844 the Home Mission Society refused to appoint a slaveholder as a missionary who had been proposed by Georgia. It noted that missionaries could not take servants with them, and also that the board did not want to appear to condone slavery.
In 1845, a group of churches in favor of slavery and in disagreement with the abolitionism of the Triennial Convention (now American Baptist Churches USA) left to form the Southern Baptist Convention. They believed that the Bible sanctions slavery and that it was acceptable for Christians to own slaves. They believed slavery was a human institution which Baptist teaching could make less harsh. By this time many planters were part of Baptist congregations, and some of the denomination's prominent preachers, such as the Rev. Basil Manly, Sr., president of the University of Alabama, were also planters who owned slaves.
As early as the late 18th century, Black Baptists began to organize separate churches, associations and mission agencies. Blacks set up some independent Baptist congregations in the South before the American Civil War. White Baptist associations maintained some oversight of these churches.
In the postwar years, freedmen quickly left the white congregations and associations, setting up their own churches. In 1866, the Consolidated American Baptist Convention, formed from Black Baptists of the South and West, helped southern associations set up Black state conventions, which they did in Alabama, Arkansas, Virginia, North Carolina, and Kentucky. In 1880, Black state conventions united in the national Foreign Mission Convention to support Black Baptist missionary work. Two other national Black conventions were formed, and in 1895 they united as the National Baptist Convention. This organization later went through its own changes, spinning off other conventions. It is the largest Black religious organization and the second-largest Baptist organization in the world. Baptists are numerically most dominant in the Southeast.
In 2007, the Pew Research Center's Religious Landscape Survey found that 45% of all African Americans identify with Baptist denominations, with the vast majority of those being within the historically Black tradition.
In the American South, the interpretation of the American Civil War, abolition of slavery and postwar period has differed sharply by race since those years. Americans have often interpreted great events in religious terms. Historian Wilson Fallin contrasts the interpretation of Civil War and Reconstruction in white versus Black memory by analyzing Baptist sermons documented in Alabama. Soon after the Civil War, most Black Baptists in the South left the Southern Baptist Convention, reducing its numbers by hundreds of thousands or more. They quickly organized their own congregations and developed their own regional and state associations and, by the end of the 19th century, a national convention.
White preachers in Alabama after Reconstruction expressed the view that:
God had chastised them and given them a special mission – to maintain orthodoxy, strict biblicism, personal piety, and "traditional" race relations. Slavery, they insisted, had not been sinful. Rather, emancipation was a historical tragedy and the end of Reconstruction was a clear sign of God's favor.
Black preachers interpreted the Civil War, Emancipation and Reconstruction as "God's gift of freedom." They had a gospel of liberation, having long identified with the Book of Exodus from slavery in the Old Testament. They took opportunities to exercise their independence, to worship in their own way, to affirm their worth and dignity, and to proclaim the fatherhood of God and the brotherhood of man. Most of all, they quickly formed their own churches, associations, and conventions to operate freely without white supervision. These institutions offered self-help and racial uplift, a place to develop and use leadership, and places for proclamation of the gospel of liberation. As a result, Black preachers said that God would protect and help him and God's people; God would be their rock in a stormy land.
The Southern Baptist Convention supported white supremacy and its results: disenfranchising most Blacks and many poor whites at the turn of the 20th century by raising barriers to voter registration, and passage of racial segregation laws that enforced the system of Jim Crow. Its members largely resisted the civil rights movement in the South, which sought to enforce their constitutional rights for public access and voting; and enforcement of midcentury federal civil rights laws.
In 1995, the Southern Baptist Convention passed a resolution that recognized the failure of their ancestors to protect the civil rights of African Americans. More than 20,000 Southern Baptists registered for the meeting in Atlanta. The resolution declared that messengers, as SBC delegates are called, "unwaveringly denounce racism, in all its forms, as deplorable sin" and "lament and repudiate historic acts of evil such as slavery from which we continue to reap a bitter harvest." It offered an apology to all African Americans for "condoning and/or perpetuating individual and systemic racism in our lifetime" and repentance for "racism of which we have been guilty, whether consciously or unconsciously." Although Southern Baptists have condemned racism in the past, this was the first time the convention, predominantly white since the Reconstruction era, had specifically addressed the issue of slavery.
The statement sought forgiveness "from our African-American brothers and sisters" and pledged to "eradicate racism in all its forms from Southern Baptist life and ministry." In 1995, about 500,000 members of the 15.6-million-member denomination were African Americans and another 300,000 were ethnic minorities. The resolution marked the denomination's first formal acknowledgment that racism played a role in its founding.
A healthy Church kills error, and tears evil in pieces! Not so very long ago our nation tolerated slavery in our colonies. Philanthropists endeavored to destroy slavery, but when was it utterly abolished? It was when Wilberforce roused the Church of God, and when the Church of God addressed herself to the conflict—then she tore the evil thing to pieces! – C.H. Spurgeon an outspoken British Baptist opponent of slavery in 'The Best War Cry' (1883)
Elsewhere in the Americas, in the Caribbean in particular, Baptist missionaries and members took an active role in the anti-slavery movement. In Jamaica, for example, William Knibb, a prominent British Baptist missionary, worked toward the emancipation of slaves in the British West Indies (which took place in full in 1838). Knibb also supported the creation of "Free Villages" and sought funding from English Baptists to buy land for freedmen to cultivate; the Free Villages were envisioned as rural communities to be centered around a Baptist church where emancipated slaves could farm their own land. Thomas Burchell, missionary minister in Montego Bay, also was active in this movement, gaining funds from Baptists in England to buy land for what became known as Burchell Free Village.
Prior to emancipation, Baptist deacon Samuel Sharpe, who served with Burchell, organized a general strike of slaves seeking better conditions. It developed into a major rebellion of as many as 60,000 slaves, which became known as the Christmas Rebellion (when it took place) or the Baptist War. It was put down by government troops within two weeks. During and after the rebellion, an estimated 200 slaves were killed outright, with more than 300 judicially executed later by prosecution in the courts, sometimes for minor offenses.
Baptists were active after emancipation in promoting the education of former slaves; for example, Jamaica's Calabar High School, named after the port of Calabar in Nigeria, was founded by Baptist missionaries. At the same time, during and after slavery, slaves and free Blacks formed their own Spiritual Baptist movements – breakaway spiritual movements which theology often expressed resistance to oppression.
Southern Baptist Landmarkism sought to reset the ecclesiastical separation which had characterized the old Baptist churches, in an era when inter-denominational union meetings were the order of the day. James Robinson Graves was an influential Baptist of the 19th century and the primary leader of this movement. While some Landmarkers eventually separated from the Southern Baptist Convention, the movement continued to influence the Convention into the 20th and 21st centuries.
The rise of theological modernism in the latter 19th and early 20th centuries also greatly affected Baptists. The Landmark movement, already mentioned, has been described as a reaction among Southern Baptists in the United States against incipient modernism. In England, Charles Haddon Spurgeon fought against modernistic views of the Scripture in the Downgrade Controversy and severed his church from the Baptist Union as a result.
The Northern Baptist Convention in the United States had internal conflict over modernism in the early 20th century, ultimately embracing it. Two new conservative associations of congregations that separated from the convention were founded as a result: the General Association of Regular Baptist Churches in 1933 and the Conservative Baptist Association of America in 1947.
Following similar conflicts over modernism, the Southern Baptist Convention adhered to conservative theology as its official position. In the late 20th century, Southern Baptists who disagreed with this direction founded two new groups: the liberal Alliance of Baptists in 1987 and the more moderate Cooperative Baptist Fellowship in 1991. Originally both schisms continued to identify as Southern Baptist, but over time "became permanent new families of Baptists."
In his 1963 book, Strength to Love, Baptist pastor Martin Luther King Jr. criticized some Baptist churches for their anti-intellectualism, especially because of the lack of theological training among pastors.
In 2018, Baptist theologian Russell D. Moore criticized some Baptists in the United States for their moralism emphasizing strongly the condemnation of certain personal sins, but silent on the social injustices that afflict entire populations, such as racism. In 2020, the North American Baptist Fellowship, a region of the Baptist World Alliance, officially made a commitment to social justice and spoke out against institutionalized discrimination in the American justice system. | [
{
"paragraph_id": 0,
"text": "Baptists form a major branch of evangelical Protestantism distinguished by baptizing only professing Christian believers (believer's baptism), and doing so by complete immersion. Baptist churches also generally subscribe to the doctrines of soul competency (the responsibility and accountability of every person before God), sola fide (salvation by just faith alone), sola scriptura (scripture alone as the rule of faith and practice) and congregationalist church government. Baptists generally recognize two ordinances: baptism and communion.",
"title": ""
},
{
"paragraph_id": 1,
"text": "Diverse from their beginning, those identifying as Baptists today differ widely from one another in what they believe, how they worship, their attitudes toward other Christians, and their understanding of what is important in Christian discipleship. Baptist missionaries have spread various Baptist confessions to every continent. The largest group of Baptist churches is the Baptist World Alliance, but there are many different groupings of Baptist churches and Baptist congregations which belong to no larger group.",
"title": ""
},
{
"paragraph_id": 2,
"text": "Historians trace the earliest Baptist church to 1609 in Amsterdam, Dutch Republic with English Separatist John Smyth as its pastor. In accordance with his reading of the New Testament, he rejected baptism of infants and instituted baptism only of believing adults. Baptist practice spread to England, where the General Baptists considered Christ's atonement to extend to all people, while the Particular Baptists believed that it extended only to the elect. Thomas Helwys formulated a distinctively Baptist request that the church and the state be kept separate in matters of law, so that individuals might have freedom of religion. Helwys died in prison as a consequence of the religious conflict with English Dissenters under James I.",
"title": ""
},
{
"paragraph_id": 3,
"text": "Baptist historian Bruce Gourley outlines four main views of Baptist origins:",
"title": "Origins"
},
{
"paragraph_id": 4,
"text": "Modern Baptist churches trace their history to the English Separatist movement in the 1600s, the century after the rise of the original Protestant denominations. This view of Baptist origins has the most historical support and is the most widely accepted. Adherents to this position consider the influence of Anabaptists upon early Baptists to be minimal. It was a time of considerable political and religious turmoil. Both individuals and churches were willing to give up their theological roots if they became convinced that a more biblical \"truth\" had been discovered.",
"title": "Origins"
},
{
"paragraph_id": 5,
"text": "During the Protestant Reformation, the Church of England (Anglicans) separated from the Roman Catholic Church. There were some Christians who were not content with the achievements of the mainstream Protestant Reformation. There also were Christians who were disappointed that the Church of England had not made corrections of what some considered to be errors and abuses. Of those most critical of the Church's direction, some chose to stay and try to make constructive changes from within the Anglican Church. They became known as \"Puritans\" and are described by Gourley as cousins of the English Separatists. Others decided they must leave the Church because of their dissatisfaction and became known as the Separatists.",
"title": "Origins"
},
{
"paragraph_id": 6,
"text": "In 1579, Faustus Socinus founded the Unitarians in Poland, which was a tolerant country. The Unitarians taught baptism by immersion. When Poland ceased to be tolerant, they fled to Holland. In Holland, the Unitarians introduced immersion baptism to the Dutch Mennonites.",
"title": "Origins"
},
{
"paragraph_id": 7,
"text": "Baptist churches have their origins in a movement started by the English John Smyth and Thomas Helwys in Amsterdam. Due to their shared beliefs with the Puritans and Congregationalists, they went into exile in 1607 for Holland with other believers who held the same biblical positions. They believe that the Bible is to be the only guide and that the believer's baptism is what the scriptures require. In 1609, the year considered to be the foundation of the movement, they baptized believers and founded the first Baptist church.",
"title": "Origins"
},
{
"paragraph_id": 8,
"text": "In 1609, while still there, Smyth wrote a tract titled \"The Character of the Beast,\" or \"The False Constitution of the Church.\" In it he expressed two propositions: first, infants are not to be baptized; and second, \"Antichristians converted are to be admitted into the true Church by baptism.\" Hence, his conviction was that a scriptural church should consist only of regenerate believers who have been baptized on a personal confession of faith. He rejected the Separatist movement's doctrine of infant baptism (paedobaptism). Shortly thereafter, Smyth left the group. Ultimately, Smyth became committed to believers' baptism as the only biblical baptism. He was convinced on the basis of his interpretation of Scripture that infants would not be damned should they die in infancy. Smyth, convinced that his self-baptism was invalid, applied with the Mennonites for membership. He died while waiting for membership, and some of his followers became Mennonites. Thomas Helwys and others kept their baptism and their Baptist commitments. The modern Baptist denomination is an outgrowth of Smyth's movement. Baptists rejected the name Anabaptist when they were called that by opponents in derision. McBeth writes that as late as the 18th century, many Baptists referred to themselves as \"the Christians commonly—though falsely—called Anabaptists.\"",
"title": "Origins"
},
{
"paragraph_id": 9,
"text": "Thomas Helwys took over the leadership, leading the church back to England in 1611 and published the first Baptist confession of faith \"A Declaration of Faith of English People\" in 1611. He founded the first General Baptist Church in Spitalfields, east London, England in 1612.",
"title": "Origins"
},
{
"paragraph_id": 10,
"text": "Another milestone in the early development of Baptist doctrine was in 1638 with John Spilsbury, a Calvinist minister who helped to promote the strict practice of believer's baptism by immersion (as opposed to affusion or aspersion). According to Tom Nettles, professor of historical theology at Southern Baptist Theological Seminary, \"Spilsbury's cogent arguments for a gathered, disciplined congregation of believers baptized by immersion as constituting the New Testament church gave expression to and built on insights that had emerged within separatism, advanced in the life of John Smyth and the suffering congregation of Thomas Helwys, and matured in Particular Baptists.\"",
"title": "Origins"
},
{
"paragraph_id": 11,
"text": "A minority view is that early-17th-century Baptists were influenced by (but not directly connected to) continental Anabaptists. According to this view, the General Baptists shared similarities with Dutch Waterlander Mennonites (one of many Anabaptist groups) including believer's baptism only, religious liberty, separation of church and state, and Arminian views of salvation, predestination and original sin. It is certain that the early Baptist church led by Smyth had contacts with the Anabaptists, however it is debated if these influences found their way into the English General Baptists. Representatives of this theory include A.C. Underwood and William R. Estep. Gourley wrote that among some contemporary Baptist scholars who emphasize the faith of the community over soul liberty, the Anabaptist influence theory is making a comeback. This view was also taught by the Reformed historian Philip Schaff.",
"title": "Origins"
},
{
"paragraph_id": 12,
"text": "However, the relations between Baptists and Anabaptists were early strained. In 1624, the then five existing Baptist churches of London issued a condemnation of the Anabaptists. Furthermore, the original group associated with Smyth and popularly believed to be the first Baptists broke with the Waterlander Mennonite Anabaptists after a brief period of association in the Netherlands.",
"title": "Origins"
},
{
"paragraph_id": 13,
"text": "Traditional Baptist historians write from the perspective that Baptists had existed since the time of Christ. Proponents of the Baptist successionist or perpetuity view consider the Baptist movement to have existed independently from Roman Catholicism and prior to the Protestant Reformation.",
"title": "Origins"
},
{
"paragraph_id": 14,
"text": "The perpetuity view is often identified with The Trail of Blood, a booklet of five lectures by J.M. Carrol published in 1931. Other Baptist writers who advocate the successionist theory of Baptist origins are John T. Christian, Thomas Crosby, G. H. Orchard, J. M. Cramp, William Cathcart, Adam Taylor and D. B. Ray. This view was also held by English Baptist preacher, Charles Spurgeon as well as Jesse Mercer, the namesake of Mercer University.",
"title": "Origins"
},
{
"paragraph_id": 15,
"text": "In 1898 William Whitsitt was pressured to resign his presidency of the Southern Baptist Theological Seminary for denying Baptist successionism.",
"title": "Origins"
},
{
"paragraph_id": 16,
"text": "In 1612, Thomas Helwys established a Baptist congregation in London, consisting of congregants from Smyth's church. A number of other Baptist churches sprang up, and they became known as the General Baptists. The Particular Baptists were established when a group of Calvinist Separatists adopted believers' Baptism. The Particular Baptists consisted of seven churches by 1644 and had created a confession of faith called the First London Confession of Faith.",
"title": "Origins"
},
{
"paragraph_id": 17,
"text": "Both Roger Williams and John Clarke, his compatriot and coworker for religious freedom, are variously credited as founding the earliest Baptist church in North America. In 1639, Williams established a Baptist church in Providence, Rhode Island, and Clarke began a Baptist church in Newport, Rhode Island. According to a Baptist historian who has researched the matter extensively, \"There is much debate over the centuries as to whether the Providence or Newport church deserved the place of 'first' Baptist congregation in America. Exact records for both congregations are lacking.\"",
"title": "Origins"
},
{
"paragraph_id": 18,
"text": "The Great Awakening energized the Baptist movement, and the Baptist community experienced spectacular growth. Baptists became the largest Christian community in many southern states, including among the enslaved Black population.",
"title": "Origins"
},
{
"paragraph_id": 19,
"text": "Baptist missionary work in Canada began in the British colony of Nova Scotia (present day Nova Scotia and New Brunswick) in the 1760s. The first official record of a Baptist church in Canada was that of the Horton Baptist Church (now Wolfville) in Wolfville, Nova Scotia on 29 October 1778. The church was established with the assistance of the New Light evangelist Henry Alline. Many of Alline's followers, after his death, would convert and strengthen the Baptist presence in the Atlantic region. Two major groups of Baptists formed the basis of the churches in the Maritimes. These were referred to as Regular Baptist (Calvinistic in their doctrine) and Free Will Baptists (Arminian in their doctrine).",
"title": "Origins"
},
{
"paragraph_id": 20,
"text": "In May 1845, the Baptist congregations in the United States split over slavery and missions. The Home Mission Society prevented slaveholders from being appointed as missionaries. The split created the Southern Baptist Convention, while the northern congregations formed their own umbrella organization now called the American Baptist Churches USA (ABC-USA). The Methodist Episcopal Church, South had recently separated over the issue of slavery, and southern Presbyterians would do so shortly thereafter.",
"title": "Origins"
},
{
"paragraph_id": 21,
"text": "In 2015, Baptists in the U.S. number 50 million people and constitute roughly one-third of American Protestants.",
"title": "Origins"
},
{
"paragraph_id": 22,
"text": "The Baptist churches in Ukraine were preceded by the German Anabaptist and Mennonite communities, who had been living in the south of Ukraine since the 16th century, and who practiced adult believers baptism. The first Baptist baptism (adult baptism by full immersion) in Ukraine took place in 1864 on the river Inhul in the Yelizavetgrad region (now Kropyvnytskyi region), in a German settlement. In 1867, the first Baptist communities were organized in that area. From there, the Baptist movement spread across the south of Ukraine and then to other regions as well. One of the first Baptist communities was registered in Kyiv in 1907, and in 1908 the First All-Russian Convention of Baptists was held there, as Ukraine was still controlled by the Russian Empire. The All-Russian Union of Baptists was established in the town of Yekaterinoslav (now Dnipro) in Southern Ukraine. At the end of the 19th century, estimates are that there were between 100,000 and 300,000 Baptists in Ukraine. An independent All-Ukrainian Baptist Union of Ukraine was established during the brief period of Ukraine's independence in early 20th-century, and once again after the fall of the Soviet Union, the largest of which is currently known as the Evangelical Baptist Union of Ukraine.",
"title": "Origins"
},
{
"paragraph_id": 23,
"text": "Some Baptist church congregations choose to be independent of larger church organizations (Independent Baptist). Other Baptist churches choose to be part of an international or national Baptist Christian denomination or association, while still adhering to a congregational polity. This cooperative relationship allows the development of common organizations, for mission and societal purposes, such as humanitarian aid, schools, theological institutes and hospitals.",
"title": "Baptist churches"
},
{
"paragraph_id": 24,
"text": "The majority of Baptist churches are part of national denominations (or 'associations' or 'cooperative groups'), as well as the Baptist World Alliance (BWA), formed in 1905 by 24 Baptist denominations from various countries. The BWA's goals include caring for the needy, leading in world evangelism and defending human rights and religious freedom.",
"title": "Baptist churches"
},
{
"paragraph_id": 25,
"text": "Missionary organizations favored the development of the movement on all continents. In England there was the founding of the BMS World Mission in 1792 at Kettering, England. In United States, there was the founding of International Ministries in 1814 and International Mission Board in 1845.",
"title": "Missionary organizations"
},
{
"paragraph_id": 26,
"text": "In 2010, an estimated 100 million Christians identified themselves as Baptist or belong to Baptist-type churches. In 2020, according to the researcher Sébastien Fath of the CNRS, the movement has around 170 million believers in the world.",
"title": "Membership"
},
{
"paragraph_id": 27,
"text": "According a census released in 2023 by the Baptist World Alliance, the largest global organization of Baptists, the BWA includes 253 participating Baptist fellowships in 130 countries, with 176,000 churches and 51,000,000 baptized members. These statistics are not fully representative, however, since some churches in the United States have dual or triple national Baptist affiliation, causing a church and its members to be counted by more than one Baptist associations.",
"title": "Membership"
},
{
"paragraph_id": 28,
"text": "Among the censuses carried out by the Baptist associations in 2023, those which claimed the most members on each continent were:",
"title": "Membership"
},
{
"paragraph_id": 29,
"text": "In North America, the Southern Baptist Convention with 47,198 churches and 13,223,122 members, the National Baptist Convention, USA with 21,145 churches and 8,415,100 members.",
"title": "Membership"
},
{
"paragraph_id": 30,
"text": "In South America, the Brazilian Baptist Convention with 9,070 churches and 1,797,597 members, the Evangelical Baptist Convention of Argentina with 670 churches and 85,000 members.",
"title": "Membership"
},
{
"paragraph_id": 31,
"text": "In Africa, the Nigerian Baptist Convention with 14,523 churches and 8,925,000 members, the Baptist Convention of Tanzania with 1,350 churches and 2,680,000 members, the Baptist Community of the Congo River with 2,673 churches and 1,764,155 members.",
"title": "Membership"
},
{
"paragraph_id": 32,
"text": "In Asia, the Myanmar Baptist Convention with 5,337 churches and 1,013,499 members, the Nagaland Baptist Church Council with 1,661 churches and 648,096 members, the Garo Baptist Convention with 2,619 churches and 333,908 members, the Convention of Philippine Baptist Churches with 1,079 churches and 600,000 members.",
"title": "Membership"
},
{
"paragraph_id": 33,
"text": "In Europe, the All-Ukrainian Union of Churches of Evangelical Christian Baptists with 2,192 churches and 105,189 members, the Baptist Union of Great Britain with 1,897 churches and 99,475 members, the Union of Christian Baptist Churches in Romania with 1,697 churches and 83,853 members.",
"title": "Membership"
},
{
"paragraph_id": 34,
"text": "In Oceania, the Australian Baptist Ministries with 1,024 churches and 87,555 members, the Baptist Union of Papua New Guinea with 493 churches and 84,700 members.",
"title": "Membership"
},
{
"paragraph_id": 35,
"text": "Membership policies vary due to the autonomy of churches, but generally an individual becomes a member of a church through believer's baptism (which is a public profession of faith in Jesus, followed by immersion baptism).",
"title": "Membership"
},
{
"paragraph_id": 36,
"text": "Most baptists do not believe that baptism is a requirement for salvation, but rather a public expression of one's inner repentance and faith. Therefore, some churches will admit into membership people who make a profession without believer's baptism.",
"title": "Membership"
},
{
"paragraph_id": 37,
"text": "In general, Baptist churches do not have a stated age restriction on membership, but believer's baptism requires that an individual be able to freely and earnestly profess their faith. (See Age of Accountability)",
"title": "Membership"
},
{
"paragraph_id": 38,
"text": "Since the early days of the Baptist movement, various associations have adopted common confessions of faith as the basis for cooperative work among churches. Each church has a particular confession of faith and a common confession of faith if it is a member of an association of churches. Some historically significant Baptist doctrinal documents include the 1689 London Baptist Confession of Faith, 1742 Philadelphia Baptist Confession, the 1833 New Hampshire Baptist Confession of Faith, and written church covenants which some individual Baptist churches adopt as a statement of their faith and beliefs.",
"title": "Baptist beliefs"
},
{
"paragraph_id": 39,
"text": "Baptist theology shares many doctrines with evangelical theology. It is based on believers' Church doctrine.",
"title": "Baptist beliefs"
},
{
"paragraph_id": 40,
"text": "Baptists, like other Christians, are defined by school of thought—some of it common to all orthodox and evangelical groups and a portion of it distinctive to Baptists. Through the years, different Baptist groups have issued confessions of faith—without considering them to be creeds—to express their particular doctrinal distinctions in comparison to other Christians as well as in comparison to other Baptists. Baptist denominations are traditionally seen as belonging to two parties, General Baptists who uphold Arminian theology and Particular Baptists who uphold Reformed theology. During the holiness movement, some General Baptists accepted the teaching of a second work of grace and formed denominations that emphasized this belief, such as the Ohio Valley Association of the Christian Baptist Churches of God and the Holiness Baptist Association. Most Baptists are evangelical in doctrine, but their beliefs may vary due to the congregational governance system that gives autonomy to individual local Baptist churches. Historically, Baptists have played a key role in encouraging religious freedom and separation of church and state.",
"title": "Baptist beliefs"
},
{
"paragraph_id": 41,
"text": "Shared doctrines would include beliefs about one God; the virgin birth; miracles; atonement for sins through the death, burial, and bodily resurrection of Jesus; the Trinity; the need for salvation (through belief in Jesus Christ as the Son of God, his death and resurrection); grace; the Kingdom of God; last things (eschatology) (Jesus Christ will return personally and visibly in glory to the earth, the dead will be raised, and Christ will judge everyone in righteousness); and evangelism and missions.",
"title": "Baptist beliefs"
},
{
"paragraph_id": 42,
"text": "Most Baptists hold that no church or ecclesiastical organization has inherent authority over a Baptist church. Churches can properly relate to each other under this polity only through voluntary cooperation, never by any sort of coercion. Furthermore, this Baptist polity calls for freedom from governmental control.",
"title": "Baptist beliefs"
},
{
"paragraph_id": 43,
"text": "Exceptions to this local form of local governance include a few churches that submit to the leadership of a body of elders, as well as the Episcopal Baptists that have an Episcopal system.",
"title": "Baptist beliefs"
},
{
"paragraph_id": 44,
"text": "Baptists generally believe in the literal Second Coming of Christ. Beliefs among Baptists regarding the \"end times\" include amillennialism, both dispensational and historic premillennialism, with views such as postmillennialism and preterism receiving some support.",
"title": "Baptist beliefs"
},
{
"paragraph_id": 45,
"text": "Some additional distinctive Baptist principles held by many Baptists:",
"title": "Baptist beliefs"
},
{
"paragraph_id": 46,
"text": "Since there is no hierarchical authority and each Baptist church is autonomous, there is no official set of Baptist theological beliefs. These differences exist both among associations, and even among churches within the associations.",
"title": "Baptist beliefs"
},
{
"paragraph_id": 47,
"text": "Some doctrinal issues on which there is widespread difference among Baptists are:",
"title": "Baptist beliefs"
},
{
"paragraph_id": 48,
"text": "Excommunication may be used as a last resort by some denominations and churches for members who do not want to repent of beliefs or behavior at odds with the confession of faith of the community. When an entire congregation is excluded, it is often called disfellowship.",
"title": "Baptist beliefs"
},
{
"paragraph_id": 49,
"text": "In Baptist churches, worship service is part of the life of the Church and includes praise (Christian music), worship, of prayers to God, a sermon based on the Bible, offering, and periodically the Lord's Supper. In many churches, there are services adapted for children, even teenagers. Prayer meetings are also held during the week.",
"title": "Worship"
},
{
"paragraph_id": 50,
"text": "The architecture is sober and the Latin cross is one of the only spiritual symbols that can usually be seen on the building of a Baptist church and that identifies the place where it belongs.",
"title": "Worship"
},
{
"paragraph_id": 51,
"text": "Baptist churches established elementary and secondary schools, Bible colleges, colleges and universities as early as the 1680s in England, before continuing in various countries. In 2006, the International Association of Baptist Colleges and Universities was founded in the United States. In 2023, it had 42 member universities.",
"title": "Education"
},
{
"paragraph_id": 52,
"text": "Many churches promote virginity pledges to young Baptist Christians, who are invited to engage in a public ceremony at sexual abstinence until Christian marriage. This pact is often symbolized by a purity ring. Programs like True Love Waits, founded in 1993 by the Southern Baptist Convention have been developed to support the commitments.",
"title": "Sexuality"
},
{
"paragraph_id": 53,
"text": "Most Baptist denominations around the world hold a conservative view on homosexuality.",
"title": "Sexuality"
},
{
"paragraph_id": 54,
"text": "Some Baptist denominations in the United States do not have official beliefs about marriage in a confession of faith and invoke congregationalism to leave the choice to each church to decide. This is the case of American Baptist Churches USA, Progressive National Baptist Convention, Cooperative Baptist Fellowship and National Baptist Convention, USA.",
"title": "Sexuality"
},
{
"paragraph_id": 55,
"text": "Some Baptist denominations support same-sex marriage. The Alliance of Baptists (USA), the Canadian Association for Baptist Freedoms, the Aliança de Batistas do Brasil, the Fraternidad de Iglesias Bautistas de Cuba, and the Association of Welcoming and Affirming Baptists (international) all support same-sex marriage.",
"title": "Sexuality"
},
{
"paragraph_id": 56,
"text": "Baptists have faced many controversies in their 400-year history, controversies of the level of crises. Baptist historian Walter Shurden says the word crisis comes from the Greek word meaning 'to decide.' Shurden writes that contrary to the presumed negative view of crises, some controversies that reach a crisis level may actually be \"positive and highly productive.\" He claims that even schism, though never ideal, has often produced positive results. In his opinion crises among Baptists each have become decision-moments that shaped their future. Some controversies that have shaped Baptists include the \"missions crisis\", the \"slavery crisis\", the \"landmark crisis\", and the \"modernist crisis\".",
"title": "Controversies that have shaped Baptists"
},
{
"paragraph_id": 57,
"text": "Early in the 19th century, the rise of the modern missions movement, and the backlash against it, led to widespread and bitter controversy among the American Baptists. During this era, the American Baptists were split between missionary and anti-missionary. A substantial secession of Baptists went into the movement led by Alexander Campbell to return to a more fundamental church.",
"title": "Controversies that have shaped Baptists"
},
{
"paragraph_id": 58,
"text": "Leading up to the American Civil War, Baptists became embroiled in the controversy over slavery in the United States. Whereas in the First Great Awakening Methodist and Baptist preachers had opposed slavery and urged manumission, over the decades they made more of an accommodation with the institution. They worked with slaveholders in the South to urge a paternalistic institution. Both denominations made direct appeals to slaves and free Blacks for conversion. The Baptists particularly allowed them active roles in congregations. By the mid-19th century, northern Baptists tended to oppose slavery. As tensions increased, in 1844 the Home Mission Society refused to appoint a slaveholder as a missionary who had been proposed by Georgia. It noted that missionaries could not take servants with them, and also that the board did not want to appear to condone slavery.",
"title": "Controversies that have shaped Baptists"
},
{
"paragraph_id": 59,
"text": "In 1845, a group of churches in favor of slavery and in disagreement with the abolitionism of the Triennial Convention (now American Baptist Churches USA) left to form the Southern Baptist Convention. They believed that the Bible sanctions slavery and that it was acceptable for Christians to own slaves. They believed slavery was a human institution which Baptist teaching could make less harsh. By this time many planters were part of Baptist congregations, and some of the denomination's prominent preachers, such as the Rev. Basil Manly, Sr., president of the University of Alabama, were also planters who owned slaves.",
"title": "Controversies that have shaped Baptists"
},
{
"paragraph_id": 60,
"text": "As early as the late 18th century, Black Baptists began to organize separate churches, associations and mission agencies. Blacks set up some independent Baptist congregations in the South before the American Civil War. White Baptist associations maintained some oversight of these churches.",
"title": "Controversies that have shaped Baptists"
},
{
"paragraph_id": 61,
"text": "In the postwar years, freedmen quickly left the white congregations and associations, setting up their own churches. In 1866, the Consolidated American Baptist Convention, formed from Black Baptists of the South and West, helped southern associations set up Black state conventions, which they did in Alabama, Arkansas, Virginia, North Carolina, and Kentucky. In 1880, Black state conventions united in the national Foreign Mission Convention to support Black Baptist missionary work. Two other national Black conventions were formed, and in 1895 they united as the National Baptist Convention. This organization later went through its own changes, spinning off other conventions. It is the largest Black religious organization and the second-largest Baptist organization in the world. Baptists are numerically most dominant in the Southeast.",
"title": "Controversies that have shaped Baptists"
},
{
"paragraph_id": 62,
"text": "In 2007, the Pew Research Center's Religious Landscape Survey found that 45% of all African Americans identify with Baptist denominations, with the vast majority of those being within the historically Black tradition.",
"title": "Controversies that have shaped Baptists"
},
{
"paragraph_id": 63,
"text": "In the American South, the interpretation of the American Civil War, abolition of slavery and postwar period has differed sharply by race since those years. Americans have often interpreted great events in religious terms. Historian Wilson Fallin contrasts the interpretation of Civil War and Reconstruction in white versus Black memory by analyzing Baptist sermons documented in Alabama. Soon after the Civil War, most Black Baptists in the South left the Southern Baptist Convention, reducing its numbers by hundreds of thousands or more. They quickly organized their own congregations and developed their own regional and state associations and, by the end of the 19th century, a national convention.",
"title": "Controversies that have shaped Baptists"
},
{
"paragraph_id": 64,
"text": "White preachers in Alabama after Reconstruction expressed the view that:",
"title": "Controversies that have shaped Baptists"
},
{
"paragraph_id": 65,
"text": "God had chastised them and given them a special mission – to maintain orthodoxy, strict biblicism, personal piety, and \"traditional\" race relations. Slavery, they insisted, had not been sinful. Rather, emancipation was a historical tragedy and the end of Reconstruction was a clear sign of God's favor.",
"title": "Controversies that have shaped Baptists"
},
{
"paragraph_id": 66,
"text": "Black preachers interpreted the Civil War, Emancipation and Reconstruction as \"God's gift of freedom.\" They had a gospel of liberation, having long identified with the Book of Exodus from slavery in the Old Testament. They took opportunities to exercise their independence, to worship in their own way, to affirm their worth and dignity, and to proclaim the fatherhood of God and the brotherhood of man. Most of all, they quickly formed their own churches, associations, and conventions to operate freely without white supervision. These institutions offered self-help and racial uplift, a place to develop and use leadership, and places for proclamation of the gospel of liberation. As a result, Black preachers said that God would protect and help him and God's people; God would be their rock in a stormy land.",
"title": "Controversies that have shaped Baptists"
},
{
"paragraph_id": 67,
"text": "The Southern Baptist Convention supported white supremacy and its results: disenfranchising most Blacks and many poor whites at the turn of the 20th century by raising barriers to voter registration, and passage of racial segregation laws that enforced the system of Jim Crow. Its members largely resisted the civil rights movement in the South, which sought to enforce their constitutional rights for public access and voting; and enforcement of midcentury federal civil rights laws.",
"title": "Controversies that have shaped Baptists"
},
{
"paragraph_id": 68,
"text": "In 1995, the Southern Baptist Convention passed a resolution that recognized the failure of their ancestors to protect the civil rights of African Americans. More than 20,000 Southern Baptists registered for the meeting in Atlanta. The resolution declared that messengers, as SBC delegates are called, \"unwaveringly denounce racism, in all its forms, as deplorable sin\" and \"lament and repudiate historic acts of evil such as slavery from which we continue to reap a bitter harvest.\" It offered an apology to all African Americans for \"condoning and/or perpetuating individual and systemic racism in our lifetime\" and repentance for \"racism of which we have been guilty, whether consciously or unconsciously.\" Although Southern Baptists have condemned racism in the past, this was the first time the convention, predominantly white since the Reconstruction era, had specifically addressed the issue of slavery.",
"title": "Controversies that have shaped Baptists"
},
{
"paragraph_id": 69,
"text": "The statement sought forgiveness \"from our African-American brothers and sisters\" and pledged to \"eradicate racism in all its forms from Southern Baptist life and ministry.\" In 1995, about 500,000 members of the 15.6-million-member denomination were African Americans and another 300,000 were ethnic minorities. The resolution marked the denomination's first formal acknowledgment that racism played a role in its founding.",
"title": "Controversies that have shaped Baptists"
},
{
"paragraph_id": 70,
"text": "A healthy Church kills error, and tears evil in pieces! Not so very long ago our nation tolerated slavery in our colonies. Philanthropists endeavored to destroy slavery, but when was it utterly abolished? It was when Wilberforce roused the Church of God, and when the Church of God addressed herself to the conflict—then she tore the evil thing to pieces! – C.H. Spurgeon an outspoken British Baptist opponent of slavery in 'The Best War Cry' (1883)",
"title": "Controversies that have shaped Baptists"
},
{
"paragraph_id": 71,
"text": "Elsewhere in the Americas, in the Caribbean in particular, Baptist missionaries and members took an active role in the anti-slavery movement. In Jamaica, for example, William Knibb, a prominent British Baptist missionary, worked toward the emancipation of slaves in the British West Indies (which took place in full in 1838). Knibb also supported the creation of \"Free Villages\" and sought funding from English Baptists to buy land for freedmen to cultivate; the Free Villages were envisioned as rural communities to be centered around a Baptist church where emancipated slaves could farm their own land. Thomas Burchell, missionary minister in Montego Bay, also was active in this movement, gaining funds from Baptists in England to buy land for what became known as Burchell Free Village.",
"title": "Controversies that have shaped Baptists"
},
{
"paragraph_id": 72,
"text": "Prior to emancipation, Baptist deacon Samuel Sharpe, who served with Burchell, organized a general strike of slaves seeking better conditions. It developed into a major rebellion of as many as 60,000 slaves, which became known as the Christmas Rebellion (when it took place) or the Baptist War. It was put down by government troops within two weeks. During and after the rebellion, an estimated 200 slaves were killed outright, with more than 300 judicially executed later by prosecution in the courts, sometimes for minor offenses.",
"title": "Controversies that have shaped Baptists"
},
{
"paragraph_id": 73,
"text": "Baptists were active after emancipation in promoting the education of former slaves; for example, Jamaica's Calabar High School, named after the port of Calabar in Nigeria, was founded by Baptist missionaries. At the same time, during and after slavery, slaves and free Blacks formed their own Spiritual Baptist movements – breakaway spiritual movements which theology often expressed resistance to oppression.",
"title": "Controversies that have shaped Baptists"
},
{
"paragraph_id": 74,
"text": "Southern Baptist Landmarkism sought to reset the ecclesiastical separation which had characterized the old Baptist churches, in an era when inter-denominational union meetings were the order of the day. James Robinson Graves was an influential Baptist of the 19th century and the primary leader of this movement. While some Landmarkers eventually separated from the Southern Baptist Convention, the movement continued to influence the Convention into the 20th and 21st centuries.",
"title": "Controversies that have shaped Baptists"
},
{
"paragraph_id": 75,
"text": "The rise of theological modernism in the latter 19th and early 20th centuries also greatly affected Baptists. The Landmark movement, already mentioned, has been described as a reaction among Southern Baptists in the United States against incipient modernism. In England, Charles Haddon Spurgeon fought against modernistic views of the Scripture in the Downgrade Controversy and severed his church from the Baptist Union as a result.",
"title": "Controversies that have shaped Baptists"
},
{
"paragraph_id": 76,
"text": "The Northern Baptist Convention in the United States had internal conflict over modernism in the early 20th century, ultimately embracing it. Two new conservative associations of congregations that separated from the convention were founded as a result: the General Association of Regular Baptist Churches in 1933 and the Conservative Baptist Association of America in 1947.",
"title": "Controversies that have shaped Baptists"
},
{
"paragraph_id": 77,
"text": "Following similar conflicts over modernism, the Southern Baptist Convention adhered to conservative theology as its official position. In the late 20th century, Southern Baptists who disagreed with this direction founded two new groups: the liberal Alliance of Baptists in 1987 and the more moderate Cooperative Baptist Fellowship in 1991. Originally both schisms continued to identify as Southern Baptist, but over time \"became permanent new families of Baptists.\"",
"title": "Controversies that have shaped Baptists"
},
{
"paragraph_id": 78,
"text": "In his 1963 book, Strength to Love, Baptist pastor Martin Luther King Jr. criticized some Baptist churches for their anti-intellectualism, especially because of the lack of theological training among pastors.",
"title": "Controversies that have shaped Baptists"
},
{
"paragraph_id": 79,
"text": "In 2018, Baptist theologian Russell D. Moore criticized some Baptists in the United States for their moralism emphasizing strongly the condemnation of certain personal sins, but silent on the social injustices that afflict entire populations, such as racism. In 2020, the North American Baptist Fellowship, a region of the Baptist World Alliance, officially made a commitment to social justice and spoke out against institutionalized discrimination in the American justice system.",
"title": "Controversies that have shaped Baptists"
}
] | Baptists form a major branch of evangelical Protestantism distinguished by baptizing only professing Christian believers, and doing so by complete immersion. Baptist churches also generally subscribe to the doctrines of soul competency, sola fide, sola scriptura and congregationalist church government. Baptists generally recognize two ordinances: baptism and communion. Diverse from their beginning, those identifying as Baptists today differ widely from one another in what they believe, how they worship, their attitudes toward other Christians, and their understanding of what is important in Christian discipleship. Baptist missionaries have spread various Baptist confessions to every continent. The largest group of Baptist churches is the Baptist World Alliance, but there are many different groupings of Baptist churches and Baptist congregations which belong to no larger group. Historians trace the earliest Baptist church to 1609 in Amsterdam, Dutch Republic with English Separatist John Smyth as its pastor. In accordance with his reading of the New Testament, he rejected baptism of infants and instituted baptism only of believing adults. Baptist practice spread to England, where the General Baptists considered Christ's atonement to extend to all people, while the Particular Baptists believed that it extended only to the elect. Thomas Helwys formulated a distinctively Baptist request that the church and the state be kept separate in matters of law, so that individuals might have freedom of religion. Helwys died in prison as a consequence of the religious conflict with English Dissenters under James I. | 2001-07-27T15:32:29Z | 2023-12-27T21:02:30Z | [
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] | https://en.wikipedia.org/wiki/Baptists |
3,981 | Blackjack | Blackjack (formerly black jack and vingt-un) is a casino banking game. It is the most widely played casino banking game in the world. It uses decks of 52 cards and descends from a global family of casino banking games known as "twenty-one". This family of card games also includes the European games vingt-et-un and pontoon, and the Russian game Ochko [ru]. Blackjack players do not compete against each other. The game is a comparing card game where each player competes against the dealer.
Blackjack's immediate precursor was the English version of twenty-one called vingt-un, a game of unknown (but likely Spanish) provenance. The first written reference is found in a book by the Spanish author Miguel de Cervantes. Cervantes was a gambler, and the protagonists of his "Rinconete y Cortadillo", from Novelas Ejemplares, are card cheats in Seville. They are proficient at cheating at veintiuna (Spanish for "twenty-one") and state that the object of the game is to reach 21 points without going over and that the ace values 1 or 11. The game is played with the Spanish baraja deck.
"Rinconete y Cortadillo" was written between 1601 and 1602, implying that ventiuna was played in Castile since the beginning of the 17th century or earlier. Later references to this game are found in France and Spain.
The first record of the game in France occurs in 1888 and in Britain during the 1770s and 1780s, but the first rules appeared in Britain in 1800 under the name of vingt-un. Twenty-One, still known then as vingt-un, appeared in the United States in the early 1800s. The first American rules were an 1825 reprint of the 1800 English rules. English vingt-un later developed into an American variant in its own right which was renamed blackjack around 1899.
According to popular myth, when vingt-un ('twenty-one') was introduced into the United States (in the early 1800s, during the First World War, or in the 1930s, depending on the source), gambling houses offered bonus payouts to stimulate players' interest. One such bonus was a ten-to-one payout if the player's hand consisted of the ace of spades and a black jack (either the jack of clubs or the jack of spades). This hand was called a "blackjack", and the name stuck even after the ten-to-one bonus was withdrawn.
French card historian Thierry Depaulis debunks this story, showing that prospectors during the Klondike Gold Rush (1896–99) gave the name blackjack to the game of American vingt-un, the bonus being the usual ace and any 10-point card. Since blackjack also refers to the mineral zincblende, which was often associated with gold or silver deposits, he suggests that the mineral name was transferred by prospectors to the top bonus hand. He could not find any historical evidence for a special bonus for having the combination of an ace and a black jack.
In September 1956, Roger Baldwin, Wilbert Cantey, Herbert Maisel, and James McDermott published a paper titled "The Optimum Strategy in Blackjack" in the Journal of the American Statistical Association, the first mathematically sound optimal blackjack strategy. This paper became the foundation of future efforts to beat blackjack. Ed Thorp used Baldwin's hand calculations to verify the basic strategy and later published (in 1963) Beat the Dealer.
At a blackjack table, the dealer faces five to nine playing positions from behind a semicircular table. Between one and eight standard 52-card decks are shuffled together. To start each round, players place bets in the "betting box" at each position. In jurisdictions allowing back betting, up to three players can be at each position. The player whose bet is at the front of the betting box controls the position, and the dealer consults the controlling player for playing decisions; the other bettors "play behind". A player can usually control or bet in as many boxes as desired at a single table, but an individual cannot play on more than one table at a time or place multiple bets within a single box. In many U.S. casinos, players are limited to playing one to three positions at a table.
The dealer deals from their left ("first base") to their far right ("third base"). Each box gets an initial hand of two cards visible to the people playing on it. The dealer's hand gets its first card face-up and, in "hole card" games, immediately gets a second card face-down (the hole card), which the dealer peeks at but only reveals when it makes the dealer's hand a blackjack. Hole card games are sometimes played on tables with a small mirror or electronic sensor used to peek securely at the hole card. In European casinos, "no hole card" games are prevalent; the dealer's second card is not drawn until the players have played their hands.
Dealers deal the cards from one or two handheld decks, from a dealer's shoe or from a shuffling machine. Single cards are dealt to each wagered-on position clockwise from the dealer's left, followed by a single card to the dealer, followed by an additional card to each of the positions in play. The players' initial cards may be dealt face-up or face-down (more common in single-deck games).
The object of the game is to win money by creating card totals higher than those of the dealer's hand but not exceeding 21, or by stopping at a total in the hope that the dealer will bust. On their turn, players choose to "hit" (take a card), "stand" (end their turn and stop without taking a card), "double" (double their wager, take a single card, and finish), "split" (if the two cards have the same value, separate them to make two hands), or "surrender" (give up a half-bet and retire from the game).
Number cards count as their number, the jack, queen, and king ("face cards" or "pictures") count as 10, and aces count as either 1 or 11 according to the player's choice. If the total exceeds 21 points, it busts, and all bets on it immediately lose.
After the boxes have finished playing, the dealer's hand is resolved by drawing cards until the hand achieves a total of 17 or higher. If the dealer has a total of 17 including an ace valued as 11 (a "soft 17"), some games require the dealer to stand while other games require another draw. The dealer never doubles, splits, or surrenders. If the dealer busts, all remaining player hands win. If the dealer does not bust, each remaining bet wins if its hand is higher than the dealer's and loses if it is lower.
A player total of 21 on the first two cards is a "natural" or "blackjack", and the player wins immediately unless the dealer also has one, in which case the hand ties. In the case of a tie ("push" or "standoff"), bets are returned without adjustment. A blackjack beats any hand that is not a blackjack, even one with a value of 21.
Wins are paid out at even money, except for player blackjacks, which are traditionally paid out at 3 to 2 odds. Many casinos today pay blackjacks at less than 3:2. This is common in single-deck blackjack games.
Blackjack games usually offer a side bet called insurance, which may be placed when the dealer's face-up card is an ace. Additional side bets, such as "Dealer Match" which pays when the player's cards match the dealer's up card, are also sometimes available.
After the initial two cards, the player has up to five options: "hit", "stand", "double down", "split", or "surrender". Each option has a corresponding hand signal.
Hand signals help the "eye in the sky" make a video recording of the table, which resolves disputes and identifies dealer mistakes. It is also used to protect the casino against dealers who steal chips or players who cheat. Recordings can also identify advantage players. When a player's hand signal disagrees with their words, the hand signal takes precedence.
A hand can "hit" as often as desired until the total is 21 or more. Players must stand on a total of 21. After a bust or a stand, play proceeds to the next hand clockwise around the table. After the last hand is played, the dealer reveals the hole card and stands or draws according to the game's rules. When the outcome of the dealer's hand is established, any hands with bets remaining on the table are resolved (usually in counterclockwise order); bets on losing hands are forfeited, the bet on a push is left on the table, and winners are paid out.
If the dealer shows an ace, an "insurance" bet is allowed. Insurance is a side bet that the dealer has a blackjack. The dealer asks for insurance bets before the first player plays. Insurance bets of up to half the player's current bet are placed on the "insurance bar" above the player's cards. If the dealer has a blackjack, insurance pays 2 to 1. In most casinos, the dealer looks at the down card and pays off or takes the insurance bet immediately. In other casinos, the payoff waits until the end of the play.
In face-down games, if a player has more than one hand, they can look at all their hands before deciding. This is the only condition where a player can look at multiple hands.
Players with blackjack can also take insurance.
Insurance bets lose money in the long run. The dealer has a blackjack less than one-third of the time. In some games, players can also take insurance when a 10-valued card shows, but the dealer has an ace in the hole less than one-tenth of the time.
The insurance bet is susceptible to advantage play. It is advantageous to make an insurance bet whenever the hole card has more than a one in three chance of being a ten. Card counting techniques can identify such situations.
Note: Where changes in the house edge due to changes in the rules are stated in percentage terms, the difference is usually stated here in percentage points, not a percentage. For example, if an edge of 10% is reduced to 9%, it is reduced by one percentage point, not reduced by ten percent.
Blackjack rules are generally set by regulations that establish permissible rule variations at the casino's discretion. Blackjack comes with a "house edge"; the casino's statistical advantage is built into the game. Most of the house's edge comes from the fact that the player loses when both the player and dealer bust. Blackjack players using basic strategy lose on average less than 1% of their action over the long run, giving blackjack one of the lowest edges in the casino. The house edge for games where blackjack pays 6 to 5 instead of 3 to 2 increases by about 1.4%, though. Player deviations from basic strategy also increase the house edge.
Each game has a rule about whether the dealer must hit or stand on soft 17, which is generally printed on the table surface. The variation where the dealer must hit soft 17 is abbreviated "H17" in blackjack literature, with "S17" used for the stand-on-soft-17 variation. Substituting an "H17" rule with an "S17" rule in a game benefits the player, decreasing the house edge by about 0.2%.
All things being equal, using fewer decks decreases the house edge. This mainly reflects an increased likelihood of player blackjack, since if the player draws a ten on their first card, the subsequent probability of drawing an ace is higher with fewer decks. It also reflects the decreased likelihood of a blackjack–blackjack push in a game with fewer decks.
Casinos generally compensate by tightening other rules in games with fewer decks, to preserve the house edge or discourage play altogether. When offering single-deck blackjack games, casinos are more likely to disallow doubling on soft hands or after splitting, restrict resplitting, require higher minimum bets, and pay the player less than 3:2 for a winning blackjack.
The following table illustrates the mathematical effect on the house edge of the number of decks, by considering games with various deck counts under the following ruleset: double after split allowed, resplit to four hands allowed, no hitting split aces, no surrendering, double on any two cards, original bets only lost on dealer blackjack, dealer hits soft 17, and cut-card used. The increase in house edge per unit increase in the number of decks is most dramatic when comparing the single-deck game to the two-deck game, and becomes progressively smaller as more decks are added.
Surrender, for those games that allow it, is usually not permitted against a dealer blackjack; if the dealer's first card is an ace or ten, the hole card is checked to make sure there is no blackjack before surrender is offered. This rule protocol is consequently known as "late" surrender. The alternative, "early" surrender, gives the player the option to surrender before the dealer checks for blackjack, or in a no hole card game. Early surrender is much more favorable to the player than late surrender.
For late surrender, however, while it is tempting to opt for surrender on any hand which will probably lose, the correct strategy is to only surrender on the very worst hands, because having even a one-in-four chance of winning the full bet is better than losing half the bet and pushing the other half, as entailed by surrendering.
If the cards of a post-split hand have the same value, most games allow the player to split again, or "resplit". The player places a further wager, and the dealer separates the new pair dealing a further card to each as before. Some games allow unlimited resplitting, while others may limit it to a certain number of hands, such as four hands (for example, "resplit to 4").
After splitting aces, the common rule is that only one card will be dealt to each ace; the player cannot split, double, or take another hit on either hand. Rule variants include allowing resplitting aces or allowing the player to hit split aces. Games allowing aces to be resplit are not uncommon, but those allowing the player to hit split aces are extremely rare. Allowing the player to hit hands resulting from split aces reduces the house edge by about 0.13%; allowing resplitting of aces reduces the house edge by about 0.03%. Note that a ten-value card dealt on a split ace (or vice versa) will not be counted as a blackjack but as a soft 21.
After a split, most games allow doubling down on the new two-card hands. Disallowing doubling after a split increases the house edge by about 0.12%.
Under the "Reno rule", doubling down is only permitted on hard totals of 9, 10, or 11 (under a similar European rule, only 10 or 11). The basic strategy would otherwise call for some doubling down with hard 9 and soft 13–18, and advanced players can identify situations where doubling on soft 19–20 and hard 8, 7, and even 6 is advantageous. The Reno rule prevents the player from taking advantage of double-down in these situations and thereby increases the player's expected loss. The Reno rule increases the house edge by around 0.1%, and its European version by around 0.2%.
In most non-U.S. casinos, a "no hole card" game is played, meaning that the dealer does not draw nor consult their second card until after all players have finished making decisions. With no hole card, it is rarely the correct basic strategy to double or split against a dealer ten or ace, since a dealer blackjack will result in the loss of the split and double bets; the only exception is with a pair of aces against a dealer 10, where it is still correct to split. In all other cases, a stand, hit, or surrender is called for. For instance, when holding 11 against a dealer 10, the correct strategy is to double in a hole card game (where the player knows the dealer's second card is not an ace), but to hit in a no-hole card game. The no-hole-card rule adds approximately 0.11% to the house edge.
The "original bets only" rule variation appearing in certain no hole card games states that if the player's hand loses to a dealer blackjack, only the mandatory initial bet ("original") is forfeited, and all optional bets, meaning doubles and splits, are pushed. "Original bets only" is also known by the acronym OBO; it has the same effect on basic strategy and the house edge as reverting to a hole card game.
In many casinos, a blackjack pays only 6:5 or even 1:1 instead of the usual 3:2. This is most common at tables with lower table minimums. Although this payoff was originally limited to single-deck games, it has spread to double-deck and shoe games. Among common rule variations in the U.S., these altered payouts for blackjack are the most damaging to the player, causing the greatest increase in house edge. Since blackjack occurs in approximately 4.8% of hands, the 1:1 game increases the house edge by 2.3%, while the 6:5 game adds 1.4% to the house edge. Video blackjack machines generally pay a 1:1 payout for a blackjack.
The rule that bets on tied hands are lost rather than pushed is catastrophic to the player. Though rarely used in standard blackjack, it is sometimes seen in "blackjack-like" games, such as in some charity casinos.
Each blackjack game has a basic strategy, the optimal method of playing any hand. When using basic strategy, the long-term house advantage (the expected loss of the player) is minimized.
An example of a basic strategy is shown in the table below, which applies to a game with the following specifications:
Key:
Most basic strategy decisions are the same for all blackjack games. Rule variations call for changes in only a few situations. For example, to use the table above on a game with the stand-on-soft-17 rule (which favors the player, and is typically found only at higher-limit tables today) only 6 cells would need to be changed: hit on 11 vs. A, hit on 15 vs. A, stand on 17 vs. A, stand on A,7 vs. 2, stand on A,8 vs. 6, and split on 8,8 vs. A. Regardless of the specific rule variations, taking insurance or "even money" is never the correct play under a basic strategy.
Estimates of the house edge for blackjack games quoted by casinos and gaming regulators are based on the assumption that the players follow basic strategy.
Most blackjack games have a house edge of between 0.5% and 1%, placing blackjack among the cheapest casino table games for the player. Casino promotions such as complimentary matchplay vouchers or 2:1 blackjack payouts allow players to acquire an advantage without deviating from basic strategy.
The basic strategy is based on a player's point total and the dealer's visible card. Players can sometimes improve on this decision by considering the composition of their hand, not just the point total. For example, players should ordinarily stand when holding 12 against a dealer 4. But in a single deck game, players should hit if their 12 consists of a 10 and a 2. The presence of a 10 in the player's hand has two consequences:
Even when basic and composition-dependent strategies lead to different actions, the difference in expected reward is small, and it becomes smaller with more decks. Using a composition-dependent strategy rather than a basic strategy in a single-deck game reduces the house edge by 4 in 10,000, which falls to 3 in 100,000 for a six-deck game.
Blackjack has been a high-profile target for advantage players since the 1960s. Advantage play attempts to win more using skills such as memory, computation, and observation. While these techniques are legal, they can give players a mathematical edge in the game, making advantage players unwanted customers for casinos. Advantage play can lead to ejection or blacklisting. Some advantageous play techniques in blackjack include:
During the course of a blackjack shoe, the dealer exposes the dealt cards. Players can infer from their accounting of the exposed cards which cards remain. These inferences can be used in the following ways:
A card counting system assigns a point score to each card rank (e.g., 1 point for 2–6, 0 points for 7–9, and −1 point for 10–A). When a card is exposed, a counter adds the score of that card to a running total, the 'count'. A card counter uses this count to make betting and playing decisions. The count starts at 0 for a freshly shuffled deck for "balanced" counting systems. Unbalanced counts are often started at a value that depends on the number of decks used in the game.
Blackjack's house edge is usually around 0.5–1% when players use basic strategy. Card counting can give the player an edge of up to about 2%.
Card counting works best when a few cards remain. This makes single-deck games better for counters. As a result, casinos are more likely to insist that players do not reveal their cards to one another in single-deck games. In games with more decks, casinos limit penetration by ending the shoe and reshuffling when one or more decks remain undealt. Casinos also sometimes use a shuffling machine to reintroduce the cards whenever a deck has been played.
Card counting is legal unless the counter is using an external device, but a casino might inform counters that they are no longer welcome to play blackjack. Sometimes a casino might ban a card counter from the property.
The use of external devices to help count cards is illegal throughout the United States.
Another advantage play technique, mainly applicable in multi-deck games, involves tracking groups of cards (also known as slugs, clumps, or packs) through the shuffle and then playing and betting according to when those cards come into play from a new shoe. Shuffle tracking requires excellent eyesight and powers of visual estimation but is harder to detect; shuffle trackers' actions are largely unrelated to the composition of the cards in the shoe.
Arnold Snyder's articles in Blackjack Forum magazine brought shuffle tracking to the general public. His book, The Shuffle Tracker's Cookbook, mathematically analyzed the player edge available from shuffle tracking based on the actual size of the tracked slug. Jerry L. Patterson also developed and published a shuffle-tracking method for tracking favorable clumps of cards and cutting them into play and tracking unfavorable clumps of cards and cutting them out of play.
The player can also gain an advantage by identifying cards from distinctive wear markings on their backs, or by hole carding (observing during the dealing process the front of a card dealt face-down). These methods are generally legal although their status in particular jurisdictions may vary.
Many blackjack tables offer side bets on various outcomes including:
The side wager is typically placed in a designated area next to the box for the main wager. A player wishing to wager on a side bet usually must place a wager on blackjack. Some games require that the blackjack wager should equal or exceed any side bet wager. A non-controlling player of a blackjack hand is usually permitted to place a side bet regardless of whether the controlling player does so.
The house edge for side bets is generally higher than for the blackjack game itself. Nonetheless, side bets can be susceptible to card counting. A side count designed specifically for a particular side bet can improve the player's edge. Only a few side bets, like "Insurance" and "Lucky Ladies", correlate well with the high-low counting system and offer a sufficient win rate to justify the effort of advantage play.
In team play, it is common for team members to be dedicated to only counting a side bet using a specialized count.
Some casinos, as well as general betting outlets, provide blackjack among a selection of casino-style games at electronic consoles. Video blackjack game rules are generally more favorable to the house; e.g., paying out only even money for winning blackjacks. Video and online blackjack games generally deal each round from a fresh shoe (i.e., use an RNG for each deal), rendering card counting ineffective in most situations.
Blackjack is a member of the family of traditional card games played recreationally worldwide. Most of these games have not been adapted for casino play. Furthermore, the casino game development industry actively produces blackjack variants, most of which are ultimately not adopted by casinos. The following are the most prominent and established variants in casinos.
Examples of local traditional and recreational related games include French vingt-et-un ('twenty-one') and German Siebzehn und Vier ('seventeen and four'). Neither game allows splitting. An ace counts only eleven, but two aces count as a blackjack. It is mostly played in private circles and barracks. The popular British member of the vingt-un family is called "pontoon", the name being probably a corruption of vingt-et-un.
In 2002, professional gamblers worldwide were invited to nominate great blackjack players for admission into the Blackjack Hall of Fame. Seven members were inducted in 2002, with new people inducted every year after. The Hall of Fame is at the Barona Casino in San Diego. Members include Edward O. Thorp, author of the 1960s book Beat the Dealer; Ken Uston, who popularized the concept of team play; Arnold Snyder, author and editor of the Blackjack Forum trade journal; and Stanford Wong, author and popularizer of "Wonging". | [
{
"paragraph_id": 0,
"text": "Blackjack (formerly black jack and vingt-un) is a casino banking game. It is the most widely played casino banking game in the world. It uses decks of 52 cards and descends from a global family of casino banking games known as \"twenty-one\". This family of card games also includes the European games vingt-et-un and pontoon, and the Russian game Ochko [ru]. Blackjack players do not compete against each other. The game is a comparing card game where each player competes against the dealer.",
"title": ""
},
{
"paragraph_id": 1,
"text": "Blackjack's immediate precursor was the English version of twenty-one called vingt-un, a game of unknown (but likely Spanish) provenance. The first written reference is found in a book by the Spanish author Miguel de Cervantes. Cervantes was a gambler, and the protagonists of his \"Rinconete y Cortadillo\", from Novelas Ejemplares, are card cheats in Seville. They are proficient at cheating at veintiuna (Spanish for \"twenty-one\") and state that the object of the game is to reach 21 points without going over and that the ace values 1 or 11. The game is played with the Spanish baraja deck.",
"title": "History"
},
{
"paragraph_id": 2,
"text": "\"Rinconete y Cortadillo\" was written between 1601 and 1602, implying that ventiuna was played in Castile since the beginning of the 17th century or earlier. Later references to this game are found in France and Spain.",
"title": "History"
},
{
"paragraph_id": 3,
"text": "The first record of the game in France occurs in 1888 and in Britain during the 1770s and 1780s, but the first rules appeared in Britain in 1800 under the name of vingt-un. Twenty-One, still known then as vingt-un, appeared in the United States in the early 1800s. The first American rules were an 1825 reprint of the 1800 English rules. English vingt-un later developed into an American variant in its own right which was renamed blackjack around 1899.",
"title": "History"
},
{
"paragraph_id": 4,
"text": "According to popular myth, when vingt-un ('twenty-one') was introduced into the United States (in the early 1800s, during the First World War, or in the 1930s, depending on the source), gambling houses offered bonus payouts to stimulate players' interest. One such bonus was a ten-to-one payout if the player's hand consisted of the ace of spades and a black jack (either the jack of clubs or the jack of spades). This hand was called a \"blackjack\", and the name stuck even after the ten-to-one bonus was withdrawn.",
"title": "History"
},
{
"paragraph_id": 5,
"text": "French card historian Thierry Depaulis debunks this story, showing that prospectors during the Klondike Gold Rush (1896–99) gave the name blackjack to the game of American vingt-un, the bonus being the usual ace and any 10-point card. Since blackjack also refers to the mineral zincblende, which was often associated with gold or silver deposits, he suggests that the mineral name was transferred by prospectors to the top bonus hand. He could not find any historical evidence for a special bonus for having the combination of an ace and a black jack.",
"title": "History"
},
{
"paragraph_id": 6,
"text": "In September 1956, Roger Baldwin, Wilbert Cantey, Herbert Maisel, and James McDermott published a paper titled \"The Optimum Strategy in Blackjack\" in the Journal of the American Statistical Association, the first mathematically sound optimal blackjack strategy. This paper became the foundation of future efforts to beat blackjack. Ed Thorp used Baldwin's hand calculations to verify the basic strategy and later published (in 1963) Beat the Dealer.",
"title": "History"
},
{
"paragraph_id": 7,
"text": "At a blackjack table, the dealer faces five to nine playing positions from behind a semicircular table. Between one and eight standard 52-card decks are shuffled together. To start each round, players place bets in the \"betting box\" at each position. In jurisdictions allowing back betting, up to three players can be at each position. The player whose bet is at the front of the betting box controls the position, and the dealer consults the controlling player for playing decisions; the other bettors \"play behind\". A player can usually control or bet in as many boxes as desired at a single table, but an individual cannot play on more than one table at a time or place multiple bets within a single box. In many U.S. casinos, players are limited to playing one to three positions at a table.",
"title": "Rules of play at casinos"
},
{
"paragraph_id": 8,
"text": "The dealer deals from their left (\"first base\") to their far right (\"third base\"). Each box gets an initial hand of two cards visible to the people playing on it. The dealer's hand gets its first card face-up and, in \"hole card\" games, immediately gets a second card face-down (the hole card), which the dealer peeks at but only reveals when it makes the dealer's hand a blackjack. Hole card games are sometimes played on tables with a small mirror or electronic sensor used to peek securely at the hole card. In European casinos, \"no hole card\" games are prevalent; the dealer's second card is not drawn until the players have played their hands.",
"title": "Rules of play at casinos"
},
{
"paragraph_id": 9,
"text": "Dealers deal the cards from one or two handheld decks, from a dealer's shoe or from a shuffling machine. Single cards are dealt to each wagered-on position clockwise from the dealer's left, followed by a single card to the dealer, followed by an additional card to each of the positions in play. The players' initial cards may be dealt face-up or face-down (more common in single-deck games).",
"title": "Rules of play at casinos"
},
{
"paragraph_id": 10,
"text": "The object of the game is to win money by creating card totals higher than those of the dealer's hand but not exceeding 21, or by stopping at a total in the hope that the dealer will bust. On their turn, players choose to \"hit\" (take a card), \"stand\" (end their turn and stop without taking a card), \"double\" (double their wager, take a single card, and finish), \"split\" (if the two cards have the same value, separate them to make two hands), or \"surrender\" (give up a half-bet and retire from the game).",
"title": "Rules of play at casinos"
},
{
"paragraph_id": 11,
"text": "Number cards count as their number, the jack, queen, and king (\"face cards\" or \"pictures\") count as 10, and aces count as either 1 or 11 according to the player's choice. If the total exceeds 21 points, it busts, and all bets on it immediately lose.",
"title": "Rules of play at casinos"
},
{
"paragraph_id": 12,
"text": "After the boxes have finished playing, the dealer's hand is resolved by drawing cards until the hand achieves a total of 17 or higher. If the dealer has a total of 17 including an ace valued as 11 (a \"soft 17\"), some games require the dealer to stand while other games require another draw. The dealer never doubles, splits, or surrenders. If the dealer busts, all remaining player hands win. If the dealer does not bust, each remaining bet wins if its hand is higher than the dealer's and loses if it is lower.",
"title": "Rules of play at casinos"
},
{
"paragraph_id": 13,
"text": "A player total of 21 on the first two cards is a \"natural\" or \"blackjack\", and the player wins immediately unless the dealer also has one, in which case the hand ties. In the case of a tie (\"push\" or \"standoff\"), bets are returned without adjustment. A blackjack beats any hand that is not a blackjack, even one with a value of 21.",
"title": "Rules of play at casinos"
},
{
"paragraph_id": 14,
"text": "Wins are paid out at even money, except for player blackjacks, which are traditionally paid out at 3 to 2 odds. Many casinos today pay blackjacks at less than 3:2. This is common in single-deck blackjack games.",
"title": "Rules of play at casinos"
},
{
"paragraph_id": 15,
"text": "Blackjack games usually offer a side bet called insurance, which may be placed when the dealer's face-up card is an ace. Additional side bets, such as \"Dealer Match\" which pays when the player's cards match the dealer's up card, are also sometimes available.",
"title": "Rules of play at casinos"
},
{
"paragraph_id": 16,
"text": "",
"title": "Rules of play at casinos"
},
{
"paragraph_id": 17,
"text": "After the initial two cards, the player has up to five options: \"hit\", \"stand\", \"double down\", \"split\", or \"surrender\". Each option has a corresponding hand signal.",
"title": "Rules of play at casinos"
},
{
"paragraph_id": 18,
"text": "Hand signals help the \"eye in the sky\" make a video recording of the table, which resolves disputes and identifies dealer mistakes. It is also used to protect the casino against dealers who steal chips or players who cheat. Recordings can also identify advantage players. When a player's hand signal disagrees with their words, the hand signal takes precedence.",
"title": "Rules of play at casinos"
},
{
"paragraph_id": 19,
"text": "A hand can \"hit\" as often as desired until the total is 21 or more. Players must stand on a total of 21. After a bust or a stand, play proceeds to the next hand clockwise around the table. After the last hand is played, the dealer reveals the hole card and stands or draws according to the game's rules. When the outcome of the dealer's hand is established, any hands with bets remaining on the table are resolved (usually in counterclockwise order); bets on losing hands are forfeited, the bet on a push is left on the table, and winners are paid out.",
"title": "Rules of play at casinos"
},
{
"paragraph_id": 20,
"text": "If the dealer shows an ace, an \"insurance\" bet is allowed. Insurance is a side bet that the dealer has a blackjack. The dealer asks for insurance bets before the first player plays. Insurance bets of up to half the player's current bet are placed on the \"insurance bar\" above the player's cards. If the dealer has a blackjack, insurance pays 2 to 1. In most casinos, the dealer looks at the down card and pays off or takes the insurance bet immediately. In other casinos, the payoff waits until the end of the play.",
"title": "Rules of play at casinos"
},
{
"paragraph_id": 21,
"text": "In face-down games, if a player has more than one hand, they can look at all their hands before deciding. This is the only condition where a player can look at multiple hands.",
"title": "Rules of play at casinos"
},
{
"paragraph_id": 22,
"text": "Players with blackjack can also take insurance.",
"title": "Rules of play at casinos"
},
{
"paragraph_id": 23,
"text": "Insurance bets lose money in the long run. The dealer has a blackjack less than one-third of the time. In some games, players can also take insurance when a 10-valued card shows, but the dealer has an ace in the hole less than one-tenth of the time.",
"title": "Rules of play at casinos"
},
{
"paragraph_id": 24,
"text": "The insurance bet is susceptible to advantage play. It is advantageous to make an insurance bet whenever the hole card has more than a one in three chance of being a ten. Card counting techniques can identify such situations.",
"title": "Rules of play at casinos"
},
{
"paragraph_id": 25,
"text": "Note: Where changes in the house edge due to changes in the rules are stated in percentage terms, the difference is usually stated here in percentage points, not a percentage. For example, if an edge of 10% is reduced to 9%, it is reduced by one percentage point, not reduced by ten percent.",
"title": "Rule variations and effects on house edge"
},
{
"paragraph_id": 26,
"text": "Blackjack rules are generally set by regulations that establish permissible rule variations at the casino's discretion. Blackjack comes with a \"house edge\"; the casino's statistical advantage is built into the game. Most of the house's edge comes from the fact that the player loses when both the player and dealer bust. Blackjack players using basic strategy lose on average less than 1% of their action over the long run, giving blackjack one of the lowest edges in the casino. The house edge for games where blackjack pays 6 to 5 instead of 3 to 2 increases by about 1.4%, though. Player deviations from basic strategy also increase the house edge.",
"title": "Rule variations and effects on house edge"
},
{
"paragraph_id": 27,
"text": "Each game has a rule about whether the dealer must hit or stand on soft 17, which is generally printed on the table surface. The variation where the dealer must hit soft 17 is abbreviated \"H17\" in blackjack literature, with \"S17\" used for the stand-on-soft-17 variation. Substituting an \"H17\" rule with an \"S17\" rule in a game benefits the player, decreasing the house edge by about 0.2%.",
"title": "Rule variations and effects on house edge"
},
{
"paragraph_id": 28,
"text": "All things being equal, using fewer decks decreases the house edge. This mainly reflects an increased likelihood of player blackjack, since if the player draws a ten on their first card, the subsequent probability of drawing an ace is higher with fewer decks. It also reflects the decreased likelihood of a blackjack–blackjack push in a game with fewer decks.",
"title": "Rule variations and effects on house edge"
},
{
"paragraph_id": 29,
"text": "Casinos generally compensate by tightening other rules in games with fewer decks, to preserve the house edge or discourage play altogether. When offering single-deck blackjack games, casinos are more likely to disallow doubling on soft hands or after splitting, restrict resplitting, require higher minimum bets, and pay the player less than 3:2 for a winning blackjack.",
"title": "Rule variations and effects on house edge"
},
{
"paragraph_id": 30,
"text": "The following table illustrates the mathematical effect on the house edge of the number of decks, by considering games with various deck counts under the following ruleset: double after split allowed, resplit to four hands allowed, no hitting split aces, no surrendering, double on any two cards, original bets only lost on dealer blackjack, dealer hits soft 17, and cut-card used. The increase in house edge per unit increase in the number of decks is most dramatic when comparing the single-deck game to the two-deck game, and becomes progressively smaller as more decks are added.",
"title": "Rule variations and effects on house edge"
},
{
"paragraph_id": 31,
"text": "Surrender, for those games that allow it, is usually not permitted against a dealer blackjack; if the dealer's first card is an ace or ten, the hole card is checked to make sure there is no blackjack before surrender is offered. This rule protocol is consequently known as \"late\" surrender. The alternative, \"early\" surrender, gives the player the option to surrender before the dealer checks for blackjack, or in a no hole card game. Early surrender is much more favorable to the player than late surrender.",
"title": "Rule variations and effects on house edge"
},
{
"paragraph_id": 32,
"text": "For late surrender, however, while it is tempting to opt for surrender on any hand which will probably lose, the correct strategy is to only surrender on the very worst hands, because having even a one-in-four chance of winning the full bet is better than losing half the bet and pushing the other half, as entailed by surrendering.",
"title": "Rule variations and effects on house edge"
},
{
"paragraph_id": 33,
"text": "If the cards of a post-split hand have the same value, most games allow the player to split again, or \"resplit\". The player places a further wager, and the dealer separates the new pair dealing a further card to each as before. Some games allow unlimited resplitting, while others may limit it to a certain number of hands, such as four hands (for example, \"resplit to 4\").",
"title": "Rule variations and effects on house edge"
},
{
"paragraph_id": 34,
"text": "After splitting aces, the common rule is that only one card will be dealt to each ace; the player cannot split, double, or take another hit on either hand. Rule variants include allowing resplitting aces or allowing the player to hit split aces. Games allowing aces to be resplit are not uncommon, but those allowing the player to hit split aces are extremely rare. Allowing the player to hit hands resulting from split aces reduces the house edge by about 0.13%; allowing resplitting of aces reduces the house edge by about 0.03%. Note that a ten-value card dealt on a split ace (or vice versa) will not be counted as a blackjack but as a soft 21.",
"title": "Rule variations and effects on house edge"
},
{
"paragraph_id": 35,
"text": "After a split, most games allow doubling down on the new two-card hands. Disallowing doubling after a split increases the house edge by about 0.12%.",
"title": "Rule variations and effects on house edge"
},
{
"paragraph_id": 36,
"text": "Under the \"Reno rule\", doubling down is only permitted on hard totals of 9, 10, or 11 (under a similar European rule, only 10 or 11). The basic strategy would otherwise call for some doubling down with hard 9 and soft 13–18, and advanced players can identify situations where doubling on soft 19–20 and hard 8, 7, and even 6 is advantageous. The Reno rule prevents the player from taking advantage of double-down in these situations and thereby increases the player's expected loss. The Reno rule increases the house edge by around 0.1%, and its European version by around 0.2%.",
"title": "Rule variations and effects on house edge"
},
{
"paragraph_id": 37,
"text": "In most non-U.S. casinos, a \"no hole card\" game is played, meaning that the dealer does not draw nor consult their second card until after all players have finished making decisions. With no hole card, it is rarely the correct basic strategy to double or split against a dealer ten or ace, since a dealer blackjack will result in the loss of the split and double bets; the only exception is with a pair of aces against a dealer 10, where it is still correct to split. In all other cases, a stand, hit, or surrender is called for. For instance, when holding 11 against a dealer 10, the correct strategy is to double in a hole card game (where the player knows the dealer's second card is not an ace), but to hit in a no-hole card game. The no-hole-card rule adds approximately 0.11% to the house edge.",
"title": "Rule variations and effects on house edge"
},
{
"paragraph_id": 38,
"text": "The \"original bets only\" rule variation appearing in certain no hole card games states that if the player's hand loses to a dealer blackjack, only the mandatory initial bet (\"original\") is forfeited, and all optional bets, meaning doubles and splits, are pushed. \"Original bets only\" is also known by the acronym OBO; it has the same effect on basic strategy and the house edge as reverting to a hole card game.",
"title": "Rule variations and effects on house edge"
},
{
"paragraph_id": 39,
"text": "In many casinos, a blackjack pays only 6:5 or even 1:1 instead of the usual 3:2. This is most common at tables with lower table minimums. Although this payoff was originally limited to single-deck games, it has spread to double-deck and shoe games. Among common rule variations in the U.S., these altered payouts for blackjack are the most damaging to the player, causing the greatest increase in house edge. Since blackjack occurs in approximately 4.8% of hands, the 1:1 game increases the house edge by 2.3%, while the 6:5 game adds 1.4% to the house edge. Video blackjack machines generally pay a 1:1 payout for a blackjack.",
"title": "Rule variations and effects on house edge"
},
{
"paragraph_id": 40,
"text": "The rule that bets on tied hands are lost rather than pushed is catastrophic to the player. Though rarely used in standard blackjack, it is sometimes seen in \"blackjack-like\" games, such as in some charity casinos.",
"title": "Rule variations and effects on house edge"
},
{
"paragraph_id": 41,
"text": "Each blackjack game has a basic strategy, the optimal method of playing any hand. When using basic strategy, the long-term house advantage (the expected loss of the player) is minimized.",
"title": "Blackjack strategy"
},
{
"paragraph_id": 42,
"text": "An example of a basic strategy is shown in the table below, which applies to a game with the following specifications:",
"title": "Blackjack strategy"
},
{
"paragraph_id": 43,
"text": "Key:",
"title": "Blackjack strategy"
},
{
"paragraph_id": 44,
"text": "Most basic strategy decisions are the same for all blackjack games. Rule variations call for changes in only a few situations. For example, to use the table above on a game with the stand-on-soft-17 rule (which favors the player, and is typically found only at higher-limit tables today) only 6 cells would need to be changed: hit on 11 vs. A, hit on 15 vs. A, stand on 17 vs. A, stand on A,7 vs. 2, stand on A,8 vs. 6, and split on 8,8 vs. A. Regardless of the specific rule variations, taking insurance or \"even money\" is never the correct play under a basic strategy.",
"title": "Blackjack strategy"
},
{
"paragraph_id": 45,
"text": "Estimates of the house edge for blackjack games quoted by casinos and gaming regulators are based on the assumption that the players follow basic strategy.",
"title": "Blackjack strategy"
},
{
"paragraph_id": 46,
"text": "Most blackjack games have a house edge of between 0.5% and 1%, placing blackjack among the cheapest casino table games for the player. Casino promotions such as complimentary matchplay vouchers or 2:1 blackjack payouts allow players to acquire an advantage without deviating from basic strategy.",
"title": "Blackjack strategy"
},
{
"paragraph_id": 47,
"text": "The basic strategy is based on a player's point total and the dealer's visible card. Players can sometimes improve on this decision by considering the composition of their hand, not just the point total. For example, players should ordinarily stand when holding 12 against a dealer 4. But in a single deck game, players should hit if their 12 consists of a 10 and a 2. The presence of a 10 in the player's hand has two consequences:",
"title": "Blackjack strategy"
},
{
"paragraph_id": 48,
"text": "Even when basic and composition-dependent strategies lead to different actions, the difference in expected reward is small, and it becomes smaller with more decks. Using a composition-dependent strategy rather than a basic strategy in a single-deck game reduces the house edge by 4 in 10,000, which falls to 3 in 100,000 for a six-deck game.",
"title": "Blackjack strategy"
},
{
"paragraph_id": 49,
"text": "Blackjack has been a high-profile target for advantage players since the 1960s. Advantage play attempts to win more using skills such as memory, computation, and observation. While these techniques are legal, they can give players a mathematical edge in the game, making advantage players unwanted customers for casinos. Advantage play can lead to ejection or blacklisting. Some advantageous play techniques in blackjack include:",
"title": "Blackjack strategy"
},
{
"paragraph_id": 50,
"text": "During the course of a blackjack shoe, the dealer exposes the dealt cards. Players can infer from their accounting of the exposed cards which cards remain. These inferences can be used in the following ways:",
"title": "Blackjack strategy"
},
{
"paragraph_id": 51,
"text": "A card counting system assigns a point score to each card rank (e.g., 1 point for 2–6, 0 points for 7–9, and −1 point for 10–A). When a card is exposed, a counter adds the score of that card to a running total, the 'count'. A card counter uses this count to make betting and playing decisions. The count starts at 0 for a freshly shuffled deck for \"balanced\" counting systems. Unbalanced counts are often started at a value that depends on the number of decks used in the game.",
"title": "Blackjack strategy"
},
{
"paragraph_id": 52,
"text": "Blackjack's house edge is usually around 0.5–1% when players use basic strategy. Card counting can give the player an edge of up to about 2%.",
"title": "Blackjack strategy"
},
{
"paragraph_id": 53,
"text": "Card counting works best when a few cards remain. This makes single-deck games better for counters. As a result, casinos are more likely to insist that players do not reveal their cards to one another in single-deck games. In games with more decks, casinos limit penetration by ending the shoe and reshuffling when one or more decks remain undealt. Casinos also sometimes use a shuffling machine to reintroduce the cards whenever a deck has been played.",
"title": "Blackjack strategy"
},
{
"paragraph_id": 54,
"text": "Card counting is legal unless the counter is using an external device, but a casino might inform counters that they are no longer welcome to play blackjack. Sometimes a casino might ban a card counter from the property.",
"title": "Blackjack strategy"
},
{
"paragraph_id": 55,
"text": "The use of external devices to help count cards is illegal throughout the United States.",
"title": "Blackjack strategy"
},
{
"paragraph_id": 56,
"text": "Another advantage play technique, mainly applicable in multi-deck games, involves tracking groups of cards (also known as slugs, clumps, or packs) through the shuffle and then playing and betting according to when those cards come into play from a new shoe. Shuffle tracking requires excellent eyesight and powers of visual estimation but is harder to detect; shuffle trackers' actions are largely unrelated to the composition of the cards in the shoe.",
"title": "Blackjack strategy"
},
{
"paragraph_id": 57,
"text": "Arnold Snyder's articles in Blackjack Forum magazine brought shuffle tracking to the general public. His book, The Shuffle Tracker's Cookbook, mathematically analyzed the player edge available from shuffle tracking based on the actual size of the tracked slug. Jerry L. Patterson also developed and published a shuffle-tracking method for tracking favorable clumps of cards and cutting them into play and tracking unfavorable clumps of cards and cutting them out of play.",
"title": "Blackjack strategy"
},
{
"paragraph_id": 58,
"text": "The player can also gain an advantage by identifying cards from distinctive wear markings on their backs, or by hole carding (observing during the dealing process the front of a card dealt face-down). These methods are generally legal although their status in particular jurisdictions may vary.",
"title": "Blackjack strategy"
},
{
"paragraph_id": 59,
"text": "Many blackjack tables offer side bets on various outcomes including:",
"title": "Side bets"
},
{
"paragraph_id": 60,
"text": "The side wager is typically placed in a designated area next to the box for the main wager. A player wishing to wager on a side bet usually must place a wager on blackjack. Some games require that the blackjack wager should equal or exceed any side bet wager. A non-controlling player of a blackjack hand is usually permitted to place a side bet regardless of whether the controlling player does so.",
"title": "Side bets"
},
{
"paragraph_id": 61,
"text": "The house edge for side bets is generally higher than for the blackjack game itself. Nonetheless, side bets can be susceptible to card counting. A side count designed specifically for a particular side bet can improve the player's edge. Only a few side bets, like \"Insurance\" and \"Lucky Ladies\", correlate well with the high-low counting system and offer a sufficient win rate to justify the effort of advantage play.",
"title": "Side bets"
},
{
"paragraph_id": 62,
"text": "In team play, it is common for team members to be dedicated to only counting a side bet using a specialized count.",
"title": "Side bets"
},
{
"paragraph_id": 63,
"text": "Some casinos, as well as general betting outlets, provide blackjack among a selection of casino-style games at electronic consoles. Video blackjack game rules are generally more favorable to the house; e.g., paying out only even money for winning blackjacks. Video and online blackjack games generally deal each round from a fresh shoe (i.e., use an RNG for each deal), rendering card counting ineffective in most situations.",
"title": "Video blackjack"
},
{
"paragraph_id": 64,
"text": "Blackjack is a member of the family of traditional card games played recreationally worldwide. Most of these games have not been adapted for casino play. Furthermore, the casino game development industry actively produces blackjack variants, most of which are ultimately not adopted by casinos. The following are the most prominent and established variants in casinos.",
"title": "Variants and related games"
},
{
"paragraph_id": 65,
"text": "Examples of local traditional and recreational related games include French vingt-et-un ('twenty-one') and German Siebzehn und Vier ('seventeen and four'). Neither game allows splitting. An ace counts only eleven, but two aces count as a blackjack. It is mostly played in private circles and barracks. The popular British member of the vingt-un family is called \"pontoon\", the name being probably a corruption of vingt-et-un.",
"title": "Variants and related games"
},
{
"paragraph_id": 66,
"text": "In 2002, professional gamblers worldwide were invited to nominate great blackjack players for admission into the Blackjack Hall of Fame. Seven members were inducted in 2002, with new people inducted every year after. The Hall of Fame is at the Barona Casino in San Diego. Members include Edward O. Thorp, author of the 1960s book Beat the Dealer; Ken Uston, who popularized the concept of team play; Arnold Snyder, author and editor of the Blackjack Forum trade journal; and Stanford Wong, author and popularizer of \"Wonging\".",
"title": "Blackjack Hall of Fame"
}
] | Blackjack is a casino banking game. It is the most widely played casino banking game in the world. It uses decks of 52 cards and descends from a global family of casino banking games known as "twenty-one". This family of card games also includes the European games vingt-et-un and pontoon, and the Russian game Ochko. Blackjack players do not compete against each other. The game is a comparing card game where each player competes against the dealer. | 2001-09-24T18:14:14Z | 2023-10-20T11:31:27Z | [
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3,982 | Bicarbonate | In inorganic chemistry, bicarbonate (IUPAC-recommended nomenclature: hydrogencarbonate) is an intermediate form in the deprotonation of carbonic acid. It is a polyatomic anion with the chemical formula HCO3.
Bicarbonate serves a crucial biochemical role in the physiological pH buffering system.
The term "bicarbonate" was coined in 1814 by the English chemist William Hyde Wollaston. The name lives on as a trivial name.
The bicarbonate ion (hydrogencarbonate ion) is an anion with the empirical formula HCO3 and a molecular mass of 61.01 daltons; it consists of one central carbon atom surrounded by three oxygen atoms in a trigonal planar arrangement, with a hydrogen atom attached to one of the oxygens. It is isoelectronic with nitric acid HNO3. The bicarbonate ion carries a negative one formal charge and is an amphiprotic species which has both acidic and basic properties. It is both the conjugate base of carbonic acid H2CO3; and the conjugate acid of CO3, the carbonate ion, as shown by these equilibrium reactions:
A bicarbonate salt forms when a positively charged ion attaches to the negatively charged oxygen atoms of the ion, forming an ionic compound. Many bicarbonates are soluble in water at standard temperature and pressure; in particular, sodium bicarbonate contributes to total dissolved solids, a common parameter for assessing water quality.
Bicarbonate (HCO3) is a vital component of the pH buffering system of the human body (maintaining acid–base homeostasis). 70%–75% of CO2 in the body is converted into carbonic acid (H2CO3), which is the conjugate acid of HCO3 and can quickly turn into it.
With carbonic acid as the central intermediate species, bicarbonate – in conjunction with water, hydrogen ions, and carbon dioxide – forms this buffering system, which is maintained at the volatile equilibrium required to provide prompt resistance to pH changes in both the acidic and basic directions. This is especially important for protecting tissues of the central nervous system, where pH changes too far outside of the normal range in either direction could prove disastrous (see acidosis or alkalosis). Recently it has been also demonstrated that cellular bicarbonate metabolism can be regulated by mTORC1 signaling.
Additionally, bicarbonate plays a key role in the digestive system. It raises the internal pH of the stomach, after highly acidic digestive juices have finished in their digestion of food. Bicarbonate also acts to regulate pH in the small intestine. It is released from the pancreas in response to the hormone secretin to neutralize the acidic chyme entering the duodenum from the stomach.
Bicarbonate is the dominant form of dissolved inorganic carbon in sea water, and in most fresh waters. As such it is an important sink in the carbon cycle.
Some plants like Chara utilize carbonate and produce calcium carbonate (CaCO3) as result of biological metabolism.
In freshwater ecology, strong photosynthetic activity by freshwater plants in daylight releases gaseous oxygen into the water and at the same time produces bicarbonate ions. These shift the pH upward until in certain circumstances the degree of alkalinity can become toxic to some organisms or can make other chemical constituents such as ammonia toxic. In darkness, when no photosynthesis occurs, respiration processes release carbon dioxide, and no new bicarbonate ions are produced, resulting in a rapid fall in pH.
The flow of bicarbonate ions from rocks weathered by the carbonic acid in rainwater is an important part of the carbon cycle.
The most common salt of the bicarbonate ion is sodium bicarbonate, NaHCO3, which is commonly known as baking soda. When heated or exposed to an acid such as acetic acid (vinegar), sodium bicarbonate releases carbon dioxide. This is used as a leavening agent in baking.
Ammonium bicarbonate is used in digestive biscuit manufacture.
In diagnostic medicine, the blood value of bicarbonate is one of several indicators of the state of acid–base physiology in the body. It is measured, along with chloride, potassium, and sodium, to assess electrolyte levels in an electrolyte panel test (which has Current Procedural Terminology, CPT, code 80051).
The parameter standard bicarbonate concentration (SBCe) is the bicarbonate concentration in the blood at a PaCO2 of 40 mmHg (5.33 kPa), full oxygen saturation and 36 °C. | [
{
"paragraph_id": 0,
"text": "In inorganic chemistry, bicarbonate (IUPAC-recommended nomenclature: hydrogencarbonate) is an intermediate form in the deprotonation of carbonic acid. It is a polyatomic anion with the chemical formula HCO3.",
"title": ""
},
{
"paragraph_id": 1,
"text": "Bicarbonate serves a crucial biochemical role in the physiological pH buffering system.",
"title": ""
},
{
"paragraph_id": 2,
"text": "The term \"bicarbonate\" was coined in 1814 by the English chemist William Hyde Wollaston. The name lives on as a trivial name.",
"title": ""
},
{
"paragraph_id": 3,
"text": "The bicarbonate ion (hydrogencarbonate ion) is an anion with the empirical formula HCO3 and a molecular mass of 61.01 daltons; it consists of one central carbon atom surrounded by three oxygen atoms in a trigonal planar arrangement, with a hydrogen atom attached to one of the oxygens. It is isoelectronic with nitric acid HNO3. The bicarbonate ion carries a negative one formal charge and is an amphiprotic species which has both acidic and basic properties. It is both the conjugate base of carbonic acid H2CO3; and the conjugate acid of CO3, the carbonate ion, as shown by these equilibrium reactions:",
"title": "Chemical properties"
},
{
"paragraph_id": 4,
"text": "A bicarbonate salt forms when a positively charged ion attaches to the negatively charged oxygen atoms of the ion, forming an ionic compound. Many bicarbonates are soluble in water at standard temperature and pressure; in particular, sodium bicarbonate contributes to total dissolved solids, a common parameter for assessing water quality.",
"title": "Chemical properties"
},
{
"paragraph_id": 5,
"text": "Bicarbonate (HCO3) is a vital component of the pH buffering system of the human body (maintaining acid–base homeostasis). 70%–75% of CO2 in the body is converted into carbonic acid (H2CO3), which is the conjugate acid of HCO3 and can quickly turn into it.",
"title": "Physiological role"
},
{
"paragraph_id": 6,
"text": "With carbonic acid as the central intermediate species, bicarbonate – in conjunction with water, hydrogen ions, and carbon dioxide – forms this buffering system, which is maintained at the volatile equilibrium required to provide prompt resistance to pH changes in both the acidic and basic directions. This is especially important for protecting tissues of the central nervous system, where pH changes too far outside of the normal range in either direction could prove disastrous (see acidosis or alkalosis). Recently it has been also demonstrated that cellular bicarbonate metabolism can be regulated by mTORC1 signaling.",
"title": "Physiological role"
},
{
"paragraph_id": 7,
"text": "Additionally, bicarbonate plays a key role in the digestive system. It raises the internal pH of the stomach, after highly acidic digestive juices have finished in their digestion of food. Bicarbonate also acts to regulate pH in the small intestine. It is released from the pancreas in response to the hormone secretin to neutralize the acidic chyme entering the duodenum from the stomach.",
"title": "Physiological role"
},
{
"paragraph_id": 8,
"text": "Bicarbonate is the dominant form of dissolved inorganic carbon in sea water, and in most fresh waters. As such it is an important sink in the carbon cycle.",
"title": "Bicarbonate in the environment"
},
{
"paragraph_id": 9,
"text": "Some plants like Chara utilize carbonate and produce calcium carbonate (CaCO3) as result of biological metabolism.",
"title": "Bicarbonate in the environment"
},
{
"paragraph_id": 10,
"text": "In freshwater ecology, strong photosynthetic activity by freshwater plants in daylight releases gaseous oxygen into the water and at the same time produces bicarbonate ions. These shift the pH upward until in certain circumstances the degree of alkalinity can become toxic to some organisms or can make other chemical constituents such as ammonia toxic. In darkness, when no photosynthesis occurs, respiration processes release carbon dioxide, and no new bicarbonate ions are produced, resulting in a rapid fall in pH.",
"title": "Bicarbonate in the environment"
},
{
"paragraph_id": 11,
"text": "The flow of bicarbonate ions from rocks weathered by the carbonic acid in rainwater is an important part of the carbon cycle.",
"title": "Bicarbonate in the environment"
},
{
"paragraph_id": 12,
"text": "The most common salt of the bicarbonate ion is sodium bicarbonate, NaHCO3, which is commonly known as baking soda. When heated or exposed to an acid such as acetic acid (vinegar), sodium bicarbonate releases carbon dioxide. This is used as a leavening agent in baking.",
"title": "Other uses"
},
{
"paragraph_id": 13,
"text": "Ammonium bicarbonate is used in digestive biscuit manufacture.",
"title": "Other uses"
},
{
"paragraph_id": 14,
"text": "In diagnostic medicine, the blood value of bicarbonate is one of several indicators of the state of acid–base physiology in the body. It is measured, along with chloride, potassium, and sodium, to assess electrolyte levels in an electrolyte panel test (which has Current Procedural Terminology, CPT, code 80051).",
"title": "Diagnostics"
},
{
"paragraph_id": 15,
"text": "The parameter standard bicarbonate concentration (SBCe) is the bicarbonate concentration in the blood at a PaCO2 of 40 mmHg (5.33 kPa), full oxygen saturation and 36 °C.",
"title": "Diagnostics"
}
] | In inorganic chemistry, bicarbonate is an intermediate form in the deprotonation of carbonic acid. It is a polyatomic anion with the chemical formula HCO−3. Bicarbonate serves a crucial biochemical role in the physiological pH buffering system. The term "bicarbonate" was coined in 1814 by the English chemist William Hyde Wollaston. The name lives on as a trivial name. | 2002-02-25T15:43:11Z | 2023-09-27T11:08:27Z | [
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3,984 | Bernie Federko | Bernard Allan Federko (born May 12, 1956) is a Canadian former professional ice hockey centre who played fourteen seasons in the National Hockey League from 1976 through 1990.
Federko began playing hockey at a young age in his home town of Foam Lake, Saskatchewan. He was captain of the 1971 Bantam provincial champions. He also played Senior hockey with the local Foam Lake Flyers of the Fishing Lake Hockey League, winning the league scoring title as a bantam-aged player. Federko continued his career with the Saskatoon Blades of the WHL where he set and still holds the team record for assists. He played three seasons with the Blades, and in his final year with the club he led the league in assists and points in both the regular season and playoffs. Federko was drafted 7th overall by the St. Louis Blues in the 1976 NHL Amateur Draft. He started the next season with the Kansas City Blues of the Central Hockey League and was leading the league in points when he was called up mid-season to play 31 games with St. Louis. He scored three hat tricks in those 31 games. In the 1978–79 NHL season, Federko developed into a bona fide star, as he scored 95 points.
Federko scored 100 points in a season four times, and was a consistent and underrated performer for the Blues. Federko scored at least 90 points in seven of the eight seasons between 1978 and 1986, and became the first player in NHL history to record at least 50 assists in 10 consecutive seasons. However, in an era when Wayne Gretzky was scoring 200 points a season, Federko never got the attention many felt he deserved. In 1986, in a poll conducted by GOAL magazine, he was named the most overlooked talent in hockey. His General Manager Ron Caron said he was "A great playmaker. He makes the average or above average player look like a star at times. He's such an unselfish player."
On March 19, 1988, Federko became the 22nd NHL player to record 1000 career points. After he had a poor season as a captain in 1988–89, he was traded to the Detroit Red Wings with Tony McKegney for future Blues star Adam Oates, and Paul MacLean. In Detroit, Federko re-united with former Blues head coach Jacques Demers, but he had to play behind Steve Yzerman and did not get his desired ice time. After his lowest point output since his rookie season, Federko decided to retire after the 1989–90 season, having played exactly 1,000 NHL games with his final game on April 1, 1990.
Less than a year after retiring as a player, the Blues retired number 24 in his honor on March 16, 1991. Federko was eventually inducted into the Hockey Hall of Fame in 2002, the first Hall of Famer to earn his credentials primarily as a Blue.
Currently, Federko is a television color commentator for Bally Sports Midwest during Blues broadcasts. Federko was the head coach/general manager of the St. Louis Vipers roller hockey team of the Roller Hockey International for the 1993 and 1994 seasons. | [
{
"paragraph_id": 0,
"text": "Bernard Allan Federko (born May 12, 1956) is a Canadian former professional ice hockey centre who played fourteen seasons in the National Hockey League from 1976 through 1990.",
"title": ""
},
{
"paragraph_id": 1,
"text": "Federko began playing hockey at a young age in his home town of Foam Lake, Saskatchewan. He was captain of the 1971 Bantam provincial champions. He also played Senior hockey with the local Foam Lake Flyers of the Fishing Lake Hockey League, winning the league scoring title as a bantam-aged player. Federko continued his career with the Saskatoon Blades of the WHL where he set and still holds the team record for assists. He played three seasons with the Blades, and in his final year with the club he led the league in assists and points in both the regular season and playoffs. Federko was drafted 7th overall by the St. Louis Blues in the 1976 NHL Amateur Draft. He started the next season with the Kansas City Blues of the Central Hockey League and was leading the league in points when he was called up mid-season to play 31 games with St. Louis. He scored three hat tricks in those 31 games. In the 1978–79 NHL season, Federko developed into a bona fide star, as he scored 95 points.",
"title": "Playing career"
},
{
"paragraph_id": 2,
"text": "Federko scored 100 points in a season four times, and was a consistent and underrated performer for the Blues. Federko scored at least 90 points in seven of the eight seasons between 1978 and 1986, and became the first player in NHL history to record at least 50 assists in 10 consecutive seasons. However, in an era when Wayne Gretzky was scoring 200 points a season, Federko never got the attention many felt he deserved. In 1986, in a poll conducted by GOAL magazine, he was named the most overlooked talent in hockey. His General Manager Ron Caron said he was \"A great playmaker. He makes the average or above average player look like a star at times. He's such an unselfish player.\"",
"title": "Playing career"
},
{
"paragraph_id": 3,
"text": "On March 19, 1988, Federko became the 22nd NHL player to record 1000 career points. After he had a poor season as a captain in 1988–89, he was traded to the Detroit Red Wings with Tony McKegney for future Blues star Adam Oates, and Paul MacLean. In Detroit, Federko re-united with former Blues head coach Jacques Demers, but he had to play behind Steve Yzerman and did not get his desired ice time. After his lowest point output since his rookie season, Federko decided to retire after the 1989–90 season, having played exactly 1,000 NHL games with his final game on April 1, 1990.",
"title": "Playing career"
},
{
"paragraph_id": 4,
"text": "Less than a year after retiring as a player, the Blues retired number 24 in his honor on March 16, 1991. Federko was eventually inducted into the Hockey Hall of Fame in 2002, the first Hall of Famer to earn his credentials primarily as a Blue.",
"title": "Post-NHL career"
},
{
"paragraph_id": 5,
"text": "Currently, Federko is a television color commentator for Bally Sports Midwest during Blues broadcasts. Federko was the head coach/general manager of the St. Louis Vipers roller hockey team of the Roller Hockey International for the 1993 and 1994 seasons.",
"title": "Post-NHL career"
}
] | Bernard Allan Federko is a Canadian former professional ice hockey centre who played fourteen seasons in the National Hockey League from 1976 through 1990. | 2001-07-28T00:43:06Z | 2023-12-28T03:32:28Z | [
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3,985 | Buffalo, New York | Buffalo is a city in the U.S. state of New York and the seat of Erie County. It lies in Western New York, at the eastern end of Lake Erie, at the head of the Niagara River, on the United States border with Canada. With a population of 278,349 according to the 2020 census, Buffalo is the 2nd-largest city in New York state and the 78th-largest city in the United States. Buffalo and the city of Niagara Falls together make up the two-county Buffalo–Niagara Falls Metropolitan Statistical Area (MSA), which had an estimated population of 1.2 million in 2020, making it the 49th largest MSA in the United States.
Before the 17th century, the region was inhabited by nomadic Paleo-Indians who were succeeded by the Neutral, Erie, and Iroquois nations. In the early 17th century, the French began to explore the region. In the 18th century, Iroquois land surrounding Buffalo Creek was ceded through the Holland Land Purchase, and a small village was established at its headwaters. In 1825, after its harbor was improved, Buffalo was selected as the terminus of the Erie Canal, which led to its incorporation in 1832. The canal stimulated its growth as the primary inland port between the Great Lakes and the Atlantic Ocean. Transshipment made Buffalo the world's largest grain port of that era. After the coming of railroads greatly reduced the canal's importance, the city became the second-largest railway hub (after Chicago). During the mid-19th century, Buffalo transitioned to manufacturing, which came to be dominated by steel production. Later, deindustrialization and the opening of the St. Lawrence Seaway saw the city's economy decline and diversify. It developed its service industries, such as health care, retail, tourism, logistics, and education, while retaining some manufacturing. In 2019, the gross domestic product of the Buffalo–Niagara Falls MSA was $53 billion (~$60.1 billion in 2022).
The city's cultural landmarks include the oldest urban parks system in the United States, the Buffalo AKG Art Museum, the Buffalo History Museum, the Buffalo Philharmonic Orchestra, Shea's Performing Arts Center, the Buffalo Museum of Science, and several annual festivals. Its educational institutions include the University at Buffalo, Buffalo State University, Canisius College, D'Youville University and Medaille College. Buffalo is also known for its winter weather, Buffalo wings, and three major-league sports teams: the National Football League's Buffalo Bills, the National Hockey League's Buffalo Sabres and the National Lacrosse League's Buffalo Bandits.
Before the arrival of Europeans, nomadic Paleo-Indians inhabited the western New York region from the 8th millennium BCE. The Woodland period began around 1000 BC, marked by the rise of the Iroquois Confederacy and the spread of its tribes throughout the state. Seventeenth-century Jesuit missionaries were the first Europeans to visit the area.
During French exploration of the region in 1620, the region was sparsely populated and occupied by the agrarian Erie people in the south and the Wenrohronon (Wenro) of the Neutral Nation in the north. The Neutral grew tobacco and hemp to trade with the Iroquois, who traded furs with the French for European goods. The tribes used animal- and war paths to travel and move goods across what today is New York State. (Centuries later, these same paths were gradually improved, then paved, then developed into major modern roads.) During the Beaver Wars in the mid-17th century the Senecas partly wiped out and partly absorbed the Erie and Neutrals in the region. Native Americans did not settle along Buffalo Creek permanently until 1780, when displaced Senecas were relocated from Fort Niagara.
Louis Hennepin and Sieur de La Salle explored the upper Niagara and Ontario regions in the late 1670s. In 1679, La Salle's ship, Le Griffon, became the first to sail above Niagara Falls near Cayuga Creek. Baron de Lahontan visited the site of Buffalo in 1687. A small French settlement along Buffalo Creek lasted for only a year (1758). After the French and Indian War, the region was ruled by Britain. After the American Revolution, the Province of New York—now a U.S. state—began westward expansion, looking for arable land by following the Iroquois.
New York and Massachusetts were vying for the territory which included Buffalo, and Massachusetts had the right to purchase all but a one-mile-(1600-meter)-wide portion of land. The rights to the Massachusetts territories were sold to Robert Morris in 1791. Despite objections from Seneca chief Red Jacket, Morris brokered a deal between fellow chief Cornplanter and the Dutch dummy corporation Holland Land Company. The Holland Land Purchase gave the Senecas three reservations, and the Holland Land Company received 4,000,000 acres (16,000 km) for about thirty-three cents per acre.
Permanent white settlers along the creek were prisoners captured during the Revolutionary War. Early landowners were Iroquois interpreter Captain William Johnston, former enslaved man Joseph "Black Joe" Hodges and Cornelius Winney, a Dutch trader who arrived in 1789. As a result of the war, in which the Iroquois sided with the British Army, Iroquois territory was gradually reduced in the late 1700s by European settlers through successive statewide treaties which included the Treaty of Fort Stanwix (1784) and the First Treaty of Buffalo Creek (1788). The Iroquois were moved onto reservations, including Buffalo Creek. By the end of the 18th century, only 338 sq mi (216,000 acres; 880 km; 88,000 ha) of reservations remained.
After the Treaty of Big Tree removed Iroquois title to lands west of the Genesee River in 1797, Joseph Ellicott surveyed land at the mouth of Buffalo Creek. In the middle of the village was an intersection of eight streets at present-day Niagara Square. Originally named New Amsterdam, its name was soon changed to Buffalo.
The village of Buffalo was named for Buffalo Creek. British military engineer John Montresor referred to "Buffalo Creek" in his 1764 journal, the earliest recorded appearance of the name. A road to Pennsylvania from Buffalo was built in 1802 for migrants traveling to the Connecticut Western Reserve in Ohio. Before an east–west turnpike across the state was completed, traveling from Albany to Buffalo would take a week; a trip from nearby Williamsville to Batavia could take over three days.
British forces burned Buffalo and the northwestern village of Black Rock in 1813. The battle and subsequent fire was in response to the destruction of Niagara-on-the-Lake by American forces and other skirmishes during the War of 1812. Rebuilding was swift, completed in 1815. As a remote outpost, village residents hoped that the proposed Erie Canal would bring prosperity to the area. To accomplish this, Buffalo's harbor was expanded with the help of Samuel Wilkeson; it was selected as the canal's terminus over the rival Black Rock. It opened in 1825, ushering in commerce, manufacturing and hydropower. By the following year, the 130 sq mi (340 km) Buffalo Creek Reservation (at the western border of the village) was transferred to Buffalo. Buffalo was incorporated as a city in 1832. During the 1830s, businessman Benjamin Rathbun significantly expanded its business district. The city doubled in size from 1845 to 1855. Almost two-thirds of the city's population was foreign-born, largely a mix of unskilled (or educated) Irish and German Catholics.
Fugitive slaves made their way north to Buffalo during the 1840s. Buffalo was a terminus of the Underground Railroad, with many free blacks crossing the Niagara River to Fort Erie, Ontario; others remained in Buffalo. During this time, Buffalo's port continued to develop. Passenger and commercial traffic expanded, leading to the creation of feeder canals and the expansion of the city's harbor. Unloading grain in Buffalo was a laborious job, and grain handlers working on lake freighters would make $1.50 a day (equivalent to $47 in 2022) in a six-day work week. Local inventor Joseph Dart and engineer Robert Dunbar created the grain elevator in 1843, adapting the steam-powered elevator. Dart's Elevator initially processed one thousand bushels per hour, speeding global distribution to consumers. Buffalo was the transshipment hub of the Great Lakes, and weather, maritime and political events in other Great Lakes cities had a direct impact on the city's economy. In addition to grain, Buffalo's primary imports included agricultural products from the Midwest (meat, whiskey, lumber and tobacco), and its exports included leather, ships and iron products. The mid-19th century saw the rise of new manufacturing capabilities, particularly with iron.
By the 1860s, many railroads terminated in Buffalo; they included the Buffalo, Bradford and Pittsburgh Railroad, Buffalo and Erie Railroad, the New York Central Railroad, and the Lehigh Valley Railroad. During this time, Buffalo controlled one-quarter of all shipping traffic on Lake Erie. After the Civil War, canal traffic began to drop as railroads expanded into Buffalo. Unionization began to take hold in the late 19th century, highlighted by the Great Railroad Strike of 1877 and 1892 Buffalo switchmen's strike.
At the start of the 20th century, Buffalo was the world's leading grain port and a national flour-milling hub. Local mills were among the first to benefit from hydroelectricity generated by the Niagara River. Buffalo hosted the 1901 Pan-American Exposition after the Spanish–American War, showcasing the nation's advances in art, architecture, and electricity. Its centerpiece was the Electric Tower, with over two million light bulbs, but some exhibits were jingoistic and racially charged. At the exposition, President William McKinley was assassinated by anarchist Leon Czolgosz. When McKinley died, Theodore Roosevelt was sworn in at the Wilcox Mansion in Buffalo.
Attorney John Milburn and local industrialists and convinced the Lackawanna Iron and Steel Company to relocate from Scranton, Pennsylvania to the town of West Seneca in 1904. Employment was competitive, with many Eastern Europeans and Scrantonians vying for jobs. From the late 19th century to the 1920s, mergers and acquisitions led to distant ownership of local companies; this had a negative effect on the city's economy. Examples include the acquisition of Lackawanna Steel by Bethlehem Steel and, later, the relocation of Curtiss-Wright in the 1940s. The Great Depression saw severe unemployment, especially among the working class. New Deal relief programs operated in full force, and the city became a stronghold of labor unions and the Democratic Party.
During World War II, Buffalo regained its manufacturing strength as military contracts enabled the city to manufacture steel, chemicals, aircraft, trucks and ammunition. The 15th-most-populous US city in 1950, Buffalo's economy relied almost entirely on manufacturing; eighty percent of area jobs were in the sector. The city also had over a dozen railway terminals, as railroads remained a significant industry.
The St. Lawrence Seaway was proposed in the 19th century as a faster shipping route to Europe, and later as part of a bi-national hydroelectric project with Canada. Its combination with an expanded Welland Canal led to a grim outlook for Buffalo's economy. After its 1959 opening, the city's port and barge canal became largely irrelevant. Shipbuilding in Buffalo wound down in the 1960s due to reduced waterfront activity, ending an industry which had been part of the city's economy since 1812. Downsizing of the steel mills was attributed to the threat of higher wages and unionization efforts. Racial tensions culminated in riots in 1967. Suburbanization led to the selection of the town of Amherst for the new University at Buffalo campus by 1970. Unwilling to modernize its plant, Bethlehem Steel began cutting thousands of jobs in Lackawanna during the mid-1970s before closing it in 1983. The region lost at least 70,000 jobs between 1970 and 1984. Like much of the Rust Belt, Buffalo has focused on recovering from the effects of late-20th-century deindustrialization.
Buffalo is on the eastern end of Lake Erie opposite Fort Erie, Ontario. It is at the head of the Niagara River, which flows north over Niagara Falls into Lake Ontario.
The Buffalo metropolitan area is on the Erie/Ontario Lake Plain of the Eastern Great Lakes Lowlands, a narrow plain extending east to Utica, New York. The city is generally flat, except for elevation changes in the University Heights and Fruit Belt neighborhoods. The Southtowns are hillier, leading to the Cattaraugus Hills in the Appalachian Upland. Several types of shale, limestone and lagerstätten are prevalent in Buffalo and its surrounding area, lining their stream beds.
According to Fox Weather, Buffalo is one of the top five snowiest large cities in the country, receiving, on average, 95 inches of snow annually.
Although the city has not experienced any recent or significant earthquakes, Buffalo is in the Southern Great Lakes Seismic Zone (part of the Great Lakes tectonic zone). Buffalo has four channels within its boundaries: the Niagara River, Buffalo River (and Creek), Scajaquada Creek, and the Black Rock Canal, adjacent to the Niagara River. The city's Bureau of Forestry maintains a database of over seventy thousand trees.
According to the United States Census Bureau, Buffalo has an area of 52.5 sq mi (136 km); 40.38 sq mi (104.6 km) is land, and the rest is water. The city's total area is 22.66 percent water. In 2010, its population density was 6,470.6 per square mile.
Buffalo's architecture is diverse, with a collection of 19th- and 20th-century buildings. Downtown Buffalo landmarks include Louis Sullivan's Guaranty Building, an early skyscraper; the Ellicott Square Building, once one of the largest of its kind in the world; the Art Deco Buffalo City Hall and the McKinley Monument, and the Electric Tower. Beyond downtown, the Buffalo Central Terminal was built in the Broadway-Fillmore neighborhood in 1929; the Richardson Olmsted Complex, built in 1881, was an insane asylum until its closure in the 1970s. Urban renewal from the 1950s to the 1970s spawned the Brutalist-style Buffalo City Court Building and Seneca One Tower, the city's tallest building. In the city's Parkside neighborhood, the Darwin D. Martin House was designed by Frank Lloyd Wright in his Prairie School style. Since 2016, Washington DC real estate developer Douglas Jemal has been acquiring, and redeveloping iconic properties throughout the city.
According to Mark Goldman, the city has a "tradition of separate and independent settlements". The boundaries of Buffalo's neighborhoods have changed over time. The city is divided into five districts, each containing several neighborhoods, for a total of thirty-five neighborhoods. Main Street divides Buffalo's east and west sides, and the west side was fully developed earlier. This division is seen in architectural styles, street names, neighborhood and district boundaries, demographics, and socioeconomic conditions; Buffalo's West Side is generally more affluent than its East Side.
Several neighborhoods in Buffalo have had increased investment since the 1990s, beginning with the Elmwood Village. The 2002 redevelopment of the Larkin Terminal Warehouse led to the creation of Larkinville, home to several mixed-use projects and anchored by corporate offices. Downtown Buffalo and its central business district (CBD) had a 10.6-percent increase in residents from 2010 to 2017, as over 1,061 housing units became available; the Seneca One Tower was redeveloped in 2020. Other revitalized areas include Chandler Street, in the Grant-Amherst neighborhood, and Hertel Avenue in Parkside.
The Buffalo Common Council adopted its Green Code in 2017, replacing zoning regulations which were over sixty years old. Its emphasis on regulations promoting pedestrian safety and mixed land use received an award at the 2019 Congress for the New Urbanism conference.
Buffalo has a humid continental climate (Köppen: Dfb/Dfa), and temperatures have been warming with the rest of the US. Lake-effect snow is characteristic of Buffalo winters, with snow bands (producing intense snowfall in the city and surrounding area) depending on wind direction off Lake Erie. However, Buffalo is rarely the snowiest city in the state. The Blizzard of 1977 resulted from a combination of high winds and snow which accumulated on land and on the frozen Lake Erie. Although snow does not typically impair the city's operation, it can cause significant damage in autumn (as the October 2006 storm did). In November 2014 (called "Snowvember"), the region had a record-breaking storm which produced over 5+1⁄2 ft (66 in; 170 cm) of snow. Buffalo's lowest recorded temperature was −20 °F (−29 °C), which occurred twice: on February 9, 1934, and February 2, 1961.
Although the city's summers are drier and sunnier than other cities in the northeastern United States, its vegetation receives enough precipitation to remain hydrated. Buffalo summers are characterized by abundant sunshine, with moderate humidity and temperatures; the city benefits from cool, southwestern Lake Erie summer breezes which temper warmer temperatures. Temperatures rise above 90 °F (32.2 °C) an average of three times a year. No official recording of 100 °F (37.8 °C) or more has occurred to date, with a maximum temperature of 99 °F (37 °C) reached on August 27, 1948. Rainfall is moderate, typically falling at night, and cooler lake temperatures hinder storm development in July. August is usually rainier and muggier, as the warmer lake loses its temperature-controlling ability.
Several hundred Seneca, Tuscarora and other Iroquois tribal peoples were the primary residents of the Buffalo area before 1800, concentrated along Buffalo Creek. After the Revolutionary War, settlers from New England and eastern New York began to move into the area.
From the 1830s to the 1850s, they were joined by Irish and German immigrants from Europe, both peasants and working class, who settled in enclaves on the city's south and east sides. At the turn of the 20th century, Polish immigrants replaced Germans on the East Side, who moved to newer housing; Italian immigrant families settled throughout the city, primarily on the lower West Side.
During the 1830s, Buffalo residents were generally intolerant of the small groups of Black Americans who began settling on the city's East Side. In the 20th century, wartime and manufacturing jobs attracted Black Americans from the South during the First and Second Great Migrations. In the World War II and postwar years from 1940 to 1970, the city's Black population rose by 433 percent. They replaced most of the Polish community on the East Side, who were moving out to suburbs. However, the effects of redlining, steering, social inequality, blockbusting, white flight and other racial policies resulted in the city (and region) becoming one of the most segregated in the U.S.
During the 1940s and 1950s, Puerto Rican migrants arrived en masse, also seeking industrial jobs, settling on the East Side and moving westward. In the 21st century, Buffalo is classified as a majority minority city, with a plurality of residents who are Black and Latino.
Buffalo has experienced effects of urban decay since the 1970s, and also saw population loss to the suburbs and Sun Belt states, and experienced job losses from deindustrialization. The city's population peaked at 580,132 in 1950, when Buffalo was the 15th-largest city in the United States – down from the eighth-largest city in 1900, after its growth rate slowed during the 1920s. Buffalo's population began declining in the second half of the 20th century, due to suburbanization and loss of industrial jobs, and the city's population is now less than half its peak population in 1950. Buffalo finally saw a population gain of 6.5% in the 2020 census, reversing a decades long trend of population decline. The city has 278,349 residents as of the 2020 census, making it the 76th-largest city in the United States. Its metropolitan area had 1.1 million residents in 2020, the country's 49th-largest.
Compared to other major US metropolitan areas, the number of foreign-born immigrants to Buffalo is low. New immigrants are primarily resettled refugees (especially from war- or disaster-affected nations) and refugees who had previously settled in other U.S. cities. During the early 2000s, most immigrants came from Canada and Yemen; this shifted in the 2010s to Burmese (Karen) refugees and Bangladeshi immigrants. Between 2008 and 2016, Burmese, Somali, Bhutanese, and Iraqi Americans were the four largest ethnic immigrant groups in Erie County.
Poverty has remained an issue for the city; in 2019, it was estimated that 30.1 percent of individuals and 24.8 percent of families lived below the federal poverty line. Per capita income was $24,400 and household income was $37,354: much less than the national average. A 2008 report noted that although food deserts were seen in larger cities and not in Buffalo, the city's neighborhoods of color have access only to smaller grocery stores and lack the supermarkets more typical of newer, white neighborhoods. A 2018 report noted that over fifty city blocks on Buffalo's East Side lacked adequate access to a supermarket.
Health disparities exist compared to the rest of the state: Erie County's average 2019 lifespan was three years lower (78.4 years); its 17-percent smoking and 30-percent obesity rates were slightly higher than the state average. According to the Partnership for the Public Good, educational achievement in the city is lower than in the surrounding area; city residents are almost twice as likely as adults in the metropolitan area to lack a high-school diploma.
During the early 19th century, Presbyterian missionaries tried to convert the Seneca people on the Buffalo Creek Reservation to Christianity. Initially resistant, some tribal members set aside their traditions and practices to form their own sect. Later, European immigrants added other faiths. Christianity is the predominant religion in Buffalo and Western New York. Catholicism (primarily the Latin Church) has a significant presence in the region, with 161 parishes and over 570,000 adherents in the Diocese of Buffalo. Major Protestant denominations in the area include Lutheran, Baptist, and Methodist. Pentecostals are also significant, and approximately 20,000 persons are non-denominational adherents.
A Jewish community began developing in the city with immigrants from the mid-1800s; about one thousand German and Lithuanian Jews settled in Buffalo before 1880. Buffalo's first synagogue, Temple Beth El, was established in 1847. The city's Temple Beth Zion is the region's largest synagogue.
With changing demographics and an increased number of refugees from other areas on the city's East Side, Islam and Buddhism have expanded their presence. In this area, new residents have converted empty churches into mosques and temples. Hinduism maintains a small, active presence in the area, including the town of Amherst.
A 2016 American Bible Society survey reported that Buffalo is the fifth-least "Bible-minded" city in the United States; 13 percent of its residents associate with the Bible.
The Erie Canal was the impetus for Buffalo's economic growth as a transshipment hub for grain and other agricultural products headed east from the Midwest. Later, manufacturing of steel and automotive parts became central to the city's economy. When these industries downsized in the region, Buffalo's economy became service-based. Its primary sectors include health care, business services (banking, accounting, and insurance), retail, tourism and logistics, especially with Canada. Despite the loss of large-scale manufacturing, some manufacturing of metals, chemicals, machinery, food products, and electronics remains in the region. Advanced manufacturing has increased, with an emphasis on research and development (R&D) and automation. In 2019, the U.S. Bureau of Economic Analysis valued the gross domestic product (GDP) of the Buffalo–Niagara Falls MSA at $53 billion (~$60.1 billion in 2022).
The civic sector is a major source of employment in the Buffalo area, and includes public, non-profit, healthcare and educational institutions. New York State, with over 19,000 employees, is the region's largest employer. In the private sector, top employers include the Kaleida Health and Catholic Health hospital networks and M&T Bank, the sole Fortune 500 company headquartered in the city. Most have been the top employers in the region for several decades. Buffalo is home to the headquarters of Rich Products, Delaware North and New Era Cap Company; the aerospace manufacturer Moog Inc. and toy maker Fisher-Price are based in nearby East Aurora. National Fuel Gas and Life Storage are headquartered in Williamsville, New York.
Buffalo weathered the Great Recession of 2006–09 well in comparison with other U.S. cities, exemplified by increased home prices during this time. The region's economy began to improve in the early 2010s, adding over 25,000 jobs from 2009 to 2017. With state aid, Tesla, Inc.'s Giga New York plant opened in South Buffalo in 2017. The effects of the COVID-19 pandemic in the United States, however, increased the local unemployment rate to 7.5 percent by December 2020. The local unemployment rate had been 4.2 percent in 2019, higher than the national average of 3.5 percent.
The Buffalo area has a larger-than-average pay disparity than the rest of the U.S. The average salary ($43,580) was six percent less than the national average in 2017, with the pay gap increasing to ten percent with increased career specialization. Workforce productivity is higher and turnover lower than other regions.
Buffalo is home to over 20 theater companies, with many centered in the downtown Theatre District. Shea's Performing Arts Center is the city's largest theater. Designed by Louis Comfort Tiffany and built in 1926, the theater presents Broadway musicals and concerts. Shakespeare in Delaware Park has been held outdoors every summer since 1976.
Stand-up comedy can be found throughout the city and is anchored by Helium Comedy Club, which hosts both local talent and national touring acts.
The Nickel City Opera (NCO) was founded in 2004 by Valerian Ruminski and performs at Shea's Performing Arts Center. Matthias Manasi was music director of NCO from 2017 to 2021, his predecessor Michael Ching was music director from 2012 to 2017. NCO's repertoire consists of a wide range of operas from 18th-century Baroque and 19th-century Bel canto to the Minimalism of the 20th century and to contemporary operas of the 20th and 21st centuries. The NCO has commissioned operas and has staged world premieres of notable works.
The Buffalo Philharmonic Orchestra was formed in 1935 and performs at Kleinhans Music Hall, whose acoustics have been praised. Although the orchestra nearly disbanded during the late 1990s due to a lack of funding, philanthropic contributions and state aid stabilized it. Under the direction of JoAnn Falletta, the orchestra has received a number of Grammy Award nominations and won the Grammy Award for Best Contemporary Classical Composition in 2009.
KeyBank Center draws national music acts year-round. Sahlen Field hosts the annual WYRK Taste of Country music festival every summer with national country music acts. Canalside regularly hosts outdoor summer concerts, a tradition that spun off from the defunct Thursday at the Square concert series. Colored Musicians Club, an extension of what was a separate musicians'-union chapter, maintains jazz history.
Rick James was born and raised in Buffalo and later lived on a ranch in the nearby Town of Aurora. James formed his Stone City Band in Buffalo, and had national appeal with several crossover singles in the R&B, disco and funk genres in the late 1970s and early 1980s. Around the same time, the jazz fusion band Spyro Gyra and jazz saxophonist Grover Washington Jr. also got their start in the city.
The Goo Goo Dolls, an alternative rock group which formed in 1986, had 19 top-ten singles. Singer-songwriter and activist Ani DiFranco has released over 20 folk and indie rock albums on Righteous Babe Records, her Buffalo-based label.
Underground hip-hop acts in the city partner with Buffalo-based Griselda Records, whose artists include Westside Gunn and Conway the Machine, and occasionally refer to Buffalo culture in their lyrics.
The city's cuisine encompasses a variety of cultures and ethnicities. In 2015, the National Geographic Society ranked Buffalo third on its "World's Top Ten Food Cities" list. Teressa Bellissimo first prepared Buffalo wings (seasoned chicken wings) at the Anchor Bar in 1964. The Anchor Bar has a crosstown rivalry with Duff's Famous Wings, but Buffalo wings are served at many bars and restaurants throughout the city (some with unique cooking styles and flavor profiles). Buffalo wings are traditionally served with blue cheese dressing and celery. In 2003, the Anchor Bar received a James Beard Foundation Award in the America's Classics category.
The Buffalo area has over 600 pizzerias, estimated at more per capita than New York City. Several craft breweries began opening in the 1990s, and the city's last call is 4 am. Other mainstays of Buffalo cuisine include beef on weck, butter lambs, kielbasa, pierogi, sponge candy, chicken finger subs (including the stinger - a version that also includes steak), and the fish fry (popular any time of year, but especially during Lent). With an influx of refugees and other immigrants to Buffalo, its number of ethnic restaurants (including the West Side Bazaar kitchen incubator) has increased. Some restaurants use food trucks to serve customers, and nearly fifty food trucks appeared at Larkin Square in 2019.
Buffalo was ranked the seventh-best city in the United States to visit in 2021 by Travel + Leisure, which noted the growth and potential of the city's cultural institutions. The Albright–Knox Art Gallery is a modern and contemporary art museum with a collection of more than 8,000 works, of which only two percent are on display. With a donation from Jeffrey Gundlach, a three-story addition designed by the Dutch architectural firm OMA opened June 2023 . Across the street, the Burchfield Penney Art Center contains paintings by Charles E. Burchfield and is operated by Buffalo State College. Buffalo is home to the Freedom Wall, a 2017 art installation commemorating civil-rights activists throughout history. Near both museums is the Buffalo History Museum, featuring artwork, literature and exhibits related to the city's history and major events, and the Buffalo Museum of Science is on the city's East Side.
Canalside, Buffalo's historic business district and harbor, attracts more than 1.5 million visitors annually. It includes the Explore & More Children's Museum, the Buffalo and Erie County Naval & Military Park, LECOM Harborcenter, and a number of shops and restaurants. A restored 1924 carousel (now solar-powered) and a replica boathouse were added to Canalside in 2021. Other city attractions include the Theodore Roosevelt Inaugural National Historic Site, the Michigan Street Baptist Church, Buffalo RiverWorks, Seneca Buffalo Creek Casino, Buffalo Transportation Pierce-Arrow Museum, and the Nash House Museum.
The National Buffalo Wing Festival is held every Labor Day at Highmark Stadium. Since 2002, it has served over 4.8 million Buffalo wings and has had a total attendance of 865,000. The Taste of Buffalo is a two-day food festival held in July at Niagara Square, attracting 450,000 visitors annually. Other events include the Allentown Art Festival, the Polish-American Dyngus Day, the Elmwood Avenue Festival of the Arts, Juneteenth in Martin Luther King Jr. Park, the World's Largest Disco in October and Friendship Festival in summer, which celebrates Canada-US relations.
Buffalo has two major professional sports teams: the Buffalo Sabres (National Hockey League) and the Buffalo Bills (National Football League). The Bills were a founding member of the American Football League in 1960, and have played at Highmark Stadium in Orchard Park since they moved from War Memorial Stadium in 1973. They are the only NFL team based in New York State. Before the Super Bowl era, the Bills won the American Football League Championship in 1964 and 1965. With mixed success throughout their history, the Bills had a close loss in Super Bowl XXV and returned to consecutive Super Bowls after the 1991, 1992, and 1993 seasons (losing each time). The Sabres, an expansion team in 1970, share KeyBank Center with the Buffalo Bandits of the National Lacrosse League. The Bandits are the most decorated of the city's professional teams, with five championships. The Bills, Sabres and Bandits are owned by Pegula Sports and Entertainment.
Several colleges and universities in the area field intercollegiate sports teams; the Buffalo Bulls and the Canisius Golden Griffins compete in NCAA Division I. The Bulls have 16 varsity sports in the Mid-American Conference (MAC); the Golden Griffins field 15 teams in the Metro Atlantic Athletic Conference (MAAC), with the men's hockey team part of the Atlantic Hockey Association (AHA). The Bulls participate in the Football Bowl Subdivision, the highest level of college football. Buffalo's minor-league teams include the Buffalo Bisons (Triple-A baseball), who play at Sahlen Field, and the Buffalo eXtreme (American Basketball Association), who play at XGen Elite Sports Complex in West Seneca.
Frederick Law Olmsted described Buffalo as being "the best planned city [...] in the United States, if not the world". With encouragement from city stakeholders, he and Calvert Vaux augmented the city's grid plan by drawing inspiration from Paris and introducing landscape architecture with aspects of the countryside. Their plan would introduce a system of interconnected parks, parkways and trails, unlike the singular Central Park in New York City. The largest would be Delaware Park, across Forest Lawn Cemetery to amplify the amount of open space. With construction of the system finishing in 1876, it is regarded as the country's oldest; however, some of Olmsted's plans were never fully realized. Some parks later diminished and succumbed to diseases, highway construction, and weather events such as Lake Storm Aphid in 2006. The non-profit Buffalo Olmsted Park Conservancy was created in 2004 to help preserve the 850 acres (340 ha) of parkland. Olmsted's work in Buffalo inspired similar efforts in cities such as San Francisco, Chicago, and Boston.
The city's Division of Parks and Recreation manages over 180 parks and facilities, seven recreational centers, twenty-one pools and splash pads, and three ice rinks. The 350-acre (140 ha) Delaware Park features the Buffalo Zoo, Hoyt Lake, a golf course, and playing fields. Buffalo collaborated with its sister city Kanazawa to create the park's Japanese Garden in 1970, where cherry blossoms bloom in the spring. Opening in 1976, Tifft Nature Preserve in South Buffalo is on 264 acres (107 ha) of remediated industrial land. The preserve is an Important Bird Area, including a meadow with trails for hiking and cross-country skiing, marshland and fishing. The Olmsted-designed Cazenovia and South Parks, the latter home to the Buffalo and Erie County Botanical Gardens, are also in South Buffalo. According to the Trust for Public Land, Buffalo's 2022 ParkScore ranking had high marks for access to parks, with 89 percent of city residents living within a ten-minute walk from a park. The city ranked lower in acreage, however; nine percent of city land is devoted to parks, compared with the national median of about fifteen percent.
Efforts to convert Buffalo's former industrial waterfront into recreational space have attracted national attention, with some writers comparing its appeal to that of Niagara Falls. Redevelopment of the waterfront began in the early 2000s, with the reconstruction of historically aligned canals on the site of the former Buffalo Memorial Auditorium. Placemaking initiatives would lead to the area's popularity, rather than permanent buildings and attractions. Under Mayor Byron Brown, Canalside was cited by the Brookings Institution as an example of waterfront revitalization for other U.S. cities to follow. Summer events have included paddle-boating and fitness classes, and the frozen canals permit ice skating, curling, and ice cycling in winter. Its success spurred the state to create Buffalo Harbor State Park in 2014; the park has trails, open recreation areas, bicycle paths and piers. The park's Gallagher Beach, the city's only public beach, has prohibited swimming due to high bacteria levels and other environmental concerns.
The Shoreline Trail passes through Buffalo near the Outer Harbor, Centennial Park, and the Black Rock Canal. The North Buffalo–Tonawanda rail trail begins in Shoshone Park, near the LaSalle metro station in North Buffalo.
Buffalo has a Strong mayor–council government. As the chief executive of city government, the mayor oversees the heads of the city's departments, participates in ceremonies, boards and commissions, and is as the liaison between the city and local cultural institutions. Some agencies, including utilities, urban renewal and public housing, are state- and federally-funded public benefit-corporations semi-independent of city government. Byron Brown, the city's first African American mayor, has held the office since 2006, longer than anyone else. Brown, defeated by India Walton in the 2021 mayoral primary election, began a write-in campaign for the general election. Brown initially denied Walton the chance to become the first female and socialist mayor of Buffalo, winning just under 60% of the votes. No Republican has been mayor of Buffalo since Chester A. Kowal in 1965.
With its nine districts, the Buffalo Common Council enacts laws, levies taxes, and approves mayoral appointees and the city budget. Pastor Darius Pridgen has been the Common Council president since 2014. Generally reflecting the city's electorate, all nine councilmen are members of the Democratic Party. Buffalo is the Erie County seat, and is within five of the county's eleven legislative districts.
The city is part of the Eighth Judicial District. Court cases handled at the city level include misdemeanors, violations, housing matters, and claims under $15,000; more severe cases are handled at the county level. Buffalo is represented by members of the New York State Assembly and New York State Senate. At the federal level, the city takes up most of New York's 26th congressional district and has been represented by Democrat Brian Higgins since 2005.
Federal offices in the city include the Buffalo District of the United States Army Corps of Engineers' Great Lakes and Ohio River Division, the Federal Bureau of Investigation, and the United States District Court for the Western District of New York.
In 2020, the city spent $519 million (~$581 million in 2022) on the effects of the COVID-19 pandemic. The proposed 2021–22 city budget was $534.5 million, a 2.3-percent increase over 2020, supplemented by about $50 million in federal stimulus money. The proposed budget includes a slight increase in the commercial tax and a slight decrease in the residential tax to compensate for the pandemic.
Buffalo is served by the Buffalo Police Department. The police commissioner is Byron Lockwood, who was appointed by Mayor Byron Brown in 2018. Although some criminal activity in the city remains higher than the national average, total crimes have decreased since the 1990s; one reason may be the gun buyback program implemented by the Brown administration in the mid-2000s. Before this, the city was part of the nationwide crack epidemic of the 1980s and 1990s and its accompanying record-high crime levels. In 2018, city police began wearing 300 body cameras. A 2021 Partnership for the Public Good report noted that the BPD, which had a 2020–21 budget of about $145.7 million, had an above-average police-to-citizen ratio of 28.9 officers per 10,000 residents in 2020 – higher than peer cities Minneapolis and Toledo, Ohio. The force had a roster of 740 officers during the year, about two-thirds of whom handled emergency requests, road patrol and other non-office assignments. The department has been criticized for misconduct and brutality, including the 2004 wrongful termination of officer Cariol Horne for opposing police brutality toward a suspect and a 2020 protest-shoving incident.
The Buffalo Fire Department and American Medical Response (AMR) handle fire-protection and emergency medical services (EMS) calls in the city. The fire department has about 710 firefighters and thirty-five stations, including twenty-three engine companies and twelve ladder companies. The department also operates the Edward M. Cotter, considered the world's oldest active fireboat.
With vacant and abandoned homes prone to arson, squatting, prostitution and other criminal activities, the fire and police department's resources were overburdened before the 2010s. Buffalo ranked second nationwide to St. Louis for vacant homes per capita in 2007, and the city began a five-year program to demolish five thousand vacant, damaged and abandoned homes. On May 14, 2022, there was a mass shooting in a Tops supermarket on the East Side of Buffalo where 13 victims were shot in a racially motivated attack by a white supremacist who was not a Buffalo native. Ten victims, all of whom were Black, were murdered and three were injured.
Buffalo's major daily newspaper is The Buffalo News. Established in 1880 as the Buffalo Evening News, the newspaper is estimated to have a daily circulation of 87,000 and 125,000 on Sundays (down from a high of 300,000). The newspaper announced in February 2023 that is had a pending sale on its building and was to be moving printing operations to the home of the Cleveland Plain Dealer. Other newspapers in the Buffalo area include The Public, the Black-focused Challenger Community News, The Record of Buffalo State College, The Spectrum of the University at Buffalo, and Buffalo Business First.
Eighteen radio stations are licensed in Buffalo, including an FM station at Buffalo State College. Over ninety FM and AM radio signals can be received throughout the city. Eight full-power television outlets serve the city. Major stations include WKBW-TV (ABC), WIVB-TV (CBS), WGRZ (NBC), WUTV (Fox, received in parts of Southern Ontario), and WNED-TV (PBS); WNED reported that most of the station's members live in the Greater Toronto Area. According to Nielsen Media Research, the Buffalo television market was the 51st largest in the United States as of 2020.
Movies shooting significant footage in Buffalo include Hide in Plain Sight (1980), Tuck Everlasting (1981), Best Friends (1982), The Natural (1984), Vamping (1984), Canadian Bacon (1995), Buffalo '66 (1998), Manna from Heaven (2002), Bruce Almighty (2003), The Savages (2007), Slime City Massacre (2010), Henry's Crime (2011), Sharknado 2: The Second One (2014), Killer Rack (2015), Teenage Mutant Ninja Turtles: Out of the Shadows (2016), Marshall (2016), The American Side (2017), The First Purge (2018), The True Adventures of Wolfboy (2019), A Quiet Place Part II (2021) and Guns of Eden (2022). Although higher Buffalo production costs led to some films being finished elsewhere, tax credits and other economic incentives have enabled new film studios and production facilities to open. In 2021, several studio projects were in the planning stages.
The Buffalo Public Schools have about thirty-four thousand students enrolled in their primary and secondary schools. The district administers about sixty public schools, including thirty-six primary schools, five middle high schools, fourteen high schools and three alternative schools, with a total of about 3,500 teachers. Its board of education, authorized by the state, has nine elected members who select the superintendent and oversee the budget, curriculum, personnel, and facilities. In 2020, the graduation rate was seventy-six percent. The public City Honors School was ranked the top high school in the city and 178th nationwide by U.S. News & World Report in 2021. There are twenty charter schools in Buffalo, with some oversight by the district. The city has over a dozen private schools, including Bishop Timon – St. Jude High School, Canisius High School, Mount Mercy Academy, and Nardin Academy—all Roman Catholic, and Darul Uloom Al-Madania and Universal School of Buffalo (both Islamic schools); nonsectarian options include Buffalo Seminary and the Nichols School.
Founded by Millard Fillmore, the University at Buffalo (UB) is one of the State University of New York's two flagship universities and the state's largest public university. A Research I university, over 32,000 undergraduate, graduate and professional students attend its thirteen schools and colleges. Two of UB's three campuses (the South and Downtown Campuses) are in the city, but most university functions take place at the large North Campus in Amherst. In 2020, U.S. News & World Report ranked UB the 34th-best public university and 88th in national universities. Buffalo State College, founded as a normal school, is one of SUNY's thirteen comprehensive colleges. The city's four-year private institutions include Canisius College, D'Youville University, Medaille University, Trocaire College, and Villa Maria College. SUNY Erie, the county's two-year public higher-education institution, and the for-profit Bryant & Stratton College have small downtown campuses.
Established in 1835, Buffalo's main library is the Central Library of the Buffalo & Erie County Public Library system. Rebuilt in 1964, it contains an auditorium, the original manuscript of the Adventures of Huckleberry Finn (donated by Mark Twain), and a collection of about two million books. Its Grosvenor Room maintains a special-collections listing of nearly five hundred thousand resources for researchers. A pocket park funded by Southwest Airlines opened in 2020, and brought landscaping improvements and seating to Lafayette Square. The system's free library cards are valid at the city's eight branch libraries and at member libraries throughout Erie County.
Nine hospitals are operated in the city: Oishei Children's Hospital and Buffalo General Medical Center by Kaleida Health, Mercy Hospital and Sisters of Charity Hospital (Catholic Health), Roswell Park Comprehensive Cancer Center, the county-run Erie County Medical Center (ECMC), Buffalo VA Medical Center, BryLin (Psychiatric) Hospital and the state-operated Buffalo Psychiatric Center. John R. Oishei Children's Hospital, built in 2017, is adjacent to Buffalo General Medical Center on the 120-acre (49 ha) Buffalo Niagara Medical Campus north of downtown; its Gates Vascular Institute specializes in acute stroke recovery. The medical campus includes the University at Buffalo Jacobs School of Medicine and Biomedical Sciences, the Hauptman-Woodward Medical Research Institute and Roswell Park Comprehensive Cancer Center, ranked the 14th-best cancer-treatment center in the United States by U.S. News & World Report.
Growth and changing transportation needs altered Buffalo's grid plan, which was developed by Joseph Ellicott in 1804. His plan laid out streets like the spokes of a wheel, naming them after Dutch landowners and Native American tribes. City streets expanded outward, denser in the west and spreading out east of Main Street. Buffalo is a port of entry with Canada; the Peace Bridge crosses the Niagara River and links the Niagara Thruway (I-190) and Queen Elizabeth Way. I-190, NY 5 and NY 33 are the primary expressways serving the city, carrying a total of over 245,000 vehicles daily. NY 5 carries traffic to the Southtowns, and NY 33 carries traffic to the eastern suburbs and the Buffalo Airport. The east-west Scajacquada Expressway (NY 198) bisects Delaware Park, connecting I-190 with the Kensington Expressway (NY 33) on the city's East Side to form a partial beltway around the city center. The Scajacquada and Kensington Expressways and the Buffalo Skyway (NY 5) have been targeted for redesign or removal. Other major highways include US 62 on the city's East Side; NY 354 and a portion of NY 130, both east–west routes; and NY 265, NY 266 and NY 384, all north–south routes on the city's West Side. Buffalo has a higher-than-average percentage of households without a car: 30 percent in 2015, decreasing to 28.2 percent in 2016; the 2016 national average was 8.7 percent. Buffalo averaged 1.03 cars per household in 2016, compared to the national average of 1.8.
The Niagara Frontier Transportation Authority (NFTA) operates the region's public transit, including its airport, light-rail system, buses, and harbors. The NFTA operates 323 buses on 61 lines throughout Western New York. Buffalo Metro Rail is a 6.4 mi-long (10.3 km) line which runs from Canalside to the University Heights district. The line's downtown section, south of the Fountain Plaza station, runs at grade and is free of charge. The Buffalo area ranks twenty-third nationwide in transit ridership, with thirty trips per capita per year. Expansions have been proposed since Buffalo Metro Rail's inception in the 1980s, with the latest plan (in the late 2010s) reaching the town of Amherst. Buffalo Niagara International Airport in Cheektowaga has daily scheduled flights by domestic, charter and regional carriers. The airport handled nearly five million passengers in 2019. It received a J.D. Power award in 2018 for customer satisfaction at a mid-sized airport, and underwent a $50 million expansion in 2020–21. The airport, light rail, small-boat harbor and buses are monitored by the NFTA's transit police.
Buffalo has an Amtrak intercity train station, Buffalo–Exchange Street station, which was rebuilt in 2020. The city's eastern suburbs are served by Amtrak's Buffalo–Depew station in Depew, which was built in 1979. Buffalo was a major stop on through routes between Chicago and New York City through the lower Ontario Peninsula; trains stopped at Buffalo Central Terminal, which operated from 1929 to 1979. Intercity buses depart and arrive from the NFTA's Metropolitan Transportation Center on Ellicott Street.
Since Buffalo adopted a complete streets policy in 2008, efforts have been made to accommodate cyclists and pedestrians into new infrastructure projects. Improved corridors have bike lanes, and Niagara Street received separate bike lanes in 2020. Walk Score gave Buffalo a "somewhat walkable" rating of 68 out of 100, with Allentown and downtown considered more walkable than other areas of the city.
Buffalo's water system is operated by Veolia Water, and water treatment begins at the Colonel Francis G. Ward Pumping Station. When it opened in 1915, the station's capacity was second only to Paris. Wastewater is treated by the Buffalo Sewer Authority, its coverage extending to the eastern suburbs. National Grid and New York State Electric & Gas (NYSEG) provide electricity, and National Fuel Gas provides natural gas. The city's primary telecommunications provider is Spectrum; Verizon Fios serves the North Park neighborhood. A 2018 report by Ookla noted that Buffalo was one of the bottom five U.S. cities in average download speeds at 66 megabits per second.
The city's Department of Public Works manages Buffalo's snow and trash removal and street cleaning. Snow removal generally operates from November 15 to April 1. A snow emergency is declared by the National Weather Service after a snowstorm, and the city's roads, major sidewalks and bridges are cleared by over seventy snowplows within 24 hours. Rock salt is the principal agent for preventing snow accumulation and melting ice. Snow removal may coincide with driving bans and parking restrictions. The area along the Outer Harbor is the most dangerous driving area during a snowstorm; when weather conditions dictate, the Buffalo Skyway is closed by the city's police department.
To prevent ice jams which may impact hydroelectric plants in Niagara Falls, the New York Power Authority and Ontario Power Generation began installing an ice boom annually in 1964. The boom's installation date is temperature-dependent, and it is removed on April 1 unless there is more than 650 km (250 sq mi) of ice remaining on eastern Lake Erie. It stretches 2,680 m (8,790 ft) from the outer breakwall at the Buffalo Outer Harbor to the Canadian shore near Fort Erie. Originally made of wood, the boom now consists of steel pontoons.
Buffalo has eighteen sister cities: | [
{
"paragraph_id": 0,
"text": "Buffalo is a city in the U.S. state of New York and the seat of Erie County. It lies in Western New York, at the eastern end of Lake Erie, at the head of the Niagara River, on the United States border with Canada. With a population of 278,349 according to the 2020 census, Buffalo is the 2nd-largest city in New York state and the 78th-largest city in the United States. Buffalo and the city of Niagara Falls together make up the two-county Buffalo–Niagara Falls Metropolitan Statistical Area (MSA), which had an estimated population of 1.2 million in 2020, making it the 49th largest MSA in the United States.",
"title": ""
},
{
"paragraph_id": 1,
"text": "Before the 17th century, the region was inhabited by nomadic Paleo-Indians who were succeeded by the Neutral, Erie, and Iroquois nations. In the early 17th century, the French began to explore the region. In the 18th century, Iroquois land surrounding Buffalo Creek was ceded through the Holland Land Purchase, and a small village was established at its headwaters. In 1825, after its harbor was improved, Buffalo was selected as the terminus of the Erie Canal, which led to its incorporation in 1832. The canal stimulated its growth as the primary inland port between the Great Lakes and the Atlantic Ocean. Transshipment made Buffalo the world's largest grain port of that era. After the coming of railroads greatly reduced the canal's importance, the city became the second-largest railway hub (after Chicago). During the mid-19th century, Buffalo transitioned to manufacturing, which came to be dominated by steel production. Later, deindustrialization and the opening of the St. Lawrence Seaway saw the city's economy decline and diversify. It developed its service industries, such as health care, retail, tourism, logistics, and education, while retaining some manufacturing. In 2019, the gross domestic product of the Buffalo–Niagara Falls MSA was $53 billion (~$60.1 billion in 2022).",
"title": ""
},
{
"paragraph_id": 2,
"text": "The city's cultural landmarks include the oldest urban parks system in the United States, the Buffalo AKG Art Museum, the Buffalo History Museum, the Buffalo Philharmonic Orchestra, Shea's Performing Arts Center, the Buffalo Museum of Science, and several annual festivals. Its educational institutions include the University at Buffalo, Buffalo State University, Canisius College, D'Youville University and Medaille College. Buffalo is also known for its winter weather, Buffalo wings, and three major-league sports teams: the National Football League's Buffalo Bills, the National Hockey League's Buffalo Sabres and the National Lacrosse League's Buffalo Bandits.",
"title": ""
},
{
"paragraph_id": 3,
"text": "Before the arrival of Europeans, nomadic Paleo-Indians inhabited the western New York region from the 8th millennium BCE. The Woodland period began around 1000 BC, marked by the rise of the Iroquois Confederacy and the spread of its tribes throughout the state. Seventeenth-century Jesuit missionaries were the first Europeans to visit the area.",
"title": "History"
},
{
"paragraph_id": 4,
"text": "During French exploration of the region in 1620, the region was sparsely populated and occupied by the agrarian Erie people in the south and the Wenrohronon (Wenro) of the Neutral Nation in the north. The Neutral grew tobacco and hemp to trade with the Iroquois, who traded furs with the French for European goods. The tribes used animal- and war paths to travel and move goods across what today is New York State. (Centuries later, these same paths were gradually improved, then paved, then developed into major modern roads.) During the Beaver Wars in the mid-17th century the Senecas partly wiped out and partly absorbed the Erie and Neutrals in the region. Native Americans did not settle along Buffalo Creek permanently until 1780, when displaced Senecas were relocated from Fort Niagara.",
"title": "History"
},
{
"paragraph_id": 5,
"text": "Louis Hennepin and Sieur de La Salle explored the upper Niagara and Ontario regions in the late 1670s. In 1679, La Salle's ship, Le Griffon, became the first to sail above Niagara Falls near Cayuga Creek. Baron de Lahontan visited the site of Buffalo in 1687. A small French settlement along Buffalo Creek lasted for only a year (1758). After the French and Indian War, the region was ruled by Britain. After the American Revolution, the Province of New York—now a U.S. state—began westward expansion, looking for arable land by following the Iroquois.",
"title": "History"
},
{
"paragraph_id": 6,
"text": "New York and Massachusetts were vying for the territory which included Buffalo, and Massachusetts had the right to purchase all but a one-mile-(1600-meter)-wide portion of land. The rights to the Massachusetts territories were sold to Robert Morris in 1791. Despite objections from Seneca chief Red Jacket, Morris brokered a deal between fellow chief Cornplanter and the Dutch dummy corporation Holland Land Company. The Holland Land Purchase gave the Senecas three reservations, and the Holland Land Company received 4,000,000 acres (16,000 km) for about thirty-three cents per acre.",
"title": "History"
},
{
"paragraph_id": 7,
"text": "Permanent white settlers along the creek were prisoners captured during the Revolutionary War. Early landowners were Iroquois interpreter Captain William Johnston, former enslaved man Joseph \"Black Joe\" Hodges and Cornelius Winney, a Dutch trader who arrived in 1789. As a result of the war, in which the Iroquois sided with the British Army, Iroquois territory was gradually reduced in the late 1700s by European settlers through successive statewide treaties which included the Treaty of Fort Stanwix (1784) and the First Treaty of Buffalo Creek (1788). The Iroquois were moved onto reservations, including Buffalo Creek. By the end of the 18th century, only 338 sq mi (216,000 acres; 880 km; 88,000 ha) of reservations remained.",
"title": "History"
},
{
"paragraph_id": 8,
"text": "After the Treaty of Big Tree removed Iroquois title to lands west of the Genesee River in 1797, Joseph Ellicott surveyed land at the mouth of Buffalo Creek. In the middle of the village was an intersection of eight streets at present-day Niagara Square. Originally named New Amsterdam, its name was soon changed to Buffalo.",
"title": "History"
},
{
"paragraph_id": 9,
"text": "The village of Buffalo was named for Buffalo Creek. British military engineer John Montresor referred to \"Buffalo Creek\" in his 1764 journal, the earliest recorded appearance of the name. A road to Pennsylvania from Buffalo was built in 1802 for migrants traveling to the Connecticut Western Reserve in Ohio. Before an east–west turnpike across the state was completed, traveling from Albany to Buffalo would take a week; a trip from nearby Williamsville to Batavia could take over three days.",
"title": "History"
},
{
"paragraph_id": 10,
"text": "British forces burned Buffalo and the northwestern village of Black Rock in 1813. The battle and subsequent fire was in response to the destruction of Niagara-on-the-Lake by American forces and other skirmishes during the War of 1812. Rebuilding was swift, completed in 1815. As a remote outpost, village residents hoped that the proposed Erie Canal would bring prosperity to the area. To accomplish this, Buffalo's harbor was expanded with the help of Samuel Wilkeson; it was selected as the canal's terminus over the rival Black Rock. It opened in 1825, ushering in commerce, manufacturing and hydropower. By the following year, the 130 sq mi (340 km) Buffalo Creek Reservation (at the western border of the village) was transferred to Buffalo. Buffalo was incorporated as a city in 1832. During the 1830s, businessman Benjamin Rathbun significantly expanded its business district. The city doubled in size from 1845 to 1855. Almost two-thirds of the city's population was foreign-born, largely a mix of unskilled (or educated) Irish and German Catholics.",
"title": "History"
},
{
"paragraph_id": 11,
"text": "Fugitive slaves made their way north to Buffalo during the 1840s. Buffalo was a terminus of the Underground Railroad, with many free blacks crossing the Niagara River to Fort Erie, Ontario; others remained in Buffalo. During this time, Buffalo's port continued to develop. Passenger and commercial traffic expanded, leading to the creation of feeder canals and the expansion of the city's harbor. Unloading grain in Buffalo was a laborious job, and grain handlers working on lake freighters would make $1.50 a day (equivalent to $47 in 2022) in a six-day work week. Local inventor Joseph Dart and engineer Robert Dunbar created the grain elevator in 1843, adapting the steam-powered elevator. Dart's Elevator initially processed one thousand bushels per hour, speeding global distribution to consumers. Buffalo was the transshipment hub of the Great Lakes, and weather, maritime and political events in other Great Lakes cities had a direct impact on the city's economy. In addition to grain, Buffalo's primary imports included agricultural products from the Midwest (meat, whiskey, lumber and tobacco), and its exports included leather, ships and iron products. The mid-19th century saw the rise of new manufacturing capabilities, particularly with iron.",
"title": "History"
},
{
"paragraph_id": 12,
"text": "By the 1860s, many railroads terminated in Buffalo; they included the Buffalo, Bradford and Pittsburgh Railroad, Buffalo and Erie Railroad, the New York Central Railroad, and the Lehigh Valley Railroad. During this time, Buffalo controlled one-quarter of all shipping traffic on Lake Erie. After the Civil War, canal traffic began to drop as railroads expanded into Buffalo. Unionization began to take hold in the late 19th century, highlighted by the Great Railroad Strike of 1877 and 1892 Buffalo switchmen's strike.",
"title": "History"
},
{
"paragraph_id": 13,
"text": "At the start of the 20th century, Buffalo was the world's leading grain port and a national flour-milling hub. Local mills were among the first to benefit from hydroelectricity generated by the Niagara River. Buffalo hosted the 1901 Pan-American Exposition after the Spanish–American War, showcasing the nation's advances in art, architecture, and electricity. Its centerpiece was the Electric Tower, with over two million light bulbs, but some exhibits were jingoistic and racially charged. At the exposition, President William McKinley was assassinated by anarchist Leon Czolgosz. When McKinley died, Theodore Roosevelt was sworn in at the Wilcox Mansion in Buffalo.",
"title": "History"
},
{
"paragraph_id": 14,
"text": "Attorney John Milburn and local industrialists and convinced the Lackawanna Iron and Steel Company to relocate from Scranton, Pennsylvania to the town of West Seneca in 1904. Employment was competitive, with many Eastern Europeans and Scrantonians vying for jobs. From the late 19th century to the 1920s, mergers and acquisitions led to distant ownership of local companies; this had a negative effect on the city's economy. Examples include the acquisition of Lackawanna Steel by Bethlehem Steel and, later, the relocation of Curtiss-Wright in the 1940s. The Great Depression saw severe unemployment, especially among the working class. New Deal relief programs operated in full force, and the city became a stronghold of labor unions and the Democratic Party.",
"title": "History"
},
{
"paragraph_id": 15,
"text": "During World War II, Buffalo regained its manufacturing strength as military contracts enabled the city to manufacture steel, chemicals, aircraft, trucks and ammunition. The 15th-most-populous US city in 1950, Buffalo's economy relied almost entirely on manufacturing; eighty percent of area jobs were in the sector. The city also had over a dozen railway terminals, as railroads remained a significant industry.",
"title": "History"
},
{
"paragraph_id": 16,
"text": "The St. Lawrence Seaway was proposed in the 19th century as a faster shipping route to Europe, and later as part of a bi-national hydroelectric project with Canada. Its combination with an expanded Welland Canal led to a grim outlook for Buffalo's economy. After its 1959 opening, the city's port and barge canal became largely irrelevant. Shipbuilding in Buffalo wound down in the 1960s due to reduced waterfront activity, ending an industry which had been part of the city's economy since 1812. Downsizing of the steel mills was attributed to the threat of higher wages and unionization efforts. Racial tensions culminated in riots in 1967. Suburbanization led to the selection of the town of Amherst for the new University at Buffalo campus by 1970. Unwilling to modernize its plant, Bethlehem Steel began cutting thousands of jobs in Lackawanna during the mid-1970s before closing it in 1983. The region lost at least 70,000 jobs between 1970 and 1984. Like much of the Rust Belt, Buffalo has focused on recovering from the effects of late-20th-century deindustrialization.",
"title": "History"
},
{
"paragraph_id": 17,
"text": "Buffalo is on the eastern end of Lake Erie opposite Fort Erie, Ontario. It is at the head of the Niagara River, which flows north over Niagara Falls into Lake Ontario.",
"title": "Geography"
},
{
"paragraph_id": 18,
"text": "The Buffalo metropolitan area is on the Erie/Ontario Lake Plain of the Eastern Great Lakes Lowlands, a narrow plain extending east to Utica, New York. The city is generally flat, except for elevation changes in the University Heights and Fruit Belt neighborhoods. The Southtowns are hillier, leading to the Cattaraugus Hills in the Appalachian Upland. Several types of shale, limestone and lagerstätten are prevalent in Buffalo and its surrounding area, lining their stream beds.",
"title": "Geography"
},
{
"paragraph_id": 19,
"text": "According to Fox Weather, Buffalo is one of the top five snowiest large cities in the country, receiving, on average, 95 inches of snow annually.",
"title": "Geography"
},
{
"paragraph_id": 20,
"text": "Although the city has not experienced any recent or significant earthquakes, Buffalo is in the Southern Great Lakes Seismic Zone (part of the Great Lakes tectonic zone). Buffalo has four channels within its boundaries: the Niagara River, Buffalo River (and Creek), Scajaquada Creek, and the Black Rock Canal, adjacent to the Niagara River. The city's Bureau of Forestry maintains a database of over seventy thousand trees.",
"title": "Geography"
},
{
"paragraph_id": 21,
"text": "According to the United States Census Bureau, Buffalo has an area of 52.5 sq mi (136 km); 40.38 sq mi (104.6 km) is land, and the rest is water. The city's total area is 22.66 percent water. In 2010, its population density was 6,470.6 per square mile.",
"title": "Geography"
},
{
"paragraph_id": 22,
"text": "Buffalo's architecture is diverse, with a collection of 19th- and 20th-century buildings. Downtown Buffalo landmarks include Louis Sullivan's Guaranty Building, an early skyscraper; the Ellicott Square Building, once one of the largest of its kind in the world; the Art Deco Buffalo City Hall and the McKinley Monument, and the Electric Tower. Beyond downtown, the Buffalo Central Terminal was built in the Broadway-Fillmore neighborhood in 1929; the Richardson Olmsted Complex, built in 1881, was an insane asylum until its closure in the 1970s. Urban renewal from the 1950s to the 1970s spawned the Brutalist-style Buffalo City Court Building and Seneca One Tower, the city's tallest building. In the city's Parkside neighborhood, the Darwin D. Martin House was designed by Frank Lloyd Wright in his Prairie School style. Since 2016, Washington DC real estate developer Douglas Jemal has been acquiring, and redeveloping iconic properties throughout the city.",
"title": "Geography"
},
{
"paragraph_id": 23,
"text": "According to Mark Goldman, the city has a \"tradition of separate and independent settlements\". The boundaries of Buffalo's neighborhoods have changed over time. The city is divided into five districts, each containing several neighborhoods, for a total of thirty-five neighborhoods. Main Street divides Buffalo's east and west sides, and the west side was fully developed earlier. This division is seen in architectural styles, street names, neighborhood and district boundaries, demographics, and socioeconomic conditions; Buffalo's West Side is generally more affluent than its East Side.",
"title": "Geography"
},
{
"paragraph_id": 24,
"text": "Several neighborhoods in Buffalo have had increased investment since the 1990s, beginning with the Elmwood Village. The 2002 redevelopment of the Larkin Terminal Warehouse led to the creation of Larkinville, home to several mixed-use projects and anchored by corporate offices. Downtown Buffalo and its central business district (CBD) had a 10.6-percent increase in residents from 2010 to 2017, as over 1,061 housing units became available; the Seneca One Tower was redeveloped in 2020. Other revitalized areas include Chandler Street, in the Grant-Amherst neighborhood, and Hertel Avenue in Parkside.",
"title": "Geography"
},
{
"paragraph_id": 25,
"text": "The Buffalo Common Council adopted its Green Code in 2017, replacing zoning regulations which were over sixty years old. Its emphasis on regulations promoting pedestrian safety and mixed land use received an award at the 2019 Congress for the New Urbanism conference.",
"title": "Geography"
},
{
"paragraph_id": 26,
"text": "Buffalo has a humid continental climate (Köppen: Dfb/Dfa), and temperatures have been warming with the rest of the US. Lake-effect snow is characteristic of Buffalo winters, with snow bands (producing intense snowfall in the city and surrounding area) depending on wind direction off Lake Erie. However, Buffalo is rarely the snowiest city in the state. The Blizzard of 1977 resulted from a combination of high winds and snow which accumulated on land and on the frozen Lake Erie. Although snow does not typically impair the city's operation, it can cause significant damage in autumn (as the October 2006 storm did). In November 2014 (called \"Snowvember\"), the region had a record-breaking storm which produced over 5+1⁄2 ft (66 in; 170 cm) of snow. Buffalo's lowest recorded temperature was −20 °F (−29 °C), which occurred twice: on February 9, 1934, and February 2, 1961.",
"title": "Geography"
},
{
"paragraph_id": 27,
"text": "Although the city's summers are drier and sunnier than other cities in the northeastern United States, its vegetation receives enough precipitation to remain hydrated. Buffalo summers are characterized by abundant sunshine, with moderate humidity and temperatures; the city benefits from cool, southwestern Lake Erie summer breezes which temper warmer temperatures. Temperatures rise above 90 °F (32.2 °C) an average of three times a year. No official recording of 100 °F (37.8 °C) or more has occurred to date, with a maximum temperature of 99 °F (37 °C) reached on August 27, 1948. Rainfall is moderate, typically falling at night, and cooler lake temperatures hinder storm development in July. August is usually rainier and muggier, as the warmer lake loses its temperature-controlling ability.",
"title": "Geography"
},
{
"paragraph_id": 28,
"text": "Several hundred Seneca, Tuscarora and other Iroquois tribal peoples were the primary residents of the Buffalo area before 1800, concentrated along Buffalo Creek. After the Revolutionary War, settlers from New England and eastern New York began to move into the area.",
"title": "Demographics"
},
{
"paragraph_id": 29,
"text": "From the 1830s to the 1850s, they were joined by Irish and German immigrants from Europe, both peasants and working class, who settled in enclaves on the city's south and east sides. At the turn of the 20th century, Polish immigrants replaced Germans on the East Side, who moved to newer housing; Italian immigrant families settled throughout the city, primarily on the lower West Side.",
"title": "Demographics"
},
{
"paragraph_id": 30,
"text": "During the 1830s, Buffalo residents were generally intolerant of the small groups of Black Americans who began settling on the city's East Side. In the 20th century, wartime and manufacturing jobs attracted Black Americans from the South during the First and Second Great Migrations. In the World War II and postwar years from 1940 to 1970, the city's Black population rose by 433 percent. They replaced most of the Polish community on the East Side, who were moving out to suburbs. However, the effects of redlining, steering, social inequality, blockbusting, white flight and other racial policies resulted in the city (and region) becoming one of the most segregated in the U.S.",
"title": "Demographics"
},
{
"paragraph_id": 31,
"text": "During the 1940s and 1950s, Puerto Rican migrants arrived en masse, also seeking industrial jobs, settling on the East Side and moving westward. In the 21st century, Buffalo is classified as a majority minority city, with a plurality of residents who are Black and Latino.",
"title": "Demographics"
},
{
"paragraph_id": 32,
"text": "Buffalo has experienced effects of urban decay since the 1970s, and also saw population loss to the suburbs and Sun Belt states, and experienced job losses from deindustrialization. The city's population peaked at 580,132 in 1950, when Buffalo was the 15th-largest city in the United States – down from the eighth-largest city in 1900, after its growth rate slowed during the 1920s. Buffalo's population began declining in the second half of the 20th century, due to suburbanization and loss of industrial jobs, and the city's population is now less than half its peak population in 1950. Buffalo finally saw a population gain of 6.5% in the 2020 census, reversing a decades long trend of population decline. The city has 278,349 residents as of the 2020 census, making it the 76th-largest city in the United States. Its metropolitan area had 1.1 million residents in 2020, the country's 49th-largest.",
"title": "Demographics"
},
{
"paragraph_id": 33,
"text": "Compared to other major US metropolitan areas, the number of foreign-born immigrants to Buffalo is low. New immigrants are primarily resettled refugees (especially from war- or disaster-affected nations) and refugees who had previously settled in other U.S. cities. During the early 2000s, most immigrants came from Canada and Yemen; this shifted in the 2010s to Burmese (Karen) refugees and Bangladeshi immigrants. Between 2008 and 2016, Burmese, Somali, Bhutanese, and Iraqi Americans were the four largest ethnic immigrant groups in Erie County.",
"title": "Demographics"
},
{
"paragraph_id": 34,
"text": "Poverty has remained an issue for the city; in 2019, it was estimated that 30.1 percent of individuals and 24.8 percent of families lived below the federal poverty line. Per capita income was $24,400 and household income was $37,354: much less than the national average. A 2008 report noted that although food deserts were seen in larger cities and not in Buffalo, the city's neighborhoods of color have access only to smaller grocery stores and lack the supermarkets more typical of newer, white neighborhoods. A 2018 report noted that over fifty city blocks on Buffalo's East Side lacked adequate access to a supermarket.",
"title": "Demographics"
},
{
"paragraph_id": 35,
"text": "Health disparities exist compared to the rest of the state: Erie County's average 2019 lifespan was three years lower (78.4 years); its 17-percent smoking and 30-percent obesity rates were slightly higher than the state average. According to the Partnership for the Public Good, educational achievement in the city is lower than in the surrounding area; city residents are almost twice as likely as adults in the metropolitan area to lack a high-school diploma.",
"title": "Demographics"
},
{
"paragraph_id": 36,
"text": "During the early 19th century, Presbyterian missionaries tried to convert the Seneca people on the Buffalo Creek Reservation to Christianity. Initially resistant, some tribal members set aside their traditions and practices to form their own sect. Later, European immigrants added other faiths. Christianity is the predominant religion in Buffalo and Western New York. Catholicism (primarily the Latin Church) has a significant presence in the region, with 161 parishes and over 570,000 adherents in the Diocese of Buffalo. Major Protestant denominations in the area include Lutheran, Baptist, and Methodist. Pentecostals are also significant, and approximately 20,000 persons are non-denominational adherents.",
"title": "Demographics"
},
{
"paragraph_id": 37,
"text": "A Jewish community began developing in the city with immigrants from the mid-1800s; about one thousand German and Lithuanian Jews settled in Buffalo before 1880. Buffalo's first synagogue, Temple Beth El, was established in 1847. The city's Temple Beth Zion is the region's largest synagogue.",
"title": "Demographics"
},
{
"paragraph_id": 38,
"text": "With changing demographics and an increased number of refugees from other areas on the city's East Side, Islam and Buddhism have expanded their presence. In this area, new residents have converted empty churches into mosques and temples. Hinduism maintains a small, active presence in the area, including the town of Amherst.",
"title": "Demographics"
},
{
"paragraph_id": 39,
"text": "A 2016 American Bible Society survey reported that Buffalo is the fifth-least \"Bible-minded\" city in the United States; 13 percent of its residents associate with the Bible.",
"title": "Demographics"
},
{
"paragraph_id": 40,
"text": "The Erie Canal was the impetus for Buffalo's economic growth as a transshipment hub for grain and other agricultural products headed east from the Midwest. Later, manufacturing of steel and automotive parts became central to the city's economy. When these industries downsized in the region, Buffalo's economy became service-based. Its primary sectors include health care, business services (banking, accounting, and insurance), retail, tourism and logistics, especially with Canada. Despite the loss of large-scale manufacturing, some manufacturing of metals, chemicals, machinery, food products, and electronics remains in the region. Advanced manufacturing has increased, with an emphasis on research and development (R&D) and automation. In 2019, the U.S. Bureau of Economic Analysis valued the gross domestic product (GDP) of the Buffalo–Niagara Falls MSA at $53 billion (~$60.1 billion in 2022).",
"title": "Economy"
},
{
"paragraph_id": 41,
"text": "The civic sector is a major source of employment in the Buffalo area, and includes public, non-profit, healthcare and educational institutions. New York State, with over 19,000 employees, is the region's largest employer. In the private sector, top employers include the Kaleida Health and Catholic Health hospital networks and M&T Bank, the sole Fortune 500 company headquartered in the city. Most have been the top employers in the region for several decades. Buffalo is home to the headquarters of Rich Products, Delaware North and New Era Cap Company; the aerospace manufacturer Moog Inc. and toy maker Fisher-Price are based in nearby East Aurora. National Fuel Gas and Life Storage are headquartered in Williamsville, New York.",
"title": "Economy"
},
{
"paragraph_id": 42,
"text": "Buffalo weathered the Great Recession of 2006–09 well in comparison with other U.S. cities, exemplified by increased home prices during this time. The region's economy began to improve in the early 2010s, adding over 25,000 jobs from 2009 to 2017. With state aid, Tesla, Inc.'s Giga New York plant opened in South Buffalo in 2017. The effects of the COVID-19 pandemic in the United States, however, increased the local unemployment rate to 7.5 percent by December 2020. The local unemployment rate had been 4.2 percent in 2019, higher than the national average of 3.5 percent.",
"title": "Economy"
},
{
"paragraph_id": 43,
"text": "The Buffalo area has a larger-than-average pay disparity than the rest of the U.S. The average salary ($43,580) was six percent less than the national average in 2017, with the pay gap increasing to ten percent with increased career specialization. Workforce productivity is higher and turnover lower than other regions.",
"title": "Economy"
},
{
"paragraph_id": 44,
"text": "Buffalo is home to over 20 theater companies, with many centered in the downtown Theatre District. Shea's Performing Arts Center is the city's largest theater. Designed by Louis Comfort Tiffany and built in 1926, the theater presents Broadway musicals and concerts. Shakespeare in Delaware Park has been held outdoors every summer since 1976.",
"title": "Culture"
},
{
"paragraph_id": 45,
"text": "Stand-up comedy can be found throughout the city and is anchored by Helium Comedy Club, which hosts both local talent and national touring acts.",
"title": "Culture"
},
{
"paragraph_id": 46,
"text": "The Nickel City Opera (NCO) was founded in 2004 by Valerian Ruminski and performs at Shea's Performing Arts Center. Matthias Manasi was music director of NCO from 2017 to 2021, his predecessor Michael Ching was music director from 2012 to 2017. NCO's repertoire consists of a wide range of operas from 18th-century Baroque and 19th-century Bel canto to the Minimalism of the 20th century and to contemporary operas of the 20th and 21st centuries. The NCO has commissioned operas and has staged world premieres of notable works.",
"title": "Culture"
},
{
"paragraph_id": 47,
"text": "The Buffalo Philharmonic Orchestra was formed in 1935 and performs at Kleinhans Music Hall, whose acoustics have been praised. Although the orchestra nearly disbanded during the late 1990s due to a lack of funding, philanthropic contributions and state aid stabilized it. Under the direction of JoAnn Falletta, the orchestra has received a number of Grammy Award nominations and won the Grammy Award for Best Contemporary Classical Composition in 2009.",
"title": "Culture"
},
{
"paragraph_id": 48,
"text": "KeyBank Center draws national music acts year-round. Sahlen Field hosts the annual WYRK Taste of Country music festival every summer with national country music acts. Canalside regularly hosts outdoor summer concerts, a tradition that spun off from the defunct Thursday at the Square concert series. Colored Musicians Club, an extension of what was a separate musicians'-union chapter, maintains jazz history.",
"title": "Culture"
},
{
"paragraph_id": 49,
"text": "Rick James was born and raised in Buffalo and later lived on a ranch in the nearby Town of Aurora. James formed his Stone City Band in Buffalo, and had national appeal with several crossover singles in the R&B, disco and funk genres in the late 1970s and early 1980s. Around the same time, the jazz fusion band Spyro Gyra and jazz saxophonist Grover Washington Jr. also got their start in the city.",
"title": "Culture"
},
{
"paragraph_id": 50,
"text": "The Goo Goo Dolls, an alternative rock group which formed in 1986, had 19 top-ten singles. Singer-songwriter and activist Ani DiFranco has released over 20 folk and indie rock albums on Righteous Babe Records, her Buffalo-based label.",
"title": "Culture"
},
{
"paragraph_id": 51,
"text": "Underground hip-hop acts in the city partner with Buffalo-based Griselda Records, whose artists include Westside Gunn and Conway the Machine, and occasionally refer to Buffalo culture in their lyrics.",
"title": "Culture"
},
{
"paragraph_id": 52,
"text": "The city's cuisine encompasses a variety of cultures and ethnicities. In 2015, the National Geographic Society ranked Buffalo third on its \"World's Top Ten Food Cities\" list. Teressa Bellissimo first prepared Buffalo wings (seasoned chicken wings) at the Anchor Bar in 1964. The Anchor Bar has a crosstown rivalry with Duff's Famous Wings, but Buffalo wings are served at many bars and restaurants throughout the city (some with unique cooking styles and flavor profiles). Buffalo wings are traditionally served with blue cheese dressing and celery. In 2003, the Anchor Bar received a James Beard Foundation Award in the America's Classics category.",
"title": "Culture"
},
{
"paragraph_id": 53,
"text": "The Buffalo area has over 600 pizzerias, estimated at more per capita than New York City. Several craft breweries began opening in the 1990s, and the city's last call is 4 am. Other mainstays of Buffalo cuisine include beef on weck, butter lambs, kielbasa, pierogi, sponge candy, chicken finger subs (including the stinger - a version that also includes steak), and the fish fry (popular any time of year, but especially during Lent). With an influx of refugees and other immigrants to Buffalo, its number of ethnic restaurants (including the West Side Bazaar kitchen incubator) has increased. Some restaurants use food trucks to serve customers, and nearly fifty food trucks appeared at Larkin Square in 2019.",
"title": "Culture"
},
{
"paragraph_id": 54,
"text": "Buffalo was ranked the seventh-best city in the United States to visit in 2021 by Travel + Leisure, which noted the growth and potential of the city's cultural institutions. The Albright–Knox Art Gallery is a modern and contemporary art museum with a collection of more than 8,000 works, of which only two percent are on display. With a donation from Jeffrey Gundlach, a three-story addition designed by the Dutch architectural firm OMA opened June 2023 . Across the street, the Burchfield Penney Art Center contains paintings by Charles E. Burchfield and is operated by Buffalo State College. Buffalo is home to the Freedom Wall, a 2017 art installation commemorating civil-rights activists throughout history. Near both museums is the Buffalo History Museum, featuring artwork, literature and exhibits related to the city's history and major events, and the Buffalo Museum of Science is on the city's East Side.",
"title": "Culture"
},
{
"paragraph_id": 55,
"text": "Canalside, Buffalo's historic business district and harbor, attracts more than 1.5 million visitors annually. It includes the Explore & More Children's Museum, the Buffalo and Erie County Naval & Military Park, LECOM Harborcenter, and a number of shops and restaurants. A restored 1924 carousel (now solar-powered) and a replica boathouse were added to Canalside in 2021. Other city attractions include the Theodore Roosevelt Inaugural National Historic Site, the Michigan Street Baptist Church, Buffalo RiverWorks, Seneca Buffalo Creek Casino, Buffalo Transportation Pierce-Arrow Museum, and the Nash House Museum.",
"title": "Culture"
},
{
"paragraph_id": 56,
"text": "The National Buffalo Wing Festival is held every Labor Day at Highmark Stadium. Since 2002, it has served over 4.8 million Buffalo wings and has had a total attendance of 865,000. The Taste of Buffalo is a two-day food festival held in July at Niagara Square, attracting 450,000 visitors annually. Other events include the Allentown Art Festival, the Polish-American Dyngus Day, the Elmwood Avenue Festival of the Arts, Juneteenth in Martin Luther King Jr. Park, the World's Largest Disco in October and Friendship Festival in summer, which celebrates Canada-US relations.",
"title": "Culture"
},
{
"paragraph_id": 57,
"text": "Buffalo has two major professional sports teams: the Buffalo Sabres (National Hockey League) and the Buffalo Bills (National Football League). The Bills were a founding member of the American Football League in 1960, and have played at Highmark Stadium in Orchard Park since they moved from War Memorial Stadium in 1973. They are the only NFL team based in New York State. Before the Super Bowl era, the Bills won the American Football League Championship in 1964 and 1965. With mixed success throughout their history, the Bills had a close loss in Super Bowl XXV and returned to consecutive Super Bowls after the 1991, 1992, and 1993 seasons (losing each time). The Sabres, an expansion team in 1970, share KeyBank Center with the Buffalo Bandits of the National Lacrosse League. The Bandits are the most decorated of the city's professional teams, with five championships. The Bills, Sabres and Bandits are owned by Pegula Sports and Entertainment.",
"title": "Sports"
},
{
"paragraph_id": 58,
"text": "Several colleges and universities in the area field intercollegiate sports teams; the Buffalo Bulls and the Canisius Golden Griffins compete in NCAA Division I. The Bulls have 16 varsity sports in the Mid-American Conference (MAC); the Golden Griffins field 15 teams in the Metro Atlantic Athletic Conference (MAAC), with the men's hockey team part of the Atlantic Hockey Association (AHA). The Bulls participate in the Football Bowl Subdivision, the highest level of college football. Buffalo's minor-league teams include the Buffalo Bisons (Triple-A baseball), who play at Sahlen Field, and the Buffalo eXtreme (American Basketball Association), who play at XGen Elite Sports Complex in West Seneca.",
"title": "Sports"
},
{
"paragraph_id": 59,
"text": "Frederick Law Olmsted described Buffalo as being \"the best planned city [...] in the United States, if not the world\". With encouragement from city stakeholders, he and Calvert Vaux augmented the city's grid plan by drawing inspiration from Paris and introducing landscape architecture with aspects of the countryside. Their plan would introduce a system of interconnected parks, parkways and trails, unlike the singular Central Park in New York City. The largest would be Delaware Park, across Forest Lawn Cemetery to amplify the amount of open space. With construction of the system finishing in 1876, it is regarded as the country's oldest; however, some of Olmsted's plans were never fully realized. Some parks later diminished and succumbed to diseases, highway construction, and weather events such as Lake Storm Aphid in 2006. The non-profit Buffalo Olmsted Park Conservancy was created in 2004 to help preserve the 850 acres (340 ha) of parkland. Olmsted's work in Buffalo inspired similar efforts in cities such as San Francisco, Chicago, and Boston.",
"title": "Parks and recreation"
},
{
"paragraph_id": 60,
"text": "The city's Division of Parks and Recreation manages over 180 parks and facilities, seven recreational centers, twenty-one pools and splash pads, and three ice rinks. The 350-acre (140 ha) Delaware Park features the Buffalo Zoo, Hoyt Lake, a golf course, and playing fields. Buffalo collaborated with its sister city Kanazawa to create the park's Japanese Garden in 1970, where cherry blossoms bloom in the spring. Opening in 1976, Tifft Nature Preserve in South Buffalo is on 264 acres (107 ha) of remediated industrial land. The preserve is an Important Bird Area, including a meadow with trails for hiking and cross-country skiing, marshland and fishing. The Olmsted-designed Cazenovia and South Parks, the latter home to the Buffalo and Erie County Botanical Gardens, are also in South Buffalo. According to the Trust for Public Land, Buffalo's 2022 ParkScore ranking had high marks for access to parks, with 89 percent of city residents living within a ten-minute walk from a park. The city ranked lower in acreage, however; nine percent of city land is devoted to parks, compared with the national median of about fifteen percent.",
"title": "Parks and recreation"
},
{
"paragraph_id": 61,
"text": "Efforts to convert Buffalo's former industrial waterfront into recreational space have attracted national attention, with some writers comparing its appeal to that of Niagara Falls. Redevelopment of the waterfront began in the early 2000s, with the reconstruction of historically aligned canals on the site of the former Buffalo Memorial Auditorium. Placemaking initiatives would lead to the area's popularity, rather than permanent buildings and attractions. Under Mayor Byron Brown, Canalside was cited by the Brookings Institution as an example of waterfront revitalization for other U.S. cities to follow. Summer events have included paddle-boating and fitness classes, and the frozen canals permit ice skating, curling, and ice cycling in winter. Its success spurred the state to create Buffalo Harbor State Park in 2014; the park has trails, open recreation areas, bicycle paths and piers. The park's Gallagher Beach, the city's only public beach, has prohibited swimming due to high bacteria levels and other environmental concerns.",
"title": "Parks and recreation"
},
{
"paragraph_id": 62,
"text": "The Shoreline Trail passes through Buffalo near the Outer Harbor, Centennial Park, and the Black Rock Canal. The North Buffalo–Tonawanda rail trail begins in Shoshone Park, near the LaSalle metro station in North Buffalo.",
"title": "Parks and recreation"
},
{
"paragraph_id": 63,
"text": "Buffalo has a Strong mayor–council government. As the chief executive of city government, the mayor oversees the heads of the city's departments, participates in ceremonies, boards and commissions, and is as the liaison between the city and local cultural institutions. Some agencies, including utilities, urban renewal and public housing, are state- and federally-funded public benefit-corporations semi-independent of city government. Byron Brown, the city's first African American mayor, has held the office since 2006, longer than anyone else. Brown, defeated by India Walton in the 2021 mayoral primary election, began a write-in campaign for the general election. Brown initially denied Walton the chance to become the first female and socialist mayor of Buffalo, winning just under 60% of the votes. No Republican has been mayor of Buffalo since Chester A. Kowal in 1965.",
"title": "Government"
},
{
"paragraph_id": 64,
"text": "With its nine districts, the Buffalo Common Council enacts laws, levies taxes, and approves mayoral appointees and the city budget. Pastor Darius Pridgen has been the Common Council president since 2014. Generally reflecting the city's electorate, all nine councilmen are members of the Democratic Party. Buffalo is the Erie County seat, and is within five of the county's eleven legislative districts.",
"title": "Government"
},
{
"paragraph_id": 65,
"text": "The city is part of the Eighth Judicial District. Court cases handled at the city level include misdemeanors, violations, housing matters, and claims under $15,000; more severe cases are handled at the county level. Buffalo is represented by members of the New York State Assembly and New York State Senate. At the federal level, the city takes up most of New York's 26th congressional district and has been represented by Democrat Brian Higgins since 2005.",
"title": "Government"
},
{
"paragraph_id": 66,
"text": "Federal offices in the city include the Buffalo District of the United States Army Corps of Engineers' Great Lakes and Ohio River Division, the Federal Bureau of Investigation, and the United States District Court for the Western District of New York.",
"title": "Government"
},
{
"paragraph_id": 67,
"text": "In 2020, the city spent $519 million (~$581 million in 2022) on the effects of the COVID-19 pandemic. The proposed 2021–22 city budget was $534.5 million, a 2.3-percent increase over 2020, supplemented by about $50 million in federal stimulus money. The proposed budget includes a slight increase in the commercial tax and a slight decrease in the residential tax to compensate for the pandemic.",
"title": "Government"
},
{
"paragraph_id": 68,
"text": "Buffalo is served by the Buffalo Police Department. The police commissioner is Byron Lockwood, who was appointed by Mayor Byron Brown in 2018. Although some criminal activity in the city remains higher than the national average, total crimes have decreased since the 1990s; one reason may be the gun buyback program implemented by the Brown administration in the mid-2000s. Before this, the city was part of the nationwide crack epidemic of the 1980s and 1990s and its accompanying record-high crime levels. In 2018, city police began wearing 300 body cameras. A 2021 Partnership for the Public Good report noted that the BPD, which had a 2020–21 budget of about $145.7 million, had an above-average police-to-citizen ratio of 28.9 officers per 10,000 residents in 2020 – higher than peer cities Minneapolis and Toledo, Ohio. The force had a roster of 740 officers during the year, about two-thirds of whom handled emergency requests, road patrol and other non-office assignments. The department has been criticized for misconduct and brutality, including the 2004 wrongful termination of officer Cariol Horne for opposing police brutality toward a suspect and a 2020 protest-shoving incident.",
"title": "Government"
},
{
"paragraph_id": 69,
"text": "The Buffalo Fire Department and American Medical Response (AMR) handle fire-protection and emergency medical services (EMS) calls in the city. The fire department has about 710 firefighters and thirty-five stations, including twenty-three engine companies and twelve ladder companies. The department also operates the Edward M. Cotter, considered the world's oldest active fireboat.",
"title": "Government"
},
{
"paragraph_id": 70,
"text": "With vacant and abandoned homes prone to arson, squatting, prostitution and other criminal activities, the fire and police department's resources were overburdened before the 2010s. Buffalo ranked second nationwide to St. Louis for vacant homes per capita in 2007, and the city began a five-year program to demolish five thousand vacant, damaged and abandoned homes. On May 14, 2022, there was a mass shooting in a Tops supermarket on the East Side of Buffalo where 13 victims were shot in a racially motivated attack by a white supremacist who was not a Buffalo native. Ten victims, all of whom were Black, were murdered and three were injured.",
"title": "Government"
},
{
"paragraph_id": 71,
"text": "Buffalo's major daily newspaper is The Buffalo News. Established in 1880 as the Buffalo Evening News, the newspaper is estimated to have a daily circulation of 87,000 and 125,000 on Sundays (down from a high of 300,000). The newspaper announced in February 2023 that is had a pending sale on its building and was to be moving printing operations to the home of the Cleveland Plain Dealer. Other newspapers in the Buffalo area include The Public, the Black-focused Challenger Community News, The Record of Buffalo State College, The Spectrum of the University at Buffalo, and Buffalo Business First.",
"title": "Media"
},
{
"paragraph_id": 72,
"text": "Eighteen radio stations are licensed in Buffalo, including an FM station at Buffalo State College. Over ninety FM and AM radio signals can be received throughout the city. Eight full-power television outlets serve the city. Major stations include WKBW-TV (ABC), WIVB-TV (CBS), WGRZ (NBC), WUTV (Fox, received in parts of Southern Ontario), and WNED-TV (PBS); WNED reported that most of the station's members live in the Greater Toronto Area. According to Nielsen Media Research, the Buffalo television market was the 51st largest in the United States as of 2020.",
"title": "Media"
},
{
"paragraph_id": 73,
"text": "Movies shooting significant footage in Buffalo include Hide in Plain Sight (1980), Tuck Everlasting (1981), Best Friends (1982), The Natural (1984), Vamping (1984), Canadian Bacon (1995), Buffalo '66 (1998), Manna from Heaven (2002), Bruce Almighty (2003), The Savages (2007), Slime City Massacre (2010), Henry's Crime (2011), Sharknado 2: The Second One (2014), Killer Rack (2015), Teenage Mutant Ninja Turtles: Out of the Shadows (2016), Marshall (2016), The American Side (2017), The First Purge (2018), The True Adventures of Wolfboy (2019), A Quiet Place Part II (2021) and Guns of Eden (2022). Although higher Buffalo production costs led to some films being finished elsewhere, tax credits and other economic incentives have enabled new film studios and production facilities to open. In 2021, several studio projects were in the planning stages.",
"title": "Media"
},
{
"paragraph_id": 74,
"text": "The Buffalo Public Schools have about thirty-four thousand students enrolled in their primary and secondary schools. The district administers about sixty public schools, including thirty-six primary schools, five middle high schools, fourteen high schools and three alternative schools, with a total of about 3,500 teachers. Its board of education, authorized by the state, has nine elected members who select the superintendent and oversee the budget, curriculum, personnel, and facilities. In 2020, the graduation rate was seventy-six percent. The public City Honors School was ranked the top high school in the city and 178th nationwide by U.S. News & World Report in 2021. There are twenty charter schools in Buffalo, with some oversight by the district. The city has over a dozen private schools, including Bishop Timon – St. Jude High School, Canisius High School, Mount Mercy Academy, and Nardin Academy—all Roman Catholic, and Darul Uloom Al-Madania and Universal School of Buffalo (both Islamic schools); nonsectarian options include Buffalo Seminary and the Nichols School.",
"title": "Education"
},
{
"paragraph_id": 75,
"text": "Founded by Millard Fillmore, the University at Buffalo (UB) is one of the State University of New York's two flagship universities and the state's largest public university. A Research I university, over 32,000 undergraduate, graduate and professional students attend its thirteen schools and colleges. Two of UB's three campuses (the South and Downtown Campuses) are in the city, but most university functions take place at the large North Campus in Amherst. In 2020, U.S. News & World Report ranked UB the 34th-best public university and 88th in national universities. Buffalo State College, founded as a normal school, is one of SUNY's thirteen comprehensive colleges. The city's four-year private institutions include Canisius College, D'Youville University, Medaille University, Trocaire College, and Villa Maria College. SUNY Erie, the county's two-year public higher-education institution, and the for-profit Bryant & Stratton College have small downtown campuses.",
"title": "Education"
},
{
"paragraph_id": 76,
"text": "Established in 1835, Buffalo's main library is the Central Library of the Buffalo & Erie County Public Library system. Rebuilt in 1964, it contains an auditorium, the original manuscript of the Adventures of Huckleberry Finn (donated by Mark Twain), and a collection of about two million books. Its Grosvenor Room maintains a special-collections listing of nearly five hundred thousand resources for researchers. A pocket park funded by Southwest Airlines opened in 2020, and brought landscaping improvements and seating to Lafayette Square. The system's free library cards are valid at the city's eight branch libraries and at member libraries throughout Erie County.",
"title": "Education"
},
{
"paragraph_id": 77,
"text": "Nine hospitals are operated in the city: Oishei Children's Hospital and Buffalo General Medical Center by Kaleida Health, Mercy Hospital and Sisters of Charity Hospital (Catholic Health), Roswell Park Comprehensive Cancer Center, the county-run Erie County Medical Center (ECMC), Buffalo VA Medical Center, BryLin (Psychiatric) Hospital and the state-operated Buffalo Psychiatric Center. John R. Oishei Children's Hospital, built in 2017, is adjacent to Buffalo General Medical Center on the 120-acre (49 ha) Buffalo Niagara Medical Campus north of downtown; its Gates Vascular Institute specializes in acute stroke recovery. The medical campus includes the University at Buffalo Jacobs School of Medicine and Biomedical Sciences, the Hauptman-Woodward Medical Research Institute and Roswell Park Comprehensive Cancer Center, ranked the 14th-best cancer-treatment center in the United States by U.S. News & World Report.",
"title": "Infrastructure"
},
{
"paragraph_id": 78,
"text": "Growth and changing transportation needs altered Buffalo's grid plan, which was developed by Joseph Ellicott in 1804. His plan laid out streets like the spokes of a wheel, naming them after Dutch landowners and Native American tribes. City streets expanded outward, denser in the west and spreading out east of Main Street. Buffalo is a port of entry with Canada; the Peace Bridge crosses the Niagara River and links the Niagara Thruway (I-190) and Queen Elizabeth Way. I-190, NY 5 and NY 33 are the primary expressways serving the city, carrying a total of over 245,000 vehicles daily. NY 5 carries traffic to the Southtowns, and NY 33 carries traffic to the eastern suburbs and the Buffalo Airport. The east-west Scajacquada Expressway (NY 198) bisects Delaware Park, connecting I-190 with the Kensington Expressway (NY 33) on the city's East Side to form a partial beltway around the city center. The Scajacquada and Kensington Expressways and the Buffalo Skyway (NY 5) have been targeted for redesign or removal. Other major highways include US 62 on the city's East Side; NY 354 and a portion of NY 130, both east–west routes; and NY 265, NY 266 and NY 384, all north–south routes on the city's West Side. Buffalo has a higher-than-average percentage of households without a car: 30 percent in 2015, decreasing to 28.2 percent in 2016; the 2016 national average was 8.7 percent. Buffalo averaged 1.03 cars per household in 2016, compared to the national average of 1.8.",
"title": "Infrastructure"
},
{
"paragraph_id": 79,
"text": "The Niagara Frontier Transportation Authority (NFTA) operates the region's public transit, including its airport, light-rail system, buses, and harbors. The NFTA operates 323 buses on 61 lines throughout Western New York. Buffalo Metro Rail is a 6.4 mi-long (10.3 km) line which runs from Canalside to the University Heights district. The line's downtown section, south of the Fountain Plaza station, runs at grade and is free of charge. The Buffalo area ranks twenty-third nationwide in transit ridership, with thirty trips per capita per year. Expansions have been proposed since Buffalo Metro Rail's inception in the 1980s, with the latest plan (in the late 2010s) reaching the town of Amherst. Buffalo Niagara International Airport in Cheektowaga has daily scheduled flights by domestic, charter and regional carriers. The airport handled nearly five million passengers in 2019. It received a J.D. Power award in 2018 for customer satisfaction at a mid-sized airport, and underwent a $50 million expansion in 2020–21. The airport, light rail, small-boat harbor and buses are monitored by the NFTA's transit police.",
"title": "Infrastructure"
},
{
"paragraph_id": 80,
"text": "Buffalo has an Amtrak intercity train station, Buffalo–Exchange Street station, which was rebuilt in 2020. The city's eastern suburbs are served by Amtrak's Buffalo–Depew station in Depew, which was built in 1979. Buffalo was a major stop on through routes between Chicago and New York City through the lower Ontario Peninsula; trains stopped at Buffalo Central Terminal, which operated from 1929 to 1979. Intercity buses depart and arrive from the NFTA's Metropolitan Transportation Center on Ellicott Street.",
"title": "Infrastructure"
},
{
"paragraph_id": 81,
"text": "Since Buffalo adopted a complete streets policy in 2008, efforts have been made to accommodate cyclists and pedestrians into new infrastructure projects. Improved corridors have bike lanes, and Niagara Street received separate bike lanes in 2020. Walk Score gave Buffalo a \"somewhat walkable\" rating of 68 out of 100, with Allentown and downtown considered more walkable than other areas of the city.",
"title": "Infrastructure"
},
{
"paragraph_id": 82,
"text": "Buffalo's water system is operated by Veolia Water, and water treatment begins at the Colonel Francis G. Ward Pumping Station. When it opened in 1915, the station's capacity was second only to Paris. Wastewater is treated by the Buffalo Sewer Authority, its coverage extending to the eastern suburbs. National Grid and New York State Electric & Gas (NYSEG) provide electricity, and National Fuel Gas provides natural gas. The city's primary telecommunications provider is Spectrum; Verizon Fios serves the North Park neighborhood. A 2018 report by Ookla noted that Buffalo was one of the bottom five U.S. cities in average download speeds at 66 megabits per second.",
"title": "Infrastructure"
},
{
"paragraph_id": 83,
"text": "The city's Department of Public Works manages Buffalo's snow and trash removal and street cleaning. Snow removal generally operates from November 15 to April 1. A snow emergency is declared by the National Weather Service after a snowstorm, and the city's roads, major sidewalks and bridges are cleared by over seventy snowplows within 24 hours. Rock salt is the principal agent for preventing snow accumulation and melting ice. Snow removal may coincide with driving bans and parking restrictions. The area along the Outer Harbor is the most dangerous driving area during a snowstorm; when weather conditions dictate, the Buffalo Skyway is closed by the city's police department.",
"title": "Infrastructure"
},
{
"paragraph_id": 84,
"text": "To prevent ice jams which may impact hydroelectric plants in Niagara Falls, the New York Power Authority and Ontario Power Generation began installing an ice boom annually in 1964. The boom's installation date is temperature-dependent, and it is removed on April 1 unless there is more than 650 km (250 sq mi) of ice remaining on eastern Lake Erie. It stretches 2,680 m (8,790 ft) from the outer breakwall at the Buffalo Outer Harbor to the Canadian shore near Fort Erie. Originally made of wood, the boom now consists of steel pontoons.",
"title": "Infrastructure"
},
{
"paragraph_id": 85,
"text": "Buffalo has eighteen sister cities:",
"title": "Sister cities"
}
] | Buffalo is a city in the U.S. state of New York and the seat of Erie County. It lies in Western New York, at the eastern end of Lake Erie, at the head of the Niagara River, on the United States border with Canada. With a population of 278,349 according to the 2020 census, Buffalo is the 2nd-largest city in New York state and the 78th-largest city in the United States. Buffalo and the city of Niagara Falls together make up the two-county Buffalo–Niagara Falls Metropolitan Statistical Area (MSA), which had an estimated population of 1.2 million in 2020, making it the 49th largest MSA in the United States. Before the 17th century, the region was inhabited by nomadic Paleo-Indians who were succeeded by the Neutral, Erie, and Iroquois nations. In the early 17th century, the French began to explore the region. In the 18th century, Iroquois land surrounding Buffalo Creek was ceded through the Holland Land Purchase, and a small village was established at its headwaters. In 1825, after its harbor was improved, Buffalo was selected as the terminus of the Erie Canal, which led to its incorporation in 1832. The canal stimulated its growth as the primary inland port between the Great Lakes and the Atlantic Ocean. Transshipment made Buffalo the world's largest grain port of that era. After the coming of railroads greatly reduced the canal's importance, the city became the second-largest railway hub. During the mid-19th century, Buffalo transitioned to manufacturing, which came to be dominated by steel production. Later, deindustrialization and the opening of the St. Lawrence Seaway saw the city's economy decline and diversify. It developed its service industries, such as health care, retail, tourism, logistics, and education, while retaining some manufacturing. In 2019, the gross domestic product of the Buffalo–Niagara Falls MSA was $53 billion. The city's cultural landmarks include the oldest urban parks system in the United States, the Buffalo AKG Art Museum, the Buffalo History Museum, the Buffalo Philharmonic Orchestra, Shea's Performing Arts Center, the Buffalo Museum of Science, and several annual festivals. Its educational institutions include the University at Buffalo, Buffalo State University, Canisius College, D'Youville University and Medaille College. Buffalo is also known for its winter weather, Buffalo wings, and three major-league sports teams: the National Football League's Buffalo Bills, the National Hockey League's Buffalo Sabres and the National Lacrosse League's Buffalo Bandits. | 2001-07-28T01:52:37Z | 2023-12-26T21:52:09Z | [
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3,986 | Benjamin Franklin | Benjamin Franklin FRS FRSA FRSE (January 17, 1706 [O.S. January 6, 1705] – April 17, 1790) was an American polymath who was active as a writer, scientist, inventor, statesman, diplomat, printer, publisher, and political philosopher. Among the leading intellectuals of his time, Franklin was one of the Founding Fathers of the United States, a drafter and signer of the Declaration of Independence, and the first postmaster general.
Franklin became a successful newspaper editor and printer in Philadelphia, the leading city in the colonies, publishing the Pennsylvania Gazette at age 23. He became wealthy publishing this and Poor Richard's Almanack, which he wrote under the pseudonym "Richard Saunders". After 1767, he was associated with the Pennsylvania Chronicle, a newspaper that was known for its revolutionary sentiments and criticisms of the policies of the British Parliament and the Crown.
He pioneered and was the first president of the Academy and College of Philadelphia, which opened in 1751 and later became the University of Pennsylvania. He organized and was the first secretary of the American Philosophical Society and was elected its president in 1769. Franklin became a national hero in America as an agent for several colonies when he spearheaded an effort in London to have the Parliament of Great Britain repeal the unpopular Stamp Act. An accomplished diplomat, he was widely admired as the first U.S. ambassador to France and was a major figure in the development of positive Franco–American relations. His efforts proved vital for the American Revolution in securing French aid.
He was promoted to deputy postmaster-general for the British colonies on August 10, 1753, having been Philadelphia postmaster for many years, and this enabled him to set up the first national communications network. He was active in community affairs and colonial and state politics, as well as national and international affairs. From 1785 to 1788, he served as President of Pennsylvania. At some points in his life, he owned slaves and ran "for sale" ads for slaves in his newspaper, but by the late 1750s, he began arguing against slavery, became an active abolitionist, and promoted education and the integration of African Americans into U.S. society.
As a scientist, he was a major figure in the American Enlightenment and the history of physics for his studies of electricity, and for charting and naming the Gulf Stream current. As an inventor, he is known for the lightning rod, bifocals, and the Franklin stove, among others. He founded many civic organizations, including the Library Company, Philadelphia's first fire department, and the University of Pennsylvania. Franklin earned the title of "The First American" for his early and indefatigable campaigning for colonial unity. Foundational in defining the American ethos, Franklin has been called "the most accomplished American of his age and the most influential in inventing the type of society America would become."
His life and legacy of scientific and political achievement, and his status as one of America's most influential Founding Fathers, have seen Franklin honored more than two centuries after his death on the $100 bill, warships, and the names of many towns, counties, educational institutions, and corporations, as well as numerous cultural references and with a portrait in the Oval Office. Over his lifetime, Franklin wrote or received more than 30,000 letters and other documents, which since the 1950s have been collected in The Papers of Benjamin Franklin, published by both the American Philosophical Society and Yale University.
Benjamin Franklin's father, Josiah Franklin, was a tallow chandler, soaper, and candlemaker. Josiah Franklin was born at Ecton, Northamptonshire, England, on December 23, 1657, the son of Thomas Franklin, a blacksmith and farmer, and his wife, Jane White. Benjamin's father and all four of his grandparents were born in England.
Josiah Franklin had a total of seventeen children with his two wives. He married his first wife, Anne Child, in about 1677 in Ecton and emigrated with her to Boston in 1683; they had three children before emigration and four after. Following her death, Josiah married Abiah Folger on July 9, 1689, in the Old South Meeting House by Reverend Samuel Willard, and had ten children with her. Benjamin, their eighth child, was Josiah Franklin's fifteenth child overall, and his tenth and final son.
Benjamin Franklin's mother, Abiah, was born in Nantucket, Massachusetts Bay Colony, on August 15, 1667, to Peter Folger, a miller and schoolteacher, and his wife, Mary Morrell Folger, a former indentured servant. Mary Folger came from a Puritan family that was among the first Pilgrims to flee to Massachusetts for religious freedom, sailing for Boston in 1635 after King Charles I of England had begun persecuting Puritans. Her father Peter was "the sort of rebel destined to transform colonial America." As clerk of the court, he was jailed for disobeying the local magistrate in defense of middle-class shopkeepers and artisans in conflict with wealthy landowners.
Franklin was born on Milk Street in Boston, Province of Massachusetts Bay on January 17, 1706, and baptized at the Old South Meeting House in Boston. As a child growing up along the Charles River, Franklin recalled that he was "generally the leader among the boys".
Franklin's father wanted him to attend school with the clergy but only had enough money to send him to school for two years. He attended Boston Latin School but did not graduate; he continued his education through voracious reading. Although "his parents talked of the church as a career" for Franklin, his schooling ended when he was ten. He worked for his father for a time, and at 12 he became an apprentice to his brother James, a printer, who taught him the printing trade. When Benjamin was 15, James founded The New-England Courant, which was the third newspaper founded in Boston.
When denied the chance to write a letter to the paper for publication, Franklin adopted the pseudonym of "Silence Dogood", a middle-aged widow. Mrs. Dogood's letters were published and became a subject of conversation around town. Neither James nor the Courant's readers were aware of the ruse, and James was unhappy with Benjamin when he discovered the popular correspondent was his younger brother. Franklin was an advocate of free speech from an early age. When his brother was jailed for three weeks in 1722 for publishing material unflattering to the governor, young Franklin took over the newspaper and had Mrs. Dogood proclaim, quoting Cato's Letters, "Without freedom of thought there can be no such thing as wisdom and no such thing as public liberty without freedom of speech". Franklin left his apprenticeship without his brother's permission, and in so doing became a fugitive.
At age 17, Franklin ran away to Philadelphia, seeking a new start in a new city. When he first arrived, he worked in several printing shops in Philadelphia, but he was not satisfied by the immediate prospects in any of these jobs. After a few months, while working in one printing house, Pennsylvania governor Sir William Keith convinced him to go to London, ostensibly to acquire the equipment necessary for establishing another newspaper in Philadelphia. Discovering that Keith's promises of backing a newspaper were empty, he worked as a typesetter in a printer's shop in what is the present-day Church of St Bartholomew-the-Great in the Smithfield area of London. Following this, he returned to Philadelphia in 1726 with the help of Thomas Denham, a merchant who employed him as a clerk, shopkeeper, and bookkeeper in his business.
In 1727, at age 21, Franklin formed the Junto, a group of "like minded aspiring artisans and tradesmen who hoped to improve themselves while they improved their community". The Junto was a discussion group for issues of the day; it subsequently gave rise to many organizations in Philadelphia. The Junto was modeled after English coffeehouses that Franklin knew well and which had become the center of the spread of Enlightenment ideas in Britain.
Reading was a great pastime of the Junto, but books were rare and expensive. The members created a library initially assembled from their own books after Franklin wrote:
A proposition was made by me that since our books were often referr'd to in our disquisitions upon the inquiries, it might be convenient for us to have them altogether where we met, that upon occasion they might be consulted; and by thus clubbing our books to a common library, we should, while we lik'd to keep them together, have each of us the advantage of using the books of all the other members, which would be nearly as beneficial as if each owned the whole.
This did not suffice, however. Franklin conceived the idea of a subscription library, which would pool the funds of the members to buy books for all to read. This was the birth of the Library Company of Philadelphia, whose charter he composed in 1731.
Upon Denham's death, Franklin returned to his former trade. In 1728, he set up a printing house in partnership with Hugh Meredith; the following year he became the publisher of The Pennsylvania Gazette, a newspaper in Philadelphia. The Gazette gave Franklin a forum for agitation about a variety of local reforms and initiatives through printed essays and observations. Over time, his commentary, and his adroit cultivation of a positive image as an industrious and intellectual young man, earned him a great deal of social respect. But even after he achieved fame as a scientist and statesman, he habitually signed his letters with the unpretentious 'B. Franklin, Printer.'
In 1732, he published the first German-language newspaper in America – Die Philadelphische Zeitung – although it failed after only one year because four other newly founded German papers quickly dominated the newspaper market. Franklin also printed Moravian religious books in German. He often visited Bethlehem, Pennsylvania, staying at the Moravian Sun Inn. In a 1751 pamphlet on demographic growth and its implications for the Thirteen Colonies, he called the Pennsylvania Germans "Palatine Boors" who could never acquire the "Complexion" of Anglo-American settlers and referred to "Blacks and Tawneys" as weakening the social structure of the colonies. Although he apparently reconsidered shortly thereafter, and the phrases were omitted from all later printings of the pamphlet, his views may have played a role in his political defeat in 1764.
According to Ralph Frasca, Franklin promoted the printing press as a device to instruct colonial Americans in moral virtue. Frasca argues he saw this as a service to God, because he understood moral virtue in terms of actions, thus, doing good provides a service to God. Despite his own moral lapses, Franklin saw himself as uniquely qualified to instruct Americans in morality. He tried to influence American moral life through the construction of a printing network based on a chain of partnerships from the Carolinas to New England. He thereby invented the first newspaper chain. It was more than a business venture, for like many publishers he believed that the press had a public-service duty.
When he established himself in Philadelphia, shortly before 1730, the town boasted two "wretched little" news sheets, Andrew Bradford's The American Weekly Mercury, and Samuel Keimer's Universal Instructor in all Arts and Sciences, and Pennsylvania Gazette. This instruction in all arts and sciences consisted of weekly extracts from Chambers's Universal Dictionary. Franklin quickly did away with all of this when he took over the Instructor and made it The Pennsylvania Gazette. The Gazette soon became his characteristic organ, which he freely used for satire, for the play of his wit, even for sheer excess of mischief or of fun. From the first, he had a way of adapting his models to his own uses. The series of essays called "The Busy-Body", which he wrote for Bradford's American Mercury in 1729, followed the general Addisonian form, already modified to suit homelier conditions. The thrifty Patience, in her busy little shop, complaining of the useless visitors who waste her valuable time, is related to the women who address Mr. Spectator. The Busy-Body himself is a true Censor Morum, as Isaac Bickerstaff had been in the Tatler. And a number of the fictitious characters, Ridentius, Eugenius, Cato, and Cretico, represent traditional 18th-century classicism. Even this Franklin could use for contemporary satire, since Cretico, the "sowre Philosopher", is evidently a portrait of his rival, Samuel Keimer.
Franklin had mixed success in his plan to establish an inter-colonial network of newspapers that would produce a profit for him and disseminate virtue. Over the years he sponsored two dozen printers in Pennsylvania, South Carolina, New York, Connecticut and even the Caribbean. By 1753, 8 of the 15 English language newspapers in the colonies were published by him or his partners. He began in Charleston, South Carolina, in 1731. After his second editor died, the widow Elizabeth Timothy took over and made it a success. She was one of the colonial era's first woman printers. For three decades Franklin maintained a close business relationship with her and her son Peter Timothy, who took over the South Carolina Gazette in 1746. The Gazette was impartial in political debates, while creating the opportunity for public debate, which encouraged others to challenge authority. Timothy avoided blandness and crude bias and after 1765 increasingly took a patriotic stand in the growing crisis with Great Britain. However, Franklin's Connecticut Gazette (1755–68) proved unsuccessful. As the Revolution approached, political strife slowly tore his network apart.
In 1730 or 1731, Franklin was initiated into the local Masonic lodge. He became a grand master in 1734, indicating his rapid rise to prominence in Pennsylvania. The same year, he edited and published the first Masonic book in the Americas, a reprint of James Anderson's Constitutions of the Free-Masons. He was the secretary of St. John's Lodge in Philadelphia from 1735 to 1738. Franklin remained a Freemason for the rest of his life.
At age 17 in 1723, Franklin proposed to 15-year-old Deborah Read while a boarder in the Read home. At that time, Deborah's mother was wary of allowing her young daughter to marry Franklin, who was on his way to London at Governor Keith's request, and also because of his financial instability. Her own husband had recently died, and she declined Franklin's request to marry her daughter.
While Franklin was in London, his trip was extended, and there were problems with the governor's promises of support. Perhaps because of the circumstances of this delay, Deborah married a man named John Rodgers. This proved to be a regrettable decision. Rodgers shortly avoided his debts and prosecution by fleeing to Barbados with her dowry, leaving her behind. Rodgers's fate was unknown, and because of bigamy laws, Deborah was not free to remarry.
Franklin established a common-law marriage with Deborah on September 1, 1730. They took in his recently acknowledged illegitimate young son and raised him in their household. They had two children together. Their son, Francis Folger Franklin, was born in October 1732 and died of smallpox in 1736. Their daughter, Sarah "Sally" Franklin, was born in 1743 and eventually married Richard Bache.
Deborah's fear of the sea meant that she never accompanied Franklin on any of his extended trips to Europe; another possible reason why they spent much time apart is that he may have blamed her for possibly preventing their son Francis from being inoculated against the disease that subsequently killed him. Deborah wrote to him in November 1769, saying she was ill due to "dissatisfied distress" from his prolonged absence, but he did not return until his business was done. Deborah Read Franklin died of a stroke on December 14, 1774, while Franklin was on an extended mission to Great Britain; he returned in 1775.
In 1730, 24-year-old Franklin publicly acknowledged his illegitimate son William and raised him in his household. William was born on February 22, 1730, but his mother's identity is unknown. He was educated in Philadelphia and beginning at about age 30 studied law in London in the early 1760s. William himself fathered an illegitimate son, William Temple Franklin, born on the same day and month: February 22, 1760. The boy's mother was never identified, and he was placed in foster care. In 1762, the elder William Franklin married Elizabeth Downes, daughter of a planter from Barbados, in London. In 1763, he was appointed as the last royal governor of New Jersey.
A Loyalist to the king, William Franklin saw his relations with father Benjamin eventually break down over their differences about the American Revolutionary War, as Benjamin Franklin could never accept William's position. Deposed in 1776 by the revolutionary government of New Jersey, William was placed under house arrest at his home in Perth Amboy for six months. After the Declaration of Independence, he was formally taken into custody by order of the Provincial Congress of New Jersey, an entity which he refused to recognize, regarding it as an "illegal assembly". He was incarcerated in Connecticut for two years, in Wallingford and Middletown, and, after being caught surreptitiously engaging Americans into supporting the Loyalist cause, was held in solitary confinement at Litchfield for eight months. When finally released in a prisoner exchange in 1778, he moved to New York City, which was occupied by the British at the time.
While in New York City, he became leader of the Board of Associated Loyalists, a quasi-military organization chartered by King George III and headquartered in New York City. They initiated guerrilla forays into New Jersey, southern Connecticut, and New York counties north of the city. When British troops evacuated from New York, William Franklin left with them and sailed to England. He settled in London, never to return to North America. In the preliminary peace talks in 1782 with Britain, "... Benjamin Franklin insisted that loyalists who had borne arms against the United States would be excluded from this plea (that they be given a general pardon). He was undoubtedly thinking of William Franklin."
In 1732, Franklin began to publish the noted Poor Richard's Almanack (with content both original and borrowed) under the pseudonym Richard Saunders, on which much of his popular reputation is based. He frequently wrote under pseudonyms. The first issue published was for the upcoming year, 1733. He had developed a distinct, signature style that was plain, pragmatic and had a sly, soft but self-deprecating tone with declarative sentences. Although it was no secret that he was the author, his Richard Saunders character repeatedly denied it. "Poor Richard's Proverbs", adages from this almanac, such as "A penny saved is twopence dear" (often misquoted as "A penny saved is a penny earned") and "Fish and visitors stink in three days", remain common quotations in the modern world. Wisdom in folk society meant the ability to provide an apt adage for any occasion, and his readers became well prepared. He sold about ten thousand copies per year—it became an institution. In 1741, Franklin began publishing The General Magazine and Historical Chronicle for all the British Plantations in America. He used the heraldic badge of the Prince of Wales as the cover illustration.
In 1758, the year he ceased writing for the Almanack, he printed Father Abraham's Sermon, also known as The Way to Wealth. Franklin began writing his autobiography in 1771, but it was not published until after his death. It has become one of the classics in the genre of autobiographical non-fiction. Franklin wrote a letter, "Advice to a Friend on Choosing a Mistress", dated June 25, 1745, in which he gives advice to a young man about channeling sexual urges. Due to its licentious nature, it was not published in collections of his papers during the 19th century. Federal court rulings from the mid-to-late 20th century cited the document as a reason for overturning obscenity laws and against censorship.
In 1736, Franklin created the Union Fire Company, one of the first volunteer firefighting companies in America. In the same year, he printed a new currency for New Jersey based on innovative anti-counterfeiting techniques he had devised. Throughout his career, he was an advocate for paper money, publishing A Modest Enquiry into the Nature and Necessity of a Paper Currency in 1729, and his printer printed money. He was influential in the more restrained and thus successful monetary experiments in the Middle Colonies, which stopped deflation without causing excessive inflation. In 1766, he made a case for paper money to the British House of Commons.
As he matured, Franklin began to concern himself more with public affairs. In 1743, he first devised a scheme for the Academy, Charity School, and College of Philadelphia. However, the person he had in mind to run the academy, Rev. Richard Peters, refused and Franklin put his ideas away until 1749 when he printed his own pamphlet, Proposals Relating to the Education of Youth in Pensilvania. He was appointed president of the Academy on November 13, 1749; the academy and the charity school opened in 1751.
In 1743, he founded the American Philosophical Society to help scientific men discuss their discoveries and theories. He began the electrical research that, along with other scientific inquiries, would occupy him for the rest of his life, in between bouts of politics and moneymaking.
During King George's War, Franklin raised a militia called the Association for General Defense because the legislators of the city had decided to take no action to defend Philadelphia "either by erecting fortifications or building Ships of War". He raised money to create earthwork defenses and buy artillery. The largest of these was the "Association Battery" or "Grand Battery" of 50 guns.
In 1747, Franklin (already a very wealthy man) retired from printing and went into other businesses. He formed a partnership with his foreman, David Hall, which provided Franklin with half of the shop's profits for 18 years. This lucrative business arrangement provided leisure time for study, and in a few years he had made many new discoveries.
Franklin became involved in Philadelphia politics and rapidly progressed. In October 1748, he was selected as a councilman; in June 1749, he became a justice of the peace for Philadelphia; and in 1751, he was elected to the Pennsylvania Assembly. On August 10, 1753, he was appointed deputy postmaster-general of British North America. His most notable service in domestic politics was his reform of the postal system, with mail sent out every week.
In 1751, Franklin and Thomas Bond obtained a charter from the Pennsylvania legislature to establish a hospital. Pennsylvania Hospital was the first hospital in the colonies. In 1752, Franklin organized the Philadelphia Contributionship, the Colonies' first homeowner's insurance company.
Between 1750 and 1753, the "educational triumvirate" of Franklin, Samuel Johnson of Stratford, Connecticut, and schoolteacher William Smith built on Franklin's initial scheme and created what Bishop James Madison, president of the College of William & Mary, called a "new-model" plan or style of American college. Franklin solicited, printed in 1752, and promoted an American textbook of moral philosophy by Samuel Johnson, titled Elementa Philosophica, to be taught in the new colleges. In June 1753, Johnson, Franklin, and Smith met in Stratford. They decided the new-model college would focus on the professions, with classes taught in English instead of Latin, have subject matter experts as professors instead of one tutor leading a class for four years, and there would be no religious test for admission. Johnson went on to found King's College (now Columbia University) in New York City in 1754, while Franklin hired Smith as provost of the College of Philadelphia, which opened in 1755. At its first commencement, on May 17, 1757, seven men graduated; six with a Bachelor of Arts and one with a Master of Arts. It was later merged with the University of the State of Pennsylvania to become the University of Pennsylvania. The college was to become influential in guiding the founding documents of the United States: in the Continental Congress, for example, over one-third of the college-affiliated men who contributed to the Declaration of Independence between September 4, 1774, and July 4, 1776, were affiliated with the college.
In 1754, he headed the Pennsylvania delegation to the Albany Congress. This meeting of several colonies had been requested by the Board of Trade in England to improve relations with the Indians and defense against the French. Franklin proposed a broad Plan of Union for the colonies. While the plan was not adopted, elements of it found their way into the Articles of Confederation and the Constitution.
In 1753, both Harvard and Yale awarded him honorary master of arts degrees. In 1756, he received an honorary Master of Arts degree from the College of William & Mary. Later in 1756, Franklin organized the Pennsylvania Militia. He used Tun Tavern as a gathering place to recruit a regiment of soldiers to go into battle against the Native American uprisings that beset the American colonies.
Well known as a printer and publisher, Franklin was appointed postmaster of Philadelphia in 1737, holding the office until 1753, when he and publisher William Hunter were named deputy postmasters–general of British North America, the first to hold the office. (Joint appointments were standard at the time, for political reasons.) He was responsible for the British colonies from Pennsylvania north and east, as far as the island of Newfoundland. A post office for local and outgoing mail had been established in Halifax, Nova Scotia, by local stationer Benjamin Leigh, on April 23, 1754, but service was irregular. Franklin opened the first post office to offer regular, monthly mail in Halifax on December 9, 1755. Meantime, Hunter became postal administrator in Williamsburg, Virginia, and oversaw areas south of Annapolis, Maryland. Franklin reorganized the service's accounting system and improved speed of delivery between Philadelphia, New York, and Boston. By 1761, efficiencies led to the first profits for the colonial post office.
When the lands of New France were ceded to the British under the Treaty of Paris in 1763, the British province of Quebec was created among them, and Franklin saw mail service expanded between Montreal, Trois-Rivières, Quebec City, and New York. For the greater part of his appointment, he lived in England (from 1757 to 1762, and again from 1764 to 1774)—about three-quarters of his term. Eventually, his sympathies for the rebel cause in the American Revolution led to his dismissal on January 31, 1774.
On July 26, 1775, the Second Continental Congress established the United States Post Office and named Franklin as the first United States postmaster general. He had been a postmaster for decades and was a natural choice for the position. He had just returned from England and was appointed chairman of a Committee of Investigation to establish a postal system. The report of the committee, providing for the appointment of a postmaster general for the 13 American colonies, was considered by the Continental Congress on July 25 and 26. On July 26, 1775, Franklin was appointed postmaster general, the first appointed under the Continental Congress. His apprentice, William Goddard, felt that his ideas were mostly responsible for shaping the postal system and that the appointment should have gone to him, but he graciously conceded it to Franklin, 36 years his senior. Franklin, however, appointed Goddard as Surveyor of the Posts, issued him a signed pass, and directed him to investigate and inspect the various post offices and mail routes as he saw fit. The newly established postal system became the United States Post Office, a system that continues to operate today.
From the mid-1750s to the mid-1770s, Franklin spent much of his time in London.
In 1757, he was sent to England by the Pennsylvania Assembly as a colonial agent to protest against the political influence of the Penn family, the proprietors of the colony. He remained there for five years, striving to end the proprietors' prerogative to overturn legislation from the elected Assembly and their exemption from paying taxes on their land. His lack of influential allies in Whitehall led to the failure of this mission.
At this time, many members of the Pennsylvania Assembly were feuding with William Penn's heirs, who controlled the colony as proprietors. After his return to the colony, Franklin led the "anti-proprietary party" in the struggle against the Penn family and was elected Speaker of the Pennsylvania House in May 1764. His call for a change from proprietary to royal government was a rare political miscalculation, however: Pennsylvanians worried that such a move would endanger their political and religious freedoms. Because of these fears and because of political attacks on his character, Franklin lost his seat in the October 1764 Assembly elections. The anti-proprietary party dispatched him to England again to continue the struggle against the Penn family proprietorship. During this trip, events drastically changed the nature of his mission.
In London, Franklin opposed the 1765 Stamp Act. Unable to prevent its passage, he made another political miscalculation and recommended a friend to the post of stamp distributor for Pennsylvania. Pennsylvanians were outraged, believing that he had supported the measure all along, and threatened to destroy his home in Philadelphia. Franklin soon learned of the extent of colonial resistance to the Stamp Act, and he testified during the House of Commons proceedings that led to its repeal. With this, Franklin suddenly emerged as the leading spokesman for American interests in England. He wrote popular essays on behalf of the colonies. Georgia, New Jersey, and Massachusetts also appointed him as their agent to the Crown.
During his lengthy missions to London between 1757 and 1775, Franklin lodged in a house on Craven Street, just off the Strand in central London. During his stays there, he developed a close friendship with his landlady, Margaret Stevenson, and her circle of friends and relations, in particular, her daughter Mary, who was more often known as Polly. The house is now a museum known as the Benjamin Franklin House. Whilst in London, Franklin became involved in radical politics. He belonged to a gentleman's club (which he called "the honest Whigs"), which held stated meetings, and included members such as Richard Price, the minister of Newington Green Unitarian Church who ignited the Revolution controversy, and Andrew Kippis.
In 1756, Franklin had become a member of the Society for the Encouragement of Arts, Manufactures & Commerce (now the Royal Society of Arts), which had been founded in 1754. After his return to the United States in 1775, he became the Society's Corresponding Member, continuing a close connection. The Royal Society of Arts instituted a Benjamin Franklin Medal in 1956 to commemorate the 250th anniversary of his birth and the 200th anniversary of his membership of the RSA.
The study of natural philosophy (referred today as science in general) drew him into overlapping circles of acquaintance. Franklin was, for example, a corresponding member of the Lunar Society of Birmingham. In 1759, the University of St Andrews awarded him an honorary doctorate in recognition of his accomplishments. In October 1759, he was granted Freedom of the Borough of St Andrews. He was also awarded an honorary doctorate by Oxford University in 1762. Because of these honors, he was often addressed as "Dr. Franklin".
While living in London in 1768, he developed a phonetic alphabet in A Scheme for a new Alphabet and a Reformed Mode of Spelling. This reformed alphabet discarded six letters he regarded as redundant (c, j, q, w, x, and y), and substituted six new letters for sounds he felt lacked letters of their own. This alphabet never caught on, and he eventually lost interest.
Franklin used London as a base to travel. In 1771, he made short journeys through different parts of England, staying with Joseph Priestley at Leeds, Thomas Percival at Manchester and Erasmus Darwin at Lichfield. In Scotland, he spent five days with Lord Kames near Stirling and stayed for three weeks with David Hume in Edinburgh. In 1759, he visited Edinburgh with his son and later reported that he considered his six weeks in Scotland "six weeks of the densest happiness I have met with in any part of my life".
In Ireland, he stayed with Lord Hillsborough. Franklin noted of him that "all the plausible behaviour I have described is meant only, by patting and stroking the horse, to make him more patient, while the reins are drawn tighter, and the spurs set deeper into his sides." In Dublin, Franklin was invited to sit with the members of the Irish Parliament rather than in the gallery. He was the first American to receive this honor. While touring Ireland, he was deeply moved by the level of poverty he witnessed. The economy of the Kingdom of Ireland was affected by the same trade regulations and laws that governed the Thirteen Colonies. He feared that the American colonies could eventually come to the same level of poverty if the regulations and laws continued to apply to them.
Franklin spent two months in German lands in 1766, but his connections to the country stretched across a lifetime. He declared a debt of gratitude to German scientist Otto von Guericke for his early studies of electricity. Franklin also co-authored the first treaty of friendship between Prussia and America in 1785. In September 1767, he visited Paris with his usual traveling partner, Sir John Pringle, 1st Baronet. News of his electrical discoveries was widespread in France. His reputation meant that he was introduced to many influential scientists and politicians, and also to King Louis XV.
One line of argument in Parliament was that Americans should pay a share of the costs of the French and Indian War and therefore taxes should be levied on them. Franklin became the American spokesman in highly publicized testimony in Parliament in 1766. He stated that Americans already contributed heavily to the defense of the Empire. He said local governments had raised, outfitted and paid 25,000 soldiers to fight France—as many as Britain itself sent—and spent many millions from American treasuries doing so in the French and Indian War alone.
In 1772, Franklin obtained private letters of Thomas Hutchinson and Andrew Oliver, governor and lieutenant governor of the Province of Massachusetts Bay, proving that they had encouraged the Crown to crack down on Bostonians. Franklin sent them to America, where they escalated tensions. The letters were finally leaked to the public in the Boston Gazette in mid-June 1773, causing a political firestorm in Massachusetts and raising significant questions in England. The British began to regard him as the fomenter of serious trouble. Hopes for a peaceful solution ended as he was systematically ridiculed and humiliated by Solicitor-General Alexander Wedderburn, before the Privy Council on January 29, 1774. He returned to Philadelphia in March 1775, and abandoned his accommodationist stance.
In 1773, Franklin published two of his most celebrated pro-American satirical essays: "Rules by Which a Great Empire May Be Reduced to a Small One", and "An Edict by the King of Prussia".
Franklin is known to have occasionally attended the Hellfire Club's meetings during 1758 as a non-member during his time in England. However, some authors and historians would argue he was in fact a British spy. As there are no records left (having been burned in 1774), many of these members are just assumed or linked by letters sent to each other. One early proponent that Franklin was a member of the Hellfire Club and a double agent is the historian Donald McCormick, who has a history of making controversial claims.
In 1763, soon after Franklin returned to Pennsylvania from England for the first time, the western frontier was engulfed in a bitter war known as Pontiac's Rebellion. The Paxton Boys, a group of settlers convinced that the Pennsylvania government was not doing enough to protect them from American Indian raids, murdered a group of peaceful Susquehannock Indians and marched on Philadelphia. Franklin helped to organize a local militia to defend the capital against the mob. He met with the Paxton leaders and persuaded them to disperse. Franklin wrote a scathing attack against the racial prejudice of the Paxton Boys. "If an Indian injures me", he asked, "does it follow that I may revenge that Injury on all Indians?"
He provided an early response to British surveillance through his own network of counter-surveillance and manipulation. "He waged a public relations campaign, secured secret aid, played a role in privateering expeditions, and churned out effective and inflammatory propaganda."
By the time Franklin arrived in Philadelphia on May 5, 1775, after his second mission to Great Britain, the American Revolution had begun at the Battles of Lexington and Concord the previous month, on April 19, 1775. The New England militia had forced the main British army to remain inside Boston. The Pennsylvania Assembly unanimously chose Franklin as their delegate to the Second Continental Congress. In June 1776, he was appointed a member of the Committee of Five that drafted the Declaration of Independence. Although he was temporarily disabled by gout and unable to attend most meetings of the committee, he made several "small but important" changes to the draft sent to him by Thomas Jefferson.
At the signing, he is quoted as having replied to a comment by John Hancock that they must all hang together, saying, "Yes, we must, indeed, all hang together, or most assuredly we shall all hang separately."
On October 26, 1776, Franklin was dispatched to France as commissioner for the United States. He took with him as secretary his 16-year-old grandson, William Temple Franklin. They lived in a home in the Parisian suburb of Passy, donated by Jacques-Donatien Le Ray de Chaumont, who supported the United States. Franklin remained in France until 1785. He conducted the affairs of his country toward the French nation with great success, which included securing a critical military alliance in 1778 and signing the 1783 Treaty of Paris.
Among his associates in France was Honoré Gabriel Riqueti, comte de Mirabeau—a French Revolutionary writer, orator and statesman who in 1791 was elected president of the National Assembly. In July 1784, Franklin met with Mirabeau and contributed anonymous materials that the Frenchman used in his first signed work: Considerations sur l'ordre de Cincinnatus. The publication was critical of the Society of the Cincinnati, established in the United States. Franklin and Mirabeau thought of it as a "noble order", inconsistent with the egalitarian ideals of the new republic.
During his stay in France, he was active as a Freemason, serving as venerable master of the lodge Les Neuf Sœurs from 1779 until 1781. In 1784, when Franz Mesmer began to publicize his theory of "animal magnetism" which was considered offensive by many, Louis XVI appointed a commission to investigate it. These included the chemist Antoine Lavoisier, the physician Joseph-Ignace Guillotin, the astronomer Jean Sylvain Bailly, and Franklin. In doing so, the committee concluded, through blind trials that mesmerism only seemed to work when the subjects expected it, which discredited mesmerism and became the first major demonstration of the placebo effect, which was described at that time as "imagination". In 1781, he was elected a fellow of the American Academy of Arts and Sciences.
Franklin's advocacy for religious tolerance in France contributed to arguments made by French philosophers and politicians that resulted in Louis XVI's signing of the Edict of Versailles in November 1787. This edict effectively nullified the Edict of Fontainebleau, which had denied non-Catholics civil status and the right to openly practice their faith.
Franklin also served as American minister to Sweden, although he never visited that country. He negotiated a treaty that was signed in April 1783. On August 27, 1783, in Paris, he witnessed the world's first hydrogen balloon flight. Le Globe, created by professor Jacques Charles and Les Frères Robert, was watched by a vast crowd as it rose from the Champ de Mars (now the site of the Eiffel Tower). Franklin became so enthusiastic that he subscribed financially to the next project to build a manned hydrogen balloon. On December 1, 1783, Franklin was seated in the special enclosure for honored guests it took off from the Jardin des Tuileries, piloted by Charles and Nicolas-Louis Robert.
When he returned home in 1785, Franklin occupied a position second only to that of George Washington as the champion of American independence. He returned from France with an unexplained shortage of 100,000 pounds in Congressional funds. In response to a question from a member of Congress about this, Franklin, quoting the Bible, quipped, "Muzzle not the ox that treadeth out his master's grain." The missing funds were never again mentioned in Congress. Le Ray honored him with a commissioned portrait painted by Joseph Duplessis, which now hangs in the National Portrait Gallery of the Smithsonian Institution in Washington, D.C. After his return, Franklin became an abolitionist and freed his two slaves. He eventually became president of the Pennsylvania Abolition Society.
Special balloting conducted October 18, 1785, unanimously elected him the sixth president of the Supreme Executive Council of Pennsylvania, replacing John Dickinson. The office was practically that of the governor. He held that office for slightly over three years, longer than any other, and served the constitutional limit of three full terms. Shortly after his initial election, he was re-elected to a full term on October 29, 1785, and again in the fall of 1786 and on October 31, 1787. In that capacity, he served as host to the Constitutional Convention of 1787 in Philadelphia.
He also served as a delegate to the Convention. It was primarily an honorary position and he seldom engaged in debate.
Franklin suffered from obesity throughout his middle age and elder years, which resulted in multiple health problems, particularly gout, which worsened as he aged. In poor health during the signing of the U.S. Constitution in 1787, he was rarely seen in public from then until his death.
Franklin died from pleuritic attack at his home in Philadelphia on April 17, 1790. He was aged 84 at the time of his death. His last words were reportedly, "a dying man can do nothing easy", to his daughter after she suggested that he change position in bed and lie on his side so he could breathe more easily. Franklin's death is described in the book The Life of Benjamin Franklin, quoting from the account of John Paul Jones:
... when the pain and difficulty of breathing entirely left him, and his family were flattering themselves with the hopes of his recovery, when an imposthume, which had formed itself in his lungs, suddenly burst, and discharged a quantity of matter, which he continued to throw up while he had power; but, as that failed, the organs of respiration became gradually oppressed; a calm, lethargic state succeeded; and on the 17th instant (April 1790), about eleven o'clock at night, he quietly expired, closing a long and useful life of eighty-four years and three months.
Approximately 20,000 people attended Franklin's funeral after which he was interred in Christ Church Burial Ground in Philadelphia. Upon learning of his death, the Constitutional Assembly in Revolutionary France entered into a state of mourning for a period of three days, and memorial services were conducted in honor of Franklin throughout the country.
In 1728, aged 22, Franklin wrote what he hoped would be his own epitaph:
The Body of B. Franklin Printer; Like the Cover of an old Book, Its Contents torn out, And stript of its Lettering and Gilding, Lies here, Food for Worms. But the Work shall not be wholly lost: For it will, as he believ'd, appear once more, In a new & more perfect Edition, Corrected and Amended By the Author.
Franklin's actual grave, however, as he specified in his final will, simply reads "Benjamin and Deborah Franklin".
Franklin was a prodigious inventor. Among his many creations were the lightning rod, Franklin stove, bifocal glasses and the flexible urinary catheter. He never patented his inventions; in his autobiography he wrote, "... as we enjoy great advantages from the inventions of others, we should be glad of an opportunity to serve others by any invention of ours; and this we should do freely and generously."
Franklin started exploring the phenomenon of electricity in the 1740s, after he met the itinerant lecturer Archibald Spencer, who used static electricity in his demonstrations. He proposed that "vitreous" and "resinous" electricity were not different types of "electrical fluid" (as electricity was called then), but the same "fluid" under different pressures. (The same proposal was made independently that same year by William Watson.) He was the first to label them as positive and negative respectively, and he was the first to discover the principle of conservation of charge. In 1748, he constructed a multiple plate capacitor, that he called an "electrical battery" (not a true battery like Volta's pile) by placing eleven panes of glass sandwiched between lead plates, suspended with silk cords and connected by wires.
In pursuit of more pragmatic uses for electricity, remarking in spring 1749 that he felt "chagrin'd a little" that his experiments had heretofore resulted in "Nothing in this Way of Use to Mankind", he planned a practical demonstration. He proposed a dinner party where a turkey was to be killed via electric shock and roasted on an electrical spit. After having prepared several turkeys this way, he noted that "the birds kill'd in this manner eat uncommonly tender." Franklin recounted that in the process of one of these experiments, he was shocked by a pair of Leyden jars, resulting in numbness in his arms that persisted for one evening, noting "I am Ashamed to have been Guilty of so Notorious a Blunder."
Franklin briefly investigated electrotherapy, including the use of the electric bath. This work led to the field becoming widely known. In recognition of his work with electricity, he received the Royal Society's Copley Medal in 1753, and in 1756, he became one of the few 18th-century Americans elected a fellow of the Society. The CGS unit of electric charge has been named after him: one franklin (Fr) is equal to one statcoulomb.
Franklin advised Harvard University in its acquisition of new electrical laboratory apparatus after the complete loss of its original collection, in a fire that destroyed the original Harvard Hall in 1764. The collection he assembled later became part of the Harvard Collection of Historical Scientific Instruments, now on public display in its Science Center.
Franklin published a proposal for an experiment to prove that lightning is electricity by flying a kite in a storm. On May 10, 1752, Thomas-François Dalibard of France conducted Franklin's experiment using a 40-foot-tall (12 m) iron rod instead of a kite, and he extracted electrical sparks from a cloud. On June 15, 1752, Franklin may possibly have conducted his well-known kite experiment in Philadelphia, successfully extracting sparks from a cloud. He described the experiment in his newspaper, The Pennsylvania Gazette, on October 19, 1752, without mentioning that he himself had performed it. This account was read to the Royal Society on December 21 and printed as such in the Philosophical Transactions. Joseph Priestley published an account with additional details in his 1767 History and Present Status of Electricity. Franklin was careful to stand on an insulator, keeping dry under a roof to avoid the danger of electric shock. Others, such as Georg Wilhelm Richmann in Russia, were indeed electrocuted in performing lightning experiments during the months immediately following his experiment.
In his writings, Franklin indicates that he was aware of the dangers and offered alternative ways to demonstrate that lightning was electrical, as shown by his use of the concept of electrical ground. He did not perform this experiment in the way that is often pictured in popular literature, flying the kite and waiting to be struck by lightning, as it would have been dangerous. Instead he used the kite to collect some electric charge from a storm cloud, showing that lightning was electrical. On October 19, 1752, in a letter to England with directions for repeating the experiment, he wrote:
When rain has wet the kite twine so that it can conduct the electric fire freely, you will find it streams out plentifully from the key at the approach of your knuckle, and with this key a phial, or Leyden jar, may be charged: and from electric fire thus obtained spirits may be kindled, and all other electric experiments [may be] performed which are usually done by the help of a rubber glass globe or tube; and therefore the sameness of the electrical matter with that of lightening [sic] completely demonstrated.
Franklin's electrical experiments led to his invention of the lightning rod. He said that conductors with a sharp rather than a smooth point could discharge silently and at a far greater distance. He surmised that this could help protect buildings from lightning by attaching "upright Rods of Iron, made sharp as a Needle and gilt to prevent Rusting, and from the Foot of those Rods a Wire down the outside of the Building into the Ground; ... Would not these pointed Rods probably draw the Electrical Fire silently out of a Cloud before it came nigh enough to strike, and thereby secure us from that most sudden and terrible Mischief!" Following a series of experiments on Franklin's own house, lightning rods were installed on the Academy of Philadelphia (later the University of Pennsylvania) and the Pennsylvania State House (later Independence Hall) in 1752.
Franklin had a major influence on the emerging science of demography or population studies. In the 1730s and 1740s, he began taking notes on population growth, finding that the American population had the fastest growth rate on Earth. Emphasizing that population growth depended on food supplies, he emphasized the abundance of food and available farmland in America. He calculated that America's population was doubling every 20 years and would surpass that of England in a century. In 1751, he drafted Observations concerning the Increase of Mankind, Peopling of Countries, etc. Four years later, it was anonymously printed in Boston and was quickly reproduced in Britain, where it influenced the economist Adam Smith and later the demographer Thomas Malthus, who credited Franklin for discovering a rule of population growth. Franklin's predictions how British mercantilism was unsustainable alarmed British leaders who did not want to be surpassed by the colonies, so they became more willing to impose restrictions on the colonial economy.
Kammen (1990) and Drake (2011) say Franklin's Observations concerning the Increase of Mankind (1755) stands alongside Ezra Stiles' "Discourse on Christian Union" (1760) as the leading works of 18th-century Anglo-American demography; Drake credits Franklin's "wide readership and prophetic insight". Franklin was also a pioneer in the study of slave demography, as shown in his 1755 essay. In his capacity as a farmer, he wrote at least one critique about the negative consequences of price controls, trade restrictions, and subsidy of the poor. This is succinctly preserved in his letter to the London Chronicle published November 29, 1766, titled "On the Price of Corn, and Management of the poor".
As deputy postmaster, Franklin became interested in North Atlantic Ocean circulation patterns. While in England in 1768, he heard a complaint from the Colonial Board of Customs. British packet ships carrying mail had taken several weeks longer to reach New York than it took an average merchant ship to reach Newport, Rhode Island. The merchantmen had a longer and more complex voyage because they left from London, while the packets left from Falmouth in Cornwall. Franklin put the question to his cousin Timothy Folger, a Nantucket whaler captain, who told him that merchant ships routinely avoided a strong eastbound mid-ocean current. The mail packet captains sailed dead into it, thus fighting an adverse current of 3 miles per hour (5 km/h). Franklin worked with Folger and other experienced ship captains, learning enough to chart the current and name it the Gulf Stream, by which it is still known today.
Franklin published his Gulf Stream chart in 1770 in England, where it was ignored. Subsequent versions were printed in France in 1778 and the U.S. in 1786. The British original edition of the chart had been so thoroughly ignored that everyone assumed it was lost forever until Phil Richardson, a Woods Hole oceanographer and Gulf Stream expert, discovered it in the Bibliothèque Nationale in Paris in 1980. This find received front-page coverage in The New York Times. It took many years for British sea captains to adopt Franklin's advice on navigating the current; once they did, they were able to trim two weeks from their sailing time. In 1853, the oceanographer and cartographer Matthew Fontaine Maury noted that while Franklin charted and codified the Gulf Stream, he did not discover it:
Though it was Dr. Franklin and Captain Tim Folger, who first turned the Gulf Stream to nautical account, the discovery that there was a Gulf Stream cannot be said to belong to either of them, for its existence was known to Peter Martyr d'Anghiera, and to Sir Humphrey Gilbert, in the 16th century.
An aging Franklin accumulated all his oceanographic findings in Maritime Observations, published by the Philosophical Society's transactions in 1786. It contained ideas for sea anchors, catamaran hulls, watertight compartments, shipboard lightning rods and a soup bowl designed to stay stable in stormy weather.
Franklin was, along with his contemporary Leonhard Euler, the only major scientist who supported Christiaan Huygens's wave theory of light, which was basically ignored by the rest of the scientific community. In the 18th century, Isaac Newton's corpuscular theory was held to be true; it took Thomas Young's well-known slit experiment in 1803 to persuade most scientists to believe Huygens's theory.
On October 21, 1743, according to the popular myth, a storm moving from the southwest denied Franklin the opportunity of witnessing a lunar eclipse. He was said to have noted that the prevailing winds were actually from the northeast, contrary to what he had expected. In correspondence with his brother, he learned that the same storm had not reached Boston until after the eclipse, despite the fact that Boston is to the northeast of Philadelphia. He deduced that storms do not always travel in the direction of the prevailing wind, a concept that greatly influenced meteorology. After the Icelandic volcanic eruption of Laki in 1783, and the subsequent harsh European winter of 1784, Franklin made observations on the causal nature of these two seemingly separate events. He wrote about them in a lecture series.
Though Franklin is famously associated with kites from his lightning experiments, he has also been noted by many for using kites to pull humans and ships across waterways. George Pocock in the book A Treatise on The Aeropleustic Art, or Navigation in the Air, by means of Kites, or Buoyant Sails noted being inspired by Benjamin Franklin's traction of his body by kite power across a waterway.
Franklin noted a principle of refrigeration by observing that on a very hot day, he stayed cooler in a wet shirt in a breeze than he did in a dry one. To understand this phenomenon more clearly, he conducted experiments. In 1758 on a warm day in Cambridge, England, he and fellow scientist John Hadley experimented by continually wetting the ball of a mercury thermometer with ether and using bellows to evaporate the ether. With each subsequent evaporation, the thermometer read a lower temperature, eventually reaching 7 °F (−14 °C). Another thermometer showed that the room temperature was constant at 65 °F (18 °C). In his letter Cooling by Evaporation, Franklin noted that, "One may see the possibility of freezing a man to death on a warm summer's day."
According to Michael Faraday, Franklin's experiments on the non-conduction of ice are worth mentioning, although the law of the general effect of liquefaction on electrolytes is not attributed to Franklin. However, as reported in 1836 by Franklin's great-grandson Alexander Dallas Bache of the University of Pennsylvania, the law of the effect of heat on the conduction of bodies otherwise non-conductors, for example, glass, could be attributed to Franklin. Franklin wrote, "... A certain quantity of heat will make some bodies good conductors, that will not otherwise conduct ..." and again, "... And water, though naturally a good conductor, will not conduct well when frozen into ice."
While traveling on a ship, Franklin had observed that the wake of a ship was diminished when the cooks scuttled their greasy water. He studied the effects on a large pond in Clapham Common, London. "I fetched out a cruet of oil and dropt a little of it on the water ... though not more than a teaspoon full, produced an instant calm over a space of several yards square." He later used the trick to "calm the waters" by carrying "a little oil in the hollow joint of my cane".
In a 1772 letter to Joseph Priestley, Franklin laid out the earliest known description of the Pro & Con list, a common decision-making technique, now sometimes called a decisional balance sheet:
... my Way is, to divide half a Sheet of Paper by a Line into two Columns, writing over the one Pro, and over the other Con. Then during three or four Days Consideration I put down under the different Heads short Hints of the different Motives that at different Times occur to me for or against the Measure. When I have thus got them all together in one View, I endeavour to estimate their respective Weights; and where I find two, one on each side, that seem equal, I strike them both out: If I find a Reason pro equal to some two Reasons con, I strike out the three. If I judge some two Reasons con equal to some three Reasons pro, I strike out the five; and thus proceeding I find at length where the Ballance lies; and if after a Day or two of farther Consideration nothing new that is of Importance occurs on either side, I come to a Determination accordingly.
Like the other advocates of republicanism, Franklin emphasized that the new republic could survive only if the people were virtuous. All his life, he explored the role of civic and personal virtue, as expressed in Poor Richard's aphorisms. He felt that organized religion was necessary to keep men good to their fellow men, but rarely attended religious services himself. When he met Voltaire in Paris and asked his fellow member of the Enlightenment vanguard to bless his grandson, Voltaire said in English, "God and Liberty", and added, "this is the only appropriate benediction for the grandson of Monsieur Franklin."
Franklin's parents were both pious Puritans. The family attended the Old South Church, the most liberal Puritan congregation in Boston, where Benjamin Franklin was baptized in 1706. Franklin's father, a poor chandler, owned a copy of a book, Bonifacius: Essays to Do Good, by the Puritan preacher and family friend Cotton Mather, which Franklin often cited as a key influence on his life. "If I have been", Franklin wrote to Cotton Mather's son seventy years later, "a useful citizen, the public owes the advantage of it to that book". His first pen name, Silence Dogood, paid homage both to the book and to a widely known sermon by Mather. The book preached the importance of forming voluntary associations to benefit society. Franklin learned about forming do-good associations from Mather, but his organizational skills made him the most influential force in making voluntarism an enduring part of the American ethos.
Franklin formulated a presentation of his beliefs and published it in 1728. He no longer accepted the key Puritan ideas regarding salvation, the divinity of Jesus, or indeed much religious dogma. He classified himself as a deist in his 1771 autobiography, although he still considered himself a Christian. He retained a strong faith in a God as the wellspring of morality and goodness in man, and as a Providential actor in history responsible for American independence.
At a critical impasse during the Constitutional Convention in June 1787, he attempted to introduce the practice of daily common prayer with these words:
... In the beginning of the contest with G. Britain, when we were sensible of danger we had daily prayer in this room for the Divine Protection. Our prayers, Sir, were heard, and they were graciously answered. All of us who were engaged in the struggle must have observed frequent instances of a Superintending providence in our favor. ... And have we now forgotten that powerful friend? or do we imagine that we no longer need His assistance. I have lived, Sir, a long time and the longer I live, the more convincing proofs I see of this truth—that God governs in the affairs of men....I therefore beg leave to move—that henceforth prayers imploring the assistance of Heaven, and its blessings on our deliberations, be held in this Assembly every morning before we proceed to business, and that one or more of the Clergy of this City be requested to officiate in that service.
The motion gained almost no support and was never brought to a vote.
Franklin was an enthusiastic admirer of the evangelical minister George Whitefield during the First Great Awakening. He did not himself subscribe to Whitefield's theology, but he admired Whitefield for exhorting people to worship God through good works. He published all of Whitefield's sermons and journals, thereby earning a lot of money and boosting the Great Awakening.
When he stopped attending church, Franklin wrote in his autobiography:
... Sunday being my studying day, I never was without some religious principles. I never doubted, for instance, the existence of the Deity; that He made the world, and governed it by His providence; that the most acceptable service of God was the doing good to man; that our souls are immortal; and that all crime will be punished, and virtue rewarded, either here or hereafter.
Franklin retained a lifelong commitment to the non-religious Puritan virtues and political values he had grown up with, and through his civic work and publishing, he succeeded in passing these values into the American culture permanently. He had a "passion for virtue". These Puritan values included his devotion to egalitarianism, education, industry, thrift, honesty, temperance, charity and community spirit. Thomas Kidd states, "As an adult, Franklin touted ethical responsibility, industriousness, and benevolence, even as he jettisoned Christian orthodoxy."
The classical authors read in the Enlightenment period taught an abstract ideal of republican government based on hierarchical social orders of king, aristocracy and commoners. It was widely believed that English liberties relied on their balance of power, but also hierarchal deference to the privileged class. "Puritanism ... and the epidemic evangelism of the mid-eighteenth century, had created challenges to the traditional notions of social stratification" by preaching that the Bible taught all men are equal, that the true value of a man lies in his moral behavior, not his class, and that all men can be saved. Franklin, steeped in Puritanism and an enthusiastic supporter of the evangelical movement, rejected the salvation dogma but embraced the radical notion of egalitarian democracy.
Franklin's commitment to teach these values was itself something he gained from his Puritan upbringing, with its stress on "inculcating virtue and character in themselves and their communities". These Puritan values and the desire to pass them on, were one of his quintessentially American characteristics and helped shape the character of the nation. Max Weber considered Franklin's ethical writings a culmination of the Protestant ethic, which ethic created the social conditions necessary for the birth of capitalism.
One of his notable characteristics was his respect, tolerance and promotion of all churches. Referring to his experience in Philadelphia, he wrote in his autobiography, "new Places of worship were continually wanted, and generally erected by voluntary Contribution, my Mite for such purpose, whatever might be the Sect, was never refused." "He helped create a new type of nation that would draw strength from its religious pluralism." The evangelical revivalists who were active mid-century, such as Whitefield, were the greatest advocates of religious freedom, "claiming liberty of conscience to be an 'inalienable right of every rational creature.'" Whitefield's supporters in Philadelphia, including Franklin, erected "a large, new hall, that ... could provide a pulpit to anyone of any belief." Franklin's rejection of dogma and doctrine and his stress on the God of ethics and morality and civic virtue made him the "prophet of tolerance". He composed "A Parable Against Persecution", an apocryphal 51st chapter of Genesis in which God teaches Abraham the duty of tolerance. While he was living in London in 1774, he was present at the birth of British Unitarianism, attending the inaugural session of the Essex Street Chapel, at which Theophilus Lindsey drew together the first avowedly Unitarian congregation in England; this was somewhat politically risky and pushed religious tolerance to new boundaries, as a denial of the doctrine of the Trinity was illegal until the 1813 Act.
Although his parents had intended for him a career in the church, Franklin as a young man adopted the Enlightenment religious belief in deism, that God's truths can be found entirely through nature and reason, declaring, "I soon became a thorough Deist." He rejected Christian dogma in a 1725 pamphlet A Dissertation on Liberty and Necessity, Pleasure and Pain, which he later saw as an embarrassment, while simultaneously asserting that God is "all wise, all good, all powerful." He defended his rejection of religious dogma with these words: "I think opinions should be judged by their influences and effects; and if a man holds none that tend to make him less virtuous or more vicious, it may be concluded that he holds none that are dangerous, which I hope is the case with me." After the disillusioning experience of seeing the decay in his own moral standards, and those of two friends in London whom he had converted to deism, Franklin decided that deism was true but it was not as useful in promoting personal morality as were the controls imposed by organized religion. Ralph Frasca contends that in his later life he can be considered a non-denominational Christian, although he did not believe Christ was divine.
In a major scholarly study of his religion, Thomas Kidd argues that Franklin believed that true religiosity was a matter of personal morality and civic virtue. Kidd says Franklin maintained his lifelong resistance to orthodox Christianity while arriving finally at a "doctrineless, moralized Christianity." According to David Morgan, Franklin was a proponent of "generic religion." He prayed to "Powerful Goodness" and referred to God as "the infinite". John Adams noted that he was a mirror in which people saw their own religion: "The Catholics thought him almost a Catholic. The Church of England claimed him as one of them. The Presbyterians thought him half a Presbyterian, and the Friends believed him a wet Quaker." Adams himself decided that Franklin best fit among the "Atheists, Deists, and Libertines." Whatever else Franklin was, concludes Morgan, "he was a true champion of generic religion". In a letter to Richard Price, Franklin states that he believes religion should support itself without help from the government, claiming, "When a Religion is good, I conceive that it will support itself; and, when it cannot support itself, and God does not take care to support, so that its Professors are oblig'd to call for the help of the Civil Power, it is a sign, I apprehend, of its being a bad one."
In 1790, just about a month before he died, Franklin wrote a letter to Ezra Stiles, president of Yale University, who had asked him his views on religion:
As to Jesus of Nazareth, my Opinion of whom you particularly desire, I think the System of Morals and his Religion, as he left them to us, the best the world ever saw or is likely to see; but I apprehend it has received various corrupt changes, and I have, with most of the present Dissenters in England, some Doubts as to his divinity; tho' it is a question I do not dogmatize upon, having never studied it, and I think it needless to busy myself with it now, when I expect soon an Opportunity of knowing the Truth with less Trouble. I see no harm, however, in its being believed, if that belief has the good consequence, as it probably has, of making his doctrines more respected and better observed; especially as I do not perceive that the Supreme takes it amiss, by distinguishing the unbelievers in his government of the world with any particular marks of his displeasure.
On July 4, 1776, Congress appointed a three-member committee composed of Franklin, Jefferson, and Adams to design the Great Seal of the United States. Franklin's proposal (which was not adopted) featured the motto: "Rebellion to Tyrants is Obedience to God" and a scene from the Book of Exodus he took from the frontispiece of the Geneva Bible, with Moses, the Israelites, the pillar of fire, and George III depicted as pharaoh.
The design that was produced was not acted upon by Congress, and the Great Seal's design was not finalized until a third committee was appointed in 1782.
Franklin strongly supported the right to freedom of speech:
In those wretched countries where a man cannot call his tongue his own, he can scarce call anything his own. Whoever would overthrow the liberty of a nation must begin by subduing the freeness of speech ... Without freedom of thought there can be no such thing as wisdom, and no such thing as public liberty without freedom of speech, which is the right of every man ...
Franklin sought to cultivate his character by a plan of 13 virtues, which he developed at age 20 (in 1726) and continued to practice in some form for the rest of his life. His autobiography lists his 13 virtues as:
Franklin did not try to work on them all at once. Instead, he worked on one and only one each week "leaving all others to their ordinary chance". While he did not adhere completely to the enumerated virtues, and by his own admission he fell short of them many times, he believed the attempt made him a better man, contributing greatly to his success and happiness, which is why in his autobiography, he devoted more pages to this plan than to any other single point and wrote, "I hope, therefore, that some of my descendants may follow the example and reap the benefit."
Franklin owned as many as seven slaves, including two men who worked in his household and his shop. He posted paid ads for the sale of slaves and for the capture of runaway slaves and allowed the sale of slaves in his general store. However, he later became an outspoken critic of slavery. In 1758, he advocated the opening of a school for the education of black slaves in Philadelphia. He took two slaves to England with him, Peter and King. King escaped with a woman to live in the outskirts of London, and by 1758 he was working for a household in Suffolk. After returning from England in 1762, Franklin became notably more abolitionist in nature, attacking American slavery. In the wake of Somerset v Stewart, he voiced frustration at British abolitionists:
O Pharisaical Britain! to pride thyself in setting free a single Slave that happens to land on thy coasts, while thy Merchants in all thy ports are encouraged by thy laws to continue a commerce whereby so many hundreds of thousands are dragged into a slavery that can scarce be said to end with their lives, since it is entailed on their posterity!
Franklin, however, refused to publicly debate the issue of slavery at the 1787 Constitutional Convention.
At the time of the American founding, there were about half a million slaves in the United States, mostly in the five southernmost states, where they made up 40% of the population. Many of the leading American founders – most notably Thomas Jefferson, George Washington, and James Madison – owned slaves, but many others did not. Benjamin Franklin thought that slavery was "an atrocious debasement of human nature" and "a source of serious evils". He and Benjamin Rush founded the Pennsylvania Society for Promoting the Abolition of Slavery in 1774. In 1790, Quakers from New York and Pennsylvania presented their petition for abolition to Congress. Their argument against slavery was backed by the Pennsylvania Abolitionist Society.
In his later years, as Congress was forced to deal with the issue of slavery, Franklin wrote several essays that stressed the importance of the abolition of slavery and of the integration of African Americans into American society. These writings included:
Franklin became a vegetarian when he was a teenager apprenticing at a print shop, after coming upon a book by the early vegetarian advocate Thomas Tryon. In addition, he would have also been familiar with the moral arguments espoused by prominent vegetarian Quakers in the colonial-era Province of Pennsylvania, including Benjamin Lay and John Woolman. His reasons for vegetarianism were based on health, ethics, and economy:
When about 16 years of age, I happen'd to meet with a book written by one Tryon, recommending a vegetable diet. I determined to go into it ... [By not eating meat] I presently found that I could save half what [my brother] paid me. This was an additional fund for buying books: but I had another advantage in it ... I made the greater progress from that greater clearness of head and quicker apprehension which usually attend temperance in eating and drinking.
Franklin also declared the consumption of meat to be "unprovoked murder". Despite his convictions, he began to eat fish after being tempted by fried cod on a boat sailing from Boston, justifying the eating of animals by observing that the fish's stomach contained other fish. Nonetheless, he recognized the faulty ethics in this argument and would continue to be a vegetarian on and off. He was "excited" by tofu, which he learned of from the writings of a Spanish missionary to South East Asia, Domingo Fernández Navarrete. Franklin sent a sample of soybeans to prominent American botanist John Bartram and had previously written to British diplomat and Chinese trade expert James Flint inquiring as to how tofu was made, with their correspondence believed to be the first documented use of the word "tofu" in the English language.
Franklin's "Second Reply to Vindex Patriae", a 1766 letter advocating self-sufficiency and less dependence on England, lists various examples of the bounty of American agricultural products, and does not mention meat. Detailing new American customs, he wrote that, "[t]hey resolved last spring to eat no more lamb; and not a joint of lamb has since been seen on any of their tables ... the sweet little creatures are all alive to this day, with the prettiest fleeces on their backs imaginable."
The concept of preventing smallpox by variolation was introduced to colonial America by an African slave named Onesimus via his owner Cotton Mather in the early eighteenth century, but the procedure was not immediately accepted. James Franklin's newspaper carried articles in 1721 that vigorously denounced the concept.
However, by 1736 Benjamin Franklin, by then a prominent Boston citizen, was known as a supporter of the procedure. Therefore, when four-year-old "Franky" died of smallpox, opponents of the procedure circulated rumors that the child had been inoculated, and that this was the cause of his subsequent death. When Franklin became aware of this gossip, he placed a notice in the Pennsylvania Gazette, stating: "I do hereby sincerely declare, that he was not inoculated, but receiv'd the Distemper in the common Way of Infection ... I intended to have my Child inoculated.". The child had a bad case of flux diarrhea, and his parents had waited for him to get well before having him inoculated. Franklin wrote in his Autobiography: "In 1736 I lost one of my sons, a fine boy of four years old, by the small-pox, taken in the common way. I long regretted bitterly, and still regret that I had not given it to him by inoculation. This I mention for the sake of parents who omit that operation, on the supposition that they should never forgive themselves if a child died under it; my example showing that the regret may be the same either way, and that, therefore, the safer should be chosen."
Franklin is known to have played the violin, the harp, and the guitar. He also composed music, notably a string quartet in early classical style. While he was in London, he developed a much-improved version of the glass harmonica, in which the glasses rotate on a shaft, with the player's fingers held steady, instead of the other way around. He worked with the London glassblower Charles James to create it, and instruments based on his mechanical version soon found their way to other parts of Europe. Joseph Haydn, a fan of Franklin's enlightened ideas, had a glass harmonica in his instrument collection. Mozart composed for Franklin's glass harmonica, as did Beethoven. Gaetano Donizetti used the instrument in the accompaniment to Amelia's aria "Par che mi dica ancora" in the tragic opera Il castello di Kenilworth (1821), as did Camille Saint-Saëns in his 1886 The Carnival of the Animals. Richard Strauss calls for the glass harmonica in his 1917 Die Frau ohne Schatten, and numerous other composers used Franklin's instrument as well.
Franklin was an avid chess player. He was playing chess by around 1733, making him the first chess player known by name in the American colonies. His essay on "The Morals of Chess" in Columbian Magazine in December 1786 is the second known writing on chess in America. This essay in praise of chess and prescribing a code of behavior for the game has been widely reprinted and translated. He and a friend used chess as a means of learning the Italian language, which both were studying; the winner of each game between them had the right to assign a task, such as parts of the Italian grammar to be learned by heart, to be performed by the loser before their next meeting.
Franklin was able to play chess more frequently against stronger opposition during his many years as a civil servant and diplomat in England, where the game was far better established than in America. He was able to improve his playing standard by facing more experienced players during this period. He regularly attended Old Slaughter's Coffee House in London for chess and socializing, making many important personal contacts. While in Paris, both as a visitor and later as ambassador, he visited the famous Café de la Régence, which France's strongest players made their regular meeting place. No records of his games have survived, so it is not possible to ascertain his playing strength in modern terms.
Franklin was inducted into the U.S. Chess Hall of Fame in 1999. The Franklin Mercantile Chess Club in Philadelphia, the second oldest chess club in the U.S., is named in his honor.
Franklin bequeathed £1,000 (about $4,400 at the time, or about $125,000 in 2021 dollars) each to the cities of Boston and Philadelphia, in trust to gather interest for 200 years. The trust began in 1785 when the French mathematician Charles-Joseph Mathon de la Cour, who admired Franklin greatly, wrote a friendly parody of Franklin's Poor Richard's Almanack called Fortunate Richard. The main character leaves a smallish amount of money in his will, five lots of 100 livres, to collect interest over one, two, three, four or five full centuries, with the resulting astronomical sums to be spent on impossibly elaborate utopian projects. Franklin, who was 79 years old at the time, wrote thanking him for a great idea and telling him that he had decided to leave a bequest of 1,000 pounds each to his native Boston and his adopted Philadelphia.
By 1990, more than $2,000,000 (~$3.98 million in 2022) had accumulated in Franklin's Philadelphia trust, which had loaned the money to local residents. From 1940 to 1990, the money was used mostly for mortgage loans. When the trust came due, Philadelphia decided to spend it on scholarships for local high school students. Franklin's Boston trust fund accumulated almost $5,000,000 during that same time; at the end of its first 100 years a portion was allocated to help establish a trade school that became the Franklin Institute of Boston, and the entire fund was later dedicated to supporting this institute.
In 1787, a group of prominent ministers in Lancaster, Pennsylvania, proposed the foundation of a new college named in Franklin's honor. Franklin donated £200 towards the development of Franklin College (now called Franklin & Marshall College).
As the only person to have signed the Declaration of Independence in 1776, Treaty of Alliance with France in 1778, Treaty of Paris in 1783, and U.S. Constitution in 1787, Franklin is considered one of the leading Founding Fathers of the United States. His pervasive influence in the early history of the nation has led to his being jocularly called "the only president of the United States who was never president of the United States".
Franklin's likeness is ubiquitous. Since 1928, it has adorned American $100 bills. From 1948 to 1963, Franklin's portrait was on the half-dollar. He has appeared on a $50 bill and on several varieties of the $100 bill from 1914 and 1918. Franklin also appears on the $1,000 Series EE savings bond.
On April 12, 1976, as part of a bicentennial celebration, Congress dedicated a 20-foot (6 m) tall marble statue in Philadelphia's Franklin Institute as the Benjamin Franklin National Memorial. Vice President Nelson Rockefeller presided over the dedication ceremony. Many of Franklin's personal possessions are on display at the institute. In London, his house at 36 Craven Street, which is the only surviving former residence of Franklin, was first marked with a blue plaque and has since been opened to the public as the Benjamin Franklin House. In 1998, workmen restoring the building dug up the remains of six children and four adults hidden below the home. A total of 15 bodies have been recovered. The Friends of Benjamin Franklin House (the organization responsible for the restoration) note that the bones were likely placed there by William Hewson, who lived in the house for two years and who had built a small anatomy school at the back of the house. They note that while Franklin likely knew what Hewson was doing, he probably did not participate in any dissections because he was much more of a physicist than a medical man.
He has been honored on U.S. postage stamps many times. The image of Franklin, the first postmaster general of the United States, occurs on the face of U.S. postage more than any other notable American save that of George Washington. He appeared on the first U.S. postage stamp issued in 1847. From 1908 through 1923, the U.S. Post Office issued a series of postage stamps commonly referred to as the Washington–Franklin Issues, in which Washington and Franklin were depicted many times over a 14-year period, the longest run of any one series in U.S. postal history. However, he only appears on a few commemorative stamps. Some of the finest portrayals of Franklin on record can be found on the engravings inscribed on the face of U.S. postage. | [
{
"paragraph_id": 0,
"text": "Benjamin Franklin FRS FRSA FRSE (January 17, 1706 [O.S. January 6, 1705] – April 17, 1790) was an American polymath who was active as a writer, scientist, inventor, statesman, diplomat, printer, publisher, and political philosopher. Among the leading intellectuals of his time, Franklin was one of the Founding Fathers of the United States, a drafter and signer of the Declaration of Independence, and the first postmaster general.",
"title": ""
},
{
"paragraph_id": 1,
"text": "Franklin became a successful newspaper editor and printer in Philadelphia, the leading city in the colonies, publishing the Pennsylvania Gazette at age 23. He became wealthy publishing this and Poor Richard's Almanack, which he wrote under the pseudonym \"Richard Saunders\". After 1767, he was associated with the Pennsylvania Chronicle, a newspaper that was known for its revolutionary sentiments and criticisms of the policies of the British Parliament and the Crown.",
"title": ""
},
{
"paragraph_id": 2,
"text": "He pioneered and was the first president of the Academy and College of Philadelphia, which opened in 1751 and later became the University of Pennsylvania. He organized and was the first secretary of the American Philosophical Society and was elected its president in 1769. Franklin became a national hero in America as an agent for several colonies when he spearheaded an effort in London to have the Parliament of Great Britain repeal the unpopular Stamp Act. An accomplished diplomat, he was widely admired as the first U.S. ambassador to France and was a major figure in the development of positive Franco–American relations. His efforts proved vital for the American Revolution in securing French aid.",
"title": ""
},
{
"paragraph_id": 3,
"text": "He was promoted to deputy postmaster-general for the British colonies on August 10, 1753, having been Philadelphia postmaster for many years, and this enabled him to set up the first national communications network. He was active in community affairs and colonial and state politics, as well as national and international affairs. From 1785 to 1788, he served as President of Pennsylvania. At some points in his life, he owned slaves and ran \"for sale\" ads for slaves in his newspaper, but by the late 1750s, he began arguing against slavery, became an active abolitionist, and promoted education and the integration of African Americans into U.S. society.",
"title": ""
},
{
"paragraph_id": 4,
"text": "As a scientist, he was a major figure in the American Enlightenment and the history of physics for his studies of electricity, and for charting and naming the Gulf Stream current. As an inventor, he is known for the lightning rod, bifocals, and the Franklin stove, among others. He founded many civic organizations, including the Library Company, Philadelphia's first fire department, and the University of Pennsylvania. Franklin earned the title of \"The First American\" for his early and indefatigable campaigning for colonial unity. Foundational in defining the American ethos, Franklin has been called \"the most accomplished American of his age and the most influential in inventing the type of society America would become.\"",
"title": ""
},
{
"paragraph_id": 5,
"text": "His life and legacy of scientific and political achievement, and his status as one of America's most influential Founding Fathers, have seen Franklin honored more than two centuries after his death on the $100 bill, warships, and the names of many towns, counties, educational institutions, and corporations, as well as numerous cultural references and with a portrait in the Oval Office. Over his lifetime, Franklin wrote or received more than 30,000 letters and other documents, which since the 1950s have been collected in The Papers of Benjamin Franklin, published by both the American Philosophical Society and Yale University.",
"title": ""
},
{
"paragraph_id": 6,
"text": "Benjamin Franklin's father, Josiah Franklin, was a tallow chandler, soaper, and candlemaker. Josiah Franklin was born at Ecton, Northamptonshire, England, on December 23, 1657, the son of Thomas Franklin, a blacksmith and farmer, and his wife, Jane White. Benjamin's father and all four of his grandparents were born in England.",
"title": "Ancestry"
},
{
"paragraph_id": 7,
"text": "Josiah Franklin had a total of seventeen children with his two wives. He married his first wife, Anne Child, in about 1677 in Ecton and emigrated with her to Boston in 1683; they had three children before emigration and four after. Following her death, Josiah married Abiah Folger on July 9, 1689, in the Old South Meeting House by Reverend Samuel Willard, and had ten children with her. Benjamin, their eighth child, was Josiah Franklin's fifteenth child overall, and his tenth and final son.",
"title": "Ancestry"
},
{
"paragraph_id": 8,
"text": "Benjamin Franklin's mother, Abiah, was born in Nantucket, Massachusetts Bay Colony, on August 15, 1667, to Peter Folger, a miller and schoolteacher, and his wife, Mary Morrell Folger, a former indentured servant. Mary Folger came from a Puritan family that was among the first Pilgrims to flee to Massachusetts for religious freedom, sailing for Boston in 1635 after King Charles I of England had begun persecuting Puritans. Her father Peter was \"the sort of rebel destined to transform colonial America.\" As clerk of the court, he was jailed for disobeying the local magistrate in defense of middle-class shopkeepers and artisans in conflict with wealthy landowners.",
"title": "Ancestry"
},
{
"paragraph_id": 9,
"text": "Franklin was born on Milk Street in Boston, Province of Massachusetts Bay on January 17, 1706, and baptized at the Old South Meeting House in Boston. As a child growing up along the Charles River, Franklin recalled that he was \"generally the leader among the boys\".",
"title": "Early life and education"
},
{
"paragraph_id": 10,
"text": "Franklin's father wanted him to attend school with the clergy but only had enough money to send him to school for two years. He attended Boston Latin School but did not graduate; he continued his education through voracious reading. Although \"his parents talked of the church as a career\" for Franklin, his schooling ended when he was ten. He worked for his father for a time, and at 12 he became an apprentice to his brother James, a printer, who taught him the printing trade. When Benjamin was 15, James founded The New-England Courant, which was the third newspaper founded in Boston.",
"title": "Early life and education"
},
{
"paragraph_id": 11,
"text": "When denied the chance to write a letter to the paper for publication, Franklin adopted the pseudonym of \"Silence Dogood\", a middle-aged widow. Mrs. Dogood's letters were published and became a subject of conversation around town. Neither James nor the Courant's readers were aware of the ruse, and James was unhappy with Benjamin when he discovered the popular correspondent was his younger brother. Franklin was an advocate of free speech from an early age. When his brother was jailed for three weeks in 1722 for publishing material unflattering to the governor, young Franklin took over the newspaper and had Mrs. Dogood proclaim, quoting Cato's Letters, \"Without freedom of thought there can be no such thing as wisdom and no such thing as public liberty without freedom of speech\". Franklin left his apprenticeship without his brother's permission, and in so doing became a fugitive.",
"title": "Early life and education"
},
{
"paragraph_id": 12,
"text": "At age 17, Franklin ran away to Philadelphia, seeking a new start in a new city. When he first arrived, he worked in several printing shops in Philadelphia, but he was not satisfied by the immediate prospects in any of these jobs. After a few months, while working in one printing house, Pennsylvania governor Sir William Keith convinced him to go to London, ostensibly to acquire the equipment necessary for establishing another newspaper in Philadelphia. Discovering that Keith's promises of backing a newspaper were empty, he worked as a typesetter in a printer's shop in what is the present-day Church of St Bartholomew-the-Great in the Smithfield area of London. Following this, he returned to Philadelphia in 1726 with the help of Thomas Denham, a merchant who employed him as a clerk, shopkeeper, and bookkeeper in his business.",
"title": "Early life and education"
},
{
"paragraph_id": 13,
"text": "In 1727, at age 21, Franklin formed the Junto, a group of \"like minded aspiring artisans and tradesmen who hoped to improve themselves while they improved their community\". The Junto was a discussion group for issues of the day; it subsequently gave rise to many organizations in Philadelphia. The Junto was modeled after English coffeehouses that Franklin knew well and which had become the center of the spread of Enlightenment ideas in Britain.",
"title": "Early life and education"
},
{
"paragraph_id": 14,
"text": "Reading was a great pastime of the Junto, but books were rare and expensive. The members created a library initially assembled from their own books after Franklin wrote:",
"title": "Early life and education"
},
{
"paragraph_id": 15,
"text": "A proposition was made by me that since our books were often referr'd to in our disquisitions upon the inquiries, it might be convenient for us to have them altogether where we met, that upon occasion they might be consulted; and by thus clubbing our books to a common library, we should, while we lik'd to keep them together, have each of us the advantage of using the books of all the other members, which would be nearly as beneficial as if each owned the whole.",
"title": "Early life and education"
},
{
"paragraph_id": 16,
"text": "This did not suffice, however. Franklin conceived the idea of a subscription library, which would pool the funds of the members to buy books for all to read. This was the birth of the Library Company of Philadelphia, whose charter he composed in 1731.",
"title": "Early life and education"
},
{
"paragraph_id": 17,
"text": "Upon Denham's death, Franklin returned to his former trade. In 1728, he set up a printing house in partnership with Hugh Meredith; the following year he became the publisher of The Pennsylvania Gazette, a newspaper in Philadelphia. The Gazette gave Franklin a forum for agitation about a variety of local reforms and initiatives through printed essays and observations. Over time, his commentary, and his adroit cultivation of a positive image as an industrious and intellectual young man, earned him a great deal of social respect. But even after he achieved fame as a scientist and statesman, he habitually signed his letters with the unpretentious 'B. Franklin, Printer.'",
"title": "Early life and education"
},
{
"paragraph_id": 18,
"text": "In 1732, he published the first German-language newspaper in America – Die Philadelphische Zeitung – although it failed after only one year because four other newly founded German papers quickly dominated the newspaper market. Franklin also printed Moravian religious books in German. He often visited Bethlehem, Pennsylvania, staying at the Moravian Sun Inn. In a 1751 pamphlet on demographic growth and its implications for the Thirteen Colonies, he called the Pennsylvania Germans \"Palatine Boors\" who could never acquire the \"Complexion\" of Anglo-American settlers and referred to \"Blacks and Tawneys\" as weakening the social structure of the colonies. Although he apparently reconsidered shortly thereafter, and the phrases were omitted from all later printings of the pamphlet, his views may have played a role in his political defeat in 1764.",
"title": "Early life and education"
},
{
"paragraph_id": 19,
"text": "According to Ralph Frasca, Franklin promoted the printing press as a device to instruct colonial Americans in moral virtue. Frasca argues he saw this as a service to God, because he understood moral virtue in terms of actions, thus, doing good provides a service to God. Despite his own moral lapses, Franklin saw himself as uniquely qualified to instruct Americans in morality. He tried to influence American moral life through the construction of a printing network based on a chain of partnerships from the Carolinas to New England. He thereby invented the first newspaper chain. It was more than a business venture, for like many publishers he believed that the press had a public-service duty.",
"title": "Early life and education"
},
{
"paragraph_id": 20,
"text": "When he established himself in Philadelphia, shortly before 1730, the town boasted two \"wretched little\" news sheets, Andrew Bradford's The American Weekly Mercury, and Samuel Keimer's Universal Instructor in all Arts and Sciences, and Pennsylvania Gazette. This instruction in all arts and sciences consisted of weekly extracts from Chambers's Universal Dictionary. Franklin quickly did away with all of this when he took over the Instructor and made it The Pennsylvania Gazette. The Gazette soon became his characteristic organ, which he freely used for satire, for the play of his wit, even for sheer excess of mischief or of fun. From the first, he had a way of adapting his models to his own uses. The series of essays called \"The Busy-Body\", which he wrote for Bradford's American Mercury in 1729, followed the general Addisonian form, already modified to suit homelier conditions. The thrifty Patience, in her busy little shop, complaining of the useless visitors who waste her valuable time, is related to the women who address Mr. Spectator. The Busy-Body himself is a true Censor Morum, as Isaac Bickerstaff had been in the Tatler. And a number of the fictitious characters, Ridentius, Eugenius, Cato, and Cretico, represent traditional 18th-century classicism. Even this Franklin could use for contemporary satire, since Cretico, the \"sowre Philosopher\", is evidently a portrait of his rival, Samuel Keimer.",
"title": "Early life and education"
},
{
"paragraph_id": 21,
"text": "Franklin had mixed success in his plan to establish an inter-colonial network of newspapers that would produce a profit for him and disseminate virtue. Over the years he sponsored two dozen printers in Pennsylvania, South Carolina, New York, Connecticut and even the Caribbean. By 1753, 8 of the 15 English language newspapers in the colonies were published by him or his partners. He began in Charleston, South Carolina, in 1731. After his second editor died, the widow Elizabeth Timothy took over and made it a success. She was one of the colonial era's first woman printers. For three decades Franklin maintained a close business relationship with her and her son Peter Timothy, who took over the South Carolina Gazette in 1746. The Gazette was impartial in political debates, while creating the opportunity for public debate, which encouraged others to challenge authority. Timothy avoided blandness and crude bias and after 1765 increasingly took a patriotic stand in the growing crisis with Great Britain. However, Franklin's Connecticut Gazette (1755–68) proved unsuccessful. As the Revolution approached, political strife slowly tore his network apart.",
"title": "Early life and education"
},
{
"paragraph_id": 22,
"text": "In 1730 or 1731, Franklin was initiated into the local Masonic lodge. He became a grand master in 1734, indicating his rapid rise to prominence in Pennsylvania. The same year, he edited and published the first Masonic book in the Americas, a reprint of James Anderson's Constitutions of the Free-Masons. He was the secretary of St. John's Lodge in Philadelphia from 1735 to 1738. Franklin remained a Freemason for the rest of his life.",
"title": "Early life and education"
},
{
"paragraph_id": 23,
"text": "At age 17 in 1723, Franklin proposed to 15-year-old Deborah Read while a boarder in the Read home. At that time, Deborah's mother was wary of allowing her young daughter to marry Franklin, who was on his way to London at Governor Keith's request, and also because of his financial instability. Her own husband had recently died, and she declined Franklin's request to marry her daughter.",
"title": "Early life and education"
},
{
"paragraph_id": 24,
"text": "While Franklin was in London, his trip was extended, and there were problems with the governor's promises of support. Perhaps because of the circumstances of this delay, Deborah married a man named John Rodgers. This proved to be a regrettable decision. Rodgers shortly avoided his debts and prosecution by fleeing to Barbados with her dowry, leaving her behind. Rodgers's fate was unknown, and because of bigamy laws, Deborah was not free to remarry.",
"title": "Early life and education"
},
{
"paragraph_id": 25,
"text": "Franklin established a common-law marriage with Deborah on September 1, 1730. They took in his recently acknowledged illegitimate young son and raised him in their household. They had two children together. Their son, Francis Folger Franklin, was born in October 1732 and died of smallpox in 1736. Their daughter, Sarah \"Sally\" Franklin, was born in 1743 and eventually married Richard Bache.",
"title": "Early life and education"
},
{
"paragraph_id": 26,
"text": "Deborah's fear of the sea meant that she never accompanied Franklin on any of his extended trips to Europe; another possible reason why they spent much time apart is that he may have blamed her for possibly preventing their son Francis from being inoculated against the disease that subsequently killed him. Deborah wrote to him in November 1769, saying she was ill due to \"dissatisfied distress\" from his prolonged absence, but he did not return until his business was done. Deborah Read Franklin died of a stroke on December 14, 1774, while Franklin was on an extended mission to Great Britain; he returned in 1775.",
"title": "Early life and education"
},
{
"paragraph_id": 27,
"text": "In 1730, 24-year-old Franklin publicly acknowledged his illegitimate son William and raised him in his household. William was born on February 22, 1730, but his mother's identity is unknown. He was educated in Philadelphia and beginning at about age 30 studied law in London in the early 1760s. William himself fathered an illegitimate son, William Temple Franklin, born on the same day and month: February 22, 1760. The boy's mother was never identified, and he was placed in foster care. In 1762, the elder William Franklin married Elizabeth Downes, daughter of a planter from Barbados, in London. In 1763, he was appointed as the last royal governor of New Jersey.",
"title": "Early life and education"
},
{
"paragraph_id": 28,
"text": "A Loyalist to the king, William Franklin saw his relations with father Benjamin eventually break down over their differences about the American Revolutionary War, as Benjamin Franklin could never accept William's position. Deposed in 1776 by the revolutionary government of New Jersey, William was placed under house arrest at his home in Perth Amboy for six months. After the Declaration of Independence, he was formally taken into custody by order of the Provincial Congress of New Jersey, an entity which he refused to recognize, regarding it as an \"illegal assembly\". He was incarcerated in Connecticut for two years, in Wallingford and Middletown, and, after being caught surreptitiously engaging Americans into supporting the Loyalist cause, was held in solitary confinement at Litchfield for eight months. When finally released in a prisoner exchange in 1778, he moved to New York City, which was occupied by the British at the time.",
"title": "Early life and education"
},
{
"paragraph_id": 29,
"text": "While in New York City, he became leader of the Board of Associated Loyalists, a quasi-military organization chartered by King George III and headquartered in New York City. They initiated guerrilla forays into New Jersey, southern Connecticut, and New York counties north of the city. When British troops evacuated from New York, William Franklin left with them and sailed to England. He settled in London, never to return to North America. In the preliminary peace talks in 1782 with Britain, \"... Benjamin Franklin insisted that loyalists who had borne arms against the United States would be excluded from this plea (that they be given a general pardon). He was undoubtedly thinking of William Franklin.\"",
"title": "Early life and education"
},
{
"paragraph_id": 30,
"text": "In 1732, Franklin began to publish the noted Poor Richard's Almanack (with content both original and borrowed) under the pseudonym Richard Saunders, on which much of his popular reputation is based. He frequently wrote under pseudonyms. The first issue published was for the upcoming year, 1733. He had developed a distinct, signature style that was plain, pragmatic and had a sly, soft but self-deprecating tone with declarative sentences. Although it was no secret that he was the author, his Richard Saunders character repeatedly denied it. \"Poor Richard's Proverbs\", adages from this almanac, such as \"A penny saved is twopence dear\" (often misquoted as \"A penny saved is a penny earned\") and \"Fish and visitors stink in three days\", remain common quotations in the modern world. Wisdom in folk society meant the ability to provide an apt adage for any occasion, and his readers became well prepared. He sold about ten thousand copies per year—it became an institution. In 1741, Franklin began publishing The General Magazine and Historical Chronicle for all the British Plantations in America. He used the heraldic badge of the Prince of Wales as the cover illustration.",
"title": "Early life and education"
},
{
"paragraph_id": 31,
"text": "In 1758, the year he ceased writing for the Almanack, he printed Father Abraham's Sermon, also known as The Way to Wealth. Franklin began writing his autobiography in 1771, but it was not published until after his death. It has become one of the classics in the genre of autobiographical non-fiction. Franklin wrote a letter, \"Advice to a Friend on Choosing a Mistress\", dated June 25, 1745, in which he gives advice to a young man about channeling sexual urges. Due to its licentious nature, it was not published in collections of his papers during the 19th century. Federal court rulings from the mid-to-late 20th century cited the document as a reason for overturning obscenity laws and against censorship.",
"title": "Early life and education"
},
{
"paragraph_id": 32,
"text": "In 1736, Franklin created the Union Fire Company, one of the first volunteer firefighting companies in America. In the same year, he printed a new currency for New Jersey based on innovative anti-counterfeiting techniques he had devised. Throughout his career, he was an advocate for paper money, publishing A Modest Enquiry into the Nature and Necessity of a Paper Currency in 1729, and his printer printed money. He was influential in the more restrained and thus successful monetary experiments in the Middle Colonies, which stopped deflation without causing excessive inflation. In 1766, he made a case for paper money to the British House of Commons.",
"title": "Public life"
},
{
"paragraph_id": 33,
"text": "As he matured, Franklin began to concern himself more with public affairs. In 1743, he first devised a scheme for the Academy, Charity School, and College of Philadelphia. However, the person he had in mind to run the academy, Rev. Richard Peters, refused and Franklin put his ideas away until 1749 when he printed his own pamphlet, Proposals Relating to the Education of Youth in Pensilvania. He was appointed president of the Academy on November 13, 1749; the academy and the charity school opened in 1751.",
"title": "Public life"
},
{
"paragraph_id": 34,
"text": "In 1743, he founded the American Philosophical Society to help scientific men discuss their discoveries and theories. He began the electrical research that, along with other scientific inquiries, would occupy him for the rest of his life, in between bouts of politics and moneymaking.",
"title": "Public life"
},
{
"paragraph_id": 35,
"text": "During King George's War, Franklin raised a militia called the Association for General Defense because the legislators of the city had decided to take no action to defend Philadelphia \"either by erecting fortifications or building Ships of War\". He raised money to create earthwork defenses and buy artillery. The largest of these was the \"Association Battery\" or \"Grand Battery\" of 50 guns.",
"title": "Public life"
},
{
"paragraph_id": 36,
"text": "In 1747, Franklin (already a very wealthy man) retired from printing and went into other businesses. He formed a partnership with his foreman, David Hall, which provided Franklin with half of the shop's profits for 18 years. This lucrative business arrangement provided leisure time for study, and in a few years he had made many new discoveries.",
"title": "Public life"
},
{
"paragraph_id": 37,
"text": "Franklin became involved in Philadelphia politics and rapidly progressed. In October 1748, he was selected as a councilman; in June 1749, he became a justice of the peace for Philadelphia; and in 1751, he was elected to the Pennsylvania Assembly. On August 10, 1753, he was appointed deputy postmaster-general of British North America. His most notable service in domestic politics was his reform of the postal system, with mail sent out every week.",
"title": "Public life"
},
{
"paragraph_id": 38,
"text": "In 1751, Franklin and Thomas Bond obtained a charter from the Pennsylvania legislature to establish a hospital. Pennsylvania Hospital was the first hospital in the colonies. In 1752, Franklin organized the Philadelphia Contributionship, the Colonies' first homeowner's insurance company.",
"title": "Public life"
},
{
"paragraph_id": 39,
"text": "Between 1750 and 1753, the \"educational triumvirate\" of Franklin, Samuel Johnson of Stratford, Connecticut, and schoolteacher William Smith built on Franklin's initial scheme and created what Bishop James Madison, president of the College of William & Mary, called a \"new-model\" plan or style of American college. Franklin solicited, printed in 1752, and promoted an American textbook of moral philosophy by Samuel Johnson, titled Elementa Philosophica, to be taught in the new colleges. In June 1753, Johnson, Franklin, and Smith met in Stratford. They decided the new-model college would focus on the professions, with classes taught in English instead of Latin, have subject matter experts as professors instead of one tutor leading a class for four years, and there would be no religious test for admission. Johnson went on to found King's College (now Columbia University) in New York City in 1754, while Franklin hired Smith as provost of the College of Philadelphia, which opened in 1755. At its first commencement, on May 17, 1757, seven men graduated; six with a Bachelor of Arts and one with a Master of Arts. It was later merged with the University of the State of Pennsylvania to become the University of Pennsylvania. The college was to become influential in guiding the founding documents of the United States: in the Continental Congress, for example, over one-third of the college-affiliated men who contributed to the Declaration of Independence between September 4, 1774, and July 4, 1776, were affiliated with the college.",
"title": "Public life"
},
{
"paragraph_id": 40,
"text": "In 1754, he headed the Pennsylvania delegation to the Albany Congress. This meeting of several colonies had been requested by the Board of Trade in England to improve relations with the Indians and defense against the French. Franklin proposed a broad Plan of Union for the colonies. While the plan was not adopted, elements of it found their way into the Articles of Confederation and the Constitution.",
"title": "Public life"
},
{
"paragraph_id": 41,
"text": "In 1753, both Harvard and Yale awarded him honorary master of arts degrees. In 1756, he received an honorary Master of Arts degree from the College of William & Mary. Later in 1756, Franklin organized the Pennsylvania Militia. He used Tun Tavern as a gathering place to recruit a regiment of soldiers to go into battle against the Native American uprisings that beset the American colonies.",
"title": "Public life"
},
{
"paragraph_id": 42,
"text": "Well known as a printer and publisher, Franklin was appointed postmaster of Philadelphia in 1737, holding the office until 1753, when he and publisher William Hunter were named deputy postmasters–general of British North America, the first to hold the office. (Joint appointments were standard at the time, for political reasons.) He was responsible for the British colonies from Pennsylvania north and east, as far as the island of Newfoundland. A post office for local and outgoing mail had been established in Halifax, Nova Scotia, by local stationer Benjamin Leigh, on April 23, 1754, but service was irregular. Franklin opened the first post office to offer regular, monthly mail in Halifax on December 9, 1755. Meantime, Hunter became postal administrator in Williamsburg, Virginia, and oversaw areas south of Annapolis, Maryland. Franklin reorganized the service's accounting system and improved speed of delivery between Philadelphia, New York, and Boston. By 1761, efficiencies led to the first profits for the colonial post office.",
"title": "Public life"
},
{
"paragraph_id": 43,
"text": "When the lands of New France were ceded to the British under the Treaty of Paris in 1763, the British province of Quebec was created among them, and Franklin saw mail service expanded between Montreal, Trois-Rivières, Quebec City, and New York. For the greater part of his appointment, he lived in England (from 1757 to 1762, and again from 1764 to 1774)—about three-quarters of his term. Eventually, his sympathies for the rebel cause in the American Revolution led to his dismissal on January 31, 1774.",
"title": "Public life"
},
{
"paragraph_id": 44,
"text": "On July 26, 1775, the Second Continental Congress established the United States Post Office and named Franklin as the first United States postmaster general. He had been a postmaster for decades and was a natural choice for the position. He had just returned from England and was appointed chairman of a Committee of Investigation to establish a postal system. The report of the committee, providing for the appointment of a postmaster general for the 13 American colonies, was considered by the Continental Congress on July 25 and 26. On July 26, 1775, Franklin was appointed postmaster general, the first appointed under the Continental Congress. His apprentice, William Goddard, felt that his ideas were mostly responsible for shaping the postal system and that the appointment should have gone to him, but he graciously conceded it to Franklin, 36 years his senior. Franklin, however, appointed Goddard as Surveyor of the Posts, issued him a signed pass, and directed him to investigate and inspect the various post offices and mail routes as he saw fit. The newly established postal system became the United States Post Office, a system that continues to operate today.",
"title": "Public life"
},
{
"paragraph_id": 45,
"text": "From the mid-1750s to the mid-1770s, Franklin spent much of his time in London.",
"title": "Public life"
},
{
"paragraph_id": 46,
"text": "In 1757, he was sent to England by the Pennsylvania Assembly as a colonial agent to protest against the political influence of the Penn family, the proprietors of the colony. He remained there for five years, striving to end the proprietors' prerogative to overturn legislation from the elected Assembly and their exemption from paying taxes on their land. His lack of influential allies in Whitehall led to the failure of this mission.",
"title": "Public life"
},
{
"paragraph_id": 47,
"text": "At this time, many members of the Pennsylvania Assembly were feuding with William Penn's heirs, who controlled the colony as proprietors. After his return to the colony, Franklin led the \"anti-proprietary party\" in the struggle against the Penn family and was elected Speaker of the Pennsylvania House in May 1764. His call for a change from proprietary to royal government was a rare political miscalculation, however: Pennsylvanians worried that such a move would endanger their political and religious freedoms. Because of these fears and because of political attacks on his character, Franklin lost his seat in the October 1764 Assembly elections. The anti-proprietary party dispatched him to England again to continue the struggle against the Penn family proprietorship. During this trip, events drastically changed the nature of his mission.",
"title": "Public life"
},
{
"paragraph_id": 48,
"text": "In London, Franklin opposed the 1765 Stamp Act. Unable to prevent its passage, he made another political miscalculation and recommended a friend to the post of stamp distributor for Pennsylvania. Pennsylvanians were outraged, believing that he had supported the measure all along, and threatened to destroy his home in Philadelphia. Franklin soon learned of the extent of colonial resistance to the Stamp Act, and he testified during the House of Commons proceedings that led to its repeal. With this, Franklin suddenly emerged as the leading spokesman for American interests in England. He wrote popular essays on behalf of the colonies. Georgia, New Jersey, and Massachusetts also appointed him as their agent to the Crown.",
"title": "Public life"
},
{
"paragraph_id": 49,
"text": "During his lengthy missions to London between 1757 and 1775, Franklin lodged in a house on Craven Street, just off the Strand in central London. During his stays there, he developed a close friendship with his landlady, Margaret Stevenson, and her circle of friends and relations, in particular, her daughter Mary, who was more often known as Polly. The house is now a museum known as the Benjamin Franklin House. Whilst in London, Franklin became involved in radical politics. He belonged to a gentleman's club (which he called \"the honest Whigs\"), which held stated meetings, and included members such as Richard Price, the minister of Newington Green Unitarian Church who ignited the Revolution controversy, and Andrew Kippis.",
"title": "Public life"
},
{
"paragraph_id": 50,
"text": "In 1756, Franklin had become a member of the Society for the Encouragement of Arts, Manufactures & Commerce (now the Royal Society of Arts), which had been founded in 1754. After his return to the United States in 1775, he became the Society's Corresponding Member, continuing a close connection. The Royal Society of Arts instituted a Benjamin Franklin Medal in 1956 to commemorate the 250th anniversary of his birth and the 200th anniversary of his membership of the RSA.",
"title": "Public life"
},
{
"paragraph_id": 51,
"text": "The study of natural philosophy (referred today as science in general) drew him into overlapping circles of acquaintance. Franklin was, for example, a corresponding member of the Lunar Society of Birmingham. In 1759, the University of St Andrews awarded him an honorary doctorate in recognition of his accomplishments. In October 1759, he was granted Freedom of the Borough of St Andrews. He was also awarded an honorary doctorate by Oxford University in 1762. Because of these honors, he was often addressed as \"Dr. Franklin\".",
"title": "Public life"
},
{
"paragraph_id": 52,
"text": "While living in London in 1768, he developed a phonetic alphabet in A Scheme for a new Alphabet and a Reformed Mode of Spelling. This reformed alphabet discarded six letters he regarded as redundant (c, j, q, w, x, and y), and substituted six new letters for sounds he felt lacked letters of their own. This alphabet never caught on, and he eventually lost interest.",
"title": "Public life"
},
{
"paragraph_id": 53,
"text": "Franklin used London as a base to travel. In 1771, he made short journeys through different parts of England, staying with Joseph Priestley at Leeds, Thomas Percival at Manchester and Erasmus Darwin at Lichfield. In Scotland, he spent five days with Lord Kames near Stirling and stayed for three weeks with David Hume in Edinburgh. In 1759, he visited Edinburgh with his son and later reported that he considered his six weeks in Scotland \"six weeks of the densest happiness I have met with in any part of my life\".",
"title": "Public life"
},
{
"paragraph_id": 54,
"text": "In Ireland, he stayed with Lord Hillsborough. Franklin noted of him that \"all the plausible behaviour I have described is meant only, by patting and stroking the horse, to make him more patient, while the reins are drawn tighter, and the spurs set deeper into his sides.\" In Dublin, Franklin was invited to sit with the members of the Irish Parliament rather than in the gallery. He was the first American to receive this honor. While touring Ireland, he was deeply moved by the level of poverty he witnessed. The economy of the Kingdom of Ireland was affected by the same trade regulations and laws that governed the Thirteen Colonies. He feared that the American colonies could eventually come to the same level of poverty if the regulations and laws continued to apply to them.",
"title": "Public life"
},
{
"paragraph_id": 55,
"text": "Franklin spent two months in German lands in 1766, but his connections to the country stretched across a lifetime. He declared a debt of gratitude to German scientist Otto von Guericke for his early studies of electricity. Franklin also co-authored the first treaty of friendship between Prussia and America in 1785. In September 1767, he visited Paris with his usual traveling partner, Sir John Pringle, 1st Baronet. News of his electrical discoveries was widespread in France. His reputation meant that he was introduced to many influential scientists and politicians, and also to King Louis XV.",
"title": "Public life"
},
{
"paragraph_id": 56,
"text": "One line of argument in Parliament was that Americans should pay a share of the costs of the French and Indian War and therefore taxes should be levied on them. Franklin became the American spokesman in highly publicized testimony in Parliament in 1766. He stated that Americans already contributed heavily to the defense of the Empire. He said local governments had raised, outfitted and paid 25,000 soldiers to fight France—as many as Britain itself sent—and spent many millions from American treasuries doing so in the French and Indian War alone.",
"title": "Public life"
},
{
"paragraph_id": 57,
"text": "In 1772, Franklin obtained private letters of Thomas Hutchinson and Andrew Oliver, governor and lieutenant governor of the Province of Massachusetts Bay, proving that they had encouraged the Crown to crack down on Bostonians. Franklin sent them to America, where they escalated tensions. The letters were finally leaked to the public in the Boston Gazette in mid-June 1773, causing a political firestorm in Massachusetts and raising significant questions in England. The British began to regard him as the fomenter of serious trouble. Hopes for a peaceful solution ended as he was systematically ridiculed and humiliated by Solicitor-General Alexander Wedderburn, before the Privy Council on January 29, 1774. He returned to Philadelphia in March 1775, and abandoned his accommodationist stance.",
"title": "Public life"
},
{
"paragraph_id": 58,
"text": "In 1773, Franklin published two of his most celebrated pro-American satirical essays: \"Rules by Which a Great Empire May Be Reduced to a Small One\", and \"An Edict by the King of Prussia\".",
"title": "Public life"
},
{
"paragraph_id": 59,
"text": "Franklin is known to have occasionally attended the Hellfire Club's meetings during 1758 as a non-member during his time in England. However, some authors and historians would argue he was in fact a British spy. As there are no records left (having been burned in 1774), many of these members are just assumed or linked by letters sent to each other. One early proponent that Franklin was a member of the Hellfire Club and a double agent is the historian Donald McCormick, who has a history of making controversial claims.",
"title": "Public life"
},
{
"paragraph_id": 60,
"text": "In 1763, soon after Franklin returned to Pennsylvania from England for the first time, the western frontier was engulfed in a bitter war known as Pontiac's Rebellion. The Paxton Boys, a group of settlers convinced that the Pennsylvania government was not doing enough to protect them from American Indian raids, murdered a group of peaceful Susquehannock Indians and marched on Philadelphia. Franklin helped to organize a local militia to defend the capital against the mob. He met with the Paxton leaders and persuaded them to disperse. Franklin wrote a scathing attack against the racial prejudice of the Paxton Boys. \"If an Indian injures me\", he asked, \"does it follow that I may revenge that Injury on all Indians?\"",
"title": "Public life"
},
{
"paragraph_id": 61,
"text": "He provided an early response to British surveillance through his own network of counter-surveillance and manipulation. \"He waged a public relations campaign, secured secret aid, played a role in privateering expeditions, and churned out effective and inflammatory propaganda.\"",
"title": "Public life"
},
{
"paragraph_id": 62,
"text": "By the time Franklin arrived in Philadelphia on May 5, 1775, after his second mission to Great Britain, the American Revolution had begun at the Battles of Lexington and Concord the previous month, on April 19, 1775. The New England militia had forced the main British army to remain inside Boston. The Pennsylvania Assembly unanimously chose Franklin as their delegate to the Second Continental Congress. In June 1776, he was appointed a member of the Committee of Five that drafted the Declaration of Independence. Although he was temporarily disabled by gout and unable to attend most meetings of the committee, he made several \"small but important\" changes to the draft sent to him by Thomas Jefferson.",
"title": "Public life"
},
{
"paragraph_id": 63,
"text": "At the signing, he is quoted as having replied to a comment by John Hancock that they must all hang together, saying, \"Yes, we must, indeed, all hang together, or most assuredly we shall all hang separately.\"",
"title": "Public life"
},
{
"paragraph_id": 64,
"text": "",
"title": "Public life"
},
{
"paragraph_id": 65,
"text": "On October 26, 1776, Franklin was dispatched to France as commissioner for the United States. He took with him as secretary his 16-year-old grandson, William Temple Franklin. They lived in a home in the Parisian suburb of Passy, donated by Jacques-Donatien Le Ray de Chaumont, who supported the United States. Franklin remained in France until 1785. He conducted the affairs of his country toward the French nation with great success, which included securing a critical military alliance in 1778 and signing the 1783 Treaty of Paris.",
"title": "Public life"
},
{
"paragraph_id": 66,
"text": "Among his associates in France was Honoré Gabriel Riqueti, comte de Mirabeau—a French Revolutionary writer, orator and statesman who in 1791 was elected president of the National Assembly. In July 1784, Franklin met with Mirabeau and contributed anonymous materials that the Frenchman used in his first signed work: Considerations sur l'ordre de Cincinnatus. The publication was critical of the Society of the Cincinnati, established in the United States. Franklin and Mirabeau thought of it as a \"noble order\", inconsistent with the egalitarian ideals of the new republic.",
"title": "Public life"
},
{
"paragraph_id": 67,
"text": "During his stay in France, he was active as a Freemason, serving as venerable master of the lodge Les Neuf Sœurs from 1779 until 1781. In 1784, when Franz Mesmer began to publicize his theory of \"animal magnetism\" which was considered offensive by many, Louis XVI appointed a commission to investigate it. These included the chemist Antoine Lavoisier, the physician Joseph-Ignace Guillotin, the astronomer Jean Sylvain Bailly, and Franklin. In doing so, the committee concluded, through blind trials that mesmerism only seemed to work when the subjects expected it, which discredited mesmerism and became the first major demonstration of the placebo effect, which was described at that time as \"imagination\". In 1781, he was elected a fellow of the American Academy of Arts and Sciences.",
"title": "Public life"
},
{
"paragraph_id": 68,
"text": "Franklin's advocacy for religious tolerance in France contributed to arguments made by French philosophers and politicians that resulted in Louis XVI's signing of the Edict of Versailles in November 1787. This edict effectively nullified the Edict of Fontainebleau, which had denied non-Catholics civil status and the right to openly practice their faith.",
"title": "Public life"
},
{
"paragraph_id": 69,
"text": "Franklin also served as American minister to Sweden, although he never visited that country. He negotiated a treaty that was signed in April 1783. On August 27, 1783, in Paris, he witnessed the world's first hydrogen balloon flight. Le Globe, created by professor Jacques Charles and Les Frères Robert, was watched by a vast crowd as it rose from the Champ de Mars (now the site of the Eiffel Tower). Franklin became so enthusiastic that he subscribed financially to the next project to build a manned hydrogen balloon. On December 1, 1783, Franklin was seated in the special enclosure for honored guests it took off from the Jardin des Tuileries, piloted by Charles and Nicolas-Louis Robert.",
"title": "Public life"
},
{
"paragraph_id": 70,
"text": "When he returned home in 1785, Franklin occupied a position second only to that of George Washington as the champion of American independence. He returned from France with an unexplained shortage of 100,000 pounds in Congressional funds. In response to a question from a member of Congress about this, Franklin, quoting the Bible, quipped, \"Muzzle not the ox that treadeth out his master's grain.\" The missing funds were never again mentioned in Congress. Le Ray honored him with a commissioned portrait painted by Joseph Duplessis, which now hangs in the National Portrait Gallery of the Smithsonian Institution in Washington, D.C. After his return, Franklin became an abolitionist and freed his two slaves. He eventually became president of the Pennsylvania Abolition Society.",
"title": "Public life"
},
{
"paragraph_id": 71,
"text": "Special balloting conducted October 18, 1785, unanimously elected him the sixth president of the Supreme Executive Council of Pennsylvania, replacing John Dickinson. The office was practically that of the governor. He held that office for slightly over three years, longer than any other, and served the constitutional limit of three full terms. Shortly after his initial election, he was re-elected to a full term on October 29, 1785, and again in the fall of 1786 and on October 31, 1787. In that capacity, he served as host to the Constitutional Convention of 1787 in Philadelphia.",
"title": "Public life"
},
{
"paragraph_id": 72,
"text": "He also served as a delegate to the Convention. It was primarily an honorary position and he seldom engaged in debate.",
"title": "Public life"
},
{
"paragraph_id": 73,
"text": "Franklin suffered from obesity throughout his middle age and elder years, which resulted in multiple health problems, particularly gout, which worsened as he aged. In poor health during the signing of the U.S. Constitution in 1787, he was rarely seen in public from then until his death.",
"title": "Death"
},
{
"paragraph_id": 74,
"text": "Franklin died from pleuritic attack at his home in Philadelphia on April 17, 1790. He was aged 84 at the time of his death. His last words were reportedly, \"a dying man can do nothing easy\", to his daughter after she suggested that he change position in bed and lie on his side so he could breathe more easily. Franklin's death is described in the book The Life of Benjamin Franklin, quoting from the account of John Paul Jones:",
"title": "Death"
},
{
"paragraph_id": 75,
"text": "... when the pain and difficulty of breathing entirely left him, and his family were flattering themselves with the hopes of his recovery, when an imposthume, which had formed itself in his lungs, suddenly burst, and discharged a quantity of matter, which he continued to throw up while he had power; but, as that failed, the organs of respiration became gradually oppressed; a calm, lethargic state succeeded; and on the 17th instant (April 1790), about eleven o'clock at night, he quietly expired, closing a long and useful life of eighty-four years and three months.",
"title": "Death"
},
{
"paragraph_id": 76,
"text": "Approximately 20,000 people attended Franklin's funeral after which he was interred in Christ Church Burial Ground in Philadelphia. Upon learning of his death, the Constitutional Assembly in Revolutionary France entered into a state of mourning for a period of three days, and memorial services were conducted in honor of Franklin throughout the country.",
"title": "Death"
},
{
"paragraph_id": 77,
"text": "In 1728, aged 22, Franklin wrote what he hoped would be his own epitaph:",
"title": "Death"
},
{
"paragraph_id": 78,
"text": "The Body of B. Franklin Printer; Like the Cover of an old Book, Its Contents torn out, And stript of its Lettering and Gilding, Lies here, Food for Worms. But the Work shall not be wholly lost: For it will, as he believ'd, appear once more, In a new & more perfect Edition, Corrected and Amended By the Author.",
"title": "Death"
},
{
"paragraph_id": 79,
"text": "Franklin's actual grave, however, as he specified in his final will, simply reads \"Benjamin and Deborah Franklin\".",
"title": "Death"
},
{
"paragraph_id": 80,
"text": "Franklin was a prodigious inventor. Among his many creations were the lightning rod, Franklin stove, bifocal glasses and the flexible urinary catheter. He never patented his inventions; in his autobiography he wrote, \"... as we enjoy great advantages from the inventions of others, we should be glad of an opportunity to serve others by any invention of ours; and this we should do freely and generously.\"",
"title": "Inventions and scientific inquiries"
},
{
"paragraph_id": 81,
"text": "Franklin started exploring the phenomenon of electricity in the 1740s, after he met the itinerant lecturer Archibald Spencer, who used static electricity in his demonstrations. He proposed that \"vitreous\" and \"resinous\" electricity were not different types of \"electrical fluid\" (as electricity was called then), but the same \"fluid\" under different pressures. (The same proposal was made independently that same year by William Watson.) He was the first to label them as positive and negative respectively, and he was the first to discover the principle of conservation of charge. In 1748, he constructed a multiple plate capacitor, that he called an \"electrical battery\" (not a true battery like Volta's pile) by placing eleven panes of glass sandwiched between lead plates, suspended with silk cords and connected by wires.",
"title": "Inventions and scientific inquiries"
},
{
"paragraph_id": 82,
"text": "In pursuit of more pragmatic uses for electricity, remarking in spring 1749 that he felt \"chagrin'd a little\" that his experiments had heretofore resulted in \"Nothing in this Way of Use to Mankind\", he planned a practical demonstration. He proposed a dinner party where a turkey was to be killed via electric shock and roasted on an electrical spit. After having prepared several turkeys this way, he noted that \"the birds kill'd in this manner eat uncommonly tender.\" Franklin recounted that in the process of one of these experiments, he was shocked by a pair of Leyden jars, resulting in numbness in his arms that persisted for one evening, noting \"I am Ashamed to have been Guilty of so Notorious a Blunder.\"",
"title": "Inventions and scientific inquiries"
},
{
"paragraph_id": 83,
"text": "Franklin briefly investigated electrotherapy, including the use of the electric bath. This work led to the field becoming widely known. In recognition of his work with electricity, he received the Royal Society's Copley Medal in 1753, and in 1756, he became one of the few 18th-century Americans elected a fellow of the Society. The CGS unit of electric charge has been named after him: one franklin (Fr) is equal to one statcoulomb.",
"title": "Inventions and scientific inquiries"
},
{
"paragraph_id": 84,
"text": "Franklin advised Harvard University in its acquisition of new electrical laboratory apparatus after the complete loss of its original collection, in a fire that destroyed the original Harvard Hall in 1764. The collection he assembled later became part of the Harvard Collection of Historical Scientific Instruments, now on public display in its Science Center.",
"title": "Inventions and scientific inquiries"
},
{
"paragraph_id": 85,
"text": "Franklin published a proposal for an experiment to prove that lightning is electricity by flying a kite in a storm. On May 10, 1752, Thomas-François Dalibard of France conducted Franklin's experiment using a 40-foot-tall (12 m) iron rod instead of a kite, and he extracted electrical sparks from a cloud. On June 15, 1752, Franklin may possibly have conducted his well-known kite experiment in Philadelphia, successfully extracting sparks from a cloud. He described the experiment in his newspaper, The Pennsylvania Gazette, on October 19, 1752, without mentioning that he himself had performed it. This account was read to the Royal Society on December 21 and printed as such in the Philosophical Transactions. Joseph Priestley published an account with additional details in his 1767 History and Present Status of Electricity. Franklin was careful to stand on an insulator, keeping dry under a roof to avoid the danger of electric shock. Others, such as Georg Wilhelm Richmann in Russia, were indeed electrocuted in performing lightning experiments during the months immediately following his experiment.",
"title": "Inventions and scientific inquiries"
},
{
"paragraph_id": 86,
"text": "In his writings, Franklin indicates that he was aware of the dangers and offered alternative ways to demonstrate that lightning was electrical, as shown by his use of the concept of electrical ground. He did not perform this experiment in the way that is often pictured in popular literature, flying the kite and waiting to be struck by lightning, as it would have been dangerous. Instead he used the kite to collect some electric charge from a storm cloud, showing that lightning was electrical. On October 19, 1752, in a letter to England with directions for repeating the experiment, he wrote:",
"title": "Inventions and scientific inquiries"
},
{
"paragraph_id": 87,
"text": "When rain has wet the kite twine so that it can conduct the electric fire freely, you will find it streams out plentifully from the key at the approach of your knuckle, and with this key a phial, or Leyden jar, may be charged: and from electric fire thus obtained spirits may be kindled, and all other electric experiments [may be] performed which are usually done by the help of a rubber glass globe or tube; and therefore the sameness of the electrical matter with that of lightening [sic] completely demonstrated.",
"title": "Inventions and scientific inquiries"
},
{
"paragraph_id": 88,
"text": "Franklin's electrical experiments led to his invention of the lightning rod. He said that conductors with a sharp rather than a smooth point could discharge silently and at a far greater distance. He surmised that this could help protect buildings from lightning by attaching \"upright Rods of Iron, made sharp as a Needle and gilt to prevent Rusting, and from the Foot of those Rods a Wire down the outside of the Building into the Ground; ... Would not these pointed Rods probably draw the Electrical Fire silently out of a Cloud before it came nigh enough to strike, and thereby secure us from that most sudden and terrible Mischief!\" Following a series of experiments on Franklin's own house, lightning rods were installed on the Academy of Philadelphia (later the University of Pennsylvania) and the Pennsylvania State House (later Independence Hall) in 1752.",
"title": "Inventions and scientific inquiries"
},
{
"paragraph_id": 89,
"text": "Franklin had a major influence on the emerging science of demography or population studies. In the 1730s and 1740s, he began taking notes on population growth, finding that the American population had the fastest growth rate on Earth. Emphasizing that population growth depended on food supplies, he emphasized the abundance of food and available farmland in America. He calculated that America's population was doubling every 20 years and would surpass that of England in a century. In 1751, he drafted Observations concerning the Increase of Mankind, Peopling of Countries, etc. Four years later, it was anonymously printed in Boston and was quickly reproduced in Britain, where it influenced the economist Adam Smith and later the demographer Thomas Malthus, who credited Franklin for discovering a rule of population growth. Franklin's predictions how British mercantilism was unsustainable alarmed British leaders who did not want to be surpassed by the colonies, so they became more willing to impose restrictions on the colonial economy.",
"title": "Inventions and scientific inquiries"
},
{
"paragraph_id": 90,
"text": "Kammen (1990) and Drake (2011) say Franklin's Observations concerning the Increase of Mankind (1755) stands alongside Ezra Stiles' \"Discourse on Christian Union\" (1760) as the leading works of 18th-century Anglo-American demography; Drake credits Franklin's \"wide readership and prophetic insight\". Franklin was also a pioneer in the study of slave demography, as shown in his 1755 essay. In his capacity as a farmer, he wrote at least one critique about the negative consequences of price controls, trade restrictions, and subsidy of the poor. This is succinctly preserved in his letter to the London Chronicle published November 29, 1766, titled \"On the Price of Corn, and Management of the poor\".",
"title": "Inventions and scientific inquiries"
},
{
"paragraph_id": 91,
"text": "As deputy postmaster, Franklin became interested in North Atlantic Ocean circulation patterns. While in England in 1768, he heard a complaint from the Colonial Board of Customs. British packet ships carrying mail had taken several weeks longer to reach New York than it took an average merchant ship to reach Newport, Rhode Island. The merchantmen had a longer and more complex voyage because they left from London, while the packets left from Falmouth in Cornwall. Franklin put the question to his cousin Timothy Folger, a Nantucket whaler captain, who told him that merchant ships routinely avoided a strong eastbound mid-ocean current. The mail packet captains sailed dead into it, thus fighting an adverse current of 3 miles per hour (5 km/h). Franklin worked with Folger and other experienced ship captains, learning enough to chart the current and name it the Gulf Stream, by which it is still known today.",
"title": "Inventions and scientific inquiries"
},
{
"paragraph_id": 92,
"text": "Franklin published his Gulf Stream chart in 1770 in England, where it was ignored. Subsequent versions were printed in France in 1778 and the U.S. in 1786. The British original edition of the chart had been so thoroughly ignored that everyone assumed it was lost forever until Phil Richardson, a Woods Hole oceanographer and Gulf Stream expert, discovered it in the Bibliothèque Nationale in Paris in 1980. This find received front-page coverage in The New York Times. It took many years for British sea captains to adopt Franklin's advice on navigating the current; once they did, they were able to trim two weeks from their sailing time. In 1853, the oceanographer and cartographer Matthew Fontaine Maury noted that while Franklin charted and codified the Gulf Stream, he did not discover it:",
"title": "Inventions and scientific inquiries"
},
{
"paragraph_id": 93,
"text": "Though it was Dr. Franklin and Captain Tim Folger, who first turned the Gulf Stream to nautical account, the discovery that there was a Gulf Stream cannot be said to belong to either of them, for its existence was known to Peter Martyr d'Anghiera, and to Sir Humphrey Gilbert, in the 16th century.",
"title": "Inventions and scientific inquiries"
},
{
"paragraph_id": 94,
"text": "An aging Franklin accumulated all his oceanographic findings in Maritime Observations, published by the Philosophical Society's transactions in 1786. It contained ideas for sea anchors, catamaran hulls, watertight compartments, shipboard lightning rods and a soup bowl designed to stay stable in stormy weather.",
"title": "Inventions and scientific inquiries"
},
{
"paragraph_id": 95,
"text": "Franklin was, along with his contemporary Leonhard Euler, the only major scientist who supported Christiaan Huygens's wave theory of light, which was basically ignored by the rest of the scientific community. In the 18th century, Isaac Newton's corpuscular theory was held to be true; it took Thomas Young's well-known slit experiment in 1803 to persuade most scientists to believe Huygens's theory.",
"title": "Inventions and scientific inquiries"
},
{
"paragraph_id": 96,
"text": "On October 21, 1743, according to the popular myth, a storm moving from the southwest denied Franklin the opportunity of witnessing a lunar eclipse. He was said to have noted that the prevailing winds were actually from the northeast, contrary to what he had expected. In correspondence with his brother, he learned that the same storm had not reached Boston until after the eclipse, despite the fact that Boston is to the northeast of Philadelphia. He deduced that storms do not always travel in the direction of the prevailing wind, a concept that greatly influenced meteorology. After the Icelandic volcanic eruption of Laki in 1783, and the subsequent harsh European winter of 1784, Franklin made observations on the causal nature of these two seemingly separate events. He wrote about them in a lecture series.",
"title": "Inventions and scientific inquiries"
},
{
"paragraph_id": 97,
"text": "Though Franklin is famously associated with kites from his lightning experiments, he has also been noted by many for using kites to pull humans and ships across waterways. George Pocock in the book A Treatise on The Aeropleustic Art, or Navigation in the Air, by means of Kites, or Buoyant Sails noted being inspired by Benjamin Franklin's traction of his body by kite power across a waterway.",
"title": "Inventions and scientific inquiries"
},
{
"paragraph_id": 98,
"text": "Franklin noted a principle of refrigeration by observing that on a very hot day, he stayed cooler in a wet shirt in a breeze than he did in a dry one. To understand this phenomenon more clearly, he conducted experiments. In 1758 on a warm day in Cambridge, England, he and fellow scientist John Hadley experimented by continually wetting the ball of a mercury thermometer with ether and using bellows to evaporate the ether. With each subsequent evaporation, the thermometer read a lower temperature, eventually reaching 7 °F (−14 °C). Another thermometer showed that the room temperature was constant at 65 °F (18 °C). In his letter Cooling by Evaporation, Franklin noted that, \"One may see the possibility of freezing a man to death on a warm summer's day.\"",
"title": "Inventions and scientific inquiries"
},
{
"paragraph_id": 99,
"text": "According to Michael Faraday, Franklin's experiments on the non-conduction of ice are worth mentioning, although the law of the general effect of liquefaction on electrolytes is not attributed to Franklin. However, as reported in 1836 by Franklin's great-grandson Alexander Dallas Bache of the University of Pennsylvania, the law of the effect of heat on the conduction of bodies otherwise non-conductors, for example, glass, could be attributed to Franklin. Franklin wrote, \"... A certain quantity of heat will make some bodies good conductors, that will not otherwise conduct ...\" and again, \"... And water, though naturally a good conductor, will not conduct well when frozen into ice.\"",
"title": "Inventions and scientific inquiries"
},
{
"paragraph_id": 100,
"text": "While traveling on a ship, Franklin had observed that the wake of a ship was diminished when the cooks scuttled their greasy water. He studied the effects on a large pond in Clapham Common, London. \"I fetched out a cruet of oil and dropt a little of it on the water ... though not more than a teaspoon full, produced an instant calm over a space of several yards square.\" He later used the trick to \"calm the waters\" by carrying \"a little oil in the hollow joint of my cane\".",
"title": "Inventions and scientific inquiries"
},
{
"paragraph_id": 101,
"text": "In a 1772 letter to Joseph Priestley, Franklin laid out the earliest known description of the Pro & Con list, a common decision-making technique, now sometimes called a decisional balance sheet:",
"title": "Inventions and scientific inquiries"
},
{
"paragraph_id": 102,
"text": "... my Way is, to divide half a Sheet of Paper by a Line into two Columns, writing over the one Pro, and over the other Con. Then during three or four Days Consideration I put down under the different Heads short Hints of the different Motives that at different Times occur to me for or against the Measure. When I have thus got them all together in one View, I endeavour to estimate their respective Weights; and where I find two, one on each side, that seem equal, I strike them both out: If I find a Reason pro equal to some two Reasons con, I strike out the three. If I judge some two Reasons con equal to some three Reasons pro, I strike out the five; and thus proceeding I find at length where the Ballance lies; and if after a Day or two of farther Consideration nothing new that is of Importance occurs on either side, I come to a Determination accordingly.",
"title": "Inventions and scientific inquiries"
},
{
"paragraph_id": 103,
"text": "Like the other advocates of republicanism, Franklin emphasized that the new republic could survive only if the people were virtuous. All his life, he explored the role of civic and personal virtue, as expressed in Poor Richard's aphorisms. He felt that organized religion was necessary to keep men good to their fellow men, but rarely attended religious services himself. When he met Voltaire in Paris and asked his fellow member of the Enlightenment vanguard to bless his grandson, Voltaire said in English, \"God and Liberty\", and added, \"this is the only appropriate benediction for the grandson of Monsieur Franklin.\"",
"title": "Views on religion and morality"
},
{
"paragraph_id": 104,
"text": "Franklin's parents were both pious Puritans. The family attended the Old South Church, the most liberal Puritan congregation in Boston, where Benjamin Franklin was baptized in 1706. Franklin's father, a poor chandler, owned a copy of a book, Bonifacius: Essays to Do Good, by the Puritan preacher and family friend Cotton Mather, which Franklin often cited as a key influence on his life. \"If I have been\", Franklin wrote to Cotton Mather's son seventy years later, \"a useful citizen, the public owes the advantage of it to that book\". His first pen name, Silence Dogood, paid homage both to the book and to a widely known sermon by Mather. The book preached the importance of forming voluntary associations to benefit society. Franklin learned about forming do-good associations from Mather, but his organizational skills made him the most influential force in making voluntarism an enduring part of the American ethos.",
"title": "Views on religion and morality"
},
{
"paragraph_id": 105,
"text": "Franklin formulated a presentation of his beliefs and published it in 1728. He no longer accepted the key Puritan ideas regarding salvation, the divinity of Jesus, or indeed much religious dogma. He classified himself as a deist in his 1771 autobiography, although he still considered himself a Christian. He retained a strong faith in a God as the wellspring of morality and goodness in man, and as a Providential actor in history responsible for American independence.",
"title": "Views on religion and morality"
},
{
"paragraph_id": 106,
"text": "At a critical impasse during the Constitutional Convention in June 1787, he attempted to introduce the practice of daily common prayer with these words:",
"title": "Views on religion and morality"
},
{
"paragraph_id": 107,
"text": "... In the beginning of the contest with G. Britain, when we were sensible of danger we had daily prayer in this room for the Divine Protection. Our prayers, Sir, were heard, and they were graciously answered. All of us who were engaged in the struggle must have observed frequent instances of a Superintending providence in our favor. ... And have we now forgotten that powerful friend? or do we imagine that we no longer need His assistance. I have lived, Sir, a long time and the longer I live, the more convincing proofs I see of this truth—that God governs in the affairs of men....I therefore beg leave to move—that henceforth prayers imploring the assistance of Heaven, and its blessings on our deliberations, be held in this Assembly every morning before we proceed to business, and that one or more of the Clergy of this City be requested to officiate in that service.",
"title": "Views on religion and morality"
},
{
"paragraph_id": 108,
"text": "The motion gained almost no support and was never brought to a vote.",
"title": "Views on religion and morality"
},
{
"paragraph_id": 109,
"text": "Franklin was an enthusiastic admirer of the evangelical minister George Whitefield during the First Great Awakening. He did not himself subscribe to Whitefield's theology, but he admired Whitefield for exhorting people to worship God through good works. He published all of Whitefield's sermons and journals, thereby earning a lot of money and boosting the Great Awakening.",
"title": "Views on religion and morality"
},
{
"paragraph_id": 110,
"text": "When he stopped attending church, Franklin wrote in his autobiography:",
"title": "Views on religion and morality"
},
{
"paragraph_id": 111,
"text": "... Sunday being my studying day, I never was without some religious principles. I never doubted, for instance, the existence of the Deity; that He made the world, and governed it by His providence; that the most acceptable service of God was the doing good to man; that our souls are immortal; and that all crime will be punished, and virtue rewarded, either here or hereafter.",
"title": "Views on religion and morality"
},
{
"paragraph_id": 112,
"text": "Franklin retained a lifelong commitment to the non-religious Puritan virtues and political values he had grown up with, and through his civic work and publishing, he succeeded in passing these values into the American culture permanently. He had a \"passion for virtue\". These Puritan values included his devotion to egalitarianism, education, industry, thrift, honesty, temperance, charity and community spirit. Thomas Kidd states, \"As an adult, Franklin touted ethical responsibility, industriousness, and benevolence, even as he jettisoned Christian orthodoxy.\"",
"title": "Views on religion and morality"
},
{
"paragraph_id": 113,
"text": "The classical authors read in the Enlightenment period taught an abstract ideal of republican government based on hierarchical social orders of king, aristocracy and commoners. It was widely believed that English liberties relied on their balance of power, but also hierarchal deference to the privileged class. \"Puritanism ... and the epidemic evangelism of the mid-eighteenth century, had created challenges to the traditional notions of social stratification\" by preaching that the Bible taught all men are equal, that the true value of a man lies in his moral behavior, not his class, and that all men can be saved. Franklin, steeped in Puritanism and an enthusiastic supporter of the evangelical movement, rejected the salvation dogma but embraced the radical notion of egalitarian democracy.",
"title": "Views on religion and morality"
},
{
"paragraph_id": 114,
"text": "Franklin's commitment to teach these values was itself something he gained from his Puritan upbringing, with its stress on \"inculcating virtue and character in themselves and their communities\". These Puritan values and the desire to pass them on, were one of his quintessentially American characteristics and helped shape the character of the nation. Max Weber considered Franklin's ethical writings a culmination of the Protestant ethic, which ethic created the social conditions necessary for the birth of capitalism.",
"title": "Views on religion and morality"
},
{
"paragraph_id": 115,
"text": "One of his notable characteristics was his respect, tolerance and promotion of all churches. Referring to his experience in Philadelphia, he wrote in his autobiography, \"new Places of worship were continually wanted, and generally erected by voluntary Contribution, my Mite for such purpose, whatever might be the Sect, was never refused.\" \"He helped create a new type of nation that would draw strength from its religious pluralism.\" The evangelical revivalists who were active mid-century, such as Whitefield, were the greatest advocates of religious freedom, \"claiming liberty of conscience to be an 'inalienable right of every rational creature.'\" Whitefield's supporters in Philadelphia, including Franklin, erected \"a large, new hall, that ... could provide a pulpit to anyone of any belief.\" Franklin's rejection of dogma and doctrine and his stress on the God of ethics and morality and civic virtue made him the \"prophet of tolerance\". He composed \"A Parable Against Persecution\", an apocryphal 51st chapter of Genesis in which God teaches Abraham the duty of tolerance. While he was living in London in 1774, he was present at the birth of British Unitarianism, attending the inaugural session of the Essex Street Chapel, at which Theophilus Lindsey drew together the first avowedly Unitarian congregation in England; this was somewhat politically risky and pushed religious tolerance to new boundaries, as a denial of the doctrine of the Trinity was illegal until the 1813 Act.",
"title": "Views on religion and morality"
},
{
"paragraph_id": 116,
"text": "Although his parents had intended for him a career in the church, Franklin as a young man adopted the Enlightenment religious belief in deism, that God's truths can be found entirely through nature and reason, declaring, \"I soon became a thorough Deist.\" He rejected Christian dogma in a 1725 pamphlet A Dissertation on Liberty and Necessity, Pleasure and Pain, which he later saw as an embarrassment, while simultaneously asserting that God is \"all wise, all good, all powerful.\" He defended his rejection of religious dogma with these words: \"I think opinions should be judged by their influences and effects; and if a man holds none that tend to make him less virtuous or more vicious, it may be concluded that he holds none that are dangerous, which I hope is the case with me.\" After the disillusioning experience of seeing the decay in his own moral standards, and those of two friends in London whom he had converted to deism, Franklin decided that deism was true but it was not as useful in promoting personal morality as were the controls imposed by organized religion. Ralph Frasca contends that in his later life he can be considered a non-denominational Christian, although he did not believe Christ was divine.",
"title": "Views on religion and morality"
},
{
"paragraph_id": 117,
"text": "In a major scholarly study of his religion, Thomas Kidd argues that Franklin believed that true religiosity was a matter of personal morality and civic virtue. Kidd says Franklin maintained his lifelong resistance to orthodox Christianity while arriving finally at a \"doctrineless, moralized Christianity.\" According to David Morgan, Franklin was a proponent of \"generic religion.\" He prayed to \"Powerful Goodness\" and referred to God as \"the infinite\". John Adams noted that he was a mirror in which people saw their own religion: \"The Catholics thought him almost a Catholic. The Church of England claimed him as one of them. The Presbyterians thought him half a Presbyterian, and the Friends believed him a wet Quaker.\" Adams himself decided that Franklin best fit among the \"Atheists, Deists, and Libertines.\" Whatever else Franklin was, concludes Morgan, \"he was a true champion of generic religion\". In a letter to Richard Price, Franklin states that he believes religion should support itself without help from the government, claiming, \"When a Religion is good, I conceive that it will support itself; and, when it cannot support itself, and God does not take care to support, so that its Professors are oblig'd to call for the help of the Civil Power, it is a sign, I apprehend, of its being a bad one.\"",
"title": "Views on religion and morality"
},
{
"paragraph_id": 118,
"text": "In 1790, just about a month before he died, Franklin wrote a letter to Ezra Stiles, president of Yale University, who had asked him his views on religion:",
"title": "Views on religion and morality"
},
{
"paragraph_id": 119,
"text": "As to Jesus of Nazareth, my Opinion of whom you particularly desire, I think the System of Morals and his Religion, as he left them to us, the best the world ever saw or is likely to see; but I apprehend it has received various corrupt changes, and I have, with most of the present Dissenters in England, some Doubts as to his divinity; tho' it is a question I do not dogmatize upon, having never studied it, and I think it needless to busy myself with it now, when I expect soon an Opportunity of knowing the Truth with less Trouble. I see no harm, however, in its being believed, if that belief has the good consequence, as it probably has, of making his doctrines more respected and better observed; especially as I do not perceive that the Supreme takes it amiss, by distinguishing the unbelievers in his government of the world with any particular marks of his displeasure.",
"title": "Views on religion and morality"
},
{
"paragraph_id": 120,
"text": "On July 4, 1776, Congress appointed a three-member committee composed of Franklin, Jefferson, and Adams to design the Great Seal of the United States. Franklin's proposal (which was not adopted) featured the motto: \"Rebellion to Tyrants is Obedience to God\" and a scene from the Book of Exodus he took from the frontispiece of the Geneva Bible, with Moses, the Israelites, the pillar of fire, and George III depicted as pharaoh.",
"title": "Views on religion and morality"
},
{
"paragraph_id": 121,
"text": "The design that was produced was not acted upon by Congress, and the Great Seal's design was not finalized until a third committee was appointed in 1782.",
"title": "Views on religion and morality"
},
{
"paragraph_id": 122,
"text": "Franklin strongly supported the right to freedom of speech:",
"title": "Views on religion and morality"
},
{
"paragraph_id": 123,
"text": "In those wretched countries where a man cannot call his tongue his own, he can scarce call anything his own. Whoever would overthrow the liberty of a nation must begin by subduing the freeness of speech ... Without freedom of thought there can be no such thing as wisdom, and no such thing as public liberty without freedom of speech, which is the right of every man ...",
"title": "Views on religion and morality"
},
{
"paragraph_id": 124,
"text": "Franklin sought to cultivate his character by a plan of 13 virtues, which he developed at age 20 (in 1726) and continued to practice in some form for the rest of his life. His autobiography lists his 13 virtues as:",
"title": "Views on religion and morality"
},
{
"paragraph_id": 125,
"text": "Franklin did not try to work on them all at once. Instead, he worked on one and only one each week \"leaving all others to their ordinary chance\". While he did not adhere completely to the enumerated virtues, and by his own admission he fell short of them many times, he believed the attempt made him a better man, contributing greatly to his success and happiness, which is why in his autobiography, he devoted more pages to this plan than to any other single point and wrote, \"I hope, therefore, that some of my descendants may follow the example and reap the benefit.\"",
"title": "Views on religion and morality"
},
{
"paragraph_id": 126,
"text": "Franklin owned as many as seven slaves, including two men who worked in his household and his shop. He posted paid ads for the sale of slaves and for the capture of runaway slaves and allowed the sale of slaves in his general store. However, he later became an outspoken critic of slavery. In 1758, he advocated the opening of a school for the education of black slaves in Philadelphia. He took two slaves to England with him, Peter and King. King escaped with a woman to live in the outskirts of London, and by 1758 he was working for a household in Suffolk. After returning from England in 1762, Franklin became notably more abolitionist in nature, attacking American slavery. In the wake of Somerset v Stewart, he voiced frustration at British abolitionists:",
"title": "Views on religion and morality"
},
{
"paragraph_id": 127,
"text": "O Pharisaical Britain! to pride thyself in setting free a single Slave that happens to land on thy coasts, while thy Merchants in all thy ports are encouraged by thy laws to continue a commerce whereby so many hundreds of thousands are dragged into a slavery that can scarce be said to end with their lives, since it is entailed on their posterity!",
"title": "Views on religion and morality"
},
{
"paragraph_id": 128,
"text": "Franklin, however, refused to publicly debate the issue of slavery at the 1787 Constitutional Convention.",
"title": "Views on religion and morality"
},
{
"paragraph_id": 129,
"text": "At the time of the American founding, there were about half a million slaves in the United States, mostly in the five southernmost states, where they made up 40% of the population. Many of the leading American founders – most notably Thomas Jefferson, George Washington, and James Madison – owned slaves, but many others did not. Benjamin Franklin thought that slavery was \"an atrocious debasement of human nature\" and \"a source of serious evils\". He and Benjamin Rush founded the Pennsylvania Society for Promoting the Abolition of Slavery in 1774. In 1790, Quakers from New York and Pennsylvania presented their petition for abolition to Congress. Their argument against slavery was backed by the Pennsylvania Abolitionist Society.",
"title": "Views on religion and morality"
},
{
"paragraph_id": 130,
"text": "In his later years, as Congress was forced to deal with the issue of slavery, Franklin wrote several essays that stressed the importance of the abolition of slavery and of the integration of African Americans into American society. These writings included:",
"title": "Views on religion and morality"
},
{
"paragraph_id": 131,
"text": "Franklin became a vegetarian when he was a teenager apprenticing at a print shop, after coming upon a book by the early vegetarian advocate Thomas Tryon. In addition, he would have also been familiar with the moral arguments espoused by prominent vegetarian Quakers in the colonial-era Province of Pennsylvania, including Benjamin Lay and John Woolman. His reasons for vegetarianism were based on health, ethics, and economy:",
"title": "Views on religion and morality"
},
{
"paragraph_id": 132,
"text": "When about 16 years of age, I happen'd to meet with a book written by one Tryon, recommending a vegetable diet. I determined to go into it ... [By not eating meat] I presently found that I could save half what [my brother] paid me. This was an additional fund for buying books: but I had another advantage in it ... I made the greater progress from that greater clearness of head and quicker apprehension which usually attend temperance in eating and drinking.",
"title": "Views on religion and morality"
},
{
"paragraph_id": 133,
"text": "Franklin also declared the consumption of meat to be \"unprovoked murder\". Despite his convictions, he began to eat fish after being tempted by fried cod on a boat sailing from Boston, justifying the eating of animals by observing that the fish's stomach contained other fish. Nonetheless, he recognized the faulty ethics in this argument and would continue to be a vegetarian on and off. He was \"excited\" by tofu, which he learned of from the writings of a Spanish missionary to South East Asia, Domingo Fernández Navarrete. Franklin sent a sample of soybeans to prominent American botanist John Bartram and had previously written to British diplomat and Chinese trade expert James Flint inquiring as to how tofu was made, with their correspondence believed to be the first documented use of the word \"tofu\" in the English language.",
"title": "Views on religion and morality"
},
{
"paragraph_id": 134,
"text": "Franklin's \"Second Reply to Vindex Patriae\", a 1766 letter advocating self-sufficiency and less dependence on England, lists various examples of the bounty of American agricultural products, and does not mention meat. Detailing new American customs, he wrote that, \"[t]hey resolved last spring to eat no more lamb; and not a joint of lamb has since been seen on any of their tables ... the sweet little creatures are all alive to this day, with the prettiest fleeces on their backs imaginable.\"",
"title": "Views on religion and morality"
},
{
"paragraph_id": 135,
"text": "The concept of preventing smallpox by variolation was introduced to colonial America by an African slave named Onesimus via his owner Cotton Mather in the early eighteenth century, but the procedure was not immediately accepted. James Franklin's newspaper carried articles in 1721 that vigorously denounced the concept.",
"title": "Views on religion and morality"
},
{
"paragraph_id": 136,
"text": "However, by 1736 Benjamin Franklin, by then a prominent Boston citizen, was known as a supporter of the procedure. Therefore, when four-year-old \"Franky\" died of smallpox, opponents of the procedure circulated rumors that the child had been inoculated, and that this was the cause of his subsequent death. When Franklin became aware of this gossip, he placed a notice in the Pennsylvania Gazette, stating: \"I do hereby sincerely declare, that he was not inoculated, but receiv'd the Distemper in the common Way of Infection ... I intended to have my Child inoculated.\". The child had a bad case of flux diarrhea, and his parents had waited for him to get well before having him inoculated. Franklin wrote in his Autobiography: \"In 1736 I lost one of my sons, a fine boy of four years old, by the small-pox, taken in the common way. I long regretted bitterly, and still regret that I had not given it to him by inoculation. This I mention for the sake of parents who omit that operation, on the supposition that they should never forgive themselves if a child died under it; my example showing that the regret may be the same either way, and that, therefore, the safer should be chosen.\"",
"title": "Views on religion and morality"
},
{
"paragraph_id": 137,
"text": "Franklin is known to have played the violin, the harp, and the guitar. He also composed music, notably a string quartet in early classical style. While he was in London, he developed a much-improved version of the glass harmonica, in which the glasses rotate on a shaft, with the player's fingers held steady, instead of the other way around. He worked with the London glassblower Charles James to create it, and instruments based on his mechanical version soon found their way to other parts of Europe. Joseph Haydn, a fan of Franklin's enlightened ideas, had a glass harmonica in his instrument collection. Mozart composed for Franklin's glass harmonica, as did Beethoven. Gaetano Donizetti used the instrument in the accompaniment to Amelia's aria \"Par che mi dica ancora\" in the tragic opera Il castello di Kenilworth (1821), as did Camille Saint-Saëns in his 1886 The Carnival of the Animals. Richard Strauss calls for the glass harmonica in his 1917 Die Frau ohne Schatten, and numerous other composers used Franklin's instrument as well.",
"title": "Interests and activities"
},
{
"paragraph_id": 138,
"text": "Franklin was an avid chess player. He was playing chess by around 1733, making him the first chess player known by name in the American colonies. His essay on \"The Morals of Chess\" in Columbian Magazine in December 1786 is the second known writing on chess in America. This essay in praise of chess and prescribing a code of behavior for the game has been widely reprinted and translated. He and a friend used chess as a means of learning the Italian language, which both were studying; the winner of each game between them had the right to assign a task, such as parts of the Italian grammar to be learned by heart, to be performed by the loser before their next meeting.",
"title": "Interests and activities"
},
{
"paragraph_id": 139,
"text": "Franklin was able to play chess more frequently against stronger opposition during his many years as a civil servant and diplomat in England, where the game was far better established than in America. He was able to improve his playing standard by facing more experienced players during this period. He regularly attended Old Slaughter's Coffee House in London for chess and socializing, making many important personal contacts. While in Paris, both as a visitor and later as ambassador, he visited the famous Café de la Régence, which France's strongest players made their regular meeting place. No records of his games have survived, so it is not possible to ascertain his playing strength in modern terms.",
"title": "Interests and activities"
},
{
"paragraph_id": 140,
"text": "Franklin was inducted into the U.S. Chess Hall of Fame in 1999. The Franklin Mercantile Chess Club in Philadelphia, the second oldest chess club in the U.S., is named in his honor.",
"title": "Interests and activities"
},
{
"paragraph_id": 141,
"text": "Franklin bequeathed £1,000 (about $4,400 at the time, or about $125,000 in 2021 dollars) each to the cities of Boston and Philadelphia, in trust to gather interest for 200 years. The trust began in 1785 when the French mathematician Charles-Joseph Mathon de la Cour, who admired Franklin greatly, wrote a friendly parody of Franklin's Poor Richard's Almanack called Fortunate Richard. The main character leaves a smallish amount of money in his will, five lots of 100 livres, to collect interest over one, two, three, four or five full centuries, with the resulting astronomical sums to be spent on impossibly elaborate utopian projects. Franklin, who was 79 years old at the time, wrote thanking him for a great idea and telling him that he had decided to leave a bequest of 1,000 pounds each to his native Boston and his adopted Philadelphia.",
"title": "Legacy"
},
{
"paragraph_id": 142,
"text": "By 1990, more than $2,000,000 (~$3.98 million in 2022) had accumulated in Franklin's Philadelphia trust, which had loaned the money to local residents. From 1940 to 1990, the money was used mostly for mortgage loans. When the trust came due, Philadelphia decided to spend it on scholarships for local high school students. Franklin's Boston trust fund accumulated almost $5,000,000 during that same time; at the end of its first 100 years a portion was allocated to help establish a trade school that became the Franklin Institute of Boston, and the entire fund was later dedicated to supporting this institute.",
"title": "Legacy"
},
{
"paragraph_id": 143,
"text": "In 1787, a group of prominent ministers in Lancaster, Pennsylvania, proposed the foundation of a new college named in Franklin's honor. Franklin donated £200 towards the development of Franklin College (now called Franklin & Marshall College).",
"title": "Legacy"
},
{
"paragraph_id": 144,
"text": "As the only person to have signed the Declaration of Independence in 1776, Treaty of Alliance with France in 1778, Treaty of Paris in 1783, and U.S. Constitution in 1787, Franklin is considered one of the leading Founding Fathers of the United States. His pervasive influence in the early history of the nation has led to his being jocularly called \"the only president of the United States who was never president of the United States\".",
"title": "Legacy"
},
{
"paragraph_id": 145,
"text": "Franklin's likeness is ubiquitous. Since 1928, it has adorned American $100 bills. From 1948 to 1963, Franklin's portrait was on the half-dollar. He has appeared on a $50 bill and on several varieties of the $100 bill from 1914 and 1918. Franklin also appears on the $1,000 Series EE savings bond.",
"title": "Legacy"
},
{
"paragraph_id": 146,
"text": "On April 12, 1976, as part of a bicentennial celebration, Congress dedicated a 20-foot (6 m) tall marble statue in Philadelphia's Franklin Institute as the Benjamin Franklin National Memorial. Vice President Nelson Rockefeller presided over the dedication ceremony. Many of Franklin's personal possessions are on display at the institute. In London, his house at 36 Craven Street, which is the only surviving former residence of Franklin, was first marked with a blue plaque and has since been opened to the public as the Benjamin Franklin House. In 1998, workmen restoring the building dug up the remains of six children and four adults hidden below the home. A total of 15 bodies have been recovered. The Friends of Benjamin Franklin House (the organization responsible for the restoration) note that the bones were likely placed there by William Hewson, who lived in the house for two years and who had built a small anatomy school at the back of the house. They note that while Franklin likely knew what Hewson was doing, he probably did not participate in any dissections because he was much more of a physicist than a medical man.",
"title": "Legacy"
},
{
"paragraph_id": 147,
"text": "He has been honored on U.S. postage stamps many times. The image of Franklin, the first postmaster general of the United States, occurs on the face of U.S. postage more than any other notable American save that of George Washington. He appeared on the first U.S. postage stamp issued in 1847. From 1908 through 1923, the U.S. Post Office issued a series of postage stamps commonly referred to as the Washington–Franklin Issues, in which Washington and Franklin were depicted many times over a 14-year period, the longest run of any one series in U.S. postal history. However, he only appears on a few commemorative stamps. Some of the finest portrayals of Franklin on record can be found on the engravings inscribed on the face of U.S. postage.",
"title": "Legacy"
}
] | Benjamin Franklin was an American polymath who was active as a writer, scientist, inventor, statesman, diplomat, printer, publisher, and political philosopher. Among the leading intellectuals of his time, Franklin was one of the Founding Fathers of the United States, a drafter and signer of the Declaration of Independence, and the first postmaster general. Franklin became a successful newspaper editor and printer in Philadelphia, the leading city in the colonies, publishing the Pennsylvania Gazette at age 23. He became wealthy publishing this and Poor Richard's Almanack, which he wrote under the pseudonym "Richard Saunders". After 1767, he was associated with the Pennsylvania Chronicle, a newspaper that was known for its revolutionary sentiments and criticisms of the policies of the British Parliament and the Crown. He pioneered and was the first president of the Academy and College of Philadelphia, which opened in 1751 and later became the University of Pennsylvania. He organized and was the first secretary of the American Philosophical Society and was elected its president in 1769. Franklin became a national hero in America as an agent for several colonies when he spearheaded an effort in London to have the Parliament of Great Britain repeal the unpopular Stamp Act. An accomplished diplomat, he was widely admired as the first U.S. ambassador to France and was a major figure in the development of positive Franco–American relations. His efforts proved vital for the American Revolution in securing French aid. He was promoted to deputy postmaster-general for the British colonies on August 10, 1753, having been Philadelphia postmaster for many years, and this enabled him to set up the first national communications network. He was active in community affairs and colonial and state politics, as well as national and international affairs. From 1785 to 1788, he served as President of Pennsylvania. At some points in his life, he owned slaves and ran "for sale" ads for slaves in his newspaper, but by the late 1750s, he began arguing against slavery, became an active abolitionist, and promoted education and the integration of African Americans into U.S. society. As a scientist, he was a major figure in the American Enlightenment and the history of physics for his studies of electricity, and for charting and naming the Gulf Stream current. As an inventor, he is known for the lightning rod, bifocals, and the Franklin stove, among others. He founded many civic organizations, including the Library Company, Philadelphia's first fire department, and the University of Pennsylvania.
Franklin earned the title of "The First American" for his early and indefatigable campaigning for colonial unity. Foundational in defining the American ethos, Franklin has been called "the most accomplished American of his age and the most influential in inventing the type of society America would become." His life and legacy of scientific and political achievement, and his status as one of America's most influential Founding Fathers, have seen Franklin honored more than two centuries after his death on the $100 bill, warships, and the names of many towns, counties, educational institutions, and corporations, as well as numerous cultural references and with a portrait in the Oval Office. Over his lifetime, Franklin wrote or received more than 30,000 letters and other documents, which since the 1950s have been collected in The Papers of Benjamin Franklin, published by both the American Philosophical Society and Yale University. | 2001-08-09T13:28:20Z | 2023-12-30T22:26:11Z | [
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] | https://en.wikipedia.org/wiki/Benjamin_Franklin |
3,989 | Banach space | In mathematics, more specifically in functional analysis, a Banach space (pronounced [ˈbanax]) is a complete normed vector space. Thus, a Banach space is a vector space with a metric that allows the computation of vector length and distance between vectors and is complete in the sense that a Cauchy sequence of vectors always converges to a well-defined limit that is within the space.
Banach spaces are named after the Polish mathematician Stefan Banach, who introduced this concept and studied it systematically in 1920–1922 along with Hans Hahn and Eduard Helly. Maurice René Fréchet was the first to use the term "Banach space" and Banach in turn then coined the term "Fréchet space". Banach spaces originally grew out of the study of function spaces by Hilbert, Fréchet, and Riesz earlier in the century. Banach spaces play a central role in functional analysis. In other areas of analysis, the spaces under study are often Banach spaces.
A Banach space is a complete normed space ( X , ‖ ⋅ ‖ ) . {\displaystyle (X,\|\cdot \|).} A normed space is a pair ( X , ‖ ⋅ ‖ ) {\displaystyle (X,\|\cdot \|)} consisting of a vector space X {\displaystyle X} over a scalar field K {\displaystyle \mathbb {K} } (where K {\displaystyle \mathbb {K} } is commonly R {\displaystyle \mathbb {R} } or C {\displaystyle \mathbb {C} } ) together with a distinguished norm ‖ ⋅ ‖ : X → R . {\displaystyle \|\cdot \|:X\to \mathbb {R} .} Like all norms, this norm induces a translation invariant distance function, called the canonical or (norm) induced metric, defined for all vectors x , y ∈ X {\displaystyle x,y\in X} by
This makes X {\displaystyle X} into a metric space ( X , d ) . {\displaystyle (X,d).} A sequence x 1 , x 2 , … {\displaystyle x_{1},x_{2},\ldots } is called Cauchy in ( X , d ) {\displaystyle (X,d)} or d {\displaystyle d} -Cauchy or ‖ ⋅ ‖ {\displaystyle \|\cdot \|} -Cauchy if for every real r > 0 , {\displaystyle r>0,} there exists some index N {\displaystyle N} such that
whenever m {\displaystyle m} and n {\displaystyle n} are greater than N . {\displaystyle N.} The normed space ( X , ‖ ⋅ ‖ ) {\displaystyle (X,\|\cdot \|)} is called a Banach space and the canonical metric d {\displaystyle d} is called a complete metric if ( X , d ) {\displaystyle (X,d)} is a complete metric space, which by definition means for every Cauchy sequence x 1 , x 2 , … {\displaystyle x_{1},x_{2},\ldots } in ( X , d ) , {\displaystyle (X,d),} there exists some x ∈ X {\displaystyle x\in X} such that
where because ‖ x n − x ‖ = d ( x n , x ) , {\displaystyle \left\|x_{n}-x\right\|=d\left(x_{n},x\right),} this sequence's convergence to x {\displaystyle x} can equivalently be expressed as:
The norm ‖ ⋅ ‖ {\displaystyle \|\cdot \|} of a normed space ( X , ‖ ⋅ ‖ ) {\displaystyle (X,\|\cdot \|)} is called a complete norm if ( X , ‖ ⋅ ‖ ) {\displaystyle (X,\|\cdot \|)} is a Banach space.
L-semi-inner product
For any normed space ( X , ‖ ⋅ ‖ ) , {\displaystyle (X,\|\cdot \|),} there exists an L-semi-inner product ⟨ ⋅ , ⋅ ⟩ {\displaystyle \langle \cdot ,\cdot \rangle } on X {\displaystyle X} such that ‖ x ‖ = ⟨ x , x ⟩ {\textstyle \|x\|={\sqrt {\langle x,x\rangle }}} for all x ∈ X {\displaystyle x\in X} ; in general, there may be infinitely many L-semi-inner products that satisfy this condition. L-semi-inner products are a generalization of inner products, which are what fundamentally distinguish Hilbert spaces from all other Banach spaces. This shows that all normed spaces (and hence all Banach spaces) can be considered as being generalizations of (pre-)Hilbert spaces.
Characterization in terms of series
The vector space structure allows one to relate the behavior of Cauchy sequences to that of converging series of vectors. A normed space X {\displaystyle X} is a Banach space if and only if each absolutely convergent series in X {\displaystyle X} converges in X , {\displaystyle X,}
The canonical metric d {\displaystyle d} of a normed space ( X , ‖ ⋅ ‖ ) {\displaystyle (X,\|\cdot \|)} induces the usual metric topology τ d {\displaystyle \tau _{d}} on X , {\displaystyle X,} which is referred to as the canonical or norm induced topology. Every normed space is automatically assumed to carry this Hausdorff topology, unless indicated otherwise. With this topology, every Banach space is a Baire space, although there exist normed spaces that are Baire but not Banach. The norm ‖ ⋅ ‖ : ( X , τ d ) → R {\displaystyle \|\,\cdot \,\|:\left(X,\tau _{d}\right)\to \mathbb {R} } is always a continuous function with respect to the topology that it induces.
The open and closed balls of radius r > 0 {\displaystyle r>0} centered at a point x ∈ X {\displaystyle x\in X} are, respectively, the sets
Any such ball is a convex and bounded subset of X , {\displaystyle X,} but a compact ball/neighborhood exists if and only if X {\displaystyle X} is a finite-dimensional vector space. In particular, no infinite–dimensional normed space can be locally compact or have the Heine–Borel property. If x 0 {\displaystyle x_{0}} is a vector and s ≠ 0 {\displaystyle s\neq 0} is a scalar then
Using s := 1 {\displaystyle s:=1} shows that this norm-induced topology is translation invariant, which means that for any x ∈ X {\displaystyle x\in X} and S ⊆ X , {\displaystyle S\subseteq X,} the subset S {\displaystyle S} is open (respectively, closed) in X {\displaystyle X} if and only if this is true of its translation x + S := { x + s : s ∈ S } . {\displaystyle x+S:=\{x+s:s\in S\}.} Consequently, the norm induced topology is completely determined by any neighbourhood basis at the origin. Some common neighborhood bases at the origin include:
where r 1 , r 2 , … {\displaystyle r_{1},r_{2},\ldots } is a sequence in of positive real numbers that converges to 0 {\displaystyle 0} in R {\displaystyle \mathbb {R} } (such as r n := 1 / n {\displaystyle r_{n}:=1/n} or r n := 1 / 2 n {\displaystyle r_{n}:=1/2^{n}} for instance). So for example, every open subset U {\displaystyle U} of X {\displaystyle X} can be written as a union
indexed by some subset I ⊆ U , {\displaystyle I\subseteq U,} where every r x {\displaystyle r_{x}} may be picked from the aforementioned sequence r 1 , r 2 , … {\displaystyle r_{1},r_{2},\ldots } (the open balls can be replaced with closed balls, although then the indexing set I {\displaystyle I} and radii r x {\displaystyle r_{x}} may also need to be replaced). Additionally, I {\displaystyle I} can always be chosen to be countable if X {\displaystyle X} is a separable space, which by definition means that X {\displaystyle X} contains some countable dense subset.
Homeomorphism classes of separable Banach spaces
All finite–dimensional normed spaces are separable Banach spaces and any two Banach spaces of the same finite dimension are linearly homeomorphic. Every separable infinite–dimensional Hilbert space is linearly isometrically isomorphic to the separable Hilbert sequence space ℓ 2 ( N ) {\displaystyle \ell ^{2}(\mathbb {N} )} with its usual norm ‖ ⋅ ‖ 2 . {\displaystyle \|\cdot \|_{2}.}
The Anderson–Kadec theorem states that every infinite–dimensional separable Fréchet space is homeomorphic to the product space ∏ i ∈ N R {\textstyle \prod _{i\in \mathbb {N} }\mathbb {R} } of countably many copies of R {\displaystyle \mathbb {R} } (this homeomorphism need not be a linear map). Thus all infinite–dimensional separable Fréchet spaces are homeomorphic to each other (or said differently, their topology is unique up to a homeomorphism). Since every Banach space is a Fréchet space, this is also true of all infinite–dimensional separable Banach spaces, including ℓ 2 ( N ) . {\displaystyle \ell ^{2}(\mathbb {N} ).} In fact, ℓ 2 ( N ) {\displaystyle \ell ^{2}(\mathbb {N} )} is even homeomorphic to its own unit sphere { x ∈ ℓ 2 ( N ) : ‖ x ‖ 2 = 1 } , {\displaystyle \left\{x\in \ell ^{2}(\mathbb {N} ):\|x\|_{2}=1\right\},} which stands in sharp contrast to finite–dimensional spaces (the Euclidean plane R 2 {\displaystyle \mathbb {R} ^{2}} is not homeomorphic to the unit circle, for instance).
This pattern in homeomorphism classes extends to generalizations of metrizable (locally Euclidean) topological manifolds known as metric Banach manifolds, which are metric spaces that are around every point, locally homeomorphic to some open subset of a given Banach space (metric Hilbert manifolds and metric Fréchet manifolds are defined similarly). For example, every open subset U {\displaystyle U} of a Banach space X {\displaystyle X} is canonically a metric Banach manifold modeled on X {\displaystyle X} since the inclusion map U → X {\displaystyle U\to X} is an open local homeomorphism. Using Hilbert space microbundles, David Henderson showed in 1969 that every metric manifold modeled on a separable infinite–dimensional Banach (or Fréchet) space can be topologically embedded as an open subset of ℓ 2 ( N ) {\displaystyle \ell ^{2}(\mathbb {N} )} and, consequently, also admits a unique smooth structure making it into a C ∞ {\displaystyle C^{\infty }} Hilbert manifold.
Compact and convex subsets
There is a compact subset S {\displaystyle S} of ℓ 2 ( N ) {\displaystyle \ell ^{2}(\mathbb {N} )} whose convex hull co ( S ) {\displaystyle \operatorname {co} (S)} is not closed and thus also not compact (see this footnote for an example). However, like in all Banach spaces, the closed convex hull co ¯ S {\displaystyle {\overline {\operatorname {co} }}S} of this (and every other) compact subset will be compact. But if a normed space is not complete then it is in general not guaranteed that co ¯ S {\displaystyle {\overline {\operatorname {co} }}S} will be compact whenever S {\displaystyle S} is; an example can even be found in a (non-complete) pre-Hilbert vector subspace of ℓ 2 ( N ) . {\displaystyle \ell ^{2}(\mathbb {N} ).}
As a topological vector space
This norm-induced topology also makes ( X , τ d ) {\displaystyle \left(X,\tau _{d}\right)} into what is known as a topological vector space (TVS), which by definition is a vector space endowed with a topology making the operations of addition and scalar multiplication continuous. It is emphasized that the TVS ( X , τ d ) {\displaystyle \left(X,\tau _{d}\right)} is only a vector space together with a certain type of topology; that is to say, when considered as a TVS, it is not associated with any particular norm or metric (both of which are "forgotten"). This Hausdorff TVS ( X , τ d ) {\displaystyle \left(X,\tau _{d}\right)} is even locally convex because the set of all open balls centered at the origin forms a neighbourhood basis at the origin consisting of convex balanced open sets. This TVS is also normable, which by definition refers to any TVS whose topology is induced by some (possibly unknown) norm. Normable TVSs are characterized by being Hausdorff and having a bounded convex neighborhood of the origin. All Banach spaces are barrelled spaces, which means that every barrel is neighborhood of the origin (all closed balls centered at the origin are barrels, for example) and guarantees that the Banach–Steinhaus theorem holds.
Comparison of complete metrizable vector topologies
The open mapping theorem implies that if τ {\displaystyle \tau } and τ 2 {\displaystyle \tau _{2}} are topologies on X {\displaystyle X} that make both ( X , τ ) {\displaystyle (X,\tau )} and ( X , τ 2 ) {\displaystyle \left(X,\tau _{2}\right)} into complete metrizable TVS (for example, Banach or Fréchet spaces) and if one topology is finer or coarser than the other then they must be equal (that is, if τ ⊆ τ 2 {\displaystyle \tau \subseteq \tau _{2}} or τ 2 ⊆ τ {\displaystyle \tau _{2}\subseteq \tau } then τ = τ 2 {\displaystyle \tau =\tau _{2}} ). So for example, if ( X , p ) {\displaystyle (X,p)} and ( X , q ) {\displaystyle (X,q)} are Banach spaces with topologies τ p {\displaystyle \tau _{p}} and τ q {\displaystyle \tau _{q}} and if one of these spaces has some open ball that is also an open subset of the other space (or equivalently, if one of p : ( X , τ q ) → R {\displaystyle p:\left(X,\tau _{q}\right)\to \mathbb {R} } or q : ( X , τ p ) → R {\displaystyle q:\left(X,\tau _{p}\right)\to \mathbb {R} } is continuous) then their topologies are identical and their norms are equivalent.
Complete norms and equivalent norms
Two norms, p {\displaystyle p} and q , {\displaystyle q,} on a vector space X {\displaystyle X} are said to be equivalent if they induce the same topology; this happens if and only if there exist positive real numbers c , C > 0 {\displaystyle c,C>0} such that c q ( x ) ≤ p ( x ) ≤ C q ( x ) {\textstyle cq(x)\leq p(x)\leq Cq(x)} for all x ∈ X . {\displaystyle x\in X.} If p {\displaystyle p} and q {\displaystyle q} are two equivalent norms on a vector space X {\displaystyle X} then ( X , p ) {\displaystyle (X,p)} is a Banach space if and only if ( X , q ) {\displaystyle (X,q)} is a Banach space. See this footnote for an example of a continuous norm on a Banach space that is not equivalent to that Banach space's given norm. All norms on a finite-dimensional vector space are equivalent and every finite-dimensional normed space is a Banach space.
Complete norms vs complete metrics
A metric D {\displaystyle D} on a vector space X {\displaystyle X} is induced by a norm on X {\displaystyle X} if and only if D {\displaystyle D} is translation invariant and absolutely homogeneous, which means that D ( s x , s y ) = | s | D ( x , y ) {\displaystyle D(sx,sy)=|s|D(x,y)} for all scalars s {\displaystyle s} and all x , y ∈ X , {\displaystyle x,y\in X,} in which case the function ‖ x ‖ := D ( x , 0 ) {\displaystyle \|x\|:=D(x,0)} defines a norm on X {\displaystyle X} and the canonical metric induced by ‖ ⋅ ‖ {\displaystyle \|\cdot \|} is equal to D . {\displaystyle D.}
Suppose that ( X , ‖ ⋅ ‖ ) {\displaystyle (X,\|\cdot \|)} is a normed space and that τ {\displaystyle \tau } is the norm topology induced on X . {\displaystyle X.} Suppose that D {\displaystyle D} is any metric on X {\displaystyle X} such that the topology that D {\displaystyle D} induces on X {\displaystyle X} is equal to τ . {\displaystyle \tau .} If D {\displaystyle D} is translation invariant then ( X , ‖ ⋅ ‖ ) {\displaystyle (X,\|\cdot \|)} is a Banach space if and only if ( X , D ) {\displaystyle (X,D)} is a complete metric space. If D {\displaystyle D} is not translation invariant, then it may be possible for ( X , ‖ ⋅ ‖ ) {\displaystyle (X,\|\cdot \|)} to be a Banach space but for ( X , D ) {\displaystyle (X,D)} to not be a complete metric space (see this footnote for an example). In contrast, a theorem of Klee, which also applies to all metrizable topological vector spaces, implies that if there exists any complete metric D {\displaystyle D} on X {\displaystyle X} that induces the norm topology τ {\displaystyle \tau } on X , {\displaystyle X,} then ( X , ‖ ⋅ ‖ ) {\displaystyle (X,\|\cdot \|)} is a Banach space.
A Fréchet space is a locally convex topological vector space whose topology is induced by some translation-invariant complete metric. Every Banach space is a Fréchet space but not conversely; indeed, there even exist Fréchet spaces on which no norm is a continuous function (such as the space of real sequences R N = ∏ i ∈ N R {\textstyle \mathbb {R} ^{\mathbb {N} }=\prod _{i\in \mathbb {N} }\mathbb {R} } with the product topology). However, the topology of every Fréchet space is induced by some countable family of real-valued (necessarily continuous) maps called seminorms, which are generalizations of norms. It is even possible for a Fréchet space to have a topology that is induced by a countable family of norms (such norms would necessarily be continuous) but to not be a Banach/normable space because its topology can not be defined by any single norm. An example of such a space is the Fréchet space C ∞ ( K ) , {\displaystyle C^{\infty }(K),} whose definition can be found in the article on spaces of test functions and distributions.
Complete norms vs complete topological vector spaces
There is another notion of completeness besides metric completeness and that is the notion of a complete topological vector space (TVS) or TVS-completeness, which uses the theory of uniform spaces. Specifically, the notion of TVS-completeness uses a unique translation-invariant uniformity, called the canonical uniformity, that depends only on vector subtraction and the topology τ {\displaystyle \tau } that the vector space is endowed with, and so in particular, this notion of TVS completeness is independent of whatever norm induced the topology τ {\displaystyle \tau } (and even applies to TVSs that are not even metrizable). Every Banach space is a complete TVS. Moreover, a normed space is a Banach space (that is, its norm-induced metric is complete) if and only if it is complete as a topological vector space. If ( X , τ ) {\displaystyle (X,\tau )} is a metrizable topological vector space (such as any norm induced topology, for example), then ( X , τ ) {\displaystyle (X,\tau )} is a complete TVS if and only if it is a sequentially complete TVS, meaning that it is enough to check that every Cauchy sequence in ( X , τ ) {\displaystyle (X,\tau )} converges in ( X , τ ) {\displaystyle (X,\tau )} to some point of X {\displaystyle X} (that is, there is no need to consider the more general notion of arbitrary Cauchy nets).
If ( X , τ ) {\displaystyle (X,\tau )} is a topological vector space whose topology is induced by some (possibly unknown) norm (such spaces are called normable), then ( X , τ ) {\displaystyle (X,\tau )} is a complete topological vector space if and only if X {\displaystyle X} may be assigned a norm ‖ ⋅ ‖ {\displaystyle \|\cdot \|} that induces on X {\displaystyle X} the topology τ {\displaystyle \tau } and also makes ( X , ‖ ⋅ ‖ ) {\displaystyle (X,\|\cdot \|)} into a Banach space. A Hausdorff locally convex topological vector space X {\displaystyle X} is normable if and only if its strong dual space X b ′ {\displaystyle X_{b}^{\prime }} is normable, in which case X b ′ {\displaystyle X_{b}^{\prime }} is a Banach space ( X b ′ {\displaystyle X_{b}^{\prime }} denotes the strong dual space of X , {\displaystyle X,} whose topology is a generalization of the dual norm-induced topology on the continuous dual space X ′ {\displaystyle X^{\prime }} ; see this footnote for more details). If X {\displaystyle X} is a metrizable locally convex TVS, then X {\displaystyle X} is normable if and only if X b ′ {\displaystyle X_{b}^{\prime }} is a Fréchet–Urysohn space. This shows that in the category of locally convex TVSs, Banach spaces are exactly those complete spaces that are both metrizable and have metrizable strong dual spaces.
Every normed space can be isometrically embedded onto a dense vector subspace of some Banach space, where this Banach space is called a completion of the normed space. This Hausdorff completion is unique up to isometric isomorphism.
More precisely, for every normed space X , {\displaystyle X,} there exist a Banach space Y {\displaystyle Y} and a mapping T : X → Y {\displaystyle T:X\to Y} such that T {\displaystyle T} is an isometric mapping and T ( X ) {\displaystyle T(X)} is dense in Y . {\displaystyle Y.} If Z {\displaystyle Z} is another Banach space such that there is an isometric isomorphism from X {\displaystyle X} onto a dense subset of Z , {\displaystyle Z,} then Z {\displaystyle Z} is isometrically isomorphic to Y . {\displaystyle Y.} This Banach space Y {\displaystyle Y} is the Hausdorff completion of the normed space X . {\displaystyle X.} The underlying metric space for Y {\displaystyle Y} is the same as the metric completion of X , {\displaystyle X,} with the vector space operations extended from X {\displaystyle X} to Y . {\displaystyle Y.} The completion of X {\displaystyle X} is sometimes denoted by X ^ . {\displaystyle {\widehat {X}}.}
If X {\displaystyle X} and Y {\displaystyle Y} are normed spaces over the same ground field K , {\displaystyle \mathbb {K} ,} the set of all continuous K {\displaystyle \mathbb {K} } -linear maps T : X → Y {\displaystyle T:X\to Y} is denoted by B ( X , Y ) . {\displaystyle B(X,Y).} In infinite-dimensional spaces, not all linear maps are continuous. A linear mapping from a normed space X {\displaystyle X} to another normed space is continuous if and only if it is bounded on the closed unit ball of X . {\displaystyle X.} Thus, the vector space B ( X , Y ) {\displaystyle B(X,Y)} can be given the operator norm
For Y {\displaystyle Y} a Banach space, the space B ( X , Y ) {\displaystyle B(X,Y)} is a Banach space with respect to this norm. In categorical contexts, it is sometimes convenient to restrict the function space between two Banach spaces to only the short maps; in that case the space B ( X , Y ) {\displaystyle B(X,Y)} reappears as a natural bifunctor.
If X {\displaystyle X} is a Banach space, the space B ( X ) = B ( X , X ) {\displaystyle B(X)=B(X,X)} forms a unital Banach algebra; the multiplication operation is given by the composition of linear maps.
If X {\displaystyle X} and Y {\displaystyle Y} are normed spaces, they are isomorphic normed spaces if there exists a linear bijection T : X → Y {\displaystyle T:X\to Y} such that T {\displaystyle T} and its inverse T − 1 {\displaystyle T^{-1}} are continuous. If one of the two spaces X {\displaystyle X} or Y {\displaystyle Y} is complete (or reflexive, separable, etc.) then so is the other space. Two normed spaces X {\displaystyle X} and Y {\displaystyle Y} are isometrically isomorphic if in addition, T {\displaystyle T} is an isometry, that is, ‖ T ( x ) ‖ = ‖ x ‖ {\displaystyle \|T(x)\|=\|x\|} for every x {\displaystyle x} in X . {\displaystyle X.} The Banach–Mazur distance d ( X , Y ) {\displaystyle d(X,Y)} between two isomorphic but not isometric spaces X {\displaystyle X} and Y {\displaystyle Y} gives a measure of how much the two spaces X {\displaystyle X} and Y {\displaystyle Y} differ.
Every continuous linear operator is a bounded linear operator and if dealing only with normed spaces then the converse is also true. That is, a linear operator between two normed spaces is bounded if and only if it is a continuous function. So in particular, because the scalar field (which is R {\displaystyle \mathbb {R} } or C {\displaystyle \mathbb {C} } ) is a normed space, a linear functional on a normed space is a bounded linear functional if and only if it is a continuous linear functional. This allows for continuity-related results (like those below) to be applied to Banach spaces. Although boundedness is the same as continuity for linear maps between normed spaces, the term "bounded" is more commonly used when dealing primarily with Banach spaces.
If f : X → R {\displaystyle f:X\to \mathbb {R} } is a subadditive function (such as a norm, a sublinear function, or real linear functional), then f {\displaystyle f} is continuous at the origin if and only if f {\displaystyle f} is uniformly continuous on all of X {\displaystyle X} ; and if in addition f ( 0 ) = 0 {\displaystyle f(0)=0} then f {\displaystyle f} is continuous if and only if its absolute value | f | : X → [ 0 , ∞ ) {\displaystyle |f|:X\to [0,\infty )} is continuous, which happens if and only if { x ∈ X : | f ( x ) | < 1 } {\displaystyle \{x\in X:|f(x)|<1\}} is an open subset of X . {\displaystyle X.} And very importantly for applying the Hahn–Banach theorem, a linear functional f {\displaystyle f} is continuous if and only if this is true of its real part Re f {\displaystyle \operatorname {Re} f} and moreover, ‖ Re f ‖ = ‖ f ‖ {\displaystyle \|\operatorname {Re} f\|=\|f\|} and the real part Re f {\displaystyle \operatorname {Re} f} completely determines f , {\displaystyle f,} which is why the Hahn–Banach theorem is often stated only for real linear functionals. Also, a linear functional f {\displaystyle f} on X {\displaystyle X} is continuous if and only if the seminorm | f | {\displaystyle |f|} is continuous, which happens if and only if there exists a continuous seminorm p : X → R {\displaystyle p:X\to \mathbb {R} } such that | f | ≤ p {\displaystyle |f|\leq p} ; this last statement involving the linear functional f {\displaystyle f} and seminorm p {\displaystyle p} is encountered in many versions of the Hahn–Banach theorem.
The Cartesian product X × Y {\displaystyle X\times Y} of two normed spaces is not canonically equipped with a norm. However, several equivalent norms are commonly used, such as
which correspond (respectively) to the coproduct and product in the category of Banach spaces and short maps (discussed above). For finite (co)products, these norms give rise to isomorphic normed spaces, and the product X × Y {\displaystyle X\times Y} (or the direct sum X ⊕ Y {\displaystyle X\oplus Y} ) is complete if and only if the two factors are complete.
If M {\displaystyle M} is a closed linear subspace of a normed space X , {\displaystyle X,} there is a natural norm on the quotient space X / M , {\displaystyle X/M,}
The quotient X / M {\displaystyle X/M} is a Banach space when X {\displaystyle X} is complete. The quotient map from X {\displaystyle X} onto X / M , {\displaystyle X/M,} sending x ∈ X {\displaystyle x\in X} to its class x + M , {\displaystyle x+M,} is linear, onto and has norm 1 , {\displaystyle 1,} except when M = X , {\displaystyle M=X,} in which case the quotient is the null space.
The closed linear subspace M {\displaystyle M} of X {\displaystyle X} is said to be a complemented subspace of X {\displaystyle X} if M {\displaystyle M} is the range of a surjective bounded linear projection P : X → M . {\displaystyle P:X\to M.} In this case, the space X {\displaystyle X} is isomorphic to the direct sum of M {\displaystyle M} and ker P , {\displaystyle \ker P,} the kernel of the projection P . {\displaystyle P.}
Suppose that X {\displaystyle X} and Y {\displaystyle Y} are Banach spaces and that T ∈ B ( X , Y ) . {\displaystyle T\in B(X,Y).} There exists a canonical factorization of T {\displaystyle T} as
where the first map π {\displaystyle \pi } is the quotient map, and the second map T 1 {\displaystyle T_{1}} sends every class x + ker T {\displaystyle x+\ker T} in the quotient to the image T ( x ) {\displaystyle T(x)} in Y . {\displaystyle Y.} This is well defined because all elements in the same class have the same image. The mapping T 1 {\displaystyle T_{1}} is a linear bijection from X / ker T {\displaystyle X/\ker T} onto the range T ( X ) , {\displaystyle T(X),} whose inverse need not be bounded.
Basic examples of Banach spaces include: the Lp spaces L p {\displaystyle L^{p}} and their special cases, the sequence spaces ℓ p {\displaystyle \ell ^{p}} that consist of scalar sequences indexed by natural numbers N {\displaystyle \mathbb {N} } ; among them, the space ℓ 1 {\displaystyle \ell ^{1}} of absolutely summable sequences and the space ℓ 2 {\displaystyle \ell ^{2}} of square summable sequences; the space c 0 {\displaystyle c_{0}} of sequences tending to zero and the space ℓ ∞ {\displaystyle \ell ^{\infty }} of bounded sequences; the space C ( K ) {\displaystyle C(K)} of continuous scalar functions on a compact Hausdorff space K , {\displaystyle K,} equipped with the max norm,
According to the Banach–Mazur theorem, every Banach space is isometrically isomorphic to a subspace of some C ( K ) . {\displaystyle C(K).} For every separable Banach space X , {\displaystyle X,} there is a closed subspace M {\displaystyle M} of ℓ 1 {\displaystyle \ell ^{1}} such that X := ℓ 1 / M . {\displaystyle X:=\ell ^{1}/M.}
Any Hilbert space serves as an example of a Banach space. A Hilbert space H {\displaystyle H} on K = R , C {\displaystyle \mathbb {K} =\mathbb {R} ,\mathbb {C} } is complete for a norm of the form
where
is the inner product, linear in its first argument that satisfies the following:
For example, the space L 2 {\displaystyle L^{2}} is a Hilbert space.
The Hardy spaces, the Sobolev spaces are examples of Banach spaces that are related to L p {\displaystyle L^{p}} spaces and have additional structure. They are important in different branches of analysis, Harmonic analysis and Partial differential equations among others.
A Banach algebra is a Banach space A {\displaystyle A} over K = R {\displaystyle \mathbb {K} =\mathbb {R} } or C , {\displaystyle \mathbb {C} ,} together with a structure of algebra over K {\displaystyle \mathbb {K} } , such that the product map A × A ∋ ( a , b ) ↦ a b ∈ A {\displaystyle A\times A\ni (a,b)\mapsto ab\in A} is continuous. An equivalent norm on A {\displaystyle A} can be found so that ‖ a b ‖ ≤ ‖ a ‖ ‖ b ‖ {\displaystyle \|ab\|\leq \|a\|\|b\|} for all a , b ∈ A . {\displaystyle a,b\in A.}
If X {\displaystyle X} is a normed space and K {\displaystyle \mathbb {K} } the underlying field (either the real or the complex numbers), the continuous dual space is the space of continuous linear maps from X {\displaystyle X} into K , {\displaystyle \mathbb {K} ,} or continuous linear functionals. The notation for the continuous dual is X ′ = B ( X , K ) {\displaystyle X^{\prime }=B(X,\mathbb {K} )} in this article. Since K {\displaystyle \mathbb {K} } is a Banach space (using the absolute value as norm), the dual X ′ {\displaystyle X^{\prime }} is a Banach space, for every normed space X . {\displaystyle X.}
The main tool for proving the existence of continuous linear functionals is the Hahn–Banach theorem.
Hahn–Banach theorem — Let X {\displaystyle X} be a vector space over the field K = R , C . {\displaystyle \mathbb {K} =\mathbb {R} ,\mathbb {C} .} Let further
In particular, every continuous linear functional on a subspace of a normed space can be continuously extended to the whole space, without increasing the norm of the functional. An important special case is the following: for every vector x {\displaystyle x} in a normed space X , {\displaystyle X,} there exists a continuous linear functional f {\displaystyle f} on X {\displaystyle X} such that
When x {\displaystyle x} is not equal to the 0 {\displaystyle \mathbf {0} } vector, the functional f {\displaystyle f} must have norm one, and is called a norming functional for x . {\displaystyle x.}
The Hahn–Banach separation theorem states that two disjoint non-empty convex sets in a real Banach space, one of them open, can be separated by a closed affine hyperplane. The open convex set lies strictly on one side of the hyperplane, the second convex set lies on the other side but may touch the hyperplane.
A subset S {\displaystyle S} in a Banach space X {\displaystyle X} is total if the linear span of S {\displaystyle S} is dense in X . {\displaystyle X.} The subset S {\displaystyle S} is total in X {\displaystyle X} if and only if the only continuous linear functional that vanishes on S {\displaystyle S} is the 0 {\displaystyle \mathbf {0} } functional: this equivalence follows from the Hahn–Banach theorem.
If X {\displaystyle X} is the direct sum of two closed linear subspaces M {\displaystyle M} and N , {\displaystyle N,} then the dual X ′ {\displaystyle X^{\prime }} of X {\displaystyle X} is isomorphic to the direct sum of the duals of M {\displaystyle M} and N . {\displaystyle N.} If M {\displaystyle M} is a closed linear subspace in X , {\displaystyle X,} one can associate the orthogonal of M {\displaystyle M} in the dual,
The orthogonal M ⊥ {\displaystyle M^{\bot }} is a closed linear subspace of the dual. The dual of M {\displaystyle M} is isometrically isomorphic to X ′ / M ⊥ . {\displaystyle X'/M^{\bot }.} The dual of X / M {\displaystyle X/M} is isometrically isomorphic to M ⊥ . {\displaystyle M^{\bot }.}
The dual of a separable Banach space need not be separable, but:
Theorem — Let X {\displaystyle X} be a normed space. If X ′ {\displaystyle X'} is separable, then X {\displaystyle X} is separable.
When X ′ {\displaystyle X'} is separable, the above criterion for totality can be used for proving the existence of a countable total subset in X . {\displaystyle X.}
The weak topology on a Banach space X {\displaystyle X} is the coarsest topology on X {\displaystyle X} for which all elements x ′ {\displaystyle x^{\prime }} in the continuous dual space X ′ {\displaystyle X^{\prime }} are continuous. The norm topology is therefore finer than the weak topology. It follows from the Hahn–Banach separation theorem that the weak topology is Hausdorff, and that a norm-closed convex subset of a Banach space is also weakly closed. A norm-continuous linear map between two Banach spaces X {\displaystyle X} and Y {\displaystyle Y} is also weakly continuous, that is, continuous from the weak topology of X {\displaystyle X} to that of Y . {\displaystyle Y.}
If X {\displaystyle X} is infinite-dimensional, there exist linear maps which are not continuous. The space X ∗ {\displaystyle X^{*}} of all linear maps from X {\displaystyle X} to the underlying field K {\displaystyle \mathbb {K} } (this space X ∗ {\displaystyle X^{*}} is called the algebraic dual space, to distinguish it from X ′ {\displaystyle X^{\prime }} also induces a topology on X {\displaystyle X} which is finer than the weak topology, and much less used in functional analysis.
On a dual space X ′ , {\displaystyle X^{\prime },} there is a topology weaker than the weak topology of X ′ , {\displaystyle X^{\prime },} called weak* topology. It is the coarsest topology on X ′ {\displaystyle X^{\prime }} for which all evaluation maps x ′ ∈ X ′ ↦ x ′ ( x ) , {\displaystyle x^{\prime }\in X^{\prime }\mapsto x^{\prime }(x),} where x {\displaystyle x} ranges over X , {\displaystyle X,} are continuous. Its importance comes from the Banach–Alaoglu theorem.
Banach–Alaoglu theorem — Let X {\displaystyle X} be a normed vector space. Then the closed unit ball B = { x ∈ X : ‖ x ‖ ≤ 1 } {\displaystyle B=\left\{x\in X:\|x\|\leq 1\right\}} of the dual space is compact in the weak* topology.
The Banach–Alaoglu theorem can be proved using Tychonoff's theorem about infinite products of compact Hausdorff spaces. When X {\displaystyle X} is separable, the unit ball B ′ {\displaystyle B^{\prime }} of the dual is a metrizable compact in the weak* topology.
The dual of c 0 {\displaystyle c_{0}} is isometrically isomorphic to ℓ 1 {\displaystyle \ell ^{1}} : for every bounded linear functional f {\displaystyle f} on c 0 , {\displaystyle c_{0},} there is a unique element y = { y n } ∈ ℓ 1 {\displaystyle y=\left\{y_{n}\right\}\in \ell ^{1}} such that
The dual of ℓ 1 {\displaystyle \ell ^{1}} is isometrically isomorphic to ℓ ∞ {\displaystyle \ell ^{\infty }} . The dual of Lebesgue space L p ( [ 0 , 1 ] ) {\displaystyle L^{p}([0,1])} is isometrically isomorphic to L q ( [ 0 , 1 ] ) {\displaystyle L^{q}([0,1])} when 1 ≤ p < ∞ {\displaystyle 1\leq p<\infty } and 1 p + 1 q = 1. {\displaystyle {\frac {1}{p}}+{\frac {1}{q}}=1.}
For every vector y {\displaystyle y} in a Hilbert space H , {\displaystyle H,} the mapping
defines a continuous linear functional f y {\displaystyle f_{y}} on H . {\displaystyle H.} The Riesz representation theorem states that every continuous linear functional on H {\displaystyle H} is of the form f y {\displaystyle f_{y}} for a uniquely defined vector y {\displaystyle y} in H . {\displaystyle H.} The mapping y ∈ H → f y {\displaystyle y\in H\to f_{y}} is an antilinear isometric bijection from H {\displaystyle H} onto its dual H ′ . {\displaystyle H'.} When the scalars are real, this map is an isometric isomorphism.
When K {\displaystyle K} is a compact Hausdorff topological space, the dual M ( K ) {\displaystyle M(K)} of C ( K ) {\displaystyle C(K)} is the space of Radon measures in the sense of Bourbaki. The subset P ( K ) {\displaystyle P(K)} of M ( K ) {\displaystyle M(K)} consisting of non-negative measures of mass 1 (probability measures) is a convex w*-closed subset of the unit ball of M ( K ) . {\displaystyle M(K).} The extreme points of P ( K ) {\displaystyle P(K)} are the Dirac measures on K . {\displaystyle K.} The set of Dirac measures on K , {\displaystyle K,} equipped with the w*-topology, is homeomorphic to K . {\displaystyle K.}
Banach–Stone Theorem — If K {\displaystyle K} and L {\displaystyle L} are compact Hausdorff spaces and if C ( K ) {\displaystyle C(K)} and C ( L ) {\displaystyle C(L)} are isometrically isomorphic, then the topological spaces K {\displaystyle K} and L {\displaystyle L} are homeomorphic.
The result has been extended by Amir and Cambern to the case when the multiplicative Banach–Mazur distance between C ( K ) {\displaystyle C(K)} and C ( L ) {\displaystyle C(L)} is < 2. {\displaystyle <2.} The theorem is no longer true when the distance is = 2. {\displaystyle =2.}
In the commutative Banach algebra C ( K ) , {\displaystyle C(K),} the maximal ideals are precisely kernels of Dirac measures on K , {\displaystyle K,}
More generally, by the Gelfand–Mazur theorem, the maximal ideals of a unital commutative Banach algebra can be identified with its characters—not merely as sets but as topological spaces: the former with the hull-kernel topology and the latter with the w*-topology. In this identification, the maximal ideal space can be viewed as a w*-compact subset of the unit ball in the dual A ′ . {\displaystyle A'.}
Theorem — If K {\displaystyle K} is a compact Hausdorff space, then the maximal ideal space Ξ {\displaystyle \Xi } of the Banach algebra C ( K ) {\displaystyle C(K)} is homeomorphic to K . {\displaystyle K.}
Not every unital commutative Banach algebra is of the form C ( K ) {\displaystyle C(K)} for some compact Hausdorff space K . {\displaystyle K.} However, this statement holds if one places C ( K ) {\displaystyle C(K)} in the smaller category of commutative C*-algebras. Gelfand's representation theorem for commutative C*-algebras states that every commutative unital C*-algebra A {\displaystyle A} is isometrically isomorphic to a C ( K ) {\displaystyle C(K)} space. The Hausdorff compact space K {\displaystyle K} here is again the maximal ideal space, also called the spectrum of A {\displaystyle A} in the C*-algebra context.
If X {\displaystyle X} is a normed space, the (continuous) dual X ″ {\displaystyle X''} of the dual X ′ {\displaystyle X'} is called bidual, or second dual of X . {\displaystyle X.} For every normed space X , {\displaystyle X,} there is a natural map,
This defines F X ( x ) {\displaystyle F_{X}(x)} as a continuous linear functional on X ′ , {\displaystyle X^{\prime },} that is, an element of X ′ ′ . {\displaystyle X^{\prime \prime }.} The map F X : x → F X ( x ) {\displaystyle F_{X}:x\to F_{X}(x)} is a linear map from X {\displaystyle X} to X ′ ′ . {\displaystyle X^{\prime \prime }.} As a consequence of the existence of a norming functional f {\displaystyle f} for every x ∈ X , {\displaystyle x\in X,} this map F X {\displaystyle F_{X}} is isometric, thus injective.
For example, the dual of X = c 0 {\displaystyle X=c_{0}} is identified with ℓ 1 , {\displaystyle \ell ^{1},} and the dual of ℓ 1 {\displaystyle \ell ^{1}} is identified with ℓ ∞ , {\displaystyle \ell ^{\infty },} the space of bounded scalar sequences. Under these identifications, F X {\displaystyle F_{X}} is the inclusion map from c 0 {\displaystyle c_{0}} to ℓ ∞ . {\displaystyle \ell ^{\infty }.} It is indeed isometric, but not onto.
If F X {\displaystyle F_{X}} is surjective, then the normed space X {\displaystyle X} is called reflexive (see below). Being the dual of a normed space, the bidual X ″ {\displaystyle X''} is complete, therefore, every reflexive normed space is a Banach space.
Using the isometric embedding F X , {\displaystyle F_{X},} it is customary to consider a normed space X {\displaystyle X} as a subset of its bidual. When X {\displaystyle X} is a Banach space, it is viewed as a closed linear subspace of X ′ ′ . {\displaystyle X^{\prime \prime }.} If X {\displaystyle X} is not reflexive, the unit ball of X {\displaystyle X} is a proper subset of the unit ball of X ′ ′ . {\displaystyle X^{\prime \prime }.} The Goldstine theorem states that the unit ball of a normed space is weakly*-dense in the unit ball of the bidual. In other words, for every x ″ {\displaystyle x''} in the bidual, there exists a net ( x i ) i ∈ I {\displaystyle \left(x_{i}\right)_{i\in I}} in X {\displaystyle X} so that
The net may be replaced by a weakly*-convergent sequence when the dual X ′ {\displaystyle X'} is separable. On the other hand, elements of the bidual of ℓ 1 {\displaystyle \ell ^{1}} that are not in ℓ 1 {\displaystyle \ell ^{1}} cannot be weak*-limit of sequences in ℓ 1 , {\displaystyle \ell ^{1},} since ℓ 1 {\displaystyle \ell ^{1}} is weakly sequentially complete.
Here are the main general results about Banach spaces that go back to the time of Banach's book (Banach (1932)) and are related to the Baire category theorem. According to this theorem, a complete metric space (such as a Banach space, a Fréchet space or an F-space) cannot be equal to a union of countably many closed subsets with empty interiors. Therefore, a Banach space cannot be the union of countably many closed subspaces, unless it is already equal to one of them; a Banach space with a countable Hamel basis is finite-dimensional.
Banach–Steinhaus Theorem — Let X {\displaystyle X} be a Banach space and Y {\displaystyle Y} be a normed vector space. Suppose that F {\displaystyle F} is a collection of continuous linear operators from X {\displaystyle X} to Y . {\displaystyle Y.} The uniform boundedness principle states that if for all x {\displaystyle x} in X {\displaystyle X} we have sup T ∈ F ‖ T ( x ) ‖ Y < ∞ , {\displaystyle \sup _{T\in F}\|T(x)\|_{Y}<\infty ,} then sup T ∈ F ‖ T ‖ Y < ∞ . {\displaystyle \sup _{T\in F}\|T\|_{Y}<\infty .}
The Banach–Steinhaus theorem is not limited to Banach spaces. It can be extended for example to the case where X {\displaystyle X} is a Fréchet space, provided the conclusion is modified as follows: under the same hypothesis, there exists a neighborhood U {\displaystyle U} of 0 {\displaystyle \mathbf {0} } in X {\displaystyle X} such that all T {\displaystyle T} in F {\displaystyle F} are uniformly bounded on U , {\displaystyle U,}
The Open Mapping Theorem — Let X {\displaystyle X} and Y {\displaystyle Y} be Banach spaces and T : X → Y {\displaystyle T:X\to Y} be a surjective continuous linear operator, then T {\displaystyle T} is an open map.
Corollary — Every one-to-one bounded linear operator from a Banach space onto a Banach space is an isomorphism.
The First Isomorphism Theorem for Banach spaces — Suppose that X {\displaystyle X} and Y {\displaystyle Y} are Banach spaces and that T ∈ B ( X , Y ) . {\displaystyle T\in B(X,Y).} Suppose further that the range of T {\displaystyle T} is closed in Y . {\displaystyle Y.} Then X / ker T {\displaystyle X/\ker T} is isomorphic to T ( X ) . {\displaystyle T(X).}
This result is a direct consequence of the preceding Banach isomorphism theorem and of the canonical factorization of bounded linear maps.
Corollary — If a Banach space X {\displaystyle X} is the internal direct sum of closed subspaces M 1 , … , M n , {\displaystyle M_{1},\ldots ,M_{n},} then X {\displaystyle X} is isomorphic to M 1 ⊕ ⋯ ⊕ M n . {\displaystyle M_{1}\oplus \cdots \oplus M_{n}.}
This is another consequence of Banach's isomorphism theorem, applied to the continuous bijection from M 1 ⊕ ⋯ ⊕ M n {\displaystyle M_{1}\oplus \cdots \oplus M_{n}} onto X {\displaystyle X} sending m 1 , ⋯ , m n {\displaystyle m_{1},\cdots ,m_{n}} to the sum m 1 + ⋯ + m n . {\displaystyle m_{1}+\cdots +m_{n}.}
The Closed Graph Theorem — Let T : X → Y {\displaystyle T:X\to Y} be a linear mapping between Banach spaces. The graph of T {\displaystyle T} is closed in X × Y {\displaystyle X\times Y} if and only if T {\displaystyle T} is continuous.
The normed space X {\displaystyle X} is called reflexive when the natural map
is surjective. Reflexive normed spaces are Banach spaces.
Theorem — If X {\displaystyle X} is a reflexive Banach space, every closed subspace of X {\displaystyle X} and every quotient space of X {\displaystyle X} are reflexive.
This is a consequence of the Hahn–Banach theorem. Further, by the open mapping theorem, if there is a bounded linear operator from the Banach space X {\displaystyle X} onto the Banach space Y , {\displaystyle Y,} then Y {\displaystyle Y} is reflexive.
Theorem — If X {\displaystyle X} is a Banach space, then X {\displaystyle X} is reflexive if and only if X ′ {\displaystyle X^{\prime }} is reflexive.
Corollary — Let X {\displaystyle X} be a reflexive Banach space. Then X {\displaystyle X} is separable if and only if X ′ {\displaystyle X^{\prime }} is separable.
Indeed, if the dual Y ′ {\displaystyle Y^{\prime }} of a Banach space Y {\displaystyle Y} is separable, then Y {\displaystyle Y} is separable. If X {\displaystyle X} is reflexive and separable, then the dual of X ′ {\displaystyle X^{\prime }} is separable, so X ′ {\displaystyle X^{\prime }} is separable.
Theorem — Suppose that X 1 , … , X n {\displaystyle X_{1},\ldots ,X_{n}} are normed spaces and that X = X 1 ⊕ ⋯ ⊕ X n . {\displaystyle X=X_{1}\oplus \cdots \oplus X_{n}.} Then X {\displaystyle X} is reflexive if and only if each X j {\displaystyle X_{j}} is reflexive.
Hilbert spaces are reflexive. The L p {\displaystyle L^{p}} spaces are reflexive when 1 < p < ∞ . {\displaystyle 1<p<\infty .} More generally, uniformly convex spaces are reflexive, by the Milman–Pettis theorem. The spaces c 0 , ℓ 1 , L 1 ( [ 0 , 1 ] ) , C ( [ 0 , 1 ] ) {\displaystyle c_{0},\ell ^{1},L^{1}([0,1]),C([0,1])} are not reflexive. In these examples of non-reflexive spaces X , {\displaystyle X,} the bidual X ″ {\displaystyle X''} is "much larger" than X . {\displaystyle X.} Namely, under the natural isometric embedding of X {\displaystyle X} into X ″ {\displaystyle X''} given by the Hahn–Banach theorem, the quotient X ′ ′ / X {\displaystyle X^{\prime \prime }/X} is infinite-dimensional, and even nonseparable. However, Robert C. James has constructed an example of a non-reflexive space, usually called "the James space" and denoted by J , {\displaystyle J,} such that the quotient J ′ ′ / J {\displaystyle J^{\prime \prime }/J} is one-dimensional. Furthermore, this space J {\displaystyle J} is isometrically isomorphic to its bidual.
Theorem — A Banach space X {\displaystyle X} is reflexive if and only if its unit ball is compact in the weak topology.
When X {\displaystyle X} is reflexive, it follows that all closed and bounded convex subsets of X {\displaystyle X} are weakly compact. In a Hilbert space H , {\displaystyle H,} the weak compactness of the unit ball is very often used in the following way: every bounded sequence in H {\displaystyle H} has weakly convergent subsequences.
Weak compactness of the unit ball provides a tool for finding solutions in reflexive spaces to certain optimization problems. For example, every convex continuous function on the unit ball B {\displaystyle B} of a reflexive space attains its minimum at some point in B . {\displaystyle B.}
As a special case of the preceding result, when X {\displaystyle X} is a reflexive space over R , {\displaystyle \mathbb {R} ,} every continuous linear functional f {\displaystyle f} in X ′ {\displaystyle X^{\prime }} attains its maximum ‖ f ‖ {\displaystyle \|f\|} on the unit ball of X . {\displaystyle X.} The following theorem of Robert C. James provides a converse statement.
James' Theorem — For a Banach space the following two properties are equivalent:
The theorem can be extended to give a characterization of weakly compact convex sets.
On every non-reflexive Banach space X , {\displaystyle X,} there exist continuous linear functionals that are not norm-attaining. However, the Bishop–Phelps theorem states that norm-attaining functionals are norm dense in the dual X ′ {\displaystyle X^{\prime }} of X . {\displaystyle X.}
A sequence { x n } {\displaystyle \left\{x_{n}\right\}} in a Banach space X {\displaystyle X} is weakly convergent to a vector x ∈ X {\displaystyle x\in X} if { f ( x n ) } {\displaystyle \left\{f\left(x_{n}\right)\right\}} converges to f ( x ) {\displaystyle f(x)} for every continuous linear functional f {\displaystyle f} in the dual X ′ . {\displaystyle X^{\prime }.} The sequence { x n } {\displaystyle \left\{x_{n}\right\}} is a weakly Cauchy sequence if { f ( x n ) } {\displaystyle \left\{f\left(x_{n}\right)\right\}} converges to a scalar limit L ( f ) , , {\displaystyle L(f),,} for every f {\displaystyle f} in X ′ . {\displaystyle X^{\prime }.} A sequence { f n } {\displaystyle \left\{f_{n}\right\}} in the dual X ′ {\displaystyle X^{\prime }} is weakly* convergent to a functional f ∈ X ′ {\displaystyle f\in X^{\prime }} if f n ( x ) {\displaystyle f_{n}(x)} converges to f ( x ) {\displaystyle f(x)} for every x {\displaystyle x} in X . {\displaystyle X.} Weakly Cauchy sequences, weakly convergent and weakly* convergent sequences are norm bounded, as a consequence of the Banach–Steinhaus theorem.
When the sequence { x n } {\displaystyle \left\{x_{n}\right\}} in X {\displaystyle X} is a weakly Cauchy sequence, the limit L {\displaystyle L} above defines a bounded linear functional on the dual X ′ , {\displaystyle X^{\prime },} that is, an element L {\displaystyle L} of the bidual of X , {\displaystyle X,} and L {\displaystyle L} is the limit of { x n } {\displaystyle \left\{x_{n}\right\}} in the weak*-topology of the bidual. The Banach space X {\displaystyle X} is weakly sequentially complete if every weakly Cauchy sequence is weakly convergent in X . {\displaystyle X.} It follows from the preceding discussion that reflexive spaces are weakly sequentially complete.
Theorem — For every measure μ , {\displaystyle \mu ,} the space L 1 ( μ ) {\displaystyle L^{1}(\mu )} is weakly sequentially complete.
An orthonormal sequence in a Hilbert space is a simple example of a weakly convergent sequence, with limit equal to the 0 {\displaystyle \mathbf {0} } vector. The unit vector basis of ℓ p {\displaystyle \ell ^{p}} for 1 < p < ∞ , {\displaystyle 1<p<\infty ,} or of c 0 , {\displaystyle c_{0},} is another example of a weakly null sequence, that is, a sequence that converges weakly to 0 . {\displaystyle \mathbf {0} .} For every weakly null sequence in a Banach space, there exists a sequence of convex combinations of vectors from the given sequence that is norm-converging to 0 . {\displaystyle \mathbf {0} .}
The unit vector basis of ℓ 1 {\displaystyle \ell ^{1}} is not weakly Cauchy. Weakly Cauchy sequences in ℓ 1 {\displaystyle \ell ^{1}} are weakly convergent, since L 1 {\displaystyle L^{1}} -spaces are weakly sequentially complete. Actually, weakly convergent sequences in ℓ 1 {\displaystyle \ell ^{1}} are norm convergent. This means that ℓ 1 {\displaystyle \ell ^{1}} satisfies Schur's property.
Weakly Cauchy sequences and the ℓ 1 {\displaystyle \ell ^{1}} basis are the opposite cases of the dichotomy established in the following deep result of H. P. Rosenthal.
Theorem — Let { x n } n ∈ N {\displaystyle \left\{x_{n}\right\}_{n\in \mathbb {N} }} be a bounded sequence in a Banach space. Either { x n } n ∈ N {\displaystyle \left\{x_{n}\right\}_{n\in \mathbb {N} }} has a weakly Cauchy subsequence, or it admits a subsequence equivalent to the standard unit vector basis of ℓ 1 . {\displaystyle \ell ^{1}.}
A complement to this result is due to Odell and Rosenthal (1975).
Theorem — Let X {\displaystyle X} be a separable Banach space. The following are equivalent:
By the Goldstine theorem, every element of the unit ball B ′ ′ {\displaystyle B^{\prime \prime }} of X ′ ′ {\displaystyle X^{\prime \prime }} is weak*-limit of a net in the unit ball of X . {\displaystyle X.} When X {\displaystyle X} does not contain ℓ 1 , {\displaystyle \ell ^{1},} every element of B ′ ′ {\displaystyle B^{\prime \prime }} is weak*-limit of a sequence in the unit ball of X . {\displaystyle X.}
When the Banach space X {\displaystyle X} is separable, the unit ball of the dual X ′ , {\displaystyle X^{\prime },} equipped with the weak*-topology, is a metrizable compact space K , {\displaystyle K,} and every element x ′ ′ {\displaystyle x^{\prime \prime }} in the bidual X ′ ′ {\displaystyle X^{\prime \prime }} defines a bounded function on K {\displaystyle K} :
This function is continuous for the compact topology of K {\displaystyle K} if and only if x ′ ′ {\displaystyle x^{\prime \prime }} is actually in X , {\displaystyle X,} considered as subset of X ′ ′ . {\displaystyle X^{\prime \prime }.} Assume in addition for the rest of the paragraph that X {\displaystyle X} does not contain ℓ 1 . {\displaystyle \ell ^{1}.} By the preceding result of Odell and Rosenthal, the function x ′ ′ {\displaystyle x^{\prime \prime }} is the pointwise limit on K {\displaystyle K} of a sequence { x n } ⊆ X {\displaystyle \left\{x_{n}\right\}\subseteq X} of continuous functions on K , {\displaystyle K,} it is therefore a first Baire class function on K . {\displaystyle K.} The unit ball of the bidual is a pointwise compact subset of the first Baire class on K . {\displaystyle K.}
When X {\displaystyle X} is separable, the unit ball of the dual is weak*-compact by the Banach–Alaoglu theorem and metrizable for the weak* topology, hence every bounded sequence in the dual has weakly* convergent subsequences. This applies to separable reflexive spaces, but more is true in this case, as stated below.
The weak topology of a Banach space X {\displaystyle X} is metrizable if and only if X {\displaystyle X} is finite-dimensional. If the dual X ′ {\displaystyle X'} is separable, the weak topology of the unit ball of X {\displaystyle X} is metrizable. This applies in particular to separable reflexive Banach spaces. Although the weak topology of the unit ball is not metrizable in general, one can characterize weak compactness using sequences.
Eberlein–Šmulian theorem — A set A {\displaystyle A} in a Banach space is relatively weakly compact if and only if every sequence { a n } {\displaystyle \left\{a_{n}\right\}} in A {\displaystyle A} has a weakly convergent subsequence.
A Banach space X {\displaystyle X} is reflexive if and only if each bounded sequence in X {\displaystyle X} has a weakly convergent subsequence.
A weakly compact subset A {\displaystyle A} in ℓ 1 {\displaystyle \ell ^{1}} is norm-compact. Indeed, every sequence in A {\displaystyle A} has weakly convergent subsequences by Eberlein–Šmulian, that are norm convergent by the Schur property of ℓ 1 . {\displaystyle \ell ^{1}.}
A way to classify Banach spaces is through the probabilistic notion of type and cotype, these two measure how far a Banach space is from a Hilbert space.
A Schauder basis in a Banach space X {\displaystyle X} is a sequence { e n } n ≥ 0 {\displaystyle \left\{e_{n}\right\}_{n\geq 0}} of vectors in X {\displaystyle X} with the property that for every vector x ∈ X , {\displaystyle x\in X,} there exist uniquely defined scalars { x n } n ≥ 0 {\displaystyle \left\{x_{n}\right\}_{n\geq 0}} depending on x , {\displaystyle x,} such that
Banach spaces with a Schauder basis are necessarily separable, because the countable set of finite linear combinations with rational coefficients (say) is dense.
It follows from the Banach–Steinhaus theorem that the linear mappings { P n } {\displaystyle \left\{P_{n}\right\}} are uniformly bounded by some constant C . {\displaystyle C.} Let { e n ∗ } {\displaystyle \left\{e_{n}^{*}\right\}} denote the coordinate functionals which assign to every x {\displaystyle x} in X {\displaystyle X} the coordinate x n {\displaystyle x_{n}} of x {\displaystyle x} in the above expansion. They are called biorthogonal functionals. When the basis vectors have norm 1 , {\displaystyle 1,} the coordinate functionals { e n ∗ } {\displaystyle \left\{e_{n}^{*}\right\}} have norm ≤ 2 C {\displaystyle \,\leq 2C} in the dual of X . {\displaystyle X.}
Most classical separable spaces have explicit bases. The Haar system { h n } {\displaystyle \left\{h_{n}\right\}} is a basis for L p ( [ 0 , 1 ] ) , 1 ≤ p < ∞ . {\displaystyle L^{p}([0,1]),1\leq p<\infty .} The trigonometric system is a basis in L p ( T ) {\displaystyle L^{p}(\mathbf {T} )} when 1 < p < ∞ . {\displaystyle 1<p<\infty .} The Schauder system is a basis in the space C ( [ 0 , 1 ] ) . {\displaystyle C([0,1]).} The question of whether the disk algebra A ( D ) {\displaystyle A(\mathbf {D} )} has a basis remained open for more than forty years, until Bočkarev showed in 1974 that A ( D ) {\displaystyle A(\mathbf {D} )} admits a basis constructed from the Franklin system.
Since every vector x {\displaystyle x} in a Banach space X {\displaystyle X} with a basis is the limit of P n ( x ) , {\displaystyle P_{n}(x),} with P n {\displaystyle P_{n}} of finite rank and uniformly bounded, the space X {\displaystyle X} satisfies the bounded approximation property. The first example by Enflo of a space failing the approximation property was at the same time the first example of a separable Banach space without a Schauder basis.
Robert C. James characterized reflexivity in Banach spaces with a basis: the space X {\displaystyle X} with a Schauder basis is reflexive if and only if the basis is both shrinking and boundedly complete. In this case, the biorthogonal functionals form a basis of the dual of X . {\displaystyle X.}
Let X {\displaystyle X} and Y {\displaystyle Y} be two K {\displaystyle \mathbb {K} } -vector spaces. The tensor product X ⊗ Y {\displaystyle X\otimes Y} of X {\displaystyle X} and Y {\displaystyle Y} is a K {\displaystyle \mathbb {K} } -vector space Z {\displaystyle Z} with a bilinear mapping T : X × Y → Z {\displaystyle T:X\times Y\to Z} which has the following universal property:
The image under T {\displaystyle T} of a couple ( x , y ) {\displaystyle (x,y)} in X × Y {\displaystyle X\times Y} is denoted by x ⊗ y , {\displaystyle x\otimes y,} and called a simple tensor. Every element z {\displaystyle z} in X ⊗ Y {\displaystyle X\otimes Y} is a finite sum of such simple tensors.
There are various norms that can be placed on the tensor product of the underlying vector spaces, amongst others the projective cross norm and injective cross norm introduced by A. Grothendieck in 1955.
In general, the tensor product of complete spaces is not complete again. When working with Banach spaces, it is customary to say that the projective tensor product of two Banach spaces X {\displaystyle X} and Y {\displaystyle Y} is the completion X ⊗ ^ π Y {\displaystyle X{\widehat {\otimes }}_{\pi }Y} of the algebraic tensor product X ⊗ Y {\displaystyle X\otimes Y} equipped with the projective tensor norm, and similarly for the injective tensor product X ⊗ ^ ε Y . {\displaystyle X{\widehat {\otimes }}_{\varepsilon }Y.} Grothendieck proved in particular that
where K {\displaystyle K} is a compact Hausdorff space, C ( K , Y ) {\displaystyle C(K,Y)} the Banach space of continuous functions from K {\displaystyle K} to Y {\displaystyle Y} and L 1 ( [ 0 , 1 ] , Y ) {\displaystyle L^{1}([0,1],Y)} the space of Bochner-measurable and integrable functions from [ 0 , 1 ] {\displaystyle [0,1]} to Y , {\displaystyle Y,} and where the isomorphisms are isometric. The two isomorphisms above are the respective extensions of the map sending the tensor f ⊗ y {\displaystyle f\otimes y} to the vector-valued function s ∈ K → f ( s ) y ∈ Y . {\displaystyle s\in K\to f(s)y\in Y.}
Let X {\displaystyle X} be a Banach space. The tensor product X ′ ⊗ ^ ε X {\displaystyle X'{\widehat {\otimes }}_{\varepsilon }X} is identified isometrically with the closure in B ( X ) {\displaystyle B(X)} of the set of finite rank operators. When X {\displaystyle X} has the approximation property, this closure coincides with the space of compact operators on X . {\displaystyle X.}
For every Banach space Y , {\displaystyle Y,} there is a natural norm 1 {\displaystyle 1} linear map
obtained by extending the identity map of the algebraic tensor product. Grothendieck related the approximation problem to the question of whether this map is one-to-one when Y {\displaystyle Y} is the dual of X . {\displaystyle X.} Precisely, for every Banach space X , {\displaystyle X,} the map
is one-to-one if and only if X {\displaystyle X} has the approximation property.
Grothendieck conjectured that X ⊗ ^ π Y {\displaystyle X{\widehat {\otimes }}_{\pi }Y} and X ⊗ ^ ε Y {\displaystyle X{\widehat {\otimes }}_{\varepsilon }Y} must be different whenever X {\displaystyle X} and Y {\displaystyle Y} are infinite-dimensional Banach spaces. This was disproved by Gilles Pisier in 1983. Pisier constructed an infinite-dimensional Banach space X {\displaystyle X} such that X ⊗ ^ π X {\displaystyle X{\widehat {\otimes }}_{\pi }X} and X ⊗ ^ ε X {\displaystyle X{\widehat {\otimes }}_{\varepsilon }X} are equal. Furthermore, just as Enflo's example, this space X {\displaystyle X} is a "hand-made" space that fails to have the approximation property. On the other hand, Szankowski proved that the classical space B ( ℓ 2 ) {\displaystyle B\left(\ell ^{2}\right)} does not have the approximation property.
A necessary and sufficient condition for the norm of a Banach space X {\displaystyle X} to be associated to an inner product is the parallelogram identity:
Parallelogram identity — for all x , y ∈ X : ‖ x + y ‖ 2 + ‖ x − y ‖ 2 = 2 ( ‖ x ‖ 2 + ‖ y ‖ 2 ) . {\displaystyle x,y\in X:\qquad \|x+y\|^{2}+\|x-y\|^{2}=2\left(\|x\|^{2}+\|y\|^{2}\right).}
It follows, for example, that the Lebesgue space L p ( [ 0 , 1 ] ) {\displaystyle L^{p}([0,1])} is a Hilbert space only when p = 2. {\displaystyle p=2.} If this identity is satisfied, the associated inner product is given by the polarization identity. In the case of real scalars, this gives:
For complex scalars, defining the inner product so as to be C {\displaystyle \mathbb {C} } -linear in x , {\displaystyle x,} antilinear in y , {\displaystyle y,} the polarization identity gives:
To see that the parallelogram law is sufficient, one observes in the real case that ⟨ x , y ⟩ {\displaystyle \langle x,y\rangle } is symmetric, and in the complex case, that it satisfies the Hermitian symmetry property and ⟨ i x , y ⟩ = i ⟨ x , y ⟩ . {\displaystyle \langle ix,y\rangle =i\langle x,y\rangle .} The parallelogram law implies that ⟨ x , y ⟩ {\displaystyle \langle x,y\rangle } is additive in x . {\displaystyle x.} It follows that it is linear over the rationals, thus linear by continuity.
Several characterizations of spaces isomorphic (rather than isometric) to Hilbert spaces are available. The parallelogram law can be extended to more than two vectors, and weakened by the introduction of a two-sided inequality with a constant c ≥ 1 {\displaystyle c\geq 1} : Kwapień proved that if
for every integer n {\displaystyle n} and all families of vectors { x 1 , … , x n } ⊆ X , {\displaystyle \left\{x_{1},\ldots ,x_{n}\right\}\subseteq X,} then the Banach space X {\displaystyle X} is isomorphic to a Hilbert space. Here, Ave ± {\displaystyle \operatorname {Ave} _{\pm }} denotes the average over the 2 n {\displaystyle 2^{n}} possible choices of signs ± 1. {\displaystyle \pm 1.} In the same article, Kwapień proved that the validity of a Banach-valued Parseval's theorem for the Fourier transform characterizes Banach spaces isomorphic to Hilbert spaces.
Lindenstrauss and Tzafriri proved that a Banach space in which every closed linear subspace is complemented (that is, is the range of a bounded linear projection) is isomorphic to a Hilbert space. The proof rests upon Dvoretzky's theorem about Euclidean sections of high-dimensional centrally symmetric convex bodies. In other words, Dvoretzky's theorem states that for every integer n , {\displaystyle n,} any finite-dimensional normed space, with dimension sufficiently large compared to n , {\displaystyle n,} contains subspaces nearly isometric to the n {\displaystyle n} -dimensional Euclidean space.
The next result gives the solution of the so-called homogeneous space problem. An infinite-dimensional Banach space X {\displaystyle X} is said to be homogeneous if it is isomorphic to all its infinite-dimensional closed subspaces. A Banach space isomorphic to ℓ 2 {\displaystyle \ell ^{2}} is homogeneous, and Banach asked for the converse.
Theorem — A Banach space isomorphic to all its infinite-dimensional closed subspaces is isomorphic to a separable Hilbert space.
An infinite-dimensional Banach space is hereditarily indecomposable when no subspace of it can be isomorphic to the direct sum of two infinite-dimensional Banach spaces. The Gowers dichotomy theorem asserts that every infinite-dimensional Banach space X {\displaystyle X} contains, either a subspace Y {\displaystyle Y} with unconditional basis, or a hereditarily indecomposable subspace Z , {\displaystyle Z,} and in particular, Z {\displaystyle Z} is not isomorphic to its closed hyperplanes. If X {\displaystyle X} is homogeneous, it must therefore have an unconditional basis. It follows then from the partial solution obtained by Komorowski and Tomczak–Jaegermann, for spaces with an unconditional basis, that X {\displaystyle X} is isomorphic to ℓ 2 . {\displaystyle \ell ^{2}.}
If T : X → Y {\displaystyle T:X\to Y} is an isometry from the Banach space X {\displaystyle X} onto the Banach space Y {\displaystyle Y} (where both X {\displaystyle X} and Y {\displaystyle Y} are vector spaces over R {\displaystyle \mathbb {R} } ), then the Mazur–Ulam theorem states that T {\displaystyle T} must be an affine transformation. In particular, if T ( 0 X ) = 0 Y , {\displaystyle T(0_{X})=0_{Y},} this is T {\displaystyle T} maps the zero of X {\displaystyle X} to the zero of Y , {\displaystyle Y,} then T {\displaystyle T} must be linear. This result implies that the metric in Banach spaces, and more generally in normed spaces, completely captures their linear structure.
Finite dimensional Banach spaces are homeomorphic as topological spaces, if and only if they have the same dimension as real vector spaces.
Anderson–Kadec theorem (1965–66) proves that any two infinite-dimensional separable Banach spaces are homeomorphic as topological spaces. Kadec's theorem was extended by Torunczyk, who proved that any two Banach spaces are homeomorphic if and only if they have the same density character, the minimum cardinality of a dense subset.
When two compact Hausdorff spaces K 1 {\displaystyle K_{1}} and K 2 {\displaystyle K_{2}} are homeomorphic, the Banach spaces C ( K 1 ) {\displaystyle C\left(K_{1}\right)} and C ( K 2 ) {\displaystyle C\left(K_{2}\right)} are isometric. Conversely, when K 1 {\displaystyle K_{1}} is not homeomorphic to K 2 , {\displaystyle K_{2},} the (multiplicative) Banach–Mazur distance between C ( K 1 ) {\displaystyle C\left(K_{1}\right)} and C ( K 2 ) {\displaystyle C\left(K_{2}\right)} must be greater than or equal to 2 , {\displaystyle 2,} see above the results by Amir and Cambern. Although uncountable compact metric spaces can have different homeomorphy types, one has the following result due to Milutin:
Theorem — Let K {\displaystyle K} be an uncountable compact metric space. Then C ( K ) {\displaystyle C(K)} is isomorphic to C ( [ 0 , 1 ] ) . {\displaystyle C([0,1]).}
The situation is different for countably infinite compact Hausdorff spaces. Every countably infinite compact K {\displaystyle K} is homeomorphic to some closed interval of ordinal numbers
equipped with the order topology, where α {\displaystyle \alpha } is a countably infinite ordinal. The Banach space C ( K ) {\displaystyle C(K)} is then isometric to C(⟨1, α⟩). When α , β {\displaystyle \alpha ,\beta } are two countably infinite ordinals, and assuming α ≤ β , {\displaystyle \alpha \leq \beta ,} the spaces C(⟨1, α⟩) and C(⟨1, β⟩) are isomorphic if and only if β < α. For example, the Banach spaces
are mutually non-isomorphic.
Glossary of symbols for the table below:
Several concepts of a derivative may be defined on a Banach space. See the articles on the Fréchet derivative and the Gateaux derivative for details. The Fréchet derivative allows for an extension of the concept of a total derivative to Banach spaces. The Gateaux derivative allows for an extension of a directional derivative to locally convex topological vector spaces. Fréchet differentiability is a stronger condition than Gateaux differentiability. The quasi-derivative is another generalization of directional derivative that implies a stronger condition than Gateaux differentiability, but a weaker condition than Fréchet differentiability.
Several important spaces in functional analysis, for instance the space of all infinitely often differentiable functions R → R , {\displaystyle \mathbb {R} \to \mathbb {R} ,} or the space of all distributions on R , {\displaystyle \mathbb {R} ,} are complete but are not normed vector spaces and hence not Banach spaces. In Fréchet spaces one still has a complete metric, while LF-spaces are complete uniform vector spaces arising as limits of Fréchet spaces. | [
{
"paragraph_id": 0,
"text": "In mathematics, more specifically in functional analysis, a Banach space (pronounced [ˈbanax]) is a complete normed vector space. Thus, a Banach space is a vector space with a metric that allows the computation of vector length and distance between vectors and is complete in the sense that a Cauchy sequence of vectors always converges to a well-defined limit that is within the space.",
"title": ""
},
{
"paragraph_id": 1,
"text": "Banach spaces are named after the Polish mathematician Stefan Banach, who introduced this concept and studied it systematically in 1920–1922 along with Hans Hahn and Eduard Helly. Maurice René Fréchet was the first to use the term \"Banach space\" and Banach in turn then coined the term \"Fréchet space\". Banach spaces originally grew out of the study of function spaces by Hilbert, Fréchet, and Riesz earlier in the century. Banach spaces play a central role in functional analysis. In other areas of analysis, the spaces under study are often Banach spaces.",
"title": ""
},
{
"paragraph_id": 2,
"text": "A Banach space is a complete normed space ( X , ‖ ⋅ ‖ ) . {\\displaystyle (X,\\|\\cdot \\|).} A normed space is a pair ( X , ‖ ⋅ ‖ ) {\\displaystyle (X,\\|\\cdot \\|)} consisting of a vector space X {\\displaystyle X} over a scalar field K {\\displaystyle \\mathbb {K} } (where K {\\displaystyle \\mathbb {K} } is commonly R {\\displaystyle \\mathbb {R} } or C {\\displaystyle \\mathbb {C} } ) together with a distinguished norm ‖ ⋅ ‖ : X → R . {\\displaystyle \\|\\cdot \\|:X\\to \\mathbb {R} .} Like all norms, this norm induces a translation invariant distance function, called the canonical or (norm) induced metric, defined for all vectors x , y ∈ X {\\displaystyle x,y\\in X} by",
"title": "Definition"
},
{
"paragraph_id": 3,
"text": "This makes X {\\displaystyle X} into a metric space ( X , d ) . {\\displaystyle (X,d).} A sequence x 1 , x 2 , … {\\displaystyle x_{1},x_{2},\\ldots } is called Cauchy in ( X , d ) {\\displaystyle (X,d)} or d {\\displaystyle d} -Cauchy or ‖ ⋅ ‖ {\\displaystyle \\|\\cdot \\|} -Cauchy if for every real r > 0 , {\\displaystyle r>0,} there exists some index N {\\displaystyle N} such that",
"title": "Definition"
},
{
"paragraph_id": 4,
"text": "whenever m {\\displaystyle m} and n {\\displaystyle n} are greater than N . {\\displaystyle N.} The normed space ( X , ‖ ⋅ ‖ ) {\\displaystyle (X,\\|\\cdot \\|)} is called a Banach space and the canonical metric d {\\displaystyle d} is called a complete metric if ( X , d ) {\\displaystyle (X,d)} is a complete metric space, which by definition means for every Cauchy sequence x 1 , x 2 , … {\\displaystyle x_{1},x_{2},\\ldots } in ( X , d ) , {\\displaystyle (X,d),} there exists some x ∈ X {\\displaystyle x\\in X} such that",
"title": "Definition"
},
{
"paragraph_id": 5,
"text": "where because ‖ x n − x ‖ = d ( x n , x ) , {\\displaystyle \\left\\|x_{n}-x\\right\\|=d\\left(x_{n},x\\right),} this sequence's convergence to x {\\displaystyle x} can equivalently be expressed as:",
"title": "Definition"
},
{
"paragraph_id": 6,
"text": "The norm ‖ ⋅ ‖ {\\displaystyle \\|\\cdot \\|} of a normed space ( X , ‖ ⋅ ‖ ) {\\displaystyle (X,\\|\\cdot \\|)} is called a complete norm if ( X , ‖ ⋅ ‖ ) {\\displaystyle (X,\\|\\cdot \\|)} is a Banach space.",
"title": "Definition"
},
{
"paragraph_id": 7,
"text": "L-semi-inner product",
"title": "Definition"
},
{
"paragraph_id": 8,
"text": "For any normed space ( X , ‖ ⋅ ‖ ) , {\\displaystyle (X,\\|\\cdot \\|),} there exists an L-semi-inner product ⟨ ⋅ , ⋅ ⟩ {\\displaystyle \\langle \\cdot ,\\cdot \\rangle } on X {\\displaystyle X} such that ‖ x ‖ = ⟨ x , x ⟩ {\\textstyle \\|x\\|={\\sqrt {\\langle x,x\\rangle }}} for all x ∈ X {\\displaystyle x\\in X} ; in general, there may be infinitely many L-semi-inner products that satisfy this condition. L-semi-inner products are a generalization of inner products, which are what fundamentally distinguish Hilbert spaces from all other Banach spaces. This shows that all normed spaces (and hence all Banach spaces) can be considered as being generalizations of (pre-)Hilbert spaces.",
"title": "Definition"
},
{
"paragraph_id": 9,
"text": "Characterization in terms of series",
"title": "Definition"
},
{
"paragraph_id": 10,
"text": "The vector space structure allows one to relate the behavior of Cauchy sequences to that of converging series of vectors. A normed space X {\\displaystyle X} is a Banach space if and only if each absolutely convergent series in X {\\displaystyle X} converges in X , {\\displaystyle X,}",
"title": "Definition"
},
{
"paragraph_id": 11,
"text": "The canonical metric d {\\displaystyle d} of a normed space ( X , ‖ ⋅ ‖ ) {\\displaystyle (X,\\|\\cdot \\|)} induces the usual metric topology τ d {\\displaystyle \\tau _{d}} on X , {\\displaystyle X,} which is referred to as the canonical or norm induced topology. Every normed space is automatically assumed to carry this Hausdorff topology, unless indicated otherwise. With this topology, every Banach space is a Baire space, although there exist normed spaces that are Baire but not Banach. The norm ‖ ⋅ ‖ : ( X , τ d ) → R {\\displaystyle \\|\\,\\cdot \\,\\|:\\left(X,\\tau _{d}\\right)\\to \\mathbb {R} } is always a continuous function with respect to the topology that it induces.",
"title": "Definition"
},
{
"paragraph_id": 12,
"text": "The open and closed balls of radius r > 0 {\\displaystyle r>0} centered at a point x ∈ X {\\displaystyle x\\in X} are, respectively, the sets",
"title": "Definition"
},
{
"paragraph_id": 13,
"text": "Any such ball is a convex and bounded subset of X , {\\displaystyle X,} but a compact ball/neighborhood exists if and only if X {\\displaystyle X} is a finite-dimensional vector space. In particular, no infinite–dimensional normed space can be locally compact or have the Heine–Borel property. If x 0 {\\displaystyle x_{0}} is a vector and s ≠ 0 {\\displaystyle s\\neq 0} is a scalar then",
"title": "Definition"
},
{
"paragraph_id": 14,
"text": "Using s := 1 {\\displaystyle s:=1} shows that this norm-induced topology is translation invariant, which means that for any x ∈ X {\\displaystyle x\\in X} and S ⊆ X , {\\displaystyle S\\subseteq X,} the subset S {\\displaystyle S} is open (respectively, closed) in X {\\displaystyle X} if and only if this is true of its translation x + S := { x + s : s ∈ S } . {\\displaystyle x+S:=\\{x+s:s\\in S\\}.} Consequently, the norm induced topology is completely determined by any neighbourhood basis at the origin. Some common neighborhood bases at the origin include:",
"title": "Definition"
},
{
"paragraph_id": 15,
"text": "where r 1 , r 2 , … {\\displaystyle r_{1},r_{2},\\ldots } is a sequence in of positive real numbers that converges to 0 {\\displaystyle 0} in R {\\displaystyle \\mathbb {R} } (such as r n := 1 / n {\\displaystyle r_{n}:=1/n} or r n := 1 / 2 n {\\displaystyle r_{n}:=1/2^{n}} for instance). So for example, every open subset U {\\displaystyle U} of X {\\displaystyle X} can be written as a union",
"title": "Definition"
},
{
"paragraph_id": 16,
"text": "indexed by some subset I ⊆ U , {\\displaystyle I\\subseteq U,} where every r x {\\displaystyle r_{x}} may be picked from the aforementioned sequence r 1 , r 2 , … {\\displaystyle r_{1},r_{2},\\ldots } (the open balls can be replaced with closed balls, although then the indexing set I {\\displaystyle I} and radii r x {\\displaystyle r_{x}} may also need to be replaced). Additionally, I {\\displaystyle I} can always be chosen to be countable if X {\\displaystyle X} is a separable space, which by definition means that X {\\displaystyle X} contains some countable dense subset.",
"title": "Definition"
},
{
"paragraph_id": 17,
"text": "Homeomorphism classes of separable Banach spaces",
"title": "Definition"
},
{
"paragraph_id": 18,
"text": "All finite–dimensional normed spaces are separable Banach spaces and any two Banach spaces of the same finite dimension are linearly homeomorphic. Every separable infinite–dimensional Hilbert space is linearly isometrically isomorphic to the separable Hilbert sequence space ℓ 2 ( N ) {\\displaystyle \\ell ^{2}(\\mathbb {N} )} with its usual norm ‖ ⋅ ‖ 2 . {\\displaystyle \\|\\cdot \\|_{2}.}",
"title": "Definition"
},
{
"paragraph_id": 19,
"text": "The Anderson–Kadec theorem states that every infinite–dimensional separable Fréchet space is homeomorphic to the product space ∏ i ∈ N R {\\textstyle \\prod _{i\\in \\mathbb {N} }\\mathbb {R} } of countably many copies of R {\\displaystyle \\mathbb {R} } (this homeomorphism need not be a linear map). Thus all infinite–dimensional separable Fréchet spaces are homeomorphic to each other (or said differently, their topology is unique up to a homeomorphism). Since every Banach space is a Fréchet space, this is also true of all infinite–dimensional separable Banach spaces, including ℓ 2 ( N ) . {\\displaystyle \\ell ^{2}(\\mathbb {N} ).} In fact, ℓ 2 ( N ) {\\displaystyle \\ell ^{2}(\\mathbb {N} )} is even homeomorphic to its own unit sphere { x ∈ ℓ 2 ( N ) : ‖ x ‖ 2 = 1 } , {\\displaystyle \\left\\{x\\in \\ell ^{2}(\\mathbb {N} ):\\|x\\|_{2}=1\\right\\},} which stands in sharp contrast to finite–dimensional spaces (the Euclidean plane R 2 {\\displaystyle \\mathbb {R} ^{2}} is not homeomorphic to the unit circle, for instance).",
"title": "Definition"
},
{
"paragraph_id": 20,
"text": "This pattern in homeomorphism classes extends to generalizations of metrizable (locally Euclidean) topological manifolds known as metric Banach manifolds, which are metric spaces that are around every point, locally homeomorphic to some open subset of a given Banach space (metric Hilbert manifolds and metric Fréchet manifolds are defined similarly). For example, every open subset U {\\displaystyle U} of a Banach space X {\\displaystyle X} is canonically a metric Banach manifold modeled on X {\\displaystyle X} since the inclusion map U → X {\\displaystyle U\\to X} is an open local homeomorphism. Using Hilbert space microbundles, David Henderson showed in 1969 that every metric manifold modeled on a separable infinite–dimensional Banach (or Fréchet) space can be topologically embedded as an open subset of ℓ 2 ( N ) {\\displaystyle \\ell ^{2}(\\mathbb {N} )} and, consequently, also admits a unique smooth structure making it into a C ∞ {\\displaystyle C^{\\infty }} Hilbert manifold.",
"title": "Definition"
},
{
"paragraph_id": 21,
"text": "Compact and convex subsets",
"title": "Definition"
},
{
"paragraph_id": 22,
"text": "There is a compact subset S {\\displaystyle S} of ℓ 2 ( N ) {\\displaystyle \\ell ^{2}(\\mathbb {N} )} whose convex hull co ( S ) {\\displaystyle \\operatorname {co} (S)} is not closed and thus also not compact (see this footnote for an example). However, like in all Banach spaces, the closed convex hull co ¯ S {\\displaystyle {\\overline {\\operatorname {co} }}S} of this (and every other) compact subset will be compact. But if a normed space is not complete then it is in general not guaranteed that co ¯ S {\\displaystyle {\\overline {\\operatorname {co} }}S} will be compact whenever S {\\displaystyle S} is; an example can even be found in a (non-complete) pre-Hilbert vector subspace of ℓ 2 ( N ) . {\\displaystyle \\ell ^{2}(\\mathbb {N} ).}",
"title": "Definition"
},
{
"paragraph_id": 23,
"text": "As a topological vector space",
"title": "Definition"
},
{
"paragraph_id": 24,
"text": "This norm-induced topology also makes ( X , τ d ) {\\displaystyle \\left(X,\\tau _{d}\\right)} into what is known as a topological vector space (TVS), which by definition is a vector space endowed with a topology making the operations of addition and scalar multiplication continuous. It is emphasized that the TVS ( X , τ d ) {\\displaystyle \\left(X,\\tau _{d}\\right)} is only a vector space together with a certain type of topology; that is to say, when considered as a TVS, it is not associated with any particular norm or metric (both of which are \"forgotten\"). This Hausdorff TVS ( X , τ d ) {\\displaystyle \\left(X,\\tau _{d}\\right)} is even locally convex because the set of all open balls centered at the origin forms a neighbourhood basis at the origin consisting of convex balanced open sets. This TVS is also normable, which by definition refers to any TVS whose topology is induced by some (possibly unknown) norm. Normable TVSs are characterized by being Hausdorff and having a bounded convex neighborhood of the origin. All Banach spaces are barrelled spaces, which means that every barrel is neighborhood of the origin (all closed balls centered at the origin are barrels, for example) and guarantees that the Banach–Steinhaus theorem holds.",
"title": "Definition"
},
{
"paragraph_id": 25,
"text": "Comparison of complete metrizable vector topologies",
"title": "Definition"
},
{
"paragraph_id": 26,
"text": "The open mapping theorem implies that if τ {\\displaystyle \\tau } and τ 2 {\\displaystyle \\tau _{2}} are topologies on X {\\displaystyle X} that make both ( X , τ ) {\\displaystyle (X,\\tau )} and ( X , τ 2 ) {\\displaystyle \\left(X,\\tau _{2}\\right)} into complete metrizable TVS (for example, Banach or Fréchet spaces) and if one topology is finer or coarser than the other then they must be equal (that is, if τ ⊆ τ 2 {\\displaystyle \\tau \\subseteq \\tau _{2}} or τ 2 ⊆ τ {\\displaystyle \\tau _{2}\\subseteq \\tau } then τ = τ 2 {\\displaystyle \\tau =\\tau _{2}} ). So for example, if ( X , p ) {\\displaystyle (X,p)} and ( X , q ) {\\displaystyle (X,q)} are Banach spaces with topologies τ p {\\displaystyle \\tau _{p}} and τ q {\\displaystyle \\tau _{q}} and if one of these spaces has some open ball that is also an open subset of the other space (or equivalently, if one of p : ( X , τ q ) → R {\\displaystyle p:\\left(X,\\tau _{q}\\right)\\to \\mathbb {R} } or q : ( X , τ p ) → R {\\displaystyle q:\\left(X,\\tau _{p}\\right)\\to \\mathbb {R} } is continuous) then their topologies are identical and their norms are equivalent.",
"title": "Definition"
},
{
"paragraph_id": 27,
"text": "Complete norms and equivalent norms",
"title": "Definition"
},
{
"paragraph_id": 28,
"text": "Two norms, p {\\displaystyle p} and q , {\\displaystyle q,} on a vector space X {\\displaystyle X} are said to be equivalent if they induce the same topology; this happens if and only if there exist positive real numbers c , C > 0 {\\displaystyle c,C>0} such that c q ( x ) ≤ p ( x ) ≤ C q ( x ) {\\textstyle cq(x)\\leq p(x)\\leq Cq(x)} for all x ∈ X . {\\displaystyle x\\in X.} If p {\\displaystyle p} and q {\\displaystyle q} are two equivalent norms on a vector space X {\\displaystyle X} then ( X , p ) {\\displaystyle (X,p)} is a Banach space if and only if ( X , q ) {\\displaystyle (X,q)} is a Banach space. See this footnote for an example of a continuous norm on a Banach space that is not equivalent to that Banach space's given norm. All norms on a finite-dimensional vector space are equivalent and every finite-dimensional normed space is a Banach space.",
"title": "Definition"
},
{
"paragraph_id": 29,
"text": "Complete norms vs complete metrics",
"title": "Definition"
},
{
"paragraph_id": 30,
"text": "A metric D {\\displaystyle D} on a vector space X {\\displaystyle X} is induced by a norm on X {\\displaystyle X} if and only if D {\\displaystyle D} is translation invariant and absolutely homogeneous, which means that D ( s x , s y ) = | s | D ( x , y ) {\\displaystyle D(sx,sy)=|s|D(x,y)} for all scalars s {\\displaystyle s} and all x , y ∈ X , {\\displaystyle x,y\\in X,} in which case the function ‖ x ‖ := D ( x , 0 ) {\\displaystyle \\|x\\|:=D(x,0)} defines a norm on X {\\displaystyle X} and the canonical metric induced by ‖ ⋅ ‖ {\\displaystyle \\|\\cdot \\|} is equal to D . {\\displaystyle D.}",
"title": "Definition"
},
{
"paragraph_id": 31,
"text": "Suppose that ( X , ‖ ⋅ ‖ ) {\\displaystyle (X,\\|\\cdot \\|)} is a normed space and that τ {\\displaystyle \\tau } is the norm topology induced on X . {\\displaystyle X.} Suppose that D {\\displaystyle D} is any metric on X {\\displaystyle X} such that the topology that D {\\displaystyle D} induces on X {\\displaystyle X} is equal to τ . {\\displaystyle \\tau .} If D {\\displaystyle D} is translation invariant then ( X , ‖ ⋅ ‖ ) {\\displaystyle (X,\\|\\cdot \\|)} is a Banach space if and only if ( X , D ) {\\displaystyle (X,D)} is a complete metric space. If D {\\displaystyle D} is not translation invariant, then it may be possible for ( X , ‖ ⋅ ‖ ) {\\displaystyle (X,\\|\\cdot \\|)} to be a Banach space but for ( X , D ) {\\displaystyle (X,D)} to not be a complete metric space (see this footnote for an example). In contrast, a theorem of Klee, which also applies to all metrizable topological vector spaces, implies that if there exists any complete metric D {\\displaystyle D} on X {\\displaystyle X} that induces the norm topology τ {\\displaystyle \\tau } on X , {\\displaystyle X,} then ( X , ‖ ⋅ ‖ ) {\\displaystyle (X,\\|\\cdot \\|)} is a Banach space.",
"title": "Definition"
},
{
"paragraph_id": 32,
"text": "A Fréchet space is a locally convex topological vector space whose topology is induced by some translation-invariant complete metric. Every Banach space is a Fréchet space but not conversely; indeed, there even exist Fréchet spaces on which no norm is a continuous function (such as the space of real sequences R N = ∏ i ∈ N R {\\textstyle \\mathbb {R} ^{\\mathbb {N} }=\\prod _{i\\in \\mathbb {N} }\\mathbb {R} } with the product topology). However, the topology of every Fréchet space is induced by some countable family of real-valued (necessarily continuous) maps called seminorms, which are generalizations of norms. It is even possible for a Fréchet space to have a topology that is induced by a countable family of norms (such norms would necessarily be continuous) but to not be a Banach/normable space because its topology can not be defined by any single norm. An example of such a space is the Fréchet space C ∞ ( K ) , {\\displaystyle C^{\\infty }(K),} whose definition can be found in the article on spaces of test functions and distributions.",
"title": "Definition"
},
{
"paragraph_id": 33,
"text": "Complete norms vs complete topological vector spaces",
"title": "Definition"
},
{
"paragraph_id": 34,
"text": "There is another notion of completeness besides metric completeness and that is the notion of a complete topological vector space (TVS) or TVS-completeness, which uses the theory of uniform spaces. Specifically, the notion of TVS-completeness uses a unique translation-invariant uniformity, called the canonical uniformity, that depends only on vector subtraction and the topology τ {\\displaystyle \\tau } that the vector space is endowed with, and so in particular, this notion of TVS completeness is independent of whatever norm induced the topology τ {\\displaystyle \\tau } (and even applies to TVSs that are not even metrizable). Every Banach space is a complete TVS. Moreover, a normed space is a Banach space (that is, its norm-induced metric is complete) if and only if it is complete as a topological vector space. If ( X , τ ) {\\displaystyle (X,\\tau )} is a metrizable topological vector space (such as any norm induced topology, for example), then ( X , τ ) {\\displaystyle (X,\\tau )} is a complete TVS if and only if it is a sequentially complete TVS, meaning that it is enough to check that every Cauchy sequence in ( X , τ ) {\\displaystyle (X,\\tau )} converges in ( X , τ ) {\\displaystyle (X,\\tau )} to some point of X {\\displaystyle X} (that is, there is no need to consider the more general notion of arbitrary Cauchy nets).",
"title": "Definition"
},
{
"paragraph_id": 35,
"text": "If ( X , τ ) {\\displaystyle (X,\\tau )} is a topological vector space whose topology is induced by some (possibly unknown) norm (such spaces are called normable), then ( X , τ ) {\\displaystyle (X,\\tau )} is a complete topological vector space if and only if X {\\displaystyle X} may be assigned a norm ‖ ⋅ ‖ {\\displaystyle \\|\\cdot \\|} that induces on X {\\displaystyle X} the topology τ {\\displaystyle \\tau } and also makes ( X , ‖ ⋅ ‖ ) {\\displaystyle (X,\\|\\cdot \\|)} into a Banach space. A Hausdorff locally convex topological vector space X {\\displaystyle X} is normable if and only if its strong dual space X b ′ {\\displaystyle X_{b}^{\\prime }} is normable, in which case X b ′ {\\displaystyle X_{b}^{\\prime }} is a Banach space ( X b ′ {\\displaystyle X_{b}^{\\prime }} denotes the strong dual space of X , {\\displaystyle X,} whose topology is a generalization of the dual norm-induced topology on the continuous dual space X ′ {\\displaystyle X^{\\prime }} ; see this footnote for more details). If X {\\displaystyle X} is a metrizable locally convex TVS, then X {\\displaystyle X} is normable if and only if X b ′ {\\displaystyle X_{b}^{\\prime }} is a Fréchet–Urysohn space. This shows that in the category of locally convex TVSs, Banach spaces are exactly those complete spaces that are both metrizable and have metrizable strong dual spaces.",
"title": "Definition"
},
{
"paragraph_id": 36,
"text": "Every normed space can be isometrically embedded onto a dense vector subspace of some Banach space, where this Banach space is called a completion of the normed space. This Hausdorff completion is unique up to isometric isomorphism.",
"title": "Definition"
},
{
"paragraph_id": 37,
"text": "More precisely, for every normed space X , {\\displaystyle X,} there exist a Banach space Y {\\displaystyle Y} and a mapping T : X → Y {\\displaystyle T:X\\to Y} such that T {\\displaystyle T} is an isometric mapping and T ( X ) {\\displaystyle T(X)} is dense in Y . {\\displaystyle Y.} If Z {\\displaystyle Z} is another Banach space such that there is an isometric isomorphism from X {\\displaystyle X} onto a dense subset of Z , {\\displaystyle Z,} then Z {\\displaystyle Z} is isometrically isomorphic to Y . {\\displaystyle Y.} This Banach space Y {\\displaystyle Y} is the Hausdorff completion of the normed space X . {\\displaystyle X.} The underlying metric space for Y {\\displaystyle Y} is the same as the metric completion of X , {\\displaystyle X,} with the vector space operations extended from X {\\displaystyle X} to Y . {\\displaystyle Y.} The completion of X {\\displaystyle X} is sometimes denoted by X ^ . {\\displaystyle {\\widehat {X}}.}",
"title": "Definition"
},
{
"paragraph_id": 38,
"text": "If X {\\displaystyle X} and Y {\\displaystyle Y} are normed spaces over the same ground field K , {\\displaystyle \\mathbb {K} ,} the set of all continuous K {\\displaystyle \\mathbb {K} } -linear maps T : X → Y {\\displaystyle T:X\\to Y} is denoted by B ( X , Y ) . {\\displaystyle B(X,Y).} In infinite-dimensional spaces, not all linear maps are continuous. A linear mapping from a normed space X {\\displaystyle X} to another normed space is continuous if and only if it is bounded on the closed unit ball of X . {\\displaystyle X.} Thus, the vector space B ( X , Y ) {\\displaystyle B(X,Y)} can be given the operator norm",
"title": "General theory"
},
{
"paragraph_id": 39,
"text": "For Y {\\displaystyle Y} a Banach space, the space B ( X , Y ) {\\displaystyle B(X,Y)} is a Banach space with respect to this norm. In categorical contexts, it is sometimes convenient to restrict the function space between two Banach spaces to only the short maps; in that case the space B ( X , Y ) {\\displaystyle B(X,Y)} reappears as a natural bifunctor.",
"title": "General theory"
},
{
"paragraph_id": 40,
"text": "If X {\\displaystyle X} is a Banach space, the space B ( X ) = B ( X , X ) {\\displaystyle B(X)=B(X,X)} forms a unital Banach algebra; the multiplication operation is given by the composition of linear maps.",
"title": "General theory"
},
{
"paragraph_id": 41,
"text": "If X {\\displaystyle X} and Y {\\displaystyle Y} are normed spaces, they are isomorphic normed spaces if there exists a linear bijection T : X → Y {\\displaystyle T:X\\to Y} such that T {\\displaystyle T} and its inverse T − 1 {\\displaystyle T^{-1}} are continuous. If one of the two spaces X {\\displaystyle X} or Y {\\displaystyle Y} is complete (or reflexive, separable, etc.) then so is the other space. Two normed spaces X {\\displaystyle X} and Y {\\displaystyle Y} are isometrically isomorphic if in addition, T {\\displaystyle T} is an isometry, that is, ‖ T ( x ) ‖ = ‖ x ‖ {\\displaystyle \\|T(x)\\|=\\|x\\|} for every x {\\displaystyle x} in X . {\\displaystyle X.} The Banach–Mazur distance d ( X , Y ) {\\displaystyle d(X,Y)} between two isomorphic but not isometric spaces X {\\displaystyle X} and Y {\\displaystyle Y} gives a measure of how much the two spaces X {\\displaystyle X} and Y {\\displaystyle Y} differ.",
"title": "General theory"
},
{
"paragraph_id": 42,
"text": "Every continuous linear operator is a bounded linear operator and if dealing only with normed spaces then the converse is also true. That is, a linear operator between two normed spaces is bounded if and only if it is a continuous function. So in particular, because the scalar field (which is R {\\displaystyle \\mathbb {R} } or C {\\displaystyle \\mathbb {C} } ) is a normed space, a linear functional on a normed space is a bounded linear functional if and only if it is a continuous linear functional. This allows for continuity-related results (like those below) to be applied to Banach spaces. Although boundedness is the same as continuity for linear maps between normed spaces, the term \"bounded\" is more commonly used when dealing primarily with Banach spaces.",
"title": "General theory"
},
{
"paragraph_id": 43,
"text": "If f : X → R {\\displaystyle f:X\\to \\mathbb {R} } is a subadditive function (such as a norm, a sublinear function, or real linear functional), then f {\\displaystyle f} is continuous at the origin if and only if f {\\displaystyle f} is uniformly continuous on all of X {\\displaystyle X} ; and if in addition f ( 0 ) = 0 {\\displaystyle f(0)=0} then f {\\displaystyle f} is continuous if and only if its absolute value | f | : X → [ 0 , ∞ ) {\\displaystyle |f|:X\\to [0,\\infty )} is continuous, which happens if and only if { x ∈ X : | f ( x ) | < 1 } {\\displaystyle \\{x\\in X:|f(x)|<1\\}} is an open subset of X . {\\displaystyle X.} And very importantly for applying the Hahn–Banach theorem, a linear functional f {\\displaystyle f} is continuous if and only if this is true of its real part Re f {\\displaystyle \\operatorname {Re} f} and moreover, ‖ Re f ‖ = ‖ f ‖ {\\displaystyle \\|\\operatorname {Re} f\\|=\\|f\\|} and the real part Re f {\\displaystyle \\operatorname {Re} f} completely determines f , {\\displaystyle f,} which is why the Hahn–Banach theorem is often stated only for real linear functionals. Also, a linear functional f {\\displaystyle f} on X {\\displaystyle X} is continuous if and only if the seminorm | f | {\\displaystyle |f|} is continuous, which happens if and only if there exists a continuous seminorm p : X → R {\\displaystyle p:X\\to \\mathbb {R} } such that | f | ≤ p {\\displaystyle |f|\\leq p} ; this last statement involving the linear functional f {\\displaystyle f} and seminorm p {\\displaystyle p} is encountered in many versions of the Hahn–Banach theorem.",
"title": "General theory"
},
{
"paragraph_id": 44,
"text": "The Cartesian product X × Y {\\displaystyle X\\times Y} of two normed spaces is not canonically equipped with a norm. However, several equivalent norms are commonly used, such as",
"title": "General theory"
},
{
"paragraph_id": 45,
"text": "which correspond (respectively) to the coproduct and product in the category of Banach spaces and short maps (discussed above). For finite (co)products, these norms give rise to isomorphic normed spaces, and the product X × Y {\\displaystyle X\\times Y} (or the direct sum X ⊕ Y {\\displaystyle X\\oplus Y} ) is complete if and only if the two factors are complete.",
"title": "General theory"
},
{
"paragraph_id": 46,
"text": "If M {\\displaystyle M} is a closed linear subspace of a normed space X , {\\displaystyle X,} there is a natural norm on the quotient space X / M , {\\displaystyle X/M,}",
"title": "General theory"
},
{
"paragraph_id": 47,
"text": "The quotient X / M {\\displaystyle X/M} is a Banach space when X {\\displaystyle X} is complete. The quotient map from X {\\displaystyle X} onto X / M , {\\displaystyle X/M,} sending x ∈ X {\\displaystyle x\\in X} to its class x + M , {\\displaystyle x+M,} is linear, onto and has norm 1 , {\\displaystyle 1,} except when M = X , {\\displaystyle M=X,} in which case the quotient is the null space.",
"title": "General theory"
},
{
"paragraph_id": 48,
"text": "The closed linear subspace M {\\displaystyle M} of X {\\displaystyle X} is said to be a complemented subspace of X {\\displaystyle X} if M {\\displaystyle M} is the range of a surjective bounded linear projection P : X → M . {\\displaystyle P:X\\to M.} In this case, the space X {\\displaystyle X} is isomorphic to the direct sum of M {\\displaystyle M} and ker P , {\\displaystyle \\ker P,} the kernel of the projection P . {\\displaystyle P.}",
"title": "General theory"
},
{
"paragraph_id": 49,
"text": "Suppose that X {\\displaystyle X} and Y {\\displaystyle Y} are Banach spaces and that T ∈ B ( X , Y ) . {\\displaystyle T\\in B(X,Y).} There exists a canonical factorization of T {\\displaystyle T} as",
"title": "General theory"
},
{
"paragraph_id": 50,
"text": "where the first map π {\\displaystyle \\pi } is the quotient map, and the second map T 1 {\\displaystyle T_{1}} sends every class x + ker T {\\displaystyle x+\\ker T} in the quotient to the image T ( x ) {\\displaystyle T(x)} in Y . {\\displaystyle Y.} This is well defined because all elements in the same class have the same image. The mapping T 1 {\\displaystyle T_{1}} is a linear bijection from X / ker T {\\displaystyle X/\\ker T} onto the range T ( X ) , {\\displaystyle T(X),} whose inverse need not be bounded.",
"title": "General theory"
},
{
"paragraph_id": 51,
"text": "Basic examples of Banach spaces include: the Lp spaces L p {\\displaystyle L^{p}} and their special cases, the sequence spaces ℓ p {\\displaystyle \\ell ^{p}} that consist of scalar sequences indexed by natural numbers N {\\displaystyle \\mathbb {N} } ; among them, the space ℓ 1 {\\displaystyle \\ell ^{1}} of absolutely summable sequences and the space ℓ 2 {\\displaystyle \\ell ^{2}} of square summable sequences; the space c 0 {\\displaystyle c_{0}} of sequences tending to zero and the space ℓ ∞ {\\displaystyle \\ell ^{\\infty }} of bounded sequences; the space C ( K ) {\\displaystyle C(K)} of continuous scalar functions on a compact Hausdorff space K , {\\displaystyle K,} equipped with the max norm,",
"title": "General theory"
},
{
"paragraph_id": 52,
"text": "According to the Banach–Mazur theorem, every Banach space is isometrically isomorphic to a subspace of some C ( K ) . {\\displaystyle C(K).} For every separable Banach space X , {\\displaystyle X,} there is a closed subspace M {\\displaystyle M} of ℓ 1 {\\displaystyle \\ell ^{1}} such that X := ℓ 1 / M . {\\displaystyle X:=\\ell ^{1}/M.}",
"title": "General theory"
},
{
"paragraph_id": 53,
"text": "Any Hilbert space serves as an example of a Banach space. A Hilbert space H {\\displaystyle H} on K = R , C {\\displaystyle \\mathbb {K} =\\mathbb {R} ,\\mathbb {C} } is complete for a norm of the form",
"title": "General theory"
},
{
"paragraph_id": 54,
"text": "where",
"title": "General theory"
},
{
"paragraph_id": 55,
"text": "is the inner product, linear in its first argument that satisfies the following:",
"title": "General theory"
},
{
"paragraph_id": 56,
"text": "For example, the space L 2 {\\displaystyle L^{2}} is a Hilbert space.",
"title": "General theory"
},
{
"paragraph_id": 57,
"text": "The Hardy spaces, the Sobolev spaces are examples of Banach spaces that are related to L p {\\displaystyle L^{p}} spaces and have additional structure. They are important in different branches of analysis, Harmonic analysis and Partial differential equations among others.",
"title": "General theory"
},
{
"paragraph_id": 58,
"text": "A Banach algebra is a Banach space A {\\displaystyle A} over K = R {\\displaystyle \\mathbb {K} =\\mathbb {R} } or C , {\\displaystyle \\mathbb {C} ,} together with a structure of algebra over K {\\displaystyle \\mathbb {K} } , such that the product map A × A ∋ ( a , b ) ↦ a b ∈ A {\\displaystyle A\\times A\\ni (a,b)\\mapsto ab\\in A} is continuous. An equivalent norm on A {\\displaystyle A} can be found so that ‖ a b ‖ ≤ ‖ a ‖ ‖ b ‖ {\\displaystyle \\|ab\\|\\leq \\|a\\|\\|b\\|} for all a , b ∈ A . {\\displaystyle a,b\\in A.}",
"title": "General theory"
},
{
"paragraph_id": 59,
"text": "If X {\\displaystyle X} is a normed space and K {\\displaystyle \\mathbb {K} } the underlying field (either the real or the complex numbers), the continuous dual space is the space of continuous linear maps from X {\\displaystyle X} into K , {\\displaystyle \\mathbb {K} ,} or continuous linear functionals. The notation for the continuous dual is X ′ = B ( X , K ) {\\displaystyle X^{\\prime }=B(X,\\mathbb {K} )} in this article. Since K {\\displaystyle \\mathbb {K} } is a Banach space (using the absolute value as norm), the dual X ′ {\\displaystyle X^{\\prime }} is a Banach space, for every normed space X . {\\displaystyle X.}",
"title": "General theory"
},
{
"paragraph_id": 60,
"text": "The main tool for proving the existence of continuous linear functionals is the Hahn–Banach theorem.",
"title": "General theory"
},
{
"paragraph_id": 61,
"text": "Hahn–Banach theorem — Let X {\\displaystyle X} be a vector space over the field K = R , C . {\\displaystyle \\mathbb {K} =\\mathbb {R} ,\\mathbb {C} .} Let further",
"title": "General theory"
},
{
"paragraph_id": 62,
"text": "In particular, every continuous linear functional on a subspace of a normed space can be continuously extended to the whole space, without increasing the norm of the functional. An important special case is the following: for every vector x {\\displaystyle x} in a normed space X , {\\displaystyle X,} there exists a continuous linear functional f {\\displaystyle f} on X {\\displaystyle X} such that",
"title": "General theory"
},
{
"paragraph_id": 63,
"text": "When x {\\displaystyle x} is not equal to the 0 {\\displaystyle \\mathbf {0} } vector, the functional f {\\displaystyle f} must have norm one, and is called a norming functional for x . {\\displaystyle x.}",
"title": "General theory"
},
{
"paragraph_id": 64,
"text": "The Hahn–Banach separation theorem states that two disjoint non-empty convex sets in a real Banach space, one of them open, can be separated by a closed affine hyperplane. The open convex set lies strictly on one side of the hyperplane, the second convex set lies on the other side but may touch the hyperplane.",
"title": "General theory"
},
{
"paragraph_id": 65,
"text": "A subset S {\\displaystyle S} in a Banach space X {\\displaystyle X} is total if the linear span of S {\\displaystyle S} is dense in X . {\\displaystyle X.} The subset S {\\displaystyle S} is total in X {\\displaystyle X} if and only if the only continuous linear functional that vanishes on S {\\displaystyle S} is the 0 {\\displaystyle \\mathbf {0} } functional: this equivalence follows from the Hahn–Banach theorem.",
"title": "General theory"
},
{
"paragraph_id": 66,
"text": "If X {\\displaystyle X} is the direct sum of two closed linear subspaces M {\\displaystyle M} and N , {\\displaystyle N,} then the dual X ′ {\\displaystyle X^{\\prime }} of X {\\displaystyle X} is isomorphic to the direct sum of the duals of M {\\displaystyle M} and N . {\\displaystyle N.} If M {\\displaystyle M} is a closed linear subspace in X , {\\displaystyle X,} one can associate the orthogonal of M {\\displaystyle M} in the dual,",
"title": "General theory"
},
{
"paragraph_id": 67,
"text": "The orthogonal M ⊥ {\\displaystyle M^{\\bot }} is a closed linear subspace of the dual. The dual of M {\\displaystyle M} is isometrically isomorphic to X ′ / M ⊥ . {\\displaystyle X'/M^{\\bot }.} The dual of X / M {\\displaystyle X/M} is isometrically isomorphic to M ⊥ . {\\displaystyle M^{\\bot }.}",
"title": "General theory"
},
{
"paragraph_id": 68,
"text": "The dual of a separable Banach space need not be separable, but:",
"title": "General theory"
},
{
"paragraph_id": 69,
"text": "Theorem — Let X {\\displaystyle X} be a normed space. If X ′ {\\displaystyle X'} is separable, then X {\\displaystyle X} is separable.",
"title": "General theory"
},
{
"paragraph_id": 70,
"text": "When X ′ {\\displaystyle X'} is separable, the above criterion for totality can be used for proving the existence of a countable total subset in X . {\\displaystyle X.}",
"title": "General theory"
},
{
"paragraph_id": 71,
"text": "The weak topology on a Banach space X {\\displaystyle X} is the coarsest topology on X {\\displaystyle X} for which all elements x ′ {\\displaystyle x^{\\prime }} in the continuous dual space X ′ {\\displaystyle X^{\\prime }} are continuous. The norm topology is therefore finer than the weak topology. It follows from the Hahn–Banach separation theorem that the weak topology is Hausdorff, and that a norm-closed convex subset of a Banach space is also weakly closed. A norm-continuous linear map between two Banach spaces X {\\displaystyle X} and Y {\\displaystyle Y} is also weakly continuous, that is, continuous from the weak topology of X {\\displaystyle X} to that of Y . {\\displaystyle Y.}",
"title": "General theory"
},
{
"paragraph_id": 72,
"text": "If X {\\displaystyle X} is infinite-dimensional, there exist linear maps which are not continuous. The space X ∗ {\\displaystyle X^{*}} of all linear maps from X {\\displaystyle X} to the underlying field K {\\displaystyle \\mathbb {K} } (this space X ∗ {\\displaystyle X^{*}} is called the algebraic dual space, to distinguish it from X ′ {\\displaystyle X^{\\prime }} also induces a topology on X {\\displaystyle X} which is finer than the weak topology, and much less used in functional analysis.",
"title": "General theory"
},
{
"paragraph_id": 73,
"text": "On a dual space X ′ , {\\displaystyle X^{\\prime },} there is a topology weaker than the weak topology of X ′ , {\\displaystyle X^{\\prime },} called weak* topology. It is the coarsest topology on X ′ {\\displaystyle X^{\\prime }} for which all evaluation maps x ′ ∈ X ′ ↦ x ′ ( x ) , {\\displaystyle x^{\\prime }\\in X^{\\prime }\\mapsto x^{\\prime }(x),} where x {\\displaystyle x} ranges over X , {\\displaystyle X,} are continuous. Its importance comes from the Banach–Alaoglu theorem.",
"title": "General theory"
},
{
"paragraph_id": 74,
"text": "Banach–Alaoglu theorem — Let X {\\displaystyle X} be a normed vector space. Then the closed unit ball B = { x ∈ X : ‖ x ‖ ≤ 1 } {\\displaystyle B=\\left\\{x\\in X:\\|x\\|\\leq 1\\right\\}} of the dual space is compact in the weak* topology.",
"title": "General theory"
},
{
"paragraph_id": 75,
"text": "The Banach–Alaoglu theorem can be proved using Tychonoff's theorem about infinite products of compact Hausdorff spaces. When X {\\displaystyle X} is separable, the unit ball B ′ {\\displaystyle B^{\\prime }} of the dual is a metrizable compact in the weak* topology.",
"title": "General theory"
},
{
"paragraph_id": 76,
"text": "The dual of c 0 {\\displaystyle c_{0}} is isometrically isomorphic to ℓ 1 {\\displaystyle \\ell ^{1}} : for every bounded linear functional f {\\displaystyle f} on c 0 , {\\displaystyle c_{0},} there is a unique element y = { y n } ∈ ℓ 1 {\\displaystyle y=\\left\\{y_{n}\\right\\}\\in \\ell ^{1}} such that",
"title": "General theory"
},
{
"paragraph_id": 77,
"text": "The dual of ℓ 1 {\\displaystyle \\ell ^{1}} is isometrically isomorphic to ℓ ∞ {\\displaystyle \\ell ^{\\infty }} . The dual of Lebesgue space L p ( [ 0 , 1 ] ) {\\displaystyle L^{p}([0,1])} is isometrically isomorphic to L q ( [ 0 , 1 ] ) {\\displaystyle L^{q}([0,1])} when 1 ≤ p < ∞ {\\displaystyle 1\\leq p<\\infty } and 1 p + 1 q = 1. {\\displaystyle {\\frac {1}{p}}+{\\frac {1}{q}}=1.}",
"title": "General theory"
},
{
"paragraph_id": 78,
"text": "For every vector y {\\displaystyle y} in a Hilbert space H , {\\displaystyle H,} the mapping",
"title": "General theory"
},
{
"paragraph_id": 79,
"text": "defines a continuous linear functional f y {\\displaystyle f_{y}} on H . {\\displaystyle H.} The Riesz representation theorem states that every continuous linear functional on H {\\displaystyle H} is of the form f y {\\displaystyle f_{y}} for a uniquely defined vector y {\\displaystyle y} in H . {\\displaystyle H.} The mapping y ∈ H → f y {\\displaystyle y\\in H\\to f_{y}} is an antilinear isometric bijection from H {\\displaystyle H} onto its dual H ′ . {\\displaystyle H'.} When the scalars are real, this map is an isometric isomorphism.",
"title": "General theory"
},
{
"paragraph_id": 80,
"text": "When K {\\displaystyle K} is a compact Hausdorff topological space, the dual M ( K ) {\\displaystyle M(K)} of C ( K ) {\\displaystyle C(K)} is the space of Radon measures in the sense of Bourbaki. The subset P ( K ) {\\displaystyle P(K)} of M ( K ) {\\displaystyle M(K)} consisting of non-negative measures of mass 1 (probability measures) is a convex w*-closed subset of the unit ball of M ( K ) . {\\displaystyle M(K).} The extreme points of P ( K ) {\\displaystyle P(K)} are the Dirac measures on K . {\\displaystyle K.} The set of Dirac measures on K , {\\displaystyle K,} equipped with the w*-topology, is homeomorphic to K . {\\displaystyle K.}",
"title": "General theory"
},
{
"paragraph_id": 81,
"text": "Banach–Stone Theorem — If K {\\displaystyle K} and L {\\displaystyle L} are compact Hausdorff spaces and if C ( K ) {\\displaystyle C(K)} and C ( L ) {\\displaystyle C(L)} are isometrically isomorphic, then the topological spaces K {\\displaystyle K} and L {\\displaystyle L} are homeomorphic.",
"title": "General theory"
},
{
"paragraph_id": 82,
"text": "The result has been extended by Amir and Cambern to the case when the multiplicative Banach–Mazur distance between C ( K ) {\\displaystyle C(K)} and C ( L ) {\\displaystyle C(L)} is < 2. {\\displaystyle <2.} The theorem is no longer true when the distance is = 2. {\\displaystyle =2.}",
"title": "General theory"
},
{
"paragraph_id": 83,
"text": "In the commutative Banach algebra C ( K ) , {\\displaystyle C(K),} the maximal ideals are precisely kernels of Dirac measures on K , {\\displaystyle K,}",
"title": "General theory"
},
{
"paragraph_id": 84,
"text": "More generally, by the Gelfand–Mazur theorem, the maximal ideals of a unital commutative Banach algebra can be identified with its characters—not merely as sets but as topological spaces: the former with the hull-kernel topology and the latter with the w*-topology. In this identification, the maximal ideal space can be viewed as a w*-compact subset of the unit ball in the dual A ′ . {\\displaystyle A'.}",
"title": "General theory"
},
{
"paragraph_id": 85,
"text": "Theorem — If K {\\displaystyle K} is a compact Hausdorff space, then the maximal ideal space Ξ {\\displaystyle \\Xi } of the Banach algebra C ( K ) {\\displaystyle C(K)} is homeomorphic to K . {\\displaystyle K.}",
"title": "General theory"
},
{
"paragraph_id": 86,
"text": "Not every unital commutative Banach algebra is of the form C ( K ) {\\displaystyle C(K)} for some compact Hausdorff space K . {\\displaystyle K.} However, this statement holds if one places C ( K ) {\\displaystyle C(K)} in the smaller category of commutative C*-algebras. Gelfand's representation theorem for commutative C*-algebras states that every commutative unital C*-algebra A {\\displaystyle A} is isometrically isomorphic to a C ( K ) {\\displaystyle C(K)} space. The Hausdorff compact space K {\\displaystyle K} here is again the maximal ideal space, also called the spectrum of A {\\displaystyle A} in the C*-algebra context.",
"title": "General theory"
},
{
"paragraph_id": 87,
"text": "If X {\\displaystyle X} is a normed space, the (continuous) dual X ″ {\\displaystyle X''} of the dual X ′ {\\displaystyle X'} is called bidual, or second dual of X . {\\displaystyle X.} For every normed space X , {\\displaystyle X,} there is a natural map,",
"title": "General theory"
},
{
"paragraph_id": 88,
"text": "This defines F X ( x ) {\\displaystyle F_{X}(x)} as a continuous linear functional on X ′ , {\\displaystyle X^{\\prime },} that is, an element of X ′ ′ . {\\displaystyle X^{\\prime \\prime }.} The map F X : x → F X ( x ) {\\displaystyle F_{X}:x\\to F_{X}(x)} is a linear map from X {\\displaystyle X} to X ′ ′ . {\\displaystyle X^{\\prime \\prime }.} As a consequence of the existence of a norming functional f {\\displaystyle f} for every x ∈ X , {\\displaystyle x\\in X,} this map F X {\\displaystyle F_{X}} is isometric, thus injective.",
"title": "General theory"
},
{
"paragraph_id": 89,
"text": "For example, the dual of X = c 0 {\\displaystyle X=c_{0}} is identified with ℓ 1 , {\\displaystyle \\ell ^{1},} and the dual of ℓ 1 {\\displaystyle \\ell ^{1}} is identified with ℓ ∞ , {\\displaystyle \\ell ^{\\infty },} the space of bounded scalar sequences. Under these identifications, F X {\\displaystyle F_{X}} is the inclusion map from c 0 {\\displaystyle c_{0}} to ℓ ∞ . {\\displaystyle \\ell ^{\\infty }.} It is indeed isometric, but not onto.",
"title": "General theory"
},
{
"paragraph_id": 90,
"text": "If F X {\\displaystyle F_{X}} is surjective, then the normed space X {\\displaystyle X} is called reflexive (see below). Being the dual of a normed space, the bidual X ″ {\\displaystyle X''} is complete, therefore, every reflexive normed space is a Banach space.",
"title": "General theory"
},
{
"paragraph_id": 91,
"text": "Using the isometric embedding F X , {\\displaystyle F_{X},} it is customary to consider a normed space X {\\displaystyle X} as a subset of its bidual. When X {\\displaystyle X} is a Banach space, it is viewed as a closed linear subspace of X ′ ′ . {\\displaystyle X^{\\prime \\prime }.} If X {\\displaystyle X} is not reflexive, the unit ball of X {\\displaystyle X} is a proper subset of the unit ball of X ′ ′ . {\\displaystyle X^{\\prime \\prime }.} The Goldstine theorem states that the unit ball of a normed space is weakly*-dense in the unit ball of the bidual. In other words, for every x ″ {\\displaystyle x''} in the bidual, there exists a net ( x i ) i ∈ I {\\displaystyle \\left(x_{i}\\right)_{i\\in I}} in X {\\displaystyle X} so that",
"title": "General theory"
},
{
"paragraph_id": 92,
"text": "The net may be replaced by a weakly*-convergent sequence when the dual X ′ {\\displaystyle X'} is separable. On the other hand, elements of the bidual of ℓ 1 {\\displaystyle \\ell ^{1}} that are not in ℓ 1 {\\displaystyle \\ell ^{1}} cannot be weak*-limit of sequences in ℓ 1 , {\\displaystyle \\ell ^{1},} since ℓ 1 {\\displaystyle \\ell ^{1}} is weakly sequentially complete.",
"title": "General theory"
},
{
"paragraph_id": 93,
"text": "Here are the main general results about Banach spaces that go back to the time of Banach's book (Banach (1932)) and are related to the Baire category theorem. According to this theorem, a complete metric space (such as a Banach space, a Fréchet space or an F-space) cannot be equal to a union of countably many closed subsets with empty interiors. Therefore, a Banach space cannot be the union of countably many closed subspaces, unless it is already equal to one of them; a Banach space with a countable Hamel basis is finite-dimensional.",
"title": "General theory"
},
{
"paragraph_id": 94,
"text": "Banach–Steinhaus Theorem — Let X {\\displaystyle X} be a Banach space and Y {\\displaystyle Y} be a normed vector space. Suppose that F {\\displaystyle F} is a collection of continuous linear operators from X {\\displaystyle X} to Y . {\\displaystyle Y.} The uniform boundedness principle states that if for all x {\\displaystyle x} in X {\\displaystyle X} we have sup T ∈ F ‖ T ( x ) ‖ Y < ∞ , {\\displaystyle \\sup _{T\\in F}\\|T(x)\\|_{Y}<\\infty ,} then sup T ∈ F ‖ T ‖ Y < ∞ . {\\displaystyle \\sup _{T\\in F}\\|T\\|_{Y}<\\infty .}",
"title": "General theory"
},
{
"paragraph_id": 95,
"text": "The Banach–Steinhaus theorem is not limited to Banach spaces. It can be extended for example to the case where X {\\displaystyle X} is a Fréchet space, provided the conclusion is modified as follows: under the same hypothesis, there exists a neighborhood U {\\displaystyle U} of 0 {\\displaystyle \\mathbf {0} } in X {\\displaystyle X} such that all T {\\displaystyle T} in F {\\displaystyle F} are uniformly bounded on U , {\\displaystyle U,}",
"title": "General theory"
},
{
"paragraph_id": 96,
"text": "The Open Mapping Theorem — Let X {\\displaystyle X} and Y {\\displaystyle Y} be Banach spaces and T : X → Y {\\displaystyle T:X\\to Y} be a surjective continuous linear operator, then T {\\displaystyle T} is an open map.",
"title": "General theory"
},
{
"paragraph_id": 97,
"text": "Corollary — Every one-to-one bounded linear operator from a Banach space onto a Banach space is an isomorphism.",
"title": "General theory"
},
{
"paragraph_id": 98,
"text": "The First Isomorphism Theorem for Banach spaces — Suppose that X {\\displaystyle X} and Y {\\displaystyle Y} are Banach spaces and that T ∈ B ( X , Y ) . {\\displaystyle T\\in B(X,Y).} Suppose further that the range of T {\\displaystyle T} is closed in Y . {\\displaystyle Y.} Then X / ker T {\\displaystyle X/\\ker T} is isomorphic to T ( X ) . {\\displaystyle T(X).}",
"title": "General theory"
},
{
"paragraph_id": 99,
"text": "This result is a direct consequence of the preceding Banach isomorphism theorem and of the canonical factorization of bounded linear maps.",
"title": "General theory"
},
{
"paragraph_id": 100,
"text": "Corollary — If a Banach space X {\\displaystyle X} is the internal direct sum of closed subspaces M 1 , … , M n , {\\displaystyle M_{1},\\ldots ,M_{n},} then X {\\displaystyle X} is isomorphic to M 1 ⊕ ⋯ ⊕ M n . {\\displaystyle M_{1}\\oplus \\cdots \\oplus M_{n}.}",
"title": "General theory"
},
{
"paragraph_id": 101,
"text": "This is another consequence of Banach's isomorphism theorem, applied to the continuous bijection from M 1 ⊕ ⋯ ⊕ M n {\\displaystyle M_{1}\\oplus \\cdots \\oplus M_{n}} onto X {\\displaystyle X} sending m 1 , ⋯ , m n {\\displaystyle m_{1},\\cdots ,m_{n}} to the sum m 1 + ⋯ + m n . {\\displaystyle m_{1}+\\cdots +m_{n}.}",
"title": "General theory"
},
{
"paragraph_id": 102,
"text": "The Closed Graph Theorem — Let T : X → Y {\\displaystyle T:X\\to Y} be a linear mapping between Banach spaces. The graph of T {\\displaystyle T} is closed in X × Y {\\displaystyle X\\times Y} if and only if T {\\displaystyle T} is continuous.",
"title": "General theory"
},
{
"paragraph_id": 103,
"text": "The normed space X {\\displaystyle X} is called reflexive when the natural map",
"title": "General theory"
},
{
"paragraph_id": 104,
"text": "is surjective. Reflexive normed spaces are Banach spaces.",
"title": "General theory"
},
{
"paragraph_id": 105,
"text": "Theorem — If X {\\displaystyle X} is a reflexive Banach space, every closed subspace of X {\\displaystyle X} and every quotient space of X {\\displaystyle X} are reflexive.",
"title": "General theory"
},
{
"paragraph_id": 106,
"text": "This is a consequence of the Hahn–Banach theorem. Further, by the open mapping theorem, if there is a bounded linear operator from the Banach space X {\\displaystyle X} onto the Banach space Y , {\\displaystyle Y,} then Y {\\displaystyle Y} is reflexive.",
"title": "General theory"
},
{
"paragraph_id": 107,
"text": "Theorem — If X {\\displaystyle X} is a Banach space, then X {\\displaystyle X} is reflexive if and only if X ′ {\\displaystyle X^{\\prime }} is reflexive.",
"title": "General theory"
},
{
"paragraph_id": 108,
"text": "Corollary — Let X {\\displaystyle X} be a reflexive Banach space. Then X {\\displaystyle X} is separable if and only if X ′ {\\displaystyle X^{\\prime }} is separable.",
"title": "General theory"
},
{
"paragraph_id": 109,
"text": "Indeed, if the dual Y ′ {\\displaystyle Y^{\\prime }} of a Banach space Y {\\displaystyle Y} is separable, then Y {\\displaystyle Y} is separable. If X {\\displaystyle X} is reflexive and separable, then the dual of X ′ {\\displaystyle X^{\\prime }} is separable, so X ′ {\\displaystyle X^{\\prime }} is separable.",
"title": "General theory"
},
{
"paragraph_id": 110,
"text": "Theorem — Suppose that X 1 , … , X n {\\displaystyle X_{1},\\ldots ,X_{n}} are normed spaces and that X = X 1 ⊕ ⋯ ⊕ X n . {\\displaystyle X=X_{1}\\oplus \\cdots \\oplus X_{n}.} Then X {\\displaystyle X} is reflexive if and only if each X j {\\displaystyle X_{j}} is reflexive.",
"title": "General theory"
},
{
"paragraph_id": 111,
"text": "Hilbert spaces are reflexive. The L p {\\displaystyle L^{p}} spaces are reflexive when 1 < p < ∞ . {\\displaystyle 1<p<\\infty .} More generally, uniformly convex spaces are reflexive, by the Milman–Pettis theorem. The spaces c 0 , ℓ 1 , L 1 ( [ 0 , 1 ] ) , C ( [ 0 , 1 ] ) {\\displaystyle c_{0},\\ell ^{1},L^{1}([0,1]),C([0,1])} are not reflexive. In these examples of non-reflexive spaces X , {\\displaystyle X,} the bidual X ″ {\\displaystyle X''} is \"much larger\" than X . {\\displaystyle X.} Namely, under the natural isometric embedding of X {\\displaystyle X} into X ″ {\\displaystyle X''} given by the Hahn–Banach theorem, the quotient X ′ ′ / X {\\displaystyle X^{\\prime \\prime }/X} is infinite-dimensional, and even nonseparable. However, Robert C. James has constructed an example of a non-reflexive space, usually called \"the James space\" and denoted by J , {\\displaystyle J,} such that the quotient J ′ ′ / J {\\displaystyle J^{\\prime \\prime }/J} is one-dimensional. Furthermore, this space J {\\displaystyle J} is isometrically isomorphic to its bidual.",
"title": "General theory"
},
{
"paragraph_id": 112,
"text": "Theorem — A Banach space X {\\displaystyle X} is reflexive if and only if its unit ball is compact in the weak topology.",
"title": "General theory"
},
{
"paragraph_id": 113,
"text": "When X {\\displaystyle X} is reflexive, it follows that all closed and bounded convex subsets of X {\\displaystyle X} are weakly compact. In a Hilbert space H , {\\displaystyle H,} the weak compactness of the unit ball is very often used in the following way: every bounded sequence in H {\\displaystyle H} has weakly convergent subsequences.",
"title": "General theory"
},
{
"paragraph_id": 114,
"text": "Weak compactness of the unit ball provides a tool for finding solutions in reflexive spaces to certain optimization problems. For example, every convex continuous function on the unit ball B {\\displaystyle B} of a reflexive space attains its minimum at some point in B . {\\displaystyle B.}",
"title": "General theory"
},
{
"paragraph_id": 115,
"text": "As a special case of the preceding result, when X {\\displaystyle X} is a reflexive space over R , {\\displaystyle \\mathbb {R} ,} every continuous linear functional f {\\displaystyle f} in X ′ {\\displaystyle X^{\\prime }} attains its maximum ‖ f ‖ {\\displaystyle \\|f\\|} on the unit ball of X . {\\displaystyle X.} The following theorem of Robert C. James provides a converse statement.",
"title": "General theory"
},
{
"paragraph_id": 116,
"text": "James' Theorem — For a Banach space the following two properties are equivalent:",
"title": "General theory"
},
{
"paragraph_id": 117,
"text": "The theorem can be extended to give a characterization of weakly compact convex sets.",
"title": "General theory"
},
{
"paragraph_id": 118,
"text": "On every non-reflexive Banach space X , {\\displaystyle X,} there exist continuous linear functionals that are not norm-attaining. However, the Bishop–Phelps theorem states that norm-attaining functionals are norm dense in the dual X ′ {\\displaystyle X^{\\prime }} of X . {\\displaystyle X.}",
"title": "General theory"
},
{
"paragraph_id": 119,
"text": "A sequence { x n } {\\displaystyle \\left\\{x_{n}\\right\\}} in a Banach space X {\\displaystyle X} is weakly convergent to a vector x ∈ X {\\displaystyle x\\in X} if { f ( x n ) } {\\displaystyle \\left\\{f\\left(x_{n}\\right)\\right\\}} converges to f ( x ) {\\displaystyle f(x)} for every continuous linear functional f {\\displaystyle f} in the dual X ′ . {\\displaystyle X^{\\prime }.} The sequence { x n } {\\displaystyle \\left\\{x_{n}\\right\\}} is a weakly Cauchy sequence if { f ( x n ) } {\\displaystyle \\left\\{f\\left(x_{n}\\right)\\right\\}} converges to a scalar limit L ( f ) , , {\\displaystyle L(f),,} for every f {\\displaystyle f} in X ′ . {\\displaystyle X^{\\prime }.} A sequence { f n } {\\displaystyle \\left\\{f_{n}\\right\\}} in the dual X ′ {\\displaystyle X^{\\prime }} is weakly* convergent to a functional f ∈ X ′ {\\displaystyle f\\in X^{\\prime }} if f n ( x ) {\\displaystyle f_{n}(x)} converges to f ( x ) {\\displaystyle f(x)} for every x {\\displaystyle x} in X . {\\displaystyle X.} Weakly Cauchy sequences, weakly convergent and weakly* convergent sequences are norm bounded, as a consequence of the Banach–Steinhaus theorem.",
"title": "General theory"
},
{
"paragraph_id": 120,
"text": "When the sequence { x n } {\\displaystyle \\left\\{x_{n}\\right\\}} in X {\\displaystyle X} is a weakly Cauchy sequence, the limit L {\\displaystyle L} above defines a bounded linear functional on the dual X ′ , {\\displaystyle X^{\\prime },} that is, an element L {\\displaystyle L} of the bidual of X , {\\displaystyle X,} and L {\\displaystyle L} is the limit of { x n } {\\displaystyle \\left\\{x_{n}\\right\\}} in the weak*-topology of the bidual. The Banach space X {\\displaystyle X} is weakly sequentially complete if every weakly Cauchy sequence is weakly convergent in X . {\\displaystyle X.} It follows from the preceding discussion that reflexive spaces are weakly sequentially complete.",
"title": "General theory"
},
{
"paragraph_id": 121,
"text": "Theorem — For every measure μ , {\\displaystyle \\mu ,} the space L 1 ( μ ) {\\displaystyle L^{1}(\\mu )} is weakly sequentially complete.",
"title": "General theory"
},
{
"paragraph_id": 122,
"text": "An orthonormal sequence in a Hilbert space is a simple example of a weakly convergent sequence, with limit equal to the 0 {\\displaystyle \\mathbf {0} } vector. The unit vector basis of ℓ p {\\displaystyle \\ell ^{p}} for 1 < p < ∞ , {\\displaystyle 1<p<\\infty ,} or of c 0 , {\\displaystyle c_{0},} is another example of a weakly null sequence, that is, a sequence that converges weakly to 0 . {\\displaystyle \\mathbf {0} .} For every weakly null sequence in a Banach space, there exists a sequence of convex combinations of vectors from the given sequence that is norm-converging to 0 . {\\displaystyle \\mathbf {0} .}",
"title": "General theory"
},
{
"paragraph_id": 123,
"text": "The unit vector basis of ℓ 1 {\\displaystyle \\ell ^{1}} is not weakly Cauchy. Weakly Cauchy sequences in ℓ 1 {\\displaystyle \\ell ^{1}} are weakly convergent, since L 1 {\\displaystyle L^{1}} -spaces are weakly sequentially complete. Actually, weakly convergent sequences in ℓ 1 {\\displaystyle \\ell ^{1}} are norm convergent. This means that ℓ 1 {\\displaystyle \\ell ^{1}} satisfies Schur's property.",
"title": "General theory"
},
{
"paragraph_id": 124,
"text": "Weakly Cauchy sequences and the ℓ 1 {\\displaystyle \\ell ^{1}} basis are the opposite cases of the dichotomy established in the following deep result of H. P. Rosenthal.",
"title": "General theory"
},
{
"paragraph_id": 125,
"text": "Theorem — Let { x n } n ∈ N {\\displaystyle \\left\\{x_{n}\\right\\}_{n\\in \\mathbb {N} }} be a bounded sequence in a Banach space. Either { x n } n ∈ N {\\displaystyle \\left\\{x_{n}\\right\\}_{n\\in \\mathbb {N} }} has a weakly Cauchy subsequence, or it admits a subsequence equivalent to the standard unit vector basis of ℓ 1 . {\\displaystyle \\ell ^{1}.}",
"title": "General theory"
},
{
"paragraph_id": 126,
"text": "A complement to this result is due to Odell and Rosenthal (1975).",
"title": "General theory"
},
{
"paragraph_id": 127,
"text": "Theorem — Let X {\\displaystyle X} be a separable Banach space. The following are equivalent:",
"title": "General theory"
},
{
"paragraph_id": 128,
"text": "By the Goldstine theorem, every element of the unit ball B ′ ′ {\\displaystyle B^{\\prime \\prime }} of X ′ ′ {\\displaystyle X^{\\prime \\prime }} is weak*-limit of a net in the unit ball of X . {\\displaystyle X.} When X {\\displaystyle X} does not contain ℓ 1 , {\\displaystyle \\ell ^{1},} every element of B ′ ′ {\\displaystyle B^{\\prime \\prime }} is weak*-limit of a sequence in the unit ball of X . {\\displaystyle X.}",
"title": "General theory"
},
{
"paragraph_id": 129,
"text": "When the Banach space X {\\displaystyle X} is separable, the unit ball of the dual X ′ , {\\displaystyle X^{\\prime },} equipped with the weak*-topology, is a metrizable compact space K , {\\displaystyle K,} and every element x ′ ′ {\\displaystyle x^{\\prime \\prime }} in the bidual X ′ ′ {\\displaystyle X^{\\prime \\prime }} defines a bounded function on K {\\displaystyle K} :",
"title": "General theory"
},
{
"paragraph_id": 130,
"text": "This function is continuous for the compact topology of K {\\displaystyle K} if and only if x ′ ′ {\\displaystyle x^{\\prime \\prime }} is actually in X , {\\displaystyle X,} considered as subset of X ′ ′ . {\\displaystyle X^{\\prime \\prime }.} Assume in addition for the rest of the paragraph that X {\\displaystyle X} does not contain ℓ 1 . {\\displaystyle \\ell ^{1}.} By the preceding result of Odell and Rosenthal, the function x ′ ′ {\\displaystyle x^{\\prime \\prime }} is the pointwise limit on K {\\displaystyle K} of a sequence { x n } ⊆ X {\\displaystyle \\left\\{x_{n}\\right\\}\\subseteq X} of continuous functions on K , {\\displaystyle K,} it is therefore a first Baire class function on K . {\\displaystyle K.} The unit ball of the bidual is a pointwise compact subset of the first Baire class on K . {\\displaystyle K.}",
"title": "General theory"
},
{
"paragraph_id": 131,
"text": "When X {\\displaystyle X} is separable, the unit ball of the dual is weak*-compact by the Banach–Alaoglu theorem and metrizable for the weak* topology, hence every bounded sequence in the dual has weakly* convergent subsequences. This applies to separable reflexive spaces, but more is true in this case, as stated below.",
"title": "General theory"
},
{
"paragraph_id": 132,
"text": "The weak topology of a Banach space X {\\displaystyle X} is metrizable if and only if X {\\displaystyle X} is finite-dimensional. If the dual X ′ {\\displaystyle X'} is separable, the weak topology of the unit ball of X {\\displaystyle X} is metrizable. This applies in particular to separable reflexive Banach spaces. Although the weak topology of the unit ball is not metrizable in general, one can characterize weak compactness using sequences.",
"title": "General theory"
},
{
"paragraph_id": 133,
"text": "Eberlein–Šmulian theorem — A set A {\\displaystyle A} in a Banach space is relatively weakly compact if and only if every sequence { a n } {\\displaystyle \\left\\{a_{n}\\right\\}} in A {\\displaystyle A} has a weakly convergent subsequence.",
"title": "General theory"
},
{
"paragraph_id": 134,
"text": "A Banach space X {\\displaystyle X} is reflexive if and only if each bounded sequence in X {\\displaystyle X} has a weakly convergent subsequence.",
"title": "General theory"
},
{
"paragraph_id": 135,
"text": "A weakly compact subset A {\\displaystyle A} in ℓ 1 {\\displaystyle \\ell ^{1}} is norm-compact. Indeed, every sequence in A {\\displaystyle A} has weakly convergent subsequences by Eberlein–Šmulian, that are norm convergent by the Schur property of ℓ 1 . {\\displaystyle \\ell ^{1}.}",
"title": "General theory"
},
{
"paragraph_id": 136,
"text": "A way to classify Banach spaces is through the probabilistic notion of type and cotype, these two measure how far a Banach space is from a Hilbert space.",
"title": "General theory"
},
{
"paragraph_id": 137,
"text": "A Schauder basis in a Banach space X {\\displaystyle X} is a sequence { e n } n ≥ 0 {\\displaystyle \\left\\{e_{n}\\right\\}_{n\\geq 0}} of vectors in X {\\displaystyle X} with the property that for every vector x ∈ X , {\\displaystyle x\\in X,} there exist uniquely defined scalars { x n } n ≥ 0 {\\displaystyle \\left\\{x_{n}\\right\\}_{n\\geq 0}} depending on x , {\\displaystyle x,} such that",
"title": "Schauder bases"
},
{
"paragraph_id": 138,
"text": "Banach spaces with a Schauder basis are necessarily separable, because the countable set of finite linear combinations with rational coefficients (say) is dense.",
"title": "Schauder bases"
},
{
"paragraph_id": 139,
"text": "It follows from the Banach–Steinhaus theorem that the linear mappings { P n } {\\displaystyle \\left\\{P_{n}\\right\\}} are uniformly bounded by some constant C . {\\displaystyle C.} Let { e n ∗ } {\\displaystyle \\left\\{e_{n}^{*}\\right\\}} denote the coordinate functionals which assign to every x {\\displaystyle x} in X {\\displaystyle X} the coordinate x n {\\displaystyle x_{n}} of x {\\displaystyle x} in the above expansion. They are called biorthogonal functionals. When the basis vectors have norm 1 , {\\displaystyle 1,} the coordinate functionals { e n ∗ } {\\displaystyle \\left\\{e_{n}^{*}\\right\\}} have norm ≤ 2 C {\\displaystyle \\,\\leq 2C} in the dual of X . {\\displaystyle X.}",
"title": "Schauder bases"
},
{
"paragraph_id": 140,
"text": "Most classical separable spaces have explicit bases. The Haar system { h n } {\\displaystyle \\left\\{h_{n}\\right\\}} is a basis for L p ( [ 0 , 1 ] ) , 1 ≤ p < ∞ . {\\displaystyle L^{p}([0,1]),1\\leq p<\\infty .} The trigonometric system is a basis in L p ( T ) {\\displaystyle L^{p}(\\mathbf {T} )} when 1 < p < ∞ . {\\displaystyle 1<p<\\infty .} The Schauder system is a basis in the space C ( [ 0 , 1 ] ) . {\\displaystyle C([0,1]).} The question of whether the disk algebra A ( D ) {\\displaystyle A(\\mathbf {D} )} has a basis remained open for more than forty years, until Bočkarev showed in 1974 that A ( D ) {\\displaystyle A(\\mathbf {D} )} admits a basis constructed from the Franklin system.",
"title": "Schauder bases"
},
{
"paragraph_id": 141,
"text": "Since every vector x {\\displaystyle x} in a Banach space X {\\displaystyle X} with a basis is the limit of P n ( x ) , {\\displaystyle P_{n}(x),} with P n {\\displaystyle P_{n}} of finite rank and uniformly bounded, the space X {\\displaystyle X} satisfies the bounded approximation property. The first example by Enflo of a space failing the approximation property was at the same time the first example of a separable Banach space without a Schauder basis.",
"title": "Schauder bases"
},
{
"paragraph_id": 142,
"text": "Robert C. James characterized reflexivity in Banach spaces with a basis: the space X {\\displaystyle X} with a Schauder basis is reflexive if and only if the basis is both shrinking and boundedly complete. In this case, the biorthogonal functionals form a basis of the dual of X . {\\displaystyle X.}",
"title": "Schauder bases"
},
{
"paragraph_id": 143,
"text": "Let X {\\displaystyle X} and Y {\\displaystyle Y} be two K {\\displaystyle \\mathbb {K} } -vector spaces. The tensor product X ⊗ Y {\\displaystyle X\\otimes Y} of X {\\displaystyle X} and Y {\\displaystyle Y} is a K {\\displaystyle \\mathbb {K} } -vector space Z {\\displaystyle Z} with a bilinear mapping T : X × Y → Z {\\displaystyle T:X\\times Y\\to Z} which has the following universal property:",
"title": "Tensor product"
},
{
"paragraph_id": 144,
"text": "The image under T {\\displaystyle T} of a couple ( x , y ) {\\displaystyle (x,y)} in X × Y {\\displaystyle X\\times Y} is denoted by x ⊗ y , {\\displaystyle x\\otimes y,} and called a simple tensor. Every element z {\\displaystyle z} in X ⊗ Y {\\displaystyle X\\otimes Y} is a finite sum of such simple tensors.",
"title": "Tensor product"
},
{
"paragraph_id": 145,
"text": "There are various norms that can be placed on the tensor product of the underlying vector spaces, amongst others the projective cross norm and injective cross norm introduced by A. Grothendieck in 1955.",
"title": "Tensor product"
},
{
"paragraph_id": 146,
"text": "In general, the tensor product of complete spaces is not complete again. When working with Banach spaces, it is customary to say that the projective tensor product of two Banach spaces X {\\displaystyle X} and Y {\\displaystyle Y} is the completion X ⊗ ^ π Y {\\displaystyle X{\\widehat {\\otimes }}_{\\pi }Y} of the algebraic tensor product X ⊗ Y {\\displaystyle X\\otimes Y} equipped with the projective tensor norm, and similarly for the injective tensor product X ⊗ ^ ε Y . {\\displaystyle X{\\widehat {\\otimes }}_{\\varepsilon }Y.} Grothendieck proved in particular that",
"title": "Tensor product"
},
{
"paragraph_id": 147,
"text": "where K {\\displaystyle K} is a compact Hausdorff space, C ( K , Y ) {\\displaystyle C(K,Y)} the Banach space of continuous functions from K {\\displaystyle K} to Y {\\displaystyle Y} and L 1 ( [ 0 , 1 ] , Y ) {\\displaystyle L^{1}([0,1],Y)} the space of Bochner-measurable and integrable functions from [ 0 , 1 ] {\\displaystyle [0,1]} to Y , {\\displaystyle Y,} and where the isomorphisms are isometric. The two isomorphisms above are the respective extensions of the map sending the tensor f ⊗ y {\\displaystyle f\\otimes y} to the vector-valued function s ∈ K → f ( s ) y ∈ Y . {\\displaystyle s\\in K\\to f(s)y\\in Y.}",
"title": "Tensor product"
},
{
"paragraph_id": 148,
"text": "Let X {\\displaystyle X} be a Banach space. The tensor product X ′ ⊗ ^ ε X {\\displaystyle X'{\\widehat {\\otimes }}_{\\varepsilon }X} is identified isometrically with the closure in B ( X ) {\\displaystyle B(X)} of the set of finite rank operators. When X {\\displaystyle X} has the approximation property, this closure coincides with the space of compact operators on X . {\\displaystyle X.}",
"title": "Tensor product"
},
{
"paragraph_id": 149,
"text": "For every Banach space Y , {\\displaystyle Y,} there is a natural norm 1 {\\displaystyle 1} linear map",
"title": "Tensor product"
},
{
"paragraph_id": 150,
"text": "obtained by extending the identity map of the algebraic tensor product. Grothendieck related the approximation problem to the question of whether this map is one-to-one when Y {\\displaystyle Y} is the dual of X . {\\displaystyle X.} Precisely, for every Banach space X , {\\displaystyle X,} the map",
"title": "Tensor product"
},
{
"paragraph_id": 151,
"text": "is one-to-one if and only if X {\\displaystyle X} has the approximation property.",
"title": "Tensor product"
},
{
"paragraph_id": 152,
"text": "Grothendieck conjectured that X ⊗ ^ π Y {\\displaystyle X{\\widehat {\\otimes }}_{\\pi }Y} and X ⊗ ^ ε Y {\\displaystyle X{\\widehat {\\otimes }}_{\\varepsilon }Y} must be different whenever X {\\displaystyle X} and Y {\\displaystyle Y} are infinite-dimensional Banach spaces. This was disproved by Gilles Pisier in 1983. Pisier constructed an infinite-dimensional Banach space X {\\displaystyle X} such that X ⊗ ^ π X {\\displaystyle X{\\widehat {\\otimes }}_{\\pi }X} and X ⊗ ^ ε X {\\displaystyle X{\\widehat {\\otimes }}_{\\varepsilon }X} are equal. Furthermore, just as Enflo's example, this space X {\\displaystyle X} is a \"hand-made\" space that fails to have the approximation property. On the other hand, Szankowski proved that the classical space B ( ℓ 2 ) {\\displaystyle B\\left(\\ell ^{2}\\right)} does not have the approximation property.",
"title": "Tensor product"
},
{
"paragraph_id": 153,
"text": "A necessary and sufficient condition for the norm of a Banach space X {\\displaystyle X} to be associated to an inner product is the parallelogram identity:",
"title": "Some classification results"
},
{
"paragraph_id": 154,
"text": "Parallelogram identity — for all x , y ∈ X : ‖ x + y ‖ 2 + ‖ x − y ‖ 2 = 2 ( ‖ x ‖ 2 + ‖ y ‖ 2 ) . {\\displaystyle x,y\\in X:\\qquad \\|x+y\\|^{2}+\\|x-y\\|^{2}=2\\left(\\|x\\|^{2}+\\|y\\|^{2}\\right).}",
"title": "Some classification results"
},
{
"paragraph_id": 155,
"text": "It follows, for example, that the Lebesgue space L p ( [ 0 , 1 ] ) {\\displaystyle L^{p}([0,1])} is a Hilbert space only when p = 2. {\\displaystyle p=2.} If this identity is satisfied, the associated inner product is given by the polarization identity. In the case of real scalars, this gives:",
"title": "Some classification results"
},
{
"paragraph_id": 156,
"text": "For complex scalars, defining the inner product so as to be C {\\displaystyle \\mathbb {C} } -linear in x , {\\displaystyle x,} antilinear in y , {\\displaystyle y,} the polarization identity gives:",
"title": "Some classification results"
},
{
"paragraph_id": 157,
"text": "To see that the parallelogram law is sufficient, one observes in the real case that ⟨ x , y ⟩ {\\displaystyle \\langle x,y\\rangle } is symmetric, and in the complex case, that it satisfies the Hermitian symmetry property and ⟨ i x , y ⟩ = i ⟨ x , y ⟩ . {\\displaystyle \\langle ix,y\\rangle =i\\langle x,y\\rangle .} The parallelogram law implies that ⟨ x , y ⟩ {\\displaystyle \\langle x,y\\rangle } is additive in x . {\\displaystyle x.} It follows that it is linear over the rationals, thus linear by continuity.",
"title": "Some classification results"
},
{
"paragraph_id": 158,
"text": "Several characterizations of spaces isomorphic (rather than isometric) to Hilbert spaces are available. The parallelogram law can be extended to more than two vectors, and weakened by the introduction of a two-sided inequality with a constant c ≥ 1 {\\displaystyle c\\geq 1} : Kwapień proved that if",
"title": "Some classification results"
},
{
"paragraph_id": 159,
"text": "for every integer n {\\displaystyle n} and all families of vectors { x 1 , … , x n } ⊆ X , {\\displaystyle \\left\\{x_{1},\\ldots ,x_{n}\\right\\}\\subseteq X,} then the Banach space X {\\displaystyle X} is isomorphic to a Hilbert space. Here, Ave ± {\\displaystyle \\operatorname {Ave} _{\\pm }} denotes the average over the 2 n {\\displaystyle 2^{n}} possible choices of signs ± 1. {\\displaystyle \\pm 1.} In the same article, Kwapień proved that the validity of a Banach-valued Parseval's theorem for the Fourier transform characterizes Banach spaces isomorphic to Hilbert spaces.",
"title": "Some classification results"
},
{
"paragraph_id": 160,
"text": "Lindenstrauss and Tzafriri proved that a Banach space in which every closed linear subspace is complemented (that is, is the range of a bounded linear projection) is isomorphic to a Hilbert space. The proof rests upon Dvoretzky's theorem about Euclidean sections of high-dimensional centrally symmetric convex bodies. In other words, Dvoretzky's theorem states that for every integer n , {\\displaystyle n,} any finite-dimensional normed space, with dimension sufficiently large compared to n , {\\displaystyle n,} contains subspaces nearly isometric to the n {\\displaystyle n} -dimensional Euclidean space.",
"title": "Some classification results"
},
{
"paragraph_id": 161,
"text": "The next result gives the solution of the so-called homogeneous space problem. An infinite-dimensional Banach space X {\\displaystyle X} is said to be homogeneous if it is isomorphic to all its infinite-dimensional closed subspaces. A Banach space isomorphic to ℓ 2 {\\displaystyle \\ell ^{2}} is homogeneous, and Banach asked for the converse.",
"title": "Some classification results"
},
{
"paragraph_id": 162,
"text": "Theorem — A Banach space isomorphic to all its infinite-dimensional closed subspaces is isomorphic to a separable Hilbert space.",
"title": "Some classification results"
},
{
"paragraph_id": 163,
"text": "An infinite-dimensional Banach space is hereditarily indecomposable when no subspace of it can be isomorphic to the direct sum of two infinite-dimensional Banach spaces. The Gowers dichotomy theorem asserts that every infinite-dimensional Banach space X {\\displaystyle X} contains, either a subspace Y {\\displaystyle Y} with unconditional basis, or a hereditarily indecomposable subspace Z , {\\displaystyle Z,} and in particular, Z {\\displaystyle Z} is not isomorphic to its closed hyperplanes. If X {\\displaystyle X} is homogeneous, it must therefore have an unconditional basis. It follows then from the partial solution obtained by Komorowski and Tomczak–Jaegermann, for spaces with an unconditional basis, that X {\\displaystyle X} is isomorphic to ℓ 2 . {\\displaystyle \\ell ^{2}.}",
"title": "Some classification results"
},
{
"paragraph_id": 164,
"text": "If T : X → Y {\\displaystyle T:X\\to Y} is an isometry from the Banach space X {\\displaystyle X} onto the Banach space Y {\\displaystyle Y} (where both X {\\displaystyle X} and Y {\\displaystyle Y} are vector spaces over R {\\displaystyle \\mathbb {R} } ), then the Mazur–Ulam theorem states that T {\\displaystyle T} must be an affine transformation. In particular, if T ( 0 X ) = 0 Y , {\\displaystyle T(0_{X})=0_{Y},} this is T {\\displaystyle T} maps the zero of X {\\displaystyle X} to the zero of Y , {\\displaystyle Y,} then T {\\displaystyle T} must be linear. This result implies that the metric in Banach spaces, and more generally in normed spaces, completely captures their linear structure.",
"title": "Some classification results"
},
{
"paragraph_id": 165,
"text": "Finite dimensional Banach spaces are homeomorphic as topological spaces, if and only if they have the same dimension as real vector spaces.",
"title": "Some classification results"
},
{
"paragraph_id": 166,
"text": "Anderson–Kadec theorem (1965–66) proves that any two infinite-dimensional separable Banach spaces are homeomorphic as topological spaces. Kadec's theorem was extended by Torunczyk, who proved that any two Banach spaces are homeomorphic if and only if they have the same density character, the minimum cardinality of a dense subset.",
"title": "Some classification results"
},
{
"paragraph_id": 167,
"text": "When two compact Hausdorff spaces K 1 {\\displaystyle K_{1}} and K 2 {\\displaystyle K_{2}} are homeomorphic, the Banach spaces C ( K 1 ) {\\displaystyle C\\left(K_{1}\\right)} and C ( K 2 ) {\\displaystyle C\\left(K_{2}\\right)} are isometric. Conversely, when K 1 {\\displaystyle K_{1}} is not homeomorphic to K 2 , {\\displaystyle K_{2},} the (multiplicative) Banach–Mazur distance between C ( K 1 ) {\\displaystyle C\\left(K_{1}\\right)} and C ( K 2 ) {\\displaystyle C\\left(K_{2}\\right)} must be greater than or equal to 2 , {\\displaystyle 2,} see above the results by Amir and Cambern. Although uncountable compact metric spaces can have different homeomorphy types, one has the following result due to Milutin:",
"title": "Some classification results"
},
{
"paragraph_id": 168,
"text": "Theorem — Let K {\\displaystyle K} be an uncountable compact metric space. Then C ( K ) {\\displaystyle C(K)} is isomorphic to C ( [ 0 , 1 ] ) . {\\displaystyle C([0,1]).}",
"title": "Some classification results"
},
{
"paragraph_id": 169,
"text": "The situation is different for countably infinite compact Hausdorff spaces. Every countably infinite compact K {\\displaystyle K} is homeomorphic to some closed interval of ordinal numbers",
"title": "Some classification results"
},
{
"paragraph_id": 170,
"text": "equipped with the order topology, where α {\\displaystyle \\alpha } is a countably infinite ordinal. The Banach space C ( K ) {\\displaystyle C(K)} is then isometric to C(⟨1, α⟩). When α , β {\\displaystyle \\alpha ,\\beta } are two countably infinite ordinals, and assuming α ≤ β , {\\displaystyle \\alpha \\leq \\beta ,} the spaces C(⟨1, α⟩) and C(⟨1, β⟩) are isomorphic if and only if β < α. For example, the Banach spaces",
"title": "Some classification results"
},
{
"paragraph_id": 171,
"text": "are mutually non-isomorphic.",
"title": "Some classification results"
},
{
"paragraph_id": 172,
"text": "Glossary of symbols for the table below:",
"title": "Examples"
},
{
"paragraph_id": 173,
"text": "Several concepts of a derivative may be defined on a Banach space. See the articles on the Fréchet derivative and the Gateaux derivative for details. The Fréchet derivative allows for an extension of the concept of a total derivative to Banach spaces. The Gateaux derivative allows for an extension of a directional derivative to locally convex topological vector spaces. Fréchet differentiability is a stronger condition than Gateaux differentiability. The quasi-derivative is another generalization of directional derivative that implies a stronger condition than Gateaux differentiability, but a weaker condition than Fréchet differentiability.",
"title": "Derivatives"
},
{
"paragraph_id": 174,
"text": "Several important spaces in functional analysis, for instance the space of all infinitely often differentiable functions R → R , {\\displaystyle \\mathbb {R} \\to \\mathbb {R} ,} or the space of all distributions on R , {\\displaystyle \\mathbb {R} ,} are complete but are not normed vector spaces and hence not Banach spaces. In Fréchet spaces one still has a complete metric, while LF-spaces are complete uniform vector spaces arising as limits of Fréchet spaces.",
"title": "Generalizations"
}
] | In mathematics, more specifically in functional analysis, a Banach space is a complete normed vector space. Thus, a Banach space is a vector space with a metric that allows the computation of vector length and distance between vectors and is complete in the sense that a Cauchy sequence of vectors always converges to a well-defined limit that is within the space. Banach spaces are named after the Polish mathematician Stefan Banach, who introduced this concept and studied it systematically in 1920–1922 along with Hans Hahn and Eduard Helly. Maurice René Fréchet was the first to use the term "Banach space" and Banach in turn then coined the term "Fréchet space".
Banach spaces originally grew out of the study of function spaces by Hilbert, Fréchet, and Riesz earlier in the century. Banach spaces play a central role in functional analysis. In other areas of analysis, the spaces under study are often Banach spaces. | 2001-09-29T03:48:11Z | 2023-12-15T04:00:30Z | [
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] | https://en.wikipedia.org/wiki/Banach_space |
3,992 | Bram Stoker | Abraham Stoker (8 November 1847 – 20 April 1912) was an Irish author who wrote the 1897 Gothic horror novel Dracula. During his lifetime, he was better known as the personal assistant of actor Sir Henry Irving and business manager of the West End's Lyceum Theatre, which Irving owned.
In his early years, Stoker worked as a theatre critic for an Irish newspaper, and wrote stories as well as commentaries. He also enjoyed travelling, particularly to Cruden Bay in Scotland where he set two of his novels. During another visit to the English coastal town of Whitby, Stoker drew inspiration for writing Dracula. He died on 20 April 1912 due to locomotor ataxia and was cremated in north London. Since his death, his magnum opus Dracula has become one of the best-known works in English literature, and the novel has been adapted for numerous films, short stories, and plays.
Stoker was born on 8 November 1847 at 15 Marino Crescent, Clontarf in Dublin, Ireland. The park adjacent to the house is now known as Bram Stoker Park. His parents were Abraham Stoker (1799–1876) from Dublin and Charlotte Mathilda Blake Thornley (1818–1901), who was raised in County Sligo. Stoker was the third of seven children, the eldest of whom was Sir Thornley Stoker, 1st Baronet Abraham and Charlotte were members of the Church of Ireland Parish of Clontarf and attended the parish church with their children, who were baptised there. Abraham was a senior civil servant.
Stoker was bedridden with an unknown illness until he started school at the age of seven, when he made a complete recovery. Of this time, Stoker wrote, "I was naturally thoughtful, and the leisure of long illness gave opportunity for many thoughts which were fruitful according to their kind in later years." He was privately educated at Bective House school run by the Reverend (William Woods).
After his recovery, he grew up without further serious illnesses, even excelling as an athlete at Trinity College, Dublin, which he attended from 1864 to 1870. He graduated with a BA in 1870, and paid to receive his MA in 1875. Though he later in life recalled graduating "with honours in mathematics", this appears to have been a mistake. He was named University Athlete, participating in multiple sports, including playing rugby for Dublin University. He was auditor of the College Historical Society (the Hist) and president of the University Philosophical Society (he remains the only student in Trinity's history to hold both positions), where his first paper was on Sensationalism in Fiction and Society.
Stoker became interested in the theatre while a student through his friend Dr. Maunsell. While working for the Irish Civil Service, he became the theatre critic for the Dublin Evening Mail, which was co-owned by Sheridan Le Fanu, an author of Gothic tales. Theatre critics were held in low esteem at the time, but Stoker attracted notice by the quality of his reviews. In December 1876, he gave a favourable review of Henry Irving's Hamlet at the Theatre Royal in Dublin. Irving invited Stoker for dinner at the Shelbourne Hotel where he was staying, and they became friends. Stoker also wrote stories, and "Crystal Cup" was published by the London Society in 1872, followed by "The Chain of Destiny" in four parts in The Shamrock. In 1876, while a civil servant in Dublin, Stoker wrote the non-fiction book The Duties of Clerks of Petty Sessions in Ireland (published 1879), which remained a standard work. Furthermore, he possessed an interest in art and was a founder of the Dublin Sketching Club in 1879.
In 1878, Stoker married Florence Balcombe, daughter of Lieutenant-Colonel James Balcombe of 1 Marino Crescent. She was a celebrated beauty whose former suitor had been Oscar Wilde. Stoker had known Wilde from his student days, having proposed him for membership of the university's Philosophical Society while he was president. Wilde was upset at Florence's decision, but Stoker later resumed the acquaintanceship, and, after Wilde's fall, visited him on the Continent.
The Stokers moved to London, where Stoker became acting manager and then business manager of Irving's Lyceum Theatre in the West End, a post he held for 27 years. On 31 December 1879, Bram and Florence's only child was born, a son whom they christened Irving Noel Thornley Stoker. The collaboration with Henry Irving was important for Stoker and through him, he became involved in London's high society, where he met James Abbott McNeill Whistler and Sir Arthur Conan Doyle (to whom he was distantly related). Working for Irving, the most famous actor of his time, and managing one of the most successful theatres in London made Stoker a notable if busy man. He was dedicated to Irving and his memoirs show he idolised him. In London, Stoker also met Hall Caine, who became one of his closest friends – he dedicated Dracula to him.
In the course of Irving's tours, Stoker travelled the world, although he never visited Eastern Europe, a setting for his most famous novel. Stoker enjoyed the United States, where Irving was popular. With Irving he was invited twice to the White House, and knew William McKinley and Theodore Roosevelt. Stoker set two of his novels in America, and used Americans as characters, the most notable being Quincey Morris. He also met one of his literary idols, Walt Whitman, having written to him in 1872 an extraordinary letter that some have interpreted as the expression of a deeply-suppressed homosexuality.
Stoker was a regular visitor to Cruden Bay in Scotland between 1892 and 1910. His month-long holidays to the Aberdeenshire coastal village provided a large portion of available time for writing his books. Two novels were set in Cruden Bay: The Watter's Mou' (1895) and The Mystery of the Sea (1902). He started writing Dracula there in 1895 while in residence at the Kilmarnock Arms Hotel. The guest book with his signatures from 1894 and 1895 still survives. The nearby Slains Castle (also known as New Slains Castle) is linked with Bram Stoker and plausibly provided the visual palette for the descriptions of Castle Dracula during the writing phase. A distinctive room in Slains Castle, the octagonal hall, matches the description of the octagonal room in Castle Dracula.
Stoker visited the English coastal town of Whitby in 1890, and that visit was said to be part of the inspiration for Dracula. Count Dracula comes ashore at Whitby, and in the shape of a black dog runs up the 199 steps to the graveyard of St Mary's Church in the shadow of the Whitby Abbey ruins. Stoker began writing novels while working as manager for Irving and secretary and director of London's Lyceum Theatre, beginning with The Snake's Pass in 1890 and Dracula in 1897. During this period, he was part of the literary staff of The Daily Telegraph in London, and he wrote other fiction, including the horror novels The Lady of the Shroud (1909) and The Lair of the White Worm (1911). He published his Personal Reminiscences of Henry Irving in 1906, after Irving's death, which proved successful, and managed productions at the Prince of Wales Theatre.
Before writing Dracula, Stoker met Ármin Vámbéry, a Hungarian-Jewish writer and traveller (born in Szent-György, Kingdom of Hungary now Svätý Jur, Slovakia). Dracula likely emerged from Vámbéry's dark stories of the Carpathian mountains. However this claim has been challenged by many including Elizabeth Miller, a professor who, since 1990, has had as her major field of research and writing Dracula, and its author, sources, and influences. She has stated, “The only comment about the subject matter of the talk was that Vambery 'spoke loudly against Russian aggression.'" There had been nothing in their conversations about the "tales of the terrible Dracula" that are supposed to have "inspired Stoker to equate his vampire-protagonist with the long-dead tyrant." At any rate, by this time, Stoker's novel was well underway, and he was already using the name Dracula for his vampire. Stoker then spent several years researching Central and East European folklore and mythological stories of vampires.
The 1972 book In Search of Dracula by Radu Florescu and Raymond McNally claimed that the Count in Stoker's novel was based on Vlad III Dracula. However, according to Elizabeth Miller, Stoker borrowed only the name and "scraps of miscellaneous information" about Romanian history; further, there are no comments about Vlad III in the author's working notes.
Dracula is an epistolary novel, written as a collection of realistic but completely fictional diary entries, telegrams, letters, ship's logs, and newspaper clippings, all of which added a level of detailed realism to the story, a skill which Stoker had developed as a newspaper writer. At the time of its publication, Dracula was considered a "straightforward horror novel" based on imaginary creations of supernatural life. "It gave form to a universal fantasy ... and became a part of popular culture."
According to the Encyclopedia of World Biography, Stoker's stories are today included in the categories of horror fiction, romanticized Gothic stories, and melodrama. They are classified alongside other works of popular fiction, such as Mary Shelley's Frankenstein, which also used the myth-making and story-telling method of having multiple narrators telling the same tale from different perspectives. According to historian Jules Zanger, this leads the reader to the assumption that "they can't all be lying".
The original 541-page typescript of Dracula was believed to have been lost until it was found in a barn in northwestern Pennsylvania in the early 1980s. It consisted of typed sheets with many emendations, and handwritten on the title page was "THE UN-DEAD." The author's name was shown at the bottom as Bram Stoker. Author Robert Latham remarked: "the most famous horror novel ever published, its title changed at the last minute." The typescript was purchased by Microsoft co-founder Paul Allen.
Stoker's inspirations for the story, in addition to Whitby, may have included a visit to Slains Castle in Aberdeenshire, a visit to the crypts of St. Michan's Church in Dublin, and the novella Carmilla by Sheridan Le Fanu.
Stoker's original research notes for the novel are kept by the Rosenbach Museum and Library in Philadelphia. A facsimile edition of the notes was created by Elizabeth Miller and Robert Eighteen-Bisang in 1998.
Stoker was a member of The London Library and conducted much of the research for Dracula there. In 2018, the Library discovered some of the books that Stoker used for his research, complete with notes and marginalia.
After suffering a number of strokes, Stoker died at No. 26 St George's Square, London on 20 April 1912. Some biographers attribute the cause of death to overwork, others to tertiary syphilis. His death certificate listed the cause of death as "Locomotor ataxia 6 months", presumed to be a reference to syphilis. He was cremated, and his ashes were placed in a display urn at Golders Green Crematorium in north London. The ashes of Irving Noel Stoker, the author's son, were added to his father's urn following his death in 1961. The original plan had been to keep his parents' ashes together, but after Florence Stoker's death, her ashes were scattered at the Gardens of Rest.
Stoker was raised a Protestant in the Church of Ireland. He was a strong supporter of the Liberal Party and took a keen interest in Irish affairs. As a "philosophical home ruler", he supported Home Rule for Ireland brought about by peaceful means. He remained an ardent monarchist who believed that Ireland should remain within the British Empire, an entity that he saw as a force for good. He was an admirer of Prime Minister William Ewart Gladstone, whom he knew personally, and supported his plans for Ireland.
Stoker believed in progress and took a keen interest in science and science-based medicine. Some of Stoker's novels represent early examples of science fiction, such as The Lady of the Shroud (1909). He had a writer's interest in the occult, notably mesmerism, but despised fraud and believed in the superiority of the scientific method over superstition. Stoker counted among his friends J. W. Brodie-Innis, a member of the Hermetic Order of the Golden Dawn, and hired member Pamela Colman Smith as an artist for the Lyceum Theatre, but no evidence suggests that Stoker ever joined the Order himself. Although Irving was an active Freemason, no evidence has been found of Stoker taking part in Masonic activities in London. The Grand Lodge of Ireland also has no record of his membership.
The short story collection Dracula's Guest and Other Weird Stories was published in 1914 by Stoker's widow, Florence Stoker, who was also his literary executrix. The first film adaptation of Dracula was F. W. Murnau's Nosferatu, released in 1922, with Max Schreck starring as Count Orlok. Florence Stoker eventually sued the filmmakers, and was represented by the attorneys of the British Incorporated Society of Authors. Her chief legal complaint was that she had neither been asked for permission for the adaptation nor paid any royalty. The case dragged on for some years, with Mrs. Stoker demanding the destruction of the negative and all prints of the film. The suit was finally resolved in the widow's favour in July 1925. A single print of the film survived, however, and it has become well known. The first authorised film version of Dracula did not come about until almost a decade later when Universal Studios released Tod Browning's Dracula starring Bela Lugosi.
Canadian writer Dacre Stoker, a great-grandnephew of Bram Stoker, decided to write "a sequel that bore the Stoker name" to "reestablish creative control over" the original novel, with encouragement from screenwriter Ian Holt, because of the Stokers' frustrating history with Dracula's copyright. In 2009, Dracula: The Un-Dead was released, written by Dacre Stoker and Ian Holt. Both writers "based [their work] on Bram Stoker's own handwritten notes for characters and plot threads excised from the original edition" along with their own research for the sequel. This also marked Dacre Stoker's writing debut.
In spring 2012, Dacre Stoker (in collaboration with Elizabeth Miller) presented the "lost" Dublin Journal written by Bram Stoker, which had been kept by his great-grandson Noel Dobbs. Stoker's diary entries shed a light on the issues that concerned him before his London years. A remark about a boy who caught flies in a bottle might be a clue for the later development of the Renfield character in Dracula.
On 8 November 2012, Stoker was honoured with a Google Doodle on Google's homepage commemorating the 165th anniversary of his birth.
An annual festival takes place in Dublin, the birthplace of Bram Stoker, in honour of his literary achievements. The 2014 Bram Stoker Festival encompassed literary, film, family, street, and outdoor events, and ran from October 24 to 27 in Dublin. The festival is supported by the Bram Stoker Estate and funded by Dublin City Council and Fáilte Ireland. | [
{
"paragraph_id": 0,
"text": "Abraham Stoker (8 November 1847 – 20 April 1912) was an Irish author who wrote the 1897 Gothic horror novel Dracula. During his lifetime, he was better known as the personal assistant of actor Sir Henry Irving and business manager of the West End's Lyceum Theatre, which Irving owned.",
"title": ""
},
{
"paragraph_id": 1,
"text": "In his early years, Stoker worked as a theatre critic for an Irish newspaper, and wrote stories as well as commentaries. He also enjoyed travelling, particularly to Cruden Bay in Scotland where he set two of his novels. During another visit to the English coastal town of Whitby, Stoker drew inspiration for writing Dracula. He died on 20 April 1912 due to locomotor ataxia and was cremated in north London. Since his death, his magnum opus Dracula has become one of the best-known works in English literature, and the novel has been adapted for numerous films, short stories, and plays.",
"title": ""
},
{
"paragraph_id": 2,
"text": "Stoker was born on 8 November 1847 at 15 Marino Crescent, Clontarf in Dublin, Ireland. The park adjacent to the house is now known as Bram Stoker Park. His parents were Abraham Stoker (1799–1876) from Dublin and Charlotte Mathilda Blake Thornley (1818–1901), who was raised in County Sligo. Stoker was the third of seven children, the eldest of whom was Sir Thornley Stoker, 1st Baronet Abraham and Charlotte were members of the Church of Ireland Parish of Clontarf and attended the parish church with their children, who were baptised there. Abraham was a senior civil servant.",
"title": "Early life"
},
{
"paragraph_id": 3,
"text": "Stoker was bedridden with an unknown illness until he started school at the age of seven, when he made a complete recovery. Of this time, Stoker wrote, \"I was naturally thoughtful, and the leisure of long illness gave opportunity for many thoughts which were fruitful according to their kind in later years.\" He was privately educated at Bective House school run by the Reverend (William Woods).",
"title": "Early life"
},
{
"paragraph_id": 4,
"text": "After his recovery, he grew up without further serious illnesses, even excelling as an athlete at Trinity College, Dublin, which he attended from 1864 to 1870. He graduated with a BA in 1870, and paid to receive his MA in 1875. Though he later in life recalled graduating \"with honours in mathematics\", this appears to have been a mistake. He was named University Athlete, participating in multiple sports, including playing rugby for Dublin University. He was auditor of the College Historical Society (the Hist) and president of the University Philosophical Society (he remains the only student in Trinity's history to hold both positions), where his first paper was on Sensationalism in Fiction and Society.",
"title": "Early life"
},
{
"paragraph_id": 5,
"text": "Stoker became interested in the theatre while a student through his friend Dr. Maunsell. While working for the Irish Civil Service, he became the theatre critic for the Dublin Evening Mail, which was co-owned by Sheridan Le Fanu, an author of Gothic tales. Theatre critics were held in low esteem at the time, but Stoker attracted notice by the quality of his reviews. In December 1876, he gave a favourable review of Henry Irving's Hamlet at the Theatre Royal in Dublin. Irving invited Stoker for dinner at the Shelbourne Hotel where he was staying, and they became friends. Stoker also wrote stories, and \"Crystal Cup\" was published by the London Society in 1872, followed by \"The Chain of Destiny\" in four parts in The Shamrock. In 1876, while a civil servant in Dublin, Stoker wrote the non-fiction book The Duties of Clerks of Petty Sessions in Ireland (published 1879), which remained a standard work. Furthermore, he possessed an interest in art and was a founder of the Dublin Sketching Club in 1879.",
"title": "Early career"
},
{
"paragraph_id": 6,
"text": "In 1878, Stoker married Florence Balcombe, daughter of Lieutenant-Colonel James Balcombe of 1 Marino Crescent. She was a celebrated beauty whose former suitor had been Oscar Wilde. Stoker had known Wilde from his student days, having proposed him for membership of the university's Philosophical Society while he was president. Wilde was upset at Florence's decision, but Stoker later resumed the acquaintanceship, and, after Wilde's fall, visited him on the Continent.",
"title": "Lyceum Theatre"
},
{
"paragraph_id": 7,
"text": "The Stokers moved to London, where Stoker became acting manager and then business manager of Irving's Lyceum Theatre in the West End, a post he held for 27 years. On 31 December 1879, Bram and Florence's only child was born, a son whom they christened Irving Noel Thornley Stoker. The collaboration with Henry Irving was important for Stoker and through him, he became involved in London's high society, where he met James Abbott McNeill Whistler and Sir Arthur Conan Doyle (to whom he was distantly related). Working for Irving, the most famous actor of his time, and managing one of the most successful theatres in London made Stoker a notable if busy man. He was dedicated to Irving and his memoirs show he idolised him. In London, Stoker also met Hall Caine, who became one of his closest friends – he dedicated Dracula to him.",
"title": "Lyceum Theatre"
},
{
"paragraph_id": 8,
"text": "In the course of Irving's tours, Stoker travelled the world, although he never visited Eastern Europe, a setting for his most famous novel. Stoker enjoyed the United States, where Irving was popular. With Irving he was invited twice to the White House, and knew William McKinley and Theodore Roosevelt. Stoker set two of his novels in America, and used Americans as characters, the most notable being Quincey Morris. He also met one of his literary idols, Walt Whitman, having written to him in 1872 an extraordinary letter that some have interpreted as the expression of a deeply-suppressed homosexuality.",
"title": "Lyceum Theatre"
},
{
"paragraph_id": 9,
"text": "Stoker was a regular visitor to Cruden Bay in Scotland between 1892 and 1910. His month-long holidays to the Aberdeenshire coastal village provided a large portion of available time for writing his books. Two novels were set in Cruden Bay: The Watter's Mou' (1895) and The Mystery of the Sea (1902). He started writing Dracula there in 1895 while in residence at the Kilmarnock Arms Hotel. The guest book with his signatures from 1894 and 1895 still survives. The nearby Slains Castle (also known as New Slains Castle) is linked with Bram Stoker and plausibly provided the visual palette for the descriptions of Castle Dracula during the writing phase. A distinctive room in Slains Castle, the octagonal hall, matches the description of the octagonal room in Castle Dracula.",
"title": "Bram Stoker in Cruden Bay"
},
{
"paragraph_id": 10,
"text": "Stoker visited the English coastal town of Whitby in 1890, and that visit was said to be part of the inspiration for Dracula. Count Dracula comes ashore at Whitby, and in the shape of a black dog runs up the 199 steps to the graveyard of St Mary's Church in the shadow of the Whitby Abbey ruins. Stoker began writing novels while working as manager for Irving and secretary and director of London's Lyceum Theatre, beginning with The Snake's Pass in 1890 and Dracula in 1897. During this period, he was part of the literary staff of The Daily Telegraph in London, and he wrote other fiction, including the horror novels The Lady of the Shroud (1909) and The Lair of the White Worm (1911). He published his Personal Reminiscences of Henry Irving in 1906, after Irving's death, which proved successful, and managed productions at the Prince of Wales Theatre.",
"title": "Writings"
},
{
"paragraph_id": 11,
"text": "Before writing Dracula, Stoker met Ármin Vámbéry, a Hungarian-Jewish writer and traveller (born in Szent-György, Kingdom of Hungary now Svätý Jur, Slovakia). Dracula likely emerged from Vámbéry's dark stories of the Carpathian mountains. However this claim has been challenged by many including Elizabeth Miller, a professor who, since 1990, has had as her major field of research and writing Dracula, and its author, sources, and influences. She has stated, “The only comment about the subject matter of the talk was that Vambery 'spoke loudly against Russian aggression.'\" There had been nothing in their conversations about the \"tales of the terrible Dracula\" that are supposed to have \"inspired Stoker to equate his vampire-protagonist with the long-dead tyrant.\" At any rate, by this time, Stoker's novel was well underway, and he was already using the name Dracula for his vampire. Stoker then spent several years researching Central and East European folklore and mythological stories of vampires.",
"title": "Writings"
},
{
"paragraph_id": 12,
"text": "The 1972 book In Search of Dracula by Radu Florescu and Raymond McNally claimed that the Count in Stoker's novel was based on Vlad III Dracula. However, according to Elizabeth Miller, Stoker borrowed only the name and \"scraps of miscellaneous information\" about Romanian history; further, there are no comments about Vlad III in the author's working notes.",
"title": "Writings"
},
{
"paragraph_id": 13,
"text": "Dracula is an epistolary novel, written as a collection of realistic but completely fictional diary entries, telegrams, letters, ship's logs, and newspaper clippings, all of which added a level of detailed realism to the story, a skill which Stoker had developed as a newspaper writer. At the time of its publication, Dracula was considered a \"straightforward horror novel\" based on imaginary creations of supernatural life. \"It gave form to a universal fantasy ... and became a part of popular culture.\"",
"title": "Writings"
},
{
"paragraph_id": 14,
"text": "According to the Encyclopedia of World Biography, Stoker's stories are today included in the categories of horror fiction, romanticized Gothic stories, and melodrama. They are classified alongside other works of popular fiction, such as Mary Shelley's Frankenstein, which also used the myth-making and story-telling method of having multiple narrators telling the same tale from different perspectives. According to historian Jules Zanger, this leads the reader to the assumption that \"they can't all be lying\".",
"title": "Writings"
},
{
"paragraph_id": 15,
"text": "The original 541-page typescript of Dracula was believed to have been lost until it was found in a barn in northwestern Pennsylvania in the early 1980s. It consisted of typed sheets with many emendations, and handwritten on the title page was \"THE UN-DEAD.\" The author's name was shown at the bottom as Bram Stoker. Author Robert Latham remarked: \"the most famous horror novel ever published, its title changed at the last minute.\" The typescript was purchased by Microsoft co-founder Paul Allen.",
"title": "Writings"
},
{
"paragraph_id": 16,
"text": "Stoker's inspirations for the story, in addition to Whitby, may have included a visit to Slains Castle in Aberdeenshire, a visit to the crypts of St. Michan's Church in Dublin, and the novella Carmilla by Sheridan Le Fanu.",
"title": "Writings"
},
{
"paragraph_id": 17,
"text": "Stoker's original research notes for the novel are kept by the Rosenbach Museum and Library in Philadelphia. A facsimile edition of the notes was created by Elizabeth Miller and Robert Eighteen-Bisang in 1998.",
"title": "Writings"
},
{
"paragraph_id": 18,
"text": "Stoker was a member of The London Library and conducted much of the research for Dracula there. In 2018, the Library discovered some of the books that Stoker used for his research, complete with notes and marginalia.",
"title": "Stoker at The London Library"
},
{
"paragraph_id": 19,
"text": "After suffering a number of strokes, Stoker died at No. 26 St George's Square, London on 20 April 1912. Some biographers attribute the cause of death to overwork, others to tertiary syphilis. His death certificate listed the cause of death as \"Locomotor ataxia 6 months\", presumed to be a reference to syphilis. He was cremated, and his ashes were placed in a display urn at Golders Green Crematorium in north London. The ashes of Irving Noel Stoker, the author's son, were added to his father's urn following his death in 1961. The original plan had been to keep his parents' ashes together, but after Florence Stoker's death, her ashes were scattered at the Gardens of Rest.",
"title": "Death"
},
{
"paragraph_id": 20,
"text": "Stoker was raised a Protestant in the Church of Ireland. He was a strong supporter of the Liberal Party and took a keen interest in Irish affairs. As a \"philosophical home ruler\", he supported Home Rule for Ireland brought about by peaceful means. He remained an ardent monarchist who believed that Ireland should remain within the British Empire, an entity that he saw as a force for good. He was an admirer of Prime Minister William Ewart Gladstone, whom he knew personally, and supported his plans for Ireland.",
"title": "Beliefs and philosophy"
},
{
"paragraph_id": 21,
"text": "Stoker believed in progress and took a keen interest in science and science-based medicine. Some of Stoker's novels represent early examples of science fiction, such as The Lady of the Shroud (1909). He had a writer's interest in the occult, notably mesmerism, but despised fraud and believed in the superiority of the scientific method over superstition. Stoker counted among his friends J. W. Brodie-Innis, a member of the Hermetic Order of the Golden Dawn, and hired member Pamela Colman Smith as an artist for the Lyceum Theatre, but no evidence suggests that Stoker ever joined the Order himself. Although Irving was an active Freemason, no evidence has been found of Stoker taking part in Masonic activities in London. The Grand Lodge of Ireland also has no record of his membership.",
"title": "Beliefs and philosophy"
},
{
"paragraph_id": 22,
"text": "The short story collection Dracula's Guest and Other Weird Stories was published in 1914 by Stoker's widow, Florence Stoker, who was also his literary executrix. The first film adaptation of Dracula was F. W. Murnau's Nosferatu, released in 1922, with Max Schreck starring as Count Orlok. Florence Stoker eventually sued the filmmakers, and was represented by the attorneys of the British Incorporated Society of Authors. Her chief legal complaint was that she had neither been asked for permission for the adaptation nor paid any royalty. The case dragged on for some years, with Mrs. Stoker demanding the destruction of the negative and all prints of the film. The suit was finally resolved in the widow's favour in July 1925. A single print of the film survived, however, and it has become well known. The first authorised film version of Dracula did not come about until almost a decade later when Universal Studios released Tod Browning's Dracula starring Bela Lugosi.",
"title": "Posthumous"
},
{
"paragraph_id": 23,
"text": "Canadian writer Dacre Stoker, a great-grandnephew of Bram Stoker, decided to write \"a sequel that bore the Stoker name\" to \"reestablish creative control over\" the original novel, with encouragement from screenwriter Ian Holt, because of the Stokers' frustrating history with Dracula's copyright. In 2009, Dracula: The Un-Dead was released, written by Dacre Stoker and Ian Holt. Both writers \"based [their work] on Bram Stoker's own handwritten notes for characters and plot threads excised from the original edition\" along with their own research for the sequel. This also marked Dacre Stoker's writing debut.",
"title": "Posthumous"
},
{
"paragraph_id": 24,
"text": "In spring 2012, Dacre Stoker (in collaboration with Elizabeth Miller) presented the \"lost\" Dublin Journal written by Bram Stoker, which had been kept by his great-grandson Noel Dobbs. Stoker's diary entries shed a light on the issues that concerned him before his London years. A remark about a boy who caught flies in a bottle might be a clue for the later development of the Renfield character in Dracula.",
"title": "Posthumous"
},
{
"paragraph_id": 25,
"text": "On 8 November 2012, Stoker was honoured with a Google Doodle on Google's homepage commemorating the 165th anniversary of his birth.",
"title": "Commemorations"
},
{
"paragraph_id": 26,
"text": "An annual festival takes place in Dublin, the birthplace of Bram Stoker, in honour of his literary achievements. The 2014 Bram Stoker Festival encompassed literary, film, family, street, and outdoor events, and ran from October 24 to 27 in Dublin. The festival is supported by the Bram Stoker Estate and funded by Dublin City Council and Fáilte Ireland.",
"title": "Commemorations"
}
] | Abraham Stoker was an Irish author who wrote the 1897 Gothic horror novel Dracula. During his lifetime, he was better known as the personal assistant of actor Sir Henry Irving and business manager of the West End's Lyceum Theatre, which Irving owned. In his early years, Stoker worked as a theatre critic for an Irish newspaper, and wrote stories as well as commentaries. He also enjoyed travelling, particularly to Cruden Bay in Scotland where he set two of his novels. During another visit to the English coastal town of Whitby, Stoker drew inspiration for writing Dracula. He died on 20 April 1912 due to locomotor ataxia and was cremated in north London. Since his death, his magnum opus Dracula has become one of the best-known works in English literature, and the novel has been adapted for numerous films, short stories, and plays. | 2001-07-31T08:25:44Z | 2023-12-17T14:26:57Z | [
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3,993 | Billion (disambiguation) | Billion is a name for a large number. It may refer specifically to:
Billion may also refer to: | [
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] | Billion is a name for a large number. It may refer specifically to: 1,000,000,000 (109, one thousand million), the short scale definition
1,000,000,000,000 (1012, one million million), the long scale definition Billion may also refer to: | 2023-06-06T21:22:55Z | [
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|
3,995 | Contract bridge | Contract bridge, or simply bridge, is a trick-taking card game using a standard 52-card deck. In its basic format, it is played by four players in two competing partnerships, with partners sitting opposite each other around a table. Millions of people play bridge worldwide in clubs, tournaments, online and with friends at home, making it one of the world's most popular card games, particularly among seniors. The World Bridge Federation (WBF) is the governing body for international competitive bridge, with numerous other bodies governing it at the regional level.
The game consists of a number of deals, each progressing through four phases. The cards are dealt to the players; then the players call (or bid) in an auction seeking to take the contract, specifying how many tricks the partnership receiving the contract (the declaring side) needs to take to receive points for the deal. During the auction, partners use their bids to exchange information about their hands, including overall strength and distribution of the suits; no other means of conveying or implying any information is permitted. The cards are then played, the declaring side trying to fulfill the contract, and the defenders trying to stop the declaring side from achieving its goal. The deal is scored based on the number of tricks taken, the contract, and various other factors which depend to some extent on the variation of the game being played.
Rubber bridge is the most popular variation for casual play, but most club and tournament play involves some variant of duplicate bridge, where the cards are not re-dealt on each occasion, but the same deal is played by two or more sets of players (or "tables") to enable comparative scoring.
Bridge is a member of the family of trick-taking games and is a derivative of whist, which had become the dominant such game and enjoyed a loyal following for centuries. The idea of a trick-taking 52-card game has its first documented origins in Italy and France. The French physician and author Rabelais (1493–1553) mentions a game called "La Triomphe" in one of his works. Also Juan Luis Vives, in his Linguae latinae exercitio (Exercise in the Latin language) of 1539 has a dialogue on card games, where the characters play ‘Triumphus hispanicus’ (Spanish Triumph).
Bridge departed from whist with the creation of "Biritch" in the 19th century and evolved through the late 19th and early 20th centuries to form the present game. The first rule book for bridge, dated 1886, is Biritch, or Russian Whist written by John Collinson, an English financier working in Ottoman Constantinople. It and his subsequent letter to The Saturday Review dated 28 May 1906, document the origin of Biritch as being the Russian community in Constantinople. The word biritch is thought to be a transliteration of the Russian word Бирюч (бирчий, бирич), an occupation of a diplomatic clerk or an announcer. Another theory is that British soldiers invented the game bridge while serving in the Crimean War, and named it after the Galata Bridge, which they crossed on their way to a coffeehouse to play cards.
Biritch had many significant bridge-like developments: dealer chose the trump suit, or nominated his partner to do so; there was a call of "no trumps" (biritch); dealer's partner's hand became dummy; points were scored above and below the line; game was 3NT, 4♥ and 5♦ (although 8 club odd tricks and 15 spade odd tricks were needed); the score could be doubled and redoubled; and there were slam bonuses. It has some features in common with solo whist. This game, and variants of it known as "bridge" and "bridge whist", became popular in the United States and the United Kingdom in the 1890s despite the long-established dominance of whist. Its breakthrough was its acceptance in 1894 by Lord Brougham at London's Portland Club.
In 1904 auction bridge was developed, in which the players bid in a competitive auction to decide the contract and declarer. The object became to make at least as many tricks as were contracted for, and penalties were introduced for failing to do so. Auction bridge bidding beyond winning the auction is pointless. If taking all 13 tricks, there is no difference in score between a 1♠ and a 7♠ final bid, as the bonus for rubber, small slam or grand slam depends on the number of tricks taken rather than the number of tricks bid.
The modern game of contract bridge was the result of innovations to the scoring of auction bridge by Harold Stirling Vanderbilt and others. The most significant change was that only the tricks contracted for were scored below the line toward game or a slam bonus, a change that resulted in bidding becoming much more challenging and interesting. Also new was the concept of "vulnerability", making sacrifices to protect the lead in a rubber more expensive. The various scores were adjusted to produce a more balanced and interesting game. Vanderbilt set out his rules in 1925, and within a few years contract bridge had so supplanted other forms of the game that "bridge" became synonymous with "contract bridge".
The form of bridge mostly played in clubs, tournaments and online is duplicate bridge. The number of people playing contract bridge has declined since its peak in the 1940s, when a survey found it was played in 44% of US households. The game is still widely played, especially amongst retirees, and in 2005 the ACBL estimated there were 25 million players in the US.
Bridge is a four-player partnership trick-taking game with thirteen tricks per deal. The dominant variations of the game are rubber bridge, more common in social play; and duplicate bridge, which enables comparative scoring in tournament play. Each player is dealt thirteen cards from a standard 52-card deck. A trick starts when a player leads, i.e. plays the first card. The leader to the first trick is determined by the auction; the leader to each subsequent trick is the player who won the preceding trick. Each player, in clockwise order, plays one card on the trick. Players must play a card of the same suit as the original card led, unless they have none (said to be "void"), in which case they may play any card.
The player who played the highest-ranked card wins the trick. Within a suit, the ace is ranked highest followed by the king, queen and jack and then the ten through to the two. In a deal where the auction has determined that there is no trump suit, the trick must be won by a card of the suit led. In a deal with a trump suit, cards of that suit are superior in rank to any of the cards of any other suit. If one or more players plays a trump to a trick when void in the suit led, the highest trump wins. For example, if the trump suit is spades and a player is void in the suit led and plays a spade card, they win the trick if no other player plays a higher spade. If a trump suit is led, the usual rule for trick-taking applies.
Unlike its predecessor, whist, the goal of bridge is not simply to take the most tricks in a deal. Instead, the goal is to successfully estimate how many tricks one's partnership can take. To illustrate this, the simpler partnership trick-taking game of spades has a similar mechanism: the usual trick-taking rules apply with the trump suit being spades, but in the beginning of the game, players bid or estimate how many tricks they can win, and the number of tricks bid by both players in a partnership are added. If a partnership takes at least that many tricks, they receive points for the round; otherwise, they lose penalty points.
Bridge extends the concept of bidding into an auction, where partnerships compete to take a contract, specifying how many tricks they will need to take in order to receive points, and also specifying the trump suit (or no trump, meaning that there will be no trump suit). Players take turns to call in a clockwise order: each player in turn either passes, doubles – which increases the penalties for not making the contract specified by the opposing partnership's last bid, but also increases the reward for making it – or redoubles, or states a contract that their partnership will adopt, which must be higher than the previous highest bid (if any). Eventually, the player who bid the highest contract – which is determined by the contract's level as well as the trump suit or no trump – wins the contract for their partnership.
In the example auction below, the east–west pair secures the contract of 6♠; the auction concludes when there have been three successive passes. Note that six tricks are added to contract values, so the six-level contract is a contract of twelve tricks. In practice, establishing a contract without enough information on the other partner's hand is difficult, so there exist many bidding systems assigning meanings to bids, with common ones including Standard American, Acol, and 2/1 game forcing. Contrast with Spades, where players only have to bid their own hand.
After the contract is decided, and the first lead is made, the declarer's partner (dummy) lays their cards face up on the table, and the declarer plays the dummy's cards as well as their own. The opposing partnership is called the defenders, and their goal is to stop the declarer from fulfilling his contract. Once all the cards have been played, the hand is scored: if the declaring side makes their contract, they receive points based on the level of the contract, with some trump suits being worth more points than others and no trump being the highest, as well as bonus points for overtricks. If the declarer fails to fulfill the contract, the defenders receive points depending on the declaring side's undertricks (the number of tricks short of the contract) and whether the contract was doubled by the defenders.
The four players sit in two partnerships with players sitting opposite their partners. A cardinal direction is assigned to each seat, so that one partnership sits in North and South, while the other sits in West and East. The cards may be freshly dealt or, in duplicate bridge games, pre-dealt. All that is needed in basic games are the cards and a method of keeping score, but there is often other equipment on the table, such as a board containing the cards to be played (in duplicate bridge), bidding boxes, or screens.
In rubber bridge each player draws a card at the start of the game; the player who draws the highest card deals first. The second highest card becomes the dealer's partner and takes the chair on the opposite side of the table. They play against the other two. The deck is shuffled and cut, usually by the player to the left of the dealer, before dealing. Players take turns to deal, in clockwise order. The dealer deals the cards clockwise, one card at a time. Normally, rubber bridge is played with two packs of cards and whilst one pack is being dealt, the dealer's partner shuffles the other pack. After shuffling the pack is placed on the right ready for the next dealer. Before dealing, the next dealer passes the cards to the previous dealer who cuts them.
In duplicate bridge the cards are pre-dealt, either by hand or by a computerized dealing machine, in order to allow for competitive scoring. Once dealt, the cards are placed in a device called a "board", having slots designated for each player's cardinal direction seating position. After a deal has been played, players return their cards to the appropriate slot in the board, ready to be played by the next table.
The dealer opens the auction and can make the first call, and the auction proceeds clockwise. When it is their turn to call, a player may pass – but can enter into the bidding later – or bid a contract, specifying the level of their contract and either the trump suit or no trump (the denomination), provided that it is higher than the last bid by any player, including their partner. All bids promise to take a number of tricks in excess of six, so a bid must be between one (seven tricks) and seven (thirteen tricks). A bid is higher than another bid if either the level is greater (e.g., 2♣ over 1NT) or the denomination is higher, with the order being in ascending (or alphabetical) order: ♣, ♦, ♥, ♠, and NT (no trump). Calls may be made orally or with a bidding box.
If the last bid was by the opposing partnership, one may also double the opponents' bid, increasing the penalties for undertricks, but also increasing the reward for making the contract. Doubling does not carry to future bids by the opponents unless future bids are doubled again. A player on the opposing partnership being doubled may also redouble, which increases the penalties and rewards further. Players may not see their partner's hand during the auction, only their own. There exist many bidding conventions that assign agreed meanings to various calls to assist players in reaching an optimal contract (or obstruct the opponents).
The auction ends when, after a player bids, doubles, or redoubles, every other player has passed, in which case the action proceeds to the play; or every player has passed and no bid has been made, in which case the round is considered to be "passed out" and not played.
The player from the declaring side who first bid the denomination named in the final contract becomes declarer. The player left to the declarer leads to the first trick. Dummy then lays his or her cards face-up on the table, organized in columns by suit. Play proceeds clockwise, with each player required to follow suit if possible. Tricks are won by the highest trump, or if there were none played, the highest card of the led suit. The player who won the previous trick leads to the next trick. The declarer has control of the dummy's cards and tells his partner which card to play at dummy's turn. There also exist conventions that communicate further information between defenders about their hands during the play.
At any time, a player may claim, stating that their side will win a specific number of the remaining tricks. The claiming player lays his cards down on the table and explains the order in which he intends to play the remaining cards. The opponents can either accept the claim and the round is scored accordingly, or dispute the claim. If the claim is disputed, play continues with the claiming player's cards face up in rubber games, or in duplicate games, play ceases and the tournament director is called to adjudicate the hand.
At the end of the hand, points are awarded to the declaring side if they make the contract, or else to the defenders. Partnerships can be vulnerable, increasing the rewards for making the contract, but also increasing the penalties for undertricks. In rubber bridge, if a side has won 100 contract points, they have won a game and are vulnerable for the remaining rounds, but in duplicate bridge, vulnerability is predetermined based on the number of each board.
If the declaring side makes their contract, they receive points for odd tricks, or tricks bid and made in excess of six. In both rubber and duplicate bridge, the declaring side is awarded 20 points per odd trick for a contract in clubs or diamonds, and 30 points per odd trick for a contract in hearts or spades. For a contract in notrump, the declaring side is awarded 40 points for the first odd trick and 30 points for the remaining odd tricks. Contract points are doubled or quadrupled if the contract is respectively doubled or redoubled.
In rubber bridge, a partnership wins one game once it has accumulated 100 contract points; excess contract points do not carry over to the next game. A partnership that wins two games wins the rubber, receiving a bonus of 500 points if the opponents have won a game, and 700 points if they have not.
Overtricks score the same number of points per odd trick, although their doubled and redoubled values differ. Bonuses vary between the two bridge variations both in score and in type (for example, rubber bridge awards a bonus for holding a certain combination of high cards), although some are common between the two.
A larger bonus is awarded if the declaring side makes a small slam or grand slam, a contract of 12 or 13 tricks respectively. If the declaring side is not vulnerable, a small slam gets 500 points, and a grand slam 1000 points. If the declaring side is vulnerable, a small slam is 750 points and a grand slam is 1,500.
In rubber bridge, the rubber finishes when a partnership has won two games, but the partnership receiving the most overall points wins the rubber. Duplicate bridge is scored comparatively, meaning that the score for the hand is compared to other tables playing the same cards and match points are scored according to the comparative results: usually either "matchpoint scoring", where each partnership receives 2 points (or 1 point) for each pair that they beat, and 1 point (or 1⁄2 point) for each tie; or IMPs (international matchpoint) scoring, where the number of IMPs varies (but less than proportionately) with the points difference between the teams.
Undertricks are scored in both variations as follows:
The rules of the game are referred to as the laws as promulgated by various bridge organizations.
The official rules of duplicate bridge are promulgated by the WBF as "The Laws of Duplicate Bridge 2017". The Laws Committee of the WBF, composed of world experts, updates the Laws every 10 years; it also issues a Laws Commentary advising on interpretations it has rendered.
In addition to the basic rules of play, there are many additional rules covering playing conditions and the rectification of irregularities, which are primarily for use by tournament directors who act as referees and have overall control of procedures during competitions. But various details of procedure are left to the discretion of the zonal bridge organisation for tournaments under their aegis and some (for example, the choice of movement) to the sponsoring organisation (for example, the club).
Some zonal organisations of the WBF also publish editions of the Laws. For example, the American Contract Bridge League (ACBL) publishes the Laws of Duplicate Bridge and additional documentation for club and tournament directors.
There are no universally accepted rules for rubber bridge, but some zonal organisations have published their own. An example for those wishing to abide by a published standard is The Laws of Rubber Bridge as published by the American Contract Bridge League.
The majority of rules mirror those of duplicate bridge in the bidding and play and differ primarily in procedures for dealing and scoring.
In 2001, the WBF promulgated a set of laws for online play.
Bridge is a game of skill played with randomly dealt cards, which makes it also a game of chance, or more exactly, a tactical game with inbuilt randomness, imperfect knowledge and restricted communication. The chance element is in the deal of the cards; in duplicate bridge some of the chance element is eliminated by comparing results of multiple pairs in identical situations. This is achievable when there are eight or more players, sitting at two or more tables, and the deals from each table are preserved and passed to the next table, thereby duplicating them for the other table(s) of players. At the end of a session, the scores for each deal are compared, and the most points are awarded to the players doing the best with each particular deal. This measures relative skill (but still with an element of luck) because each pair or team is being judged only on the ability to bid with, and play, the same cards as other players.
Duplicate bridge is played in clubs and tournaments, which can gather as many as several hundred players. Duplicate bridge is a mind sport, and its popularity gradually became comparable to that of chess, with which it is often compared for its complexity and the mental skills required for high-level competition. Bridge and chess are the only "mind sports" recognized by the International Olympic Committee, although they were not found eligible for the main Olympic program. In October 2017 the British High Court ruled against the English Bridge Union, finding that Bridge is not a sport under a definition of sport as involving physical activity, but did not rule on the "broad, somewhat philosophical question" as to whether or not bridge is a sport.
The basic premise of duplicate bridge had previously been used for whist matches as early as 1857. Initially, bridge was not thought to be suitable for duplicate competition; it was not until the 1920s that (auction) bridge tournaments became popular.
In 1925 when contract bridge first evolved, bridge tournaments were becoming popular, but the rules were somewhat in flux, and several different organizing bodies were involved in tournament sponsorship: the American Bridge League (formerly the American Auction Bridge League, which changed its name in 1929), the American Whist League, and the United States Bridge Association. In 1935, the first officially recognized world championship was held. In 1958, the World Bridge Federation (WBF) was founded to promote bridge worldwide, coordinate periodic revision to the Laws (each ten years, next in 2027) and conduct world championships.
In tournaments, "bidding boxes" are frequently used, as noted above. These avoid the possibility of players at other tables hearing any spoken bids. The bidding cards are laid out in sequence as the auction progresses. Although it is not a formal rule, many clubs adopt a protocol that the bidding cards stay revealed until the first playing card is tabled, after which point the bidding cards are put away. Bidding pads are an alternative to bidding boxes. A bidding pad is a block of 100mm square tear-off sheets. Players write their bids on the top sheet. When the first trick is complete the sheet is torn off and discarded.
In top national and international events, "bidding screens" are used. These are placed diagonally across the table, preventing partners from seeing each other during the game; often the screen is removed after the auction is complete.
Much of the complexity in bridge arises from the difficulty of arriving at a good final contract in the auction (or deciding to let the opponents declare the contract). This is a difficult problem: the two players in a partnership must try to communicate enough information about their hands to arrive at a makeable contract, but the information they can exchange is restricted – information may be passed only by the calls made and later by the cards played, not by other means; in addition, the agreed-upon meaning of each call and play must be available to the opponents.
Since a partnership that has freedom to bid gradually at leisure can exchange more information, and since a partnership that can interfere with the opponents' bidding (as by raising the bidding level rapidly) can cause difficulties for their opponents, bidding systems are both informational and strategic. It is this mixture of information exchange and evaluation, deduction, and tactics that is at the heart of bidding in bridge.
A number of basic rules of thumb in bridge bidding and play are summarized as bridge maxims.
A bidding system is a set of partnership agreements on the meanings of bids. A partnership's bidding system is usually made up of a core system, modified and complemented by specific conventions (optional customizations incorporated into the main system for handling specific bidding situations) which are pre-chosen between the partners prior to play. The line between a well-known convention and a part of a system is not always clear-cut: some bidding systems include specified conventions by default. Bidding systems can be divided into mainly natural systems such as Acol and Standard American, and mainly artificial systems such as the Precision Club and Polish Club.
Calls are usually considered to be either natural or conventional (artificial). A natural call carries a meaning that reflects the call; a natural bid intuitively showing hand or suit strength based on the level or suit of the bid, and a natural double expressing that the player believes that the opposing partnership will not make their contract. By contrast, a conventional (artificial) call offers and/or asks for information by means of pre-agreed coded interpretations, in which some calls convey very specific information or requests that are not part of the natural meaning of the call. Thus in response to 4NT, a 'natural' bid of 5♦ would state a preference towards a diamond suit or a desire to play in five diamonds, whereas if the partners have agreed to use the common Blackwood convention, a bid of 5♦ in the same situation would say nothing about the diamond suit, but would tell the partner that the hand in question contains exactly one ace.
Conventions are valuable in bridge because of the need to pass information beyond a simple like or dislike of a particular suit, and because the limited bidding space can be used more efficiently by adopting a conventional (artificial) meaning for a given call where a natural meaning has less utility, because the information it conveys is not valuable or because the desire to convey that information arises only rarely. The conventional meaning conveys more useful (or more frequently useful) information. There are a very large number of conventions from which players can choose; many books have been written detailing bidding conventions. Well-known conventions include Stayman (to ask the opening 1NT bidder to show any four-card major suit), Jacoby transfers (a request by (usually) the weak hand for the partner to bid a particular suit first, and therefore to become the declarer), and the Blackwood convention (to ask for information on the number of aces and kings held, used in slam bidding situations).
The term preempt refers to a high-level tactical bid by a weak hand, relying upon a very long suit rather than high cards for tricks. Preemptive bids serve a double purpose – they allow players to indicate they are bidding on the basis of a long suit in an otherwise weak hand, which is important information to share, and they also consume substantial bidding space which prevents a possibly strong opposing pair from exchanging information on their cards. Several systems include the use of opening bids or other early bids with weak hands including long (usually six to eight card) suits at the 2, 3 or even 4 or 5 levels as preempts.
As a rule, a natural suit bid indicates a holding of at least four (or more, depending on the situation and the system) cards in that suit as an opening bid, or a lesser number when supporting partner; a natural NT bid indicates a balanced hand.
Most systems use a count of high card points as the basic evaluation of the strength of a hand, refining this by reference to shape and distribution if appropriate. In the most commonly used point count system, aces are counted as 4 points, kings as 3, queens as 2, and jacks as 1 point; therefore, the deck contains 40 points. In addition, the distribution of the cards in a hand into suits may also contribute to the strength of a hand and be counted as distribution points. A better than average hand, containing 12 or 13 points, is usually considered sufficient to open the bidding, i.e., to make the first bid in the auction. A combination of two such hands (i.e., 25 or 26 points shared between partners) is often sufficient for a partnership to bid, and generally to make, game in a major suit or notrump (more are usually needed for a minor suit game, as the level is higher).
In natural systems, a 1NT opening bid usually reflects a hand that has a relatively balanced shape (usually between two and four (or less often five) cards in each suit) and a sharply limited number of high card points, usually somewhere between 12 and 18 – the most common ranges use a span of exactly three points (for example, 12–14, 15–17 or 16–18), but some systems use a four-point range, usually 15–18.
Opening bids of three or higher are preemptive bids, i.e., bids made with weak hands that especially favor a particular suit, opened at a high level in order to define the hand's value quickly and to frustrate the opposition. For example, a hand of ♠ KQJ9872 ♥ 7 ♦ 42 ♣ 763 would be a candidate for an opening bid of 3♠, designed to make it difficult for the opposing team to bid and find their optimum contract even if they have the bulk of the points. This hand is nearly valueless unless spades are trumps but it contains good enough spades that the penalty for being set should not be higher than the value of an opponent game. The high card weakness makes it likely that the opponents have enough strength to make game themselves.
Openings at the 2 level are either unusually strong (2NT, natural, and 2♣, artificial) or preemptive, depending on the system. Unusually strong bids communicate an especially high number of points (normally 20 or more) or a high trick-taking potential (normally 8 or more). Also 2♦ as the strongest (by HCP and by DP+HCP) has become more common, perhaps especially at websites that offer duplicate bridge. Here the 2♣ opening is used for either hands with a good 6-card suit or longer (max one losing card) and a total of 18 HCP up to 23 total points – or "2+1⁄2NT", like 2NT but with 22–23 HCP. Whilst the 2♦ opening bid takes care of all hands with 24 points (HCP or with distribution points included) with the only exception of "Gambling 3NT".
Opening bids at the one level are made with hands containing 12–13 points or more and which are not suitable for one of the preceding bids. Using Standard American with 5-card majors, opening hearts or spades usually promises a 5-card suit. Partnerships who agree to play 5-card majors open a minor suit with 4-card majors and then bid their major suit at the next opportunity. This means that an opening bid of 1♣ or 1♦ will sometimes be made with only 3 cards in that suit.
Doubles are sometimes given conventional meanings in otherwise mostly natural systems. A natural, or penalty double, is one used to try to gain extra points when the defenders are confident of setting (defeating) the contract. The most common example of a conventional double is the takeout double of a low-level suit bid, implying support for the unbid suits or the unbid major suits and asking partner to choose one of them.
Bidding systems depart from these basic ideas in varying degrees. Standard American, for instance, is a collection of conventions designed to bolster the accuracy and power of these basic ideas, while Precision Club is a system that uses the 1♣ opening bid for all or almost all strong hands (but sets the threshold for "strong" rather lower than most other systems – usually 16 high card points) and may include other artificial calls to handle other situations (but it may contain natural calls as well). Many experts today use a system called 2/1 game forcing (enunciated as two over one game forcing), which amongst other features adds some complexity to the treatment of the one notrump response as used in Standard American. In the UK, Acol is the most common system; its main features are a weak one notrump opening with 12–14 high card points and several variations for 2-level openings.
There are also a variety of advanced techniques used for hand evaluation. The most basic is the Milton Work point count, (the 4-3-2-1 system detailed above) but this is sometimes modified in various ways, or either augmented or replaced by other approaches such as losing trick count, honor point count, law of total tricks, or Zar Points.
Common conventions and variations within natural systems include:
Within play, it is also commonly agreed what systems of opening leads, signals and discards will be played:
Every call (including "pass", also sometimes called "no bid") serves two purposes. It confirms or passes some information to a partner, and, by implication, denies any other kind of hand which would have tended to support an alternative call. For example, a bid of 2NT immediately after partner's 1NT not only shows a balanced hand of a certain point range, but also almost always denies possession of a five-card major suit (otherwise the player would have bid it) or even a four card major suit (in that case, the player should use the Stayman convention).
Likewise, in some partnerships the bid of 2♥ in the sequence 1NT–2♣–2♦–2♥ between partners (opponents passing throughout) explicitly shows five hearts but also confirms four cards in spades: the bidder must hold at least five hearts to make it worth looking for a heart fit after 2♦ denied a four card major, and with at least five hearts, a Stayman bid must have been justified by having exactly four spades, the other major (since Stayman (as used by this partnership) is not useful with anything except a four card major suit). Thus an astute partner can read much more than the surface meaning into the bidding. Alternatively, many partnerships play this same bidding sequence as "Crawling Stayman" by which the responder shows a weak hand (less than eight high card points) with shortness in diamonds but at least four hearts and four spades; the opening bidder may correct to spades if that appears to be the better contract.
The situations detailed here are extremely simple examples; many instances of advanced bidding involve specific agreements related to very specific situations and subtle inferences regarding entire sequences of calls.
Terence Reese, a prolific author of bridge books, points out that there are only four ways of taking a trick by force, two of which are very easy:
Nearly all trick-taking techniques in bridge can be reduced to one of these four methods. The optimum play of the cards can require much thought and experience and is the subject of whole books on bridge.
The cards are dealt as shown in the bridge hand diagram; North is the dealer and starts the auction which proceeds as shown in the bidding table.
As neither North nor East have sufficient strength to open the bidding, they each pass, denying such strength. South, next in turn, opens with the bid of 1♥, which denotes a reasonable heart suit (at least 4 or 5 cards long, depending on the bidding system) and at least 12 high card points. On this hand, South has 14 high card points. West overcalls with 1♠, since he has a long spade suit of reasonable quality and 10 high card points (an overcall can be made on a hand that is not quite strong enough for an opening bid). North supports partner's suit with 2♥, showing heart support and about 6–8 points. East supports spades with 2♠. South inserts a game try of 3♣, inviting the partner to bid the game of 4♥ with good club support and overall values. North complies, as North is at the higher end of the range for his 2♥ bid, and has a fourth trump (the 2♥ bid promised only three), and the doubleton queen of clubs to fit with partner's strength there. (North could instead have bid 3♥, indicating not enough strength for game, asking South to pass and so play 3♥.)
In the auction, north–south are trying to investigate whether their cards are sufficient to make a game (nine tricks at notrump, ten tricks in hearts or spades, 11 tricks in clubs or diamonds), which yields bonus points if bid and made. East-West are competing in spades, hoping to play a contract in spades at a low level. 4♥ is the final contract, 10 tricks being required for N-S to make with hearts as trump.
South is the declarer, having been first to bid hearts, and the player to South's left, West, has to choose the first card in the play, known as the opening lead. West chooses the spade king because spades is the suit the partnership has shown strength in, and because they have agreed that when they hold two touching honors (or adjacent honors) they will play the higher one first. West plays the card face down, to give their partner and the declarer (but not dummy) a chance to ask any last questions about the bidding or to object if they believe West is not the correct hand to lead. After that, North's cards are laid on the table and North becomes dummy, as both the North and South hands will be controlled by the declarer. West turns the lead card face up, and the declarer studies the two hands to make a plan for the play. On this hand, the trump ace, a spade, and a diamond trick must be lost, so declarer must not lose a trick in clubs.
If the ♣K is held by West, South will find it very hard to prevent it from making a trick (unless West leads a club). There is an almost equal chance that it is held by East, in which case it can be trapped against the ace, and will be beaten, using a tactic known as a finesse.
After considering the cards, the declarer directs dummy (North) to play a small spade. East plays low (small card) and South takes the ♠A, gaining the lead. (South may also elect to duck, but for the purpose of this example, let us assume South wins the ♠A at trick 1). South proceeds by drawing trump, leading the ♥K. West decides there is no benefit to holding back, and so wins the trick with the ace, and then cashes the ♠Q. For fear of conceding a ruff and discard, West plays the ♦2 instead of another spade. Declarer plays low from the table, and East scores the ♦Q. Not having anything better to do, East returns the remaining trump, taken in South's hand. The trumps now accounted for, South can now execute the finesse, perhaps trapping the king as planned. South enters the dummy (i.e. wins a trick in the dummy's hand) by leading a low diamond, using dummy's ♦A to win the trick, and leads the ♣Q from dummy to the next trick. East covers the queen with the king, and South takes the trick with the ace, and proceeds by cashing the remaining master ♣J. (If East doesn't play the king, then South will play a low club from South's hand and the queen will win anyway, this being the essence of the finesse). The game is now safe: South ruffs a small club with a dummy's trump, then ruffs a diamond in hand for an entry back, and ruffs the last club in dummy (sometimes described as a crossruff). Finally, South claims the remaining tricks by showing his or her hand, as it now contains only high trumps and there's no need to play the hand out to prove they are all winners.
(The trick-by-trick notation used above can be also expressed in tabular form, but a textual explanation is usually preferred in practice, for reader's convenience. Plays of small cards or discards are often omitted from such a description, unless they were important for the outcome).
North-South score the required 10 tricks, and their opponents take the remaining three. The contract is fulfilled, and North enters the pair numbers, the contract, and the score of +420 for the winning side (North is in charge of bookkeeping in duplicate tournaments) on the traveling sheet. North asks East to check the score entered on the traveller. All players return their own cards to the board, and the next deal is played.
On the prior hand, it is quite possible that the ♣K is held by West. For example, by swapping the ♣K and ♥A between the defending hands. Then the 4♥ contract would fail by one trick (unless West had led a club early in the play). The failure of the contract would not mean that 4♥ was a bad contract on this hand. The contract depends on the club finesse working, or a defense error. The bonus points awarded for making a game contract far outweigh the penalty for going one off, so it is best strategy in the long run to bid game contracts such as this one.
Similarly, there is a minuscule chance that the ♣K is in the west hand, but the west hand has no other clubs. In that case, declarer can succeed by simply cashing the ♣A, felling the ♣K and setting up the ♣Q as a winner. The chance of this is far lower than the chance that East started with the ♣K. Therefore, the superior percentage play is to take the club finesse, as described above.
After many years of little progress, computer bridge made great progress at the end of the 20th century. In 1996, the ACBL initiated the official World Championships Computer Bridge, to be held annually along with a major bridge event. The first Computer Bridge Championship took place in 1997 at the North American Bridge Championships in Albuquerque, New Mexico.
Strong bridge playing programs such as Jack Bridge (World Champion in 2001, 2002, 2003, 2004, 2006, 2009, 2010, 2012, 2013 and 2015) and Wbridge5 (World Champion in 2005, 2007, 2008, 2016, 2017 and 2018), probably rank among the top few thousand human pairs worldwide. A series of articles published in 2005 and 2006 in the Dutch bridge magazine IMP describes matches between Jack Bridge and seven top Dutch pairs. A total of 196 boards were played. Jack Bridge lost, but by a small margin (359 versus 385 IMPs).
There are several free and subscription-based services available for playing bridge on the internet. For example:
Some national contract bridge organizations now offer online bridge play to their members, including the English Bridge Union, the Dutch Bridge Federation and the Australian Bridge Federation. MSN and Yahoo! Games have several online rubber bridge rooms. In 2001, the WBF issued a special edition of the lawbook adapted for internet and other electronic forms of the game. | [
{
"paragraph_id": 0,
"text": "Contract bridge, or simply bridge, is a trick-taking card game using a standard 52-card deck. In its basic format, it is played by four players in two competing partnerships, with partners sitting opposite each other around a table. Millions of people play bridge worldwide in clubs, tournaments, online and with friends at home, making it one of the world's most popular card games, particularly among seniors. The World Bridge Federation (WBF) is the governing body for international competitive bridge, with numerous other bodies governing it at the regional level.",
"title": ""
},
{
"paragraph_id": 1,
"text": "The game consists of a number of deals, each progressing through four phases. The cards are dealt to the players; then the players call (or bid) in an auction seeking to take the contract, specifying how many tricks the partnership receiving the contract (the declaring side) needs to take to receive points for the deal. During the auction, partners use their bids to exchange information about their hands, including overall strength and distribution of the suits; no other means of conveying or implying any information is permitted. The cards are then played, the declaring side trying to fulfill the contract, and the defenders trying to stop the declaring side from achieving its goal. The deal is scored based on the number of tricks taken, the contract, and various other factors which depend to some extent on the variation of the game being played.",
"title": ""
},
{
"paragraph_id": 2,
"text": "Rubber bridge is the most popular variation for casual play, but most club and tournament play involves some variant of duplicate bridge, where the cards are not re-dealt on each occasion, but the same deal is played by two or more sets of players (or \"tables\") to enable comparative scoring.",
"title": ""
},
{
"paragraph_id": 3,
"text": "Bridge is a member of the family of trick-taking games and is a derivative of whist, which had become the dominant such game and enjoyed a loyal following for centuries. The idea of a trick-taking 52-card game has its first documented origins in Italy and France. The French physician and author Rabelais (1493–1553) mentions a game called \"La Triomphe\" in one of his works. Also Juan Luis Vives, in his Linguae latinae exercitio (Exercise in the Latin language) of 1539 has a dialogue on card games, where the characters play ‘Triumphus hispanicus’ (Spanish Triumph).",
"title": "History and etymology"
},
{
"paragraph_id": 4,
"text": "Bridge departed from whist with the creation of \"Biritch\" in the 19th century and evolved through the late 19th and early 20th centuries to form the present game. The first rule book for bridge, dated 1886, is Biritch, or Russian Whist written by John Collinson, an English financier working in Ottoman Constantinople. It and his subsequent letter to The Saturday Review dated 28 May 1906, document the origin of Biritch as being the Russian community in Constantinople. The word biritch is thought to be a transliteration of the Russian word Бирюч (бирчий, бирич), an occupation of a diplomatic clerk or an announcer. Another theory is that British soldiers invented the game bridge while serving in the Crimean War, and named it after the Galata Bridge, which they crossed on their way to a coffeehouse to play cards.",
"title": "History and etymology"
},
{
"paragraph_id": 5,
"text": "Biritch had many significant bridge-like developments: dealer chose the trump suit, or nominated his partner to do so; there was a call of \"no trumps\" (biritch); dealer's partner's hand became dummy; points were scored above and below the line; game was 3NT, 4♥ and 5♦ (although 8 club odd tricks and 15 spade odd tricks were needed); the score could be doubled and redoubled; and there were slam bonuses. It has some features in common with solo whist. This game, and variants of it known as \"bridge\" and \"bridge whist\", became popular in the United States and the United Kingdom in the 1890s despite the long-established dominance of whist. Its breakthrough was its acceptance in 1894 by Lord Brougham at London's Portland Club.",
"title": "History and etymology"
},
{
"paragraph_id": 6,
"text": "In 1904 auction bridge was developed, in which the players bid in a competitive auction to decide the contract and declarer. The object became to make at least as many tricks as were contracted for, and penalties were introduced for failing to do so. Auction bridge bidding beyond winning the auction is pointless. If taking all 13 tricks, there is no difference in score between a 1♠ and a 7♠ final bid, as the bonus for rubber, small slam or grand slam depends on the number of tricks taken rather than the number of tricks bid.",
"title": "History and etymology"
},
{
"paragraph_id": 7,
"text": "The modern game of contract bridge was the result of innovations to the scoring of auction bridge by Harold Stirling Vanderbilt and others. The most significant change was that only the tricks contracted for were scored below the line toward game or a slam bonus, a change that resulted in bidding becoming much more challenging and interesting. Also new was the concept of \"vulnerability\", making sacrifices to protect the lead in a rubber more expensive. The various scores were adjusted to produce a more balanced and interesting game. Vanderbilt set out his rules in 1925, and within a few years contract bridge had so supplanted other forms of the game that \"bridge\" became synonymous with \"contract bridge\".",
"title": "History and etymology"
},
{
"paragraph_id": 8,
"text": "The form of bridge mostly played in clubs, tournaments and online is duplicate bridge. The number of people playing contract bridge has declined since its peak in the 1940s, when a survey found it was played in 44% of US households. The game is still widely played, especially amongst retirees, and in 2005 the ACBL estimated there were 25 million players in the US.",
"title": "History and etymology"
},
{
"paragraph_id": 9,
"text": "Bridge is a four-player partnership trick-taking game with thirteen tricks per deal. The dominant variations of the game are rubber bridge, more common in social play; and duplicate bridge, which enables comparative scoring in tournament play. Each player is dealt thirteen cards from a standard 52-card deck. A trick starts when a player leads, i.e. plays the first card. The leader to the first trick is determined by the auction; the leader to each subsequent trick is the player who won the preceding trick. Each player, in clockwise order, plays one card on the trick. Players must play a card of the same suit as the original card led, unless they have none (said to be \"void\"), in which case they may play any card.",
"title": "Gameplay"
},
{
"paragraph_id": 10,
"text": "The player who played the highest-ranked card wins the trick. Within a suit, the ace is ranked highest followed by the king, queen and jack and then the ten through to the two. In a deal where the auction has determined that there is no trump suit, the trick must be won by a card of the suit led. In a deal with a trump suit, cards of that suit are superior in rank to any of the cards of any other suit. If one or more players plays a trump to a trick when void in the suit led, the highest trump wins. For example, if the trump suit is spades and a player is void in the suit led and plays a spade card, they win the trick if no other player plays a higher spade. If a trump suit is led, the usual rule for trick-taking applies.",
"title": "Gameplay"
},
{
"paragraph_id": 11,
"text": "Unlike its predecessor, whist, the goal of bridge is not simply to take the most tricks in a deal. Instead, the goal is to successfully estimate how many tricks one's partnership can take. To illustrate this, the simpler partnership trick-taking game of spades has a similar mechanism: the usual trick-taking rules apply with the trump suit being spades, but in the beginning of the game, players bid or estimate how many tricks they can win, and the number of tricks bid by both players in a partnership are added. If a partnership takes at least that many tricks, they receive points for the round; otherwise, they lose penalty points.",
"title": "Gameplay"
},
{
"paragraph_id": 12,
"text": "Bridge extends the concept of bidding into an auction, where partnerships compete to take a contract, specifying how many tricks they will need to take in order to receive points, and also specifying the trump suit (or no trump, meaning that there will be no trump suit). Players take turns to call in a clockwise order: each player in turn either passes, doubles – which increases the penalties for not making the contract specified by the opposing partnership's last bid, but also increases the reward for making it – or redoubles, or states a contract that their partnership will adopt, which must be higher than the previous highest bid (if any). Eventually, the player who bid the highest contract – which is determined by the contract's level as well as the trump suit or no trump – wins the contract for their partnership.",
"title": "Gameplay"
},
{
"paragraph_id": 13,
"text": "In the example auction below, the east–west pair secures the contract of 6♠; the auction concludes when there have been three successive passes. Note that six tricks are added to contract values, so the six-level contract is a contract of twelve tricks. In practice, establishing a contract without enough information on the other partner's hand is difficult, so there exist many bidding systems assigning meanings to bids, with common ones including Standard American, Acol, and 2/1 game forcing. Contrast with Spades, where players only have to bid their own hand.",
"title": "Gameplay"
},
{
"paragraph_id": 14,
"text": "After the contract is decided, and the first lead is made, the declarer's partner (dummy) lays their cards face up on the table, and the declarer plays the dummy's cards as well as their own. The opposing partnership is called the defenders, and their goal is to stop the declarer from fulfilling his contract. Once all the cards have been played, the hand is scored: if the declaring side makes their contract, they receive points based on the level of the contract, with some trump suits being worth more points than others and no trump being the highest, as well as bonus points for overtricks. If the declarer fails to fulfill the contract, the defenders receive points depending on the declaring side's undertricks (the number of tricks short of the contract) and whether the contract was doubled by the defenders.",
"title": "Gameplay"
},
{
"paragraph_id": 15,
"text": "The four players sit in two partnerships with players sitting opposite their partners. A cardinal direction is assigned to each seat, so that one partnership sits in North and South, while the other sits in West and East. The cards may be freshly dealt or, in duplicate bridge games, pre-dealt. All that is needed in basic games are the cards and a method of keeping score, but there is often other equipment on the table, such as a board containing the cards to be played (in duplicate bridge), bidding boxes, or screens.",
"title": "Gameplay"
},
{
"paragraph_id": 16,
"text": "In rubber bridge each player draws a card at the start of the game; the player who draws the highest card deals first. The second highest card becomes the dealer's partner and takes the chair on the opposite side of the table. They play against the other two. The deck is shuffled and cut, usually by the player to the left of the dealer, before dealing. Players take turns to deal, in clockwise order. The dealer deals the cards clockwise, one card at a time. Normally, rubber bridge is played with two packs of cards and whilst one pack is being dealt, the dealer's partner shuffles the other pack. After shuffling the pack is placed on the right ready for the next dealer. Before dealing, the next dealer passes the cards to the previous dealer who cuts them.",
"title": "Gameplay"
},
{
"paragraph_id": 17,
"text": "In duplicate bridge the cards are pre-dealt, either by hand or by a computerized dealing machine, in order to allow for competitive scoring. Once dealt, the cards are placed in a device called a \"board\", having slots designated for each player's cardinal direction seating position. After a deal has been played, players return their cards to the appropriate slot in the board, ready to be played by the next table.",
"title": "Gameplay"
},
{
"paragraph_id": 18,
"text": "The dealer opens the auction and can make the first call, and the auction proceeds clockwise. When it is their turn to call, a player may pass – but can enter into the bidding later – or bid a contract, specifying the level of their contract and either the trump suit or no trump (the denomination), provided that it is higher than the last bid by any player, including their partner. All bids promise to take a number of tricks in excess of six, so a bid must be between one (seven tricks) and seven (thirteen tricks). A bid is higher than another bid if either the level is greater (e.g., 2♣ over 1NT) or the denomination is higher, with the order being in ascending (or alphabetical) order: ♣, ♦, ♥, ♠, and NT (no trump). Calls may be made orally or with a bidding box.",
"title": "Gameplay"
},
{
"paragraph_id": 19,
"text": "If the last bid was by the opposing partnership, one may also double the opponents' bid, increasing the penalties for undertricks, but also increasing the reward for making the contract. Doubling does not carry to future bids by the opponents unless future bids are doubled again. A player on the opposing partnership being doubled may also redouble, which increases the penalties and rewards further. Players may not see their partner's hand during the auction, only their own. There exist many bidding conventions that assign agreed meanings to various calls to assist players in reaching an optimal contract (or obstruct the opponents).",
"title": "Gameplay"
},
{
"paragraph_id": 20,
"text": "The auction ends when, after a player bids, doubles, or redoubles, every other player has passed, in which case the action proceeds to the play; or every player has passed and no bid has been made, in which case the round is considered to be \"passed out\" and not played.",
"title": "Gameplay"
},
{
"paragraph_id": 21,
"text": "The player from the declaring side who first bid the denomination named in the final contract becomes declarer. The player left to the declarer leads to the first trick. Dummy then lays his or her cards face-up on the table, organized in columns by suit. Play proceeds clockwise, with each player required to follow suit if possible. Tricks are won by the highest trump, or if there were none played, the highest card of the led suit. The player who won the previous trick leads to the next trick. The declarer has control of the dummy's cards and tells his partner which card to play at dummy's turn. There also exist conventions that communicate further information between defenders about their hands during the play.",
"title": "Gameplay"
},
{
"paragraph_id": 22,
"text": "At any time, a player may claim, stating that their side will win a specific number of the remaining tricks. The claiming player lays his cards down on the table and explains the order in which he intends to play the remaining cards. The opponents can either accept the claim and the round is scored accordingly, or dispute the claim. If the claim is disputed, play continues with the claiming player's cards face up in rubber games, or in duplicate games, play ceases and the tournament director is called to adjudicate the hand.",
"title": "Gameplay"
},
{
"paragraph_id": 23,
"text": "At the end of the hand, points are awarded to the declaring side if they make the contract, or else to the defenders. Partnerships can be vulnerable, increasing the rewards for making the contract, but also increasing the penalties for undertricks. In rubber bridge, if a side has won 100 contract points, they have won a game and are vulnerable for the remaining rounds, but in duplicate bridge, vulnerability is predetermined based on the number of each board.",
"title": "Gameplay"
},
{
"paragraph_id": 24,
"text": "If the declaring side makes their contract, they receive points for odd tricks, or tricks bid and made in excess of six. In both rubber and duplicate bridge, the declaring side is awarded 20 points per odd trick for a contract in clubs or diamonds, and 30 points per odd trick for a contract in hearts or spades. For a contract in notrump, the declaring side is awarded 40 points for the first odd trick and 30 points for the remaining odd tricks. Contract points are doubled or quadrupled if the contract is respectively doubled or redoubled.",
"title": "Gameplay"
},
{
"paragraph_id": 25,
"text": "In rubber bridge, a partnership wins one game once it has accumulated 100 contract points; excess contract points do not carry over to the next game. A partnership that wins two games wins the rubber, receiving a bonus of 500 points if the opponents have won a game, and 700 points if they have not.",
"title": "Gameplay"
},
{
"paragraph_id": 26,
"text": "Overtricks score the same number of points per odd trick, although their doubled and redoubled values differ. Bonuses vary between the two bridge variations both in score and in type (for example, rubber bridge awards a bonus for holding a certain combination of high cards), although some are common between the two.",
"title": "Gameplay"
},
{
"paragraph_id": 27,
"text": "A larger bonus is awarded if the declaring side makes a small slam or grand slam, a contract of 12 or 13 tricks respectively. If the declaring side is not vulnerable, a small slam gets 500 points, and a grand slam 1000 points. If the declaring side is vulnerable, a small slam is 750 points and a grand slam is 1,500.",
"title": "Gameplay"
},
{
"paragraph_id": 28,
"text": "In rubber bridge, the rubber finishes when a partnership has won two games, but the partnership receiving the most overall points wins the rubber. Duplicate bridge is scored comparatively, meaning that the score for the hand is compared to other tables playing the same cards and match points are scored according to the comparative results: usually either \"matchpoint scoring\", where each partnership receives 2 points (or 1 point) for each pair that they beat, and 1 point (or 1⁄2 point) for each tie; or IMPs (international matchpoint) scoring, where the number of IMPs varies (but less than proportionately) with the points difference between the teams.",
"title": "Gameplay"
},
{
"paragraph_id": 29,
"text": "Undertricks are scored in both variations as follows:",
"title": "Gameplay"
},
{
"paragraph_id": 30,
"text": "The rules of the game are referred to as the laws as promulgated by various bridge organizations.",
"title": "Rules"
},
{
"paragraph_id": 31,
"text": "The official rules of duplicate bridge are promulgated by the WBF as \"The Laws of Duplicate Bridge 2017\". The Laws Committee of the WBF, composed of world experts, updates the Laws every 10 years; it also issues a Laws Commentary advising on interpretations it has rendered.",
"title": "Rules"
},
{
"paragraph_id": 32,
"text": "In addition to the basic rules of play, there are many additional rules covering playing conditions and the rectification of irregularities, which are primarily for use by tournament directors who act as referees and have overall control of procedures during competitions. But various details of procedure are left to the discretion of the zonal bridge organisation for tournaments under their aegis and some (for example, the choice of movement) to the sponsoring organisation (for example, the club).",
"title": "Rules"
},
{
"paragraph_id": 33,
"text": "Some zonal organisations of the WBF also publish editions of the Laws. For example, the American Contract Bridge League (ACBL) publishes the Laws of Duplicate Bridge and additional documentation for club and tournament directors.",
"title": "Rules"
},
{
"paragraph_id": 34,
"text": "There are no universally accepted rules for rubber bridge, but some zonal organisations have published their own. An example for those wishing to abide by a published standard is The Laws of Rubber Bridge as published by the American Contract Bridge League.",
"title": "Rules"
},
{
"paragraph_id": 35,
"text": "The majority of rules mirror those of duplicate bridge in the bidding and play and differ primarily in procedures for dealing and scoring.",
"title": "Rules"
},
{
"paragraph_id": 36,
"text": "In 2001, the WBF promulgated a set of laws for online play.",
"title": "Rules"
},
{
"paragraph_id": 37,
"text": "Bridge is a game of skill played with randomly dealt cards, which makes it also a game of chance, or more exactly, a tactical game with inbuilt randomness, imperfect knowledge and restricted communication. The chance element is in the deal of the cards; in duplicate bridge some of the chance element is eliminated by comparing results of multiple pairs in identical situations. This is achievable when there are eight or more players, sitting at two or more tables, and the deals from each table are preserved and passed to the next table, thereby duplicating them for the other table(s) of players. At the end of a session, the scores for each deal are compared, and the most points are awarded to the players doing the best with each particular deal. This measures relative skill (but still with an element of luck) because each pair or team is being judged only on the ability to bid with, and play, the same cards as other players.",
"title": "Tournaments"
},
{
"paragraph_id": 38,
"text": "Duplicate bridge is played in clubs and tournaments, which can gather as many as several hundred players. Duplicate bridge is a mind sport, and its popularity gradually became comparable to that of chess, with which it is often compared for its complexity and the mental skills required for high-level competition. Bridge and chess are the only \"mind sports\" recognized by the International Olympic Committee, although they were not found eligible for the main Olympic program. In October 2017 the British High Court ruled against the English Bridge Union, finding that Bridge is not a sport under a definition of sport as involving physical activity, but did not rule on the \"broad, somewhat philosophical question\" as to whether or not bridge is a sport.",
"title": "Tournaments"
},
{
"paragraph_id": 39,
"text": "The basic premise of duplicate bridge had previously been used for whist matches as early as 1857. Initially, bridge was not thought to be suitable for duplicate competition; it was not until the 1920s that (auction) bridge tournaments became popular.",
"title": "Tournaments"
},
{
"paragraph_id": 40,
"text": "In 1925 when contract bridge first evolved, bridge tournaments were becoming popular, but the rules were somewhat in flux, and several different organizing bodies were involved in tournament sponsorship: the American Bridge League (formerly the American Auction Bridge League, which changed its name in 1929), the American Whist League, and the United States Bridge Association. In 1935, the first officially recognized world championship was held. In 1958, the World Bridge Federation (WBF) was founded to promote bridge worldwide, coordinate periodic revision to the Laws (each ten years, next in 2027) and conduct world championships.",
"title": "Tournaments"
},
{
"paragraph_id": 41,
"text": "In tournaments, \"bidding boxes\" are frequently used, as noted above. These avoid the possibility of players at other tables hearing any spoken bids. The bidding cards are laid out in sequence as the auction progresses. Although it is not a formal rule, many clubs adopt a protocol that the bidding cards stay revealed until the first playing card is tabled, after which point the bidding cards are put away. Bidding pads are an alternative to bidding boxes. A bidding pad is a block of 100mm square tear-off sheets. Players write their bids on the top sheet. When the first trick is complete the sheet is torn off and discarded.",
"title": "Tournaments"
},
{
"paragraph_id": 42,
"text": "In top national and international events, \"bidding screens\" are used. These are placed diagonally across the table, preventing partners from seeing each other during the game; often the screen is removed after the auction is complete.",
"title": "Tournaments"
},
{
"paragraph_id": 43,
"text": "Much of the complexity in bridge arises from the difficulty of arriving at a good final contract in the auction (or deciding to let the opponents declare the contract). This is a difficult problem: the two players in a partnership must try to communicate enough information about their hands to arrive at a makeable contract, but the information they can exchange is restricted – information may be passed only by the calls made and later by the cards played, not by other means; in addition, the agreed-upon meaning of each call and play must be available to the opponents.",
"title": "Strategy"
},
{
"paragraph_id": 44,
"text": "Since a partnership that has freedom to bid gradually at leisure can exchange more information, and since a partnership that can interfere with the opponents' bidding (as by raising the bidding level rapidly) can cause difficulties for their opponents, bidding systems are both informational and strategic. It is this mixture of information exchange and evaluation, deduction, and tactics that is at the heart of bidding in bridge.",
"title": "Strategy"
},
{
"paragraph_id": 45,
"text": "A number of basic rules of thumb in bridge bidding and play are summarized as bridge maxims.",
"title": "Strategy"
},
{
"paragraph_id": 46,
"text": "A bidding system is a set of partnership agreements on the meanings of bids. A partnership's bidding system is usually made up of a core system, modified and complemented by specific conventions (optional customizations incorporated into the main system for handling specific bidding situations) which are pre-chosen between the partners prior to play. The line between a well-known convention and a part of a system is not always clear-cut: some bidding systems include specified conventions by default. Bidding systems can be divided into mainly natural systems such as Acol and Standard American, and mainly artificial systems such as the Precision Club and Polish Club.",
"title": "Strategy"
},
{
"paragraph_id": 47,
"text": "Calls are usually considered to be either natural or conventional (artificial). A natural call carries a meaning that reflects the call; a natural bid intuitively showing hand or suit strength based on the level or suit of the bid, and a natural double expressing that the player believes that the opposing partnership will not make their contract. By contrast, a conventional (artificial) call offers and/or asks for information by means of pre-agreed coded interpretations, in which some calls convey very specific information or requests that are not part of the natural meaning of the call. Thus in response to 4NT, a 'natural' bid of 5♦ would state a preference towards a diamond suit or a desire to play in five diamonds, whereas if the partners have agreed to use the common Blackwood convention, a bid of 5♦ in the same situation would say nothing about the diamond suit, but would tell the partner that the hand in question contains exactly one ace.",
"title": "Strategy"
},
{
"paragraph_id": 48,
"text": "Conventions are valuable in bridge because of the need to pass information beyond a simple like or dislike of a particular suit, and because the limited bidding space can be used more efficiently by adopting a conventional (artificial) meaning for a given call where a natural meaning has less utility, because the information it conveys is not valuable or because the desire to convey that information arises only rarely. The conventional meaning conveys more useful (or more frequently useful) information. There are a very large number of conventions from which players can choose; many books have been written detailing bidding conventions. Well-known conventions include Stayman (to ask the opening 1NT bidder to show any four-card major suit), Jacoby transfers (a request by (usually) the weak hand for the partner to bid a particular suit first, and therefore to become the declarer), and the Blackwood convention (to ask for information on the number of aces and kings held, used in slam bidding situations).",
"title": "Strategy"
},
{
"paragraph_id": 49,
"text": "The term preempt refers to a high-level tactical bid by a weak hand, relying upon a very long suit rather than high cards for tricks. Preemptive bids serve a double purpose – they allow players to indicate they are bidding on the basis of a long suit in an otherwise weak hand, which is important information to share, and they also consume substantial bidding space which prevents a possibly strong opposing pair from exchanging information on their cards. Several systems include the use of opening bids or other early bids with weak hands including long (usually six to eight card) suits at the 2, 3 or even 4 or 5 levels as preempts.",
"title": "Strategy"
},
{
"paragraph_id": 50,
"text": "As a rule, a natural suit bid indicates a holding of at least four (or more, depending on the situation and the system) cards in that suit as an opening bid, or a lesser number when supporting partner; a natural NT bid indicates a balanced hand.",
"title": "Strategy"
},
{
"paragraph_id": 51,
"text": "Most systems use a count of high card points as the basic evaluation of the strength of a hand, refining this by reference to shape and distribution if appropriate. In the most commonly used point count system, aces are counted as 4 points, kings as 3, queens as 2, and jacks as 1 point; therefore, the deck contains 40 points. In addition, the distribution of the cards in a hand into suits may also contribute to the strength of a hand and be counted as distribution points. A better than average hand, containing 12 or 13 points, is usually considered sufficient to open the bidding, i.e., to make the first bid in the auction. A combination of two such hands (i.e., 25 or 26 points shared between partners) is often sufficient for a partnership to bid, and generally to make, game in a major suit or notrump (more are usually needed for a minor suit game, as the level is higher).",
"title": "Strategy"
},
{
"paragraph_id": 52,
"text": "In natural systems, a 1NT opening bid usually reflects a hand that has a relatively balanced shape (usually between two and four (or less often five) cards in each suit) and a sharply limited number of high card points, usually somewhere between 12 and 18 – the most common ranges use a span of exactly three points (for example, 12–14, 15–17 or 16–18), but some systems use a four-point range, usually 15–18.",
"title": "Strategy"
},
{
"paragraph_id": 53,
"text": "Opening bids of three or higher are preemptive bids, i.e., bids made with weak hands that especially favor a particular suit, opened at a high level in order to define the hand's value quickly and to frustrate the opposition. For example, a hand of ♠ KQJ9872 ♥ 7 ♦ 42 ♣ 763 would be a candidate for an opening bid of 3♠, designed to make it difficult for the opposing team to bid and find their optimum contract even if they have the bulk of the points. This hand is nearly valueless unless spades are trumps but it contains good enough spades that the penalty for being set should not be higher than the value of an opponent game. The high card weakness makes it likely that the opponents have enough strength to make game themselves.",
"title": "Strategy"
},
{
"paragraph_id": 54,
"text": "Openings at the 2 level are either unusually strong (2NT, natural, and 2♣, artificial) or preemptive, depending on the system. Unusually strong bids communicate an especially high number of points (normally 20 or more) or a high trick-taking potential (normally 8 or more). Also 2♦ as the strongest (by HCP and by DP+HCP) has become more common, perhaps especially at websites that offer duplicate bridge. Here the 2♣ opening is used for either hands with a good 6-card suit or longer (max one losing card) and a total of 18 HCP up to 23 total points – or \"2+1⁄2NT\", like 2NT but with 22–23 HCP. Whilst the 2♦ opening bid takes care of all hands with 24 points (HCP or with distribution points included) with the only exception of \"Gambling 3NT\".",
"title": "Strategy"
},
{
"paragraph_id": 55,
"text": "Opening bids at the one level are made with hands containing 12–13 points or more and which are not suitable for one of the preceding bids. Using Standard American with 5-card majors, opening hearts or spades usually promises a 5-card suit. Partnerships who agree to play 5-card majors open a minor suit with 4-card majors and then bid their major suit at the next opportunity. This means that an opening bid of 1♣ or 1♦ will sometimes be made with only 3 cards in that suit.",
"title": "Strategy"
},
{
"paragraph_id": 56,
"text": "Doubles are sometimes given conventional meanings in otherwise mostly natural systems. A natural, or penalty double, is one used to try to gain extra points when the defenders are confident of setting (defeating) the contract. The most common example of a conventional double is the takeout double of a low-level suit bid, implying support for the unbid suits or the unbid major suits and asking partner to choose one of them.",
"title": "Strategy"
},
{
"paragraph_id": 57,
"text": "Bidding systems depart from these basic ideas in varying degrees. Standard American, for instance, is a collection of conventions designed to bolster the accuracy and power of these basic ideas, while Precision Club is a system that uses the 1♣ opening bid for all or almost all strong hands (but sets the threshold for \"strong\" rather lower than most other systems – usually 16 high card points) and may include other artificial calls to handle other situations (but it may contain natural calls as well). Many experts today use a system called 2/1 game forcing (enunciated as two over one game forcing), which amongst other features adds some complexity to the treatment of the one notrump response as used in Standard American. In the UK, Acol is the most common system; its main features are a weak one notrump opening with 12–14 high card points and several variations for 2-level openings.",
"title": "Strategy"
},
{
"paragraph_id": 58,
"text": "There are also a variety of advanced techniques used for hand evaluation. The most basic is the Milton Work point count, (the 4-3-2-1 system detailed above) but this is sometimes modified in various ways, or either augmented or replaced by other approaches such as losing trick count, honor point count, law of total tricks, or Zar Points.",
"title": "Strategy"
},
{
"paragraph_id": 59,
"text": "Common conventions and variations within natural systems include:",
"title": "Strategy"
},
{
"paragraph_id": 60,
"text": "Within play, it is also commonly agreed what systems of opening leads, signals and discards will be played:",
"title": "Strategy"
},
{
"paragraph_id": 61,
"text": "Every call (including \"pass\", also sometimes called \"no bid\") serves two purposes. It confirms or passes some information to a partner, and, by implication, denies any other kind of hand which would have tended to support an alternative call. For example, a bid of 2NT immediately after partner's 1NT not only shows a balanced hand of a certain point range, but also almost always denies possession of a five-card major suit (otherwise the player would have bid it) or even a four card major suit (in that case, the player should use the Stayman convention).",
"title": "Strategy"
},
{
"paragraph_id": 62,
"text": "Likewise, in some partnerships the bid of 2♥ in the sequence 1NT–2♣–2♦–2♥ between partners (opponents passing throughout) explicitly shows five hearts but also confirms four cards in spades: the bidder must hold at least five hearts to make it worth looking for a heart fit after 2♦ denied a four card major, and with at least five hearts, a Stayman bid must have been justified by having exactly four spades, the other major (since Stayman (as used by this partnership) is not useful with anything except a four card major suit). Thus an astute partner can read much more than the surface meaning into the bidding. Alternatively, many partnerships play this same bidding sequence as \"Crawling Stayman\" by which the responder shows a weak hand (less than eight high card points) with shortness in diamonds but at least four hearts and four spades; the opening bidder may correct to spades if that appears to be the better contract.",
"title": "Strategy"
},
{
"paragraph_id": 63,
"text": "The situations detailed here are extremely simple examples; many instances of advanced bidding involve specific agreements related to very specific situations and subtle inferences regarding entire sequences of calls.",
"title": "Strategy"
},
{
"paragraph_id": 64,
"text": "Terence Reese, a prolific author of bridge books, points out that there are only four ways of taking a trick by force, two of which are very easy:",
"title": "Strategy"
},
{
"paragraph_id": 65,
"text": "Nearly all trick-taking techniques in bridge can be reduced to one of these four methods. The optimum play of the cards can require much thought and experience and is the subject of whole books on bridge.",
"title": "Strategy"
},
{
"paragraph_id": 66,
"text": "The cards are dealt as shown in the bridge hand diagram; North is the dealer and starts the auction which proceeds as shown in the bidding table.",
"title": "Example"
},
{
"paragraph_id": 67,
"text": "As neither North nor East have sufficient strength to open the bidding, they each pass, denying such strength. South, next in turn, opens with the bid of 1♥, which denotes a reasonable heart suit (at least 4 or 5 cards long, depending on the bidding system) and at least 12 high card points. On this hand, South has 14 high card points. West overcalls with 1♠, since he has a long spade suit of reasonable quality and 10 high card points (an overcall can be made on a hand that is not quite strong enough for an opening bid). North supports partner's suit with 2♥, showing heart support and about 6–8 points. East supports spades with 2♠. South inserts a game try of 3♣, inviting the partner to bid the game of 4♥ with good club support and overall values. North complies, as North is at the higher end of the range for his 2♥ bid, and has a fourth trump (the 2♥ bid promised only three), and the doubleton queen of clubs to fit with partner's strength there. (North could instead have bid 3♥, indicating not enough strength for game, asking South to pass and so play 3♥.)",
"title": "Example"
},
{
"paragraph_id": 68,
"text": "In the auction, north–south are trying to investigate whether their cards are sufficient to make a game (nine tricks at notrump, ten tricks in hearts or spades, 11 tricks in clubs or diamonds), which yields bonus points if bid and made. East-West are competing in spades, hoping to play a contract in spades at a low level. 4♥ is the final contract, 10 tricks being required for N-S to make with hearts as trump.",
"title": "Example"
},
{
"paragraph_id": 69,
"text": "South is the declarer, having been first to bid hearts, and the player to South's left, West, has to choose the first card in the play, known as the opening lead. West chooses the spade king because spades is the suit the partnership has shown strength in, and because they have agreed that when they hold two touching honors (or adjacent honors) they will play the higher one first. West plays the card face down, to give their partner and the declarer (but not dummy) a chance to ask any last questions about the bidding or to object if they believe West is not the correct hand to lead. After that, North's cards are laid on the table and North becomes dummy, as both the North and South hands will be controlled by the declarer. West turns the lead card face up, and the declarer studies the two hands to make a plan for the play. On this hand, the trump ace, a spade, and a diamond trick must be lost, so declarer must not lose a trick in clubs.",
"title": "Example"
},
{
"paragraph_id": 70,
"text": "If the ♣K is held by West, South will find it very hard to prevent it from making a trick (unless West leads a club). There is an almost equal chance that it is held by East, in which case it can be trapped against the ace, and will be beaten, using a tactic known as a finesse.",
"title": "Example"
},
{
"paragraph_id": 71,
"text": "After considering the cards, the declarer directs dummy (North) to play a small spade. East plays low (small card) and South takes the ♠A, gaining the lead. (South may also elect to duck, but for the purpose of this example, let us assume South wins the ♠A at trick 1). South proceeds by drawing trump, leading the ♥K. West decides there is no benefit to holding back, and so wins the trick with the ace, and then cashes the ♠Q. For fear of conceding a ruff and discard, West plays the ♦2 instead of another spade. Declarer plays low from the table, and East scores the ♦Q. Not having anything better to do, East returns the remaining trump, taken in South's hand. The trumps now accounted for, South can now execute the finesse, perhaps trapping the king as planned. South enters the dummy (i.e. wins a trick in the dummy's hand) by leading a low diamond, using dummy's ♦A to win the trick, and leads the ♣Q from dummy to the next trick. East covers the queen with the king, and South takes the trick with the ace, and proceeds by cashing the remaining master ♣J. (If East doesn't play the king, then South will play a low club from South's hand and the queen will win anyway, this being the essence of the finesse). The game is now safe: South ruffs a small club with a dummy's trump, then ruffs a diamond in hand for an entry back, and ruffs the last club in dummy (sometimes described as a crossruff). Finally, South claims the remaining tricks by showing his or her hand, as it now contains only high trumps and there's no need to play the hand out to prove they are all winners.",
"title": "Example"
},
{
"paragraph_id": 72,
"text": "(The trick-by-trick notation used above can be also expressed in tabular form, but a textual explanation is usually preferred in practice, for reader's convenience. Plays of small cards or discards are often omitted from such a description, unless they were important for the outcome).",
"title": "Example"
},
{
"paragraph_id": 73,
"text": "North-South score the required 10 tricks, and their opponents take the remaining three. The contract is fulfilled, and North enters the pair numbers, the contract, and the score of +420 for the winning side (North is in charge of bookkeeping in duplicate tournaments) on the traveling sheet. North asks East to check the score entered on the traveller. All players return their own cards to the board, and the next deal is played.",
"title": "Example"
},
{
"paragraph_id": 74,
"text": "On the prior hand, it is quite possible that the ♣K is held by West. For example, by swapping the ♣K and ♥A between the defending hands. Then the 4♥ contract would fail by one trick (unless West had led a club early in the play). The failure of the contract would not mean that 4♥ was a bad contract on this hand. The contract depends on the club finesse working, or a defense error. The bonus points awarded for making a game contract far outweigh the penalty for going one off, so it is best strategy in the long run to bid game contracts such as this one.",
"title": "Example"
},
{
"paragraph_id": 75,
"text": "Similarly, there is a minuscule chance that the ♣K is in the west hand, but the west hand has no other clubs. In that case, declarer can succeed by simply cashing the ♣A, felling the ♣K and setting up the ♣Q as a winner. The chance of this is far lower than the chance that East started with the ♣K. Therefore, the superior percentage play is to take the club finesse, as described above.",
"title": "Example"
},
{
"paragraph_id": 76,
"text": "After many years of little progress, computer bridge made great progress at the end of the 20th century. In 1996, the ACBL initiated the official World Championships Computer Bridge, to be held annually along with a major bridge event. The first Computer Bridge Championship took place in 1997 at the North American Bridge Championships in Albuquerque, New Mexico.",
"title": "Computers"
},
{
"paragraph_id": 77,
"text": "Strong bridge playing programs such as Jack Bridge (World Champion in 2001, 2002, 2003, 2004, 2006, 2009, 2010, 2012, 2013 and 2015) and Wbridge5 (World Champion in 2005, 2007, 2008, 2016, 2017 and 2018), probably rank among the top few thousand human pairs worldwide. A series of articles published in 2005 and 2006 in the Dutch bridge magazine IMP describes matches between Jack Bridge and seven top Dutch pairs. A total of 196 boards were played. Jack Bridge lost, but by a small margin (359 versus 385 IMPs).",
"title": "Computers"
},
{
"paragraph_id": 78,
"text": "There are several free and subscription-based services available for playing bridge on the internet. For example:",
"title": "Computers"
},
{
"paragraph_id": 79,
"text": "Some national contract bridge organizations now offer online bridge play to their members, including the English Bridge Union, the Dutch Bridge Federation and the Australian Bridge Federation. MSN and Yahoo! Games have several online rubber bridge rooms. In 2001, the WBF issued a special edition of the lawbook adapted for internet and other electronic forms of the game.",
"title": "Computers"
}
] | Contract bridge, or simply bridge, is a trick-taking card game using a standard 52-card deck. In its basic format, it is played by four players in two competing partnerships, with partners sitting opposite each other around a table. Millions of people play bridge worldwide in clubs, tournaments, online and with friends at home, making it one of the world's most popular card games, particularly among seniors. The World Bridge Federation (WBF) is the governing body for international competitive bridge, with numerous other bodies governing it at the regional level. The game consists of a number of deals, each progressing through four phases. The cards are dealt to the players; then the players call in an auction seeking to take the contract, specifying how many tricks the partnership receiving the contract needs to take to receive points for the deal. During the auction, partners use their bids to exchange information about their hands, including overall strength and distribution of the suits; no other means of conveying or implying any information is permitted. The cards are then played, the declaring side trying to fulfill the contract, and the defenders trying to stop the declaring side from achieving its goal. The deal is scored based on the number of tricks taken, the contract, and various other factors which depend to some extent on the variation of the game being played. Rubber bridge is the most popular variation for casual play, but most club and tournament play involves some variant of duplicate bridge, where the cards are not re-dealt on each occasion, but the same deal is played by two or more sets of players to enable comparative scoring. | 2001-08-13T21:25:34Z | 2023-12-22T11:27:42Z | [
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3,996 | Boat | A boat is a watercraft of a large range of types and sizes, but generally smaller than a ship, which is distinguished by its larger size, shape, cargo or passenger capacity, or its ability to carry boats.
Small boats are typically found on inland waterways such as rivers and lakes, or in protected coastal areas. However, some boats, such as the whaleboat, were intended for use in an offshore environment. In modern naval terms, a boat is a vessel small enough to be carried aboard a ship.
Boats vary in proportion and construction methods with their intended purpose, available materials, or local traditions. Canoes have been used since prehistoric times and remain in use throughout the world for transportation, fishing, and sport. Fishing boats vary widely in style partly to match local conditions. Pleasure craft used in recreational boating include ski boats, pontoon boats, and sailboats. House boats may be used for vacationing or long-term residence. Lighters are used to move cargo to and from large ships unable to get close to shore. Lifeboats have rescue and safety functions.
Boats can be propelled by manpower (e.g. rowboats and paddle boats), wind (e.g. sailboats), and inboard/outboard motors (including gasoline, diesel, and electric).
The earliest watercraft are considered to have been rafts. These would have been used for voyages such as the settlement of Australia sometime between 50,000 and 60,000 years ago.
A boat differs from a raft by obtaining its buoyancy by having most of its structure exclude water with a waterproof layer, e.g. the planks of a wooden hull, the hide covering (or tarred canvas) of a currach. In contrast, a raft is buoyant because it joins together components that are themselves buoyant, for example, logs, bamboo poles, bundles of reeds, floats (such as inflated hides, sealed pottery containers or, in a modern context, empty oil drums). The key difference between a raft and a boat is that the former is a "flow through" structure, with waves able to pass up through it. Consequently, except for short river crossings, a raft is not a practical means of transport in colder regions of the world as the users would be at risk of hypothermia. Today that climatic limitation restricts rafts to between 40° north and 40° south, with, in the past, similar boundaries that have moved as the world's climate has varied.
The earliest boats may have been either dugouts or hide boats. The oldest recovered boat in the world, the Pesse canoe, found in the Netherlands, is a dugout made from the hollowed tree trunk of a Pinus sylvestris that was constructed somewhere between 8200 and 7600 BC. This canoe is exhibited in the Drents Museum in Assen, Netherlands. Other very old dugout boats have also been recovered. Hide boats, made from covering a framework with animal skins, could be equally as old as logboats, but such a structure is much less likely to survive in an archaeological context.
Plank-built boats are considered, in most cases, to have developed from the logboat. There are examples of logboats that have been expanded: by deforming the hull under the influence of heat, by raising up the sides with added planks, or by splitting down the middle and adding a central plank to make it wider. (Some of these methods have been in quite recent use – there is no simple developmental sequence). The earliest known plank-built boats are from the Nile, dating to the third millennium BC. Outside Egypt, the next earliest are from England. The Ferriby boats are dated to the early part of the second millennium BC and the end of the third millennium. Plank-built boats require a level of woodworking technology that was first available in the neolithic with more complex versions only becoming achievable in the bronze age.
Boats can be categorized by their means of propulsion. These divide into:
A number of large vessels are usually referred to as boats. Submarines are a prime example. Other types of large vessels which are traditionally called boats include Great Lakes freighters, riverboats, and ferryboats. Though large enough to carry their own boats and heavy cargoes, these vessels are designed for operation on inland or protected coastal waters.
The hull is the main, and in some cases only, structural component of a boat. It provides both capacity and buoyancy. The keel is a boat's "backbone", a lengthwise structural member to which the perpendicular frames are fixed. On some boats a deck covers the hull, in part or whole. While a ship often has several decks, a boat is unlikely to have more than one. Above the deck are often lifelines connected to stanchions, bulwarks perhaps topped by gunnels, or some combination of the two. A cabin may protrude above the deck forward, aft, along the centerline, or covering much of the length of the boat. Vertical structures dividing the internal spaces are known as bulkheads.
The forward end of a boat is called the bow, the aft end the stern. Facing forward the right side is referred to as starboard and the left side as port.
Until the mid-19th century most boats were made of natural materials, primarily wood, although bark and animal skins were also used. Early boats include the birch bark canoe, the animal hide-covered kayak and coracle and the dugout canoe made from a single log.
By the mid-19th century, some boats had been built with iron or steel frames but still planked in wood. In 1855 ferro-cement boat construction was patented by the French, who coined the name "ferciment". This is a system by which a steel or iron wire framework is built in the shape of a boat's hull and covered over with cement. Reinforced with bulkheads and other internal structure it is strong but heavy, easily repaired, and, if sealed properly, will not leak or corrode.
As the forests of Britain and Europe continued to be over-harvested to supply the keels of larger wooden boats, and the Bessemer process (patented in 1855) cheapened the cost of steel, steel ships and boats began to be more common. By the 1930s boats built entirely of steel from frames to plating were seen replacing wooden boats in many industrial uses and fishing fleets. Private recreational boats of steel remain uncommon. In 1895 WH Mullins produced steel boats of galvanized iron and by 1930 became the world's largest producer of pleasure boats.
Mullins also offered boats in aluminum from 1895 through 1899 and once again in the 1920s, but it was not until the mid-20th century that aluminium gained widespread popularity. Though much more expensive than steel, aluminum alloys exist that do not corrode in salt water, allowing a similar load carrying capacity to steel at much less weight.
Around the mid-1960s, boats made of fiberglass (aka "glassfibre") became popular, especially for recreational boats. Fiberglass is also known as "GRP" (glass-reinforced plastic) in the UK, and "FRP" (for fiber-reinforced plastic) in the US. Fiberglass boats are strong, and do not rust, corrode, or rot. Instead, they are susceptible to structural degradation from sunlight and extremes in temperature over their lifespan. Fiberglass structures can be made stiffer with sandwich panels, where the fiberglass encloses a lightweight core such as balsa or foam.
Cold molding is a modern construction method, using wood as the structural component. In one cold molding process, very thin strips of wood are layered over a form. Each layer is coated with resin, followed by another directionally alternating layer laid on top. Subsequent layers may be stapled or otherwise mechanically fastened to the previous, or weighted or vacuum bagged to provide compression and stabilization until the resin sets. An alternative process uses thin sheets of plywood shaped over a disposable male mold, and coated with epoxy.
The most common means of boat propulsion are as follows:
A boat displaces its weight in water, regardless whether it is made of wood, steel, fiberglass, or even concrete. If weight is added to the boat, the volume of the hull drawn below the waterline will increase to keep the balance above and below the surface equal. Boats have a natural or designed level of buoyancy. Exceeding it will cause the boat first to ride lower in the water, second to take on water more readily than when properly loaded, and ultimately, if overloaded by any combination of structure, cargo, and water, sink.
As commercial vessels must be correctly loaded to be safe, and as the sea becomes less buoyant in brackish areas such as the Baltic, the Plimsoll line was introduced to prevent overloading.
Since 1998 all new leisure boats and barges built in Europe between 2.5m and 24m must comply with the EU's Recreational Craft Directive (RCD). The Directive establishes four categories that permit the allowable wind and wave conditions for vessels in each class:
Europe is the main producer of recreational boats (the second production in the world is located in Poland). European brands are known all over the world - in fact, these are the brands that created RCD and set the standard for shipyards around the world. | [
{
"paragraph_id": 0,
"text": "A boat is a watercraft of a large range of types and sizes, but generally smaller than a ship, which is distinguished by its larger size, shape, cargo or passenger capacity, or its ability to carry boats.",
"title": ""
},
{
"paragraph_id": 1,
"text": "Small boats are typically found on inland waterways such as rivers and lakes, or in protected coastal areas. However, some boats, such as the whaleboat, were intended for use in an offshore environment. In modern naval terms, a boat is a vessel small enough to be carried aboard a ship.",
"title": ""
},
{
"paragraph_id": 2,
"text": "Boats vary in proportion and construction methods with their intended purpose, available materials, or local traditions. Canoes have been used since prehistoric times and remain in use throughout the world for transportation, fishing, and sport. Fishing boats vary widely in style partly to match local conditions. Pleasure craft used in recreational boating include ski boats, pontoon boats, and sailboats. House boats may be used for vacationing or long-term residence. Lighters are used to move cargo to and from large ships unable to get close to shore. Lifeboats have rescue and safety functions.",
"title": ""
},
{
"paragraph_id": 3,
"text": "Boats can be propelled by manpower (e.g. rowboats and paddle boats), wind (e.g. sailboats), and inboard/outboard motors (including gasoline, diesel, and electric).",
"title": ""
},
{
"paragraph_id": 4,
"text": "The earliest watercraft are considered to have been rafts. These would have been used for voyages such as the settlement of Australia sometime between 50,000 and 60,000 years ago.",
"title": "History"
},
{
"paragraph_id": 5,
"text": "A boat differs from a raft by obtaining its buoyancy by having most of its structure exclude water with a waterproof layer, e.g. the planks of a wooden hull, the hide covering (or tarred canvas) of a currach. In contrast, a raft is buoyant because it joins together components that are themselves buoyant, for example, logs, bamboo poles, bundles of reeds, floats (such as inflated hides, sealed pottery containers or, in a modern context, empty oil drums). The key difference between a raft and a boat is that the former is a \"flow through\" structure, with waves able to pass up through it. Consequently, except for short river crossings, a raft is not a practical means of transport in colder regions of the world as the users would be at risk of hypothermia. Today that climatic limitation restricts rafts to between 40° north and 40° south, with, in the past, similar boundaries that have moved as the world's climate has varied.",
"title": "History"
},
{
"paragraph_id": 6,
"text": "The earliest boats may have been either dugouts or hide boats. The oldest recovered boat in the world, the Pesse canoe, found in the Netherlands, is a dugout made from the hollowed tree trunk of a Pinus sylvestris that was constructed somewhere between 8200 and 7600 BC. This canoe is exhibited in the Drents Museum in Assen, Netherlands. Other very old dugout boats have also been recovered. Hide boats, made from covering a framework with animal skins, could be equally as old as logboats, but such a structure is much less likely to survive in an archaeological context.",
"title": "History"
},
{
"paragraph_id": 7,
"text": "Plank-built boats are considered, in most cases, to have developed from the logboat. There are examples of logboats that have been expanded: by deforming the hull under the influence of heat, by raising up the sides with added planks, or by splitting down the middle and adding a central plank to make it wider. (Some of these methods have been in quite recent use – there is no simple developmental sequence). The earliest known plank-built boats are from the Nile, dating to the third millennium BC. Outside Egypt, the next earliest are from England. The Ferriby boats are dated to the early part of the second millennium BC and the end of the third millennium. Plank-built boats require a level of woodworking technology that was first available in the neolithic with more complex versions only becoming achievable in the bronze age.",
"title": "History"
},
{
"paragraph_id": 8,
"text": "Boats can be categorized by their means of propulsion. These divide into:",
"title": "Types"
},
{
"paragraph_id": 9,
"text": "A number of large vessels are usually referred to as boats. Submarines are a prime example. Other types of large vessels which are traditionally called boats include Great Lakes freighters, riverboats, and ferryboats. Though large enough to carry their own boats and heavy cargoes, these vessels are designed for operation on inland or protected coastal waters.",
"title": "Types"
},
{
"paragraph_id": 10,
"text": "The hull is the main, and in some cases only, structural component of a boat. It provides both capacity and buoyancy. The keel is a boat's \"backbone\", a lengthwise structural member to which the perpendicular frames are fixed. On some boats a deck covers the hull, in part or whole. While a ship often has several decks, a boat is unlikely to have more than one. Above the deck are often lifelines connected to stanchions, bulwarks perhaps topped by gunnels, or some combination of the two. A cabin may protrude above the deck forward, aft, along the centerline, or covering much of the length of the boat. Vertical structures dividing the internal spaces are known as bulkheads.",
"title": "Terminology"
},
{
"paragraph_id": 11,
"text": "The forward end of a boat is called the bow, the aft end the stern. Facing forward the right side is referred to as starboard and the left side as port.",
"title": "Terminology"
},
{
"paragraph_id": 12,
"text": "Until the mid-19th century most boats were made of natural materials, primarily wood, although bark and animal skins were also used. Early boats include the birch bark canoe, the animal hide-covered kayak and coracle and the dugout canoe made from a single log.",
"title": "Building materials"
},
{
"paragraph_id": 13,
"text": "By the mid-19th century, some boats had been built with iron or steel frames but still planked in wood. In 1855 ferro-cement boat construction was patented by the French, who coined the name \"ferciment\". This is a system by which a steel or iron wire framework is built in the shape of a boat's hull and covered over with cement. Reinforced with bulkheads and other internal structure it is strong but heavy, easily repaired, and, if sealed properly, will not leak or corrode.",
"title": "Building materials"
},
{
"paragraph_id": 14,
"text": "As the forests of Britain and Europe continued to be over-harvested to supply the keels of larger wooden boats, and the Bessemer process (patented in 1855) cheapened the cost of steel, steel ships and boats began to be more common. By the 1930s boats built entirely of steel from frames to plating were seen replacing wooden boats in many industrial uses and fishing fleets. Private recreational boats of steel remain uncommon. In 1895 WH Mullins produced steel boats of galvanized iron and by 1930 became the world's largest producer of pleasure boats.",
"title": "Building materials"
},
{
"paragraph_id": 15,
"text": "Mullins also offered boats in aluminum from 1895 through 1899 and once again in the 1920s, but it was not until the mid-20th century that aluminium gained widespread popularity. Though much more expensive than steel, aluminum alloys exist that do not corrode in salt water, allowing a similar load carrying capacity to steel at much less weight.",
"title": "Building materials"
},
{
"paragraph_id": 16,
"text": "Around the mid-1960s, boats made of fiberglass (aka \"glassfibre\") became popular, especially for recreational boats. Fiberglass is also known as \"GRP\" (glass-reinforced plastic) in the UK, and \"FRP\" (for fiber-reinforced plastic) in the US. Fiberglass boats are strong, and do not rust, corrode, or rot. Instead, they are susceptible to structural degradation from sunlight and extremes in temperature over their lifespan. Fiberglass structures can be made stiffer with sandwich panels, where the fiberglass encloses a lightweight core such as balsa or foam.",
"title": "Building materials"
},
{
"paragraph_id": 17,
"text": "Cold molding is a modern construction method, using wood as the structural component. In one cold molding process, very thin strips of wood are layered over a form. Each layer is coated with resin, followed by another directionally alternating layer laid on top. Subsequent layers may be stapled or otherwise mechanically fastened to the previous, or weighted or vacuum bagged to provide compression and stabilization until the resin sets. An alternative process uses thin sheets of plywood shaped over a disposable male mold, and coated with epoxy.",
"title": "Building materials"
},
{
"paragraph_id": 18,
"text": "The most common means of boat propulsion are as follows:",
"title": "Propulsion"
},
{
"paragraph_id": 19,
"text": "A boat displaces its weight in water, regardless whether it is made of wood, steel, fiberglass, or even concrete. If weight is added to the boat, the volume of the hull drawn below the waterline will increase to keep the balance above and below the surface equal. Boats have a natural or designed level of buoyancy. Exceeding it will cause the boat first to ride lower in the water, second to take on water more readily than when properly loaded, and ultimately, if overloaded by any combination of structure, cargo, and water, sink.",
"title": "Buoyancy"
},
{
"paragraph_id": 20,
"text": "As commercial vessels must be correctly loaded to be safe, and as the sea becomes less buoyant in brackish areas such as the Baltic, the Plimsoll line was introduced to prevent overloading.",
"title": "Buoyancy"
},
{
"paragraph_id": 21,
"text": "Since 1998 all new leisure boats and barges built in Europe between 2.5m and 24m must comply with the EU's Recreational Craft Directive (RCD). The Directive establishes four categories that permit the allowable wind and wave conditions for vessels in each class:",
"title": "European Union classification"
},
{
"paragraph_id": 22,
"text": "Europe is the main producer of recreational boats (the second production in the world is located in Poland). European brands are known all over the world - in fact, these are the brands that created RCD and set the standard for shipyards around the world.",
"title": "European Union classification"
}
] | A boat is a watercraft of a large range of types and sizes, but generally smaller than a ship, which is distinguished by its larger size, shape, cargo or passenger capacity, or its ability to carry boats. Small boats are typically found on inland waterways such as rivers and lakes, or in protected coastal areas. However, some boats, such as the whaleboat, were intended for use in an offshore environment. In modern naval terms, a boat is a vessel small enough to be carried aboard a ship. Boats vary in proportion and construction methods with their intended purpose, available materials, or local traditions. Canoes have been used since prehistoric times and remain in use throughout the world for transportation, fishing, and sport. Fishing boats vary widely in style partly to match local conditions. Pleasure craft used in recreational boating include ski boats, pontoon boats, and sailboats. House boats may be used for vacationing or long-term residence. Lighters are used to move cargo to and from large ships unable to get close to shore. Lifeboats have rescue and safety functions. Boats can be propelled by manpower, wind, and inboard/outboard motors. | 2001-08-03T22:53:50Z | 2023-12-30T17:11:47Z | [
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3,997 | Blood | Blood is a body fluid in the circulatory system of humans and other vertebrates that delivers necessary substances such as nutrients and oxygen to the cells, and transports metabolic waste products away from those same cells. Blood in the circulatory system is also known as peripheral blood, and the blood cells it carries, peripheral blood cells.
Blood is composed of blood cells suspended in blood plasma. Plasma, which constitutes 55% of blood fluid, is mostly water (92% by volume), and contains proteins, glucose, mineral ions, hormones, carbon dioxide (plasma being the main medium for excretory product transportation), and blood cells themselves. Albumin is the main protein in plasma, and it functions to regulate the colloidal osmotic pressure of blood. The blood cells are mainly red blood cells (also called RBCs or erythrocytes), white blood cells (also called WBCs or leukocytes), and in mammals platelets (also called thrombocytes). The most abundant cells in vertebrate blood are red blood cells. These contain hemoglobin, an iron-containing protein, which facilitates oxygen transport by reversibly binding to this respiratory gas thereby increasing its solubility in blood. In contrast, carbon dioxide is mostly transported extracellularly as bicarbonate ion transported in plasma.
Vertebrate blood is bright red when its hemoglobin is oxygenated and dark red when it is deoxygenated.
Some animals, such as crustaceans and mollusks, use hemocyanin to carry oxygen, instead of hemoglobin. Insects and some mollusks use a fluid called hemolymph instead of blood, the difference being that hemolymph is not contained in a closed circulatory system. In most insects, this "blood" does not contain oxygen-carrying molecules such as hemoglobin because their bodies are small enough for their tracheal system to suffice for supplying oxygen.
Jawed vertebrates have an adaptive immune system, based largely on white blood cells. White blood cells help to resist infections and parasites. Platelets are important in the clotting of blood. Arthropods, using hemolymph, have hemocytes as part of their immune system.
Blood is circulated around the body through blood vessels by the pumping action of the heart. In animals with lungs, arterial blood carries oxygen from inhaled air to the tissues of the body, and venous blood carries carbon dioxide, a waste product of metabolism produced by cells, from the tissues to the lungs to be exhaled.
Medical terms related to blood often begin with hemo-, hemato-, haemo- or haemato- from the Greek word αἷμα (haima) for "blood". In terms of anatomy and histology, blood is considered a specialized form of connective tissue, given its origin in the bones and the presence of potential molecular fibers in the form of fibrinogen.
Blood performs many important functions within the body, including:
Blood accounts for 7% of the human body weight, with an average density around 1060 kg/m, very close to pure water's density of 1000 kg/m. The average adult has a blood volume of roughly 5 litres (11 US pt) or 1.3 gallons, which is composed of plasma and formed elements. The formed elements are the two types of blood cell or corpuscle – the red blood cells, (erythrocytes) and white blood cells (leukocytes), and the cell fragments called platelets that are involved in clotting. By volume, the red blood cells constitute about 45% of whole blood, the plasma about 54.3%, and white cells about 0.7%.
Whole blood (plasma and cells) exhibits non-Newtonian fluid dynamics.
One microliter of blood contains:
About 55% of blood is blood plasma, a fluid that is the blood's liquid medium, which by itself is straw-yellow in color. The blood plasma volume totals of 2.7–3.0 liters (2.8–3.2 quarts) in an average human. It is essentially an aqueous solution containing 92% water, 8% blood plasma proteins, and trace amounts of other materials. Plasma circulates dissolved nutrients, such as glucose, amino acids, and fatty acids (dissolved in the blood or bound to plasma proteins), and removes waste products, such as carbon dioxide, urea, and lactic acid.
Other important components include:
The term serum refers to plasma from which the clotting proteins have been removed. Most of the proteins remaining are albumin and immunoglobulins.
Blood pH is regulated to stay within the narrow range of 7.35 to 7.45, making it slightly basic (compensation). Extra-cellular fluid in blood that has a pH below 7.35 is too acidic, whereas blood pH above 7.45 is too basic. A pH below 6.9 or above 7.8 is usually lethal. Blood pH, partial pressure of oxygen (pO2), partial pressure of carbon dioxide (pCO2), and bicarbonate (HCO3) are carefully regulated by a number of homeostatic mechanisms, which exert their influence principally through the respiratory system and the urinary system to control the acid–base balance and respiration, which is called compensation. An arterial blood gas test measures these. Plasma also circulates hormones transmitting their messages to various tissues. The list of normal reference ranges for various blood electrolytes is extensive.
Human blood is typical of that of mammals, although the precise details concerning cell numbers, size, protein structure, and so on, vary somewhat between species. In non-mammalian vertebrates, however, there are some key differences:
Blood is circulated around the body through blood vessels by the pumping action of the heart. In humans, blood is pumped from the strong left ventricle of the heart through arteries to peripheral tissues and returns to the right atrium of the heart through veins. It then enters the right ventricle and is pumped through the pulmonary artery to the lungs and returns to the left atrium through the pulmonary veins. Blood then enters the left ventricle to be circulated again. Arterial blood carries oxygen from inhaled air to all of the cells of the body, and venous blood carries carbon dioxide, a waste product of metabolism by cells, to the lungs to be exhaled. However, one exception includes pulmonary arteries, which contain the most deoxygenated blood in the body, while the pulmonary veins contain oxygenated blood.
Additional return flow may be generated by the movement of skeletal muscles, which can compress veins and push blood through the valves in veins toward the right atrium.
The blood circulation was famously described by William Harvey in 1628.
In vertebrates, the various cells of blood are made in the bone marrow in a process called hematopoiesis, which includes erythropoiesis, the production of red blood cells; and myelopoiesis, the production of white blood cells and platelets. During childhood, almost every human bone produces red blood cells; as adults, red blood cell production is limited to the larger bones: the bodies of the vertebrae, the breastbone (sternum), the ribcage, the pelvic bones, and the bones of the upper arms and legs. In addition, during childhood, the thymus gland, found in the mediastinum, is an important source of T lymphocytes. The proteinaceous component of blood (including clotting proteins) is produced predominantly by the liver, while hormones are produced by the endocrine glands and the watery fraction is regulated by the hypothalamus and maintained by the kidney.
Healthy erythrocytes have a plasma life of about 120 days before they are degraded by the spleen, and the Kupffer cells in the liver. The liver also clears some proteins, lipids, and amino acids. The kidney actively secretes waste products into the urine.
About 98.5% of the oxygen in a sample of arterial blood in a healthy human breathing air at sea-level pressure is chemically combined with the hemoglobin. About 1.5% is physically dissolved in the other blood liquids and not connected to hemoglobin. The hemoglobin molecule is the primary transporter of oxygen in mammals and many other species (for exceptions, see below). Hemoglobin has an oxygen binding capacity between 1.36 and 1.40 ml O2 per gram hemoglobin, which increases the total blood oxygen capacity seventyfold, compared to if oxygen solely were carried by its solubility of 0.03 ml O2 per liter blood per mm Hg partial pressure of oxygen (about 100 mm Hg in arteries).
With the exception of pulmonary and umbilical arteries and their corresponding veins, arteries carry oxygenated blood away from the heart and deliver it to the body via arterioles and capillaries, where the oxygen is consumed; afterwards, venules and veins carry deoxygenated blood back to the heart.
Under normal conditions in adult humans at rest, hemoglobin in blood leaving the lungs is about 98–99% saturated with oxygen, achieving an oxygen delivery between 950 and 1150 ml/min to the body. In a healthy adult at rest, oxygen consumption is approximately 200–250 ml/min, and deoxygenated blood returning to the lungs is still roughly 75% (70 to 78%) saturated. Increased oxygen consumption during sustained exercise reduces the oxygen saturation of venous blood, which can reach less than 15% in a trained athlete; although breathing rate and blood flow increase to compensate, oxygen saturation in arterial blood can drop to 95% or less under these conditions. Oxygen saturation this low is considered dangerous in an individual at rest (for instance, during surgery under anesthesia). Sustained hypoxia (oxygenation less than 90%), is dangerous to health, and severe hypoxia (saturations less than 30%) may be rapidly fatal.
A fetus, receiving oxygen via the placenta, is exposed to much lower oxygen pressures (about 21% of the level found in an adult's lungs), so fetuses produce another form of hemoglobin with a much higher affinity for oxygen (hemoglobin F) to function under these conditions.
CO2 is carried in blood in three different ways. (The exact percentages vary depending whether it is arterial or venous blood). Most of it (about 70%) is converted to bicarbonate ions HCO−3 by the enzyme carbonic anhydrase in the red blood cells by the reaction CO2 + H2O → H2CO3 → H + HCO−3; about 7% is dissolved in the plasma; and about 23% is bound to hemoglobin as carbamino compounds.
Hemoglobin, the main oxygen-carrying molecule in red blood cells, carries both oxygen and carbon dioxide. However, the CO2 bound to hemoglobin does not bind to the same site as oxygen. Instead, it combines with the N-terminal groups on the four globin chains. However, because of allosteric effects on the hemoglobin molecule, the binding of CO2 decreases the amount of oxygen that is bound for a given partial pressure of oxygen. The decreased binding to carbon dioxide in the blood due to increased oxygen levels is known as the Haldane effect, and is important in the transport of carbon dioxide from the tissues to the lungs. A rise in the partial pressure of CO2 or a lower pH will cause offloading of oxygen from hemoglobin, which is known as the Bohr effect.
Some oxyhemoglobin loses oxygen and becomes deoxyhemoglobin. Deoxyhemoglobin binds most of the hydrogen ions as it has a much greater affinity for more hydrogen than does oxyhemoglobin.
In mammals, blood is in equilibrium with lymph, which is continuously formed in tissues from blood by capillary ultrafiltration. Lymph is collected by a system of small lymphatic vessels and directed to the thoracic duct, which drains into the left subclavian vein, where lymph rejoins the systemic blood circulation.
Blood circulation transports heat throughout the body, and adjustments to this flow are an important part of thermoregulation. Increasing blood flow to the surface (e.g., during warm weather or strenuous exercise) causes warmer skin, resulting in faster heat loss. In contrast, when the external temperature is low, blood flow to the extremities and surface of the skin is reduced and to prevent heat loss and is circulated to the important organs of the body, preferentially.
Rate of blood flow varies greatly between different organs. Liver has the most abundant blood supply with an approximate flow of 1350 ml/min. Kidney and brain are the second and the third most supplied organs, with 1100 ml/min and ~700 ml/min, respectively.
Relative rates of blood flow per 100 g of tissue are different, with kidney, adrenal gland and thyroid being the first, second and third most supplied tissues, respectively.
The restriction of blood flow can also be used in specialized tissues to cause engorgement, resulting in an erection of that tissue; examples are the erectile tissue in the penis and clitoris.
Another example of a hydraulic function is the jumping spider, in which blood forced into the legs under pressure causes them to straighten for a powerful jump, without the need for bulky muscular legs.
In insects, the blood (more properly called hemolymph) is not involved in the transport of oxygen. (Openings called tracheae allow oxygen from the air to diffuse directly to the tissues.) Insect blood moves nutrients to the tissues and removes waste products in an open system.
Other invertebrates use respiratory proteins to increase the oxygen-carrying capacity. Hemoglobin is the most common respiratory protein found in nature. Hemocyanin (blue) contains copper and is found in crustaceans and mollusks. It is thought that tunicates (sea squirts) might use vanabins (proteins containing vanadium) for respiratory pigment (bright-green, blue, or orange).
In many invertebrates, these oxygen-carrying proteins are freely soluble in the blood; in vertebrates they are contained in specialized red blood cells, allowing for a higher concentration of respiratory pigments without increasing viscosity or damaging blood filtering organs like the kidneys.
Giant tube worms have unusual hemoglobins that allow them to live in extraordinary environments. These hemoglobins also carry sulfides normally fatal in other animals.
The coloring matter of blood (hemochrome) is largely due to the protein in the blood responsible for oxygen transport. Different groups of organisms use different proteins.
Hemoglobin is the principal determinant of the color of blood in vertebrates. Each molecule has four heme groups, and their interaction with various molecules alters the exact color. In vertebrates and other hemoglobin-using creatures, arterial blood and capillary blood are bright red, as oxygen imparts a strong red color to the heme group. Deoxygenated blood is a darker shade of red; this is present in veins, and can be seen during blood donation and when venous blood samples are taken. This is because the spectrum of light absorbed by hemoglobin differs between the oxygenated and deoxygenated states.
Blood in carbon monoxide poisoning is bright red, because carbon monoxide causes the formation of carboxyhemoglobin. In cyanide poisoning, the body cannot use oxygen, so the venous blood remains oxygenated, increasing the redness. There are some conditions affecting the heme groups present in hemoglobin that can make the skin appear blue – a symptom called cyanosis. If the heme is oxidized, methemoglobin, which is more brownish and cannot transport oxygen, is formed. In the rare condition sulfhemoglobinemia, arterial hemoglobin is partially oxygenated, and appears dark red with a bluish hue.
Veins close to the surface of the skin appear blue for a variety of reasons. However, the factors that contribute to this alteration of color perception are related to the light-scattering properties of the skin and the processing of visual input by the visual cortex, rather than the actual color of the venous blood.
Skinks in the genus Prasinohaema have green blood due to a buildup of the waste product biliverdin.
The blood of most mollusks – including cephalopods and gastropods – as well as some arthropods, such as horseshoe crabs, is blue, as it contains the copper-containing protein hemocyanin at concentrations of about 50 grams per liter. Hemocyanin is colorless when deoxygenated and dark blue when oxygenated. The blood in the circulation of these creatures, which generally live in cold environments with low oxygen tensions, is grey-white to pale yellow, and it turns dark blue when exposed to the oxygen in the air, as seen when they bleed. This is due to change in color of hemocyanin when it is oxidized. Hemocyanin carries oxygen in extracellular fluid, which is in contrast to the intracellular oxygen transport in mammals by hemoglobin in RBCs.
The blood of most annelid worms and some marine polychaetes use chlorocruorin to transport oxygen. It is green in color in dilute solutions.
Hemerythrin is used for oxygen transport in the marine invertebrates sipunculids, priapulids, brachiopods, and the annelid worm, magelona. Hemerythrin is violet-pink when oxygenated.
The blood of some species of ascidians and tunicates, also known as sea squirts, contains proteins called vanadins. These proteins are based on vanadium, and give the creatures a concentration of vanadium in their bodies 100 times higher than the surrounding seawater. Unlike hemocyanin and hemoglobin, hemovanadin is not an oxygen carrier. When exposed to oxygen, however, vanadins turn a mustard yellow.
Substances other than oxygen can bind to hemoglobin; in some cases, this can cause irreversible damage to the body. Carbon monoxide, for example, is extremely dangerous when carried to the blood via the lungs by inhalation, because carbon monoxide irreversibly binds to hemoglobin to form carboxyhemoglobin, so that less hemoglobin is free to bind oxygen, and fewer oxygen molecules can be transported throughout the blood. This can cause suffocation insidiously. A fire burning in an enclosed room with poor ventilation presents a very dangerous hazard, since it can create a build-up of carbon monoxide in the air. Some carbon monoxide binds to hemoglobin when smoking tobacco.
Blood for transfusion is obtained from human donors by blood donation and stored in a blood bank. There are many different blood types in humans, the ABO blood group system, and the Rhesus blood group system being the most important. Transfusion of blood of an incompatible blood group may cause severe, often fatal, complications, so crossmatching is done to ensure that a compatible blood product is transfused.
Other blood products administered intravenously are platelets, blood plasma, cryoprecipitate, and specific coagulation factor concentrates.
Many forms of medication (from antibiotics to chemotherapy) are administered intravenously, as they are not readily or adequately absorbed by the digestive tract.
After severe acute blood loss, liquid preparations, generically known as plasma expanders, can be given intravenously, either solutions of salts (NaCl, KCl, CaCl2 etc.) at physiological concentrations, or colloidal solutions, such as dextrans, human serum albumin, or fresh frozen plasma. In these emergency situations, a plasma expander is a more effective life-saving procedure than a blood transfusion, because the metabolism of transfused red blood cells does not restart immediately after a transfusion.
In modern evidence-based medicine, bloodletting is used in management of a few rare diseases, including hemochromatosis and polycythemia. However, bloodletting and leeching were common unvalidated interventions used until the 19th century, as many diseases were incorrectly thought to be due to an excess of blood, according to Hippocratic medicine.
English blood (Old English blod) derives from Germanic and has cognates with a similar range of meanings in all other Germanic languages (e.g. German Blut, Swedish blod, Gothic blōþ). There is no accepted Indo-European etymology.
Robin Fåhræus (a Swedish physician who devised the erythrocyte sedimentation rate) suggested that the Ancient Greek system of humorism, wherein the body was thought to contain four distinct bodily fluids (associated with different temperaments), were based upon the observation of blood clotting in a transparent container. When blood is drawn in a glass container and left undisturbed for about an hour, four different layers can be seen. A dark clot forms at the bottom (the "black bile"). Above the clot is a layer of red blood cells (the "blood"). Above this is a whitish layer of white blood cells (the "phlegm"). The top layer is clear yellow serum (the "yellow bile").
The ABO blood group system was discovered in the year 1900 by Karl Landsteiner. Jan Janský is credited with the first classification of blood into the four types (A, B, AB, and O) in 1907, which remains in use today. In 1907 the first blood transfusion was performed that used the ABO system to predict compatibility. The first non-direct transfusion was performed on 27 March 1914. The Rhesus factor was discovered in 1937.
Due to its importance to life, blood is associated with a large number of beliefs. One of the most basic is the use of blood as a symbol for family relationships through birth/parentage; to be "related by blood" is to be related by ancestry or descendence, rather than marriage. This bears closely to bloodlines, and sayings such as "blood is thicker than water" and "bad blood", as well as "Blood brother".
Blood is given particular emphasis in the Islamic, Jewish, and Christian religions, because Leviticus 17:11 says "the life of a creature is in the blood." This phrase is part of the Levitical law forbidding the drinking of blood or eating meat with the blood still intact instead of being poured off.
Mythic references to blood can sometimes be connected to the life-giving nature of blood, seen in such events as childbirth, as contrasted with the blood of injury or death.
In many indigenous Australian Aboriginal peoples' traditions, ochre (particularly red) and blood, both high in iron content and considered Maban, are applied to the bodies of dancers for ritual. As Lawlor states:
In many Aboriginal rituals and ceremonies, red ochre is rubbed all over the naked bodies of the dancers. In secret, sacred male ceremonies, blood extracted from the veins of the participant's arms is exchanged and rubbed on their bodies. Red ochre is used in similar ways in less-secret ceremonies. Blood is also used to fasten the feathers of birds onto people's bodies. Bird feathers contain a protein that is highly magnetically sensitive.
Lawlor comments that blood employed in this fashion is held by these peoples to attune the dancers to the invisible energetic realm of the Dreamtime. Lawlor then connects these invisible energetic realms and magnetic fields, because iron is magnetic.
Among the Germanic tribes, blood was used during their sacrifices; the Blóts. The blood was considered to have the power of its originator, and, after the butchering, the blood was sprinkled on the walls, on the statues of the gods, and on the participants themselves. This act of sprinkling blood was called blóedsian in Old English, and the terminology was borrowed by the Roman Catholic Church becoming to bless and blessing. The Hittite word for blood, ishar was a cognate to words for "oath" and "bond", see Ishara. The Ancient Greeks believed that the blood of the gods, ichor, was a substance that was poisonous to mortals.
As a relic of Germanic Law, the cruentation, an ordeal where the corpse of the victim was supposed to start bleeding in the presence of the murderer, was used until the early 17th century.
In Genesis 9:4, God prohibited Noah and his sons from eating blood (see Noahide Law). This command continued to be observed by the Eastern Orthodox Church.
It is also found in the Bible that when the Angel of Death came around to the Hebrew house that the first-born child would not die if the angel saw lamb's blood wiped across the doorway.
At the Council of Jerusalem, the apostles prohibited certain Christians from consuming blood – this is documented in Acts 15:20 and 29. This chapter specifies a reason (especially in verses 19–21): It was to avoid offending Jews who had become Christians, because the Mosaic Law Code prohibited the practice.
Christ's blood is the means for the atonement of sins. Also, "... the blood of Jesus Christ his [God] Son cleanseth us from all sin." (1 John 1:7), "... Unto him [God] that loved us, and washed us from our sins in his own blood." (Revelation 1:5), and "And they overcame him (Satan) by the blood of the Lamb [Jesus the Christ], and by the word of their testimony ..." (Revelation 12:11).
Some Christian churches, including Roman Catholicism, Eastern Orthodoxy, Oriental Orthodoxy, and the Assyrian Church of the East teach that, when consecrated, the Eucharistic wine actually becomes the blood of Jesus for worshippers to drink. Thus in the consecrated wine, Jesus becomes spiritually and physically present. This teaching is rooted in the Last Supper, as written in the four gospels of the Bible, in which Jesus stated to his disciples that the bread that they ate was his body, and the wine was his blood. "This cup is the new testament in my blood, which is shed for you." (Luke 22:20).
Most forms of Protestantism, especially those of a Methodist or Presbyterian lineage, teach that the wine is no more than a symbol of the blood of Christ, who is spiritually but not physically present. Lutheran theology teaches that the body and blood is present together "in, with, and under" the bread and wine of the Eucharistic feast.
In Judaism, animal blood may not be consumed even in the smallest quantity (Leviticus 3:17 and elsewhere); this is reflected in Jewish dietary laws (Kashrut). Blood is purged from meat by rinsing and soaking in water (to loosen clots), salting and then rinsing with water again several times. Eggs must also be checked and any blood spots removed before consumption. Although blood from fish is biblically kosher, it is rabbinically forbidden to consume fish blood to avoid the appearance of breaking the Biblical prohibition.
Another ritual involving blood involves the covering of the blood of fowl and game after slaughtering (Leviticus 17:13); the reason given by the Torah is: "Because the life of the animal is [in] its blood" (ibid 17:14). In relation to human beings, Kabbalah expounds on this verse that the animal soul of a person is in the blood, and that physical desires stem from it.
Likewise, the mystical reason for salting temple sacrifices and slaughtered meat is to remove the blood of animal-like passions from the person. By removing the animal's blood, the animal energies and life-force contained in the blood are removed, making the meat fit for human consumption.
Consumption of food containing blood is forbidden by Islamic dietary laws. This is derived from the statement in the Qur'an, sura Al-Ma'ida (5:3): "Forbidden to you (for food) are: dead meat, blood, the flesh of swine, and that on which has been invoked the name of other than Allah."
Blood is considered unclean, hence there are specific methods to obtain physical and ritual status of cleanliness once bleeding has occurred. Specific rules and prohibitions apply to menstruation, postnatal bleeding and irregular vaginal bleeding. When an animal has been slaughtered, the animal's neck is cut in a way to ensure that the spine is not severed, hence the brain may send commands to the heart to pump blood to it for oxygen. In this way, blood is removed from the body, and the meat is generally now safe to cook and eat. In modern times, blood transfusions are generally not considered against the rules.
Based on their interpretation of scriptures such as Acts 15:28, 29 ("Keep abstaining...from blood."), many Jehovah's Witnesses neither consume blood nor accept transfusions of whole blood or its major components: red blood cells, white blood cells, platelets (thrombocytes), and plasma. Members may personally decide whether they will accept medical procedures that involve their own blood or substances that are further fractionated from the four major components.
Vampires are mythical creatures that drink blood directly for sustenance, usually with a preference for human blood. Cultures all over the world have myths of this kind; for example the 'Nosferatu' legend, a human who achieves damnation and immortality by drinking the blood of others, originates from Eastern European folklore. Ticks, leeches, female mosquitoes, vampire bats, and an assortment of other natural creatures do consume the blood of other animals, but only bats are associated with vampires. This has no relation to vampire bats, which are New World creatures discovered well after the origins of the European myths.
Blood residue can help forensic investigators identify weapons, reconstruct a criminal action, and link suspects to the crime. Through bloodstain pattern analysis, forensic information can also be gained from the spatial distribution of bloodstains.
Blood residue analysis is also a technique used in archeology.
Blood is one of the body fluids that has been used in art. In particular, the performances of Viennese Actionist Hermann Nitsch, Istvan Kantor, Franko B, Lennie Lee, Ron Athey, Yang Zhichao, Lucas Abela and Kira O'Reilly, along with the photography of Andres Serrano, have incorporated blood as a prominent visual element. Marc Quinn has made sculptures using frozen blood, including a cast of his own head made using his own blood.
The term blood is used in genealogical circles to refer to one's ancestry, origins, and ethnic background as in the word bloodline. Other terms where blood is used in a family history sense are blue-blood, royal blood, mixed-blood and blood relative. | [
{
"paragraph_id": 0,
"text": "Blood is a body fluid in the circulatory system of humans and other vertebrates that delivers necessary substances such as nutrients and oxygen to the cells, and transports metabolic waste products away from those same cells. Blood in the circulatory system is also known as peripheral blood, and the blood cells it carries, peripheral blood cells.",
"title": ""
},
{
"paragraph_id": 1,
"text": "Blood is composed of blood cells suspended in blood plasma. Plasma, which constitutes 55% of blood fluid, is mostly water (92% by volume), and contains proteins, glucose, mineral ions, hormones, carbon dioxide (plasma being the main medium for excretory product transportation), and blood cells themselves. Albumin is the main protein in plasma, and it functions to regulate the colloidal osmotic pressure of blood. The blood cells are mainly red blood cells (also called RBCs or erythrocytes), white blood cells (also called WBCs or leukocytes), and in mammals platelets (also called thrombocytes). The most abundant cells in vertebrate blood are red blood cells. These contain hemoglobin, an iron-containing protein, which facilitates oxygen transport by reversibly binding to this respiratory gas thereby increasing its solubility in blood. In contrast, carbon dioxide is mostly transported extracellularly as bicarbonate ion transported in plasma.",
"title": ""
},
{
"paragraph_id": 2,
"text": "Vertebrate blood is bright red when its hemoglobin is oxygenated and dark red when it is deoxygenated.",
"title": ""
},
{
"paragraph_id": 3,
"text": "Some animals, such as crustaceans and mollusks, use hemocyanin to carry oxygen, instead of hemoglobin. Insects and some mollusks use a fluid called hemolymph instead of blood, the difference being that hemolymph is not contained in a closed circulatory system. In most insects, this \"blood\" does not contain oxygen-carrying molecules such as hemoglobin because their bodies are small enough for their tracheal system to suffice for supplying oxygen.",
"title": ""
},
{
"paragraph_id": 4,
"text": "Jawed vertebrates have an adaptive immune system, based largely on white blood cells. White blood cells help to resist infections and parasites. Platelets are important in the clotting of blood. Arthropods, using hemolymph, have hemocytes as part of their immune system.",
"title": ""
},
{
"paragraph_id": 5,
"text": "Blood is circulated around the body through blood vessels by the pumping action of the heart. In animals with lungs, arterial blood carries oxygen from inhaled air to the tissues of the body, and venous blood carries carbon dioxide, a waste product of metabolism produced by cells, from the tissues to the lungs to be exhaled.",
"title": ""
},
{
"paragraph_id": 6,
"text": "Medical terms related to blood often begin with hemo-, hemato-, haemo- or haemato- from the Greek word αἷμα (haima) for \"blood\". In terms of anatomy and histology, blood is considered a specialized form of connective tissue, given its origin in the bones and the presence of potential molecular fibers in the form of fibrinogen.",
"title": ""
},
{
"paragraph_id": 7,
"text": "Blood performs many important functions within the body, including:",
"title": "Functions"
},
{
"paragraph_id": 8,
"text": "Blood accounts for 7% of the human body weight, with an average density around 1060 kg/m, very close to pure water's density of 1000 kg/m. The average adult has a blood volume of roughly 5 litres (11 US pt) or 1.3 gallons, which is composed of plasma and formed elements. The formed elements are the two types of blood cell or corpuscle – the red blood cells, (erythrocytes) and white blood cells (leukocytes), and the cell fragments called platelets that are involved in clotting. By volume, the red blood cells constitute about 45% of whole blood, the plasma about 54.3%, and white cells about 0.7%.",
"title": "Constituents"
},
{
"paragraph_id": 9,
"text": "Whole blood (plasma and cells) exhibits non-Newtonian fluid dynamics.",
"title": "Constituents"
},
{
"paragraph_id": 10,
"text": "One microliter of blood contains:",
"title": "Constituents"
},
{
"paragraph_id": 11,
"text": "About 55% of blood is blood plasma, a fluid that is the blood's liquid medium, which by itself is straw-yellow in color. The blood plasma volume totals of 2.7–3.0 liters (2.8–3.2 quarts) in an average human. It is essentially an aqueous solution containing 92% water, 8% blood plasma proteins, and trace amounts of other materials. Plasma circulates dissolved nutrients, such as glucose, amino acids, and fatty acids (dissolved in the blood or bound to plasma proteins), and removes waste products, such as carbon dioxide, urea, and lactic acid.",
"title": "Constituents"
},
{
"paragraph_id": 12,
"text": "Other important components include:",
"title": "Constituents"
},
{
"paragraph_id": 13,
"text": "The term serum refers to plasma from which the clotting proteins have been removed. Most of the proteins remaining are albumin and immunoglobulins.",
"title": "Constituents"
},
{
"paragraph_id": 14,
"text": "Blood pH is regulated to stay within the narrow range of 7.35 to 7.45, making it slightly basic (compensation). Extra-cellular fluid in blood that has a pH below 7.35 is too acidic, whereas blood pH above 7.45 is too basic. A pH below 6.9 or above 7.8 is usually lethal. Blood pH, partial pressure of oxygen (pO2), partial pressure of carbon dioxide (pCO2), and bicarbonate (HCO3) are carefully regulated by a number of homeostatic mechanisms, which exert their influence principally through the respiratory system and the urinary system to control the acid–base balance and respiration, which is called compensation. An arterial blood gas test measures these. Plasma also circulates hormones transmitting their messages to various tissues. The list of normal reference ranges for various blood electrolytes is extensive.",
"title": "Constituents"
},
{
"paragraph_id": 15,
"text": "Human blood is typical of that of mammals, although the precise details concerning cell numbers, size, protein structure, and so on, vary somewhat between species. In non-mammalian vertebrates, however, there are some key differences:",
"title": "Constituents"
},
{
"paragraph_id": 16,
"text": "Blood is circulated around the body through blood vessels by the pumping action of the heart. In humans, blood is pumped from the strong left ventricle of the heart through arteries to peripheral tissues and returns to the right atrium of the heart through veins. It then enters the right ventricle and is pumped through the pulmonary artery to the lungs and returns to the left atrium through the pulmonary veins. Blood then enters the left ventricle to be circulated again. Arterial blood carries oxygen from inhaled air to all of the cells of the body, and venous blood carries carbon dioxide, a waste product of metabolism by cells, to the lungs to be exhaled. However, one exception includes pulmonary arteries, which contain the most deoxygenated blood in the body, while the pulmonary veins contain oxygenated blood.",
"title": "Physiology"
},
{
"paragraph_id": 17,
"text": "Additional return flow may be generated by the movement of skeletal muscles, which can compress veins and push blood through the valves in veins toward the right atrium.",
"title": "Physiology"
},
{
"paragraph_id": 18,
"text": "The blood circulation was famously described by William Harvey in 1628.",
"title": "Physiology"
},
{
"paragraph_id": 19,
"text": "In vertebrates, the various cells of blood are made in the bone marrow in a process called hematopoiesis, which includes erythropoiesis, the production of red blood cells; and myelopoiesis, the production of white blood cells and platelets. During childhood, almost every human bone produces red blood cells; as adults, red blood cell production is limited to the larger bones: the bodies of the vertebrae, the breastbone (sternum), the ribcage, the pelvic bones, and the bones of the upper arms and legs. In addition, during childhood, the thymus gland, found in the mediastinum, is an important source of T lymphocytes. The proteinaceous component of blood (including clotting proteins) is produced predominantly by the liver, while hormones are produced by the endocrine glands and the watery fraction is regulated by the hypothalamus and maintained by the kidney.",
"title": "Physiology"
},
{
"paragraph_id": 20,
"text": "Healthy erythrocytes have a plasma life of about 120 days before they are degraded by the spleen, and the Kupffer cells in the liver. The liver also clears some proteins, lipids, and amino acids. The kidney actively secretes waste products into the urine.",
"title": "Physiology"
},
{
"paragraph_id": 21,
"text": "About 98.5% of the oxygen in a sample of arterial blood in a healthy human breathing air at sea-level pressure is chemically combined with the hemoglobin. About 1.5% is physically dissolved in the other blood liquids and not connected to hemoglobin. The hemoglobin molecule is the primary transporter of oxygen in mammals and many other species (for exceptions, see below). Hemoglobin has an oxygen binding capacity between 1.36 and 1.40 ml O2 per gram hemoglobin, which increases the total blood oxygen capacity seventyfold, compared to if oxygen solely were carried by its solubility of 0.03 ml O2 per liter blood per mm Hg partial pressure of oxygen (about 100 mm Hg in arteries).",
"title": "Physiology"
},
{
"paragraph_id": 22,
"text": "With the exception of pulmonary and umbilical arteries and their corresponding veins, arteries carry oxygenated blood away from the heart and deliver it to the body via arterioles and capillaries, where the oxygen is consumed; afterwards, venules and veins carry deoxygenated blood back to the heart.",
"title": "Physiology"
},
{
"paragraph_id": 23,
"text": "Under normal conditions in adult humans at rest, hemoglobin in blood leaving the lungs is about 98–99% saturated with oxygen, achieving an oxygen delivery between 950 and 1150 ml/min to the body. In a healthy adult at rest, oxygen consumption is approximately 200–250 ml/min, and deoxygenated blood returning to the lungs is still roughly 75% (70 to 78%) saturated. Increased oxygen consumption during sustained exercise reduces the oxygen saturation of venous blood, which can reach less than 15% in a trained athlete; although breathing rate and blood flow increase to compensate, oxygen saturation in arterial blood can drop to 95% or less under these conditions. Oxygen saturation this low is considered dangerous in an individual at rest (for instance, during surgery under anesthesia). Sustained hypoxia (oxygenation less than 90%), is dangerous to health, and severe hypoxia (saturations less than 30%) may be rapidly fatal.",
"title": "Physiology"
},
{
"paragraph_id": 24,
"text": "A fetus, receiving oxygen via the placenta, is exposed to much lower oxygen pressures (about 21% of the level found in an adult's lungs), so fetuses produce another form of hemoglobin with a much higher affinity for oxygen (hemoglobin F) to function under these conditions.",
"title": "Physiology"
},
{
"paragraph_id": 25,
"text": "CO2 is carried in blood in three different ways. (The exact percentages vary depending whether it is arterial or venous blood). Most of it (about 70%) is converted to bicarbonate ions HCO−3 by the enzyme carbonic anhydrase in the red blood cells by the reaction CO2 + H2O → H2CO3 → H + HCO−3; about 7% is dissolved in the plasma; and about 23% is bound to hemoglobin as carbamino compounds.",
"title": "Physiology"
},
{
"paragraph_id": 26,
"text": "Hemoglobin, the main oxygen-carrying molecule in red blood cells, carries both oxygen and carbon dioxide. However, the CO2 bound to hemoglobin does not bind to the same site as oxygen. Instead, it combines with the N-terminal groups on the four globin chains. However, because of allosteric effects on the hemoglobin molecule, the binding of CO2 decreases the amount of oxygen that is bound for a given partial pressure of oxygen. The decreased binding to carbon dioxide in the blood due to increased oxygen levels is known as the Haldane effect, and is important in the transport of carbon dioxide from the tissues to the lungs. A rise in the partial pressure of CO2 or a lower pH will cause offloading of oxygen from hemoglobin, which is known as the Bohr effect.",
"title": "Physiology"
},
{
"paragraph_id": 27,
"text": "Some oxyhemoglobin loses oxygen and becomes deoxyhemoglobin. Deoxyhemoglobin binds most of the hydrogen ions as it has a much greater affinity for more hydrogen than does oxyhemoglobin.",
"title": "Physiology"
},
{
"paragraph_id": 28,
"text": "In mammals, blood is in equilibrium with lymph, which is continuously formed in tissues from blood by capillary ultrafiltration. Lymph is collected by a system of small lymphatic vessels and directed to the thoracic duct, which drains into the left subclavian vein, where lymph rejoins the systemic blood circulation.",
"title": "Physiology"
},
{
"paragraph_id": 29,
"text": "Blood circulation transports heat throughout the body, and adjustments to this flow are an important part of thermoregulation. Increasing blood flow to the surface (e.g., during warm weather or strenuous exercise) causes warmer skin, resulting in faster heat loss. In contrast, when the external temperature is low, blood flow to the extremities and surface of the skin is reduced and to prevent heat loss and is circulated to the important organs of the body, preferentially.",
"title": "Physiology"
},
{
"paragraph_id": 30,
"text": "Rate of blood flow varies greatly between different organs. Liver has the most abundant blood supply with an approximate flow of 1350 ml/min. Kidney and brain are the second and the third most supplied organs, with 1100 ml/min and ~700 ml/min, respectively.",
"title": "Physiology"
},
{
"paragraph_id": 31,
"text": "Relative rates of blood flow per 100 g of tissue are different, with kidney, adrenal gland and thyroid being the first, second and third most supplied tissues, respectively.",
"title": "Physiology"
},
{
"paragraph_id": 32,
"text": "The restriction of blood flow can also be used in specialized tissues to cause engorgement, resulting in an erection of that tissue; examples are the erectile tissue in the penis and clitoris.",
"title": "Physiology"
},
{
"paragraph_id": 33,
"text": "Another example of a hydraulic function is the jumping spider, in which blood forced into the legs under pressure causes them to straighten for a powerful jump, without the need for bulky muscular legs.",
"title": "Physiology"
},
{
"paragraph_id": 34,
"text": "In insects, the blood (more properly called hemolymph) is not involved in the transport of oxygen. (Openings called tracheae allow oxygen from the air to diffuse directly to the tissues.) Insect blood moves nutrients to the tissues and removes waste products in an open system.",
"title": "Physiology"
},
{
"paragraph_id": 35,
"text": "Other invertebrates use respiratory proteins to increase the oxygen-carrying capacity. Hemoglobin is the most common respiratory protein found in nature. Hemocyanin (blue) contains copper and is found in crustaceans and mollusks. It is thought that tunicates (sea squirts) might use vanabins (proteins containing vanadium) for respiratory pigment (bright-green, blue, or orange).",
"title": "Physiology"
},
{
"paragraph_id": 36,
"text": "In many invertebrates, these oxygen-carrying proteins are freely soluble in the blood; in vertebrates they are contained in specialized red blood cells, allowing for a higher concentration of respiratory pigments without increasing viscosity or damaging blood filtering organs like the kidneys.",
"title": "Physiology"
},
{
"paragraph_id": 37,
"text": "Giant tube worms have unusual hemoglobins that allow them to live in extraordinary environments. These hemoglobins also carry sulfides normally fatal in other animals.",
"title": "Physiology"
},
{
"paragraph_id": 38,
"text": "The coloring matter of blood (hemochrome) is largely due to the protein in the blood responsible for oxygen transport. Different groups of organisms use different proteins.",
"title": "Color"
},
{
"paragraph_id": 39,
"text": "Hemoglobin is the principal determinant of the color of blood in vertebrates. Each molecule has four heme groups, and their interaction with various molecules alters the exact color. In vertebrates and other hemoglobin-using creatures, arterial blood and capillary blood are bright red, as oxygen imparts a strong red color to the heme group. Deoxygenated blood is a darker shade of red; this is present in veins, and can be seen during blood donation and when venous blood samples are taken. This is because the spectrum of light absorbed by hemoglobin differs between the oxygenated and deoxygenated states.",
"title": "Color"
},
{
"paragraph_id": 40,
"text": "Blood in carbon monoxide poisoning is bright red, because carbon monoxide causes the formation of carboxyhemoglobin. In cyanide poisoning, the body cannot use oxygen, so the venous blood remains oxygenated, increasing the redness. There are some conditions affecting the heme groups present in hemoglobin that can make the skin appear blue – a symptom called cyanosis. If the heme is oxidized, methemoglobin, which is more brownish and cannot transport oxygen, is formed. In the rare condition sulfhemoglobinemia, arterial hemoglobin is partially oxygenated, and appears dark red with a bluish hue.",
"title": "Color"
},
{
"paragraph_id": 41,
"text": "Veins close to the surface of the skin appear blue for a variety of reasons. However, the factors that contribute to this alteration of color perception are related to the light-scattering properties of the skin and the processing of visual input by the visual cortex, rather than the actual color of the venous blood.",
"title": "Color"
},
{
"paragraph_id": 42,
"text": "Skinks in the genus Prasinohaema have green blood due to a buildup of the waste product biliverdin.",
"title": "Color"
},
{
"paragraph_id": 43,
"text": "The blood of most mollusks – including cephalopods and gastropods – as well as some arthropods, such as horseshoe crabs, is blue, as it contains the copper-containing protein hemocyanin at concentrations of about 50 grams per liter. Hemocyanin is colorless when deoxygenated and dark blue when oxygenated. The blood in the circulation of these creatures, which generally live in cold environments with low oxygen tensions, is grey-white to pale yellow, and it turns dark blue when exposed to the oxygen in the air, as seen when they bleed. This is due to change in color of hemocyanin when it is oxidized. Hemocyanin carries oxygen in extracellular fluid, which is in contrast to the intracellular oxygen transport in mammals by hemoglobin in RBCs.",
"title": "Color"
},
{
"paragraph_id": 44,
"text": "The blood of most annelid worms and some marine polychaetes use chlorocruorin to transport oxygen. It is green in color in dilute solutions.",
"title": "Color"
},
{
"paragraph_id": 45,
"text": "Hemerythrin is used for oxygen transport in the marine invertebrates sipunculids, priapulids, brachiopods, and the annelid worm, magelona. Hemerythrin is violet-pink when oxygenated.",
"title": "Color"
},
{
"paragraph_id": 46,
"text": "The blood of some species of ascidians and tunicates, also known as sea squirts, contains proteins called vanadins. These proteins are based on vanadium, and give the creatures a concentration of vanadium in their bodies 100 times higher than the surrounding seawater. Unlike hemocyanin and hemoglobin, hemovanadin is not an oxygen carrier. When exposed to oxygen, however, vanadins turn a mustard yellow.",
"title": "Color"
},
{
"paragraph_id": 47,
"text": "Substances other than oxygen can bind to hemoglobin; in some cases, this can cause irreversible damage to the body. Carbon monoxide, for example, is extremely dangerous when carried to the blood via the lungs by inhalation, because carbon monoxide irreversibly binds to hemoglobin to form carboxyhemoglobin, so that less hemoglobin is free to bind oxygen, and fewer oxygen molecules can be transported throughout the blood. This can cause suffocation insidiously. A fire burning in an enclosed room with poor ventilation presents a very dangerous hazard, since it can create a build-up of carbon monoxide in the air. Some carbon monoxide binds to hemoglobin when smoking tobacco.",
"title": "Disorders"
},
{
"paragraph_id": 48,
"text": "Blood for transfusion is obtained from human donors by blood donation and stored in a blood bank. There are many different blood types in humans, the ABO blood group system, and the Rhesus blood group system being the most important. Transfusion of blood of an incompatible blood group may cause severe, often fatal, complications, so crossmatching is done to ensure that a compatible blood product is transfused.",
"title": "Treatments"
},
{
"paragraph_id": 49,
"text": "Other blood products administered intravenously are platelets, blood plasma, cryoprecipitate, and specific coagulation factor concentrates.",
"title": "Treatments"
},
{
"paragraph_id": 50,
"text": "Many forms of medication (from antibiotics to chemotherapy) are administered intravenously, as they are not readily or adequately absorbed by the digestive tract.",
"title": "Treatments"
},
{
"paragraph_id": 51,
"text": "After severe acute blood loss, liquid preparations, generically known as plasma expanders, can be given intravenously, either solutions of salts (NaCl, KCl, CaCl2 etc.) at physiological concentrations, or colloidal solutions, such as dextrans, human serum albumin, or fresh frozen plasma. In these emergency situations, a plasma expander is a more effective life-saving procedure than a blood transfusion, because the metabolism of transfused red blood cells does not restart immediately after a transfusion.",
"title": "Treatments"
},
{
"paragraph_id": 52,
"text": "In modern evidence-based medicine, bloodletting is used in management of a few rare diseases, including hemochromatosis and polycythemia. However, bloodletting and leeching were common unvalidated interventions used until the 19th century, as many diseases were incorrectly thought to be due to an excess of blood, according to Hippocratic medicine.",
"title": "Treatments"
},
{
"paragraph_id": 53,
"text": "English blood (Old English blod) derives from Germanic and has cognates with a similar range of meanings in all other Germanic languages (e.g. German Blut, Swedish blod, Gothic blōþ). There is no accepted Indo-European etymology.",
"title": "Etymology"
},
{
"paragraph_id": 54,
"text": "Robin Fåhræus (a Swedish physician who devised the erythrocyte sedimentation rate) suggested that the Ancient Greek system of humorism, wherein the body was thought to contain four distinct bodily fluids (associated with different temperaments), were based upon the observation of blood clotting in a transparent container. When blood is drawn in a glass container and left undisturbed for about an hour, four different layers can be seen. A dark clot forms at the bottom (the \"black bile\"). Above the clot is a layer of red blood cells (the \"blood\"). Above this is a whitish layer of white blood cells (the \"phlegm\"). The top layer is clear yellow serum (the \"yellow bile\").",
"title": "History"
},
{
"paragraph_id": 55,
"text": "The ABO blood group system was discovered in the year 1900 by Karl Landsteiner. Jan Janský is credited with the first classification of blood into the four types (A, B, AB, and O) in 1907, which remains in use today. In 1907 the first blood transfusion was performed that used the ABO system to predict compatibility. The first non-direct transfusion was performed on 27 March 1914. The Rhesus factor was discovered in 1937.",
"title": "History"
},
{
"paragraph_id": 56,
"text": "Due to its importance to life, blood is associated with a large number of beliefs. One of the most basic is the use of blood as a symbol for family relationships through birth/parentage; to be \"related by blood\" is to be related by ancestry or descendence, rather than marriage. This bears closely to bloodlines, and sayings such as \"blood is thicker than water\" and \"bad blood\", as well as \"Blood brother\".",
"title": "Culture and religion"
},
{
"paragraph_id": 57,
"text": "Blood is given particular emphasis in the Islamic, Jewish, and Christian religions, because Leviticus 17:11 says \"the life of a creature is in the blood.\" This phrase is part of the Levitical law forbidding the drinking of blood or eating meat with the blood still intact instead of being poured off.",
"title": "Culture and religion"
},
{
"paragraph_id": 58,
"text": "Mythic references to blood can sometimes be connected to the life-giving nature of blood, seen in such events as childbirth, as contrasted with the blood of injury or death.",
"title": "Culture and religion"
},
{
"paragraph_id": 59,
"text": "In many indigenous Australian Aboriginal peoples' traditions, ochre (particularly red) and blood, both high in iron content and considered Maban, are applied to the bodies of dancers for ritual. As Lawlor states:",
"title": "Culture and religion"
},
{
"paragraph_id": 60,
"text": "In many Aboriginal rituals and ceremonies, red ochre is rubbed all over the naked bodies of the dancers. In secret, sacred male ceremonies, blood extracted from the veins of the participant's arms is exchanged and rubbed on their bodies. Red ochre is used in similar ways in less-secret ceremonies. Blood is also used to fasten the feathers of birds onto people's bodies. Bird feathers contain a protein that is highly magnetically sensitive.",
"title": "Culture and religion"
},
{
"paragraph_id": 61,
"text": "Lawlor comments that blood employed in this fashion is held by these peoples to attune the dancers to the invisible energetic realm of the Dreamtime. Lawlor then connects these invisible energetic realms and magnetic fields, because iron is magnetic.",
"title": "Culture and religion"
},
{
"paragraph_id": 62,
"text": "Among the Germanic tribes, blood was used during their sacrifices; the Blóts. The blood was considered to have the power of its originator, and, after the butchering, the blood was sprinkled on the walls, on the statues of the gods, and on the participants themselves. This act of sprinkling blood was called blóedsian in Old English, and the terminology was borrowed by the Roman Catholic Church becoming to bless and blessing. The Hittite word for blood, ishar was a cognate to words for \"oath\" and \"bond\", see Ishara. The Ancient Greeks believed that the blood of the gods, ichor, was a substance that was poisonous to mortals.",
"title": "Culture and religion"
},
{
"paragraph_id": 63,
"text": "As a relic of Germanic Law, the cruentation, an ordeal where the corpse of the victim was supposed to start bleeding in the presence of the murderer, was used until the early 17th century.",
"title": "Culture and religion"
},
{
"paragraph_id": 64,
"text": "In Genesis 9:4, God prohibited Noah and his sons from eating blood (see Noahide Law). This command continued to be observed by the Eastern Orthodox Church.",
"title": "Culture and religion"
},
{
"paragraph_id": 65,
"text": "It is also found in the Bible that when the Angel of Death came around to the Hebrew house that the first-born child would not die if the angel saw lamb's blood wiped across the doorway.",
"title": "Culture and religion"
},
{
"paragraph_id": 66,
"text": "At the Council of Jerusalem, the apostles prohibited certain Christians from consuming blood – this is documented in Acts 15:20 and 29. This chapter specifies a reason (especially in verses 19–21): It was to avoid offending Jews who had become Christians, because the Mosaic Law Code prohibited the practice.",
"title": "Culture and religion"
},
{
"paragraph_id": 67,
"text": "Christ's blood is the means for the atonement of sins. Also, \"... the blood of Jesus Christ his [God] Son cleanseth us from all sin.\" (1 John 1:7), \"... Unto him [God] that loved us, and washed us from our sins in his own blood.\" (Revelation 1:5), and \"And they overcame him (Satan) by the blood of the Lamb [Jesus the Christ], and by the word of their testimony ...\" (Revelation 12:11).",
"title": "Culture and religion"
},
{
"paragraph_id": 68,
"text": "Some Christian churches, including Roman Catholicism, Eastern Orthodoxy, Oriental Orthodoxy, and the Assyrian Church of the East teach that, when consecrated, the Eucharistic wine actually becomes the blood of Jesus for worshippers to drink. Thus in the consecrated wine, Jesus becomes spiritually and physically present. This teaching is rooted in the Last Supper, as written in the four gospels of the Bible, in which Jesus stated to his disciples that the bread that they ate was his body, and the wine was his blood. \"This cup is the new testament in my blood, which is shed for you.\" (Luke 22:20).",
"title": "Culture and religion"
},
{
"paragraph_id": 69,
"text": "Most forms of Protestantism, especially those of a Methodist or Presbyterian lineage, teach that the wine is no more than a symbol of the blood of Christ, who is spiritually but not physically present. Lutheran theology teaches that the body and blood is present together \"in, with, and under\" the bread and wine of the Eucharistic feast.",
"title": "Culture and religion"
},
{
"paragraph_id": 70,
"text": "In Judaism, animal blood may not be consumed even in the smallest quantity (Leviticus 3:17 and elsewhere); this is reflected in Jewish dietary laws (Kashrut). Blood is purged from meat by rinsing and soaking in water (to loosen clots), salting and then rinsing with water again several times. Eggs must also be checked and any blood spots removed before consumption. Although blood from fish is biblically kosher, it is rabbinically forbidden to consume fish blood to avoid the appearance of breaking the Biblical prohibition.",
"title": "Culture and religion"
},
{
"paragraph_id": 71,
"text": "Another ritual involving blood involves the covering of the blood of fowl and game after slaughtering (Leviticus 17:13); the reason given by the Torah is: \"Because the life of the animal is [in] its blood\" (ibid 17:14). In relation to human beings, Kabbalah expounds on this verse that the animal soul of a person is in the blood, and that physical desires stem from it.",
"title": "Culture and religion"
},
{
"paragraph_id": 72,
"text": "Likewise, the mystical reason for salting temple sacrifices and slaughtered meat is to remove the blood of animal-like passions from the person. By removing the animal's blood, the animal energies and life-force contained in the blood are removed, making the meat fit for human consumption.",
"title": "Culture and religion"
},
{
"paragraph_id": 73,
"text": "Consumption of food containing blood is forbidden by Islamic dietary laws. This is derived from the statement in the Qur'an, sura Al-Ma'ida (5:3): \"Forbidden to you (for food) are: dead meat, blood, the flesh of swine, and that on which has been invoked the name of other than Allah.\"",
"title": "Culture and religion"
},
{
"paragraph_id": 74,
"text": "Blood is considered unclean, hence there are specific methods to obtain physical and ritual status of cleanliness once bleeding has occurred. Specific rules and prohibitions apply to menstruation, postnatal bleeding and irregular vaginal bleeding. When an animal has been slaughtered, the animal's neck is cut in a way to ensure that the spine is not severed, hence the brain may send commands to the heart to pump blood to it for oxygen. In this way, blood is removed from the body, and the meat is generally now safe to cook and eat. In modern times, blood transfusions are generally not considered against the rules.",
"title": "Culture and religion"
},
{
"paragraph_id": 75,
"text": "Based on their interpretation of scriptures such as Acts 15:28, 29 (\"Keep abstaining...from blood.\"), many Jehovah's Witnesses neither consume blood nor accept transfusions of whole blood or its major components: red blood cells, white blood cells, platelets (thrombocytes), and plasma. Members may personally decide whether they will accept medical procedures that involve their own blood or substances that are further fractionated from the four major components.",
"title": "Culture and religion"
},
{
"paragraph_id": 76,
"text": "Vampires are mythical creatures that drink blood directly for sustenance, usually with a preference for human blood. Cultures all over the world have myths of this kind; for example the 'Nosferatu' legend, a human who achieves damnation and immortality by drinking the blood of others, originates from Eastern European folklore. Ticks, leeches, female mosquitoes, vampire bats, and an assortment of other natural creatures do consume the blood of other animals, but only bats are associated with vampires. This has no relation to vampire bats, which are New World creatures discovered well after the origins of the European myths.",
"title": "Culture and religion"
},
{
"paragraph_id": 77,
"text": "Blood residue can help forensic investigators identify weapons, reconstruct a criminal action, and link suspects to the crime. Through bloodstain pattern analysis, forensic information can also be gained from the spatial distribution of bloodstains.",
"title": "Other uses"
},
{
"paragraph_id": 78,
"text": "Blood residue analysis is also a technique used in archeology.",
"title": "Other uses"
},
{
"paragraph_id": 79,
"text": "Blood is one of the body fluids that has been used in art. In particular, the performances of Viennese Actionist Hermann Nitsch, Istvan Kantor, Franko B, Lennie Lee, Ron Athey, Yang Zhichao, Lucas Abela and Kira O'Reilly, along with the photography of Andres Serrano, have incorporated blood as a prominent visual element. Marc Quinn has made sculptures using frozen blood, including a cast of his own head made using his own blood.",
"title": "Other uses"
},
{
"paragraph_id": 80,
"text": "The term blood is used in genealogical circles to refer to one's ancestry, origins, and ethnic background as in the word bloodline. Other terms where blood is used in a family history sense are blue-blood, royal blood, mixed-blood and blood relative.",
"title": "Other uses"
}
] | Blood is a body fluid in the circulatory system of humans and other vertebrates that delivers necessary substances such as nutrients and oxygen to the cells, and transports metabolic waste products away from those same cells. Blood in the circulatory system is also known as peripheral blood, and the blood cells it carries, peripheral blood cells. Blood is composed of blood cells suspended in blood plasma. Plasma, which constitutes 55% of blood fluid, is mostly water, and contains proteins, glucose, mineral ions, hormones, carbon dioxide, and blood cells themselves. Albumin is the main protein in plasma, and it functions to regulate the colloidal osmotic pressure of blood. The blood cells are mainly red blood cells, white blood cells, and in mammals platelets. The most abundant cells in vertebrate blood are red blood cells. These contain hemoglobin, an iron-containing protein, which facilitates oxygen transport by reversibly binding to this respiratory gas thereby increasing its solubility in blood. In contrast, carbon dioxide is mostly transported extracellularly as bicarbonate ion transported in plasma. Vertebrate blood is bright red when its hemoglobin is oxygenated and dark red when it is deoxygenated. Some animals, such as crustaceans and mollusks, use hemocyanin to carry oxygen, instead of hemoglobin. Insects and some mollusks use a fluid called hemolymph instead of blood, the difference being that hemolymph is not contained in a closed circulatory system. In most insects, this "blood" does not contain oxygen-carrying molecules such as hemoglobin because their bodies are small enough for their tracheal system to suffice for supplying oxygen. Jawed vertebrates have an adaptive immune system, based largely on white blood cells. White blood cells help to resist infections and parasites. Platelets are important in the clotting of blood. Arthropods, using hemolymph, have hemocytes as part of their immune system. Blood is circulated around the body through blood vessels by the pumping action of the heart. In animals with lungs, arterial blood carries oxygen from inhaled air to the tissues of the body, and venous blood carries carbon dioxide, a waste product of metabolism produced by cells, from the tissues to the lungs to be exhaled. Medical terms related to blood often begin with hemo-, hemato-, haemo- or haemato- from the Greek word αἷμα (haima) for "blood". In terms of anatomy and histology, blood is considered a specialized form of connective tissue, given its origin in the bones and the presence of potential molecular fibers in the form of fibrinogen. | 2001-07-31T21:02:40Z | 2023-10-07T22:58:55Z | [
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3,999 | Benoit Mandelbrot | Benoit B. Mandelbrot (20 November 1924 – 14 October 2010) was a Polish-born French-American mathematician and polymath with broad interests in the practical sciences, especially regarding what he labeled as "the art of roughness" of physical phenomena and "the uncontrolled element in life". He referred to himself as a "fractalist" and is recognized for his contribution to the field of fractal geometry, which included coining the word "fractal", as well as developing a theory of "roughness and self-similarity" in nature.
In 1936, at the age of 11, Mandelbrot and his family emigrated from Warsaw, Poland, to France. After World War II ended, Mandelbrot studied mathematics, graduating from universities in Paris and in the United States and receiving a master's degree in aeronautics from the California Institute of Technology. He spent most of his career in both the United States and France, having dual French and American citizenship. In 1958, he began a 35-year career at IBM, where he became an IBM Fellow, and periodically took leaves of absence to teach at Harvard University. At Harvard, following the publication of his study of U.S. commodity markets in relation to cotton futures, he taught economics and applied sciences.
Because of his access to IBM's computers, Mandelbrot was one of the first to use computer graphics to create and display fractal geometric images, leading to his discovery of the Mandelbrot set in 1980. He showed how visual complexity can be created from simple rules. He said that things typically considered to be "rough", a "mess", or "chaotic", such as clouds or shorelines, actually had a "degree of order". His math- and geometry-centered research included contributions to such fields as statistical physics, meteorology, hydrology, geomorphology, anatomy, taxonomy, neurology, linguistics, information technology, computer graphics, economics, geology, medicine, physical cosmology, engineering, chaos theory, econophysics, metallurgy, and the social sciences.
Toward the end of his career, he was Sterling Professor of Mathematical Sciences at Yale University, where he was the oldest professor in Yale's history to receive tenure. Mandelbrot also held positions at the Pacific Northwest National Laboratory, Université Lille Nord de France, Institute for Advanced Study and Centre National de la Recherche Scientifique. During his career, he received over 15 honorary doctorates and served on many science journals, along with winning numerous awards. His autobiography, The Fractalist: Memoir of a Scientific Maverick, was published posthumously in 2012.
Benedykt Mandelbrot was born in a Lithuanian Jewish family, in Warsaw during the Second Polish Republic. His father made his living trading clothing; his mother was a dental surgeon. During his first two school years, he was tutored privately by an uncle who despised rote learning: "Most of my time was spent playing chess, reading maps and learning how to open my eyes to everything around me." In 1936, when he was 11, the family emigrated from Poland to France. The move, World War II, and the influence of his father's brother, the mathematician Szolem Mandelbrojt (who had moved to Paris around 1920), further prevented a standard education. "The fact that my parents, as economic and political refugees, joined Szolem in France saved our lives," he writes.
Mandelbrot attended the Lycée Rollin (now the Collège-lycée Jacques-Decour) in Paris until the start of World War II, when his family moved to Tulle, France. He was helped by Rabbi David Feuerwerker, the Rabbi of Brive-la-Gaillarde, to continue his studies. Much of France was occupied by the Nazis at the time, and Mandelbrot recalls this period:
Our constant fear was that a sufficiently determined foe might report us to an authority and we would be sent to our deaths. This happened to a close friend from Paris, Zina Morhange, a physician in a nearby county seat. Simply to eliminate the competition, another physician denounced her ... We escaped this fate. Who knows why?
In 1944, Mandelbrot returned to Paris, studied at the Lycée du Parc in Lyon, and in 1945 to 1947 attended the École Polytechnique, where he studied under Gaston Julia and Paul Lévy. From 1947 to 1949 he studied at California Institute of Technology, where he earned a master's degree in aeronautics. Returning to France, he obtained his PhD degree in Mathematical Sciences at the University of Paris in 1952.
From 1949 to 1958, Mandelbrot was a staff member at the Centre National de la Recherche Scientifique. During this time he spent a year at the Institute for Advanced Study in Princeton, New Jersey, where he was sponsored by John von Neumann. In 1955 he married Aliette Kagan and moved to Geneva, Switzerland (to collaborate with Jean Piaget at the International Centre for Genetic Epistemology) and later to the Université Lille Nord de France. In 1958 the couple moved to the United States where Mandelbrot joined the research staff at the IBM Thomas J. Watson Research Center in Yorktown Heights, New York. He remained at IBM for 35 years, becoming an IBM Fellow, and later Fellow Emeritus.
From 1951 onward, Mandelbrot worked on problems and published papers not only in mathematics but in applied fields such as information theory, economics, and fluid dynamics.
Mandelbrot saw financial markets as an example of "wild randomness", characterized by concentration and long-range dependence. He developed several original approaches for modelling financial fluctuations. In his early work, he found that the price changes in financial markets did not follow a Gaussian distribution, but rather Lévy stable distributions having infinite variance. He found, for example, that cotton prices followed a Lévy stable distribution with parameter α equal to 1.7 rather than 2 as in a Gaussian distribution. "Stable" distributions have the property that the sum of many instances of a random variable follows the same distribution but with a larger scale parameter. The latter work from the early 60s was done with daily data of cotton prices from 1900, long before he introduced the word 'fractal'. In later years, after the concept of fractals had matured, the study of financial markets in the context of fractals became possible only after the availability of high frequency data in finance. In the late 1980s, Mandelbrot used intra-daily tick data supplied by Olsen & Associates in Zurich to apply fractal theory to market microstructure. This cooperation led to the publication of the first comprehensive papers on scaling law in finance. This law shows similar properties at different time scales, confirming Mandelbrot's insight of the fractal nature of market microstructure. Mandelbrot's own research in this area is presented in his books Fractals and Scaling in Finance and The (Mis)behavior of Markets.
As a visiting professor at Harvard University, Mandelbrot began to study mathematical objects called Julia sets that were invariant under certain transformations of the complex plane. Building on previous work by Gaston Julia and Pierre Fatou, Mandelbrot used a computer to plot images of the Julia sets. While investigating the topology of these Julia sets, he studied the Mandelbrot set which was introduced by him in 1979.
In 1975, Mandelbrot coined the term fractal to describe these structures and first published his ideas in the French book Les Objets Fractals: Forme, Hasard et Dimension, later translated in 1977 as Fractals: Form, Chance and Dimension. According to computer scientist and physicist Stephen Wolfram, the book was a "breakthrough" for Mandelbrot, who until then would typically "apply fairly straightforward mathematics ... to areas that had barely seen the light of serious mathematics before". Wolfram adds that as a result of this new research, he was no longer a "wandering scientist", and later called him "the father of fractals":
Mandelbrot ended up doing a great piece of science and identifying a much stronger and more fundamental idea—put simply, that there are some geometric shapes, which he called "fractals", that are equally "rough" at all scales. No matter how close you look, they never get simpler, much as the section of a rocky coastline you can see at your feet looks just as jagged as the stretch you can see from space.
Wolfram briefly describes fractals as a form of geometric repetition, "in which smaller and smaller copies of a pattern are successively nested inside each other, so that the same intricate shapes appear no matter how much you zoom in to the whole. Fern leaves and Romanesque broccoli are two examples from nature." He points out an unexpected conclusion:
One might have thought that such a simple and fundamental form of regularity would have been studied for hundreds, if not thousands, of years. But it was not. In fact, it rose to prominence only over the past 30 or so years—almost entirely through the efforts of one man, the mathematician Benoit Mandelbrot.
Mandelbrot used the term "fractal" as it derived from the Latin word "fractus", defined as broken or shattered glass. Using the newly developed IBM computers at his disposal, Mandelbrot was able to create fractal images using graphics computer code, images that an interviewer described as looking like "the delirious exuberance of the 1960s psychedelic art with forms hauntingly reminiscent of nature and the human body". He also saw himself as a "would-be Kepler", after the 17th-century scientist Johannes Kepler, who calculated and described the orbits of the planets.
Mandelbrot, however, never felt he was inventing a new idea. He described his feelings in a documentary with science writer Arthur C. Clarke:
Exploring this set I certainly never had the feeling of invention. I never had the feeling that my imagination was rich enough to invent all those extraordinary things on discovering them. They were there, even though nobody had seen them before. It's marvelous, a very simple formula explains all these very complicated things. So the goal of science is starting with a mess, and explaining it with a simple formula, a kind of dream of science.
According to Clarke, "the Mandelbrot set is indeed one of the most astonishing discoveries in the entire history of mathematics. Who could have dreamed that such an incredibly simple equation could have generated images of literally infinite complexity?" Clarke also notes an "odd coincidence":
the name Mandelbrot, and the word "mandala"—for a religious symbol—which I'm sure is a pure coincidence, but indeed the Mandelbrot set does seem to contain an enormous number of mandalas.
In 1982, Mandelbrot expanded and updated his ideas in The Fractal Geometry of Nature. This influential work brought fractals into the mainstream of professional and popular mathematics, as well as silencing critics, who had dismissed fractals as "program artifacts".
Mandelbrot left IBM in 1987, after 35 years and 12 days, when IBM decided to end pure research in his division. He joined the Department of Mathematics at Yale, and obtained his first tenured post in 1999, at the age of 75. At the time of his retirement in 2005, he was Sterling Professor of Mathematical Sciences.
Mandelbrot created the first-ever "theory of roughness", and he saw "roughness" in the shapes of mountains, coastlines and river basins; the structures of plants, blood vessels and lungs; the clustering of galaxies. His personal quest was to create some mathematical formula to measure the overall "roughness" of such objects in nature. He began by asking himself various kinds of questions related to nature:
Can geometry deliver what the Greek root of its name [geo-] seemed to promise—truthful measurement, not only of cultivated fields along the Nile River but also of untamed Earth?
In his paper "How Long Is the Coast of Britain? Statistical Self-Similarity and Fractional Dimension", published in Science in 1967, Mandelbrot discusses self-similar curves that have Hausdorff dimension that are examples of fractals, although Mandelbrot does not use this term in the paper, as he did not coin it until 1975. The paper is one of Mandelbrot's first publications on the topic of fractals.
Mandelbrot emphasized the use of fractals as realistic and useful models for describing many "rough" phenomena in the real world. He concluded that "real roughness is often fractal and can be measured." Although Mandelbrot coined the term "fractal", some of the mathematical objects he presented in The Fractal Geometry of Nature had been previously described by other mathematicians. Before Mandelbrot, however, they were regarded as isolated curiosities with unnatural and non-intuitive properties. Mandelbrot brought these objects together for the first time and turned them into essential tools for the long-stalled effort to extend the scope of science to explaining non-smooth, "rough" objects in the real world. His methods of research were both old and new:
The form of geometry I increasingly favored is the oldest, most concrete, and most inclusive, specifically empowered by the eye and helped by the hand and, today, also by the computer ... bringing an element of unity to the worlds of knowing and feeling ... and, unwittingly, as a bonus, for the purpose of creating beauty.
Fractals are also found in human pursuits, such as music, painting, architecture, and stock market prices. Mandelbrot believed that fractals, far from being unnatural, were in many ways more intuitive and natural than the artificially smooth objects of traditional Euclidean geometry:
Clouds are not spheres, mountains are not cones, coastlines are not circles, and bark is not smooth, nor does lightning travel in a straight line. —Mandelbrot, in his introduction to The Fractal Geometry of Nature
Mandelbrot has been called an artist, and a visionary and a maverick. His informal and passionate style of writing and his emphasis on visual and geometric intuition (supported by the inclusion of numerous illustrations) made The Fractal Geometry of Nature accessible to non-specialists. The book sparked widespread popular interest in fractals and contributed to chaos theory and other fields of science and mathematics.
Mandelbrot also put his ideas to work in cosmology. He offered in 1974 a new explanation of Olbers' paradox (the "dark night sky" riddle), demonstrating the consequences of fractal theory as a sufficient, but not necessary, resolution of the paradox. He postulated that if the stars in the universe were fractally distributed (for example, like Cantor dust), it would not be necessary to rely on the Big Bang theory to explain the paradox. His model would not rule out a Big Bang, but would allow for a dark sky even if the Big Bang had not occurred.
Mandelbrot's awards include the Wolf Prize for Physics in 1993, the Lewis Fry Richardson Prize of the European Geophysical Society in 2000, the Japan Prize in 2003, and the Einstein Lectureship of the American Mathematical Society in 2006.
The small asteroid 27500 Mandelbrot was named in his honor. In November 1990, he was made a Chevalier in France's Legion of Honour. In December 2005, Mandelbrot was appointed to the position of Battelle Fellow at the Pacific Northwest National Laboratory. Mandelbrot was promoted to an Officer of the Legion of Honour in January 2006. An honorary degree from Johns Hopkins University was bestowed on Mandelbrot in the May 2010 commencement exercises.
A partial list of awards received by Mandelbrot:
Mandelbrot died from pancreatic cancer at the age of 85 in a hospice in Cambridge, Massachusetts, on 14 October 2010. Reacting to news of his death, mathematician Heinz-Otto Peitgen said: "[I]f we talk about impact inside mathematics, and applications in the sciences, he is one of the most important figures of the last fifty years."
Chris Anderson, TED conference curator, described Mandelbrot as "an icon who changed how we see the world". Nicolas Sarkozy, President of France at the time of Mandelbrot's death, said Mandelbrot had "a powerful, original mind that never shied away from innovating and shattering preconceived notions [... h]is work, developed entirely outside mainstream research, led to modern information theory." Mandelbrot's obituary in The Economist points out his fame as "celebrity beyond the academy" and lauds him as the "father of fractal geometry".
Best-selling essayist-author Nassim Nicholas Taleb has remarked that Mandelbrot's book The (Mis)Behavior of Markets is in his opinion "The deepest and most realistic finance book ever published". | [
{
"paragraph_id": 0,
"text": "Benoit B. Mandelbrot (20 November 1924 – 14 October 2010) was a Polish-born French-American mathematician and polymath with broad interests in the practical sciences, especially regarding what he labeled as \"the art of roughness\" of physical phenomena and \"the uncontrolled element in life\". He referred to himself as a \"fractalist\" and is recognized for his contribution to the field of fractal geometry, which included coining the word \"fractal\", as well as developing a theory of \"roughness and self-similarity\" in nature.",
"title": ""
},
{
"paragraph_id": 1,
"text": "In 1936, at the age of 11, Mandelbrot and his family emigrated from Warsaw, Poland, to France. After World War II ended, Mandelbrot studied mathematics, graduating from universities in Paris and in the United States and receiving a master's degree in aeronautics from the California Institute of Technology. He spent most of his career in both the United States and France, having dual French and American citizenship. In 1958, he began a 35-year career at IBM, where he became an IBM Fellow, and periodically took leaves of absence to teach at Harvard University. At Harvard, following the publication of his study of U.S. commodity markets in relation to cotton futures, he taught economics and applied sciences.",
"title": ""
},
{
"paragraph_id": 2,
"text": "Because of his access to IBM's computers, Mandelbrot was one of the first to use computer graphics to create and display fractal geometric images, leading to his discovery of the Mandelbrot set in 1980. He showed how visual complexity can be created from simple rules. He said that things typically considered to be \"rough\", a \"mess\", or \"chaotic\", such as clouds or shorelines, actually had a \"degree of order\". His math- and geometry-centered research included contributions to such fields as statistical physics, meteorology, hydrology, geomorphology, anatomy, taxonomy, neurology, linguistics, information technology, computer graphics, economics, geology, medicine, physical cosmology, engineering, chaos theory, econophysics, metallurgy, and the social sciences.",
"title": ""
},
{
"paragraph_id": 3,
"text": "Toward the end of his career, he was Sterling Professor of Mathematical Sciences at Yale University, where he was the oldest professor in Yale's history to receive tenure. Mandelbrot also held positions at the Pacific Northwest National Laboratory, Université Lille Nord de France, Institute for Advanced Study and Centre National de la Recherche Scientifique. During his career, he received over 15 honorary doctorates and served on many science journals, along with winning numerous awards. His autobiography, The Fractalist: Memoir of a Scientific Maverick, was published posthumously in 2012.",
"title": ""
},
{
"paragraph_id": 4,
"text": "Benedykt Mandelbrot was born in a Lithuanian Jewish family, in Warsaw during the Second Polish Republic. His father made his living trading clothing; his mother was a dental surgeon. During his first two school years, he was tutored privately by an uncle who despised rote learning: \"Most of my time was spent playing chess, reading maps and learning how to open my eyes to everything around me.\" In 1936, when he was 11, the family emigrated from Poland to France. The move, World War II, and the influence of his father's brother, the mathematician Szolem Mandelbrojt (who had moved to Paris around 1920), further prevented a standard education. \"The fact that my parents, as economic and political refugees, joined Szolem in France saved our lives,\" he writes.",
"title": "Early years"
},
{
"paragraph_id": 5,
"text": "Mandelbrot attended the Lycée Rollin (now the Collège-lycée Jacques-Decour) in Paris until the start of World War II, when his family moved to Tulle, France. He was helped by Rabbi David Feuerwerker, the Rabbi of Brive-la-Gaillarde, to continue his studies. Much of France was occupied by the Nazis at the time, and Mandelbrot recalls this period:",
"title": "Early years"
},
{
"paragraph_id": 6,
"text": "Our constant fear was that a sufficiently determined foe might report us to an authority and we would be sent to our deaths. This happened to a close friend from Paris, Zina Morhange, a physician in a nearby county seat. Simply to eliminate the competition, another physician denounced her ... We escaped this fate. Who knows why?",
"title": "Early years"
},
{
"paragraph_id": 7,
"text": "In 1944, Mandelbrot returned to Paris, studied at the Lycée du Parc in Lyon, and in 1945 to 1947 attended the École Polytechnique, where he studied under Gaston Julia and Paul Lévy. From 1947 to 1949 he studied at California Institute of Technology, where he earned a master's degree in aeronautics. Returning to France, he obtained his PhD degree in Mathematical Sciences at the University of Paris in 1952.",
"title": "Early years"
},
{
"paragraph_id": 8,
"text": "From 1949 to 1958, Mandelbrot was a staff member at the Centre National de la Recherche Scientifique. During this time he spent a year at the Institute for Advanced Study in Princeton, New Jersey, where he was sponsored by John von Neumann. In 1955 he married Aliette Kagan and moved to Geneva, Switzerland (to collaborate with Jean Piaget at the International Centre for Genetic Epistemology) and later to the Université Lille Nord de France. In 1958 the couple moved to the United States where Mandelbrot joined the research staff at the IBM Thomas J. Watson Research Center in Yorktown Heights, New York. He remained at IBM for 35 years, becoming an IBM Fellow, and later Fellow Emeritus.",
"title": "Research career"
},
{
"paragraph_id": 9,
"text": "From 1951 onward, Mandelbrot worked on problems and published papers not only in mathematics but in applied fields such as information theory, economics, and fluid dynamics.",
"title": "Research career"
},
{
"paragraph_id": 10,
"text": "Mandelbrot saw financial markets as an example of \"wild randomness\", characterized by concentration and long-range dependence. He developed several original approaches for modelling financial fluctuations. In his early work, he found that the price changes in financial markets did not follow a Gaussian distribution, but rather Lévy stable distributions having infinite variance. He found, for example, that cotton prices followed a Lévy stable distribution with parameter α equal to 1.7 rather than 2 as in a Gaussian distribution. \"Stable\" distributions have the property that the sum of many instances of a random variable follows the same distribution but with a larger scale parameter. The latter work from the early 60s was done with daily data of cotton prices from 1900, long before he introduced the word 'fractal'. In later years, after the concept of fractals had matured, the study of financial markets in the context of fractals became possible only after the availability of high frequency data in finance. In the late 1980s, Mandelbrot used intra-daily tick data supplied by Olsen & Associates in Zurich to apply fractal theory to market microstructure. This cooperation led to the publication of the first comprehensive papers on scaling law in finance. This law shows similar properties at different time scales, confirming Mandelbrot's insight of the fractal nature of market microstructure. Mandelbrot's own research in this area is presented in his books Fractals and Scaling in Finance and The (Mis)behavior of Markets.",
"title": "Research career"
},
{
"paragraph_id": 11,
"text": "As a visiting professor at Harvard University, Mandelbrot began to study mathematical objects called Julia sets that were invariant under certain transformations of the complex plane. Building on previous work by Gaston Julia and Pierre Fatou, Mandelbrot used a computer to plot images of the Julia sets. While investigating the topology of these Julia sets, he studied the Mandelbrot set which was introduced by him in 1979.",
"title": "Research career"
},
{
"paragraph_id": 12,
"text": "In 1975, Mandelbrot coined the term fractal to describe these structures and first published his ideas in the French book Les Objets Fractals: Forme, Hasard et Dimension, later translated in 1977 as Fractals: Form, Chance and Dimension. According to computer scientist and physicist Stephen Wolfram, the book was a \"breakthrough\" for Mandelbrot, who until then would typically \"apply fairly straightforward mathematics ... to areas that had barely seen the light of serious mathematics before\". Wolfram adds that as a result of this new research, he was no longer a \"wandering scientist\", and later called him \"the father of fractals\":",
"title": "Research career"
},
{
"paragraph_id": 13,
"text": "Mandelbrot ended up doing a great piece of science and identifying a much stronger and more fundamental idea—put simply, that there are some geometric shapes, which he called \"fractals\", that are equally \"rough\" at all scales. No matter how close you look, they never get simpler, much as the section of a rocky coastline you can see at your feet looks just as jagged as the stretch you can see from space.",
"title": "Research career"
},
{
"paragraph_id": 14,
"text": "Wolfram briefly describes fractals as a form of geometric repetition, \"in which smaller and smaller copies of a pattern are successively nested inside each other, so that the same intricate shapes appear no matter how much you zoom in to the whole. Fern leaves and Romanesque broccoli are two examples from nature.\" He points out an unexpected conclusion:",
"title": "Research career"
},
{
"paragraph_id": 15,
"text": "One might have thought that such a simple and fundamental form of regularity would have been studied for hundreds, if not thousands, of years. But it was not. In fact, it rose to prominence only over the past 30 or so years—almost entirely through the efforts of one man, the mathematician Benoit Mandelbrot.",
"title": "Research career"
},
{
"paragraph_id": 16,
"text": "Mandelbrot used the term \"fractal\" as it derived from the Latin word \"fractus\", defined as broken or shattered glass. Using the newly developed IBM computers at his disposal, Mandelbrot was able to create fractal images using graphics computer code, images that an interviewer described as looking like \"the delirious exuberance of the 1960s psychedelic art with forms hauntingly reminiscent of nature and the human body\". He also saw himself as a \"would-be Kepler\", after the 17th-century scientist Johannes Kepler, who calculated and described the orbits of the planets.",
"title": "Research career"
},
{
"paragraph_id": 17,
"text": "Mandelbrot, however, never felt he was inventing a new idea. He described his feelings in a documentary with science writer Arthur C. Clarke:",
"title": "Research career"
},
{
"paragraph_id": 18,
"text": "Exploring this set I certainly never had the feeling of invention. I never had the feeling that my imagination was rich enough to invent all those extraordinary things on discovering them. They were there, even though nobody had seen them before. It's marvelous, a very simple formula explains all these very complicated things. So the goal of science is starting with a mess, and explaining it with a simple formula, a kind of dream of science.",
"title": "Research career"
},
{
"paragraph_id": 19,
"text": "According to Clarke, \"the Mandelbrot set is indeed one of the most astonishing discoveries in the entire history of mathematics. Who could have dreamed that such an incredibly simple equation could have generated images of literally infinite complexity?\" Clarke also notes an \"odd coincidence\":",
"title": "Research career"
},
{
"paragraph_id": 20,
"text": "the name Mandelbrot, and the word \"mandala\"—for a religious symbol—which I'm sure is a pure coincidence, but indeed the Mandelbrot set does seem to contain an enormous number of mandalas.",
"title": "Research career"
},
{
"paragraph_id": 21,
"text": "In 1982, Mandelbrot expanded and updated his ideas in The Fractal Geometry of Nature. This influential work brought fractals into the mainstream of professional and popular mathematics, as well as silencing critics, who had dismissed fractals as \"program artifacts\".",
"title": "Research career"
},
{
"paragraph_id": 22,
"text": "Mandelbrot left IBM in 1987, after 35 years and 12 days, when IBM decided to end pure research in his division. He joined the Department of Mathematics at Yale, and obtained his first tenured post in 1999, at the age of 75. At the time of his retirement in 2005, he was Sterling Professor of Mathematical Sciences.",
"title": "Research career"
},
{
"paragraph_id": 23,
"text": "Mandelbrot created the first-ever \"theory of roughness\", and he saw \"roughness\" in the shapes of mountains, coastlines and river basins; the structures of plants, blood vessels and lungs; the clustering of galaxies. His personal quest was to create some mathematical formula to measure the overall \"roughness\" of such objects in nature. He began by asking himself various kinds of questions related to nature:",
"title": "Research career"
},
{
"paragraph_id": 24,
"text": "Can geometry deliver what the Greek root of its name [geo-] seemed to promise—truthful measurement, not only of cultivated fields along the Nile River but also of untamed Earth?",
"title": "Research career"
},
{
"paragraph_id": 25,
"text": "In his paper \"How Long Is the Coast of Britain? Statistical Self-Similarity and Fractional Dimension\", published in Science in 1967, Mandelbrot discusses self-similar curves that have Hausdorff dimension that are examples of fractals, although Mandelbrot does not use this term in the paper, as he did not coin it until 1975. The paper is one of Mandelbrot's first publications on the topic of fractals.",
"title": "Research career"
},
{
"paragraph_id": 26,
"text": "Mandelbrot emphasized the use of fractals as realistic and useful models for describing many \"rough\" phenomena in the real world. He concluded that \"real roughness is often fractal and can be measured.\" Although Mandelbrot coined the term \"fractal\", some of the mathematical objects he presented in The Fractal Geometry of Nature had been previously described by other mathematicians. Before Mandelbrot, however, they were regarded as isolated curiosities with unnatural and non-intuitive properties. Mandelbrot brought these objects together for the first time and turned them into essential tools for the long-stalled effort to extend the scope of science to explaining non-smooth, \"rough\" objects in the real world. His methods of research were both old and new:",
"title": "Research career"
},
{
"paragraph_id": 27,
"text": "The form of geometry I increasingly favored is the oldest, most concrete, and most inclusive, specifically empowered by the eye and helped by the hand and, today, also by the computer ... bringing an element of unity to the worlds of knowing and feeling ... and, unwittingly, as a bonus, for the purpose of creating beauty.",
"title": "Research career"
},
{
"paragraph_id": 28,
"text": "Fractals are also found in human pursuits, such as music, painting, architecture, and stock market prices. Mandelbrot believed that fractals, far from being unnatural, were in many ways more intuitive and natural than the artificially smooth objects of traditional Euclidean geometry:",
"title": "Research career"
},
{
"paragraph_id": 29,
"text": "Clouds are not spheres, mountains are not cones, coastlines are not circles, and bark is not smooth, nor does lightning travel in a straight line. —Mandelbrot, in his introduction to The Fractal Geometry of Nature",
"title": "Research career"
},
{
"paragraph_id": 30,
"text": "Mandelbrot has been called an artist, and a visionary and a maverick. His informal and passionate style of writing and his emphasis on visual and geometric intuition (supported by the inclusion of numerous illustrations) made The Fractal Geometry of Nature accessible to non-specialists. The book sparked widespread popular interest in fractals and contributed to chaos theory and other fields of science and mathematics.",
"title": "Research career"
},
{
"paragraph_id": 31,
"text": "Mandelbrot also put his ideas to work in cosmology. He offered in 1974 a new explanation of Olbers' paradox (the \"dark night sky\" riddle), demonstrating the consequences of fractal theory as a sufficient, but not necessary, resolution of the paradox. He postulated that if the stars in the universe were fractally distributed (for example, like Cantor dust), it would not be necessary to rely on the Big Bang theory to explain the paradox. His model would not rule out a Big Bang, but would allow for a dark sky even if the Big Bang had not occurred.",
"title": "Research career"
},
{
"paragraph_id": 32,
"text": "Mandelbrot's awards include the Wolf Prize for Physics in 1993, the Lewis Fry Richardson Prize of the European Geophysical Society in 2000, the Japan Prize in 2003, and the Einstein Lectureship of the American Mathematical Society in 2006.",
"title": "Awards and honors"
},
{
"paragraph_id": 33,
"text": "The small asteroid 27500 Mandelbrot was named in his honor. In November 1990, he was made a Chevalier in France's Legion of Honour. In December 2005, Mandelbrot was appointed to the position of Battelle Fellow at the Pacific Northwest National Laboratory. Mandelbrot was promoted to an Officer of the Legion of Honour in January 2006. An honorary degree from Johns Hopkins University was bestowed on Mandelbrot in the May 2010 commencement exercises.",
"title": "Awards and honors"
},
{
"paragraph_id": 34,
"text": "A partial list of awards received by Mandelbrot:",
"title": "Awards and honors"
},
{
"paragraph_id": 35,
"text": "Mandelbrot died from pancreatic cancer at the age of 85 in a hospice in Cambridge, Massachusetts, on 14 October 2010. Reacting to news of his death, mathematician Heinz-Otto Peitgen said: \"[I]f we talk about impact inside mathematics, and applications in the sciences, he is one of the most important figures of the last fifty years.\"",
"title": "Death and legacy"
},
{
"paragraph_id": 36,
"text": "Chris Anderson, TED conference curator, described Mandelbrot as \"an icon who changed how we see the world\". Nicolas Sarkozy, President of France at the time of Mandelbrot's death, said Mandelbrot had \"a powerful, original mind that never shied away from innovating and shattering preconceived notions [... h]is work, developed entirely outside mainstream research, led to modern information theory.\" Mandelbrot's obituary in The Economist points out his fame as \"celebrity beyond the academy\" and lauds him as the \"father of fractal geometry\".",
"title": "Death and legacy"
},
{
"paragraph_id": 37,
"text": "Best-selling essayist-author Nassim Nicholas Taleb has remarked that Mandelbrot's book The (Mis)Behavior of Markets is in his opinion \"The deepest and most realistic finance book ever published\".",
"title": "Death and legacy"
}
] | Benoit B. Mandelbrot was a Polish-born French-American mathematician and polymath with broad interests in the practical sciences, especially regarding what he labeled as "the art of roughness" of physical phenomena and "the uncontrolled element in life". He referred to himself as a "fractalist" and is recognized for his contribution to the field of fractal geometry, which included coining the word "fractal", as well as developing a theory of "roughness and self-similarity" in nature. In 1936, at the age of 11, Mandelbrot and his family emigrated from Warsaw, Poland, to France. After World War II ended, Mandelbrot studied mathematics, graduating from universities in Paris and in the United States and receiving a master's degree in aeronautics from the California Institute of Technology. He spent most of his career in both the United States and France, having dual French and American citizenship. In 1958, he began a 35-year career at IBM, where he became an IBM Fellow, and periodically took leaves of absence to teach at Harvard University. At Harvard, following the publication of his study of U.S. commodity markets in relation to cotton futures, he taught economics and applied sciences. Because of his access to IBM's computers, Mandelbrot was one of the first to use computer graphics to create and display fractal geometric images, leading to his discovery of the Mandelbrot set in 1980. He showed how visual complexity can be created from simple rules. He said that things typically considered to be "rough", a "mess", or "chaotic", such as clouds or shorelines, actually had a "degree of order". His math- and geometry-centered research included contributions to such fields as statistical physics, meteorology, hydrology, geomorphology, anatomy, taxonomy, neurology, linguistics, information technology, computer graphics, economics, geology, medicine, physical cosmology, engineering, chaos theory, econophysics, metallurgy, and the social sciences. Toward the end of his career, he was Sterling Professor of Mathematical Sciences at Yale University, where he was the oldest professor in Yale's history to receive tenure.
Mandelbrot also held positions at the Pacific Northwest National Laboratory, Université Lille Nord de France, Institute for Advanced Study and Centre National de la Recherche Scientifique. During his career, he received over 15 honorary doctorates and served on many science journals, along with winning numerous awards. His autobiography, The Fractalist: Memoir of a Scientific Maverick, was published posthumously in 2012. | 2001-09-21T22:20:23Z | 2023-12-29T06:30:06Z | [
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] | https://en.wikipedia.org/wiki/Benoit_Mandelbrot |
4,001 | Benedict of Nursia | Benedict of Nursia OSB (Latin: Benedictus Nursiae; Italian: Benedetto da Norcia; 2 March AD 480 – 21 March AD 547), often known as Saint Benedict, was an Italian Christian monk, writer, and theologian. He is venerated in the Catholic Church, the Eastern Orthodox Church, the Oriental Orthodox Churches, the Anglican Communion, and Old Catholic Churches. In 1964 Pope Paul VI declared Benedict a patron saint of Europe.
Benedict founded twelve communities for monks at Subiaco in present-day Lazio, Italy (about 65 kilometres (40 mi) to the east of Rome), before moving further south-east to Monte Cassino in the mountains of central Italy. The present-day Order of Saint Benedict emerged later and, moreover, is not an "order" as the term is commonly understood, but a confederation of autonomous congregations.
Benedict's main achievement, his Rule of Saint Benedict, contains a set of rules for his monks to follow. Heavily influenced by the writings of John Cassian (c. 360 – c. 435), it shows strong affinity with the earlier Rule of the Master, but it also has a unique spirit of balance, moderation and reasonableness (ἐπιείκεια, epieíkeia), which persuaded most Christian religious communities founded throughout the Middle Ages to adopt it. As a result, Benedict's Rule became one of the most influential religious rules in Western Christendom. For this reason, Giuseppe Carletti regarded Benedict as the founder of Western Christian monasticism.
Apart from a short poem attributed to Mark of Monte Cassino, the only ancient account of Benedict is found in the second volume of Pope Gregory I's four-book Dialogues, thought to have been written in 593, although the authenticity of this work is disputed.
Gregory's account of Benedict's life, however, is not a biography in the modern sense of the word. It provides instead a spiritual portrait of the gentle, disciplined abbot. In a letter to Bishop Maximilian of Syracuse, Gregory states his intention for his Dialogues, saying they are a kind of floretum (an anthology, literally, 'flowers') of the most striking miracles of Italian holy men.
Gregory did not set out to write a chronological, historically anchored story of Benedict, but he did base his anecdotes on direct testimony. To establish his authority, Gregory explains that his information came from what he considered the best sources: a handful of Benedict's disciples who lived with him and witnessed his various miracles. These followers, he says, are Constantinus, who succeeded Benedict as Abbot of Monte Cassino, Honoratus, who was abbot of Subiaco when St. Gregory wrote his Dialogues, Valentinianus, and Simplicius.
In Gregory's day, history was not recognised as an independent field of study; it was a branch of grammar or rhetoric, and historia was an account that summed up the findings of the learned when they wrote what was, at that time, considered history. Gregory's Dialogues, Book Two, then, an authentic medieval hagiography cast as a conversation between the Pope and his deacon Peter, is designed to teach spiritual lessons.
He was the son of a Roman noble of Nursia, the modern Norcia, in Umbria. A tradition which Bede accepts makes him a twin with his sister Scholastica. If 480 is accepted as the year of his birth, the year of his abandonment of his studies and leaving home would be about 500. Gregory's narrative makes it impossible to suppose him younger than 20 at the time.
Benedict was sent to Rome to study, but was disappointed by the life he found there. He does not seem to have left Rome for the purpose of becoming a hermit, but only to find some place away from the life of the great city. He took his old nurse with him as a servant and they settled down to live in Enfide. Enfide, which the tradition of Subiaco identifies with the modern Affile, is in the Simbruini mountains, about forty miles from Rome and two miles from Subiaco.
A short distance from Enfide is the entrance to a narrow, gloomy valley, penetrating the mountains and leading directly to Subiaco. The path continues to ascend, and the side of the ravine on which it runs becomes steeper until a cave is reached, above this point the mountain now rises almost perpendicularly; while on the right, it strikes in a rapid descent down to where, in Benedict's day, 500 feet (150 m) below, lay the blue waters of a lake. The cave has a large triangular-shaped opening and is about ten feet deep. On his way from Enfide, Benedict met a monk, Romanus of Subiaco, whose monastery was on the mountain above the cliff overhanging the cave. Romanus discussed with Benedict the purpose which had brought him to Subiaco, and gave him the monk's habit. By his advice Benedict became a hermit and for three years lived in this cave above the lake.
Gregory tells little of Benedict's later life. He now speaks of Benedict no longer as a youth (puer), but as a man (vir) of God. Romanus, Gregory states, served Benedict in every way he could. The monk apparently visited him frequently, and on fixed days brought him food.
During these three years of solitude, broken only by occasional communications with the outer world and by the visits of Romanus, Benedict matured both in mind and character, in knowledge of himself and of his fellow-man, and at the same time he became not merely known to, but secured the respect of, those about him; so much so that on the death of the abbot of a monastery in the neighbourhood (identified by some with Vicovaro), the community came to him and begged him to become its abbot. Benedict was acquainted with the life and discipline of the monastery, and knew that "their manners were diverse from his and therefore that they would never agree together: yet, at length, overcome with their entreaty, he gave his consent". The experiment failed; the monks tried to poison him. The legend goes that they first tried to poison his drink. He prayed a blessing over the cup and the cup shattered. Thus he left the group and went back to his cave at Subiaco.
There lived in the neighborhood a priest called Florentius who, moved by envy, tried to ruin him. He tried to poison him with poisoned bread. When he prayed a blessing over the bread, a raven swept in and took the loaf away. From this time his miracles seem to have become frequent, and many people, attracted by his sanctity and character, came to Subiaco to be under his guidance. Having failed by sending him poisonous bread, Florentius tried to seduce his monks with some prostitutes. To avoid further temptations, in about 530 Benedict left Subiaco. He founded 12 monasteries in the vicinity of Subiaco, and, eventually, in 530 he founded the great Benedictine monastery of Monte Cassino, which lies on a hilltop between Rome and Naples.
Benedict died of a fever at Monte Cassino not long after his twin sister, Scholastica, and was buried in the same tomb. According to tradition, this occurred on 21 March 547. He was named patron protector of Europe by Pope Paul VI in 1964. In 1980, Pope John Paul II declared him co-patron of Europe, together with Cyril and Methodius. Furthermore, he is the patron saint of speleologists. On the island of Tenerife (Spain) he is the patron saint of fields and farmers. An important romeria (Romería Regional de San Benito Abad) is held on this island in his honor, one of the most important in the country.
In the pre-1970 General Roman Calendar, his feast is kept on 21 March, the day of his death according to some manuscripts of the Martyrologium Hieronymianum and that of Bede. Because on that date his liturgical memorial would always be impeded by the observance of Lent, the 1969 revision of the General Roman Calendar moved his memorial to 11 July, the date that appears in some Gallic liturgical books of the end of the 8th century as the feast commemorating his birth (Natalis S. Benedicti). There is some uncertainty about the origin of this feast. Accordingly, on 21 March the Roman Martyrology mentions in a line and a half that it is Benedict's day of death and that his memorial is celebrated on 11 July, while on 11 July it devotes seven lines to speaking of him, and mentions the tradition that he died on 21 March.
The Eastern Orthodox Church commemorates Saint Benedict on 14 March.
The Anglican Communion has no single universal calendar, but a provincial calendar of saints is published in each province. In almost all of these, Saint Benedict is commemorated on 11 July.
Benedict is remembered in the Church of England with a Lesser Festival on 11 July.
Benedict wrote the Rule for monks living communally under the authority of an abbot. The Rule comprises seventy-three short chapters. Its wisdom is twofold: spiritual (how to live a Christocentric life on earth) and administrative (how to run a monastery efficiently). More than half of the chapters describe how to be obedient and humble, and what to do when a member of the community is not. About one-fourth regulate the work of God (the "opus Dei"). One-tenth outline how, and by whom, the monastery should be managed. Benedictine asceticism is known for its moderation.
This devotional medal originally came from a cross in honor of Saint Benedict. On one side, the medal has an image of Saint Benedict, holding the Holy Rule in his left hand and a cross in his right. There is a raven on one side of him, with a cup on the other side of him. Around the medal's outer margin are the words "Eius in obitu nostro praesentia muniamur" ("May we be strengthened by his presence in the hour of our death"). The other side of the medal has a cross with the initials CSSML on the vertical bar which signify "Crux Sacra Sit Mihi Lux" ("May the Holy Cross be my light") and on the horizontal bar are the initials NDSMD which stand for "Non-Draco Sit Mihi Dux" ("Let not the dragon be my guide"). The initials CSPB stand for "Crux Sancti Patris Benedicti" ("The Cross of the Holy Father Benedict") and are located on the interior angles of the cross. Either the inscription "PAX" (Peace) or the Christogram "IHS" may be found at the top of the cross in most cases. Around the medal's margin on this side are the Vade Retro Satana initials VRSNSMV which stand for "Vade Retro Satana, Nonquam Suade Mihi Vana" ("Begone Satan, do not suggest to me thy vanities") then a space followed by the initials SMQLIVB which signify "Sunt Mala Quae Libas, Ipse Venena Bibas" ("Evil are the things thou profferest, drink thou thine own poison").
This medal was first struck in 1880 to commemorate the fourteenth centenary of Benedict's birth and is also called the Jubilee Medal; its exact origin, however, is unknown. In 1647, during a witchcraft trial at Natternberg near Metten Abbey in Bavaria, the accused women testified they had no power over Metten, which was under the protection of the cross. An investigation found a number of painted crosses on the walls of the abbey with the letters now found on St Benedict medals, but their meaning had been forgotten. A manuscript written in 1415 was eventually found that had a picture of Benedict holding a scroll in one hand and a staff which ended in a cross in the other. On the scroll and staff were written the full words of the initials contained on the crosses. Medals then began to be struck in Germany, which then spread throughout Europe. This medal was first approved by Pope Benedict XIV in his briefs of 23 December 1741 and 12 March 1742.
Benedict has been also the motif of many collector's coins around the world. The Austria 50 euro 'The Christian Religious Orders', issued on 13 March 2002 is one of them.
The early Middle Ages have been called "the Benedictine centuries." In April 2008, Pope Benedict XVI discussed the influence St Benedict had on Western Europe. The pope said that "with his life and work St Benedict exercised a fundamental influence on the development of European civilization and culture" and helped Europe to emerge from the "dark night of history" that followed the fall of the Roman empire.
Benedict contributed more than anyone else to the rise of monasticism in the West. His Rule was the foundational document for thousands of religious communities in the Middle Ages. To this day, The Rule of St. Benedict is the most common and influential Rule used by monasteries and monks, more than 1,400 years after its writing. Today the Benedictine family is represented by two branches: the Benedictine Confederation and the Cistercians.
A basilica was built upon the birthplace of Benedict and Scholastica in the 1400s. Ruins of their familial home were excavated from beneath the church and preserved. The earthquake of 30 October 2016 completely devastated the structure of the basilica, leaving only the front facade and altar standing. | [
{
"paragraph_id": 0,
"text": "Benedict of Nursia OSB (Latin: Benedictus Nursiae; Italian: Benedetto da Norcia; 2 March AD 480 – 21 March AD 547), often known as Saint Benedict, was an Italian Christian monk, writer, and theologian. He is venerated in the Catholic Church, the Eastern Orthodox Church, the Oriental Orthodox Churches, the Anglican Communion, and Old Catholic Churches. In 1964 Pope Paul VI declared Benedict a patron saint of Europe.",
"title": ""
},
{
"paragraph_id": 1,
"text": "Benedict founded twelve communities for monks at Subiaco in present-day Lazio, Italy (about 65 kilometres (40 mi) to the east of Rome), before moving further south-east to Monte Cassino in the mountains of central Italy. The present-day Order of Saint Benedict emerged later and, moreover, is not an \"order\" as the term is commonly understood, but a confederation of autonomous congregations.",
"title": ""
},
{
"paragraph_id": 2,
"text": "Benedict's main achievement, his Rule of Saint Benedict, contains a set of rules for his monks to follow. Heavily influenced by the writings of John Cassian (c. 360 – c. 435), it shows strong affinity with the earlier Rule of the Master, but it also has a unique spirit of balance, moderation and reasonableness (ἐπιείκεια, epieíkeia), which persuaded most Christian religious communities founded throughout the Middle Ages to adopt it. As a result, Benedict's Rule became one of the most influential religious rules in Western Christendom. For this reason, Giuseppe Carletti regarded Benedict as the founder of Western Christian monasticism.",
"title": ""
},
{
"paragraph_id": 3,
"text": "Apart from a short poem attributed to Mark of Monte Cassino, the only ancient account of Benedict is found in the second volume of Pope Gregory I's four-book Dialogues, thought to have been written in 593, although the authenticity of this work is disputed.",
"title": "Biography"
},
{
"paragraph_id": 4,
"text": "Gregory's account of Benedict's life, however, is not a biography in the modern sense of the word. It provides instead a spiritual portrait of the gentle, disciplined abbot. In a letter to Bishop Maximilian of Syracuse, Gregory states his intention for his Dialogues, saying they are a kind of floretum (an anthology, literally, 'flowers') of the most striking miracles of Italian holy men.",
"title": "Biography"
},
{
"paragraph_id": 5,
"text": "Gregory did not set out to write a chronological, historically anchored story of Benedict, but he did base his anecdotes on direct testimony. To establish his authority, Gregory explains that his information came from what he considered the best sources: a handful of Benedict's disciples who lived with him and witnessed his various miracles. These followers, he says, are Constantinus, who succeeded Benedict as Abbot of Monte Cassino, Honoratus, who was abbot of Subiaco when St. Gregory wrote his Dialogues, Valentinianus, and Simplicius.",
"title": "Biography"
},
{
"paragraph_id": 6,
"text": "In Gregory's day, history was not recognised as an independent field of study; it was a branch of grammar or rhetoric, and historia was an account that summed up the findings of the learned when they wrote what was, at that time, considered history. Gregory's Dialogues, Book Two, then, an authentic medieval hagiography cast as a conversation between the Pope and his deacon Peter, is designed to teach spiritual lessons.",
"title": "Biography"
},
{
"paragraph_id": 7,
"text": "He was the son of a Roman noble of Nursia, the modern Norcia, in Umbria. A tradition which Bede accepts makes him a twin with his sister Scholastica. If 480 is accepted as the year of his birth, the year of his abandonment of his studies and leaving home would be about 500. Gregory's narrative makes it impossible to suppose him younger than 20 at the time.",
"title": "Early life"
},
{
"paragraph_id": 8,
"text": "Benedict was sent to Rome to study, but was disappointed by the life he found there. He does not seem to have left Rome for the purpose of becoming a hermit, but only to find some place away from the life of the great city. He took his old nurse with him as a servant and they settled down to live in Enfide. Enfide, which the tradition of Subiaco identifies with the modern Affile, is in the Simbruini mountains, about forty miles from Rome and two miles from Subiaco.",
"title": "Early life"
},
{
"paragraph_id": 9,
"text": "A short distance from Enfide is the entrance to a narrow, gloomy valley, penetrating the mountains and leading directly to Subiaco. The path continues to ascend, and the side of the ravine on which it runs becomes steeper until a cave is reached, above this point the mountain now rises almost perpendicularly; while on the right, it strikes in a rapid descent down to where, in Benedict's day, 500 feet (150 m) below, lay the blue waters of a lake. The cave has a large triangular-shaped opening and is about ten feet deep. On his way from Enfide, Benedict met a monk, Romanus of Subiaco, whose monastery was on the mountain above the cliff overhanging the cave. Romanus discussed with Benedict the purpose which had brought him to Subiaco, and gave him the monk's habit. By his advice Benedict became a hermit and for three years lived in this cave above the lake.",
"title": "Early life"
},
{
"paragraph_id": 10,
"text": "Gregory tells little of Benedict's later life. He now speaks of Benedict no longer as a youth (puer), but as a man (vir) of God. Romanus, Gregory states, served Benedict in every way he could. The monk apparently visited him frequently, and on fixed days brought him food.",
"title": "Later life"
},
{
"paragraph_id": 11,
"text": "During these three years of solitude, broken only by occasional communications with the outer world and by the visits of Romanus, Benedict matured both in mind and character, in knowledge of himself and of his fellow-man, and at the same time he became not merely known to, but secured the respect of, those about him; so much so that on the death of the abbot of a monastery in the neighbourhood (identified by some with Vicovaro), the community came to him and begged him to become its abbot. Benedict was acquainted with the life and discipline of the monastery, and knew that \"their manners were diverse from his and therefore that they would never agree together: yet, at length, overcome with their entreaty, he gave his consent\". The experiment failed; the monks tried to poison him. The legend goes that they first tried to poison his drink. He prayed a blessing over the cup and the cup shattered. Thus he left the group and went back to his cave at Subiaco.",
"title": "Later life"
},
{
"paragraph_id": 12,
"text": "There lived in the neighborhood a priest called Florentius who, moved by envy, tried to ruin him. He tried to poison him with poisoned bread. When he prayed a blessing over the bread, a raven swept in and took the loaf away. From this time his miracles seem to have become frequent, and many people, attracted by his sanctity and character, came to Subiaco to be under his guidance. Having failed by sending him poisonous bread, Florentius tried to seduce his monks with some prostitutes. To avoid further temptations, in about 530 Benedict left Subiaco. He founded 12 monasteries in the vicinity of Subiaco, and, eventually, in 530 he founded the great Benedictine monastery of Monte Cassino, which lies on a hilltop between Rome and Naples.",
"title": "Later life"
},
{
"paragraph_id": 13,
"text": "Benedict died of a fever at Monte Cassino not long after his twin sister, Scholastica, and was buried in the same tomb. According to tradition, this occurred on 21 March 547. He was named patron protector of Europe by Pope Paul VI in 1964. In 1980, Pope John Paul II declared him co-patron of Europe, together with Cyril and Methodius. Furthermore, he is the patron saint of speleologists. On the island of Tenerife (Spain) he is the patron saint of fields and farmers. An important romeria (Romería Regional de San Benito Abad) is held on this island in his honor, one of the most important in the country.",
"title": "Veneration"
},
{
"paragraph_id": 14,
"text": "In the pre-1970 General Roman Calendar, his feast is kept on 21 March, the day of his death according to some manuscripts of the Martyrologium Hieronymianum and that of Bede. Because on that date his liturgical memorial would always be impeded by the observance of Lent, the 1969 revision of the General Roman Calendar moved his memorial to 11 July, the date that appears in some Gallic liturgical books of the end of the 8th century as the feast commemorating his birth (Natalis S. Benedicti). There is some uncertainty about the origin of this feast. Accordingly, on 21 March the Roman Martyrology mentions in a line and a half that it is Benedict's day of death and that his memorial is celebrated on 11 July, while on 11 July it devotes seven lines to speaking of him, and mentions the tradition that he died on 21 March.",
"title": "Veneration"
},
{
"paragraph_id": 15,
"text": "The Eastern Orthodox Church commemorates Saint Benedict on 14 March.",
"title": "Veneration"
},
{
"paragraph_id": 16,
"text": "The Anglican Communion has no single universal calendar, but a provincial calendar of saints is published in each province. In almost all of these, Saint Benedict is commemorated on 11 July.",
"title": "Veneration"
},
{
"paragraph_id": 17,
"text": "Benedict is remembered in the Church of England with a Lesser Festival on 11 July.",
"title": "Veneration"
},
{
"paragraph_id": 18,
"text": "Benedict wrote the Rule for monks living communally under the authority of an abbot. The Rule comprises seventy-three short chapters. Its wisdom is twofold: spiritual (how to live a Christocentric life on earth) and administrative (how to run a monastery efficiently). More than half of the chapters describe how to be obedient and humble, and what to do when a member of the community is not. About one-fourth regulate the work of God (the \"opus Dei\"). One-tenth outline how, and by whom, the monastery should be managed. Benedictine asceticism is known for its moderation.",
"title": "Rule of Saint Benedict"
},
{
"paragraph_id": 19,
"text": "This devotional medal originally came from a cross in honor of Saint Benedict. On one side, the medal has an image of Saint Benedict, holding the Holy Rule in his left hand and a cross in his right. There is a raven on one side of him, with a cup on the other side of him. Around the medal's outer margin are the words \"Eius in obitu nostro praesentia muniamur\" (\"May we be strengthened by his presence in the hour of our death\"). The other side of the medal has a cross with the initials CSSML on the vertical bar which signify \"Crux Sacra Sit Mihi Lux\" (\"May the Holy Cross be my light\") and on the horizontal bar are the initials NDSMD which stand for \"Non-Draco Sit Mihi Dux\" (\"Let not the dragon be my guide\"). The initials CSPB stand for \"Crux Sancti Patris Benedicti\" (\"The Cross of the Holy Father Benedict\") and are located on the interior angles of the cross. Either the inscription \"PAX\" (Peace) or the Christogram \"IHS\" may be found at the top of the cross in most cases. Around the medal's margin on this side are the Vade Retro Satana initials VRSNSMV which stand for \"Vade Retro Satana, Nonquam Suade Mihi Vana\" (\"Begone Satan, do not suggest to me thy vanities\") then a space followed by the initials SMQLIVB which signify \"Sunt Mala Quae Libas, Ipse Venena Bibas\" (\"Evil are the things thou profferest, drink thou thine own poison\").",
"title": "Saint Benedict Medal"
},
{
"paragraph_id": 20,
"text": "This medal was first struck in 1880 to commemorate the fourteenth centenary of Benedict's birth and is also called the Jubilee Medal; its exact origin, however, is unknown. In 1647, during a witchcraft trial at Natternberg near Metten Abbey in Bavaria, the accused women testified they had no power over Metten, which was under the protection of the cross. An investigation found a number of painted crosses on the walls of the abbey with the letters now found on St Benedict medals, but their meaning had been forgotten. A manuscript written in 1415 was eventually found that had a picture of Benedict holding a scroll in one hand and a staff which ended in a cross in the other. On the scroll and staff were written the full words of the initials contained on the crosses. Medals then began to be struck in Germany, which then spread throughout Europe. This medal was first approved by Pope Benedict XIV in his briefs of 23 December 1741 and 12 March 1742.",
"title": "Saint Benedict Medal"
},
{
"paragraph_id": 21,
"text": "Benedict has been also the motif of many collector's coins around the world. The Austria 50 euro 'The Christian Religious Orders', issued on 13 March 2002 is one of them.",
"title": "Saint Benedict Medal"
},
{
"paragraph_id": 22,
"text": "The early Middle Ages have been called \"the Benedictine centuries.\" In April 2008, Pope Benedict XVI discussed the influence St Benedict had on Western Europe. The pope said that \"with his life and work St Benedict exercised a fundamental influence on the development of European civilization and culture\" and helped Europe to emerge from the \"dark night of history\" that followed the fall of the Roman empire.",
"title": "Influence"
},
{
"paragraph_id": 23,
"text": "Benedict contributed more than anyone else to the rise of monasticism in the West. His Rule was the foundational document for thousands of religious communities in the Middle Ages. To this day, The Rule of St. Benedict is the most common and influential Rule used by monasteries and monks, more than 1,400 years after its writing. Today the Benedictine family is represented by two branches: the Benedictine Confederation and the Cistercians.",
"title": "Influence"
},
{
"paragraph_id": 24,
"text": "A basilica was built upon the birthplace of Benedict and Scholastica in the 1400s. Ruins of their familial home were excavated from beneath the church and preserved. The earthquake of 30 October 2016 completely devastated the structure of the basilica, leaving only the front facade and altar standing.",
"title": "Influence"
}
] | Benedict of Nursia, often known as Saint Benedict, was an Italian Christian monk, writer, and theologian. He is venerated in the Catholic Church, the Eastern Orthodox Church, the Oriental Orthodox Churches, the Anglican Communion, and Old Catholic Churches. In 1964 Pope Paul VI declared Benedict a patron saint of Europe. Benedict founded twelve communities for monks at Subiaco in present-day Lazio, Italy, before moving further south-east to Monte Cassino in the mountains of central Italy. The present-day Order of Saint Benedict emerged later and, moreover, is not an "order" as the term is commonly understood, but a confederation of autonomous congregations. Benedict's main achievement, his Rule of Saint Benedict, contains a set of rules for his monks to follow. Heavily influenced by the writings of John Cassian, it shows strong affinity with the earlier Rule of the Master, but it also has a unique spirit of balance, moderation and reasonableness, which persuaded most Christian religious communities founded throughout the Middle Ages to adopt it. As a result, Benedict's Rule became one of the most influential religious rules in Western Christendom. For this reason, Giuseppe Carletti regarded Benedict as the founder of Western Christian monasticism. | 2001-08-01T19:54:22Z | 2023-12-03T19:46:01Z | [
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] | https://en.wikipedia.org/wiki/Benedict_of_Nursia |
4,005 | Battle of Pharsalus | The Battle of Pharsalus was the decisive battle of Caesar's Civil War fought on 9 August 48 BC near Pharsalus in Central Greece. Julius Caesar and his allies formed up opposite the army of the Roman Republic under the command of Pompey. Pompey had the backing of a majority of Roman senators and his army significantly outnumbered the veteran Caesarian legions.
Pressured by his officers, Pompey reluctantly engaged in battle and suffered an overwhelming defeat, ultimately fleeing the camp and his men, disguised as an ordinary citizen. Eventually making his way to Egypt, he was assassinated upon his arrival at the order of Ptolemy XIII.
Following the start of the Civil War, Caesar had captured Rome, forced Pompey and his allies to withdraw from Italy, and defeated Pompey's legates in Spain. In the campaign season for 48 BC, Caesar crossed the Adriatic and advanced on Dyrrachium. There, he besieged it, but was defeated.
Caesar then withdrew east into Thessaly, partly to relieve one of his legates from attack by Metellus Scipio's forces arriving from Syria. He besieged Gomphi after it resisted him. Pompey pursued, seeking to spare Italy from invasion by concluding the war on Greek soil, to prevent Caesar from defeating Metellus Scipio's forces arriving from Syria, and under pressure from his overconfident allies who accused him of prolonging the war to extend his command.
The decisive battle took place on 9 August 48 BC according to the Republican calendar. According to the proleptic Julian calendar however, the date was either 29 June (according to Le Verrier's chronological reconstruction) or possibly 7 June (according to Drumann/Groebe).
The location of the battlefield was for a long time the subject of controversy among scholars. Caesar himself, in his Commentarii de Bello Civili, mentions few place-names; and although the battle is called after Pharsalos by modern authors, four ancient writers – the author of the Bellum Alexandrinum (48.1), Frontinus (Strategemata 2.3.22), Eutropius (20), and Orosius (6.15.27) – place it specifically at Palaepharsalus ("Old" Pharsalus). Strabo in his Geographica (Γεωγραφικά) mentions both old and new Pharsaloi, and notes that the Thetideion, the temple to Thetis south of Scotoussa, was near both. In 198 BC, in the Second Macedonian War, Philip V of Macedon sacked Palaepharsalos (Livy, Ab Urbe Condita 32.13.9), but left new Pharsalos untouched. These two details perhaps imply that the two cities were not close neighbours. Many scholars, therefore, unsure of the site of Palaepharsalos, followed Appian (2.75) and located the battle of 48 BC south of the Enipeus or close to Pharsalos (today's Pharsala). Among the scholars arguing for the south side are Béquignon (1928), Bruère (1951), and Gwatkin (1957).
An increasing number of scholars, however, have argued for a location on the north side of the river. These include Perrin (1885), Holmes (1908), Lucas (1921), Rambaud (1955), Pelling (1973), Morgan (1983), and Sheppard (2006). John D. Morgan in his definitive "Palae-pharsalus – the Battle and the Town", shows that Palaepharsalus cannot have been at Palaiokastro, as Béquignon thought (a site abandoned c. 500 BC), nor the hill of Fatih-Dzami within the walls of Pharsalus itself, as Kromayer (1903, 1931) and Gwatkin thought; and Morgan argues that it is probably also not the hill of Khtouri (Koutouri), some 7 miles north-west of Pharsalus on the south bank of the Enipeus, as Lucas and Holmes thought, although that remains a possibility. However, Morgan believes it is most likely to have been the hill just east of the village of Krini (Krini Larisas, formerly Driskoli) very close to the ancient highway from Larisa to Pharsalus. This site is some six miles (9.7 km) north of Pharsalus, and three miles north of the river Enipeus, and not only has remains dating back to neolithic times but also signs of habitation in the 1st century BC and later. The identification seems to be confirmed by the location of a place misspelled "Palfari" or "Falaphari" shown on a medieval route map of the road just north of Pharsalus. Morgan places Pompey's camp a mile to the west of Krini, just north of the village of Avra (formerly Sarikayia), and Caesar's camp some four miles to the east-south-east of Pompey's. According to this reconstruction, therefore, the battle took place not between Pharsalus and the river, as Appian wrote, but between Old Pharsalus and the river.
An interesting side-note on Palaepharsalus is that it was sometimes identified in ancient sources with Phthia, the home of Achilles. Near Old and New Pharsalus was a "Thetideion", or temple dedicated to Thetis, the mother of Achilles. However, Phthia, the kingdom of Achilles and his father Peleus, is more usually identified with the lower valley of the Spercheios river, much further south.
Although it is often called the Battle of Pharsalus by modern historians, this name was rarely used in the ancient sources. Caesar merely calls it the proelium in Thessaliā ("battle in Thessalia"); Marcus Tullius Cicero and Hirtius call it the Pharsālicum proelium ("Pharsalic battle") or pugna Pharsālia ("Pharsalian battle"), and similar expressions are also used in other authors. But Hirtius (if he is the author of the de Bello Alexandrino) also refers to the battle as having taken place at Palaepharsalus, and this name also occurs in Strabo, Frontinus, Eutropius, and Orosius. Lucan in his poem about the Civil War regularly uses the name Pharsālia, and this term is also used by the epitomiser of Livy and by Tacitus. The only ancient sources to refer to the battle as being at Pharsalus are a certain calendar known as the Fasti Amiternini and the Greek authors Plutarch, Appian, and Polyaenus. It has therefore been argued by some scholars that "Pharsalia" would be a more accurate name for the battle than Pharsalus.
The total number of soldiers on each side is unknown because ancient accounts of the battle focused primarily on giving the numbers of Italian legionaries only, regarding allied non-citizen contingents as inferior and inconsequential. According to Caesar, his own army included 22,000 Roman legionaries distributed throughout 80 cohorts (8 legions), alongside 1,000 Gallic and Germanic cavalry. All of Caesar's legions were understrength; some only had about a thousand men at the time of Pharsalus, due partly to losses at Dyrrhachium and partly to Caesar's wish to rapidly advance with a picked body as opposed to a ponderous movement with a large army. Another source adds that he had recruited Greek light infantry from Dolopia, Acarnania and Aetolia; these numbered no more than a few thousand. Caesar, Appian and Plutarch give Pompey an army of 45,000 Roman infantry. Osorius describes Pompey as having 88 cohorts of Roman infantry, which at full strength would come to 44,000 men, while Brunt and Wylie estimated Pompey's Roman infantry as being as 38,000 men, and Greenhalgh said they contained a maximum of 36,000.
It was in his auxiliary troops and in particular his cavalry, all of which vastly outnumbered Caesar's own, that Pompey had his greatest advantage. He seems to have had at his disposal anywhere between 5,000 and 7,000 cavalry, and thousands of archers, slingers and light infantrymen in general. These all formed a remarkably diverse group, including Gallic and Germanic horsemen alongside all polyglot peoples of the east – namely Greeks, Thracians, and Anatolians from the Balkans and Syrians, Phoenicians and Jews from the Levant. To this heterogeneous force Pompey added horsemen conscripted from his own slaves. Many of the foreigners were serving under their own rulers, for more than a dozen despots and petty kings under Roman influence in the east were Pompey's personal clients and some elected to attend in person, or send proxies.
Caesar had the following legions with him:
The bulk of Caesar's army at Pharsalus was made up of his veterans from the Gallic Wars; very experienced, battle-hardened troops who were absolutely devoted to their commander.
The two generals deployed their legions in the traditional three lines (triplex acies), with Pompey's right and Caesar's left flanks resting on river Enipeus. As the stream provided enough protection to that side, Pompey moved almost all of his cavalry, archers, and slingers to the left, to make the most of their numerical strength. Only a small force of 500–600 Pontic cavalry and some Cappadocian light infantry was placed on his right flank. Pompey stationed his strongest legions in the center and wings of his infantry line, and dispersed some 2,000 re-enlisted veterans throughout the entire line in order to inspire the less experienced. The Pompeian cohorts were arrayed in an unusually thick formation, 10 men deep: their task was just to tie down the enemy foot while Pompey's cavalry, his key to victory, swept through Caesar's flank and rear. The column of legions was divided under command of three subordinates, with Lentulus in charge of the left, Scipio of the center and Ahenobarbus the right. Labienus was entrusted with command of the cavalry charge, while Pompey himself took up a position behind the left wing in order to oversee the course of the battle.
Caesar also deployed his men in three lines, but, being outnumbered, had to thin his ranks to a depth of only six men, in order to match the frontage presented by Pompey. His left flank, resting on the Enipeus River, consisted of his battle worn IX legion supplemented by the VIII legion, these were commanded by Mark Antony. The VI, XII, XI and XIII formed the centre and were commanded by Domitius, then came the VII and upon his right he placed his favored X legion, giving Sulla command of this flank – Caesar himself took his stand on the right, across from Pompey. Upon seeing the disposition of Pompey's army Caesar grew discomforted, and further thinned his third line in order to form a fourth line on his right: this to counter the onslaught of the enemy cavalry, which he knew his numerically inferior cavalry could not withstand. He gave this new line detailed instructions for the role they would play, hinting that upon them would rest the fortunes of the day, and gave strict orders to his third line not to charge until specifically ordered.
There was significant distance between the two armies, according to Caesar. Pompey ordered his men not to charge, but to wait until Caesar's legions came into close quarters; Pompey's adviser Gaius Triarius believed that Caesar's infantry would be fatigued and fall into disorder if they were forced to cover twice the expected distance of a battle march. Also, stationary troops were expected to be able to defend better against pila throws. Seeing that Pompey's army was not advancing, Caesar's infantry under Mark Antony and Gnaeus Domitius Calvinus started the advance. As Caesar's men neared throwing distance, without orders, they stopped to rest and regroup before continuing the charge; Pompey's right and centre line held as the two armies collided.
As Pompey's infantry fought, Labienus ordered the Pompeian cavalry on his left flank to attack Caesar's cavalry; as expected they successfully pushed back Caesar's cavalry. Caesar then revealed his hidden fourth line of infantry and surprised Pompey's cavalry charge; Caesar's men were ordered to leap up and use their pila to thrust at Pompey's cavalry instead of throwing them. Pompey's cavalry panicked and suffered hundreds of casualties, as Caesar's cavalry came about and charged after them. After failing to reform, the rest of Pompey's cavalry retreated to the hills, leaving the left wing of his legions exposed to the hidden troops as Caesar's cavalry wheeled around their flank. Caesar then ordered in his third line, containing his most battle-hardened veterans, to attack. This broke Pompey's left wing troops, who fled the battlefield.
After routing Pompey's cavalry, Caesar threw in his last line of reserves – a move which at this point meant that the battle was more or less decided. Pompey lost the will to fight as he watched both cavalry and legions under his command break formation and flee from battle, and he retreated to his camp, leaving the rest of his troops at the centre and right flank to their own devices. He ordered the garrisoned auxiliaries to defend the camp as he gathered his family, loaded up gold, and threw off his general's cloak to make a quick escape. As the rest of Pompey's army were left confused, Caesar urged his men to end the day by routing the rest of Pompey's troops and capturing the Pompeian camp. They complied with his wishes; after finishing off the remains of Pompey's men, they furiously attacked the camp walls. The Thracians and the other auxiliaries who were left in the Pompeian camp, in total seven cohorts, defended bravely, but were not able to fend off the assault.
Caesar had won his greatest victory, claiming to have only lost about 200 soldiers and 30 centurions and assigning the Optimate losses to be 60,000 men. These numbers seem suspiciously exaggerated with Appian suggesting the Caesarean losses to be as many as 1,200 men and the Pompeian losses to be 6,000. In his history of the war, Caesar would praise his own men's discipline and experience, and remembered each of his centurions by name. He also questioned Pompey's decision not to charge.
Pompey, despairing of the defeat, fled with his advisors overseas to Mytilene and thence to Cilicia where he held a council of war; at the same time, Cato and supporters at Dyrrachium attempted first to hand over command to Marcus Tullius Cicero, who refused, deciding instead to return to Italy. They then regrouped at Corcyra and went thence to Libya. Others, including Marcus Junius Brutus sought Caesar's pardon, travelling over marshlands to Larissa where he was then welcomed graciously by Caesar in his camp. Pompey's council of war decided to flee to Egypt, which had in the previous year supplied him with military aid.
In the aftermath of the battle, Caesar captured Pompey's camp and burned Pompey's correspondence. He then announced that he would forgive all who asked for mercy. Pompeian naval forces in the Adriatic and Italy mostly withdrew or surrendered.
Hearing of Pompey's flight to Egypt, Caesar remained in hot pursuit, first landing in Asia and reaching Alexandria on 2 October 48 BC, where he learnt of Pompey's murder and then was embroiled in a dynastic dispute between Ptolemy XIII and Cleopatra.
Paul K. Davis wrote that "Caesar's victory took him to the pinnacle of power, effectively ending the Republic." The battle itself did not end the civil war but it was decisive and gave Caesar a much needed boost in legitimacy. Until then much of the Roman world outside Italy supported Pompey and his allies due to the extensive list of clients he held in all corners of the Republic. After Pompey's defeat former allies began to align themselves with Caesar as some came to believe the gods favored him, while for others it was simple self-preservation. The ancients took great stock in success as a sign of favoritism by the gods. This is especially true of success in the face of almost certain defeat – as Caesar experienced at Pharsalus. This allowed Caesar to parlay this single victory into a huge network of willing clients to better secure his hold over power and force the Optimates into near exile in search for allies to continue the fight against Caesar.
The battle gives its name to the following artistic, geographical, and business concerns:
In Alexander Dumas' The Three Musketeers, the author makes reference to Caesar's purported order that his men try to cut the faces of their opponents – their vanity supposedly being of more value to them than their lives.
In Mankiewicz's 1963 film Cleopatra, the immediate aftermath of Pharsalus is used as an opening scene to set the action in motion. | [
{
"paragraph_id": 0,
"text": "The Battle of Pharsalus was the decisive battle of Caesar's Civil War fought on 9 August 48 BC near Pharsalus in Central Greece. Julius Caesar and his allies formed up opposite the army of the Roman Republic under the command of Pompey. Pompey had the backing of a majority of Roman senators and his army significantly outnumbered the veteran Caesarian legions.",
"title": ""
},
{
"paragraph_id": 1,
"text": "Pressured by his officers, Pompey reluctantly engaged in battle and suffered an overwhelming defeat, ultimately fleeing the camp and his men, disguised as an ordinary citizen. Eventually making his way to Egypt, he was assassinated upon his arrival at the order of Ptolemy XIII.",
"title": ""
},
{
"paragraph_id": 2,
"text": "Following the start of the Civil War, Caesar had captured Rome, forced Pompey and his allies to withdraw from Italy, and defeated Pompey's legates in Spain. In the campaign season for 48 BC, Caesar crossed the Adriatic and advanced on Dyrrachium. There, he besieged it, but was defeated.",
"title": "Prelude"
},
{
"paragraph_id": 3,
"text": "Caesar then withdrew east into Thessaly, partly to relieve one of his legates from attack by Metellus Scipio's forces arriving from Syria. He besieged Gomphi after it resisted him. Pompey pursued, seeking to spare Italy from invasion by concluding the war on Greek soil, to prevent Caesar from defeating Metellus Scipio's forces arriving from Syria, and under pressure from his overconfident allies who accused him of prolonging the war to extend his command.",
"title": "Prelude"
},
{
"paragraph_id": 4,
"text": "The decisive battle took place on 9 August 48 BC according to the Republican calendar. According to the proleptic Julian calendar however, the date was either 29 June (according to Le Verrier's chronological reconstruction) or possibly 7 June (according to Drumann/Groebe).",
"title": "Date"
},
{
"paragraph_id": 5,
"text": "The location of the battlefield was for a long time the subject of controversy among scholars. Caesar himself, in his Commentarii de Bello Civili, mentions few place-names; and although the battle is called after Pharsalos by modern authors, four ancient writers – the author of the Bellum Alexandrinum (48.1), Frontinus (Strategemata 2.3.22), Eutropius (20), and Orosius (6.15.27) – place it specifically at Palaepharsalus (\"Old\" Pharsalus). Strabo in his Geographica (Γεωγραφικά) mentions both old and new Pharsaloi, and notes that the Thetideion, the temple to Thetis south of Scotoussa, was near both. In 198 BC, in the Second Macedonian War, Philip V of Macedon sacked Palaepharsalos (Livy, Ab Urbe Condita 32.13.9), but left new Pharsalos untouched. These two details perhaps imply that the two cities were not close neighbours. Many scholars, therefore, unsure of the site of Palaepharsalos, followed Appian (2.75) and located the battle of 48 BC south of the Enipeus or close to Pharsalos (today's Pharsala). Among the scholars arguing for the south side are Béquignon (1928), Bruère (1951), and Gwatkin (1957).",
"title": "Location"
},
{
"paragraph_id": 6,
"text": "An increasing number of scholars, however, have argued for a location on the north side of the river. These include Perrin (1885), Holmes (1908), Lucas (1921), Rambaud (1955), Pelling (1973), Morgan (1983), and Sheppard (2006). John D. Morgan in his definitive \"Palae-pharsalus – the Battle and the Town\", shows that Palaepharsalus cannot have been at Palaiokastro, as Béquignon thought (a site abandoned c. 500 BC), nor the hill of Fatih-Dzami within the walls of Pharsalus itself, as Kromayer (1903, 1931) and Gwatkin thought; and Morgan argues that it is probably also not the hill of Khtouri (Koutouri), some 7 miles north-west of Pharsalus on the south bank of the Enipeus, as Lucas and Holmes thought, although that remains a possibility. However, Morgan believes it is most likely to have been the hill just east of the village of Krini (Krini Larisas, formerly Driskoli) very close to the ancient highway from Larisa to Pharsalus. This site is some six miles (9.7 km) north of Pharsalus, and three miles north of the river Enipeus, and not only has remains dating back to neolithic times but also signs of habitation in the 1st century BC and later. The identification seems to be confirmed by the location of a place misspelled \"Palfari\" or \"Falaphari\" shown on a medieval route map of the road just north of Pharsalus. Morgan places Pompey's camp a mile to the west of Krini, just north of the village of Avra (formerly Sarikayia), and Caesar's camp some four miles to the east-south-east of Pompey's. According to this reconstruction, therefore, the battle took place not between Pharsalus and the river, as Appian wrote, but between Old Pharsalus and the river.",
"title": "Location"
},
{
"paragraph_id": 7,
"text": "An interesting side-note on Palaepharsalus is that it was sometimes identified in ancient sources with Phthia, the home of Achilles. Near Old and New Pharsalus was a \"Thetideion\", or temple dedicated to Thetis, the mother of Achilles. However, Phthia, the kingdom of Achilles and his father Peleus, is more usually identified with the lower valley of the Spercheios river, much further south.",
"title": "Location"
},
{
"paragraph_id": 8,
"text": "Although it is often called the Battle of Pharsalus by modern historians, this name was rarely used in the ancient sources. Caesar merely calls it the proelium in Thessaliā (\"battle in Thessalia\"); Marcus Tullius Cicero and Hirtius call it the Pharsālicum proelium (\"Pharsalic battle\") or pugna Pharsālia (\"Pharsalian battle\"), and similar expressions are also used in other authors. But Hirtius (if he is the author of the de Bello Alexandrino) also refers to the battle as having taken place at Palaepharsalus, and this name also occurs in Strabo, Frontinus, Eutropius, and Orosius. Lucan in his poem about the Civil War regularly uses the name Pharsālia, and this term is also used by the epitomiser of Livy and by Tacitus. The only ancient sources to refer to the battle as being at Pharsalus are a certain calendar known as the Fasti Amiternini and the Greek authors Plutarch, Appian, and Polyaenus. It has therefore been argued by some scholars that \"Pharsalia\" would be a more accurate name for the battle than Pharsalus.",
"title": "Name of the battle"
},
{
"paragraph_id": 9,
"text": "The total number of soldiers on each side is unknown because ancient accounts of the battle focused primarily on giving the numbers of Italian legionaries only, regarding allied non-citizen contingents as inferior and inconsequential. According to Caesar, his own army included 22,000 Roman legionaries distributed throughout 80 cohorts (8 legions), alongside 1,000 Gallic and Germanic cavalry. All of Caesar's legions were understrength; some only had about a thousand men at the time of Pharsalus, due partly to losses at Dyrrhachium and partly to Caesar's wish to rapidly advance with a picked body as opposed to a ponderous movement with a large army. Another source adds that he had recruited Greek light infantry from Dolopia, Acarnania and Aetolia; these numbered no more than a few thousand. Caesar, Appian and Plutarch give Pompey an army of 45,000 Roman infantry. Osorius describes Pompey as having 88 cohorts of Roman infantry, which at full strength would come to 44,000 men, while Brunt and Wylie estimated Pompey's Roman infantry as being as 38,000 men, and Greenhalgh said they contained a maximum of 36,000.",
"title": "Opposing armies"
},
{
"paragraph_id": 10,
"text": "It was in his auxiliary troops and in particular his cavalry, all of which vastly outnumbered Caesar's own, that Pompey had his greatest advantage. He seems to have had at his disposal anywhere between 5,000 and 7,000 cavalry, and thousands of archers, slingers and light infantrymen in general. These all formed a remarkably diverse group, including Gallic and Germanic horsemen alongside all polyglot peoples of the east – namely Greeks, Thracians, and Anatolians from the Balkans and Syrians, Phoenicians and Jews from the Levant. To this heterogeneous force Pompey added horsemen conscripted from his own slaves. Many of the foreigners were serving under their own rulers, for more than a dozen despots and petty kings under Roman influence in the east were Pompey's personal clients and some elected to attend in person, or send proxies.",
"title": "Opposing armies"
},
{
"paragraph_id": 11,
"text": "Caesar had the following legions with him:",
"title": "Opposing armies"
},
{
"paragraph_id": 12,
"text": "The bulk of Caesar's army at Pharsalus was made up of his veterans from the Gallic Wars; very experienced, battle-hardened troops who were absolutely devoted to their commander.",
"title": "Opposing armies"
},
{
"paragraph_id": 13,
"text": "The two generals deployed their legions in the traditional three lines (triplex acies), with Pompey's right and Caesar's left flanks resting on river Enipeus. As the stream provided enough protection to that side, Pompey moved almost all of his cavalry, archers, and slingers to the left, to make the most of their numerical strength. Only a small force of 500–600 Pontic cavalry and some Cappadocian light infantry was placed on his right flank. Pompey stationed his strongest legions in the center and wings of his infantry line, and dispersed some 2,000 re-enlisted veterans throughout the entire line in order to inspire the less experienced. The Pompeian cohorts were arrayed in an unusually thick formation, 10 men deep: their task was just to tie down the enemy foot while Pompey's cavalry, his key to victory, swept through Caesar's flank and rear. The column of legions was divided under command of three subordinates, with Lentulus in charge of the left, Scipio of the center and Ahenobarbus the right. Labienus was entrusted with command of the cavalry charge, while Pompey himself took up a position behind the left wing in order to oversee the course of the battle.",
"title": "Deployment"
},
{
"paragraph_id": 14,
"text": "Caesar also deployed his men in three lines, but, being outnumbered, had to thin his ranks to a depth of only six men, in order to match the frontage presented by Pompey. His left flank, resting on the Enipeus River, consisted of his battle worn IX legion supplemented by the VIII legion, these were commanded by Mark Antony. The VI, XII, XI and XIII formed the centre and were commanded by Domitius, then came the VII and upon his right he placed his favored X legion, giving Sulla command of this flank – Caesar himself took his stand on the right, across from Pompey. Upon seeing the disposition of Pompey's army Caesar grew discomforted, and further thinned his third line in order to form a fourth line on his right: this to counter the onslaught of the enemy cavalry, which he knew his numerically inferior cavalry could not withstand. He gave this new line detailed instructions for the role they would play, hinting that upon them would rest the fortunes of the day, and gave strict orders to his third line not to charge until specifically ordered.",
"title": "Deployment"
},
{
"paragraph_id": 15,
"text": "There was significant distance between the two armies, according to Caesar. Pompey ordered his men not to charge, but to wait until Caesar's legions came into close quarters; Pompey's adviser Gaius Triarius believed that Caesar's infantry would be fatigued and fall into disorder if they were forced to cover twice the expected distance of a battle march. Also, stationary troops were expected to be able to defend better against pila throws. Seeing that Pompey's army was not advancing, Caesar's infantry under Mark Antony and Gnaeus Domitius Calvinus started the advance. As Caesar's men neared throwing distance, without orders, they stopped to rest and regroup before continuing the charge; Pompey's right and centre line held as the two armies collided.",
"title": "Battle"
},
{
"paragraph_id": 16,
"text": "As Pompey's infantry fought, Labienus ordered the Pompeian cavalry on his left flank to attack Caesar's cavalry; as expected they successfully pushed back Caesar's cavalry. Caesar then revealed his hidden fourth line of infantry and surprised Pompey's cavalry charge; Caesar's men were ordered to leap up and use their pila to thrust at Pompey's cavalry instead of throwing them. Pompey's cavalry panicked and suffered hundreds of casualties, as Caesar's cavalry came about and charged after them. After failing to reform, the rest of Pompey's cavalry retreated to the hills, leaving the left wing of his legions exposed to the hidden troops as Caesar's cavalry wheeled around their flank. Caesar then ordered in his third line, containing his most battle-hardened veterans, to attack. This broke Pompey's left wing troops, who fled the battlefield.",
"title": "Battle"
},
{
"paragraph_id": 17,
"text": "After routing Pompey's cavalry, Caesar threw in his last line of reserves – a move which at this point meant that the battle was more or less decided. Pompey lost the will to fight as he watched both cavalry and legions under his command break formation and flee from battle, and he retreated to his camp, leaving the rest of his troops at the centre and right flank to their own devices. He ordered the garrisoned auxiliaries to defend the camp as he gathered his family, loaded up gold, and threw off his general's cloak to make a quick escape. As the rest of Pompey's army were left confused, Caesar urged his men to end the day by routing the rest of Pompey's troops and capturing the Pompeian camp. They complied with his wishes; after finishing off the remains of Pompey's men, they furiously attacked the camp walls. The Thracians and the other auxiliaries who were left in the Pompeian camp, in total seven cohorts, defended bravely, but were not able to fend off the assault.",
"title": "Battle"
},
{
"paragraph_id": 18,
"text": "Caesar had won his greatest victory, claiming to have only lost about 200 soldiers and 30 centurions and assigning the Optimate losses to be 60,000 men. These numbers seem suspiciously exaggerated with Appian suggesting the Caesarean losses to be as many as 1,200 men and the Pompeian losses to be 6,000. In his history of the war, Caesar would praise his own men's discipline and experience, and remembered each of his centurions by name. He also questioned Pompey's decision not to charge.",
"title": "Battle"
},
{
"paragraph_id": 19,
"text": "Pompey, despairing of the defeat, fled with his advisors overseas to Mytilene and thence to Cilicia where he held a council of war; at the same time, Cato and supporters at Dyrrachium attempted first to hand over command to Marcus Tullius Cicero, who refused, deciding instead to return to Italy. They then regrouped at Corcyra and went thence to Libya. Others, including Marcus Junius Brutus sought Caesar's pardon, travelling over marshlands to Larissa where he was then welcomed graciously by Caesar in his camp. Pompey's council of war decided to flee to Egypt, which had in the previous year supplied him with military aid.",
"title": "Aftermath"
},
{
"paragraph_id": 20,
"text": "In the aftermath of the battle, Caesar captured Pompey's camp and burned Pompey's correspondence. He then announced that he would forgive all who asked for mercy. Pompeian naval forces in the Adriatic and Italy mostly withdrew or surrendered.",
"title": "Aftermath"
},
{
"paragraph_id": 21,
"text": "Hearing of Pompey's flight to Egypt, Caesar remained in hot pursuit, first landing in Asia and reaching Alexandria on 2 October 48 BC, where he learnt of Pompey's murder and then was embroiled in a dynastic dispute between Ptolemy XIII and Cleopatra.",
"title": "Aftermath"
},
{
"paragraph_id": 22,
"text": "Paul K. Davis wrote that \"Caesar's victory took him to the pinnacle of power, effectively ending the Republic.\" The battle itself did not end the civil war but it was decisive and gave Caesar a much needed boost in legitimacy. Until then much of the Roman world outside Italy supported Pompey and his allies due to the extensive list of clients he held in all corners of the Republic. After Pompey's defeat former allies began to align themselves with Caesar as some came to believe the gods favored him, while for others it was simple self-preservation. The ancients took great stock in success as a sign of favoritism by the gods. This is especially true of success in the face of almost certain defeat – as Caesar experienced at Pharsalus. This allowed Caesar to parlay this single victory into a huge network of willing clients to better secure his hold over power and force the Optimates into near exile in search for allies to continue the fight against Caesar.",
"title": "Importance"
},
{
"paragraph_id": 23,
"text": "The battle gives its name to the following artistic, geographical, and business concerns:",
"title": "In popular culture"
},
{
"paragraph_id": 24,
"text": "In Alexander Dumas' The Three Musketeers, the author makes reference to Caesar's purported order that his men try to cut the faces of their opponents – their vanity supposedly being of more value to them than their lives.",
"title": "In popular culture"
},
{
"paragraph_id": 25,
"text": "In Mankiewicz's 1963 film Cleopatra, the immediate aftermath of Pharsalus is used as an opening scene to set the action in motion.",
"title": "In popular culture"
}
] | The Battle of Pharsalus was the decisive battle of Caesar's Civil War fought on 9 August 48 BC near Pharsalus in Central Greece. Julius Caesar and his allies formed up opposite the army of the Roman Republic under the command of Pompey. Pompey had the backing of a majority of Roman senators and his army significantly outnumbered the veteran Caesarian legions. Pressured by his officers, Pompey reluctantly engaged in battle and suffered an overwhelming defeat, ultimately fleeing the camp and his men, disguised as an ordinary citizen. Eventually making his way to Egypt, he was assassinated upon his arrival at the order of Ptolemy XIII. | 2001-08-04T16:51:52Z | 2023-12-14T21:08:46Z | [
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4,009 | Bigfoot | Bigfoot, also commonly referred to as Sasquatch, is a large and hairy human-like mythical creature alleged by some to inhabit forests in North America, particularly in the Pacific Northwest, despite scientific consensus. Bigfoot is an icon within the pseudoscience of cryptozoology, and an enduring topic within popular culture.
Enthusiasts of the subject have offered various forms of dubious evidence to prove Bigfoot's existence, including anecdotal claims of sightings as well as alleged photographs, video and audio recordings, hair samples, and casts of large footprints. While some evidence has been published in books and journals, such as the International Society of Cryptozoology's journal Cryptozoology, most of it has since been identified as hoaxes or misidentification, and the majority of scientists do not find it compelling, generally considering Bigfoot to be the result of a combination of folklore, misidentification, and hoax rather than a living animal. Folklorists trace the phenomenon of Bigfoot to a combination of factors and sources, including the European wild man figure, folk tales, and indigenous cultures. Wishful thinking, a cultural increase in environmental concerns, and overall societal awareness of the subject have been cited as additional factors.
Tales of wild, hair-covered humanoids exist throughout the world, such as the Skunk ape of the southeastern United States, the Almas, Yeren, and Yeti in Asia, the Australian Yowie, and creatures in the mythologies of indigenous people.
Bigfoot is often described as a large, muscular, and bipedal human or ape-like creature covered in black, dark brown, or dark reddish hair. Anecdotal descriptions estimate a height of roughly 6–9 feet (1.8–2.7 m), with some descriptions having the creatures standing as tall as 10–15 feet (3.0–4.6 m). Some alleged observations describe Bigfoot as more human than ape, particularly in regard to the face. In 1971, multiple people in The Dalles, Oregon, filed a police report describing an "overgrown ape", and one of the men claimed to have sighted the creature in the scope of his rifle but could not bring himself to shoot it because "it looked more human than animal".
Common descriptions include broad shoulders, no visible neck, and long arms, which many skeptics attribute to misidentification of a bear standing upright. Some alleged nighttime sightings have stated the creature's eyes "glowed" yellow or red. However, eyeshine is not present in humans or any other known great apes, and so proposed explanations for observable eyeshine off of the ground in the forest include owls, raccoons, or opossums perched in foliage.
Michael Rugg, the owner of the Bigfoot Discovery Museum, claims to have smelled Bigfoot, stating, "Imagine a skunk that had rolled around in dead animals and had hung around the garbage pits."
The enormous footprints for which the creature is named are claimed to be as large as 24 inches (610 mm) long and 8 inches (200 mm) wide. Some footprint casts have also contained claw marks, making it likely that they came from known animals such as bears, which have five toes and claws.
Ecologist Robert Pyle argues that most cultures have accounts of human-like giants in their folk history, expressing a need for "some larger-than-life creature". Each language had its name for the creature featured in the local version of such legends. Many names mean something like "wild man" or "hairy man", although other names described common actions that it was said to perform, such as eating clams or shaking trees. European folklore traditionally had many instances of the "wild man of the woods," or "wild people," often described as "a naked creature covered in hair, with only the face, feet and hands (and in some cases the knees, elbows, or breasts) remaining bare" These European wild people ranged from human hermits, to human-like monsters. Upon migrating to North America, myths of the "wild people" persisted, with documented sightings of "wild people" reported in what is now New York state and Pennsylvania. In a 2007 paper titled "Images of the Wildman Inside and Outside Europe" it stated:
"To be sure, the modern sasquatch is largely the product of a European-derived culture, as possibly to an even greater extent is the Australian yahoo; accordingly, traces of the European wildman are discernible in both figures. Yet the sasquatch is partly rooted in Amerindian representations of hairy hominoids, even though the relationship between these, which are often described as small, and the giant sasquatch of the popular Canadian and American imagination is hardly straightforward"
Many of the indigenous cultures across the North American continent include tales of mysterious hair-covered creatures living in forests, and according to anthropologist David Daegling, these legends existed long before contemporary reports of the creature described as Bigfoot. These stories differed in their details regionally and between families in the same community and are particularly prevalent in the Pacific Northwest. Chief Mischelle of the Nlaka'pamux at Lytton, British Columbia, told such a story to Charles Hill-Tout in 1898.
On the Tule River Indian Reservation, petroglyphs created by a tribe of Yokuts at a site called Painted Rock are alleged by some to depict a group of Bigfoot called "the Family". The local tribespeople call the largest of the glyphs "Hairy Man", and they are estimated to be between 500 and 1,000 years old.
16th-century Spanish explorers and Mexican settlers told tales of the los Vigilantes Oscuros, or "Dark Watchers", large creatures alleged to stalk their camps at night. In the region that is now Mississippi, a Jesuit priest was living with the Natchez in 1721 and reported stories of hairy creatures in the forest known to scream loudly and steal livestock.
The Sts'ailes people tell stories about sasq'ets, a shape-shifting creature that protects the forest. The name "Sasquatch" is the anglicized version of sasq'ets (sas-kets), roughly translating to "hairy man" in the Halq'emeylem language.
Members of the Lummi tell tales about creatures known as Ts'emekwes. The stories are similar to each other in the general descriptions of Ts'emekwes, but details differed among various family accounts concerning the creature's diet and activities. Some regional versions tell of more threatening creatures: the stiyaha or kwi-kwiyai were a nocturnal race, and children were warned against saying the names so that the "monsters" would not come and carry them off to be killed. The Iroquois tell of an aggressive, hair covered giant with rock-hard skin known as the Ot ne yar heh or "Stone Giant", more commonly referred to as the Genoskwa. In 1847, Paul Kane reported stories by the natives about skoocooms, a race of cannibalistic wild men living on the peak of Mount St. Helens. U.S. President Theodore Roosevelt, in his 1893 book, The Wilderness Hunter, writes of a story he was told by an elderly mountain man named Bauman in which a foul-smelling, bipedal creature ransacked his beaver trapping camp, stalked him, and later became hostile when it fatally broke his companion's neck. Roosevelt notes that Bauman appeared fearful while telling the story but attributed the trapper's German ancestry to have potentially influenced him.
The Alutiiq of the Kenai Peninsula in Alaska tell of the Nantinaq, a Bigfoot-like creature. This folklore was featured in the Discovery+ television series, Alaskan Killer Bigfoot, which claims the Nantinaq was responsible for the population decrease of Portlock in the 1940s.
Less menacing versions have been recorded, such as one by Reverend Elkanah Walker in 1840. Walker was a Protestant missionary who recorded stories of giants among the natives living near Spokane, Washington. These giants were said to live on and around the peaks of the nearby mountains, stealing salmon from the fishermen's nets.
On July 16, 1924, an article in The Oregonian made national news when a story was published describing a conflict between a group of gold prospectors and a group of "ape-men" in a gorge near Mount St. Helens. The prospectors reported encountering "gorilla men" near their remote cabin. One of the men, Fred Beck, indicated that he struck one of the creatures with rifle fire. That night, they reported coming under attack by the creatures, who were said to have thrown large rocks at the cabin, damaging the roof and knocking Beck unconscious. The men fled the area the following morning. The U.S. Forest Service investigated the site of the alleged incident. The investigators found no compelling evidence of the event and concluded it was likely a fabrication. Stories of large, hair covered bipedal ape-men or "mountain devils" had been a persistent piece of folklore in the area for centuries prior to the alleged incident. Today, the area is known as Ape Canyon and is cemented within Bigfoot-related folklore.
In 1958, Jerry Crew, bulldozer operator for a logging company in Humboldt County, California, discovered a set of large, 16 inches (410 mm) human-like footprints sunk deep within the mud in the Six Rivers National Forest. Upon informing his coworkers, many claimed to have seen similar tracks on previous job sites as well as telling of odd incidents such as an oil drum weighing 450 pounds (200 kg) having been moved without explanation. The logging company men soon began utilizing "Bigfoot" to describe the apparent culprit. Crew and others initially believed someone was playing a prank on them. After observing more of these massive footprints, he contacted reporter Andrew Genzoli of the Humboldt Times newspaper. Genzoli interviewed lumber workers and wrote articles about the mysterious footprints, introducing the name "Bigfoot" in relation to the tracks and the local tales of large, hairy wild men. A plaster cast was made of the footprints and Crew appeared, holding one of the casts, on the front page of the newspaper on October 6, 1958. The story spread rapidly as Genzoli began to receive correspondence from major media outlets including the New York Times and Los Angeles Times. As a result, the term Bigfoot became widespread as a reference to an apparently large, unknown creature leaving massive footprints in Northern California. As a result, Willow Creek and Humboldt County are considered by some to be the "Bigfoot Capital of the World".
In 2002, the family of Jerry Crew's deceased coworker Ray Wallace revealed a collection of large, carved wooden feet stored in his basement. They stated that Wallace had been secretly making the footprints and was responsible for the tracks discovered by Crew. Wallace was inspired by another hoaxer, Rant Mullens, who revealed information about his hoaxes in 1982.
In the 1930s in Toledo, Washington, Mullens and a group of other foresters carved pairs of large feet made of wood and used them to create footprints in the mud to scare huckleberry pickers in the Gifford Pinchot National Forest. The group would also claim to be responsible for hoaxing the alleged Ape Canyon incident in 1924. Mullens and the group of foresters began referring to themselves as the St. Helens Apes, and would later have a cave dedicated to them.
Wallace, also from Toledo, knew Mullens and stated he collaborated with him to obtain a pair of the large wooden feet and subsequently used them to create footprints on the 1958 construction site as a means to scare away potential thieves.
In the 1830s, a Wyandot chief was nicknamed "Big Foot" due to his significant size, strength and large feet. Potawatomi Chief Maumksuck, known as Chief "Big Foot", is today synonymous with the area of Walworth County, Wisconsin, and has a state park and school named for him. William A. A. Wallace, a famous 19th century Texas Ranger, was nicknamed "Bigfoot" due to his large feet and today has a town named for him: Bigfoot, Texas. Lakota leader Spotted Elk was also called "Chief Big Foot". In the late 19th and early 20th centuries, at least two enormous marauding grizzly bears were widely noted in the press and each nicknamed "Bigfoot." The first grizzly bear called "Bigfoot" was reportedly killed near Fresno, California, in 1895 after killing sheep for 15 years; his weight was estimated at 2,000 pounds (900 kg). The second one was active in Idaho in the 1890s and 1900s between the Snake and Salmon rivers, and supernatural powers were attributed to it.
Many regions have differentiating names for the creatures. In Canada, the name Sasquatch is widely used although often interchangeably with the name Bigfoot. The United States uses both of these names but also has numerous names and descriptions of the creatures depending on the region and area in which they are allegedly sighted. These include the Skunk ape in Florida and other southern states, Grassman in Ohio, Fouke Monster in Arkansas, Wood Booger in Virginia, the Monster of Whitehall in Whitehall, New York, Momo in Missouri, Honey Island Swamp Monster in Louisiana, Dewey Lake Monster in Michigan, Mogollon Monster in Arizona, the Big Muddy Monster in southern Illinois, and The Old Men of the Mountain in West Virginia. The term Wood Ape is also used by some as a means to deviate from the perceived mythical connotation surrounding the name "Bigfoot". Other names include Bushman, Treeman, and Wildman.
Various explanations have been suggested for sightings and to offer conjecture on what existing animal has been misidentified in supposed sightings of Bigfoot. Scientists typically attribute sightings to hoaxes or misidentifications of known animals and their tracks, particularly black bears.
Scientists theorize that mistaken identification of American black bears as Bigfoot are a likely explanation for most reported sightings, particularly when observers view a subject from afar, are in dense foliage, or there are poor lighting conditions. Additionally, black bears have been observed and recorded walking upright, often as the result of an injury. While upright, adult black bears stand roughly 5–7 feet (1.5–2.1 m), and grizzly bears roughly 8–9 feet (2.4–2.7 m), both within the range of anecdotal Bigfoot reports.
According to data scientist Floe Foxon, more people report seeing Bigfoot in areas with documented black bear populations. Foxon concludes, "If bigfoot is there, it may be many bears". Foxon acknowledges that alleged Bigfoot sightings have been reported in areas with minimal or no known black bear populations. She states, "Although this may be interpreted as evidence for the existence of an unknown hominid in North America, it is also explained by misidentification of other animals (including humans), among other possibilities".
Some have proposed that sightings of Bigfoot may simply be people observing and misidentifying known great apes such as chimpanzees, gorillas, and orangutans that have escaped from captivity such as zoos, circuses, and exotic pets belonging to private owners. This explanation is often proposed in relation to the Skunk ape, as some scientists argue the humid subtropical climate of the southeastern United States could potentially support a population of escaped apes.
Humans have been mistaken for Bigfoot, with some incidents leading to injuries. In 2013, a 21-year-old man in Oklahoma was arrested after he told law enforcement he accidentally shot his friend in the back while their group was allegedly hunting for Bigfoot. In 2017, a shamanist wearing clothing made of animal furs was vacationing in a North Carolina forest when local reports of alleged Bigfoot sightings flooded in. The Greenville Police Department issued a public notice not to shoot Bigfoot for fear of mistakenly injuring or killing someone in a fur suit. In 2018, a person was shot at multiple times by a hunter near Helena, Montana, who claimed he mistook him for a Bigfoot.
Additionally, some have attributed feral humans or hermits living in the wilderness as being another explanation for alleged Bigfoot sightings. One story, the Wild Man of the Navidad, tells of a wild ape-man who roamed the wilderness of eastern Texas in the mid-19th century, stealing food and goods from residents. A search party allegedly captured an escaped African slave attributed to the story. During the 1980s, several psychologically damaged American Vietnam veterans were stated by the state of Washington's veterans' affairs director, Randy Fisher, to have been living in remote wooded areas of the state.
Some have proposed that pareidolia may explain Bigfoot sightings, specifically the tendency to observe human-like faces and figures within the natural environment. Photos and videos of poor quality alleged to depict Bigfoots are often attributed to this phenomenon and commonly referred to as "Blobsquatch".
The majority of mainstream scientists maintain that the source of the sounds often attributed to Bigfoot are either hoaxes, anthropomorphization, or likely misidentified and produced by known animals such as owl, wolf, coyote, and fox.
Both Bigfoot believers and non-believers agree that many reported sightings are hoaxes.
Bigfoot proponents Grover Krantz and Geoffrey H. Bourne both believed that Bigfoot could be a relict population of the extinct southeast Asian ape species Gigantopithecus blacki. According to Bourne, G. blacki may have followed the many other species of animals that migrated across the Bering land bridge to the Americas. To date, no Gigantopithecus fossils have been found in the Americas. In Asia, the only recovered fossils have been of mandibles and teeth, leaving uncertainty about G. blacki's locomotion. Krantz has argued that G. blacki could have been bipedal, based on his extrapolation from the shape of its mandible. However, the relevant part of the mandible is not present in any fossils. The consensus view is that G. blacki was quadrupedal, as its enormous mass would have made it difficult for it to adopt a bipedal gait.
Anthropologist Matt Cartmill criticizes the G. blacki hypothesis:
The trouble with this account is that Gigantopithecus was not a hominin and maybe not even a crown group hominoid; yet the physical evidence implies that Bigfoot is an upright biped with buttocks and a long, stout, permanently adducted hallux. These are hominin autapomorphies, not found in other mammals or other bipeds. It seems unlikely that Gigantopithecus would have evolved these uniquely hominin traits in parallel.
Paleoanthropologist Bernard G. Campbell writes: "That Gigantopithecus is in fact extinct has been questioned by those who believe it survives as the Yeti of the Himalayas and the Sasquatch of the north-west American coast. But the evidence for these creatures is not convincing."
Primatologist John R. Napier and anthropologist Gordon Strasenburg have suggested a species of Paranthropus as a possible candidate for Bigfoot's identity, such as Paranthropus robustus, with its gorilla-like crested skull and bipedal gait —despite the fact that fossils of Paranthropus are found only in Africa.
Michael Rugg of the Bigfoot Discovery Museum presented a comparison between human, Gigantopithecus, and Meganthropus skulls (reconstructions made by Grover Krantz) in episodes 131 and 132 of the Bigfoot Discovery Museum Show. Bigfoot enthusiasts that think Bigfoot may be the "missing link" between apes and humans have promoted the idea that Bigfoot is a descendant of Gigantopithecus blacki, but that ape diverged from orangutans around 12 million years ago and is not related to humans.
Some suggest Neanderthal, Homo erectus, or Homo heidelbergensis to be the creature, but, like all other great apes, no remains of any of those species have been found in the Americas.
Expert consensus is that allegations of the existence of Bigfoot are not credible. Belief in the existence of such a large, ape-like creature is more often attributed to hoaxes, confusion, or delusion rather than to sightings of a genuine creature. In a 1996 USA Today article, Washington State zoologist John Crane said, "There is no such thing as Bigfoot. No data other than material that's clearly been fabricated has ever been presented." The author of one review article states that, in their opinion, it is impossible even to consider cryptozoology a science if it continues to consider Bigfoot seriously.
As with other similar beings, climate and food supply issues would make such a creature's survival in reported habitats unlikely. Bigfoot is alleged to live in regions unusual for a large, nonhuman primate, i.e., temperate latitudes in the northern hemisphere; all recognized nonhuman apes are found in the tropics of Africa and Asia. Great apes have not been found in the fossil record in the Americas, and no Bigfoot remains are known to have been found. Phillips Stevens, a cultural anthropologist at the University at Buffalo, summarized the scientific consensus as follows:
It defies all logic that there is a population of these things sufficient to keep them going. What it takes to maintain any species, especially a long-lived species, is having a breeding population. That requires a substantial number, spread out over a fairly wide area where they can find sufficient food and shelter to keep hidden from all the investigators.
In the 1970s, when Bigfoot "experts" were frequently given high-profile media coverage, McLeod writes that the scientific community generally avoided lending credence to such fringe theories by refusing even to debate them.
Primatologist Jane Goodall was asked for her personal opinion of Bigfoot in a 2002 interview on National Public Radio's "Science Friday". She joked, "Well, now you will be amazed when I tell you that I'm sure that they exist." She later added, chuckling, "Well, I'm a romantic, so I always wanted them to exist", and finally, "You know, why isn't there a body? I can't answer that, and maybe they don't exist, but I want them to." In 2012, when asked again by the Huffington Post, Goodall said "I'm fascinated and would actually love them to exist," adding, "Of course, it's strange that there has never been a single authentic hide or hair of the Bigfoot, but I've read all the accounts."
Paleontologist and author Darren Naish states in a 2016 article for Scientific American that if "Bigfoot" existed, an abundance of evidence would also exist that cannot be found anywhere today, making the existence of such a creature exceedingly unlikely.
Naish summarizes the evidence for "Bigfoot" that would exist if the creature itself existed:
Ivan T. Sanderson and Bernard Heuvelmans, founders of the study of cryptozoology, spent parts of their career searching for Bigfoot. Later scientists who researched the topic included Jason Jarvis, Carleton S. Coon, George Allen Agogino and William Charles Osman Hill, though they later stopped their research due to lack of evidence for the alleged creature.
John Napier asserts that the scientific community's attitude towards Bigfoot stems primarily from insufficient evidence. Other scientists who have shown varying degrees of interest in the creature are Grover Krantz, Jeffrey Meldrum, John Bindernagel, David J. Daegling, George Schaller, Russell Mittermeier, Daris Swindler, Esteban Sarmiento, and Mireya Mayor.
One study was conducted by John Napier and published in his book Bigfoot: The Yeti and Sasquatch in Myth and Reality in 1973. Napier wrote that if a conclusion is to be reached based on scant extant "'hard' evidence," science must declare "Bigfoot does not exist." However, he found it difficult to entirely reject thousands of alleged tracks, "scattered over 125,000 square miles" (325,000 km) or to dismiss all "the many hundreds" of eyewitness accounts. Napier concluded, "I am convinced that Sasquatch exists, but whether it is all it is cracked up to be is another matter altogether. There must be something in north-west America that needs explaining, and that something leaves man-like footprints."
In 1974, the National Wildlife Federation funded a field study seeking Bigfoot evidence. No formal federation members were involved and the study made no notable discoveries. Also in 1974, the now defunct North American Wildlife Research Team constructed a "Bigfoot trap" in the Rogue River–Siskiyou National Forest. It was baited with animal carcasses and captured multiple bears, but no Bigfoot. Upkeep of the trap ended in the early 1980s, but in 2006 the United States Forest Service repaired the trap, which today is a tourist destination along the Collings Mountain hiking trail.
Beginning in the late 1970s, physical anthropologist Grover Krantz published several articles and four book-length treatments of Bigfoot. However, his work was found to contain multiple scientific failings including falling for hoaxes.
A study published in the Journal of Biogeography in 2009 by J.D. Lozier et al. used ecological niche modeling on reported sightings of Bigfoot, using their locations to infer preferred ecological parameters. They found a very close match with the ecological parameters of the American black bear. They also note that an upright bear looks much like a Bigfoot's purported appearance and consider it highly improbable that two species should have very similar ecological preferences, concluding that Bigfoot sightings are likely misidentified sightings of black bears.
In the first systematic genetic analysis of 30 hair samples that were suspected to be from Bigfoot-like creatures, only one was found to be primate in origin, and that was identified as human. A joint study by the University of Oxford and Lausanne's Cantonal Museum of Zoology and published in the Proceedings of the Royal Society B in 2014, the team used a previously published cleaning method to remove all surface contamination and the ribosomal mitochondrial DNA 12S fragment of the sample. The sample was sequenced and then compared to GenBank to identify the species origin. The samples submitted were from different parts of the world, including the United States, Russia, the Himalayas, and Sumatra. Other than one sample of human origin, all but two are from common animals. Black and brown bears accounted for most of the samples, other animals include cow, horse, dog/wolf/coyote, sheep, goat, deer, raccoon, porcupine, and tapir. The last two samples were thought to match a fossilized genetic sample of a 40,000 year old polar bear of the Pleistocene epoch; a second test identified these hairs as being from a rare type of brown bear.
In 2019, the FBI declassified an analysis it conducted on alleged Bigfoot hairs in 1976. Bigfoot researcher Peter Byrnes sent the FBI 15 hairs attached to a small skin fragment and asked if the bureau could assist him in identifying it. Jay Cochran, Jr., assistant director of the FBI's Scientific and Technical Services division responded in 1977 that the hairs were of deer family origin.
Claims about the origins and characteristics of Bigfoot vary. The subject of Bigfoot has crossed over with other paranormal claims, including that Bigfoot, extraterrestrials, and UFOs are related or that Bigfoot are psychic, can shapeshift, are able to cross into different dimensions, or are completely supernatural in origin. Additionally, claims regarding Bigfoot have been associated with conspiracy theories including a government cover-up.
According to Live Science, there have been over 10,000 reported Bigfoot sightings in the continental United States. About one-third of all claims of Bigfoot sightings are located in the Pacific Northwest, with the remaining reports spread throughout the rest of North America. Most reports are considered mistakes or hoaxes, even by those researchers who claim Bigfoot exists.
Sightings predominantly occur in the northwestern region of Washington state, Oregon, Northern California, and British Columbia. According to data collected from the Bigfoot Field Researchers Organization's (BFRO) Bigfoot sightings database in 2019, Washington has over 2,000 reported sightings, California over 1,600, Pennsylvania over 1,300, New York and Oregon over 1,000, and Texas has just over 800. The debate over the legitimacy of Bigfoot sightings reached a peak in the 1970s, and Bigfoot has been regarded as the first widely popularized example of pseudoscience in American culture.
Some Bigfoot researchers allege that Bigfoot throws rocks as territorial displays and for communication. Other alleged behaviors include audible blows struck against trees or "wood knocking", further alleged to be communicative. Skeptics argue that these behaviors are easily hoaxed. Additionally, structures of broken and twisted foliage seemingly placed in specific areas have been attributed by some to Bigfoot behavior. In some reports, lodgepole pine and other small trees have been observed bent, uprooted, or stacked in patterns such as weaved and crisscrossed, leading some to theorize that they are potential territorial markings. Some instances have also included entire deer skeletons being suspended high in trees. Some researchers and enthusiasts believe Bigfoot construct teepee-like structures out of dead trees and foliage. In Washington state, a team of amateur Bigfoot researchers called the Olympic Project claimed to have discovered a collection of nests. The group brought in primatologists to study them, with the conclusion being that they appear to have been created by a primate.
Jeremiah Byron, host of the Bigfoot Society Podcast, believes Bigfoot are omnivores, stating, "They eat both plants and meat. I've seen accounts that they eat everything from berries, leaves, nuts, and fruit to salmon, rabbit, elk, and bear. Ronny Le Blanc, host of Expedition Bigfoot on the Travel Channel indicated he has heard anecdotal reports of Bigfoot allegedly hunting and consuming deer.
Some Bigfoot researchers have reported the creatures moving or taking possession of intentional "gifts" left by humans such as food and jewelry, and leaving items in their places such as rocks and twigs.
Many alleged sightings are reported to occur at night leading some cryptozoologists to hypothesize that Bigfoot may possess nocturnal tendencies. However, experts find such behavior untenable in a supposed ape- or human-like creature, as all known apes, including humans, are diurnal, with only lesser primates exhibiting nocturnality. Most anecdotal sightings of Bigfoot describe the creatures allegedly observed as solitary, although some reports have described groups being allegedly observed together.
Alleged vocalizations such as howls, screams, moans, grunts, whistles, and even a form of supposed language have been reported and allegedly recorded. Some of these alleged vocalization recordings have been analyzed by individuals such as retired U.S. Navy cryptologic linguist Scott Nelson. He analyzed audio recordings from the early 1970s said to be recorded in the Sierra Nevada mountains dubbed the "Sierra Sounds" and stated, "It is definitely a language, it is definitely not human in origin, and it could not have been faked". Les Stroud has spoken of a strange vocalization he heard in the wilderness while filming Survivorman that he stated sounded primate in origin. A number of anecdotal reports of Bigfoot encounters have resulted in witnesses claiming to be disoriented, dizzy and anxious. Some Bigfoot researchers, such as paranormal author Nick Redfern, have proposed that Bigfoot may produce infrasound, which could explain reports of this nature.
In Fouke, Arkansas, in 1971, a family reported that a large, hair-covered creature startled a woman after reaching through a window. This alleged incident caused hysteria in the Fouke area and inspired the horror movie, The Legend of Boggy Creek (1972). The report was later deemed a hoax.
In 1974, the New York Times presented the dubious tale of Albert Ostman, a Canadian prospector, who stated that he was kidnapped and held captive by a family of Bigfoot for six days in 1924.
In 1994, former U.S. Forest Service ranger Paul Freeman, a Bigfoot researcher, videotaped an alleged Bigfoot he reportedly encountered in the Blue Mountains in Oregon. The tape, often referred to as the Freeman footage, continues to be scrutinized and its authenticity debated. Freeman had previously gained media recognition in the 1980s for documenting alleged Bigfoot tracks, claiming they possessed dermal ridges.
On May 26, 1996, Lori Pate, who was on a camping trip near the Washington state-Canada border, videotaped a dark subject she reported encountering running across a field and claimed it was Bigfoot. The film, dubbed the Memorial Day Bigfoot footage, is often depicted in Bigfoot-related media, most notably in the 2003 documentary, Sasquatch: Legend Meets Science. In his research, Daniel Perez of the Skeptical Inquirer concluded that the footage was likely a hoax perpetuated by a human in a gorilla costume.
In 2018, Bigfoot researcher Claudia Ackley garnered international attention after filing a lawsuit with the California Department of Fish and Wildlife (CDFW) for failing to acknowledge the existence of Bigfoot. Ackley claimed to have encountered and filmed a Bigfoot in the San Bernardino Mountains in 2017, describing what she saw as a "Neanderthal man with a lot of hair". Ackley contacted emergency services as well as the CDFW; a state investigator concluded that she encountered a bear. Until her death in 2023, Ackley also ran an online support group for individuals claiming to experience psychological trauma as a result of alleged Bigfoot encounters.
In October 2023, a woman named Shannon Parker uploaded a video of an alleged Bigfoot to Facebook. The footage went viral on social media and was shared via various news publications. Shannon Parker reported she and others observed the subject while riding a train on the Durango and Silverton Narrow Gauge Railroad in the San Juan Mountains in Colorado. The authenticity of the video was debated across social media. Skeptics on Reddit speculated it was a publicity hoax perpetrated by an RV company located the area, Sasquatch Expedition Campers. The company denied the allegations.
In the early 1990s, 9-1-1 audio recordings were made public in which a homeowner in Kitsap County, Washington, called law enforcement for assistance with a large subject, described by him as being "all in black", having entered his backyard. He previously reported to law enforcement that his dog was killed recently when it was thrown over his fence. Anthropologist Jeffrey Meldrum notes that any large predatory animal is potentially dangerous, specifically if provoked, but indicates that most anecdotal accounts of Bigfoot encounter result in the creatures hiding or fleeing from people. The 2021 Hulu documentary series, Sasquatch, describes marijuana farmers telling stories of Bigfoots harassing and killing people within the Emerald Triangle region in the 1970s through the 1990s; and specifically the alleged murder of three migrant workers in 1993. Investigative journalist David Holthouse attributes the stories to illegal drug operations using the local Bigfoot lore to scare away the competition, specifically superstitious immigrants, and that the high rate of murder and missing persons in the area is attributed to human actions.
Skeptics argue that many of these alleged encounters are easily hoaxed, the result of misidentification, or are outright fabrications.
The most well-known video of an alleged Bigfoot, the Patterson-Gimlin film, was recorded on October 20, 1967, by Roger Patterson and Robert "Bob" Gimlin in an area called Bluff Creek in Northern California. The 59.5-second-long video has become an iconic piece of Bigfoot lore, and continues to be a highly scrutinized, analyzed, and debated subject.
Academic experts from related fields have typically judged the film as providing no supportive data of any scientific value, with perhaps the most common proposed explanation being that it was a hoax.
A body print taken in the year 2000 from the Gifford Pinchot National Forest in Washington state dubbed the Skookum cast is also believed by some to have been made by a Bigfoot that sat down in the mud to eat fruit left out by researchers during the filming of an episode of the Animal X television show. Skeptics believe the cast to have been made by a known animal such as an elk.
Alleged Bigfoot footprints are often suggested by Bigfoot enthusiasts as evidence for the creature's existence. Anthropologist Jeffrey Meldrum, who specializes in the study of primate bipedalism, possesses over 300 footprint casts that he maintains could not be made by wood carvings or human feet based on their anatomy, but instead are evidence of a large, non-human primate present today in North America. In 2005, Matt Crowley obtained a copy of an alleged Bigfoot footprint cast, called the "Onion Mountain Cast", and was able to painstakingly recreate the dermal ridges. Michael Dennett of the Skeptical Inquirer spoke to police investigator and primate fingerprint expert Jimmy Chilcutt in 2006 for comment on the replica and he stated, "Matt has shown artifacts can be created, at least under laboratory conditions, and field researchers need to take precautions". Chilcutt had previously stated that some of the alleged Bigfoot footprint plaster casts he examined were genuine due to the presence of "unique dermal ridges". Dennett states that Chilcutt published nothing to substantiate his claims, nor had anyone else published anything on that topic, with Chilcutt making his statements solely through a posting on the Internet. Dennett states further that no reviews on Chilcutt's statements had been performed beyond those by what Dennett states to be, "other Bigfoot enthusiasts".
In 2007, the Bigfoot Field Researchers Organization claimed to have photographs depicting a juvenile Bigfoot allegedly captured on a camera trap in the Allegheny National Forest. The Pennsylvania Game Commission, however, stated that the photos were of a bear with mange. The Pennsylvania Game Commission unsuccessfully attempted to locate the suspected mangey bear. Scientist Vanessa Woods, after estimating that the subject in the photo had approximately 22 inches (560 mm) long arms and a 18.75 inches (476 mm) torso, concluded it was more comparable to a chimpanzee.
In 2015, Centralia College professor Michael Townsend claimed to have discovered prey bones with "human-like" bite impressions on the southside of Mount St. Helens. Townsend claimed the bites were over two times wider than a human bite, and that he and two of his students also found 16-inch footprints in the area.
After what The Huffington Post described as "a five-year study of purported Bigfoot (also known as Sasquatch) DNA samples", but prior to peer review of the work, DNA Diagnostics, a veterinary laboratory headed by veterinarian Melba Ketchum issued a press release on November 24, 2012, claiming that they had found proof that the Sasquatch "is a human relative that arose approximately 15,000 years ago as a hybrid cross of modern Homo sapiens with an unknown primate species." Ketchum called for this to be recognized officially, saying that "Government at all levels must recognize them as an indigenous people and immediately protect their human and Constitutional rights against those who would see in their physical and cultural differences a 'license' to hunt, trap, or kill them." Failing to find a scientific journal that would publish their results, Ketchum announced on February 13, 2013, that their research had been published in the DeNovo Journal of Science. The title "DeNovo: Journal of Science" in which the paper was published was found to be a Web site—registered anonymously only nine days before the paper was announced—whose first and only "journal" issue contained nothing but the "Sasquatch" article. Shortly after publication, the paper was analyzed and outlined by Sharon Hill of Doubtful News for the Committee for Skeptical Inquiry. Hill reported on the questionable journal, mismanaged DNA testing and poor quality paper, stating that "The few experienced geneticists who viewed the paper reported a dismal opinion of it noting it made little sense." The Scientist magazine also analyzed the paper, reporting that:
Geneticists who have seen the paper are not impressed. "To state the obvious, no data or analyses are presented that in any way support the claim that their samples come from a new primate or human-primate hybrid," Leonid Kruglyak of Princeton University told the Houston Chronicle. "Instead, analyses either come back as 100 percent human, or fail in ways that suggest technical artifacts." The website for the DeNovo Journal of Science was setup [sic] on February 4, and there is no indication that Ketchum's work, the only study it has published, was peer-reviewed.
There are several organizations dedicated to the research and investigation of Bigfoot sightings. The oldest and largest is the Bigfoot Field Researchers Organization (BFRO). The BFRO also provides a free database to individuals and other organizations. Their website includes reports from across North America that have been investigated by researchers to determine credibility. Other similar organizations exist throughout many U.S. states and their members come from a variety of backgrounds. In 2004, David Fahrenthold of The Washington Post published an article describing a feud between Bigfoot researchers in the eastern and western United States. Fahrenthold writes, "On the one hand, East Coast Bigfooters say they have to fight discrimination from Western counterparts who think the creature does not live east of the Rocky Mountains. On the other, they have to deal with reports from a more urban population, which includes some who are unfamiliar with wildlife and apt to mistake a black bear for the missing link".
The North American Wood Ape Conservancy (NAWAC), a nonprofit organization, states its mission is to "ultimately have the wood ape species documented, protected, and the land they inhabit protected. Author Mike Mays of NAWAC states, "If just anyone hauled in a Bigfoot carcass the blowback from animal rights groups and beyond would be ruinous".
Some organizations, as well as private researchers and enthusiasts own and operate Bigfoot museums. In 2019, Bigfoot researcher Cliff Barackman, notable for his role on the Animal Planet series Finding Bigfoot, opened the North American Bigfoot Center in Boring, Oregon. In 2022, The Bigfoot Crossroads of America Museum and Research Center in Hastings, Nebraska, was selected for addition into the archives of the U.S. Library of Congress.
Ohio Bigfoot Conference and other conferences and festivals dedicated to Bigfoot are attended by thousands of people. These events commonly include guest speakers, research and lore presentations, and sometimes live music, vendors, food trucks, and other activities such as costume contests and "Bigfoot howl" competitions. The Chamber of Commerce in Willow Creek, California, has hosted the "Bigfoot Daze" festival annually since the 1960s, drawing on the popularity of the local lore. Some receive collaboration between local government and corporations, such as the Smoky Mountain Bigfoot Festival in Townsend, Tennessee, which is sponsored by Monster Energy. The 2023 Bigfoot Festival in Marion, North Carolina, saw approximately 40,000 people in attendance, resulting in a large economic boost for the small town of less than 8,000 residents.
In February 2016, the University of New Mexico at Gallup held a two-day Bigfoot conference at a cost of $7,000 in university funds.
Bigfoot has a demonstrable impact in popular culture, and has been compared to Michael Jordan as a cultural icon. October 20, the anniversary of the Patterson-Gimlin film recording, is considered by some as "National Sasquatch Awareness Day". In 2018, Smithsonian magazine declared, "Interest in the existence of the creature is at an all-time high". According to a poll taken in May 2020, about 1 in 10 American adults believe that Bigfoot is a real animal. According to a May 2023 data study, the terms "Bigfoot" and "Sasquatch" are inputted via internet search engines over 200,000 times annually in the United States, and over 660,000 times worldwide.
The creature has inspired the naming of a medical company, music festival, amusement park ride, monster truck, a Marvel Comics superhero and more. Two National Basketball Association teams located in the Pacific Northwest have used Bigfoot as a mascot; Squatch of the now-defunct Seattle SuperSonics from 1993 until 2008, and Douglas Fur of the Portland Trail Blazers as of 2023. Legend the Bigfoot was selected as the official mascot for the 2022 World Athletics Championships being held in Eugene, Oregon.
Laws and ordinances exist regarding harming or killing a Bigfoot, specifically in the state of Washington. In 1969 in Skamania County, a law was passed making killing a Bigfoot punishable by a felony conviction resulting in a monetary fine up to $10,000 or five years imprisonment. In 1984, the law was amended to a misdemeanor and the entire county was declared a "Sasquatch refuge". Whatcom County followed suit in 1991, declaring the county a "Sasquatch Protection and Refuge Area". In 2022, Grays Harbor County, Washington, passed a similar resolution after a local elementary school in Hoquiam submitted a classroom project asking for a "Sasquatch Protection and Refuge Area" to be granted. In 2021, Rep. Justin Humphrey, in an effort to bolster tourism, proposed an official Bigfoot hunting season in Oklahoma, indicating that the Wildlife Conservation Commission would regulate permits and the state would offer a $3 million bounty if such a creature was captured alive and unharmed.
In 2015, World Champion taxidermist Ken Walker completed what he believes to be a lifelike Bigfoot model based on the subject in the Patterson–Gimlin film. He entered it into the 2015 World Taxidermy & Fish Carving Championships in Springfield, Missouri and was the subject of Dan Wayne's 2019 documentary Big Fur.
Some have been critical of Bigfoot's rise to fame, arguing that the appearance of the creatures in cartoons, reality shows, and advertisements further reduces the potential validity of serious scientific research. Others propose that society's fascination with the concept of Bigfoot stems from human interest in mystery, the paranormal, and loneliness. In a 2022 article discussing recent Bigfoot sightings, journalist John Keilman of the Chicago Tribune states, "As UFOs have gained newfound respect, becoming the subject of a Pentagon investigative panel, the alleged Bigfoot sighting is a reminder that other paranormal phenomena are still out there, entrancing true believers and amusing skeptics".
In the 2018 podcast Wild Thing, creator and journalist Laura Krantz argues that the concept of Bigfoot can be an important part of environmental interest and protection, stating, "If you look at it from the angle that Bigfoot is a creature that has eluded capture or hasn't left any concrete evidence behind, then you just have a group of people who are curious about the environment and want to know more about it, which isn't that far off from what naturalists have done for centuries". Bigfoot has been used in official government environmental protection campaigns, albeit comedically, by entities such as the U.S. Forest Service in 2015.
The act of searching for or researching the creatures is often referred to as "Squatching" or "Squatch'n", popularized by the Animal Planet series, Finding Bigfoot. Bigfoot researchers and believers are often called "Squatchers".
During the onset of the COVID-19 pandemic, Bigfoot became a part of many North American social distancing promotion campaigns, with the creature being referred to as the "Social Distancing Champion" and as the subject of various internet memes related to the pandemic. | [
{
"paragraph_id": 0,
"text": "Bigfoot, also commonly referred to as Sasquatch, is a large and hairy human-like mythical creature alleged by some to inhabit forests in North America, particularly in the Pacific Northwest, despite scientific consensus. Bigfoot is an icon within the pseudoscience of cryptozoology, and an enduring topic within popular culture.",
"title": ""
},
{
"paragraph_id": 1,
"text": "Enthusiasts of the subject have offered various forms of dubious evidence to prove Bigfoot's existence, including anecdotal claims of sightings as well as alleged photographs, video and audio recordings, hair samples, and casts of large footprints. While some evidence has been published in books and journals, such as the International Society of Cryptozoology's journal Cryptozoology, most of it has since been identified as hoaxes or misidentification, and the majority of scientists do not find it compelling, generally considering Bigfoot to be the result of a combination of folklore, misidentification, and hoax rather than a living animal. Folklorists trace the phenomenon of Bigfoot to a combination of factors and sources, including the European wild man figure, folk tales, and indigenous cultures. Wishful thinking, a cultural increase in environmental concerns, and overall societal awareness of the subject have been cited as additional factors.",
"title": ""
},
{
"paragraph_id": 2,
"text": "Tales of wild, hair-covered humanoids exist throughout the world, such as the Skunk ape of the southeastern United States, the Almas, Yeren, and Yeti in Asia, the Australian Yowie, and creatures in the mythologies of indigenous people.",
"title": ""
},
{
"paragraph_id": 3,
"text": "Bigfoot is often described as a large, muscular, and bipedal human or ape-like creature covered in black, dark brown, or dark reddish hair. Anecdotal descriptions estimate a height of roughly 6–9 feet (1.8–2.7 m), with some descriptions having the creatures standing as tall as 10–15 feet (3.0–4.6 m). Some alleged observations describe Bigfoot as more human than ape, particularly in regard to the face. In 1971, multiple people in The Dalles, Oregon, filed a police report describing an \"overgrown ape\", and one of the men claimed to have sighted the creature in the scope of his rifle but could not bring himself to shoot it because \"it looked more human than animal\".",
"title": "Description"
},
{
"paragraph_id": 4,
"text": "Common descriptions include broad shoulders, no visible neck, and long arms, which many skeptics attribute to misidentification of a bear standing upright. Some alleged nighttime sightings have stated the creature's eyes \"glowed\" yellow or red. However, eyeshine is not present in humans or any other known great apes, and so proposed explanations for observable eyeshine off of the ground in the forest include owls, raccoons, or opossums perched in foliage.",
"title": "Description"
},
{
"paragraph_id": 5,
"text": "Michael Rugg, the owner of the Bigfoot Discovery Museum, claims to have smelled Bigfoot, stating, \"Imagine a skunk that had rolled around in dead animals and had hung around the garbage pits.\"",
"title": "Description"
},
{
"paragraph_id": 6,
"text": "The enormous footprints for which the creature is named are claimed to be as large as 24 inches (610 mm) long and 8 inches (200 mm) wide. Some footprint casts have also contained claw marks, making it likely that they came from known animals such as bears, which have five toes and claws.",
"title": "Description"
},
{
"paragraph_id": 7,
"text": "Ecologist Robert Pyle argues that most cultures have accounts of human-like giants in their folk history, expressing a need for \"some larger-than-life creature\". Each language had its name for the creature featured in the local version of such legends. Many names mean something like \"wild man\" or \"hairy man\", although other names described common actions that it was said to perform, such as eating clams or shaking trees. European folklore traditionally had many instances of the \"wild man of the woods,\" or \"wild people,\" often described as \"a naked creature covered in hair, with only the face, feet and hands (and in some cases the knees, elbows, or breasts) remaining bare\" These European wild people ranged from human hermits, to human-like monsters. Upon migrating to North America, myths of the \"wild people\" persisted, with documented sightings of \"wild people\" reported in what is now New York state and Pennsylvania. In a 2007 paper titled \"Images of the Wildman Inside and Outside Europe\" it stated:",
"title": "History"
},
{
"paragraph_id": 8,
"text": "\"To be sure, the modern sasquatch is largely the product of a European-derived culture, as possibly to an even greater extent is the Australian yahoo; accordingly, traces of the European wildman are discernible in both figures. Yet the sasquatch is partly rooted in Amerindian representations of hairy hominoids, even though the relationship between these, which are often described as small, and the giant sasquatch of the popular Canadian and American imagination is hardly straightforward\"",
"title": "History"
},
{
"paragraph_id": 9,
"text": "Many of the indigenous cultures across the North American continent include tales of mysterious hair-covered creatures living in forests, and according to anthropologist David Daegling, these legends existed long before contemporary reports of the creature described as Bigfoot. These stories differed in their details regionally and between families in the same community and are particularly prevalent in the Pacific Northwest. Chief Mischelle of the Nlaka'pamux at Lytton, British Columbia, told such a story to Charles Hill-Tout in 1898.",
"title": "History"
},
{
"paragraph_id": 10,
"text": "On the Tule River Indian Reservation, petroglyphs created by a tribe of Yokuts at a site called Painted Rock are alleged by some to depict a group of Bigfoot called \"the Family\". The local tribespeople call the largest of the glyphs \"Hairy Man\", and they are estimated to be between 500 and 1,000 years old.",
"title": "History"
},
{
"paragraph_id": 11,
"text": "16th-century Spanish explorers and Mexican settlers told tales of the los Vigilantes Oscuros, or \"Dark Watchers\", large creatures alleged to stalk their camps at night. In the region that is now Mississippi, a Jesuit priest was living with the Natchez in 1721 and reported stories of hairy creatures in the forest known to scream loudly and steal livestock.",
"title": "History"
},
{
"paragraph_id": 12,
"text": "The Sts'ailes people tell stories about sasq'ets, a shape-shifting creature that protects the forest. The name \"Sasquatch\" is the anglicized version of sasq'ets (sas-kets), roughly translating to \"hairy man\" in the Halq'emeylem language.",
"title": "History"
},
{
"paragraph_id": 13,
"text": "Members of the Lummi tell tales about creatures known as Ts'emekwes. The stories are similar to each other in the general descriptions of Ts'emekwes, but details differed among various family accounts concerning the creature's diet and activities. Some regional versions tell of more threatening creatures: the stiyaha or kwi-kwiyai were a nocturnal race, and children were warned against saying the names so that the \"monsters\" would not come and carry them off to be killed. The Iroquois tell of an aggressive, hair covered giant with rock-hard skin known as the Ot ne yar heh or \"Stone Giant\", more commonly referred to as the Genoskwa. In 1847, Paul Kane reported stories by the natives about skoocooms, a race of cannibalistic wild men living on the peak of Mount St. Helens. U.S. President Theodore Roosevelt, in his 1893 book, The Wilderness Hunter, writes of a story he was told by an elderly mountain man named Bauman in which a foul-smelling, bipedal creature ransacked his beaver trapping camp, stalked him, and later became hostile when it fatally broke his companion's neck. Roosevelt notes that Bauman appeared fearful while telling the story but attributed the trapper's German ancestry to have potentially influenced him.",
"title": "History"
},
{
"paragraph_id": 14,
"text": "The Alutiiq of the Kenai Peninsula in Alaska tell of the Nantinaq, a Bigfoot-like creature. This folklore was featured in the Discovery+ television series, Alaskan Killer Bigfoot, which claims the Nantinaq was responsible for the population decrease of Portlock in the 1940s.",
"title": "History"
},
{
"paragraph_id": 15,
"text": "Less menacing versions have been recorded, such as one by Reverend Elkanah Walker in 1840. Walker was a Protestant missionary who recorded stories of giants among the natives living near Spokane, Washington. These giants were said to live on and around the peaks of the nearby mountains, stealing salmon from the fishermen's nets.",
"title": "History"
},
{
"paragraph_id": 16,
"text": "On July 16, 1924, an article in The Oregonian made national news when a story was published describing a conflict between a group of gold prospectors and a group of \"ape-men\" in a gorge near Mount St. Helens. The prospectors reported encountering \"gorilla men\" near their remote cabin. One of the men, Fred Beck, indicated that he struck one of the creatures with rifle fire. That night, they reported coming under attack by the creatures, who were said to have thrown large rocks at the cabin, damaging the roof and knocking Beck unconscious. The men fled the area the following morning. The U.S. Forest Service investigated the site of the alleged incident. The investigators found no compelling evidence of the event and concluded it was likely a fabrication. Stories of large, hair covered bipedal ape-men or \"mountain devils\" had been a persistent piece of folklore in the area for centuries prior to the alleged incident. Today, the area is known as Ape Canyon and is cemented within Bigfoot-related folklore.",
"title": "History"
},
{
"paragraph_id": 17,
"text": "In 1958, Jerry Crew, bulldozer operator for a logging company in Humboldt County, California, discovered a set of large, 16 inches (410 mm) human-like footprints sunk deep within the mud in the Six Rivers National Forest. Upon informing his coworkers, many claimed to have seen similar tracks on previous job sites as well as telling of odd incidents such as an oil drum weighing 450 pounds (200 kg) having been moved without explanation. The logging company men soon began utilizing \"Bigfoot\" to describe the apparent culprit. Crew and others initially believed someone was playing a prank on them. After observing more of these massive footprints, he contacted reporter Andrew Genzoli of the Humboldt Times newspaper. Genzoli interviewed lumber workers and wrote articles about the mysterious footprints, introducing the name \"Bigfoot\" in relation to the tracks and the local tales of large, hairy wild men. A plaster cast was made of the footprints and Crew appeared, holding one of the casts, on the front page of the newspaper on October 6, 1958. The story spread rapidly as Genzoli began to receive correspondence from major media outlets including the New York Times and Los Angeles Times. As a result, the term Bigfoot became widespread as a reference to an apparently large, unknown creature leaving massive footprints in Northern California. As a result, Willow Creek and Humboldt County are considered by some to be the \"Bigfoot Capital of the World\".",
"title": "History"
},
{
"paragraph_id": 18,
"text": "In 2002, the family of Jerry Crew's deceased coworker Ray Wallace revealed a collection of large, carved wooden feet stored in his basement. They stated that Wallace had been secretly making the footprints and was responsible for the tracks discovered by Crew. Wallace was inspired by another hoaxer, Rant Mullens, who revealed information about his hoaxes in 1982.",
"title": "History"
},
{
"paragraph_id": 19,
"text": "In the 1930s in Toledo, Washington, Mullens and a group of other foresters carved pairs of large feet made of wood and used them to create footprints in the mud to scare huckleberry pickers in the Gifford Pinchot National Forest. The group would also claim to be responsible for hoaxing the alleged Ape Canyon incident in 1924. Mullens and the group of foresters began referring to themselves as the St. Helens Apes, and would later have a cave dedicated to them.",
"title": "History"
},
{
"paragraph_id": 20,
"text": "Wallace, also from Toledo, knew Mullens and stated he collaborated with him to obtain a pair of the large wooden feet and subsequently used them to create footprints on the 1958 construction site as a means to scare away potential thieves.",
"title": "History"
},
{
"paragraph_id": 21,
"text": "In the 1830s, a Wyandot chief was nicknamed \"Big Foot\" due to his significant size, strength and large feet. Potawatomi Chief Maumksuck, known as Chief \"Big Foot\", is today synonymous with the area of Walworth County, Wisconsin, and has a state park and school named for him. William A. A. Wallace, a famous 19th century Texas Ranger, was nicknamed \"Bigfoot\" due to his large feet and today has a town named for him: Bigfoot, Texas. Lakota leader Spotted Elk was also called \"Chief Big Foot\". In the late 19th and early 20th centuries, at least two enormous marauding grizzly bears were widely noted in the press and each nicknamed \"Bigfoot.\" The first grizzly bear called \"Bigfoot\" was reportedly killed near Fresno, California, in 1895 after killing sheep for 15 years; his weight was estimated at 2,000 pounds (900 kg). The second one was active in Idaho in the 1890s and 1900s between the Snake and Salmon rivers, and supernatural powers were attributed to it.",
"title": "History"
},
{
"paragraph_id": 22,
"text": "Many regions have differentiating names for the creatures. In Canada, the name Sasquatch is widely used although often interchangeably with the name Bigfoot. The United States uses both of these names but also has numerous names and descriptions of the creatures depending on the region and area in which they are allegedly sighted. These include the Skunk ape in Florida and other southern states, Grassman in Ohio, Fouke Monster in Arkansas, Wood Booger in Virginia, the Monster of Whitehall in Whitehall, New York, Momo in Missouri, Honey Island Swamp Monster in Louisiana, Dewey Lake Monster in Michigan, Mogollon Monster in Arizona, the Big Muddy Monster in southern Illinois, and The Old Men of the Mountain in West Virginia. The term Wood Ape is also used by some as a means to deviate from the perceived mythical connotation surrounding the name \"Bigfoot\". Other names include Bushman, Treeman, and Wildman.",
"title": "History"
},
{
"paragraph_id": 23,
"text": "Various explanations have been suggested for sightings and to offer conjecture on what existing animal has been misidentified in supposed sightings of Bigfoot. Scientists typically attribute sightings to hoaxes or misidentifications of known animals and their tracks, particularly black bears.",
"title": "Proposed explanations"
},
{
"paragraph_id": 24,
"text": "Scientists theorize that mistaken identification of American black bears as Bigfoot are a likely explanation for most reported sightings, particularly when observers view a subject from afar, are in dense foliage, or there are poor lighting conditions. Additionally, black bears have been observed and recorded walking upright, often as the result of an injury. While upright, adult black bears stand roughly 5–7 feet (1.5–2.1 m), and grizzly bears roughly 8–9 feet (2.4–2.7 m), both within the range of anecdotal Bigfoot reports.",
"title": "Proposed explanations"
},
{
"paragraph_id": 25,
"text": "According to data scientist Floe Foxon, more people report seeing Bigfoot in areas with documented black bear populations. Foxon concludes, \"If bigfoot is there, it may be many bears\". Foxon acknowledges that alleged Bigfoot sightings have been reported in areas with minimal or no known black bear populations. She states, \"Although this may be interpreted as evidence for the existence of an unknown hominid in North America, it is also explained by misidentification of other animals (including humans), among other possibilities\".",
"title": "Proposed explanations"
},
{
"paragraph_id": 26,
"text": "Some have proposed that sightings of Bigfoot may simply be people observing and misidentifying known great apes such as chimpanzees, gorillas, and orangutans that have escaped from captivity such as zoos, circuses, and exotic pets belonging to private owners. This explanation is often proposed in relation to the Skunk ape, as some scientists argue the humid subtropical climate of the southeastern United States could potentially support a population of escaped apes.",
"title": "Proposed explanations"
},
{
"paragraph_id": 27,
"text": "Humans have been mistaken for Bigfoot, with some incidents leading to injuries. In 2013, a 21-year-old man in Oklahoma was arrested after he told law enforcement he accidentally shot his friend in the back while their group was allegedly hunting for Bigfoot. In 2017, a shamanist wearing clothing made of animal furs was vacationing in a North Carolina forest when local reports of alleged Bigfoot sightings flooded in. The Greenville Police Department issued a public notice not to shoot Bigfoot for fear of mistakenly injuring or killing someone in a fur suit. In 2018, a person was shot at multiple times by a hunter near Helena, Montana, who claimed he mistook him for a Bigfoot.",
"title": "Proposed explanations"
},
{
"paragraph_id": 28,
"text": "Additionally, some have attributed feral humans or hermits living in the wilderness as being another explanation for alleged Bigfoot sightings. One story, the Wild Man of the Navidad, tells of a wild ape-man who roamed the wilderness of eastern Texas in the mid-19th century, stealing food and goods from residents. A search party allegedly captured an escaped African slave attributed to the story. During the 1980s, several psychologically damaged American Vietnam veterans were stated by the state of Washington's veterans' affairs director, Randy Fisher, to have been living in remote wooded areas of the state.",
"title": "Proposed explanations"
},
{
"paragraph_id": 29,
"text": "Some have proposed that pareidolia may explain Bigfoot sightings, specifically the tendency to observe human-like faces and figures within the natural environment. Photos and videos of poor quality alleged to depict Bigfoots are often attributed to this phenomenon and commonly referred to as \"Blobsquatch\".",
"title": "Proposed explanations"
},
{
"paragraph_id": 30,
"text": "The majority of mainstream scientists maintain that the source of the sounds often attributed to Bigfoot are either hoaxes, anthropomorphization, or likely misidentified and produced by known animals such as owl, wolf, coyote, and fox.",
"title": "Proposed explanations"
},
{
"paragraph_id": 31,
"text": "Both Bigfoot believers and non-believers agree that many reported sightings are hoaxes.",
"title": "Proposed explanations"
},
{
"paragraph_id": 32,
"text": "Bigfoot proponents Grover Krantz and Geoffrey H. Bourne both believed that Bigfoot could be a relict population of the extinct southeast Asian ape species Gigantopithecus blacki. According to Bourne, G. blacki may have followed the many other species of animals that migrated across the Bering land bridge to the Americas. To date, no Gigantopithecus fossils have been found in the Americas. In Asia, the only recovered fossils have been of mandibles and teeth, leaving uncertainty about G. blacki's locomotion. Krantz has argued that G. blacki could have been bipedal, based on his extrapolation from the shape of its mandible. However, the relevant part of the mandible is not present in any fossils. The consensus view is that G. blacki was quadrupedal, as its enormous mass would have made it difficult for it to adopt a bipedal gait.",
"title": "Proposed explanations"
},
{
"paragraph_id": 33,
"text": "Anthropologist Matt Cartmill criticizes the G. blacki hypothesis:",
"title": "Proposed explanations"
},
{
"paragraph_id": 34,
"text": "The trouble with this account is that Gigantopithecus was not a hominin and maybe not even a crown group hominoid; yet the physical evidence implies that Bigfoot is an upright biped with buttocks and a long, stout, permanently adducted hallux. These are hominin autapomorphies, not found in other mammals or other bipeds. It seems unlikely that Gigantopithecus would have evolved these uniquely hominin traits in parallel.",
"title": "Proposed explanations"
},
{
"paragraph_id": 35,
"text": "Paleoanthropologist Bernard G. Campbell writes: \"That Gigantopithecus is in fact extinct has been questioned by those who believe it survives as the Yeti of the Himalayas and the Sasquatch of the north-west American coast. But the evidence for these creatures is not convincing.\"",
"title": "Proposed explanations"
},
{
"paragraph_id": 36,
"text": "Primatologist John R. Napier and anthropologist Gordon Strasenburg have suggested a species of Paranthropus as a possible candidate for Bigfoot's identity, such as Paranthropus robustus, with its gorilla-like crested skull and bipedal gait —despite the fact that fossils of Paranthropus are found only in Africa.",
"title": "Proposed explanations"
},
{
"paragraph_id": 37,
"text": "Michael Rugg of the Bigfoot Discovery Museum presented a comparison between human, Gigantopithecus, and Meganthropus skulls (reconstructions made by Grover Krantz) in episodes 131 and 132 of the Bigfoot Discovery Museum Show. Bigfoot enthusiasts that think Bigfoot may be the \"missing link\" between apes and humans have promoted the idea that Bigfoot is a descendant of Gigantopithecus blacki, but that ape diverged from orangutans around 12 million years ago and is not related to humans.",
"title": "Proposed explanations"
},
{
"paragraph_id": 38,
"text": "Some suggest Neanderthal, Homo erectus, or Homo heidelbergensis to be the creature, but, like all other great apes, no remains of any of those species have been found in the Americas.",
"title": "Proposed explanations"
},
{
"paragraph_id": 39,
"text": "Expert consensus is that allegations of the existence of Bigfoot are not credible. Belief in the existence of such a large, ape-like creature is more often attributed to hoaxes, confusion, or delusion rather than to sightings of a genuine creature. In a 1996 USA Today article, Washington State zoologist John Crane said, \"There is no such thing as Bigfoot. No data other than material that's clearly been fabricated has ever been presented.\" The author of one review article states that, in their opinion, it is impossible even to consider cryptozoology a science if it continues to consider Bigfoot seriously.",
"title": "Scientific view"
},
{
"paragraph_id": 40,
"text": "As with other similar beings, climate and food supply issues would make such a creature's survival in reported habitats unlikely. Bigfoot is alleged to live in regions unusual for a large, nonhuman primate, i.e., temperate latitudes in the northern hemisphere; all recognized nonhuman apes are found in the tropics of Africa and Asia. Great apes have not been found in the fossil record in the Americas, and no Bigfoot remains are known to have been found. Phillips Stevens, a cultural anthropologist at the University at Buffalo, summarized the scientific consensus as follows:",
"title": "Scientific view"
},
{
"paragraph_id": 41,
"text": "It defies all logic that there is a population of these things sufficient to keep them going. What it takes to maintain any species, especially a long-lived species, is having a breeding population. That requires a substantial number, spread out over a fairly wide area where they can find sufficient food and shelter to keep hidden from all the investigators.",
"title": "Scientific view"
},
{
"paragraph_id": 42,
"text": "In the 1970s, when Bigfoot \"experts\" were frequently given high-profile media coverage, McLeod writes that the scientific community generally avoided lending credence to such fringe theories by refusing even to debate them.",
"title": "Scientific view"
},
{
"paragraph_id": 43,
"text": "Primatologist Jane Goodall was asked for her personal opinion of Bigfoot in a 2002 interview on National Public Radio's \"Science Friday\". She joked, \"Well, now you will be amazed when I tell you that I'm sure that they exist.\" She later added, chuckling, \"Well, I'm a romantic, so I always wanted them to exist\", and finally, \"You know, why isn't there a body? I can't answer that, and maybe they don't exist, but I want them to.\" In 2012, when asked again by the Huffington Post, Goodall said \"I'm fascinated and would actually love them to exist,\" adding, \"Of course, it's strange that there has never been a single authentic hide or hair of the Bigfoot, but I've read all the accounts.\"",
"title": "Scientific view"
},
{
"paragraph_id": 44,
"text": "Paleontologist and author Darren Naish states in a 2016 article for Scientific American that if \"Bigfoot\" existed, an abundance of evidence would also exist that cannot be found anywhere today, making the existence of such a creature exceedingly unlikely.",
"title": "Scientific view"
},
{
"paragraph_id": 45,
"text": "Naish summarizes the evidence for \"Bigfoot\" that would exist if the creature itself existed:",
"title": "Scientific view"
},
{
"paragraph_id": 46,
"text": "Ivan T. Sanderson and Bernard Heuvelmans, founders of the study of cryptozoology, spent parts of their career searching for Bigfoot. Later scientists who researched the topic included Jason Jarvis, Carleton S. Coon, George Allen Agogino and William Charles Osman Hill, though they later stopped their research due to lack of evidence for the alleged creature.",
"title": "Scientific view"
},
{
"paragraph_id": 47,
"text": "John Napier asserts that the scientific community's attitude towards Bigfoot stems primarily from insufficient evidence. Other scientists who have shown varying degrees of interest in the creature are Grover Krantz, Jeffrey Meldrum, John Bindernagel, David J. Daegling, George Schaller, Russell Mittermeier, Daris Swindler, Esteban Sarmiento, and Mireya Mayor.",
"title": "Scientific view"
},
{
"paragraph_id": 48,
"text": "One study was conducted by John Napier and published in his book Bigfoot: The Yeti and Sasquatch in Myth and Reality in 1973. Napier wrote that if a conclusion is to be reached based on scant extant \"'hard' evidence,\" science must declare \"Bigfoot does not exist.\" However, he found it difficult to entirely reject thousands of alleged tracks, \"scattered over 125,000 square miles\" (325,000 km) or to dismiss all \"the many hundreds\" of eyewitness accounts. Napier concluded, \"I am convinced that Sasquatch exists, but whether it is all it is cracked up to be is another matter altogether. There must be something in north-west America that needs explaining, and that something leaves man-like footprints.\"",
"title": "Scientific view"
},
{
"paragraph_id": 49,
"text": "In 1974, the National Wildlife Federation funded a field study seeking Bigfoot evidence. No formal federation members were involved and the study made no notable discoveries. Also in 1974, the now defunct North American Wildlife Research Team constructed a \"Bigfoot trap\" in the Rogue River–Siskiyou National Forest. It was baited with animal carcasses and captured multiple bears, but no Bigfoot. Upkeep of the trap ended in the early 1980s, but in 2006 the United States Forest Service repaired the trap, which today is a tourist destination along the Collings Mountain hiking trail.",
"title": "Scientific view"
},
{
"paragraph_id": 50,
"text": "Beginning in the late 1970s, physical anthropologist Grover Krantz published several articles and four book-length treatments of Bigfoot. However, his work was found to contain multiple scientific failings including falling for hoaxes.",
"title": "Scientific view"
},
{
"paragraph_id": 51,
"text": "A study published in the Journal of Biogeography in 2009 by J.D. Lozier et al. used ecological niche modeling on reported sightings of Bigfoot, using their locations to infer preferred ecological parameters. They found a very close match with the ecological parameters of the American black bear. They also note that an upright bear looks much like a Bigfoot's purported appearance and consider it highly improbable that two species should have very similar ecological preferences, concluding that Bigfoot sightings are likely misidentified sightings of black bears.",
"title": "Scientific view"
},
{
"paragraph_id": 52,
"text": "In the first systematic genetic analysis of 30 hair samples that were suspected to be from Bigfoot-like creatures, only one was found to be primate in origin, and that was identified as human. A joint study by the University of Oxford and Lausanne's Cantonal Museum of Zoology and published in the Proceedings of the Royal Society B in 2014, the team used a previously published cleaning method to remove all surface contamination and the ribosomal mitochondrial DNA 12S fragment of the sample. The sample was sequenced and then compared to GenBank to identify the species origin. The samples submitted were from different parts of the world, including the United States, Russia, the Himalayas, and Sumatra. Other than one sample of human origin, all but two are from common animals. Black and brown bears accounted for most of the samples, other animals include cow, horse, dog/wolf/coyote, sheep, goat, deer, raccoon, porcupine, and tapir. The last two samples were thought to match a fossilized genetic sample of a 40,000 year old polar bear of the Pleistocene epoch; a second test identified these hairs as being from a rare type of brown bear.",
"title": "Scientific view"
},
{
"paragraph_id": 53,
"text": "In 2019, the FBI declassified an analysis it conducted on alleged Bigfoot hairs in 1976. Bigfoot researcher Peter Byrnes sent the FBI 15 hairs attached to a small skin fragment and asked if the bureau could assist him in identifying it. Jay Cochran, Jr., assistant director of the FBI's Scientific and Technical Services division responded in 1977 that the hairs were of deer family origin.",
"title": "Scientific view"
},
{
"paragraph_id": 54,
"text": "Claims about the origins and characteristics of Bigfoot vary. The subject of Bigfoot has crossed over with other paranormal claims, including that Bigfoot, extraterrestrials, and UFOs are related or that Bigfoot are psychic, can shapeshift, are able to cross into different dimensions, or are completely supernatural in origin. Additionally, claims regarding Bigfoot have been associated with conspiracy theories including a government cover-up.",
"title": "Claims"
},
{
"paragraph_id": 55,
"text": "According to Live Science, there have been over 10,000 reported Bigfoot sightings in the continental United States. About one-third of all claims of Bigfoot sightings are located in the Pacific Northwest, with the remaining reports spread throughout the rest of North America. Most reports are considered mistakes or hoaxes, even by those researchers who claim Bigfoot exists.",
"title": "Claims"
},
{
"paragraph_id": 56,
"text": "Sightings predominantly occur in the northwestern region of Washington state, Oregon, Northern California, and British Columbia. According to data collected from the Bigfoot Field Researchers Organization's (BFRO) Bigfoot sightings database in 2019, Washington has over 2,000 reported sightings, California over 1,600, Pennsylvania over 1,300, New York and Oregon over 1,000, and Texas has just over 800. The debate over the legitimacy of Bigfoot sightings reached a peak in the 1970s, and Bigfoot has been regarded as the first widely popularized example of pseudoscience in American culture.",
"title": "Claims"
},
{
"paragraph_id": 57,
"text": "Some Bigfoot researchers allege that Bigfoot throws rocks as territorial displays and for communication. Other alleged behaviors include audible blows struck against trees or \"wood knocking\", further alleged to be communicative. Skeptics argue that these behaviors are easily hoaxed. Additionally, structures of broken and twisted foliage seemingly placed in specific areas have been attributed by some to Bigfoot behavior. In some reports, lodgepole pine and other small trees have been observed bent, uprooted, or stacked in patterns such as weaved and crisscrossed, leading some to theorize that they are potential territorial markings. Some instances have also included entire deer skeletons being suspended high in trees. Some researchers and enthusiasts believe Bigfoot construct teepee-like structures out of dead trees and foliage. In Washington state, a team of amateur Bigfoot researchers called the Olympic Project claimed to have discovered a collection of nests. The group brought in primatologists to study them, with the conclusion being that they appear to have been created by a primate.",
"title": "Claims"
},
{
"paragraph_id": 58,
"text": "Jeremiah Byron, host of the Bigfoot Society Podcast, believes Bigfoot are omnivores, stating, \"They eat both plants and meat. I've seen accounts that they eat everything from berries, leaves, nuts, and fruit to salmon, rabbit, elk, and bear. Ronny Le Blanc, host of Expedition Bigfoot on the Travel Channel indicated he has heard anecdotal reports of Bigfoot allegedly hunting and consuming deer.",
"title": "Claims"
},
{
"paragraph_id": 59,
"text": "Some Bigfoot researchers have reported the creatures moving or taking possession of intentional \"gifts\" left by humans such as food and jewelry, and leaving items in their places such as rocks and twigs.",
"title": "Claims"
},
{
"paragraph_id": 60,
"text": "Many alleged sightings are reported to occur at night leading some cryptozoologists to hypothesize that Bigfoot may possess nocturnal tendencies. However, experts find such behavior untenable in a supposed ape- or human-like creature, as all known apes, including humans, are diurnal, with only lesser primates exhibiting nocturnality. Most anecdotal sightings of Bigfoot describe the creatures allegedly observed as solitary, although some reports have described groups being allegedly observed together.",
"title": "Claims"
},
{
"paragraph_id": 61,
"text": "Alleged vocalizations such as howls, screams, moans, grunts, whistles, and even a form of supposed language have been reported and allegedly recorded. Some of these alleged vocalization recordings have been analyzed by individuals such as retired U.S. Navy cryptologic linguist Scott Nelson. He analyzed audio recordings from the early 1970s said to be recorded in the Sierra Nevada mountains dubbed the \"Sierra Sounds\" and stated, \"It is definitely a language, it is definitely not human in origin, and it could not have been faked\". Les Stroud has spoken of a strange vocalization he heard in the wilderness while filming Survivorman that he stated sounded primate in origin. A number of anecdotal reports of Bigfoot encounters have resulted in witnesses claiming to be disoriented, dizzy and anxious. Some Bigfoot researchers, such as paranormal author Nick Redfern, have proposed that Bigfoot may produce infrasound, which could explain reports of this nature.",
"title": "Claims"
},
{
"paragraph_id": 62,
"text": "In Fouke, Arkansas, in 1971, a family reported that a large, hair-covered creature startled a woman after reaching through a window. This alleged incident caused hysteria in the Fouke area and inspired the horror movie, The Legend of Boggy Creek (1972). The report was later deemed a hoax.",
"title": "Claims"
},
{
"paragraph_id": 63,
"text": "In 1974, the New York Times presented the dubious tale of Albert Ostman, a Canadian prospector, who stated that he was kidnapped and held captive by a family of Bigfoot for six days in 1924.",
"title": "Claims"
},
{
"paragraph_id": 64,
"text": "In 1994, former U.S. Forest Service ranger Paul Freeman, a Bigfoot researcher, videotaped an alleged Bigfoot he reportedly encountered in the Blue Mountains in Oregon. The tape, often referred to as the Freeman footage, continues to be scrutinized and its authenticity debated. Freeman had previously gained media recognition in the 1980s for documenting alleged Bigfoot tracks, claiming they possessed dermal ridges.",
"title": "Claims"
},
{
"paragraph_id": 65,
"text": "On May 26, 1996, Lori Pate, who was on a camping trip near the Washington state-Canada border, videotaped a dark subject she reported encountering running across a field and claimed it was Bigfoot. The film, dubbed the Memorial Day Bigfoot footage, is often depicted in Bigfoot-related media, most notably in the 2003 documentary, Sasquatch: Legend Meets Science. In his research, Daniel Perez of the Skeptical Inquirer concluded that the footage was likely a hoax perpetuated by a human in a gorilla costume.",
"title": "Claims"
},
{
"paragraph_id": 66,
"text": "In 2018, Bigfoot researcher Claudia Ackley garnered international attention after filing a lawsuit with the California Department of Fish and Wildlife (CDFW) for failing to acknowledge the existence of Bigfoot. Ackley claimed to have encountered and filmed a Bigfoot in the San Bernardino Mountains in 2017, describing what she saw as a \"Neanderthal man with a lot of hair\". Ackley contacted emergency services as well as the CDFW; a state investigator concluded that she encountered a bear. Until her death in 2023, Ackley also ran an online support group for individuals claiming to experience psychological trauma as a result of alleged Bigfoot encounters.",
"title": "Claims"
},
{
"paragraph_id": 67,
"text": "In October 2023, a woman named Shannon Parker uploaded a video of an alleged Bigfoot to Facebook. The footage went viral on social media and was shared via various news publications. Shannon Parker reported she and others observed the subject while riding a train on the Durango and Silverton Narrow Gauge Railroad in the San Juan Mountains in Colorado. The authenticity of the video was debated across social media. Skeptics on Reddit speculated it was a publicity hoax perpetrated by an RV company located the area, Sasquatch Expedition Campers. The company denied the allegations.",
"title": "Claims"
},
{
"paragraph_id": 68,
"text": "In the early 1990s, 9-1-1 audio recordings were made public in which a homeowner in Kitsap County, Washington, called law enforcement for assistance with a large subject, described by him as being \"all in black\", having entered his backyard. He previously reported to law enforcement that his dog was killed recently when it was thrown over his fence. Anthropologist Jeffrey Meldrum notes that any large predatory animal is potentially dangerous, specifically if provoked, but indicates that most anecdotal accounts of Bigfoot encounter result in the creatures hiding or fleeing from people. The 2021 Hulu documentary series, Sasquatch, describes marijuana farmers telling stories of Bigfoots harassing and killing people within the Emerald Triangle region in the 1970s through the 1990s; and specifically the alleged murder of three migrant workers in 1993. Investigative journalist David Holthouse attributes the stories to illegal drug operations using the local Bigfoot lore to scare away the competition, specifically superstitious immigrants, and that the high rate of murder and missing persons in the area is attributed to human actions.",
"title": "Claims"
},
{
"paragraph_id": 69,
"text": "Skeptics argue that many of these alleged encounters are easily hoaxed, the result of misidentification, or are outright fabrications.",
"title": "Claims"
},
{
"paragraph_id": 70,
"text": "The most well-known video of an alleged Bigfoot, the Patterson-Gimlin film, was recorded on October 20, 1967, by Roger Patterson and Robert \"Bob\" Gimlin in an area called Bluff Creek in Northern California. The 59.5-second-long video has become an iconic piece of Bigfoot lore, and continues to be a highly scrutinized, analyzed, and debated subject.",
"title": "Claims"
},
{
"paragraph_id": 71,
"text": "Academic experts from related fields have typically judged the film as providing no supportive data of any scientific value, with perhaps the most common proposed explanation being that it was a hoax.",
"title": "Claims"
},
{
"paragraph_id": 72,
"text": "A body print taken in the year 2000 from the Gifford Pinchot National Forest in Washington state dubbed the Skookum cast is also believed by some to have been made by a Bigfoot that sat down in the mud to eat fruit left out by researchers during the filming of an episode of the Animal X television show. Skeptics believe the cast to have been made by a known animal such as an elk.",
"title": "Claims"
},
{
"paragraph_id": 73,
"text": "Alleged Bigfoot footprints are often suggested by Bigfoot enthusiasts as evidence for the creature's existence. Anthropologist Jeffrey Meldrum, who specializes in the study of primate bipedalism, possesses over 300 footprint casts that he maintains could not be made by wood carvings or human feet based on their anatomy, but instead are evidence of a large, non-human primate present today in North America. In 2005, Matt Crowley obtained a copy of an alleged Bigfoot footprint cast, called the \"Onion Mountain Cast\", and was able to painstakingly recreate the dermal ridges. Michael Dennett of the Skeptical Inquirer spoke to police investigator and primate fingerprint expert Jimmy Chilcutt in 2006 for comment on the replica and he stated, \"Matt has shown artifacts can be created, at least under laboratory conditions, and field researchers need to take precautions\". Chilcutt had previously stated that some of the alleged Bigfoot footprint plaster casts he examined were genuine due to the presence of \"unique dermal ridges\". Dennett states that Chilcutt published nothing to substantiate his claims, nor had anyone else published anything on that topic, with Chilcutt making his statements solely through a posting on the Internet. Dennett states further that no reviews on Chilcutt's statements had been performed beyond those by what Dennett states to be, \"other Bigfoot enthusiasts\".",
"title": "Claims"
},
{
"paragraph_id": 74,
"text": "In 2007, the Bigfoot Field Researchers Organization claimed to have photographs depicting a juvenile Bigfoot allegedly captured on a camera trap in the Allegheny National Forest. The Pennsylvania Game Commission, however, stated that the photos were of a bear with mange. The Pennsylvania Game Commission unsuccessfully attempted to locate the suspected mangey bear. Scientist Vanessa Woods, after estimating that the subject in the photo had approximately 22 inches (560 mm) long arms and a 18.75 inches (476 mm) torso, concluded it was more comparable to a chimpanzee.",
"title": "Claims"
},
{
"paragraph_id": 75,
"text": "In 2015, Centralia College professor Michael Townsend claimed to have discovered prey bones with \"human-like\" bite impressions on the southside of Mount St. Helens. Townsend claimed the bites were over two times wider than a human bite, and that he and two of his students also found 16-inch footprints in the area.",
"title": "Claims"
},
{
"paragraph_id": 76,
"text": "After what The Huffington Post described as \"a five-year study of purported Bigfoot (also known as Sasquatch) DNA samples\", but prior to peer review of the work, DNA Diagnostics, a veterinary laboratory headed by veterinarian Melba Ketchum issued a press release on November 24, 2012, claiming that they had found proof that the Sasquatch \"is a human relative that arose approximately 15,000 years ago as a hybrid cross of modern Homo sapiens with an unknown primate species.\" Ketchum called for this to be recognized officially, saying that \"Government at all levels must recognize them as an indigenous people and immediately protect their human and Constitutional rights against those who would see in their physical and cultural differences a 'license' to hunt, trap, or kill them.\" Failing to find a scientific journal that would publish their results, Ketchum announced on February 13, 2013, that their research had been published in the DeNovo Journal of Science. The title \"DeNovo: Journal of Science\" in which the paper was published was found to be a Web site—registered anonymously only nine days before the paper was announced—whose first and only \"journal\" issue contained nothing but the \"Sasquatch\" article. Shortly after publication, the paper was analyzed and outlined by Sharon Hill of Doubtful News for the Committee for Skeptical Inquiry. Hill reported on the questionable journal, mismanaged DNA testing and poor quality paper, stating that \"The few experienced geneticists who viewed the paper reported a dismal opinion of it noting it made little sense.\" The Scientist magazine also analyzed the paper, reporting that:",
"title": "Claims"
},
{
"paragraph_id": 77,
"text": "Geneticists who have seen the paper are not impressed. \"To state the obvious, no data or analyses are presented that in any way support the claim that their samples come from a new primate or human-primate hybrid,\" Leonid Kruglyak of Princeton University told the Houston Chronicle. \"Instead, analyses either come back as 100 percent human, or fail in ways that suggest technical artifacts.\" The website for the DeNovo Journal of Science was setup [sic] on February 4, and there is no indication that Ketchum's work, the only study it has published, was peer-reviewed.",
"title": "Claims"
},
{
"paragraph_id": 78,
"text": "There are several organizations dedicated to the research and investigation of Bigfoot sightings. The oldest and largest is the Bigfoot Field Researchers Organization (BFRO). The BFRO also provides a free database to individuals and other organizations. Their website includes reports from across North America that have been investigated by researchers to determine credibility. Other similar organizations exist throughout many U.S. states and their members come from a variety of backgrounds. In 2004, David Fahrenthold of The Washington Post published an article describing a feud between Bigfoot researchers in the eastern and western United States. Fahrenthold writes, \"On the one hand, East Coast Bigfooters say they have to fight discrimination from Western counterparts who think the creature does not live east of the Rocky Mountains. On the other, they have to deal with reports from a more urban population, which includes some who are unfamiliar with wildlife and apt to mistake a black bear for the missing link\".",
"title": "Organizations and events"
},
{
"paragraph_id": 79,
"text": "The North American Wood Ape Conservancy (NAWAC), a nonprofit organization, states its mission is to \"ultimately have the wood ape species documented, protected, and the land they inhabit protected. Author Mike Mays of NAWAC states, \"If just anyone hauled in a Bigfoot carcass the blowback from animal rights groups and beyond would be ruinous\".",
"title": "Organizations and events"
},
{
"paragraph_id": 80,
"text": "Some organizations, as well as private researchers and enthusiasts own and operate Bigfoot museums. In 2019, Bigfoot researcher Cliff Barackman, notable for his role on the Animal Planet series Finding Bigfoot, opened the North American Bigfoot Center in Boring, Oregon. In 2022, The Bigfoot Crossroads of America Museum and Research Center in Hastings, Nebraska, was selected for addition into the archives of the U.S. Library of Congress.",
"title": "Organizations and events"
},
{
"paragraph_id": 81,
"text": "Ohio Bigfoot Conference and other conferences and festivals dedicated to Bigfoot are attended by thousands of people. These events commonly include guest speakers, research and lore presentations, and sometimes live music, vendors, food trucks, and other activities such as costume contests and \"Bigfoot howl\" competitions. The Chamber of Commerce in Willow Creek, California, has hosted the \"Bigfoot Daze\" festival annually since the 1960s, drawing on the popularity of the local lore. Some receive collaboration between local government and corporations, such as the Smoky Mountain Bigfoot Festival in Townsend, Tennessee, which is sponsored by Monster Energy. The 2023 Bigfoot Festival in Marion, North Carolina, saw approximately 40,000 people in attendance, resulting in a large economic boost for the small town of less than 8,000 residents.",
"title": "Organizations and events"
},
{
"paragraph_id": 82,
"text": "In February 2016, the University of New Mexico at Gallup held a two-day Bigfoot conference at a cost of $7,000 in university funds.",
"title": "Organizations and events"
},
{
"paragraph_id": 83,
"text": "Bigfoot has a demonstrable impact in popular culture, and has been compared to Michael Jordan as a cultural icon. October 20, the anniversary of the Patterson-Gimlin film recording, is considered by some as \"National Sasquatch Awareness Day\". In 2018, Smithsonian magazine declared, \"Interest in the existence of the creature is at an all-time high\". According to a poll taken in May 2020, about 1 in 10 American adults believe that Bigfoot is a real animal. According to a May 2023 data study, the terms \"Bigfoot\" and \"Sasquatch\" are inputted via internet search engines over 200,000 times annually in the United States, and over 660,000 times worldwide.",
"title": "In popular culture"
},
{
"paragraph_id": 84,
"text": "The creature has inspired the naming of a medical company, music festival, amusement park ride, monster truck, a Marvel Comics superhero and more. Two National Basketball Association teams located in the Pacific Northwest have used Bigfoot as a mascot; Squatch of the now-defunct Seattle SuperSonics from 1993 until 2008, and Douglas Fur of the Portland Trail Blazers as of 2023. Legend the Bigfoot was selected as the official mascot for the 2022 World Athletics Championships being held in Eugene, Oregon.",
"title": "In popular culture"
},
{
"paragraph_id": 85,
"text": "Laws and ordinances exist regarding harming or killing a Bigfoot, specifically in the state of Washington. In 1969 in Skamania County, a law was passed making killing a Bigfoot punishable by a felony conviction resulting in a monetary fine up to $10,000 or five years imprisonment. In 1984, the law was amended to a misdemeanor and the entire county was declared a \"Sasquatch refuge\". Whatcom County followed suit in 1991, declaring the county a \"Sasquatch Protection and Refuge Area\". In 2022, Grays Harbor County, Washington, passed a similar resolution after a local elementary school in Hoquiam submitted a classroom project asking for a \"Sasquatch Protection and Refuge Area\" to be granted. In 2021, Rep. Justin Humphrey, in an effort to bolster tourism, proposed an official Bigfoot hunting season in Oklahoma, indicating that the Wildlife Conservation Commission would regulate permits and the state would offer a $3 million bounty if such a creature was captured alive and unharmed.",
"title": "In popular culture"
},
{
"paragraph_id": 86,
"text": "In 2015, World Champion taxidermist Ken Walker completed what he believes to be a lifelike Bigfoot model based on the subject in the Patterson–Gimlin film. He entered it into the 2015 World Taxidermy & Fish Carving Championships in Springfield, Missouri and was the subject of Dan Wayne's 2019 documentary Big Fur.",
"title": "In popular culture"
},
{
"paragraph_id": 87,
"text": "Some have been critical of Bigfoot's rise to fame, arguing that the appearance of the creatures in cartoons, reality shows, and advertisements further reduces the potential validity of serious scientific research. Others propose that society's fascination with the concept of Bigfoot stems from human interest in mystery, the paranormal, and loneliness. In a 2022 article discussing recent Bigfoot sightings, journalist John Keilman of the Chicago Tribune states, \"As UFOs have gained newfound respect, becoming the subject of a Pentagon investigative panel, the alleged Bigfoot sighting is a reminder that other paranormal phenomena are still out there, entrancing true believers and amusing skeptics\".",
"title": "In popular culture"
},
{
"paragraph_id": 88,
"text": "In the 2018 podcast Wild Thing, creator and journalist Laura Krantz argues that the concept of Bigfoot can be an important part of environmental interest and protection, stating, \"If you look at it from the angle that Bigfoot is a creature that has eluded capture or hasn't left any concrete evidence behind, then you just have a group of people who are curious about the environment and want to know more about it, which isn't that far off from what naturalists have done for centuries\". Bigfoot has been used in official government environmental protection campaigns, albeit comedically, by entities such as the U.S. Forest Service in 2015.",
"title": "In popular culture"
},
{
"paragraph_id": 89,
"text": "The act of searching for or researching the creatures is often referred to as \"Squatching\" or \"Squatch'n\", popularized by the Animal Planet series, Finding Bigfoot. Bigfoot researchers and believers are often called \"Squatchers\".",
"title": "In popular culture"
},
{
"paragraph_id": 90,
"text": "During the onset of the COVID-19 pandemic, Bigfoot became a part of many North American social distancing promotion campaigns, with the creature being referred to as the \"Social Distancing Champion\" and as the subject of various internet memes related to the pandemic.",
"title": "In popular culture"
}
] | Bigfoot, also commonly referred to as Sasquatch, is a large and hairy human-like mythical creature alleged by some to inhabit forests in North America, particularly in the Pacific Northwest, despite scientific consensus. Bigfoot is an icon within the pseudoscience of cryptozoology, and an enduring topic within popular culture. Enthusiasts of the subject have offered various forms of dubious evidence to prove Bigfoot's existence, including anecdotal claims of sightings as well as alleged photographs, video and audio recordings, hair samples, and casts of large footprints. While some evidence has been published in books and journals, such as the International Society of Cryptozoology's journal Cryptozoology, most of it has since been identified as hoaxes or misidentification, and the majority of scientists do not find it compelling, generally considering Bigfoot to be the result of a combination of folklore, misidentification, and hoax rather than a living animal. Folklorists trace the phenomenon of Bigfoot to a combination of factors and sources, including the European wild man figure, folk tales, and indigenous cultures. Wishful thinking, a cultural increase in environmental concerns, and overall societal awareness of the subject have been cited as additional factors. Tales of wild, hair-covered humanoids exist throughout the world, such as the Skunk ape of the southeastern United States, the Almas, Yeren, and Yeti in Asia, the Australian Yowie, and creatures in the mythologies of indigenous people. | 2001-09-09T23:25:33Z | 2023-12-31T03:01:11Z | [
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4,010 | Bing Crosby | Harry Lillis "Bing" Crosby Jr. (May 3, 1903 – October 14, 1977) was an American singer, actor, television producer, television and radio personality and businessman. The first multimedia star, he was one of the most popular and influential musical artists of the 20th century worldwide. He was a leader in record sales, network radio ratings, and motion picture grosses from 1926 to 1977. He was one of the first global cultural icons. He made over 70 feature films and recorded more than 1,600 songs.
His early career coincided with recording innovations that allowed him to develop an intimate singing style that influenced many male singers who followed, such as Frank Sinatra, Perry Como, Dean Martin, Dick Haymes, Elvis Presley, and John Lennon. Yank magazine said that he was "the person who had done the most for the morale of overseas servicemen" during World War II. In 1948, American polls declared him the "most admired man alive", ahead of Jackie Robinson and Pope Pius XII. In 1948, Music Digest estimated that his recordings filled more than half of the 80,000 weekly hours allocated to recorded radio music in America.
Crosby won the Academy Award for Best Actor for his performance in Going My Way (1944) and was nominated for its sequel, The Bells of St. Mary's (1945), opposite Ingrid Bergman, becoming the first of six actors to be nominated twice for playing the same character. He was the number one box office attraction for five consecutive years, 1944 to 1948. At his screen apex in 1946, Crosby starred in three of the year's five highest-grossing films: The Bells of St. Mary's, Blue Skies and Road to Utopia. In 1963, Crosby received the first Grammy Global Achievement Award. He is one of 33 people to have three stars on the Hollywood Walk of Fame, in the categories of motion pictures, radio, and audio recording. He was also known for his collaborations with his friend Bob Hope, starring in the Road to ... films from 1940 to 1962.
Crosby influenced the development of the post–World War II recording industry. After seeing a demonstration of a German broadcast quality reel-to-reel tape recorder brought to the United States by John T. Mullin, he invested $50,000 in the California electronics company Ampex to build copies. He then persuaded ABC to allow him to tape his shows. He became the first performer to prerecord his radio shows and master his commercial recordings onto magnetic tape. Crosby has been associated with the Christmas season since Irving Berlin's musical film Holiday Inn, in which he starred and famously sang "White Christmas". Through audio recordings, he produced his radio programs with the same directorial tools and craftsmanship (editing, retaking, rehearsal, time shifting) used in motion picture production, a practice that became the industry standard. In addition to his work with early audio tape recording, he helped finance the development of videotape, bought television stations, bred racehorses, and co-owned the Pittsburgh Pirates baseball team, during which time the team won two World Series (1960 and 1971).
Crosby was born on May 3, 1903, in Tacoma, Washington, in a house his father built at 1112 North J Street. In 1906, his family moved to Spokane in Eastern Washington state, where he was raised. In 1913, his father built a house at 508 E. Sharp Avenue. The house sits on the campus of his alma mater, Gonzaga University, as a museum housing over 200 artifacts from his life and career, including his Oscar.
He was the fourth of seven children: brothers Laurence Earl "Larry" (1895–1975), Everett Nathaniel (1896–1966), Edward John "Ted" (1900–1973), and George Robert "Bob" (1913–1993); and two sisters, Catherine Cordelia (1904–1974) and Mary Rose (1906–1990). His parents were Harry Lowe Crosby (1870–1950), a bookkeeper, and Catherine Helen "Kate" (née Harrigan; 1873–1964). His mother was a second-generation Irish-American. His father was of Scottish and English descent; an ancestor, Simon Crosby, emigrated from England to New England in the 1630s during the Puritan migration to New England. Through another line, also on his father's side, Crosby is descended from Mayflower passenger William Brewster (c. 1567 – 1644).
In 1917, Crosby took a summer job as property boy at Spokane's Auditorium, where he witnessed some of the acts of the day, including Al Jolson, who held him spellbound with ad-libbing and parodies of Hawaiian songs. He later described Jolson's delivery as "electric".
Crosby graduated from Gonzaga High School in 1920 and enrolled at Gonzaga University. He attended Gonzaga for three years but did not earn a degree. As a freshman, he played on the university's baseball team. The university granted him an honorary doctorate in 1937. Gonzaga University houses a large collection of photographs, correspondence, and other material related to Crosby.
On November 8, 1937, after Lux Radio Theatre's adaptation of She Loves Me Not, Joan Blondell asked Crosby how he got his nickname:
Crosby: "Well, I'll tell you, back in the knee-britches day, when I was a wee little tyke, a mere broth of a lad, as we say in Spokane, I used to totter around the streets, with a gun on each hip, my favorite after school pastime was a game known as "Cops and Robbers", I didn't care which side I was on, when a cop or robber came into view, I would haul out my trusty six-shooters, made of wood, and loudly exclaim bing! bing!, as my luckless victim fell clutching his side, I would shout bing! bing!, and I would let him have it again, and then as his friends came to his rescue, shooting as they came, I would shout bing! bing! bing! bing! bing! bing! bing! bing!"Blondell: "I'm surprised they didn't call you "Killer" Crosby! Now tell me another story, Grandpa!Crosby: "No, so help me, it's the truth, ask Mister De Mille."De Mille: "I'll vouch for it, Bing."
As it happens, that story was pure whimsy for dramatic effect; the Associated Press had reported as early as February 1932—as would later be confirmed by both Bing himself and his biographer Charles Thompson—that it was in fact a neighbor—Valentine Hobart, circa 1910—who had named him "Bingo from Bingville" after a comic feature in the local paper called The Bingville Bugle which the young Harry liked. In time, Bingo got shortened to Bing.
In 1923, Crosby was invited to join a new band composed of high-school students a few years younger than himself. Al and Miles Rinker (brothers of singer Mildred Bailey), James Heaton, Claire Pritchard and Robert Pritchard, along with drummer Crosby, formed the Musicaladers, who performed at dances both for high school students and club-goers. The group performed on Spokane radio station KHQ, but disbanded after two years. Crosby and Al Rinker obtained work at the Clemmer Theatre in Spokane (now known as the Bing Crosby Theater).
Crosby was initially a member of a vocal trio called The Three Harmony Aces with Al Rinker accompanying on piano from the pit, to entertain between the films. Crosby and Al continued at the Clemmer Theatre for several months, often with three other men—Wee Georgie Crittenden, Frank McBride, and Lloyd Grinnell—and they were billed The Clemmer Trio or The Clemmer Entertainers depending who performed.
In October 1925, Crosby and Rinker decided to seek fame in California. They traveled to Los Angeles, where Bailey introduced them to her show business contacts. The Fanchon and Marco Time Agency hired them for thirteen weeks for the revue The Syncopation Idea starting at the Boulevard Theater in Los Angeles and then on the Loew's circuit. They each earned $75 a week. As minor parts of The Syncopation Idea Crosby and Rinker started to develop as entertainers. They had a lively style that was popular with college students. After The Syncopation Idea closed, they worked in the Will Morrissey Music Hall Revue. They honed their skills with Morrissey. When they got a chance to present an independent act, they were spotted by a member of the Paul Whiteman organization.
Whiteman needed something different to break up his musical selections, and Crosby and Rinker filled this requirement. After less than a year in show business, they were attached to one of the biggest names. Hired for $150 a week in 1926, they debuted with Whiteman on December 6 at the Tivoli Theatre in Chicago. Their first recording, in October 1926, was "I've Got the Girl" with Don Clark's Orchestra, but the Columbia-issued record was inadvertently recorded at a slow speed, which increased the singers' pitch when played at 78 rpm. Throughout his career, Crosby often credited Bailey for getting him his first important job in the entertainment business.
Success with Whiteman was followed by disaster when they reached New York. Whiteman considered letting them go. However, the addition of pianist and aspiring songwriter Harry Barris made the difference, and The Rhythm Boys were born. The additional voice meant they could be heard more easily in large New York theaters. Crosby gained valuable experience on tour for a year with Whiteman and performing and recording with Bix Beiderbecke, Jack Teagarden, Tommy Dorsey, Jimmy Dorsey, Eddie Lang, and Hoagy Carmichael. He matured as a performer and was in demand as a solo singer.
Crosby became the star attraction of the Rhythm Boys. In 1928, he had his first number one hit, a jazz-influenced rendition of "Ol' Man River". In 1929, the Rhythm Boys appeared in the film King of Jazz with Whiteman, but Crosby's growing dissatisfaction with Whiteman led to the Rhythm Boys leaving his organization. They joined the Gus Arnheim Orchestra, performing nightly in the Coconut Grove of the Ambassador Hotel. Singing with the Arnheim Orchestra, Crosby's solos began to steal the show while the Rhythm Boys' act gradually became redundant. Harry Barris wrote several of Crosby's hits, including "At Your Command", "I Surrender Dear", and "Wrap Your Troubles in Dreams". When Mack Sennett signed Crosby to a solo film contract in 1931, a break with the Rhythm Boys became almost inevitable. Crosby married Dixie Lee in September 1930. After a threat of divorce in March 1931, he applied himself to his career.
15 Minutes with Bing Crosby, his nationwide solo radio debut, began broadcasting on September 2, 1931. The weekly broadcast made him a hit. Before the end of the year, he signed with both Brunswick Records and CBS Radio. "Out of Nowhere", "Just One More Chance", "At Your Command", and "I Found a Million Dollar Baby (in a Five and Ten Cent Store)" were among the best-selling songs of 1931.
Ten of the top 50 songs of 1931 included Crosby with others or as a solo act. A "Battle of the Baritones" with singer Russ Columbo proved short-lived, replaced with the slogan "Bing Was King". Crosby played the lead in a series of musical comedy short films for Mack Sennett, signed with Paramount, and starred in his first full-length film, 1932's The Big Broadcast (1932), the first of 55 films in which he received top billing. He would appear in almost 80 pictures. He signed a contract with Jack Kapp's new record company, Decca, in late 1934.
His first commercial sponsor on radio was Cremo Cigars and his fame spread nationwide. After a long run in New York, he went back to Hollywood to film The Big Broadcast. His appearances, records, and radio work substantially increased his impact. The success of his first film brought him a contract with Paramount, and he began a pattern of making three films a year. He led his radio show for Woodbury Soap for two seasons while his live appearances dwindled. His records produced hits during the Depression when sales were down. Audio engineer Steve Hoffman stated, "By the way, Bing actually saved the record business in 1934 when he agreed to support Decca founder Jack Kapp's crazy idea of lowering the price of singles from a dollar to 35 cents and getting a royalty for records sold instead of a flat fee. Bing's name and his artistry saved the recording industry. All the other artists signed to Decca after Bing did. Without him, Jack Kapp wouldn't have had a chance in hell of making Decca work and the Great Depression would have wiped out phonograph records for good."
His social life was frantic. His first son Gary was born in 1933 with twin boys following in 1934. By 1936, he replaced his former boss, Paul Whiteman, as host of the weekly NBC radio program Kraft Music Hall, where he remained for the next ten years. "Where the Blue of the Night (Meets the Gold of the Day)", with his trademark whistling, became his theme song and signature tune.
Crosby's vocal style helped take popular singing beyond the "belting" associated with Al Jolson and Billy Murray, who had been obligated to reach the back seats in New York theaters without the aid of a microphone. As music critic Henry Pleasants noted in The Great American Popular Singers, something new had entered American music, a style that might be called "singing in American" with conversational ease. This new sound led to the popular epithet crooner.
Crosby admired Louis Armstrong for his musical ability, and the trumpet maestro was a formative influence on Crosby's singing style. When the two met, they became friends. In 1936, Crosby exercised an option in his Paramount contract to regularly star in an out-of-house film. Signing an agreement with Columbia for a single motion picture, Crosby wanted Armstrong to appear in a screen adaptation of The Peacock Feather that eventually became Pennies from Heaven. Crosby asked Harry Cohn, but Cohn had no desire to pay for the flight or to meet Armstrong's "crude, mob-linked but devoted manager, Joe Glaser". Crosby threatened to leave the film and refused to discuss the matter. Cohn gave in; Armstrong's musical scenes and comic dialogue extended his influence to the silver screen, creating more opportunities for him and other African Americans to appear in future films. Crosby also ensured behind the scenes that Armstrong received equal billing with his white co-stars. Armstrong appreciated Crosby's progressive attitudes on race, and often expressed gratitude for the role in later years.
During World War II, Crosby made live appearances before American troops who had been fighting in the European Theater. He learned how to pronounce German from written scripts and read propaganda broadcasts intended for German forces. The nickname "Der Bingle" was common among Crosby's German listeners and came to be used by his English-speaking fans. In a poll of U.S. troops at the close of World War II, Crosby topped the list as the person who had done the most for G.I. morale, ahead of President Franklin D. Roosevelt, General Dwight Eisenhower, and Bob Hope.
The June 18, 1945, issue of Life magazine stated, "America's number one star, Bing Crosby, has won more fans, made more money than any entertainer in history. Today he is a kind of national institution." "In all, 60,000,000 Crosby discs have been marketed since he made his first record in 1931. His biggest best seller is "White Christmas" 2,000,000 impressions of which have been sold in the U.S. and 250,000 in Great Britain." "Nine out of ten singers and bandleaders listen to Crosby's broadcasts each Thursday night and follow his lead. The day after he sings a song over the air—any song—some 50,000 copies of it are sold throughout the U.S. Time and again Crosby has taken some new or unknown ballad, has given it what is known in trade circles as the 'big goose' and made it a hit single-handed and overnight... Precisely what the future holds for Crosby neither his family nor his friends can conjecture. He has achieved greater popularity, made more money, attracted vaster audiences than any other entertainer in history. And his star is still in the ascendant. His contract with Decca runs until 1955. His contract with Paramount runs until 1954. Records which he made ten years ago are selling better than ever before. The nation's appetite for Crosby's voice and personality appears insatiable. To soldiers overseas and to foreigners he has become a kind of symbol of America, of the amiable, humorous citizen of a free land. Crosby, however, seldom bothers to contemplate his future. For one thing, he enjoys hearing himself sing, and if ever a day should dawn when the public wearies of him, he will complacently go right on singing—to himself."
The biggest hit song of Crosby's career was his recording of Irving Berlin's "White Christmas", which he introduced on a Christmas Day radio broadcast in 1941. A copy of the recording from the radio program is owned by the estate of Bing Crosby and was loaned to CBS Sunday Morning for their December 25, 2011, program. The song appeared in his films Holiday Inn (1942), and—a decade later—in White Christmas (1954). His record hit the charts on October 3, 1942, and rose to number 1 on October 31, where it stayed for 11 weeks. A holiday perennial, the song was repeatedly re-released by Decca, charting another sixteen times. It topped the charts again in 1945 and a third time in January 1947. The song remains the bestselling single of all time. His recording of "White Christmas" has sold over 50 million copies around the world. His recording was so popular that he was obliged to re-record it in 1947 using the same musicians and backup singers; the original 1942 master had become damaged due to its frequent use in pressing additional singles. In 1977, after Crosby died, the song was re-released and reached No. 5 in the UK Singles Chart. Crosby was dismissive of his role in the song's success, saying "a jackdaw with a cleft palate could have sung it successfully".
In the wake of a solid decade of headlining mainly smash hit musical comedy films in the 1930s, Crosby starred with Bob Hope and Dorothy Lamour in six of the seven Road to musical comedies between 1940 and 1962 (Lamour was replaced with Joan Collins in The Road to Hong Kong and limited to a lengthy cameo), cementing Crosby and Hope as an on-and-off duo, despite never declaring themselves a "team" in the sense that Laurel and Hardy or Martin and Lewis (Dean Martin and Jerry Lewis) were teams. The series consists of Road to Singapore (1940), Road to Zanzibar (1941), Road to Morocco (1942), Road to Utopia (1946), Road to Rio (1947), Road to Bali (1952), and The Road to Hong Kong (1962). When they appeared solo, Crosby and Hope frequently made note of the other in a comically insulting fashion. They performed together countless times on stage, radio, film, and television, and made numerous brief and not so brief appearances together in movies aside from the "Road" pictures, Variety Girl (1947) being an example of lengthy scenes and songs together along with billing.
In the 1949 Disney animated film The Adventures of Ichabod and Mr. Toad, Crosby provided the narration and song vocals for The Legend of Sleepy Hollow segment. In 1960, he starred in High Time, a collegiate comedy with Fabian Forte and Tuesday Weld that predicted the emerging gap between him and the new younger generation of musicians and actors who had begun their careers after World War II. The following year, Crosby and Hope reunited for one more Road movie, The Road to Hong Kong, which teamed them up with the much younger Joan Collins and Peter Sellers. Collins was used in place of their longtime partner Dorothy Lamour, whom Crosby felt was getting too old for the role, though Hope refused to do the film without her, and she instead made a lengthy and elaborate cameo appearance. Shortly before his death in 1977, he had planned another Road film in which he, Hope, and Lamour search for the Fountain of Youth.
He won an Academy Award for Best Actor for Going My Way in 1944 and was nominated for the 1945 sequel, The Bells of St. Mary's. He received critical acclaim and his third Academy Award nomination for his performance as an alcoholic entertainer in The Country Girl.
The Fireside Theater (1950) was his first television production. The series of 26-minute shows was filmed at Hal Roach Studios rather than performed live on the air. The "telefilms" were syndicated to individual television stations. He was a frequent guest on the musical variety shows of the 1950s and 1960s, appearing on various variety shows as well as numerous late-night talk shows and his own highly rated specials. Bob Hope memorably devoted one of his monthly NBC specials to his long intermittent partnership with Crosby titled "On the Road With Bing". Crosby was associated with ABC's The Hollywood Palace as the show's first and most frequent guest host and appeared annually on its Christmas edition with his wife Kathryn and his younger children, and continued after The Hollywood Palace was eventually canceled. In the early 1970s, he made two late appearances on the Flip Wilson Show, singing duets with the comedian. His last TV appearance was a Christmas special, Merrie Olde Christmas, taped in London in September 1977 and aired weeks after his death. It was on this special that he recorded a duet of "The Little Drummer Boy" and "Peace on Earth" with rock musician David Bowie. Their duet was released in 1982 as a single 45 rpm record and reached No. 3 in the UK singles charts. It has since become a staple of holiday radio and the final popular hit of Crosby's career. At the end of the 20th century, TV Guide listed the Crosby-Bowie duet one of the 25 most memorable musical moments of 20th-century television.
Bing Crosby Productions, affiliated with Desilu Studios and later CBS Television Studios, produced a number of television series, including Crosby's own unsuccessful ABC sitcom The Bing Crosby Show in the 1964–1965 season (with co-stars Beverly Garland and Frank McHugh). The company produced two ABC medical dramas, Ben Casey (1961–1966) and Breaking Point (1963–1964), the popular Hogan's Heroes (1965–1971) military comedy on CBS, as well as the lesser-known show Slattery's People (1964–1965).
Crosby was one of the first singers to exploit the intimacy of the microphone rather than use the deep, loud vaudeville style associated with Al Jolson. He was, by his own definition, a "phraser", a singer who placed equal emphasis on both the lyrics and the music. Paul Whiteman's hiring of Crosby, with phrasing that echoed jazz, particularly his bandmate Bix Beiderbecke's trumpet, helped bring the genre to a wider audience. In the framework of the novelty-singing style of the Rhythm Boys, he bent notes and added off-tune phrasing, an approach that was rooted in jazz. He had already been introduced to Louis Armstrong and Bessie Smith before his first appearance on record. Crosby and Armstrong remained warm acquaintances for decades, occasionally singing together in later years, e.g. "Now You Has Jazz" in the film High Society (1956). In Crosby's performances, the presence of jazz phrasing, jazz rhythm and jazz improvisation varied depending on the piece of music, but those were elements that Crosby frequently used. This can be observed particularly in his straight jazz work during the late 1920s/early 1930s, his recordings with Buddy Cole and His Trio from the mid-1950s, as well as in his numerous collaborations with such jazz musicians as Louis Armstrong, Duke Ellington, Ella Fitzgerald, Joe Venuti, or Eddie Lang. However, while Crosby can be called a jazz singer, he was not strictly only a jazz singer as he modeled the style and techniques to a broad scope of music that he performed, ranging from Jazz to Country to even such material as operetta arias.
During the early portion of his solo career (about 1931–1934), Crosby's emotional, often pleading style of crooning was popular. But Jack Kapp, manager of Brunswick and later Decca, talked him into dropping many of his jazzier mannerisms in favor of a clear vocal style. Crosby credited Kapp for choosing hit songs, working with many other musicians, and most important, diversifying his repertoire into several styles and genres. Kapp helped Crosby have number one hits in Christmas music, Hawaiian music, and country music, and top-thirty hits in Irish music, French music, rhythm and blues, and ballads.
Crosby elaborated on an idea of Al Jolson's: phrasing, or the art of making a song's lyric ring true. "I used to tell Sinatra over and over," said Tommy Dorsey, "there's only one singer you ought to listen to and his name is Crosby. All that matters to him is the words, and that's the only thing that ought to for you, too."
Critic Henry Pleasants wrote in 1985: [While] the octave B flat to B flat in Bing's voice at that time [1930s] is, to my ears, one of the loveliest I have heard in forty-five years of listening to baritones, both classical and popular, it dropped conspicuously in later years. From the mid-1950s, Bing was more comfortable in a bass range while maintaining a baritone quality, with the best octave being G to G, or even F to F. In a recording he made of 'Dardanella' with Louis Armstrong in 1960, he attacks lightly and easily on a low E flat. This is lower than most opera basses care to venture, and they tend to sound as if they were in the cellar when they get there.
Crosby's was among the most popular and successful musical acts of the 20th century. Billboard magazine used different methodologies during his career. But his chart success remains impressive: 396 chart singles, including roughly 41 number 1 hits. Crosby had separate charting singles every year between 1931 and 1954; the annual re-release of "White Christmas" extended that streak to 1957. He had 24 separate popular singles in 1939 alone. Statistician Joel Whitburn at Billboard determined that Crosby was America's most successful recording act of the 1930s and again in the 1940s. In 1960, Crosby was honored as "First Citizen of Record Industry" based on having sold 200 million discs. Sources differ regarding the number of copies he sold: 300 million or even 500 million. The single "White Christmas" sold over 50 million copies according to Guinness World Records.
For fifteen years (1934, 1937, 1940, 1943–1954), Crosby was among the top ten acts in box-office sales, and for five of those years (1944–1948) he topped the world. He sang four Academy Award-winning songs—"Sweet Leilani" (1937), "White Christmas" (1942), "Swinging on a Star" (1944), "In the Cool, Cool, Cool of the Evening" (1951)—and won the Academy Award for Best Actor for his role in Going My Way (1944).
A survey in 2000 found that with 1,077,900,000 movie tickets sold, Crosby was the third-most-popular actor of all time, behind Clark Gable (1,168,300,000) and John Wayne (1,114,000,000). The International Motion Picture Almanac lists him in a tie for second-most years at number one on the All Time Number One Stars List with Clint Eastwood, Tom Hanks, and Burt Reynolds. His most popular film, White Christmas, grossed $30 million in 1954 ($327 million in current value).
He received 23 gold and platinum records, according to the book Million Selling Records. The Recording Industry Association of America did not institute its gold record certification program until 1958 when Crosby's record sales were low. Before 1958, gold records were awarded by record companies. Crosby charted 23 Billboard hits from 47 recorded songs with the Andrews Sisters, whose Decca record sales were second only to Crosby's throughout the 1940s. They were his most frequent collaborators on disc from 1939 to 1952, a partnership that produced four million-selling singles: "Pistol Packin' Mama", "Jingle Bells", "Don't Fence Me In", and "South America, Take it Away". They made one film appearance together in Road to Rio singing "You Don't Have to Know the Language", and sang together on the radio throughout the 1940s and 1950s. They appeared as guests on each other's shows and on Armed Forces Radio Service during and after World War II. The quartet's Top-10 Billboard hits from 1943 to 1945 include "The Vict'ry Polka", "There'll Be a Hot Time in the Town of Berlin (When the Yanks Go Marching In)", and "Is You Is or Is You Ain't (Ma' Baby?)" and helped morale of the American public.
In 1962, Crosby was given the Grammy Lifetime Achievement Award. He has been inducted into the halls of fame for both radio and popular music. In 2007, he was inducted into the Hit Parade Hall of Fame and in 2008 the Western Music Hall of Fame.
Crosby's popularity around the world was such that Dorothy Masuka, the best-selling African recording artist, stated that, "Only Bing Crosby the famous American crooner sold more records than me in Africa." His great popularity throughout the continent led other African singers to emulate him, including Masuka, Dolly Rathebe, and Míriam Makeba, known locally as "The Bing Crosby of Africa."
Presenter Mike Douglas commented in a 1975 interview, "During my days in the Navy in World War II, I remember walking the streets of Calcutta, India, on the coast; it was a lonely night, so far from my home and from my new wife, Gen. I needed something to lift my spirits. As I passed a Hindu sitting on the corner of a street, I heard something surprisingly familiar. I came back to see the man playing one of those old Vitrolas, like those of RCA with the horn speaker. The man was listening to Bing Crosby sing, "Ac-Cent-Tchu-Ate The Positive". I stopped and smiled in grateful acknowledgment. The Hindu nodded and smiled back. The whole world knew and loved Bing Crosby." His popularity in India led many Hindu singers to imitate and emulate him, notably Kishore Kumar, considered the "Bing Crosby of India".
Throughout Europe and Russia, Crosby was also known as "Der Bingle", a pseudonym coined in 1944 by Bob Musel, an American journalist based in London, after Crosby had recorded three 15-minute programs with Jack Russin for broadcast to Germany from ABSIE.
According to Shoshana Klebanoff, Crosby became one of the richest men in the history of show business. He had investments in real estate, mines, oil wells, cattle ranches, race horses, music publishing, baseball teams, and television. He made a fortune from the Minute Maid Orange Juice Corporation, in which he was a principal stockholder.
During the Golden Age of Radio, performers had to create their shows live, sometimes even redoing the program a second time for the West Coast time zone. Crosby had to do two live radio shows on the same day, three hours apart, for the East and West Coasts. Crosby's radio career took a significant turn in 1945, when he clashed with NBC over his insistence that he be allowed to pre-record his radio shows. (The live production of radio shows was also reinforced by the musicians' union and ASCAP, which wanted to ensure continued work for their members.) In On the Air: The Encyclopedia of Old-Time Radio, John Dunning wrote about German engineers having developed a tape recorder with a near-professional broadcast quality standard:
[Crosby saw] an enormous advantage in prerecording his radio shows. The scheduling could now be done at the star's convenience. He could do four shows a week, if he chose, and then take a month off. But the networks and sponsors were adamantly opposed. The public wouldn't stand for 'canned' radio, the networks argued. There was something magical for listeners in the fact that what they were hearing was being performed and heard live everywhere, at that precise instant. Some of the best moments in comedy came when a line was blown and the star had to rely on wit to rescue a bad situation. Fred Allen, Jack Benny, Phil Harris, and also Crosby were masters at this, and the networks weren't about to give it up easily.
Crosby's insistence eventually factored into the further development of magnetic tape sound recording and the radio industry's widespread adoption of it. He used his clout, both professionally and financially, for innovations in audio. But NBC and CBS refused to broadcast prerecorded radio programs. Crosby left the network and remained off the air for seven months, creating a legal battle with his sponsor Kraft that was settled out of court. He returned to broadcasting for the last 13 weeks of the 1945–1946 season.
The Mutual Network, on the other hand, pre-recorded some of its programs as early as 1938 for The Shadow with Orson Welles. ABC was formed from the sale of the NBC Blue Network in 1943 after a federal antitrust suit and was willing to join Mutual in breaking the tradition. ABC offered Crosby $30,000 per week to produce a recorded show every Wednesday that would be sponsored by Philco. He would get an additional $40,000 from 400 independent stations for the rights to broadcast the 30-minute show, which was sent to them every Monday on three 16-inch (41 cm) lacquer discs that played ten minutes per side at 33+1/3 rpm.
Murdo MacKenzie of Bing Crosby Enterprises had seen a demonstration of the German Magnetophon in June 1947—the same device that Jack Mullin had brought back from Radio Frankfurt with 50 reels of tape, at the end of the war. It was one of the magnetic tape recorders that BASF and AEG had built in Germany starting in 1935. The 6.5 mm ferric-oxide-coated tape could record 20 minutes per reel of high-quality sound. Alexander M. Poniatoff ordered Ampex, which he founded in 1944, to manufacture an improved version of the Magnetophone.
Crosby hired Mullin to start recording his Philco Radio Time show on his German-made machine in August 1947 using the same 50 reels of I.G. Farben magnetic tape that Mullin had found at a radio station at Bad Nauheim near Frankfurt while working for the U.S. Army Signal Corps. The advantage was editing. As Crosby wrote in his autobiography:
By using tape, I could do a thirty-five- or forty-minute show, then edit it down to the twenty-six or twenty-seven minutes the program ran. In that way, we could take out jokes, gags, or situations that didn't play well and finish with only the prime meat of the show; the solid stuff that played big. We could also take out the songs that didn't sound good. It gave us a chance to first try a recording of the songs in the afternoon without an audience, then another one in front of a studio audience. We'd dub the one that came off best into the final transcription. It gave us a chance to ad-lib as much as we wanted, knowing that excess ad-libbing could be sliced from the final product. If I made a mistake in singing a song or in the script, I could have some fun with it, then retain any of the fun that sounded amusing.
Mullin's 1976 memoir of these early days of experimental recording agrees with Crosby's account:
In the evening, Crosby did the whole show before an audience. If he muffed a song then, the audience loved it—thought it was very funny—but we would have to take out the show version and put in one of the rehearsal takes. Sometimes, if Crosby was having fun with a song and not really working at it, we had to make it up out of two or three parts. This ad-lib way of working is commonplace in the recording studios today, but it was all new to us.
Crosby invested $50,000 in Ampex with the intent to produce more machines. In 1948, the second season of Philco shows was recorded with the Ampex Model 200A and Scotch 111 tape from 3M. Mullin explained how one new broadcasting technique was invented on the Crosby show with these machines:
One time Bob Burns, the hillbilly comic, was on the show, and he threw in a few of his folksy farm stories, which of course were not in Bill Morrow's script. Today they wouldn't seem very off-color, but things were different on radio then. They got enormous laughs, which just went on and on. We couldn't use the jokes, but Bill asked us to save the laughs. A couple of weeks later he had a show that wasn't very funny, and he insisted that we put in the salvaged laughs. Thus the laugh-track was born.
Crosby started the tape recorder revolution in America. In his 1950 film Mr. Music, he is seen singing into an Ampex tape recorder that reproduced his voice better than anything else. Also quick to adopt tape recording was his friend Bob Hope. He gave one of the first Ampex Model 300 recorders to his friend, guitarist Les Paul, which led to Paul's invention of multitrack recording. His organization, the Crosby Research Foundation, held tape recording patents and developed equipment and recording techniques such as the laugh track that are still in use.
With Frank Sinatra, Crosby was one of the principal backers for the United Western Recorders studio complex in Los Angeles.
Mullin continued to work for Crosby to develop a videotape recorder (VTR). Television production was mostly live television in its early years, but Crosby wanted the same ability to record that he had achieved in radio. The Fireside Theater (1950) sponsored by Procter & Gamble, was his first television production. Mullin had not yet succeeded with videotape, so Crosby filmed the series of 26-minute shows at the Hal Roach Studios, and the "telefilms" were syndicated to individual television stations.
Crosby continued to finance the development of videotape. Bing Crosby Enterprises gave the world's first demonstration of videotape recording in Los Angeles on November 11, 1951. Developed by John T. Mullin and Wayne R. Johnson since 1950, the device aired what were described as "blurred and indistinct" images, using a modified Ampex 200 tape recorder and standard quarter-inch (6.3 mm) audio tape moving at 360 inches (9.1 m) per second.
A Crosby-led group purchased station KCOP-TV, in Los Angeles, California, in 1954. NAFI Corporation and Crosby purchased television station KPTV in Portland, Oregon, for $4 million on September 1, 1959. In 1960, NAFI purchased KCOP from Crosby's group. In the early 1950s, Crosby helped establish the CBS television affiliate in his hometown of Spokane, Washington. He partnered with Ed Craney, who owned the CBS radio affiliate KXLY (AM) and built a television studio west of Crosby's alma mater, Gonzaga University. After it began broadcasting, the station was sold within a year to Northern Pacific Radio and Television Corporation.
Crosby was a fan of thoroughbred horse racing and bought his first racehorse in 1935. In 1937, he became a founding partner of the Del Mar Thoroughbred Club and a member of its board of directors. Operating from the Del Mar Racetrack at Del Mar, California, the group included millionaire businessman Charles S. Howard, who owned a successful racing stable that included Seabiscuit. Charles' son, Lindsay C. Howard, became one of Crosby's closest friends; Crosby named his son Lindsay after him, and would purchase his 40-room Hillsborough, California estate from Lindsay in 1965.
Crosby and Lindsay Howard formed Binglin Stable to race and breed thoroughbred horses at a ranch in Moorpark in Ventura County, California. They also established the Binglin Stock Farm in Argentina, where they raced horses at Hipódromo de Palermo in Palermo, Buenos Aires. A number of Argentine-bred horses were purchased and shipped to race in the United States. On August 12, 1938, the Del Mar Thoroughbred Club hosted a $25,000 winner-take-all match race won by Charles S. Howard's Seabiscuit over Binglin's horse Ligaroti. In 1943, Binglin's horse Don Bingo won the Suburban Handicap at Belmont Park in Elmont, New York. The Binglin Stable partnership came to an end in 1953 as a result of a liquidation of assets by Crosby, who needed to raise enough funds to pay the hefty federal and state inheritance taxes on his deceased wife's estate. The Bing Crosby Breeders' Cup Handicap at Del Mar Racetrack is named in his honor.
Crosby had a keen interest in sports. In the 1930s, his friend and former college classmate, Gonzaga head coach Mike Pecarovich, appointed Crosby as an assistant football coach. From 1946 until his death, he owned a 25% share of the Pittsburgh Pirates. Although he was passionate about the team, he was too nervous to watch the deciding game 7 of the 1960 World Series, choosing to go to Paris with Kathryn and listen to its radio broadcast. Crosby had arranged for Ampex, another of his financial investments, to record the NBC telecast on kinescope. The game was one of the most famous in baseball history, capped off by Bill Mazeroski's walk-off home run that won the game for Pittsburgh. He apparently viewed the complete film just once, and then stored it in his wine cellar, where it remained undisturbed until it was discovered in December 2009. The restored broadcast was shown on MLB Network in December 2010.
Crosby was also an avid golfer. He first took up golf at age 12 as a caddy. He was already spending much time on the golf course while touring the country in a vaudeville act or with Paul Whiteman's orchestra in the mid to late 1920s. Eventually, Crosby became accomplished at the sport, at his best reaching a two handicap. He competed in both the British and U.S. Amateur championships, was a five-time club champion at Lakeside Golf Club in Hollywood, and once made a hole-in-one on the 16th hole at Cypress Point.
In 1937, Crosby hosted the first 'Crosby Clambake', a pro-am tournament at Rancho Santa Fe Golf Club in Rancho Santa Fe, California, the event's location prior to World War II. After the war, the event resumed play in 1947 on golf courses in Pebble Beach, where it has been played ever since. Now the AT&T Pebble Beach Pro-Am, the tournament is a staple of the PGA Tour, having featured Hollywood stars and other celebrities.
In 1950, Crosby became the third person to win the William D. Richardson award, which is given to a non-professional golfer "who has consistently made an outstanding contribution to golf". In 1978, he and Bob Hope were voted the Bob Jones Award, the highest honor given by the United States Golf Association in recognition of distinguished sportsmanship. He is a member of the World Golf Hall of Fame, having been inducted in 1978.
Crosby also was a keen fisherman. In the summer of 1966, he spent a week as the guest of Lord Egremont, staying in Cockermouth and fishing on the River Derwent. His trip was filmed for The American Sportsman on ABC, although all did not go well at first as the salmon were not running. He did make up for it at the end of the week by catching a number of sea trout.
In Front Royal, Virginia, a baseball stadium was named in his honor. The Front Royal Cardinals of the Valley Baseball League play their home games here. The Bing is also home to both of the county's high schools baseball teams.
Crosby reportedly had an alcohol problem between the late 1920s and early 1930s, but he got a handle on his drinking in 1931.
Crosby told Barbara Walters in a 1977 televised interview that he thought marijuana should be legalized because he figured it would make it much easier for the authorities to have a proper legal control over the market.
In December 1999, the New York Post published an article by Bill Hoffmann and Murray Weiss called Bing Crosby's Single Life which claimed that "recently published" FBI files revealed connections with figures in the Mafia "since his youth". However, Crosby's FBI files had already been published in 1992 and provide no indication that Crosby had ties to the Mafia except for one major, but accidental encounter in Chicago in 1929 which is not mentioned in the files, but is told by Crosby himself in his as-told-to autobiography Call Me Lucky. In the over 280 pages of Crosby's FBI files all but one reference to organized crime or gambling dens are content of a few of the many threats that Bing Crosby received throughout his life. The comments made by FBI investigators in the memos discredited the claims made in the letters. In all the files there is only one single reference to a person associated with the Mafia. In a memorandum dated January 16, 1959, it is said: "The Salt Lake City Office has developed information indicating that Moe Dalitz received an invitation to join a deer hunting party at Bing Crosby's Elko, Nevada, ranch, together with the crooner, his Las Vegas dentist and several business associates." However, Crosby had already sold his Elko ranch a year earlier, in 1958, and it is doubtful how much he was really involved in that meeting.
Crosby was married twice. His first wife was actress and nightclub singer Dixie Lee, to whom he was married from 1930 until her death from ovarian cancer in 1952. They had four sons: Gary, twins Dennis and Phillip, and Lindsay. Smash-Up: The Story of a Woman (1947) is said to be based on Lee's life. The Crosby family lived at 10500 Camarillo Street in North Hollywood for more than five years. After his wife died, Crosby had relationships with model Pat Sheehan (who married his son Dennis in 1958) and actresses Inger Stevens and Grace Kelly before marrying actress Kathryn Grant, who converted to Catholicism, in 1957. They had three children: Harry Lillis III (who played Bill in Friday the 13th), Mary Frances (best known for portraying Kristin Shepard on TV's Dallas), and Nathaniel (the 1981 U.S. Amateur champion in golf).
Particularly during the late 1930s and through the 1940s Bing Crosby's domestic life was dominated by his wife's excessive drinking. His efforts to cure her with the help of specialists failed. Tired of Dixie's drinking, he even asked her for a divorce in January 1941. During the 1940s, Crosby consistently had difficulties trying to stay away from home while also trying to be there as much as possible for his children.
Crosby had one confirmed extramarital affair between 1945 and the late 1940s, while married to his first wife Dixie. Actress Patricia Neal (who herself at the time was having an affair with the married Gary Cooper) wrote in her 1988 autobiography As I Am about a trip on a cruise ship to England with actress Joan Caulfield in 1948:
She Joan Caulfield was a lovely girl and we had some good talks. She, too, was in love with an older married man who was quite as famous as Gary [Cooper]. She confided to me that she desperately wanted to marry Bing Crosby. We were in the same boat in more ways than one, but I could not tell her so.
In the most recent Crosby biography, Bing Crosby: Swinging on a Star; the War Years, 1940-1946, Gary Giddins published excerpts from an original diary of two sisters, Violet and Mary Barsa, who, as young women, used to stalk Crosby in New York City during December 1945 and January 1946 and who detailed their observations in the diary. The document reveals that during that time Crosby was indeed taking Joan Caulfield out to dinner, visited theaters and opera houses with her and that Caulfield and a person in her company entered the Waldorf Hotel where Crosby was staying. However, the document also clearly indicates that at their meetings a third person, in most instances Caulfield's mother, was present. In 1954, Joan Caulfield admitted to a relationship with a "top film star" who was a married man with children who at the end chose his wife and children over her. Joan's sister Betty Caulfield confirmed the romantic relationship between Joan and Bing Crosby. Despite being a Catholic, Crosby was seriously considering divorce in order to marry Caulfield. Either in December 1945 or January 1946 Crosby approached Cardinal Francis Spellman with his difficulties with dealing with his wife's alcoholism and his love for Caulfield and his plan to file for divorce. According to Betty Caulfield, Spellman told Crosby: "Bing, you are Father O'Malley and under no circumstances can Father O'Malley get a divorce." Around the same time, Crosby talked to his mother about his intentions and she protested. Ultimately, Crosby chose to end the relationship and to stay with his wife. Bing and Dixie reconciled and he continued trying to help her overcome her alcohol issues.
Widow Kathryn Crosby dabbled in local theater productions intermittently and appeared in television tributes to her late husband.
In November 1958, Crosby purchased the 1,350-acre Rising River Ranch in Cassel, California after renting a portion of it for several years. Attorney Ira Shadwell declined to disclose the purchase price. In October 1978, actor Clint Eastwood purchased the ranch under the name of his business manager Roy Kaufman for $1.5 million.
Crosby and his family lived in the San Francisco area for many years. In 1963, he and his wife Kathryn moved with their three young children from Los Angeles to a $175,000 ten-bedroom Tudor estate in Hillsborough because they did not want to raise their children in Hollywood, according to son Nathaniel. This house went up for sale by its current owners in 2021 for $13.75 million.
In 1965, the Crosbys moved to a larger, 40-room French chateau-style house on nearby Jackling Drive, where Kathryn Crosby continued to reside after Bing's death. This house served as a setting for some of the family's Minute Maid orange juice television commercials.
After Crosby's death, his eldest son, Gary, wrote a highly critical memoir, Going My Own Way (1983), depicting his father as cruel, cold, remote, and physically and psychologically abusive. While acknowledging that corporal punishments took place, there were reports of all of Gary's immediate siblings distancing themselves from the abuse claims, either in public or in private.
Crosby's younger son Phillip disputed his brother Gary's claims about their father. Around the time Gary published his claims, Phillip stated to the press that "Gary is a whining, bitching crybaby, walking around with a two-by-four on his shoulder and just daring people to nudge it off." Nevertheless, Phillip did not deny that Crosby believed in corporal punishment. In an interview with People magazine, Phillip stated that "we never got an extra whack or a cuff we didn't deserve".
Shortly before Gary's book was actually published, Lindsay said, "I'm glad [Gary] did it. I hope it clears up a lot of the old lies and rumors." Unlike Gary, Lindsay stated that he preferred to remember "all the good things I did with my dad and forget the times that were rough". "Lindsay Crosby supported his brother (Gary) at the time of its publication but had a tempered view of its revelations. 'I never expected affection from my father so it didn't bother me,' he once told an interviewer.'" However, after the book was published, Lindsay addressed the abuse claims and what the media had made out of them:
He was a good father. It was a happy childhood. We had our differences, but we were raised to respect our parents, to do what they said. If we didn't, we got punished. As far as I know [Gary] wrote it because it was about himself and what he felt his life was about. I don't think it had anything to do with Daddy Dearest. I understand what he's trying to prove. I don't think he did anything wrong.
Dennis Crosby reportedly "said his older brother (Gary) was the most severely treated of the four boys. 'He got the first licking, and we got the second.'"
Gary's first wife of 19 years, Barbara Cosentino, of whom Gary wrote in his book, "I could confide in her about Mom and Dad and my childhood", and with whom Gary stayed friendly after the divorce, stated:
I do not know if what's in the book is true but he never said anything to me about whippings. I think it all got a little out of hand. I certainly never witnessed anything between him and his father. I couldn't believe it when I read the book because it just didn't sound like Gary. I can't pinpoint it. Gary said to me before I read it, "It's not the same book I wrote."
Gary Crosby's adopted son, Steven Crosby, said in a 2003 interview:
In the early years, I think, like any family you are going to butt heads with your mom, your dad and your brothers and sisters. I think there was some father-son stuff that everyone has. The book was I think an attempt of my dad to come to grips with some things in his life.
Bing's younger brother, singer and jazz bandleader Bob Crosby, recalled at the time of Gary's revelations that Bing was a "disciplinarian", as their mother and father had been. He added, "We were brought up that way." In an interview for the same article, Gary clarified that Bing "was like a lot of fathers of that time. He was not out to be vicious, to beat children for his kicks."
The author of the most recent biography on Bing Crosby, Gary Giddins, claims that Gary Crosby's memoir is not reliable on many instances and cannot be trusted on the abuse stories.
Crosby's will established a blind trust in which none of the sons received an inheritance until they reached the age of 65, intended by Crosby to keep them out of trouble. They instead received several thousand dollars per month from a trust left in 1952 by their mother, Dixie Lee. The trust, tied to high-performing oil stocks, folded in December 1989 following the 1980s oil glut.
Lindsay Crosby died in 1989 at age 51, and Dennis Crosby died in 1991 at age 56, both by suicide from self-inflicted gunshot wounds. Gary Crosby died of lung cancer in 1995 at age 62, and Phillip Crosby died of a heart attack in 2004 at age 69.
Nathaniel Crosby, Crosby's younger son from his second marriage, is a former high-level golfer who won the U.S. Amateur in 1981 at age 19, becoming the youngest winner in the history of that event at the time. Harry Crosby is an investment banker who occasionally makes singing appearances.
Denise Crosby, Dennis Crosby's daughter, is also an actress and is known for her role as Tasha Yar on Star Trek: The Next Generation and for the recurring role of the Romulan Sela after her withdrawal from the series as a regular cast member. She also appeared in the 1989 film adaptation of Stephen King's novel Pet Sematary.
In 2006, Crosby's niece through his sister Mary Rose, Carolyn Schneider, published the laudatory book Me and Uncle Bing.
Disputes between Crosby's two families began in the late 1990s. When Dixie died in 1952, her will provided that her share of the community property be distributed in trust to her sons. After Crosby's death in 1977, he left the residue of his estate to a marital trust for the benefit of his widow, Kathryn, and HLC Properties, Ltd., was formed for the purpose of managing his interests, including his right of publicity. In 1996, Dixie's trust sued HLC and Kathryn for declaratory relief as to the trust's entitlement to interest, dividends, royalties, and other income derived from the community property of Crosby and Dixie. In 1999, the parties settled for approximately $1.5 million. Relying on a retroactive amendment to the California Civil Code, Dixie's trust brought suit again, in 2010, alleging that Crosby's right of publicity was community property, and that Dixie's trust was entitled to a share of the revenue it produced. The trial court granted Dixie's trust's claim. The California Court of Appeals reversed it, however, holding that the 1999 settlement barred the claim. In light of the court's ruling, it was unnecessary for the court to decide whether a right of publicity can be characterized as community property under California law.
Following his recovery from a life-threatening fungal infection in his right lung in January 1974, Crosby emerged from semi-retirement to start a new spate of albums and concerts. On March 20, 1977, after videotaping a CBS concert special, "Bing – 50th Anniversary Gala", at the Ambassador Auditorium with Bob Hope looking on, Crosby fell off the stage into an orchestra pit, rupturing a disc in his back requiring a month-long stay in the hospital. His first performance after the accident was his last American concert, on August 16, 1977, the day Elvis Presley died, at the Concord Pavilion in Concord, California. When the electric power failed during his performance, he continued singing without amplification. On August 27, Crosby gave a televised concert in Norway. In September, Crosby, his family and singer Rosemary Clooney began a concert tour of Britain that included two weeks at the London Palladium. While in the UK, Crosby recorded his final album, Seasons, and his final TV Christmas special with guest David Bowie on September 11 (which aired a little over a month after Crosby's death). His last concert was in the Brighton Centre on October 10, four days before his death, with British entertainer Gracie Fields in attendance. The following day he made his final appearance in a recording studio and sang eight songs at the BBC's Maida Vale Studios for a radio program, which also included an interview with Alan Dell. Accompanied by the Gordon Rose Orchestra, Crosby's last recorded performance was of the song "Once in a While". Later that afternoon, he met with Chris Harding to take photographs for the Seasons album jacket.
On October 13, 1977, Crosby flew alone to Spain to play golf and hunt partridge. On October 14, at the La Moraleja Golf Course near Madrid, Crosby played 18 holes of golf. His partner was World Cup champion Manuel Piñero; their opponents were club president César de Zulueta and Valentín Barrios. According to Barrios, Crosby was in good spirits throughout the day, and was photographed several times during the round. At the ninth hole, construction workers building a house nearby recognized him, and when asked for a song, Crosby sang "Strangers in the Night". Crosby, who had a 13 handicap, won with his partner by one stroke. At about 6:30 pm, as Crosby and his party headed back to the clubhouse, Crosby said, "That was a great game of golf, fellas. Let's go have a Coca-Cola." These were his last words. About 20 yards (18 m) from the clubhouse entrance, Crosby collapsed and died instantly from a massive heart attack. At the clubhouse and later in the ambulance, house physician Dr. Laiseca tried to revive him, but was unsuccessful. At Reina Victoria Hospital he was administered the last rites of the Catholic Church and was pronounced dead at the age of 74.
On October 18, 1977, following a private funeral Mass at St. Paul's Catholic Church in Westwood, Crosby was buried at Holy Cross Cemetery in Culver City, California.
Crosby is a member of the National Association of Broadcasters Hall of Fame in the radio division.
The family created an official website on October 14, 2007, the 30th anniversary of Crosby's death.
In his autobiography Don't Shoot, It's Only Me! (1990), Bob Hope wrote, "Dear old Bing, as we called him, the Economy-sized Sinatra. And what a voice. God I miss that voice. I can't even turn on the radio around Christmas time without crying anymore."
Calypso musician Roaring Lion wrote a tribute song in 1939 titled "Bing Crosby", in which he wrote: "Bing has a way of singing with his very heart and soul / Which captivates the world / His millions of listeners never fail to rejoice / At his golden voice...."
Bing Crosby Stadium in Front Royal, Virginia, was named after Crosby in honor of his fundraising and cash contributions for its construction from 1948 to 1950.
In 2006, the former Metropolitan Theater of Performing Arts ('The Met') in Spokane, Washington, was renamed to The Bing Crosby Theater.
Crosby has three stars on the Hollywood Walk of Fame. One each for radio, recording, and motion pictures.
Crosby wrote or co-wrote lyrics to 22 songs. His composition "At Your Command" was number 1 for three weeks on the U.S. pop singles chart beginning on August 8, 1931. "I Don't Stand a Ghost of a Chance With You" was his most successful composition, recorded by Duke Ellington, Frank Sinatra, Thelonious Monk, Billie Holiday, and Mildred Bailey, among others. Songs co-written by Crosby include:
Four performances by Bing Crosby have been inducted into the Grammy Hall of Fame, which is a special Grammy award established in 1973 to honor recordings that are at least 25 years old and that have "qualitative or historical significance". | [
{
"paragraph_id": 0,
"text": "Harry Lillis \"Bing\" Crosby Jr. (May 3, 1903 – October 14, 1977) was an American singer, actor, television producer, television and radio personality and businessman. The first multimedia star, he was one of the most popular and influential musical artists of the 20th century worldwide. He was a leader in record sales, network radio ratings, and motion picture grosses from 1926 to 1977. He was one of the first global cultural icons. He made over 70 feature films and recorded more than 1,600 songs.",
"title": ""
},
{
"paragraph_id": 1,
"text": "His early career coincided with recording innovations that allowed him to develop an intimate singing style that influenced many male singers who followed, such as Frank Sinatra, Perry Como, Dean Martin, Dick Haymes, Elvis Presley, and John Lennon. Yank magazine said that he was \"the person who had done the most for the morale of overseas servicemen\" during World War II. In 1948, American polls declared him the \"most admired man alive\", ahead of Jackie Robinson and Pope Pius XII. In 1948, Music Digest estimated that his recordings filled more than half of the 80,000 weekly hours allocated to recorded radio music in America.",
"title": ""
},
{
"paragraph_id": 2,
"text": "Crosby won the Academy Award for Best Actor for his performance in Going My Way (1944) and was nominated for its sequel, The Bells of St. Mary's (1945), opposite Ingrid Bergman, becoming the first of six actors to be nominated twice for playing the same character. He was the number one box office attraction for five consecutive years, 1944 to 1948. At his screen apex in 1946, Crosby starred in three of the year's five highest-grossing films: The Bells of St. Mary's, Blue Skies and Road to Utopia. In 1963, Crosby received the first Grammy Global Achievement Award. He is one of 33 people to have three stars on the Hollywood Walk of Fame, in the categories of motion pictures, radio, and audio recording. He was also known for his collaborations with his friend Bob Hope, starring in the Road to ... films from 1940 to 1962.",
"title": ""
},
{
"paragraph_id": 3,
"text": "Crosby influenced the development of the post–World War II recording industry. After seeing a demonstration of a German broadcast quality reel-to-reel tape recorder brought to the United States by John T. Mullin, he invested $50,000 in the California electronics company Ampex to build copies. He then persuaded ABC to allow him to tape his shows. He became the first performer to prerecord his radio shows and master his commercial recordings onto magnetic tape. Crosby has been associated with the Christmas season since Irving Berlin's musical film Holiday Inn, in which he starred and famously sang \"White Christmas\". Through audio recordings, he produced his radio programs with the same directorial tools and craftsmanship (editing, retaking, rehearsal, time shifting) used in motion picture production, a practice that became the industry standard. In addition to his work with early audio tape recording, he helped finance the development of videotape, bought television stations, bred racehorses, and co-owned the Pittsburgh Pirates baseball team, during which time the team won two World Series (1960 and 1971).",
"title": ""
},
{
"paragraph_id": 4,
"text": "Crosby was born on May 3, 1903, in Tacoma, Washington, in a house his father built at 1112 North J Street. In 1906, his family moved to Spokane in Eastern Washington state, where he was raised. In 1913, his father built a house at 508 E. Sharp Avenue. The house sits on the campus of his alma mater, Gonzaga University, as a museum housing over 200 artifacts from his life and career, including his Oscar.",
"title": "Early life"
},
{
"paragraph_id": 5,
"text": "He was the fourth of seven children: brothers Laurence Earl \"Larry\" (1895–1975), Everett Nathaniel (1896–1966), Edward John \"Ted\" (1900–1973), and George Robert \"Bob\" (1913–1993); and two sisters, Catherine Cordelia (1904–1974) and Mary Rose (1906–1990). His parents were Harry Lowe Crosby (1870–1950), a bookkeeper, and Catherine Helen \"Kate\" (née Harrigan; 1873–1964). His mother was a second-generation Irish-American. His father was of Scottish and English descent; an ancestor, Simon Crosby, emigrated from England to New England in the 1630s during the Puritan migration to New England. Through another line, also on his father's side, Crosby is descended from Mayflower passenger William Brewster (c. 1567 – 1644).",
"title": "Early life"
},
{
"paragraph_id": 6,
"text": "In 1917, Crosby took a summer job as property boy at Spokane's Auditorium, where he witnessed some of the acts of the day, including Al Jolson, who held him spellbound with ad-libbing and parodies of Hawaiian songs. He later described Jolson's delivery as \"electric\".",
"title": "Early life"
},
{
"paragraph_id": 7,
"text": "Crosby graduated from Gonzaga High School in 1920 and enrolled at Gonzaga University. He attended Gonzaga for three years but did not earn a degree. As a freshman, he played on the university's baseball team. The university granted him an honorary doctorate in 1937. Gonzaga University houses a large collection of photographs, correspondence, and other material related to Crosby.",
"title": "Early life"
},
{
"paragraph_id": 8,
"text": "On November 8, 1937, after Lux Radio Theatre's adaptation of She Loves Me Not, Joan Blondell asked Crosby how he got his nickname:",
"title": "Early life"
},
{
"paragraph_id": 9,
"text": "Crosby: \"Well, I'll tell you, back in the knee-britches day, when I was a wee little tyke, a mere broth of a lad, as we say in Spokane, I used to totter around the streets, with a gun on each hip, my favorite after school pastime was a game known as \"Cops and Robbers\", I didn't care which side I was on, when a cop or robber came into view, I would haul out my trusty six-shooters, made of wood, and loudly exclaim bing! bing!, as my luckless victim fell clutching his side, I would shout bing! bing!, and I would let him have it again, and then as his friends came to his rescue, shooting as they came, I would shout bing! bing! bing! bing! bing! bing! bing! bing!\"Blondell: \"I'm surprised they didn't call you \"Killer\" Crosby! Now tell me another story, Grandpa!Crosby: \"No, so help me, it's the truth, ask Mister De Mille.\"De Mille: \"I'll vouch for it, Bing.\"",
"title": "Early life"
},
{
"paragraph_id": 10,
"text": "As it happens, that story was pure whimsy for dramatic effect; the Associated Press had reported as early as February 1932—as would later be confirmed by both Bing himself and his biographer Charles Thompson—that it was in fact a neighbor—Valentine Hobart, circa 1910—who had named him \"Bingo from Bingville\" after a comic feature in the local paper called The Bingville Bugle which the young Harry liked. In time, Bingo got shortened to Bing.",
"title": "Early life"
},
{
"paragraph_id": 11,
"text": "In 1923, Crosby was invited to join a new band composed of high-school students a few years younger than himself. Al and Miles Rinker (brothers of singer Mildred Bailey), James Heaton, Claire Pritchard and Robert Pritchard, along with drummer Crosby, formed the Musicaladers, who performed at dances both for high school students and club-goers. The group performed on Spokane radio station KHQ, but disbanded after two years. Crosby and Al Rinker obtained work at the Clemmer Theatre in Spokane (now known as the Bing Crosby Theater).",
"title": "Career"
},
{
"paragraph_id": 12,
"text": "Crosby was initially a member of a vocal trio called The Three Harmony Aces with Al Rinker accompanying on piano from the pit, to entertain between the films. Crosby and Al continued at the Clemmer Theatre for several months, often with three other men—Wee Georgie Crittenden, Frank McBride, and Lloyd Grinnell—and they were billed The Clemmer Trio or The Clemmer Entertainers depending who performed.",
"title": "Career"
},
{
"paragraph_id": 13,
"text": "In October 1925, Crosby and Rinker decided to seek fame in California. They traveled to Los Angeles, where Bailey introduced them to her show business contacts. The Fanchon and Marco Time Agency hired them for thirteen weeks for the revue The Syncopation Idea starting at the Boulevard Theater in Los Angeles and then on the Loew's circuit. They each earned $75 a week. As minor parts of The Syncopation Idea Crosby and Rinker started to develop as entertainers. They had a lively style that was popular with college students. After The Syncopation Idea closed, they worked in the Will Morrissey Music Hall Revue. They honed their skills with Morrissey. When they got a chance to present an independent act, they were spotted by a member of the Paul Whiteman organization.",
"title": "Career"
},
{
"paragraph_id": 14,
"text": "Whiteman needed something different to break up his musical selections, and Crosby and Rinker filled this requirement. After less than a year in show business, they were attached to one of the biggest names. Hired for $150 a week in 1926, they debuted with Whiteman on December 6 at the Tivoli Theatre in Chicago. Their first recording, in October 1926, was \"I've Got the Girl\" with Don Clark's Orchestra, but the Columbia-issued record was inadvertently recorded at a slow speed, which increased the singers' pitch when played at 78 rpm. Throughout his career, Crosby often credited Bailey for getting him his first important job in the entertainment business.",
"title": "Career"
},
{
"paragraph_id": 15,
"text": "Success with Whiteman was followed by disaster when they reached New York. Whiteman considered letting them go. However, the addition of pianist and aspiring songwriter Harry Barris made the difference, and The Rhythm Boys were born. The additional voice meant they could be heard more easily in large New York theaters. Crosby gained valuable experience on tour for a year with Whiteman and performing and recording with Bix Beiderbecke, Jack Teagarden, Tommy Dorsey, Jimmy Dorsey, Eddie Lang, and Hoagy Carmichael. He matured as a performer and was in demand as a solo singer.",
"title": "Career"
},
{
"paragraph_id": 16,
"text": "Crosby became the star attraction of the Rhythm Boys. In 1928, he had his first number one hit, a jazz-influenced rendition of \"Ol' Man River\". In 1929, the Rhythm Boys appeared in the film King of Jazz with Whiteman, but Crosby's growing dissatisfaction with Whiteman led to the Rhythm Boys leaving his organization. They joined the Gus Arnheim Orchestra, performing nightly in the Coconut Grove of the Ambassador Hotel. Singing with the Arnheim Orchestra, Crosby's solos began to steal the show while the Rhythm Boys' act gradually became redundant. Harry Barris wrote several of Crosby's hits, including \"At Your Command\", \"I Surrender Dear\", and \"Wrap Your Troubles in Dreams\". When Mack Sennett signed Crosby to a solo film contract in 1931, a break with the Rhythm Boys became almost inevitable. Crosby married Dixie Lee in September 1930. After a threat of divorce in March 1931, he applied himself to his career.",
"title": "Career"
},
{
"paragraph_id": 17,
"text": "15 Minutes with Bing Crosby, his nationwide solo radio debut, began broadcasting on September 2, 1931. The weekly broadcast made him a hit. Before the end of the year, he signed with both Brunswick Records and CBS Radio. \"Out of Nowhere\", \"Just One More Chance\", \"At Your Command\", and \"I Found a Million Dollar Baby (in a Five and Ten Cent Store)\" were among the best-selling songs of 1931.",
"title": "Career"
},
{
"paragraph_id": 18,
"text": "Ten of the top 50 songs of 1931 included Crosby with others or as a solo act. A \"Battle of the Baritones\" with singer Russ Columbo proved short-lived, replaced with the slogan \"Bing Was King\". Crosby played the lead in a series of musical comedy short films for Mack Sennett, signed with Paramount, and starred in his first full-length film, 1932's The Big Broadcast (1932), the first of 55 films in which he received top billing. He would appear in almost 80 pictures. He signed a contract with Jack Kapp's new record company, Decca, in late 1934.",
"title": "Career"
},
{
"paragraph_id": 19,
"text": "His first commercial sponsor on radio was Cremo Cigars and his fame spread nationwide. After a long run in New York, he went back to Hollywood to film The Big Broadcast. His appearances, records, and radio work substantially increased his impact. The success of his first film brought him a contract with Paramount, and he began a pattern of making three films a year. He led his radio show for Woodbury Soap for two seasons while his live appearances dwindled. His records produced hits during the Depression when sales were down. Audio engineer Steve Hoffman stated, \"By the way, Bing actually saved the record business in 1934 when he agreed to support Decca founder Jack Kapp's crazy idea of lowering the price of singles from a dollar to 35 cents and getting a royalty for records sold instead of a flat fee. Bing's name and his artistry saved the recording industry. All the other artists signed to Decca after Bing did. Without him, Jack Kapp wouldn't have had a chance in hell of making Decca work and the Great Depression would have wiped out phonograph records for good.\"",
"title": "Career"
},
{
"paragraph_id": 20,
"text": "His social life was frantic. His first son Gary was born in 1933 with twin boys following in 1934. By 1936, he replaced his former boss, Paul Whiteman, as host of the weekly NBC radio program Kraft Music Hall, where he remained for the next ten years. \"Where the Blue of the Night (Meets the Gold of the Day)\", with his trademark whistling, became his theme song and signature tune.",
"title": "Career"
},
{
"paragraph_id": 21,
"text": "Crosby's vocal style helped take popular singing beyond the \"belting\" associated with Al Jolson and Billy Murray, who had been obligated to reach the back seats in New York theaters without the aid of a microphone. As music critic Henry Pleasants noted in The Great American Popular Singers, something new had entered American music, a style that might be called \"singing in American\" with conversational ease. This new sound led to the popular epithet crooner.",
"title": "Career"
},
{
"paragraph_id": 22,
"text": "Crosby admired Louis Armstrong for his musical ability, and the trumpet maestro was a formative influence on Crosby's singing style. When the two met, they became friends. In 1936, Crosby exercised an option in his Paramount contract to regularly star in an out-of-house film. Signing an agreement with Columbia for a single motion picture, Crosby wanted Armstrong to appear in a screen adaptation of The Peacock Feather that eventually became Pennies from Heaven. Crosby asked Harry Cohn, but Cohn had no desire to pay for the flight or to meet Armstrong's \"crude, mob-linked but devoted manager, Joe Glaser\". Crosby threatened to leave the film and refused to discuss the matter. Cohn gave in; Armstrong's musical scenes and comic dialogue extended his influence to the silver screen, creating more opportunities for him and other African Americans to appear in future films. Crosby also ensured behind the scenes that Armstrong received equal billing with his white co-stars. Armstrong appreciated Crosby's progressive attitudes on race, and often expressed gratitude for the role in later years.",
"title": "Career"
},
{
"paragraph_id": 23,
"text": "During World War II, Crosby made live appearances before American troops who had been fighting in the European Theater. He learned how to pronounce German from written scripts and read propaganda broadcasts intended for German forces. The nickname \"Der Bingle\" was common among Crosby's German listeners and came to be used by his English-speaking fans. In a poll of U.S. troops at the close of World War II, Crosby topped the list as the person who had done the most for G.I. morale, ahead of President Franklin D. Roosevelt, General Dwight Eisenhower, and Bob Hope.",
"title": "Career"
},
{
"paragraph_id": 24,
"text": "The June 18, 1945, issue of Life magazine stated, \"America's number one star, Bing Crosby, has won more fans, made more money than any entertainer in history. Today he is a kind of national institution.\" \"In all, 60,000,000 Crosby discs have been marketed since he made his first record in 1931. His biggest best seller is \"White Christmas\" 2,000,000 impressions of which have been sold in the U.S. and 250,000 in Great Britain.\" \"Nine out of ten singers and bandleaders listen to Crosby's broadcasts each Thursday night and follow his lead. The day after he sings a song over the air—any song—some 50,000 copies of it are sold throughout the U.S. Time and again Crosby has taken some new or unknown ballad, has given it what is known in trade circles as the 'big goose' and made it a hit single-handed and overnight... Precisely what the future holds for Crosby neither his family nor his friends can conjecture. He has achieved greater popularity, made more money, attracted vaster audiences than any other entertainer in history. And his star is still in the ascendant. His contract with Decca runs until 1955. His contract with Paramount runs until 1954. Records which he made ten years ago are selling better than ever before. The nation's appetite for Crosby's voice and personality appears insatiable. To soldiers overseas and to foreigners he has become a kind of symbol of America, of the amiable, humorous citizen of a free land. Crosby, however, seldom bothers to contemplate his future. For one thing, he enjoys hearing himself sing, and if ever a day should dawn when the public wearies of him, he will complacently go right on singing—to himself.\"",
"title": "Career"
},
{
"paragraph_id": 25,
"text": "The biggest hit song of Crosby's career was his recording of Irving Berlin's \"White Christmas\", which he introduced on a Christmas Day radio broadcast in 1941. A copy of the recording from the radio program is owned by the estate of Bing Crosby and was loaned to CBS Sunday Morning for their December 25, 2011, program. The song appeared in his films Holiday Inn (1942), and—a decade later—in White Christmas (1954). His record hit the charts on October 3, 1942, and rose to number 1 on October 31, where it stayed for 11 weeks. A holiday perennial, the song was repeatedly re-released by Decca, charting another sixteen times. It topped the charts again in 1945 and a third time in January 1947. The song remains the bestselling single of all time. His recording of \"White Christmas\" has sold over 50 million copies around the world. His recording was so popular that he was obliged to re-record it in 1947 using the same musicians and backup singers; the original 1942 master had become damaged due to its frequent use in pressing additional singles. In 1977, after Crosby died, the song was re-released and reached No. 5 in the UK Singles Chart. Crosby was dismissive of his role in the song's success, saying \"a jackdaw with a cleft palate could have sung it successfully\".",
"title": "Career"
},
{
"paragraph_id": 26,
"text": "In the wake of a solid decade of headlining mainly smash hit musical comedy films in the 1930s, Crosby starred with Bob Hope and Dorothy Lamour in six of the seven Road to musical comedies between 1940 and 1962 (Lamour was replaced with Joan Collins in The Road to Hong Kong and limited to a lengthy cameo), cementing Crosby and Hope as an on-and-off duo, despite never declaring themselves a \"team\" in the sense that Laurel and Hardy or Martin and Lewis (Dean Martin and Jerry Lewis) were teams. The series consists of Road to Singapore (1940), Road to Zanzibar (1941), Road to Morocco (1942), Road to Utopia (1946), Road to Rio (1947), Road to Bali (1952), and The Road to Hong Kong (1962). When they appeared solo, Crosby and Hope frequently made note of the other in a comically insulting fashion. They performed together countless times on stage, radio, film, and television, and made numerous brief and not so brief appearances together in movies aside from the \"Road\" pictures, Variety Girl (1947) being an example of lengthy scenes and songs together along with billing.",
"title": "Career"
},
{
"paragraph_id": 27,
"text": "In the 1949 Disney animated film The Adventures of Ichabod and Mr. Toad, Crosby provided the narration and song vocals for The Legend of Sleepy Hollow segment. In 1960, he starred in High Time, a collegiate comedy with Fabian Forte and Tuesday Weld that predicted the emerging gap between him and the new younger generation of musicians and actors who had begun their careers after World War II. The following year, Crosby and Hope reunited for one more Road movie, The Road to Hong Kong, which teamed them up with the much younger Joan Collins and Peter Sellers. Collins was used in place of their longtime partner Dorothy Lamour, whom Crosby felt was getting too old for the role, though Hope refused to do the film without her, and she instead made a lengthy and elaborate cameo appearance. Shortly before his death in 1977, he had planned another Road film in which he, Hope, and Lamour search for the Fountain of Youth.",
"title": "Career"
},
{
"paragraph_id": 28,
"text": "He won an Academy Award for Best Actor for Going My Way in 1944 and was nominated for the 1945 sequel, The Bells of St. Mary's. He received critical acclaim and his third Academy Award nomination for his performance as an alcoholic entertainer in The Country Girl.",
"title": "Career"
},
{
"paragraph_id": 29,
"text": "The Fireside Theater (1950) was his first television production. The series of 26-minute shows was filmed at Hal Roach Studios rather than performed live on the air. The \"telefilms\" were syndicated to individual television stations. He was a frequent guest on the musical variety shows of the 1950s and 1960s, appearing on various variety shows as well as numerous late-night talk shows and his own highly rated specials. Bob Hope memorably devoted one of his monthly NBC specials to his long intermittent partnership with Crosby titled \"On the Road With Bing\". Crosby was associated with ABC's The Hollywood Palace as the show's first and most frequent guest host and appeared annually on its Christmas edition with his wife Kathryn and his younger children, and continued after The Hollywood Palace was eventually canceled. In the early 1970s, he made two late appearances on the Flip Wilson Show, singing duets with the comedian. His last TV appearance was a Christmas special, Merrie Olde Christmas, taped in London in September 1977 and aired weeks after his death. It was on this special that he recorded a duet of \"The Little Drummer Boy\" and \"Peace on Earth\" with rock musician David Bowie. Their duet was released in 1982 as a single 45 rpm record and reached No. 3 in the UK singles charts. It has since become a staple of holiday radio and the final popular hit of Crosby's career. At the end of the 20th century, TV Guide listed the Crosby-Bowie duet one of the 25 most memorable musical moments of 20th-century television.",
"title": "Career"
},
{
"paragraph_id": 30,
"text": "Bing Crosby Productions, affiliated with Desilu Studios and later CBS Television Studios, produced a number of television series, including Crosby's own unsuccessful ABC sitcom The Bing Crosby Show in the 1964–1965 season (with co-stars Beverly Garland and Frank McHugh). The company produced two ABC medical dramas, Ben Casey (1961–1966) and Breaking Point (1963–1964), the popular Hogan's Heroes (1965–1971) military comedy on CBS, as well as the lesser-known show Slattery's People (1964–1965).",
"title": "Career"
},
{
"paragraph_id": 31,
"text": "Crosby was one of the first singers to exploit the intimacy of the microphone rather than use the deep, loud vaudeville style associated with Al Jolson. He was, by his own definition, a \"phraser\", a singer who placed equal emphasis on both the lyrics and the music. Paul Whiteman's hiring of Crosby, with phrasing that echoed jazz, particularly his bandmate Bix Beiderbecke's trumpet, helped bring the genre to a wider audience. In the framework of the novelty-singing style of the Rhythm Boys, he bent notes and added off-tune phrasing, an approach that was rooted in jazz. He had already been introduced to Louis Armstrong and Bessie Smith before his first appearance on record. Crosby and Armstrong remained warm acquaintances for decades, occasionally singing together in later years, e.g. \"Now You Has Jazz\" in the film High Society (1956). In Crosby's performances, the presence of jazz phrasing, jazz rhythm and jazz improvisation varied depending on the piece of music, but those were elements that Crosby frequently used. This can be observed particularly in his straight jazz work during the late 1920s/early 1930s, his recordings with Buddy Cole and His Trio from the mid-1950s, as well as in his numerous collaborations with such jazz musicians as Louis Armstrong, Duke Ellington, Ella Fitzgerald, Joe Venuti, or Eddie Lang. However, while Crosby can be called a jazz singer, he was not strictly only a jazz singer as he modeled the style and techniques to a broad scope of music that he performed, ranging from Jazz to Country to even such material as operetta arias.",
"title": "Singing style and vocal characteristics"
},
{
"paragraph_id": 32,
"text": "During the early portion of his solo career (about 1931–1934), Crosby's emotional, often pleading style of crooning was popular. But Jack Kapp, manager of Brunswick and later Decca, talked him into dropping many of his jazzier mannerisms in favor of a clear vocal style. Crosby credited Kapp for choosing hit songs, working with many other musicians, and most important, diversifying his repertoire into several styles and genres. Kapp helped Crosby have number one hits in Christmas music, Hawaiian music, and country music, and top-thirty hits in Irish music, French music, rhythm and blues, and ballads.",
"title": "Singing style and vocal characteristics"
},
{
"paragraph_id": 33,
"text": "Crosby elaborated on an idea of Al Jolson's: phrasing, or the art of making a song's lyric ring true. \"I used to tell Sinatra over and over,\" said Tommy Dorsey, \"there's only one singer you ought to listen to and his name is Crosby. All that matters to him is the words, and that's the only thing that ought to for you, too.\"",
"title": "Singing style and vocal characteristics"
},
{
"paragraph_id": 34,
"text": "Critic Henry Pleasants wrote in 1985: [While] the octave B flat to B flat in Bing's voice at that time [1930s] is, to my ears, one of the loveliest I have heard in forty-five years of listening to baritones, both classical and popular, it dropped conspicuously in later years. From the mid-1950s, Bing was more comfortable in a bass range while maintaining a baritone quality, with the best octave being G to G, or even F to F. In a recording he made of 'Dardanella' with Louis Armstrong in 1960, he attacks lightly and easily on a low E flat. This is lower than most opera basses care to venture, and they tend to sound as if they were in the cellar when they get there.",
"title": "Singing style and vocal characteristics"
},
{
"paragraph_id": 35,
"text": "Crosby's was among the most popular and successful musical acts of the 20th century. Billboard magazine used different methodologies during his career. But his chart success remains impressive: 396 chart singles, including roughly 41 number 1 hits. Crosby had separate charting singles every year between 1931 and 1954; the annual re-release of \"White Christmas\" extended that streak to 1957. He had 24 separate popular singles in 1939 alone. Statistician Joel Whitburn at Billboard determined that Crosby was America's most successful recording act of the 1930s and again in the 1940s. In 1960, Crosby was honored as \"First Citizen of Record Industry\" based on having sold 200 million discs. Sources differ regarding the number of copies he sold: 300 million or even 500 million. The single \"White Christmas\" sold over 50 million copies according to Guinness World Records.",
"title": "Career achievements"
},
{
"paragraph_id": 36,
"text": "For fifteen years (1934, 1937, 1940, 1943–1954), Crosby was among the top ten acts in box-office sales, and for five of those years (1944–1948) he topped the world. He sang four Academy Award-winning songs—\"Sweet Leilani\" (1937), \"White Christmas\" (1942), \"Swinging on a Star\" (1944), \"In the Cool, Cool, Cool of the Evening\" (1951)—and won the Academy Award for Best Actor for his role in Going My Way (1944).",
"title": "Career achievements"
},
{
"paragraph_id": 37,
"text": "A survey in 2000 found that with 1,077,900,000 movie tickets sold, Crosby was the third-most-popular actor of all time, behind Clark Gable (1,168,300,000) and John Wayne (1,114,000,000). The International Motion Picture Almanac lists him in a tie for second-most years at number one on the All Time Number One Stars List with Clint Eastwood, Tom Hanks, and Burt Reynolds. His most popular film, White Christmas, grossed $30 million in 1954 ($327 million in current value).",
"title": "Career achievements"
},
{
"paragraph_id": 38,
"text": "He received 23 gold and platinum records, according to the book Million Selling Records. The Recording Industry Association of America did not institute its gold record certification program until 1958 when Crosby's record sales were low. Before 1958, gold records were awarded by record companies. Crosby charted 23 Billboard hits from 47 recorded songs with the Andrews Sisters, whose Decca record sales were second only to Crosby's throughout the 1940s. They were his most frequent collaborators on disc from 1939 to 1952, a partnership that produced four million-selling singles: \"Pistol Packin' Mama\", \"Jingle Bells\", \"Don't Fence Me In\", and \"South America, Take it Away\". They made one film appearance together in Road to Rio singing \"You Don't Have to Know the Language\", and sang together on the radio throughout the 1940s and 1950s. They appeared as guests on each other's shows and on Armed Forces Radio Service during and after World War II. The quartet's Top-10 Billboard hits from 1943 to 1945 include \"The Vict'ry Polka\", \"There'll Be a Hot Time in the Town of Berlin (When the Yanks Go Marching In)\", and \"Is You Is or Is You Ain't (Ma' Baby?)\" and helped morale of the American public.",
"title": "Career achievements"
},
{
"paragraph_id": 39,
"text": "In 1962, Crosby was given the Grammy Lifetime Achievement Award. He has been inducted into the halls of fame for both radio and popular music. In 2007, he was inducted into the Hit Parade Hall of Fame and in 2008 the Western Music Hall of Fame.",
"title": "Career achievements"
},
{
"paragraph_id": 40,
"text": "Crosby's popularity around the world was such that Dorothy Masuka, the best-selling African recording artist, stated that, \"Only Bing Crosby the famous American crooner sold more records than me in Africa.\" His great popularity throughout the continent led other African singers to emulate him, including Masuka, Dolly Rathebe, and Míriam Makeba, known locally as \"The Bing Crosby of Africa.\"",
"title": "Popularity and influence"
},
{
"paragraph_id": 41,
"text": "Presenter Mike Douglas commented in a 1975 interview, \"During my days in the Navy in World War II, I remember walking the streets of Calcutta, India, on the coast; it was a lonely night, so far from my home and from my new wife, Gen. I needed something to lift my spirits. As I passed a Hindu sitting on the corner of a street, I heard something surprisingly familiar. I came back to see the man playing one of those old Vitrolas, like those of RCA with the horn speaker. The man was listening to Bing Crosby sing, \"Ac-Cent-Tchu-Ate The Positive\". I stopped and smiled in grateful acknowledgment. The Hindu nodded and smiled back. The whole world knew and loved Bing Crosby.\" His popularity in India led many Hindu singers to imitate and emulate him, notably Kishore Kumar, considered the \"Bing Crosby of India\".",
"title": "Popularity and influence"
},
{
"paragraph_id": 42,
"text": "Throughout Europe and Russia, Crosby was also known as \"Der Bingle\", a pseudonym coined in 1944 by Bob Musel, an American journalist based in London, after Crosby had recorded three 15-minute programs with Jack Russin for broadcast to Germany from ABSIE.",
"title": "Popularity and influence"
},
{
"paragraph_id": 43,
"text": "According to Shoshana Klebanoff, Crosby became one of the richest men in the history of show business. He had investments in real estate, mines, oil wells, cattle ranches, race horses, music publishing, baseball teams, and television. He made a fortune from the Minute Maid Orange Juice Corporation, in which he was a principal stockholder.",
"title": "Entrepreneurship"
},
{
"paragraph_id": 44,
"text": "During the Golden Age of Radio, performers had to create their shows live, sometimes even redoing the program a second time for the West Coast time zone. Crosby had to do two live radio shows on the same day, three hours apart, for the East and West Coasts. Crosby's radio career took a significant turn in 1945, when he clashed with NBC over his insistence that he be allowed to pre-record his radio shows. (The live production of radio shows was also reinforced by the musicians' union and ASCAP, which wanted to ensure continued work for their members.) In On the Air: The Encyclopedia of Old-Time Radio, John Dunning wrote about German engineers having developed a tape recorder with a near-professional broadcast quality standard:",
"title": "Entrepreneurship"
},
{
"paragraph_id": 45,
"text": "[Crosby saw] an enormous advantage in prerecording his radio shows. The scheduling could now be done at the star's convenience. He could do four shows a week, if he chose, and then take a month off. But the networks and sponsors were adamantly opposed. The public wouldn't stand for 'canned' radio, the networks argued. There was something magical for listeners in the fact that what they were hearing was being performed and heard live everywhere, at that precise instant. Some of the best moments in comedy came when a line was blown and the star had to rely on wit to rescue a bad situation. Fred Allen, Jack Benny, Phil Harris, and also Crosby were masters at this, and the networks weren't about to give it up easily.",
"title": "Entrepreneurship"
},
{
"paragraph_id": 46,
"text": "Crosby's insistence eventually factored into the further development of magnetic tape sound recording and the radio industry's widespread adoption of it. He used his clout, both professionally and financially, for innovations in audio. But NBC and CBS refused to broadcast prerecorded radio programs. Crosby left the network and remained off the air for seven months, creating a legal battle with his sponsor Kraft that was settled out of court. He returned to broadcasting for the last 13 weeks of the 1945–1946 season.",
"title": "Entrepreneurship"
},
{
"paragraph_id": 47,
"text": "The Mutual Network, on the other hand, pre-recorded some of its programs as early as 1938 for The Shadow with Orson Welles. ABC was formed from the sale of the NBC Blue Network in 1943 after a federal antitrust suit and was willing to join Mutual in breaking the tradition. ABC offered Crosby $30,000 per week to produce a recorded show every Wednesday that would be sponsored by Philco. He would get an additional $40,000 from 400 independent stations for the rights to broadcast the 30-minute show, which was sent to them every Monday on three 16-inch (41 cm) lacquer discs that played ten minutes per side at 33+1/3 rpm.",
"title": "Entrepreneurship"
},
{
"paragraph_id": 48,
"text": "Murdo MacKenzie of Bing Crosby Enterprises had seen a demonstration of the German Magnetophon in June 1947—the same device that Jack Mullin had brought back from Radio Frankfurt with 50 reels of tape, at the end of the war. It was one of the magnetic tape recorders that BASF and AEG had built in Germany starting in 1935. The 6.5 mm ferric-oxide-coated tape could record 20 minutes per reel of high-quality sound. Alexander M. Poniatoff ordered Ampex, which he founded in 1944, to manufacture an improved version of the Magnetophone.",
"title": "Entrepreneurship"
},
{
"paragraph_id": 49,
"text": "Crosby hired Mullin to start recording his Philco Radio Time show on his German-made machine in August 1947 using the same 50 reels of I.G. Farben magnetic tape that Mullin had found at a radio station at Bad Nauheim near Frankfurt while working for the U.S. Army Signal Corps. The advantage was editing. As Crosby wrote in his autobiography:",
"title": "Entrepreneurship"
},
{
"paragraph_id": 50,
"text": "By using tape, I could do a thirty-five- or forty-minute show, then edit it down to the twenty-six or twenty-seven minutes the program ran. In that way, we could take out jokes, gags, or situations that didn't play well and finish with only the prime meat of the show; the solid stuff that played big. We could also take out the songs that didn't sound good. It gave us a chance to first try a recording of the songs in the afternoon without an audience, then another one in front of a studio audience. We'd dub the one that came off best into the final transcription. It gave us a chance to ad-lib as much as we wanted, knowing that excess ad-libbing could be sliced from the final product. If I made a mistake in singing a song or in the script, I could have some fun with it, then retain any of the fun that sounded amusing.",
"title": "Entrepreneurship"
},
{
"paragraph_id": 51,
"text": "Mullin's 1976 memoir of these early days of experimental recording agrees with Crosby's account:",
"title": "Entrepreneurship"
},
{
"paragraph_id": 52,
"text": "In the evening, Crosby did the whole show before an audience. If he muffed a song then, the audience loved it—thought it was very funny—but we would have to take out the show version and put in one of the rehearsal takes. Sometimes, if Crosby was having fun with a song and not really working at it, we had to make it up out of two or three parts. This ad-lib way of working is commonplace in the recording studios today, but it was all new to us.",
"title": "Entrepreneurship"
},
{
"paragraph_id": 53,
"text": "Crosby invested $50,000 in Ampex with the intent to produce more machines. In 1948, the second season of Philco shows was recorded with the Ampex Model 200A and Scotch 111 tape from 3M. Mullin explained how one new broadcasting technique was invented on the Crosby show with these machines:",
"title": "Entrepreneurship"
},
{
"paragraph_id": 54,
"text": "One time Bob Burns, the hillbilly comic, was on the show, and he threw in a few of his folksy farm stories, which of course were not in Bill Morrow's script. Today they wouldn't seem very off-color, but things were different on radio then. They got enormous laughs, which just went on and on. We couldn't use the jokes, but Bill asked us to save the laughs. A couple of weeks later he had a show that wasn't very funny, and he insisted that we put in the salvaged laughs. Thus the laugh-track was born.",
"title": "Entrepreneurship"
},
{
"paragraph_id": 55,
"text": "Crosby started the tape recorder revolution in America. In his 1950 film Mr. Music, he is seen singing into an Ampex tape recorder that reproduced his voice better than anything else. Also quick to adopt tape recording was his friend Bob Hope. He gave one of the first Ampex Model 300 recorders to his friend, guitarist Les Paul, which led to Paul's invention of multitrack recording. His organization, the Crosby Research Foundation, held tape recording patents and developed equipment and recording techniques such as the laugh track that are still in use.",
"title": "Entrepreneurship"
},
{
"paragraph_id": 56,
"text": "With Frank Sinatra, Crosby was one of the principal backers for the United Western Recorders studio complex in Los Angeles.",
"title": "Entrepreneurship"
},
{
"paragraph_id": 57,
"text": "Mullin continued to work for Crosby to develop a videotape recorder (VTR). Television production was mostly live television in its early years, but Crosby wanted the same ability to record that he had achieved in radio. The Fireside Theater (1950) sponsored by Procter & Gamble, was his first television production. Mullin had not yet succeeded with videotape, so Crosby filmed the series of 26-minute shows at the Hal Roach Studios, and the \"telefilms\" were syndicated to individual television stations.",
"title": "Entrepreneurship"
},
{
"paragraph_id": 58,
"text": "Crosby continued to finance the development of videotape. Bing Crosby Enterprises gave the world's first demonstration of videotape recording in Los Angeles on November 11, 1951. Developed by John T. Mullin and Wayne R. Johnson since 1950, the device aired what were described as \"blurred and indistinct\" images, using a modified Ampex 200 tape recorder and standard quarter-inch (6.3 mm) audio tape moving at 360 inches (9.1 m) per second.",
"title": "Entrepreneurship"
},
{
"paragraph_id": 59,
"text": "A Crosby-led group purchased station KCOP-TV, in Los Angeles, California, in 1954. NAFI Corporation and Crosby purchased television station KPTV in Portland, Oregon, for $4 million on September 1, 1959. In 1960, NAFI purchased KCOP from Crosby's group. In the early 1950s, Crosby helped establish the CBS television affiliate in his hometown of Spokane, Washington. He partnered with Ed Craney, who owned the CBS radio affiliate KXLY (AM) and built a television studio west of Crosby's alma mater, Gonzaga University. After it began broadcasting, the station was sold within a year to Northern Pacific Radio and Television Corporation.",
"title": "Entrepreneurship"
},
{
"paragraph_id": 60,
"text": "Crosby was a fan of thoroughbred horse racing and bought his first racehorse in 1935. In 1937, he became a founding partner of the Del Mar Thoroughbred Club and a member of its board of directors. Operating from the Del Mar Racetrack at Del Mar, California, the group included millionaire businessman Charles S. Howard, who owned a successful racing stable that included Seabiscuit. Charles' son, Lindsay C. Howard, became one of Crosby's closest friends; Crosby named his son Lindsay after him, and would purchase his 40-room Hillsborough, California estate from Lindsay in 1965.",
"title": "Entrepreneurship"
},
{
"paragraph_id": 61,
"text": "Crosby and Lindsay Howard formed Binglin Stable to race and breed thoroughbred horses at a ranch in Moorpark in Ventura County, California. They also established the Binglin Stock Farm in Argentina, where they raced horses at Hipódromo de Palermo in Palermo, Buenos Aires. A number of Argentine-bred horses were purchased and shipped to race in the United States. On August 12, 1938, the Del Mar Thoroughbred Club hosted a $25,000 winner-take-all match race won by Charles S. Howard's Seabiscuit over Binglin's horse Ligaroti. In 1943, Binglin's horse Don Bingo won the Suburban Handicap at Belmont Park in Elmont, New York. The Binglin Stable partnership came to an end in 1953 as a result of a liquidation of assets by Crosby, who needed to raise enough funds to pay the hefty federal and state inheritance taxes on his deceased wife's estate. The Bing Crosby Breeders' Cup Handicap at Del Mar Racetrack is named in his honor.",
"title": "Entrepreneurship"
},
{
"paragraph_id": 62,
"text": "Crosby had a keen interest in sports. In the 1930s, his friend and former college classmate, Gonzaga head coach Mike Pecarovich, appointed Crosby as an assistant football coach. From 1946 until his death, he owned a 25% share of the Pittsburgh Pirates. Although he was passionate about the team, he was too nervous to watch the deciding game 7 of the 1960 World Series, choosing to go to Paris with Kathryn and listen to its radio broadcast. Crosby had arranged for Ampex, another of his financial investments, to record the NBC telecast on kinescope. The game was one of the most famous in baseball history, capped off by Bill Mazeroski's walk-off home run that won the game for Pittsburgh. He apparently viewed the complete film just once, and then stored it in his wine cellar, where it remained undisturbed until it was discovered in December 2009. The restored broadcast was shown on MLB Network in December 2010.",
"title": "Sports"
},
{
"paragraph_id": 63,
"text": "Crosby was also an avid golfer. He first took up golf at age 12 as a caddy. He was already spending much time on the golf course while touring the country in a vaudeville act or with Paul Whiteman's orchestra in the mid to late 1920s. Eventually, Crosby became accomplished at the sport, at his best reaching a two handicap. He competed in both the British and U.S. Amateur championships, was a five-time club champion at Lakeside Golf Club in Hollywood, and once made a hole-in-one on the 16th hole at Cypress Point.",
"title": "Sports"
},
{
"paragraph_id": 64,
"text": "In 1937, Crosby hosted the first 'Crosby Clambake', a pro-am tournament at Rancho Santa Fe Golf Club in Rancho Santa Fe, California, the event's location prior to World War II. After the war, the event resumed play in 1947 on golf courses in Pebble Beach, where it has been played ever since. Now the AT&T Pebble Beach Pro-Am, the tournament is a staple of the PGA Tour, having featured Hollywood stars and other celebrities.",
"title": "Sports"
},
{
"paragraph_id": 65,
"text": "In 1950, Crosby became the third person to win the William D. Richardson award, which is given to a non-professional golfer \"who has consistently made an outstanding contribution to golf\". In 1978, he and Bob Hope were voted the Bob Jones Award, the highest honor given by the United States Golf Association in recognition of distinguished sportsmanship. He is a member of the World Golf Hall of Fame, having been inducted in 1978.",
"title": "Sports"
},
{
"paragraph_id": 66,
"text": "Crosby also was a keen fisherman. In the summer of 1966, he spent a week as the guest of Lord Egremont, staying in Cockermouth and fishing on the River Derwent. His trip was filmed for The American Sportsman on ABC, although all did not go well at first as the salmon were not running. He did make up for it at the end of the week by catching a number of sea trout.",
"title": "Sports"
},
{
"paragraph_id": 67,
"text": "In Front Royal, Virginia, a baseball stadium was named in his honor. The Front Royal Cardinals of the Valley Baseball League play their home games here. The Bing is also home to both of the county's high schools baseball teams.",
"title": "Sports"
},
{
"paragraph_id": 68,
"text": "Crosby reportedly had an alcohol problem between the late 1920s and early 1930s, but he got a handle on his drinking in 1931.",
"title": "Personal life"
},
{
"paragraph_id": 69,
"text": "Crosby told Barbara Walters in a 1977 televised interview that he thought marijuana should be legalized because he figured it would make it much easier for the authorities to have a proper legal control over the market.",
"title": "Personal life"
},
{
"paragraph_id": 70,
"text": "In December 1999, the New York Post published an article by Bill Hoffmann and Murray Weiss called Bing Crosby's Single Life which claimed that \"recently published\" FBI files revealed connections with figures in the Mafia \"since his youth\". However, Crosby's FBI files had already been published in 1992 and provide no indication that Crosby had ties to the Mafia except for one major, but accidental encounter in Chicago in 1929 which is not mentioned in the files, but is told by Crosby himself in his as-told-to autobiography Call Me Lucky. In the over 280 pages of Crosby's FBI files all but one reference to organized crime or gambling dens are content of a few of the many threats that Bing Crosby received throughout his life. The comments made by FBI investigators in the memos discredited the claims made in the letters. In all the files there is only one single reference to a person associated with the Mafia. In a memorandum dated January 16, 1959, it is said: \"The Salt Lake City Office has developed information indicating that Moe Dalitz received an invitation to join a deer hunting party at Bing Crosby's Elko, Nevada, ranch, together with the crooner, his Las Vegas dentist and several business associates.\" However, Crosby had already sold his Elko ranch a year earlier, in 1958, and it is doubtful how much he was really involved in that meeting.",
"title": "Personal life"
},
{
"paragraph_id": 71,
"text": "Crosby was married twice. His first wife was actress and nightclub singer Dixie Lee, to whom he was married from 1930 until her death from ovarian cancer in 1952. They had four sons: Gary, twins Dennis and Phillip, and Lindsay. Smash-Up: The Story of a Woman (1947) is said to be based on Lee's life. The Crosby family lived at 10500 Camarillo Street in North Hollywood for more than five years. After his wife died, Crosby had relationships with model Pat Sheehan (who married his son Dennis in 1958) and actresses Inger Stevens and Grace Kelly before marrying actress Kathryn Grant, who converted to Catholicism, in 1957. They had three children: Harry Lillis III (who played Bill in Friday the 13th), Mary Frances (best known for portraying Kristin Shepard on TV's Dallas), and Nathaniel (the 1981 U.S. Amateur champion in golf).",
"title": "Personal life"
},
{
"paragraph_id": 72,
"text": "Particularly during the late 1930s and through the 1940s Bing Crosby's domestic life was dominated by his wife's excessive drinking. His efforts to cure her with the help of specialists failed. Tired of Dixie's drinking, he even asked her for a divorce in January 1941. During the 1940s, Crosby consistently had difficulties trying to stay away from home while also trying to be there as much as possible for his children.",
"title": "Personal life"
},
{
"paragraph_id": 73,
"text": "Crosby had one confirmed extramarital affair between 1945 and the late 1940s, while married to his first wife Dixie. Actress Patricia Neal (who herself at the time was having an affair with the married Gary Cooper) wrote in her 1988 autobiography As I Am about a trip on a cruise ship to England with actress Joan Caulfield in 1948:",
"title": "Personal life"
},
{
"paragraph_id": 74,
"text": "She Joan Caulfield was a lovely girl and we had some good talks. She, too, was in love with an older married man who was quite as famous as Gary [Cooper]. She confided to me that she desperately wanted to marry Bing Crosby. We were in the same boat in more ways than one, but I could not tell her so.",
"title": "Personal life"
},
{
"paragraph_id": 75,
"text": "In the most recent Crosby biography, Bing Crosby: Swinging on a Star; the War Years, 1940-1946, Gary Giddins published excerpts from an original diary of two sisters, Violet and Mary Barsa, who, as young women, used to stalk Crosby in New York City during December 1945 and January 1946 and who detailed their observations in the diary. The document reveals that during that time Crosby was indeed taking Joan Caulfield out to dinner, visited theaters and opera houses with her and that Caulfield and a person in her company entered the Waldorf Hotel where Crosby was staying. However, the document also clearly indicates that at their meetings a third person, in most instances Caulfield's mother, was present. In 1954, Joan Caulfield admitted to a relationship with a \"top film star\" who was a married man with children who at the end chose his wife and children over her. Joan's sister Betty Caulfield confirmed the romantic relationship between Joan and Bing Crosby. Despite being a Catholic, Crosby was seriously considering divorce in order to marry Caulfield. Either in December 1945 or January 1946 Crosby approached Cardinal Francis Spellman with his difficulties with dealing with his wife's alcoholism and his love for Caulfield and his plan to file for divorce. According to Betty Caulfield, Spellman told Crosby: \"Bing, you are Father O'Malley and under no circumstances can Father O'Malley get a divorce.\" Around the same time, Crosby talked to his mother about his intentions and she protested. Ultimately, Crosby chose to end the relationship and to stay with his wife. Bing and Dixie reconciled and he continued trying to help her overcome her alcohol issues.",
"title": "Personal life"
},
{
"paragraph_id": 76,
"text": "Widow Kathryn Crosby dabbled in local theater productions intermittently and appeared in television tributes to her late husband.",
"title": "Personal life"
},
{
"paragraph_id": 77,
"text": "In November 1958, Crosby purchased the 1,350-acre Rising River Ranch in Cassel, California after renting a portion of it for several years. Attorney Ira Shadwell declined to disclose the purchase price. In October 1978, actor Clint Eastwood purchased the ranch under the name of his business manager Roy Kaufman for $1.5 million.",
"title": "Personal life"
},
{
"paragraph_id": 78,
"text": "Crosby and his family lived in the San Francisco area for many years. In 1963, he and his wife Kathryn moved with their three young children from Los Angeles to a $175,000 ten-bedroom Tudor estate in Hillsborough because they did not want to raise their children in Hollywood, according to son Nathaniel. This house went up for sale by its current owners in 2021 for $13.75 million.",
"title": "Personal life"
},
{
"paragraph_id": 79,
"text": "In 1965, the Crosbys moved to a larger, 40-room French chateau-style house on nearby Jackling Drive, where Kathryn Crosby continued to reside after Bing's death. This house served as a setting for some of the family's Minute Maid orange juice television commercials.",
"title": "Personal life"
},
{
"paragraph_id": 80,
"text": "After Crosby's death, his eldest son, Gary, wrote a highly critical memoir, Going My Own Way (1983), depicting his father as cruel, cold, remote, and physically and psychologically abusive. While acknowledging that corporal punishments took place, there were reports of all of Gary's immediate siblings distancing themselves from the abuse claims, either in public or in private.",
"title": "Personal life"
},
{
"paragraph_id": 81,
"text": "Crosby's younger son Phillip disputed his brother Gary's claims about their father. Around the time Gary published his claims, Phillip stated to the press that \"Gary is a whining, bitching crybaby, walking around with a two-by-four on his shoulder and just daring people to nudge it off.\" Nevertheless, Phillip did not deny that Crosby believed in corporal punishment. In an interview with People magazine, Phillip stated that \"we never got an extra whack or a cuff we didn't deserve\".",
"title": "Personal life"
},
{
"paragraph_id": 82,
"text": "Shortly before Gary's book was actually published, Lindsay said, \"I'm glad [Gary] did it. I hope it clears up a lot of the old lies and rumors.\" Unlike Gary, Lindsay stated that he preferred to remember \"all the good things I did with my dad and forget the times that were rough\". \"Lindsay Crosby supported his brother (Gary) at the time of its publication but had a tempered view of its revelations. 'I never expected affection from my father so it didn't bother me,' he once told an interviewer.'\" However, after the book was published, Lindsay addressed the abuse claims and what the media had made out of them:",
"title": "Personal life"
},
{
"paragraph_id": 83,
"text": "He was a good father. It was a happy childhood. We had our differences, but we were raised to respect our parents, to do what they said. If we didn't, we got punished. As far as I know [Gary] wrote it because it was about himself and what he felt his life was about. I don't think it had anything to do with Daddy Dearest. I understand what he's trying to prove. I don't think he did anything wrong.",
"title": "Personal life"
},
{
"paragraph_id": 84,
"text": "Dennis Crosby reportedly \"said his older brother (Gary) was the most severely treated of the four boys. 'He got the first licking, and we got the second.'\"",
"title": "Personal life"
},
{
"paragraph_id": 85,
"text": "Gary's first wife of 19 years, Barbara Cosentino, of whom Gary wrote in his book, \"I could confide in her about Mom and Dad and my childhood\", and with whom Gary stayed friendly after the divorce, stated:",
"title": "Personal life"
},
{
"paragraph_id": 86,
"text": "I do not know if what's in the book is true but he never said anything to me about whippings. I think it all got a little out of hand. I certainly never witnessed anything between him and his father. I couldn't believe it when I read the book because it just didn't sound like Gary. I can't pinpoint it. Gary said to me before I read it, \"It's not the same book I wrote.\"",
"title": "Personal life"
},
{
"paragraph_id": 87,
"text": "Gary Crosby's adopted son, Steven Crosby, said in a 2003 interview:",
"title": "Personal life"
},
{
"paragraph_id": 88,
"text": "In the early years, I think, like any family you are going to butt heads with your mom, your dad and your brothers and sisters. I think there was some father-son stuff that everyone has. The book was I think an attempt of my dad to come to grips with some things in his life.",
"title": "Personal life"
},
{
"paragraph_id": 89,
"text": "Bing's younger brother, singer and jazz bandleader Bob Crosby, recalled at the time of Gary's revelations that Bing was a \"disciplinarian\", as their mother and father had been. He added, \"We were brought up that way.\" In an interview for the same article, Gary clarified that Bing \"was like a lot of fathers of that time. He was not out to be vicious, to beat children for his kicks.\"",
"title": "Personal life"
},
{
"paragraph_id": 90,
"text": "The author of the most recent biography on Bing Crosby, Gary Giddins, claims that Gary Crosby's memoir is not reliable on many instances and cannot be trusted on the abuse stories.",
"title": "Personal life"
},
{
"paragraph_id": 91,
"text": "Crosby's will established a blind trust in which none of the sons received an inheritance until they reached the age of 65, intended by Crosby to keep them out of trouble. They instead received several thousand dollars per month from a trust left in 1952 by their mother, Dixie Lee. The trust, tied to high-performing oil stocks, folded in December 1989 following the 1980s oil glut.",
"title": "Personal life"
},
{
"paragraph_id": 92,
"text": "Lindsay Crosby died in 1989 at age 51, and Dennis Crosby died in 1991 at age 56, both by suicide from self-inflicted gunshot wounds. Gary Crosby died of lung cancer in 1995 at age 62, and Phillip Crosby died of a heart attack in 2004 at age 69.",
"title": "Personal life"
},
{
"paragraph_id": 93,
"text": "Nathaniel Crosby, Crosby's younger son from his second marriage, is a former high-level golfer who won the U.S. Amateur in 1981 at age 19, becoming the youngest winner in the history of that event at the time. Harry Crosby is an investment banker who occasionally makes singing appearances.",
"title": "Personal life"
},
{
"paragraph_id": 94,
"text": "Denise Crosby, Dennis Crosby's daughter, is also an actress and is known for her role as Tasha Yar on Star Trek: The Next Generation and for the recurring role of the Romulan Sela after her withdrawal from the series as a regular cast member. She also appeared in the 1989 film adaptation of Stephen King's novel Pet Sematary.",
"title": "Personal life"
},
{
"paragraph_id": 95,
"text": "In 2006, Crosby's niece through his sister Mary Rose, Carolyn Schneider, published the laudatory book Me and Uncle Bing.",
"title": "Personal life"
},
{
"paragraph_id": 96,
"text": "Disputes between Crosby's two families began in the late 1990s. When Dixie died in 1952, her will provided that her share of the community property be distributed in trust to her sons. After Crosby's death in 1977, he left the residue of his estate to a marital trust for the benefit of his widow, Kathryn, and HLC Properties, Ltd., was formed for the purpose of managing his interests, including his right of publicity. In 1996, Dixie's trust sued HLC and Kathryn for declaratory relief as to the trust's entitlement to interest, dividends, royalties, and other income derived from the community property of Crosby and Dixie. In 1999, the parties settled for approximately $1.5 million. Relying on a retroactive amendment to the California Civil Code, Dixie's trust brought suit again, in 2010, alleging that Crosby's right of publicity was community property, and that Dixie's trust was entitled to a share of the revenue it produced. The trial court granted Dixie's trust's claim. The California Court of Appeals reversed it, however, holding that the 1999 settlement barred the claim. In light of the court's ruling, it was unnecessary for the court to decide whether a right of publicity can be characterized as community property under California law.",
"title": "Personal life"
},
{
"paragraph_id": 97,
"text": "Following his recovery from a life-threatening fungal infection in his right lung in January 1974, Crosby emerged from semi-retirement to start a new spate of albums and concerts. On March 20, 1977, after videotaping a CBS concert special, \"Bing – 50th Anniversary Gala\", at the Ambassador Auditorium with Bob Hope looking on, Crosby fell off the stage into an orchestra pit, rupturing a disc in his back requiring a month-long stay in the hospital. His first performance after the accident was his last American concert, on August 16, 1977, the day Elvis Presley died, at the Concord Pavilion in Concord, California. When the electric power failed during his performance, he continued singing without amplification. On August 27, Crosby gave a televised concert in Norway. In September, Crosby, his family and singer Rosemary Clooney began a concert tour of Britain that included two weeks at the London Palladium. While in the UK, Crosby recorded his final album, Seasons, and his final TV Christmas special with guest David Bowie on September 11 (which aired a little over a month after Crosby's death). His last concert was in the Brighton Centre on October 10, four days before his death, with British entertainer Gracie Fields in attendance. The following day he made his final appearance in a recording studio and sang eight songs at the BBC's Maida Vale Studios for a radio program, which also included an interview with Alan Dell. Accompanied by the Gordon Rose Orchestra, Crosby's last recorded performance was of the song \"Once in a While\". Later that afternoon, he met with Chris Harding to take photographs for the Seasons album jacket.",
"title": "Health and death"
},
{
"paragraph_id": 98,
"text": "On October 13, 1977, Crosby flew alone to Spain to play golf and hunt partridge. On October 14, at the La Moraleja Golf Course near Madrid, Crosby played 18 holes of golf. His partner was World Cup champion Manuel Piñero; their opponents were club president César de Zulueta and Valentín Barrios. According to Barrios, Crosby was in good spirits throughout the day, and was photographed several times during the round. At the ninth hole, construction workers building a house nearby recognized him, and when asked for a song, Crosby sang \"Strangers in the Night\". Crosby, who had a 13 handicap, won with his partner by one stroke. At about 6:30 pm, as Crosby and his party headed back to the clubhouse, Crosby said, \"That was a great game of golf, fellas. Let's go have a Coca-Cola.\" These were his last words. About 20 yards (18 m) from the clubhouse entrance, Crosby collapsed and died instantly from a massive heart attack. At the clubhouse and later in the ambulance, house physician Dr. Laiseca tried to revive him, but was unsuccessful. At Reina Victoria Hospital he was administered the last rites of the Catholic Church and was pronounced dead at the age of 74.",
"title": "Health and death"
},
{
"paragraph_id": 99,
"text": "On October 18, 1977, following a private funeral Mass at St. Paul's Catholic Church in Westwood, Crosby was buried at Holy Cross Cemetery in Culver City, California.",
"title": "Health and death"
},
{
"paragraph_id": 100,
"text": "Crosby is a member of the National Association of Broadcasters Hall of Fame in the radio division.",
"title": "Legacy"
},
{
"paragraph_id": 101,
"text": "The family created an official website on October 14, 2007, the 30th anniversary of Crosby's death.",
"title": "Legacy"
},
{
"paragraph_id": 102,
"text": "In his autobiography Don't Shoot, It's Only Me! (1990), Bob Hope wrote, \"Dear old Bing, as we called him, the Economy-sized Sinatra. And what a voice. God I miss that voice. I can't even turn on the radio around Christmas time without crying anymore.\"",
"title": "Legacy"
},
{
"paragraph_id": 103,
"text": "Calypso musician Roaring Lion wrote a tribute song in 1939 titled \"Bing Crosby\", in which he wrote: \"Bing has a way of singing with his very heart and soul / Which captivates the world / His millions of listeners never fail to rejoice / At his golden voice....\"",
"title": "Legacy"
},
{
"paragraph_id": 104,
"text": "Bing Crosby Stadium in Front Royal, Virginia, was named after Crosby in honor of his fundraising and cash contributions for its construction from 1948 to 1950.",
"title": "Legacy"
},
{
"paragraph_id": 105,
"text": "In 2006, the former Metropolitan Theater of Performing Arts ('The Met') in Spokane, Washington, was renamed to The Bing Crosby Theater.",
"title": "Legacy"
},
{
"paragraph_id": 106,
"text": "Crosby has three stars on the Hollywood Walk of Fame. One each for radio, recording, and motion pictures.",
"title": "Legacy"
},
{
"paragraph_id": 107,
"text": "Crosby wrote or co-wrote lyrics to 22 songs. His composition \"At Your Command\" was number 1 for three weeks on the U.S. pop singles chart beginning on August 8, 1931. \"I Don't Stand a Ghost of a Chance With You\" was his most successful composition, recorded by Duke Ellington, Frank Sinatra, Thelonious Monk, Billie Holiday, and Mildred Bailey, among others. Songs co-written by Crosby include:",
"title": "Compositions"
},
{
"paragraph_id": 108,
"text": "Four performances by Bing Crosby have been inducted into the Grammy Hall of Fame, which is a special Grammy award established in 1973 to honor recordings that are at least 25 years old and that have \"qualitative or historical significance\".",
"title": "Grammy Hall of Fame"
}
] | Harry Lillis "Bing" Crosby Jr. was an American singer, actor, television producer, television and radio personality and businessman. The first multimedia star, he was one of the most popular and influential musical artists of the 20th century worldwide. He was a leader in record sales, network radio ratings, and motion picture grosses from 1926 to 1977. He was one of the first global cultural icons. He made over 70 feature films and recorded more than 1,600 songs. His early career coincided with recording innovations that allowed him to develop an intimate singing style that influenced many male singers who followed, such as Frank Sinatra, Perry Como, Dean Martin, Dick Haymes, Elvis Presley, and John Lennon. Yank magazine said that he was "the person who had done the most for the morale of overseas servicemen" during World War II. In 1948, American polls declared him the "most admired man alive", ahead of Jackie Robinson and Pope Pius XII. In 1948, Music Digest estimated that his recordings filled more than half of the 80,000 weekly hours allocated to recorded radio music in America. Crosby won the Academy Award for Best Actor for his performance in Going My Way (1944) and was nominated for its sequel, The Bells of St. Mary's (1945), opposite Ingrid Bergman, becoming the first of six actors to be nominated twice for playing the same character. He was the number one box office attraction for five consecutive years, 1944 to 1948. At his screen apex in 1946, Crosby starred in three of the year's five highest-grossing films: The Bells of St. Mary's, Blue Skies and Road to Utopia. In 1963, Crosby received the first Grammy Global Achievement Award. He is one of 33 people to have three stars on the Hollywood Walk of Fame, in the categories of motion pictures, radio, and audio recording. He was also known for his collaborations with his friend Bob Hope, starring in the Road to ... films from 1940 to 1962. Crosby influenced the development of the post–World War II recording industry. After seeing a demonstration of a German broadcast quality reel-to-reel tape recorder brought to the United States by John T. Mullin, he invested $50,000 in the California electronics company Ampex to build copies. He then persuaded ABC to allow him to tape his shows. He became the first performer to prerecord his radio shows and master his commercial recordings onto magnetic tape. Crosby has been associated with the Christmas season since Irving Berlin's musical film Holiday Inn, in which he starred and famously sang "White Christmas". Through audio recordings, he produced his radio programs with the same directorial tools and craftsmanship used in motion picture production, a practice that became the industry standard. In addition to his work with early audio tape recording, he helped finance the development of videotape, bought television stations, bred racehorses, and co-owned the Pittsburgh Pirates baseball team, during which time the team won two World Series. | 2001-08-03T14:27:09Z | 2023-12-27T09:49:10Z | [
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4,011 | Base | Base or BASE may refer to: | [
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